{"id":"court_ctb_1002_1","court":"CTB","case_no":"22-50073","doc_number":1002,"sub_number":1,"doc_type":"ORDER","filed_date":"2022-10-20","title":"EXHIBIT 1 B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered","summary_zh":null,"summary_en":null,"body_en":"# EXHIBIT 1\n\n# B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 2 of 22\n\nUNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Williams & Connolly LLP**\n\nPLACE Paul Has\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE         | <div>NEUBERT, PEPE &amp; MONTEITH, P.C.</div> <div>195 Church Street, 13th Floor</div> <div>New Haven, Connecticut 06510</div> |\n|---------------|--------------------------------------------------------------------------------------------------------------------------------|\n| DATE AND TIME | <div>October 24, 2022, 10 A.M.</div> <div>(see attached Bankruptcy Court Order)</div>                                          |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: Sept\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ ember \\_\\_, 2022 22\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n## **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n- 2. Electronically stored information must be produced in accordance with the following instructions:\n\t- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n\t- b. Image Load File\n\t\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name              | Sample Data                                                                  | Description                                                                                                                                                 |\n|-------------------------|------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| FIRSTBATES              | EDC0000001                                                                   | First Bates number of native file document/email                                                                                                            |\n| LASTBATES               | EDC0000001                                                                   | Last Bates number of native file document/email<br>**The LASTBATES field should be populated<br>for single page                                             |\n| ATTACHRANGE             | EDC0000001 -<br>EDC0000015                                                   | Bates number of the first page of the parent<br>document to the Bates number of the last page of<br>the last attachment \"child\" document                    |\n| BEGATTACH               | EDC0000001                                                                   | First Bates number of attachment range                                                                                                                      |\n| ENDATTACH               | EDC0000015                                                                   | Last Bates number of attachment range                                                                                                                       |\n| CUSTODIAN               | Smith, John                                                                  | Email: Mailbox where the email resided<br>Native: Name of the individual or department<br>from whose files the document originated                          |\n| FROM                    | John Smith                                                                   | Email: Sender<br>Native: Author(s) of document<br>**semi-colon should be used to separate<br>multiple entries                                               |\n| TO                      | Coffman, Janice; LeeW<br>[mailto:LeeW@MSN.com]                               | Recipient(s)<br>**semi-colon should be used to separate multiple<br>entries                                                                                 |\n| CC                      | Frank Thompson [mailto:<br>frank_Thompson@cdt.com]                           | Carbon copy recipient(s)<br>**semi-colon should be used to separate<br>multiple entries                                                                     |\n| BCC                     | John Cain                                                                    | Blind carbon copy recipient(s)<br>**semi-colon should be used to separate<br>multiple entries                                                               |\n| SUBJECT                 | Board Meeting Minutes                                                        | Email: Subject line of the email Native: Title<br>of document (if available)                                                                                |\n| FILE_NAME               | BoardMeetingMinutes.docx                                                     | Native: Name of the original native file,<br>including extension                                                                                            |\n| DATE_SENT               | 10/12/2010                                                                   | Email: Date the email was sent<br>Native: (empty)                                                                                                           |\n| TIME_SENT/<br>TIME_ZONE | 07:05 PM GMT                                                                 | Email: Time the email was sent/ Time zone in<br>which the emails were standardized                                                                          |\n| TIME_ZONE               | GMT                                                                          | The time zone in which the emails were<br>standardized during conversion.                                                                                   |\n| LINK                    |  EDC0000001.msg                                                       | Hyperlink to the email or native file document<br>**The linked file must be named per the<br>FIRSTBATES number                                              |\n| FILE_EXTEN              | MSG                                                                          | The file type extension<br>representing<br>the Email or                                                                                                     |\n| AUTHOR                  | John Smith                                                                   | Email: (empty)<br>Native: Author of the document                                                                                                            |\n| DATE_CREATED            | 10/10/2010                                                                   | Email: (empty)<br>Native: Date the document was created                                                                                                     |\n| TIME_CREATED            | 10:25 AM                                                                     | Email: (empty)<br>Native: Time the document was created<br>**This data must be a separate field and cannot<br>be combined with the DATE_CREATED field       |\n| DATE_MOD                | 10/12/2010                                                                   | Email: (empty)<br>Native: Date the document was last modified                                                                                               |\n| TIME_MOD                | 07:00 PM                                                                     | Email: (empty)<br>Native: Time the document was last modified<br>**This data must be a separate field and cannot<br>be combined with the DATE_MOD field     |\n| DATE_ACCESSD            | 10/12/2010                                                                   | Email: (empty)<br>Native: Date the document was last accessed                                                                                               |\n| TIME_ACCESSD            | 07:00 PM                                                                     | Email: (empty)<br>Native: Time the document was last accessed<br>**This data must be a separate field and cannot<br>be combined with the DATE_ACCESSD field |\n| FILE_SIZE               | 5,952                                                                        | Size of native file document/email in KB                                                                                                                    |\n| PGCOUNT                 | 1                                                                            | Number of pages in native file document/email                                                                                                               |\n| PATH                    | >Agenda.doc                                       | Email: (empty)<br>Native: Path where native file document was<br>stored including original file name.                                                       |\n| INTFILEPATH             | Personal Folders\\Deleted<br>Items\\Board Meeting<br>Minutes.msg               | Email: original location of email including<br>original file name.<br>Native: (empty)                                                                       |\n| INTMSGID                | <000805c2c71b\\$75977050\\$<br>cb8306d1@MSN>                                   | Email: Unique Message ID Native: (empty)                                                                                                                    |\n| MD5HASH                 | d131dd02c5e6eec4693d9a0<br>698aff95c<br>2fcab58712467eab4004583e<br>b8fb7f89 | MD5 Hash value of the document.                                                                                                                             |\n| OCRPATH                 | TEXT/001/EDC0000001.txt                                                      | Path to extracted text of the native file                                                                                                                   |\n\n22\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n## Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 7 of 22\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 8 of 22\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n## **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Williams & Connolly LLP, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n## Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 10 of 22\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li (a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 11 of 22\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n## Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 12 of 22\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n## Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 13 of 22\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n#### Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 14 of 22\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)                         |                                                                                                                                                                                                                                                                                                        |  |\n|--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date) __________ .                                                                                                               | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                                                                                                    |  |\n|                                                                                                                                      | I served the subpoena by delivering a copy to the named person as follows: ____________________________________                                                                                                                                                                                        |  |\n| __________________________________ on (date) ___________________ ; or                                                                | ___________________________________________________________________________________________________                                                                                                                                                                                                    |  |\n|                                                                                                                                      | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________                                                                                        |  |\n| My fees are \\$ _________ for travel and \\$_________ for services, for a total of \\$_________ .<br>I declare under penalty of perjury | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>that this information is true and correct. |  |\n| Date: _______________                                                                                                                | ________________________________________________                                                                                                                                                                                                                                                       |  |\n|                                                                                                                                      | Server's signature                                                                                                                                                                                                                                                                                     |  |\n|                                                                                                                                      | ________________________________________________<br>Printed name and title                                                                                                                                                                                                                             |  |\n|                                                                                                                                      | ________________________________________________                                                                                                                                                                                                                                                       |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| -------------------------------------------------------<br>x |                                   |  |\n|--------------------------------------------------------------|-----------------------------------|--|\n| In re:                                                       | :<br>:<br>Chapter 11              |  |\n| HO WAN KWOK,                                                 | :<br>:<br>Case No. 22-50073 (JAM) |  |\n| Debtor.1                                                     | :<br>:<br>Re: ECF No. 839<br>:    |  |\n| --------------------------------------------------------x    |                                   |  |\n\n# **ORDER**\n\n# **GRANTING FIRST SUPPLEMENTAL OMNIBUS MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER UNDER BANKRUPTCY RULE 2004 AND LOCAL RULE 2004-1 AUTHORIZING DISCOVERY WITH RESPECT TO ADDITIONAL LEGAL AND FINANCIAL ADVISORS TO THE DEBTOR, ENTITIES AND INDIVIDUALS AFFILIATED WITH DEBTOR, AND RELEVANT BANKS**\n\nUpon consideration of the Application seeking an order authorizing a Federal Rule of Bankruptcy Procedure 2004 examination of the Examinees listed on Exhibit B thereto (the \"Application\", ECF No. 637), filed by Luc Despins, as the appointed Chapter 11 Trustee to the Debtor's estate (the \"Applicant\"), after notice and a hearing, see 11 U.S.C. § 102(1), it appearing that cause exists to grant the requested relief as conditioned hereafter; it is hereby\n\n**ORDERED**: The Rule 2004 Motion is granted as set forth below.\n\n**ORDERED**: Neubert, Pepe & Monteith, P.C., as counsel for the Trustee, is hereby authorized to sign Subpoenas in a form substantially similar to the Subpoenas attached to the Rule 2004 Motion as Exhibits C-1 to C-25 and to serve the Subpoenas, along with a copy of this Order, in accordance with Bankruptcy Rule 2004 requiring examination and the production of documents by the Examinees listed on Exhibit B to the Application.\n\n**ORDERED**: Subject to any rights under the Federal Rules of Bankruptcy Procedure, the Federal Rules of Civil Procedure, and applicable Local Rules, and unless otherwise ordered by the Court, the Examinees are hereby directed to produce all documents within 30 days of the service of the Subpoena, or such other time as agreed upon by the Trustee. To the extent an Examinee does not produce any documents requested in the Subpoena on the basis of some privilege, the Examinee is hereby directed to produce to the Trustee a privilege log that comports with Fed. R. Civ. P.\n\n<sup>1</sup> Although the Debtor's legal name is Ho Wan Kwok, he is also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases. The last four digits of the Debtor's taxpayer identification number are 9595.\n\n## Case 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 22 of Case 22-50073 Doc 866 Filed 09/21/22 Entered 09/21/22 08:14:39 Page 2 of 2 22\n\n45(e)(2), made applicable by Fed. R. Bankr. P. 9016, and D. Conn. L. Civ. R. 26(e), within 30 days of service of the Subpoena, or such other time as agreed upon by the Trustee.\n\n**ORDERED**: The Examinees are hereby directed to ensure that all documents and other information, including without limitation in any electronic format, requested in the Subpoenas or otherwise relevant to theDebtor, his business, assets, liabilities, financial condition, orthis Chapter 11 case, are properly maintained, are available for production, inspection and copying, and are not destroyed.\n\n**ORDERED**: Neubert, Pepe & Monteith, P.C., as counsel for the Trustee, is hereby authorized, without further order of this Court, to take the testimony of one or more representatives of any Examinee listed on Exhibit B to the Application by examination under Bankruptcy Rule 2004 either at the offices of Neubert, Pepe & Montheith, 195 Church Street, 13th Floor, New Haven, CT 06510, at the offices of Paul Hastings LLP, 200 Park Avenue, New York, NY 10166, or at such other place that is mutually acceptable to the parties, on a date acceptable to the Trustee, which, at the election of the Trustee, shall be not less than 14 calendar days after the production of documents by the proposed examinee in compliance with the Subpoena and this Order pursuant to Bankruptcy Rule 2004, and such examination shall continue from day to day until completed.