{"id":"court_ctb_1297_0","court":"CTB","case_no":"22-50073","doc_number":1297,"sub_number":0,"doc_type":"ORDER","filed_date":"2023-01-05","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":"债权申报截止期与通知程序裁定 —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #1297（2023-01-05立案）。破产法院裁定确立本案债权申报截止期，规定普通债权申报截止日为 2023 年 2 月 17 日，政府机构针对 Genever (BVI) 的申报截止日为 2023 年 4 月 10 日，并核准申报流程及通知表格。","summary_en":"Order Establishing Proof of Claim Bar Dates — In re Ho Wan Kwok (Miles Guo), CTB 22-50073 ECF #1297 (filed 2023-01-05). The Bankruptcy Court sets February 17, 2023 as the general claims bar date for creditors and April 10, 2023 for governmental claims against Genever Holdings Corporation, while approving proof of claim procedures and notice forms.","body_en":"## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) |\n| Debtors. | :
:
: | (Jointly Administered) |\n| ------------------------------------------------------x | | |\n\n#### **ORDER ESTABLISHING DEADLINES FOR FILING PROOFS OF CLAIM AND APPROVING FORM AND MANNER OF NOTICE THEREOF**\n\n Upon (i) the motion (the \"Original Bar Date Motion\") filed by Ho Wan Kwok (the \"Individual Debtor\") for entry of an order setting bar dates for creditors to submit Proofs of Claim in the Individual Debtor's chapter 11 case and granting related relief, (ii) the supplemental motion (the \"Supplemental Motion\")2 filed by Luc Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Individual Debtor\"), Genever Holdings Corporation (\"Genever (BVI)\"), and Genever Holdings LLC (\"Genever (US)\" and, together with the Trustee, the \"Movants\"), pursuant to section 502(b)(9) of title 11 of the United States Code (the \"Bankruptcy Code\") and Rule 3003(c)(3) of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\"), for entry of an order (this \"Bar Date Order\") (a) setting bar dates for creditors to submit Proofs of Claim in the Chapter 11 Cases, (b) approving procedures for submitting Proofs of Claim, (c) approving the form of Proof of\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 Capitalized terms used but not defined herein have the meanings ascribed to such terms in the Supplemental Motion.\n\nClaim, and (d) approving the form of notice of the bar dates and manner of service thereof, all as more fully set forth in the Supplemental Motion, and (iii) the Addendum to the Supplemental Motion (the \"Addendum\" and, together with the Motion and the Supplemental Motion, the \"Motion\"); and the Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Amended Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and the Trustee having been appointed in the Individual Debtor's chapter 11 case by order, dated July 8, 2022; and this Court having found that the Motion is a core proceeding pursuant to 28 U.S.C. § 157(b), and that the Movants consent to entry of a final order under Article III of the United States Constitution; and this Court having found that venue of the Chapter 11 Cases and the Motion in this district is proper pursuant to 28 U.S.C. §§ 1408 and 1409; and this Court having found that proper and adequate notice of the Motion has been given and that no other or further notice is necessary; and this Court having reviewed the Motion and having heard statements in support of the Motion at the hearings held before this Court (the \"Hearings\"); and this Court having determined that the legal and factual bases set forth in the Motion and at the Hearings establish just cause for the relief granted herein; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation thereon and good and sufficient cause appearing therefor, it is HEREBY ORDERED THAT:\n\n- 1. The Motion is granted as provided herein.\n- 2. Except as otherwise provided herein,\n\t- a. all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against the Individual Debtor or Genever (US)—which arose on or prior to\n\n2\n\nthe filing of each such Debtors' respective chapter 11 cases3 —shall file a proof of such claim in writing so that it is received on or before **February 17, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"General Bar Date\") or such other later date fixed by the Court if a person or entity obtains leave of the Court to assert a claim after the General Bar Date;4\n\n- b. all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, but excluding governmental units) that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against Genever (BVI)—which arose on or prior to the filing of Genever (BVI)'s chapter 11 case5 —shall file a proof of such claim in writing so that it is received on or before **February 17, 2023 at 11:59 p.m. (prevailing Eastern Time)**, 6 *i.e.*, the General Bar Date, or such other later date fixed by the Court if a person or entity obtains leave of the Court to assert a claim after the General Bar Date; and\n- c. all governmental units that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against Genever (BVI)—which arose on or prior to the filing of Genever (BVI)'s chapter 11 case—shall file a proof of such claim in writing so that it is received on or before **April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)**, (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n- 3. The following procedures for the filing of Proofs of Claim shall apply:\n\t- a. Proofs of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the applicable Petition Date (using the exchange rate, if applicable, as of the applicable Petition Date); (iii) conform substantially to the Claim Form or the Official Bankruptcy Form 410 (the \"Official Form\");7 and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\t- b. All Proofs of Claim must be submitted so as to be received on or before the applicable Bar Date by either:\n\n 3 The Individual Debtor commenced his chapter 11 case on February 15, 2022, and Genever (US) commenced its chapter 11 case on October 12, 2020.\n\n4 For the avoidance of doubt, the General Bar Date also applies to any claims by governmental units against the Individual Debtor and/or Genever (US).\n\n5 Genever (BVI) commenced its chapter 11 case on October 11, 2022.\n\n6 The General Bar Date shall apply to such claims notwithstanding any other bar date that was previously generated by the Court.\n\n7 The Official Form can be found at www.uscourts.gov/forms/bankruptcy-forms on the official website for the United States Courts.\n\ni. the Court at the following address:\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nor\n\nii. Epiq Corporate Restructuring, LLC - (the \"Claims Agent\")8 at the following address:\n\n## **If by First Class Mail:**\n\nHo Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC P.O. Box 4419 Beaverton, OR 97076-4419\n\n## **If by Hand Delivery or Overnight Mail:**\n\nHo Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC 10300 SW Allen Blvd. Beaverton, OR 97005\n\nor\n\niii. electronically using the interface available on the Claims Agent's website at http\n\nA Proof of Claim is deemed to be timely filed only if it is **actually received** by the Court or the Claims Agent by the applicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Court through the Court's website at htt\n\n## **Proofs of Claim may not be delivered by facsimile, telecopy, or electronic mail transmission.**\n\nc. Any person (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, or governmental units) that asserts a\n\n8 The retention of Epiq Corporate Restructuring, LLC is being approved by separate order of this Court.\n\n9 A login and password to the Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access the Court's website, and can be obtained through the PACER Service Center at htt\n\nclaim arising from the rejection of an executory contract or unexpired lease must file a Proof of Claim based on such rejection by the later of (i) the applicable Bar Date and (ii) the date that is thirty (30) days after the entry of an order by the Court approving such rejection, or be forever barred from so filing. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the applicable Petition Date, pursuant to such executory contract or unexpired lease (other than a claim for rejection damages), must file a Proof of Claim for such unpaid amounts on or before the General Bar Date unless an exception identified in subsection (e) below applies.\n\n- d. If the Movants or the Debtors amend or supplement the Debtors' Schedules of Assets and Liabilities (the \"Schedules\") after the notice is given of the applicable Bar Date, which is to be mailed under the terms of this Bar Date Order, then the Movants shall give notice of any amendment or supplement to the holders of any claims affected thereby, and such holders shall have until the later of (i) the applicable Bar Date and (ii) thirty (30) days from the date of such notice to file a Proof of Claim, or be forever barred from so filing; provided, however, that any holder of a claim listed on the Schedules as disputed, contingent, or unliquidated shall have forty-five (45) calendar days with respect to such claim affected by such amendment as the bar date for filing a proof of claim.\n- e. The following persons are not required to file a Proof of Claim on or before the applicable Bar Date, solely with respect to the claims described below:\n\t- i. any person whose claim is listed on the Schedules, if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n\t- ii. any person whose claim has been paid in full;\n\t- iii. a claim that has been allowed by an order of this Court entered on or before the applicable Bar Date;\n\t- iv. a claim for which a separate deadline has been fixed by this Court;\n\t- v. any person that already has filed a Proof of Claim against the Debtors in the Chapter 11 Cases in a form that is substantially similar to the Official Form; or\n\t- vi. any person not required to file a proof of claim pursuant to any order of this Court.\n\n4. Individual claimants have the option of submitting their Proofs of Claim on a confidential basis (each such Proof of Claim, a \"Confidential Proof of Claim\") so as to keep their names and contact information confidential, as detailed below. Confidential Proofs of Claim shall be held and treated by the Claims Agent as CONFIDENTIAL in accordance with the Protective Order, dated October 26, 2022 [Docket No. 923] (the \"Protective Order\"), except that (i) copies of Confidential Proofs of Claim with the names and contact information of the individual claimants redacted (wherever such names and contact information may appear in the Confidential Proof of Claim, including any attachments thereto) shall be made publicly available on the claims register maintained by the Claims Agent and (ii) unredacted copies of Confidential Proofs of Claim shall be provided or made available to (w) the Trustee, Genever (BVI), Genever (US), and their respective counsel and advisors, (x) upon request, the Court, provided that such Confidential Proofs of Claim will be kept under seal, (y) upon request, the United States Trustee, and (z) upon request, any Authorized Party (as defined below), provided that such Authorized Party has signed a joinder to the Protective Order.\n\n- a. Individual claimants that desire to submit a Confidential Proof of Claim must (i) elect on their Proofs of Claim to have such Proofs of Claim treated confidentially and (ii) submit the completed Proofs of Claim (without any redactions) **directly to the Claims Agent**, whether electronically or at the Claims Agent address set forth above. For the avoidance of doubt, such Proof of Claim should **not** be submitted to or filed with the Court.\n- b. The \"Authorized Parties\" are:\n\t- i. Subject to the terms of Protective Order, the Committee and its counsel;\n\t- ii. Subject to the Protective Order, Zeisler & Zeisler, P.C., as counsel for the Individual Debtor, provided that such counsel has also entered into an agreement with the Trustee not share with the Individual Debtor the claimant's name and contact information provided in any Confidential Proofs of Claim; and\n- iii. Subject to the Protective Order, such other persons as the Court may authorize to access the Confidential Proof of Claim pursuant to a subsequent order; provided, however, that any such determination shall be made on no less than fourteen (14) days' notice to the affected claimant, the Committee, and the Trustee.\n- c. The Trustee, Genever (BVI), Genever (US), their respective counsel and advisors, the United States Trustee, and the Authorized Parties in possession of any Confidential Proof of Claim shall keep the names and contact information of the applicable claimants confidential and shall not use or disclose the claimant's name or contact information provided in any Confidential Proof of Claim except in accordance with the terms of the Protective Order or pursuant to a separate order of this Court.\n- d. The Claims Agent shall assign to each claimant submitting a Confidential Proof of Claim a unique identifier code and shall maintain a confidential list of the identities of such claimants, their corresponding identifier code, and their respective Confidential Proof of Claim. The confidential list of the identities of such claimants shall be provided only to such parties entitled to receive the names and contact information of such claimants pursuant to this Order.\n\n5. Pursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely\n\nfile a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtors, their property, or their estates (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans of reorganization that may be filed in the Chapter 11 Cases.\n\n6. The (a) proposed notice of the Bar Dates, substantially in the form annexed hereto as **Annex I** (the \"Bar Date Notice\"), (b) the proposed form for Proofs of Claim (the \"Claim Form\"), substantially in the form annexed hereto as **Annex II**, and (c) the proposed form of publication notice (the \"Publication Notice\"), substantially in the form annexed hereto as **Annex III**, are approved.\n\n7. On the Claim Form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) on the basis that Genever (BVI)\n\n7\n\nand Genever (US) are or were *alter egos* of the Individual Debtor. To be clear, the Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any such claims, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor. Any creditor of the Individual Debtor that previously filed a Proof of Claim against the Individual Debtor in a form substantially similar to the Official Form shall be deemed to have elected to also assert such claim against Genever (BVI) and Genever (US) on the basis that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor, subject to the same reservation of rights above. For the avoidance of doubt, any creditor of the Individual Debtor that has a separate claim against Genever (BVI) and/or Genever (US) (*i.e.*, in addition to a claim based on *alter ego*) must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\n8. The following procedures are approved with respect to notice of the Bar Dates:\n\nWithin seven (7) business days after entry of this Bar Date Order, the Movants shall cause to be mailed (i) the Claim Form and (ii) the Bar Date Notice to the following parties:\n\n- i. the United States Trustee;\n- ii. counsel to the Committee;\n- iii. all known holders of claims listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Movants by any such creditor or by returned mail from the post office with a forwarding address; provided, however, that all holders of claims listed as disputed, contingent, or unliquidated in the Debtors' Schedules shall also be served with a Notice of Disputed, Contingent, or Unliquidated Claim and Notice of Deadline For Filing Proof of Claim pursuant to Local Rule 3003-1 and the Court's Order and Notice to Disputed, Contingent and Unliquidated Creditors (Appendix K), substantially in the form attached hereto as **Annex IV** (the \"Local Rule 3003-1 Notice\");\n- iv. all parties actually known to the Movants as having potential claims against the Debtors;\n- v. all counterparties to the Debtors' executory contracts and unexpired leases listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Movants by any such counterparty or by returned mail from the post office with a forwarding address;\n- vi. the attorneys of record to all parties to pending litigation against the Debtor (as of the date of entry of the Bar Date Order);10\n- vii. the Internal Revenue Service, the Securities and Exchange Commission, the attorneys general for the states of Connecticut and New York, and local taxing authorities in Connecticut and New York;\n- viii. all persons or entities that have filed claims in the Chapter 11 Cases (as of the date of entry of the Bar Date Order);\n- ix. all parties who have sent correspondence to the Court and that are listed on the Court's electronic docket for these Chapter 11 Cases (as of the date of entry of the Bar Date Order);\n- x. all parties who have sent correspondence to the Trustee regarding assets of, or claims against, the Debtors' estates.\n- xi. all parties who have requested notice pursuant to Bankruptcy Rule 2002 in the Chapter 11 Cases (as of the date of entry of the Bar Date Order); and\n- xii. such additional persons and entities as deemed appropriate by the Movants.\n\n9. The Movants shall cause the Publication Notice to be published on one occasion in each of the following newspapers:\n\na. the *USA Today*;\n\n- b. *Sing Tao USA* (with the Publication Notice translated into Mandarin); and\n- c. *The World Journal* (with the Publication Notice translated into Mandarin)\n\nwith such publication to occur no later than ten (10) business days after the entry of this Bar Date Order.\n\n10 The Debtor shall provide the Trustee with such information within 2 business days of entry of this Bar Date Order.\n\n10. The Movants are authorized and empowered to take such steps and perform such acts as may be necessary to implement and effectuate the terms of this Bar Date Order.\n\n11. Notification of the relief granted by this Bar Date Order as provided herein is fair and reasonable and will provide good, sufficient, and proper notice to all of the Debtors' creditors of their rights and obligations in connection with any potential claims that they may have against the Debtors in the Chapter 11 Cases.\n\n12. Nothing in this Bar Date Order shall prejudice the right of the Movants or any other party in interest to dispute or assert any setoffs or defenses to any claim that may be filed in the Chapter 11 Cases, reflected in the Schedules, or otherwise.\n\n13. Entry of this Bar Date Order is without prejudice to the right of the Movants to seek a further order of this Court fixing the deadline by which holders of claims not subject to the Bar Dates established herein must file Proofs of Claim or assert such claims by way of motion or application against the Debtors or be forever barred from so filing.\n\n14. This Court shall retain jurisdiction to hear and determine all matters arising from or related to this Order.\n\nDated at Bridgeport, Connecticut this 5th day of January, 2023.\n\nCase 22-50073 Doc 1297 Filed 01/05/23 Entered 01/05/23 15:53:21 Page 11 of 29\n\n## **Annex I**\n\nBar Date Notice\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) |\n| Debtors. | :
