{"id":"court_ctb_1082_5","court":"CTB","case_no":"22-50073","doc_number":1082,"sub_number":5,"doc_type":"ORDER","filed_date":"2022-11-11","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":"附件：确认受托人公司治理权及境外代表权限的裁定 —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #1082-5（2022-11-11立案）。该附件载有法院此前签发的裁定（ECF No. 717），确认第11章受托人 Luc A. Despins 享有对债务人控制实体（包括 Genever Holdings Corporation）的全部经济与公司治理权利，授权其在境外代表破产财产行事，并责令债务人签署股权转让及公司文件。","summary_en":"Exhibit: Order Confirming Trustee's Governance Rights and Foreign Authority —— In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB 22-50073 ECF #1082-5 (filed 2022-11-11). This exhibit contains the Court's earlier order (ECF No. 717) confirming that Chapter 11 Trustee Luc A. Despins holds all economic and corporate governance rights in debtor-controlled entities (including Genever Holdings Corporation) and authorizing the Trustee to act in foreign countries and direct the debtor to transfer shares.","body_en":"# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x |\n|--------------------------------------------------------|-----------------------------------|\n| In re: | :
:
Chapter 11 |\n| HO WAN KWOK, | :
:
Case No. 22-50073 (JAM) |\n| Debtor. | :
:
: |\n| ------------------------------------------------------ | x |\n\n# **ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\n## Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 2 of Case 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 2 of 24 26\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor; and for the reasons stated on the record at the hearings held on August 1, 2022 and August 4, 2022 with respect to the Motion and the additional relief sought through, among other things, the filing of the revised proposed orders filed on July 31, 2022 [ECF No. 645], August 2, 2022 [ECF No. 671], and August 4, 2022 [ECF No. 681], it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Effective as of entry of the order, dated July 8, 2022, granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's asserted authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into\n\n## Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 3 of Case 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 3 of 24 26\n\nthe assets of the Debtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and all related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) fill in all missing information and execute each of (i) the share transfer instrument, (ii) the director's resolution with respect to the Debtor's shares in Genever (BVI), and (iii) the director's resolution related to the restoration of the Genever (BVI), submission of the transfer-in pack, and appointment of a new registered agent, in each case in the forms attached hereto as **Exhibit A** (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such completed and executed documents to the Trustee (who will then submit such documents to the new registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")) as well as provide the Trustee with the information necessary for the Trustee to complete the transfer-in pack of Harneys Fiduciary, in the form included in **Exhibit A** hereto, within two business days after entry of this Order (who will then submit the transfer-in pack to the new registered agent for Genever (BVI) in the BVI); and\n- (b) deliver, no later than five business days after entry of this Order, a copy of the letter in the form attached hereto as **Exhibit B** (the \"Letter to UK Counsel\") to the law firm of Harcus Parker Limited, former counsel to the Debtor in the litigation styled *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)*, Case No. CL-2020-000345, pending in the High Court\n\n## Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 4 of Case 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 4 of 24 26\n\nof Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), with a copy of such letter to be delivered concurrently to the Trustee. For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise by the Trustee of economic and governance rights is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this Order authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. Pursuant to section 1505 of the Bankruptcy Code, the Trustee is hereby authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating, collecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as\n\n## Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 5 of Case 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 5 of 24 26\n\nnecessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. In furtherance of the Trustee's exercise of the authority under this Order, the Court respectfully requests the assistance of the foreign courts with respect to the Trustee's exercise of corporate control over the Debtor-Controlled Entities, including, without limitation, Genever (BVI).\n\n8. Nothing in this Order shall be deemed to authorize any particular action with respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the Trustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. Nothing in this Order shall constitute a ruling or determination regarding the validity or enforceability of the alleged trust agreement, purportedly dated February 17, 2015 and\n\n# Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 6 of Case 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 6 of 24 26\n\nexecuted by the Debtor, Genever (US), Genever (BVI), and Bravo Luck Limited (the \"Alleged Trust Agreement\"), or regarding any challenges to the Alleged Trust Agreement, and all rights of all parties in respect thereto are preserved.\n\n10. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n11. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n12. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\nDated at Bridgeport, Connecticut this 10th day of August, 2022.\n\n# **Exhibit A**\n\n**Share Transfer Form and Director's Resolution**\n\nCase 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 8 of Case 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 8 of 24 26\n\n**GENEVER HOLDINGS CORPORATION**\n\n**incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### **SHARE TRANSFER INSTRUMENT**\n\nI, **Ho Wan Kwok**, of [*insert address*] (the *Transferor*) DO HEREBY transfer to **Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok**, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), the 1000 shares of US\\$0.001 par value standing in my name in the share register of the Company.\n\nThis share transfer instrument is governed by British Virgin Islands law.\n\nAs witness the hand of the Transferor this \\_\\_\\_\\_\\_ day of August, 2022.\n\n)\n\nExecuted by ) **Ho Wan Kwok** )\n\n**This share transfer instrument is not subject to stamp duty in the British Virgin Islands unless the Company or its direct or indirect subsidiaries holds real property within the British Virgin Islands. The Company will not treat the Transferee as the registered holder of any shares until the name of the Transferee has been entered in the share register of the Company.**\n\n### **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company has received a share transfer dated August \\_\\_\\_\\_\\_, 2022 relating to the transfer of 1000 shares in the capital of the Company (the *Shares*) executed by Ho Wan Kwok in favour of Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), together with a certificate representing the Shares (the *Certificate*).\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the transfer of the Shares be and is hereby approved;\n- 2. the Certificate be and is hereby cancelled;\n- 3. a new certificate relating to the Shares and signed by the director of the Company be issued under the common seal of the Company to the Transferee;\n- 4. the registered agent of the Company be and is hereby authorised and directed to update the Company's share register; and\n- 5. any of the foregoing which have been done on or before the date hereof be and are hereby adopted, ratified, confirmed and approved.\n\nHo Wan Kwok hereby confirms that he is the Transferor and therefore has an interest in and connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\nHo Wan Kwok – Director\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\nCase 22-50073 Doc II082-Filedi08/10/22/22EntErtedr08/10/22/22:12:38:26Pagea09 0024 26\n\nTransfer-In Pack - BVI Business Company\n\n# HARNEYS FIDUCIARY ·\n\n| PART A - COMPANY | | | | | |\n|---------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|---------------|--|--|\n| | Name of the Company
(Note: Type the name exactly as listed on the
Certificate of Incorporation/Registration) | | | | |\n| | Former Name(s) (if applicable) | | | | |\n| | Company Type | | | | |\n| Current Registered Agent | | Name of Registered Agent | | | |\n| | | Contact Person | | | |\n| | Contact Details | Email Address
Telephone Number | | | |\n| | Method of Change of registered office and agent | □ I will arrange for the outgoing agent to file the transfer
□ I would like to arrange a 'forced transfer' by Harneys legal team | | | |\n| | Reason for change of registered office and agent | | | | |\n| | Director's Resolution | Please click here for a template resolution to change the Company's
registered agent. | | | |\n| | Is the Company operating a non-profit/charity within
the British Virgin Islands? | O Yes O No | | | |\n| | Is the Company regulated by or registered with the
O Yes O No
Financial Services Commission? | | | | |\n| Purpose of Company
(Note: Please be specific \"holding Company\" or \"investment fund\" is insufficient) | | | | | |\n| | | | | | |\n| Intended nature of Company's business | | | | | |\n| Does the Company: | | | | | |\n| 1. | receive more than 20% of its revenue in the form of cash or equivalents? | | O Yes O No | | |\n| Is the company involved in: | | | | | |\n| 2. | the arms, defence, military or nuclear industries? | | □ Yes
0 No | | |\n| 3. | trading oil and gas, precious metals, gems, jewels, fine art, real estate or other
O Yes
O No
collectors' items? | | | | |\n| 4. | the creation or provision of any one of the following: | | O Yes O No | | |\n\nCase 22-50073 Doc I'll82-Filedi08/10/22/22EntErtedr08/10/22/22:12:38:26Page 012xf 26\n\nTransfer-In Pack - BVI Business Company\n\n\n\n| blockchain technology | | | | |\n|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|--|--|--|\n| the creation or issuance of virtual assets or tokens | | | | |\n| any one of the following: the offering of an exchange between virtual assets
and fiat currencies, the offering an exchange between one or more forms of
virtual assets, the provision of services relating to the transfer of virtual assets,
the provision of virtual asset custody services or the participation in, and
provision of, financial services related to a virtual asset issuance or the sale of
a virtual asset? | | | | |\n| 5.
the production or trading of substances or products? | O Yes [] No | | | |\n| 6.
gambling or the adult entertainment industry? | O Yes O No | | | |\n| activities that may have a major environmental impact (e.g. forestry, oil and gas, deep
7.