\n\nDated at Bridgeport, Connecticut this 21st day of September, 2022.\n\n# *Julie A. Manning*\n\n## *United States Bankruptcy Judge*\n\n### *District of Connecticut*","body_zh":"证物 1\n\nB2540（表格 2540——《规则 2004 审查传票》）（12/15）案件 22-50073 文档 1002-1 提交日期 10/20/22 录入日期 10/20/22 12:34:35 第 2 页，共 22 页\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\n____________________________________________________________ 康涅狄格区 ____________________________________________________________\n\n关于 ____________________________________________________________\n\n案号 ____________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n第 __________________ 11 章\n规则 2004 审查传票\n\n致：________________________________________________________________________________________________________ Williams & Connolly LLP（威廉姆斯与康诺利律师事务所）\n\n地点 Paul Has（保罗·哈斯）\n\n（传票所针对人员的姓名）\n\n证言：兹命令你于下列载明的时间、日期和地点出席，根据《联邦破产程序规则》第 2004 条接受审查并作证。随附准许该审查的法院命令副本。\n\n地点　NEUBERT, PEPE & MONTEITH, P.C.（诺伊伯特、佩佩与蒙泰斯职业公司）\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n\n日期和时间　October 24, 2022, 10 A.M.\n（见随附的破产法院命令）\n\n审查将采用以下方式记录：______________________________________________________________ 法庭记录员／速记员\n\n提交：你或你的代表还必须在审查时携带下列文件、电子存储信息或物件，并须允许对该等材料进行查验、复制、测试或取样：\n见随附于此的文件提交请求。\n\n《联邦民事诉讼规则》第 45 条的以下规定，根据《联邦破产程序规则》第 9016 条适用于破产案件，现随附于后——有关履行地点的第 45(c) 条；有关你作为传票对象所受保护的第 45(d) 条；以及有关你对本传票的回应义务和未回应的潜在后果的第 45(e) 条及第 45(g) 条。\n\n日期：September 22, 2022\n\n法院书记员\n\n或\n\n__________________________ 书记员或副书记员签名 __________________________ 律师签名 Patrick R. Linsey（ct29437）\n\n签发或请求本传票的、代表（当事人姓名）__________________________ 的律师姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯平斯），第 11 章受托人\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n致签发或请求本传票之人的通知\n\n如本传票要求在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所针对之人送达前，向每一当事人送达通知及本传票副本。《联邦民事诉讼规则》第 45(a)(4) 条。\n\n文件提交请求\n\n一、指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，单称为“一项请求”）必须分别且具体地予以答复。除非出于善意提出异议，否则每项请求均应得到完整答复；如提出异议，则应按如下规定详细说明你提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某一词语、短语或条款，你仅须陈述对该部分的异议，并答复该等请求的其余部分。\n\n2. 电子存储信息必须按照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入的空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每幅图像右下角必须标注连续的 Bates 编号。每个文件夹内的 TIFF 文件数量不应超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的全部字段化信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期字段与时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父／子关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为以逗号分隔的文件，每行由七个字段组成；对于数据库中的每幅图像，交叉引用文件中均应有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的、文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，且每个文件夹内的文本文件数量不应超过 1,000 个文件。文件夹名称中不得有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\nd. 某些文件类型的原生格式提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。此类文件包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频／视频文件。应提供一张标有 Bates 编号的分隔页图像，表明原生文件的存在，并在 .dat 文件中以字段形式包括原生文件路径。提交的原生文件应以与该文件分隔页相对应的 Bates 编号命名。将原生文件归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文件，仅提交一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）。\n\n日期字段应以 mm/dd/yyyy 格式提供。日期字段与时间字段必须为两个独立字段。所需元数据如下：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件／电子邮件的首个 Bates 编号\n\nLASTBATES　EDC0000001　原生文件文件／电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页文件填写\n\nATTACHRANGE　EDC0000001 -\nEDC0000015　父文件首页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\n\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\n\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\n\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应以分号分隔\n\nTO　Coffman, Janice; LeeW\n[mailto:LeeW@MSN.com]　收件人\n多个条目应以分号分隔\n\nCC　Frank Thompson [mailto:\nfrank_Thompson@cdt.com]　抄送收件人\n多个条目应以分号分隔\n\nBCC　John Cain　密送收件人\n多个条目应以分号分隔\n\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\n\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\n\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间／电子邮件标准化所采用的时区\n\nTIME_ZONE　GMT　在转换期间电子邮件标准化所采用的时区。\n\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\n\nFILE_EXTEN　MSG　表示电子邮件或原生文件文件的文件类型扩展名\n\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\n\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为单独字段，且不得与 DATE_CREATED 字段合并\n\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，且不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\n\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，且不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE　5,952　原生文件文件／电子邮件的大小，以 KB 计\n\nPGCOUNT　1　原生文件文件／电子邮件的页数\n\nPATH　>Agenda.doc　电子邮件：（空）\n原生文件：存储原生文件文件的路径，包括原始文件名。\n\nINTFILEPATH　Personal Folders\\Deleted\nItems\\Board Meeting\nMinutes.msg　电子邮件的原始位置，包括原始文件名。\n原生文件：（空）\n\nINTMSGID　<000805c2c71b\\$75977050\\$\ncb8306d1@MSN>　电子邮件：唯一消息 ID；原生文件：（空）\n\nMD5HASH　d131dd02c5e6eec4693d9a0\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89　文件的 MD5 哈希值。