{"id":"court_ctb_1386_1","court":"CTB","case_no":"22-50073","doc_number":1386,"sub_number":1,"doc_type":"ORDER","filed_date":"2023-01-25","title":"EXHIBIT A RULE 2004 SUBPOENA","summary_zh":"证据附件（第 2004 条调查传票） —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #1386-1（2023-01-25立案）。Bravo Luck Limited 撤销传票动议所附证据 A，即破产受托人 Luc Despins 于 2023 年 1 月 11 日向 Bravo Luck Limited 发出的破产规则第 2004 条传票，要求其于 2023 年 2 月 10 日出庭接受质询并按要求提供相关文件。","summary_en":"Exhibit (Rule 2004 Subpoena) — In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB 22-50073, ECF No. 1386-1 (filed Jan. 25, 2023). Exhibit A to Bravo Luck Limited's motion to quash contains the Rule 2004 subpoena issued by Chapter 11 Trustee Luc Despins on January 11, 2023, commanding Bravo Luck Limited to produce specified documents and appear for an examination on February 10, 2023.","body_en":"# **EXHIBIT A**\n\n### **RULE 2004 SUBPOENA**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 2 of 22\n\nUNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** Bravo Luck Limited\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------------------------------------------------------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | February 10, 2023, 10 A.M.
(see attached Bankruptcy Court Order) |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: January 11, 2023\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n## **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n## **Requests for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document
originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n22\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|-------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n## Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 7 of 22\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 8 of 22\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e).\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Bravo Luck Limited, together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li (a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping Wang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明 ), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n## Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 11 of 22\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., HCHK Property Management, Inc., HCHK Technologies, Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA) Limited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY\n\n## Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 12 of 22\n\nLimited, Lexington Property and Staffing, Inc., Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n- 11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n- 12. \"Each\" and \"every\" mean \"each and every.\"\n- 13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, electronic communication, text message, social media post, tweet, meta-data, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters,\n\n### Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 13 of 22\n\ntelegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punchcards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to legal counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item that can be used to produce positive economic value, including but not limited to any resource with economic value that is owned, controlled or is for the benefit of an entity, that is expected to provide a future benefit, including but not limited to, all real and personal property, intangible property, investments, rights to invest or to future revenue, cash, bank accounts, commodities, securities, claims, total or partial control of an entity, and prospective economic opportunities\n\n22. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents regarding any income or Asset of the Debtor, the Debtor's estate, or an Associated Entity.\n\n2. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n3. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n4. All Documents regarding any investment, business dealing or transactions made by, with, or on behalf of the Debtor.