:
: | (Jointly Administered) |\n| ------------------------------------------------------x | | |\n\n# **NOTICE OF DEADLINES REQUIRING THE FILING OF PROOFS OF CLAIM TO ALL PERSONS WITH CLAIMS AGAINST THE DEBTORS**\n\n## **TO: ALL PERSONS AND ENTITIES WHO MAY HAVE CLAIMS AGAINST (A) HO WAN KWOK, A.K.A. GUO WENGUI, A.K.A. MILES KWOK, (B) GENEVER HOLDINGS CORPORATION, AND/OR (C) GENEVER HOLDINGS LLC**\n\nOn February 15, 2022 (the \"Individual Debtor Petition Date\"), Mr. Ho Wan Kwok (the \"Individual Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Connecticut Bankruptcy Court\"). On July 8, 2022, the Connecticut Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Individual Debtor's chapter 11 case.\n\nOn October 12, 2020 (the \"Genever (US) Petition Date\"), Genever Holdings LLC (\"Genever (US)\") filed its chapter 11 petition in the United States Bankruptcy Court for the Southern District of New York (the \"New York Bankruptcy Court\"). On November 3, 2022, the New York Bankruptcy Court entered an order transferring Genever (US)'s chapter 11 case to the Connecticut Bankruptcy Court. Genever (US)'s only scheduled assets are a residence at the Sherry Netherland Hotel in New York, New York, and a related security deposit for a total scheduled value of approximately \\$73 million.2\n\nOn October 11, 2022 (the \"Genever (BVI) Petition Date\" and, together with the Genever (US) Petition Date and the Individual Debtor Petition Date, the \"Petition Dates\"), Genever\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 This amount does not reflect the fair market value of the Sherry Netherland apartment.\n\nHoldings Corporation (\"Genever (BVI)\") filed its chapter 11 petition in the Connecticut Bankruptcy Court. Genever (BVI) wholly owns Genever (US).\n\nBy order dated November 21, 2022, the chapter 11 cases of the Individual Debtor, Genever (US), and Genever (BVI) are jointly administered for procedural purposes only.\n\nOn January [\\_\\_], 2023, the Connecticut Bankruptcy Court entered an order (the \"Bar Date Order\") establishing the following deadlines to file proofs of claim against the Debtors in their chapter 11 cases (the \"Chapter 11 Cases\"):3\n\n- 1. Prepetition Claims Against Individual Debtor: The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a proof of claim (a \"Proof of Claim\") in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Individual Debtor Petition Date (*i.e.*, February 15, 2022) against the Individual Debtor is **February 17, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"General Bar Date\").4\n- 2. Prepetition Claims Against Genever (US): The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (US) Petition Date (*i.e.*, October 12, 2020) against Genever (US) is **February 17, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date.\n- 3. Prepetition Claims Against Genever (BVI):\n\t- a. The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, and joint ventures) other than governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **February 17, 2023 at 11:59 p.m. (prevailing Eastern Time)**, *i.e.*, the General Bar Date.5\n\t- b. The last date and time for all governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)** (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n\n 3 The Connecticut Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the applicable Bar Date to permit the filing of a late Proof of Claim.\n\n4 For the avoidance of doubt, the General Bar Date also applies to any claims by governmental units against the Individual Debtor and/or Genever (US).\n\n5 The General Bar Date shall apply to such claims notwithstanding any other bar date that was previously generated by the Court.\n\nThe Bar Dates and the procedures set forth below for filing Proofs of Claim (the \"Procedures\") apply to all claims, excluding prepetition claims arising under section 503(b)(9) of the Bankruptcy Code, against the Debtors that arose before the applicable Petition Date.\n\n## **As detailed in Section 3 below, individual claimants have the option to submit their Proofs of Claim on a confidential basis such that their names and contact information will not be publicly disclosed. If you desire to exercise this option, please carefully review the instructions below.**\n\nOn the Proof of Claim form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) (the \"Genever Debtors\") on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor. If the Genever Debtors are or were *alter egos* of the Individual Debtor, then a creditor of the Individual Debtor would also be a creditor of the Genever Debtors, despite the absence of a direct contractual or other relationship between the creditor and the Genever Debtors. Any creditor of the Individual Debtor that previously filed a Proof of Claim against the Individual Debtor in a form substantially similar to the Official Form shall be deemed to have elected to also assert such claim against the Genever Debtors on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor, subject to the same reservation of rights above. To be clear, if you hold a claim against the Genever Debtors based on a direct contractual or other relationship between the creditor and the Genever Debtors (*i.e.*, in addition to a claim based on *alter ego*), you must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\nGenerally, when analyzing *alter ego* claims, courts look to (1) whether the relevant entities/persons operated as a single economic unit and (2) whether there was an overall element of injustice or unfairness in maintaining the separateness between the Individual Debtor and the Genever Debtors. In analyzing these issues, courts generally consider a number of factors, including whether the entity that is the alleged *alter ego* entity was adequately capitalized, observed corporate formalities, and/or was a façade for the person in control of the *alter ego* entity. To be clear, the foregoing list of factors is not exhaustive and no single factor is dispositive. You should consult your attorney regarding these matters.\n\nThe Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any claims based on an *alter ego* theory, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor.\n\n#### **1. WHO MUST FILE A PROOF OF CLAIM**\n\n You must file a Proof of Claim in order to vote on a chapter 11 plan filed by the Debtors or to be able to share in distributions from the Debtors' estates if you have a claim that arose before the applicable Petition Date, and it is not one of the types of claims described in section 4 below. Claims based on acts or omissions of the Debtors that occurred before the Petition Date must be filed on or before the applicable Bar Date, even if such claims are not now fixed, liquidated, or certain or did not mature or become fixed, liquidated, or certain before the applicable Petition Date.\n\n Under section 101(5) of the Bankruptcy Code and as used in this notice, the word \"claim\" means a right to (a) payment, whether such right is reduced to judgment, liquidated, unliquidated, fixed, contingent, matured, unmatured, disputed, undisputed, legal, equitable, secured, or unsecured; or (b) an equitable remedy for breach of performance if such breach gives rise to a right to payment, whether such right to an equitable remedy is reduced to judgment, fixed, contingent, matured, unmatured, disputed, undisputed, secured, or unsecured.\n\n# **2. WHAT TO FILE**\n\n Enclosed with this notice is a Proof of Claim form for use in the Chapter 11 Cases. You may utilize the Proof of Claim form(s) enclosed with this notice in order to file your claim(s). Additional Proof of Claim forms and instructions may be obtained on the Connecticut Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms.\n\n All Proofs of Claim must be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant or the claimant's attorney. All Proofs of Claim must be written in English and be denominated in United States currency (using the exchange rate, if applicable, as of the Petition Date). You may attach to your completed Proof of Claim any documents on which such claim is based.\n\n All Proofs of Claim must not contain complete social security numbers or taxpayer identification numbers (include only the last four (4) digits of such numbers), complete birth dates (include only the relevant year), the names of any minors (include only such minors' initials), or financial account numbers (include only the last four (4) digits of such numbers).\n\n# **3. WHEN AND WHERE TO FILE**\n\n All Proofs of Claim must be filed so as to be received on or before the applicable Bar Date by either:\n\na. the Connecticut Bankruptcy Court at the following address:\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nor\n\nb. Epiq Corporate Restructuring, LLC (the \"Claims Agent\") at the following addresses:\n\n> **If by First Class Mail:** Ho Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC P.O. Box 4419 Beaverton, OR 97076-4419\n\n**If by Hand Delivery or Overnight Mail:** Ho Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC 10300 SW Allen Blvd. Beaverton, OR 97005\n\nor\n\nc. electronically using the interface available on the Claims Agent's website at http\n\nprovided, however, that any individual claimant that wishes to file a proof of claim on a confidential basis must file a Confidential Proof of Claim (as defined below) with the Claims Agent **only**.\n\nA Proof of Claim is deemed to be timely filed only if it is **actually received** by the Court or the Claims Agent by the applicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Connecticut Bankruptcy Court through the Connecticut Bankruptcy Court's website at htt\n\nPROOFS OF CLAIM **MAY NOT** BE DELIVERED BY FACSIMILE, TELECOPY, OR ELECTRONIC MAIL TRANSMISSION.\n\n**IMPORTANT: Individual claimants have the option of submitting their Proofs of Claim on a confidential basis (each such Proof of Claim, a \"Confidential Proof of Claim\") so as to keep their names and contact information confidential.**\n\n**Individual claimants that desire to submit a Confidential Proof of Claim must:**\n\n- a. **elect on their Proofs of Claim to have such Proofs of Claim treated confidentially; and**\n- b. **submit the completed Proofs of Claim (without any redactions) directly to the Claims Agent, whether electronically or at the Claims Agent address set forth above. For the avoidance of doubt, such Proof of Claim should not be submitted to or filed with the Court.**\n\n**The claims register maintained by the Claims Agent will only contain redacted versions of the Confidential Proofs of Claims, with the names and contact information of such individual claimants redacted. In addition, only (i) the Trustee, Genever (BVI), Genever (US), and their respective counsel and advisors, (ii) the Court, (iii) the United States**\n\n 6 A login and password to the Connecticut Bankruptcy Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access the Connecticut Bankruptcy Court's website, and can be obtained through the PACER Service Center at htt\n\n**Trustee, and (iii) the Authorized Parties (as defined in the Bar Date Order), but not the Individual Debtor, will have access to the Confidential Proofs of Claim.**\n\n## **4. WHO DOES NOT NEED TO FILE A PROOF OF CLAIM**\n\nYou do not need to file a Proof of Claim on or before the General Bar Date if you are:\n\n- a. any person whose claim is listed on the Schedules, if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n- b. any person whose claim has been paid in full;\n- c. a claim that has been allowed by an order of this Court entered on or before the General Bar Date;\n- d. a claim for which a separate deadline has been fixed by this Court;\n- e. any person that already has filed a Proof of Claim against the Debtors in the Chapter 11 Cases in a form that is substantially similar to the Official Form; or\n- f. any person not required to file a proof of claim pursuant to any order of the Connecticut Bankruptcy Court.\n\n This notice may be sent to many persons that have had some relationship with or have done some business with the Debtors, but that may not have an unpaid claim against any of the Debtors. The fact that you have received this notice does not mean that you have a claim against any of the Debtors or that the Connecticut Bankruptcy Court, the Trustee, or the Debtors believe that you have a claim against any of the Debtors.\n\n## **5. EXECUTORY CONTRACTS AND UNEXPIRED LEASES**\n\n If you hold a claim arising from the rejection of an executory contract or unexpired lease you must file a Proof of Claim based on such rejection by the later of (i) the applicable Bar Date and (ii) the date that is thirty (30) days after entry of an order by the Connecticut Bankruptcy Court approving such rejection. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the applicable Petition Date pursuant to such executory contract or unexpired lease (other than a claim for rejection damages) must file a Proof of Claim for such amounts on or before the General Bar Date, unless an exception identified in section 4 above applies.\n\n## **6. CONSEQUENCES OF THE FAILURE TO FILE A PROOF OF CLAIM BY THE APPLICABLE BAR DATE**\n\n ANY HOLDER OF A CLAIM THAT IS NOT EXEMPTED FROM THE REQUIREMENTS OF THE BAR DATE ORDER, AS SET FORTH IN FULL IN SECTION 4 ABOVE, AND THAT FAILS TO TIMELY FILE A PROOF OF CLAIM IN THE APPROPRIATE FORM SHALL NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH ALLEGED CLAIM FOR THE PURPOSES OF VOTING ON ANY PLAN FILED IN THE CHAPTER 11 CASES AND FOR PARTICIPATING IN ANY DISTRIBUTION IN THE DEBTORS' CHAPTER 11 CASE ON ACCOUNT OF SUCH ALLEGED CLAIM.\n\n PURSUANT TO BANKRUPTCY RULE 3003(c)(2), ANY HOLDER OF A CLAIM WHO FAILS TO TIMELY FILE A PROOF OF CLAIM AS PROVIDED HEREIN SHALL (A) BE FOREVER BARRED, ESTOPPED, AND ENJOINED FROM ASSERTING SUCH CLAIMS AGAINST THE DEBTORS, THEIR PROPERTY, OR THEIR ESTATE (OR FROM SUBMITTING A PROOF OF CLAIM WITH RESPECT THERETO) AND (B) NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH CLAIM FOR THE PURPOSES OF VOTING AND DISTRIBUTION WITH RESPECT TO ANY CHAPTER 11 PLAN OR PLANS THAT MAY BE FILED IN THESE CHAPTER 11 CASES.\n\n THE CONNECTICUT BANKRUPTCY COURT, UPON MOTION BY A CREDITOR, MAY EXTEND THE TIME FOR FILING PROOFS OF CLAIM AFTER THE APPLICABLE BAR DATE TO PERMIT THE FILING OF A LATE PROOF OF CLAIM.\n\n#### **7. THE DEBTORS' SCHEDULES AND ACCESS THERETO**\n\n You may be listed as a holder of a claim against the Debtors on the Debtors' Schedules. As set forth above, if you agree with the nature, amount, and status of your claim as listed on the applicable Debtor's Schedules, and if your claim is not described as disputed, contingent, or unliquidated, then you need not (but still may) file a Proof of Claim. Otherwise, or if you decide to file a Proof of Claim, then you must do so before the applicable Bar Date, in accordance with the Procedures as set forth in this notice.\n\n Copies of the Debtors' Schedules are available for inspection on the Connecticut Bankruptcy Court's electronic docket for the Chapter 11 Cases, which may be accessed through the Connecticut Bankruptcy Court's website at htt A login and password to the Connecticut Bankruptcy Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access this information through the Connecticut Bankruptcy Court's website, and can be obtained through the PACER Service Center at htt Copies of the Debtors' Schedules also may be examined between the hours of 9:00 a.m. and 4:30 p.m. (Eastern Time), Monday through Friday at the Office of the Clerk of the Connecticut Bankruptcy Court, located at:\n\nBrien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nA HOLDER OF A POTENTIAL CLAIM AGAINST ANY OF THE DEBTORS SHOULD CONSULT AN ATTORNEY REGARDING ANY MATTERS NOT COVERED BY THIS NOTICE, SUCH AS WHETHER THE HOLDER OF SUCH A POTENTIAL CLAIM SHOULD FILE A PROOF OF CLAIM.\n\n#### 8. **ADDITIONAL INFORMATION**\n\n If you require additional information regarding this Notice, you may contact the Trustee's counsel at 1-212-318-6690 or submit an inquiry via e-mail to douglassbarron@paulhastings.com. If you believe that you hold a claim against the Debtors, you should consult an attorney if you have any questions regarding this Notice, including whether you should file a Proof of Claim.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_, 2023\n\n#### GENEVER HOLDINGS LLC\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\n Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever Holdings LLC Debtor and Debtor-in-Possession*\n\n#### GENEVER HOLDINGS CORPORATION\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\n Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever Holdings Corporation Debtor and Debtor-in-Possession*\n\n#### LUC A. DESPINS, CHAPTER 11 TRUSTEE\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\n Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n *and*\n\n Nicholas A. Bassett *(pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n *and*\n\n Douglass Barron (*pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 douglassbarron@paulhastings.com\n\n*Counsel for the Chapter 11 Trustee*\n\n\n\n# Official Form 410\n\n# Proof of Claim **22**\n\n**Read the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to make a request for payment of an administrative expense. Make such a request according to 11 U.S.C. § 503.**\n\n**Filers must leave out or redact** information that is entitled to privacy on this form or on any attached documents. Attach redacted copies of any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. **Do not send original documents;** they may be destroyed after scanning. If the documents are not available, explain in an attachment.\n\nA person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both. 18 U.S.C. §§ 152, 157, and 3571.\n\n**Fill in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy** (Form 309) **that you received.**\n\n#### Part 1: Identify the Claim\n\n| 1. | Who is the current