\n\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立运作并应独立解释；除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在正常业务过程中保存的方式提交，或应予以整理和标记，以对应本请求中的类别。\n\n5. 本文件所载每项请求均延及所有文件：(a) 由你占有、保管或控制的文件；或 (b) 由任何代表你行事之人占有、保管或控制的文件，\n\n案件 22-50073 文档 1002-1 提交日期 10/20/22 录入日期 10/20/22 12:34:35 第 7 页，共 22 页\n\n包括您的律师或其他代表和顾问。每份文件均应完整提供。\n\n6. 如要求您提供的文件已不再由您占有、保管或控制，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 识别编制或撰写该文件的人员（以及，如适用，文件发送对象）；(c) 识别该文件编制或制作的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转交他人，或(iv) 以其他方式处置；(e) 说明该等处置的原因以及相关事实和情形；(f) 识别授权该等处置的人员；(g) 识别该等处置的日期或大致日期；(h) 说明该文件最后一次由您占有、保管或控制的时间；以及(i) 识别目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供的文件已被销毁，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的原因；(b) 销毁该文件的人员身份；以及(c) 指示销毁该文件的人员身份。\n\n8. 如您主张所要求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件享有特权之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或阅览过文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或文件中所载或提及的任何信息是否由任何其他人员占有、保管或控制；如是，则该等人员的身份，\nCase 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 8 of 22\n\n以及说明该等信息如何由其取得，(viii) 据以扣留该文件的特权主张，以及(ix) 您将据以支持该等特权主张的所有情形；以及(b) 就根据 D. Conn. L. Civ. R. 26(e) 基于特权主张而扣留的每一文件，制作一份特权日志，其中载明本指示第(a)部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供响应性文件。\n\n9. 如本应响应的文件的一部分含有受特权主张约束的信息，则仅应依照上述指示从该文件中删除或遮蔽受特权主张约束的该部分，其余部分应予提供。\n\n10. 该等请求具有持续性。特此指示您：(a) 一旦得知先前答复不完整或不正确，应立即补充或更正任何后来得知不完整或不正确的答复；以及(b) 提供根据下述要求所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有替代姓名、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及(b) 任何时态动词的使用应解释为使用该动词的所有其他时态。\n\n16. (a) “and”和“or”应视必要解释为连词或选择连词，以将原本可能被解释为不在任何请求范围内的所有答复纳入该请求范围；以及(b) “each”和“any”应视为包括并涵盖“every”和“all”两词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”或“Your”或“Yourself”系指 Williams & Connolly LLP（威廉斯与康诺利律师事务所），连同其任何雇员、代理人、律师、顾问，或代表其行事的任何人。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），连同其雇员、代理人、律师、顾问，或代表其行事的任何人。\nCase 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 10 of 22\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），连同其雇员、代理人、律师、顾问，或代表其行事的任何人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），连同其雇员、代理人、律师、顾问，或代表其行事的任何人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），连同其雇员、代理人、律师、顾问，或代表其行事的任何人。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女及债务人的自称妻子，以及与债务人有任何其他亲属关系的人。\n\n7. “Associated Individuals”单独及统称指以下所有个人：(1) 持有、控制、保管或对债务人或债务人家庭所拥有、控制或享有的资产具有酌处权；或(2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与该等关联实体有关联；连同前述任何一方各自的雇员、代理人、律师、顾问，或代表其行事的任何人。该等关联个人包括但不限于：Daniel Podhaskie、Jason Miller、Steve Bannon、Karin Maistrello、Melissa Francis、William Gertz、Arethusa Forsyth、Glenn Mellor、Jennifer Mercurio、Eduardo Eurnekian、Han Chunguang（又名韩春光）、Qu Guojiao（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（又名郭丽杰）、Zhang Wei（又名张伟*）、Lihong Wei Lafrenz（又名 Sara Wei、魏丽红）、Hao Haidong（又名郝海东）、Ross Heinemeyer、Max Krasner、Kyle Bass、Melissa Mendez、Ya Li（又名李娅）、Dinggang Wang（又名王定刚）、An Hong（又名安红）、Yvette Wang（又名 Yanping\nCase 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 11 of 22\n\nWang、Yan Ping Wang、王雁平）、Fiona Yu、Je Kin Ming（又名 William Je、Yu Jianming、余建明）、Yaz Qingua，以及 Lao Jiang（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “Associated Entities”单独及统称指以下所有类型的组织或实体：(1) 曾由债务人或债务人家庭拥有、控制或投资；或(2) 对债务人或债务人家庭所拥有、控制或享有的任何资产直接或间接享有权益；连同前述任何一方各自的雇员、代理人、律师、顾问，或代表其行事的任何人。该等关联实体包括但不限于：7 Nod Hill LLC、AAGV Limited、ACA Investment Management Limited、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alfonso Global Limited、Allied Capital Global Limited、Alpine Fiduciaries SA、Anton Development Limited、Assets Sino Limited、Auspicious Coast Limited、Beijing Pangu Investment Co.、Beijing Pangu Investment Co. Ltd.、Beijing Pangu Investment Inc.、Beijing Zenith Holdings Company Limited、Bravo Luck Limited、BSA Strategic Fund I、China Golden Spring (Hong Kong) Limited、Chuang Xin Limited、Crane Advisory Group LLC、Creative Apex Investments Limited、Crystal Breeze Investments Limited、Dawn State Limited、Eastern Profit Corporation Limited、Elite Well Global Limited、Empire Growth Holdings、G Club Operations LLC、G Fashion LLC、G News LLC、GETTR USA、Genever Holdings Corporation、Genever Holdings LLC、GFASHION MEDIA GROUP INC.、GFNY, Inc.、Globalist International Limited、GNews Media Group Inc.、Golden Spring (New York) Ltd.、Greenwich Land LLC、Guo Media、GTV Media Group, Inc.、Hamilton Capital Holdings Inc.、Head Win Group Limited、Henan Yuda、Himalaya Embassy、Himalaya Exchange、Himalaya Federal Reserve、Himalaya Supervisory Organization、HK International Funds Investments (USA)\nCase 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 12 of 22\n\nLimited LLC、Hong Kong International Funds Investments Limited、Infinite Increase Limited、Infinitum Developments Limited、Insight Phoenix Fund、Lamp Capital LLC、Leading Shine Limited、Leading Shine NY Limited、Long Gate Limited、Next Tycoon Investments Limited、New Federal State of China（又名 NFSC）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.