\n\n5. All Communications with the Debtor, and Documents related to Communications with the Debtor, related to the operation, management, or decision-making of any Entity, including without limitation the Associated Entities.\n\n6. All Documents regarding any Transfer, investment, or other transaction or business dealing made to, by, or with the Debtor, the Debtor's Family, or an Associated Entity.\n\n7. All Documents regarding any property ever occupied or used by the Debtor, including without limitation the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut at 33 Ferncliff Rd.; and the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.\n\n8. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n9. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM and any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n10. All Documents regarding any gifts, benefits or loans, to, from or on behalf of the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities, including without limitation Documents sufficient to show the amounts of such gifts, benefits, or loans; the purposes for which such gifts, benefits, or loans were used; when the gifts, benefits, or loans were provided; and the terms of any loans, all representations and warranties made in connection with any loans, the interest rate on any loans, and all evidence of payments of any loans.\n\n11. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of the Debtor, the Debtor's Estate, the Debtor's Family, or an Associated Entity, including without limitation Documents sufficient to show when the trust(s) was created, by whom it was created, for whose benefit it was created, and the corpus of the trust.\n\n12. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n13. All Documents and communications between any of your outside counsel or other advisors and the Debtor.\n\n14. Documents sufficient to show all of Your Assets and sources of income or funding.\n\n15. For all Assets identified in response to Request [13] having a value of more than \\$50,000, all (i) Documents related to Your acquisition of such Asset and (ii) Communications with the Debtor or the Debtor's Family regarding such Asset.\n\n16. Copies of Your tax returns.\n\n17. Documents sufficient to show all bank accounts and investment accounts within Your possession or control, including the balances of and transfers to and from each such account.\n\n18. All Documents regarding any credit cards used by You, including without limitation monthly statements or other Documents sufficient to show all purchases related thereto for the benefit of the Debtor or an Associated Entity.\n\n19. All corporate governance and organizational Documents, including without limitation by-laws and certificates of incorporation and other Documents sufficient to show Your corporate structure, names of officers and directors, business purpose, and relationship to the Debtor or to any member of the Debtor's Family.\n\n20. All Documents related to any pledges of Your Assets to any other Entity.\n\n21. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n## Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 18 of 22\n\n22. All Documents related to Transfers you received in January 2015 from HK International Funds Investment (USA) Limited, LLC, Hong Kong International Funds Investments Limited, and/or Eastern Profit Corporation Limited in the approximate amount of \\$520 million.\n\n23. All Documents related to any Assets that You, the Debtor, the Debtor's Estate, the Debtor's Family, or an Associated Entity, ever held at UBS AG (or any affiliated Entities) including, without limitation, that with respect to \"Portfolio 371236.\"\n\n| PROOF OF SERVICE
(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) | | |\n|--------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date)
__________ | I received this subpoena for (name of individual and title, if any): ______________________________________________ | |\n| I served the subpoena by delivering a copy to the named person | as follows: ____________________________________ | |\n| __________________________________ | ___________________________________________________________________________________________________
on (date) ___________________ ; or | |\n| | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ | |\n| My fees are \\$ _________
