{"id":"court_ctb_1301_2","court":"CTB","case_no":"22-50073","doc_number":1301,"sub_number":2,"doc_type":"ORDER","filed_date":"2023-01-06","title":"Exhibit 2 B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 638 Filed 07/28/22 Entered 07","summary_zh":"Rule 2004 调查传票（附件2） —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #1301-2（2023-01-06立案）。第 11 章受托人 Luc Despins 向 Greenwich Land LLC 发出破产法第 2004 条调查传票及调取文件清单，就涉案房产及关联财务信息展开调查。","summary_en":"Subpoena for Rule 2004 Examination (Exhibit 2) — In re Ho Wan Kwok (Miles Guo), CTB 22-50073 ECF #1301-2 (filed 2023-01-06). Chapter 11 Trustee Luc Despins issues a Rule 2004 examination subpoena and comprehensive document requests to Greenwich Land LLC regarding property and financial interests related to the debtor.","body_en":"Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 1 of 19\n\n# **Exhibit 2**\n\nB2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 181 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 2 of 19\n\nUNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** Greenwich Land LLC\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE                                                            | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP<br>200 Park Avenue<br>New York, New York 10166 |               |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n# See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n| ________________________           | ________________________    |\n|------------------------------------|-----------------------------|\n| Signature of Clerk or Deputy Clerk | Attorney's signature        |\n|                                    | Patrick R. Linsey (ct29437) |\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n# **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 182 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 3 of 19\n\n# **Requests for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 183 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 4 of 19\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 184 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 5 of 19\n\n| Field Name   | Sample Data               | Description                                                 |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001                | First Bates number of native file document/email            |\n| LASTBATES    | EDC0000001                | Last Bates number of native file document/email             |\n|              |                           | **The LASTBATES field should be populated                   |\n|              |                           | for single page                                             |\n| ATTACHRANGE  | EDC0000001<br>-           | Bates number of the first page of the parent                |\n|              | EDC0000015                | document to the Bates number of the last page of            |\n|              |                           | the last attachment \"child\" document                        |\n| BEGATTACH    | EDC0000001                | First Bates number of attachment range                      |\n| ENDATTACH    | EDC0000015                | Last Bates number of attachment range                       |\n| CUSTODIAN    | Smith, John               | Email: Mailbox where the email resided                      |\n|              |                           | Native: Name of the individual or department                |\n|              |                           | from whose files the document originated                    |\n| FROM         | John Smith                | Email: Sender                                               |\n|              |                           | Native: Author(s) of document                               |\n|              |                           | **semi-colon should be used to separate                     |\n|              |                           | multiple entries                                            |\n| TO           | Coffman, Janice; LeeW     | Recipient(s)                                                |\n|              | [mailto:LeeW@MSN.com]     | **semi-colon should be used to separate multiple            |\n|              |                           | entries                                                     |\n| CC           | Frank Thompson [mailto:   | Carbon copy recipient(s)                                    |\n|              | frank_Thompson@cdt.com]   | **semi-colon should be used to separate                     |\n|              |                           | multiple entries                                            |\n| BCC          | John Cain                 | Blind carbon copy recipient(s)                              |\n|              |                           | **semi-colon should be used to separate                     |\n|              |                           | multiple entries                                            |\n| SUBJECT      | Board Meeting Minutes     | Email: Subject line