sea mining, quarrying or power generation)? | O Yes O No | | | |\n| Collective Investment | | | | |\n| 8. | O Yes [ No | | | |\n| Structure | | | | |\n| If this entity will form part of a group (includings of minority interests), please provide a chart indicating the
position this entity will take in the structure. The chart should include all entities holding, directly, an intere
ത
st of 10% or more in this entity and any subsidiaries of the entity. If the structure has 3
layers or less then copies of the Register of Members of each entity through to the ultimate parent maybe provided as
an alternative to a structure chart. | | | | |\n| If you have answered YES to any of the questions above, please provide details. | | | | |\n| | | | | |\n| If the intended nature of the Company's business is not identified above, please provide details. | | | | |\n| | | | | |\n| Country(ies) of intended business activities | | | | |\n| (Note: Please include location of customers, distributors and bank accounts.) | | | | |\n| Source of funds | | | | |\n| (Note: Please provide details of the source of funding for the initial activities of the Company. You may be asked to provide
supporting documentation.) | | | | |\n| | | | | |\n| PART B - ECONOMIC SUBSTANCE | | | | |\n| The Company may be required to have adequate substance' in the BVI. | | | | |\n| Please click here to review Harneys guidance requirements. If you have any queries please liaise with
your usual Harneys contact. | | | | |\n| Economic Substance Financial Reporting Period | | | | |\n\nharneysfiduciary.com\n\n4315095 Effective October 2019 Case 22-50073 Doc II082-Filedi08/10/22/22EntErtedr08/10/22/22:12:38:26Pageage 022xf 26\n\nTransfer-In Pack – BVI Business Company\n\n\n\n| | | Default reporting periods depend on the date of incorporation. If you have elected to use an economic substance reporting
period end that is not your default date please tick here, and confirm the date of your reporting period end: | | | |\n|----------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|----------------------------|-------------|\n| | | We have formally notified the ITA of a change to our economic substance
reporting period, our current reporting period end is: | | [dd/mm/yyyy to dd/mm/yyyy] | |\n| | We would like to apply to make a change to our default reporting period. Harneys is able to arrange this notification - we
will contact you to discuss what is possible to achieve and provide a quote. | | | | |\n| | If no box is ticked, the default reporting period will apply. | | | | |\n| | Does Company conduct: | | | | |\n| 1. | banking business? | | | | O Yes O No |\n| 2. | distribution and service centre business? | | | | O Yes [] No |\n| 3. | financing and leasing business? | | | | O Yes O No |\n| বঁ | fund management business? | | | | O Yes O No |\n| 5. | headquarters business? | | | | O Yes O No |\n| ട. | holding company business? | | | | Yes No |\n| | Please specify the types of asset(s) that the
Company is intending to hold. | | | | |\n| | partnership interests, etc.) | Please provide details of any other legal entities in
which the Company will hold interests (e.g. shares, | | | |\n| 7. | insurance business? | | | | O Yes O No |\n| 8. | intellectual property business? | | | O Yes O No | |\n| 9. | shipping business? | | | O Yes O No | |\n| | possible on the exact scope of any relevant activity.) | If you have answered YES to any of the questions above, please provide details.
(Note: The activities above may be 'relevant activities' for economic substance purposes. Please include as much detail as | | | |\n| | Please confirm the entity's country(ies) of tax residence. | | | | |\n| PART C - SHAREHOLDERS | | | | | |\n| (Note: Details of additional shareholders can be entered in Part I.) | | | | | |\n| | Name of Shareholder | Name | | | |\n| | Contact Details | Telephone Number | Email Address | | |\n| | Name of Shareholder | Name | | | |\n\nCase 22-50073 Doc IQ82-FileEllA8/10/22/22EntErtedr68/10/22/22:13:38:26Page 0824 26\n\n# Transfer-In Pack - BVI Business Company\n\n\n\n| Telephone Number | Email Address | | | |\n|------------------|---------------|--|--|--|\n| | | | | |\n| Name | | | | |\n| Telephone Number | Email Address | | | |\n| | | | | |\n| Name | | | | |\n| Telephone Number | Email Address | | | |\n| | | | | |\n\n### PART D - BENEFICIAL OWNER(S)\n\nNote: Under the Beneficial Ownership Secure Search System Act, 2017 (BOSS Act), unless the Company is exempt, it is required to identify its beneficial owners and registrable legal entities and to notify its registered agent of the prescribed particulars of such persons. The registered agent is then obliged to establish and maintain a database with such particulars which may be made available for searching by the International Tax Authority. A beneficial owner under the BOSS Act is a natural person who: (i) ultimately owns or controls 25% or more of the shares or voting rights of the Company; or (ii) otherwise exercises control over the management of the Company. Any such person is referred to below as a \"BOSS Act Beneficial Owner\".\n\n#### Please provide:\n\n- details of all beneficial owners of the Company who are interested in 10% or more of the Company (indicating which, (1) if any, hold 25% or more or otherwise qualify as a BOSS Act Beneficial Owner); and\n- (ii) details of all registrable legal entities of the Company.\n\n### Beneficial Owner Particulars - Natural Persons\n\nNote: A beneficial owner under the Anti-Money Laundering Terrorist Financing Code of Practice, 2008 (AML Code) is a natural person who ultimately owns or controls 10% or more of the shares or voting rights of the Company.\n\n| First Name | Middle
Name | Surname | Residential Address | | |\n|------------------------------|----------------------------|---------|---------------------|---------------|--|\n| | | | Address 1 | | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | | |\n| | | | City
State | | |\n| BOSS Act Beneficial
Owner | □
Yes
0
No | | Country | Post/Zip Code | |\n| | | | | | |\n| First Name | Middle
Name | Surname | Residential Address | | |\n| | | | Address 1 | | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | | |\n| | | | City | State | |\n| BOSS Act Beneficial
Owner | Yes
0
No | | Country | Post/Zip Code | |\n\nCase 22-50073 Doc II082-Filedi08/10/22/22EntErtedr08/10/22/22:12:38:26Pageage 042xf 26\n\n# Transfer-In Pack – BVI Business Company\n\n\n\n| | Middle
Name | Surname | Residential Address | | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|----------------------------|---------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| | | | Address 1 | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | |\n| | | | City | State | |\n| BOSS Act Beneficial
Owner | Yes | No | Country | Post/Zip Code | |\n| First Name | Middle
Name | Surname | Residential Address | | |\n| | | | Address 1 | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | |\n| | | | City | State | |\n| BOSS Act Beneficial
Owner | Yes | No | Country | Post/Zip Code | |\n| Beneficial Owner Particulars - Registrable Legal Entities | | | | | |\n| may be requested. | | | | Note: A registrable legal entity which would be a beneficial owner if it were a natural person and falls into one of
the following categories: (a) its securities are listed on a recognised stock exchange or a subsidiary of an entity the securities of
which are so listed; (b) it is a BV regulated investment fund or a subsidiary of such a fund; (c) it is a BV/ regulated person or a | |\n| | | | | | |\n| | | Registered Address | | | |\n| | | Address 1 | | | |\n| | | Address 2 | | | |\n| | | City | | City | |\n| | | Country | | Country | |\n| | | | | | |\n| | | | | | |\n| | | (DD/MM/YYYY) | | | |\n| | | | | | |\n| | | | | | |\n| Full Legal Name
Alternative Name(s) (if applicable)
Country of Registration
Registration Number
Date of incorporation
Name of Stock Exchange (if applicable)
Name of Regulator (if applicable)
Location of Beneficial Ownership Database | | Address | | foreign regulated person; or (d) it is a sovereign state or a wholly owned subsidiary of a sovereign state. Additional information | |\n\nCase 22-50073 Doc II082-Filedi08/10/22/22EntErtedr08/10/22/22:12:38:26Pageag® 0524 26\n\n# Transfer-In Pack - BVI Business Company\n\n| | | Address 2 | | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|---------------|-------------|\n| | | City | City | |\n| | | Country | Country | |\n| Contact Details | | Telephone Number | Email Address | |\n| Beneficial Owner - Exemption | | | | |\n| | Will the company be an exempt person under the BOSS Act? | | | O Yes □ No |\n| If YES, on what basis? | | | | |\n| | | | | |\n| PART E - DIRECTOR(S) | | | | |\n| | Each director must sign and complete the relevant section in our Compliance Pack (Individuals or Companies or Others)
together with a Consent to Act Form signed at their original date of appointment – if you need to reproduce this document
please use this template (Individual Directors or Non-Individual Directors). | | | |\n| | | | | |\n| | Please refer to our Additional Services section for more information about our director services. | | | |\n| | (Note: Details of additional directors can be entered in Part I.)