、Rule of Law Foundation IV, Inc.、Rule of Law Fund、Rule of Law Society、Rule of Law Society IV, Inc.、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited，以及 ZIBA Limited。\n\n9. “Including”或其任何变体意为“包括但不限于”。\n\n10. “And”和“or”意为“and/or”，并应同时按连词及选择连词解释，以最大限度扩大其范围。\n\n11. “Any”、“all”和“each”意为“每一个及所有”。\n\n12. “Each”和“every”意为“每一个及所有”。\n\n13. “Third Party”系指您本人以外的个人或实体。\n\n14. “Transfer”具有《破产法》section 101(54) 赋予该词的含义。\n\n15. “Document”系指 Fed. R. Civ. P. 34 范围内的任何信息或物品，包括但不限于任何种类、类型、性质或描述的每一书面、记录或图形材料，该等材料现由或曾由您占有、保管或控制，包括所有电子邮件的打印件和电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、\nCase 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 13 of 22\n\n图表、蓝图、图纸、草图、曲线图、计划、文章、规格、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印输出、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、账簿、笔记本、时间表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据；无论其以何种方式存储（无论为有形形式或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，如其中包含原始文件中不存在的任何种类的笔记、评论或标记，或以其他方式与原始文件不相同。\n\n16. “人员”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与之有关、支持、赞成、反对、加强、削弱、位于、结合考虑、对其有影响、证明、表明、报告、记录、暗指、回应、\nCase 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 14 of 22\n\n与之相连、评论、就其而言、关于、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. 当“与……有关”、“涉及”或“相关”用于指称任何特定事项时，系指但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及该特定事项，或以任何方式与所识别的特定事项有关的任何文件。\n\n20. “通信”系指在最广泛可能的意义上且不限于任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面方式，还是通过电子传输设备，并包括但不限于所有信函、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传副本、电传、即时消息、聊天、短信、发布至留言板或群聊的信息、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共有公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人遗产、债务人家庭成员或关联实体的任何收入或资产有关的所有文件。\n\n2. 与债务人、债务人任何家庭成员和／或任何关联实体签订的任何委托书有关的所有文件，包括该等委托书的副本。\n\n3. 与基于您对债务人、债务人家庭成员或关联实体的代理而向您支付任何预付律师费有关的所有文件，包括足以识别该预付律师费金额及其来源的文件。\n\n4. 与您从债务人、债务人家庭成员、家庭关联实体或关联实体处或代表其收取的、存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向您支付或为其利益向您支付的任何款项之金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何试图避免支付该等义务的行为有关的所有文件，以及与本次或任何其他实际或潜在破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级管理人员及董事、经营目的，以及其与债务人、债务人任何家庭成员或任何关联个人之间关系有关的文件。\n\n8. 关于债务人或债务人家庭成员一方，与关联实体另一方之间作出、与之进行或代表其进行的任何投资或商业交易的所有文件。\n\n9. 与债务人、债务人遗产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质及价值；债务人、债务人遗产、债务人家庭成员或关联实体因该等权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于Lady May（“Lady May”号）；Sherry Netherland Hotel / Condominium（谢里内瑟兰酒店／共管公寓）；位于康涅狄格州格林尼治373 Taconic Rd.的住宅物业；位于康涅狄格州格林尼治33 Ferncliff Rd.的住宅物业；位于康涅狄格州威尔顿354 Nod Hill Rd.的住宅物业；以及债务人或债务人遗产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与据称由债务人作为受托人、Genever Holdings Corporation（Genever控股公司）及Genever Holdings LLC（Genever控股有限责任公司）于February 17, 2015订立，并以Bravo Luck Limited（博锐幸运有限公司）为受益人的《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为T7-GQM的航空器及在圣马力诺登记的任何其他航空器，包括但不限于所有登记文件副本及显示该等航空器所进行航班及该等航班上乘坐人员的飞行清单。\n\n13. 与债务人、债务人家庭成员或关联实体于July 2020前后或任何其他时间进行的任何原油期货或任何类似商品投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be（姜云富贝）就任何该等投资或交易进行的通信。\n\n14. 您与债务人、债务人家庭成员或任何代表债务人行事的关联个人、代理人、雇员或其他个人之间，就与债务人、债务人遗产、债务人家庭成员或关联实体有关的任何转让、投资或其他交易或商业往来所进行的所有通信。\n\n15. 关于债务人、债务人遗产、债务人家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭成员或任何关联实体的任何出售、收购、处置、购买、投资、出资、赠与、信贷展期、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与任何地方、州、联邦或国际机构前的任何诉讼有关的文件，无论该机构为行政机构、法院、合议庭或替代性争议解决实体。\n\n18. 与向债务人、债务人遗产、债务人家庭成员或任何关联实体提供或从其取得的任何贷款或信贷展期，或对此提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或信贷展期的条款，包括其还款条款、陈述与保证及利率；以及(ii) 该等贷款付款的所有证明。\n\n19. 与债务人使用属于、受控制于或其全部或部分所有权由债务人家庭成员、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 关于与债务人、债务人遗产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示和／或确认、资金证明、存款证、持有证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何一方进行的所有转让的所有文件。\n\n21. 与任何关联实体（包括Bravo Luck Limited）向任何其他实体质押资产有关的所有文件。\n\n送达证明\n（除非Fed. R. Civ. P. 45要求，否则本节不应向法院提交。）\n\n于（日期）__________。本人收到向（个人姓名及职务，如有）：______________________________________________发出的本传票。\n\n本人以下列方式向所列明人员交付副本，以送达本传票：____________________________________\n\n__________________________________，于（日期）___________________；或___________________________________________________________________________________________________\n\n本人未执行本传票即予退回，原因是：____________________________________________________________\n\n本人差旅费为\\$_________，服务费为\\$_________，合计为\\$_________。\n\n本人在伪证处罚下声明，除非本传票系代表美国或其官员或代理人发出，本人还已向该证人支付一天出席费用及法律允许的里程费，金额为\\$_______________________。\n\n上述信息真实、正确。\n\n日期：_______________　________________________________________________\n\n送达人签名\n\n正楷姓名及职务\n\n送达人地址\n\n关于尝试送达等事项的补充信息：\n\n《联邦民事诉讼规则》第45(c)、(d)、(e)及(g)条（Effective 12/1/13）（根据《联邦破产程序规则》第9016条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令人员出席审判、听证或证言录取：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点100英里以内；或\n\n(B) 在该人员居住、受雇或经常亲自从事商业活动所在州内，如该人员\n\n(i) 是当事人或当事人的高级管理人员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点100英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对该场所进行检查。