{"id":"court_ctb_1072_0","court":"CTB","case_no":"22-50073","doc_number":1072,"sub_number":0,"doc_type":"EXHIBIT","filed_date":"2022-11-08","title":"| UNITED STATES BANKRUPTCY COURT | |--------------------------------|","summary_zh":null,"summary_en":null,"body_en":"| UNITED STATES BANKRUPTCY COURT |\n|--------------------------------|\n| DISTRICT OF CONNECTICUT |\n| BRIDGEPORT DIVISION |\n\n| ------------------------------------------------------ | x | | | | | |\n|-------------------------------------------------------------|----------------------------------------|--|--|--|--|--|\n| In re: | :
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Chapter 11 | | | | | |\n| HO WAN KWOK, et al.,1 | :
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Case No. 22-50073 (JAM)
: | | | | | |\n| Debtors. | :
(Jointly Administered)
: | | | | | |\n| ------------------------------------------------------ | x | | | | | |\n| In re: | :
:
Chapter 11
: | | | | | |\n| GENEVER HOLDINGS LLC, | :
Case No. 22-50592 (JAM) | | | | | |\n| Debtor. | :
:
: | | | | | |\n| ------------------------------------------------------
x | | | | | | |\n\n#### **SUPPLEMENTAL MOTION OF CHAPTER 11 TRUSTEE, GENEVER HOLDINGS CORPORATION, AND GENEVER HOLDINGS LLC FOR OF AN ORDER (I) SETTING BAR DATES FOR FILING PROOFS OF CLAIM; (II) APROVING FORM OF NOTICE OF BAR DATES; AND (III) GRANTING RELATED RELIEF**\n\nLuc Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Individual Debtor\"), Genever Holdings Corporation (\"Genever (BVI)\"), and Genever Holdings LLC (\"Genever (US)\" and, together with the Trustee, and Genever (BVI), the \"Movants\") submit this supplemental motion (the \"Supplemental Motion\") for entry of an order, substantially in the form attached hereto as **Exhibit A** (the \"Proposed Order\"), pursuant to section 502(b)(9) of title 11 of the United States Code (the \"Bankruptcy Code\") and Rule 3003(c)(3) of the Federal Rules of Bankruptcy Procedure (the\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595) and Genever Holdings Corporation. The mailing address for the Trustee and the Genever (BVI) Debtor is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n\"Bankruptcy Rules\"), (a) setting the bar dates for filing proofs of claim in the chapter 11 cases of the Individual Debtor, Genever (BVI), and Genever (US) (collectively, the \"Debtors\" and their chapter 11 cases, the \"Chapter 11 Cases\"), (b) approving the form of notice of bar dates, and (c) granting related relief. In support of the Supplemental Motion, the Movants respectfully states as follows:\n\n#### **PRELIMINARY STATEMENT**\n\n1. Through this Supplemental Motion, the Movants respectfully request entry of an order establishing the bar dates to file proofs of claim in the chapter 11 cases of the Individual Debtor, Genever (BVI), and Genever (US) as well as granting certain related relief. In particular, the Movants request that the Court approve a general claims bar date of **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)** for all persons or entities (including governmental units) asserting claims against any of the Debtors, except that the bar date for governmental units to assert claims against Genever (BVI) shall be set for **April 10, 2023 at**\n\n#### **11:59 p.m. (prevailing Eastern Time)**. 2\n\n2. As the Trustee previously explained at the August 1, 2022 status conference, the Trustee deferred seeking entry of a bar date order in the Individual Debtor's chapter 11 case until after venue of Genever (US)'s chapter 11 case was transferred from the Southern District of New York to this Court, so that a single bar date could be established for chapter 11 cases of the Individual Debtor and Genever (US).3 In particular, a new bar date should be established in\n\n2 As explained below, a separate governmental bar date is necessary for claims against Genever (BVI) because a governmental bar date may not be set earlier than 180 days after the petition date, and Genever (BVI) only commenced its chapter 11 case on October 11, 2022. For the avoidance of doubt, all governmental units must file their claims against the Individual Debtor and/or Genever (US) by January 13, 2023 at 11:59 p.m. (prevailing Eastern Time).\n\n3 As the Court is well aware, prior to the appointment of the Trustee, the Individual Debtor wholly owned Genever (BVI), which, in turn, wholly owns Genever (US).\n\nGenever (US)'s case because only a few direct creditors of Genever (US), but not creditors of the Individual Debtor, received notice of the bar date previously established in Genever (US)'s chapter 11 case. Importantly, creditors of the Individual Debtor should be given the opportunity to assert claims against the Genever entities, including on the basis that these entities are or were *alter egos* of the Individual Debtor. In fact, one of the Individual Debtor's largest creditors, Pacific Alliance Asia Opportunity Fund L.P. (\"PAX\"), which was among the creditors that was notified of the prior bar date in Genever (US)'s case, did just that. Absent re-setting the bar date in Genever (US)'s case, creditors of the Individual Debtor would effectively be structurally subordinated to the claims of the handful of creditors that did file proofs of claims in Genever (US)'s case because they would be limited to the equity value, if any, that remains at Genever (US) after satisfying the claims (to the extent allowed) of the few creditors that did file proofs of claim in Genever (US)'s case. All creditors of the Individual Debtor should be given the opportunity to assert claims against Genever (US).4\n\n3. For these reasons, the Movants propose to modify the proof of claim form so as to allow holders of claims against the Individual Debtor to elect to also assert their claim against Genever (BVI) and Genever (US) on the basis that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. To be clear, the Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any such claims, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. For the avoidance of doubt, any creditor of the Individual Debtor that has a separate claim against Genever (BVI) and/or Genever (US) (*i.e.*, in addition to a claim based on\n\n4 Of course, entities that previously filed a proof of claim in Genever (US)'s chapter 11 case will not be required to file a new proof of claim.\n\n*alter ego*) must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\n4. Now that Genever (US)'s chapter 11 case has been transferred to this Court, the Movants request entry of the Proposed Order (a) setting the bar dates for filing proofs of claim in the Chapter 11 Cases, (b) approving the form of notice of bar dates, and (c) granting related relief. A blackline of the Proposed Order (including exhibits) marked to show changes against the proposed order filed by the Trustee on July 28, 2022 is attached hereto as **Exhibit B**. 5\n\n#### **JURISDICTION AND VENUE**\n\n5. The United States Bankruptcy Court for the District of Connecticut (the \"Court\") has jurisdiction over this matter pursuant to 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended). This matter is a core proceeding under 28 U.S.C. § 157(b).\n\n6. Venue is proper pursuant to 28 U.S.C. §§ 1408 and 1409.\n\n7. The bases for the relief requested herein are section 502(b)(9) of title 11 of the Bankruptcy Code and Bankruptcy Rule 3003(c).\n\n#### **BACKGROUND**\n\n#### **I. The Individual Debtor's Chapter 11 Case**\n\n8. On February 15, 2022 (the \"Individual Debtor Petition Date\"), the Debtor filed with the Court a voluntary petition for relief under chapter 11 of the Bankruptcy Code.\n\n9. On March 21, 2022, the United States Trustee appointed an Official Committee of Unsecured Creditors (\"Committee\") in the Individual Debtor's chapter 11 case. No examiner has been appointed in the Individual Debtor's chapter 11 case.\n\n5 With respect to Annex II to the Proposed Order, the changes to the Claim Form have been highlighted in yellow.\n\n10. On March 30, 2022, the Individual Debtor filed a bar date motion [Docket No. 146] (the \"Original Bar Date Motion\").6 The Court did not rule on the Original Bar Date Motion.\n\n11. On June 15, 2022, the Court entered a memorandum of decision and order (ECF No. 465) (the \"Trustee Order\") directing the United States Trustee to appoint a chapter 11 trustee in the Individual Debtor's chapter 11 case. Pursuant to the Trustee Order, the United States Trustee selected Luc A. Despins as the Trustee.\n\n12. On July 8, 2022, the Court entered an order granting the appointment of Luc A. Despins as the Trustee in the Individual Debtor's chapter 11 case [Docket No. 523] (the \"Appointment Order\").\n\n13. On July 28, 2022, the Trustee filed a revised proposed bar date order proposing a October 28, 2022 general bar date for proofs of claim filed in the Debtor's case. As discussed at the August 1, 2022 status conference, despite having filed the proposed bar date order, the Trustee requested the Court adjourn consideration of the bar date order until such time as Genever US's chapter 11 case has been transferred to this Court so that a single bar date could be set in both the Individual Debtor's chapter 11 case and Genever (US)'s chapter 11 case.\n\n**II. Genever (US)'s Chapter 11 Case**\n\n14. On October 12, 2020 (the \"Genever (US) Petition Date\"), Genever (US) filed its chapter 11 petition in the United States Bankruptcy Court for the Southern District of New York (the \"New York Bankruptcy Court\").\n\n15. No trustee or official committee of unsecured creditors has been appointed in Genever (US)'s chapter 11 case.\n\n6 On April 26, 2022, the Individual Debtor filed an amended proposed bar date order [Docket No. 262] with minor changes to the proposed bar date order attached to the Original Bar Date Motion.\n\n16. Genever (US)'s only scheduled assets are the Residence at the Sherry Netherland Hotel (the \"Sherry Netherland Apartment\") in New York, New York, and a related security deposit for a total scheduled value of approximately \\$73 million.\n\n17. By order dated January 30, 2021 [Docket No. 46 in Case No. 20-12411 (JLG)], the New York Bankruptcy Court set the general bar date to file proofs of claim against Genever (US) for March 10, 2021. At the time, the bar date notice was only served on the handful of direct creditors of Genever US as well as certain government entities, but it was not served on any creditors of the Individual Debtor (other than PAX).7\n\n18. On September 30, 2022, the Trustee and Genever (US) file their joint motion to transfer venue of Genever (US)'s chapter 11 case to this Court [Docket No. 211 in Case No. 20- 12411 (JLG)] (the \"Venue Transfer Motion\").\n\n19. By order dated November 3, 2022, the New York Bankruptcy Court granted the Venue Transfer Motion.\n\n20. Concurrently with the filing of this Supplemental Motion, the Movants have filed a motion requesting that Genever (US)'s chapter 11 case be jointly administered with the chapter 11 cases of the Individual Debtor and Genever (BVI).\n\n#### **III. Genever (BVI)'s Chapter 11 Case**\n\n21. On October 11, 2022 (the \"Genever (BVI) Petition Date\" and, together with the Genever (US) Petition Date and the Individual Debtor Petition Date, the \"Petition Dates\"), Genever (BVI) filed a voluntary petition for relief under chapter 11 of the Bankruptcy Code in this Court.\n\n7 *See* Declaration of Service, dated February 4, 2021, *In re Genever Holdings LLC*, Case No. 20-12411 (JLG) (Bankr. S.D.N.Y.) [Docket No. 48]. Only five creditors have filed proofs of claim in Genever (US)'s chapter 11 case: Sherry-Netherland, Inc., PAX, Bravo Luck Limited (\"Bravo Luck\"), Golden Spring (New York) Ltd., and the Debtor's son, *i.e.*, Qiang Guo.\n\n22. No trustee or official committee of unsecured creditors has been appointed in\n\nGenever (BVI)'s chapter 11 case.\n\n23. October 14, 2022, the Court entered an order granting joint administration of the\n\nIndividual Debtor's chapter 11 case and Genever (BVI)'s chapter 11 case [Docket No. 970].\n\n#### **RELIEF REQUESTED**\n\n24. The Movants respectfully request entry of an order, substantially in the form\n\nattached hereto as **Exhibit A** (the \"Proposed Order\"), granting the following relief:\n\n- a. Establishing the following bar dates for the filing of proofs of claim (each, a \"Proof of Claim\") in the chapter 11 cases of the Individual Debtor, Genever (BVI), and Genever (US):\n\t- i. For all entities (including governmental units) asserting claims against the Individual Debtor and/or Genever (US), **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"General Bar Date\");8\n\t- ii. For all entities (other than governmental units) asserting claims against Genever (BVI), **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time),** *i.e.*, General Bar Date; and\n\t- iii. For governmental units asserting claims against Genever (BVI), **April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\");9\n- b. Approving procedures for filing Proofs of Claim;\n- c. Approving the proposed Bar Date Notice (as defined below) and related procedures; and\n- d. Approving the proposed form of publication notice (the \"Publication Notice\").\n\n8 For the avoidance of doubt, the General Bar Date also applies to any claim by governmental units against the Individual Debtor and/or Genever (US).\n\n9 A separate governmental bar date is necessary for Genever (BVI) because under Bankruptcy Rule 3002(c)(1), governmental units have 180 days after the petition date to file proofs of claim. This only affects Genever (BVI)'s chapter 11 case because the chapter 11 cases of the Individual Debtor and Genever (US) have each been pending for more than 180 days.\n\n#### **I. Bar Dates**\n\n25. Bankruptcy Rule 3003(c)(3) provides that the Court shall fix the time within which proofs of claim must be filed in a chapter 11 case pursuant to section 501 of the Bankruptcy Code. Bankruptcy Rule 3003(c)(2) provides that any creditor who has a claim against a Debtor that arose prior to its petition date, and whose claim is not scheduled in a Debtor's schedules of assets and liabilities (collectively, the \"Schedules\") or whose claim is listed on the Schedules as disputed, contingent, or unliquidated, must file a Proof of Claim\n\n26. The Movants propose to establish the same General Bar Date for the chapter 11 cases of the Individual Debtor, Genever (BVI), and Genever (US), except that the deadline to file claims by governmental units against Genever (BVI) shall be set for 180 days after the Genever (BVI) Petition Date. To be clear, and as further detailed below, the Movants are seeking to set a General Bar Date for the chapter 11 case of Genever (US) notwithstanding that a bar date had previously been set by the New York Bankruptcy Court.\n\n27. For the avoidance of doubt, the Bar Dates are the dates and times by which all entities must submit Proofs of Claim, unless such entity or entities' Proof of Claim falls within one of the exceptions set forth in this Supplemental Motion. Subject to these exceptions, the Bar Dates would apply to all claims against the Debtors that arose or are deemed to have arisen prior to the relevant Petition Date, including secured claims, unsecured priority claims, and unsecured non-priority claims. The Debtors submit that the timeframes and procedures proposed in this Supplemental Motion will give all parties in interest adequate notice of the Bar Dates and an opportunity to respond.\n\n# **II. Procedures for Filing Proofs of Claim**\n\n## **A. Parties Required to File Proofs of Claim**\n\n28. Except as otherwise set forth herein, the Movants respectfully request that the\n\nCourt require each of the following entities holding claims against the Debtors arising before the\n\napplicable petition date to file Proofs of Claim on or before the applicable Bar Date:\n\n- a. any entity whose claim against the Debtors is not listed in the Debtors' Schedules or is listed as contingent, unliquidated or disputed if such entity desires to participate in the Chapter 11 Cases or share in any distribution in the Chapter 11 Cases; and\n- b. any entity who believes that its claim is improperly classified in the Schedules or is listed in an incorrect amount and who desires to have its claim allowed in a different classification or amount other than that identified in the Schedules.\n\n## **B. Parties Not Required to File Proofs of Claim**\n\n29. The Movants request that, notwithstanding anything to the contrary contained\n\nherein, the Court exempt the following entity or entities from any requirement to file a Proof of\n\nClaim before the applicable Bar Date:\n\n- a. any person whose claim is listed on the Schedules, if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n- b. any person whose claim has been paid in full;\n- c. a claim that has been allowed by an order of this Court entered on or before the General Bar Date;\n- d. a claim for which a separate deadline has been fixed by this Court;\n- e. any person that already has filed a Proof of Claim against the Debtors in the Chapter 11 Cases (including a Proof of Claim against Genever (US) while its case was pending in the New York Bankruptcy Court) in a form that is substantially similar to the Official Form; or\n- f. any person not required to file a proof of claim pursuant to any order of this Court.\n\n# **C. Form of Proof of Claim and Filing Proofs of Claim**\n\n30. The Movants request that the Court approve the form for filing a Proof of Claim\n\nbased on Official Form 410 (including the related instructions) substantially in the form annexed\n\nas Annex II to the Proposed Order (the \"Claim Form\").\n\n31. With respect to preparing and filing of a Proof of Claim, the Movants propose that\n\neach Proof of Claim be required to be consistent with the following:\n\n- a. Proofs of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the Petition Date (using the exchange rate, if applicable, as of the Petition Date); (iii) conform substantially to the Claim Form or the Official Bankruptcy Form 410 (the \"Official Form\");10 and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n- b. All Proofs of Claim must be filed so as to be received on or before the applicable Bar Date by the Bankruptcy Court at the following address:\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nA Proof of Claim is deemed to be timely filed only if it is **actually received** by the Court by the General Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Bankruptcy Court.\n\n# **Proofs of Claim may not be delivered by facsimile, telecopy, or electronic mail transmission.**\n\nc. Any entity (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, or governmental units) that asserts a claim arising from the rejection of an executory contract or unexpired lease must file a Proof of Claim based on such rejection by the later of (i) the applicable Bar Date and (ii) the date that is thirty (30) days after the entry of an order by the Court approving such rejection, or be forever barred from so filing. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the applicable petition date, pursuant to such executory contract or unexpired lease (other than a claim for\n\n10 The Official Form can be found at www.uscourts.gov/forms/bankruptcy-forms on the official website for the United States Courts.\n\nrejection damages), must file a Proof of Claim for such unpaid amounts on or before the Bar Date, unless another exception applies.\n\n- d. If the Movants amend or supplement the Schedules of Assets and Liabilities (the \"Schedules\") after the notice of the Bar Date has been given in accordance with the terms of the Bar Date Order, then the Movants shall give notice of any amendment or supplement to the holders of any claims affected thereby, and such holders shall have until the later of (i) the Bar Date and (ii) thirty (30) days from the date of such notice to file a Proof of Claim, or be forever barred from so filing; provided, however, that any holder of a claim listed on the Schedules as disputed, contingent, or unliquidated shall have forty-five (45) calendar days with respect to such claim affected by such amendment as the bar date for filing a Proof of Claim.\n- 32. In addition, the Claim Form has been modified to allow holders of claims against\n\nthe Individual Debtor to elect to also assert their claim against Genever (BVI) and Genever (US)\n\n(the \"Genever Debtors\") on the basis that the Genever Debtors are or were *alter egos* of the\n\nIndividual Debtor.\n\n- 33. The Bar Date Notice (as defined below) describes the *alter ego* issue as follows:\n\t- If the Genever Debtors are or were *alter egos* of the Individual Debtor, then a creditor of the Individual Debtor would also be a creditor of the Genever Debtors, despite the absence of a direct contractual or other relationship between the creditor and the Genever Debtors. To be clear, if a creditor holds a claim against the Genever Debtors based on a direct contractual or other relationship between the creditor and the Genever Debtors (*i.e.*, in addition to a claim based on *alter ego*), a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable, must be filed.\n\t- Generally, when analyzing *alter ego* claims, courts look to (1) whether the relevant entities/persons operated as a single economic unit and (2) whether there was an overall element of injustice or unfairness in maintaining the separateness between the Individual Debtor and the Genever Debtors. In analyzing these issues, courts generally consider a number of factors, including whether the entity that is the alleged *alter ego* entity was adequately capitalized, observed corporate formalities, and/or was a façade for the person in control of the *alter ego* entity. To be clear, the foregoing list of factors is not exhaustive and no single factor is dispositive. The Bar Date Notice makes clear that creditors should consult their attorney regarding these matters.\n\t- The Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any claims based on an *alter ego* theory, including on the basis that the Trustee is\n\nthe only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor.\n\n#### **III. Consequences of Failure to File a Proof of Claim**\n\n34. Pursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely file a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtors, their property, or their estates (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans of reorganization that may be filed in the Chapter 11 Cases.\n\n#### **IV. Procedures for Providing Notice of the Bar Dates**\n\n35. The Movants propose the following procedures (the \"Procedures\") for providing mailing and publication notice of the Bar Dates:\n\n#### **A. Bar Date Notices**\n\n36. Pursuant to Bankruptcy Rule 2002(a)(7), (f), and (l), the Movants propose to\n\nprovide notice of the Bar Dates to all parties in interest as follows:\n\n- a. within seven (7) business days after entry of the Proposed Order, the Movants propose to cause written notice of the Bar Dates, substantially in the form annexed as Annex I to the Proposed Order (the \"Bar Date Notice\") to be served via first class mail to the following entities (or their respective counsel, if known):\n\t- i. the United States Trustee;\n\t- ii. counsel to the Committee;\n\t- iii. all known holders of claims listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Movants by any such creditor or by returned mail from the post office with a forwarding address; provided, however, that all holders of claims listed as disputed, contingent, or unliquidated in the Debtors' Schedules shall also be served with a Notice of Disputed, Contingent, or Unliquidated Claim and Notice of Deadline For Filing Proof of Claim pursuant to Local Rule 3003-1 and the Court's Order and Notice to Disputed, Contingent and\n\nUnliquidated Creditors (Appendix K), substantially in the form attached to the Proposed Order as Annex IV (the \"Local Rule 3003-1 Notice\");\n\n- iv. all parties actually known to the Movants as having potential claims against the Debtors;\n- v. all counterparties to the Debtors' executory contracts and unexpired leases listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Movants by any such counterparty or by returned mail from the post office with a forwarding address;\n- vi. the attorneys of record to all parties to pending litigation against the Debtors (as of the date of entry of the Bar Date Order);11\n- vii. the Internal Revenue Service, the Securities and Exchange Commission, the attorneys general for the states of Connecticut and New York, and local taxing authorities in Connecticut and New York;\n- viii. all persons or entities that have filed claims in the Chapter 11 Cases (as of the date of entry of the Bar Date Order);\n- ix. all parties who have sent correspondence to the Court and that are listed on the Court's electronic docket for the Chapter 11 Cases (as of the date of entry of the Bar Date Order);\n- x. all parties who have sent correspondence to the Trustee regarding assets of, or claims against, the Estate.\n- xi. all parties who have requested notice pursuant to Bankruptcy Rule 2002 in the Chapter 11 Cases (as of the date of entry of the Bar Date Order); and\n- xii. such additional persons and entities as deemed appropriate by the Movants.\n- 37. The proposed Bar Date Notice will notify the parties of the Bar Dates and will\n\ncontain information regarding (i) who must file a Proof of Claim, (ii) the procedures for filing a\n\n11 The Individual Debtor shall provide the Trustee with such information within two (2) business days of entry of this Bar Date Order.\n\nProof of Claim, and (iii) the consequences of failure to timely file a Proof of Claim. The Movants request the Court approve the use of the Bar Date Notice as set forth in this Supplemental Motion\n\n#### **B. Publication Notice**\n\n38. In addition to the foregoing, the Movants propose to publish the Bar Date Notice as soon as reasonably practicable after the date on which the Proposed Order is entered, modified for publication in substantially the form annexed as Annex III to the Proposed Order (the \"Publication Notice\"), on one occasion in each of the following newspapers:\n\n- a. the *USA Today*;\n- b. *Sing Tao USA* (with the Publication Notice translated into Mandarin); and\n- c. *The World Journal* (with the Publication Notice translated into Mandarin), with such publication to occur no later than ten (10) business days after the entry of this Bar Date Order.\n\n#### **BASIS FOR RELIEF**\n\n# **I. The Bar Dates and Procedures for Filing Proofs of Claim Are Reasonable and Should be Approved**\n\n39. Bankruptcy Rule 3003(c)(3) generally governs the filing of proofs of claim in a chapter 11 case and provides, in relevant part, that \"[t]he court shall fix and for cause shown may extend the time within which proofs of claim or interest may be filed.\"\n\n40. In this case, the proposed Procedures provide creditors with ample notice and opportunity and a clear process for filing Proofs of Claim and thus are designed to achieve administrative and judicial efficiency. Indeed, the proposed Procedures will provide comprehensive notice and clear instructions to creditors and allow the Chapter 11 Cases to move forward quickly with minimal administrative expense and delay.\n\n41. The Movants' proposed Procedures provide clear instructions that will help avoid confusion or uncertainty among creditors that might lead them to file unnecessary protective\n\nProofs of Claim or multiple Proofs of Claim that would cause expense and delay in the claims process for all parties.\n\n42. Additionally, while a bar date had previously been set in Genever (US)'s chapter 11 case for March 10, 2021, the Movants submit that it is appropriate to set a new bar date in Genever (US)'s case because creditors of the Individual Debtor did not receive notice of the deadline to file claims in Genever (US)'s chapter 11 case, and, thus, they did not have the opportunity to assert claims against Genever (US), including on the basis that Genever US is an *alter ego* of the Individual Debtor. This is to be contrasted with PAX, one of the Individual Debtor's creditors which did receive notice of the bar date in Genever (US)'s case and which filed a proof of claim in Genever (US)'s case on the basis that, among other things, Genever (US) is the *alter ego* of the Individual Debtor.\n\n43. As a result, absent relief from this Court, creditors of the Individual Debtor would effectively be structurally subordinated to the claims of the handful of creditors that did file proofs of claims in Genever (US)'s chapter 11 case because they would be limited to the equity value, if any, that remains at Genever (US) after satisfying the claims (to the extent allowed) of the few creditors that did file proofs of claim in Genever (US)'s case. If Genever US (and other entities owned by the Debtor or his family members) are found to be *alter egos* of the Debtor, the value of the assets belonging to all of these entities, including the Sherry Netherland Apartment, should be collected by the Trustee to fund distributions to all of the Individual Debtor's legitimate creditors.\n\n44. Setting the General Bar Date as the new bar date for claims against Genever (US) would remedy any unfairness by allowing all creditors of the Debtor to be given the opportunity to assert claims against the Individual Debtor and with respect to all his assets (including the\n\nSherry Netherland Apartment). For the avoidance of doubt, entities that previously filed a Proof of Claim in Genever (US)'s chapter 11 case are not required to file a new Proof of Claim.\n\n45. Finally, the Movants submit that it will minimize confusions to modify the Claim Form to allow holders of claims against the Individual Debtor to elect to also assert their claim against Genever (BVI) and Genever (US) on the basis that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. Absent providing such an election on the Claim Form, many creditors of the Individual Debtor may inadvertently fail to also assert an *alter ego* claim against Genever (BVI) and/or (Genever (US). Moreover, the instructions to the Claim Form also make clear that the Trustee, Genever (BVI), and Genever (US) reserve their rights to object to any such claims, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. For the avoidance of doubt, any creditor of the Individual Debtor that has a separate claim against Genever (BVI) and/or Genever (US) (*i.e.*, in addition to a claim based on *alter ego*) must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\n#### **II. The Proposed Notice Procedures Are Reasonable and Should be Approved**\n\n46. Bankruptcy Rule 2002(a)(7) requires that the Debtors provide claimants at least 21-days' notice by mail of the Bar Dates pursuant to Bankruptcy Rule 3003(c). Additionally, Bankruptcy Rule 2002(l) provides that the Court may order notice by publication if it finds that notice by mail is impracticable or it is desirable to supplement other notice. Bankruptcy Rule 9008 provides that the Court shall determine the form and manner of publication notice, the newspapers used, and the frequency of publication. In addition, section 105(a) of the Bankruptcy Code, in conjunction with Bankruptcy Rule 9007 and certain subsections of Bankruptcy Rule 2002, permits the Court to establish notice standards as to most pleadings which are likely to be filed in a bankruptcy case. *See* Fed. R. Bank. P. 2002(m) (providing\n\nauthority to determine notice requirements as to Bankruptcy Rule 2002 matters); Bankruptcy Rule 9007 (providing overall authority to regulate notices).\n\n47. The Movants propose to provide the Bar Date Notice by mail to all known creditors and utilize publication to give notice to its unknown creditors. The Movants submit this procedure is consistent with applicable case law.\n\n48. The Movants submit that the relief requested herein provides for clear notice of the General Bar Date (and other Bar Dates as set forth herein) in satisfaction of the requirements of the Bankruptcy Rules and consistent with the underlying policies of the Bankruptcy Code. Accordingly, the Movants respectfully submit that the Bar Dates and the form and manner of providing notice thereof are appropriate in light of the circumstances, inure to the benefit of all parties in interest, and should be approved.\n\n#### **WAIVER OF BANKRUPTCY RULE 6004(a) AND 6004(h)**\n\n49. To implement the foregoing successfully, the Movants request that the Court enter an order providing that notice of the relief requested herein satisfies Bankruptcy Rule 6004(a) and that the Movants have established cause to exclude such relief from the 14-day stay period under Bankruptcy Rule 6004(h).\n\n#### **RESERVATION OF RIGHTS**\n\n50. Nothing contained herein or any actions taken pursuant to such relief requested is intended or shall be construed as (a) an admission as to the amount of, basis for, or validity of any claim against any of the Debtors under the Bankruptcy Code or other applicable nonbankruptcy law; (b) a waiver of the Movants' or any other party in interest's rights to dispute any claim on any grounds; (c) a promise or requirement to pay any claim; (d) an implication or admission that any particular claim is of a type specified or defined in this Supplemental Motion or any order granting the relief requested by this Supplemental Motion or a finding that any\n\nparticular claim is an administrative expense claim or other priority claim; (e) a waiver of any claims or causes of action which may exist against any creditor or interest holder; (f) a request or authorization to assume, adopt, or reject any agreement, contract, or lease pursuant to section 365 of the Bankruptcy Code; (g) a waiver or limitation of the Movants', or any other party in interest's, rights under the Bankruptcy Code or any other applicable law; (h) an admission as to the validity, priority, enforceability, or perfection of any lien on, security interest in, or other encumbrance of property of the Debtors' estates; or (i) a concession by the Movants that any liens (contractual, common law, statutory, or otherwise) that may be satisfied pursuant to the relief requested in this Supplemental Motion are valid and the rights of all parties in interest are expressly reserved to contest the extent, validity, or perfection or seek avoidance of all such liens.\n\n#### **NOTICE**\n\n51. The Movants will provide notice of this Supplemental Motion to: (a) the Office of the United States Trustee for the District of Connecticut; (b) the Committee; (c) holders of claims filed in the Genever (US) case; (d) holders of the 20 largest unsecured claims against Genever (BVI); (e) the Office of the United States Attorney for the District of Connecticut; (f) the Office of the United States Attorney for the Southern District of New York; (g) the state attorneys general for Connecticut and New York; (h) the Debtors' identified, interested taxing authorities, including the Internal Revenue Service; and (i) any party that has requested notice pursuant to Bankruptcy Rule 2002 in the chapter 11 cases of the Individual Debtor, Genever (BVI), and/or Genever (US). In view of the nature of the relief requested, the Movants respectfully submit that no other or further notice need be provided.\n\n[*Remainder of page intentionally left blank.*]\n\nThe Movants respectfully request entry of the Order, granting the relief requested in this\n\nSupplemental Motion and such other and further relief as the Court deems appropriate under the\n\ncircumstances.\n\nDated: November 8, 2022 New Haven, Connecticut\n\n## GENEVER HOLDINGS LLC\n\nBy: /s/ Douglas S. Skalka Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 821-2000 dskalka@npmlaw.com plinsey@npmlaw.com\n\n *and*\n\nKevin J. Nash, Esq. GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP 1501 Broadway, 22nd Floor New York, New York 10036 (212) 221-5700\n\n*Counsel for Genever Holdings LLC Debtor and Debtor-in-Possession*\n\n#### GENEVER HOLDINGS CORPORATION\n\nBy: /s/ Douglas S. Skalka Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 821-2000 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever Holdings Corporation Debtor and Debtor-in-Possession*\n\n# LUC A. DESPINS, CHAPTER 11 TRUSTEE\n\nBy: /s/ Douglas S. Skalka\n\n Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 8212000 dskalka@npmlaw.com plinsey@npmlaw.com\n\n *and*\n\n Nicholas A. Bassett *(pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n# *and*\n\nDouglass Barron (*pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 douglassbarron@paulhastings.com\n\n*Counsel for the Chapter 11 Trustee*\n\n# **Exhibit A**\n\n**Proposed Order (Clean)**\n\n#### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------
