{"id":"court_ctb_1604_21","court":"CTB","case_no":"22-50073","doc_number":1604,"sub_number":21,"doc_type":"EXHIBIT","filed_date":"2023-03-27","title":"Exhibit 21 i CHAR500 6.50 750","summary_zh":null,"summary_en":null,"body_en":"## **Exhibit 21**\n\nCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 2 of\n\n38\n\ni CHAR500 6.50 750\n\nNYS Annual Filing for Charitable Organizationsl...www.CharitiesNYS.comNewYork,NY\n\n~ NYS Office of the Attorney General ~1 Charities Bureau Registration Section i 28 Uberty Street Inspection 10005\n\n 2019 Open to Public\n\n| Information
Z
[1.Gen@ral | | | | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|------------------------------------------------|------------------------------------------------------------------------------------------------------------------|--|--|\n| | ForfiscaiYearBeginning(mrrwdd | , | | Yyyy)01/11/2019ZandEnding(mnwdd/nyy)Ii*ZIIZi~IiJ~ | | |\n| Organization:
Name
of
Check
if
Applicable:
Ill-£
INC
FOUNDATION
Address
Change
LRULE
OF
LAW
E-7 | | | | (EIN):
Employer
Identification
Number
83-3252663 | | |\n| E-1
Name Change
[XI | _
_
_
_
_
Mailing Address:
_____,47-16-79
ARD
FLOOR
Ll.62
EAST
€4
STBRET | | | | | |\n| Initial Filing
E-1 Final Filing | _
_
_
City
/
State
/
ZIP: | _
_ | | Telephone: | | |\n| E-1
Amended Filing
F]
Reg ID Pending | LNEW--YORK,
AIY
Website: | 10-065 | | 242-8069
917
Email: | | |\n| | | | | | | |\n| organization's
Check
your
registration category: | 7A
only
Fl
EPTL
1-Xl | only
@A
&
~
DUAL | EPTU
1-1
EXEMPT* | Category
the
Confirm
Registration
in
your
Charities
Registry
at
www.CharitiesNYS.com. | | |\n| 2. Certification | | | | | | |\n| See
instructions
for
si
natories.
two | requirements.
Improper
certification | violation
certification
is
a | of
law
that
be
subject
may | requires
penalties.
The
certification
to | | |\n| We
certify
under | penalties
of
perjury
that
we | this
report,
including
reviewed | and
to
the
all
attachments, | knowledge
and
belief,
best
of
our | | |\n| they
are | correct
and
complete
in
true, | with
the
laws
accordance | of
New
York
of
the
State | applicable
to
this
report. | | |\n| | | | HAIDONG
HAO | 1 | | |\n| Authorized
President
or | 8-89
Officer: | H.A.I.PORCA
_- | UNDATION
FO | 11/tize
CHAIR
_
_ | | |\n| | _ | | | | | |\n| | | | HEINEMEYER
ROSS | | | |\n| Officer
Chief
Financial
or | Treasurer: | | TREASURER | 11 l5
20 | | |\n| | Signature | | Print Name and Title | Date | | |\n| '
3.
Annual | | | | | | |\n| Reporting | Exemption
If
that
to | is | exemption
under
category
one | EPTL
only
filers)
both
(7A
or
or | | |\n| exemption(s)
Check
the
(DUAL
filers) | apply
filing.
your
your
registration,
that
apply
to | organization
claiming
an
complete
only
parts
1,2, | and
3,
and
submit
the
certified | No
fee,
schedules,
Char500.
or | | |\n| categories
additional
attachments | your
required.
If
cannot
claim
you
are | exemption
DUAL
or
are
a
an | claims
only
filer
that
one | file
applicable
exemption,
must
you | | |\n| and
attachments
schedules | applicable
fees.
and
pay | | | | | |\n| | | | | | | |\n| ~338.7A
filing | Total
contributions
exemption: | State
including
from
NY | residents,
foundations, | agencies,
etc.
did
not
government | | |\n| exceed | \\$25,000
and
the
organization
did | professional
not
engage
a | (PFR)
fund
fund
raiser
or | (FRC)
solicit
raising
counsel
to | | |\n| contributions | the
fiscal
during
year. | | | | | |\n| | | | | | | |\n| ~-7
3b.
EPTL | exemption:
Gross
receipts
filing | \\$25,000
exceed
did
not | of
assets
and
the
market
value | \\$25,000
time
did
not
exceed
at
any | | |\n| | during the fiscal year. | | | | | |\n| 14.
Schedules
and | 1
Attachments | | | | | |\n| | | | | | | |\n| See
the
following
page
~
~ | Yes
No
4a.
Did
~ | | fund
professional
fund
raiser, | raising
counsel
commercial
co-venturer
or | | |\n| for a checklist of | ~Xl
for
fund | organization
your
use
a
raising
activity
in
NY
State? | Schedule
If
complete | 4a. | | |\n| schedules and
attachments to | | | yes, | | | |\n| filing. | Did
Yes
No
4b.
~
~ | the
organization
receive | grants?
If
government
yes, | Schedule
4b.
complete | | |\n| complete
your | | | | | | |\n| 5. Fee | | | | | | |\n| See-the-checkliston-the7Afilingfee. | | EPTLFdIngfee:
1 | fee:
Total | Make a single check or money order
i | | |\n| calculate
next
to
page | your | | 1 | payable to: | | |\n| ~ fee(s). Indicate fee(s) you | | | | | | |\n| | | | | aresubmittingher'~~rtmentofLaw\" | | |\n| CHAR500
Annual
Filing
for | Charitable
Organizations | (Updated
January
2020) | | | | |\n\n'The\"Exempt\" category refers to an organization's NYS registration status. It does not refer to its IRS tax designation.\n\n968451 01-08-20 1019 Page 1\n\n1\n\n16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION II 31317091\n\n#### RULEOFLAWFOUNDATIONIII,INCCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 3 of\n\nSimplysubmit the certified CHAR500 with no fee, schedule, or additional attachments IF: 38\n\n![](_page_2_Picture_2.jpeg)\n\nCHAR500 - - Your organization is registered as EPTL only andAnnualFilingChecklist\n\nyou /LLL1- Your organization is registered as DUAL and you marked both the 7A and EPTL filing exemption in Part 3.\n\nmarked the EPTL filing\n\n## [-ChecklistofS®¢\\*¢4\\*%4¢(Attachments-1\n\nCheck the schedules you must submit with your CHAR500 as described in Part 4:\n\n- 1~1 If you answered \"yes\" in Part 4a, submit Schedule 4a: Professional Fund Raisers (PFR), Fund Raising Counsel (FRC), Commercial Co-Venturers (CCV)\n- E-1 If you answered \"yes\" in Part 4b, submit Schedule 4b: Government Grants\n\nCheck the financial attachments you must submit with your CHAR500:\n\n- FX1 IRS Form 990, 990-EZ, or 990-PF, and 990-T if applicable\n- [Xl Al I additional IRS Form 990 Schedules, including Schedule B (Schedule of Contributors). Schedule B of public charities is exempt from disclosure and will not be available for public review.\n- El Our organization was eligible for and filed an IRS 990-N e-postcard. Our revenue exceeded \\$25,000 and/or our assets exceeded \\$25,000 in the filing year. We have included an IRS Form 990-EZ for state purposes only.\n\nIf you are a 7A only or DUAL filer, submit the applicable independent Certified Public Accountant's Review or Audit Report:\n\n- El Review Report if you received total revenue and support greater than \\$250,000 and up to \\$750,000.\n- [XlAudit Report if you received total revenue and support greater than \\$750,000\n- F--1 No Review Report or Audit Report is required because total revenue and support is less than \\$250,000\n\nE-1 We are a DUAL filer and checked box 3a, no Review Report or Audit Report is required\n\n### [Calculate Your fe#J\n\nFor 7A and DUAL filers, calculate the 7A fee:\n\nEl \\$0, if you checked the 7A exemption in Part 3a\n\nIXI \\$25, if you did not check the 7A exemption in Part 3a\n\nFor EPTL and DUAL filers, calculate the EPTL fee:\n\n| \\$0,
[-7
if
checked
you | exemption
in
Part
3b
the
EPTL |\n|-------------------------------------|----------------------------------------------------------------------------------|\n| ~3 | \\$25, if the NET WORTH is less than \\$50,000 |\n| \\$50,
if
NET
~3
the | \\$250,000
\\$50,000
but
less
than
WORTH
is
or
more |\n| \\$100,
E-1
if
the
NET | \\$1,000,000
\\$250,000
but
less
than
WORTH
is
or
more |\n| \\$250,
if
the
NET
E--1 | \\$10,000,000
\\$1,000,000
but
less
than
WORTH
is
or
more |\n| \\$750,
F~
if
the
NET | \\$10,000,000
\\$50,000,000
but
less
than
WORTH
is
more
or |\n| \\$1500,
F--1
if
the
NET | \\$50,000,000
WORTH
is
more
or |\n\n## Efet'8-¥ourtinngl\n\nSend your CHAR500, all schedules and attachments, and total fee to:\n\nNYS Office of the Attorney General Charities Bureau Registration Section 28 Uberty Street New York, NY 10005\n\n*Need Assistance?*\n\nVisit: www.CharitiesNYS.com Call: (212) 416-8401 Email: Charities.Bureau@ag.ny.gov *ls-mv-Registration Category 7A. EPTL. DUAL or EXEME[2=*Organizations are assigned a Registration Category upon registration with the NY Charities Bureau:\n\n in Part 3.\n\nexemption in Part 3.\n\n7A filers are registered to solicit contributions in New York under Article 7-A of the Executive Law (\"7A\")\n\nEPTL filers are registered under the Estates, Powers & Trusts Law (\"EPTL:') because they hold assets and/or conduct activities for charitable purposes in NY.\n\nDUAL filers are registered under both 7A and EPTL.\n\nEXEMPT filers have registered with the NY Charities Bureau and meet conditions in Schedule E - Registration · Exemotion for Charitable Oraanizations . These organizations are not required to file annual financial reports but may do so voluntarily.\n\nConfirm your Registration Category and learn more about NY law at www.CharitiesNYS=[rL\n\n#### *Whpre do I find my organization's NET WORTH?*\n\nNET WORTH for fee purposes is calculated on:\n\n- - IRS Form 990 Part 1, line 22\n- - IRS Form 990 EZ Part 1, line 21\n- - IRS Form 990 PF, calculate the difference between Total Assets at Fair Market Value (Part ll, line 16(c)) and Total Liabilities (Part 11, line 23(b)).\n\n968461 01-08-20 1019 CHAR500 Annual Filing for Charitable Organizations (Updated January 2020)\n\n#### FOOTNOTES\n\nTHE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2019 HAVE NOT BEEN FINALIZED AS OF THE FILING DEADLINE. THE AUDITED FINANCIAL STATEMENTS WILL BE SUBMITTED ONCE COMPLETED.\n\n| | | Case 22-50073 | Doc 1604-21 | EXTENDED | Filed 03/27/23
TO | 16,
NOVEMBER | 2020 | Entered 03/27/23 14:12:10 | | Page 5 of |\n|--------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|----------------------------|------------------|----------------------|-----------------|------------|---------------------------|----------------|-------------------|\n| | | | of
Return | | | 38
Exempt | From | Income | Tax | OMB No. 1545-0047 |\n| Organization | | | | | | | | | | |\n| (Rev. | | 2020)
January
numbers
this
form
it
Do
enter
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security
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on | | | | | may | made
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be | | Open to Public |\n| | Department of the Treasury
Inspection
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ov/Form990
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Service
Internal
Revenue | | | | | | | | | |\n| A | For
the | 2019
calendar | tax
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or
year | JAN
beginning | 11 | 2019 | and ending | 31,
DEC | 2019 | |\n| B | Check
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Name | organization | | | | | D
Employer | identification | number |\n| - | applicable:
-Address | | | | | | | | | |\n| | Ichange
Name | RULE
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(2019)932001 01-20-20Paperworksee | | | | | | | | | |\n\nSEE SCHEDULE 0 FOR ORGANIZATION MISSION STATEMENT CONTINUATION\n\n| | Case 22-50073
Doc 1604-21
Filed 03/27/23 | Entered 03/27/23 14:12:10
Page 6 of |\n|----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|\n| | 38 | |\n| | Accomplishments
Service
1-PirtlirTSfatement-6-Program | |\n| | | |\n| 1 | Briefly
describe
the
organization's
mission: | |\n| | OBSTRUCTION,
ILLEGALITY,
CORRUPTION,
EXPOSE
TO
IMPRISONMENT,EXCESSIVESENTENCING,HARASSMENT,ANDINHUMANITY | FALSE
BRUTALITY, |\n| | PERVASIVE
UL-THE | _=POLITICAL,LEGAL,-BUSINESSAND-FINANCIAL-SYSTEMS-OF |\n| | N
I
H
C | A
- |\n| 2 | the
significant
services
during
organization
undertake
Did
the
program
year
any | the
which
not
listed
were
on |\n| | prior
Form
990
990-EZ?
or | 1~1 Yes [Xl
No |\n| | Schedule
0.
describe
these
services
If
\"Yes,\"
new
on | |\n| 3 | changes
in
how
it
conducting,
make
significant
organization
Did
the
or
cease | ~Xl
No
services?
E-1
Yes
conducts,
program
any
|\n| | Schedule
0.
If
\"Yes,\"
describe
these
changes
on
for
each
of
its
three
service | services,
measured
by
largest
as
expenses. |\n| 4 | accomplishments
Describe
the
organization's
program
of
required
report
the
amount
(c)(3)
and
501
(c)(4)
organizations
to
Section
501
are | program
total
and
and
allocations
to
others,
the
grants
expenses, |\n| | | |\n| 4a | \\$
including
grants
of
\\$
(Code:
)
(Expenses
~_ | \\$
)
(Revenue |\n| | E
Y
IN
CURRENT
NONE | R
A |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| 4b | of
\\$
\\$
including
grants
(Code:
)
(Expenses
_ | \\$
)
)
(Revenue |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| 4C | of
\\$
\\$
including
grants | \\$
)
)
(Revenue |\n| | )
(Expenses
(Code: | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| 4d | (Describe
Schedule
0.)
Other
services
program
on | |\n| | | |\n| | -31£Total-arogram-serviceemenses | |\n| | 932002 01-20-20 | Form 990 (2019) |\n\n### Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 7 of\n\n#### 990 2019 RULE OF LAW FOUNDATION III INCart I Checklist of Required Schedules 38\n\nForm 83-3252663 Pa e 3\n\n| | | | Yes | No |\n|-----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------|-----|--------|\n| 1 | foundation)?
section
501
(c)(3)
4947(a)(1)
(other
than
private
Is
the
organization
described
in
or
a | | | |\n| | /f \"yes,\" complete Schedule A. | 1 | X | |\n| 2 | Is the organization required to complete Schedule B, Schedule of Contributors?

| 2 | X | |\n| 3 | behalf
of
in
opposition
to
candidates
for
organization
in
direct
indirect
political
campaign
activities
Did
the
or
on
or
engage | | | |\n| |
public office? /f \"Yes,\" complete Schedu/e C, Part /


| 3 | | X |\n| 4 | effect
have
section
501
(h)
election
in
the
organization
in
lobbying
activities,
Section
501(c)(3)
organizations.
Did
engage
or
a | | | |\n| | during the tax year? /f\"Yes,\"comp/ete Schedu/e C, Part //