Name | | | |\n| | Telephone Number | Email Address | | |\n| | | | | |\n| | Name | | | |\n| | Telephone Number | Email Address | | |\n| | | | | |\n| | Name | | | |\n| | Telephone Number | Email Address | | |\n| | | | | |\n| | (Note: Details of additional officers can be entered in Part I.) | | | |\n| | Name | | | |\n| | Telephone Number | Email Address | | |\n| Name of Director
Contact Details
Name of Director
Contact Details
Name of Director
Contact Details
Name of Officer
Contact Details | | | | |\n| PART F - OFFICER(S)
Name of Officer | Name | | | |\n\nHARNEYS\n\nCase 22-50073 Doc Ill82-FileEll88/10/22/22EntErtedr08/10/22/22:12:38:26Pagea0624f 26\n\nTransfer-In Pack - BVI Business Company\n\n\n\n0 Shareholders in Part C\n\n□ Beneficial Owners in Part D\n\n□ Registrable legal entities listed in Part D\n\nD Directors listed in Part E\n\nPlease refer to our Compliance Pack (Individuals or Companies or Others).\n\n### PART H - LOCATION OF ORIGINAL CORPORATE RECORDS\n\nNote: It is a mandatory requirement for the Company to keep either: (i) a copy of the corporate records listed below at the office of its registered agent. The company must inform the registered agent if original corporate documents will be kept at an alternative address and update the registered agent within 14 days of any change in location of the original records.\n\n| Corporate Record | Harneys | Alternative Address | | | |\n|----------------------------|------------------|---------------------|---------------|---------------|--|\n| | | Address 1 | | | |\n| | 0 | Address 2 | | | |\n| Register of Members | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | Email Address | | | |\n| Corporate Record | Harneys | Alternative Address | | | |\n| | | Address 1 | | | |\n| | | Address 2 | | | |\n| Register of Directors | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Corporate Record | Harneys | Alternative Address | | | |\n| | ■ | Address 1 | | | |\n| Minutes and Resolutions of | | Address 2 | | | |\n| Directors and Members | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | Email Address | | | |\n| Corporate Record | Harneys | Alternative Address | | | |\n| | 0 | Address 1 | | | |\n| Register of Charges | | Address 2 | | | |\n\nharneysfiduciary.com\n\n### Case 22-50073 Doc I'll82-Filedi08/10/22/22EntErtedr08/10/22/22:12:38:26Pagea0® di72xf 26\n\n# Transfer-In Pack – BVI Business Company\n\n\n\n| | | City | | State | |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|-----------------------|---------------|---------------|--|\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Note: Additional fees will be incurred annually by the Company which must be paid in advance if Harneys are required to
maintain the original financial records. | | | | | |\n| Corporate Record | Harneys | Alternative Address | | | |\n| | | Name of record keeper | | | |\n| Financial records and underlying | | Address 1 / Address 2 | | | |\n| documentation | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Harneys can also provide specialised Bookkeeping and
Financial Statement preparation services. Would you like
us to contact you with more information? | | O Yes O No | | | |\n| PART I - ADDITIONAL INFORMATION | | | | | |\n| Note: Please use this space to provide us with any special information. Any work which is not within
the scope of our services may be referred to our affiliate law firm, Harneys Westwood & Riegels LP, who will contact you
directly. | | | | | |\n| PART J - PAYMENT INSTRUCTIONS AND BILLING
If you have not received a quote in relation to our services please contact our New Business Team. | | | | | |\n| Method of payment: We accept payments via wire transfer and credit card. Please click here for our payment instructions | | | | | |\n| and use the reference 'New Business' and the proposed name of the Company provided in Part A.
Instructing Agent/Client | | | | | |\n| Please indicate your method of payment | | □ Credit Card | Wire | | |\n| | | Address 1 | | | |\n| | | Address 2 | | | |\n| Billing Address | | City | | City | |\n| | | Country | | Country | |\n| Billing Email (Note: We only send invoices by email.) | | | | | |\n| | | | | | |\n\nCase 22-50073 Doc Ill82-FileEll88/10/22/22EntErtedr08/10/22/22:12:38:26Pagea0824f 26\n\n# Transfer-In Pack - BVI Business Company\n\n\n\nI declare that I have read the Terms and request that Harneys Fiduciary proceed with the Transfer-In of the Company according to the details provided in this Pack and I am authorised by each data subject to provide their personal data to Harneys Fiduciary. I certify that the information provided in this Pack is true and correct to the best of my knowledge, and I undertake to inform Harneys Fiduciary promptly should any of the provided details change. I further confirm that no situation has occurred where I have reason to believe that there may be legal or tax issues in connection with this structure and the laws and institutions of any jurisdiction.\n\n| Full Name | |\n|------------------------------------------------|--|\n| Name of corporate entity (if applicable) | |\n| Position with corporate entity (if applicable) | |\n| Signature | |\n| Date | |\n\nCase 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 19 of 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 19 of 24 26\n\n# *Transfer-In Pack – BVI Business Company*\n\n\n\n#### **ADDITIONAL SERVICES**\n\n#### **Company Secretarial Services**\n\nOur company administration teams provide secretarial and administrative support including acting as company secretary throughout the life of a business or project. This includes maintenance of company records.\n\n#### **Nominee Shareholder Services & Trust Services**\n\nWe provide nominee shareholder services. For clients interested in succession planning involving their BVI business company shares we would invite you to consider the use of our trust services. Our experienced team of private wealth practitioners can advise you on this process. One of the key benefits of succession planning through trusts is avoiding the time, cost and publicity associated with a BVI probate application.\n\n#### **Director Services**\n\nHarneys Fiduciary offers both corporate directors and qualified professionals who may be appointed to serve as directors of a BVI Company. Provision of director services is considered on a case by case basis, however, taking into consideration the type of company and its activities.