{"id":"court_ctb_1082_6","court":"CTB","case_no":"22-50073","doc_number":1082,"sub_number":6,"doc_type":"RESPONSE","filed_date":"2022-11-11","title":"To:** New York Office Services[NewYorkOfficeServices@brownrudnick.com] **From:** Jonas, Jeffrey L.[JJonas@brownrudnick.c","summary_zh":null,"summary_en":null,"body_en":"**To:** New York Office Services[NewYorkOfficeServices@brownrudnick.com] **From:** Jonas, Jeffrey L.[JJonas@brownrudnick.com] **Sent:** Tue 4/26/2022 10:13:53 AM (UTC) **Subject:** Fwd: Kwok 22-50073 - DIP account and Rule 2015.3 reports **'HEWRU V([KLELW)** Case 22-50073 Doc 1082-6 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 1 of 3\n\nPrint pls\n\nSent from my iPhone\n\nBegin forwarded message:\n\n**From:** \"Silverberg, Bennett S.\" **Date:** April 25, 2022 at 11:01:45 PM EDT **To:** \"Claiborn, Holley L. (USTP)\" **Cc:** \"Mackey, Steven E. (USTP)\" , \"Gervais, John (USTP)\" , \"Baldiga, William R.\" , \"Jonas, Jeffrey L.\" **Subject: Re: Kwok 22-50073 - DIP account and Rule 2015.3 reports**\n\nHolley-\n\nAs to checks drawn on this account, my understanding is that they can be printed on demand on \"check paper.\" If you/the UST would like to see a representative check draft, please let us know.\n\nIn response to the request that Mr. Kwok provide reporting with respect to certain entities in accordance with Rule 2015.3 of the Federal Rules of Bankruptcy Procedure (\"R2015.3\"), he responds as follows:\n\n• Ace Decade Holdings Limited: The Debtor does not hold (and has never held) any equity interests in Ace Decade Holdings Limited ( \"Ace Decade\"). The Debtor acted in a representative capacity in connection with certain investments made by Ace Decade in H-Shares issued by Haitong Securities Co., Ltd. This investment is the subject matter of the Debtor's litigation against UBS AG. Ace Decade and Dawn State Limited are co-plaintiffs with the Debtor in this litigation.\n\n• Shiny Times Holdings Ltd. and Well Origin Ltd.: As noted in the Debtor's *Global Notes And Statements Of Limitations, Methodology,*\n\n*And Disclaimers Regarding The Debtor's Schedules Of Assets And Liabilities And Statement Of Financial Affairs* [Docket No. 77] (the \"Global Notes\"), the Debtor was the sole shareholder of two foreign corporations, Shiny Times Holdings Ltd. (\"Shiny Times\") and Well Origin Ltd. (\"Well Origin\"). The circumstances behind the seizure of the assets of Shiny Times by the Chinese government are described in the Global Notes. As to Well Origin, as described in the Global Notes, UBS took control of the Debtor's shares in Well Origin, which it held as collateral on a loan, and placed Well Origin into liquidation in the British Virgin Islands. As noted in the Global Notes, the Debtor has not had control of Shiny Times or Well Origin since November 2, 2017 and December 31, 2017, respectively. Further, the Debtor's response to question 27 in his *Statement of Financial Affairs for Individuals Filing for Bankruptcy* [Docket No. 77], reflects the Debtor's understanding that both Well Origin and Shiny Times ceased to exist as of 2020. Accordingly, the Debtor does not presently hold any