, | 4 | | X |\n| 5 | (c)(6)
organization
that
receives
membership
dues,
assessments,
organization
section
501
(c)(4),
501
(c)(5),
501
Is
the
or
a
or | | | |\n| | similar amounts as defined in Revenue Procedure 98- 19? if 'Yes,\"
complete Schedule C, Part Ill
| 5 | | X |\n| 6 | the
right
funds
similar
funds
accounts
for
which
donors
have
to
Did
the
organization
maintain
donor
advised
or
any
or
any | | | |\n| | ?
of
amounts
in
such
funds
accounts
If \"Yes,\" complete Schedule D, Part 1
provide
advice
the
distribution
investment
or
or
on | 6 | | X |\n| 7 | including
easements
to
Did
the
organization
receive
hold
conservation
easement,
preserve
open
space,
or
a | | | |\n| | ?
the
environment
historic
land
historic
structures
or
Schedule
D
Part
li
areas
If
\"
Yes
,\"
complete
,
,
, | 7 | | X |\n| 8 | ?
/
f
\"
Did
the
organization
maintain
collections
of
works
of
art
historical
treasures
other
similar
assets
\"
Yes
complete
or
,
,
, | | | |\n| |

Schedu/e D, Part/// | 8 | | X |\n| 9 | custodial
liability,
custodian
for
organization
amount
in
Part
X,
line
21,
for
account
Did
the
report
serve
as
a
an
escrow
or | | | |\n| | services?
debt
management,
credit
repair,
debt
negotiation
listed
in
Part
X;
provide
credit
counseling,
amounts
not
or
or | | | |\n| | /f\"yes,\"comp/ete Schedu/e D, Part/V


| 9 | | X |\n| 10 | donor-restricted
endowments
through
related
organization,
hold
assets
in
Did
the
organization,
directly
or
a | | | |\n| | orinquasi
endowments?
/f
\"Yes,\"complete
Schedule
D,
Part
V | 10 | | X |\n| 11 | VI,
VII,
VIll,
IX,
X
questions
is
\"Yes,\"
then
complete
Schedule
D,
Parts
If
organization's
to
of
the
following
the
or
answer
any | | | |\n| | as applicable.
?
f
\" | | | |\n| a | /
Did
theorganization
report
amount
for
land
buildings
and
equipment
in
Part
X
line
10
Yes
,\"
complete
Schedule
D
an
,
,
,
, | 1la | | X |\n| | line
12,
that
is
5%
of
its
total
for
investments
other
securities
in
Part
X,
Did
the
amount
or
more | | | |\n| b | organization
report
an
-
assets
in
Part
line | 1lb | | X |\n| | reported
X,
16?
/f
\"Yes,\"complete
Schedu/e
D,
Part
V//
5%
of
its
total
for
investments
related
in
Part
X,
line
13,
that
is
Did
the
amount
or
more
an
- | | | |\n| c | organization
report
program
complete Schedule D, Part Vill
assets
reported
in
Part
X
line
16
?
/
f
\"
\" | llc | | X |\n| d | yes
,
of
reported
in
for
other
in
Part
X,
line
15,
that
is
5%
its
total
assets
Did
the
organization
report
amount
assets
or
more
an | | | |\n| | Part X, line 16?
Schedule
D
Part
IX
If
\"
Yes
,\"
complete | 1ld | | X |\n| e | ,
for
other
liabilities
in
Part
X
line
25
?
/
f
\"
Yes
,\"
Did
the
organization
report
amount
complete
Schedule
D
Part
X
an | 11e | X | |\n| f |
,
,

footnote
addresses
financial
statements
for
the
tax
include
that
Did
the
organization's
separate
consolidated
year
a
or | | | |\n| | the organization' s liability for uncertain tax positions under FIN 48 (ASC 740)? /f
\"Yes,\"
complete
Schedule
D
Part
X | 1lf | X | |\n| 12a | ,
financial
for
the
?
/
f
\"
Yes
\"
Did
the
organization
obtain
separate
independent
audited
statements
tax
complete
year
,
, | | | |\n| | Schedule D, Parts XI and XII
| 12a | X | |\n| b | year?
independent
audited
financial
statements
for
the
tax
Was
the
organization
included
in
consolidated, | | | |\n| | completing
Xland
is
optional
andifthe
organization
answered
\"
\"
line
128
then
Schedule
XII
If
\"
,\"
No
to
D
Parts
Yes
,
,
| 12b | | X |\n| 13 | If \"Yes,\" complete Schedule E
170
(
b
)(
1
)(
A
)(
ii
)?

theorganization
aschool
described
in
section

Is | 13 | | X |\n| 14a | of
United
States?
organization
maintain
office,
employees,
agents
outside
the
Did
the
an
or
| 14a | | X |\n| b | \\$10,000
from
grantmaking,
fundraising,
business,
of
than
Did
the
organization
have
aggregate
revenues
or
expenses
more | | | |\n| | \\$100,000
valued
outside
the
United
States,
aggregate
foreign
investments
at
investment,
and
service
activities
or
program | | | |\n| | or more?
land
IV
complete
Schedule
F
Parts
If
\"
Yes
U
,
, | 14b | | X |\n| 15 | \\$5,000
assistance
for
organization
Part
IX,
column
(A),
line
3,
than
of
grants
other
to
Did
the
report
any
more
or
or
on | | | |\n| | foreign organization? /f\"Yes,\"comp/ete Schedu/e F, Parts//and/V

| 15 | | X |\n| 16 | \\$5,000
other
assistance
Part
IX,
column
(A),
line
3,
than
of
aggregate
grants
to
Did
the
organization
report
more
or
on | | | |\n| | for
foreign
individuals
?
/
f
\"
complete Schedule F, Parts Illand IV
,

or
yes
·
, | 16 | | X |\n| 17 | \\$15,000
of
for
professional
fundraising
services
Part
IX,
Did
the
organization
report
total
of
than
on
a
more
expenses | | | |\n| | column (A), lines 6 and 1 le? lf \"yes, \" complete Schedule G, Pan /
_
| 17 | | X |\n| 18 | \\$15,000
and
contributions
Part
VIll,
lines
than
total
of
fundraising
event
income
Did
the
organization
report
on
gross
more | | | |\n| | 1 c and 8a? /f \"Yes, \"complete Schedule G, Part //
| 18 | | X |\n| 19 | \\$15,000
from
activities
Pan
Vill,
line
9a?
/f
\"yes,\"
Did
the
organization
report
than
of
income
gaming
more
gross
on | | | |\n| | comp/ete Schedu/e G, Part///



| 19 | | X |\n| 20a | If \"Yes,\" complete Schedule H .
hospital
facilities
?
Did
the
organization
operate
one
or
more | 2Oa | | X |\n| b | financial
statements
to
this
return?
20a,
did
the
organization
attach
of
its
audited
If
\"Yes\"
to
line
a
copy

| 20b | | |\n| 21 | \\$5,000
of
other
assistance
to
domestic
organization
Did
the
organization
report
than
grants
any
or
more
or | | | |\n| | linel?
\"
IX
column
A
domestic
overnment
Part
e
on | 21 | | X |\n| | 932003 01-20-20 | Form | 990 | (2019) |\n\n#### Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 8 of 38\n\n III INC\n\n83-3252663 Pa e 4\n\nFOUNDATION\n\n| | Part IV Checklist of Required Schedules continued | | | |\n|--------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|----------|--------|\n| | | | Yes | No |\n| 22 | \\$5,000
of
other
assistance
to
for
domestic
individuals
Did
the
organization
report
than
grants
or
on
more
or | | | |\n| | Part IX, column (A), line 2?
and
Ill
If
\"
Yes
,\"
complete
Schedule
1
Parts
l | 22 | | X |\n| 23 |
,
Part
VII,
Section
A,
line
3,4,
5
about
compensation
of
the
organization's
current
Did
the
organization
\"Yes\"
to
or
answer | | | |\n| | compensated
employees
?
/
f
\"
\"
and
former
officers
directors
trustees
key
employees
and
highest
complete
yes | | | |\n| | ,
,
,
,
,
Schedule J . | 23 | | X |\n| 24a | \\$100,000
of
the
outstanding
principal
amount
of
than
organization
have
tax-exempt
bond
issue
with
Did
the
more
as
a
an | | | |\n| | last
day
of
the
that
issued
after
December
31,2002?
#
\"Yes,
\"
answer/ines
24b
through
24d
and
comp/ete
year,
was | | | |\n| | Schedu/e K/f | 24a | | X |\n| b | \"No,\"goto#ne 25a

exception?
proceeds
of
tax-exempt
bonds
beyond
temporary
period
Did
the
organization
invest
a | 24b | | |\n| c | any

defease
other
than
refunding
at
time
during
the
to
Did
the
organization
maintain
account
a
escrow
any
year
an
escrow | | | |\n| | any tax-exempt bonds? | 24c | | |\n| d | time
during
the
year?
organization
\"on
behalf
of\"
issuer
for
bonds
outstanding
at
Did
the
act
as
an | 24d | | |\n| 25a | any

benefit
organization
in
and
organizations.
Did
the
Section
an
excess | | | |\n| | 501(c)(31
501(c)(4),
501(c)(29)
engage
disqualified
during
the
?
transaction
with
a | 25a | | X |\n| b | If \"Yes,\" complete Schedule L, Pan I

person
year
benefit
transaction
with
disqualified
in
prior
and
the
that
it
in
Is
a | | | |\n| | organization
engaged
person
year,
aware
an
excess
a
of
'
Forms
990
990
EZ
?
/
f
\"
the
transaction
has
not
been
the | | | |\n| | prior
that
reported
organization
complete
or
yes
u
on
any
s
-
, | 25b | | X |\n| | Schedu/e L, Parti




current | | | |\n| 26 | for
receivables
from
payables
to
Did
the
organization
report
amount
Part
X,
line
5
22,
any
any
on
or
or
35%
creator
substantial | | | |\n| | officer,
key
employee,
founder,
contributor,
former
director,
trustee,
or
or
or
\" | 26 | | X |\n| | controlled
family
entity
member
of
of
these
persons?
/f
\"Yes,
Schedule
complete
L,
Part
//
or
any
former | | | |\n| 27 | officer,
director,
key
employee,
organization
provide
grant
other
assistance
to
current
trustee,
Did
the
or
any
or
a
35%
r.nntrolled
selection
committee
to | | | |\n| | thereof,
member,
substantial
contributor
omployoo
grant
creator
founder,
or
a
a
or
or | 27 | | X |\n| | entity Uncluding an employee thereof) or family member of any of these persons? /f \" yes, \"
Schedule
L
Part
111
complete
,
| | | |\n| 28 | transaction
with
of
the
following
parties
(see
Schedule
L,
Part
IV
Was
the
organization
party
to
business
a
a
one | | | |\n| | for
filing
thresholds,
conditions,
and
exceptions):
instructions,
applicable | | | |\n| a | substantial
contributor?
/f
officer,
key
employee,
creator
founder,
A
current
former
director,
trustee,
or
or
or | 28a | | X |\n| | \"Yes,\"
complete
Schedule
L,
Part
IV
\" | 28b | | X |\n| b | ?
A
family
member
of
individual
described
in
line
28a
Schedule
L
Part
IV
If
Yes
U
complete
any

,
, | | | |\n| c | and/or
organizations
described
in
lines
28a
28b?
/f
A
35%
controlled
entity
of
individuals
or
ono
or
more | 28c | | X |\n| | \"Yes,\" comp/ete Schedu/e L, Part/V

| | 29X | |\n| 29 | Did the organization receive more than \\$25 , 000 in non-cash contributions? /f
\" yes,\"
Schedule
M
complete | | | |\n| 30 | other
similar
qualified
conservation
Did
the
organization
receive
contributions
of
art,
historical
treasures,
assets,
or
or | | | X |\n| | contributions? /f \"yes,\"complete Schedu/e M


| 30 | | |\n| 31 | ?
organization
liquidate
terminate
dissolve
and
operations
Did
the
N
Part
I
complete
Schedule
or
cease
If
\"
Yes
,\"
,
,

, | 31 | | X |\n| 32 | Did the organization sell , exchange, dispose of, or transfer more than 25% of its net assets? /f
\" yes, \"
complete | | | |\n| | Schedule N, Part 11 | 32 | | X |\n| 33 | 100%
of
disregarded
separate
from
the
organization
under
Regulations
Did
the
organization
entity
as
own
an | 33 | | X |\n| | sections 301 . 7701 -2 and 301 . 7701 -3?
Patti
If
\"
Yes
/'
complete
Schedule
R
,

\"
\" | | | |\n| 34 | ?
/
f
the
organization
related
to
tax
exempt
taxable
entity
Yes
Was
Ill
IV
and
complete
Schedule
R
Part
ll
any
or
or
-
,
,
,
,
, | | 34X | |\n| |

Part V, Une 1


| | | |\n| 35a | 512(b)(13)?
Did
the
organization
have
controlled
entity
within
the
meaning
of
section
a | 35a | | X |\n| b | from
in
transaction
with
controlled
entity
If
\"Yes\"
to
line
35a,
did
the
organization
receive
payment
engage
any
a
any
or
\"
\" | | | |\n| | within
the
meaning
of
section
512
(
b
)(
13
)?
/
f
Yes
complete Schedule R, Part V, line 2 | 35b | | |\n| 36 | transfers
non-charitable
related
organization?
Section
501(c)(3)
organizations.
Did
the
organization
make
to
exempt
any
an | | | X |\n| | /f \"Yes,\"complete Schedule R, Part K line 2 | 36 | | |\n| 37 | organization
Did
the
organization
conduct
than
5%
of
its
activities
through
entity
that
is
not
related
more
an
a | | | |\n| | and
that
istreated
asapartnership
forfederal
income
tax
purposes?
lf
\"yes,\"complete
Schedule
R,
Part
Vi

| 37 | | X |\n| 38 | Schedule
0
and
provide
explanations
in
Schedule
0
for
Part
VI,
lines
1lb
and
19?
Did
the
organization
complete | | | |\n| Part | Note: All Form 990 filers arere uired tocom lete Schedule O ,