x | | | | | |\n|-------------------------------------------------------------|-------------|-------------------------|--|--|--|\n| In re: | :
: | Chapter 11 | | | |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) | | | |\n| Debtors. | :
:
: | (Jointly Administered) | | | |\n| ------------------------------------------------------x | | | | | |\n\n#### **ORDER ESTABLISHING DEADLINES FOR FILING PROOFS OF CLAIM AND APPROVING FORM AND MANNER OF NOTICE THEREOF**\n\n Upon (i) the motion (the \"Original Bar Date Motion\") filed by Ho Wan Kwok (the \"Individual Debtor\") for entry of an order setting bar dates for creditors to submit Proofs of Claim in the Individual Debtor's chapter 11 case and granting related relief and (ii) the supplemental motion (the \"Supplemental Motion\" and, together with the Original Bar Date Motion, the \"Motion\")2 filed by Luc Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Individual Debtor\"), Genever Holdings Corporation (\"Genever (BVI)\"), and Genever Holdings LLC (\"Genever (US)\" and, together with the Trustee, the \"Movants\"), pursuant to section 502(b)(9) of title 11 of the United States Code (the \"Bankruptcy Code\") and Rule 3003(c)(3) of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\"), for entry of an order (this \"Bar Date Order\") (a) setting bar dates for creditors to submit Proofs of Claim in the Chapter 11 Cases,\n\n 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 Capitalized terms used but not defined herein have the meanings ascribed to such terms in the Supplemental Motion.\n\n(b) approving procedures for submitting Proofs of Claim, (c) approving the form of Proof of Claim, and (d) approving the form of notice of the bar dates and manner of service thereof, all as more fully set forth in the Supplemental Motion; and the Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Amended Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and the Trustee having been appointed in the Individual Debtor's chapter 11 case by order, dated July 8, 2022; and this Court having found that the Motion is a core proceeding pursuant to 28 U.S.C. § 157(b), and that the Movants consent to entry of a final order under Article III of the United States Constitution; and this Court having found that venue of the Chapter 11 Cases and the Motion in this district is proper pursuant to 28 U.S.C. §§ 1408 and 1409; and this Court having found that proper and adequate notice of the Motion has been given and that no other or further notice is necessary; and this Court having reviewed the Motion and having heard statements in support of the Motion at a hearing held before this Court (the \"Hearing\"); and this Court having determined that the legal and factual bases set forth in the Motion and at the Hearing establish just cause for the relief granted herein; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation thereon and good and sufficient cause appearing therefor, it is HEREBY ORDERED THAT:\n\n- 1. The Motion is granted as provided herein.\n- 2. Except as otherwise provided herein,\n\t- a. all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against the Individual Debtor or Genever (US)—which arose on or prior to\n\nthe filing of each such Debtors' respective chapter 11 cases3 —shall file a proof of such claim in writing so that it is received on or before **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"General Bar Date\") or such other later date fixed by the Court if a person or entity obtains leave of the Court to assert a claim after the General Bar Date;4\n\n- b. all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, but excluding governmental units) that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against Genever (BVI)—which arose on or prior to the filing of Genever (BVI)'s chapter 11 case5 —shall file a proof of such claim in writing so that it is received on or before **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date, or such other later date fixed by the Court if a person or entity obtains leave of the Court to assert a claim after the General Bar Date; and\n- c. all governmental units that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against Genever (BVI)—which arose on or prior to the filing of Genever (BVI)'s chapter 11 case—shall file a proof of such claim in writing so that it is received on or before **April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)**, (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n- 3. The following procedures for the filing of Proofs of Claim shall apply:\n\t- a. Proofs of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the applicable Petition Date (using the exchange rate, if applicable, as of the applicable Petition Date); (iii) conform substantially to the Claim Form or the Official Bankruptcy Form 410 (the \"Official Form\");6 and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\t- b. All Proofs of Claim must be filed so as to be received on or before the applicable Bar Date by the Court at the following address:\n\nUS Bankruptcy Court District of Connecticut\n\n3 The Individual Debtor commenced his chapter 11 case on February 15, 2022, and Genever (US) commenced its chapter 11 case on October 12, 2020.\n\n4 For the avoidance of doubt, the General Bar Date also applies to any claims by governmental units against the Individual Debtor and/or Genever (US).\n\n5 Genever (BVI) commenced its chapter 11 case on October 11, 2022.\n\n6 The Official Form can be found at www.uscourts.gov/forms/bankruptcy-forms on the official website for the United States Courts.\n\nBrien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nA Proof of Claim is deemed to be timely filed only if it is **actually received** by the Court by the applicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Court through the Court's website at htt\n\n# **Proofs of Claim may not be delivered by facsimile, telecopy, or electronic mail transmission.**\n\n- c. Any person (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, or governmental units) that asserts a claim arising from the rejection of an executory contract or unexpired lease must file a Proof of Claim based on such rejection by the later of (i) the applicable Bar Date and (ii) the date that is thirty (30) days after the entry of an order by the Court approving such rejection, or be forever barred from so filing. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the applicable Petition Date, pursuant to such executory contract or unexpired lease (other than a claim for rejection damages), must file a Proof of Claim for such unpaid amounts on or before the General Bar Date unless an exception identified in subsection (e) below applies.\n- d. If the Movants amend or supplement the Debtors' Schedules of Assets and Liabilities (the \"Schedules\") after the notice is given of the applicable Bar Date, which is to be mailed under the terms of this Bar Date Order, then the Movants shall give notice of any amendment or supplement to the holders of any claims affected thereby, and such holders shall have until the later of (i) the applicable Bar Date and (ii) thirty (30) days from the date of such notice to file a Proof of Claim, or be forever barred from so filing; provided, however, that any holder of a claim listed on the Schedules as disputed, contingent, or unliquidated shall have forty-five (45) calendar days with respect to such claim affected by such amendment as the bar date for filing a proof of claim.\n- e. The following persons are not required to file a Proof of Claim on or before the applicable Bar Date, solely with respect to the claims described below:\n\n7 A login and password to the Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access the Court's website, and can be obtained through the PACER Service Center at htt\n\n- i. any person whose claim is listed on the Schedules, if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n- ii. any person whose claim has been paid in full;\n- iii. a claim that has been allowed by an order of this Court entered on or before the applicable Bar Date;\n- iv. a claim for which a separate deadline has been fixed by this Court;\n- v. any person that already has filed a Proof of Claim against the Debtors in the Chapter 11 Cases in a form that is substantially similar to the Official Form; or\n- vi. any person not required to file a proof of claim pursuant to any order of this Court.\n\n4. Pursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely file a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtors, their property, or their estates (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans of reorganization that may be filed in the Chapter 11 Cases.\n\n5. The (a) proposed notice of the Bar Dates, substantially in the form annexed hereto as **Annex I** (the \"Bar Date Notice\"), (b) the proposed form for Proofs of Claim (the \"Claim Form\"), substantially in the form annexed hereto as **Annex II**, and (c) the proposed form of publication notice (the \"Publication Notice\"), substantially in the form annexed hereto as **Annex III**, are approved.\n\n6. On the Claim Form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) on the basis that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. To be clear, the Trustee,\n\nGenever (BVI), and Genever (US) reserve all their rights to object to any such claims, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. For the avoidance of doubt, any creditor of the Individual Debtor that has a separate claim against Genever (BVI) and/or Genever (US) (*i.e.*, in addition to a claim based on *alter ego*) must file a separate Proof of Claim against Genever\n\n(BVI) and/or Genever (US), as applicable.\n\n7. The following procedures are approved with respect to notice of the Bar Dates:\n\nWithin seven (7) business days after entry of this Bar Date Order, the Movants shall cause to be mailed (i) the Claim Form and (ii) the Bar Date Notice to the following parties:\n\n- i. the United States Trustee;\n- ii. counsel to the Committee;\n- iii. all known holders of claims listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Movants by any such creditor or by returned mail from the post office with a forwarding address; provided, however, that all holders of claims listed as disputed, contingent, or unliquidated in the Debtors' Schedules shall also be served with a Notice of Disputed, Contingent, or Unliquidated Claim and Notice of Deadline For Filing Proof of Claim pursuant to Local Rule 3003-1 and the Court's Order and Notice to Disputed, Contingent and Unliquidated Creditors (Appendix K), substantially in the form attached hereto as **Annex IV** (the \"Local Rule 3003-1 Notice\");\n- iv. all parties actually known to the Movants as having potential claims against the Debtors;\n- v. all counterparties to the Debtors' executory contracts and unexpired leases listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Movants by any such counterparty or by returned mail from the post office with a forwarding address;\n- vi. the attorneys of record to all parties to pending litigation against the Debtor (as of the date of entry of the Bar Date Order);8\n- vii. the Internal Revenue Service, the Securities and Exchange Commission, the attorneys general for the states of Connecticut and New York, and local taxing authorities in Connecticut and New York;\n- viii. all persons or entities that have filed claims in the Chapter 11 Cases (as of the date of entry of the Bar Date Order);\n- ix. all parties who have sent correspondence to the Court and that are listed on the Court's electronic docket for these Chapter 11 Cases (as of the date of entry of the Bar Date Order);\n- x. all parties who have sent correspondence to the Trustee regarding assets of, or claims against, the Debtors' estates.\n- xi. all parties who have requested notice pursuant to Bankruptcy Rule 2002 in the Chapter 11 Cases (as of the date of entry of the Bar Date Order); and\n- xii. such additional persons and entities as deemed appropriate by the Movants.\n\n8. The Movants shall cause the Publication Notice to be published on one occasion in each of the following newspapers:\n\n- a. the *USA Today*;\n- b. *Sing Tao USA* (with the Publication Notice translated into Mandarin); and\n- c. *The World Journal* (with the Publication Notice translated into Mandarin)\n\nwith such publication to occur no later than ten (10) business days after the entry of this Bar Date\n\nOrder.\n\n9. The Movants are authorized and empowered to take such steps and perform such\n\nacts as may be necessary to implement and effectuate the terms of this Bar Date Order.\n\n 8 The Debtor shall provide the Trustee with such information within 2 business days of entry of this Bar Date Order.\n\n10. Notification of the relief granted by this Bar Date Order as provided herein is fair and reasonable and will provide good, sufficient, and proper notice to all of the Debtors' creditors of their rights and obligations in connection with any potential claims that they may have against the Debtors in the Chapter 11 Cases.\n\n11. Nothing in this Bar Date Order shall prejudice the right of the Movants or any other party in interest to dispute or assert any setoffs or defenses to any claim that may be filed in the Chapter 11 Cases, reflected in the Schedules, or otherwise.\n\n12. Entry of this Bar Date Order is without prejudice to the right of the Movants to seek a further order of this Court fixing the deadline by which holders of claims not subject to the Bar Dates established herein must file Proofs of Claim or assert such claims by way of motion or application against the Debtors or be forever barred from so filing.\n\n13. This Court shall retain jurisdiction to hear and determine all matters arising from or related to this Order.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022 Bridgeport, Connecticut\n\nUNITED STATES BANKRUPTCY JUDGE\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 29 of 82\n\n## **Annex I**\n\nBar Date Notice\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------
x | | | | | |\n|-------------------------------------------------------------|-------------|-------------------------|--|--|--|\n| In re: | :
: | Chapter 11 | | | |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) | | | |\n| Debtors. | :
:
: | (Jointly Administered) | | | |\n| ------------------------------------------------------x | | | | | |\n\n# **NOTICE OF DEADLINES REQUIRING THE FILING OF PROOFS OF CLAIM TO ALL PERSONS WITH CLAIMS AGAINST THE DEBTORS**\n\n## **TO: ALL PERSONS AND ENTITIES WHO MAY HAVE CLAIMS AGAINST (A) HO WAN KWOK, A.K.A. GUO WENGUI, A.K.A. MILES KWOK, (B) GENEVER HOLDINGS CORPORATION, AND/OR (C) GENEVER HOLDINGS LLC**\n\nOn February 15, 2022 (the \"Individual Debtor Petition Date\"), Mr. Ho Wan Kwok (the \"Individual Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Connecticut Bankruptcy Court\"). On July 8, 2022, the Connecticut Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Individual Debtor's chapter 11 case.\n\nOn October 12, 2020 (the \"Genever (US) Petition Date\"), Genever Holdings LLC (\"Genever (US)\") filed its chapter 11 petition in the United States Bankruptcy Court for the Southern District of New York (the \"New York Bankruptcy Court\"). On November 3, 2022, the New York Bankruptcy Court entered an order transferring Genever (US)'s chapter 11 case to the Connecticut Bankruptcy Court. Genever (US)'s only scheduled assets are a residence at the Sherry Netherland Hotel in New York, New York, and a related security deposit for a total scheduled value of approximately \\$73 million.2\n\nOn October 11, 2022 (the \"Genever (BVI) Petition Date\" and, together with the Genever (US) Petition Date and the Individual Debtor Petition Date, the \"Petition Dates\"), Genever\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 This amount does not reflect the fair market value of the Sherry Netherland apartment.\n\nHoldings Corporation (\"Genever (BVI)\") filed its chapter 11 petition in the Connecticut Bankruptcy Court. Genever (BVI) wholly owns Genever (US).\n\nBy order dated November [\\_\\_], 2022, the chapter 11 cases of the Individual Debtor, Genever (US), and Genever (BVI) are jointly administered for procedural purposes only.\n\nOn November [\\_\\_], 2022, the Connecticut Bankruptcy Court entered an order (the \"Bar Date Order\") establishing the following deadlines to file proofs of claim against the Debtors in their chapter 11 cases (the \"Chapter 11 Cases\"):3\n\n- 1. Prepetition Claims Against Individual Debtor: The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a proof of claim (a \"Proof of Claim\") in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Individual Debtor Petition Date (*i.e.*, February 15, 2022) against the Individual Debtor is **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"General Bar Date\").4\n- 2. Prepetition Claims Against Genever (US): The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (US) Petition Date (*i.e.*, October 12, 2020) against Genever (US) is **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date.\n- 3. Prepetition Claims Against Genever (BVI):\n\t- a. The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, and joint ventures) other than governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date.\n\t- b. The last date and time for all governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n\n 3 The Connecticut Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the applicable Bar Date to permit the filing of a late Proof of Claim.\n\n4 For the avoidance of doubt, the General Bar Date also applies to any claims by governmental units against the Individual Debtor and/or Genever (US).\n\nThe Bar Dates and the procedures set forth below for filing Proofs of Claim (the \"Procedures\") apply to all claims, excluding prepetition claims arising under section 503(b)(9) of the Bankruptcy Code, against the Debtors that arose before the applicable Petition Date.\n\nOn the Proof of Claim form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) (the \"Genever Debtors\") on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor. If the Genever Debtors are or were *alter egos* of the Individual Debtor, then a creditor of the Individual Debtor would also be a creditor of the Genever Debtors, despite the absence of a direct contractual or other relationship between the creditor and the Genever Debtors. To be clear, if you hold a claim against the Genever Debtors based on a direct contractual or other relationship between the creditor and the Genever Debtors (*i.e.*, in addition to a claim based on *alter ego*), you must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\nGenerally, when analyzing *alter ego* claims, courts look to (1) whether the relevant entities/persons operated as a single economic unit and (2) whether there was an overall element of injustice or unfairness in maintaining the separateness between the Individual Debtor and the Genever Debtors. In analyzing these issues, courts generally consider a number of factors, including whether the entity that is the alleged *alter ego* entity was adequately capitalized, observed corporate formalities, and/or was a façade for the person in control of the *alter ego* entity. To be clear, the foregoing list of factors is not exhaustive and no single factor is dispositive. You should consult your attorney regarding these matters.\n\nThe Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any claims based on an *alter ego* theory, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor.\n\n# **1. WHO MUST FILE A PROOF OF CLAIM**\n\n You must file a Proof of Claim in order to vote on a chapter 11 plan filed by the Debtors or to be able to share in distributions from the Debtors' estates if you have a claim that arose before the applicable Petition Date, and it is not one of the types of claims described in section 4 below. Claims based on acts or omissions of the Debtors that occurred before the Petition Date must be filed on or before the applicable Bar Date, even if such claims are not now fixed, liquidated, or certain or did not mature or become fixed, liquidated, or certain before the applicable Petition Date.\n\n Under section 101(5) of the Bankruptcy Code and as used in this notice, the word \"claim\" means a right to (a) payment, whether such right is reduced to judgment, liquidated, unliquidated, fixed, contingent, matured, unmatured, disputed, undisputed, legal, equitable, secured, or unsecured; or (b) an equitable remedy for breach of performance if such breach gives rise to a right to payment, whether such right to an equitable remedy is reduced to judgment, fixed, contingent, matured, unmatured, disputed, undisputed, secured, or unsecured.\n\n#### **2. WHAT TO FILE**\n\n Enclosed with this notice is a Proof of Claim form for use in the Chapter 11 Cases. You may utilize the Proof of Claim form(s) enclosed with this notice in order to file your claim(s). Additional Proof of Claim forms and instructions may be obtained on the Connecticut Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms.\n\n All Proofs of Claim must be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant. All Proofs of Claim must be written in English and be denominated in United States currency (using the exchange rate, if applicable, as of the Petition Date). You may attach to your completed Proof of Claim any documents on which such claim is based.\n\n All Proofs of Claim must not contain complete social security numbers or taxpayer identification numbers (include only the last four (4) digits of such numbers), complete birth dates (include only the relevant year), the names of any minors (include only such minors' initials), or financial account numbers (include only the last four (4) digits of such numbers).\n\n## **3. WHEN AND WHERE TO FILE**\n\n All Proofs of Claim must be filed so as to be received on or before the applicable Bar Date by the Connecticut Bankruptcy Court at the following address:\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nAll Proofs of Claim will be deemed filed only when **actually received** at the address listed above on or before the applicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Connecticut Bankruptcy Court through the Connecticut Bankruptcy Court's website at htt\n\nPROOFS OF CLAIM **MAY NOT** BE DELIVERED BY FACSIMILE, TELECOPY, OR ELECTRONIC MAIL TRANSMISSION.\n\n 5 A login and password to the Connecticut Bankruptcy Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access the Connecticut Bankruptcy Court's website, and can be obtained through the PACER Service Center at htt\n\n#### **4. WHO DOES NOT NEED TO FILE A PROOF OF CLAIM**\n\nYou do not need to file a Proof of Claim on or before the General Bar Date if you are:\n\n- a. any person whose claim is listed on the Schedules, if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n- b. any person whose claim has been paid in full;\n- c. a claim that has been allowed by an order of this Court entered on or before the General Bar Date;\n- d. a claim for which a separate deadline has been fixed by this Court;\n- e. any person that already has filed a Proof of Claim against the Debtors in the Chapter 11 Cases in a form that is substantially similar to the Official Form; or\n- f. any person not required to file a proof of claim pursuant to any order of the Connecticut Bankruptcy Court.\n\n This notice may be sent to many persons that have had some relationship with or have done some business with the Debtors, but that may not have an unpaid claim against any of the Debtors. The fact that you have received this notice does not mean that you have a claim against any of the Debtors or that the Connecticut Bankruptcy Court, the Trustee, or the Debtors believe that you have a claim against any of the Debtors.\n\n# **5. EXECUTORY CONTRACTS AND UNEXPIRED LEASES**\n\n If you hold a claim arising from the rejection of an executory contract or unexpired lease you must file a Proof of Claim based on such rejection by the later of (i) the applicable Bar Date and (ii) the date that is thirty (30) days after entry of an order by the Connecticut Bankruptcy Court approving such rejection. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the applicable Petition Date pursuant to such executory contract or unexpired lease (other than a claim for rejection damages) must file a Proof of Claim for such amounts on or before the General Bar Date, unless an exception identified in section 4 above applies.\n\n# **6. CONSEQUENCES OF THE FAILURE TO FILE A PROOF OF CLAIM BY THE APPLICABLE BAR DATE**\n\n ANY HOLDER OF A CLAIM THAT IS NOT EXEMPTED FROM THE REQUIREMENTS OF THE BAR DATE ORDER, AS SET FORTH IN FULL IN SECTION 4 ABOVE, AND THAT FAILS TO TIMELY FILE A PROOF OF CLAIM IN THE APPROPRIATE FORM SHALL NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH ALLEGED CLAIM FOR THE PURPOSES OF VOTING ON ANY PLAN FILED IN THE CHAPTER 11 CASES AND FOR PARTICIPATING IN ANY DISTRIBUTION IN THE DEBTORS' CHAPTER 11 CASE ON ACCOUNT OF SUCH ALLEGED CLAIM.\n\n PURSUANT TO BANKRUPTCY RULE 3003(c)(2), ANY HOLDER OF A CLAIM WHO FAILS TO TIMELY FILE A PROOF OF CLAIM AS PROVIDED HEREIN SHALL (A) BE FOREVER BARRED, ESTOPPED, AND ENJOINED FROM ASSERTING SUCH CLAIMS AGAINST THE DEBTORS, THEIR PROPERTY, OR THEIR ESTATE (OR FROM SUBMITTING A PROOF OF CLAIM WITH RESPECT THERETO) AND (B) NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH CLAIM FOR THE PURPOSES OF VOTING AND DISTRIBUTION WITH RESPECT TO ANY CHAPTER 11 PLAN OR PLANS THAT MAY BE FILED IN THESE CHAPTER 11 CASES.\n\n THE CONNECTICUT BANKRUPTCY COURT, UPON MOTION BY A CREDITOR, MAY EXTEND THE TIME FOR FILING PROOFS OF CLAIM AFTER THE APPLICABLE BAR DATE TO PERMIT THE FILING OF A LATE PROOF OF CLAIM.\n\n# **7. THE DEBTORS' SCHEDULES AND ACCESS THERETO**\n\n You may be listed as a holder of a claim against the Debtors on the Debtors' Schedules. As set forth above, if you agree with the nature, amount, and status of your claim as listed on the applicable Debtor's Schedules, and if your claim is not described as disputed, contingent, or unliquidated, then you need not (but still may) file a Proof of Claim. Otherwise, or if you decide to file a Proof of Claim, then you must do so before the applicable Bar Date, in accordance with the Procedures as set forth in this notice.\n\n Copies of the Debtors' Schedules are available for inspection on the Connecticut Bankruptcy Court's electronic docket for the Chapter 11 Cases, which may be accessed through the Connecticut Bankruptcy Court's website at htt A login and password to the Connecticut Bankruptcy Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access this information through the Connecticut Bankruptcy Court's website, and can be obtained through the PACER Service Center at htt Copies of the Debtors' Schedules also may be examined between the hours of 9:00 a.m. and 4:30 p.m. (Eastern Time), Monday through Friday at the Office of the Clerk of the Connecticut Bankruptcy Court, located at:\n\nBrien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nA HOLDER OF A POTENTIAL CLAIM AGAINST ANY OF THE DEBTORS SHOULD CONSULT AN ATTORNEY REGARDING ANY MATTERS NOT COVERED BY THIS NOTICE, SUCH AS WHETHER THE HOLDER OF SUCH A POTENTIAL CLAIM SHOULD FILE A PROOF OF CLAIM.\n\n#### 8. **ADDITIONAL INFORMATION**\n\n If you require additional information regarding this Notice, you may contact the Trustee's counsel at 1-212-318-6690 or submit an inquiry via e-mail to douglassbarron@paulhastings.com. If you believe that you hold a claim against the Debtors, you should consult an attorney if you have any questions regarding this Notice, including whether you should file a Proof of Claim.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_, 2022\n\n#### GENEVER HOLDINGS LLC\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\n Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n *and*\n\n Kevin J. Nash, Esq. GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP 1501 Broadway, 22nd Floor New York, New York 10036 (212) 221-5700\n\n*Counsel for Genever Holdings LLC Debtor and Debtor-in-Possession*\n\nGENEVER HOLDINGS CORPORATION By: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\n Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n#### LUC A. DESPINS, CHAPTER 11 TRUSTEE\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\n Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n *and*\n\n Nicholas A. Bassett *(pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n *and*\n\n Douglass Barron (*pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 douglassbarron@paulhastings.com\n\n*Counsel for the Chapter 11 Trustee*\n\n 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever Holdings Corporation Debtor and Debtor-in-Possession*\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 38 of 82\n\n## **Annex II**\n\nClaim Form\n\n![](_page_38_Picture_1.jpeg)\n\n# Official Form 410\n\n# Proof of Claim\n\n**Read the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to make a request for payment of an administrative expense. Make such a request according to 11 U.S.C. § 503.**\n\n**Filers must leave out or redact** information that is entitled to privacy on this form or on any attached documents. Attach redacted copies of any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. **Do not send original documents;** they may be destroyed after scanning. If the documents are not available, explain in an attachment.\n\nA person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both. 18 U.S.C. §§ 152, 157, and 3571.\n\n**Fill in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy** (Form 309) **that you received.**\n\n#### Part 1: Identify the Claim 1. **Who is the current creditor?** \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name of the current creditor (the person or entity to be paid for this claim) Other names the creditor used with the debtor \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 2. **Has this claim been acquired from someone else?** No Yes. From whom? \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 3. **Where should notices and payments to the creditor be sent?** Federal Rule of Bankruptcy Procedure (FRBP) 2002(g) **Where should notices to the creditor be sent? Where should payments to the creditor be sent?** (if different) \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Number Street \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ City State ZIP Code Contact phone \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Contact email \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Number Street \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ City State ZIP Code Contact phone \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Contact email \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Uniform claim identifier for electronic payments in chapter 13 (if you use one): \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ 4. **Does this claim amend one already filed?** No Yes. Claim number on court claims registry (if known) \\_\\_\\_\\_\\_\\_\\_\\_ Filed on \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ MM / DD / YYYY 5. **Do you know if anyone else has filed a proof of claim for this claim?** No Yes. Who made the earlier filing? \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n| | debtor? | ‰
No
‰
Yes. Last 4 digits of the debtor's account or any number you use to identify the debtor: ____ ____ ____ ____ | | | | |\n|----|--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|\n| 7. | How much is the claim? | \\$_____________________________. Does this amount include interest or other charges?
‰
No | | | | |\n| | | ‰
Yes. Attach statement itemizing interest, fees, expenses, or other
charges required by Bankruptcy Rule 3001(c)(2)(A). | | | | |\n| 8. | What is the basis of the
claim? | Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful death, or credit card.
Attach redacted copies of any documents supporting the claim required by Bankruptcy Rule 3001(c).
Limit disclosing information that is entitled to privacy, such as health care information.
______________________________________________________________________________ | | | | |\n| | 8A. Alter Ego Claim Against
Genever Entities? | If you assert a claim against Ho Wan Kwok, you may also assert a claim against Genever Holdings Corporation and
Genever Holdings LLC on the basis that these entities are alter egos of Ho Wan Kwok by checking the following box:
| | | | |\n| 9. | Is all or part of the claim
secured? | ‰
No
‰
Yes. The claim is secured by a lien on property. | | | | |\n| | | Nature of property: | | | | |\n| | | ‰
Real estate. If the claim is secured by the debtor's principal residence, file a Mortgage Proof of Claim | | | | |\n| | | Attachment (Official Form 410-A) with this Proof of Claim. | | | | |\n| | | ‰
Motor vehicle
‰
Other. Describe:
_____________________________________________________________ | | | | |\n| | | | | | | |\n| | | Basis for perfection:
_____________________________________________________________ | | | | |\n| | | Attach redacted copies of documents, if any, that show evidence of perfection of a security interest (for
example, a mortgage, lien, certificate of title, financing statement, or other document that shows the lien has
been filed or recorded.) | | | | |\n| | | Value of property:
\\$__________________ | | | | |\n| | | Amount of the claim that is secured:
\\$__________________ | | | | |\n| | | | | | | |\n| | | Amount of the claim that is unsecured: \\$__________________ (The sum of the secured and unsecured
amounts should match the amount in line 7.) | | | | |\n| | | Amount necessary to cure any default as of the date of the petition:
\\$____________________ | | | | |\n| | | Annual Interest Rate (when case was filed)_______% | | | | |\n| | | ‰
Fixed | | | | |\n| | | ‰
Variable | | | | |\n| | 10. Is this claim based on a | ‰
No | | | | |\n| | lease? | ‰
Yes. Amount necessary to cure any default as of the date of the petition.
\\$____________________ | | | | |\n| | 11. Is this claim subject to a | ‰
No | | | | |\n| | right of setoff? | ‰
Yes. Identify the property: ___________________________________________________________________ | | | | |\n\n| 12. Is all or part of the claim
entitled to priority under
11 U.S.C. § 507(a)? | ‰
No
‰
Yes. Check one: | Amount entitled to priority |\n|--------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|\n| A claim may be partly
priority and partly | ‰
Domestic support obligations (including alimony and child support) under
11 U.S.C. § 507(a)(1)(A) or (a)(1)(B). | \\$____________________ |\n| in some categories, the
law limits the amount | ‰
Up to \\$* of deposits toward purchase, lease, or rental of property or services for
personal, family, or household use. 11 U.S.C. § 507(a)(7). | \\$____________________ |\n| | ‰
Wages, salaries, or commissions (up to \\$1,*) earned within 180 days before the
bankruptcy petition is filed or the debtor's business ends, whichever is earlier.
11 U.S.C. § 507(a)(4). | \\$____________________ |\n| | ‰
Taxes or penalties owed to governmental units. 11 U.S.C. § 507(a)(8). | \\$____________________ |\n| | ‰
Contributions to an employee benefit plan. 11 U.S.C. § 507(a)(5). | \\$____________________ |\n| | ‰
Other. Specify subsection of 11 U.S.C. § 507(a)(__) that applies. | \\$____________________ |\n| | * Amounts are subject to adjustment on 4/01/ and every 3 years after that for cases begun on or after the date of adjustment. | |\n| | nonpriority. For example,
entitled to priority. | |\n\n| Part 3:
Sign Below | | | | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|--------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| The person completing
this proof of claim must
sign and date it.
FRBP 9011(b). | Check the appropriate box:
‰
I am the creditor.
‰ | I am the creditor's attorney or authorized agent. | | | | |\n| If you file this claim
electronically, FRBP
5005(a)(2) authorizes courts
to establish local rules | ‰
‰ | | | I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004.
I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. | | |\n| specifying what a signature
is. | I understand that an authorized signature on this Proof of Claim serves as an acknowledgment that when calculating the
amount of the claim, the creditor gave the debtor credit for any payments received toward the debt. | | | | | |\n| fraudulent claim could be
fined up to \\$500,000,
imprisoned for up to 5 | A person who files a
I have examined the information in this Proof of Claim and have a reasonable belief that the information is true
and correct. | | | | | |\n| years, or both.
I declare under penalty of perjury that the foregoing is true and correct.
18 U.S.C. §§ 152, 157, and
3571.