equity interests in Shiny Times or Well Origin. Case 22-50073 Doc 1082-6 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 2 of 3\n\n• Genever Holdings Corporation: As noted in the Global Notes, the Debtor holds all of the equity interests issued by Genever Holdings Corporation (\"Genever BVI\") in trust for Bravo Luck Limited pursuant to a Declaration of Trust and Agreement, dated as of February 17, 2015. Accordingly, the Debtor takes the position that notwithstanding nominal ownership of these shares he does not own or control such shares or have a substantial or controlling interest in Genever BVI itself. Notwithstanding this position, until the Debtor obtains relief excusing it from complying with R2015.3 with respect to Genever BVI, he will complete the expected reporting for this entity. This evening, he filed the Form 426 with respect to Genever Holdings Corporation (BVI Business Company) [Docket No. 253].\n\nRegards,\n\n-- **Bennett S. Silverberg** Partner Brown Rudnick LLP Seven Times Square New York, NY 10036 O: 212.209.4924 M: 917.538.2798 F: 212.938.2924 bsilverberg@brownrudnick.com www.brownrudnick.com Please consider the environment before printing this e-mail\n\n**From:** Claiborn, Holley L. (USTP) **Date:** Monday, April 25, 2022 at 4:56 PM **To:** Silverberg, Bennett S. **Cc:** Mackey, Steven E. (USTP) , Gervais, John (USTP) , Baldiga, William R. , Jonas, Jeffrey L. **Subject:** RE: Kwok 22-50073 - DIP account and Rule 2015.3 reports\n\n**CAUTION: External E-mail. Use caution accessing links or attachments.**\n\nThanks very much. When the DIP checks arrive, please provide a check specimen. ThanksHolley \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_Holley L. ClaibornTrial AttorneyOffice of the United States TrusteeGiaimo Federal Building150 Court Street, Room 302New Haven , CT 06510Office Phone: 203.7\n\n**From:** Silverberg, Bennett S. **Sent:** Monday, April 25, 2022 3:43 PM **To:** Claiborn, Holley L. (USTP) **Cc:** Mackey, Steven E. (USTP) ; Gervais, John (USTP) ; Baldiga, William R. ; Jonas, Jeffrey L. **Subject:** [EXTERNAL] RE: Kwok 22-50073 - DIP account and Rule 2015.3 reports\n\n**From:** Claiborn, Holley L. (USTP) **Sent:** Monday, April 25, 2022 3:37 PM **To:** Silverberg, Bennett S. **Cc:** Mackey, Steven E. (USTP) ; Gervais, John (USTP) ; Baldiga, William R. ; Jonas, Jeffrey L. **Subject:** RE: Kwok 22-50073 - DIP account and Rule 2015.3 reports **CAUTION: External E-mail. Use caution accessing links or attachments.**\n\nThank you.\n\nHolley\n\n*Holley L. Claiborn* Trial Attorney Office of the United States Trustee\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_","body_zh":"收件人：New York Office Services[NewYorkOfficeServices@brownrudnick.com]\n发件人：Jonas, Jeffrey L.[JJonas@brownrudnick.com]\n发送时间：Tue 4/26/2022 10:13:53 AM (UTC)\n主题：Fwd: Kwok 22-50073 - DIP account and Rule 2015.3 reports 'HEWRU V([KLELW)\nCase 22-50073 Doc 1082-6 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 1 of 3\n\n请打印\n\n发自我的 iPhone\n\n开始转发邮件：\n\n发件人：\"Silverberg, Bennett S.\" \n日期：April 25, 2022 at 11:01:45 PM EDT\n收件人：\"Claiborn, Holley L. (USTP)\" \n抄送：\"Mackey, Steven E. (USTP)\" , \"Gervais, John (USTP)\" , \"Baldiga, William R.