\n\n#### **Bank Accounts**\n\nWe work closely with numerous financial institutions in the BVI and internationally and can help you open a bank account for your new company quickly and efficiently. We can provide authorised signatories for bank accounts and maintain and keep your financial records.\n\n#### **Accounting Services**\n\nHarneys Fiduciary has its own in-house accounting team specialising in the provision of bookkeeping and accounting services to meet the needs of companies, limited partnerships and trusts.\n\nOur accounting services include maintenance of financial records, preparation of monthly, quarterly, or annual management accounts, preparation of annual financial statements and liaising with external auditors and advisors as required.\n\nWe can also provide access to auditors and other specialists outside our firm if this is necessary to meet your particular needs. Our connections both locally in the BVI and internationally are numerous and well established.\n\n#### **Other Services**\n\nHarneys Fiduciary also provides other services including liquidation services, authorised representative services, safe custody, escrow and a wide range of corporate secretarial services provided on an ad-hoc basis.\n\nIf you have any questions or would like more information on any of the above services please contact us.\n\n### **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company's registered agent has resigned, and the Company is currently struck‐off of the Registry of Corporate Affairs (the *Registry*) pursuant to s.213(1) of the BVI Business Companies Act 2004.\n\nWHEREAS the Company intends to rectify the status of the Company and place it back in good standing and in order to do so desires to appoint Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands as its registered agent.\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the Company change its registered agent to Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 2. the Company change its registered office to Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 3. a notice, in the approved form, of the change of registered agent and registered office of the Company, be filed with the BVI Registry of Corporate Affairs; and\n- 4. the sole director, any employee of Harneys Corporate Services Limited or any employee of Harney Westwood & Riegels LP, be and is hereby authorised to:\n\t- a. pay any outstanding fees due to the Registry;\n\t- b. execute or submit any document to the Registry; and\n\t- c. to take any and all other actions necessary to bring the Company into good standing and to give full effect to the change of registered agent and registered office; and\n\n# Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 21 of 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 21 of 24 26\n\n5. the terms and conditions of Harneys Corporate Services Limited for the provision of registered office and registered agent services (as amended or supplemented from to time) be and are approved, and the completion and execution of the Harneys Corporate Services Limited 'transfer‐in pack' for and on behalf of the Company by the sole director be and is hereby approved.\n\nHo Wan Kwok hereby confirms that he has no conflict of interest in connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\nHo Wan Kwok – Director\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n# **Exhibit B**\n\n**Letter to Harcus Parker Limited**\n\nHo Wan Kwok [*insert address*]\n\nAugust [\\_\\_], 2022\n\n# **VIA EMAIL**\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL Attn: Jennifer Morrissey Email: JMorrissey@harcusparker.co.uk\n\n# **Re:** *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)***, Case No. CL-2020-000345 – Appointment of Trustee in Chapter 11 Case of Ho Wan Kwok**\n\nDear Ms. Morrissey:\n\nThis is to confirm to you that Luc A. Despins has been appointed as the trustee (the \"Trustee\") in my chapter 11 case, pending before the United States District Court for the District of Connecticut (the \"U.S. Bankruptcy Court\"). All of my interests in the litigation against UBS AG (London Branch) pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\") is property of my bankruptcy estate as a matter of United States bankruptcy law.\n\nUpon Mr. Despins' appointment as the Trustee, he exercises control over all property of the bankruptcy estate, including my claim in the UBS Litigation, so that he now has authority and standing to apply to be recognized as the appropriate party to prosecute my claim in the UBS Litigation. As a matter of United States bankruptcy law, I have no authority or standing at this time to prosecute the UBS Litigation.\n\nIn furtherance of the foregoing, and for the avoidance of doubt, I hereby expressly authorize you to have full and complete discussions on my behalf with Mr. Despins regarding the UBS Litigation, the merits thereof, any related settlement discussions, and any other topics related to the prosecution of the UBS Litigation and to take instructions from him in relation to my claim in the UBS Litigation regardless of any attorney-client privilege, work product, or other privilege which belongs to me. Any waiver of privilege is limited to the provision of this information to the Trustee. My consent is limited to giving access to the Trustee to the extent that I am entitled and contains no wider waiver of privilege and is not consent by me to the Trustee to waive my privilege.\n\n# Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 24 of 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 24 of 24 26\n\nAmong other things, and as detailed in the order of the U.S. Bankruptcy Court (a copy of which is enclosed as Exhibit 1), I instruct you to (i) as soon as is practicable deliver to and share with the Trustee all memoranda, advice, and other communications by you to me regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by me or you in connection with such litigation, and (ii) as soon as is practicable provide the Trustee will full access to the parts of your case file in the UBS Litigation to which I am entitled as well as all pleadings and other court documents filed in the UBS Litigation.\n\nSincerely,\n\nHo Wan Kwok\n\ncc: Luc A. Despins, in his capacity as trustee in the chapter 11 case of Ho Wan Kwok\n\nEnclosure\n\n26\n\n# **Notice Recipients**\n\nDistrict/Off: 0205−5 User: admin Date Created: 8/10/2022 Case: 22−50073 Form ID: pdfdoc2 Total: 66\n\n| | Recipients submitted to the BNC (Bankruptcy Noticing Center) without an address: | | |\n|----------|----------------------------------------------------------------------------------|------------|--------------|\n| 20 | Pacific Alliance Asia Opportunity Fund L.P. | | |\n| cr | Zheng Wu | | |\n| 20