V
Statements
Regarding
Other
IRS
Filings
and
Tax
Compliance | 38 | X | |\n| | Check
if
Schedule
O
contains
note
to
line
in
this
Part
V | | | |\n| | response
or
any
a | | | |\n| | -0-
if
la
3
of
Form
1096.
Enter
not
~ | | | |\n| la | applicable

the
number
reported
in
Box
Enter


if | | | |\n| b | -0-
applicable
lb
Enter
the
number
of
Forms
W-2G
included
in
line
la.
Enter
not

with
rules
for
to
vendors
and
Did
the | 0 | | |\n| c | -.
reportable
gaming
comply
backup
withholding
reportable
payments
organization
Cqambling)winnings to- prize winners? ,
| | | |\n| | | 1 1c 1 | Form 990 | (2019) |\n| 932004 | 01-20-20 | | | |\n| | | | | |\n\nForm 990 2019\n\nRULE OF LAW\n\n#### 2019.05000 RULE OF LAW FOUNDATION II 31317091\n\n| Case 22-50073 | Doc 1604-21 | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 9 of |\n|---------------|-------------|----------------|---------------------------|-----------|\n| | | | | |\n\n| | 38
INC
OF
FOUNDATION
III
RULE
LAW | 83-3252663 | | | Pa e 5 | | | | |\n|------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|-----|-------|--------|--|--|--|--|\n| Part | Form 990 2019
Regarding
Filings
and
Compliance
V
Other
IRS
Tax
Statements | | | | | | | | |\n| | continued | | | | | | | | |\n| | Transmittal
of
and
Tax
Form | | | Yes | No | | | | |\n| 2a | Wage
Statements,
Enter
the
number
of
employees
reported
W-3,
on
forthe
calendar
with
orwithin
the
covered
return | 28 | | 0---~ | | | | | |\n| | filed
ending
bythis
year
year

federal
tax
returns? | | | | | | | | |\n| b | employment
If
is
reported
line
2a,
did
the
organization
file
all
required
at
least
one
on |
| 2b | | | | | | |\n| | e-file (see instructions)
250
be
required
to
If
the
of
lines
la
and
2a
is
greater
than
Note
you
may
:
sum
,
the
of | | 3a | | X | | | | |\n| 3a | \\$1,000
year?
income
during
Did
the
organization
have
unrelated
business
or
more
gross
|


| | | | | | | |\n| b | If
\"Yes,\"
has
filed
it
Form
990-T
for
this
year?
/f
\"No\"
line
34
to
provide
exp/anation
Schedu/e
O
a
an
on
other | | 31) | | | | | | |\n| 4a | have
interest
in,
signature
authority
At
time
during
the
calendar
did
the
organization
or
a
or
over,
a
year,
an
any
securities
other
financial
in
bank | | | | | | | | |\n| | account)?
financial
foreign
country
(such
account,
account,
account
or
a
as
a | | | | | | | | |\n| b | of
foreign
I
If
\"Yes,\"
enter
the
the
country
name | | | | | | | | |\n| | for
FinCEN
114,
Report
of
Foreign
Bank
and
Financial
See
instructions
for
filing
requirements
Form | Accounts
(FBAR). | | | X | | | | |\n| 5a | time
during
the
tax
year?
prohibited
tax
shelter
transaction
at
Was
the
organization
party
to
any
a
a |

| 5a | | | | | | |\n| b | shelter
transaction?
notify
the
organization
that
it
is
party
to
prohibited
tax
Did
taxable
party
was
or
a
a
any | | 5b | | X | | | | |\n| c | If \"Yes\" toline 5aor 5b, did the organization file Form 8886-T? . | | 5c | | | | | | |\n| 6a | \\$100,000,
and
did
the
the
organization
have
annual
receipts
that
normally
greater
than
Does
gross
are | organization
solicit | | | | | | | |\n| | deductible
charitable
contributions?
contributions
that
not
tax
as
any
were

| | 6a | --J | X | | | | |\n| b | solicitation
statement
that
such
contributions
If
\"Yes,\"
did
the
organization
include
with
express
every
an | gifts
or | | | | | | | |\n| | were not tax deductible? | | 6b | | | | | | |\n| 7 | 170(c).
deductible
contributions
under
section
Organizations
that
receive
may | | | | | | | | |\n| a | \\$75
of
made
partly
contribution
and
partly
for
goods
and
services
Did
the
organization
receive
payment
in
a
excess
as
a | payor?
provided
to
the | 7a | | X | | | | |\n| b | of
goods
services
provided?
If
\"Yes,\"
did
the
organization
notify
the
donor
of
the
value
the
or | | 7b | | | | | | |\n| c | dispose
of
tangible
personal
property
for
which
it
Did
the
organization
sell,
exchange,
otherwise
was
or | required | | | | | | | |\n| | tofile Form 8282?

| | 7c | | X | | | | |\n| d | of
8282
filed
during
the
If\"Yes,\"
indicate
the
number
Forms
7d
year



| | | | | | | | |\n| e | personal
benefit
receive
funds,
directly
indirectly,
to
premiums
Did
the
organization
any
or
pay
on
a | contract? | 7e | | X | | | | |\n| f | benefit
contract?
premiums,
directly
indirectly,
personal
Did
the
organization,
during
the
on
a
year,
pay
or | | 7f | | X | | | | |\n| g | organization
file
Form
8899
required?
If
organization
received
contribution
of
qualified
intellectual
property,
did
the
the
as
a | | | | | | | | |\n| h | other
vehicles,
did
the
organization
If
organization
received
contribution
of
boats,
airplanes,
the
a
cars,
or | 8
1098=C?
file
Form
a | 7h | | | | | | |\n| 8 | advised
funds.
Did
donor
advised
fund
maintained
by
the
Sponsoring
organizations
maintaining
donor
a | | | | | | | | |\n| | year?
holdings
at
time
during
the
sponsoring
organization
have
business
excess
any
, | | | | | | | | |\n| 9 | funds.
Sponsoring
organizations
maintaining
donor
advised | | | | | | | | |\n| a | 4966?
Did
the
sponsoring
organization
make
taxable
distributions
under
section
any | | 9a | | | | | | |\n| b | person?
make
distribution
to
donor,
donor
advisor,
related
Did
the
sponsoring
organization
a
or
a | | 9b | | | | | | |\n| 10 | 501(c)(7)
organizations.
Enter:
Section | | | | | | | | |\n| a | capital
contributions
included
Part
Vill,
line
12
Initiation
fees
and
on
| 1Oa | | | | | | | |\n| b | for
public
of
club
facilities
Gross
receipts,
included
Form
990,
Part
VIll,
line
12,
on
use
| 1Ob | | | | | | | |\n| 11 | Section
501(c)(12)
organizations.
Enter: | | | | | | | | |\n| a | shareholders
Gross
income
from
members
or

| 11a | | | | | | | |\n| b | (Do
due
paid
other
against
Gross
income
from
other
not
net
amounts
to
sources
sources
or | | | | | | | | |\n| |

amounts due or received from them.)
| 11b | | | | | | | |\n| 12a | of
the
organization
filing
Form
990
in
lieu
Form
4947(a)(1)
non-exempt
charitable
trusts.
Is
Section | 1041
? | 12a | | | | | | |\n| b | interest
received
accrued
during
the
If
\"Yes,\"
enter
the
amount
of
tax-exempt
or
year
| 120 | | | | | | | |\n| 13 | issuers.
Section
501(c)(29)
qualified
nonprofit
health
insurance | | | | | | | | |\n| a | in
than
state?
Is
the
organization
licensed
to
issue
qualified
health
plans
one
more | | 13a | | | | | | |\n| | information
the
organization
must
report
Schedule
O.
Note:
See
the
instructions
for
additional
on | | | | | | | | |\n| b | maintain
by
the
in
which
the
Enter
the
amount
of
the
organization
is
required
to
states
reserves | | | | | | | | |\n| | qualified
health
plans
organization
islicensed
toissue
| 13b | | | | | | | |\n| c | of
hand
Enter
the
amount
on
reserves
| 13c | | | | | | | |\n| 14a | for
indoor
tanning
services
during
the
tax
year?
Did
the
organization
receive
payments
any | ,. | 14a | | X | | | | |\n| b | If
\"Yes,\"
has
it
filed
Form
720
to
report
these
payments?
/f
\"No,\"
provide
exp/anation
Schedu/e
a
an
on | O
| 14b | | | | | | |\n| 15 | \\$1,000,000
4960
payment(s)
of
than
in
remuneration
Is
the
organization
subject
to
the
section
tax
more
on | or | | | | | | | |\n| | payment(s)
during
the
year?
parachute
excess


| | 15 | | X | | | | |\n| | Schedule
N.
If
\"Yes,\"
instructions
and
file
Form
4720,
see | | | | | | | | |\n| 16 | subject
the
section
4968
excise
tax
net
investment
Is
the
organization
educational
institution
to
on
an | income?
, | 16 | | X | | | | |\n| | Schedule
O.
If
\"
lete
Form
4720
\"Yes
com | | | | 1 | | | | |\n\nForm 990 (2019)\n\n### Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 10\n\n| | of 38
--83-375-2-66-3 | | | |\n|---------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|-----------|-----------------|\n| I | INC
_-BULE-OF--LAW-
-FOUNDATION
III,
-Form-982@919) | | __page-6 | |\n| Part | VII
Governance,
Management,
and
Disclosure
For
each
\"Yes\"
to
lines
2
through
7b
below,
and
for
response
a | \"No\" | response | |\n| | Schedule
O.
See
instructions.
describe
the
circumstances,
changes
to
line
88,8b,
10b
below,
processes,
or
on
or | | | |\n| | Check
if
Schedule
Ocontainsa
note
to
line
in
this
Part
VI
or
any
response
-
---- | | | X |\n| Section | Management
Governing
Body
and
A. | | | |\n| | | | Yes | No |\n| la | 'la
6
of
the
goveir,ing
body
al
tlie
end
oflhe
tax
Enlei
llte
number
of
voting
members
year
| | | |\n| | members
of
the
governing
body,
if
the
governing
If
there
material
differences
in
voting
rights
or
among
are | | | |\n| | 0
similar
committee,
explain
Schedule
body
delegaled
broad
authority
to
all
executive
committee
or
on | | - | |\n| b | lb
3
of
members
included
line
1
above,
who
independent
Enter
the
number
voting
a,
are
on
| | | |\n| 2 | relationship
with
other
key
employee
have
family
relationship
business
Did
officer,
director,
trustee,
a
or
a
any
any
or | | | |\n| |
officer, director, trustee, or key employee?


| 2 | | X |\n| 3 | performed
by
under
the
direct
supervision
organization
delegate
control
management
duties
custoinarily
Did
the
over
or | 3X | | |\n| | other
person?
of
officers,
directors,
trustees,
key
employees
to
management
a
company
or
or | | | |\n| 4 | Form
990
filed?
make
significant
changes
to
its
governing
documents
since
the
prior
Did
the
organization
was
any
| 4 | | X |\n| 5 | assets?
during
the
of
significant
diversion
of
the
organization's
Did
the
organization
become
aware
year
a
| 5 | | X |\n| 6 | orstockholders?
Did
the
organization
have
members | 6 | | X |\n| 7a |
appoint
stockholders,
other
who
had
the
to
elect
Did
the
have
members,
one
or
or
or | | | |\n| | organization
persons
power
ofthe
members | 7a | | X |\n| | governing
body?
more




members,
stockholders,
of
the
reserved
to
to | | | |\n| b | approval
by)
decisions
organization
(or
subject
Are
or
any
governance | | | |\n| |

persons other than the governing body? | 7b | | X |\n| 8 | during
the
by
the
following:
contomporancously
document
the
meetings
hold
written
actions
undertaken
Did
tho
organization
or
year | -.Ill--I-*.* | | -Im/g |\n| a | The governing body? | 8a | X | |\n| b | Each cotrimitlee with authority load
un belialf ofthe goveirtitig body?