creditor? | _________________________________________________________
Name of the current creditor (the person or entity to be paid for this claim)
Other names the creditor used with the debtor
__________________________________________________________ | 1A. Election to Keep Name and Contact Information
I hereby elect to have my name and
contact information kept confidential. | | | | |\n|----|-----------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----------------------------------------------------------------|----------|--|\n| 2. | Has this claim been
acquired from
someone else? | ‰
No
‰
Yes. From whom? ______________________________________________________________________________________________________ | | | | | |\n| 3. | Where should notices
and payments to the
creditor be sent? | Where should notices to the creditor be sent? | | Where should payments to the creditor be sent? (if
different) | | | |\n| | Federal Rule of
Bankruptcy Procedure
(FRBP) 2002(g) | _____________________________________________________
Name
______________________________________________________ | | _____________________________________________________
Name | | | |\n| | | Number
Street | | ______________________________________________________
Number
Street | | | |\n| | | ______________________________________________________
City
State | ZIP Code | City | ______________________________________________________
State | ZIP Code | |\n| | | Contact phone ________________________ | | | Contact phone ________________________ | | |\n| | | Contact email
________________________ | | Contact email | ________________________ | | |\n| | | Uniform claim identifier for electronic payments in chapter 13 (if you use one):
__ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ | | | | | |\n| 4. | Does this claim amend
one already filed? | ‰
No
‰
Yes. Claim number on court claims registry (if known) ________ | | | Filed on ________________________
MM
/ DD | / YYYY | |\n| 5. | Do you know if anyone
else has filed a proof
of claim for this claim? | ‰
No
‰
Yes. Who made the earlier filing? | _____________________________ | | | | |\n\n| | Do you have any number
you use to identify the
debtor? | ‰
No
‰
Yes. Last 4 digits of the debtor's account or any number you use to identify the debtor: ____ ____ ____ ____ | | | | |\n|----|--------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|\n| 7. | How much is the claim? | \\$_____________________________. Does this amount include interest or other charges?
‰
No
‰
Yes. Attach statement itemizing interest, fees, expenses, or other | | | | |\n| | | charges required by Bankruptcy Rule 3001(c)(2)(A). | | | | |\n| 8. | What is the basis of the
claim? | Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful death, or credit card.
Attach redacted copies of any documents supporting the claim required by Bankruptcy Rule 3001(c).
Limit disclosing information that is entitled to privacy, such as health care information. | | | | |\n| | 8A. Alter Ego Claim Against
Genever Entities? | ______________________________________________________________________________
If you assert a claim against Ho Wan Kwok, you may also assert a claim against Genever Holdings Corporation and
Genever Holdings LLC on the basis that these entities are alter egos of Ho Wan Kwok by checking the following box:
Yes. | | | | |\n| 9. | Is all or part of the claim
secured? | ‰
No
‰
Yes. The claim is secured by a lien on property. | | | | |\n| | | Nature of property: | | | | |\n| | | ‰
Real estate. If the claim is secured by the debtor's principal residence, file a Mortgage Proof of Claim | | | | |\n| | | Attachment (Official Form 410-A) with this Proof of Claim.
‰
Motor vehicle
‰
Other. Describe:
_____________________________________________________________ | | | | |\n| | | | | | | |\n| | | Basis for perfection:
_____________________________________________________________
Attach redacted copies of documents, if any, that show evidence of perfection of a security interest (for
example, a mortgage, lien, certificate of title, financing statement, or other document that shows the lien has
been filed or recorded.) | | | | |\n| | | Value of property:
\\$__________________ | | | | |\n| | | Amount of the claim that is secured:
\\$__________________ | | | | |\n| | | Amount of the claim that is unsecured: \\$__________________ (The sum of the secured and unsecured
amounts should match the amount in line 7.) | | | | |\n| | | Amount necessary to cure any default as of the date of the petition:
\\$____________________ | | | | |\n| | | Annual Interest Rate (when case was filed)_______%
‰
Fixed
‰
Variable | | | | |\n| | 10. Is this claim based on a | ‰
No | | | | |\n| | lease? | ‰
Yes. Amount necessary to cure any default as of the date of the petition.
\\$____________________ | | | | |\n| | 11. Is this claim subject to a | ‰
No | | | | |\n| | right of setoff? | ‰ | | | | |\n\n| 12. Is all or part of the claim
entitled to priority under
11 U.S.C. § 507(a)? | ‰
No
‰
Yes. Check one: | Amount entitled to priority |\n|--------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|\n| A claim may be partly
priority and partly | ‰
Domestic support obligations (including alimony and child support) under
11 U.S.C. § 507(a)(1)(A) or (a)(1)(B). | \\$____________________ |\n| nonpriority. For example,
in some categories, the
law limits the amount
entitled to priority. | ‰
Up to \\$33* of deposits toward purchase, lease, or rental of property or services for
personal, family, or household use. 11 U.S.C. § 507(a)(7). | \\$____________________ |\n| | ‰
Wages, salaries, or commissions (up to \\$15,1*) earned within 180 days before the
bankruptcy petition is filed or the debtor's business ends, whichever is earlier.
11 U.S.C. § 507(a)(4). | \\$____________________ |\n| | ‰
Taxes or penalties owed to governmental units. 11 U.S.C. § 507(a)(8). | \\$____________________ |\n| | ‰
Contributions to an employee benefit plan. 11 U.S.C. § 507(a)(5). | \\$____________________ |\n| | ‰
Other. Specify subsection of 11 U.S.C. § 507(a)(__) that applies. | \\$____________________ |\n| | * Amounts are subject to adjustment on 4/01/25 and every 3 years after that for cases begun on or after the date of adjustment. | |\n\n| Part 3:
Sign Below | | | | | | |\n|--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|-------------------------------|--------------------------------------------------------------------------|-------|------------------------------------------------------------------------------------------------------------------------|\n| The person completing
this proof of claim must
sign and date it.
FRBP 9011(b). | Check the appropriate box:
‰
I am the creditor.
‰
I am the creditor's attorney or authorized agent. | | | | | |\n| If you file this claim | ‰
I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004. | | | | | |\n| electronically, FRBP
5005(a)(2) authorizes courts
to establish local rules
specifying what a signature | ‰ | I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. | | | | |\n| is. | | | | | | I understand that an authorized signature on this Proof of Claim serves as an acknowledgment that when calculating the |\n| A person who files a
fraudulent claim could be
fined up to \\$500,000,
imprisoned for up to 5 | amount of the claim, the creditor gave the debtor credit for any payments received toward the debt.
I have examined the information in this Proof of Claim and have a reasonable belief that the information is true
and correct. | | | | | |\n| years, or both.
I declare under penalty of perjury that the foregoing is true and correct.
18 U.S.C. §§ 152, 157, and
3571. | | | | | | |\n| | Executed on date | _________________
MM / DD / YYYY | | | | |\n| | Signature | | | ________________________________________________________________________ | | |\n| | | | | Print the name of the person who is completing and signing this claim: | | |\n| | Name | First name | | Middle name | | _______________________________________________________________________________________________
Last name |\n| | Title | | | | | _______________________________________________________________________________________________ |\n| | Company
_______________________________________________________________________________________________
Identify the corporate servicer as the company if the authorized agent is a servicer. | | | | | |\n| | Address | Number | Street | | | _______________________________________________________________________________________________ |\n| | | City | | | State | _______________________________________________________________________________________________
ZIP Code |\n| | Contact phone | | _____________________________ | | Email | ____________________________________ |\n\n# Official Form 410\n\n# Instructions for Proof of Claim\n\nUnited States Bankruptcy Court 12/15\n\n**These instructions and definitions generally explain the law. In certain circumstances, such as bankruptcy cases that debtors do not file voluntarily, exceptions to these general rules may apply. You should consider obtaining the advice of an attorney, especially if you are unfamiliar with the bankruptcy process and privacy regulations.**\n\n**A person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both.** 18 U.S.C. §§ 152, 157 and 3571.\n\n#### **How to fill out this form**\n\n- **Fill in all of the information about the claim as of the date the case was filed.**\n- **Fill in the caption at the top of the form.**\n- **If the claim has been acquired from someone else, then state the identity of the last party** who owned the claim or was the holder of the claim and who transferred it to you before the initial claim was filed.\n- **Attach any supporting documents to this form.** Attach redacted copies of any documents that show that the debt exists, a lien secures the debt, or both. (See the definition of *redaction* on the next page.)\n\nAlso attach redacted copies of any documents that show perfection of any security interest or any assignments or transfers of the debt. In addition to the documents, a summary may be added. Federal Rule of Bankruptcy Procedure (called \"Bankruptcy Rule\") 3001(c) and (d).\n\n- **Do not attach original documents because attachments may be destroyed after scanning.**\n- **If the claim is based on delivering health care goods or services, do not disclose confidential health care information. Leave out or redact confidential information both in the claim and in the attached documents.**\n- **A** *Proof of Claim* **form and any attached documents must show only the last 4 digits of any social security number, individual's tax identification number, or financial account number, and only the year of any person's date of birth.** See Bankruptcy Rule 9037.\n- **For a minor child, fill in only the child's initials and the full name and address of the child's parent or guardian.** For example, write *A.B., a minor child* (*John Doe, parent, 123 Main St., City, State*). See Bankruptcy Rule 9037.\n\n#### **Confirmation that the claim has been filed**\n\nTo receive confirmation that the claim has been filed, either enclose a stamped self-addressed envelope and a copy of this form or go to the court's PACER system [\\(www.pacer.psc.uscourts.gov\\)](htt) to view the filed form.\n\n#### **Understand the terms used in this form**\n\n**Administrative expense:** Generally, an expense that arises after a bankruptcy case is filed in connection with operating, liquidating, or distributing the bankruptcy estate. 11 U.S.C. § 503.\n\n**Claim:** A creditor's right to receive payment for a debt that the debtor owed on the date the debtor filed for bankruptcy. 11 U.S.C. §101 (5). A claim may be secured or unsecured.\n\n**Creditor:** A person, corporation, or other entity to whom a debtor owes a debt that was incurred on or before the date the debtor filed for bankruptcy. 11 U.S.C. §101 (10).\n\n**Debtor:** A person, corporation, or other entity who is in bankruptcy. Use the debtor's name and case number as shown in the bankruptcy notice you received. 11 U.S.C. § 101 (13).\n\n**Evidence of perfection:** Evidence of perfection of a security interest may include documents showing that a security interest has been filed or recorded, such as a mortgage, lien, certificate of title, or financing statement.\n\n**Information that is entitled to privacy:** A *Proof of Claim* form and any attached documents must show only the last 4 digits of any social security number, an individual's tax identification number, or a financial account number, only the initials of a minor's name, and only the year of any person's date of birth. If a claim is based on delivering health care goods or services, limit the disclosure of the goods or services to avoid embarrassment or disclosure of confidential health care information. You may later be required to give more information if the trustee or someone else in interest objects to the claim.\n\n**Priority claim:** A claim within a category of unsecured claims that is entitled to priority under 11 U.S.C. §507(a). These claims are paid from the available money or property in a bankruptcy case before other unsecured claims are paid. Common priority unsecured claims include alimony, child support, taxes, and certain unpaid wages.\n\n**Proof of claim:** A form that shows the amount of debt the debtor owed to a creditor on the date of the bankruptcy filing. The form must be filed in the district where the case is pending.\n\n**Alter Ego Claims:** If you assert a claim against Ho Wan Kwok, you may also assert a claim against Genever Holdings Corporation and Genever Holdings LLC (the \"Genever Debtors\") on the basis that these entities are *alter egos* of Ho Wan Kwok by checking the applicable box on the proof of claim form. The Trustee and the Genever Debtors reserve all rights in regard to any such *alter ego* claims, including on the basis that the Trustee is the only party entitled to assert that the Genever Debtors are or were alter egos of the Individual Debtor.\n\n#### **Do not file these instructions with your form.**\n\n**Redaction of information:** Masking, editing out, or deleting certain information to protect privacy. Filers must redact or leave out information entitled to privacy on the Proof of Claim form and any attached documents.\n\n**IMPORTANT: Individual claimants may elect to have their name and contact information kept confidential. In order for such election to be effective, claimants must (a) check the box in question 1A and (b) submit their Proofs of Claim to the Claims Agent in accordance with the accompanying Bar Date Notice.**\n\n**Secured claim under 11 U.S.C. §506(a):** A claim backed by a lien on particular property of the debtor. A claim is secured to the extent that a creditor has the right to be paid from the property before other creditors are paid. The amount of a secured claim usually cannot be more than the value of the particular property on which the creditor has a lien. Any amount owed to a creditor that is more than the value of the property normally may be an unsecured claim. But exceptions exist; for example, see 11 U.S.C. § 1322(b) and the final sentence of 1325(a).\n\nExamples of liens on property include a mortgage on real estate or a security interest in a car. A lien may be voluntarily granted by a debtor or may be obtained through a court proceeding. In some states, a court judgment may be a lien.\n\n**Setoff:** Occurs when a creditor pays itself with money belonging to the debtor that it is holding, or by canceling a debt it owes to the debtor.\n\n**Uniform claim identifier:** An optional 24-character identifier that some creditors use to facilitate electronic payment.\n\n**Unsecured claim:** A claim that does not meet the requirements of a secured claim. A claim may be unsecured in part to the extent that the amount of the claim is more than the value of the property on which a creditor has a lien.\n\n#### **Offers to purchase a claim**\n\nCertain entities purchase claims for an amount that is less than the face value of the claims. These entities may contact creditors offering to purchase their claims. Some written communications from these entities may easily be confused with official court documentation or communications from the debtor. These entities do not represent the bankruptcy court, the bankruptcy trustee, or the debtor. A creditor has no obligation to sell its claim. However, if a creditor decides to sell its claim, any transfer of that claim is subject to Bankruptcy Rule 3001(e), any provisions of the Bankruptcy Code (11 U.S.C. § 101 et seq.) that apply, and any orders of the bankruptcy court that apply.\n\n#### **Annex III**\n\nPublication Notice\n\nCase 22-50073 Doc 1297 Filed 01/05/23 Entered 01/05/23 15:53:21 Page 26 of 29\n\n| UNITED STATES BANKRUPTCY COURT
DISTRICT OF CONNECTICUT
BRIDGEPORT DIVISION
---------------------------------------------------------------------------------X | |\n|------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------|\n| In re:
Ho Wan Kwok, et al.