20 | Rui Ma
Weican Meng | | |\n| intp | Golden Spring (New York) LTD | | |\n| crcm | Official Committee of Unsecured Creditors | | |\n| intp | HK International Funds Investments (USA) Limited, LLC | | |\n| intp | Mei Guo | | |\n| cr | Baosheng Guo | | |\n| cr | Yan Zhao | | |\n| cr | Ning Ye | | |\n| cr | Chong Shen Raphanella | | |\n| cr | Xiaodan Wang | | |\n| cr | Rong Zhang | | |\n| aty | Michael S. Weinstein | | |\n| | | | TOTAL: 15 |\n| | | | |\n| | | | |\n| | Recipients of Notice of Electronic Filing: | | |\n| ust | U. S. Trustee
USTPRegion02.NH.ECF@USDOJ.GOV | | |\n| tr | Luc A. Despins
lucdespins@paulhastings.com | | |\n| aty | Aaron Romney
aromney@zeislaw.com | | |\n| aty | Aaron A Mitchell
aaron@lmesq.com | | |\n| aty | Annecca H. Smith
asmith@rc.com | | |\n| aty | Avram Emmanuel Luft
aviluft@paulhastings.com | | |\n| aty | Carollynn H.G. Callari
ccallari@callaripartners.com | | |\n| aty | David S. Forsh
dforsh@callaripartners.com | | |\n| aty | David V. Harbach, II
dharbach@omm.com | | |\n| aty | Douglas S. Skalka
dskalka@npmlaw.com | | |\n| aty | Douglass E. Barron
douglassbarron@paulhastings.com | | |\n| aty | Eric A. Henzy
ehenzy@zeislaw.com | | |\n| aty | G. Alexander Bongartz
alexbongartz@paulhastings.com | | |\n| aty | Holley L. Claiborn
holley.l.claiborn@usdoj.gov | | |\n| aty | Irve J. Goldman
igoldman@pullcom.com | | |\n| aty | James C. Graham
jgraham@npmlaw.com | | |\n| aty | James M. Moriarty
jmoriarty@zeislaw.com | | |\n| aty | Jay Marshall Wolman
jmw@randazza.com | | |\n| aty | John L. Cesaroni
jcesaroni@zeislaw.com | | |\n| aty | Jonathan Kaplan
jkaplan@pullcom.com | | |\n| aty | Kristin B. Mayhew
kmayhew@mdmc−law.com | | |\n| aty | Laura Aronsson
laronsson@omm.com | | |\n| aty | Luc A. Despins
lucdespins@paulhastings.com | | |\n| aty | Lucas Bennett Rocklin
lrocklin@npmlaw.com | | |\n| aty | Mia N. Gonzalez
mgonzalez@omm.com | | |\n| aty | Michael S. Weinstein
mweinstein@golenbock.com | | |\n| aty | Nicholas A. Bassett
nicholasbassett@paulhastings.com | | |\n| aty | Patrick M. Birney
pbirney@rc.com | | |\n| aty | Patrick R. Linsey
plinsey@npmlaw.com | | |\n| aty | Peter Friedman
pfriedman@omm.com | | |\n| aty | Peter J. Zarella
pzarella@mdmc−law.com | | |\n| aty | Sara Pahlavan
spahlavan@omm.com | | |\n| aty | Scott D. Rosen
srosen@cb−shea.com | | |\n| aty | Stephen M. Kindseth
skindseth@zeislaw.com | | |\n| aty | Stuart M. Sarnoff
ssarnoff@omm.com | | |\n| aty | Thomas J. Sansone
tsansone@carmodylaw.com | | |\n| aty | Timothy D. Miltenberger
Tmiltenberger@cbshealaw.com | | |\n| aty | William R. Baldiga
wbaldiga@brownrudnick.com | | |\n| | | | |\n| | | | TOTAL: 38 |\n| | | | |\n| | Recipients submitted to the BNC (Bankruptcy Noticing Center): | | |\n| db | Ho Wan Kwok
373 Taconic Road
Greenwich, CT 06831 | | |\n| cr | Logan Cheng
c/o Randazza Legal Group, PLLC
100 Pearl Street | 14th Floor | Hartford, CT |\n| | 06103 | | |\n| ca | Stretto
410 Exchange, Suite 100
Irvine, CA 92602 | | |\n\ndbaty Brown Rudnick LLP One Financial Center Boston, MA 02111 crcm Pullman & Comley, LLC 850 Main Street Bridgeport, CT 06601\n\nLilly Los Angeles, CA 90067−2367\n\n20 Huizhen Wang c/o TroyGould PC 1801 Century Park East, 16th Floor Attn: Christopher A.\n\n# Case 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 26 of Case 22-50073 Doc 717-1 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 2 of 2\n\n| | | | 26 | |\n|------|-------------------|-------------------------------|---------------------------------------|------------------------|\n| cr | Chao−Chih Chiu | c/o TroyGould PC | 1801 Century Park East, 16th Floor | Attn: Christopher A. |\n| | Lilly | Los Angeles, CA 90067−2367 | | |\n| cr | Yunxia Wu | c/o TroyGould PC | 1801 Century Park East, 16th Floor | Attn: Christopher A. |\n| | Lilly | Los Angeles, CA 90067 | | |\n| cr | Keyi Zilkie | c/o TroyGould PC | 1801 Century Park East, 16th Floor | Attn: Christopher A. |\n| | Lilly | Los Angeles, CA 90067 | | |\n| intp | Yongbing Zhang | 223 West Jackson Bl;vd. #1012 | Chicago, IL 60606 | |\n| cr | Brown Rudnick LLP | One Financial Center | Boston, MA 02111 | |\n| aty | Luc A. Despins | Paul Hastings LLP | 200 Park Avenue
New York, NY 10166 | |\n| aty | Steven E. Mackey | Office of the U.S. Trustee | The Giaimo Federal Building | 150 Court Street, Room |\n| | | | | |\n\n302 New Haven, CT 06510\n\nTOTAL: 13","body_zh":"美国康涅狄格联邦破产法院布里奇波特分院\n\n------------------------------------------------------ x\n\n关于： :\n:\n破产法第11章\nHO WAN KWOK（郭文贵）， :\n:\n案号 22-50073 (JAM)\n债务人。 :\n\n------------------------------------------------------ x\n\n根据《破产法典》第363、521、541、1108及1505条作出的命令：(A) 确认第11章受托人持有债务人受控制实体中债务人的全部经济权利及公司治理权利；(B) 授权第11章受托人代表破产财产在任何外国采取行动；及 (C) 准予相关救济\n\n就 Luc A. Despins（卢克·A·德斯平斯）先生以其作为在 Ho Wan Kwok（郭文贵）第11章案件中获任命的第11章受托人（“受托人”）的身份提出的动议（“本动议”），请求根据《美国法典》第11编（“《破产法典》”）第363、541、1108及1505条作出命令（“本命令”），(a) 确认受托人就债务人拥有及/或控制的所有公司实体（“债务人受控制实体”）持有债务人的全部经济权利及公司治理权利，包括但不限于 Genever Holdings Corporation（Genever 控股公司）（“Genever (BVI)”），并准予相关救济，(b) 授权受托人代表债务人的破产财产（“破产财产”）在任何外国采取行动，及 (c) 准予相关救济，所有内容均更充分载于本动议；且本院根据 28 U.S.C. §§ 157 and 1334 及 United States District Court for the District of Connecticut（美国康涅狄格联邦地区法院）（经修订）的移送常设命令，对审理本动议及其中请求的救济具有管辖权；且根据 28 U.S.C. § 157(b)，审理本动议及其中请求的救济属于核心程序；且本院为适格审理地\n案号 22-50073 文件 1082-5 提交于 11/11/22 登记于 11/11/22 13:18:26 第 2 页；案号 22-50073 文件 717 提交于 08/10/22 登记于 08/10/22 13:12:37 第 2 页，共 24 页中的第 2 页 26\n\n根据 28 U.S.C. §§ 1408 and 1409；且本院已认定，本动议所请求的救济符合破产财产、其债权人及所有利害关系方的最佳利益；且在具体情形下已就本动议发出适当且充分的通知；且看来无需发出任何其他或进一步通知；且经本院审理的全部程序；且对本命令所请求救济的任何异议已被撤回或经实体审理予以驳回；且经适当审议并有充分理由；且基于 2022 年 8 月 1 日及 2022 年 8 月 4 日就本动议，以及通过包括但不限于提交分别于 2022 年 7 月 31 日 [ECF No. 645]、2022 年 8 月 2 日 [ECF No. 671] 及 2022 年 8 月 4 日 [ECF No. 681] 提交的修订命令草案所寻求的附加救济举行的听证会上载明的理由，现命令如下：\n\n1. 准予本动议，具体如本命令所述。\n\n2. 自 2022 年 7 月 8 日作出的、准许任命 Luc A. Despins（卢克·A·德斯平斯）为本第11章案件受托人的命令 [ECF No. 523] 登记之日起生效，受托人为破产财产利益，就所有债务人受控制实体，包括但不限于 Genever (BVI)，持有债务人的全部经济权利及治理权利。为避免疑义，上述权利包括受托人所主张的更换债务人受控制实体任何现任高级职员、董事、经理或类似人员的授权。