of the email Native: Title              |\n|              |                           | of document (if available)                                  |\n| FILE_NAME    | BoardMeetingMinutes.docx  | Native: Name of the original native file,                   |\n|              |                           | including extension                                         |\n| DATE_SENT    | 10/12/2010                | Email: Date the email was sent                              |\n|              |                           | Native: (empty)                                             |\n| TIME_SENT/   | 07:05 PM GMT              | Email: Time the email was sent/ Time zone in                |\n| TIME_ZONE    |                           | which the emails were standardized                          |\n| TIME_ZONE    | GMT                       | The<br>time<br>zone<br>in<br>which<br>the<br>emails<br>were |\n|              |                           | standardized during conversion.                             |\n| LINK         | >EDC0000001.msg | Hyperlink to the email or native file document              |\n|              |                           | **The linked file must be named per the                     |\n|              |                           | FIRSTBATES number                                           |\n| FILE_EXTEN   | MSG                       | The file type extension                                     |\n|              |                           | representing                                                |\n|              |                           | the Email or                                                |\n| AUTHOR       | John Smith                | Email: (empty)                                              |\n|              |                           | Native: Author of the document                              |\n| DATE_CREATED | 10/10/2010                | Email: (empty)                                              |\n|              |                           | Native: Date the document was created                       |\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 185 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 6 of 19\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                     |\n|--------------|---------------------------|----------------------------------------------------|\n|              |                           | Native: Time the document was created              |\n|              |                           | **This data must be a separate field<br>and cannot |\n|              |                           | be combined with the DATE_CREATED field            |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                     |\n|              |                           | Native: Date the document was last modified        |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                     |\n|              |                           | Native: Time the document was last modified        |\n|              |                           | **This data must be a separate field and cannot    |\n|              |                           | be combined with the DATE_MOD field                |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                     |\n|              |                           | Native: Date the document was last accessed        |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                     |\n|              |                           | Native: Time the document was last accessed        |\n|              |                           | **This data must be a separate field and cannot    |\n|              |                           | be combined with the DATE_ACCESSD field            |\n| FILE_SIZE    | 5,952                     | Size of native file document/email in KB           |\n| PGCOUNT      | 1                         | Number of pages in native file document/email      |\n| PATH         |   | Email: (empty)                                     |\n|              | Agenda.doc                | Native: Path where native file document was        |\n|              |                           | stored including original file name.               |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including        |\n|              | Items\\Board Meeting       | original file name.                                |\n|              | Minutes.msg               | Native: (empty)                                    |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message<br>ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                    |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                    |\n|              | 698aff95c                 |                                                    |\n|              | 2fcab58712467eab4004583e  |                                                    |\n|              | b8fb7f89                  |                                                    |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file          |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 186 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 7 of 19\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 187 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 8 of 19\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e).