for travel and \\$_________
I declare under penalty of perjury | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________
that this information is true and correct. | |\n| Date: _______________ | ________________________________________________ | |\n| | Server's signature | |\n| | ________________________________________________
Printed name and title | |\n| | ________________________________________________ | |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| --------------------------------------------------------x | |\n|-----------------------------------------------------------|-----------------------------------|\n| In re: | :
:
Chapter 11 |\n| HO WAN KWOK, | :
:
Case No. 22-50073 (JAM) |\n| Debtor. | :
:
RE: ECF No. 638
: |\n| --------------------------------------------------------x | |\n\n## **ORDER**\n\n## **GRANTING CHAPTER 11 TRUSTEE'S APPLICATION FOR RULE 2004 DISCOVERY WITH RESPECT TO VARIOUS ENTITIES AND INDIVIDUALS AFFILIATED WITH DEBTOR**\n\nUpon consideration of the Application seeking an order authorizing a Federal Rule of Bankruptcy Procedure 2004 examination of the Entities and Individuals listed on Exhibit B thereto (the \"Application\", ECF No. 638), filed by Luc Despins, as the appointed Chapter 11 Trustee to the Debtor's estate (the \"Applicant\"), after notice and a hearing held August 12, 2022, it appearing that cause exists to grant the requested relief as conditioned hereafter; it is hereby\n\n**ORDERED**: The Rule 2004 Motion is granted as set forth below.\n\n**ORDERED**: Paul Hastings LLP and Neubert, Pepe & Monteith, P.C., as proposed counsel for the Trustee, are hereby authorized to sign Subpoenas in a form substantially similar to the Subpoenas attached to the Rule 2004 Motion as Exhibits C-1 to C-19 and to serve the Subpoenas, including any Document Requests or Notices of Deposition, along with a copy of this Order, in accordance with Bankruptcy Rule 2004 requiring examination and the production of documents by the Entities and Individuals listed on Exhibit B to the Application. Paul Hastings LLP and Neubert, Pepe & Monteith, P.C., as proposed counsel for the Trustee, are further authorized to seek substantially similar discovery from Related Entities and Individuals outside of the United States of America, with this Court's assistance as necessary.\n\n**ORDERED**: Subject to any rights under the Federal Rules of Bankruptcy Procedure, the Federal Rules of Civil Procedure, and applicable Local Rules, and unless otherwise ordered by the Court, the Entities and Individuals listed on Exhibit B are hereby directed to produce all documents within 30 days of the service of the Subpoena, or such other time as agreed upon by the Trustee. To the extent an Entity or Individual does not produce any documents requested in the Subpoena on the basis of some privilege, the Entity or Individual is hereby directed to produce to the Trustee a privilege log that comports with Fed. R. Civ. P. 45(e)(2), made applicable by Fed. R. Bankr. P. 9016, and D. Conn. L. Civ. R. 26(e), within 30 days of service of the Subpoena, or such other time as agreed upon by the Trustee.\n\n## Case 22-50073 Doc 1386-1 Filed 01/25/23 Entered 01/25/23 16:24:16 Page 22 of Case 22-50073 Doc 758 Filed 08/16/22 Entered 08/16/22 15:23:00 Page 2 of 2 22\n\n**ORDERED**: The Entities and Individuals listed on Exhibit B are hereby directed to ensure that all documents and other information, including without limitation in any electronic format, requested in the Subpoenas or otherwise relevant to the Debtor, his business, assets, liabilities, financial condition, or this Chapter 11 case, are properly maintained, are available for production, inspection and copying, and are not destroyed.