Executed on date
_________________ | | | | | | |\n| | Signature | | | ________________________________________________________________________
Print the name of the person who is completing and signing this claim: | | |\n| | Name | First name | | Middle name | | _______________________________________________________________________________________________
Last name |\n| | Title | | | | | _______________________________________________________________________________________________ |\n| Company | | | | Identify the corporate servicer as the company if the authorized agent is a servicer. | | _______________________________________________________________________________________________ |\n| | Address | Number | Street | | | _______________________________________________________________________________________________
_______________________________________________________________________________________________ |\n| | | City | | | State | ZIP Code |\n| | Contact phone | _____________________________ | | | Email | ____________________________________ |\n\n# Official Form 410\n\n# Instructions for Proof of Claim\n\nUnited States Bankruptcy Court 12/15\n\n**These instructions and definitions generally explain the law. In certain circumstances, such as bankruptcy cases that debtors do not file voluntarily, exceptions to these general rules may apply. You should consider obtaining the advice of an attorney, especially if you are unfamiliar with the bankruptcy process and privacy regulations.**\n\n**A person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both.** 18 U.S.C. §§ 152, 157 and 3571.\n\n#### **How to fill out this form**\n\n- **Fill in all of the information about the claim as of the date the case was filed.**\n- **Fill in the caption at the top of the form.**\n- **If the claim has been acquired from someone else, then state the identity of the last party** who owned the claim or was the holder of the claim and who transferred it to you before the initial claim was filed.\n- **Attach any supporting documents to this form.** Attach redacted copies of any documents that show that the debt exists, a lien secures the debt, or both. (See the definition of *redaction* on the next page.)\n\nAlso attach redacted copies of any documents that show perfection of any security interest or any assignments or transfers of the debt. In addition to the documents, a summary may be added. Federal Rule of Bankruptcy Procedure (called \"Bankruptcy Rule\") 3001(c) and (d).\n\n- **Do not attach original documents because attachments may be destroyed after scanning.**\n- **If the claim is based on delivering health care goods or services, do not disclose confidential health care information. Leave out or redact confidential information both in the claim and in the attached documents.**\n- **A** *Proof of Claim* **form and any attached documents must show only the last 4 digits of any social security number, individual's tax identification number, or financial account number, and only the year of any person's date of birth.** See Bankruptcy Rule 9037.\n- **For a minor child, fill in only the child's initials and the full name and address of the child's parent or guardian.** For example, write *A.B., a minor child* (*John Doe, parent, 123 Main St., City, State*). See Bankruptcy Rule 9037.\n\n#### **Confirmation that the claim has been filed**\n\nTo receive confirmation that the claim has been filed, either enclose a stamped self-addressed envelope and a copy of this form or go to the court's PACER system (www.pacer.psc.uscourts.gov) to view the filed form.\n\n#### **Understand the terms used in this form**\n\n**Administrative expense:** Generally, an expense that arises after a bankruptcy case is filed in connection with operating, liquidating, or distributing the bankruptcy estate. 11 U.S.C. § 503.\n\n**Claim:** A creditor's right to receive payment for a debt that the debtor owed on the date the debtor filed for bankruptcy. 11 U.S.C. §101 (5). A claim may be secured or unsecured.\n\n**Creditor:** A person, corporation, or other entity to whom a debtor owes a debt that was incurred on or before the date the debtor filed for bankruptcy. 11 U.S.C. §101 (10).\n\n**Debtor:** A person, corporation, or other entity who is in bankruptcy. Use the debtor's name and case number as shown in the bankruptcy notice you received. 11 U.S.C. § 101 (13).\n\n**Evidence of perfection:** Evidence of perfection of a security interest may include documents showing that a security interest has been filed or recorded, such as a mortgage, lien, certificate of title, or financing statement.\n\n**Information that is entitled to privacy:** A *Proof of Claim* form and any attached documents must show only the last 4 digits of any social security number, an individual's tax identification number, or a financial account number, only the initials of a minor's name, and only the year of any person's date of birth. If a claim is based on delivering health care goods or services, limit the disclosure of the goods or services to avoid embarrassment or disclosure of confidential health care information. You may later be required to give more information if the trustee or someone else in interest objects to the claim.\n\n**Priority claim:** A claim within a category of unsecured claims that is entitled to priority under 11 U.S.C. §507(a). These claims are paid from the available money or property in a bankruptcy case before other unsecured claims are paid. Common priority unsecured claims include alimony, child support, taxes, and certain unpaid wages.\n\n**Proof of claim:** A form that shows the amount of debt the debtor owed to a creditor on the date of the bankruptcy filing. The form must be filed in the district where the case is pending.\n\n**\\$OWHU(JR&ODLPV**,I\\RXDVVHUWDFODLPDJDLQVW+R:DQ .ZRN\\RXPD\\DOVRDVVHUWDFODLPDJDLQVW\\*HQHYHU+ROGLQJV &RUSRUDWLRQDQG\\*HQHYHU+ROGLQJV//&WKH\\*HQHYHU 'HEWRUVRQWKHEDVLVWKDWWKHVHHQWLWLHVDUH*DOWHUHJRV*RI+R :DQ.ZRNE\\FKHFNLQJWKHDSSOLFDEOHER[RQWKHSURRIRI FODLPIRUP7KH7UXVWHHDQGWKH\\*HQHYHU'HEWRUVUHVHUYHDOO ULJKWVLQUHJDUGWRDQ\\VXFK*DOWHUHJR*FODLPVLQFOXGLQJRQWKH EDVLVWKDWWKH7UXVWHHLVWKHRQO\\SDUW\\HQWLWOHGWRDVVHUWWKDW WKH\\*HQHYHU'HEWRUVDUHRUZHUHDOWHUHJRVRIWKH,QGLYLGXDO 'HEWRU\n\n**5HGDFWLRQRILQIRUPDWLRQ**0DVNLQJHGLWLQJRXWRUGHOHWLQJ FHUWDLQLQIRUPDWLRQWRSURWHFWSULYDF\\)LOHUVPXVWUHGDFWRU OHDYHRXWLQIRUPDWLRQHQWLWOHGWRSULYDF\\RQWKH3URRIRI &ODLPIRUPDQGDQ\\DWWDFKHGGRFXPHQWV\n\n**Secured claim under 11 U.S.C. §506(a):** A claim backed by a lien on particular property of the debtor. A claim is secured to the extent that a creditor has the right to be paid from the property before other creditors are paid. The amount of a secured claim usually cannot be more than the value of the particular property on which the creditor has a lien. Any amount owed to a creditor that is more than the value of the property normally may be an unsecured claim. But exceptions exist; for example, see 11 U.S.C. § 1322(b) and the final sentence of 1325(a).\n\nExamples of liens on property include a mortgage on real estate or a security interest in a car. A lien may be voluntarily granted by a debtor or may be obtained through a court proceeding. In some states, a court judgment may be a lien.\n\n**Setoff:** Occurs when a creditor pays itself with money belonging to the debtor that it is holding, or by canceling a debt it owes to the debtor.\n\n**Uniform claim identifier:** An optional 24-character identifier that some creditors use to facilitate electronic payment.\n\n**Unsecured claim:** A claim that does not meet the requirements of a secured claim. A claim may be unsecured in part to the extent that the amount of the claim is more than the value of the property on which a creditor has a lien.\n\n#### **Offers to purchase a claim**\n\nCertain entities purchase claims for an amount that is less than the face value of the claims. These entities may contact creditors offering to purchase their claims. Some written communications from these entities may easily be confused with official court documentation or communications from the debtor. These entities do not represent the bankruptcy court, the bankruptcy trustee, or the debtor. A creditor has no obligation to sell its claim. However, if a creditor decides to sell its claim, any transfer of that claim is subject to Bankruptcy Rule 3001(e), any provisions of the Bankruptcy Code (11 U.S.C. § 101 et seq.) that apply, and any orders of the bankruptcy court that apply.\n\n#### **Annex III**\n\nPublication Notice\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 45 of 82\n\n| | | UNITED STATES BANKRUPTCY COURT
DISTRICT OF CONNECTICUT
BRIDGEPORT DIVISION |\n|--------|-------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|\n| | ---------------------------------------------------------------------------------X | : |\n| In re: | | :
Chapter 11 |\n| | Ho Wan Kwok, et al. | :
Case No. 22-50073 (JAM) |\n| | Debtors.1 | :
(Jointly Administered) |\n| | ----------------------------------------------------------------------------------X | |\n\n#### **NOTICE OF BAR DATES FOR FILING PROOFS OF CLAIM**\n\n#### PLEASE TAKE NOTICE THAT:\n\nOn February 15, 2022 (the \"Individual Debtor Petition Date\"), Mr. Ho Wan Kwok (the \"Individual Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Connecticut Bankruptcy Court\"). On July 8, 2022, the Connecticut Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Individual Debtor's chapter 11 case.\n\nOn October 12, 2020 (the \"Genever (US) Petition Date\"), Genever Holdings LLC (\"Genever (US)\") filed its chapter 11 petition in the United States Bankruptcy Court for the Southern District of New York (the \"New York Bankruptcy Court\"). On November 3, 2022, the New York Bankruptcy Court entered an order transferring Genever (US)'s chapter 11 case to the Connecticut Bankruptcy Court. Genever (US)'s only scheduled assets are a residence at the Sherry Netherland Hotel in New York, New York, and a related security deposit for a total scheduled value of approximately \\$73 million.2\n\nOn October 11, 2022 (the \"Genever (BVI) Petition Date\" and, together with the Genever (US) Petition Date and the Individual Debtor Petition Date, the \"Petition Dates\"), Genever Holdings Corporation (\"Genever (BVI)\" and, together with the Individual Debtor and Genever (US), the \"Debtors\") filed its chapter 11 petition in the Connecticut Bankruptcy Court. Genever (BVI) wholly owns Genever (US).\n\nOn November [\\_\\_], 2022, the Connecticut Bankruptcy Court entered an order (the \"Bar Date Order\") establishing the following deadlines to file proofs of claim against the Debtors in their chapter 11 cases (the \"Chapter 11 Cases\"):3\n\n- 1. Prepetition Claims Against Individual Debtor: The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a proof of claim (a \"Proof of Claim\") in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Individual Debtor Petition Date (*i.e.*, February 15, 2022) against the Individual Debtor is **January 13, 2023 at 11:59 p.m. (ET)** (the \"General Bar Date\").\n- 2. Prepetition Claims Against Genever (US): The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (US) Petition Date (*i.e.*, October 12, 2020) against Genever (US) is **January 13, 2023 at 11:59 p.m. (ET)**, *i.e.*, the General Bar Date.\n- 3. Prepetition Claims Against Genever (BVI):\n\n- a. The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, and joint ventures) other than governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **January 13, 2023 at 11:59 p.m. (ET)**, *i.e.*, the General Bar Date.\n- b. The last date and time for all governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications). 2\n\nThis amount does not reflect the fair market value of the Sherry Netherland apartment. 3\n\nThe Connecticut Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the applicable Bar Date to permit the filing of a late Proof of Claim.\n\n#### Genever (BVI) is **April 10, 2023 at 11:59 p.m. (ET)** (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n\nOn the Proof of Claim form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) (the \"Genever Debtors\") on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor. If the Genever Debtors are or were *alter egos* of the Individual Debtor, then a creditor of the Individual Debtor would also be a creditor of the Genever Debtors, despite the absence of a direct contractual or other relationship between the creditor and the Genever Debtors. To be clear, if you hold a claim against the Genever Debtors based on a direct contractual or other relationship between the creditor and the Genever Debtors (*i.e.*, in addition to a claim based on *alter ego*), you must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\nThe Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any claims based on an *alter ego* theory, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor.\n\nCopies of the Proof of Claim form may be viewed and downloaded free of charge on the Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms. Copies of the Bar Date Order may be obtained upon written request to counsel for the Trustee at douglassbarron@paulhastings.com.\n\nAll Proofs of Claim must be filed so as to be received on or before the General Bar Date by the Connecticut Bankruptcy Court at the following address:\n\n> US Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nAll Proofs of Claim will be deemed filed only when **actually received** at the address listed above on or before the applicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Connecticut Bankruptcy Court through the Connecticut Bankruptcy Court's website at htt **Proofs of claim sent by fax or email will not be accepted**.\n\nTo be properly filed, each Proof of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the applicable Petition Date (using the exchange rate, if applicable, as of the applicable Petition Date); (iii) conform substantially to the form of Proof of Claim attached to the Bar Date Order or the Official Bankruptcy Form 410; and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\nPursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely file a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtor, his property, or this estate (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans that may be filed in the Chapter 11 Cases.\n\nIf you require additional information regarding this Notice, you may contact the Trustee's counsel at 1-212-318-6690 or submit an inquiry via e-mail to douglassbarron@paulhastings.com. mailto:mujiinfo@donlinrecano.com**If you believe that you hold a claim against the Debtors, you should consult an attorney if you have any questions regarding this Notice, including whether you should file a Proof of Claim.**\n\n#### **Annex IV**\n\nLocal Rule 3003-1 Notice\n\n# **NOTICE OF DISPUTED, CONTINGENT, OR UNLIQUIDATED CLAIM AND NOTICE OF DEADLINE FOR FILING PROOF OF CLAIM**\n\n#### To: Claimant(s) Address(es)\n\nDebtor: [Ho Wan Kowk] Scheduled Claim Amount(s): \\$ \\_\\_\\_\\_\\_\\_ \\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\nDebtor: [Genever Holdings Corporation] Scheduled Claim Amount(s): \\$ \\_\\_\\_\\_\\_\\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\nDebtor: [Genever Holdings LLC] Scheduled Claim Amount(s): \\$ \\_\\_\\_\\_\\_\\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\n- **1.** The Debtors (i.e., Ho Wan Kwok, Genever Holdings Corporation, and Genever Holdings LLC) scheduled your claim as indicated above. Any creditor (including governmental units) whose claim is scheduled as disputed, contingent, or unliquidated in the Debtors' Schedules filed on March 9, 2022 (ECF No. 78 in Case No. 22-50073 (JAM)), \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022 (ECF No. \\_ in Case No. 22-50542 (JAM)), and November 3, 2020 (ECF No. 4 in Case No. 22-50592 (JAM)) (collectively, the \"Schedules\"), must file a proof of claim by January 13, 2023, except that claims by governmental units against Genever Holdings Corporation may be filed until April 10, 2023. Pursuant to Federal Rule of Bankruptcy Procedure 3003(c)(2), any creditor required to file a proof of claim who fails to do so shall not be treated as a creditor with respect to such a claim for the purposes of voting on the Debtors' plan and for distributions to creditors.\n- **2.** Creditors who have already filed claims need not file them again.\n- **3.** A proof of claim form is enclosed with this notice.\n- **4.** Counsel to the Trustee, counsel to Genever Holdings Corporation, and/or counsel to Genever Holdings LLC shall file this completed notice listing all those creditors whose claim was not scheduled or whose claim was scheduled as disputed, contingent, or unliquidated in the Schedules on or before seven business days after entry of the bar date order (ECF No. \\_) (the \"Bar Date Order\"). Counsel shall also serve this notice on all affected parties by First Class Mail, postage prepaid on or before seven (7) business days after entry of the Bar Date Order. Counsel shall file a Certificate of Service indicating such compliance on or before fourteen (14) business days after entry of the Bar Date Order.\n\n# **Exhibit B**\n\n**Proposed Order (Blackline)**\n\n| --------------------------------------------------------------------X
----------------------------------------------------------- | UNITED STATES BANKRUPTCY COURT
DISTRICT OF CONNECTICUT
BRIDGEPORT DIVISION
: |\n|--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------|\n| | : |\n| In re: | :
Chapter 11 |\n| | x |\n| Ho Wan Kwok, | : |\n| | : |\n| Debtor.1 | :
Case No. 22-50073 (JAM)
: |\n| HO WAN KWOK, et al.,1 | (Jointly Administered)
: |\n| Debtors. | |\n| | : |\n| | : |\n| ----------------------------------------------------------- | x |\n\n# --------------------------------------------------------------------X**ORDER ESTABLISHING**\n\n# **DEADLINES FOR FILING PROOFS OF CLAIM AND APPROVING FORM AND MANNER OF NOTICE THEREOF**\n\nUpon the(i) the motion (the \"Original Bar Date Motion\") filed by Ho Wan Kwok (the\n\n\"Individual Debtor\") for entry of an order setting bar dates for creditors to submit Proofs of\n\nClaim in the Individual Debtor's chapter 11 case and granting related relief and (ii) the\n\nsupplemental motion (the \"Supplemental Motion\" and, together with the Original Bar Date\n\nMotion, the \"Motion\") 2 filed by the above-captioned debtorLuc Despins, in his capacity as the\n\n1 The Debtor is known by the following names: Guo Wengui; Miles Guo; Miles Kwok; and Ho Wan Kwok. 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 Capitalized terms used but not defined herein have the meanings ascribed to such terms in the Supplemental Motion. At the time of the filing of the Motion, the Debtor was the debtor in possession. On June 15, 2022, the Court entered a memorandum of decision and order [ECF No. 465] directing the United States Trustee to appoint a chapter 11 trustee in the Chapter 11 Case. Pursuant to that order, the United States Trustee selected Luc A. Despins as the chapter 11 trustee (the \"Trustee\"). On July 8, 2022, the Court entered an order granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523].\n\nchapter 11 trustee (the \"DebtorTrustee\") appointed in thisthe chapter 11 case of Ho Wan Kwok (the \"Chapter 11 Case\"), Individual Debtor\"), Genever Holdings Corporation (\"Genever (BVI)\"), and Genever Holdings LLC (\"Genever (US)\" and, together with the Trustee, the \"Movants\"), pursuant to section 502(b)(9) of title 11 of the United States Code (the \"Bankruptcy Code\") and Rule 3003(c)(3) of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\"), for entry of an order (this \"Bar Date Order\") (a) setting bar dates for creditors to submit Proofs of Claim in thisthe Chapter 11 CaseCases, (b) approving procedures for submitting Proofs of Claim, (c) approving the form of Proof of Claim Form, and (d) approving the form of notice of the bar dates and manner of service thereof;, all as more fully set forth in the Supplemental Motion; and the Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Amended Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and the Trustee having been appointed in this Chapterthe Individual Debtor's chapter 11 Casecase by order, dated July 8, 2022; and this Court having found that the Motion is a core proceeding pursuant to 28 U.S.C. § 157(b), and that the Trustee consentsMovants consent to entry of a final order under Article III of the United States Constitution; and this Court having found that venue of thisthe Chapter 11 CaseCases and the Motion in this district is proper pursuant to 28 U.S.C. §§ 1408 and 1409; and this Court having found that proper and adequate notice of the Motion has been given and that no other or further notice is necessary; and this Court having reviewed the Motion and having heard statements in support of the Motion at a hearing held before this Court (the \"Hearing\"); and this Court having determined that the legal and factual bases set forth in the Motion and at the Hearing establish just cause for the relief granted herein; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and\n\nafter due deliberation thereon and good and sufficient cause appearing therefor, it is HEREBY\n\n## ORDERED THAT:\n\n- 1. The Motion is granted as provided herein.\n- 2. Except as otherwise provided herein,\n\t- a. all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against the Individual Debtor or Genever (US)—which arose on or prior to the filing of this Chaptereach such Debtors' respective chapter 11 Case cases3 —shall file a proof of such claim in writing so that it is received on or before **October 28January 13, 20222023 at 11:59 p.m. (ETprevailing Eastern Time)** (the \"General Bar Date\") or such other later date fixed by the Court if a person or entity obtains leave of the Court to assert a claim after the General Bar Date. ; 4\n\t- b. all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, but excluding governmental units) that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against Genever (BVI)—which arose on or prior to the filing of Genever (BVI)'s chapter 11 case5 —shall file a proof of such claim in writing so that it is received on or before **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date, or such other later date fixed by the Court if a person or entity obtains leave of the Court to assert a claim after the General Bar Date; and\n\t- c. all governmental units that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against Genever (BVI)—which arose on or prior to the filing of Genever (BVI)'s chapter 11 case—shall file a proof of such claim in writing so that it is received on or before **April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)**, (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n- 3. The following procedures for the filing of Proofs of Claim shall apply:\n\t- a. Proofs of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the\n\n3 The Individual Debtor commenced his chapter 11 case on February 15, 2022, and Genever (US) commenced its chapter 11 case on October 12, 2020.\n\n4 For the avoidance of doubt, the General Bar Date also applies to any claims by governmental units against the Individual Debtor and/or Genever (US).\n\n5 Genever (BVI) commenced its chapter 11 case on October 11, 2022.\n\napplicable Petition Date (using the exchange rate, if applicable, as of the applicable Petition Date); (iii) conform substantially to the Claim Form or the Official Bankruptcy Form 410 (the \"Official Form\");36 and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\nb. All Proofs of Claim must be filed so as to be received on or before the Generalapplicable Bar Date by the Bankruptcy Court at the following address:\n\n> US Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nA Proof of Claim is deemed to be timely filed only if it is **actually received** by the Court by the Generalapplicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the BankruptcyCourt through the Court.'s website at htt\n\n### **Proofs of Claim may not be delivered by facsimile, telecopy, or electronic mail transmission.**\n\n- c. Any person (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, or governmental units) that asserts a claim arising from the rejection of an executory contract or unexpired lease must file a Proof of Claim based on such rejection by the later of (i) the Generalapplicable Bar Date and (ii) the date that is thirty (30) days after the entry of an order by the Court approving such rejection, or be forever barred from so filing. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the applicable Petition Date, pursuant to such executory contract or unexpired lease (other than a claim for rejection damages), must file a Proof of Claim for such unpaid amounts on or before the General Bar Date unless an exception identified in subsection (e) below applies.\n- d. If the Trustee amends or supplementsMovants amend or supplement the Debtors' Schedules of Assets and Liabilities (the \"Schedules\") after the Trustee's counsel gives notice is given of the Generalapplicable Bar Date,\n\n36 The Official Form can be found at www.uscourts.gov/forms/bankruptcy-forms on the official website for the United States Courts.\n\n7 A login and password to the Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access the Court's website, and can be obtained through the PACER Service Center at htt\n\nwhich is to be mailed under the terms of this Bar Date Order, then the TrusteeMovants shall give notice of any amendment or supplement to the holders of any claims affected thereby, and such holders shall have until the later of (i) the Generalapplicable Bar Date and (ii) thirty (30) days from the date of such notice to file a Proof of Claim, or be forever barred from so filing; provided, however, that any holder of a claim listed on the Schedules as disputed, contingent, or unliquidated shall have forty-five (45) calendar days with respect to such claim affected by such amendment as the bar date for filing a proof of claim.\n\n- e. The following persons are not required to file a Proof of Claim on or before the Generalapplicable Bar Date, solely with respect to the claims described below:\n\t- i. any person whose claim is listed on the Schedules;, if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n\t- ii. any person whose claim has been paid in full;\n\t- iii. a claim that has been allowed by an order of this Court entered on or before the Generalapplicable Bar Date;\n\t- iv. a claim for which a separate deadline has been fixed by this Court;\n\t- v. any person that already has filed a Proof of Claim against the DebtorDebtors in thisthe Chapter 11 CaseCases in a form that is substantially similar to the Official Form; or\n\t- vi. any person not required to file a proof of claim pursuant to any order of this Court.\n\n4. Pursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely\n\nfile a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the DebtorDebtors, histheir property, or this estatetheir estates (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans of reorganization that may be filed in thisthe Chapter 11 CaseCases.\n\n5. The (a) proposed notice of the Bar Dates, substantially in the form annexed hereto as **Annex I** (the \"Bar Date Notice\"), (b) the proposed form for Proofs of Claim (the \"Claim Form\"), substantially in the form annexed hereto as **Annex II**, and (c) the proposed form of publication notice (the \"Publication Notice\"), substantially in the form annexed hereto as **Annex III**, are approved.\n\n6. On the Claim Form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) on the basis that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. To be clear, the Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any such claims, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. For the avoidance of doubt, any creditor of the Individual Debtor that has a separate claim against Genever (BVI) and/or Genever (US) (*i.e.*, in addition to a claim based on *alter ego*) must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\n7. **6.** The following procedures are approved with respect to notice of the Bar Dates:\n\nWithin seven (7) business days after entry of this Bar Date Order, the TrusteeMovants shall cause to be mailed (i) the Claim Form and (ii) the Bar Date Notice to the following parties:\n\n- i. the United States Trustee;\n- ii. counsel to the Committee and counsel to any examiner appointed as as of the date of entry of the Bar Date Order;\n- iii. all known holders of claims listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the TrusteeMovants by any such creditor or by returned mail from the post office with a forwarding address; provided, however, that all holders of claims listed as disputed, contingent, or\n\nunliquidated in the DebtorDebtors's Schedules shall also be served with a Notice of Disputed, Contingent, or Unliquidated Claim and Notice of Deadline For Filing Proof of Claim pursuant to Local Rule 3003-1 and the Court's Order and Notice to Disputed, Contingent and Unliquidated Creditors (Appendix K), substantially in the form attached hereto as **Annex IV** (the \"Local Rule 3003-1 Notice\");\n\n- iv. all parties actually known to the TrusteeMovants as having potential claims against the DebtorDebtors;\n- v. all counterparties to the DebtorDebtors's executory contracts and unexpired leases listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the TrusteeMovants by any such counterparty or by returned mail from the post office with a forwarding address;\n- vi. the attorneys of record to all parties to pending litigation against the Debtor (as of the date of entry of the Bar Date Order);48\n- vii. the Internal Revenue Service, the Securities and Exchange Commission, the attorneys general for the states of Connecticut and New York, and local taxing authorities in Connecticut and New York;\n- viii. all persons or entities that have filed claims in thisthe Chapter 11 CaseCases (as of the date of entry of the Bar Date Order);\n- ix. all parties who have sent correspondence to the Court and that are listed on the Court's electronic docket for thisthese Chapter 11 CaseCases (as of the date of entry of the Bar Date Order);\n- x. all parties who have sent correspondence to the Trustee regarding assets of, or claims against, the EstateDebtors' estates.\n- xi. all parties who have requested notice pursuant to Bankruptcy Rule 2002 in thisthe Chapter 11 CaseCases (as of the date of entry of the Bar Date Order); and\n- xii. such additional persons and entities as deemed appropriate by the TrusteeMovants.\n- 8. **7.** The TrusteeMovants shall cause the Publication Notice to be published on one\n\noccasion in each of the following newspapers:\n\n48 The Debtor shall provide the Trustee with such information within 2 business days of entry of this Bar Date Order.\n\na. the *USA Today*;\n\nb. *Sing Tao USA* (with the Publication Notice translated into Mandarin); and\n\nc. *The World Journal* (with the Publication Notice translated into Mandarin).\n\nwith such publication to occur no later than ten (10) business days after the entry of this Bar Date Order.\n\n**8.** The Debtor shall cause the Publication Notice to be posted, no later than seven business days after entry of this Bar Date Order, and at no expense to the Trustee or the Estate, (a) on his social media account on GETTR (i.e., the account known as @Miles), for a continuous period of no less than 48 hours and (b) on the homepage of GNews.org, for a continuous period of no less than 24 hours, for a continuous period of no less than 48 hours, in each case without modifying, in any way, the Bar Date notice and without adding any commentary with respect to such posting, whether such commentary is part of the same posting or added in any subsequent postings by, or at the direction of, the Debtor.\n\n9. The Trustee isMovants are authorized and empowered to take such steps and perform such acts as may be necessary to implement and effectuate the terms of this Bar Date Order.\n\n10. Notification of the relief granted by this Bar Date Order as provided herein is fair and reasonable and will provide good, sufficient, and proper notice to all of the DebtorDebtors's creditors of their rights and obligations in connection with any potential claims that they may have against the DebtorDebtors in thisthe Chapter 11 CaseCases.\n\n11. Nothing in this Bar Date Order shall prejudice the right of the TrusteeMovants or any other party in interest to dispute or assert any setoffs or defenses to any claim that may be filed in thisthe Chapter 11 CaseCases, reflected in the Schedules, or otherwise.\n\n12. Entry of this Bar Date Order is without prejudice to the right of the\n\nTrusteeMovants to seek a further order of this Court fixing the deadline by which holders of claims not subject to the Bar Dates established herein must file Proofs of Claim or assert such claims by way of motion or application against the DebtorDebtors or be forever barred from so filing.\n\n13. This Court shall retain jurisdiction to hear and determine all matters arising from or related to this Order.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022\n\nBridgeport, Connecticut UNITED STATES BANKRUPTCY JUDGE\n\n#### **Annex I**\n\nBar Date Notice\n\n#### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT**\n\n| --------------------------------------------------------------------X | |\n|-----------------------------------------------------------------------|-------------------------|\n| ----------------------------------------------------------- | : |\n| | : |\n| | : |\n| | Chapter 11 |\n| In re: | x |\n| | : |\n| Ho Wan Kwok, | :
: |\n| | |\n| | Case No. 22-50073 (JAM) |\n| | : |\n| Debtor.1 | |\n| | |\n| | : |\n| | (Jointly Administered) |\n| HO WAN KWOK, et al.,1 | |\n| Debtors. | : |\n| | |\n| | : |\n| ---------------------------------------------------------- | x |\n| | |\n\n**BRIDGEPORT DIVISION**\n\n--------------------------------------------------------------------X**NOTICE OF DEADLINES REQUIRING THE FILING OF PROOFS OF CLAIM TO ALL PERSONS WITH CLAIMS AGAINST THE DEBTOR DEBTORS**\n\n**TO: ALL PERSONS AND ENTITIES WHO MAY HAVE CLAIMS AGAINST (A) HO WAN KWOK, A.K.A. GUO WENGUI, A.K.A. MILES KWOK , (B) GENEVER HOLDINGS CORPORATION, AND/OR (C) GENEVER HOLDINGS LLC**\n\n1 Although the Debtor's legal name is Ho Wan Kwok, he is also known by the following names: Guo Wengui; Miles Guo; and Miles Kwok.\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\nOn February 15, 2022 (the \"Individual Debtor Petition Date\"), Mr. Ho Wan Kwok (the \"Individual Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Connecticut Bankruptcy Court\"). On July 8, 2022, the Connecticut Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Individual Debtor's chapter 11 case (the \"Chapter 11 Case\").\n\n#### On August\n\nOn October 12, 2020 (the \"Genever (US) Petition Date\"), Genever Holdings LLC (\"Genever (US)\") filed its chapter 11 petition in the United States Bankruptcy Court for the Southern District of New York (the \"New York Bankruptcy Court\"). On November 3, 2022, the New York Bankruptcy Court entered an order transferring Genever (US)'s chapter 11 case to the Connecticut Bankruptcy Court. Genever (US)'s only scheduled assets are a residence at the Sherry Netherland Hotel in New York, New York, and a related security deposit for a total scheduled value of approximately \\$73 million.2\n\nOn October 11, 2022 (the \"Genever (BVI) Petition Date\" and, together with the Genever (US) Petition Date and the Individual Debtor Petition Date, the \"Petition Dates\"), Genever Holdings Corporation (\"Genever (BVI)\") filed its chapter 11 petition in the Connecticut Bankruptcy Court. Genever (BVI) wholly owns Genever (US).\n\nBy order dated November [\\_\\_], 2022, the chapter 11 cases of the Individual Debtor, Genever (US), and Genever (BVI) are jointly administered for procedural purposes only.\n\nOn November [\\_\\_], 2022, the Connecticut Bankruptcy Court entered an order (the \"Bar Date Order\") establishing **October 28, 2022 at 11:59 p.m. (ET)**the following deadlines to file proofs of claim against the Debtors in their chapter 11 cases (the \"General Bar Date\") as theChapter 11 Cases\"):3\n\n1. Prepetition Claims Against Individual Debtor: The last date and time for each person or entity (each as defined in the Bankruptcy Code), includingall persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units (as defined in the Bankruptcy Code) to file a proof of claim (each, a \"Proof of Claim,\" and collectively, the \"Proofs of Claim\") in respect of any prepetition claim (as defined in the Bankruptcy Code) againstarising prior to the Individual Debtor in the Chapter 11 Case.2 Petition Date (*i.e.*, February 15, 2022) against the Individual Debtor is **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"General Bar Date\").4\n\n2 This amount does not reflect the fair market value of the Sherry Netherland apartment.\n\n3 The Connecticut Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the applicable Bar Date to permit the filing of a late Proof of Claim.\n\n2 The Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the General Bar Date to permit the filing of a late Proof of Claim.\n\n4 For the avoidance of doubt, the General Bar Date also applies to any claims by governmental units against the Individual Debtor and/or Genever (US).\n\n#### The General Bar Date\n\n2. Prepetition Claims Against Genever (US): The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (US) Petition Date (*i.e.*, October 12, 2020) against Genever (US) is **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date.\n\n# 3. Prepetition Claims Against Genever (BVI):\n\n- a. The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, and joint ventures) other than governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date.\n- b. The last date and time for all governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n\nThe Bar Dates and the procedures set forth below for filing Proofs of Claim (the \"Procedures\") apply to all claims, excluding prepetition Claimsclaims arising under section 503(b)(9) of the Bankruptcy Code, against the DebtorDebtors that arose before the applicable Petition Date, i.e., February 15, 2022 (i.e., the Petition Date). .\n\nOn the Proof of Claim form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) (the \"Genever Debtors\") on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor. If the Genever Debtors are or were *alter egos* of the Individual Debtor, then a creditor of the Individual Debtor would also be a creditor of the Genever Debtors, despite the absence of a direct contractual or other relationship between the creditor and the Genever Debtors. To be clear, if you hold a claim against the Genever Debtors based on a direct contractual or other relationship between the creditor and the Genever Debtors (*i.e.*, in addition to a claim based on *alter ego*), you must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\nGenerally, when analyzing *alter ego* claims, courts look to (1) whether the relevant entities/persons operated as a single economic unit and (2) whether there was an overall element of injustice or unfairness in maintaining the separateness between the Individual Debtor and the Genever Debtors. In analyzing these issues, courts generally consider a number of factors, including whether the entity that is the alleged *alter ego* entity was adequately capitalized, observed corporate formalities, and/or was a façade for the person in control of the *alter ego*\n\nentity. To be clear, the foregoing list of factors is not exhaustive and no single factor is dispositive. You should consult your attorney regarding these matters.\n\nThe Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any claims based on an *alter ego* theory, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor.\n\n#### **1. WHO MUST FILE A PROOF OF CLAIM**\n\nYou must file a Proof of Claim in order to vote on a chapter 11 plan filed by the DebtorDebtors or to be able to share in distributions from the DebtorDebtors's estate estates if you have a claim that arose before the applicable Petition Date, and it is not one of the types of claims described in section 4 below. Claims based on acts or omissions of the DebtorDebtors that occurred before the Petition Date must be filed on or before the Generalapplicable Bar Date, even if such claims are not now fixed, liquidated, or certain or did not mature or become fixed, liquidated, or certain before the applicable Petition Date.\n\nUnder section 101(5) of the Bankruptcy Code and as used in this notice, the word \"claim\" means a right to (a) payment, whether such right is reduced to judgment, liquidated, unliquidated, fixed, contingent, matured, unmatured, disputed, undisputed, legal, equitable, secured, or unsecured; or (b) an equitable remedy for breach of performance if such breach gives rise to a right to payment, whether such right to an equitable remedy is reduced to judgment, fixed, contingent, matured, unmatured, disputed, undisputed, secured, or unsecured.\n\n#### **2. WHAT TO FILE**\n\nEnclosed with this notice is a Proof of Claim form for use in thisthe Chapter 11 CaseCases. You may utilize the Proof of Claim form(s) enclosed with this notice in order to file your claim(s). Additional Proof of Claim forms and instructions may be obtained on the Connecticut Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms.\n\nAll Proofs of Claim must be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant. All Proofs of Claim must be written in English and be denominated in United States currency (using the exchange rate, if applicable, as of the Petition Date). You may attach to your completed Proof of Claim any documents on which such claim is based.\n\nAll Proofs of Claim must not contain complete social security numbers or taxpayer identification numbers (include only the last four (4) digits of such numbers), complete birth dates (include only the relevant year), the names of any minors (include only such minors' initials), or financial account numbers (include only the last four (4) digits of such numbers).\n\n#### **3. WHEN AND WHERE TO FILE**\n\nAll Proofs of Claim must be filed so as to be received on or before **October 28, 2022 at 11:59 p.m. (ET)**the applicable Bar Date by the Connecticut Bankruptcy Court at the following address:\n\nUS Bankruptcy Court District of Connecticut\n\nBrien McMahon Federal Building\n\n915 Lafayette Boulevard\n\nBridgeport, CT 06604\n\nAll Proofs of Claim will be deemed filed only when **actually received** at the address listed above on or before the Generalapplicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Connecticut Bankruptcy Court. through the Connecticut Bankruptcy Court's website at htt\n\nPROOFS OF CLAIM **MAY NOT** BE DELIVERED BY FACSIMILE, TELECOPY, OR ELECTRONIC MAIL TRANSMISSION.\n\n# **4. WHO DOES NOT NEED TO FILE A PROOF OF CLAIM**\n\nYou do not need to file a Proof of Claim on or before the General Bar Date if you are:\n\n- a. any person whose claim is listed on the Schedules;, if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n- b. any person whose claim has been paid in full;\n- c. a claim that has been allowed by an order of this Court entered on or before the General Bar Date;\n- d. a claim for which a separate deadline has been fixed by this Court;\n- e. any person that already has filed a Proof of Claim against the DebtorDebtors in thisthe Chapter 11 CaseCases in a form that is substantially similar to the Official Form; or\n\n5 A login and password to the Connecticut Bankruptcy Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access the Connecticut Bankruptcy Court's website, and can be obtained through the PACER Service Center at htt\n\nf. any person not required to file a proof of claim pursuant to any order of the Connecticut Bankruptcy Court.\n\nThis notice may be sent to many persons that have had some relationship with or have done some business with the DebtorDebtors, but that may not have an unpaid claim against any of the DebtorDebtors. The fact that you have received this notice does not mean that you have a claim against any of the DebtorDebtors or that the Connecticut Bankruptcy Court, the Trustee, or the DebtorDebtors believe that you have a claim against any of the DebtorDebtors.\n\n#### **5. EXECUTORY CONTRACTS AND UNEXPIRED LEASES**\n\nIf you hold a claim arising from the rejection of an executory contract or unexpired lease you must file a Proof of Claim based on such rejection by the later of (i) the Generalapplicable Bar Date and (ii) the date that is thirty (30) days after entry of an order by the Connecticut Bankruptcy Court approving such rejection. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the applicable Petition Date pursuant to such executory contract or unexpired lease (other than a claim for rejection damages) must file a Proof of Claim for such amounts on or before the General Bar Date, unless an exception identified in section 4 above applies.\n\n#### **6. CONSEQUENCES OF THE FAILURE TO FILE A PROOF OF CLAIM BY THE GENERALAPPLICABLE BAR DATE**\n\nANY HOLDER OF A CLAIM THAT IS NOT EXEMPTED FROM THE REQUIREMENTS OF THE BAR DATE ORDER, AS SET FORTH IN FULL IN SECTION 4 ABOVE, AND THAT FAILS TO TIMELY FILE A PROOF OF CLAIM IN THE APPROPRIATE FORM SHALL NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH ALLEGED CLAIM FOR THE PURPOSES OF VOTING ON ANY PLAN OF REORGANIZATION FILED IN THISTHE CHAPTER 11 CASECASES AND FOR PARTICIPATING IN ANY DISTRIBUTION IN THE DEBTORDEBTORS'S CHAPTER 11 CASE ON ACCOUNT OF SUCH ALLEGED CLAIM.\n\nPURSUANT TO BANKRUPTCY RULE 3003(c)(2), ANY HOLDER OF A CLAIM WHO FAILS TO TIMELY FILE A PROOF OF CLAIM AS PROVIDED HEREIN SHALL (A) BE FOREVER BARRED, ESTOPPED, AND ENJOINED FROM ASSERTING SUCH CLAIMS AGAINST THE DEBTORDEBTORS, HISTHEIR PROPERTY, OR THISTHEIR ESTATE (OR FROM SUBMITTING A PROOF OF CLAIM WITH RESPECT THERETO) AND (B) NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH CLAIM FOR THE PURPOSES OF VOTING AND DISTRIBUTION WITH RESPECT TO ANY CHAPTER 11 PLAN OR PLANS OF REORGANIZATION THAT MAY BE FILED IN THISTHESE CHAPTER 11 CASECASES.\n\nTHE CONNECTICUT BANKRUPTCY COURT, UPON MOTION BY A CREDITOR, MAY EXTEND THE TIME FOR FILING PROOFS OF CLAIM AFTER THE\n\nGENERALAPPLICABLE BAR DATE TO PERMIT THE FILING OF A LATE PROOF OF CLAIM.\n\n# **7. THE DEBTORDEBTORS'S SCHEDULES AND ACCESS THERETO**\n\nYou may be listed as a holder of a claim against the DebtorDebtors on the DebtorDebtors's Schedules.\n\nTo determine if and how you are listed on the Schedules, please refer to the descriptions set forth on the enclosed Proof of Claim form(s) regarding the nature, amount, and status of your claim(s). If you received post-petition payments from the Debtor (as authorized by the Bankruptcy Court) on account of your claim(s), then the enclosed Proof of Claim form(s) should reflect the net amount of your claim(s).\n\n As set forth above, if you agree with the nature, amount, and status of your claim as listed on the applicable Debtor's Schedules, and if your claim is not described as disputed, contingent, or unliquidated, then you need not (but still may) file a Proof of Claim. Otherwise, or if you decide to file a Proof of Claim, then you must do so before the Generalapplicable Bar Date, in accordance with the Procedures as set forth in this notice.\n\nCopies of the DebtorDebtors's Schedules are available for inspection on the Connecticut Bankruptcy Court's electronic docket for the Debtor's Chapter 11 CaseCases, which may be accessed through the Connecticut Bankruptcy Court's website at htt A login and password to the Connecticut Bankruptcy Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access this information through the Connecticut Bankruptcy Court's website, and can be obtained through the PACER Service Center at htt Copies of the DebtorDebtors's Schedules also may be examined between the hours of 9:00 a.m. and 4:30 p.m. (Eastern Time), Monday through Friday at the Office of the Clerk of the Connecticut Bankruptcy Court, located at:\n\nBrien McMahon Federal Building\n\n915 Lafayette Boulevard\n\nBridgeport, CT 06604\n\nA HOLDER OF A POTENTIAL CLAIM AGAINST ANY OF THE DEBTORDEBTORS SHOULD CONSULT AN ATTORNEY REGARDING ANY MATTERS NOT COVERED BY THIS NOTICE, SUCH AS WHETHER THE HOLDER OF SUCH A POTENTIAL CLAIM SHOULD FILE A PROOF OF CLAIM.\n\n# 8. **ADDITIONAL INFORMATION**\n\nIf you require additional information regarding this Notice, you may contact the Trustee's counsel at 1-212-318-6690 or submit an inquiry via e-mail to douglassbarron@paulhastings.com. If you believe that you hold a claim against the Debtors, you should consult an attorney if you have any questions regarding this Notice, including whether you should file a Proof of Claim.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_, 2022 Patrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n*and*\n\nNicholas A. Bassett *(pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n*and*\n\nAvram E. Luft *(pro hac vice*) Douglass Barron (*pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com\n\n*[Proposed] Counsel for the Chapter 11 Trustee*\n\n#### GENEVER HOLDINGS LLC\n\n#### LUC A. DESPINS, CHAPTER 11 TRUSTEE\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\nDouglas S. Skalka (ct00616)\n\nPatrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n195 Church Street, 13th Floor\n\nNew Haven, Connecticut 06510\n\n(203) 781-2847\n\ndskalka@npmlaw.com\n\nplinsey@npmlaw.com\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\nDouglas S. Skalka (ct00616)\n\nPatrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n195 Church Street, 13th Floor\n\nNew Haven, Connecticut 06510\n\n(203) 781-2847\n\n*and*\n\ndskalka@npmlaw.com\n\nplinsey@npmlaw.com\n\n*and*\n\nKevin J. Nash, Esq.\n\nGOLDBERG WEPRIN FINKEL GOLDSTEIN LLP\n\n1501 Broadway, 22nd Floor\n\nNew York, New York 10036\n\n(212) 221-5700\n\nNicholas A. Bassett *(pro hac vice*)\n\nPAUL HASTINGS LLP\n\n2050 M Street NW\n\nWashington, D.C., 20036\n\n(202) 551-1902\n\n*and*\n\nnicholasbassett@paulhastings.com\n\n*Counsel for Genever Holdings LLC*\n\n*Debtor and Debtor-in-Possession*\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 69 of 82\n\nGENEVER HOLDINGS CORPORATION\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\nDouglas S. Skalka (ct00616)\n\nPatrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n195 Church Street, 13th Floor\n\nNew Haven, Connecticut 06510\n\n(203) 781-2847\n\ndskalka@npmlaw.com\n\nplinsey@npmlaw.com\n\n*Counsel for Genever Holdings Corporation*\n\n*Debtor and Debtor-in-Possession*\n\nDouglass Barron (*pro hac vice*)\n\nPAUL HASTINGS LLP\n\n200 Park Avenue\n\nNew York, New York 10166\n\n(212) 318-6079\n\ndouglassbarron@paulhastings.com\n\n*Counsel for the Chapter 11 Trustee*\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 70 of 82\n\n## **Annex II**\n\nClaim Form\n\n![](_page_70_Picture_1.jpeg)\n\n# Official Form 410\n\n# Proof of Claim **22**\n\n**Read the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to make a request for payment of an administrative expense. Make such a request according to 11 U.S.C. § 503.**\n\n**Filers must leave out or redact** information that is entitled to privacy on this form or on any attached documents. Attach redacted copies of any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. **Do not send original documents;** they may be destroyed after scanning. If the documents are not available, explain in an attachment.\n\nA person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both. 18 U.S.C. §§ 152, 157, and 3571.\n\n**Fill in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy** (Form 309) **that you received.**\n\n#### Part 1: Identify the Claim 1. **Who is the current creditor?** \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name of the current creditor (the person or entity to be paid for this claim) Other names the creditor used with the debtor \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 2. **Has this claim been acquired from someone else?** No Yes. From whom? \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 3. **Where should notices and payments to the creditor be sent?** Federal Rule of Bankruptcy Procedure (FRBP) 2002(g) **Where should notices to the creditor be sent? Where should payments to the creditor be sent?** (if different) \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Number Street \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ City State ZIP Code Contact phone \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Contact email \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Number Street \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ City State ZIP Code Contact phone \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Contact email \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Uniform claim identifier for electronic payments in chapter 13 (if you use one): \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ 4. **Does this claim amend one already filed?** No Yes. Claim number on court claims registry (if known) \\_\\_\\_\\_\\_\\_\\_\\_ Filed on \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ MM / DD / YYYY 5. **Do you know if anyone else has filed a proof of claim for this claim?** No Yes. Who made the earlier filing? \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n| 6. | Do you have any number
you use to identify the
debtor? | ‰
No
‰
Yes. Last 4 digits of the debtor's account or any number you use to identify the debtor: ____ ____ ____ ____ | | | | |\n|-------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|\n| 7. | How much is the claim? | \\$_____________________________. Does this amount include interest or other charges?