\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 188 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 9 of 19\n\n## **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Greenwich Land LLC, together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 189 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 10 of 19\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li (a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping Wang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 190 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 11 of 19\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA) Limited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 191 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 12 of 19\n\nFederal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, electronic communication, text message, social media post, tweet, meta-data, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 192 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 13 of 19\n\ncompilations of any kind, telexes, facsimiles, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punchcards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to legal counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains,\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 193 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 14 of 19\n\nembodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item that can be used to produce positive economic value, including but not limited to any resource with economic value that is owned, controlled or is for the benefit of an entity, that is expected to provide a future benefit, including but not limited to, all real and personal property, intangible property, investments, rights to invest or to future revenue, cash, bank accounts, commodities, securities, claims, total or partial control of an entity, and prospective economic opportunities\n\n22. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents regarding any income or Asset of the Debtor, the Debtor's estate, or an Associated Entity.\n\n2. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 194 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 15 of 19\n\nobligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n3. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n4. All Documents regarding any investment, business dealing or transactions made by, with, or on behalf of the Debtor.\n\n5. All Communications with the Debtor, and Documents related to Communications with the Debtor, related to the operation, management, or decision-making of any Entity, including without limitation the Associated Entities.\n\n6. All Documents regarding any Transfer, investment, or other transaction or business dealing made to, by, or with the Debtor, the Debtor's Family, or an Associated Entity.\n\n7. All Documents regarding any property ever occupied or used by the Debtor, including without limitation the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut at 33 Ferncliff Rd.; and the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.\n\n8. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 195 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 16 of 19\n\nor any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n9. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM and any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n10. All Documents regarding any gifts, benefits or loans, to, from or on behalf of the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities, including without limitation Documents sufficient to show the amounts of such gifts, benefits, or loans; the purposes for which such gifts, benefits, or loans were used; when the gifts, benefits, or loans were provided; and the terms of any loans, all representations and warranties made in connection with any loans, the interest rate on any loans, and all evidence of payments of any loans.\n\n11. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of the Debtor, the Debtor's Estate, the Debtor's Family, or an Associated Entity, including without limitation Documents sufficient to show when the trust(s) was created, by whom it was created, for whose benefit it was created, and the corpus of the trust.\n\n12. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n13. All Documents and communications between any of your outside counsel or other advisors and the Debtor.\n\n#### Case 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 196 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 17 of 19\n\n14. Documents sufficient to show all of Your Assets and sources of income or funding.