Debtors.1
----------------------------------------------------------------------------------X | :
:
Chapter 11
:
Case No. 22-50073 (JAM)
:
(Jointly Administered) |\n\n#### **NOTICE OF BAR DATES FOR FILING PROOFS OF CLAIM**\n\n#### PLEASE TAKE NOTICE THAT:\n\nOn February 15, 2022 (the \"Individual Debtor Petition Date\"), Mr. Ho Wan Kwok (the \"Individual Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Connecticut Bankruptcy Court\"). On July 8, 2022, the Connecticut Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Individual Debtor's chapter 11 case.\n\nOn October 12, 2020 (the \"Genever (US) Petition Date\"), Genever Holdings LLC (\"Genever (US)\") filed its chapter 11 petition in the United States Bankruptcy Court for the Southern District of New York (the \"New York Bankruptcy Court\"). On November 3, 2022, the New York Bankruptcy Court entered an order transferring Genever (US)'s chapter 11 case to the Connecticut Bankruptcy Court. Genever (US)'s only scheduled assets are a residence at the Sherry Netherland Hotel in New York, New York, and a related security deposit for a total scheduled value of approximately \\$73 million.2\n\nOn October 11, 2022 (the \"Genever (BVI) Petition Date\" and, together with the Genever (US) Petition Date and the Individual Debtor Petition Date, the \"Petition Dates\"), Genever Holdings Corporation (\"Genever (BVI)\" and, together with the Individual Debtor and Genever (US), the \"Debtors\") filed its chapter 11 petition in the Connecticut Bankruptcy Court. Genever (BVI) wholly owns Genever (US).\n\nOn January [\\_\\_], 2023, the Connecticut Bankruptcy Court entered an order (the \"Bar Date Order\") establishing the following deadlines to file proofs of claim against the Debtors in their chapter 11 cases (the \"Chapter 11 Cases\"):3\n\n- 1. Prepetition Claims Against Individual Debtor: The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a proof of claim (a \"Proof of Claim\") in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Individual Debtor Petition Date (*i.e.*, February 15, 2022) against the Individual Debtor is **February 17, 2023 at 11:59 p.m. (ET)** (the \"General Bar Date\").\n- 2. Prepetition Claims Against Genever (US): The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (US) Petition Date (*i.e.*, October 12, 2020) against Genever (US) is **February 17, 2023 at 11:59 p.m. (ET)**, *i.e.*, the General Bar Date.\n- 3. Prepetition Claims Against Genever (BVI):\n\na. The last date and time for all persons and entities (including, without limitation, individuals, partnerships, corporations, and joint ventures) other than governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **February 17, 2023 at 11:59 p.m. (ET)**, 4 *i.e.*, the General Bar Date.\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications). 2\n\nThis amount does not reflect the fair market value of the Sherry Netherland apartment. 3\n\nThe Connecticut Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the applicable Bar Date to permit the filing of a late Proof of Claim. 4\n\nThe General Bar Date shall apply to such claims notwithstanding any other bar date that was previously generated by the Court.\n\nb. The last date and time for all governmental units to file a Proof of Claim in respect of any claim (as defined in the Bankruptcy Code) arising prior to the Genever (BVI) Petition Date (*i.e.*, October 10, 2022) against Genever (BVI) is **April 10, 2023 at 11:59 p.m. (ET)** (the \"Governmental/Genever (BVI) Bar Date\" and, together with the General Bar Date, the \"Bar Dates\").\n\nOn the Proof of Claim form, holders of claims against the Individual Debtor may elect to also assert their claim against Genever (BVI) and Genever (US) (the \"Genever Debtors\") on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor. If the Genever Debtors are or were *alter egos* of the Individual Debtor, then a creditor of the Individual Debtor would also be a creditor of the Genever Debtors, despite the absence of a direct contractual or other relationship between the creditor and the Genever Debtors. Any creditor of the Individual Debtor that previously filed a Proof of Claim against the Individual Debtor in a form substantially similar to the Official Form shall be deemed to have elected to also assert such claim against the Genever Debtors on the basis that the Genever Debtors are or were *alter egos* of the Individual Debtor, subject to the same reservation of rights above. To be clear, if you hold a claim against the Genever Debtors based on a direct contractual or other relationship between the creditor and the Genever Debtors (*i.e.*, in addition to a claim based on *alter ego*), you must file a separate Proof of Claim against Genever (BVI) and/or Genever (US), as applicable.\n\nThe Trustee, Genever (BVI), and Genever (US) reserve all their rights to object to any claims based on an *alter ego* theory, including on the basis that the Trustee is the only party entitled to assert that Genever (BVI) and Genever (US) are or were *alter egos* of the Individual Debtor.\n\nCopies of the Proof of Claim form may be viewed and downloaded free of charge on the Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms. Copies of the Bar Date Order may be obtained upon written request to counsel for the Trustee at douglassbarron@paulhastings.com.\n\nAll Proofs of Claim must be filed so as to be received on or before the General Bar Date either\n\n(a) by the Connecticut Bankruptcy Court at the following address:\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nor\n\n(b) Epiq Corporate Restructuring, LLC (the \"Claims Agent\") at the following addresses:\n\nIf by First Class Mail:\n\n Ho Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC P.O. Box 4419 Beaverton, OR 97076-4419\n\nIf by Hand Delivery or Overnight Mail:\n\n Ho Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC 10300 SW Allen Blvd. Beaverton, OR 97005\n\nor\n\n (c) electronically using the interface available on the Claims Agent's website at http\n\nA Proof of Claim is deemed to be timely filed only if it is **actually received** by the Court or the Claims Agent by the applicable Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Connecticut Bankruptcy Court through the Connecticut Bankruptcy Court's website at htt **Proofs of claim sent by fax or email will not be accepted**.\n\n**IMPORTANT: Individual claimants have the option of submitting their Proofs of Claim on a confidential basis (each such Proof of Claim, a \"Confidential Proof of Claim\") so as to keep their names and contact information confidential. Individual claimants that desire to submit a Confidential Proof of Claim must (a) elect on their Proofs of Claim to have such Proofs of Claim treated confidentially and (b) submit the completed Proofs of Claim (without any redactions) directly to the Claims Agent, whether electronically or at the Claims Agent address set forth above. For the avoidance of doubt, such Proof of Claim should not be submitted to or filed with the Court.**\n\nTo be properly filed, each Proof of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the applicable Petition Date (using the exchange rate, if applicable, as of the applicable Petition Date); (iii) conform substantially to the form of Proof of Claim attached to the Bar Date Order or the Official Bankruptcy Form 410; and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\nPursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely file a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtor, his property, or this estate (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans that may be filed in the Chapter 11 Cases.\n\nIf you require additional information regarding this Notice, you may contact the Trustee's counsel at 1-212-318-6690 or submit an inquiry via e-mail to douglassbarron@paulhastings.com. **If you believe that you hold a claim against the Debtors, you should consult an attorney if you have any questions regarding this Notice, including whether you should file a Proof of Claim.