‰
No | | | | |\n| | | ‰
Yes. Attach statement itemizing interest, fees, expenses, or other
charges required by Bankruptcy Rule 3001(c)(2)(A). | | | | |\n| 8. | What is the basis of the
claim? | Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful death, or credit card.
Attach redacted copies of any documents supporting the claim required by Bankruptcy Rule 3001(c).
Limit disclosing information that is entitled to privacy, such as health care information.
______________________________________________________________________________ | | | | |\n| | 8A. Alter Ego Claim Against
Genever Entities? | If you assert a claim against Ho Wan Kwok, you may also assert a claim against Genever Holdings Corporation and
Genever Holdings LLC on the basis that these entities are alter egos of Ho Wan Kwok by checking the following box:
Yes. | | | | |\n| ‰
9.
Is all or part of the claim
No
secured?
‰
Yes. The claim is secured by a lien on property. | | | | | | |\n| | | Nature of property: | | | | |\n| | | ‰
Real estate. If the claim is secured by the debtor's principal residence, file a Mortgage Proof of Claim | | | | |\n| | | Attachment (Official Form 410-A) with this Proof of Claim. | | | | |\n| | | ‰
Motor vehicle
‰
Other. Describe:
_____________________________________________________________ | | | | |\n| | | | | | | |\n| | | Basis for perfection:
_____________________________________________________________
Attach redacted copies of documents, if any, that show evidence of perfection of a security interest (for
example, a mortgage, lien, certificate of title, financing statement, or other document that shows the lien has
been filed or recorded.) | | | | |\n| | | Value of property:
\\$__________________ | | | | |\n| | | | | | | |\n| | | Amount of the claim that is secured:
\\$__________________ | | | | |\n| | | Amount of the claim that is unsecured: \\$__________________ (The sum of the secured and unsecured
amounts should match the amount in line 7.) | | | | |\n| | | Amount necessary to cure any default as of the date of the petition:
\\$____________________ | | | | |\n| | | Annual Interest Rate (when case was filed)_______% | | | | |\n| | | ‰
Fixed | | | | |\n| | | ‰
Variable | | | | |\n| 10. Is this claim based on a | | ‰
No | | | | |\n| | lease? | ‰
Yes. Amount necessary to cure any default as of the date of the petition.
\\$____________________ | | | | |\n| | 11. Is this claim subject to a | ‰
No | | | | |\n| | right of setoff? | ‰ | | | | |\n| | | Yes. Identify the property: ___________________________________________________________________ | | | | |\n\n| 12. Is all or part of the claim
entitled to priority under
11 U.S.C. § 507(a)? | ‰
No
‰
Yes. Check one: | Amount entitled to priority |\n|--------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|\n| A claim may be partly
priority and partly | ‰
Domestic support obligations (including alimony and child support) under
11 U.S.C. § 507(a)(1)(A) or (a)(1)(B). | \\$____________________ |\n| nonpriority. For example,
in some categories, the
law limits the amount
entitled to priority. | ‰
Up to \\$33* of deposits toward purchase, lease, or rental of property or services for
personal, family, or household use. 11 U.S.C. § 507(a)(7). | \\$____________________ |\n| | ‰
Wages, salaries, or commissions (up to \\$15,1*) earned within 180 days before the
bankruptcy petition is filed or the debtor's business ends, whichever is earlier.
11 U.S.C. § 507(a)(4). | \\$____________________ |\n| | ‰
Taxes or penalties owed to governmental units. 11 U.S.C. § 507(a)(8). | \\$____________________ |\n| | ‰
Contributions to an employee benefit plan. 11 U.S.C. § 507(a)(5). | \\$____________________ |\n| | ‰
Other. Specify subsection of 11 U.S.C. § 507(a)(__) that applies. | \\$____________________ |\n| | * Amounts are subject to adjustment on 4/01/25 and every 3 years after that for cases begun on or after the date of adjustment. | |\n| | | |\n\n| Part 3:
Sign Below | | | | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|--------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|--|\n| The person completing
this proof of claim must
sign and date it.
FRBP 9011(b). | Check the appropriate box:
‰
I am the creditor.
‰ | | | | | |\n| If you file this claim
electronically, FRBP
5005(a)(2) authorizes courts
to establish local rules
specifying what a signature | I am the creditor's attorney or authorized agent.
‰
I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004. | | | | | |\n| | ‰
I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. | | | | | |\n| is. | I understand that an authorized signature on this Proof of Claim serves as an acknowledgment that when calculating the
amount of the claim, the creditor gave the debtor credit for any payments received toward the debt. | | | | | |\n| A person who files a
fraudulent claim could be
fined up to \\$500,000,
imprisoned for up to 5 | I have examined the information in this Proof of Claim and have a reasonable belief that the information is true
and correct. | | | | | |\n| years, or both.
18 U.S.C. §§ 152, 157, and
3571. | I declare under penalty of perjury that the foregoing is true and correct. | | | | | |\n| | Executed on date
_________________
MM / DD / YYYY | | | | | |\n| | Signature | | | ________________________________________________________________________ | | |\n| | Print the name of the person who is completing and signing this claim: | | | | | |\n| | Name | First name | | Middle name | _______________________________________________________________________________________________
Last name | |\n| | Title | | | | _______________________________________________________________________________________________ | |\n| | Company | _______________________________________________________________________________________________
Identify the corporate servicer as the company if the authorized agent is a servicer. | | | | |\n| | Address | Number | Street | | _______________________________________________________________________________________________ | |\n| | | City | | State | _______________________________________________________________________________________________
ZIP Code | |\n| | Contact phone | _____________________________ | | Email | ____________________________________ | |\n\n# Official Form 410\n\n# Instructions for Proof of Claim\n\nUnited States Bankruptcy Court 12/15\n\n**These instructions and definitions generally explain the law. In certain circumstances, such as bankruptcy cases that debtors do not file voluntarily, exceptions to these general rules may apply. You should consider obtaining the advice of an attorney, especially if you are unfamiliar with the bankruptcy process and privacy regulations.**\n\n**A person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both.** 18 U.S.C. §§ 152, 157 and 3571.\n\n#### **How to fill out this form**\n\n- **Fill in all of the information about the claim as of the date the case was filed.**\n- **Fill in the caption at the top of the form.**\n- **If the claim has been acquired from someone else, then state the identity of the last party** who owned the claim or was the holder of the claim and who transferred it to you before the initial claim was filed.\n- **Attach any supporting documents to this form.** Attach redacted copies of any documents that show that the debt exists, a lien secures the debt, or both. (See the definition of *redaction* on the next page.)\n\nAlso attach redacted copies of any documents that show perfection of any security interest or any assignments or transfers of the debt. In addition to the documents, a summary may be added. Federal Rule of Bankruptcy Procedure (called \"Bankruptcy Rule\") 3001(c) and (d).\n\n- **Do not attach original documents because attachments may be destroyed after scanning.**\n- **If the claim is based on delivering health care goods or services, do not disclose confidential health care information. Leave out or redact confidential information both in the claim and in the attached documents.**\n- **A** *Proof of Claim* **form and any attached documents must show only the last 4 digits of any social security number, individual's tax identification number, or financial account number, and only the year of any person's date of birth.** See Bankruptcy Rule 9037.\n- **For a minor child, fill in only the child's initials and the full name and address of the child's parent or guardian.** For example, write *A.B., a minor child* (*John Doe, parent, 123 Main St., City, State*). See Bankruptcy Rule 9037.\n\n#### **Confirmation that the claim has been filed**\n\nTo receive confirmation that the claim has been filed, either enclose a stamped self-addressed envelope and a copy of this form or go to the court's PACER system [\\(www.pacer.psc.uscourts.gov\\)](htt) to view the filed form.\n\n#### **Understand the terms used in this form**\n\n**Administrative expense:** Generally, an expense that arises after a bankruptcy case is filed in connection with operating, liquidating, or distributing the bankruptcy estate. 11 U.S.C. § 503.\n\n**Claim:** A creditor's right to receive payment for a debt that the debtor owed on the date the debtor filed for bankruptcy. 11 U.S.C. §101 (5). A claim may be secured or unsecured.\n\n**Creditor:** A person, corporation, or other entity to whom a debtor owes a debt that was incurred on or before the date the debtor filed for bankruptcy. 11 U.S.C. §101 (10).\n\n**Debtor:** A person, corporation, or other entity who is in bankruptcy. Use the debtor's name and case number as shown in the bankruptcy notice you received. 11 U.S.C. § 101 (13).\n\n**Evidence of perfection:** Evidence of perfection of a security interest may include documents showing that a security interest has been filed or recorded, such as a mortgage, lien, certificate of title, or financing statement.\n\n**Information that is entitled to privacy:** A *Proof of Claim* form and any attached documents must show only the last 4 digits of any social security number, an individual's tax identification number, or a financial account number, only the initials of a minor's name, and only the year of any person's date of birth. If a claim is based on delivering health care goods or services, limit the disclosure of the goods or services to avoid embarrassment or disclosure of confidential health care information. You may later be required to give more information if the trustee or someone else in interest objects to the claim.\n\n**Priority claim:** A claim within a category of unsecured claims that is entitled to priority under 11 U.S.C. §507(a). These claims are paid from the available money or property in a bankruptcy case before other unsecured claims are paid. Common priority unsecured claims include alimony, child support, taxes, and certain unpaid wages.\n\n**Proof of claim:** A form that shows the amount of debt the debtor owed to a creditor on the date of the bankruptcy filing. The form must be filed in the district where the case is pending.\n\n**Alter Ego Claims:** If you assert a claim against Ho Wan Kwok, you may also assert a claim against Genever Holdings Corporation and Genever Holdings LLC (the \"Genever Debtors\") on the basis that these entities are *alter egos* of Ho Wan Kwok by checking the applicable box on the proof of claim form. The Trustee and the Genever Debtors reserve all rights in regard to any such *alter ego* claims, including on the basis that the Trustee is the only party entitled to assert that the Genever Debtors are or were alter egos of the Individual Debtor.\n\n**Redaction of information:** Masking, editing out, or deleting certain information to protect privacy. Filers must redact or leave out information entitled to privacy on the Proof of Claim form and any attached documents.\n\n**Secured claim under 11 U.S.C. §506(a):** A claim backed by a lien on particular property of the debtor. A claim is secured to the extent that a creditor has the right to be paid from the property before other creditors are paid. The amount of a secured claim usually cannot be more than the value of the particular property on which the creditor has a lien. Any amount owed to a creditor that is more than the value of the property normally may be an unsecured claim. But exceptions exist; for example, see 11 U.S.C. § 1322(b) and the final sentence of 1325(a).\n\nExamples of liens on property include a mortgage on real estate or a security interest in a car. A lien may be voluntarily granted by a debtor or may be obtained through a court proceeding. In some states, a court judgment may be a lien.\n\n**Setoff:** Occurs when a creditor pays itself with money belonging to the debtor that it is holding, or by canceling a debt it owes to the debtor.\n\n**Uniform claim identifier:** An optional 24-character identifier that some creditors use to facilitate electronic payment.\n\n**Unsecured claim:** A claim that does not meet the requirements of a secured claim. A claim may be unsecured in part to the extent that the amount of the claim is more than the value of the property on which a creditor has a lien.\n\n#### **Offers to purchase a claim**\n\nCertain entities purchase claims for an amount that is less than the face value of the claims. These entities may contact creditors offering to purchase their claims. Some written communications from these entities may easily be confused with official court documentation or communications from the debtor. These entities do not represent the bankruptcy court, the bankruptcy trustee, or the debtor. A creditor has no obligation to sell its claim. However, if a creditor decides to sell its claim, any transfer of that claim is subject to Bankruptcy Rule 3001(e), any provisions of the Bankruptcy Code (11 U.S.C. § 101 et seq.) that apply, and any orders of the bankruptcy court that apply.\n\n#### **Annex III**\n\nPublication Notice\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 77 of 82\n\n#### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ---------------------------------------------------------------------------------X | | |\n|-------------------------------------------------------------------------------------|------------------------------|--|\n| | : | |\n| In re: | :
Chapter 11 | |\n| Ho Wan Kwok,
et al. | :
Case No. 22-50073 (JAM) | |\n| Debtor.1 | :
(Jointly Administered) | |\n| Debtors.1 | | |\n| ----------------------------------------------------------------------------------X | | |\n\n#### **NOTICE OF BAR DATES FOR FILING PROOFS OF CLAIM**\n\n#### PLEASE TAKE NOTICE THAT:\n\nOn February 15, 2022 (the \"Individual Debtor Petition Date\"), Mr. Ho Wan Kwok (the \"Individual Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Connecticut Bankruptcy Court\"). On July 8, 2022, the Connecticut Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Individual Debtor's chapter 11 case (the \"Chapter 11 Case\").\n\nOn AugustOctober 12, 2020 (the \"Genever (US) Petition Date\"), Genever Holdings LLC (\"Genever (US)\") filed its chapter 11 petition in the United States Bankruptcy Court for the Southern District of New York (the \"New York Bankruptcy Court\"). On November 3, 2022, the New York Bankruptcy Court entered an order transferring Genever (US)'s chapter 11 case to the Connecticut Bankruptcy Court. Genever (US)'s only scheduled assets are a residence at the Sherry Netherland Hotel in New York, New York, and a related security deposit for a total scheduled value of approximately \\$73 million.2\n\nOn October 11, 2022 (the \"Genever (BVI) Petition Date\" and, together with the Genever (US) Petition Date and the Individual Debtor Petition Date, the \"Petition Dates\"), Genever Holdings Corporation (\"Genever (BVI)\" and, together with the Individual Debtor and Genever (US), the \"Debtors\") filed its chapter 11 petition in the Connecticut Bankruptcy Court. Genever (BVI) wholly owns Genever (US).\n\nOn November [\\_\\_], 2022, the Connecticut Bankruptcy Court entered an order (the \"Bar Date Order\") establishing **October 28, 2022**the following deadlines to file proofs of claim against the Debtors in their chapter 11 cases (the \"Chapter 11 Cases\"):3\n\n- 1. Prepetition Claims Against Individual Debtor: The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a proof of claim (a \"Proof of Claim\") in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Individual Debtor Petition Date (*i.e.*, February 15, 2022) against the Individual Debtor is **January 13, 2023 at 11:59 p.m. (ET)** (the \"General Bar Date\") as the.\n- 2. Prepetition Claims Against Genever (US): The last date and time for each person or entity (each all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code), including arising prior to the Genever (US) Petition Date (*i.e.*, October 12, 2020) against Genever (US) is **January 13, 2023 at 11:59 p.m. (ET)**, *i.e.*, the General Bar Date.\n- 3. Prepetition Claims Against Genever (BVI):\n\n1 Although the Debtor's legal name is Ho Wan Kwok, he is also known by the following names: Guo Wengui; Miles Guo; and Miles Kwok. 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue,\n\nNew York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications). 2 This amount does not reflect the fair market value of the Sherry Netherland apartment. 3 The Connecticut Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the applicable Bar Date to permit the filing of a late Proof of Claim.\n\n- a. The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, and joint ventures) other than governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to file a proof of claim (each, a \"Proof of Claim,\" and collectively, the \"Proofs of Claim\") in respect of any prepetition claim (as defined in the Bankruptcy Code) against the Debtor in the Chapter 11 Case.2 the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **January 13, 2023 at 11:59 p.m. (ET)**, *i.e.*, the General Bar Date.\n- b. The last date and time for all governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **April 10, 2023 at 11:59 p.m. (ET)** (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n\nOn the Proof of Claim form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) (the \"Genever Debtors\") on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor. If the Genever Debtors are or were *alter egos* of the Individual Debtor, then a creditor of the Individual Debtor would also be a creditor of the Genever Debtors, despite the absence of a direct contractual or other relationship between the creditor and the Genever Debtors. To be clear, if you hold a claim against the Genever Debtors based on a direct contractual or other relationship between the creditor and the Genever Debtors (*i.e.