作为上述事项的一部分，在必要范围内，受托人获授权以其作为本第11章案件第11章受托人的身份，担任任何已被免职的该等高级职员、董事、经理或类似人员。\n\n3. 根据《破产法典》第521(a)(3)及521(a)(4)条，现指示债务人分别：(a) 在必要范围内与受托人合作，以使受托人能够履行其职责，包括但不限于受托人对\n案号 22-50073 文件 1082-5 提交于 11/11/22 登记于 11/11/22 13:18:26 第 3 页；案号 22-50073 文件 717 提交于 08/10/22 登记于 08/10/22 13:12:37 第 3 页，共 24 页中的第 3 页 26\n\n债务人资产的调查，及 (b) 向受托人交付破产财产的全部财产及任何已记录的信息，包括但不限于与破产财产有关的账簿、文件、记录及文书（包括但不限于其在 Genever (BVI) 所持股份及所有相关公司治理文件）。为履行债务人根据《破产法典》第521(a)(3)及521(a)(4)条承担的义务，现指示债务人：\n\n- (a) 填写所有缺失信息，并签署：(i) 股份转让文书，(ii) 关于债务人在 Genever (BVI) 所持股份的董事决议，以及 (iii) 关于恢复 Genever (BVI)、提交转入文件包及任命新注册代理人的董事决议；上述各项均采用本命令附件A所附格式（该等文件不填写日期），并于本命令登记后两个营业日内向受托人交付该等填妥并签署的文件（受托人随后将该等文件提交给 British Virgin Islands（英属维尔京群岛）（“BVI”）Genever (BVI) 的新注册代理人）；以及于本命令登记后两个营业日内，向受托人提供受托人完成 Harneys Fiduciary 转入文件包所需的信息，该文件包格式载于本命令附件A（受托人随后将该转入文件包提交给 BVI 的 Genever (BVI) 新注册代理人）；及\n- (b) 不迟于本命令登记后五个营业日，向 Harcus Parker Limited（哈卡斯·帕克有限公司）律师事务所，即在 England and Wales High Court of Justice, Business and Property Courts, Queen's Bench Division, Commercial Court（英格兰及威尔士高等法院商务和财产法院王座法庭商事法院）审理中的 Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch), Case No. CL-2020-000345 诉讼（“UBS 诉讼”）中债务人的前代理律师，交付一份采用本命令附件B所附格式的函件副本（“致英国律师函”），并同时向受托人交付该函件副本。为避免疑义，受托人应被视为在所有目的下均为债务人在 UBS 诉讼中主张的请求权的所有人。\n案号 22-50073 文件 1082-5 提交于 11/11/22 登记于 11/11/22 13:18:26 第 4 页；案号 22-50073 文件 717 提交于 08/10/22 登记于 08/10/22 13:12:37 第 4 页，共 24 页中的第 4 页 26\n\n4. 在受托人就债务人受控制实体行使经济权利及治理权利被视为超出正常营业过程的范围内，现批准受托人对经济权利及治理权利的该等行使，因为行使该等权利具有合理的商业理由，包括因为受托人为破产财产利益，就该等实体持有债务人的全部经济权利及治理权利。尽管 Bankruptcy Rule 6004(h) 或《破产规则》或 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦破产法院）地方破产实务与程序规则的任何其他相反规定可能适用，本命令的条款及条件应于其登记后立即生效并可执行，现放弃对本命令效力及可执行性的任何适用中止。为避免疑义，本命令任何内容均不授权受托人出售、以其他方式处分、出租或设定负担于债务人受控制实体的任何股权或债务人的其他资产。\n\n5. 根据《破产法典》第1505条，现授权受托人作为破产财产的外国代表，代表破产财产在任何外国以适用外国法律允许的任何方式采取行动，以便：(a) 调查、收集及追回位于外国的债务人资产，包括在必要或适当时为此目的在外国法院寻求救济，(b) 对债务人受控制实体行使控制权，包括在必要或适当时为此目的在外国法院寻求救济，及 (c) 向持有债务人受控制实体相关该等文件的适当外国公司登记机构（或类似实体）请求并取得公司文件。在不限制上述规定的前提下，受托人获授权根据 Bankruptcy Court（破产法院）第1505条，向持有相关公司文件的适当 BVI 实体请求并取得与 Genever (BVI) 有关的公司文件。\n案号 22-50073 文件 1082-5 提交于 11/11/22 登记于 11/11/22 13:18:26 第 5 页；案号 22-50073 文件 717 提交于 08/10/22 登记于 08/10/22 13:12:37 第 5 页，共 24 页中的第 5 页 26\n\n6. 债务人不得干扰、阻碍或延误受托人行使本命令项下的授权，包括受托人为推进该等授权而代表破产财产在外国法院已采取或将采取的任何行动。在债务人反对受托人行使该等授权的范围内，债务人仅可在通知利害关系方后向本院（而非视情况而定的相关外国法院或其他外国实体）寻求救济，前提是债务人能够证明其具有如此行事的诉讼资格。\n\n7. 为推进受托人行使本命令项下的授权，本院谨请求外国法院就受托人对债务人受控制实体（包括但不限于 Genever (BVI)）行使公司控制权提供协助。\n\n8. 本命令任何内容均不应被视为授权就 Genever Holdings LLC（Genever 有限责任公司）（“Genever (US)”）在 United States Bankruptcy Court for the Southern District of New York（纽约南区美国联邦破产法院）（“Genever 法院”）审理的第11章案件采取任何特定行动。在受托人就 Genever (US) 行使公司治理权利将影响其第11章案件的范围内，受托人应出席 Genever 法院并向其寻求指引。\n\n9. 本命令任何内容均不构成就据称日期为 February 17, 2015、由债务人、Genever (US)、Genever (BVI) 及 Bravo Luck Limited（布拉沃·拉克有限公司）（“被指称信托协议”）签署的被指称信托协议的有效性或可执行性，或就对被指称信托协议提出的任何异议所作出的裁决或认定，且所有当事方与此有关的全部权利均予保留。\n案号 22-50073 文件 1082-5 提交于 11/11/22 登记于 11/11/22 13:18:26 第 6 页；案号 22-50073 文件 717 提交于 08/10/22 登记于 08/10/22 13:12:37 第 6 页，共 24 页中的第 6 页 26\n\n10. 授权并赋予受托人采取一切必要行动以实现本命令所准予救济的权力。\n\n11. 本命令的条款及条件应于其登记后立即生效并可执行。\n\n12. 本院保留对因实施、解释及执行本命令而产生或与之相关的一切事项的管辖权。\n\n本命令于 2022 年 8 月 10 日在 Connecticut（康涅狄格州）Bridgeport（布里奇波特）作出。\n附件A\n\n股份转让表格及董事决议\n\n案号 22-50073 文件 1082-5 提交于 11/11/22 登记于 11/11/22 13:18:26 第 8 页；案号 22-50073 文件 717 提交于 08/10/22 登记于 08/10/22 13:12:37 第 8 页，共 24 页中的第 8 页 26\n\nGENEVER HOLDINGS CORPORATION（Genever 控股公司）\n\n于 British Virgin Islands（英属维尔京群岛）注册成立，公司编号 1862840（“公司”）\n股份转让文书\n\n本人，Ho Wan Kwok（郭文贵），地址为 [insert address]（“转让人”），特此将登记在公司股东名册中本人名下的 1000 股面值 US$0.001 的股份转让给 Luc A. Despins（卢克·A·德斯平斯），其地址为 200 Park Avenue, New York, New York 10166，并仅以其作为 Ho Wan Kwok（郭文贵）第11章案件受托人的身份行事（“受让人”）。\n\n本股份转让文书受 British Virgin Islands（英属维尔京群岛）法律管辖。\n\n兹证明，转让人于2022年8月____日签署。\n\n)\n\n由）Ho Wan Kwok（郭文贵））签署\n\n本股份转让文书无须缴纳英属维尔京群岛印花税，除非本公司或其直接或间接子公司在英属维尔京群岛持有不动产。在受让人姓名被记入本公司股东名册之前，本公司不会将受让人视为任何股份的登记持有人。\nGENEVER HOLDINGS CORPORATION（GENEVER控股公司）\n于英属维尔京群岛注册成立\n公司编号：1862840\n（本公司）\n本公司唯一董事书面决议\n\n鉴于，本公司已收到一份日期为2022年8月____日的股份转让书，该转让书涉及由Ho Wan Kwok（郭文贵）为Luc A. Despins（卢克·A·德斯平斯）之利益而签署的本公司股本中1000股股份（以下简称“股份”）的转让；Luc A. Despins仅以Ho Wan Kwok第11章案件受托人的身份行事，地址为200 Park Avenue, New York, New York 10166（以下简称“受让人”）；同时，本公司亦收到一份代表该等股份的股票证书（以下简称“证书”）。\n\n本人，以下签署人，作为本公司唯一董事，特此通过下列决议：\n\n1. 特此批准股份转让；\n\n2. 特此注销证书；\n\n3. 应以本公司公章向受让人签发一份有关股份的新证书，并由本公司董事签署；\n\n4. 特此授权并指示本公司的注册代理人更新本公司股东名册；以及\n\n5. 于本决议日期当日或之前已经作出的任何前述事项，特此获通过、追认、确认及批准。\n\nHo Wan Kwok（郭文贵）特此确认，其为转让人，因此对本决议所拟进行的交易享有利益并与之具有关联。\n\n本人于2022年8月……日签署本董事决议。\n\nHo Wan Kwok（郭文贵）— 董事\n\n________________________________________\n\n案件号22-50073 文件1082 于08/10/22提交 于08/10/22 12:38:26录入 第09页，共26页\n\n转入资料包 — BVI商业公司\nHARNEYS FIDUCIARY（哈尼律师事务所受托服务）\n\nA部分 — 公司\n\n公司名称\n（注：请完全按照公司注册成立/登记证书所列名称填写）\n\n曾用名称（如适用）\n\n公司类型\n\n现任注册代理人 注册代理人名称\n\n联系人\n\n联系资料 电子邮件地址\n\n电话号码\n\n变更注册办事处及代理人的方式 □ 我将安排原代理人提交转移申请\n□ 我希望由Harneys法律团队安排“强制转移”\n\n变更注册办事处及代理人的理由\n\n董事决议 请点击此处获取一份用于变更公司注册代理人的决议模板。\n\n本公司是否在英属维尔京群岛经营非营利组织/慈善机构？ ○ 是 ○ 否\n\n本公司是否受金融服务委员会监管或向其登记？ ○ 是 ○ 否\n\n公司宗旨\n（注：请具体说明；“控股公司”或“投资基金”不足以构成说明。）\n\n公司的拟从事业务性质\n\n本公司是否：\n\n1. 以现金或现金等价物形式取得超过20%的收入？ ○ 是 ○ 否\n\n本公司是否涉及：\n\n2. 武器、国防、军事或核工业？ □ 是 ○ 否\n\n3. 石油和天然气、贵金属、宝石、珠宝、艺术精品、不动产或其他收藏品的交易？ ○ 是 ○ 否\n\n4. 创设或提供以下任一项： ○ 是 ○ 否\n\n案件号22-50073 文件1082 于08/10/22提交 于08/10/22 12:38:26录入 第12页，共26页\n\n转入资料包 — BVI商业公司\n\n区块链技术\n\n虚拟资产或代币的创设或发行\n\n下列任一项：提供虚拟资产与法定货币之间的兑换；提供一种或多种形式虚拟资产之间的兑换；提供与虚拟资产转移有关的服务；提供虚拟资产托管服务；或参与并提供与虚拟资产发行或虚拟资产出售相关的金融服务？\n\n5. 物质或产品的生产或交易？ ○ 是 □ 否\n\n6. 赌博或成人娱乐行业？ ○ 是 ○ 否\n\n7. 可能对环境产生重大影响的活动（例如林业、石油和天然气、深海采矿、采石或发电）？ ○ 是 ○ 否\n\n8. 集体投资结构 ○ 是 □ 否\n\n如该实体将构成某一集团的一部分（包括少数股权），请提供一份图表，说明该实体在该架构中所处的位置。该图表应包括直接持有该实体10%或以上权益的所有实体，以及该实体的任何子公司。如该架构不超过3层，则可提供从各实体直至最终母公司的成员名册副本，以替代架构图。\n\n如您对上述任何问题回答“是”，请提供详情。\n\n如公司的拟从事业务性质未在上文列明，请提供详情。\n\n拟开展业务活动的国家/地区\n（注：请包括客户、分销商及银行账户所在地。）\n\n资金来源\n（注：请提供公司初始活动资金来源的详情。可能会要求您提供证明文件。）\n\nB部分 — 经济实质\n\n本公司可能须在英属维尔京群岛具备充分的“经济实质”。\n\n请点击此处查阅Harneys的指导要求。如有任何疑问，请与您平时联系的Harneys联系人联络。\n\n经济实质财务报告期间\n\nharneysfiduciary.com\n\n4315095 2019年10月生效\n案件号22-50073 文件1082 于08/10/22提交 于08/10/22 12:38:26录入 第22页，共26页\n\n转入资料包 — BVI商业公司\n\n默认报告期间取决于注册成立日期。如您已选择使用并非默认日期的经济实质报告期间截止日，请在此勾选，并确认您的报告期间截止日期：\n\n我们已正式通知ITA经济实质报告期间发生变更；我们现行报告期间截止日为： [dd/mm/yyyy 至 dd/mm/yyyy]\n\n我们希望申请变更默认报告期间。Harneys能够安排作出该通知——我们将与您联系，讨论可实现的事项并提供报价。\n\n如未勾选任何方框，则适用默认报告期间。\n\n本公司是否从事：\n\n1. 银行业务？ ○ 是 ○ 否\n\n2. 分销及服务中心业务？ ○ 是 □ 否\n\n3. 融资及租赁业务？ ○ 是 ○ 否\n\n4. 基金管理业务？ ○ 是 ○ 否\n\n5. 总部业务？ ○ 是 ○ 否\n\n6. 控股公司业务？ 是 否\n\n请具体说明本公司拟持有的资产类型。