\n\n**ORDERED**: Paul Hastings LLP and Neubert, Pepe & Monteith, P.C., as proposed counsel for the Trustee, are hereby authorized, without further order of this Court, to take the testimony of one or more representatives of any Entity, and any Individual, listed on Exhibit B to the Application by examination under Bankruptcy Rule 2004 either at the offices of Paul Hastings LLP, 200 Park Avenue, New York, NY 10166, or at such other place that is mutually acceptable to the parties, on a date acceptable to the Trustee, which, at the election of the Trustee, shall be not less than 14 calendar days after the production of documents by the proposed examinee in compliance with the Subpoena and this Order pursuant to Bankruptcy Rule 2004, and such examination shall continue from day to day until completed.\n\nDated at Bridgeport, Connecticut this 16th day of August, 2022.\n\n![](_page_21_Picture_4.jpeg)","body_zh":"附件 A\n\n规则 2004 审查传票\n\nB2540（表格 2540 — 规则 2004 审查传票）(12/15) 案件 22-50073 文书 1386-1 提交于 01/25/23 录入于 01/25/23 16:24:16 第 2 页，共 22 页\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\n＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿地区，Connecticut（康涅狄格州）\n\n关于＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\n案件编号：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n第＿＿＿＿＿＿＿＿＿＿章 11\n\n规则 2004 审查传票\n\n致：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ Bravo Luck Limited（布拉沃幸运有限公司）\n\n（本传票送达对象的名称）\n\n证言：兹命令您于下文载明的时间、日期和地点出席，并根据《联邦破产程序规则》规则 2004 接受审查并作证。随附准许该审查的法院命令副本。\n\n地点　日期和时间\n\nPaul Hastings LLP（保罗·黑斯廷斯律师事务所）\n200 Park Avenue\nNew York, New York 10166　February 10, 2023, 10 A.M.\n（见所附破产法院命令）\n\n审查将通过下列方式记录：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 法庭记录员/速记员\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并且必须允许对该材料进行查验、复制、测试或抽样：\n见随附的《文件提交请求》。\n\n《联邦民事诉讼规则》45 的下列规定，经《联邦破产程序规则》9016 适用于破产案件，随附于后：关于履行地点的规则 45(c)；关于您作为传票对象所受保护的规则 45(d)；以及关于您回应本传票的义务和不履行义务可能后果的规则 45(e) 和 45(g)。\n\n日期：January 11, 2023\n\n法院书记官\n\n或\n\n＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 书记官或副书记官签字　＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 律师签字 Patrick R. Linsey（帕特里克·R·林赛）(ct29437)\n\n代表（当事人名称）＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿的律师，其姓名、地址、电子邮件地址及电话号码如下；该律师签发或请求本传票：Luc Despins（吕克·德斯潘斯），第 11 章受托人\n\nPatrick R. Linsey（帕特里克·R·林赛）, Esq.; Neubert, Pepe & Monteith, P.C.（诺伊贝特、佩佩与蒙蒂思专业公司）; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n向签发或请求本传票者的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或查验场所，则必须在向受送达人送达之前，向各方送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提交请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地予以答复。除非基于诚信提出异议，否则必须完整答复每项请求；如提出异议，必须如下文所述详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或者其中所含的某个词语、短语或条款，您仅须说明对该部分的异议，并对其余请求作出答复。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入的空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件不得超过 1000 个。Excel 电子表格应有一张以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。 .DAT 文件第一行必须为标明字段名称的标题行。 .DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符 (020)；引号 þ ASCII 字符 (254)。日期字段应采用下列格式：mm/dd/yyyy。日期和时间字段必须为两个单独的字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件及其附件之间的父项/子项关系。必须包括 OCRPATH 字段，以提供所提交存储介质中提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包括文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成，数据库中每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,BoxBreak,PageCount。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件内的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议使用文件级 ANSI 文本文件，并按照 FIRSTBATES/Image Key 命名。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生提交。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。这些包括但不限于电子表格、类似电子表格的文件（Microsoft Excel（微软 Excel）、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint（微软 PowerPoint）或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张标有 Bates 编号、表明存在原生文件的隔页纸图像，并将原生文件路径作为字段包括在 .dat 文件中。所提交的原生文件应以对应于该文件隔页纸的 Bates 编号命名。将原生文件归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文件，仅提交一份副本。对于电子邮件，应根据从 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式提交每份文件的提取元数据。 .DAT 文件第一行必须为标明字段名称的标题行。 .DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符 (020)；引号 þ ASCII 字符 (254)\n\n日期字段应采用下列格式：mm/dd/yyyy。日期和时间字段必须为两个单独的字段。