{"id":"court_ctb_1267_0","court":"CTB","case_no":"22-50073","doc_number":1267,"sub_number":0,"doc_type":"ORDER","filed_date":null,"title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION In re:","summary_zh":null,"summary_en":null,"body_en":"## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\nIn re:\n\nChapter 11\n\nHO WAN KWOK, *et al.*\n\nDebtors.\n\nCase No: 22-50073 (JAM)\n\n### **APPELLANT'S DESIGNATION OF ITEMS TO BE INCLUDED IN THE RECORD ON APPEAL AND STATEMENT OF ISSUES TO BE PRESENTED**\n\nPursuant to Fed. R. Bankr. P. 8009(a), the appellant and debtor Ho Wan Kwok, (the \"Debtor\"), by his undersigned attorneys, Zeisler & Zeisler, P.C., respectfully submits his designation of items to be included in the record on appeal and his statement of issues to be presented in connection with his appeal of the United States Bankruptcy Court's December 9, 2022, Order Granting in Part Motion for Protective Order [Doc. No. 1217].\n\n# **I. Designation of Items to be Included in the Record on Appeal[1](#page-0-0)**\n\n- 1. Transcript of August 30, 2022, hearing before the Hon. Julie A. Manning [Doc. No. 847].\n- 2. Transcript of September 6, 2022, before the Hon. Julie A. Manning [Doc. No. 864].\n- 3. Transcript of November 30, 2022, hearing before the Hon. Julie A. Manning [Doc. No. 1220].\n- 4. Transcript of December 2, 2022, hearing before the Hon. Julie A. Manning [Doc. No. 1221].\n\n<span id=\"page-0-0\"></span><sup>1</sup> The Debtor reserves the right to supplement this designation of items to include \"any order granting leave to appeal,\" Fed. R. Bankr. P. 8009(a)(4), as no such order has been issued to date.\n\n- 5. July 28, 2022, Omnibus Motion of Chapter 11 Trustee for Entry of Order Under Bankruptcy Rule 2004 and Local Rule 2004-1 Authorizing Discovery With Respect to Various Legal and Financial Advisors to the Debtor [Doc. No. 637].\n- 6. August 5, 2022, Debtor's Limited Objection to Rule 2004 Motions [Doc. No. 703].\n- 7. August 10, 2022, Chapter 11 Trustee's Reply in Support of Motions for Entry of Orders Under Bankruptcy Rule 2004 and Local Rule 2004-1 Authorizing Examinations of Debtor, Debtor's Legal and Financial Advisors, and Various Entities and Individuals Affiliated With Debtor, and for Production of Documents [Doc. No. 724].\n- 8. August 16, 2022, Order Granting Chapter 11 Trustee's Application For Rule 2004 Discovery With Respect to Various Legal and Financial Advisors to the Debtor [Doc. No. 756].\n- 9. August 22, 2022, Motion of Chapter 11 Trustee for Entry of Order (A) Providing That Control of Any Attorney-Client Privilege, Work Product Protection, and Other Privileges Related to Rule 2004 Subpoenaed Documents Passed to Trustee Upon Appointment, (B) Directing That Debtor and Other Examinees Not Withhold Documents on Account of Such Privileges, and (C) Granting Related Relief [Doc. No. 777].\n- 10. August 27, 2022, Debtor's Objection to Motion of Chapter 11 Trustee for Entry of Order (A) Providing That Control of Any Attorney-Client Privilege, Work Product Protection, and Other Privileges Related to Rule 2004 Subpoenaed Documents Passed to Trustee Upon Appointment, (B) Directing That Debtor and Other Examinees Not Withhold Documents on Account of Such Privileges, and (C) Granting Related Relief [Doc. No. 799].