**\n\n# **NOTICE OF DISPUTED, CONTINGENT, OR UNLIQUIDATED CLAIM AND NOTICE OF DEADLINE FOR FILING PROOF OF CLAIM**\n\n#### To: Claimant(s) Address(es)\n\nDebtor: [Ho Wan Kowk] Scheduled Claim Amount(s): \\$ \\_\\_\\_\\_\\_\\_ \\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\nDebtor: [Genever Holdings Corporation] Scheduled Claim Amount(s): \\$ \\_\\_\\_\\_\\_\\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\nDebtor: [Genever Holdings LLC] Scheduled Claim Amount(s): \\$ \\_\\_\\_\\_\\_\\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\n- **1.** The Debtors (i.e., Ho Wan Kwok, Genever Holdings Corporation, and Genever Holdings LLC) scheduled your claim as indicated above. Any creditor whose claim is scheduled as disputed, contingent, or unliquidated in the Debtors' Schedules filed on March 9, 2022 [ECF No. 78 in Case No. 22-50073 (JAM)], November 3, 2020 [ECF No. 4 in Case No. 22-50592 (JAM)], and November 25, 2022 [ECF No. 1157 in Case No. 22-50073 (JAM)] (collectively, the \"Schedules\"), must file a proof of claim by February 17, 2023, except that claims by governmental units against Genever Holdings Corporation may be filed until April 10, 2023. Pursuant to Federal Rule of Bankruptcy Procedure 3003(c)(2), any creditor required to file a proof of claim who fails to do so shall not be treated as a creditor with respect to such a claim for the purposes of voting on the Debtors' plan and for distributions to creditors.\n- **2.** Creditors who have already filed claims need not file them again.\n- **3.** A proof of claim form is enclosed with this notice.\n- **4.** Counsel to the Debtor(s) shall file this completed notice listing all those creditors whose claim was not scheduled or whose claim was scheduled as disputed, contingent, or unliquidated in the Schedules on or before seven business days after entry of the bar date order [ECF No. \\_ in Case No. 22-50073 (JAM)] (the \"Bar Date Order\"). Counsel to the Debtor(s) shall also serve this notice on all affected parties by First Class Mail, postage prepaid on or before seven (7) business days after entry of the Bar Date Order. Counsel to the Debtor shall file a Certificate of Service indicating such compliance on or before fourteen (14) business days after entry of t he Bar Date Order.","body_zh":"美国康涅狄格州联邦破产法院布里奇波特分庭\n\n------------------------------------------------------ x\n\n关于： ：\n： 第11章\nHO WAN KWOK（郭文贵）等人，1 ：\n： 案号 22-50073 (JAM)\n债务人。 ：\n：\n： （联合管理）\n\n关于确定提交债权证明的截止日期并批准其通知形式及送达方式的命令\n\n鉴于：(i) Ho Wan Kwok（郭文贵）（“个人债务人”）提出动议（“原债权申报截止日期动议”），请求作出命令，确定债权人在个人债务人第11章案件中提交债权证明的截止日期，并给予相关救济；(ii) Luc Despins（吕西·德斯潘）以其作为在 Ho Wan Kwok（郭文贵）（“个人债务人”）、Genever Holdings Corporation（Genever控股公司，“Genever (BVI)”）及 Genever Holdings LLC（Genever控股有限责任公司，“Genever (US)”；与受托人合称“动议人”）的第11章案件中获任命的第11章受托人（“受托人”）的身份，根据《美国法典》第11编（“破产法典”）第502(b)(9)条及《联邦破产程序规则》（“破产规则”）第3003(c)(3)条提出补充动议（“补充动议”）2，请求作出命令（本“债权申报截止日期命令”），以(a)确定债权人在第11章案件中提交债权证明的截止日期，(b)批准提交债权证明的程序，(c)批准债权证明的格式，以及\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok（郭文贵）遗产的受托人（仅为通知和通信之目的）。\n\n2 本文所用但未定义的首字母大写术语，具有补充动议中赋予该等术语的含义。\n\n(d)批准债权申报截止日期通知的格式及其送达方式，具体均载于补充动议中；以及(iii)补充动议的增补文件（“增补文件”；与该动议及补充动议合称“本动议”）；且本院根据 28 U.S.C. §§ 157 和 1334 以及 United States District Court for the District of Connecticut（美国康涅狄格州联邦地区法院）的经修订移送常设命令（经修订）对本动议及其中请求的救济具有管辖权；且受托人已根据日期为 July 8, 2022 的命令获任命为个人债务人第11章案件的受托人；且本院已认定，本动议根据 28 U.S.C. § 157(b) 属于核心程序，且动议人同意根据《美国宪法》第三条作出终局命令；且本院已认定，根据 28 U.S.C. §§ 1408 和 1409，第11章案件及本动议在本地区的审理地点适当；且本院已认定，本动议已获适当和充分通知，无需作出任何其他或进一步通知；且本院已审阅本动议，并在本院举行的听证会（“听证会”）上听取了支持本动议的陈述；且本院已确定，本动议及听证会上所载的法律和事实依据构成给予本命令所授救济的正当理由；且对本命令所请求救济提出的任何异议均已撤回，或已就实体理由被驳回；经适当审议，并鉴于存在充分正当理由，现特此命令：\n\n1．本动议按本命令规定予以准许。\n\n2．除非本命令另有规定，\n\na．所有对个人债务人或 Genever (US) 主张《破产法典》第101(5)条所定义债权的个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位），且该等债权于各债务人各自第11章案件3 提交之日或之前产生的，均应书面提交该等债权的债权证明，确保本院或债权代理人于 February 17, 2023 at 11:59 p.m. (prevailing Eastern Time)（“一般申报截止日期”）或本院在某个人或实体获本院许可于一般申报截止日期后主张债权时确定的其他较晚日期之前收到；4\n\nb．所有对 Genever (BVI) 主张《破产法典》第101(5)条所定义债权的个人和实体（包括但不限于个人、合伙企业、公司、合资企业及信托，但不包括政府单位），且该等债权于 Genever (BVI) 第11章案件5 提交之日或之前产生的，均应书面提交该等债权的债权证明，确保本院或债权代理人于 February 17, 2023 at 11:59 p.m. (prevailing Eastern Time)，6 即一般申报截止日期，或本院在某个人或实体获本院许可于一般申报截止日期后主张债权时确定的其他较晚日期之前收到；以及\n\nc．所有对 Genever (BVI) 主张《破产法典》第101(5)条所定义债权的政府单位，且该等债权于 Genever (BVI) 第11章案件提交之日或之前产生的，均应书面提交该等债权的债权证明，确保本院或债权代理人于 April 10, 2023 at 11:59 p.m. (prevailing Eastern Time)（“政府单位/Genever (BVI) 申报截止日期”；与一般申报截止日期合称“申报截止日期”）之前收到。\n\n3．提交债权证明应适用以下程序：\n\na．债权证明必须：(i)以英文书写；(ii)按适用申请日的美国法定货币计价（如适用，使用适用申请日的汇率）；(iii)实质上符合债权表格或官方破产表格410（“官方表格”）7；以及(iv)由债权人签署；如债权人并非个人，则由债权人的获授权代理人签署。\n\nb．所有债权证明均须通过以下任一方式提交，以确保于适用申报截止日期或之前收到：\n\n3 个人债务人于 February 15, 2022 启动其第11章案件，Genever (US) 于 October 12, 2020 启动其第11章案件。\n\n4 为免生疑，一般申报截止日期亦适用于政府单位对个人债务人和/或 Genever (US) 提出的任何债权。\n\n5 Genever (BVI) 于 October 11, 2022 启动其第11章案件。\n\n6 尽管本院此前设定任何其他申报截止日期，一般申报截止日期均适用于该等债权。\n\n7 官方表格可于 United States Courts（美国法院）的官方网站 www.uscourts.gov/forms/bankruptcy-forms 查阅。\n\ni．向本院寄送至以下地址：\n\nUS Bankruptcy Court District of Connecticut（美国康涅狄格州联邦破产法院）\nBrien McMahon Federal Building（布莱恩·麦克马洪联邦大楼）\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n或\n\nii．向 Epiq Corporate Restructuring, LLC（Epiq企业重组有限责任公司）（“债权代理人”）8 寄送至以下地址：\n如通过平信邮寄：\n\nHo Wan Kwok Claims Processing Center\nc/o Epiq Corporate Restructuring, LLC\nP.O. Box 4419\nBeaverton, OR 97076-4419\n\n如通过专人递送或隔夜邮寄：\n\nHo Wan Kwok Claims Processing Center\nc/o Epiq Corporate Restructuring, LLC\n10300 SW Allen Blvd.\nBeaverton, OR 97005\n\n或\n\niii．通过债权代理人网站 http 上提供的界面以电子方式提交。\n\n仅当本院或债权代理人于适用申报截止日期之前实际收到债权证明时，该债权证明方视为及时提交。或者，债权证明可通过本院网站 htt 向本院以电子方式提交。\n不得通过传真、电传或电子邮件传输方式递交债权证明。\n\nc．任何对因拒绝履行待履行合同或未届满租赁而产生的债权提出主张的人员（包括但不限于个人、合伙企业、公司、合资企业、信托或政府单位），必须于以下两者中较晚的日期前，就该等拒绝履行提交债权证明：(i)适用申报截止日期；以及(ii)本院作出批准该等拒绝履行的命令后第三十(30)日；否则将被永久禁止提交。尽管有上述规定，待履行合同或未届满租赁的一方如依据该待履行合同或未届满租赁，就截至适用申请日已累积且尚未支付的款项提出债权（拒绝履行损害赔偿债权除外），则除非适用下文(e)款所列例外情形，否则必须于一般申报截止日期或之前就该等未付款项提交债权证明。\n\n8 对 Epiq Corporate Restructuring, LLC 的聘用正由本院另行命令批准。\n\n9 访问本院网站须登录本院公共访问法院电子记录系统（“PACER”）并使用密码，该等登录信息和密码可通过 PACER 服务中心 htt 获取。\n\nd．如动议人或债务人在依本债权申报截止日期命令条款邮寄适用申报截止日期通知后，对债务人的资产及负债清单（“清单”）作出修订或补充，则动议人应将任何该等修订或补充通知受其影响的任何债权持有人，该等持有人应于以下两者中较晚的日期前提交债权证明，否则将被永久禁止提交：(i)适用申报截止日期；以及(ii)该通知之日起三十(30)日；但是，清单中列为有争议、附条件或未确定金额的债权的任何持有人，就受该等修订影响的该项债权，享有四十五(45)个日历日作为提交债权证明的截止日期。\n\ne．仅就下述债权而言，以下人员无需于适用申报截止日期或之前提交债权证明：\n\ni．任何其债权已列于清单中的人员，如(x)该债权未在清单中列为有争议、附条件或未确定金额，且(y)该人员不对清单中所列该债权的金额、性质或优先顺位提出异议；\n\nii．任何其债权已获全额支付的人员；\n\niii．任何已由本院于适用申报截止日期或之前作出的命令准予的债权；\n\niv．本院已为其确定单独截止日期的债权；\n\nv．任何已在第11章案件中以实质上类似于官方表格的格式针对债务人提交债权证明的人员；或\n\nvi．根据本院任何命令无需提交债权证明的任何人员。\n\n4. 个人债权申报人可选择以保密方式提交其债权申报表（每一该等债权申报表称为“保密债权申报表”），以便对其姓名和联系信息予以保密，具体如下所述。保密债权申报表应由债权申报代理人依照日期为 October 26, 2022 的保护令 [Docket No. 923]（“保护令”）以“保密”方式保存和处理，但：(i) 经隐去个人债权申报人姓名和联系信息的保密债权申报表副本（无论该等姓名和联系信息在保密债权申报表中何处出现，包括其任何附件）应在债权申报代理人维护的债权登记册上向公众公开；以及 (ii) 未经隐去信息的保密债权申报表副本应提供或开放给：(w) 受托人、Genever (BVI)（Genever（英属维尔京群岛））、Genever (US)（Genever（美国））及其各自的律师和顾问；(x) 应法院要求提供，但该等保密债权申报表将予以密封保存；(y) 应 United States Trustee（美国受托人）要求提供；以及 (z) 应任何获授权方（定义见下文）要求提供，前提是该获授权方已签署加入保护令的文件。\n\n- a. 希望提交保密债权申报表的个人债权申报人必须：(i) 在其债权申报表中选择将该等债权申报表作为保密文件处理；以及 (ii) 将填妥的债权申报表（不得作任何隐去处理）直接提交给债权申报代理人，无论通过电子方式还是提交至上文所列债权申报代理人地址。为免生疑，该等债权申报表不应提交给法院或向法院备案。\n\n- b. “获授权方”是指：\n\n\t- i. 在遵守保护令条款的前提下，委员会及其律师；\n\n\t- ii. 在遵守保护令的前提下，Zeisler & Zeisler, P.C.（Zeisler & Zeisler 律师事务所），作为个人债务人的律师，前提是该律师还已与受托人达成协议，不向个人债务人披露任何保密债权申报表中提供的债权申报人姓名和联系信息；以及\n\n- iii. 在遵守保护令的前提下，法院可根据后续命令授权查阅保密债权申报表的其他人士；但任何该等决定均应在向受影响的债权申报人、委员会和受托人提前不少于十四 (14) 日发出通知后作出。\n\n- c. 持有任何保密债权申报表的受托人、Genever (BVI)、Genever (US)、其各自的律师和顾问、美国受托人及获授权方，应对相关债权申报人的姓名和联系信息予以保密，且除依照保护令条款或根据本法院的单独命令外，不得使用或披露任何保密债权申报表中提供的债权申报人姓名或联系信息。\n\n- d. 债权申报代理人应向提交保密债权申报表的每一债权申报人分配唯一识别代码，并应维护一份保密清单，列明该等债权申报人的身份、其对应的识别代码及其各自的保密债权申报表。该等债权申报人身份的保密清单仅应提供给根据本命令有权获得该等债权申报人姓名和联系信息的各方。\n\n5. 根据《破产程序规则》3003(c)(2)，任何未能按时依照本文件规定提交债权申报表的债权持有人，均应：(a) 被永久禁止、不得主张且受禁令约束，不得向债务人、其财产或其破产财产主张该等债权（或就此提交债权申报表）；以及 (b) 就任何可能在 Chapter 11 Cases（第11章案件）中提交的第11章重整计划的表决和分配而言，不被视为该等债权的债权人。\n\n6. (a) 拟议的截止日期通知，其形式大致如本文件附件 Annex I 所附（“截止日期通知”）；(b) 拟议的债权申报表表格（“债权申报表”），其形式大致如本文件附件 Annex II 所附；以及 (c) 拟议的公告通知表格（“公告通知”），其形式大致如本文件附件 Annex III 所附，现获批准。\n\n7. 在债权申报表上，对个人债务人享有债权的持有人可选择同时向 Genever (BVI) 和 Genever (US) 主张其债权，理由是 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我。为明确起见，受托人、Genever (BVI) 和 Genever (US) 保留对任何该等债权提出异议的全部权利，包括以仅受托人有权主张 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我为由提出异议。