*, in addition to a claim based on *alter ego*), you must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\nThe Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any claims based on an *alter ego* theory, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor.\n\nCopies of the Proof of Claim form may be viewed and downloaded free of charge on the Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms. Copies of the Bar Date Order may be obtained upon written request to [proposed] counsel for the Trustee at douglassbarron@paulhastings.com.\n\nAll Proofs of Claim must be filed so as to be received on or before the General Bar Date by the Connecticut Bankruptcy Court at the following address:\n\n> US Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nAll Proofs of Claim will be deemed filed only when **actually received** at the address listed above on or before the Generalapplicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Connecticut Bankruptcy Court through the Connecticut Bankruptcy Court's website at htt **Proofs of claim sent by fax or email will not be accepted**.\n\nTo be properly filed, each Proof of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the applicable Petition Date (using the exchange rate, if applicable, as of the applicable Petition Date); (iii) conform substantially to the form of Proof of Claim attached to the Bar Date Order or the Official Bankruptcy Form 410; and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\nPursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely file a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtor, his property, or this estate (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans of reorganization that may be filed in thisthe Chapter 11 CaseCases.\n\nIf you require additional information regarding this Notice, you may contact the Trustee's [proposed] counsel at 1-212-318-6690 or submit an inquiry via e-mail to douglassbarron@paulhastings.com. **If you believe that you hold a claim against the DebtorDebtors, you should consult an attorney if you have any questions regarding this Notice, including**\n\n2 The Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the General Bar Date to permit the filing of a late Proof of Claim.\n\n**whether you should file a Proof of Claim.**\n\n#### **Annex IV**\n\nLocal Rule 3003-1 Notice\n\n# **NOTICE OF DISPUTED, CONTINGENT, OR UNLIQUIDATED CLAIM AND NOTICE OF DEADLINE FOR FILING PROOF OF CLAIM**\n\n#### To: Claimant(s) Address(es)\n\nDebtor: [Ho Wan Kowk] Scheduled Claim Amount(s): \\$ \\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\n**[Note:** *All Claimants should be listed here, or an exhibit may be used to list each claimant, with their respective address and the amount of the claim scheduled*Debtor: [Genever Holdings Corporation] Scheduled Claim Amount(s): \\$ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\nDebtor: [Genever Holdings LLC] Scheduled Claim Amount(s): \\$ Claim(s) Scheduled as : [disputed, contingent, or unliquidated, as applicable]\n\n- **1.** The DebtorDebtors (i.e., Ho Wan Kwok, Genever Holdings Corporation, and Genever Holdings LLC) scheduled your claim as indicated above. Any creditor (including governmental units) whose claim is scheduled as disputed, contingent, or unliquidated in the DebtorDebtors's Schedules filed on March 9, 2022022 (ECF No. 78 in Case No. 22-50073 (JAM)), , 2022 (ECF No. \\_ in Case No. 22-50542 (JAM)), and/or November 3, 2020 (ECF No. 4 in Case No. 22-50592 (JAM)) (collectively, the Amended \"Schedules filed on , 202 (ECF No. \\_\"), must file a proof of claim by , 202 January 13, 2023, except that claims by governmental units against Genever Holdings Corporation may be filed until April 10, 2023. Pursuant to Federal Rule of Bankruptcy Procedure 3003(c)(2), any creditor required to file a proof of claim who fails to do so shall not be treated as a creditor with respect to such a claim for the purposes of voting on the Debtor's PlanDebtors' plan and for distributions to creditors.\n- **2.** Creditors who have already filed claims need not file them again.\n- **3.** A proof of claim form is enclosed with this notice.\n- **4.** Counsel to the DebtorTrustee, counsel to Genever Holdings Corporation, and/or counsel to Genever Holdings LLC shall file this completed notice listing all those creditors whose claim was not scheduled or whose claim was scheduled as disputed, contingent, or unliquidated in the Schedules and Amended Schedules (ECF Nos.\\_) on or before , 202 seven business days after entry of the bar date order (ECF No. \\_) (the \"Bar Date Order\"). Counsel to the Debtor shall also serve this notice on all affected parties by First Class Mail, postage prepaid on or before , 202 seven (7) business days after entry of the Bar Date Order. Counsel to the Debtor shall file a Certificate of Service indicating such compliance on or before , 202 fourteen (14) business days after entry of the Bar Date Order.\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 82 of 82\n\nK-2","body_zh":"美国破产法院\n\n康涅狄格州联邦地区\n布里奇波特分院\n\n------------------------------------------------------　x\n\n关于：　:\n:\n第 11 章\nHO WAN KWOK（郭文贵）等人，1　:\n:\n案号：22-50073 (JAM)\n\n债务人。　:\n（联合管理）\n\n------------------------------------------------------　x\n关于：　:\n:\n第 11 章\n\nGENEVER HOLDINGS LLC（Genever Holdings 有限责任公司），　:\n案号：22-50592 (JAM)\n债务人。　:\n\nx\n第11章受托人、GENEVER HOLDINGS CORPORATION及GENEVER HOLDINGS LLC关于请求裁定：(I) 确定提交债权证明的截止日期；(II) 批准截止日期通知的格式；以及 (III) 给予相关救济的补充动议\n\nLuc Despins（吕克·德斯潘斯）以其在 Ho Wan Kwok（郭文贵）第11章案件中获任命的第11章受托人（以下简称“受托人”）身份，连同 Genever Holdings Corporation（Genever Holdings 公司，以下简称“Genever (BVI)”）及 Genever Holdings LLC（Genever Holdings 有限责任公司，以下简称“Genever (US)”，并与受托人及 Genever (BVI) 合称“动议人”），根据《美国法典》第11编（以下简称“破产法”）第502(b)(9)条及《联邦破产程序规则》（以下简称\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）和 Genever Holdings Corporation。受托人和 Genever (BVI) 债务人的邮寄地址为：Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，c/o Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅用于通知和通信）。\n\n“破产规则”）第3003(c)(3)条，提交本补充动议（以下简称“补充动议”），请求作出一项裁定，其形式实质上如随附附件A所示（以下简称“拟议裁定”），以：(a) 确定在个人债务人、Genever (BVI) 和 Genever (US) 的第11章案件中提交债权证明的截止日期（合称“债务人”，其第11章案件合称“第11章案件”）；(b) 批准截止日期通知的格式；以及 (c) 给予相关救济。为支持本补充动议，动议人谨陈述如下：\n初步陈述\n\n1. 动议人通过本补充动议，谨请求作出一项裁定，确定在个人债务人、Genever (BVI) 和 Genever (US) 的第11章案件中提交债权证明的截止日期，并给予某些相关救济。具体而言，动议人请求法院批准将 January 13, 2023 at 11:59 p.m. (prevailing Eastern Time) 设定为所有对任何债务人主张债权的个人或实体（包括政府单位）的一般债权申报截止日期，但政府单位对 Genever (BVI) 主张债权的截止日期应设为 April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)。2\n\n2. 如受托人此前在 August 1, 2022 状态会议上所说明，受托人暂缓在个人债务人的第11章案件中请求作出截止日期裁定，直至 Genever (US) 的第11章案件的审理地点从 Southern District of New York（纽约南区）移送至本法院之后，以便为个人债务人和 Genever (US) 的第11章案件确定一个统一的截止日期。3 具体而言，应在\n\n2 如下文所述，对于针对 Genever (BVI) 的债权，有必要设立单独的政府单位截止日期，因为政府单位截止日期不得设定在申请日期后180日之前，而 Genever (BVI) 直至 October 11, 2022 才启动其第11章案件。为免生疑，所有政府单位均须在 January 13, 2023 at 11:59 p.m. (prevailing Eastern Time) 前提交其对个人债务人和/或 Genever (US) 的债权。\n\n3 如法院所周知，在任命受托人之前，个人债务人全资拥有 Genever (BVI)，而 Genever (BVI) 又全资拥有 Genever (US)。\n\nGenever (US) 的案件中确定新的截止日期，因为只有少数 Genever (US) 的直接债权人，而非个人债务人的债权人，收到了此前在 Genever (US) 第11章案件中确定的截止日期通知。重要的是，应给予个人债务人的债权人机会，对 Genever 实体主张债权，包括基于这些实体是或曾是个人债务人的另一个自我实体这一理由。事实上，个人债务人最大的债权人之一 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业，以下简称“PAX”），即此前获通知 Genever (US) 案件截止日期的债权人之一，正是如此行事。若不重新设定 Genever (US) 案件中的截止日期，个人债务人的债权人实际上将被结构性地从属于少数已在 Genever (US) 案件中提交债权证明的债权人的债权，因为他们将仅限于 Genever (US) 在清偿少数已在 Genever (US) 案件中提交债权证明的债权人的债权（在获准范围内）后所剩余的股权价值（如有）。应给予个人债务人的所有债权人机会，对 Genever (US) 主张债权。4\n\n3. 基于上述理由，动议人提议修改债权证明表格，以允许持有针对个人债务人债权的持有人选择同时基于 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我实体这一理由，对 Genever (BVI) 和 Genever (US) 主张其债权。为明确起见，受托人、Genever (BVI) 和 Genever (US) 保留对任何该等债权提出异议的一切权利，包括基于只有受托人有权主张 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我实体这一理由。为免生疑，任何对个人债务人持有单独债权、且对 Genever (BVI) 和/或 Genever (US) 亦持有单独债权的债权人（即，除基于\n\n4 当然，先前已在 Genever (US) 第11章案件中提交债权证明的实体，无须提交新的债权证明。\n\n另一个自我实体的债权之外）均必须视情况分别向 Genever (BVI) 和/或 Genever (US) 提交单独的债权证明。\n\n4. 既然 Genever (US) 的第11章案件已移送至本法院，动议人请求作出拟议裁定，以：(a) 确定在第11章案件中提交债权证明的截止日期；(b) 批准截止日期通知的格式；以及 (c) 给予相关救济。与受托人于 July 28, 2022 提交的拟议裁定相比、以修订痕迹标示变更内容的拟议裁定（包括附件）副本，作为附件B随附于此。5\n管辖权与审理地点\n\n5. United States Bankruptcy Court for the District of Connecticut（康涅狄格州联邦地区美国破产法院，以下简称“法院”）根据 28 U.S.C. §§ 157 和 1334 以及 United States District Court for the District of Connecticut（康涅狄格州联邦地区美国地区法院）作出的移送常设命令（经修订），对本事项具有管辖权。本事项根据 28 U.S.C. § 157(b) 属于核心程序。\n\n6. 根据 28 U.S.C. §§ 1408 和 1409，审理地点适当。\n\n7. 本文所请求救济的依据是破产法第11编第502(b)(9)条和破产规则第3003(c)条。\n背景\nI. 个人债务人的第11章案件\n\n8. On February 15, 2022（以下简称“个人债务人申请日期”），债务人向法院提交了根据破产法第11章请求救济的自愿申请。\n\n9. On March 21, 2022，United States Trustee（美国受托人）在个人债务人的第11章案件中任命了 Official Committee of Unsecured Creditors（无担保债权人正式委员会，以下简称“委员会”）。个人债务人的第11章案件中尚未任命审查员。\n\n5 关于拟议裁定的附件II，债权表格的变更已用黄色突出显示。\n\n10. On March 30, 2022，个人债务人提交了一项截止日期动议 [Docket No. 146]（以下简称“原截止日期动议”）。6 法院未就原截止日期动议作出裁决。\n\n11. On June 15, 2022，法院作出一份决定备忘录及命令（ECF No. 465）（以下简称“受托人命令”），指示美国受托人在个人债务人的第11章案件中任命一名第11章受托人。根据受托人命令，美国受托人选定 Luc A. Despins 为受托人。\n\n12. On July 8, 2022，法院作出一项命令，批准任命 Luc A. Despins 为个人债务人第11章案件中的受托人 [Docket No. 523]（以下简称“任命命令”）。\n\n13. On July 28, 2022，受托人提交了一份经修订的拟议截止日期裁定，提议将 October 28, 2022 设为在债务人案件中提交债权证明的一般截止日期。如在 August 1, 2022 状态会议上所讨论，尽管已提交拟议截止日期裁定，受托人仍请求法院将对截止日期裁定的审议延期至 Genever US 的第11章案件移送至本法院之时，以便在个人债务人的第11章案件和 Genever (US) 的第11章案件中确定一个统一的截止日期。\n\nII. Genever (US) 的第11章案件\n\n14. On October 12, 2020（以下简称“Genever (US) 申请日期”），Genever (US) 向 United States Bankruptcy Court for the Southern District of New York（纽约南区美国破产法院，以下简称“纽约破产法院”）提交了其第11章申请。\n\n15. Genever (US) 的第11章案件中尚未任命受托人或无担保债权人正式委员会。\n\n6 On April 26, 2022，个人债务人提交了一份经修订的拟议截止日期裁定 [Docket No. 262]，对随附于原截止日期动议的拟议截止日期裁定作出了轻微变更。\n\n16. Genever (US) 唯一列明的资产为位于 New York, New York 的 Sherry Netherland Hotel（谢里荷兰酒店）的住所（以下简称“谢里荷兰公寓”）及相关保证金，列明总价值约为 \\$73 million。\n\n17. 根据日期为 January 30, 2021 的命令 [Docket No. 46 in Case No. 20-12411 (JLG)]，纽约破产法院将针对 Genever (US) 提交债权证明的一般截止日期确定为 March 10, 2021。当时，截止日期通知仅送达给少数 Genever US 的直接债权人及某些政府实体，但未送达给任何个人债务人的债权人（PAX 除外）。7\n\n18. On September 30, 2022，受托人和 Genever (US) 提交其将 Genever (US) 的第11章案件审理地点移送至本法院的联合动议 [Docket No. 211 in Case No. 20- 12411 (JLG)]（以下简称“审理地点移送动议”）。\n\n19. 根据日期为 November 3, 2022 的命令，纽约破产法院批准了审理地点移送动议。\n\n20. 与提交本补充动议同时，动议人已提交一项动议，请求将 Genever (US) 的第11章案件与个人债务人及 Genever (BVI) 的第11章案件联合管理。\nIII. Genever (BVI) 的第11章案件\n\n21. On October 11, 2022（以下简称“Genever (BVI) 申请日期”，并与 Genever (US) 申请日期和个人债务人申请日期合称“申请日期”），Genever (BVI) 向本法院提交了根据破产法第11章请求救济的自愿申请。\n\n7 见送达声明，日期为 February 4, 2021，In re Genever Holdings LLC，Case No. 20-12411 (JLG) (Bankr. S.D.N.Y.) [Docket No. 48]。仅有五名债权人在 Genever (US) 的第11章案件中提交了债权证明：Sherry-Netherland, Inc.、PAX、Bravo Luck Limited（Br​​avo Luck 有限公司，以下简称“Bravo Luck”）、Golden Spring (New York) Ltd.，以及债务人的儿子，即 Qiang Guo（郭强）。\n\n22. Genever (BVI) 的第11章案件中尚未任命受托人或无担保债权人正式委员会。\n\n23. October 14, 2022，法院作出一项命令，批准对个人债务人的第11章案件和 Genever (BVI) 的第11章案件进行联合管理 [Docket No. 970]。\n请求的救济\n\n24. 动议人谨请求作出一项裁定，其形式实质上如随附附件A所示（以下简称“拟议裁定”），给予以下救济：\n\na. 为个人债务人、Genever (BVI)（Genever（英属维尔京群岛））和 Genever (US)（Genever（美国））的第11章案件中的债权申报（各称“债权申报”）确定以下截止申报日期：\ni. 对于向个人债务人和/或 Genever (US) 主张债权的所有实体（包括政府单位），为 January 13, 2023 at 11:59 p.m.（适用的东部时间）（“一般截止申报日期”）；8\nii. 对于向 Genever (BVI) 主张债权的所有实体（政府单位除外），为 January 13, 2023 at 11:59 p.m.（适用的东部时间），即一般截止申报日期；以及\niii. 对于向 Genever (BVI) 主张债权的政府单位，为 April 10, 2023 at 11:59 p.m.（适用的东部时间）（“政府单位/Genever (BVI) 截止申报日期”，与一般截止申报日期合称“截止申报日期”）；9\n\nb. 批准提交债权申报的程序；\n\nc. 批准拟议的截止申报日期通知（定义见下文）及相关程序；以及\n\nd. 批准拟议的公告通知格式（“公告通知”）。\n\n8 为免疑义，一般截止申报日期亦适用于政府单位对个人债务人和/或 Genever (US) 提出的任何债权。\n\n9 Genever (BVI) 有必要设定单独的政府单位截止申报日期，因为根据《破产程序规则》第3002(c)(1)条，政府单位自申请日期起有180天时间提交债权申报。这仅影响 Genever (BVI) 的第11章案件，因为个人债务人和 Genever (US) 的第11章案件各自均已持续超过180天。\n\nI. 截止申报日期\n\n25. 《破产程序规则》第3003(c)(3)条规定，法院应根据《破产法典》第501条确定在第11章案件中必须提交债权申报的期限。《破产程序规则》第3003(c)(2)条规定，任何对债务人享有于其申请日期前产生的债权，且其债权未列入债务人的资产和负债清单（统称“清单”），或在清单中被列为有争议、附条件或未确定金额的债权人的债权人，必须提交债权申报。\n\n26. 动议方提议为个人债务人、Genever (BVI) 和 Genever (US) 的第11章案件设定相同的一般截止申报日期，但政府单位对 Genever (BVI) 提交债权的截止期限应设定为 Genever (BVI) 申请日期后180天。为明确起见，如下文进一步详述，尽管纽约破产法院此前已设定截止申报日期，动议方仍请求为 Genever (US) 的第11章案件设定一般截止申报日期。\n\n27. 为免疑义，除非该实体或该等实体的债权申报属于本补充动议所列例外情形之一，截止申报日期是所有实体必须在该等日期和时间之前提交债权申报的日期和时间。在遵守该等例外情形的前提下，截止申报日期将适用于针对债务人的、于相关申请日期前产生或被视为产生的所有债权，包括有担保债权、无担保优先债权和无担保非优先债权。债务人主张，本补充动议所提议的期限和程序将向所有利害关系方充分通知截止申报日期，并提供答复机会。\n\nII. 提交债权申报的程序\n\nA. 必须提交债权申报的当事人\n\n28. 除非本文另有规定，动议方谨请求法院要求下列各实体中，对债务人享有于适用申请日期前产生的债权者，须在适用截止申报日期当日或之前提交债权申报：\n\na. 任何对债务人的债权未列入债务人清单，或被列为附条件、未确定金额或有争议的实体，如该实体希望参与第11章案件或分享第11章案件中的任何分配；以及\n\nb. 任何认为其债权在清单中被不当分类或列示金额不正确，并希望其债权获准按不同于清单所列的分类或金额认定的实体。\n\nB. 无须提交债权申报的当事人\n\n29. 动议方请求，尽管本文有任何相反规定，法院豁免下列实体无需在适用截止申报日期前提交债权申报：\n\na. 任何其债权列于清单中的人，前提是：(x) 该债权未在清单中被列为有争议、附条件或未确定金额；且 (y) 该人不争议清单所载该债权的金额、性质或优先顺位；\n\nb. 任何其债权已获全额支付的人；\n\nc. 截至一般截止申报日期当日或之前已由本法院裁定准予的债权；\n\nd. 本法院已另行确定截止期限的债权；\n\ne. 任何已在第11章案件中就债务人提交债权申报的人（包括在 Genever (US) 的案件于纽约破产法院审理期间针对 Genever (US) 提交的债权申报），且该债权申报的格式与官方表格实质相似；或\n\nf. 根据本法院任何裁定无须提交债权申报的任何人。\n\nC. 债权申报的格式及提交债权申报\n\n30. 动议方请求法院批准以官方表格410（包括相关说明）为基础的债权申报提交格式，该格式与作为拟议命令附件II所附的格式实质相同（“债权表格”）。\n\n31. 关于债权申报的编制和提交，动议方提议每份债权申报均须符合以下规定：\n\na. 债权申报必须：(i) 以英语书写；(ii) 以申请日期当日的美国法定货币计价（如适用，使用申请日期当日的汇率）；(iii) 与债权表格或官方破产表格410（“官方表格”）实质相符；10 以及 (iv) 由债权人签署；如债权人并非个人，则由债权人的授权代理人签署。\n\nb. 所有债权申报必须在适用截止申报日期当日或之前提交并由康涅狄格联邦破产法院（United States Bankruptcy Court for the District of Connecticut）在下列地址收到：\n\n康涅狄格联邦破产法院\nBrien McMahon Federal Building\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n仅当债权申报实际于一般截止申报日期当日或之前由法院收到时，方视为及时提交。或者，债权申报可通过破产法院以电子方式提交。\n\n债权申报不得通过传真、电传或电子邮件传送。\n\nc. 任何实体（包括但不限于个人、合伙企业、公司、合资企业、信托或政府单位）如主张因拒绝履行待履行合同或未届满租约而产生的债权，必须在以下两者中较晚者当日或之前，针对该拒绝履行提交债权申报：(i) 适用截止申报日期；以及 (ii) 法院作出批准该拒绝履行的裁定之日起三十（30）日，逾期则永久不得提交。尽管有前述规定，待履行合同或未届满租约的一方当事人如依据该待履行合同或未届满租约主张截至适用申请日期已累积且尚未支付的款项的债权（拒绝履行损害赔偿债权除外），除非适用另一例外情形，否则必须在截止申报日期当日或之前就该等未付款项提交债权申报。\n\n10 官方表格可在美国法院官方网站 www.uscourts.gov/forms/bankruptcy-forms 查阅。\n\nd. 如动议方在依照截止申报日期命令条款发出截止申报日期通知后修改或补充资产和负债清单（“清单”），则动议方应向受该修改或补充影响的任何债权持有人发出通知，该等持有人应在以下两者中较晚者当日或之前提交债权申报，逾期则永久不得提交：(i) 截止申报日期；以及 (ii) 该通知之日起三十（30）日；但前提是，任何在清单中被列为有争议、附条件或未确定金额的债权持有人，就受该修改影响的该项债权，应有四十五（45）个日历日作为提交债权申报的截止申报日期。\n\n32. 此外，债权表格已作修改，以允许对个人债务人享有债权的持有人选择同时对 Genever (BVI) 和 Genever (US)（“Genever 债务人”）主张其债权，依据是 Genever 债务人是或曾是个人债务人的另一个自我。\n\n33. 截止申报日期通知（定义见下文）对另一个自我问题作如下说明：\n\n如 Genever 债务人是或曾是个人债务人的另一个自我，则个人债务人的债权人亦将是 Genever 债务人的债权人，尽管该债权人与 Genever 债务人之间不存在直接合同关系或其他关系。为明确起见，如债权人基于其与 Genever 债务人之间的直接合同关系或其他关系，对 Genever 债务人享有债权（即除基于另一个自我的债权外），则必须视情况另行针对 Genever (BVI) 和/或 Genever (US) 提交债权申报。\n\n通常，法院在分析另一个自我债权时，会考察：(1) 相关实体/人员是否作为单一经济单位运营；以及 (2) 维持个人债务人与 Genever 债务人之间的独立性是否整体上存在不公正或不公平因素。在分析这些问题时，法院通常考虑多个因素，包括被指称为另一个自我的实体是否拥有充足资本、是否遵守公司形式要件，和/或是否为控制该另一个自我实体之人的幌子。为明确起见，上述因素清单并非穷尽，且任何单一因素均不具有决定性。截止申报日期通知明确指出，债权人应就这些事项咨询其律师。\n\n受托人、Genever (BVI) 和 Genever (US) 保留其所有权利，以反对任何基于另一个自我理论提出的债权，包括基于受托人是唯一有权主张 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我的当事人这一理由提出反对。\n\nIII. 未提交债权申报的后果\n\n34. 根据《破产程序规则》第3003(c)(2)条，任何未能按时依本文规定提交债权申报的债权持有人，(a) 将被永久禁止、不得主张且受禁令约束，不得针对债务人、其财产或其财产集合主张该等债权（或就该等债权提交债权申报）；以及 (b) 就在第11章案件中可能提交的任何第11章重整计划或多项重整计划进行表决和分配而言，不得被视为该等债权的债权人。\n\nIV. 发出截止申报日期通知的程序\n\n35. 动议方提议采用以下程序（“程序”）以邮寄及公告方式发出截止申报日期通知：\n\nA. 截止申报日期通知\n\n36. 根据《破产程序规则》第2002(a)(7)、(f)及(l)条，动议方提议按如下方式向所有利害关系方发出截止申报日期通知：\n\na. 动议人拟在拟议命令录入后七（7）个工作日内，安排以一类邮件向下列实体（或如已知，向其各自律师）送达关于申报截止日期的书面通知，其格式实质上与作为拟议命令附件 I 所附的格式相同（“申报截止日期通知”）：\n\ni. 美国受托人；\n\nii. 委员会的律师；\n\niii. 所有已知的、列载于附表中的债权持有人，寄送至附表中载明的地址，或依该等债权人向动议人提出的请求，或邮局退回邮件中载明的转寄地址而更新的地址；但前提是，债务人附表中列为有争议、附条件或未清算的所有债权持有人，还应根据地方法则 3003-1 及法院关于有争议、附条件及未清算债权人的命令及通知（附录 K），获送达有争议、附条件或未清算债权通知及提交债权申报表截止日期通知，其格式实质上与作为拟议命令附件 IV 所附的格式相同（“地方法则 3003-1 通知”）；\n\niv. 动议人实际知悉的、对债务人可能享有债权的所有当事人；\n\nv. 债务人列载于附表中的待履行合同及未到期租赁的所有相对方，寄送至附表中载明的地址，或依该等相对方向动议人提出的请求，或邮局退回邮件中载明的转寄地址而更新的地址；\n\nvi. 对债务人提起的所有未决诉讼中各方的登记在案律师（截至申报截止日期命令录入之日）；11\n\nvii. 美国国税局、美国证券交易委员会、康涅狄格州和纽约州的总检察长，以及康涅狄格州和纽约州的地方税务机关；\n\nviii. 所有已在第 11 章案件中提出债权申报的个人或实体（截至申报截止日期命令录入之日）；\n\nix. 所有已向法院发送函件且列载于法院第 11 章案件电子案卷中的当事人（截至申报截止日期命令录入之日）；\n\nx. 所有已就破产财产的资产或针对破产财产的债权向受托人发送函件的当事人。\n\nxi. 所有已依《破产程序规则》2002 条要求在第 11 章案件中获得通知的当事人（截至申报截止日期命令录入之日）；以及\n\nxii. 动议人认为适当的其他个人及实体。\n\n37. 拟议的申报截止日期通知将告知各方申报截止日期，并将载有关于下列事项的信息：(i) 谁必须提交债权申报表，(ii) 提交债权申报表的程序，以及 (iii) 未及时提交债权申报表的后果。动议人请求法院批准按本补充动议所述使用申报截止日期通知。\n\nB. 公告通知\n\n38. 除上述事项外，动议人拟在拟议命令录入之日后尽快，在下列各报纸上各刊登一次申报截止日期通知；该通知为用于公告而修改的版本，其格式实质上与作为拟议命令附件 III 所附的格式相同（“公告通知”）：\n\na. USA Today（《今日美国》）；\n\nb. Sing Tao USA（《星岛日报美国版》）（公告通知将译为普通话）；以及\n\nc. The World Journal（《世界日报》）（公告通知将译为普通话），该等公告最迟应于本申报截止日期命令录入后十（10）个工作日内刊登。\n\n救济依据\n\nI. 申报截止日期及提交债权申报表的程序合理，应予批准\n\n39. 《破产程序规则》3003(c)(3) 通常规范第 11 章案件中债权申报表的提交，并在相关部分规定：“法院应确定提交债权或权益申报表的期限，并可在有正当理由证明时延长期限。”\n\n40. 在本案中，拟议程序为债权人提供了充分的通知、机会以及明确的债权申报表提交流程，因此旨在实现行政及司法效率。事实上，拟议程序将向债权人提供全面通知和明确指示，并使第 11 章案件能够以最低的行政费用和延误迅速推进。\n\n41. 动议人拟议的程序提供了明确指示，将有助于避免债权人之间的混乱或不确定性，否则该等混乱或不确定性可能导致其提交不必要的保护性债权申报表，或提交多份债权申报表，从而导致所有当事人的债权处理程序产生费用及延误。\n\n42. 此外，尽管此前已将 Genever (US)（Genever（美国））第 11 章案件中的申报截止日期定为 March 10, 2021，动议人主张，在 Genever (US) 的案件中设定新的申报截止日期是适当的，因为个人债务人的债权人未收到关于在 Genever (US) 第 11 章案件中提交债权截止日期的通知，因而未有机会对 Genever (US) 主张债权，包括基于 Genever US 是个人债务人另一个自我的理由主张债权。这与个人债务人的债权人之一 PAX（PAX）的情形不同；PAX 确实收到了 Genever (US) 案件中申报截止日期的通知，并基于包括 Genever (US) 是个人债务人的另一个自我在内的理由，在 Genever (US) 的案件中提交了债权申报表。\n\n43. 因此，如无法院救济，个人债务人的债权人实际上将被结构性地劣后于少数已在 Genever (US) 第 11 章案件中提交债权申报表的债权人的债权，因为其将仅限于取得在清偿少数已在 Genever (US) 案件中提交债权申报表的债权人的债权（以获准范围为限）后，Genever (US) 所剩余的任何股权价值。如认定 Genever US（及由债务人或其家庭成员拥有的其他实体）是债务人的另一个自我，则所有该等实体所属资产的价值，包括 Sherry Netherland Apartment（谢里内瑟兰公寓），均应由受托人归集，以资助向个人债务人的所有合法债权人进行分配。\n\n44. 将一般申报截止日期设为针对 Genever (US) 债权的新申报截止日期，将通过给予债务人的所有债权人机会，对个人债务人及其所有资产（包括 Sherry Netherland Apartment）主张债权，从而补救任何不公平。为免生疑，此前已在 Genever (US) 第 11 章案件中提交债权申报表的实体无须提交新的债权申报表。\n\n45. 最后，动议人主张，对债权申报表作出修改，以允许对个人债务人享有债权的持有人选择同时基于 Genever (BVI)（Genever（英属维尔京群岛））和 Genever (US) 是或曾是个人债务人的另一个自我，而对 Genever (BVI) 和 Genever (US) 主张其债权，将最大限度减少混乱。如债权申报表未提供该等选择，个人债务人的许多债权人可能会无意中未同时对 Genever (BVI) 和／或 Genever (US) 主张另一个自我债权。此外，债权申报表的说明还明确，受托人、Genever (BVI) 和 Genever (US) 保留对任何该等债权提出异议的权利，包括基于仅受托人有权主张 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我的理由提出异议。为免生疑，任何对 Genever (BVI) 和／或 Genever (US) 享有独立债权（即，除基于另一个自我的债权外）的个人债务人债权人，必须视情况分别针对 Genever (BVI) 和／或 Genever (US) 提交债权申报表。\n\nII. 拟议通知程序合理，应予批准\n\n46. 《破产程序规则》2002(a)(7) 要求债务人根据《破产程序规则》3003(c)，至少在申报截止日期前 21-days' 以邮件方式向债权申报人发出通知。此外，《破产程序规则》2002(l) 规定，如法院认定邮寄通知不可行，或补充其他通知属适宜，则可命令以公告方式发出通知。《破产程序规则》9008 规定，法院应确定公告通知的形式和方式、所使用的报纸以及公告频率。此外，《破产法典》第 105(a) 条结合《破产程序规则》9007 及《破产程序规则》2002 的若干款，允许法院就破产案件中可能提交的大多数书状制定通知标准。见 Fed. R. Bank. P. 2002(m)（规定确定有关《破产程序规则》2002 事项通知要求的权限）；《破产程序规则》9007（规定规范通知的总体权限）。\n\n47. 动议人拟通过邮寄方式向所有已知债权人提供申报截止日期通知，并通过公告向其未知债权人发出通知。动议人主张，该程序符合适用判例法。\n\n48. 动议人主张，本申请所请求的救济就一般申报截止日期（及本申请所述其他申报截止日期）提供了明确通知，满足《破产程序规则》的要求，并符合《破产法典》的基本政策。因此，动议人谨此主张，鉴于相关情形，申报截止日期及提供该等通知的形式和方式均属适当，符合所有利害关系方的利益，并应予批准。\n\n豁免《破产程序规则》6004(a) 和 6004(h)\n\n49. 为成功实施上述事项，动议人请求法院作出命令，规定本申请所请求救济的通知满足《破产程序规则》6004(a)，且动议人已证明存在正当理由，将该等救济排除于《破产程序规则》6004(h) 规定的 14 日期限外。\n\n权利保留\n\n50. 