\n\n(d) 保护受传票约束的人员；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人员施加不当负担或费用。要求履行义务地区的法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括收入损失及合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或准许检查场所的人员，无须亲自到提交或检查地点出席，除非其亦被命令出席证言录取、听证或审判。\n\n(B) 异议。被要求提交文件或有形物品，或允许检查的人，可以向传票中指定的一方当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或检查场所——或者反对以所要求的一种或多种形式提交以电子方式存储的信息。异议必须在规定的履行期限届满前或传票送达后 14 天内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方当事人可在任何时候向被要求履行者发出通知后，向要求履行所在地区的法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依照该命令的指示要求实施这些行为，并且该命令必须保护既非当事人亦非当事人高级职员的人，使其免于因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行所在地区的法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在超出 Rule 45(c) 规定的地域限制之外履行；(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或豁免；或者\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行所在地区的法院可以根据动议，在传票要求下列事项时撤销或修改该传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或者\n\n(ii) 披露未受聘专家的意见或信息，且该等意见或信息并非描述争议中的具体事件，并且源于该专家未经任何当事人要求而进行的研究。\n\n(C) 作为替代办法规定条件。在 Rule 45(d)(3)(B) 所述情形下，法院可以不撤销或修改传票，而是在送达方当事人符合下列条件时，命令在规定条件下出庭或提交材料：\n\n(i) 证明其对证言或材料具有重大需要，且若不承受不当困难则无法通过其他方式满足该需要；并且\n\n(ii) 确保被传唤人将获得合理补偿。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或以电子方式存储的信息。下列程序适用于提交文件或以电子方式存储的信息：\n\n(A) 文件。回应提交文件传票的人必须按照其在正常业务过程中保存的方式提交文件，或者必须按照请求中的类别对文件进行整理和标记。\n\n(B) 未指定以电子方式存储的信息提交形式。如传票未指定提交以电子方式存储的信息的形式，回应人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式提交该信息。\n\n(C) 以电子方式存储的信息仅以一种形式提交。回应人无须以多于一种形式提交相同的以电子方式存储的信息。\n\n(D) 无法访问的以电子方式存储的信息。回应人无须就其认定因不当负担或费用而无法合理访问的来源中的以电子方式存储的信息提供证据开示。对于强制证据开示动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院仍可在请求方当事人证明存在正当理由时，考虑 Rule 26(b)(2)(C) 的限制，命令从该等来源进行证据开示。法院可对该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料而受保护为由扣留被传唤信息的人必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种方式描述被扣留文件、通信或有形物品的性质，使当事人能够评估该主张，同时不披露本身享有特权或受保护的信息。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张，提出该主张的人可以将该主张及其依据通知收到该信息的任何当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前披露了该信息，必须采取合理步骤予以追回；并且可以立即将该信息密封提交给要求履行所在地区的法院，以裁定该主张。提交该信息的人必须在该主张得到解决前保存该信息。\n\n(g) 藐视法庭。要求履行所在地区的法院——以及在动议被移送后，签发传票的法院——可对已被送达但无充分理由而未遵从传票或与之相关命令的人作出藐视法庭认定。\n\n如需查阅传票材料，参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格联邦破产法院布里奇波特分院）\n\nx\n\n关于：　：\n：\nChapter 11\nHO WAN KWOK（郭文贵），　：\n：\nCase No. 22-50073 (JAM)\n债务人。1　：\n：\nRe: ECF No. 839\n\n命令\n\n准许 Chapter 11 受托人首次补充综合动议，即根据 Bankruptcy Rule 2004 和 Local Rule 2004-1 作出命令，授权就债务人的其他法律及财务顾问、与债务人有关联的实体及个人以及相关银行进行证据开示\n\n经审议，Luc Despins（吕克·德斯平斯）作为获任命管理债务人财产的 Chapter 11 受托人（“申请人”）提出的申请，该申请请求授权对其 Exhibit B 所列受询问人进行 Federal Rule of Bankruptcy Procedure 2004 审查（“申请”，ECF No. 637）；在通知及听证后，参见 11 U.S.C. § 102(1)；鉴于存在如后文所附条件下准许所请求救济的理由；现据此\n\n命令：准许 Rule 2004 动议，具体如下。\n\n命令：Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙蒂思律师事务所）作为受托人的律师，现获授权以与作为 Rule 2004 动议 Exhibit C-1 至 C-25 附具的传票实质相似的形式签署传票，并根据 Bankruptcy Rule 2004，连同本命令副本一并送达传票，要求申请书 Exhibit B 所列受询问人接受审查并提交文件。\n\n命令：在不影响 Federal Rules of Bankruptcy Procedure、Federal Rules of Civil Procedure 及适用 Local Rules 规定的任何权利，并且除非法院另有命令的前提下，现指示受询问人于传票送达后 30 天内，或受托人同意的其他期限内，提交全部文件。如受询问人以某种特权为由未提交传票所要求的任何文件，现指示该受询问人于传票送达后 30 天内，或受托人同意的其他期限内，向受托人提交符合 Fed. R. Civ. P.\n\n1 尽管债务人的法定姓名为 Ho Wan Kwok（郭文贵），其亦称 Guo Wengui（郭文贵）、Miles Guo（郭文贵）及 Miles Kwok（郭文贵），并有众多其他别名。债务人纳税人识别号码的后四位数字为 9595。\nCase 22-50073 Doc 1002-1 Filed 10/20/22 Entered 10/20/22 12:34:35 Page 22 of Case 22-50073 Doc 866 Filed 09/21/22 Entered 09/21/22 08:14:39 Page 2 of 2 22\n\n45(e)(2)（经 Fed. R. Bankr. P. 9016 适用）及 D. Conn. L. Civ. R. 26(e) 的特权日志。\n\n命令：现指示受询问人确保传票中要求的、或与债务人、其业务、资产、负债、财务状况或本 Chapter 11 案件有关的所有文件和其他信息，包括但不限于任何电子形式的信息，均得到妥善保存，可供提交、检查和复制，且不被毁损。\n\n命令：Neubert, Pepe & Monteith, P.C. 作为受托人的律师，现获授权，无须本院进一步命令，即可根据 Bankruptcy Rule 2004，通过审查申请书 Exhibit B 所列任何受询问人的一名或多名代表，取得其证言；审查地点为 Neubert, Pepe & Montheith 位于 195 Church Street, 13th Floor, New Haven, CT 06510 的办公室，或 Paul Hastings LLP（博钦律师事务所）位于 200 Park Avenue, New York, NY 10166 的办公室，或双方共同接受的其他地点；审查日期应为受托人可接受的日期，并由受托人选择，在拟受询问人根据 Bankruptcy Rule 2004 依传票及本命令提交文件后不少于 14 个日历日进行；该审查应日复一日持续进行，直至完成。\n\n于 2022 年 9 月 21 日在康涅狄格州布里奇波特签发。\nJulie A. Manning（朱莉·A·曼宁）\n美国破产法院法官\n康涅狄格地区","key_entities":["Je","Guo","Kwok","Ho Wan Kwok","Himalaya","Miles Guo","Despins","Luc Despins","William Je","GTV","Saraca","Himalaya Exchange","GETTR","Paul Hastings"],"ecf_references":[{"doc_number":637,"court":"CTB"},{"doc_number":839,"court":"CTB"},{"doc_number":866,"court":"CTB"}],"word_count":7037,"status":"published","published_at":"2022-10-20 00:00:00","created_at":"2022-10-20","updated_at":"2026-08-23 20:39:52"}