\n\n15. For all Assets identified in response to Request [13] having a value of more than \\$50,000, all (i) Documents related to Your acquisition of such Asset and (ii) Communications with the Debtor or the Debtor's Family regarding such Asset.\n\n16. Copies of Your tax returns.\n\n17. Documents sufficient to show all bank accounts and investment accounts within Your possession or control, including the balances of and transfers to and from each such account.\n\n18. All Documents regarding any credit cards used by You, including without limitation monthly statements or other Documents sufficient to show all purchases related thereto for the benefit of the Debtor or an Associated Entity.\n\n19. All corporate governance and organizational Documents, including without limitation by-laws and certificates of incorporation and other Documents sufficient to show Your corporate structure, names of officers and directors, business purpose, and relationship to the Debtor or to any member of the Debtor's Family.\n\n20. All Documents related to any Transfer received by You from Saraca Media Group, Inc., in or about February 2020 in the approximate amount of \\$2 million.\n\n| Case 22-50073<br>Case 22-50073<br>Doc 1301-2<br>Doc 638<br>Filed 07/28/22<br>Filed 01/06/23<br>B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2)<br>384<br>19                                                                              | Entered 07/28/22 23:45:30<br>Entered 01/06/23 13:57:34<br>Page 197 of<br>Page 18 of                                            |  |  |  |\n|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|--|--|--|\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)                                                                                                                                             |                                                                                                                                |  |  |  |\n| I received this subpoena for (name of individual and title, if any): ______________________________________________<br>on (date)<br>__________                                                                                                           |                                                                                                                                |  |  |  |\n| I served the subpoena by delivering a copy to the named person<br>___________________________________________________________________________________________________                                                                                    | as follows: ____________________________________                                                                               |  |  |  |\n| __________________________________<br>on (date) ___________________ ; or                                                                                                                                                                                 |                                                                                                                                |  |  |  |\n| I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________                                          |                                                                                                                                |  |  |  |\n| Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ . |                                                                                                                                |  |  |  |\n| My fees are \\$ _________<br>for travel and \\$_________                                                                                                                                                                                                   | for services, for a total of \\$_________                                                                                       |  |  |  |\n| I declare under penalty of perjury<br>that this information is true and correct.                                                                                                                                                                         |                                                                                                                                |  |  |  |\n| Date: _______________                                                                                                                                                                                                                                    | ________________________________________________                                                                               |  |  |  |\n|                                                                                                                                                                                                                                                          | Server's