\n- 11. August 29, 2022, Trustee's Reply to Debtor's Objection to Motion of Chapter 11 Trustee for Entry of Order (A) Providing That Control of Any Attorney-Client Privilege, Work Product Protection, and Other Privileges Related to Rule 2004 Subpoenaed Documents Passed to Trustee Upon Appointment, (B) Directing That Debtor and Other Examinees Not Withhold Documents on Account of Such Privileges, and (C) Granting Related Relief [Doc. No. 801].\n- 12. September 14, 2022, Consent Order Regarding Control of Attorney-Client Privilege and Work Product Protection Related to Rule 2004 Subpoenaed Documents and Information [Doc. No. 856].\n- 13. November 2, 2022, Motion for Protective Order [Doc. No. 1063].\n- 14. November 16, 2022, Chapter 11 Trustee's Response in Opposition to the Debtor's Motion for a Protective Order Precluding the Disclosure of the Debtor's Asylum Application [Doc. No. 1105].\n- 15. November 29, 2022, Reply in Further Support of Motion for Protective Order [Doc. No. 1174].\n- 16. December 9, 2022, Order Granting in Part Motion for Protective Order [Doc. No. 1217].\n- 17. December 12, 2022, Notice of Appeal to District Court [Doc. No. 1226].\n- 18. December 13, 2022, Individual Debtor's Motion for Leave to File Appeal of Order Granting in Part Motion for Protective Order and, in the Alternative, Petition for Writ of Mandamus [Doc. No. 1228].\n- 19. December 13, 2022, Individual Debtor's Motion for Stay Pending Appeal of Order Granting in Part Motion for Protective Order [Doc. No. 1235].\n\n#### **II. Statement of Issues To Be Presented**\n\n1. Whether the Bankruptcy Court erred in ordering the production of Ho Wan Kwok's asylum application to the chapter 11 trustee and his counsel.\n\n2. Whether the Bankruptcy Court erred in ordering the production of Ho Wan Kwok's asylum application to the chapter 11 trustee and his counsel in violation of 8 C.F.R. § 1208.6(a) and/or 8 C.F.R. § 208.6(a).\n\n3. Whether the Bankruptcy Court erred in ordering the production of Ho Wan Kwok's asylum application to the chapter 11 trustee and his counsel in light of the Consent Order Regarding Control of Attorney-Client Privilege and Work Product Protection Related to Rule 2004 Subpoenaed Documents and Information [Doc. No. 856].\n\nDated at Bridgeport, Connecticut, this 27th day of December, 2022.\n\nTHE DEBTOR, HO WAN KWOK\n\nBy: */s/ Aaron A. Romney* Aaron A. Romney (ct28144) ZEISLER & ZEISLER, P.C. 10 Middle Street, 15th floor Bridgeport, CT 06605 Telephone: (203) 368-4234 Facsimile: (203) 368-0903 Email: [aromney@zeislaw.com](mailto:aromney@zeislaw.com)\n\n#### **CERTIFICATE OF SERVICE**\n\nI hereby certify that on December 27, 2022, a copy of the foregoing was filed electronically through the Court's CM/ECF System. Notice of this filing will be sent by e-mail to all parties by operation of the Court's electronic filing system or by mail to anyone unable to accept electronic filing as indicated on the Notice of Electronic Filing. Parties may access this filing through the Court's CM/ECF System.