所需元数据如下：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的首个 Bates 编号\n\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\n\nLASTBATES 字段应针对单页予以填入\n\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\n\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\n\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\n\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\n\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n\n应使用分号分隔多个条目\n\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]\n\n应使用分号分隔多个条目\n\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]\n\n应使用分号分隔多个条目\n\nBCC　John Cain　密送收件人\n\n应使用分号分隔多个条目\n\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\n\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\n\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化时所采用的时区\n\nTIME_ZONE　GMT　转换过程中电子邮件标准化所采用的时区。\n\nLINK　>EDC0000001.msg　电子邮件或原生文件文件的超链接\n\n链接文件必须按照 FIRSTBATES 编号命名\n\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名\n\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\n\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n原生文件：文件创建时间\n\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\n\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\n\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\n\nPGCOUNT　1　原生文件文件/电子邮件的页数\n\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文件的路径，包括原始文件名。\n\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名。\nItems\\Board Meeting　原生文件：（空）\nMinutes.msg\n\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一信息 ID；原生文件：（空）\ncb8306d1@MSN>\n\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\n\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立适用并应作独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按照其在日常业务过程中保存的方式提交，或应组织并标示为与本请求中的类别相对应。\n\n5. 本文所载每项请求均延及所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由任何代表您行事之人占有、保管或控制的文件，\n\n案件 22-50073 文书 1386-1 提交于 01/25/23 录入于 01/25/23 16:24:16 第 7 页，共 22 页\n\n包括您的律师或其他代表和顾问。每份文件均应完整提交。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，文件发送对象）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或(iv) 已以其他方式处置；(e) 说明该等处置的原因，以及围绕该等处置的事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及(i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的原因；(b) 销毁该文件的人员身份；以及(c) 指示销毁该文件的人员身份。\n\n8. 如您主张一份被要求提供的文件受特权或律师工作成果保护，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件受特权保护之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或见过文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或该文件所载或提及的任何信息是否由任何其他人员占有、保管或控制，如是，则确认该等人员的身份；\n\n案号 22-50073，文件 1386-1，提交于 01/25/23，登记于 01/25/23 16:24:16，第 8 页，共 22 页\n\n以及说明该等信息如何由其取得，(viii) 据以扣留该文件的特权主张，以及(ix) 您将据以支持该特权主张的所有情形；以及(b) 就依据 D. Conn. L. Civ. R. 26(e) 以特权主张为由扣留的每一文件，制作一份载有本指示第(a)部分所要求全部信息的特权日志。\n\n9. 如一份本应答的文件的一部分含有受特权主张约束的信息，则仅应依照上述指示从该文件中删除或遮盖受特权主张约束的该部分，其余部分应予提供。\n\n10. 本文件请求具有持续性。特此指示您：(a) 在得知先前答复不完整或不正确后，立即补充或更正任何后来得知不完整或不正确的答复；以及(b) 提供根据下列规定所要求的任何补充文件\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提及均包括其全部关联方。\n\n13. 对个人姓名的所有提及均包括所有别名、化名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及(b) 任何时态的动词应解释为在所有其他时态中使用该动词。\n\n16. (a) “and”和“or”应根据需要解释为连词或析取词，以使原本可能被解释为超出任何请求范围的所有答复均纳入该请求范围；以及(b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义，以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”、“Your”或“Yourself”系指 Bravo Luck Limited（好运有限公司），以及其全部关联方、部门、机构、职能部门、处室、办公室、合伙人、高级职员、董事、代理人、律师、代表、雇员和／或任何代表其行事的人。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵，亦称 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n3. “Debtor's Son”系指 Qiang Guo（郭强，亦称 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美，亦称 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝，亦称 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女及债务人所谓妻子，以及与债务人有任何其他亲属关系的人。