signature                                                                                                             |  |  |  |\n|                                                                                                                                                                                                                                                          | ________________________________________________<br>Printed name and title<br>________________________________________________ |  |  |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n## *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n## **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n## *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n## *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n## **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n## *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…","body_zh":"案号 22-50073 文件 1301-2 提交日期 01/06/23 录入日期 01/06/23 13:57:34 第 1 页，共 19 页\n附件 2\n\nB2540（表格 2540－根据规则 2004 进行审查的传票）（12/15）案号 22-50073 文件 638 提交日期 07/28/22 录入日期 07/28/22 23:45:30 第 181 页，共 384 页 案号 22-50073 文件 1301-2 提交日期 01/06/23 录入日期 01/06/23 13:57:34 第 2 页，共 19 页\n\n美国破产法院\n\n__________________________________________________________ 康涅狄格州 Connecticut\n\n关于 ______________________________________________________\n\n案号 __________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n第 __________ 章 11\n根据规则 2004 进行审查的传票\n\n致：________________________________________________________________________________________________ Greenwich Land LLC（格林尼治土地有限责任公司）\n\n（传票所指向人员的姓名）\n\n作证：现命令你于下列规定的时间、日期和地点出席，并根据《联邦破产程序规则》规则 2004 接受审查时作证。随附授权该审查的法院命令副本。\n\n地点　日期和时间\n\nPaul Hastings LLP（博钦律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将以如下方式记录：______________________________________________________________ 法庭记录员/速记员\n\n提交：你或你的代表还必须携带下列文件、电子存储信息或物品参加审查，并且必须允许对该等材料进行检查、复制、测试或取样：\n见随附的《文件提交请求》。\n\n《联邦民事诉讼规则》规则 45 的下列条款已附上，该规则经《联邦破产程序规则》规则 9016 适用于破产案件：关于履行地点的规则 45(c)；关于对作为传票对象的人员提供保护的规则 45(d)；以及关于你对本传票的答复义务和未履行该义务的潜在后果的规则 45(e) 和 45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记员\n\n或\n\n________________________　________________________\n\n书记员或副书记员签名　律师签名\nPatrick R. Linsey（帕特里克·R·林西）（ct29437）\n\n代表（当事人名称）____________________________并签发或请求本传票的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯平斯），第 11 章受托人\n\nPatrick R. Linsey（帕特里克·R·林西）, Esq.; Neubert, Pepe & Monteith, P.C.（诺伊伯特、佩佩及蒙蒂思专业公司）; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n向签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向人员送达之前，向每一当事人送达通知及本传票副本。《联邦民事诉讼规则》规则 45(a)(4)。\n案号 22-50073 文件 638 提交日期 07/28/22 录入日期 07/28/22 23:45:30 第 182 页，共 384 页 案号 22-50073 文件 1301-2 提交日期 01/06/23 录入日期 01/06/23 13:57:34 第 3 页，共 19 页\n文件提交请求\n一、说明\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别并具体作出答复。除非善意提出异议，否则必须完整答复每项请求；如提出异议，则必须按如下规定详细说明你提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某一词语、短语或条款，你须仅就该部分陈述异议，并答复请求的其余部分。\n\n2. 电子存储信息必须按照下列说明提交：\n\n- a. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应有一张以该文件的 Bates 编号命名的占位图像。\n- b. 图像加载文件\n\t- a. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父项/子项关系。必须包括 OCRPATH 字段，以提供已提取文本文件在所提交存储介质上的文件路径和名称。文本文件必须以 FIRSTBATES 命名。请勿在 .DAT 文件中包括文本。对于带有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n案号 22-50073 文件 638 提交日期 07/28/22 录入日期 07/28/22 23:45:30 第 183 页，共 384 页 案号 22-50073 文件 1301-2 提交日期 01/06/23 录入日期 01/06/23 13:57:34 第 4 页，共 19 页\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像与数据库记录关联。该文件应为逗号分隔文件，每行包含七个字段；数据库中的每张图像在交叉引用文件中均应有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,BoxBreak,PageCount。\n- c. 文件文本。文本必须作为单独的文本文件提交，不得作为 .DAT 文件中的字段提交。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议使用文件级 ANSI 文本文件，并按 FIRSTBATES/Image Key 命名。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个文件。文件夹名称中不得有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n- d. 某些文件类型的原生格式提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。该等文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件及音频/视频文件。提供一张标有 Bates 编号的分隔页图像，说明原生文件的存在，并在 .dat 文件中将原生文件的路径作为字段列入。提交的原生文件应以与该文件分隔页对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n- e. 去重。对于存在完全重复件的每份电子文件，仅提交一份副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n- f. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，提交每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应以如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。下列为必需元数据：\n案号 22-50073 文件 638 提交日期 07/28/22 录入日期 07/28/22 23:45:30 第 184 页，共 384 页 案号 22-50073 文件 1301-2 提交日期 01/06/23 录入日期 01/06/23 13:57:34 第 5 页，共 19 页\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页填写\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至\nEDC0000015　最后一份附件“子”文件最后一页的 Bates 编号\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John（史密斯，约翰）　电子邮件：电子邮件所在的邮箱\n原生文件：文件源自其文件的个人或部门名称\nFROM　John Smith（约翰·史密斯）　电子邮件：发件人\n原生文件：文件作者\n多个条目之间应使用分号分隔\nTO　Coffman, Janice（科夫曼，贾尼斯）; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目之间应使用分号分隔\nCC　Frank Thompson（弗兰克·汤普森）[mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目之间应使用分号分隔\nBCC　John Cain（约翰·凯恩）　密送收件人\n多个条目之间应使用分号分隔\nSUBJECT　Board Meeting Minutes（董事会会议纪要）　电子邮件：电子邮件的主题行 原生文件：文件标题\n（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\nTIME_ZONE　GMT　在转换期间电子邮件标准化所采用的时区。