\n\n> By: */s/ Aaron A. Romney* Aaron A. Romney (ct28144)","body_zh":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州破产法院布里奇波特分院）\n\nIn re:（关于：）\n\n第 11 章\n\nHO WAN KWOK（郭文贵）等\n\n债务人。\n\n案号：22-50073 (JAM)\n上诉人关于列入上诉案卷材料的指定清单及拟提出问题的声明\n\n根据 Fed. R. Bankr. P. 8009(a)，上诉人兼债务人 Ho Wan Kwok（郭文贵）（下称“债务人”）通过其署名律师事务所 Zeisler & Zeisler, P.C.，就其对美国破产法院 2022年12月9日《部分准许保护令动议的裁定》[Doc. No. 1217] 提起上诉一事，谨此提交拟列入上诉案卷材料的指定清单以及拟提出问题的声明。\n\nI. 拟列入上诉案卷材料的指定清单[1]\n\n- 1. 2022年8月30日法官 Hon. Julie A. Manning 主持的听证会笔录 [Doc. No. 847]。\n- 2. 2022年9月6日法官 Hon. Julie A. Manning 主持的听证会笔录 [Doc. No. 864]。\n- 3. 2022年11月30日法官 Hon. Julie A. Manning 主持的听证会笔录 [Doc. No. 1220]。\n- 4. 2022年12月2日法官 Hon. Julie A. Manning 主持的听证会笔录 [Doc. No. 1221]。\n\n1 债务人保留补充本指定项目清单以纳入“任何准予上诉许可的裁定”的权利（Fed. R. Bankr. P. 8009(a)(4)），因为截至目前尚未作出该等裁定。\n\n- 5. 2022年7月28日，《第 11 章破产受托人关于根据破产规则第 2004 条及本地规则第 2004-1 条作出裁定授权对债务人的各项法律和财务顾问进行证据开示的总括动议》[Doc. No. 637]。\n- 6. 2022年8月5日，《债务人对第 2004 条动议的有限异议》[Doc. No. 703]。\n- 7. 2022年8月10日，《第 11 章破产受托人支持根据破产规则第 2004 条及本地规则第 2004-1 条作出裁定授权对债务人、债务人的法律和财务顾问以及与债务人相关的各类实体和个人进行询问并要求提供文件的动议的回复》[Doc. No. 724]。\n- 8. 2022年8月16日，《准许第 11 章破产受托人关于对债务人的各项法律和财务顾问进行第 2004 条证据开示的申请的裁定》[Doc. No. 756]。\n- 9. 2022年8月22日，《第 11 章破产受托人请求作出裁定以(A)规定对与依据第 2004 条传票所调取文件相关的任何律师-委托人保密特权、工作成果保护及其他特权的控制权在任命后移交给受托人，(B)命令债务人及其他被询问人不得以该等特权为由扣留文件，以及(C)给予相关救济的动议》[Doc. No. 777]。\n- 10. 2022年8月27日，《债务人对第 11 章破产受托人请求作出裁定以(A)规定对与依据第 2004 条传票所调取文件相关的任何律师-委托人保密特权、工作成果保护及其他特权的控制权在任命后移交给受托人，(B)命令债务人及其他被询问人不得以该等特权为由扣留文件，以及(C)给予相关救济之动议的异议》[Doc. No. 799]。\n- 11. 2022年8月29日，《受托人对债务人就第 11 章破产受托人请求作出裁定以(A)规定对与依据第 2004 条传票所调取文件相关的任何律师-委托人保密特权、工作成果保护及其他特权的控制权在任命后移交给受托人，(B)命令债务人及其他被询问人不得以该等特权为由扣留文件，以及(C)给予相关救济之动议所提异议的回复》[Doc. No. 801]。\n- 12. 2022年9月14日，《关于与依据第 2004 条传票所调取文件及信息相关的律师-委托人保密特权和工作成果保护控制权之同意裁定》[Doc. No. 856]。\n- 13. 2022年11月2日，《保护令动议》[Doc. No. 1063]。\n- 14. 2022年11月16日，《第 11 章破产受托人反对债务人关于阻止披露债务人庇护申请之保护令动议的回应》[Doc. No. 1105]。\n- 15. 2022年11月29日，《进一步支持保护令动议的回复》[Doc. No. 1174]。\n- 16. 2022年12月9日，《部分准许保护令动议的裁定》[Doc. No. 1217]。\n- 17. 2022年12月12日，《向上诉地区法院提起上诉的通知》[Doc. No. 1226]。\n- 18. 2022年12月13日，《个人债务人关于就部分准许保护令动议的裁定提起上诉的许可动议及备选的调卷令/执行令申请》[Doc. No. 1228]。\n- 19. 2022年12月13日，《个人债务人关于就部分准许保护令动议的裁定在上诉期间中止执行的动议》[Doc. No. 1235]。\n\nII. 拟提出问题的声明\n\n1. 破产法院命令向第 11 章破产受托人及其律师出示 Ho Wan Kwok（郭文贵）的庇护申请是否存在错误。\n\n2. 破产法院命令向第 11 章破产受托人及其律师出示 Ho Wan Kwok（郭文贵）的庇护申请是否违反了 8 C.F.R. § 1208.6(a) 和/或 8 C.F.R. § 208.6(a) 并存在错误。\n\n3. 鉴于《关于与依据第 2004 条传票所调取文件及信息相关的律师-委托人保密特权和工作成果保护控制权之同意裁定》[Doc. No. 856]，破产法院命令向第 11 章破产受托人及其律师出示 Ho Wan Kwok（郭文贵）的庇护申请是否存在错误。\n\n签署于康涅狄格州布里奇波特，2022年12月27日。\n\n债务人，HO WAN KWOK（郭文贵）\n\n代表签署：/s/ Aaron A. Romney Aaron A. Romney (ct28144) ZEISLER & ZEISLER, P.C. 10 Middle Street, 15th floor Bridgeport, CT 06605 电话：(203) 368-4234 传真：(203) 368-0903 电子邮件：[aromney@zeislaw.com]\n\n送达证书\n\n本人特此证明，于 2022年12月27日，上述文书的一份副本已通过法院的 CM/ECF 系统进行电子提交。根据法院电子归档系统的运行规则，本项归档通知将通过电子邮件发送给所有当事人，或按照电子归档通知上的指引邮寄发送给任何无法接收电子归档的当事人。当事人可通过法院的 CM/ECF 系统查阅本次归档内容。\n\n签署人：/s/ Aaron A. Romney Aaron A. Romney (ct28144)","key_entities":["Kwok","Ho Wan Kwok","Je"],"ecf_references":[],"word_count":977,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 12:38:48"}