本申请所载任何内容，或根据所请求的该等救济所采取的任何行动，均无意且不得被解释为：(a) 承认根据《破产法典》或其他适用的非破产法律，对任何债务人的任何债权的金额、依据或有效性；(b) 放弃动议人或任何其他利害关系方基于任何理由对任何债权提出争议的权利；(c) 承诺或要求支付任何债权；(d) 暗示或承认任何特定债权属于本补充动议或批准本补充动议所请求救济的任何命令中所规定或界定的类型，或认定任何特定债权为行政费用债权或其他优先债权；(e) 放弃可能对任何债权人或权益持有人存在的任何债权或诉因；(f) 请求或授权根据《破产法典》第 365 条承接、采纳或拒绝任何协议、合同或租赁；(g) 放弃或限制动议人或任何其他利害关系方根据《破产法典》或任何其他适用法律所享有的权利；(h) 承认债务人破产财产中任何财产上的任何留置权、担保权益或其他负担的有效性、优先权、可执行性或完善性；或 (i) 动议人承认根据本补充动议所请求的救济可能获得清偿的任何留置权（合同性、普通法上、法定或其他）有效；所有利害关系方明确保留对所有该等留置权的范围、有效性或完善性提出争议，或寻求撤销该等留置权的权利。\n\n通知\n\n51. 动议方将向以下人士发出本补充动议的通知：(a) United States Trustee for the District of Connecticut（康涅狄格区美国受托人办公室）；(b) 委员会；(c) 在 Genever (US) 案件中已申报债权的债权持有人；(d) 对 Genever (BVI) 持有的20项最大无担保债权的持有人；(e) Office of the United States Attorney for the District of Connecticut（康涅狄格区美国检察官办公室）；(f) Office of the United States Attorney for the Southern District of New York（纽约南区美国检察官办公室）；(g) 康涅狄格州和纽约州的州总检察长；(h) 债务人已识别的、具有利害关系的税务机关，包括 Internal Revenue Service（美国国税局）；以及 (i) 根据《破产程序规则》2002，在个人债务人、Genever (BVI) 和/或 Genever (US) 的第 11 章案件中请求接收通知的任何一方。鉴于所请求救济的性质，动议方谨此陈述，无须提供其他或进一步通知。\n\n［本页其余部分特意留白。］\n\n动议方谨此请求作出裁定，准予本补充动议中请求的救济，以及法院在此情形下认为适当的其他及进一步救济。\n\n日期：November 8, 2022　New Haven, Connecticut\nGENEVER HOLDINGS LLC（Genever Holdings 有限责任公司）\n\n签署人：/s/ Douglas S. Skalka\nDouglas S. Skalka（ct00616）\nPatrick R. Linsey（ct29437）\nNEUBERT, PEPE & MONTEITH, P.C.\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 821-2000\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\n以及\n\nKevin J. Nash, Esq.\nGOLDBERG WEPRIN FINKEL GOLDSTEIN LLP\n1501 Broadway, 22nd Floor\nNew York, New York 10036\n(212) 221-5700\n\nGenever Holdings LLC 债务人及占有中的债务人之律师\nGENEVER HOLDINGS CORPORATION（Genever Holdings 公司）\n\n签署人：/s/ Douglas S. Skalka\nDouglas S. Skalka（ct00616）\nPatrick R. Linsey（ct29437）\nNEUBERT, PEPE & MONTEITH, P.C.\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 821-2000\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\nGenever Holdings Corporation 债务人及占有中的债务人之律师\nLUC A. DESPINS（Luc A. Despins），第 11 章受托人\n\n签署人：/s/ Douglas S. Skalka\n\nDouglas S. Skalka（ct00616）\nPatrick R. Linsey（ct29437）\nNEUBERT, PEPE & MONTEITH, P.C.\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 8212000\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\n以及\n\nNicholas A. Bassett（pro hac vice）\nPAUL HASTINGS LLP\n2050 M Street NW\nWashington, D.C., 20036\n(202) 551-1902\nnicholasbassett@paulhastings.com\n\n以及\n\nDouglass Barron（pro hac vice）\nPAUL HASTINGS LLP\n200 Park Avenue\nNew York, New York 10166\n(212) 318-6079\ndouglassbarron@paulhastings.com\n\n第 11 章受托人之律师\n附件 A\n\n拟议裁定（清稿）\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国破产法院康涅狄格区布里奇波特分院）\n\nx\n\n关于：　：\n：　第 11 章\nHO WAN KWOK（郭文贵）等人，1　：\n：　Case No. 22-50073 (JAM)\n债务人。　：\n：\n：　（合并管理）\n\n关于确定提交债权证明截止日期并批准相关通知格式及方式的裁定\n\n鉴于：(i) Ho Wan Kwok（郭文贵）（“个人债务人”）提出的动议（“原债权申报截止日动议”），请求作出裁定，为债权人在个人债务人的第 11 章案件中提交债权证明确定截止日期，并给予相关救济；以及 (ii) Luc Despins（Luc Despins）以其作为在 Ho Wan Kwok（郭文贵）（“个人债务人”）、Genever Holdings Corporation（Genever Holdings 公司）（“Genever (BVI)”）及 Genever Holdings LLC（Genever Holdings 有限责任公司）（“Genever (US)”）的第 11 章案件中获任命的第 11 章受托人（“受托人”）的身份，依据《美国法典》第 11 编（“破产法”）第 502(b)(9) 条及《联邦破产程序规则》（“破产规则”）第 3003(c)(3) 条提出的补充动议（“补充动议”，连同原债权申报截止日动议，统称“动议”）2，请求作出裁定（本“债权申报截止日期裁定”），以 (a) 为债权人在第 11 章案件中提交债权证明确定截止日期，\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui、Miles Guo 及 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，c/o Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n\n2 本文所使用但未定义的首字母大写术语，具有补充动议中赋予该等术语的含义。\n\n(b) 批准提交债权证明的程序，(c) 批准债权证明的格式，以及 (d) 批准债权申报截止日期通知的格式及其送达方式，均如补充动议所更充分载明；且法院根据 28 U.S.C. §§ 157 and 1334 以及 United States District Court for the District of Connecticut（美国康涅狄格区联邦地区法院）修订后的移送常设命令（经修订），对审理该动议及其中请求的救济具有管辖权；且受托人已根据日期为 July 8, 2022 的命令获任命为个人债务人第 11 章案件中的受托人；且本法院已认定，该动议依据 28 U.S.C. § 157(b) 属于核心程序，且动议方同意根据《美国宪法》第 III 条作出终局裁定；且本法院已认定，根据 28 U.S.C. §§ 1408 and 1409，第 11 章案件及该动议在本区的审理地点适当；且本法院已认定，已就该动议给予适当且充分的通知，且无须提供其他或进一步通知；且本法院已审阅该动议，并在本法院举行的听证会（“听证会”）上听取了支持该动议的陈述；且本法院已确定，该动议及听证会上载明的法律和事实依据，构成准予本裁定所载救济的正当理由；且对本裁定所请求救济提出的任何异议均已被撤回或经实体审理后驳回；且经适当审议并显示存在充分且适当的理由，现特命令如下：\n\n1. 本动议按本裁定所规定予以准许。\n\n2. 除非本裁定另有规定，\n\na. 所有对个人债务人或 Genever (US) 主张《破产法》第 101(5) 条所定义债权的个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位），该等债权在各该债务人各自第 11 章案件提交之日或之前产生的，3 均应以书面形式提交该等债权的债权证明，确保于 January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)（“一般申报截止日”）或法院在个人或实体取得法院许可于一般申报截止日后主张债权时确定的其他较晚日期前收到；4\n\nb. 所有对 Genever (BVI) 主张《破产法》第 101(5) 条所定义债权的个人和实体（包括但不限于个人、合伙企业、公司、合资企业及信托，但不包括政府单位），该等债权在提交 Genever (BVI) 的第 11 章案件之日或之前产生的，5 均应以书面形式提交该等债权的债权证明，确保于 January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)，即一般申报截止日，或法院在个人或实体取得法院许可于一般申报截止日后主张债权时确定的其他较晚日期前收到；以及\n\nc. 所有对 Genever (BVI) 主张《破产法》第 101(5) 条所定义债权的政府单位，该等债权在提交 Genever (BVI) 的第 11 章案件之日或之前产生的，均应以书面形式提交该等债权的债权证明，确保于 April 10, 2023 at 11:59 p.m. (prevailing Eastern Time) 前收到（“政府单位/Genever (BVI) 申报截止日”，连同一般申报截止日，统称“申报截止日期”）。\n\n3. 以下债权证明提交程序应适用：\n\na. 债权证明必须：(i) 以英文书写；(ii) 按适用申请日的美国法定货币计价（如适用，使用适用申请日的汇率）；(iii) 实质上符合债权申报表或 Official Bankruptcy Form 410（“官方表格”）的要求；6 以及 (iv) 由债权人签署，或者，如债权人并非个人，则由债权人的授权代理人签署。\n\nb. 所有债权证明均必须提交至下列地址，以确保法院在适用申报截止日期或之前收到：\n\nUS Bankruptcy Court District of Connecticut（美国康涅狄格区破产法院）\n\n3 个人债务人于 February 15, 2022 启动其第 11 章案件，Genever (US) 于 October 12, 2020 启动其第 11 章案件。\n\n4 为免疑义，一般申报截止日亦适用于政府单位对个人债务人和/或 Genever (US) 提出的任何债权。\n\n5 Genever (BVI) 于 October 11, 2022 启动其第 11 章案件。\n\n6 官方表格可在 United States Courts（美国法院）官方网站 www.uscourts.gov/forms/bankruptcy-forms 查阅。\n\nBrien McMahon Federal Building\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n仅当债权证明实际于适用申报截止日期前由法院收到时，方视为及时提交。或者，债权证明可通过法院网站 htt 向法院电子提交。\n债权证明不得通过传真、远程传真或电子邮件传送。\n\nc. 任何主张因解除待履行合同或未到期租赁而产生债权的人士（包括但不限于个人、合伙企业、公司、合资企业、信托或政府单位），必须在下列日期中较晚者之前，就该解除提交债权证明：(i) 适用申报截止日期；及 (ii) 法院作出批准该解除的裁定后第三十（30）日，逾期将永久被禁止提交。尽管有前述规定，待履行合同或未到期租赁的一方，如依据该待履行合同或未到期租赁主张在适用申请日已累积且尚未支付的款项所产生的债权（解除损害赔偿债权除外），除非适用下文第 (e) 款所列的例外情形，否则必须于一般申报截止日或之前就该等未付款项提交债权证明。\n\nd. 如动议方在依照本债权申报截止日期裁定条款寄送的适用申报截止日期通知发出后，修改或补充债务人的资产及负债清单（“清单”），则动议方应向受此影响的任何债权持有人发出有关任何修改或补充的通知，而该等持有人应于下列日期中较晚者之前提交债权证明，否则将永久被禁止提交：(i) 适用申报截止日期；及 (ii) 该通知之日起三十（30）日；但条件是，任何在清单中被列为有争议、或有或未清算债权的持有人，就受该修改影响的该债权，应有四十五（45）个日历日作为提交债权证明的截止日期。\n\ne. 下列人士仅就下述债权无须于适用申报截止日期或之前提交债权证明：\n\n7 为访问法院网站，须持有法院 Public Access to Court Electronic Records（“PACER”）的登录名和密码，且可通过 PACER Service Center 在 htt 获取。\n\ni. 其债权列载于清单中的任何人，且(x)该债权未在清单中列为有争议、或有或未定额，及(y)该人不对清单所载该债权的金额、性质或优先顺位提出异议；\n\nii. 其债权已获全额清偿的任何人；\n\niii. 在适用的截止日期当日或之前由本法院命令准许的债权；\n\niv. 本法院已为其确定单独截止日期的债权；\n\nv. 已经在第11章案件中以与官方表格实质相似的格式向债务人提交债权申报表的任何人；或\n\nvi. 根据本法院任何命令无须提交债权申报表的任何人。\n\n4. 根据《破产程序规则》第3003(c)(2)条，任何未按本文件规定及时提交债权申报表的债权持有人，均应：(a)被永久禁止、不得主张且被禁令禁止向债务人、其财产或其破产财产主张该等债权（或就此提交债权申报表）；以及(b)就可能在第11章案件中提交的任何第11章重整计划或多项重整计划的表决及分配而言，不得被视为该等债权的债权人。\n\n5. (a)拟议的截止日期通知，其格式实质上如本文件附件I所附（“截止日期通知”）；(b)拟议的债权申报表格式（“债权申报表”），其格式实质上如本文件附件II所附；以及(c)拟议的公告通知格式（“公告通知”），其格式实质上如本文件附件III所附，均获批准。\n\n6. 在债权申报表上，对个人债务人享有债权的持有人可选择同时向Genever (BVI)（Genever（英属维尔京群岛））和Genever (US)（Genever（美国））主张其债权，理由是Genever (BVI)和Genever (US)是或曾是个人债务人的另我。为免生疑问，受托人、\n\nGenever (BVI)和Genever (US)保留对任何该等债权提出异议的一切权利，包括基于受托人是唯一有权主张Genever (BVI)和Genever (US)是或曾是个人债务人另我的一方。为免生疑问，对个人债务人享有债权且对Genever (BVI)和/或Genever (US)另有独立债权的任何债权人（即，除基于另我提出的债权外），必须视情况针对Genever\n\n(BVI)和/或Genever (US)另行提交债权申报表。\n\n7. 就截止日期通知而言，批准以下程序：\n\n在本截止日期命令登记后七（7）个营业日内，动议人应安排将(i)债权申报表和(ii)截止日期通知邮寄给以下各方：\n\ni. 美国受托人；\n\nii. 委员会的代理律师；\n\niii. 所有已知的、列载于清单中的债权持有人，寄送至清单所载地址，或根据该等债权人向动议人提出的请求，或邮局退回邮件中所载的转寄地址更新后的地址；但条件是，债务人清单中所有被列为有争议、或有或未定额债权的持有人，还应依照地方法规第3003-1条及法院向有争议、或有及未定额债权人发出的命令和通知（附录K），获送达有争议、或有或未定额债权通知及提交债权申报表期限通知，其格式实质上如本文件附件IV所附（“地方法规第3003-1条通知”）；\n\niv. 动议人实际知悉的、对债务人可能享有债权的所有各方；\n\nv. 所有作为债务人未履行合同和未到期租约相对方且列载于清单中的各方，寄送至清单所载地址，或根据任何该等相对方向动议人提出的请求，或邮局退回邮件中所载的转寄地址更新后的地址；\n\nvi. 截止日期命令登记之日所有针对债务人的未决诉讼当事人的登记代理律师；8\n\nvii. 美国国税局、证券交易委员会、康涅狄格州和纽约州的总检察长，以及康涅狄格州和纽约州的地方税务机关；\n\nviii. 截止日期命令登记之日已在第11章案件中提交债权的所有个人或实体；\n\nix. 截止日期命令登记之日已向法院发送函件且列载于本第11章案件法院电子案卷中的所有各方；\n\nx. 已就债务人破产财产的资产或对债务人破产财产的债权向受托人发送函件的所有各方。\n\nxi. 截止日期命令登记之日已根据《破产程序规则》第2002条在第11章案件中请求通知的所有各方；以及\n\nxii. 动议人认为适当的其他个人和实体。\n\n8. 动议人应安排在下列各报纸上各刊登一次公告通知：\n\na. USA Today（《今日美国报》）；\n\nb. Sing Tao USA（《美国星岛日报》）（公告通知应译为普通话）；以及\n\nc. The World Journal（《世界日报》）（公告通知应译为普通话）\n\n该等公告应不迟于本截止日期\n\n命令登记后十（10）个营业日刊登。\n\n9. 动议人获授权并被赋予权力采取实施及实现本截止日期命令条款所可能必需的步骤并实施所可能必需的\n\n行为。\n\n8 债务人应于本截止日期命令登记后2个营业日内向受托人提供该等资料。\n\n10. 按本文件规定就本截止日期命令所授予的救济作出通知是公平、合理的，并将向债务人的所有债权人就其在第11章案件中可能对债务人享有的任何潜在债权所涉的权利和义务提供良好、充分及适当的通知。\n\n11. 本截止日期命令中的任何内容均不损害动议人或任何其他利害关系方对可能在第11章案件中提交、反映于清单中或以其他方式提出的任何债权提出异议，或主张任何抵销或抗辩的权利。\n\n12. 登记本截止日期命令不损害动议人请求本法院作出进一步命令的权利，以确定不受本文件所设截止日期约束的债权持有人必须提交债权申报表，或通过动议或申请方式向债务人主张该等债权的期限；逾期未如此提交的，将被永久禁止提交。\n\n13. 本法院保留管辖权，以审理和裁定因本命令引起或与本命令有关的一切事项。\n\n日期：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022　康涅狄格州布里奇波特\n\n美国破产法院法官\n\n案号 22-50073　文件1072　提交日期11/08/22　登记日期11/08/22 11:06:28　第29页，共82页\n附件I\n\n截止日期通知\n美国破产法院　康涅狄格地区　布里奇波特分庭\n\nx\n\n关于：　：\n：　第11章\nHO WAN KWOK（郭文贵）等人，1　：\n：　案号22-50073 (JAM)\n债务人。　：\n：\n：　（联合管理）\n\n关于要求所有对债务人享有债权的人员提交债权申报表的截止日期通知\n致：可能对(A) HO WAN KWOK（郭文贵），又名GUO WENGUI（郭文贵），又名MILES KWOK（郭文贵），(B) GENEVER HOLDINGS CORPORATION（吉尼弗控股公司），和/或(C) GENEVER HOLDINGS LLC（吉尼弗控股有限责任公司）享有债权的所有个人和实体\n\n2022年2月15日（“个人债务人申请日期”），Ho Wan Kwok先生（“个人债务人”）向United States Bankruptcy Court for the District of Connecticut（美国康涅狄格地区破产法院）（“康涅狄格破产法院”）根据《美国法典》第11编第11章（“破产法”）提交了自愿救济申请。2022年7月8日，康涅狄格破产法院作出命令，批准任命Luc A. Despins（卢克·A·德斯平斯）为个人债务人第11章案件的第11章受托人（“受托人”）。\n\n2020年10月12日（“Genever (US)申请日期”），Genever Holdings LLC（“Genever (US)”）向United States Bankruptcy Court for the Southern District of New York（美国纽约南区破产法院）（“纽约破产法院”）提交了其第11章申请。2022年11月3日，纽约破产法院作出命令，将Genever (US)的第11章案件移送至康涅狄格破产法院。Genever (US)在清单中列载的唯一资产为位于纽约州纽约市Sherry Netherland Hotel（雪莉荷兰酒店）的一处住宅及相关保证金，清单列载总价值约为\\$73 million。2\n\n2022年10月11日（“Genever (BVI)申请日期”，并与Genever (US)申请日期及个人债务人申请日期合称“申请日期”），Genever\n\nHoldings Corporation（“Genever (BVI)”）向康涅狄格破产法院提交了其第11章申请。Genever (BVI)全资拥有Genever (US)。\n\n根据日期为2022年11月[\\_\\_]的命令，个人债务人、Genever (US)及Genever (BVI)的第11章案件仅为程序目的进行联合管理。\n\n2022年11月[\\_\\_]，康涅狄格破产法院作出命令（“截止日期命令”），确立在其第11章案件（“第11章案件”）中针对债务人提交债权申报表的下列截止日期：3\n\n1. 对个人债务人的申请前债权：所有个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就个人债务人申请日期（即2022年2月15日）之前产生的、针对个人债务人的任何债权（定义见《破产法》）提交债权申报表（“债权申报表”）的最后日期和时间为2023年1月13日晚上11:59（适用的美国东部时间）（“一般截止日期”）。4\n\n2. 对Genever (US)的申请前债权：所有个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就Genever (US)申请日期（即2020年10月12日）之前产生的、针对Genever (US)的任何债权（定义见《破产法》）提交债权申报表的最后日期和时间为2023年1月13日晚上11:59（适用的美国东部时间），即一般截止日期。\n\n3. 对Genever (BVI)的申请前债权：\n\na. 除政府单位外，所有个人和实体（包括但不限于个人、合伙企业、公司及合资企业）就Genever (BVI)申请日期（即2022年10月10日）之前产生的、针对Genever (BVI)的任何债权（定义见《破产法》）提交债权申报表的最后日期和时间为2023年1月13日晚上11:59（适用的美国东部时间），即一般截止日期。\n\nb. 所有政府单位就Genever (BVI)申请日期（即2022年10月10日）之前产生的、针对Genever (BVI)的任何债权（定义见《破产法》）提交债权申报表的最后日期和时间为2023年4月10日晚上11:59（适用的美国东部时间）（“政府单位/Genever (BVI)截止日期”，并与一般截止日期合称“截止日期”）。\n\n3 康涅狄格破产法院可应债权人的动议，在适用的截止日期之后延长提交债权申报表的期限，以准许提交迟延债权申报表。\n\n4 为免生疑问，一般申报截止日亦适用于政府单位对个人债务人和/或 Genever (US) 提出的任何债权。\n\n下述债权申报截止日以及提交债权申报表的程序（以下简称“程序”）适用于针对债务人的、在适用申请日之前产生的所有债权，但不包括根据《破产法》第 503(b)(9) 条产生的申请前债权。\n\n在债权申报表上，对个人债务人享有债权的持有人可选择同时向 Genever (BVI)（Genever（英属维尔京群岛））和 Genever (US)（Genever（美国））（以下简称“Genever 债务人”）主张其债权，理由是 Genever 债务人是或曾是个人债务人的另一个自我。如果 Genever 债务人是或曾是个人债务人的另一个自我，则个人债务人的债权人亦将成为 Genever 债务人的债权人，尽管该债权人与 Genever 债务人之间不存在直接的合同关系或其他关系。为明确起见，如您基于债权人与 Genever 债务人之间的直接合同关系或其他关系，对 Genever 债务人享有债权（即除基于另一个自我的债权之外），则您必须视情况分别针对 Genever (BVI) 和/或 Genever (US) 提交债权申报表。\n\n通常，法院在分析另一个自我债权时，会考察：(1) 相关实体/个人是否作为一个单一经济单位运营；以及 (2) 维持个人债务人与 Genever 债务人之间的独立性是否整体上存在不公正或不公平因素。在分析这些问题时，法院通常会考虑多项因素，包括被指称为另一个自我的实体是否资本充足、是否遵守公司形式要件，和/或是否只是控制该另一个自我实体之人的幌子。为明确起见，上述因素清单并非穷尽，且任何单一因素均不具有决定性。您应就这些事项咨询您的律师。\n\n受托人、Genever (BVI) 和 Genever (US) 保留对任何基于另一个自我理论的债权提出异议的全部权利，包括以只有受托人有权主张 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我为由提出异议的权利。\n\n1. 谁必须提交债权申报表\n\n如您拥有在适用申请日之前产生的债权，且该债权不属于下文第 4 节所述类型之一，则您必须提交债权申报表，方可就债务人提交的第 11 章计划进行表决，或分享债务人财产的分配。基于债务人在申请日前发生的作为或不作为的债权，必须于适用债权申报截止日当日或之前提交，即使该等债权目前尚未确定、未清算或不确定，或在适用申请日前尚未到期、确定、清算或成为确定债权。\n\n根据《破产法》第 101(5) 条以及在本通知中，“债权”一词系指：(a) 获得付款的权利，无论该权利是否已载入判决书、已清算、未清算、确定、或有、已到期、未到期、有争议、无争议、法定、衡平、有担保或无担保；或 (b) 因履行违约而获得衡平法救济的权利，如该等违约产生获得付款的权利，无论该获得衡平法救济的权利是否已载入判决书、确定、或有、已到期、未到期、有争议、无争议、有担保或无担保。\n\n2. 应提交何种文件\n\n本通知随附一份可供在第 11 章案件中使用的债权申报表。您可使用本通知随附的债权申报表提交您的债权。其他债权申报表及说明可在康涅狄格州破产法院（Connecticut Bankruptcy Court）的网站 www.uscourts.gov/forms/bankruptcy-forms 获取。\n\n所有债权申报表均须由债权人签署；如债权人不是个人，则须由债权人的获授权代理人签署。所有债权申报表均须以英文书写，并以美元计价（如适用，按申请日的汇率计算）。您可将构成该债权依据的任何文件附于已填妥的债权申报表。\n\n所有债权申报表不得包含完整的社会保障号码或纳税人识别号码（仅列示该等号码的最后四 (4) 位）、完整的出生日期（仅列示相关年份）、任何未成年人的姓名（仅列示该等未成年人的姓名首字母），或金融账户号码（仅列示该等号码的最后四 (4) 位）。\n\n3. 何时及何处提交\n\n所有债权申报表必须在适用债权申报截止日当日或之前由康涅狄格州破产法院在下列地址收到：\n\n美国破产法院 康涅狄格州地区法院\nBrien McMahon 联邦大楼\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n所有债权申报表仅在适用债权申报截止日当日或之前实际收到于上述地址时，方视为已提交。或者，可通过康涅狄格州破产法院网站 htt 向康涅狄格州破产法院以电子方式提交债权申报表。\n\n不得通过传真、电传或电子邮件传送债权申报表。\n\n5 访问康涅狄格州破产法院网站须使用该法院的法院电子记录公共访问系统（“PACER”）登录名和密码，该等登录名和密码可通过 PACER 服务中心 htt 获取。\n\n4. 谁无需提交债权申报表\n\n如您属于下列情形，则无需在一般申报截止日当日或之前提交债权申报表：\n\na. 其债权已列入清单的任何人士，前提是：(x) 该债权未在清单中列为有争议、或有或未清算债权；且 (y) 该人士不对清单所载债权的金额、性质或优先顺位提出异议；\n\nb. 其债权已获全额支付的任何人士；\n\nc. 已由本法院在一般申报截止日当日或之前作出的命令准许的债权；\n\nd. 本法院已另行确定截止日期的债权；\n\ne. 已在第 11 章案件中以与官方表格实质相似的格式向债务人提交债权申报表的任何人士；或\n\nf. 根据康涅狄格州破产法院任何命令无需提交债权申报表的任何人士。\n\n本通知可能发送给曾与债务人有某种关系或曾与债务人进行某种业务往来，但可能并不对任何债务人享有未清偿债权的许多人。您收到本通知这一事实，并不表示您对任何债务人享有债权，亦不表示康涅狄格州破产法院、受托人或债务人认为您对任何债务人享有债权。\n\n5. 待履行合同和未到期租约\n\n如您持有因拒绝履行待履行合同或未到期租约而产生的债权，您必须在以下较晚者当日或之前就该等拒绝履行提交债权申报表：(i) 适用债权申报截止日；以及 (ii) 康涅狄格州破产法院批准该等拒绝履行的命令作出后三十 (30) 日之日。尽管有上述规定，待履行合同或未到期租约的一方，如根据该待履行合同或未到期租约主张截至适用申请日已产生且未偿付金额的债权（拒绝履行损害赔偿债权除外），则必须于一般申报截止日当日或之前就该等金额提交债权申报表，除非适用上文第 4 节所列的例外情形。\n\n6. 未在适用债权申报截止日之前提交债权申报表的后果\n\n任何未获豁免遵守债权申报截止日命令要求的债权持有人，如上文第 4 节已完整列明该等要求，且未及时以适当格式提交债权申报表，则就任何在第 11 章案件中提交的计划进行表决及就该等被主张债权参与债务人第 11 章案件中的任何分配而言，不得被视为该等被主张债权的债权人。\n\n根据《破产程序规则》第 3003(c)(2) 条，任何未按照本通知规定及时提交债权申报表的债权持有人，均应：(A) 被永久禁止、不得主张且被禁令禁止就该等债权向债务人、其财产或其破产财产主张权利（或就此提交债权申报表）；以及 (B) 就任何可能在该等第 11 章案件中提交的第 11 章计划进行表决及分配而言，不得被视为该等债权的债权人。\n\n康涅狄格州破产法院可应债权人的动议，在适用债权申报截止日之后延长提交债权申报表的期限，以允许提交逾期债权申报表。\n\n7. 债务人的清单及查阅方式\n\n您可能在债务人的清单中被列为对债务人享有债权的持有人。如上所述，如您同意适用债务人清单中所列您债权的性质、金额及状态，且您的债权未被描述为有争议、或有或未清算债权，则您无需（但仍可）提交债权申报表。否则，或者如您决定提交债权申报表，则必须按照本通知所载程序，在适用债权申报截止日之前提交。\n\n债务人清单副本可在康涅狄格州破产法院的第 11 章案件电子案卷中查阅，该电子案卷可通过康涅狄格州破产法院网站 htt 访问。通过康涅狄格州破产法院网站访问该等信息须使用该法院的法院电子记录公共访问系统（“PACER”）登录名和密码，该等登录名和密码可通过 PACER 服务中心 htt 获取。债务人清单副本亦可于周一至周五上午 9:00 至下午 4:30（东部时间），在位于下列地址的康涅狄格州破产法院书记官办公室查阅：\n\nBrien McMahon 联邦大楼\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n任何对任何债务人可能享有债权的持有人，应就本通知未涵盖的任何事项咨询律师，例如该可能债权的持有人是否应提交债权申报表。\n\n8. 补充信息\n\n如您需要有关本通知的补充信息，可致电 1-212-318-6690 联系受托人的律师，或通过电子邮件 douglassbarron@paulhastings.com 提交查询。如您认为自己对债务人享有债权，则如您对本通知有任何疑问，包括您是否应提交债权申报表，您应咨询律师。\n\n日期：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022\nGENEVER HOLDINGS LLC（Genever Holdings LLC）\n\n签署人：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（Douglas S. Skalka，ct00616） Patrick R. Linsey（Patrick R. Linsey，ct29437）\n\nNEUBERT, PEPE & MONTEITH, P.C.（NEUBERT, PEPE & MONTEITH, P.C.）\n\n195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n以及\n\nKevin J. Nash, Esq.（Kevin J. Nash，律师）\nGOLDBERG WEPRIN FINKEL GOLDSTEIN LLP（GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP）\n1501 Broadway, 22nd Floor New York, New York 10036 (212) 221-5700\n\nGenever Holdings LLC 债务人及占有中的债务人的律师\n\nGENEVER HOLDINGS CORPORATION（GENEVER HOLDINGS CORPORATION）\n签署人：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（Douglas S. Skalka，ct00616） Patrick R. Linsey（Patrick R. Linsey，ct29437）\n\nNEUBERT, PEPE & MONTEITH, P.C.（NEUBERT, PEPE & MONTEITH, P.C.）\n\nLUC A. DESPINS（LUC A. DESPINS），第 11 章受托人\n\n签署人：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（Douglas S. Skalka，ct00616） Patrick R. Linsey（Patrick R. Linsey，ct29437） NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n以及\n\nNicholas A. Bassett（Nicholas A. Bassett，获准临时出庭）\nPAUL HASTINGS LLP（PAUL HASTINGS LLP）\n2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n以及\n\nDouglass Barron（道格拉斯·巴伦）（pro hac vice） PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所） 200 Park Avenue New York, New York 10166 (212) 318-6079 douglassbarron@paulhastings.com\n\nChapter 11 受托人之代理律师\n\n195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\nGenever Holdings Corporation（Genever Holdings 公司）债务人及占有中债务人之代理律师\n\n案件 22-50073 文书 1072 提交于 11/08/22 录入于 11/08/22 11:06:28 第 38 页，共 82 页\n\n附件 II\n\n债权申报表\n\n官方表格 410\n\n债权证明\n\n填写本表前请阅读说明。本表用于在破产案件中申报付款债权。请勿使用本表提出支付行政费用的请求。应依照 11 U.S.C. § 503 提出该等请求。\n\n申报人必须在本表或任何随附文件中删除或遮盖享有隐私权的信息。请随附支持该债权的任何文件的经遮盖副本，例如本票、采购订单、发票、往来账户明细表、合同、判决书、抵押权文书及担保协议。请勿寄送文件原件；扫描后可能被销毁。如无法提供文件，请在附件中说明。\n\n提出欺诈性债权申报的人，可被处以最高 $500,000 的罚金、最高 5 年监禁，或二者并处。18 U.S.C. §§ 152, 157, and 3571.\n\n请填写截至案件提交之日的全部债权信息。该日期载于您收到的破产通知（表格 309）中。\n\n第 1 部分：确定债权\n\n1. 现任债权人是谁？\n\n现任债权人的姓名（应就该债权获得付款的个人或实体）\n\n债权人曾向债务人使用的其他名称\n\n2. 本债权是否从他人处取得？\n\n否\n\n是。来自何人？\n\n3. 应将寄给债权人的通知和付款寄往何处？\n\n《联邦破产程序规则》（FRBP）2002(g)\n\n应将寄给债权人的通知寄往何处？\n\n应将向债权人支付的款项寄往何处？（如不同）\n\n姓名\n\n门牌号　街道\n\n城市　州　邮政编码　联系电话\n\n联系电子邮箱\n\n姓名\n\n门牌号　街道\n\n城市　州　邮政编码　联系电话\n\n联系电子邮箱\n\n第 13 章电子付款统一债权识别码（如您使用）：\n\n4. 本债权是否修改已提交的一项债权？\n\n否\n\n是。法院债权登记册中的债权编号（如已知）\n\n提交日期　MM / DD / YYYY\n\n5. 您是否知道他人已就本债权提交债权证明？\n\n否\n\n是。此前由谁提交？\n\n6. 您是否有用于识别债务人的任何编号？\n\n否\n\n是。债务人账户号码或您用于识别债务人的任何号码的后 4 位：____ ____ ____ ____\n\n7. 债权金额是多少？$_____________________________。该金额是否包括利息或其他费用？\n\n否\n\n是。请随附列明《破产规则》3001(c)(2)(A)要求的利息、费用、支出或其他收费的明细表。\n\n8. 债权的依据是什么？\n\n示例：已售货物、借出款项、租赁、已提供服务、人身伤害或非正常死亡，或信用卡。\n\n请随附《破产规则》3001(c)要求的支持该债权的任何文件的经遮盖副本。限制披露享有隐私权的信息，例如医疗保健信息。\n\n8A. 针对 Genever Entities（Genever 实体）的替身主体债权？\n\n如您对 Ho Wan Kwok（郭文贵）主张债权，您亦可通过勾选下列方框，以 Genever Holdings Corporation（Genever Holdings 公司）和 Genever Holdings LLC（Genever Holdings 有限责任公司）系 Ho Wan Kwok 的替身主体为依据，对该等实体主张债权：\n\n9. 债权的全部或部分是否有担保？\n\n否\n\n是。该债权由对财产的留置权担保。\n\n财产性质：\n\n不动产。如债权由债务人的主要住所担保，请随本债权证明提交抵押权债权证明附件（官方表格 410-A）。\n\n机动车辆\n\n其他。请说明：\n\n完善依据：\n\n请随附文件的经遮盖副本（如有），以证明担保权益已获完善（例如抵押权文书、留置权、产权证书、融资声明，或显示留置权已提交或登记的其他文件）。\n\n财产价值：\n\n$__________________\n\n有担保的债权金额：\n\n$__________________\n\n无担保的债权金额：$__________________（有担保金额与无担保金额之和应与第 7 行金额一致。）\n\n截至申请提交之日为补救任何违约所需的金额：\n\n$____________________\n\n年利率（案件提交时）_______%\n\n固定\n\n浮动\n\n10. 本债权是否基于租赁？\n\n否\n\n是。截至申请提交之日为补救任何违约所需的金额。\n\n$____________________\n\n11. 本债权是否受抵销权约束？\n\n否\n\n是。请确定该财产：___________________________________________________________________\n\n12. 债权的全部或部分是否依据 11 U.S.C. § 507(a) 享有优先权？\n\n否\n\n是。请选择一项：享有优先权的金额\n\n一项债权可能部分具有优先权，部分不具有优先权。例如，在某些类别中，法律限制享有优先权的金额。\n\n依据 11 U.S.C. § 507(a)(1)(A) 或 (a)(1)(B) 的家庭扶养义务（包括赡养费和子女抚养费）。$____________________\n\n用于购买、租赁或出租供个人、家庭或家户使用的财产或服务的预付款，最高为 $*。11 U.S.C. § 507(a)(7)。$____________________\n\n在破产申请提交前或债务人营业终止前 180 日内（以较早者为准）赚取的工资、薪金或佣金（最高 $1,*）。11 U.S.C. § 507(a)(4)。$____________________\n\n欠政府单位的税款或罚金。11 U.S.C. § 507(a)(8)。$____________________\n\n对雇员福利计划的缴款。11 U.S.C. § 507(a)(5)。$____________________\n\n其他。请指明适用的 11 U.S.C. § 507(a)(__) 款。$____________________\n\n* 对于在调整日当日或之后开始的案件，金额于 4/01/ 及此后每 3 年调整一次。\n\n第 3 部分：\n\n在下方签署\n\n完成本债权证明的人必须签署并注明日期。\n\nFRBP 9011(b)。