\nLINK　>EDC0000001.msg　电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith（约翰·史密斯）　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n案号 22-50073 文件 638 提交日期 07/28/22 录入日期 07/28/22 23:45:30 第 185 页，共 384 页 案号 22-50073 文件 1301-2 提交日期 01/06/23 录入日期 01/06/23 13:57:34 第 6 页，共 19 页\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为独立字段，\n不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文件的路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting　原始文件名。\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一消息\nID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每一项请求均独立适用并应被独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在正常业务过程中保存的方式提供，或者应进行整理和标注，以对应本等请求中的类别。\n\n5. 本文件所载每一项请求均延及以下所有文件：(a) 由贵方占有、保管或控制的；或 (b) 由任何代表贵方行事之人占有、保管或控制的，\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 186 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 7 of 19\n\n包括贵方的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求贵方提供一份已不再由贵方占有、保管或控制的文件，则贵方的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确定编制或撰写该文件的人员（以及，如适用，向其发送该文件的人员）；(c) 确定该文件编制或制作的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 已以其他方式处置；(e) 说明该等处置的原因以及围绕该等处置的事实和情形；(f) 确定授权该等处置的人员；(g) 确定该等处置的日期或大致日期；(h) 说明该文件最近一次由贵方占有、保管或控制的时间；以及 (i) 确定目前占有、保管或控制该文件的人员，如有。\n\n7. 如要求贵方提供一份已被销毁的文件，则除前述指示所要求的信息外，贵方的答复还必须说明：(a) 销毁该文件的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如贵方主张所请求的文件享有特权或受律师工作成果保护，则贵方的答复必须：(a) 说明：(i) 对该文件作出足以支持贵方关于该文件享有特权之主张的描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员的身份，(vii) 该文件本身或该文件所载或所提及的任何信息是否由任何其他人员占有、保管或控制，如是，则该等人员的身份，以及说明该等信息如何进入其占有范围的陈述，(viii) 据以拒绝提供该文件的特权主张，以及 (ix) 贵方将据以支持该等特权主张的所有情形；以及 (b) 就依据特权主张而扣留的每一份文件，按照 D. Conn. L. Civ. R. 26(e) 提供一份特权清单，其中载明本指示第 (a) 部分所要求的全部信息。\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 187 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 8 of 19\n\n9. 如一份原本应予提供的文件的一部分含有受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮盖受特权主张约束的部分，其余部分应予提供。\n\n10. 本等请求具有持续性质。兹指示贵方：(a) 在得知先前答复不完整或不正确后，立即补充或更正任何后来得知不完整或不正确的答复；以及 (b) 提供根据该项所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，贵方应提供该文件。如文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的所有提述均包括其所有关联方。\n\n13. 对个人姓名的所有提述均包括所有其他姓名、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 188 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 9 of 19\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态的动词应解释为使用该动词的所有其他时态。\n\n16. (a) “and”和“or”应视需要作连词性或选择性解释，以使本应被解释为超出任何请求范围的所有答复均纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”两词。\n\nIII. 定义\n\n由 D. Conn. L. Civ. R. 26(c) 提供的定义以及由 D. Conn. L. Civ. R. 26(d) 提供的解释规则，经 D. Conn. Bankr. L.R. 2004-1(a) 纳入后，适用于文件请求。此外，本等文件请求中使用的下列术语具有下列含义：\n\n1. “贵方”、“贵方的”或“贵方本人”是指 Greenwich Land LLC（格林尼治土地有限责任公司），连同其所有关联方、分支机构、代理机构、职能机构、部门、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事之人。\n\n2. “债务人”是指 Ho Wan Kwok（郭文贵，又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun 或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “债务人之子”是指 Qiang Guo（郭强，又名 Mileson Kwok 或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 189 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 10 of 19\n\n4. “债务人之女”是指 Mei Guo（郭美，又名 Mei Gui 或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人的所谓妻子”是指 Hing Chi Ngok（岳庆芝，又名 Hing Chi Ng、Yue Qingzhi 或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家属”统称债务人、债务人之子、债务人之女和债务人的所谓妻子，以及与债务人具有任何其他亲属关系之人。\n\n7. “关联个人”单独及共同指：(1) 持有、控制、保管或对债务人或债务人家属拥有、控制或享有的资产拥有处置权的所有个人；或 (2) 曾担任一个或多个关联实体的雇员、董事，或以其他方式与一个或多个关联实体有关联的所有个人，连同前述各方各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅利莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿瑞苏莎·福赛斯）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（珍妮弗·默丘里奥）、Eduardo Eurnekian（爱德华多·尤尔内基安）、Han Chunguang（韩春光）、Qu Guojiao（屈国姣，又名 Qu Guo Jiao）、Guo Lijie（郭丽杰）、Zhang Wei（张伟*）、Lihong Wei Lafrenz（魏丽红，又名 Sara Wei）、Hao Haidong（郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅利莎·门德斯）、Ya Li（李娅）、Dinggang Wang（王定刚）、An Hong（安红）、Yvette Wang（王雁平，又名 Yanping Wang、Yan Ping Wang）、Fiona Yu（菲奥娜·于）、Je Kin Ming（余建明，又名 William Je、Yu Jianming）、Yaz Qingua（亚兹·钦瓜）和 Lao Jiang（姜云浮，又名 Jiang Yunfu、Jiang Yunfu Be）。\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 190 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 11 of 19\n\n8. “关联实体”单独及共同指：(1) 曾由债务人或债务人家属拥有、控制或投资的任何类型的所有组织或实体；或 (2) 对债务人或债务人家属拥有、控制或享有的任何资产直接或间接拥有权益的所有组织或实体，连同前述各方各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联实体包括但不限于：7 Nod Hill LLC（7诺德山有限责任公司）、AAGV Limited（AAGV有限公司）、ACA Investment Management Limited（ACA投资管理有限公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（王牌十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法全球风险投资有限公司）、Alfonso Global Limited（阿方索全球有限公司）、Allied Capital Global Limited（联合资本全球有限公司）、Alpine Fiduciaries SA（阿尔卑斯受托人股份公司）、Anton Development Limited（安东开发有限公司）、Assets Sino Limited（中资资产有限公司）、Auspicious Coast Limited（吉祥海岸有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京顶峰控股有限公司）、Bravo Luck Limited（好运有限公司）、BSA Strategic Fund I（BSA战略基金I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（克兰咨询集团有限责任公司）、Creative Apex Investments Limited（创意顶峰投资有限公司）、Crystal Breeze Investments Limited（水晶清风投资有限公司）、Dawn State Limited（黎明州有限公司）、Eastern Profit Corporation Limited（东方利润有限公司）、Elite Well Global Limited（精英井全球有限公司）、Empire Growth Holdings（帝国增长控股）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Fashion LLC（G时尚有限责任公司）、G News LLC（G新闻有限责任公司）、GETTR USA（GETTR美国）、Genever Holdings Corporation（Genever控股公司）、Genever Holdings LLC（Genever控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION媒体集团公司）、GFNY, Inc.