,
| 81, | X | |\n| 9 | the
officer,
key
employee
listed
in
Part
VII,
Section
A,
who
cannot
be
reached
at
Is
there
director,
trustee,
any
or | | | |\n| | '
mailin
address?
\"
\"
anization's
or
| 9 | | X |\n| Section | B. Policies | | | |\n| | | | Yes | No |\n| 10a | Did the organization have local chapters, branches, or affiliates? | 10a | | X |\n| b | the
activities
of
such
chapters,
affiliates,
organization
have
written
policies
and
procedures
governing
If
\"Yes,\"
did
the | | | |\n| | the
organization's
exempt
purposes?
and
branches
their
operations
consistent
with
to
are
ensure
| 1Ob | | ---3 |\n| 110 | before
filing
the
form?
provided
complete
of
this
Form
990
to
all
members
of
its
governing
body
Hastho
organization
a
copy | 110 | | X |\n| b | 990.
O
if
used
by
the
organization
to
review
this
Form
Describe
in
Schedule
the
process,
any, | | | |\n| 12a | Did the organization have a written conflict of interest policy? if \"No,\"go to line 13
| 128 | X | |\n| 1-, | could
give
rise
conflicts?
officers,
and
key
employees
required
to
disclose
annually
intel-Asts
that
to
Were
directors,
trustees,
or | 121, | X | |\n| c | //
organization
regularly
and
consistently
monitor
and
enforce
compliance
with
the
policy
?
\"
Yes
\"
Did
the
describe
, | | | |\n| | in Schedule 0
how thiswas done
_ | 12c | | X |\n| 13 | Did the organization have a written whistleblower policy?
| 13 | | X |\n| 14 | and
dest,uction
policy?
Did
the
organization
have
writter)
ducunie,
il
retention
a
, | 14 | | X |\n| 15 | approval
by
independent
for
determining
compensation
of
the
following
include
review
and
Did
the
persons
a
process | | | |\n| | substantiation
of
the
deliberation
and
decision?
comparability
data,
and
contomporaneous
porsons, | | | |\n| a | The organization's CEO, Executive Director, or top management official
| 15a | | X |\n| b | of
the
organization
Other
officers
key
employees
or
| 15b | | |\n| | (see
instructions).
If
\"Yes\"
to
line
15a
15b,
describe
the
in
Schedule
0
or
process | | | |\n| 16a | organization
invest
in,
coriltibute
assets
to,
participate
in
joint
venture
ot
similar
atrangerner,l
will-i
Did
the
or
a
a | | | |\n| | taxable entity during the year? | 16a | | |\n| b | requiring
tho
organization
to
evaluate
its
participation
If
\"Yos,\"
did
tho
organization
follow
written
policy
procoduro
a
or | | | |\n| | organization's
applicable
federal
law,
and
take
steps
to
safeguard
the
in
joint
venture
arrangements
under
tax | | | |\n| | | | | |\n| Section | exem t status with res ect to such arran ements?
C. Disclosure | | | |\n| | filed
INY,CA
with
which
of
this
Form
990
is
to
be | | | |\n| 17 | required
Ust
the
states
a
copy | | | |\n| 18 | (Section
501
(c)(3)s
1023
(1024
1024-A,
if
applicable),
990,
and
990-T
Section
6104
requires
organization
to
make
its
Forms
or
an | only) | available | |\n| | ~
for
public
inspection.
Indicate
how
made
these
available.
Check
all
that
apply.
you
El | | | |\n| | El
EXI Upon request
Other (explain on Schedule 0)
Own website
Another's website | | | |\n| 19 | governing
documents,
conflict
of
interest
policy,
and
Describe
Schedule
0
whether
(and
if
how)
tho
organization
macie
its
so,
on | financial | | |\n| | public
during
the
tax
statements
available
to
the
year. | | | |\n| 20 | )
State
and
telephone
number
of
the
who
the
organization's
books
and
records
the
address,
possesses
name,
person | • | | - |\n| | 917-242-8069
ROSS
HEINEMEYER
- | | | |\n| | 10065
YORK,
NY
162
EAST
64
STREET,
NEW | | | |\n| | 932006 01-20-20 | | | Form 990 (2019) |\n\n| Case 22-50073
Doc 1604-21 | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 11 | | | | | | | |\n|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|---------------------------|---------|--|--|--|--|--|--|--|\n| fom].22Q.(2012)RULEOFLAWFOUNDATIONIIIIN(83-3252663pae7 | of 38 | | | | | | | | | |\n| Compensated
Employees,
Highest
of
Officers,
Directors,
Trustees,
Key
Part
VII
I
Compensation | | | | | | | | | | |\n| Contractors
Employees,
and
Independent | | | | | | | | | | |\n| | | | | | | | | | | |\n| 22£&21.8.-_Officers. [ZEmiRLR:-TEMEign&-R£X2~ma!2XZRR:-RniMia!12§122012£n&2121-Eme!2*22~ | | | | | | | | | | |\n| organization's
ending
with
within
the
tax
compensation
for
the
calendar
required
be
listed.
Report
year.
Complete
this
table
for
all
to
or
la
year
persons | | | | | | | | | | |\n| of
amount
of
compensation.
individuals
organizations),
regardless
officers,
directors,
trustees
(whether
of
the
organization's
current
Ust
all
or
•
compensation
paid.
-0-
in
columns
(D),
(E),
and
(F)
if
Enter
no
was | | | | | | | | | | |\n\n •Ustalloftheorganization'scurrentkeyemployees, if any.Seeinstructionsfordefinitionof\"keyemployee.\"\n\n • Ust the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportablecompensation(Box5ofFormW-2and/orBox7ofForm1099-MISC)of morethan\\$100,000fromtheorganizationandanyrelatedorganizations.\n\n• Ust all of the organization's former officers, key employees, and highest compensated employees who received more than \\$100,000 of reportablecompensationfromtheorganization and any related organizations.\n\n• Ust all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than \\$10,000 of reportable compensation from the organization and any related organizations.\n\nSee instructions for the order in which to list the persons above.\n\nXCheckthisboxif neither the or anization nor an related or anization com ensated an current officer director or trustee.\n\n| (A) | (B) | (C) | | | | | | (D) | (E) | (F) |\n|-----------------------------------------------|---------------|-----------------------------------------|-----|-----|-------------------------------|-------------------|--|----------------------|-----------------|---------------|\n| Name and title | Average | Position
(do not check more than one | | | | | | Reportable | Reportable | Estimated |\n| | hours per | | | | box, unless person is both an | | | compensation | compensation | amount of |\n| | week | officer | and | a | | director/trustee) | | from | from related | other |\n| | (list any | - | | | | | | the | organizations | compensation |\n| | hours
for | :& | 0, | | | -
p | | organization | M/-2/1099-MISC) | from the |\n| | related | 51 | V | | | C
- | | (VV-2/1
099-MISC) | | organization |\n| | organizations | g | * | | E
0 | 2
0 | | | | and related |\n| | below | 23 | | | | Efil: | | | | organizations |\n| | line) | 2 | | 285 | | FrE & | | | | |\n| (1) MAX KRASNER | 8.00 | | | | | | | | | |\n| PRESIDENT,
TREASURER,
DIRECTOR | | X | | X | | | | 0. | 0. | 0. |\n| (2)
KYLE BASS | 2.00 | | | | | | | | | |\n| CHAIR,
DIRECTOR | | X | | | | | | ~• | ~• | ~• |\n| (3)
JENNIFER MERCURIO | 20.00 | | | | | | | | | |\n| DIRECTOR
GENERAL
COUNSEL,
SECRETARY, | 20.00 | X | | X | | | | 0. | 0. | 0. |\n| (4)
MELISSA MENDEZ | 1.00 | | | | | | | | | |\n| DIRECTOR | | X | | | | | | ~• | ~• | ~• |\n| YA LI
(5) | 1.00 | | | | | | | | | |\n| DIRECTOR | | X | | | | | | ~. | ~• | ~• |\n| (6)
DINGGANG WANG | 1.00 | | | | | | | | | |\n| DIRECTOR | | X | | | | | | ~. | ~• | ~• |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n| | | | | | | | | | | |\n\n932007 01-20-20 Form 990 (2019)\n\n## Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 12\n\n| RULE OF LAW FOUNDATION III, INC
Form 990 (2019) | | | | | | | | | 83-3252663 | | | | Page 8 |\n|----------------------------------------------------------------------------------------------------------------------------------------|---------------|--------------------------------|-----------------------|---------|--------------|--------------------------------------------------------------|--------|-------------------------|-----------------|--------------|---------------|--------------|--------|\n| Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees continued) | | | | | | | | | | | | | |\n| (C)
(B)
(D)
(E)
(A) | | | | | | | | | | (F) | | | |\n| Name and title | Average | | | | Position | | | Reportable | Reportable | | | Estimated | |\n| | hours per | | | | | (do not check more than one
box, unless person is both an | | compensation | compensation | | | amount of | |\n| | week | | | | | officer and a director/trustee) | | from | from related | | | other | |\n| | (list any | | | | | | | the | organizations | | compensation | | |\n| | hours for | | | | | | | organization | (W-2/1099-MISC) | | | from the | |\n| | related | | | | | | | (W-2/1099-MISC) | | | | organization | |\n| | organizations | | | | | | | | | | | and related | |\n| | below | Individual trustee or director | Institutional trustee | Officer | Key employee | Highest compensated
employee | Former | | | | organizations | | |\n| | line) | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| 1b Subtotal | | | | | | | | 0 . | | 0 . | | | 0 . |\n| c Total from continuation sheets to Part VII, Section A | | | | | | | | 0 . | | 0 . | | | 0 . |\n| d Total (add lines 1b and 1c) | | | | | | | | 0 . | | 0 . | | | 0 . |\n| 2 Total number of individuals (including but not limited to those listed above) who received more than \\$100,000 of reportable | | | | | | | | | | | | | |\n| compensation from the organization ► | | | | | | | | | | | | | 0 |\n| | | | | | | | | | | | | Yes | No |\n| 3 Did the organization list any former officer, director, trustee, key employee, or highest compensated employee on | | | | | | | | | | | | | |\n| line 1a? // 'Yes,\" complete Schedule J for such individual | | | | | | | | | | | ਤੇ | | X |\n| 4 For any individual listed on line 1a, is the sum of reportable compensation from the organization | | | | | | | | | | | | | |\n| and related organizations greater than \\$150,000? If \"Yes,\" complete Schedule J for such individual | | | | | | | | | | | ব | | X |\n| 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services | | | | | | | | | | | | | |\n| rendered to the organization? If \"Yes,\" complete Schedule J for such person | | | | | | | | | | | ર્જ | | X |\n| Section B. Independent Contractors | | | | | | | | | | | | | |\n| 1 Complete this table for your five highest compensated independent contractors that received more than \\$100,000 of compensation from | | | | | | | | | | | | | |\n| the organization. Report compensation for the calendar year ending with or within the organization's tax year. | | | | | | | | | | | | | |\n| | | | | | | | | (R) | | | (C) | | |\n| (A)
Name and business address | | | NONE | | | | | Description of services | | Compensation | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| | | | | | | | | | | | | | |\n| 2 Total number of independent contractors (including but not limited to those listed above) who received more than | | | | | | | | | | | | | |\n| \\$100,000 of compensation from the organization ▶ | | | | | 0 | | | | | | | | |\n\nForm 990 (2019)\n\n| 1 a
2 a
3
4
5
6
7
a> | b
c
d
e
f
9
h
b
C
e
f | -
-
-
if
Schedule
O
Check
Federated campaigns
Membership
dues

Fundraising
events

Related organizations
Government grants (contributions)
other
contributions,
gifts,
All
similar amounts not included above
Noncash contributions included in lines la-lf
Addlinesla-lf
Total.
service
All
other
program
2a-2f.
Addlines
Total.
Investment
income
-
other similar amounts)
of
Income
from
investment
Royalties | contains
a



grants,
and
revenue | res
onse
la
1b
1c
ld
le
lf
\\$
1 | line
note
to
or
an
4,210,112.
209,583.
Business Code | in
this
Part
VIll
(A)
Totalrevenue
,210,112. | (B)
Related or exempt
function
revenue | (C)
Unrelated
business
revenue | (D)
Revenue excluded
from tax under
sections 512 - 514 |\n|-------------------------------------------|-----------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------------------------------------------|---------------------------------------------------------------------------|----------------------------------------------------------------|-------------------------------------------------|-----------------------------------------|-----------------------------------------------------------------|\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | and
(including
dividends,
interest, | | | | | | |\n| | | | | | | 203. | | | 203. |\n| | | | tax-exempt | bond | proceeds
4 | | | | |\n| | | | | | (ii) Personal | | | | |\n| | a | Gross
rents | 6a | 0) Real | | | | | |\n| | b |
rental
Less:
expenses
| 6b | | | | | | |\n| | c | (loss)
Rental
income
or | 6c | | | | | | |\n| | d | or(loss)
Net
rental
income | | | | | | | |\n| | a | Gross
amount
from
sales
of
other
than
inventory
assets | | (i) Securities | (ii) Other | | | | |\n| | b | other
basis
Less:
cost
or | 7a | | | | | | |\n| | | and sales expenses | 7b | | | | | | |\n| | c | Gain or(loss) | 7c | | | | | | |\n| | d | Net gain or (loss) | | | | | | | |\n| 8 a | | Gross income from fundraising events (not
\\$
including | | of | | | | | |\n| | | contributions reported on line 1 c). See | | | | | | | |\n| | | Part IV, line 18
| | 8a | | | | | |\n| | b | Less: direct expenses | ,
| 8b | | | | | |\n| | c | Net
income
(loss)
from
or | fundraising | events | | | | | |\n| 9 | a | from
gaming
Gross
income
Part IV, line 19 | activities. | See

9a | | | | | |\n| | b | Less:
direct
expenses | | 9b | | | | | |\n| | c | Net
income
(loss)
from
or | gaming | activities | | | | | |\n| 10 | a | Gross
sales
of
inventory,
less | returns | | | | | | |\n| | | and allowances | | 10 | | | | | |\n| | b
c | Less: cost ofgoods sold

10
from
sales
ofinvento
Net
income
loss
or | | | | | | | |\n| | | | | |
Business Code | | | | |\n| 8.11 | a | | | | | | | | |\n| | | | | | | | | | |\n| | b | | | | | | | | |\n| | C | | | | | | | | |\n| 12 | d | All other revenue
e Total. Addlineslla-lld | | | | | | | |\n\n16201113 785547 313170900\n\n## Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 14\n\n| RULE OF LAW FOUNDATION III, INC | 83-3252663 Page 10 | |\n|---------------------------------|--------------------|--|\n\n| | RULE OF LAW FOUNDATION III, INC
Form 990 (2019)
Part IX Statement of Functional Expenses | | | | 83-3252663 Page 10 |\n|----|----------------------------------------------------------------------------------------------------------------------------|------------------------|------------------------------------|-------------------------------------------|--------------------------------|\n| | Section 501(c)(4) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A). | | | | |\n| | Check if Schedule O contains a response or note to any line in this Part IX | | | | |\n| | Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. | (A)
l otal expenses | (B)
Program service
expenses | (C)
Management and
general expenses | (D)
Fundraising
expenses |\n| | 1 Grants and other assistance to domestic organizations | | | | |\n| | and domestic governments. See Part IV, line 21 | | | | |\n| | 2 Grants and other assistance to domestic | | | | |\n| | individuals. See Part IV, line 22 | | | | |\n| | 3 Grants and other assistance to foreign | | | | |\n| | organizations, foreign governments, and foreign | | | | |\n| | individuals. See Part IV, lines 15 and 16 | | | | |\n| | 4 Benefits paid to or for members | | | | |\n| | 5 Compensation of current officers, directors, | | | | |\n| | | | | | |\n| | trustees, and key employees | | | | |\n| | 6 Compensation not included above to disqualified | | | | |\n| | persons (as defined under section 4958(t)(1)) and | | | | |\n| | persons described in section 4958(c)(3)(B) | 49,583. | | 47,104. | 2,479. |\n| | 7 Other salaries and wages | | | | |\n| | 8 Pension plan accruals and contributions (include | | | | |\n| | section 401(k) and 403(b) employer contributions) | | | | |\n| | 9 Other employee benefits | | | | |\n| | 10 Payroll taxes | | | | |\n| | 11 Fees for services (nonemployees): | | | | |\n| | a Management | | | | |\n| | b Legal | 56,464. | | 56,464. | |\n| | c Accounting | | | | |\n| | d Lobbying | | | | |\n| | e Professional fundraising services. See Part IV, line 17 | | | | |\n| | f Investment management fees | | | | |\n| | g Other. (If line 11g amount exceeds 10% of line 25, | | | | |\n| | column (A) amount, list line 11g expenses on Sch O.) | | | | |\n| | 12 Advertising and promotion | | | | |\n| | 13 Office expenses | 23,008. | | 22,730. | 278. |\n| | 14 Information technology | | | | |\n| | 15 Royalties | | | | |\n| 16 | Оссирапсу | 160,000. | | 160.000 | |\n| | 17 Travel | | | | |\n| | 18 Payments of travel or entertainment expenses | | | | |\n| | for any federal, state, or local public officials | | | | |\n| | 19 Conferences, conventions, and meetings | | | | |\n| | 20 Interest | | | | |\n| | 21 Payments to affiliates | | | | |\n| | 22 Depreciation, depletion, and amortization | | | | |\n| | 23 Insurance | 22,561. | | 22,561. | |\n| | 24 Other expenses. Itemize expenses not covered
above (List miscellaneous expenses on line 24e. If | | | | |\n| | line 24e amount exceeds 10% of line 25, column (A)
amount, list line 24e expenses on Schedule 0.) | | | | |\n| a | BANK FEES | 75,385. | | 75,385. | |\n| b | BUSINESS REGISTRATION | 2,247. | | 2,247. | |\n| C | | | | | |\n| ਹ | | | | | |\n| e | All other expenses | | | | |\n| | 25 Total functional expenses. Add lines 1 through 24e | 389 , 248 . | 0 . | 386,491. | 2,757. |\n| | 26 Joint costs. Complete this line only if the organization | | | | |\n| | reported in column (B) joint costs from a combined | | | | |\n| | educational campaign and fundraising solicitation. | | | | |\n| | Check here > if following SOP 98-2 (ASC 958-720) | | | | |\n| | 932010 01-20-20 | | | | Form 990 (2019) |\n\n| | | PartXBalanceEheet | | | |\n|----------|------|---------------------------------------------------------------------------------------------------------------|--------------------------------|-----|---------------------------|\n| | | Check if Schedule O containsa res onse ornote toan
line inthis Part X | | | |\n| | | | (A)
of
Beginning
year | | (B)
End of year |\n| | 1 | non-interest-bearing
Cash-
| | 1 | 3,825,681. |\n| | 2 | investments
and
cash
Savings
temporary
| | 2 | |\n| | 3 | receivable,
net
Pledges
and
grants
| | 3 | |\n| | 4 | receivable,
net
Accounts
| | 4 | |\n| | 5 | former
officer,
director,
receivables
from
current
Loans
and
other
any
or | | | |\n| | | 35%
substantial
contributor,
founder,
key
employee,
creator
trustee,
or
or | | | |\n| | | of
these
family
member
of
controlled
entity
any
persons
or
| | 5 | |\n| | 6 | (as
defined
disqualified
receivables
from
other
Loans
and
other
persons | | | |\n| | | 4958(c)(3)(B)
section
described
in
section
4958(f)(1»,
and
under
persons
| | 6 | |\n| 8 | 7 | and
loans
receivable,
net
Notes
| | 7 | |\n| 0 | 8 | forsale
Inventories
or
use
| | 8 | |\n| 4 | 9 | and
deferred
charges
Prepaid
expenses | | 9 | 5,412. |\n| | 10a | other
buildings,
and
equipment:
cost
Land,
or | | | |\n| | | of
Schedule
D
10a
basis.
Complete
Part
VI | | | |\n| | b | depreciation
1Ob
accumulated
Less:
| | 10c | |\n| | 11 | traded
securities
publicly
Investments
-
| | 11 | |\n| | 12 | line
11
securities.
See
Part
IV,
Investments
other
- | | 12 | |\n| | 13 | 11
program-related.
See
Part
IV,
line
Investments
-
| | 13 | |\n| | 14 | Intangible
assets | | 14 | |\n| | 15 | 11
See
Part
IV,
line
Other
assets. | | 15 | |\n| | 16 | ual
line
33
1
throu
h
15
must
Total
assets.
Add
lines
e | 0 • | 16 | 3,831,093. |\n| | 17 | accrued
Accounts
payable
and
expenses
| | 17 | 2
051
, |\n| | 18 | Grants payable ,