任何此前以与官方表格大致相似的形式向个人债务人提交债权申报表的个人债务人债权人，应被视为已选择同时向 Genever (BVI) 和 Genever (US) 主张该等债权，理由是 Genever (BVI) 和 Genever (US) 是或曾是个人债务人的另一个自我，但受制于上述相同的权利保留。为免生疑，任何对 Genever (BVI) 和/或 Genever (US) 享有独立债权（即，除基于另一个自我的债权之外）的个人债务人债权人，必须视情况分别向 Genever (BVI) 和/或 Genever (US) 提交单独的债权申报表。\n\n8. 就截止日期通知，以下程序获批准：\n\n在本截止日期命令录入后七 (7) 个营业日内，动议方应安排将：(i) 债权申报表及 (ii) 截止日期通知邮寄给以下各方：\n\n- i. 美国受托人；\n\n- ii. 委员会的律师；\n\n- iii. 所有在附表中列明的已知债权持有人，寄送至附表中所载地址，或寄送至该等债权人向动议方提出请求后更新的地址，或邮局退回邮件所提供的转寄地址；但是，债务人附表中列为有争议、附条件或未确定金额的所有债权持有人，还应根据地方规则 3003-1 及法院向有争议、附条件和未确定金额债权人发出的命令和通知（Appendix K），收到有争议、附条件或未确定金额债权通知及提交债权申报表截止日期通知，其形式大致如本文件附件 Annex IV 所附（“地方规则 3003-1 通知”）；\n\n- iv. 动议方实际知悉的对债务人可能享有债权的所有各方；\n\n- v. 债务人在附表中列明的待履行合同和未到期租赁的所有相对方，寄送至附表中所载地址，或寄送至该等相对方向动议方提出请求后更新的地址，或邮局退回邮件所提供的转寄地址；\n\n- vi. 对债务人提起的未决诉讼中所有当事人的登记在案律师（截至截止日期命令录入之日）；10\n\n- vii. Internal Revenue Service（美国国税局）、Securities and Exchange Commission（美国证券交易委员会）、Connecticut（康涅狄格州）和 New York（纽约州）的总检察长，以及康涅狄格州和纽约州的地方税务机关；\n\n- viii. 所有已在第11章案件中提交债权申报的个人或实体（截至截止日期命令录入之日）；\n\n- ix. 所有曾向法院寄送函件且列于法院本第11章案件电子案卷中的各方（截至截止日期命令录入之日）；\n\n- x. 所有曾就债务人破产财产的资产或针对该破产财产的债权向受托人寄送函件的各方。\n\n- xi. 所有根据《破产程序规则》2002 在第11章案件中请求通知的各方（截至截止日期命令录入之日）；以及\n\n- xii. 动议方认为适当的其他个人和实体。\n\n9. 动议方应安排在下列各报纸上各刊登一次公告通知：\n\na. USA Today（《今日美国》）；\n\n- b. Sing Tao USA（《美国星岛日报》）（公告通知译为普通话）；以及\n\n- c. The World Journal（《世界日报》）（公告通知译为普通话）\n\n该等刊登最迟应于本截止日期命令录入后十 (10) 个营业日内进行。\n\n10 债务人应于本截止日期命令录入后 2 个营业日内向受托人提供该等信息。\n\n10. 动议方获授权并被赋予权力采取实施和落实本截止日期命令条款所可能必要的步骤和行为。\n\n11. 按本文件规定发出本截止日期命令所授予救济的通知，属公平合理，并将就债权人在第11章案件中可能对债务人享有的任何潜在债权相关的权利和义务，向债务人的所有债权人提供良好、充分和适当的通知。\n\n12. 本截止日期命令的任何内容均不得损害动议方或任何其他利害关系方对可能在第11章案件中提交、反映于附表中或以其他方式提出的任何债权提出争议，或主张任何抵销或抗辩的权利。\n\n13. 本截止日期命令的录入不损害动议方请求本法院进一步命令的权利，该进一步命令确定不受本文件所确立截止日期约束的债权持有人必须在何日期限前提交债权申报表，或通过动议或申请方式向债务人主张该等债权，否则将被永久禁止如此提交的截止日期。\n\n14. 本法院保留管辖权，以审理和裁定因本命令产生或与本命令相关的所有事项。\n\n签署于 Connecticut（康涅狄格州）Bridgeport（布里奇波特），日期为 2023 年 January 5th 日。\n\nCase 22-50073 Doc 1297 Filed 01/05/23 Entered 01/05/23 15:53:21 Page 11 of 29\n\n附件 I\n\n截止日期通知\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州联邦破产法院布里奇波特分院）\n\n------------------------------------------------------ x\n\n关于： :\n: 第11章\nHO WAN KWOK（郭文贵）等人，1 :\n: 案件编号 22-50073 (JAM)\n债务人。 :\n:\n: （联合管理）\n\n关于要求所有对债务人享有债权的人提交债权申报表的截止日期通知\n\n致：所有可能对 (A) HO WAN KWOK（郭文贵），又名 GUO WENGUI（郭文贵），又名 MILES KWOK（郭文贵），(B) GENEVER HOLDINGS CORPORATION（Genever 控股公司），和/或 (C) GENEVER HOLDINGS LLC（Genever 控股有限责任公司）享有债权的个人和实体\n\n于 February 15, 2022（“个人债务人申请日”），Ho Wan Kwok（郭文贵）先生（“个人债务人”）向 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格州联邦破产法院）（“康涅狄格州破产法院”）提交了根据 United States Code（美国法典）title 11（“破产法”）chapter 11 自愿申请救济的申请书。于 July 8, 2022，康涅狄格州破产法院作出命令，批准任命 Luc A. Despins（卢克·A·德斯潘斯）为个人债务人第11章案件的第11章受托人（“受托人”）。\n\n于 October 12, 2020（“Genever (US) 申请日”），Genever Holdings LLC（Genever 控股有限责任公司）（“Genever (US)”）向 United States Bankruptcy Court for the Southern District of New York（美国纽约南区联邦破产法院）（“纽约破产法院”）提交了其第11章申请。于 November 3, 2022，纽约破产法院作出命令，将 Genever (US) 的第11章案件移送至康涅狄格州破产法院。Genever (US) 附表中仅列明的资产为位于 New York, New York（纽约州纽约市）Sherry Netherland Hotel（雪梨荷兰酒店）的一处住宅及相关保证金，附表所列总价值约为 \\$73 million。2\n\n于 October 11, 2022（“Genever (BVI) 申请日”，并与 Genever (US) 申请日及个人债务人申请日合称“申请日”），Genever\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及其他众多别名）（税务识别号码后四位：9595）、Genever Holdings LLC（Genever控股有限责任公司，税务识别号码后四位：8202）及 Genever Holdings Corporation（Genever控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，转交 Ho Wan Kwok 财产受托人 Luc A. Despins（仅用于通知和通信）。\n\n2 该金额未反映 Sherry Netherland 公寓的公平市场价值。\n\nGenever Holdings Corporation（“Genever (BVI)”）向 Connecticut Bankruptcy Court（康涅狄格州破产法院）提交了其第11章破产申请。Genever (BVI) 全资拥有 Genever (US)。\n\n根据日期为 November 21, 2022 的命令，个人债务人、Genever (US) 及 Genever (BVI) 的第11章案件仅为程序目的而合并管理。\n\n于 January [__], 2023，康涅狄格州破产法院作出一项命令（“截止日期命令”），确定在债务人的第11章案件（“第11章案件”）中提交针对债务人的债权证明的下列截止日期：3\n\n1. 针对个人债务人的申请前债权：所有人士和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就于个人债务人申请日期（即 February 15, 2022）之前产生的、针对个人债务人的任何债权（定义见《破产法》）提交债权证明（“债权证明”）的最晚日期和时间为 February 17, 2023 at 11:59 p.m.（适用的东部时间）（“一般截止日期”）。4\n\n2. 针对 Genever (US) 的申请前债权：所有人士和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就于 Genever (US) 申请日期（即 October 12, 2020）之前产生的、针对 Genever (US) 的任何债权（定义见《破产法》）提交债权证明的最晚日期和时间为 February 17, 2023 at 11:59 p.m.（适用的东部时间），即一般截止日期。\n\n3. 针对 Genever (BVI) 的申请前债权：\n\na. 除政府单位以外的所有人士和实体（包括但不限于个人、合伙企业、公司及合资企业）就于 Genever (BVI) 申请日期（即 October 10, 2022）之前产生的、针对 Genever (BVI) 的任何债权（定义见《破产法》）提交债权证明的最晚日期和时间为 February 17, 2023 at 11:59 p.m.（适用的东部时间），即一般截止日期。5\n\nb. 所有政府单位就于 Genever (BVI) 申请日期（即 October 10, 2022）之前产生的、针对 Genever (BVI) 的任何债权（定义见《破产法》）提交债权证明的最晚日期和时间为 April 10, 2023 at 11:59 p.m.（适用的东部时间）（“政府单位/Genever (BVI) 截止日期”，并与一般截止日期合称“截止日期”）。\n\n3 康涅狄格州破产法院可应债权人的动议，在适用截止日期后延长提交债权证明的期限，以允许提交逾期债权证明。\n\n4 为免生疑，一般截止日期亦适用于政府单位针对个人债务人和/或 Genever (US) 提出的任何债权。\n\n5 尽管法院此前可能确定了任何其他截止日期，一般截止日期仍应适用于该等债权。\n\n截止日期以及下文规定的提交债权证明的程序（“程序”）适用于债务人在适用申请日期之前产生的所有针对债务人的债权，但不包括根据《破产法》第503(b)(9)条产生的申请前债权。如下文第3节所详述，个人债权人可选择以保密方式提交其债权证明，从而使其姓名和联系信息不被公开披露。如您希望行使该选择权，请仔细阅读下列说明。\n\n在债权证明表格上，针对个人债务人持有债权的债权人可选择同时针对 Genever (BVI) 和 Genever (US)（“Genever债务人”）主张其债权，理由是 Genever债务人是或曾是个人债务人的另一个自我。如果 Genever债务人是或曾是个人债务人的另一个自我，则尽管债权人与 Genever债务人之间不存在直接合同或其他关系，个人债务人的债权人亦将成为 Genever债务人的债权人。任何此前以与正式表格实质上相似的格式针对个人债务人提交债权证明的个人债务人债权人，均应被视为已选择同时针对 Genever债务人主张该等债权，理由是 Genever债务人是或曾是个人债务人的另一个自我，但仍受上述相同权利保留的限制。为免生疑，如您基于债权人与 Genever债务人之间的直接合同或其他关系而对 Genever债务人持有债权（即除基于另一个自我的债权外），则您必须视情况分别针对 Genever (BVI) 和/或 Genever (US) 提交债权证明。\n\n通常，法院在分析另一个自我债权时，会考察：(1) 相关实体/人士是否作为一个单一经济单位运营；及 (2) 在维持个人债务人与 Genever债务人之间的独立性方面，是否存在整体上的不公正或不公平因素。在分析这些问题时，法院通常考虑多项因素，包括被指称为另一个自我的实体是否资本充足、是否遵守公司形式要求，及/或是否只是控制该另一个自我实体之人士的幌子。为免生疑，上述因素清单并非详尽无遗，且任何单一因素均不具有决定性。您应就这些事项咨询您的律师。\n\n受托人、Genever (BVI) 及 Genever (US) 保留其对任何基于另一个自我理论的债权提出异议的一切权利，包括以受托人是唯一有权主张 Genever (BVI) 和 Genever (US) 是或曾是个人债务人另一个自我的当事人为由提出异议。\n\n1. 谁必须提交债权证明\n\n如您持有于适用申请日期之前产生的债权，且该债权并非下文第4节所述类型的债权，则您必须提交债权证明，方可就债务人提交的第11章计划投票，或有资格参与债务人财产的分配。基于债务人在申请日期之前实施的作为或不作为的债权，必须不迟于适用截止日期提交，即使该等债权目前尚未确定、清算或明确，或者在适用申请日期之前尚未到期或变得确定、清算或明确。\n\n根据《破产法》第101(5)条及在本通知中，“债权”一词系指：(a) 获得付款的权利，无论该权利是否已载入判决书、已清算、未清算、确定、附条件、已到期、未到期、有争议、无争议、法定、衡平、有担保或无担保；或 (b) 因履行违约而获得衡平法救济的权利，如该违约产生获得付款的权利，无论该获得衡平法救济的权利是否已载入判决书、确定、附条件、已到期、未到期、有争议、无争议、有担保或无担保。\n\n2. 应提交什么\n\n本通知随附一份用于第11章案件的债权证明表格。您可使用本通知随附的债权证明表格提交您的债权。其他债权证明表格及说明可于康涅狄格州破产法院的网站 www.uscourts.gov/forms/bankruptcy-forms 获取。\n\n所有债权证明必须由债权人签署；如债权人并非个人，则必须由债权人的授权代理人或债权人的律师签署。所有债权证明必须以英文书写，并以美元计价（如适用，按申请日期的汇率计算）。您可将作为该等债权依据的任何文件附于已填写完成的债权证明。\n\n所有债权证明不得包含完整的社会保障号码或纳税人识别号码（仅列示该等号码的后四(4)位）、完整的出生日期（仅列示相关年份）、任何未成年人的姓名（仅列示该等未成年人的姓名首字母）或金融账户号码（仅列示该等号码的后四(4)位）。\n\n3. 何时及何地提交\n\n所有债权证明必须在适用截止日期当日或之前由下列任一方实际收到：\n\na. 康涅狄格州破产法院，地址如下：\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\n或\n\nb. Epiq Corporate Restructuring, LLC（“债权代理人”），地址如下：\n\n如通过平信邮寄：Ho Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC P.O. Box 4419 Beaverton, OR 97076-4419\n\n如通过专人递送或隔夜邮件：Ho Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC 10300 SW Allen Blvd. Beaverton, OR 97005\n\n或\n\nc. 使用债权代理人网站 http 上提供的界面以电子方式提交。\n\n但任何希望以保密方式提交债权证明的个人债权人，必须仅向债权代理人提交保密债权证明（定义见下文）。\n\n只有在适用截止日期当日或之前由法院或债权代理人实际收到的债权证明，方视为及时提交。或者，可通过康涅狄格州破产法院的网站 htt 以电子方式向康涅狄格州破产法院提交债权证明。\n\n不得通过传真、远程传真或电子邮件传输方式递交债权证明。\n\n重要提示：个人债权人可选择以保密方式提交其债权证明（每份该等债权证明均称为“保密债权证明”），以使其姓名和联系信息保密。\n\n希望提交保密债权证明的个人债权人必须：\n\na. 在其债权证明上选择将该债权证明作为保密文件处理；及\n\nb. 将填写完成的债权证明（不得作任何删节）直接提交给债权代理人，无论以电子方式提交还是提交至上文所列债权代理人地址。为免生疑，该等债权证明不应提交给法院或向法院备案。\n\n债权代理人维护的债权登记册将仅包含保密债权证明的删节版本，其中将删节该等个人债权人的姓名和联系信息。此外，只有 (i) 受托人、Genever (BVI)、Genever (US) 及其各自的律师和顾问，(ii) 法院，(iii) United States\n\n6 访问康涅狄格州破产法院网站须登录康涅狄格州破产法院的法院电子记录公共访问系统（“PACER”）并使用密码，该等登录信息和密码可通过 PACER 服务中心 htt 获取。\n\n受托人，以及 (iii) 获授权方（定义见截止日期命令），但不包括个人债务人，方可查阅保密债权证明。\n\n4. 谁无需提交债权证明\n\n如您属于以下情形，则无需在一般截止日期当日或之前提交债权证明：\n\na. 其债权列于清单中，且 (x) 该债权未在清单中列为有争议、或有或未定额债权，及 (y) 该人士不对清单所载债权的金额、性质或优先顺位提出异议的任何人士；\n\nb. 其债权已获全额清偿的任何人士；\n\nc. 经本院于一般申报截止日当日或之前作出的裁定认可的债权；\n\nd. 本院已为其设定单独截止日期的债权；\n\ne. 已在第 11 章案件中针对债务人提交实质上类似于官方表格的债权申报表的任何人士；或\n\nf. 根据康涅狄格州破产法院（Connecticut Bankruptcy Court）的任何裁定无需提交债权申报表的任何人士。\n\n本通知可能会发送给许多曾与债务人存在某种关系或曾与债务人有过业务往来的人士，但该等人士未必对任何债务人拥有未清偿债权。您收到本通知这一事实，并不意味着您对任何债务人拥有债权，亦不意味着康涅狄格州破产法院、受托人或债务人认为您对任何债务人拥有债权。\n\n5. 