（GFNY公司）、Globalist International Limited（环球主义者国际有限公司）、GNews Media Group Inc.（GNews媒体集团公司）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Greenwich Land LLC（格林尼治土地有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV媒体集团公司）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Head Win Group Limited（领先集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA) Limited LLC（香港国际基金投资〈美国〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（无限增长有限公司）、Infinitum Developments Limited（无限发展有限公司）、Insight Phoenix Fund（洞察凤凰基金）、Lamp Capital LLC（灯塔资本有限责任公司）、Leading Shine Limited（领先光辉有限公司）、Leading Shine NY Limited（领先光辉纽约有限公司）、Long Gate Limited（长门有限公司）、Next Tycoon Investments Limited（下一大亨投资有限公司）、New\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 191 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 12 of 19\n\nFederal State of China（中国新联邦，亦称 NFSC）、Noble Fame Global Limited（高贵名望全球有限公司）、Rosy Acme Ventures Limited（玫瑰顶点风险投资有限公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Foundation IV, Inc.（法治基金会IV公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会IV公司）、G-Translators PTY LTD（G-翻译者私人有限公司）、Saraca Media Group, Inc.（萨拉卡媒体集团公司）、Shiny Ace Ltd.（闪耀王牌有限公司）、Shiny Times Holdings Ltd.（闪耀时代控股有限公司）、Spirit Charter Investment Limited（精神宪章投资有限公司）、Stevenson, Wong & Co.（史蒂文森、黄及公司）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（良好起源有限公司）、World Century Limited（世界世纪有限公司）、Worldwide Opportunity Holdings Limited（全球机遇控股有限公司）、Whitecroft Shore Limited（怀特克罗夫特海岸有限公司）和 ZIBA Limited（ZIBA有限公司）。\n\n9. “Including”或其任何变体，是指“包括但不限于”。\n\n10. “And”和“or”是指“and/or”，并应同时作连词性及选择性解释，以最大化其范围。\n\n11. “Any”、“all”和“each”是指“每一及全部”。\n\n12. “Each”和“every”是指“每一及全部”。\n\n13. “第三方”是指贵方本人以外的个人或实体。\n\n14. “转让”应具有《破产法》第 101(54) 条赋予该词的含义。\n\n15. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，包括但不限于由您占有、保管或控制的每一项及所有任何种类、类型、性质或描述的书面、记录或图形材料，包括电子邮件的所有印刷件和电子副本、以电子形式保存的计算机文件、电子通信、短信、社交媒体帖文、推文、元数据、函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、图形、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、数据汇编、\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 192 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 13 of 19\n\n任何种类的数据汇编、电传、电传传真、语音留言、发票、订单表格、支票、汇票、对账单、贷项通知单、报告、仓位报告、摘要、索引、书籍、分类账、笔记本、日程表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、小册子、传单、穿孔卡、工时记录、推文、社交媒体帖文或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，如其中包含原始文件中不存在的任何种类的笔记、评论或标记，或其在其他方面与原始文件不相同。\n\n16. “人员”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与……有关、支持、有利于、反对、强化、削弱、载于、结合……审议、影响、证明、表明、报告、记录、暗示、回应、与……相连、评论、就……而言、关于、与……相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. 在提及任何特定事项时，“与……有关”、“涉及”或“相关”系指，包括但不限于，构成、包含、涉及、载有、\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 193 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 14 of 19\n\n体现、反映、识别、陈述、直接或间接提及该特定事项，或以任何方式与所识别的特定事项相关的任何文件。\n\n20. “通信”系指在最广泛可能意义上且不限于任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还系指所有谈话、协议、询问或答复，无论系当面、电话、书面或通过电子传输设备进行，并包括但不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电传传真、复印传真、电传、即时消息、聊天信息、短信、电话笔记或在内部或与第三方之间传递的笔记。\n\n21. “资产”系指可用于产生正面经济价值的任何项目，包括但不限于任何由实体拥有、控制或为实体利益而持有的具有经济价值、预期将提供未来利益的资源，包括但不限于所有不动产和动产、无形财产、投资、投资权或取得未来收入的权利、现金、银行账户、商品、证券、债权、对实体的全部或部分控制权以及潜在经济机会。\n\n22. “转让”应具有《破产法》第 101(54) 条赋予该术语的含义。\n\nIV. 应提交的文件\n\n1. 关于债务人、债务人财产或关联实体的任何收入或资产的全部文件。\n\n2. 与债务人的财务状况及其对债权人所负义务有关的全部文件，包括但不限于与为避免支付该等义务所作任何努力有关的全部文件，以及与本案或任何其他实际或潜在破产或类似无力偿债程序有关的全部文件。\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 194 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 15 of 19\n\n3. 关于与债务人、债务人财产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户结单、财务报表、账户报表、电汇指令和/或确认书、资金证明、存款证明、持有证明、投资组合摘要或类似文件的全部文件，包括但不限于足以显示向前述任何一方作出的所有转让的全部文件。\n\n4. 关于由债务人作出、与债务人进行或代表债务人作出的任何投资、商业往来或交易的全部文件。\n\n5. 与债务人的所有通信，以及与债务人的通信有关、涉及任何实体（包括但不限于关联实体）的运营、管理或决策的文件。\n\n6. 关于向债务人、债务人家庭成员或关联实体作出、由其作出或与其进行的任何转让、投资或其他交易或商业往来的全部文件。\n\n7. 关于债务人曾占用或使用过的任何财产的全部文件，包括但不限于 Lady May；Sherry Netherland Hotel / Condominium（谢里荷兰酒店／公寓）；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅物业；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd. 的住宅物业；以及位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅物业。\n\n8. 与债务人、债务人家庭成员或关联实体于 2020 年 7 月前后或任何其他时间就原油期货\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 195 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 16 of 19\n\n或任何类似商品进行的任何投资或交易有关的全部文件，包括但不限于与 Jiang Yunfu Be（姜云福贝）就任何该等投资或交易进行的通信。\n\n9. 与债务人拥有、控制或使用的任何飞机有关的全部文件，包括但不限于尾号为 T7-GQM 的飞机以及在 San Marino（圣马力诺）登记的任何其他飞机，包括但不限于所有登记文件副本及显示该等飞机所执行航班和该等航班上所载人员的飞行舱单。