\n\n7. “Associated Individuals”单独及统称：(1) 持有、控制、保管或对债务人或债务人家庭所拥有、控制或享有的资产具有处置权的所有个人；或(2) 曾为一个或多个关联实体的雇员、董事或以其他方式与其有关联的所有个人，以及前述任何人员各自的雇员、代理人、律师、顾问或任何代表其行事的人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅丽莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿瑞修莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·梅尔库里奥）、Eduardo Eurnekian（爱德华多·厄尔内基安）、Han Chunguang（韩春光，亦称 韩春光）、Qu Guojiao（屈国姣，亦称 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰，亦称 郭丽杰）、Zhang Wei（张伟，亦称 张伟*）、Lihong Wei Lafrenz（魏丽红，亦称 Sara Wei、魏丽红）、Hao Haidong（郝海东，亦称 郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅丽莎·门德斯）、Ya Li（李娅，亦称 李娅）、Dinggang Wang（王定刚，亦称 王定刚）、An Hong（安红，亦称 安红）、Yvette Wang（王雁平，亦称 Yanping Wang、Yan Ping Wang、王雁平）、Fiona Yu（菲奥娜·余）、Je Kin Ming（余建明，亦称 William Je、Yu Jianming、余建明）、Yaz Qingua（亚兹·青瓜）及 Lao Jiang（姜云浮，亦称 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n案号 22-50073，文件 1386-1，提交于 01/25/23，登记于 01/25/23 16:24:16，第 11 页，共 22 页\n\n8. “Associated Entities”单独及统称：(1) 曾由债务人或债务人家庭拥有、控制或投资的任何类型的所有组织或实体；或(2) 对债务人或债务人家庭拥有、控制或享有的任何资产直接或间接享有权益的所有组织或实体，以及前述任何实体各自的雇员、代理人、律师、顾问或任何代表其行事的人。该等关联实体包括但不限于：7 Nod Hill LLC（7诺德山有限责任公司）、AAGV Limited（AAGV有限公司）、ACA Investment Management Limited（ACA投资管理有限公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法全球创投有限公司）、Alfonso Global Limited（阿方索全球有限公司）、Allied Capital Global Limited（联合资本全球有限公司）、Alpine Fiduciaries SA（阿尔卑斯受托人股份公司）、Anton Development Limited（安东开发有限公司）、Assets Sino Limited（中资产有限公司）、Auspicious Coast Limited（吉祥海岸有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份公司）、Beijing Zenith Holdings Company Limited（北京泽尼思控股有限公司）、Bravo Luck Limited（好运有限公司）、BSA Strategic Fund I（BSA战略基金I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（克兰咨询集团有限责任公司）、Creative Apex Investments Limited（创意顶峰投资有限公司）、Crystal Breeze Investments Limited（水晶微风投资有限公司）、Dawn State Limited（黎明州有限公司）、Eastern Profit Corporation Limited（东方利润有限公司）、Elite Well Global Limited（精英环球有限公司）、Empire Growth Holdings（帝国增长控股）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Fashion LLC（G时尚有限责任公司）、G News LLC（G新闻有限责任公司）、GETTR USA（GETTR美国）、Genever Holdings Corporation（杰尼弗控股公司）、Genever Holdings LLC（杰尼弗控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION媒体集团公司）、GFNY, Inc.（GFNY公司）、Globalist International Limited（环球主义者国际有限公司）、GNews Media Group Inc.（GNews媒体集团公司）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Greenwich Land LLC（格林尼治土地有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV媒体集团公司）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、HCHK Property Management, Inc.（HCHK物业管理公司）、HCHK Technologies, Inc.（HCHK科技公司）、Head Win Group Limited（领先胜利集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA) Limited LLC（香港国际基金投资〈美国〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（无限增长有限公司）、Infinitum Developments Limited（无限开发有限公司）、Insight Phoenix Fund（洞见凤凰基金）、Lamp Capital LLC（兰普资本有限责任公司）、Leading Shine Limited（领先光耀有限公司）、Leading Shine NY\n\n案号 22-50073，文件 1386-1，提交于 01/25/23，登记于 01/25/23 16:24:16，第 12 页，共 22 页\n\nLimited（领先光耀纽约有限公司）、Lexington Property and Staffing, Inc.（列克星敦物业与人力公司）、Long Gate Limited（长门有限公司）、Next Tycoon Investments Limited（下一巨头投资有限公司）、New Federal State of China（中国新联邦国家，亦称 NFSC）、Noble Fame Global Limited（高尚名望环球有限公司）、Rosy Acme Ventures Limited（玫瑰顶峰创投有限公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Foundation IV, Inc.（法治基金会IV公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会IV公司）、G-Translators PTY LTD（G翻译服务有限公司）、Saraca Media Group, Inc.（萨拉卡媒体集团公司）、Shiny Ace Ltd.（闪耀王牌有限公司）、Shiny Times Holdings Ltd.（闪耀时代控股有限公司）、Spirit Charter Investment Limited（精神宪章投资有限公司）、Stevenson, Wong & Co.（史蒂文森、黄及公司）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（良好起源有限公司）、World Century Limited（世界世纪有限公司）、Worldwide Opportunity Holdings Limited（全球机会控股有限公司）、Whitecroft Shore Limited（怀特克罗夫特海岸有限公司）及 ZIBA Limited（ZIBA有限公司）。\n\n9. “Including”或其任何变体意为“包括但不限于”。\n\n10. “And”和“or”意为“and/or”，并应同时解释为连词及析取词，以最大限度扩大其范围。\n\n11. “Any”、“all”和“each”意为“每一个和所有”。\n\n12. “Each”和“every”意为“每一个和所有”。\n\n13. “Third Party”系指除您本人以外的个人或实体。\n\n14. “Transfer”应具有《Bankruptcy Code》第 101(54) 节所赋予的含义。\n\n15. “Document”系指 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于曾经或目前由您占有、保管或控制的任何种类、类型、性质或描述的每一书面、记录或图示材料，包括电子邮件的所有打印件和电子副本、以电子形式保存的计算机文件、电子通信、短信、社交媒体帖子、推文、元数据、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格、日记、信件、\n\n案号 22-50073，文件 1386-1，提交于 01/25/23，登记于 01/25/23 16:24:16，第 13 页，共 22 页\n\n电报、照片、会议记录、合同、协议、调查报告、计算机打印件、任何种类的数据汇编、电传、传真、语音留言、发票、订单表格、支票、汇票、报表、贷项通知单、报告、仓位报告、摘要、索引、书籍、分类账、笔记本、日程表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；亦包括但不限于前述任何文件的草稿或副本，只要其含有原始文件中不存在的任何种类注释、评论或标记，或以其他方式与原始文件并不相同。\n\n16. “人员”是指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”是指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”是指涉及、描述、包含、提及、与之相关、支持、倾向于、反对、强化、贬损、位于、结合考虑、影响、证明、表明、报告、记录、暗示、回应、与之相连、评论、就……而言、关于、与……有关、讨论、显示、描述、反映、分析、构成及作为。