待履行合同及未到期租约\n\n如您持有因拒绝履行待履行合同或未到期租约而产生的债权，您必须最迟于以下两个日期中较晚者，就该等拒绝履行提交债权申报表：(i) 适用的申报截止日；及 (ii) 康涅狄格州破产法院作出批准该等拒绝履行的裁定之日起三十 (30) 日。尽管有前述规定，待履行合同或未到期租约的一方如就根据该待履行合同或未到期租约于适用申请日当日已产生且尚未支付的款项主张债权（拒绝履行损害赔偿债权除外），则必须于一般申报截止日当日或之前就该等款项提交债权申报表，除非适用上文第 4 节所列的例外情形。\n\n6. 未于适用申报截止日之前提交债权申报表的后果\n\n任何不属于上文第 4 节所完整列明的申报截止日命令要求豁免范围内的债权持有人，未能以适当形式及时提交债权申报表的，就该等所称债权而言，不得为对第 11 章案件中提交的任何计划进行表决及就该等所称债权参与债务人第 11 章案件中任何分配之目的，被视为债权人。\n\n根据《破产程序规则》3003(c)(2)，任何未按本通知规定及时提交债权申报表的债权持有人，(A) 将被永久禁止、不得主张且受到禁令制约，不得针对债务人、其财产或其破产财团主张该等债权（或就此提交债权申报表）；且 (B) 就可能在该等第 11 章案件中提交的任何第 11 章计划而言，不得为表决及分配之目的被视为该等债权的债权人。\n\n康涅狄格州破产法院可应债权人动议，在适用申报截止日后延长提交债权申报表的期限，以允许提交逾期债权申报表。\n\n7. 债务人的清单及查阅方式\n\n您可能在债务人的清单中被列为对债务人享有债权的持有人。如上所述，如您同意适用债务人清单中所列您债权的性质、金额及状态，且您的债权未被描述为有争议、或有或未定额债权，则您无需（但仍可）提交债权申报表。否则，或如您决定提交债权申报表，则必须依照本通知所载程序，于适用申报截止日之前提交。\n\n债务人清单副本可在康涅狄格州破产法院的第 11 章案件电子案卷中查阅，该电子案卷可通过康涅狄格州破产法院网站 htt 访问。通过康涅狄格州破产法院网站查阅该等信息，须拥有康涅狄格州破产法院法院电子记录公共访问系统（“PACER”）的登录名和密码，该等登录名和密码可通过 PACER 服务中心 htt 获取。债务人清单副本亦可于周一至周五上午 9:00 至下午 4:30（东部时间）之间，在康涅狄格州破产法院书记官办公室查阅，地址如下：\n\nBrien McMahon Federal Building（布赖恩·麦克马洪联邦大楼） 915 Lafayette Boulevard（拉斐特大道 915 号） Bridgeport, CT 06604\n\n任何对任何债务人可能享有债权的持有人，均应就本通知未涵盖的任何事项咨询律师，例如该潜在债权持有人是否应提交债权申报表。\n\n8. 补充信息\n\n如您需要有关本通知的补充信息，可致电 1-212-318-6690 联系受托人的律师，或通过电子邮件 douglassbarron@paulhastings.com 提交问询。如您认为您对债务人享有债权，并对本通知有任何疑问，包括是否应提交债权申报表，您应咨询律师。\n\n日期：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2023\n\nGENEVER HOLDINGS LLC（Genever Holdings 有限责任公司）\n\n代表：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡） (ct00616) Patrick R. Linsey（帕特里克·R·林西） (ct29437) NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩与蒙泰斯律师事务所） 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\nGenever Holdings LLC 债务人及占有中的债务人的律师\n\nGENEVER HOLDINGS CORPORATION（Genever Holdings 公司）\n\n代表：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡） (ct00616) Patrick R. Linsey（帕特里克·R·林西） (ct29437) NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩与蒙泰斯律师事务所） 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\nGenever Holdings Corporation 债务人及占有中的债务人的律师\n\nLUC A. DESPINS（卢克·A·德斯平斯），第 11 章受托人\n\n代表：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡） (ct00616) Patrick R. Linsey（帕特里克·R·林西） (ct29437) NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩与蒙泰斯律师事务所） 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n以及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特） (pro hac vice) PAUL HASTINGS LLP（博钦律师事务所） 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n以及\n\nDouglass Barron（道格拉斯·巴伦） (pro hac vice) PAUL HASTINGS LLP（博钦律师事务所） 200 Park Avenue New York, New York 10166 (212) 318-6079 douglassbarron@paulhastings.com\n\n第 11 章受托人的律师\n\n官方表格 410\n\n债权申报表 22\n\n填写本表格前请阅读说明。本表格用于在破产案件中提出付款债权。请勿使用本表格提出行政费用付款请求。应依照 11 U.S.C. § 503 提出该等请求。\n\n提交人必须在本表格或任何随附文件中省略或隐去有权获得隐私保护的信息。请附上支持该债权的任何文件的隐去敏感信息副本，例如本票、采购订单、发票、往来账户明细表、合同、判决书、抵押文件及担保协议。请勿发送原始文件；原始文件可能在扫描后被销毁。如文件无法取得，请在附件中说明。\n\n提交欺诈性债权的人可能被处以最高 \\$500,000 罚款、最高 5 年监禁，或并处两者。18 U.S.C. §§ 152, 157, and 3571.\n\n请填写案件提交之日的所有债权信息。该日期载于您收到的破产通知（表格 309）中。\n\n第 1 部分：识别债权\n\n1. 现任债权人是谁？ _________________________________________________________\n\n现任债权人姓名（即应就该债权获得付款的个人或实体）\n\n债权人曾向债务人使用的其他名称\n\n__________________________________________________________ 1A. 选择对姓名和联系信息保密\n\n本人特此选择对本人的姓名及联系信息保密。\n\n2. 该债权是否从他人处取得？ □ 否\n\n□ 是。从何人处取得？______________________________________________________________________________________________________\n\n3. 应将给债权人的通知及付款发送至何处？ 应将给债权人的通知发送至何处？ 应将给债权人的付款发送至何处？（如不同）\n\n《联邦破产程序规则》（FRBP）2002(g) _____________________________________________________\n\n姓名\n\n______________________________________________________ _____________________________________________________\n\n姓名\n\n门牌号码\n\n街道 ______________________________________________________\n\n门牌号码\n\n街道\n\n城市\n\n州 邮政编码 城市 ______________________________________________________\n\n州 邮政编码\n\n联系电话 ________________________ 联系电话 ________________________\n\n联系电子邮箱\n\n________________________ 联系电子邮箱 ________________________\n\n第 13 章电子付款统一债权标识符（如您使用）：\n\n__ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __\n\n4. 本债权是否修改先前已提交的债权？ □ 否\n\n□ 是。法院债权登记册中的债权编号（如知悉）________ 提交日期 ________________________\n\n月\n\n/ 日 / 年\n\n5. 您是否知悉他人已就该债权提交债权申报表？ □ 否\n\n□ 是。先前由谁提交？ _____________________________\n\n您是否有用于识别债务人的任何编号？ □ 否\n\n□ 是。债务人账户的最后 4 位数字，或您用于识别债务人的任何编号：____ ____ ____ ____\n\n7. 债权金额是多少？ \\$_____________________________。该金额是否包括利息或其他费用？\n\n□ 否\n\n□ 是。请附上根据《破产程序规则》3001(c)(2)(A) 要求列明利息、费用、开支或其他收费项目的说明。\n\n8. 债权的依据是什么？ 示例：已售货物、出借款项、租赁、已履行服务、人身伤害或非正常死亡，或信用卡。\n\n请附上《破产程序规则》3001(c) 要求的任何支持该债权文件的隐去敏感信息副本。\n\n限制披露有权获得隐私保护的信息，例如医疗保健信息。\n\n8A. 针对 Genever 实体的另我债权？ ______________________________________________________________________________\n\n如您针对 Ho Wan Kwok（郭文贵）主张债权，您亦可通过勾选以下方框，以这些实体为 Ho Wan Kwok 的另我为依据，针对 Genever Holdings Corporation 和 Genever Holdings LLC 主张债权：是。\n\n9. 债权的全部或部分是否有担保？ □ 否\n\n□ 是。该债权以对财产的担保权作担保。\n\n财产性质：\n\n□ 不动产。如该债权以债务人的主要住所作担保，请随本债权申报表提交抵押贷款债权申报表附件（官方表格 410-A）。\n\n□ 机动车辆\n\n□ 其他。请说明：\n\n完善担保权益的依据：\n\n请附上文件的隐去敏感信息副本（如有），以证明担保权益已获完善（例如抵押文件、留置权、产权证书、融资报表，或显示该留置权已提交或登记的其他文件。）\n\n财产价值：\n\n\\$__________________\n\n债权中有担保的金额：\n\n\\$__________________\n\n债权中无担保的金额：\\$__________________（有担保金额与无担保金额之和应与第 7 行金额一致。）\n\n截至申请日为补救任何违约所需的金额：\n\n\\$____________________\n\n年利率（案件提交时）_______%\n\n□ 固定\n\n□ 浮动\n\n10. 该债权是否基于租约？ □ 否\n\n□ 是。截至申请日为补救任何违约所需的金额。\n\n\\$____________________\n\n11. 该债权是否受抵销权约束？ □ 否\n\n□ 是\n\n12. 债权的全部或部分是否根据 11 U.S.C. § 507(a) 享有优先权？ □ 否\n\n□ 是。请选择一项： 享有优先权的金额\n\n一项债权可部分为优先债权，部分为非优先债权。例如，在某些类别中，法律限制可享有优先权的金额。\n\n根据 11 U.S.C. § 507(a)(1)(A) 或 (a)(1)(B) 的国内扶养义务（包括赡养费和子女抚养费）。 \\$____________________\n\n用于个人、家庭或家庭生活用途的财产或服务之购买、租赁或出租的定金，最高 \\$33*。11 U.S.C. § 507(a)(7)。 \\$____________________\n\n在提交破产申请前 180 日内或债务人企业终止营业前（以较早者为准）赚取的工资、薪金或佣金（最高 \\$15,1*）。11 U.S.C. § 507(a)(4)。 \\$____________________\n\n应付政府单位的税款或罚金。11 U.S.C. § 507(a)(8)。 \\$____________________\n\n对雇员福利计划的缴款。11 U.S.C. § 507(a)(5)。 \\$____________________\n\n其他。请注明适用的 11 U.S.C. § 507(a)(__) 款。 \\$____________________\n\n* 金额将于 4/01/25 以及此后每 3 年进行调整，适用于在调整日期当日或之后开始的案件。\n\n第 3 部分：\n在下方签署\n\n填写本债权证明的人必须签署并注明日期。FRBP 9011(b)。 请勾选适当的方框：\n\n我是债权人。\n\n我是债权人的律师或授权代理人。\n\n如果您以电子方式提交本债权证明，FRBP 5005(a)(2) 授权法院制定地方规则，规定何为签名。 我是受托人、债务人或其授权代理人。破产规则 3004。\n\n我是保证人、担保人、背书人或其他共同债务人。破产规则 3005。\n\n我理解，本债权证明上的授权签名即表示确认：在计算债权金额时，债权人已就收到的任何用于偿还债务的款项向债务人作出抵扣。\n\n我已审阅本债权证明中的信息，并有合理理由相信该信息真实且正确。\n\n提交欺诈性债权证明的人可被处以最高 \\$500,000 的罚金、最高 5 年监禁，或两者并处。\n\n我在伪证罪处罚下声明，上述内容真实且正确。\n\n18 U.S.C. §§ 152、157 和 3571。\n\n签署日期 _________________\n月 / 日 / 年\n\n签名 ________________________________________________________________________\n\n请以印刷体填写完成并签署本债权证明之人的姓名：\n\n姓名 名字 中间名 _______________________________________________________________________________________________\n\n姓氏\n\n职务 _______________________________________________________________________________________________\n\n公司\n\n如授权代理人为服务商，请将公司服务商标明为公司。\n\n地址 号码 街道 _______________________________________________________________________________________________\n\n城市 州 _______________________________________________________________________________________________\n\n邮政编码\n\n联系电话 _____________________________ 电子邮箱 ____________________________________\n\n官方表格 410\n\n债权证明说明\n\n美国破产法院 12/15\n\n本说明和定义通常阐释法律。在某些情况下，例如债务人非自愿提交的破产案件，可能适用这些一般规则的例外情形。您应考虑取得律师的建议，尤其是在您不熟悉破产程序和隐私法规的情况下。\n\n提交欺诈性债权证明的人可被处以最高 \\$500,000 的罚金、最高 5 年监禁，或两者并处。18 U.S.C. §§ 152、157 和 3571。\n\n如何填写本表格\n\n请填写截至案件提交之日有关债权的全部信息。\n\n请填写本表格顶部的案件抬头。\n\n如该债权系从他人处取得，请说明在首次债权证明提交前最后拥有该债权或持有该债权并将其转让给您的当事人的身份。\n\n请将所有证明文件附于本表格。请附上经涂销的文件副本，以证明债务存在、债务由留置权担保，或两者兼有。（参见下一页对涂销的定义。）\n\n还请附上经涂销的文件副本，以证明任何担保权益的完善，或债务的任何让与或转让。除文件外，还可附上摘要。联邦破产程序规则（称为“破产规则”）3001(c) 和 (d)。\n\n请勿附上原始文件，因为附件在扫描后可能会被销毁。\n\n如债权基于提供医疗保健商品或服务，请勿披露保密医疗保健信息。请在债权证明及所附文件中省略或涂销保密信息。\n\n债权证明表格及任何所附文件必须仅显示任何社会保障号码、个人纳税人识别号码或金融账户号码的末 4 位数字，以及任何人的出生日期中的年份。参见破产规则 9037。\n\n对于未成年子女，请仅填写该子女姓名的首字母以及该子女父母或监护人的全名和地址。例如，填写 A.B.，未成年子女（John Doe，父母，123 Main St.，City，State）。参见破产规则 9037。\n\n确认债权证明已提交\n\n如需确认债权证明已提交，请随附一个已贴邮票并写明回邮地址的信封及本表格副本，或前往法院的 PACER 系统 [\\(www.pacer.psc.uscourts.gov\\)] 查看已提交的表格。\n\n了解本表格中使用的术语\n\n管理费用：通常指在破产案件提交后，因经营、清算或分配破产财产而产生的费用。11 U.S.C. § 503。\n\n债权：债权人就债务人在提交破产申请之日所欠债务获得付款的权利。11 U.S.C. §101 (5)。债权可以是有担保债权或无担保债权。\n\n债权人：债务人于提交破产申请之日或之前发生的债务所欠付的个人、公司或其他实体。11 U.S.C. §101 (10)。\n\n债务人：处于破产程序中的个人、公司或其他实体。请使用您收到的破产通知中所示的债务人姓名和案号。11 U.S.C. § 101 (13)。