| | 18 | |\n| | 19 | Deferred
revenue | | 19 | |\n| | 20 | bond
liabilities
Tax-exempt
| | 20 | |\n| | 21 | D
Part
IV
of
Schedule
liability.
Complete
custodial
account
Escrow
or
, | | 21 | |\n| | 0.22 | former
officer,
director,
payables
to
current
Loans
and
other
or
any | | | |\n| C,
:E | | contributor,
35%
founder,
substantial
key
employee,
creator
trustee,
or
or | | | |\n| 5 | | family
member
of
of
these
controlled
entity
any
persons
or | | 22 | |\n| 1. | 23 | third
parties
and
payable
to
unrelated
Secured
mortgages
notes | | 23 | |\n| | 24 | unrelated
third
parties
and
loans
payable
to
Unsecured
notes
| | 24 | |\n| | 25 | payables
to
related
third
(including
federal
income
tax,
Other
liabilities | | | |\n| | | 17-24).
Complete
Part
X
liabilities
not
included
lines
parties,
and
other
on | | | |\n| | | of
Schedule
D | 0• | 25 | 7,975. |\n| | 26 | Total liabilities. Add lines 17throu h 25

| 0 • | 26 | 10,026. |\n| | | ASC
958,
check
here
*
[Xl
Organizations
that
follow
FASB | | | |\n| | | 27,28,32,
and
33.
and
complete
lines | - | - | - |\n| ~ | | restrictions
without
donor
assets
Net
| | 27 | 821
067
3
,
, |\n| m | 28 | Net assets with donor restrictions | | 28 | |\n| E | | FASB
ASC
958,
check
here
Organizations
that
do
not
follow
~~
~ | | | |\n| | | and complete
lines
through
29
33. | | | |\n| | 8.29 | principal,
orcurrent
funds
Capital
stock
ortrust
| | 29 | |\n| ~ | 30 | fund
surplus,
land,
building,
equipment
Paid-in
capital
or
or
or
| | 30 | |\n| | 4.31 | funds
accumulated
income,
other
Retained
earnings,
endowment,
or | | 31 | |\n| :* | 32 | Total net assets orfund balances

| 0• | 32 | 3,821,067. |\n| | 33 | Total liabilities and net assets/fund balances

| 0. | 33 | -
3,831,093. |\n| | | | | | (2019)
990
Form |\n\n| Case 22-50073 | Doc 1604-21 | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 16 |\n|---------------|-------------|----------------|---------------------------|---------|\n| | | | | |\n\n| Form | of 38
990(2019)
RULE
OF
LAW
FOUNDATION
III,
INC | 83-3252663 | | paqe | 12 |\n|------|-------------------------------------------------------------------------------------------------------------------------------------------|-----------------|------------|----------|------|\n| | | | | | |\n| | Check if Schedule O contains a response ornote toanv line in this Part XI


| | | | E-1 |\n| | | | | | |\n| 1 | Total revenue (must equal Part Vill, column CA), line 12)
, | 111 | 4,210,315. | | |\n| 2 | Total expenses (must equal Part IX, column (A), line 25)

| 2 | | 389,248. | |\n| 3 | 2
from
line
1
less
Subtract
line
Revenue
expenses. | rn---3,821,067. | | | |\n| 4 | of
(must
equal
Part
X,
line
32,
column
(A))
Net
assets
fund
balances
at
beginning
or
year | | | | |\n| 5 | _
gains
(losses)
investments
Net
unrealized
on | | | | |\n| 6 | Donated services and use of facilities | | | | |\n| 7 | Investment expenses | 7 | | | |\n| 8 | Prior period adjustments | 8 | | | |\n| 9 |
fund
(explain
Schedule
0)
Other
changes
in
net
assets
balances
or
on

, | 9 | | | 0. |\n| 10 | Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, | | | | |\n| |


column B
| 10 | 3,
821, | | 067. |\n| Part | XII
Financial
Statements
and
Reporting | | | | |\n| | Check if Schedule O containsa response ornote toany line in this Part XII

| | | | Dfl |\n| | | | | | |\n| 1 | Other
Accounting
method
used
to
the
Form
990:
E-1
Cash
EX-1
Accrual
E-1
prepare | | | | |\n| | If the organization changed its method of accounting from a prior year or checked \"Other,\" explain in Schedule 0. | | | | |\n| 2a | organization's
financial
compiled
reviewed
by
independent
accountant?
Were
the
statements
or
an
| | 2a | | X |\n| | If \"Yes' check a box below to indicate whether the financial statements for the year were compiled or reviewed on a | | | | |\n| | separate basis, consolidated basis, or both: | | -*--2 | | |\n| | E-1 Consolidated basis
~-1
E--1
Separate
Both
consolidated
and
basis
separate
basis | | | | |\n| b | Werethe organization's financial statements audited byan independent accountant?
| | a | X | |\n| | If \"Yes,\" check a box below to indicate whether the financial statements for the year were audited on a separate basis, | | | | |\n| | consolidated basis, or both: | | | | |\n| | g-7
E-1 Consolidated basis
Both consolidated and separate basis
1~Xl
Separate
basis | | | | |\n| c | If \"Yes\" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, | | | | |\n| | compilation
of
its
financial
and
selection
of
independent
accountant?
review,
statements
or
an | | 2c | X | |\n| | If the organization changed either its oversight process or selection process during the tax year, explain on Schedule 0. | | ---2 | | |\n| Oa | As a result of a federal award, was the organization roquired to undergo an audit or audits as set forth in the Single Audit | | | | |\n| | Circular
A-133?
Act
and
OMB | | 3a | | X |\n| b | If \"Yes,\" did the organization undergo the required audit or audits? If the organization did not undergo the required audit | | | | |\n| | oraudits ex lain wh
on Schedule Oanddescribe an
ste staken tounder osuch audits
| | 3b
| | |\n\nForm 990 (2019)\n\n| | | | | | | | r-- | | |\n|-------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|-----------------------------------------|--------------------------|------------------------------------|--------------------------------|----------------------------------------------------------------|--|--|\n| | | | | | | | | | |\n| Case 22-50073 | Doc 1604-21 | Filed 03/27/23
of 38 | | | Entered 03/27/23 14:12:10 | | Page 17 | | |\n| SCHEDULE
A
~ | Public
Charity | Status
and | Public | | Support | | OMB
1545-0047
No. | | |\n| (Form
990
990-EZ)
or | Complete
if
the | organization
is
section
a | 501(c)(3) | organization | section
or
a | 1 | 2019 | | |\n| Department
of
the
Treasury
~ | 4 | nonexempt
4947(aX1)
990
Attach
to
Form
or | trust.
charitable
Form
990-EZ. | | | I | Open
to
Public | | |\n| | | | | | | | | | |\n| Name of the organization | | | | | | Employer | identification
number
III_INC____________L____83-3252663 | | |\n| RULE
139ffEEJE?88*ffy?FEU? | LAW
OF | FOUNDATION
8-CNifitytatUSfilorganizationsmuslcompletethispart | | | )Seeinstructions | | | | |\n| ,
private
foundation
The
organization
is
not
a | because
it
is· | through
12,
(For
lines
1 | check
only | box
)
one | | | | | |\n| ~
1 | -
A church, convention of churches, or association of churches described in section 170(b)(1XAXi). | | | | | | | | |\n| ~
school
described
in
section
2
A | 170(b)(1XAXii). | (Attach
Schedule
E
(Form | 990
or | 990-EZ).) | | | | | |\n| E-1
A hospital or a cooperative hospital service organization described in section 170(b)(1XAXiii).
3 | | | | | | | | | |\n| research
organization
4
A
medical
n
city,
and state: | operated
in | conjunction
with
hospital
a | described | in
section | 170(b)(1XAXiii). | Enter | the
hospital's
name, | | |\n| 0
E-1
An
organization
operated
for | benefit
of
the
a | university
owned
college
or | operated
or | by
a | governmental | described
unit | in | | |\n| 170(b)(1)(A)(iv).
section | 11.)
(Complete
Part | | | | | | | | |\n| ~
federal,
local
6
A
state,
or | governmental
government
or | unit
described
in | section | 170(b)(1XAXv). | | | | | |\n| [X
organization
that
normally
7
An | receives
substantial
a | of
part
its
support | from
a | governmental | unit
from
or | the
general | public
described
in | | |\n| 170(b)(1)(A)(vi).
section
described
trust | 11.)
(Complete
Part
in
section | (Complete
Part | ll.) | | | | | | |\n| 8
~3
A
community
9
E3
An
agricultural
research | described
organization | 170(b)(1*A)(vi).
in
section
170(b)(1XAXix) | operated | in | conjunction
with
a | land-grant | college | | |\n| i
iniversity
non-land-grant
or
or
a | of
agrici
college | ilture
(see
instn
ictions) | Enter
the | city,
name, | and
of
state | the
college | or | | |\n| university: | | | | | | | | | |\n| 10
[33
An
organization
that
normally | (1)
receives:
more | than
331
/3%
of
its
support | from | contributions, | membership | fees,
and | receipts
from
gross | | |\n| activities
related
to
its
exempt
income
and
unrelated
business | functions
subject
-
taxable
income | certain
exceptions,
to
(less
511
tax)
from
section | and
(2)
no
businesses | than
more
acquired | 1/3%
of
33
by
the | its
support
organization | froin
investment
gross
after
30,
1975.
June | | |\n| 509(a)(2).
(Complete
See
section | 111.)
Part | | | | | | | | |\n| 11
E-1
An
organization
organized
and | exclusively
oporated | for
public
to
test | safety.
Sce | section | 509(a)(4). | | | | |\n| 12
E-3
An
organization
organized
and | operated
exclusively | for
the
benefit
of,
to | perform
the | functions | of,
to
or | the
out
carry | of
purposes
one
or | | |\n| publicly
supported
more | organizations
described | in
section
509(aX
1)
or | section | 509(a)(2).See | section | 509(a)(3). | Check
the
box
in | | |\n| lines
12a
through
12d
that | of
describes
the
type | organization
supporting
controlled | and
complete
its | lines | 12e,
12f,
and | 12g. | | | |\n| supporting
~-1
Type
I.
A
a
the
supported
organization(s) | organization
operated,
the
to
power | supervised,
or
appoint
elect
regularly
or
a | supported
by
majority
of | the
directors | organization(s),
trustees
or | typically
by
of
the | giving
supporting | | |\n| organization. You must complete Part IV, Sections A and B. | | | | | | | | | |\n| supporting
b
E-1
Type
11.
A | organization
supervised | controlled
in
connection
or | its
with | supported | organization(s), | by
having | | | |\n| of
control
management
or | the
supporting | organization
vested
in
the | same
persons | that | control
or
manage | the | supported | | |\n| organization(s). You must complete Part IV, Sections A and C. | | | in
connection | | and | | | | |\n| 731
Type
111
functionally
c
organization(s)
its
supported | A
supporting
integrated.
(see
instructions). | organization
operated
You
complete
must | Part
IV, | with,
Sections
A, | functionally
D,
and
E. | integrated | with, | | |\n| El
Type
111
non-functionally
d | integrated.
A | supporting
organization
operated | in | connection | with
its
supported | | organization(s) | | |\n| that
is
not
functionally | organization
integrated.
The | generally
must | satisfy
a | distribution | requirement
and | attentiveness
an | | | |\n| requirement
(see
instructions). | You
must | complete
Part
IV,
Sections | A
and
D, | and
Part | V. | | | | |\n| Check
this
box
if
the
e
~ | organization
received
a | written
determination
from | the
IRS | that
it
is
a | Type
1,
Type | 11,
Type
111 | | | |\n| functionally
integrated,
or
.f
Enter
the
number
of
supported | Type
111
non-functionally
organizations | integrated
supporting | organization. | | | | | | |\n| q
Provide
the following information about tho supported organization(o). | | | | | | | | | |\n| (1)Nameofsupported(11)EINC~~1)Typeoforganization,Jvv,urn,everr~,an~mmi~~~senet,(v)Amount | | -10
(described
lines
1
on | | -No | of | monetary
~ | (vi) Amount of other
instructions) | | |\n| organization | | above 'see instructions~~ | Yes | | support
(see | instructions) | (see
support | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | - | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| | | | | | | | | | |\n| Total | | | | | | | | | |\n\nLHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. 932021 09-25-19Schedule A (Form 990 or 990-EZ) 2019\n\n## Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 18\n\n| | | | of 38 | | | | |\n|-----------------|------------------------|---------------|-----------------------------|---|---------------|--------------------------|--|\n| rart
11
1 | oupport
ocneuu,e,or | wrganizations | uescrlueu
In
pections | n | v,will,V'niv, | wiu,v,V•\"VI,
anu
\" | |\n\n(Complete only if you checked the box on line 5,7, or 8 of Part I or if the organization failed to qualify under Part Ill. if the organization fails to qualify under the tests listed below, please complete Part 111.)\n\n| | Section
Support
Public
A. | | | | | | |\n|-----|------------------------------------------------------------------|------------------------------|--------------------------------|------------------------------------|-----------------------------------|--------------------------------------------|-----------------------|\n| | beginning
in)
Calendaryear
(or
fiscal
year
~ | 2015
a | b
2016 | 2017
c | 2018
d | 2019
e | Total |\n| 1 | Gifts, grants, contributions, and | | | | | | |\n| | membership fees received. (Do not | | | | | | |\n| | include any \"unusual grants.\")
| | | | | 4000529. | 4000529. |\n| 2 | Tax
levied
for
the
revenues
organ | | | | | | |\n| | paid
ization's
benefit
and
either
to | | | | | | |\n| | behalf
expended
its
on
or
| | | | | | |\n| 3 | facilities
The
value
of
services
or | | | | | | |\n| | governmental
unit
to
furnished
by
a | | | | | | |\n| | charge
the
organization
without | | | | | | |\n| 4 | through
3
Total.
Add
lines
1
| | | | | 4000529. | 4000529. |\n| 5 | The portion of total contributions | | | | | | |\n| | (other
than
by
each
person
a | | | | | | |\n| | publicly
governmental
unit
or | | | | | | |\n| | supported
organization)
included | | | | | | |\n| | on line 1 that exceeds 2% of the | | | | | | |\n| | shown
line
11,
amount
on | | | | | | |\n| | 0
column | | | | | | 1153691. |\n| 6 | Public su
5
from
line
4.
Ort.
Subtract
line | | | | | | 2846838. |\n| | Support
Section
B.
Total | | | | | | |\n| | in)
I
beginning
Calendaryear
(or
fiscal
year | 2015
a | b
2016 | 2017
c | d
2018 | 2019
e | Total |\n| 7 | from
line
4
Amounts | | | | | 4000529. | 4000529. |\n| 8 | Gross
income
from
interest, | | | | | | |\n| | received
dividends,
payments
on | | | | | | |\n| | securities
loans,
rents,
royalties, | | | | | | |\n| | from
similar
and
income
sources | | | | | 203. | 203. |\n| 9 | Net income from unrelated business | | | | | | |\n| | whether
not
the
activities,
or | | | | | | |\n| | business
is
regularly
carried
on | | | | | | |\n| 10 | gain
Other
income.
Do
not
include | | | | | | |\n| | | | | | | | |\n| | VI.)
(Explain
in
Part
assets | | | | | 209,583. | 209,583. |\n| 11 | through
10
Add
lines
7
Total
support. | | | | | | 4210315. |\n| | | | | | | | |\n| 13 | 990
is
for
First
five
If
the
Form
years. | the
organization's | third,
first,
second, | fourth,
fifth
or | tax
section
year
as
a | 501
(c)(3) | |\n| | S6~tidti(XC~mputation
of
Public | Support | Percentage | | | | |\n| 14 | for
2019
Public
support
percentage | (line
6,
column
(f) | 11,
divided
by
line | column
(f)) | | | |\n| 15 | Public support percentage from 2018 Schedule A, Part ll, line 14 | | | | | 15 | % |\n| 16a | 2019.
If
the
33
1/3%
support
test
- | organization
did | not
check
the
box | 13,
and
line
line
on | 14
is
33
1/3%
or | check
this
box
more, | and |\n| | The
organization
qualifies
stop
here. | publicly
as
a | supported
organization | | | | |\n| b | If
331/3%
support
test
2018.
the
- | organization
did | not
check
box
a
on | and
line
13
16a,
or | line
15
is
33
1/3% | check
this
or
more, | box |\n| | qualifies
and
here.
The
organization
stop | publicly
as
a | supported
organization | | | | |\n| 17a | 10°/0
-facts-and-circumstances
test | 2019.
If
the
- | organization
did
not | line
check
box
a
on | 13,16a,
16b,
or | 10%
and
line
14
is | or
more, |\n| | if
organization
the
and
the
meets | \"facts-and-circumstances\" | test,
check | box
and
this
stop | here.
Explain
in | Part
VI
how
the | organization |\n| | \"facts-and-circumstances\"
meets
the | The
organization
test. | qualifies
as
a | supported
publicly | organization | | .E |\n| b | 10°/0
-facts-and-circumstances
test | If
the
2018.
- | organization
did
not | check
box
line
a
on | 13,16a,
16b,
or | and
line
15
is
17a, | 10%
or |\n| | and
if
the
organization
meets
the
more, | \"facts-and-circumstances\" | test, | check
this
box
and | stop
here.
Explain | how
the
in
Part
VI | |\n| | \"facts-and-circumstances\"
organization
meets
the | test. | The
organization | qualifies
publicly
as
a | supported | organization | ,[3 |\n| | -18-Privatefoundation.
!Lthe | omanizationdid-not-J?ck
a | box
line
13,
on | 16a,
16b,
17a,
17b,
or | | checkthisbo?Land-seelnstructions==-~=k-CEL | |\n| | _
_ | | | | | Schedule
A
(Form
990 | 990-EZ)
2019
or |\n\n932022 09-25-19\n\n1\n\n| Case 22-50073 | Doc 1604-21 | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 19 |\n|---------------|-------------|----------------|---------------------------|---------|\n| | | | | |\n\n| (Form
990-EZ)
2019
Schedule
A
990
or | RULE | OK | LAW | of 38 | | FOUNDATION=III=IN(83-3252663Ae3 | |\n|--------------------------------------------------------|------|----|-----|-------|--|---------------------------------|--|\n| | | _ | | | | | |\n\n(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part 11. If the organization fails to\n\n| | Section
Support
Public
A. | | | | | | |\n|----------|-----------------------------------------------------------------------------------------------------------------------------|---------------------------------|--------------------------------|----------------------------------|-----------------------------------|------------------------|------------------------------|\n| Calendar | in)
(or
fiscal
beginning
I
year
year | 2015
a | b
2016 | 2017
c | d 2018 | 2019
e | Total |\n| 1 | Gifts, grants, contributions, and | | | | | | |\n| | membership
fees
received.
(Do
not | | | | | | |\n| | include any \"unusual grants.\") | | | | | | |\n| 2 | Gross
receipts
from
admissions, | | | | | | |\n| | services
merchandise
sold
or
per | | | | | | |\n| | facilities
furnished
in
formed,
or | | | | | | |\n| | activity
that
is
related
to
the
any
organization's
tax-exempt
purpose | | | | | | |\n| 3 | Gross
receipts
from
activities
that | | | | | | |\n| | unrelated
trade
bus
not
or
are
an | | | | | | |\n| | iness
under
section
513 | | | | | | |\n| 4 |
levied
for
the
Tax | | | | | | |\n| | organ
revenues
ization's
benefit
and
either
paid
to | | | | | | |\n| | expended
its
behalf
on
or | | | | | | |\n| | | | | | | | |\n| 5 | value
of
services
facilities
The
or | | | | | | |\n| | furnished
governmental
unit
by
to
a
without | | | | | | |\n| | the
organization
charge | | | | | | |\n| 6 | 1
through
5
Total.
Add
lines | | | | | | |\n| 7a | and
Amounts
included
lines
1,
2,
on | | | | | | |\n| | 3
received
from
disqualified
persons | | | | | | |\n| b | 2
and
3
received
Amounts
included
lines
on
disqualified
that
from
other
than
persons | | | | | | |\n| | \\$5,000
1%
of
the
exceed
the
greater
of
or | | | | | | |\n| | line
13
for
the
amount
year
on
| | | | | | |\n| c | 7aand
7b
Add
lines | | | | | | |\n| 8 | ort. Subtract line k from line 6.
Public su | | | | | | |\n| | Section
B. Total
Support | | | | | | |\n| | (or
fiscal
beginning
in)
4
Calendar
year
year | 2015
a | 2016
b | 2017
c | d 2018 | 2019
e | Total |\n| 9 | Amounts
from
line
6 | | | | | | |\n| | 10a Gross income from interest,
received
dividends,
on | | | | | | |\n| | payments
royalties,
securities
loans,
rents, | | | | | | |\n| | from
similar
and
income
sources | | | | | | |\n| b | taxable
income
Unrelated
business | | | | | | |\n| | (less section 511 taxes) from businesses | | | | | | |\n| | acquired after June 30, 1975 | | | | | | |\n| | cAddlineslOaandlOb | | | | | | |\n| 11 | Net income from unrelated business | | | | | | |\n| | activities not included in line 1 Ob,
whether or not the business is | | | | | | |\n| | regularly
carried
on | | | | | | |\n| 12 | Other
include
gain
income.
Do
not | | | | | | |\n| | loss
from
the
sale
of
capital
or
Part
assets
in | | | | | | |\n| 13 | VI.)
(Explain
(Add
lines
9,
10c,
11,
and
12.)
Total
Support. | | | | | | |\n| 14 | five
If
the
Form
990
is
for
First
years. | organization's
the | first,
second,
third, | fifth
fourth,
or | section
tax
year
as
a | 501
(c)(3) | organization, |\n| | | | | | -I.0.-0I.-.==== | | |\n| | Section
C.
Computation
of
Public | Support | Percentage | | | | |\n| 15 | Public
percentage
for
2019
support | 0,
(line
8,
column | divided
by
line
13, | column
0) | | 15 | 56 |\n| | Cle -Public-support-Rercentaqe from-291§_Schedule-A, Part Ill, line 15 | | | | | | un==~ |\n| | Section
Computation
of
D. | Investment
Income | Percentage | | | | |\n| 17 | income
percentage
for
Investment | 2019
(line
10c,
column | (f),
divided
by | ®)
line
13,
column | | 17 | % |\n| 18 | from
Investment
income
percentage | 2018
Schedule
A, | Ill,
line
17
Part | | |