\n\n19. 就任何特定主题而言，“与……有关”、“涉及”或“相关”是指，包括但不限于，构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定主题有关的任何文件。\n\n20. “通信”是指在最广泛可能的意义上且不限于此，任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面形式，还是通过电子传输设备进行，并且包括但不限于所有往来函件、电子邮件、录音、传输单、备忘录、电话通信、语音留言、电报、传真、电传副本、电传、即时消息、聊天记录、短信、电话记录，或在内部或与第三方之间传递的记录。\n\n21. “资产”是指可用于产生正向经济价值的任何项目，包括但不限于由实体拥有、控制或为实体利益而持有的、预期将提供未来利益的任何具有经济价值的资源，包括但不限于所有不动产和动产、无形财产、投资、投资权或未来收益权、现金、银行账户、商品、证券、债权、对实体的全部或部分控制权，以及预期经济机会。\n\n22. “转让”应具有《破产法》第101(54)条赋予其的含义。\n\n四、应提交的文件\n\n1. 与债务人、债务人财产或关联实体的任何收入或资产有关的所有文件。\n\n2. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何试图规避支付该等义务的行为有关的所有文件，以及与本破产程序或任何其他实际或潜在的破产或类似无力偿债程序有关的所有文件。\n\n3. 与债务人、债务人财产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户结单、电汇指示和/或确认、资金证明、存款证、持仓证明、投资组合摘要或类似文件有关的所有文件，包括但不限于足以显示向上述任何一方作出的所有转让的文件。\n\n4. 与债务人作出、与债务人进行或代表债务人作出的任何投资、商业往来或交易有关的所有文件。\n\n5. 与债务人的所有通信，以及与债务人的通信有关、且与任何实体的运营、管理或决策有关的文件，包括但不限于关联实体。\n\n6. 与向债务人、债务人家庭成员或关联实体作出、由其作出或与其进行的任何转让、投资、其他交易或商业往来有关的所有文件。\n\n7. 与债务人曾经占用或使用的任何财产有关的所有文件，包括但不限于Lady May（“Lady May”号）；Sherry Netherland Hotel / Condominium（谢里-荷兰酒店／公寓）；位于Connecticut（康涅狄格州）Greenwich（格林威治）373 Taconic Rd.的住宅物业；位于Connecticut（康涅狄格州）Greenwich（格林威治）33 Ferncliff Rd.的住宅物业；以及位于Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd.的住宅物业。\n\n8. 与债务人、债务人家庭成员或关联实体于2020年7月前后或任何其他时间对原油期货或任何类似商品所作的任何投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be（姜云甫·贝）就任何该等投资或交易进行的通信。\n\n9. 与债务人拥有、控制或使用的任何飞机有关的所有文件，包括但不限于尾号为T7-GQM的飞机及在San Marino（圣马力诺）登记的任何其他飞机，包括但不限于所有登记文件副本及显示该等飞机所执行航班和该等航班乘员的飞行舱单。\n\n10. 与向债务人、债务人财产、债务人家庭成员或关联实体提供、由其提供或代表其提供的任何赠与、利益或贷款有关的所有文件，包括但不限于足以显示该等赠与、利益或贷款金额的文件；该等赠与、利益或贷款的使用目的；该等赠与、利益或贷款的提供时间；以及任何贷款的条款、就任何贷款作出的所有陈述和保证、任何贷款的利率，以及任何贷款付款的所有证明。\n\n11. 与由债务人、债务人财产、债务人家庭成员或关联实体设立、代表其设立、或为其利益设立的任何信托或类似文书有关的所有文件，包括但不限于足以显示该等信托的设立时间、设立人、为谁的利益设立以及信托本金的文件。\n\n12. 与涉及债务人的任何法律争议相关的任何义务、债权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构之前进行的任何诉讼有关的文件，无论该机构为行政机构、法院、合议庭或替代性争议解决实体。\n\n13. 你方任何外部法律顾问或其他顾问与债务人之间的所有文件和通信。\n\n14. 足以显示你方全部资产以及收入或资金来源的文件。\n\n15. 对于就请求[13]所识别的、价值超过$50,000的全部资产，提供所有：(i) 与你方取得该等资产有关的文件；以及(ii) 你方与债务人或债务人家庭成员就该等资产进行的通信。\n\n16. 你方纳税申报表副本。\n\n17. 足以显示处于你方占有或控制之下的所有银行账户和投资账户的文件，包括每一该等账户的余额以及向该等账户的转入和从该等账户的转出。\n\n18. 与你方使用的任何信用卡有关的所有文件，包括但不限于月度账单或足以显示为债务人或关联实体利益而进行的所有相关购买的其他文件。\n\n19. 所有公司治理及组织文件，包括但不限于章程细则和公司设立证书，以及足以显示你方公司结构、高级管理人员和董事姓名、经营目的，以及与债务人或债务人任何家庭成员关系的其他文件。\n\n20. 与将你方资产质押给任何其他实体有关的所有文件。\n\n21. 与债务人作为受托人、Genever Holdings Corporation（Genever Holdings公司）和Genever Holdings LLC（Genever Holdings有限责任公司）于February 17, 2015订立、以Bravo Luck Limited（Bravo Luck有限公司）作为受益人的所谓《信托声明和协议》有关的所有文件。\n案号22-50073 文件1386-1 提交日期01/25/23 登记日期01/25/23 16:24:16 第18页，共22页\n\n22. 与你方于January 2015从HK International Funds Investment (USA) Limited, LLC（HK International Funds Investment〔USA〕有限公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）和/或Eastern Profit Corporation Limited（东方盈利有限公司）收到的、金额约为$520 million的转让有关的所有文件。\n\n23. 与你方、债务人、债务人财产、债务人家庭成员或关联实体曾在UBS AG（瑞银集团）或任何关联实体持有的任何资产有关的所有文件，包括但不限于与“Portfolio 371236”有关的文件。\n\n送达证明\n（除非Fed. R. Civ. P. 45要求，否则本节不应向法院提交。）\n\n于（日期）\n__________　本人收到向以下人员（个人姓名及职务，如有）：______________________________________________送达的本传票\n\n本人通过向所列明人员交付副本的方式送达本传票，具体如下：____________________________________\n__________________________________　___________________________________________________________________________________________________\n\n于（日期）___________________；或\n\n本人未予执行而退回本传票，原因如下：____________________________________________________________\n\n本人费用为$_________\n\n差旅费用为$_________\n\n本人依伪证罪处罚的约束声明　除非本传票代表United States（美国）或其官员或代理人发出，本人还已向证人预付一天出席费用及法律允许的里程费，金额为$_______________________。\n\n服务费用，总计为$_________\n\n上述信息真实、正确。\n\n日期：_______________　________________________________________________\n\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n\n《联邦民事诉讼规则》第45(c)、(d)、(e)和(g)条（Effective 12/1/13）（根据《联邦破产程序规则》第9016条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可在下列地点命令人员出席审判、听证或证言录取：\n\n(A) 距该人员居住地、受雇地或经常亲自办理业务地100英里以内；或\n\n(B) 在该人员居住、受雇或经常亲自办理业务所在州内，且该人员\n\n(i) 是当事人或当事人的高级管理人员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在距该人员居住地、受雇地或经常亲自办理业务地100英里以内的地点提交文件、以电子方式存储的信息或物品；以及\n\n(B) 在待检查场所检查该场所。