\n\n完善证明：担保权益完善的证明可包括显示担保权益已提交或登记的文件，例如抵押权、留置权、产权证书或融资声明。\n\n享有隐私权的信息：债权证明表格及任何所附文件必须仅显示任何社会保障号码、个人纳税人识别号码或金融账户号码的末 4 位数字、未成年人姓名的首字母，以及任何人的出生日期中的年份。如债权基于提供医疗保健商品或服务，应限制披露该等商品或服务，以避免造成尴尬或披露保密医疗保健信息。如受托人或其他利害关系人对该债权提出异议，您日后可能被要求提供更多信息。\n\n优先债权：属于根据 11 U.S.C. §507(a) 享有优先权的无担保债权类别中的债权。在破产案件中，该等债权在其他无担保债权获得清偿前，从可用资金或财产中获得清偿。常见的优先无担保债权包括赡养费、子女抚养费、税款和某些未付工资。\n\n债权证明：显示债务人在提交破产申请之日所欠债权人债务金额的表格。该表格必须在案件待决地区提交。\n\n另我债权：如您对 Ho Wan Kwok（郭文贵）提出债权，您亦可通过勾选债权证明表格上的适用方框，以 Genever Holdings Corporation（Genever 控股公司）和 Genever Holdings LLC（Genever 控股有限责任公司）（“Genever Debtors（Genever 债务人）”）系 Ho Wan Kwok 的另我为由，对其提出债权。受托人及 Genever Debtors 保留与任何该等另我债权有关的一切权利，包括基于受托人是唯一有权主张 Genever Debtors 是或曾是个人债务人另我的当事人的理由所享有的权利。\n\n请勿将本说明与您的表格一并提交。\n\n信息涂销：为保护隐私而遮盖、编辑删除或删除某些信息。提交人必须在债权证明表格及任何所附文件中涂销或省略享有隐私权的信息。\n\n重要提示：个人债权人可选择对其姓名和联系信息予以保密。为使该选择生效，债权人必须：(a) 勾选问题 1A 中的方框；以及 (b) 按照随附的截止日期通知，将其债权证明提交给债权代理人。\n\n根据 11 U.S.C. §506(a) 的有担保债权：以债务人特定财产上的留置权为担保的债权。债权人在其他债权人获得清偿前有权从该财产获得清偿的范围内，该债权属于有担保债权。有担保债权的金额通常不得超过债权人享有留置权的特定财产的价值。债务人对债权人的任何欠款中超过该财产价值的部分，通常可构成无担保债权。但存在例外；例如，参见 11 U.S.C. § 1322(b) 及 1325(a) 的最后一句。\n\n财产上的留置权例子包括不动产抵押权或汽车上的担保权益。留置权可由债务人自愿设定，亦可通过法院程序取得。在某些州，法院判决可构成留置权。\n\n抵销：指债权人以其持有的属于债务人的款项向自己付款，或通过注销其对债务人所负的债务而实现付款。\n\n统一债权识别码：某些债权人为便利电子付款而使用的可选 24 字符识别码。\n\n无担保债权：不符合有担保债权要求的债权。在债权金额超过债权人享有留置权的财产价值的范围内，债权可部分属于无担保债权。\n\n收购债权的要约\n\n某些实体以低于债权面值的金额收购债权。这些实体可能联系债权人，提出收购其债权。该等实体发出的某些书面通信可能容易与法院正式文件或债务人的通信相混淆。这些实体并不代表破产法院、破产受托人或债务人。债权人没有出售其债权的义务。然而，如债权人决定出售其债权，任何该等债权转让均受破产规则 3001(e)、适用的《破产法典》（11 U.S.C. § 101 et seq.）条款以及适用的破产法院命令的约束。\n\n附件 III\n\n公告通知\n\nCase 22-50073 Doc 1297 Filed 01/05/23 Entered 01/05/23 15:53:21 Page 26 of 29\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\nDISTRICT OF CONNECTICUT（康涅狄格区）\nBRIDGEPORT DIVISION（布里奇波特分院）\n\n关于：\nHo Wan Kwok（郭文贵）等\n债务人。1\n----------------------------------------------------------------------------------X ：\n：\n第 11 章\n：\n案号 22-50073 (JAM)\n：\n（联合管理）\n债权证明提交截止日期通知\n特此通知：\n\n2022 年 2 月 15 日（“个人债务人申请日期”），Ho Wan Kwok（“个人债务人”）先生向 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦破产法院）提交了根据《美国法典》第 11 编第 11 章（“破产法典”）请求救济的自愿申请。2022 年 7 月 8 日，Connecticut Bankruptcy Court（康涅狄格破产法院）作出命令，批准任命 Luc A. Despins（卢克·A·德斯平斯）为个人债务人第 11 章案件的第 11 章受托人（“受托人”）。\n\n2020年10月12日（“Genever (US) Petition Date（Genever（美国）申请日）”），Genever Holdings LLC（Genever 控股有限责任公司，以下简称“Genever (US)”）向 United States Bankruptcy Court for the Southern District of New York（纽约南区美国破产法院，以下简称“New York Bankruptcy Court”）提交了其第11章破产申请。2022年11月3日，纽约破产法院作出命令，将 Genever (US) 的第11章案件移送至 Connecticut Bankruptcy Court（康涅狄格州破产法院）。Genever (US) 所列的唯一资产为位于 New York, New York 的 Sherry Netherland Hotel（Sherry Netherland 酒店）的一处住宅及相关保证金，所列总价值约为 $73 million。2\n\n2022年10月11日（“Genever (BVI) Petition Date（Genever（英属维尔京群岛）申请日）”，并与 Genever (US) Petition Date 及 Individual Debtor Petition Date（个人债务人申请日）合称“Petition Dates（申请日）”），Genever Holdings Corporation（Genever 控股公司，以下简称“Genever (BVI)”；并与 Individual Debtor（个人债务人）及 Genever (US) 合称“Debtors（债务人）”）向康涅狄格州破产法院提交了其第11章破产申请。Genever (BVI) 全资拥有 Genever (US)。\n\n2023年1月[__]日，康涅狄格州破产法院作出一项命令（“Bar Date Order（申报截止日命令）”），确立了在债务人第11章案件（“Chapter 11 Cases（第11章案件）”）中针对债务人提交债权申报表的下列截止期限：3\n\n1. 针对个人债务人的申请日前债权：所有个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就个人债务人在 Individual Debtor Petition Date（即 February 15, 2022）之前产生的任何债权（定义见 Bankruptcy Code（破产法典））提交债权申报表（“Proof of Claim（债权申报表）”）的最后日期和时间为 February 17, 2023 at 11:59 p.m. (ET)（“General Bar Date（一般申报截止日）”）。\n2. 针对 Genever (US) 的申请日前债权：所有个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位）就 Genever (US) 在 Genever (US) Petition Date（即 October 12, 2020）之前产生的任何债权（定义见 Bankruptcy Code）提交债权申报表的最后日期和时间为 February 17, 2023 at 11:59 p.m. (ET)，即 General Bar Date。\n3. 针对 Genever (BVI) 的申请日前债权：\n\na. 除政府单位外，所有个人和实体（包括但不限于个人、合伙企业、公司及合资企业）就 Genever (BVI) 在 Genever (BVI) Petition Date（即 October 10, 2022）之前产生的任何债权（定义见 Bankruptcy Code）提交债权申报表的最后日期和时间为 February 17, 2023 at 11:59 p.m. (ET)，4 即 General Bar Date。\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 及 Miles Kwok，以及众多其他别名）（税务识别号码末四位：9595）、Genever Holdings LLC（税务识别号码末四位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为：Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，c/o Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。2\n\n该金额并未反映 Sherry Netherland 公寓的公平市场价值。3\n\n康涅狄格州破产法院可应债权人之动议，在适用申报截止日后延长提交债权申报表的期限，以允许提交迟延债权申报表。4\n\n尽管法院先前确定了任何其他申报截止日，一般申报截止日仍应适用于该等债权。\n\nb. 所有政府单位就 Genever (BVI) 在 Genever (BVI) Petition Date（即 October 10, 2022）之前产生的任何债权（定义见 Bankruptcy Code）提交债权申报表的最后日期和时间为 April 10, 2023 at 11:59 p.m. (ET)（“Governmental/Genever (BVI) Bar Date（政府单位/Genever（英属维尔京群岛）申报截止日）”，并与 General Bar Date 合称“Bar Dates（申报截止日）”）。\n\n在债权申报表上，针对个人债务人享有债权的持有人可选择同时针对 Genever (BVI) 和 Genever (US)（“Genever Debtors（Genever 债务人）”）主张其债权，理由是 Genever 债务人是或曾是个人债务人的另我。如果 Genever 债务人是或曾是个人债务人的另我，则个人债务人的债权人亦将成为 Genever 债务人的债权人，尽管该债权人与 Genever 债务人之间不存在直接合同关系或其他关系。任何此前以与 Official Form（官方表格）实质相似的格式针对个人债务人提交债权申报表的个人债务人债权人，均应视为已选择同时针对 Genever 债务人主张该等债权，理由是 Genever 债务人是或曾是个人债务人的另我，但受限于上述同一权利保留。为免疑义，如您基于债权人与 Genever 债务人之间的直接合同关系或其他关系而对 Genever 债务人享有债权（即，除基于另我关系的债权外），您必须视情况分别针对 Genever (BVI) 和/或 Genever (US) 提交债权申报表。\n\n受托人、Genever (BVI) 和 Genever (US) 保留其所有权利，以对任何基于另我理论的债权提出异议，包括以受托人是唯一有权主张 Genever (BVI) 和 Genever (US) 是或曾是个人债务人另我的当事人为由提出异议。\n\n债权申报表副本可在破产法院网站 www.uscourts.gov/forms/bankruptcy-forms 免费查阅和下载。申报截止日命令副本可通过书面请求受托人律师 douglassbarron@paulhastings.com 获取。\n\n所有债权申报表必须在一般申报截止日当日或之前收到，并可通过以下方式提交：\n\n(a) 提交至康涅狄格州破产法院，地址如下：\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\n或\n\n(b) 提交至 Epiq Corporate Restructuring, LLC（“Claims Agent（债权代理人）”），地址如下：\n\n如通过 First Class Mail（平信）寄送：\n\nHo Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC P.O. Box 4419 Beaverton, OR 97076-4419\n\n如通过专人递送或隔夜邮件寄送：\n\nHo Wan Kwok Claims Processing Center c/o Epiq Corporate Restructuring, LLC 10300 SW Allen Blvd. Beaverton, OR 97005\n\n或\n\n(c) 使用债权代理人网站 http 上提供的界面以电子方式提交。\n\n仅当债权申报表在适用申报截止日当日或之前由法院或债权代理人实际收到时，方视为及时提交。或者，也可通过康涅狄格州破产法院网站 htt 向康涅狄格州破产法院以电子方式提交债权申报表。通过传真或电子邮件发送的债权申报表将不予接受。\n\n重要提示：个人申报人可选择以保密方式提交其债权申报表（每份该等债权申报表均称为“Confidential Proof of Claim（保密债权申报表）”），以对其姓名和联系信息保密。希望提交保密债权申报表的个人申报人必须：(a) 在其债权申报表中选择将该等债权申报表作保密处理；及 (b) 无论以电子方式或寄送至上述债权代理人地址，均将填写完整的债权申报表（未经任何删节）直接提交给债权代理人。为免疑义，该等债权申报表不应提交给法院或向法院备案。\n\n为被适当提交，每份债权申报表必须：(i) 以英语书写；(ii) 以适用申请日当日的美国法定货币计价（如适用，使用适用申请日当日的汇率）；(iii) 与申报截止日命令所附债权申报表格式或 Official Bankruptcy Form 410（官方破产表格410）实质一致；及 (iv) 由申报人签署，或者，如申报人不是个人，则由申报人的获授权代理人签署。\n\n根据 Bankruptcy Rule 3003(c)(2)（破产规则3003(c)(2)），任何未能按时依本通知规定提交债权申报表的债权持有人，(a) 将被永久禁止、不得主张且被禁令禁止针对债务人、其财产或本遗产主张该等债权（或就此提交债权申报表），及 (b) 就该等债权而言，在对可能于第11章案件中提交的任何第11章计划进行表决和分配时，不应被视为债权人。\n\n如您需要有关本通知的其他信息，您可通过 1-212-318-6690 联系受托人律师，或通过电子邮件向 douglassbarron@paulhastings.com 提交查询。如您认为您对债务人享有债权，且您对本通知有任何疑问，包括是否应提交债权申报表，您应咨询律师。\n\n争议性、或有或未清算债权通知及提交债权申报表截止期限通知\n\n致：申报人 地址\n\n债务人：[Ho Wan Kwok（郭文贵）] 所列债权金额：$ _______ 所列债权状态：[视情况为争议性、或有或未清算]\n\n债务人：[Genever Holdings Corporation（Genever 控股公司）] 所列债权金额：$ _______ 所列债权状态：[视情况为争议性、或有或未清算]\n\n债务人：[Genever Holdings LLC（Genever 控股有限责任公司）] 所列债权金额：$ _______ 所列债权状态：[视情况为争议性、或有或未清算]\n\n1. 债务人（即 Ho Wan Kwok、Genever Holdings Corporation 和 Genever Holdings LLC）已按上述所示将您的债权列入清单。任何其债权在债务人于 March 9, 2022 [ECF No. 78 in Case No. 22-50073 (JAM)]、November 3, 2020 [ECF No. 4 in Case No. 22-50592 (JAM)] 和 November 25, 2022 [ECF No. 1157 in Case No. 22-50073 (JAM)] 提交的清单（合称“Schedules（清单）”）中被列为有争议、或有或未清算的债权人，均必须于 February 17, 2023 前提交债权申报表，但政府单位对 Genever Holdings Corporation 的债权可于 April 10, 2023 前提交。根据 Federal Rule of Bankruptcy Procedure 3003(c)(2)（联邦破产程序规则3003(c)(2)），任何被要求提交债权申报表但未提交的债权人，就该等债权而言，在对债务人计划进行表决及向债权人分配时，不应被视为债权人。\n\n2. 已经提交债权申报表的债权人无需再次提交。\n\n3. 本通知随附一份债权申报表。\n\n4. 债务人律师应在申报截止日命令 [ECF No. _ in Case No. 22-50073 (JAM)]（“Bar Date Order（申报截止日命令）”）作出后七个工作日当日或之前，提交本已填妥的通知，其中列明清单中未列入债权或债权被列为有争议、或有或未清算的所有债权人。债务人律师还应在申报截止日命令作出后七（7）个工作日当日或之前，通过预付邮资的 First Class Mail 向所有受影响当事人送达本通知。债务人律师应在申报截止日命令作出后十四（14）个工作日当日或之前，提交表明已遵守该等规定的送达证明。","key_entities":["Kwok","Ho Wan Kwok","Je","Guo","Despins","Paul Hastings","Miles Guo","CIPA","Luc Despins"],"ecf_references":[{"doc_number":4,"court":"CTB"},{"doc_number":78,"court":"CTB"},{"doc_number":1157,"court":"CTB"}],"word_count":11624,"status":"published","published_at":"2023-01-05 00:00:00","created_at":"2023-01-05","updated_at":"2026-08-23 21:41:37"}