\n\n合伙权益等） 请提供本公司将持有权益的任何其他法人实体的详情（例如股份、合伙权益等）。\n\n7. 保险业务？ ○ 是 ○ 否\n\n8. 知识产权业务？ ○ 是 ○ 否\n\n9. 航运业务？ ○ 是 ○ 否\n\n如您对上述任何问题回答“是”，请提供详情。\n（注：上述活动可能属于经济实质目的下的“相关活动”。请尽可能详细说明任何相关活动的确切范围。）\n\n请确认该实体的税务居民所在国家/地区。\n\nC部分 — 股东\n\n（注：其他股东的详情可填入I部分。）\n\n股东名称 姓名\n\n联系资料 电话号码 电子邮件地址\n\n股东名称 姓名\n\n案件号22-50073 文件1082 于08/10/22提交 于08/10/22 12:38:26录入 第08页，共26页\n\n转入资料包 — BVI商业公司\n\n电话号码 电子邮件地址\n\n姓名\n\n电话号码 电子邮件地址\n\n姓名\n\n电话号码 电子邮件地址\n\nD部分 — 实益拥有人\n\n注：根据《2017年实益所有权安全搜索系统法》（Beneficial Ownership Secure Search System Act, 2017，BOSS Act），除非本公司获豁免，本公司须识别其实际受益所有人及须登记法人实体，并将该等人士的规定资料通知其注册代理人。注册代理人随后有义务建立并维护载有该等资料的数据库，国际税务局可对该数据库进行搜索。根据BOSS Act，实益拥有人是指：(i) 最终拥有或控制本公司25%或以上股份或表决权的自然人；或(ii) 以其他方式对本公司管理行使控制权的自然人。任何该等人士在下文称为“BOSS Act实益拥有人”。\n\n请提供：\n\n- 对本公司拥有10%或以上权益的全部实益拥有人的详情（注明其中哪些人士（如有）持有25%或以上，或以其他方式符合BOSS Act实益拥有人资格）；以及\n\n- (ii) 本公司全部须登记法人实体的详情。\n\n实益拥有人资料 — 自然人\n\n注：根据《2008年反洗钱及恐怖融资业务守则》（Anti-Money Laundering Terrorist Financing Code of Practice, 2008，AML Code），实益拥有人是指最终拥有或控制本公司10%或以上股份或表决权的自然人。\n\n名字 中间名\n姓氏 居住地址\n\n地址1\n\n国籍 出生日期（DD/MM/YYYY） 地址2\n\n城市\n\n州\n\nBOSS Act实益\n拥有人 □\n是\n\n否 国家 邮政编码\n\n名字 中间名\n姓氏 居住地址\n\n地址1\n\n国籍 出生日期（DD/MM/YYYY） 地址2\n\n城市 州\n\nBOSS Act实益\n拥有人 是\n\n否 国家 邮政编码\n\n案件号22-50073 文件1082 于08/10/22提交 于08/10/22 12:38:26录入 第04页，共26页\n\n转入资料包 — BVI商业公司\n\n中间名\n姓氏 居住地址\n\n地址1\n\n国籍 出生日期（DD/MM/YYYY） 地址2\n\n城市 州\n\nBOSS Act实益\n拥有人 是 否 国家 邮政编码\n\n名字 中间名\n姓氏 居住地址\n\n地址1\n\n国籍 出生日期（DD/MM/YYYY） 地址2\n\n城市 州\n\nBOSS Act实益\n拥有人 是 否 国家 邮政编码\n\n实益拥有人资料 — 须登记法人实体\n\n注：如某须登记法人实体在其为自然人的情况下将构成实益拥有人，并属于以下类别之一：(a) 其证券在获认可证券交易所上市，或为其证券在该等交易所上市的实体之子公司；(b) 其为受英属维尔京群岛监管的投资基金，或该等基金之子公司；(c) 其为受英属维尔京群岛监管的人士或受外国监管的人士；或(d) 其为主权国家或主权国家的全资子公司，则可能要求提供额外资料。\n\n注册地址\n\n地址1\n\n地址2\n\n城市 城市\n\n国家 国家\n\n（DD/MM/YYYY）\n\n完整法定名称\n\n替代名称（如适用）\n\n注册国家/地区\n\n注册编号\n\n注册成立日期\n\n证券交易所名称（如适用）\n\n监管机构名称（如适用）\n\n实益所有权数据库所在地 地址 受外国监管的人士；或(d) 其为主权国家或主权国家的全资子公司。可能要求提供额外资料。\n\n案件号22-50073 文件1082 于08/10/22提交 于08/10/22 12:38:26录入 第05页，共26页\n\n转入资料包 — BVI商业公司\n\n地址2\n\n城市 城市\n\n国家 国家\n\n联系资料 电话号码 电子邮件地址\n\n实益拥有人 — 豁免\n\n本公司是否为BOSS Act项下的获豁免人士？ ○ 是 □ 否\n\n如是，依据为何？\n\nE部分 — 董事\n\n每名董事均须签署并完成我们《合规资料包》中相关部分（个人、公司或其他），并连同一份由其在原始任命日期签署的同意任职表一并提交——如您需要复制该文件，请使用此模板（个人董事或非个人董事）。\n\n有关我们董事服务的更多信息，请参阅“附加服务”部分。\n\n（注：其他董事的详情可填入I部分。）\n\n姓名\n\n电话号码 电子邮件地址\n\n姓名\n\n电话号码 电子邮件地址\n\n姓名\n\n电话号码 电子邮件地址\n\n（注：其他高级职员的详情可在第 I 部分填写。）\n姓名\n电话号码 电子邮件地址\n董事姓名\n联系方式\n董事姓名\n联系方式\n董事姓名\n联系方式\n高级职员姓名\n联系方式\n第 F 部分——高级职员\n高级职员姓名 姓名\n\nHARNEYS（哈尼律师事务所）\n\n案件 22-50073，文件 Ill82-FileEll88/10/22/22，录入日期 08/10/22 13:12:38，第 26 页，共 24 页\n\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n\n□ 第 C 部分所列股东\n\n□ 第 D 部分所列受益所有人\n\n□ 第 D 部分所列应登记法人实体\n\n□ 第 E 部分所列董事\n\n请参阅我们的合规资料包（个人、公司或其他）。\n第 H 部分——公司原始记录的存放地点\n\n注：公司必须在其注册代理人的办事处保存下列公司记录的副本；或保存原始公司文件。若原始公司文件将存放于其他地址，公司必须通知注册代理人，并在原始记录存放地点发生任何变更后 14 天内更新注册代理人的记录。\n\n公司记录 Harneys 替代地址\n\n地址 1\n□ 地址 2\n成员名册 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮件地址\n公司记录 Harneys 替代地址\n地址 1\n地址 2\n董事名册 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮件地址\n公司记录 Harneys 替代地址\n□ 地址 1\n董事及成员会议记录和决议 地址 2\n城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮件地址\n公司记录 Harneys 替代地址\n□ 地址 1\n押记登记册 地址 2\n\nharneysfiduciary.com\n案件 22-50073，文件 I'll82-Filedi08/10/22/22，录入日期 08/10/22 13:12:38，第 72 页，共 24 页\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n\n城市 州\n\n国家 邮政编码\n联系方式 电话号码 电子邮件地址\n注：如要求 Harneys 保存原始财务记录，公司将产生须预先支付的年度额外费用。\n公司记录 Harneys 替代地址\n记录保管人姓名\n财务记录及基础文件 地址 1／地址 2\n城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮件地址\nHarneys 亦可提供专业簿记及财务报表编制服务。您是否希望我们与您联系并提供更多信息？ ○ 是 ○ 否\n第 I 部分——补充信息\n注：请使用本栏向我们提供任何特别信息。任何不属于我们服务范围的工作，均可能转交我们的关联律师事务所 Harneys Westwood & Riegels LP（哈尼韦斯特伍德及里格斯律师事务所），该所将直接与您联系。\n第 J 部分——付款指示及账单\n如您尚未收到与我们服务有关的报价，请联系我们的新业务团队。\n付款方式：我们接受电汇和信用卡付款。请点击此处查看我们的付款指示，并使用“New Business”及第 A 部分提供的拟定公司名称作为付款附言。\n委托代理人／客户\n请注明您的付款方式 □ 信用卡 电汇\n地址 1\n地址 2\n账单地址 城市 城市\n国家 国家\n账单电子邮件（注：我们仅通过电子邮件发送发票。）\n\n案件 22-50073，文件 Ill82-FileEll88/10/22/22，录入日期 08/10/22 13:12:38，第 28 页，共 24 页\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n\n本人声明，本人已阅读条款，并请求 Harneys Fiduciary（哈尼信托服务）按照本资料包所提供的详情办理公司的转入事宜；本人已获每一数据主体授权，向 Harneys Fiduciary 提供其个人数据。本人证明，据本人所知，本资料包所提供的信息真实且正确，并承诺如任何所提供的详情发生变更，将及时通知 Harneys Fiduciary。本人进一步确认，未发生任何使本人有理由相信可能与该架构以及任何司法管辖区的法律和机构有关的法律或税务问题的情形。\n\n全名\n\n法人实体名称（如适用）\n在法人实体中的职务（如适用）\n签名\n日期\n\n案件 22-50073，文件 1082-5，提交日期 11/11/22，录入日期 11/11/22 13:18:26，第 19 页，共 717 页；提交日期 08/10/22，录入日期 08/10/22 13:12:37，第 19 页，共 24 页\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n附加服务\n公司秘书服务\n\n我们的公司管理团队提供秘书和行政支持，包括在企业或项目的整个存续期间担任公司秘书。这包括维护公司记录。\n名义股东服务及信托服务\n\n我们提供名义股东服务。对于有意就其英属维尔京群岛商业公司股份进行继承规划的客户，我们建议您考虑使用我们的信托服务。我们经验丰富的私人财富专业团队可就此程序向您提供建议。通过信托进行继承规划的主要益处之一，是避免与英属维尔京群岛遗嘱认证申请有关的时间、费用和公开性。\n董事服务\n\nHarneys Fiduciary 提供法人董事及可被委任担任英属维尔京群岛公司董事的合格专业人士。董事服务按个案考虑提供，同时考虑公司的类型及其活动。\n银行账户\n\n我们与英属维尔京群岛及国际上的众多金融机构密切合作，可帮助您迅速、高效地为您的新公司开立银行账户。我们可为银行账户提供授权签字人，并维护及保存您的财务记录。\n会计服务\n\nHarneys Fiduciary 设有内部会计团队，专门提供簿记和会计服务，以满足公司、有限合伙企业及信托的需求。\n\n我们的会计服务包括维护财务记录、编制月度、季度或年度管理账目、编制年度财务报表，以及按需要与外部审计师和顾问联络。\n\n如为满足您的特定需求所必需，我们亦可提供与本所外部审计师及其他专家的联系渠道。我们在英属维尔京群岛当地及国际上的联系广泛且根基深厚。\n其他服务\n\nHarneys Fiduciary 还提供其他服务，包括清算服务、授权代表服务、安全保管、托管，以及按临时需要提供的广泛公司秘书服务。\n\n如您对上述任何服务有任何疑问或希望获得更多信息，请联系我们。\nGENEVER HOLDINGS CORPORATION（GENEVER 控股公司），于 British Virgin Islands（英属维尔京群岛）注册成立，公司编号 1862840（以下简称“公司”）\n公司唯一董事书面决议\n\n鉴于，公司的注册代理人已辞任，且公司目前已根据 BVI Business Companies Act 2004（《2004 年英属维尔京群岛商业公司法》）第 213(1) 条被公司事务登记处（以下简称“登记处”）除名。\n\n鉴于，公司拟纠正其状态并恢复良好存续状态，为此拟任命地址为 Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands 的 Harneys Corporate Services Limited（哈尼企业服务有限公司）为其注册代理人。\n\n本人，以下签署人，作为公司的唯一董事，特此通过下列决议：\n\n1．公司将其注册代理人变更为地址为 Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands 的 Harneys Corporate Services Limited；\n\n2．公司将其注册办事处变更为 Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands；\n\n3．应向英属维尔京群岛公司事务登记处提交经批准格式的公司注册代理人及注册办事处变更通知；以及\n\n4．唯一董事、Harneys Corporate Services Limited 的任何雇员或 Harney Westwood & Riegels LP 的任何雇员，特此获授权：\na．支付应付登记处的任何未付费用；\nb．签署或向登记处提交任何文件；以及\nc．采取使公司恢复良好存续状态以及使注册代理人和注册办事处变更充分生效所必需的一切其他行动；以及\n\n案件 22-50073，文件 1082-5，提交日期 11/11/22，录入日期 11/11/22 13:18:26，第 21 页，共 717 页；提交日期 08/10/22，录入日期 08/10/22 13:12:37，第 21 页，共 24 页\n\n5．批准 Harneys Corporate Services Limited 就提供注册办事处及注册代理人服务的条款和条件（经不时修订或补充），并批准唯一董事代表公司完成及签署 Harneys Corporate Services Limited 的“转入资料包”。\n\nHo Wan Kwok（郭文贵）特此确认，其就本决议所设想的交易不存在利益冲突。\n\n本人已于 2022 年 8 月 …… 日签署本董事决议。