18 | 9/0 |\n| 19a | 2019.
If
the
33
1/3%
support
tests
- | organization
did | box
not
check
the | line
14,
and
line
on | 15
is
than
more | 33
1/356,
and | line
17
is
not |\n| | 33
1/396,
check
this
box
than
more | and
stop
here.
The | organization | qualifies
publicly
a
as | supported
organization | | .0
|\n| b | 331/3%
2018.
If
the
support
tests
- | did
organization | check
box
not
a
on | line
14
line
19a,
or | and
line
16
is | than
33
more | 1/3%,
and |\n| | line
18
is
not
than
33
1/396,
check | this
box
and | here.
The
stop | qualifies
organization | publicly
supported
as
a | organization | |\n| | more
-20-Privateloundation.!Ltheorganizationdidnotcheckabox-online-136 | | 19a, | 19b,
check
or | this | | box-aniseR-instruct:ons=*EEL |\n| | | | _ | | | (Form
Schedule
A | 990
990-EZ)
2019
or |\n| | 932023 09-25-19 | | | | | | |\n\n#### 2019.05000 RULE OF LAW FOUNDATION II 31317091\n\n#### Schedule A (Form 990 or 990-EZ) 2019 RUL-E\\_OF\\_-LAW\\_\\_FOUNDATION\\_.ILL-=IN(83-3252663pae4 of 38\n\n(Complete only if you checked a box in line 12 on Part I. If you checked 12a of Part 1, complete Sections Aand B. If you checked 12b of Part 1, complete Sections A and C. If you checked 12c of Part 1, complete\n\n#### Section A. All Supporting Or anizations\n\n- 1 Are all of the organization's supported organizations listed by name in the organization's governing *documents'? If \"Nor describe in Part~fl how the supported organizations are designated. If designated by class or purpose, describe the designation. If historic and continuing relationship, explain.*\n- 2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1 ) or (2)? /f \" Yes, \" *explain in Part~Il how the organization determined that the supportedorganization was described in section 509(a)(1) or(2). answer ---*\n- 3a Did the organization haveasupported organizationdescribed insection 501 (c)(4), (5), or (6)? /f \" Yes,\"*(b) and (c) below.*3a\n- b Did the organization confirm that each supported organization qualified under section 501 (c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? /f \"Yes, ° *describe in PartV: when and how the* ,--Ill Ii---il2 *organization made the determination.*Sb\n- c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(E3) *purposes? if \"Yes/ explain in ParAA what controls the organization put in place to ensure such use.*3c\n- 4a Was any supported organization not organized in the United States (\"foreign supported organization\")? /f *\"Yes,\"andifyouchecked 128 or 12b in Part 1, answer (b) and (c) below.*4a\n- b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? /f \"yes, \" descnbe in Part VI how the organization had such contro/ and discretion I....j *despite being controlled or supervised by or in connection with its supported organizations.*\n- c Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? if \"Yes,\" explain in Part VI what contro/s the organization used *to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B)* Ilj *purposes.* 4c\n- 5a Did the organization add, substitute, or remove any supported organizations during the tax year? /f \"Yes,\" *answer (b) and (c) below Of applicable). Also, provide detail in Par'AA, including 0) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; Oii) the authority under the organization's organizing document authorizing such action; and Ov) how the action was accomplished (such as by amendment to the organizing document).* 5a ,-1---'ll.-2\n- b Type I or Type 11 only. Was any added or substituted supported organization part of a class alreadydesignated in the organization's organizing document?\n- c Substitutions only. Was the substitution the result of an event beyond the organization's control?5c\n- 6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization' s supported organizations? /f °'Yes, \" *provide detail in* Part VI. 6\n- 7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (as defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? if \"yes, \" complete Part /of Schedu/e L (Form 990 or 990-0\n- 8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? *If\"Yes,\"completePartIofScheduleL(Forrn990or 990-EZ).*\n- 9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1 ) or (2))? /f \" Yes, \" *provide detail in* Part VI. 9a ----IJ\n- b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in whichthe supporting organization had an interest? /f \"Yes, \" *provide detail in* Part VI. 9b\n- c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit ----2 from, assets in which the supporting organization also had an interest? /f \"Yes, \" *provide detail in* Part VI . 9C --3\n- 10a Was the organization subject to the excess business holdings rules of section 4943 because of section4943(f) supporting (regarding organizations certain )? Type /f \" yes 11 supporting , \" *answer 1* organizations, *Ob below.* and all Type 111 non-functionally integrated\n- b Did the organization have any excess business holdings in the tax year?*(Use Schedule C, Form 4720, to*\n\n932024 09-25-19\n\n# 16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION II 31317091\n\nSchedule A (Form 990 or 990-EZ) 2019\n\n10a\n\n1Ob\n\nYes\n\n--I---I---.- li\n\n*1*\n\n*2*\n\n,----\\*.-\n\n4b\n\n5b\n\n7\n\n*8*\n\nNo\n\n## Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 21\n\n#### BRILE OF LAW FOUNDS 38 Of 38 の? つつこってこう\n\n| | Schedule A (com 990 or 990-2019 2019 2019 2019 11:30 1177 1777 1777 1777 1777 | 03 | | |\n|---|-------------------------------------------------------------------------------------------------------------------------------------|------|-----|----|\n| | Part IV
Supporting Organizations (continued) | | | |\n| | | | Yes | No |\n| | 11 Has the organization accepted a gift or contribution from any of the following persons? | | | |\n| | a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) | | | |\n| | below, the governing body of a supported organization? | 1. a | | |\n| | b A family member of a person described in (a) above? | 11b | | |\n| | c A 35% controlled entity of a person described in (a) or (b) above? (f \"Yes\" (o a. b. or c. provide detail in Part VI. | 11c | | |\n| | Section B. Type I Supporting Organizations | | | |\n| | | | Yes | No |\n| | I Did the directors, Irustees, or membership of one or more supported organizations have the power to | | | |\n| | regularly appoint or elect at least a majority of the organization's directors or trustees at all times during the | | | |\n| | tax year? If \"No,\" describe in Part VI how the supported organization(s) effectively operated, supervised, or | | | |\n| | controlled the organization's activities. If the organization had more than one supported organization, | | | |\n| | describe how the powers to appoint and/or remove directors or trustees were allocated among the supported | | | |\n| | organizations and what conditions or restrictions, if any, applied to such powers during the tax year. | 1 | | |\n| | 2 - Did the organization operate for the benefit of any supported organization other than the supported | | | |\n| | organization(s) that operated, supervised, or controlled the supporting organization' { \"Yes,\" explain in | | | |\n| | Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, | | | |\n| | supervised or controlled the sunnorting organization. | S | | |\n| | Section C. Type II Supporting Organizations | | | |\n| | | | Yes | No |\n| | 1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors | | | |\n| | or trustees of each of the organization's supported organization(\\$)? If \"No,\" describe in Part VI how control | | | |\n| | or management of the supporting organization was vested in the same persons that controlled or managed | | | |\n| | the supported organization(s). | r | | |\n| | Section D. All Type III Supporting Organizations | | | |\n| | | | Yes | No |\n| | 1 Did the organization provide to each of its supported organizations, by the last day of the fifth month of the | | | |\n| | organization's tax year, (i) a written notice describing the type and amount of support provided during the prior tax | | | |\n| | year, (ii) a copy of the Form 990 that was most recently filed as of notification, and (iii) copies of the | | | |\n| | organization's governing documents in effect on the date of notification, to the extent not provided? | | | |\n| | 2 Were any of the organization's officers, directors, or trustees either (i) appointed or elected by the supported | | | |\n| | organization(s) or (i) serving on the governing body of a supported organization'? If \"No,\" explain in Part VI how | | | |\n| | the organization maintained a close and conting relationship with the supported organization(s). | N | | |\n| | 3 By reason of the relationship described in (2), did the organization's supported organizations have a | | | |\n| | significant voice in the organization's investment policies and in directing the use of the organization's | | | |\n| | income or assets at all times during the tax year? If \"Yes,\" describe in Part VI the role the organization's | | | |\n| | | ਤੇ | | |\n| | supported organizations played in this regard
Section E. Type III Functionally Integrated Supporting Organizations | | | |\n| | 1 Chcck the box next to the method that the organization used to satisfy the Integral Part Test during the year (sec instructions). | | | |\n| a | The organization satisfied the Activities Test. Complete line 2 below. | | | |\n| b | [__] The organization is the parent of each of its supported organizations. Complete line 3 below. | | | |\n| C | [__] The organization supported a governmental entity. Describe in Part W how you supported a government entity (see instructions) | | | |\n| | 2 Activities Test. Answer (a) and (b) below. | | Yes | No |\n| | | | | |\n\n- a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of Ille supported organization(s) to which the organization was responsive? If \"Yes,\" then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.\n- b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more of the organization's supported organization(s) would have been engaged in? // \"Yes,\" explain in Part VI the rcasons for the organization's position that its supported organization(s) would have engaged in these activities but for the organization's involvement.\n- 3 Parent of Supported Organizations. Answer (a) and (b) below.\n- a Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.\n- b Did the organization exercisc a substantial degree of direction over the policies, programs, and activities of each of its supported organizations? If \"Yes,\" describe in Part VI the role played by the organization in this regard. 932025 09-25-19\n\nSchedule A (Form 990 or 990-EZ) 2019\n\n2a\n\n2b\n\nЗа\n\n3b\n\n| Case 22-50073 | Doc 1604-21 | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 22 |\n|---------------|-------------|----------------|---------------------------|---------|\n|---------------|-------------|----------------|---------------------------|---------|\n\n| | Case 22-50073
Doc 1604-21
Filed 03/27/23
of 38 | | Entered 03/27/23 14:12:10 | Page 22 |\n|----------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------|---------------------------|---------------------------------|\n| Schedule | FOUNDATION
990-EZ)
2019
RULE
OF
LAW
A
(Form
990
or | III, | INC | 6
83-3252663
Page |\n| | | | | |\n| 1 | ~-1
Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI).
olliei T
inle lated su
ortin
or anizations must coin lete Sections A throu h E.
e 111 non-functionall | | | See instructions. All |\n| | Section A - Adjusted Net Income | | (A) Prior Year | (B) Current Year
(optional) |\n| | Net short-term ca ital
ain | | | |\n| 1
2 | Recoveries of
rior- ear distributions | 1
2 | | |\n| 3 | ross income see instructions
Other | 3 | | |\n| 4 | Add lines 1 throu h 3. | 4 | | |\n| 5 | De reciation and de letion | 5 | | |\n| 6 | Portion
of
operating
paid
incurred
for
production
expenses
or
or | | | |\n| | collection of gross income or for management, conservation, or | | | |\n| | io ert
roduction of income see instructioi is
niaintenance of
l ield fut | 6 | | |\n| 7 | instructions
Other
ex
enses
see | 7 | | |\n| 8 | Ad-usted Net Income subtract lines 5 6 and 7 from line 4 | 8 | | |\n| | Section B - Minimum Asset Amount | | (A) Prior Year | (13) Current Year
(optional) |\n| 1 | Aggregate fair market value of all non-exempt-use assets (see | | | |\n| | art of ear :
instructions for short tax
ear or assets held for | | | |\n| a | Avera e monthl
value of securities | la | | |\n| b | Avera
monthl
cash
balances
e | lb | | |\n| c | Fair market value of other non-exem t-use assets | lc | | |\n| d | lb
and lc
Total add lines la | ld | | |\n| e | other
claimed
for
blockage
Discount
or | | | ~ |\n| | factors ex lain in detail in Part VI : | | | |\n| 2 | licable to non-exem t-use assets
Ac uisition indebtedness a | 2 | | |\n| 3 | Subtract line 2 from line ld. | 3 | | |\n| 4 | (for
Cash
deemed
held
for
exempt
Enter
1-1/2%
of
line
3
greater
amount,
use. | | | |\n| | see instructions . | 4 | | |\n| 5 | Net value of non-exem t-use assets subtract line 4 from line 3 | 5 | | |\n| 6 | Multi I line 5 b
.035. | 6 | | |\n| 7 | Recoveries of
rior- ear distributions | 7 | | |\n| 8 | add
line
7
to
line
6
Minimum
Asset
Amount | 8 | | |\n| Section C - Distributable Amount | | | | Current Year |\n| 1 | Ad'usted net income for
ear from Section A line 8 Column A
rior | 1 | | |\n| 2 | Enter 85% of line 1. | 2 | | |\n| 3 | Minimum asset amount for
ear from Section B line 8 Column A
rior | 3 | | |\n| 4 | reater of line 2 or line 3.
Enter | 4 | | |\n| 5 | Income tax im osed in
rior
ear | 5 | | |\n| 6 | Distributable
Amount.
Subtract
line
5
from
line
4,
unless
subject
to | | | |\n| | ~
reduction see instructions .
emer enc tem ora | 6 | | |\n| 7 | Chock horo if tho curront year is tho organization's first as a non-functionally intograted Typo 111 supporting organization (see | | | |\n\ninstructions).\n\nSchedule A (Form 990 or 990-EZ) 2019\n\n932026 09-25-19\n\n#### Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 23\n\n| | | | | of 38 | | | | |\n|-----------------------------------|------|----|-----|------------|-----|-----|------------|-------|\n| 2019
Form
990
990-
or | RULE | OF | LAW | FOUNDATION | III | INC | 83-3252663 | pa e7 |\n| | | | | | | | | |\n\n| Schedule
art | 990-
A
Form
990
or
rated
509
Type
111
Non-Functionally
Inte | Or
(3
Su
porting
a | anizations | |\n|-----------------|------------------------------------------------------------------------------------------------|----------------------------------|--------------------------------|----------------------------------|\n| Section | D
Distributions
- | | | Current Year |\n| 1 | aid to su
anizations
to
lish
Amounts
orted
accom
excm
or | | | |\n| 2 | Amounts
paid
porform
activity
that
directly
furthors
exempt
to | | | |\n| | or anizations in excess of income from activit | | | |\n| 3 | Administrative
aid
to
lish
t
ex
enses
accom
exem
ur
oses | | | |\n| 4 | uire
Amounts
aid
to
t-use
assets
ac
exem | | | |\n| 5 | Qualified set-aside amounts
rior IRS a
roval re uired | | | |\n| 6 | See
instructions.
Other
distributions
describe
in
Part
VI | | | |\n| 7 | Add
lines
1
throu
h
6.
Total
annual
distributions. | | | |\n| 8 | the
Distributions
attentive
supported
organizations
to
which
to | organization
is
responsive | | |\n| | details
in
Part
VI
See
instructions.
rovide | | | |\n| 9 | Section
C
6
Distributable
amount
for
2019
from
line | | | |\n| 10 | Une
8
amount
divided
b
line
9
amount | | | |\n| | | (i) | (ii) | Clii) |\n| Section | (see
instructions)
Distribution
Allocations
E
- | Excess Distributions | Underdistributions
Pre-2019 | Distributable
Amount for 2019 |\n| 1 | C
6
for
2019
from
Section
line
Distributable
amount | | | |\n| 2 | 201
9
(reason
Underdistributions,
if
for
prior
to
any,
years | | | |\n| | See
instructions.
able
uired-
lain
in
Part
VI
re
ex
cause | | | |\n| 3 | 2019
distributions
if
to
Excess
car
over
an | | | j |\n| a | 2014
From | | | 4
1 |\n| b | 2015
From | | | 1 |\n| c | 2016
From | | | |\n| d | 2017
From | | | j
1 |\n| e | 2018
From | | | |\n| f | he
of
lines
3a
throu
Total | | | i |\n| | underdistributions
of
rior
A
lied
to
ears | | | ~ |\n| h | lied to 2019 distributable amount | | | |\n| i | lied see instructions
over from 2014 not a
Ca | | | |\n| | Remainder. Subtract lines 3
3h and 3i from 3f. | | | |\n| 4 | for
2019
from
Section
D,
Distributions | | | |\n| | \\$
line 7: | | | |\n| a | of
rior
lied
to
underdistributions
ears | | | |\n| b | distributable
lied
to
2019
amount | | | |\n| c | Subtract
lines
4a
and
4b
from
4.
Remainder. | | | |\n| 5 | Remaining
underdistributions
for
prior
to
2019,
if
years | | | |\n| | from
line
2.
For
result
Subtract
lines
3g
and
4a
greater
any. | | | |\n| | Part
VI.
See
instructions.
than
lain
in
zero
ex | | | |\n| 6 | for
Subtract
3h
Remaining
underdistributions
2019.
lines | | | |\n| | from
1.
For
result
greater
than
explain
in
and
4b
line
zero, | | | |\n| | Part
VI.
See
instructions. | | | |\n| 7 | lines
3j
distributions
to
2020.
Add
Excess
carryover | | | 1 |\n| | and 4c. | | | |\n| 8 | Breakdown of line 7: | | | 1 |\n| a | from
2015
Excess | | | 1 |\n| b | Excess from 2016 | | | |\n| c | from
2017
Excess | | | |\n| d | from
2018
Excess | | | 1 |\n| e | from
2019
Excess | | | 1 |\n| | | | | |\n\nSchedule A (Form 990 or 990-EZ) 2019\n\n932027 09-25-19\n\nCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 24\n\nSchedule A (Form 990 or 990-EZ) 2019 RULE OF LAW FOUNDATION-\\_LI-L\\_.-:IN( 83-3252663 pae8 art ~UppIementaI Inf0rmati0n. provide the explanations required by Part ll, line 10; Part ll, line 17aor 17b; Part 111, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 1 la, 11 b, and 11 c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line1PartIV,SectionD,lines2and3;PartIV,SectionE,lines1c,2a,2b,3a,and3b;PartV,line1;PartV,SectionB,line1e;PartV,- - of 38\n\nadditional\n\ninformation.\n\n---\n\n---\n\n-\n\n-\n\nPARTII,-SHORT\\_YEAR\\_\\_EXPLANATION-\n\nSection D, lines 5,6, and 8; and Part V, Section E, lines 2,5, and 6. Also complete this part for any\n\n ;\n\nINITIALYEAR\\_KILING OF THE FORM 990-\n\nSchedule A (Form 990 or 990-EZ) 2019\n\n932028 09-25-19\n\n16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION II 31317091\n\n| | Case 22-50073
Doc 1604-21
Filed 03/27/23
Entered 03/27/23 14:12:10 | | Page 25 | | | | |\n|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------|----------------------------|----------------------|--|--|--|\n| of 38
OMB No. 1545-0047
Statements
Financial
1 | | | | | | | |\n| | Supplemental
SCHEDULE
D
*
I
if
answered
\"Yes\"
Form
the | | | | | | |\n| | (Form 990)
organization
990,
Complete
on
llc,
1
ld,
11e,
1
lf,
12a,
12b.
Part
IV,
line
6,
7,
8,
9,
10,
1
la,
1
lb,
or
#
990.
Attach
to
Form