请勾选适当方框：\n\n我是债权人。\n\n我是债权人的律师或获授权代理人。\n\n如您以电子方式提交本债权，《联邦破产程序规则》5005(a)(2)授权法院制定地方规则，规定何种形式构成签名。\n\n我是受托人、债务人或其获授权代理人。《破产规则》3004。\n\n我是保证人、连带保证人、背书人或其他共同债务人。《破产规则》3005。\n\n我理解，在本债权证明上作出的授权签名，即表示确认债权人在计算债权金额时，已就收到的用于偿还债务的任何付款向债务人抵扣。\n\n提出欺诈性债权申报的人，可被处以最高 $500,000 的罚金、最高 5 年监禁，或二者并处。\n\n我已审阅本债权证明中的信息，并有合理理由相信该等信息真实且正确。\n\n我在伪证处罚的约束下声明，上述内容真实且正确。\n\n18 U.S.C. §§ 152, 157, and 3571.\n\n签立日期\n\n签名　________________________________________________________________________\n\n请以印刷体填写完成并签署本债权申报的人员姓名：\n\n姓名　名字　中间名　_______________________________________________________________________________________________\n\n姓氏\n\n职务　_______________________________________________________________________________________________\n\n公司　如获授权代理人为服务机构，请将公司服务机构确定为公司。_______________________________________________________________________________________________\n\n地址　门牌号　街道　_______________________________________________________________________________________________\n\n城市　州　邮政编码\n\n联系电话　_____________________________　电子邮箱　____________________________________\n\n官方表格 410\n\n债权证明说明\n\nUnited States Bankruptcy Court（美国破产法院） 12/15\n\n本说明及定义一般解释法律。在某些情况下，例如债务人并非自愿提交的破产案件，可能适用这些一般规则的例外。您应考虑征求律师意见，特别是在您不熟悉破产程序及隐私法规的情况下。\n\n提出欺诈性债权申报的人，可被处以最高 $500,000 的罚金、最高 5 年监禁，或二者并处。18 U.S.C. §§ 152, 157 and 3571.\n\n如何填写本表\n\n- 请填写截至案件提交之日的全部债权信息。\n\n- 请填写表格顶部的案由栏。\n\n- 如债权从他人处取得，请陈述在最初债权提交前拥有该债权或持有该债权，并将其转让给您的最后一方的身份。\n\n- 请随本表附上任何支持文件。请随附显示债务存在、留置权担保债务或二者兼有的任何文件的经遮盖副本。（参见下一页对遮盖的定义。）\n\n还请随附显示任何担保权益已获完善或债务任何让与或转让的任何文件的经遮盖副本。除文件外，亦可附上摘要。《联邦破产程序规则》（称为“破产规则”）3001(c) 和 (d)。\n\n- 请勿附上文件原件，因为附件在扫描后可能被销毁。\n\n- 如债权基于提供医疗保健商品或服务，请勿披露保密医疗保健信息。请在债权申报及随附文件中均删除或遮盖保密信息。\n\n- 债权证明表格及任何随附文件必须仅显示任何社会保障号码、个人税务识别号码或金融账户号码的后 4 位，以及任何个人出生日期中的年份。参见《破产规则》9037。\n\n- 对于未成年子女，仅填写该子女姓名的首字母以及该子女父母或监护人的全名和地址。例如，填写 A.B.，未成年子女（John Doe（约翰·多伊），父母，123 Main St., City, State）。参见《破产规则》9037。\n\n确认债权已提交\n\n如需确认债权已提交，请附上一个贴有邮票并写明寄回地址的信封及本表副本，或前往法院 PACER 系统（www.pacer.psc.uscourts.gov）查看已提交的表格。\n\n理解本表所用术语\n\n管理费用：通常指在破产案件提交后，为经营、清算或分配破产财产而产生的费用。11 U.S.C. § 503。\n\n债权：债权人就债务人在提交破产申请之日所欠债务获得付款的权利。11 U.S.C. §101 (5)。债权可以是有担保债权或无担保债权。\n\n债权人：债务人在其提交破产申请之日或之前所发生的债务的相对方，即债务人欠其债务的个人、公司或其他实体。11 U.S.C. §101 (10)。\n\n债务人：处于破产程序中的个人、公司或其他实体。请使用您收到的破产通知中所列债务人的姓名和案号。11 U.S.C. § 101 (13)。\n\n完善的证据：担保权益完善的证据可包括显示担保权益已提交或登记的文件，例如抵押、留置权、所有权证书或融资声明。\n\n享有隐私保护的信息：债权申报表及任何附随文件只能显示任何社会保障号码、个人纳税人识别号或金融账户号码的后4位数字，只能显示未成年人姓名的首字母，以及任何人出生日期中的年份。如债权基于提供医疗保健产品或服务，应限制披露该等产品或服务，以避免尴尬或披露保密医疗保健信息。如受托人或其他利害关系人对该债权提出异议，您日后可能被要求提供更多信息。\n\n优先债权：属于根据 11 U.S.C. §507(a) 有权获得优先受偿的无担保债权类别内的债权。该等债权在破产案件中应从可用资金或财产中，在其他无担保债权获得偿付之前得到偿付。常见的优先无担保债权包括赡养费、子女抚养费、税款及某些未付工资。\n\n债权申报表：显示债务人在提交破产申请之日欠债权人债务金额的表格。该表格必须在案件待决的地区提交。\n\n另我人格债权：如您对 Ho Wan Kwok（郭文贵）提出债权，您亦可通过勾选债权申报表上的适用方框，基于 Genever Holdings Corporation（Genever Holdings股份公司）及 Genever Holdings LLC（Genever Holdings有限责任公司）（“Genever债务人”）为 Ho Wan Kwok 的另我人格而对其提出债权。受托人及 Genever 债务人保留有关任何该等另我人格债权的一切权利，包括基于受托人是唯一有权主张 Genever 债务人是或曾是个人债务人另我人格的一方这一理由所保留的权利。\n\n信息删节：为保护隐私而遮蔽、编辑删除或删除某些信息。提交人必须在债权申报表及任何附随文件中删节或略去享有隐私保护的信息。\n\n根据 11 U.S.C. §506(a) 的有担保债权：以债务人特定财产上的留置权作为担保的债权。债权人在其他债权人获得偿付之前有权从该财产中获得偿付的范围内，该债权属于有担保债权。有担保债权的金额通常不得超过债权人享有留置权的特定财产的价值。债务人欠债权人的任何超过该财产价值的金额通常可能构成无担保债权。但存在例外；例如，见 11 U.S.C. § 1322(b) 及 1325(a) 的最后一句。\n\n财产上的留置权示例包括不动产抵押或汽车担保权益。留置权可由债务人自愿授予，亦可通过法院程序取得。在某些州，法院判决书可构成留置权。\n\n抵销：指债权人以其持有的属于债务人的资金向自己付款，或通过注销其对债务人所负债务而发生的情形。\n\n统一债权识别码：某些债权人为便利电子付款而使用的可选24字符识别码。\n\n无担保债权：不符合有担保债权要求的债权。在债权金额超过债权人享有留置权的财产价值的范围内，债权可部分属于无担保债权。\n\n购买债权的要约\n\n某些实体以低于债权面值的金额购买债权。该等实体可能联系债权人，提出购买其债权的要约。该等实体发出的某些书面通信可能容易与法院正式文书或债务人发出的通信混淆。该等实体并不代表破产法院、破产受托人或债务人。债权人没有义务出售其债权。但是，如债权人决定出售其债权，则该债权的任何转让均受《破产规则》3001(e)、适用的《破产法典》（11 U.S.C. § 101 et seq.）条款及适用的破产法院命令约束。\n\n附件 III\n\n公告通知\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 45 of 82\n\n美国破产法院\n康涅狄格州地区\n布里奇波特分庭\n\n---------------------------------------------------------------------------------X　:\n关于：　:\n第11章\nHo Wan Kwok（郭文贵）等　:\n案号 22-50073 (JAM)\n债务人。1　:\n（联合管理）\n\n债权申报截止日期通知\n\n请注意：\n\n2022年2月15日（“个人债务人申请日”），Ho Wan Kwok（“个人债务人”）向 United States Bankruptcy Court for the District of Connecticut（康涅狄格州联邦破产法院，“康涅狄格州破产法院”）提交了根据 United States Code（美国法典）第11编第11章寻求救济的自愿申请（“破产法典”）。2022年7月8日，康涅狄格州破产法院作出命令，批准在个人债务人的第11章案件中任命 Luc A. Despins（“受托人”）为第11章受托人。\n\n2020年10月12日（“Genever (US) 申请日”），Genever Holdings LLC（“Genever (US)”）向 United States Bankruptcy Court for the Southern District of New York（纽约南区联邦破产法院，“纽约破产法院”）提交了其第11章申请。2022年11月3日，纽约破产法院作出命令，将 Genever (US) 的第11章案件移送至康涅狄格州破产法院。Genever (US) 所列的唯一资产为位于纽约州纽约市 Sherry Netherland Hotel（雪莉荷兰酒店）的一处住宅及相关保证金，所列总价值约为 \\$73 million。2\n\n2022年10月11日（“Genever (BVI) 申请日”，并与 Genever (US) 申请日及个人债务人申请日合称“申请日”），Genever Holdings Corporation（“Genever (BVI)”；并与个人债务人及 Genever (US) 合称“债务人”）向康涅狄格州破产法院提交了其第11章申请。Genever (BVI) 全资拥有 Genever (US)。\n\n2022年11月[\\_\\_]日，康涅狄格州破产法院作出命令（“截止日期命令”），规定在债务人第11章案件（“第11章案件”）中对债务人提交债权申报表的下列截止期限：3\n\n1. 对个人债务人的申请前债权：所有个人及实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就个人债务人申请日（即2022年2月15日）之前对个人债务人产生的任何债权（定义见破产法典）提交债权申报表（“债权申报表”）的最后日期和时间为2023年1月13日晚上11:59（ET）（“一般截止日期”）。\n\n2. 对 Genever (US) 的申请前债权：所有个人及实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就 Genever (US) 申请日（即2020年10月12日）之前对 Genever (US) 产生的任何债权（定义见破产法典）提交债权申报表的最后日期和时间为2023年1月13日晚上11:59（ET），即一般截止日期。\n\n3. 对 Genever (BVI) 的申请前债权：\n\na. 除政府单位以外的所有个人及实体（包括但不限于个人、合伙企业、公司及合资企业）就 Genever (BVI) 申请日（即2022年10月10日）之前对 Genever (BVI) 产生的任何债权（定义见破产法典）提交债权申报表的最后日期和时间为2023年1月13日晚上11:59（ET），即一般截止日期。\n\nb. 所有政府单位就 Genever (BVI) 申请日（即2022年10月10日）之前对\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（亦称 Guo Wengui、Miles Guo 及 Miles Kwok，以及许多其他别名）（纳税人识别号后4位：9595）、Genever Holdings LLC（纳税人识别号后4位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins，作为 Ho Wan Kwok 财产的受托人（仅为通知及通信之目的）。2\n\n该金额未反映 Sherry Netherland 公寓的公平市场价值。3\n\n康涅狄格州破产法院可应债权人的动议，在适用截止日期之后延长提交债权申报表的期限，以允许提交逾期债权申报表。\n\nGenever (BVI) 提交债权申报表的最后日期和时间为2023年4月10日晚上11:59（ET）（“政府单位/Genever (BVI) 截止日期”，并与一般截止日期合称“截止日期”）。\n\n在债权申报表上，对个人债务人享有债权的持有人可选择基于 Genever (BVI) 及 Genever (US)（“Genever债务人”）是或曾是个人债务人的另我人格，也对 Genever (BVI) 及 Genever (US) 主张其债权。如 Genever 债务人是或曾是个人债务人的另我人格，则个人债务人的债权人亦将成为 Genever 债务人的债权人，尽管该债权人与 Genever 债务人之间不存在直接合同关系或其他关系。为明确起见，如您基于债权人与 Genever 债务人之间的直接合同关系或其他关系而对 Genever 债务人享有债权（即，除基于另我人格的债权外），您必须视情况对 Genever (BVI) 和/或 Genever (US) 分别提交债权申报表。\n\n受托人、Genever (BVI) 及 Genever (US) 保留对任何基于另我人格理论的债权提出异议的一切权利，包括基于受托人是唯一有权主张 Genever (BVI) 及 Genever (US) 是或曾是个人债务人另我人格的一方这一理由提出异议的权利。\n\n债权申报表副本可在破产法院网站 www.uscourts.gov/forms/bankruptcy-forms 免费查阅及下载。截止日期命令副本可通过书面请求受托人的律师 douglassbarron@paulhastings.com 获得。\n\n所有债权申报表必须于一般截止日期当日或之前在下列地址送达康涅狄格州破产法院：\n\n美国康涅狄格州地区破产法院\nBrien McMahon 联邦大楼\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n所有债权申报表仅在适用截止日期当日或之前实际收到于上述地址时，方视为已提交。或者，债权申报表可通过康涅狄格州破产法院网站 htt 向康涅狄格州破产法院以电子方式提交。通过传真或电子邮件发送的债权申报表将不被接受。\n\n为适当提交，每份债权申报表必须：(i) 以英文书写；(ii) 按适用申请日期当日的美国法定货币计价（如适用，使用适用申请日期当日的汇率）；(iii) 在实质上符合随申报截止日期裁定附具的债权申报表格式或《官方破产表格410》；及 (iv) 由债权申报人签署，或者，如债权申报人并非个人，则由债权申报人的获授权代理人签署。\n\n根据《破产规则》3003(c)(2)，任何未能按时依本通知规定提交债权申报表的债权持有人，将 (a) 被永久禁止、受禁止反言约束且被禁令禁止向债务人、其财产或本破产财团主张该等债权（或就此提交债权申报表），以及 (b) 就可能在 Chapter 11 案件中提交的任何 Chapter 11 计划或多项计划的表决和分配而言，不被视为该等债权的债权人。\n\n如您需要有关本通知的更多信息，您可致电 1-212-318-6690 联系受托人律师，或发送电子邮件至 douglassbarron@paulhastings.com 提交询问。mailto:mujiinfo@donlinrecano.com如您认为您对债务人持有债权，并且对本通知有任何疑问，包括您是否应提交债权申报表，您应咨询律师。\n\n附件 IV\n\n地方法院规则 3003-1 通知\n\n争议性、或有性或未清算债权通知及提交债权申报表截止日期通知\n\n致：债权申报人 地址\n\n债务人：[Ho Wan Kwok（郭文贵）] 已列明债权金额：\\$ \\_\\_\\_\\_\\_\\_ \\_ 已列明债权性质：[视适用情况，为有争议、或有或未清算]\n\n债务人：[Genever Holdings Corporation（Genever控股公司）] 已列明债权金额：\\$ \\_\\_\\_\\_\\_\\_ 已列明债权性质：[视适用情况，为有争议、或有或未清算]\n\n债务人：[Genever Holdings LLC（Genever控股有限责任公司）] 已列明债权金额：\\$ \\_\\_\\_\\_\\_\\_ 已列明债权性质：[视适用情况，为有争议、或有或未清算]\n\n1. 债务人（即 Ho Wan Kwok（郭文贵）、Genever Holdings Corporation（Genever控股公司）和 Genever Holdings LLC（Genever控股有限责任公司））已按上述所示列明您的债权。其债权在债务人于 March 9, 2022 提交的清单中被列为有争议、或有或未清算的任何债权人（包括政府单位）(Case No. 22-50073 (JAM) 中的 ECF No. 78)、\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022 (Case No. 22-50542 (JAM) 中的 ECF No. \\_)，以及 November 3, 2020 (Case No. 22-50592 (JAM) 中的 ECF No. 4)（统称“清单”），必须于 January 13, 2023 前提交债权申报表，但政府单位对 Genever Holdings Corporation（Genever控股公司）提出的债权可在 April 10, 2023 前提交。根据《联邦破产程序规则》3003(c)(2)，任何被要求提交债权申报表但未提交的债权人，就对债务人计划进行表决及向债权人分配而言，不得被视为该等债权的债权人。\n\n2. 已经提交债权申报表的债权人无需再次提交。\n\n3. 本通知随附一份债权申报表表格。\n\n4. 受托人律师、Genever Holdings Corporation（Genever控股公司）律师和/或 Genever Holdings LLC（Genever控股有限责任公司）律师，应在申报截止日期裁定（ECF No. \\_）（“申报截止日期裁定”）作出后七个工作日内，提交本已填写完成的通知，列明清单中未列明其债权或其债权被列为有争议、或有或未清算的所有债权人。律师还应在申报截止日期裁定作出后七 (7) 个工作日内，以预付邮资的一级邮件向所有受影响方送达本通知。律师应在申报截止日期裁定作出后十四 (14) 个工作日内，提交载明已遵守上述规定的送达证明。\n\n附件 B\n\n拟议裁定（修订痕迹稿）\n\n-----------------------------------------------------------　UNITED STATES BANKRUPTCY COURT（美国破产法院）\nDISTRICT OF CONNECTICUT（康涅狄格地区）\nBRIDGEPORT DIVISION（布里奇波特分院）\n\n关于：　：\nChapter 11\nx\nHo Wan Kwok（郭文贵），　：\n\n债务人。1　：\nCase No. 22-50073 (JAM)\n\nHO WAN KWOK（郭文贵）等，1　（合并管理）\n\n债务人。\n\n-----------------------------------------------------------　x\n--------------------------------------------------------------------X确立\n提交债权申报表截止日期并批准相关通知形式及送达方式的裁定\n\n经审理：(i) Ho Wan Kwok（郭文贵）（“个人债务人”）为作出一项裁定而提交的动议（“原申报截止日期动议”），该裁定确立债权人在个人债务人 Chapter 11 案件中提交债权申报表的截止日期并给予相关救济；以及 (ii) 上述标题所列债务人 Luc Despins（卢克·德斯平斯）以其作为\n\n1 该债务人还使用下列姓名：Guo Wengui；Miles Guo；Miles Kwok；以及 Ho Wan Kwok。1 本 Chapter 11 案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号后四位：9595）、Genever Holdings LLC（Genever控股有限责任公司）（税务识别号后四位：8202）以及 Genever Holdings Corporation（Genever控股公司）。受托人、Genever Holdings LLC（Genever控股有限责任公司）和 Genever Holdings Corporation（Genever控股公司）的邮寄地址为：Paul Hastings LLP（保罗·黑斯廷斯律师事务所），200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（卢克·A·德斯平斯），作为 Ho Wan Kwok（郭文贵）破产财团的受托人（仅为通知和通信之目的）。\n\n2 本文所使用但未定义的首字母大写术语，具有补充动议中赋予该等术语的含义。在提交该动议时，债务人为自行管理债务人。On June 15, 2022，法院作出一份决定备忘录及裁定 [ECF No. 465]，指示 United States Trustee（美国受托人）在 Chapter 11 案件中指定一名 Chapter 11 受托人。根据该裁定，美国受托人选定 Luc A. Despins（卢克·A·德斯平斯）担任 Chapter 11 受托人（“受托人”）。On July 8, 2022，法院作出一项裁定，批准任命 Luc A. Despins（卢克·A·德斯平斯）为 Chapter 11 案件中的受托人 [ECF No. 523]。\n\n在本 Ho Wan Kwok（郭文贵）Chapter 11 案件（“Chapter 11 案件”）中获任命的 Chapter 11 受托人（“债务人受托人”）身份提交的补充动议（“补充动议”，与原申报截止日期动议合称“动议”）2，个人债务人）、Genever Holdings Corporation（“Genever (BVI)”）以及 Genever Holdings LLC（“Genever (US)”，与受托人合称“动议方”），根据《美国法典》第 11 编（“破产法典”）第 502(b)(9) 条和《联邦破产程序规则》（“破产规则”）第 3003(c)(3) 条，请求作出一项裁定（本“申报截止日期裁定”），以 (a) 确立债权人在本 Chapter 11 案件中提交债权申报表的截止日期，(b) 批准提交债权申报表的程序，(c) 批准债权申报表表格的形式，以及 (d) 批准申报截止日期通知的形式及其送达方式；上述事项均在补充动议中有更详尽说明；且本院根据 28 U.S.C. §§ 157 and 1334 以及 United States District Court for the District of Connecticut（美国康涅狄格地区联邦地区法院）（经修订）的修订移送常设命令，对该动议及其中请求的救济具有管辖权；且受托人已根据日期为 July 8, 2022 的裁定，在本个人债务人的 Chapter 11 案件中被任命；且本院已认定，该动议根据 28 U.S.C. § 157(b) 构成核心程序，且受托人动议方同意根据 United States Constitution（美国宪法）第三条作出终局裁定；且本院已认定，根据 28 U.S.C. §§ 1408 and 1409，本 Chapter 11 案件及该动议在本地区的审理地点适当；且本院已认定，已就该动议给予适当和充分的通知，且无需任何其他或进一步通知；且本院已审阅该动议，并在本院举行的听证会（“听证会”）上听取了支持该动议的陈述；且本院已认定，该动议及听证会上阐明的法律和事实依据，构成给予本裁定所授予救济的正当理由；且对本裁定所请求救济提出的任何异议，均已被撤回或经实体审理被驳回；并且\n\n经适当审议，且存在充分且正当的理由，现特此\n裁定如下：\n\n1. 按本裁定所规定，批准该动议。\n\n2. 除非本裁定另有规定，\n\na. 所有对个人债务人或 Genever (US) 主张《破产法典》第 101(5) 条所定义债权的个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托和政府单位）——该等债权于本各债务人各自 Chapter 11 案件提交之日或之前产生3——均应提交书面债权申报表，以便该申报表于 October 28January 13, 20222023 at 11:59 p.m. (ETprevailing Eastern Time)（“一般申报截止日期”）或法院确定的其他较晚日期之前被收到；但如个人或实体获法院许可在一般申报截止日期后主张债权，则不在此限。4\n\nb. 所有对 Genever (BVI) 主张《破产法典》第 101(5) 条所定义债权的个人和实体（包括但不限于个人、合伙企业、公司、合资企业和信托，但不包括政府单位）——该等债权于 Genever (BVI) 的 Chapter 11 案件提交之日或之前产生5——均应提交书面债权申报表，以便该申报表于 January 13, 2023 at 11:59 p.m. (prevailing Eastern Time)，即一般申报截止日期，或法院确定的其他较晚日期之前被收到；但如个人或实体获法院许可在一般申报截止日期后主张债权，则不在此限；以及\n\nc. 所有对 Genever (BVI) 主张《破产法典》第 101(5) 条所定义债权的政府单位——该等债权于 Genever (BVI) 的 Chapter 11 案件提交之日或之前产生——均应提交书面债权申报表，以便该申报表于 April 10, 2023 at 11:59 p.m. (prevailing Eastern Time) 之前被收到（“政府单位/Genever (BVI) 申报截止日期”，与一般申报截止日期合称“申报截止日期”）。\n\n3. 下列提交债权申报表的程序应予适用：\n\na. 债权申报表必须：(i) 以英文书写；(ii) 按适用申请日期当日的美国法定货币计价（如适用，使用适用申请日期当日的汇率）；(iii) 在实质上符合债权申报表表格或《官方破产表格410》（“官方表格”）36；及 (iv) 由债权申报人签署，或者，如债权申报人并非个人，则由债权申报人的获授权代理人签署。\n\nb. 所有债权申报表均必须在一般适用申报截止日期当日或之前，向下列地址的破产法院提交并由其收到：\n\nUS Bankruptcy Court District of Connecticut（美国康涅狄格地区破产法院） Brien McMahon Federal Building（布莱恩·麦克马洪联邦大楼） 915 Lafayette Boulevard Bridgeport, CT 06604\n\n仅在法院于一般适用申报截止日期当日或之前实际收到债权申报表时，该债权申报表方视为及时提交。或者，债权申报表可通过法院网站 htt 以电子方式向破产法院提交。债权申报表不得通过传真、电传或电子邮件传输方式递交。\n\nc. 任何人士（包括但不限于个人、合伙企业、公司、合资企业、信托或政府单位）如就拒绝履行待履行合同或未届满租赁而提出债权主张，必须于以下两者中较晚者之前，就该等拒绝履行提交债权申报表：（i）适用的申报截止日；及（ii）法院作出批准该等拒绝履行的命令之日起三十（30）日；否则将永久不得提交。尽管有前述规定，待履行合同或未届满租赁的一方，如根据该待履行合同或未届满租赁，就截至适用的申请日已产生且未付的款项提出债权主张（拒绝履行损害赔偿请求除外），除非下文第（e）项所列例外情形适用，否则必须于一般申报截止日当日或之前，就该等未付款项提交债权申报表。\n\nd. 如受托人在受托人的律师发出适用申报截止日通知后，对债务人的资产及负债清单（“清单”）作出修订或补充，\n\n36 官方表格可在美国法院官方网站 www.uscourts.gov/forms/bankruptcy-forms 上查阅。\n\n7 须具备法院公共电子记录查询系统（“PACER”）的登录名及密码方可访问法院网站；该等登录名及密码可通过 PACER 服务中心 htt 获取。\n\n如根据本申报截止日命令的条款应当邮寄该通知，则受托人应向受该等修订或补充影响的任何债权持有人发出有关任何修订或补充的通知；该等持有人应于以下两者中较晚者之前提交债权申报表：（i）适用的申报截止日；及（ii）该通知之日起三十（30）日；否则将永久不得提交；但是，清单中列为有争议、附条件或未确定金额的任何债权持有人，就受该等修订影响的该项债权，应有四十五（45）个日历日作为提交债权申报表的截止日。\n\ne. 下列人士仅就下述债权，无须于适用申报截止日当日或之前提交债权申报表：\n\ni. 其债权已列入清单的任何人士，前提是：（x）该债权未在清单中列为有争议、附条件或未确定金额；及（y）该人士不对清单所载该债权的金额、性质或优先顺位提出异议；\n\nii. 其债权已获全额清偿的任何人士；\n\niii. 本法院于适用申报截止日当日或之前作出的命令已准许的债权；\n\niv. 本法院已另行规定截止日期的债权；\n\nv. 已在本第11章案件中针对债务人提交过与官方表格基本相似形式的债权申报表的任何人士；或\n\nvi. 根据本法院任何命令无须提交债权申报表的任何人士。\n\n4. 根据《破产程序规则》第3003(c)(2)条，任何债权持有人如未按时依本文件规定提交债权申报表，则（a）将永久被禁止、不得主张且被禁令禁止针对债务人、其财产或其破产财产主张该等债权（或就该等债权提交债权申报表）；及（b）就可能在本第11章案件中提交的任何第11章重整计划的表决及分配而言，不被视为就该等债权享有债权人身份。\n\n5. （a）申报截止日拟议通知，其格式与作为附件I附于本命令的格式基本相同（“申报截止日通知”）；（b）债权申报表拟议格式（“债权申报表表格”），其格式与作为附件II附于本命令的格式基本相同；及（c）公告通知拟议格式（“公告通知”），其格式与作为附件III附于本命令的格式基本相同，均获批准。\n\n6. 在债权申报表表格中，对个人债务人享有债权的持有人可选择基于 Genever (BVI)（Genever（英属维尔京群岛））及 Genever (US)（Genever（美国））是或曾是个人债务人的另我，而同时对 Genever (BVI) 及 Genever (US) 主张其债权。为明确起见，受托人、Genever (BVI) 及 Genever (US) 保留对任何该等债权提出异议的全部权利，包括基于仅受托人有权主张 Genever (BVI) 及 Genever (US) 是或曾是个人债务人的另我这一理由提出异议。为免疑义，任何对个人债务人享有债权且对 Genever (BVI) 和/或 Genever (US) 另有独立债权的债权人（即，除基于另我的债权外），必须视情况分别针对 Genever (BVI) 和/或 Genever (US) 提交单独的债权申报表。\n\n7. 6. 以下有关申报截止日通知的程序获批准：\n\n本申报截止日命令作出后七（7）个营业日内，受托人应安排向下列各方邮寄：（i）债权申报表表格及（ii）申报截止日通知：\n\ni. 美国受托人；\n\nii. 委员会律师，以及截至申报截止日命令作出之日获指定的任何审查员的律师；\n\niii. 所有清单中所列的已知债权持有人，按清单所载地址，或按任何该等债权人向受托人提出请求后更新的地址，或按邮局退件所载转寄地址；但是，债务人清单中列为有争议、附条件或未确定金额的所有债权持有人，还应根据地方法则第3003-1条及法院向有争议、附条件及未确定金额债权人发出的命令和通知（附录K），获送达《有争议、附条件或未确定金额债权通知及提交债权申报表截止日期通知》，其格式与作为附件IV附于本命令的格式基本相同（“地方法则第3003-1条通知”）；\n\niv. 受托人实际知悉对债务人可能享有债权的所有各方；\n\nv. 清单中列明的债务人所有待履行合同及未届满租赁的所有相对方，按清单所载地址，或按任何该等相对方向受托人提出请求后更新的地址，或按邮局退件所载转寄地址；\n\nvi. 截至申报截止日命令作出之日，所有针对债务人的未决诉讼当事方的登记在案律师；48\n\nvii. 美国国税局、美国证券交易委员会、康涅狄格州及纽约州的总检察长，以及康涅狄格州及纽约州的地方税务机关；\n\nviii. 截至申报截止日命令作出之日，已在本第11章案件中提交债权的所有人士或实体；\n\nix. 截至申报截止日命令作出之日，已向法院寄送函件并列于本第11章案件法院电子案卷中的所有各方；\n\nx. 已就破产财产资产或针对破产财产的债权向受托人寄送函件的所有各方。\n\nxi. 截至申报截止日命令作出之日，已根据《破产程序规则》第2002条请求在本第11章案件中获得通知的所有各方；及\n\nxii. 受托人认为适当的其他人士及实体。\n\n8. 7. 受托人应安排在下列各报纸分别刊登一次公告通知：\n\n48 债务人应于本申报截止日命令作出后2个营业日内向受托人提供该等资料。\n\na. 《今日美国报》；\n\nb. 《星岛日报美国版》（公告通知应译为普通话）；及\n\nc. 《世界日报》（公告通知应译为普通话）。\n\n该等刊登应不迟于本申报截止日命令作出后十（10）个营业日进行。\n\n8. 债务人应于本申报截止日命令作出后不迟于七个营业日，并且不由受托人或破产财产承担任何费用，安排将公告通知：（a）发布于其在 GETTR（GETTR）上的社交媒体账户（即名为 @Miles 的账户）连续不少于48小时；及（b）发布于 GNews.org（GNews.org）主页连续不少于24小时，并连续不少于48小时；在各情况下，均不得以任何方式修改申报截止日通知，亦不得就该发布添加任何评论，无论该等评论是同一发布的一部分，还是由债务人或依债务人指示在任何后续发布中添加。\n\n9. 授权并赋予受托人采取为实施及落实本申报截止日命令条款所必需的步骤及行为的权力。\n\n10. 按本文件所规定方式，就本申报截止日命令所授予救济作出的通知是公平、合理的，并将向债务人的所有债权人就其在本第11章案件中可能针对债务人享有的任何潜在债权所涉权利及义务，提供良好、充分及适当的通知。\n\n11. 本申报截止日命令中的任何内容，均不应损害受托人或任何其他利害关系方对可能在本第11章案件中提交、反映于清单中或以其他方式存在的任何债权提出异议，或主张任何抵销权或抗辩的权利。\n\n12. 作出本申报截止日命令，不影响受托人请求本法院作出进一步命令的权利，以确定不受本文件所设申报截止日约束的债权持有人须在何日期前提交债权申报表，或通过动议或申请方式针对债务人主张该等债权，否则将永久不得提交。\n\n13. 本法院保留管辖权，以审理和裁定因本命令引起或与本命令有关的所有事项。\n\n日期：____________，2022\n\n康涅狄格州布里奇波特　美国破产法院法官\n附件I\n\n申报截止日通知\n美国破产法院 康涅狄格地区\n\n第11章\n关于：　x\n\nHo Wan Kwok（郭文贵），　：\n\n案号：22-50073 (JAM)\n\n债务人。1\n\n（联合管理）\nHO WAN KWOK（郭文贵）等，1\n债务人。　：\n\n----------------------------------------------------------　x\n\n布里奇波特分庭\n\n--------------------------------------------------------------------X\n致对债务人享有债权的所有人士：提交债权申报表的截止日期通知\n\n致：可能对（A）HO WAN KWOK（郭文贵），又名 GUO WENGUI，又名 MILES KWOK；（B）GENEVER HOLDINGS CORPORATION（Genever Holdings Corporation）；和/或（C）GENEVER HOLDINGS LLC（Genever Holdings LLC）享有债权的所有人士及实体\n\n1 尽管债务人的法定姓名为 Ho Wan Kwok（郭文贵），其亦以以下姓名为人所知：Guo Wengui；Miles Guo；及 Miles Kwok。\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui、Miles Guo 及 Miles Kwok，以及许多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（Genever Holdings LLC）（税务识别号码后四位：8202）及 Genever Holdings Corporation（Genever Holdings Corporation）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为：Paul Hastings LLP（Paul Hastings LLP），200 Park Avenue, New York, NY 10166，c/o Luc A. Despins（Luc A. Despins），作为 Ho Wan Kwok 破产财产的受托人（仅为通知及通信之目的）。\n\n2022年2月15日（“个人债务人申请日”），Ho Wan Kwok 先生（“个人债务人”）向 United States Bankruptcy Court for the District of Connecticut（康涅狄格地区美国破产法院）（“康涅狄格破产法院”）提交了根据《美国法典》第11编第11章寻求救济的自愿申请（“破产法”）。2022年7月8日，康涅狄格破产法院作出命令，准许指定 Luc A. Despins 为个人债务人第11章案件（“第11章案件”）的第11章受托人（“受托人”）。\n\n2022年8月\n\n2020年10月12日（“Genever (US) 申请日期”），Genever Holdings LLC（“Genever (US)”）向 United States Bankruptcy Court for the Southern District of New York（纽约南区美国破产法院）（“纽约破产法院”）提交了其第11章破产申请。2022年11月3日，纽约破产法院作出命令，将 Genever (US) 的第11章案件移送至 Connecticut Bankruptcy Court（康涅狄格州破产法院）。Genever (US) 列入附表的唯一资产为位于纽约州纽约市 Sherry Netherland Hotel（雪莉荷兰酒店）的一处住宅及相关保证金，列明总价值约为 $73 million。2\n\n2022年10月11日（“Genever (BVI) 申请日期”，并与 Genever (US) 申请日期及个人债务人申请日期合称为“申请日期”），Genever Holdings Corporation（“Genever (BVI)”）向康涅狄格州破产法院提交了其第11章破产申请。Genever (BVI) 全资拥有 Genever (US)。\n\n根据日期为2022年11月[__]日的命令，个人债务人、Genever (US) 和 Genever (BVI) 的第11章案件仅为程序目的进行共同管理。\n\n2022年11月[__]日，康涅狄格州破产法院作出一项命令（“申报截止日命令”），确立在其第11章案件（“第11章案件”）中针对债务人提交债权申报表的以下截止日期（“一般申报截止日”）：3\n\n1. 针对个人债务人的申请前债权：包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位（如《破产法》所定义）在内的每一名个人或实体（均如《破产法》所定义），就个人债务人在第11章案件中于个人债务人申请日期（即2022年2月15日）之前产生的任何申请前债权（如《破产法》所定义），提交债权申报表（每份称为“债权申报表”，合称为“债权申报表”）的最后日期和时间，为2023年1月13日晚上11时59分（美国东部标准时间）（“一般申报截止日”）。4\n\n2 此金额未反映 Sherry Netherland 公寓的公平市场价值。\n\n3 康涅狄格州破产法院可根据债权人的动议，在适用的申报截止日之后延长提交债权申报表的期限，以允许提交逾期债权申报表。\n\n2 破产法院可根据债权人的动议，在一般申报截止日之后延长提交债权申报表的期限，以允许提交逾期债权申报表。\n\n4 为免生疑，一般申报截止日亦适用于政府单位针对个人债务人和/或 Genever (US) 提出的任何债权。\n一般申报截止日\n\n2. 针对 Genever (US) 的申请前债权：包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位在内的所有个人和实体，就 Genever (US) 申请日期（即2020年10月12日）之前针对 Genever (US) 产生的任何债权（如《破产法》所定义）提交债权申报表的最后日期和时间，为2023年1月13日晚上11时59分（美国东部标准时间），即一般申报截止日。\n\n3. 针对 Genever (BVI) 的申请前债权：\n\na. 除政府单位以外的所有个人和实体（包括但不限于个人、合伙企业、公司及合资企业），就 Genever (BVI) 申请日期（即2022年10月10日）之前针对 Genever (BVI) 产生的任何债权（如《破产法》所定义）提交债权申报表的最后日期和时间，为2023年1月13日晚上11时59分（美国东部标准时间），即一般申报截止日。\n\nb. 所有政府单位就 Genever (BVI) 申请日期（即2022年10月10日）之前针对 Genever (BVI) 产生的任何债权（如《破产法》所定义）提交债权申报表的最后日期和时间，为2023年4月10日晚上11时59分（美国东部标准时间）（“政府单位/Genever (BVI) 申报截止日”，并与一般申报截止日合称为“申报截止日”）。\n\n申报截止日以及下文规定的提交债权申报表的程序（“程序”）适用于债务人在适用申请日期之前产生的所有债权，但不包括根据《破产法》第503(b)(9)条产生的申请前债权，即2022年2月15日（即申请日期）之前产生的债权。