\n\n10. 关于向债务人、债务人财产、债务人家庭成员或关联实体提供、从其取得或代表其提供的任何赠与、利益或贷款的全部文件，包括但不限于足以显示该等赠与、利益或贷款的金额；该等赠与、利益或贷款的使用目的；提供该等赠与、利益或贷款的时间；以及任何贷款的条款、就任何贷款作出的所有陈述与保证、任何贷款的利率及任何贷款付款的全部证据的文件。\n\n11. 关于由债务人、债务人财产、债务人家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的全部文件，包括但不限于足以显示该等信托的设立时间、设立人、为谁的利益而设立以及信托本金的文件。\n\n12. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的全部文件，包括但不限于与在任何地方、州、联邦或国际机构（无论为行政机构、法院、合议庭或替代性争议解决实体）前进行的任何诉讼有关的文件。\n\n13. 您的任何外聘律师或其他顾问与债务人之间的全部文件及通信。\n\nCase 22-50073 Doc 638 Filed 07/28/22 Entered 07/28/22 23:45:30 Page 196 of 384 Case 22-50073 Doc 1301-2 Filed 01/06/23 Entered 01/06/23 13:57:34 Page 17 of 19\n\n14. 足以显示您的全部资产及收入或资金来源的文件。\n\n15. 对于就请求 [13] 所确认的、价值超过 \\$50,000 的所有资产，(i) 与您取得该等资产有关的全部文件，以及 (ii) 与债务人或债务人家庭成员就该等资产进行的通信。\n\n16. 您的纳税申报表副本。\n\n17. 足以显示由您占有或控制的所有银行账户和投资账户的文件，包括每个该等账户的余额以及向该等账户转入和从该等账户转出的款项。\n\n18. 关于您使用的任何信用卡的全部文件，包括但不限于月度账单或足以显示为债务人或关联实体利益而进行的所有相关购买的其他文件。\n\n19. 全部公司治理和组织文件，包括但不限于公司章程细则、公司设立证书及足以显示您的公司结构、高级管理人员和董事姓名、经营目的以及与债务人或债务人任何家庭成员关系的其他文件。\n\n20. 与您于 2020 年 2 月前后从 Saraca Media Group, Inc. 收到的约 \\$2 million 的任何转让有关的全部文件。\n\nCase 22-50073\nCase 22-50073\nDoc 1301-2\nDoc 638\nFiled 07/28/22\nFiled 01/06/23\nB2540（Form 2540 – Rule 2004 审查传票）（第 2 页）\n\n19　Entered 07/28/22 23:45:30\nEntered 01/06/23 13:57:34\nPage 197 of\nPage 18 of\n\n送达证明\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n我于（日期）收到向（个人姓名及职务，如有）：______________________________________________ 发出的本传票。\n\n我已按下列方式，通过向被指定人员交付副本送达本传票：\n___________________________________________________________________________________________________　如下：____________________________________\n\n于（日期）___________________；或者\n我未执行本传票即予退回，原因是：____________________________________________________________\n\n除非本传票系代表 United States（美国）或其官员或代理人之一发出，我亦已向证人支付一日出席费用及法律允许的里程费，金额为 \\$ _______________________。\n我的费用为 \\$ _________\n交通费，及 \\$_________　服务费，合计 \\$_________\n我在伪证处罚的约束下声明，\n该等信息真实且正确。\n日期：_______________　________________________________________________\n送达人签名\n\n印刷体姓名及职务\n\n送达人地址\n\n有关尝试送达等的补充信息：\nFederal Rule of Civil Procedure 45(c)、(d)、(e) 和 (g)（Effective 12/1/13）（根据 Federal Rules of Bankruptcy Procedure Rule 9016 适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令人员出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或者经常亲自经营业务地点的100英里范围内；或者\n\n(B) 在该人居住、受雇或者经常亲自经营业务所在州内，如果该人\n\n(i) 是当事人或当事人的高级职员；或者\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 用于其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或者经常亲自经营业务地点的100英里范围内某地出示文件、电子存储信息或物品；以及\n\n(B) 在待检查的不动产处对该不动产进行检查。\n\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求遵从的地区的法院必须执行该义务，并对未遵从者的当事人或律师施加适当制裁，其中可包括损失的收入和合理的律师费。\n\n(2) 命令出示材料或准许检查。\n\n(A) 无需出庭。被命令出示文件、电子存储信息或有形物品，或者准许检查不动产的人，无需亲自到出示或检查地点出庭，除非其同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令出示文件或有形物品，或者准许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查不动产，或者反对以所要求的一种或多种形式出示电子存储信息。异议必须在指定的遵从时间届满之前或传票送达后14日内（以较早者为准）送达。如提出异议，则适用下列规则：\n\n(i) 在任何时候，经通知被命令人，送达方可向要求遵从的地区的法院提出动议，请求作出强制出示或检查的命令。\n\n(ii) 仅可依命令所指示要求实施这些行为，且该命令必须保护非当事人及非当事人高级职员的人免受因遵从而产生的重大费用。\n\n(3) 撤销或修订传票。\n\n(A) 必须撤销或修订的情形。经及时动议，要求遵从的地区的法院必须撤销或修订具有下列情形的传票：\n\n(i) 未给予合理的遵从时间；(ii) 要求某人在超出Rule 45(c)规定的地理范围之外遵从；(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或豁免；或者\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修订的情形。为保护受传票约束或受其影响的人，要求遵从的地区的法院可经动议撤销或修订要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或者\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且系该专家未受当事人请求而进行研究所得。\n\n(C) 作为替代方案指定条件。在Rule 45(d)(3)(B)所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有重大需要，且如不承受不当困难则无法以其他方式满足该需要；以及\n\n(ii) 确保受传票人将获得合理补偿，\n\n法院可以不撤销或修订传票，而命令在指定条件下出庭或出示。\n\n(e) 对传票作出回应的义务。\n\n(1) 出示文件或电子存储信息。下列程序适用于出示文件或电子存储信息：\n\n(A) 文件。对要求出示文件的传票作出回应的人，必须按照文件在日常业务过程中保存的方式出示文件，或者必须整理并标注文件，使其与请求中的类别相对应。\n\n(B) 未指定电子存储信息出示形式。如果传票未指定电子存储信息的出示形式，作出回应的人必须以其通常保存的一种或多种形式，或者以一种或多种合理可用的形式出示该信息。\n\n(C) 电子存储信息仅以一种形式出示。作出回应的人无需以多于一种形式出示同一电子存储信息。\n\n(D) 无法合理获取的电子存储信息。作出回应的人无需就其认定因不当负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。在提出强制证据开示动议或保护令动议时，作出回应的人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院仍可在请求方证明具有正当理由时，考虑Rule 26(b)(2)(C)的限制，命令从该等来源进行证据开示。法院可以为该证据开示指定条件。\n\n(2) 主张特权或保护。\n\n(A) 被拒绝提供的信息。以享有特权或作为审判准备材料受保护为由拒绝提供传票所要求信息的人必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，足以使当事人评估该主张的方式，说明被拒绝提供的文件、通信或有形物品的性质。\n\n(B) 已出示的信息。如果为回应传票而出示的信息属于特权主张或作为审判准备材料受保护的主张的对象，提出该主张的人可以将该主张及其依据通知收到该信息的任何当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决之前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求遵从的地区的法院，以裁定该主张。出示该信息的人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求遵从的地区的法院，以及在动议被移送后签发传票的法院，可以对已被送达但无充分理由不遵从传票或相关命令的人以藐视法庭论处。\n\n有关查阅传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…","key_entities":["Je","Guo","Kwok","Himalaya","Ho Wan Kwok","Saraca","Miles Guo","Despins","Luc Despins","Yanping Wang","William Je","GTV","Himalaya Exchange","GETTR","Paul Hastings"],"ecf_references":[{"doc_number":638,"court":"CTB"}],"word_count":6799,"status":"published","published_at":"2023-01-06 00:00:00","created_at":"2023-01-06","updated_at":"2026-08-23 20:28:35"}