\n\nHo Wan Kwok（郭文贵）——董事\n\n_______________________________________________\n附件 B\n\n致 Harcus Parker Limited（哈克斯·帕克有限公司）的信函\n\nHo Wan Kwok（郭文贵）[填写地址]\n\n2022 年 8 月 [__] 日\n通过电子邮件\n\nHarcus Parker Limited\n7th Floor\nMelbourne House\n44 - 46 Aldwych\nLondon, WC2B 4LL\n收件人：Jennifer Morrissey（詹妮弗·莫里西）\n电子邮件：JMorrissey@harcusparker.co.uk\n事由：Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（艾斯十年控股有限公司）及 Dawn State Limited（道恩州有限公司）诉 UBS AG (London Branch)（瑞银集团股份公司伦敦分行），案件编号 CL-2020-000345——Ho Wan Kwok（郭文贵）第 11 章案件中受托人的任命\n\n尊敬的 Morrissey 女士：\n\n兹向您确认，Luc A. Despins（卢克·A·德斯平斯）已被任命为本人在 United States District Court for the District of Connecticut（美国康涅狄格联邦地区法院，以下简称“美国破产法院”）审理的第 11 章案件中的受托人（以下简称“受托人”）。根据美国破产法，本人在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院、商业及财产法院、王座法庭分庭、商事法院，以下简称“瑞银诉讼”）审理的针对 UBS AG (London Branch) 的诉讼中的所有权益，均属于本人的破产财产。\n\n在 Despins 先生被任命为受托人后，其对破产财产的全部财产行使控制权，包括本人在瑞银诉讼中的请求权，因此其现有权力及诉讼资格申请被确认为适格当事人，以推进本人在瑞银诉讼中的请求权。根据美国破产法，本人目前无权力或诉讼资格推进瑞银诉讼。\n\n为推进上述事项并为免生疑义，本人特此明确授权您代表本人与 Despins 先生就瑞银诉讼、其案情实质、任何相关和解讨论，以及与推进瑞银诉讼有关的任何其他事项进行充分、完整的讨论，并就本人在瑞银诉讼中的请求权接受其指示，而不论任何属于本人的律师—客户特权、工作成果特权或其他特权。对特权的任何放弃仅限于向受托人提供该等信息。本人同意的范围仅限于在本人有权的范围内给予受托人查阅权限，不包含更广泛的特权放弃，亦不构成本人同意受托人放弃本人的特权。\n\n案件 22-50073，文件 1082-5，提交日期 11/11/22，录入日期 11/11/22 13:18:26，第 24 页，共 717 页；提交日期 08/10/22，录入日期 08/10/22 13:12:37，第 24 页，共 24 页\n\n除其他事项外，并如美国破产法院（U.S. Bankruptcy Court）命令（副本随附为附件1）中所详述，我指示您：(i) 在切实可行的情况下尽快向受托人交付并与其分享您就 UBS Litigation（UBS诉讼）向我提供的所有备忘录、意见及其他通信，关于 UBS 诉讼实体问题的任何其他信息（无论是否以书面形式），以及我或您就该诉讼收到或提出的任何和解要约；及 (ii) 在切实可行的情况下尽快向受托人充分开放您在 UBS 诉讼中的案件卷宗中我有权查阅的部分，以及在 UBS 诉讼中提交的所有诉状及其他法院文件。\n\n此致，\n\nHo Wan Kwok（郭文贵）\n\n抄送：Luc A. Despins（卢克·A·德斯平斯），作为 Ho Wan Kwok 第11章案件中的受托人\n\n附件\n\n通知收件人\n\nDistrict/Off: 0205−5 User: admin Date Created: 8/10/2022 Case: 22−50073 Form ID: pdfdoc2 Total: 66\n\n已提交至 BNC（Bankruptcy Noticing Center，破产通知中心）但未附地址的收件人：\n\n20 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）\ncr Zheng Wu（郑武）\n\n20 Rui Ma（马瑞）\nWeican Meng（孟伟灿）\nintp Golden Spring (New York) LTD（Golden Spring（纽约）有限公司）\ncrcm Official Committee of Unsecured Creditors（无担保债权人官方委员会）\nintp HK International Funds Investments (USA) Limited, LLC（HK International Funds Investments（USA）有限责任公司）\nintp Mei Guo（郭梅）\ncr Baosheng Guo（郭宝生）\ncr Yan Zhao（赵燕）\ncr Ning Ye（叶宁）\ncr Chong Shen Raphanella（沈冲·拉法内拉）\ncr Xiaodan Wang（王晓丹）\ncr Rong Zhang（张荣）\naty Michael S. Weinstein（迈克尔·S·温斯坦）\n总计：15\n\n电子提交通知收件人：\nust U. S. Trustee（美国受托人）\nUSTPRegion02.NH.ECF@USDOJ.GOV\ntr Luc A. Despins（卢克·A·德斯平斯）\nlucdespins@paulhastings.com\naty Aaron Romney（亚伦·罗姆尼）\naromney@zeislaw.com\naty Aaron A Mitchell（亚伦·A·米切尔）\naaron@lmesq.com\naty Annecca H. Smith（安妮卡·H·史密斯）\nasmith@rc.com\naty Avram Emmanuel Luft（阿夫拉姆·伊曼纽尔·卢夫特）\naviluft@paulhastings.com\naty Carollynn H.G. Callari（卡罗琳·H.G.卡拉里）\nccallari@callaripartners.com\naty David S. Forsh（大卫·S·福什）\ndforsh@callaripartners.com\naty David V. Harbach, II（大卫·V·哈巴赫二世）\ndharbach@omm.com\naty Douglas S. Skalka（道格拉斯·S·斯卡尔卡）\ndskalka@npmlaw.com\naty Douglass E. Barron（道格拉斯·E·巴伦）\ndouglassbarron@paulhastings.com\naty Eric A. Henzy（埃里克·A·亨齐）\nehenzy@zeislaw.com\naty G. Alexander Bongartz（G. 亚历山大·邦加茨）\nalexbongartz@paulhastings.com\naty Holley L. Claiborn（霍莉·L·克莱伯恩）\nholley.l.claiborn@usdoj.gov\naty Irve J. Goldman（欧文·J·戈德曼）\nigoldman@pullcom.com\naty James C. Graham（詹姆斯·C·格雷厄姆）\njgraham@npmlaw.com\naty James M. Moriarty（詹姆斯·M·莫里亚蒂）\njmoriarty@zeislaw.com\naty Jay Marshall Wolman（杰伊·马歇尔·沃尔曼）\njmw@randazza.com\naty John L. Cesaroni（约翰·L·切萨罗尼）\njcesaroni@zeislaw.com\naty Jonathan Kaplan（乔纳森·卡普兰）\njkaplan@pullcom.com\naty Kristin B. Mayhew（克里斯汀·B·梅休）\nkmayhew@mdmc−law.com\naty Laura Aronsson（劳拉·阿龙松）\nlaronsson@omm.com\naty Luc A. Despins\nlucdespins@paulhastings.com\naty Lucas Bennett Rocklin（卢卡斯·贝内特·罗克林）\nlrocklin@npmlaw.com\naty Mia N. Gonzalez（米娅·N·冈萨雷斯）\nmgonzalez@omm.com\naty Michael S. Weinstein\nmweinstein@golenbock.com\naty Nicholas A. Bassett（尼古拉斯·A·巴塞特）\nnicholasbassett@paulhastings.com\naty Patrick M. Birney（帕特里克·M·伯尼）\npbirney@rc.com\naty Patrick R. Linsey（帕特里克·R·林赛）\nplinsey@npmlaw.com\naty Peter Friedman（彼得·弗里德曼）\npfriedman@omm.com\naty Peter J. Zarella（彼得·J·扎雷拉）\npzarella@mdmc−law.com\naty Sara Pahlavan（萨拉·帕拉万）\nspahlavan@omm.com\naty Scott D. Rosen（斯科特·D·罗森）\nsrosen@cb−shea.com\naty Stephen M. Kindseth（斯蒂芬·M·金德塞思）\nskindseth@zeislaw.com\naty Stuart M. Sarnoff（斯图尔特·M·萨诺夫）\nssarnoff@omm.com\naty Thomas J. Sansone（托马斯·J·桑索内）\ntsansone@carmodylaw.com\naty Timothy D. Miltenberger（蒂莫西·D·米尔滕伯格）\nTmiltenberger@cbshealaw.com\naty William R. Baldiga（威廉·R·巴尔迪加）\nwbaldiga@brownrudnick.com\n\n总计：38\n\n已提交至 BNC（Bankruptcy Noticing Center，破产通知中心）的收件人：\ndb Ho Wan Kwok\n373 Taconic Road\nGreenwich, CT 06831\ncr Logan Cheng（程洛根）\nc/o Randazza Legal Group, PLLC（Randazza 法律集团，PLLC）\n100 Pearl Street 14th Floor Hartford, CT\n\nca Stretto（斯特雷托）\n410 Exchange, Suite 100\nIrvine, CA 92602\n\ndbaty Brown Rudnick LLP（布朗·拉德尼克律师事务所） One Financial Center Boston, MA 02111 crcm Pullman & Comley, LLC（普尔曼与科姆利有限责任公司） 850 Main Street Bridgeport, CT 06601\n\nLilly Los Angeles, CA 90067−2367\n\n20 Huizhen Wang（王慧珍） c/o TroyGould PC（特洛伊·古尔德专业公司） 1801 Century Park East, 16th Floor Attn: Christopher A.\nCase 22-50073 Doc 1082-5 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 26 of Case 22-50073 Doc 717-1 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 2 of 2\ncr Chao−Chih Chiu（邱昭志） c/o TroyGould PC 1801 Century Park East, 16th Floor Attn: Christopher A.\nLilly Los Angeles, CA 90067−2367\ncr Yunxia Wu（吴云霞） c/o TroyGould PC 1801 Century Park East, 16th Floor Attn: Christopher A.\nLilly Los Angeles, CA 90067\ncr Keyi Zilkie（齐一·齐尔基） c/o TroyGould PC 1801 Century Park East, 16th Floor Attn: Christopher A.\nLilly Los Angeles, CA 90067\nintp Yongbing Zhang（张永兵） 223 West Jackson Bl;vd. #1012 Chicago, IL 60606\ncr Brown Rudnick LLP One Financial Center Boston, MA 02111\naty Luc A. Despins Paul Hastings LLP（博钦律师事务所） 200 Park Avenue\nNew York, NY 10166\naty Steven E. Mackey（史蒂文·E·麦基） Office of the U.S. Trustee（美国受托人办公室） The Giaimo Federal Building 150 Court Street, Room\n\n302 New Haven, CT 06510\n\n总计：13","key_entities":["Kwok","Ho Wan Kwok","Despins","Je","Guo","Paul Hastings","CIPA"],"ecf_references":[{"doc_number":2,"court":"CTB"},{"doc_number":523,"court":"CTB"},{"doc_number":645,"court":"CTB"},{"doc_number":671,"court":"CTB"},{"doc_number":681,"court":"CTB"},{"doc_number":717,"court":"CTB"}],"word_count":7813,"status":"published","published_at":"2022-11-11 00:00:00","created_at":"2022-11-11","updated_at":"2026-08-23 21:47:29"}