Department of the Treasury | | 1
Open | 2019
Public
to | | | |\n| | | | | | | | |\n| | Name of the organization
| | identification
Employer | number | | | |\n| | Other
Similar
Funds
[-Partl-Orginize*ions-Maintaining-Donor
Advised
Funds
or
or | Accounts. | Complete
if | the | | | |\n| | IV,
line
6.
answered
\"Yes\"
Form
990,
Part
organization
on | | | | | | |\n| | | | | | | | |\n| 1 | Total number atend of year | | | | | | |\n| 2 | of
contributions
to
(during
year)
Aggregate
value | | | | | | |\n| 3 | from
(during
year)
value
ofgrants
Aggregate
~-
| | | | | | |\n| 4 | Aggregate value at end of year | | | | | | |\n| 5 | funds
that
the
assets
held
in
donor
advised
inform
all
donors
and
donor
advisors
in
writing
Did
the
organization | | | U | | | |\n| | control?
the
organization's
exclusive
legal
the
organization's
property,
subject
to
are | | Yes
~ | No | | | |\n| 6 | funds
be
used
only
and
donor
advisors
in
writing
that
grant
organization
inform
all
grantees,
donors,
Did
the
can
for
other
conferring
for
the
benefit
of
the
donor
donor
advisor,
for
charitable
and
not | | | | | | |\n| | or
any
purpose
purposes
or | | | | | | |\n| | 1-Partill[ConservationEasements
._comple-!Le
organization
answered\"Yes\"-on
Form
999,1*UM | ,lina.7. | | | | | |\n| 1 | _
(check
all
that
apply).
conservation
easements
held
by
the
organization
Purpose(s)
of | | | | | | |\n| | education)
El
Preservation
of
Preservation
of
land
for
public
(for
example,
recreation
E-1
a
use
or | historically | land
important
area | | | | |\n| | E-1 Preservation of a certified historic structure
E-1 Protection of natural habitat | | | | | | |\n| | E-1 Preservation of open space | | | | | | |\n| 2 | of
qualified
conservation
contribution
in
the
form
2a
through
2d
if
the
organization
held
Complete
lines
a
a | conservation | easement
on | the
last | | | |\n| | of
the
day
tax
year. | | HeldittheEndofthe | TaxYear | | | |\n| a | conservation
easements
Total
number
of | | | | | | |\n| b | Total acreage restricted by conservation easements
| 12b
I | | | | | |\n| c | 1
certified
historic
included
in
(a)
of
conservation
easements
structure
Number
on
a
| 2c
I | | | | | |\n| d | after
7/25/06,
and
not
historic
structure
of
conservation
easements
included
in
(c)
acquired
Number
on
a | | E | -- | | | |\n| |
listed inthe National Register