\n\n在债权申报表中，针对个人债务人持有债权的债权人可选择同时针对 Genever (BVI) 和 Genever (US)（“Genever 债务人”）主张其债权，理由是 Genever 债务人是或曾经是个人债务人的另一个自我。如果 Genever 债务人是或曾经是个人债务人的另一个自我，则个人债务人的债权人也将是 Genever 债务人的债权人，尽管该债权人与 Genever 债务人之间不存在直接的合同或其他关系。为明确起见，如您基于债权人与 Genever 债务人之间的直接合同或其他关系，对 Genever 债务人持有债权（即除基于另一个自我的债权外），则您必须视情况分别针对 Genever (BVI) 和/或 Genever (US) 提交债权申报表。\n\n通常，法院在分析另一个自我债权时，会考察：(1) 相关实体/个人是否作为单一经济单位运营；以及 (2) 维持个人债务人与 Genever 债务人之间的独立性是否存在整体上的不公正或不公平因素。在分析这些问题时，法院通常会考虑多项因素，包括被指称为另一个自我的实体是否资本充足、是否遵守公司形式要求，以及/或者是否只是控制该另一个自我实体之人的幌子。为明确起见，前述因素清单并非穷尽性清单，且没有任何单一因素具有决定性作用。您应就这些事项咨询您的律师。\n\n受托人、Genever (BVI) 及 Genever (US) 保留对任何基于另一个自我理论的债权提出异议的一切权利，包括基于受托人是唯一有权主张 Genever (BVI) 和 Genever (US) 是或曾经是个人债务人另一个自我的一方这一理由提出异议的权利。\n\n1. 谁必须提交债权申报表\n\n如您持有在适用申请日期之前产生的债权，且该债权不属于下文第4节所述的债权类型，则您必须提交债权申报表，方可就债务人提交的第11章计划投票，或有资格分享债务人破产财产的分配。基于债务人在申请日期之前实施的作为或不作为而产生的债权，必须在一般申报截止日或适用申报截止日当日或之前申报，即使该等债权目前尚未确定、未清算或不确定，或者在适用申请日期之前尚未到期或变得确定、清算或确定。\n\n根据《破产法》第101(5)条及本通知中的用法，“债权”一词是指：(a) 获得付款的权利，无论该权利是否已确定为判决、已经清算、尚未清算、确定、附条件、已到期、未到期、有争议、无争议、法定、衡平、有担保或无担保；或 (b) 因未履行义务而获得衡平救济的权利，如该未履行义务产生获得付款的权利，无论该获得衡平救济的权利是否已确定为判决、确定、附条件、已到期、未到期、有争议、无争议、有担保或无担保。\n\n2. 应提交的文件\n\n随本通知附有一份供本第11章案件使用的债权申报表。您可使用随本通知附上的债权申报表提交您的债权。其他债权申报表和说明可从康涅狄格州破产法院网站 www.uscourts.gov/forms/bankruptcy-forms 获取。\n\n所有债权申报表必须由债权人签署；如债权人并非个人，则必须由债权人的授权代理人签署。所有债权申报表必须以英文书写，并以美元计价（如适用，按申请日期当日的汇率计算）。您可将作为该债权依据的任何文件附于填妥的债权申报表。\n\n所有债权申报表不得包含完整的社会保障号码或纳税人识别号码（仅列出该等号码的最后四（4）位）、完整出生日期（仅列出相关年份）、任何未成年人的姓名（仅列出该等未成年人的姓名首字母），或金融账户号码（仅列出该等号码的最后四（4）位）。\n\n3. 何时及何地提交\n\n所有债权申报表必须在适用申报截止日当日或之前由康涅狄格州破产法院于下列地址收到：\n\nUS Bankruptcy Court District of Connecticut（康涅狄格州联邦破产法院）\n\nBrien McMahon Federal Building（布赖恩·麦克马洪联邦大楼）\n\n915 Lafayette Boulevard（拉斐特大道915号）\n\nBridgeport, CT 06604（康涅狄格州布里奇波特，邮编06604）\n\n债权申报表仅在一般申报截止日或适用申报截止日当日或之前实际送达上述地址时，方视为已提交。或者，可通过康涅狄格州破产法院的网站以电子方式向康涅狄格州破产法院提交债权申报表，网址为 htt\n\n不得通过传真、电传或电子邮件传输方式递交债权申报表。\n\n4. 谁无需提交债权申报表\n\n如您属于以下情形之一，则无需在一般申报截止日当日或之前提交债权申报表：\n\na. 任何其债权列于附表中的个人，前提是：(x) 该债权未在附表中列为有争议、附条件或未清算；且 (y) 该个人不对附表中载明的债权金额、性质或优先顺位提出异议；\n\nb. 任何其债权已获全额偿付的个人；\n\nc. 在一般申报截止日当日或之前经本法院命令准许的债权；\n\nd. 本法院已另行确定截止日期的债权；\n\ne. 任何已在本第11章案件中以与官方表格实质相似的格式针对债务人提交债权申报表的个人；或\n\n5 为访问康涅狄格州破产法院网站，需要登录康涅狄格州破产法院的 Public Access to Court Electronic Records（“PACER”）并使用密码；该登录信息和密码可通过 PACER Service Center（PACER 服务中心）获取，网址为 htt\n\nf. 根据康涅狄格州破产法院的任何命令，无需提交债权申报表的任何个人。\n\n本通知可能已发送给许多曾与债务人有某种关系或曾与债务人进行某些业务往来，但可能未对任何债务人持有未清偿债权的个人。您收到本通知这一事实，并不意味着您对任何债务人持有债权，亦不意味着康涅狄格州破产法院、受托人或债务人认为您对任何债务人持有债权。\n\n5. 待履行合同和未到期租赁\n\n如您持有因拒绝履行待履行合同或未到期租赁而产生的债权，您必须于以下两者中较晚者当日或之前，就该拒绝履行提交债权申报表：(i) 一般申报截止日或适用申报截止日；及 (ii) 康涅狄格州破产法院作出批准该拒绝履行的命令后第三十（30）日。尽管有前述规定，待履行合同或未到期租赁的一方如就该待履行合同或未到期租赁项下截至适用申请日期已累积且未偿付的款项主张债权（拒绝履行损害赔偿债权除外），则除非适用上文第4节所列例外情形，否则必须在一般申报截止日当日或之前就该等款项提交债权申报表。\n\n6. 未于一般申报截止日或适用申报截止日当日或之前提交债权申报表的后果\n\n任何未获豁免遵守上述第4节中完整规定的申报截止日命令要求，且未能及时以适当形式提交债权申报表的债权持有人，就该等主张的债权而言，不得被视为债权人，以用于就本第11章案件中提交的任何重整计划进行表决，以及基于该等主张的债权参与债务人在其第11章案件中的任何分配。\n\n根据《破产程序规则》3003(c)(2)，任何未能按本通知规定及时提交债权申报表的债权持有人，(A) 将被永久禁止、不得主张且被禁令禁止向债务人、其财产或其破产财团主张该等债权（或就此提交债权申报表）；以及 (B) 就任何可能在本第11章案件中提交的第11章重整计划的表决和分配而言，不得就该等债权被视为债权人。\n\n康涅狄格州破产法院（Connecticut Bankruptcy Court）可应债权人动议，在一般适用申报截止日之后延长提交债权申报表的期限，以允许提交逾期债权申报表。\n\n7. 债务人的清单及查阅方式\n\n您可能被列入债务人清单，作为对债务人享有债权的持有人。\n\n如欲确定您是否以及如何被列入清单，请参阅随附债权申报表中关于您的债权性质、金额和状态的说明。如您在破产申请提交后，就您的债权从债务人处收到了付款（经破产法院授权），则随附债权申报表应反映您债权的净额。\n\n如上所述，如您同意适用债务人的清单所列您债权的性质、金额和状态，且您的债权未被描述为有争议、附条件或未确定金额，则您无须（但仍可）提交债权申报表。否则，或者如您决定提交债权申报表，您必须依照本通知所载程序，在一般适用申报截止日之前提交。\n\n债务人清单副本可在康涅狄格州破产法院就债务人第11章案件设立的电子案卷中查阅，该案卷可通过康涅狄格州破产法院网站 htt 访问。通过康涅狄格州破产法院网站查阅该等信息，需要康涅狄格州破产法院公共法院电子记录访问系统（“PACER”）的登录名和密码，可通过 PACER 服务中心 htt 获取。债务人清单副本亦可于周一至周五东部时间上午9:00至下午4:30，在位于下列地址的康涅狄格州破产法院书记官办公室查阅：\n\n布赖恩·麦克马洪联邦大楼（Brien McMahon Federal Building）\n\n拉斐特大道915号（915 Lafayette Boulevard）\n\n康涅狄格州布里奇波特 06604（Bridgeport, CT 06604）\n\n对任何债务人享有潜在债权的持有人，应就本通知未涵盖的任何事项咨询律师，例如该潜在债权持有人是否应提交债权申报表。\n\n8. 补充信息\n\n如您需要有关本通知的补充信息，可通过 1-212-318-6690 联系受托人的律师，或通过电子邮件 douglassbarron@paulhastings.com 提交询问。如您认为您对债务人享有债权，就本通知有任何疑问，包括您是否应提交债权申报表，您应咨询律师。\n\n日期：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022 Patrick R. Linsey（ct29437）\n\nNEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙泰斯律师事务所，P.C.） 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n以及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特）（pro hac vice） PAUL HASTINGS LLP（保罗·黑斯廷斯有限责任合伙律师事务所） 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n以及\n\nAvram E. Luft（阿夫拉姆·E·卢夫特）（pro hac vice） Douglass Barron（道格拉斯·巴伦）（pro hac vice） PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com\n\n[拟议] 第11章受托人的律师\nGENEVER HOLDINGS LLC（Genever 控股有限责任公司）\nLUC A. DESPINS（卢克·A·德斯平斯），第11章受托人\n\n签字：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡）（ct00616）\n\nPatrick R. Linsey（帕特里克·R·林赛）（ct29437）\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n195 Church Street, 13th Floor\n\nNew Haven, Connecticut 06510\n\n(203) 781-2847\n\ndskalka@npmlaw.com\n\nplinsey@npmlaw.com\n\n签字：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（ct00616）\n\nPatrick R. Linsey（ct29437）\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n195 Church Street, 13th Floor\n\nNew Haven, Connecticut 06510\n\n(203) 781-2847\n\n以及\n\ndskalka@npmlaw.com\n\nplinsey@npmlaw.com\n\n以及\n\nKevin J. Nash, Esq.（凯文·J·纳什律师）\n\nGOLDBERG WEPRIN FINKEL GOLDSTEIN LLP（戈德堡、韦普林、芬克尔及戈德斯坦有限责任合伙律师事务所）\n\n1501 Broadway, 22nd Floor\n\nNew York, New York 10036\n\n(212) 221-5700\n\nNicholas A. Bassett（pro hac vice）\n\nPAUL HASTINGS LLP\n\n2050 M Street NW\n\nWashington, D.C., 20036\n\n(202) 551-1902\n\n以及\n\nnicholasbassett@paulhastings.com\n\nGenever Holdings LLC 的律师\n\n债务人及占有中的债务人\n\n案件 22-50073 文件 1072 已提交 11/08/22 已登记 11/08/22 11:06:28 第 69 页，共 82 页\n\nGENEVER HOLDINGS CORPORATION（Genever 控股公司）\n\n签字：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（ct00616）\n\nPatrick R. Linsey（ct29437）\n\nNEUBERT, PEPE & MONTEITH, P.C.\n\n195 Church Street, 13th Floor\n\nNew Haven, Connecticut 06510\n\n(203) 781-2847\n\ndskalka@npmlaw.com\n\nplinsey@npmlaw.com\n\nGenever Holdings Corporation 的律师\n\n债务人及占有中的债务人\n\nDouglass Barron（pro hac vice）\n\nPAUL HASTINGS LLP\n\n200 Park Avenue\n\nNew York, New York 10166\n\n(212) 318-6079\n\ndouglassbarron@paulhastings.com\n\n第11章受托人的律师\n\n案件 22-50073 文件 1072 已提交 11/08/22 已登记 11/08/22 11:06:28 第 70 页，共 82 页\n\n附件 II\n\n债权申报表\n官方表格 410\n债权申报表 22\n\n填写本表前，请阅读说明。本表用于在破产案件中提出付款债权。请勿使用本表提出支付行政费用的请求。应根据 11 U.S.C. § 503 提出该等请求。\n\n申报人必须在本表或任何附随文件中删除或遮盖有权获得隐私保护的信息。请附上支持该债权的任何文件的遮盖副本，例如本票、采购订单、发票、往来账户明细表、合同、判决书、抵押文件和担保协议。请勿寄送原件；原件可能在扫描后被销毁。如文件无法取得，请在附件中说明。\n\n提交欺诈性债权的人可能被处以最高 \\$500,000 罚款、最高 5 年监禁，或两者并处。18 U.S.C. §§ 152, 157, and 3571。\n\n填写截至案件提交之日的全部债权信息。该日期载于您收到的破产通知（表格 309）中。\n第1部分：确认债权 1. 现任债权人是谁？\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 现任债权人的名称（将就该债权获得付款的个人或实体）债权人曾向债务人使用的其他名称 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 2. 该债权是否从他人处取得？否 是。自何人处取得？\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 3. 应向何处寄送给债权人的通知和付款？《联邦破产程序规则》（FRBP）2002(g) 应向何处寄送给债权人的通知？应向何处寄送给债权人的付款？（如不同）\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 名称 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 门牌号 街道 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 城市 州 邮政编码 联系电话 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 联系电子邮箱 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 名称 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 门牌号 街道 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 城市 州 邮政编码 联系电话 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 联系电子邮箱 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 第13章电子付款的统一债权识别码（如您使用）：\\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ \\_\\_ 4. 本债权是否修改已提交的债权？否 是。法院债权登记册中的债权编号（如知悉）\\_\\_\\_\\_\\_\\_\\_\\_ 提交日期 \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 月 / 日 / 年 5. 您是否知道是否有他人已就本债权提交债权申报表？否 是。谁作出了较早的提交？\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n6. 您是否有任何用于识别债务人的编号？‰\n否\n‰\n是。债务人账户的后4位数字，或您用于识别债务人的任何编号：____ ____ ____ ____\n\n7. 债权金额是多少？\\$_____________________________。该金额是否包括利息或其他费用？\n‰\n否\n‰\n是。请附上根据《破产程序规则》3001(c)(2)(A)要求列明利息、费用、开支或其他收费的明细表。\n\n8. 债权的依据是什么？示例：已售货物、出借款项、租赁、已提供服务、人身伤害或非正常死亡，或信用卡。\n请附上《破产程序规则》3001(c)要求的支持该债权的任何文件的遮盖副本。\n限制披露有权获得隐私保护的信息，例如医疗保健信息。\n\n8A. 针对 Genever 实体的另我债权？如您对 Ho Wan Kwok（郭文贵）主张债权，您亦可基于下列实体为 Ho Wan Kwok 的另我，通过勾选下列方框，对 Genever Holdings Corporation 和 Genever Holdings LLC 主张债权：\n是。\n‰\n\n9. 该债权是否全部或部分有担保？\n否\n‰\n是。该债权由财产留置权担保。\n财产性质：\n‰\n不动产。如债权由债务人的主要住所担保，请随本债权申报表提交抵押债权申报表附件（官方表格 410-A）。\n‰\n机动车\n‰\n其他。请说明：\n\n完善依据：\n\n请附上证明担保权益已完善的文件（如有）的遮盖副本（例如，显示该留置权已提交或登记的抵押文件、留置权、产权证书、融资声明或其他文件。）\n财产价值：\n\\$__________________\n\n有担保的债权金额：\n\\$__________________\n无担保的债权金额：\\$__________________（有担保金额与无担保金额之和应与第7行金额相符。）\n截至申请日为补救任何违约所需的金额：\n\\$____________________\n年利率（案件提交时）_______%\n‰\n固定\n‰\n浮动\n\n10. 本债权是否基于租赁？\n‰\n否\n‰\n是。截至申请日为补救任何违约所需的金额。\n\\$____________________\n\n11. 本债权是否受抵销权约束？\n‰\n否\n‰\n是。确认财产：___________________________________________________________________\n\n12. 该债权是否全部或部分有权根据 11 U.S.C. § 507(a) 获得优先权？\n‰\n否\n‰\n是。请选择一项：有权获得优先权的金额\n\n一项债权可能部分为优先债权，部分为非优先债权。例如，在某些类别中，法律限制可享有优先权的金额。　‰\n\n根据 11 U.S.C. § 507(a)(1)(A) 或 (a)(1)(B) 规定的家庭扶养义务（包括赡养费和子女抚养费）。　\\$____________________\n\n用于个人、家庭或家用财产或服务购买、租赁或出租的定金，最高 \\$3,350。11 U.S.C. § 507(a)(7)。　\\$____________________\n\n‰\n\n在提交破产申请前 180 日内或债务人企业终止营业前（以较早者为准）赚取的工资、薪金或佣金（最高 \\$15,150）。11 U.S.C. § 507(a)(4)。　\\$____________________\n\n‰\n\n应向政府单位缴纳的税款或罚金。11 U.S.C. § 507(a)(8)。　\\$____________________\n\n‰\n\n向雇员福利计划缴纳的供款。11 U.S.C. § 507(a)(5)。　\\$____________________\n\n‰\n\n其他。请注明适用的 11 U.S.C. § 507(a)(__) 款。　\\$____________________\n\n* 对于在调整日期当日或之后开始的案件，金额将于 4/01/25 及此后每 3 年调整一次。\n\n第3部分：\n在下方签署\n\n填写本债权证明的人必须签名并注明日期。FRBP 9011(b)。　请勾选适当的方框：\n\n‰\n\n我是债权人。\n\n‰\n\n如以电子方式提交本债权，FRBP 5005(a)(2) 授权法院制定当地规则，规定何种形式构成签名。　我是债权人的律师或授权代理人。\n\n‰\n\n我是受托人、债务人或其授权代理人。破产规则 3004。\n\n‰\n\n我是保证人、担保人、背书人或其他共同债务人。破产规则 3005。\n\n我理解，对本债权证明作出的授权签名，即表示确认债权人在计算债权金额时，已就收到的任何用于偿还债务的付款向债务人给予抵扣。\n\n提交虚假债权的人可被处以最高 \\$500,000 的罚款、最高 5 年监禁，或两者并处。18 U.S.C. §§ 152, 157, and 3571。　我已审阅本债权证明中的信息，并有合理理由相信该等信息真实且正确。\n\n我在伪证罪处罚下声明，前述内容真实且正确。\n\n签署日期\n\nMM / DD / YYYY\n\n签名　________________________________________________________________________\n\n请以印刷体填写完成并签署本债权的人之姓名：\n\n姓名　名　中间名　_______________________________________________________________________________________________\n\n姓\n\n职务　_______________________________________________________________________________________________\n\n公司　_______________________________________________________________________________________________\n\n如授权代理人为服务机构，请将公司服务机构列为公司。\n\n地址　号码　街道　_______________________________________________________________________________________________\n\n城市　州　_______________________________________________________________________________________________\n\n邮政编码\n\n联系电话　_____________________________　电子邮箱　____________________________________\n\n官方表格 410\n\n债权证明说明\n\nUnited States Bankruptcy Court（美国联邦破产法院） 12/15\n\n本说明和定义一般解释法律。在某些情况下，例如债务人并非自愿提交的破产案件，可能适用这些一般规则的例外规定。您应考虑征求律师意见，特别是在您不熟悉破产程序和隐私法规的情况下。\n\n提交虚假债权的人可被处以最高 \\$500,000 的罚款、最高 5 年监禁，或两者并处。18 U.S.C. §§ 152, 157 and 3571。\n\n如何填写本表格\n\n• 按案件提交之日的情况填写有关债权的全部信息。\n\n• 填写表格顶部的抬头。\n\n• 如该债权系从他人处取得，请说明在首次提交债权之前拥有该债权或持有该债权并将其转让给您的最后一方当事人的身份。\n\n• 将任何证明文件附于本表格。附上任何证明债务存在、留置权担保该债务，或两者兼有的文件的经删节副本。（参见下一页中关于信息删节的定义。）\n\n还应附上任何证明担保权益已完善，或证明债务的任何让与或转让的文件的经删节副本。除文件外，还可以附上摘要。联邦破产程序规则（称为“破产规则”）3001(c) 和 (d)。\n\n• 请勿附上原始文件，因为附件在扫描后可能被销毁。\n\n• 如债权基于提供医疗保健商品或服务，请勿披露保密医疗保健信息。无论在债权证明中还是在所附文件中，均应省略或删节保密信息。\n\n• 债权证明表格及任何所附文件只能显示任何社会保障号码、个人税务识别号码或金融账户号码的后 4 位数字，以及任何人的出生日期中的年份。参见破产规则 9037。\n\n• 对于未成年子女，仅填写该子女姓名的首字母，以及该子女父母或监护人的全名和地址。例如，填写 A.B.，未成年子女（John Doe，父母，123 Main St.，City，State）。参见破产规则 9037。\n\n确认债权已提交\n\n为取得债权已提交的确认，请随附一个贴有邮票、写明回邮地址的信封及本表格副本，或者前往法院的 PACER 系统 [\\(www.pacer.psc.uscourts.gov\\)] 查看已提交的表格。\n\n理解本表格中使用的术语\n\n管理费用：一般指在破产案件提交后，因经营、清算或分配破产财产而产生的费用。11 U.S.C. § 503。\n\n债权：债权人就债务人在申请破产之日所负债务获得付款的权利。11 U.S.C. §101 (5)。债权可以是有担保债权或无担保债权。\n\n债权人：债务人在其申请破产之日或之前所发生债务的相对人，可以是个人、公司或其他实体。11 U.S.C. §101 (10)。\n\n债务人：处于破产程序中的个人、公司或其他实体。请使用您收到的破产通知中所示的债务人姓名和案号。11 U.S.C. § 101 (13)。\n\n完善证据：担保权益完善的证据可包括显示已提交或登记担保权益的文件，例如抵押权、留置权、产权证书或融资声明。\n\n有权获得隐私保护的信息：债权证明表格及任何所附文件只能显示任何社会保障号码、个人税务识别号码或金融账户号码的后 4 位数字、未成年人姓名的首字母，以及任何人的出生日期中的年份。如债权基于提供医疗保健商品或服务，应限制披露该等商品或服务，以避免造成尴尬或披露保密医疗保健信息。如受托人或其他利害关系人对债权提出异议，您日后可能被要求提供更多信息。\n\n优先债权：属于根据 11 U.S.C. §507(a) 享有优先权的无担保债权类别中的债权。在破产案件中，该等债权在其他无担保债权获得清偿之前，以可供分配的资金或财产予以清偿。常见的优先无担保债权包括赡养费、子女抚养费、税款和某些未支付工资。\n\n债权证明：显示债务人在提交破产申请之日欠付债权人的债务金额的表格。该表格必须在案件正在审理的地区提交。\n\n另我债权：如您对 Ho Wan Kwok（郭文贵）提出债权，您还可以通过勾选债权证明表格上的适用方框，以 Genever Holdings Corporation（Genever控股公司）和 Genever Holdings LLC（Genever控股有限责任公司）（以下简称“Genever Debtors”）是 Ho Wan Kwok 的另我为依据，对该等实体提出债权。受托人和 Genever Debtors 保留与任何该等另我债权有关的一切权利，包括基于受托人是唯一有权主张 Genever Debtors 现在或曾经是个人债务人另我的当事人这一依据所享有的权利。\n\n信息删节：为保护隐私而遮盖、编辑删除或删除某些信息。提交人必须在债权证明表格及任何所附文件中删节或省略有权获得隐私保护的信息。\n\n根据 11 U.S.C. §506(a) 的有担保债权：由债务人特定财产上的留置权支持的债权。在债权人有权在其他债权人获得清偿之前从该财产中获得清偿的范围内，该债权属于有担保债权。有担保债权的金额通常不得超过债权人享有留置权的特定财产的价值。债务人欠付债权人的任何超过该财产价值的金额，通常可能构成无担保债权。但存在例外；例如，参见 11 U.S.C. § 1322(b) 及 1325(a) 的最后一句。\n\n财产留置权的例子包括房地产抵押权或汽车担保权益。留置权可以由债务人自愿授予，也可以通过法院程序取得。在某些州，法院判决可以构成留置权。\n\n抵销：指债权人以其持有的属于债务人的款项向自己付款，或通过免除其对债务人所负债务而实现的情形。\n\n统一债权识别码：某些债权人为便于电子付款而使用的可选 24 字符识别码。\n\n无担保债权：不符合有担保债权要求的债权。在债权金额超过债权人享有留置权的财产价值的范围内，债权可能部分属于无担保债权。\n\n购买债权的要约\n\n某些实体以低于债权面值的金额购买债权。这些实体可能联系债权人，提出购买其债权。该等实体发出的某些书面通信可能很容易被误认为法院官方文件或债务人发出的通信。该等实体不代表破产法院、破产受托人或债务人。债权人没有义务出售其债权。但是，如债权人决定出售其债权，该债权的任何转让均受破产规则 3001(e)、适用的《破产法典》（11 U.S.C. § 101 et seq.）规定以及适用的破产法院命令约束。\n\n附件 III\n\n公告通知\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 77 of 82\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州联邦破产法院布里奇波特分院）\n\n关于：　：\n第11章\n\nHo Wan Kwok（郭文贵），\n等　：\nCase No. 22-50073 (JAM)\n\n债务人。1　：\n（联合管理）\n\n债务人。1\n\n提交债权证明的截止日期通知\n\n请注意：\n\n于 February 15, 2022（以下简称“个人债务人申请日”），Ho Wan Kwok（郭文贵，以下简称“个人债务人”）在 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格州联邦破产法院，以下简称“康涅狄格州破产法院”）根据 United States Code（美国法典）第 11 编第 11 章（以下简称“破产法典”）提交了自愿救济申请。于 July 8, 2022，康涅狄格州破产法院作出命令，批准指定 Luc A. Despins（卢克·A·德斯平斯）为个人债务人第 11 章案件（以下简称“第11章案件”）的第 11 章受托人（以下简称“受托人”）。\n\n于 October 12, 2020（以下简称“Genever (US) 申请日”），Genever Holdings LLC（Genever控股有限责任公司，以下简称“Genever (US)”）在 United States Bankruptcy Court for the Southern District of New York（美国纽约南区联邦破产法院，以下简称“纽约破产法院”）提交了其第 11 章申请。于 November 3, 2022，纽约破产法院作出命令，将 Genever (US) 的第 11 章案件移送至康涅狄格州破产法院。Genever (US) 列明的唯一资产为位于 New York, New York 的 Sherry Netherland Hotel（雪梨荷兰酒店）的一处住宅，以及相关保证金，列明总价值约为 \\$73 million。2\n\n2022年10月11日（以下简称“Genever（BVI）申请日”，并与Genever（US）申请日及个人债务人申请日合称“申请日”），Genever Holdings Corporation（Genever（BVI），并与个人债务人及Genever（US）合称“债务人”）向Connecticut Bankruptcy Court（康涅狄格州破产法院）提交了其第11章申请。Genever（BVI）全资拥有Genever（US）。\n\n2022年11月[\\_\\_]日，康涅狄格州破产法院作出命令（以下简称“截止日期命令”），设定在债务人第11章案件（以下简称“第11章案件”）中提交针对债务人的债权证明的以下截止期限：3\n\n1. 针对个人债务人的申请日前债权：所有个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就于个人债务人申请日（即 February 15, 2022）前产生的、针对个人债务人的任何债权（定义见《破产法》）提交债权证明（以下简称“债权证明”）的最后日期和时间为 January 13, 2023 at 11:59 p.m. (ET)（以下简称“一般截止日期”）。\n\n2. 针对Genever（US）的申请日前债权：每一名个人或实体（所有个人和实体，包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就于Genever（US）申请日（即 October 12, 2020）前产生的、针对Genever（US）的任何债权（定义见《破产法》）提交债权证明的最后日期和时间为 January 13, 2023 at 11:59 p.m. (ET)，即一般截止日期。\n\n3. 针对Genever（BVI）的申请日前债权：\n\n1 尽管债务人的法定姓名为 Ho Wan Kwok（郭文贵），其亦以以下姓名为人所知：Guo Wengui；Miles Guo；及 Miles Kwok。1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号后四位：9595）、Genever Holdings LLC（税务识别号后四位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue,\n\nNew York, NY 10166，收件人：Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知及通信之目的）。2 该金额未反映 Sherry Netherland 公寓的公平市场价值。3 康涅狄格州破产法院可依债权人的动议，在适用截止日期后延长提交债权证明的期限，以允许提交逾期债权证明。\n\na. 除政府单位外，所有个人和实体（包括但不限于个人、合伙企业、公司及合资企业）就于Genever（BVI）申请日（即 October 10, 2022）前产生的、针对Genever（BVI）的任何债权（定义见《破产法》）提交债权证明（各称“债权证明”，合称“债权证明”）的最后日期和时间为 January 13, 2023 at 11:59 p.m. (ET)，即一般截止日期。\n\nb. 所有政府单位就于Genever（BVI）申请日（即 October 10, 2022）前产生的、针对Genever（BVI）的任何债权（定义见《破产法》）提交债权证明的最后日期和时间为 April 10, 2023 at 11:59 p.m. (ET)（以下简称“政府单位/Genever（BVI）截止日期”，并与一般截止日期合称“截止日期”）。\n\n在债权证明表格上，持有针对个人债务人的债权的债权人可选择同时针对Genever（BVI）及Genever（US）（以下简称“Genever债务人”）主张其债权，其依据为Genever债务人是或曾是个人债务人的另一个自我。如果Genever债务人是或曾是个人债务人的另一个自我，则个人债务人的债权人亦将成为Genever债务人的债权人，尽管该债权人与Genever债务人之间不存在直接合同关系或其他关系。为明确起见，如您基于债权人与Genever债务人之间的直接合同关系或其他关系而持有针对Genever债务人的债权（即，除基于另一个自我的债权外），则您必须视情况针对Genever（BVI）和/或Genever（US）另行提交债权证明。\n\n受托人、Genever（BVI）及Genever（US）保留对基于另一个自我理论的任何债权提出异议的一切权利，包括基于受托人是唯一有权主张Genever（BVI）及Genever（US）是或曾是个人债务人的另一个自我的当事人这一理由提出异议的权利。\n\n债权证明表格副本可在破产法院网站 www.uscourts.gov/forms/bankruptcy-forms 免费查阅及下载。截止日期命令副本可通过书面请求受托人的[拟议]代理律师获取，电子邮件地址为 douglassbarron@paulhastings.com。\n\n所有债权证明必须在一般截止日期当日或之前提交，并由康涅狄格州破产法院在以下地址收到：\n\nUS Bankruptcy Court District of Connecticut\nBrien McMahon Federal Building\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n所有债权证明仅在适用截止日期当日或之前实际收到于上述地址时，方视为已提交。或者，可通过康涅狄格州破产法院网站以电子方式向康涅狄格州破产法院提交债权证明。通过传真或电子邮件发送的债权证明将不予接受。\n\n为构成适格提交，每份债权证明必须：(i) 以英文书写；(ii) 以适用申请日的美国法定货币计价（如适用，使用适用申请日的汇率）；(iii) 实质上符合截止日期命令所附债权证明表格或《官方破产表格410》；以及 (iv) 由债权人签署，或者，如债权人并非个人，则由债权人的获授权代理人签署。\n\n根据《破产程序规则》3003(c)(2)，任何未按本通知规定及时提交债权证明的债权持有人，应当：(a) 被永久禁止、不得再主张并被禁令禁止就该等债权向债务人、其财产或本遗产主张权利（或就此提交债权证明）；以及 (b) 就任何可能在第11章案件中提交的第11章重整计划而言，不得为表决及分配之目的被视为该等债权的债权人。\n\n如您需要有关本通知的补充信息，您可致电 1-212-318-6690 联系受托人的[拟议]代理律师，或发送电子邮件至 douglassbarron@paulhastings.com 提交问询。如您认为您持有针对债务人的债权，并且对本通知有任何疑问，包括是否应提交债权证明，您应咨询律师。\n\n2 破产法院可依债权人的动议，在一般截止日期后延长提交债权证明的期限，以允许提交逾期债权证明。\n\n附件IV\n\n地方法则 3003-1 通知\n\n争议性、或有或未定额债权通知及提交债权证明期限通知\n\n致：债权人 地址\n\n债务人：[Ho Wan Kwok（郭文贵）] 已列明债权金额：$ \\_ 已列明债权状态：[视情况为争议性、或有或未定额]\n\n[注：*应在此列明所有债权人，或可使用附件列明每位债权人及其各自地址和已列明债权金额* 债务人：[Genever Holdings Corporation] 已列明债权金额：$ 已列明债权状态：[视情况为争议性、或有或未定额]\n\n债务人：[Genever Holdings LLC] 已列明债权金额：$ 已列明债权状态：[视情况为争议性、或有或未定额]\n\n1. 债务人（即 Ho Wan Kwok（郭文贵）、Genever Holdings Corporation 及 Genever Holdings LLC）已按上述方式列明您的债权。任何债权已在债务人于 March 9, 2022（Case No. 22-50073 (JAM) 中的 ECF No. 78）、, 2022（Case No. 22-50542 (JAM) 中的 ECF No. \\_）和/或 November 3, 2020（Case No. 22-50592 (JAM) 中的 ECF No. 4）（合称经修订的“清单”）中被列为争议性、或有或未定额的债权人（包括政府单位），均必须于 January 13, 2023 前提交债权证明，但政府单位针对 Genever Holdings Corporation 的债权可于 April 10, 2023 前提交。根据《联邦破产程序规则》3003(c)(2)，任何须提交债权证明而未提交的债权人，就债务人重整计划的表决及向债权人作出的分配而言，不得被视为就该等债权的债权人。\n\n2. 已经提交债权的债权人无需再次提交。\n\n3. 本通知附有债权证明表格。\n\n4. 债务人受托人的律师、Genever Holdings Corporation 的律师和/或 Genever Holdings LLC 的律师，应当在截止日期命令（ECF No. \\_）作出后七个营业日当日或之前，提交本已完成的通知，列明所有其债权未被列明或其债权在清单及经修订清单（ECF Nos. \\_）中被列为争议性、或有或未定额的债权人。债务人的律师亦应于截止日期命令作出后七（7）个营业日当日或之前，通过预付邮资的普通邮件向所有受影响方送达本通知。债务人的律师应于截止日期命令作出后十四（14）个营业日当日或之前提交送达证明，表明已遵守前述规定。\n\nCase 22-50073 Doc 1072 Filed 11/08/22 Entered 11/08/22 11:06:28 Page 82 of 82\n\nK-2\nENGLISH","key_entities":["Kwok","Ho Wan Kwok","Guo","Despins","Paul Hastings","Miles Guo","CIPA","Finkel","Luc Despins","GETTR"],"ecf_references":[{"doc_number":4,"court":"CTB"},{"doc_number":78,"court":"CTB"},{"doc_number":465,"court":"CTB"},{"doc_number":523,"court":"CTB"}],"word_count":27310,"status":"published","published_at":"2022-11-08 00:00:00","created_at":"2022-11-08","updated_at":"2026-08-23 22:37:21"}