\" , \"Jonas, Jeffrey L.\" \n主题：Re: Kwok 22-50073 - DIP account and Rule 2015.3 reports\n\nHolley-\n\n关于该账户开出的支票，我的理解是可以在“支票纸”上按需打印。如果您/美国受托人办公室（UST）希望查看支票汇票样本，请告知我们。\n\n针对要求郭先生根据《联邦破产诉讼程序规则》（Federal Rules of Bankruptcy Procedure）第 2015.3 条（“R2015.3”）就某些实体提供报告的请求，他回复如下：\n\n• Ace Decade Holdings Limited：债务人未持有（且从未持有过）Ace Decade Holdings Limited（“Ace Decade”）的任何股权。债务人在 Ace Decade 对 Haitong Securities Co., Ltd.（海通证券股份有限公司）发行的 H 股进行某些投资一事中以代表身份行事。该项投资系债务人针对 UBS AG（瑞银集团）提起诉讼的标的标的。Ace Decade 和 Dawn State Limited 系债务人在该诉讼中的共同原告。\n\n• Shiny Times Holdings Ltd. 和 Well Origin Ltd.：正如债务人在《关于债务人资产负债表及财务状况说明书之全局说明及限制、方法与免责声明》[Docket No. 77]（“全局说明”）中所述，债务人曾是两家境外公司 Shiny Times Holdings Ltd.（“Shiny Times”）和 Well Origin Ltd.（“Well Origin”）的唯一股东。中国政府扣押 Shiny Times 资产的背景情况已在《全局说明》中予以说明。关于 Well Origin，正如《全局说明》中所述，瑞银控制了债务人在 Well Origin 持有的股份（瑞银将该股份作为贷款质押物持有），并令 Well Origin 在英属维尔京群岛进入清算程序。正如《全局说明》中所述，债务人自 2017年11月2日 和 2017年12月31日 起已分别不再控制 Shiny Times 和 Well Origin。此外，债务人在其《个人申请破产财务状况说明书》[Docket No. 77] 中对第 27 题的回复反映了债务人的理解，即 Well Origin 和 Shiny Times 均已于 2020 年停止存在。因此，债务人目前不持有 Shiny Times 或 Well Origin 的任何股权。Case 22-50073 Doc 1082-6 Filed 11/11/22 Entered 11/11/22 13:18:26 Page 2 of 3\n\n• Genever Holdings Corporation：正如《全局说明》中所述，债务人依据日期为 2015年2月17日 的《信托声明及协议》，为 Bravo Luck Limited 的利益信托持有 Genever Holdings Corporation（“Genever BVI”）发行的全部股权。因此，债务人的立场是，尽管名义上拥有这些股份，但他并不实际拥有或控制该等股份，亦未在 Genever BVI 本身中拥有重大或控股权益。尽管持有该立场，在债务人获得免除其就 Genever BVI 遵守 R2015.3 规定的救济之前，他将完成对该实体的预期报告。今晚，他提交了关于 Genever Holdings Corporation（BVI 商业公司）的表格 426 [Docket No. 253]。\n\n顺祝商祺，\n\n-- Bennett S. Silverberg\n合伙人\nBrown Rudnick LLP\nSeven Times Square\nNew York, NY 10036\n办公电话：212.209.4924\n手机：917.538.2798\n传真：212.938.2924\nbsilverberg@brownrudnick.com\nwww.brownrudnick.com\n打印此邮件前请考虑环保\n\n发件人：Claiborn, Holley L. (USTP) \n日期：Monday, April 25, 2022 at 4:56 PM\n收件人：Silverberg, Bennett S. \n抄送：Mackey, Steven E. (USTP) , Gervais, John (USTP) , Baldiga, William R. , Jonas, Jeffrey L. \n主题：RE: Kwok 22-50073 - DIP account and Rule 2015.3 reports\n\n注意：外部电子邮件。访问链接或附件时请谨慎。\n\n非常感谢。DIP 支票送达后，请提供一份支票样本。谢谢\nHolley\n__________________________________\nHolley L. Claiborn\n审判出庭律师\n美国受托人办公室（Office of the United States Trustee）\nGiaimo Federal Building\n150 Court Street, Room 302\nNew Haven , CT 06510\n办公电话：203.7\n\n发件人：Silverberg, Bennett S. \n发送时间：Monday, April 25, 2022 3:43 PM\n收件人：Claiborn, Holley L. (USTP) \n抄送：Mackey, Steven E. (USTP) ; Gervais, John (USTP) ; Baldiga, William R. ; Jonas, Jeffrey L. \n主题：[EXTERNAL] RE: Kwok 22-50073 - DIP account and Rule 2015.3 reports\n\n发件人：Claiborn, Holley L. (USTP) \n发送时间：Monday, April 25, 2022 3:37 PM\n收件人：Silverberg, Bennett S. \n抄送：Mackey, Steven E. (USTP) ; Gervais, John (USTP) ; Baldiga, William R. ; Jonas, Jeffrey L. \n主题：RE: Kwok 22-50073 - DIP account and Rule 2015.3 reports\n注意：外部电子邮件。访问链接或附件时请谨慎。\n\n谢谢。\n\nHolley\n\nHolley L. Claiborn\n审判出庭律师\n美国受托人办公室\n\n__________________________________","key_entities":["Je","Kwok"],"ecf_references":[],"word_count":827,"status":"published","published_at":"2022-11-11 00:00:00","created_at":"2022-11-11","updated_at":"2026-08-23 12:38:43"}