\n\n(d) 对受传票约束人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束人员施加不当负担或费用。要求履行传票的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，其中可包括收入损失和合理律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、以电子方式存储的信息或有形物品，或准许检查场所的人员，无须亲自到提交或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令出示文件或有形物品，或允许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或任何部分材料，或反对检查场所——或反对以所要求的一种或多种形式出示以电子方式存储的信息。异议必须在规定履行的时间之前或传票送达后14日内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方可以随时在通知被命令人的情况下，向要求履行所在地区的法院提出动议，请求作出强制出示或检查的命令。\n\n(ii) 仅可依命令的指示要求实施这些行为，且该命令必须保护并非当事人或当事人高级职员的人免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。对于及时提出的动议，要求履行所在地区的法院必须撤销或修改符合下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在\n\n规则45(c)规定的地域限制之外履行；(iii) 要求披露享有特权或受其他保护的事项，且不存在\n\n适用的例外或豁免；或\n\n(iv) 使某人承受不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行所在地区的法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的特定事件，且系该专家未受任何一方请求所作研究的结果。\n\n(C) 以规定条件作为替代方案。在规则45(d)(3)(B)所述情形下，如送达方：\n\n(i) 证明对该证词或材料具有实质性需要，且不遭受不当困难即无法通过其他方式满足该需要；并且\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可不撤销或修改传票，而是命令在规定条件下出庭或出示。\n\n(e) 回应传票的义务。\n\n(1) 出示文件或以电子方式存储的信息。下列程序适用于出示文件或以电子方式存储的信息：\n\n(A) 文件。回应要求出示文件之传票的人，必须按照其在日常业务过程中保存的方式出示文件，或者必须整理并标注文件以对应请求中的类别。\n\n(B) 未指定以电子方式存储的信息的出示形式。如传票未指定出示以电子方式存储的信息的形式，回应人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式出示该信息。\n\n(C) 以电子方式存储的信息仅须以一种形式出示。回应人无需以一种以上形式出示同一以电子方式存储的信息。\n\n(D) 无法访问的以电子方式存储的信息。对于回应人确定为因不当负担或费用而无法合理访问的来源中的以电子方式存储的信息，回应人无需提供证据开示。在请求强制证据开示或保护令的动议中，回应人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，若请求方在考虑规则26(b)(2)(C)的限制后证明存在正当理由，法院仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。某人基于被传唤的信息享有特权或作为审判准备材料受保护而扣留该信息的，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种方式说明被扣留的文件、通信或有形物品的性质，使当事人在不披露本身享有特权或受保护的信息的情况下，能够评估该主张。\n\n(B) 已出示的信息。如为回应传票而出示的信息被主张享有特权或作为审判准备材料受保护，提出该主张的人可通知任何收到该信息的当事人该主张及其依据。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其拥有的任何副本；在该主张解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行所在地区的法院，以裁定该主张。出示该信息的人必须在该主张解决前保存该信息。\n\n(g) 藐视法庭。要求履行所在地区的法院——以及在动议移送后签发传票的法院——可对已被送达但无充分理由不遵守传票或相关命令的人以藐视法庭论处。\n\n关于查阅传票材料，见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州联邦破产法院布里奇波特分院）\n\n关于：　：\n：\nChapter 11\nHO WAN KWOK（郭文贵），　：\n：\nCase No. 22-50073 (JAM)\n债务人。　：\n：\nRE: ECF No. 638\n\n命令\n\n准许第11章受托人就与债务人关联的各实体及个人提出的规则2004取证申请\n\n经审议由Luc Despins（吕克·德斯平斯）作为债务人财产指定的第11章受托人（“申请人”）提交的申请，即请求作出命令，授权对其附件B所列实体及个人进行《联邦破产程序规则》2004审查的申请（“申请”，ECF No. 638）；并经通知后于August 12, 2022举行听证；鉴于存在如后文所附条件准许所请求救济的理由；现据此\n\n命令：依下文规定，准许规则2004动议。\n\n命令：Paul Hastings LLP（保罗·黑斯廷斯律师事务所）及Neubert, Pepe & Monteith, P.C.（诺伊伯特、佩佩和蒙蒂思专业公司）作为受托人的拟任律师，现获授权签署与作为规则2004动议附件C-1至C-19所附传票实质上相似形式的传票，并依照《破产规则》2004送达传票，包括任何文件请求或证词录取通知，以及本命令，要求申请附件B所列实体及个人接受审查并出示文件。Paul Hastings LLP及Neubert, Pepe & Monteith, P.C.作为受托人的拟任律师，进一步获授权在本院必要协助下，向美利坚合众国境外的关联实体及个人寻求实质上相似的证据开示。\n\n命令：在遵守《联邦破产程序规则》《联邦民事诉讼规则》及适用地方法院规则项下任何权利的前提下，除非法院另有命令，附件B所列实体及个人现被命令于传票送达后30日内，或受托人同意的其他时间内，出示全部文件。如实体或个人基于某项特权而不出示传票请求的任何文件，该实体或个人现被命令于传票送达后30日内，或受托人同意的其他时间内，向受托人提交一份符合Fed. R. Civ. P. 45(e)(2)、经Fed. R. Bankr. P. 9016适用以及D. Conn. L. Civ. R. 26(e)规定的特权日志。\n\n案件22-50073 文件1386-1 提交01/25/23 录入01/25/23 16:24:16 第22页，共案件22-50073 文件758 提交08/16/22 录入08/16/22 15:23:00 第2页，共2页 22\n\n命令：附件B所列实体及个人现被命令确保传票所请求的、或以其他方式与债务人、其业务、资产、负债、财务状况或本第11章案件相关的所有文件及其他信息，包括但不限于任何电子格式的信息，均得到妥善保存，可供出示、检查及复制，且不会被销毁。\n\n命令：Paul Hastings LLP及Neubert, Pepe & Monteith, P.C.作为受托人的拟任律师，现获授权，无需本院进一步命令，即可依《破产规则》2004，在Paul Hastings LLP位于200 Park Avenue, New York, NY 10166的办公室，或在当事人双方均可接受的其他地点，于受托人可接受的日期，对申请附件B所列任何实体的一名或多名代表及任何个人进行审查并录取证词；由受托人选择，该日期不得早于拟被审查人依传票及本命令、根据《破产规则》2004出示文件后14个日历日，且该审查应逐日继续直至完成。\n\n签署于康涅狄格州布里奇波特，日期为2022年8月16日。","key_entities":["Je","Guo","Kwok","Paul Hastings","Himalaya","Ho Wan Kwok","Despins","Luc Despins","HCHK","Miles Guo","Yanping Wang","William Je","GTV","Saraca","Himalaya Exchange","GETTR"],"ecf_references":[{"doc_number":638,"court":"CTB"},{"doc_number":758,"court":"CTB"}],"word_count":7169,"status":"published","published_at":"2023-01-25 00:00:00","created_at":"2023-01-25","updated_at":"2026-08-23 20:37:51"}