| 1 2d I | | | | | |\n| 3 | terminated
by
the
organization
modified,
transferred,
released,
extinguished,
Number
of
conservation
easements
or
year ~ | | during
the
tax | | | | |\n| 4 | conservation
cascment
is
located
i
of
whoro
proporty
subject
to
Number
states | | | | | | |\n| 6 | the
periodic
monitoring,
inspection,
handling
of
Doos
the
organization
have
written
policy
regarding
a | | | | | | |\n| | enforcement
of
the
conservation
easements
it
holds?
violations,
and | | ~
Yes | ~23 No | | | |\n| 6 | enforcing
conservation
monitoring,
inspecting,
handling
of
violations,
and
Staff
and
volunteer
hours
devoted
to | | easements
during
the | year | | | |\n| | | | | | | | |\n| 7 | enforcing
conservation
monitoring,
inspecting,
handling
of
violations,
and
Amount
of
incurred
in
expenses | easements | during
the
year | | | | |\n| | .\\$ | | | | | | |\n| 8 | 170(h)(4)(B)0)
satisfy
requirements
of
section
reported
line
2(d)
above
the
Does
each
conservation
easement
on | | | | | | |\n| | and section 1 70(h)(4)(B)(i i)? | | | CE]
No | | | |\n| 9 | the
organization
reports
conservation
easements
in
its
and
statement
In
Part
XIII,
describe
how
revenue
expense
financial
that
of
the
footnote
to
the
statements | and | describes
the | | | | |\n| | organization's
balance
sheet,
and
include,
if
applicable,
the
text | | | | | | |\n| | Other
of
Art,
Historical
Treasures,
[Partill-Organizations
Maintaining
Collections
or | Similar | Assets. | | | | |\n| | 990,
Part
IV,
line
8.
Complete
if
the
organization
answered
\"Yes\"
Form
on | | | | | | |\n| la | balance
ASC
958,
in
its
statement
and
elected,
permitted
under
FASB
not
to
report
If
the
organization
revenue
as | | sheet
works | | | | |\n| | of
public
education,
research
in
furtherance
other
similar
assets
held
for
public
exhibition,
of
art,
historical
treasures,
or
or | | | | | | |\n| | financial
that
describes
these
items.
provide
in
Part
XIII
the
text
of
the
footnote
to
its
statements
service, | | | | | | |\n| b | works
of
ASC
in
its
statement
and
balance
sheet
elected,
permitted
under
FASB
958,
to
report
If
the
organization
revenue
as | | | | | | |\n| | for
exhibition,
education,
research
in
furtherance
other
similar
assets
held
public
art,
historical
treasures,
or
or | of | public
service, | | | | |\n| | provide
the
following
amounts
relating
to
these
items: | | | | | | |\n| | included
990,
VIll,
line
1
(i)
Form
Part
Revenue
on | .\\$ | | | | | |\n| | 990,
(ii)
included
in
Part
X
Assets
Form | .\\$ | | | | | |\n| 2 | similar
for
financial
gain,
held
works
of
historical
treasures,
other
assets
If
the
organization
received
art,
or
or | provide | | | | | |\n| | FASB
ASC
958
relating
to
these
items:
following
required
to
be
reported
under
the
amounts | | | | | | |\n| a | line
1
included
Form
990,
Part
VIll,
Revenue
990,PartX---i-_\\$
on | | | | | | |\n| | bAssetsincludedinform | | | | | | |\n| LHA | for
Form
990.
Paperwork
Reduction
Act
Notice,
the
Instructions
For
see | | Schedule
D
(Form | 990)
2019 | | | |\n| 932051 | 10-02-19 | | | | | | |\n\n| | Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 26 | | | | | | | | | | |\n|-------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----|-------------------------------------------------------------------------------------------------------|--|---------------------------------|--------------------------|----------------|-------------------|--------|-----|-----|\n| | Schedule D (Form 990) 2019 | | | | | | | 83-3252663 Page 2 | | | |\n| | Part III Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets continued _ | | | | | | | | | | |\n| | 3 Using the organization's acquisition, and other records, check any of the following that make significant use of its | | | | | | | | | | |\n| | collection items (check all that apply): | | | | | | | | | | |\n| | Public exhibition | | ত | | | Loan or exchange program | | | | | |\n| a | | | e | | Other | | | | | | |\n| 0 | Scholarly research | | | | | | | | | | |\n| C | Preservation for future generations | | | | | | | | | | |\n| | 4 Provide a description of the organizations and explain how they further the organization's exempt purpose in Part XII. | | | | | | | | | | |\n| | 5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets | | | | | | | | | | |\n| | to be sold to raise funds rather than to be maintained as part of the organization's collection?
Part IV Escrow and Custodial Arrangements. Complete it the organization answered \"Yes\" on Form 990, Part IV, line 9, or | | | | | | | | | | |\n| | reported an amount on Form 990, Part X, line 21. | | | | | | | | | | |\n| | 1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included | | | | | | | | | | |\n| | on Form 990, Pat X? | | | | | | | | | | |\n| | b If \"Yes,\" explain the arrangement in Part XIII and complete the following table: | | | | | | | | | | |\n| | | | | | | | | | Amount | | |\n| | | | | | | | 1C | | | | |\n| | c Beginning balance | | | | | | 10 | | | | |\n| | d Additions during the year | | | | | | | | | | |\n| | e Distributions during the year | | | | | | | | | | |\n| | f Ending balance | | | | | | 11 | | | | |\n| | 2a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability?
be if \"Yes,\" explain the arrangement in Part XII. Check here if the explanation has been provided on Part XIII | | | | | | | | | | |\n| | Part V | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | (a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back | | | | | | | | |\n| | 1a Beginning of year balance | | | | | | | | | | |\n| | b Contributions | | | | | | | | | | |\n| | c Net investment earnings, gains, and losses | | | | | | | | | | |\n| | d Grants or scholarships | | | | | | | | | | |\n| | e Other expenditures for facilities | | | | | | | | | | |\n| | and programs | | | | | | | | | | |\n| | f Administrative expenses | | | | | | | | | | |\n| | g End of year balance | | | | | | | | | | |\n| | 2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as: | | | | | | | | | | |\n| | a Board designated or quasi-endowment ► | | | | | | | | | | |\n| | b Permanent endowment ▶ | | 0/0 | | | | | | | | |\n| 0 | Term endowment ▶ | 0% | | | | | | | | | |\n| | The percentages on lines 2a, 2b, and 2c should equal 100%. | | | | | | | | | | |\n| | 3a Are there endownent funds not in the organization that are held and administered for the organization | | | | | | | | | | |\n| | by: | | | | | | | | | Yes | No |\n| | (i) Unrelated organizations | | | | | | | | 3a(i) | | |\n| | (ii) Related organizations | | | | | | | | 3a(ii) | | |\n| | b If \"Yes\" on line 3a(i), are the related organizations listed as required on Schedule R? | | | | | | | | 3p | | |\n| | 4 Describe in Part XIII the intended uses of the organization's endowment funds. | | | | | | | | | | |\n| | Part VI Land, Buildings, and Equipment. | | | | | | | | | | |\n| | Complete if the organization answered \"Yes\" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10. | | | | | | | | | | |\n| Description of property | | | (a) Cost or other
(b) Cost or other
basis (investment)
basis (other) | | (c) Accumulated
depreciation | | (d) Book value | | | | |\n| | 1a Land | | | | | | | | | | |\n| | Buildings | | | | | | | | | | |\n| C | Leasehold improvements | | | | | | | | | | |\n| | d Equipment | | | | | | | | | | |\n| | Other | | | | | | | | | | |\n| | Total. Add lines 1a through 1e. (Column (d) must equal Form 990. Part X. column (B). line 10c.) | | | | | | | | | | 0 . |\n| | | | | | | | | | | | |\n\nSchedule D (Form 990) 2019\n\n932052 10-02-19\n\n| | | | | Case 22-50073 | |\n|------------|-------------------------------------------------------------------------------------|------------------------------|-----------------|---------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|\n| | Schedule D (Form 990) 2019 RULE OF LAW FOUNDATION III, INC | | | | 83-3252663 Page 3 |\n| Part VIII | Investments - Other Securities. | | | | |\n| | | | | Complete if the organization answered \"Yes\" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12. | |\n| | (a) Description of security or category (including name of security) | | (b) Book value | | (c) Method of valuation: Cost or end-of-year market value |\n| | (1) Financial derivatives | | | | |\n| | (2) Closely held equity interests | | | | |\n| (3) Other | | | | | |\n| (A) | | | | | |\n| (B) | | | | | |\n| (C) | | | | | |\n| (D)
(E) | | | | | |\n| (F) | | | | | |\n| (G) | | | | | |\n| (H) | | | | | |\n| | Total. (Col. (b) must equal Form 990, Part X, col. (B) line 12.) ► | | | | |\n| | Part VIII Investments - Program Related. | | | | |\n| | | | | Complete if the organization answered \"Yes\" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. | |\n| | (a) Description of investment | | (b) Book value | | (c) Method of valuation: Cost or end-of-year market value |\n| (1) | | | | | |\n| (2)
(3) | | | | | |\n| (4) | | | | | |\n| (5) | | | | | |\n| (6) | | | | | |\n| (7) | | | | | |\n| (8) | | | | | |\n| (9) | | | | | |\n| Part IX I | Total. (Col. (b) must equal Form 990, Part X, col. (B) line 13.) ►
Other Assets. | | | | |\n| | | | | Complete if the organization answered \"Yes\" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15. | |\n| | | | (a) Description | | (b) Book value |\n| (1) | | | | | |\n| (2) | | | | | |\n| (3) | | | | | |\n| (4) | | | | | |\n| (5) | | | | | |\n| (6) | | | | | |\n| S | | | | | |\n| (8)
(ອ) | | | | | |\n| | | | | Total. (Column (b) must equal Eorm 990. Part X. col. (B) line 15.) | |\n| Part X | Other Liabilities. | | | | |\n| | | | | Complete if the organization answered \"Yes\" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. | |\n| 1. | | (a) Description of liability | | | (b) Book value |\n| (1) | Federal income taxes | | | | |\n| (2) | DUE TO AFFILIATES | | | | 7.975. |\n| (3) | | | | | |\n| (4) | | | | | |\n| (5)
(6) | | | | | |\n| (7) | | | | | |\n| (8) | | | | | |\n| (છ) | | | | | |\n| | | | | Total. (Column (b) must equal Form 990. Part X. col. (B) line 25.). | 7.975. |\n| | | | | 2. Liablity for uncertain tax positions. In Part XII, provide to the organization's financial statements that reports the | |\n| | | | | | organization's liability for uncertain tax positions under FASB ASC 740. Check here if the footnote has been provided in Part XIII Z |\n\nSchedule D (Form 990) 2019\n\n932053 10-02-19\n\n| | Case 22-50073
Doc 1604-21
Filed 03/27/23
Entered 03/27/23 14:12:10 | | Page 28 | | | | | |\n|------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|---------------------------|--|--|--|--|--|\n| | of 38 | | | | | | | |\n| Part | Statements
With
Revenue
XI
I
Reconciliation
of
Revenue
Audited
Financial
per | Return. | | | | | | |\n| | per
128.
answered
\"Yes\"
Form
990,
Part
IV,
line
if
the
on | | | | | | | |\n| | Complete
organization | | | | | | | |\n| 2 | 990,
Part
VIll,
line
12:
included
line
1
but
not
Form
Amounts | | | | | | | |\n| | on
on
28
(losses)
investments
Net
unrealized
gains
on
~
~ | | | | | | | |\n| a
b |


Donated services and use of facilities
,
~ 21) ~ | | | | | | | |\n| c | Recoveries
of
prior
grants | | | | | | | |\n| d | year
Other (Describe in Part XIII.) | I
1 | | | | | | |\n| e |
Addlines 23 through 2d | 2e | 0• | | | | | |\n| 3 | '
Subtract
line
2e
from
line
1 | 3 | 4,
210
315.
, | | | | | |\n| 4 | line
1:
included
Form
990,
Part
VIll,
line
12,
but
not
Amounts
on
on | | | | | | | |\n| a | 4a
990,
Part
VIll,
line
7b
included
Form
Investment
not
on
expenses
| | | | | | | |\n| b | 4b
XIII.)
Other
(Describe
in
Part
| | | | | | | |\n| c | Add lines 4a and 4b | 4c | 0 • | | | | | |\n| 5 | *
3
and
4;
Total
Add
lines
revenue. | 5 | 4,210,315. | | | | | |\n| Part | of
Audited
Financial
Statements
With
Expenses
XII
Reconciliation
Expenses
per
per | Return. | | | | | | |\n| | 990,
Part
IV,
line
128.
oraanization
answered
\"Yes\"
Form
Complete
if
the
on | | | | | | | |\n| 1 | Total
and
losses
audited
financial
statements
per
expenses | | 389,248. | | | | | |\n| 2 | 25:
Amounts
included
line
1
but
not
Form
990,
Part
IX,
line
on
on | | | | | | | |\n| a | 2a
of
facilities
Donated
services
and
use
| | | | | | | |\n| b |
2b
Prior year adjustments | | | | | | | |\n| c | Otherlosses

2c | | | | | | | |\n| d |

2d
Other (Describe in Part XIII.)
| | | | | | | |\n| e | Addlines 2athrough 2d


| 2e | 0 • | | | | | |\n| 3 | 1
Subtract
line
2e
from
line | 3 | 389,248. | | | | | |\n| 4 | line
1:
included
Form
990,
Part
IX,
line
25,
but
not
Amounts
on
on | | | | | | | |\n| a | 4a
990,
Part
VIll,
line
7b
Investment
not
included
Form
expenses
on
| | | | | | | |\n| b | Other
(Describe
in
Part
XIII.)
| | | | | | | |\n| c | Add lines 4a and 4b | 4c | 0 • | | | | | |\n| 5 | Total ex enses. Add lines 3 and 4c.


- | 5 | 389,248. | | | | | |\n| Part | Supplemental
Information.
XIII | | | | | | | |\n| Provide | lines
l
and
4;
Part
IV,
lines
1
b
and
2b;
Part
V,
line
descriptions
required
for
Part
11,
lines
3,
5,
and
9;
Part
Ill,
the
a | X,
4;
Part | line
2,
Part
XI, | | | | | |\n| lines | information.
4b.
Also
complete
this
part
to
provide
additional
2d
and
4b;
and
Part
XII,
lines
2d
and
any | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | -2:
PART-X-,__LINE | | | | | | | |\n| | POSITIONS
TAX
INCOME
UNCERTAIN | TAKEN | OR | | | | | |\n| THE | EVALUATES
ORGANIZATION
_
_
_
_ | _ | __________ | | | | | |\n| -
RECOGNITION=IN=ITS
RETURN
FOR
INFORMATIONAL
EXPECTED-TO-BE-TAKEN
IN
THE | | | | | | | | |\n| | _
_
_ | | _____ | | | | | |\n| | TO
WAS
NOT
REQUIRED
ORGANIZATION
S-TATEMENTS
THE
FINANCIAL | RECOGNIZE | ANY | | | | | |\n| | _·
_
_ | | _ | | | | | |\n| | PERIOD
OF
DURING
THE
POSITIONS
UNCERTAIN
TAX
AMOUNTS
FROM | INCEPTION | | | | | | |\n| | _
_ | | | | | | | |\n\n| OR
POSITIONS
TAKEN
TAX
UNCERTAIN
INCOME
EVALUATES
ORGANIZATION
THE
__________ |\n|--------------------------------------------------------------------------------------------------------------------------------------------|\n| _
_
_
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RETURN
FOR
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IN
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_____
_
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_ |\n| TO
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ANY
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_
_
_ |\n| INCEPTION
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IJANUARY
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TO
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THE |\n| __
__
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LAWS,
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_ |\n| _
ORGANIZATION-'SINFORMATIONAL
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MAX
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AND |\n| _
_
_
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FILING.
DATE
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-
RETURNS
_
_
_ |\n\n932054 10-02-19 Schedule D (Form 990) 2019\n\n#### 16201113 785547 313170900\n\n| Case 22-50073 | Doc 1604-21 | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 29 |\n|----------------------------|-------------|----------------------------|---------------------------|-----------------------------|\n| Schedule D (Form 990) 2019 | RULE
OF | of 38
LAW
FOUNDATION | I
IL,
INC | --
83-3252-663
PoLe-5 |\n| | | | | _ |\n| | | | | |\n| | | | | |\n| | | | | - |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| - | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | --- |\n| | | | | |\n| | | | | |\n| | | | | I.-- |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| ------- | | | | |\n| - | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| - | | | | |\n| ----
- | | | | |\n| | | | | |\n| | | | | Schedule D (Form 990) 2019 |\n\n932055 10-02-19\n\n| | | Case 22-50073
Doc 1604-21 | | Filed 03/27/23 | Entered 03/27/23 14:12:10 | | Page 30 | | | |\n|--------|---------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|-----------------------------------|-----------------------------------------|----------------------------------------------------------------------|-------------|------------------------------|------------------------------|--------|--|\n| | | | of 38
Noncash
Contributions | | | | | OMB No. 1545-0047 | | |\n| | SCHEDULE
M | | | | | | | | | |\n| (Form | 990) | | | | | | | 2019 | | |\n| | | I
Complete
if
the | organizations | answered
\"Yes\"
on | Form
990,
Part
IV,
lines
29 | 30.
or | | | | |\n| | Department of the Treasury
Internal Revenue Service | #
Attach
Form
990.
to | | | | | | Open to Public
Inspection | t | |\n| | www.irs.gov/Form990
for
instructions
and
the
latest
information.
I
Go
to
Name of the organization
identification
Employer | | | | | | | | number | |\n| | | RULE
LAW
OF | FOUNDATION | III | INC | | | 83-3252663 | | |\n| art | ypes | roperty
o | | | | | | | | |\n| | | | (a) | (b) | (c) | | (d) | | | |\n| | | | Check if | Number of | Noncash contribution | | of
Method | determining | | |\n| | | | applicable | contributions
or | amounts reported on
items contributed Form 990, Part VIll, line 1 | | noncash contribution amounts | | | |\n| | Art- Works of art | | | | | | | | | |\n| 1
2 | Art - Historical treasures | | | | | | | | | |\n| 3 | Art- Fractional interests | | | | | | | | | |\n| 4 | Books
and | publications | | | | | | | | |\n| 5 | | Clothing and household goods | | | | | | | | |\n| 6 | Cars
and
other | vehicles | | | | | | | | |\n| 7 | Boats and planes | | | | | | | | | |\n| 8 | Intellectual | property | | | | | | | | |\n| 9 | Securities-Publicly traded | | | | | | | | | |\n| 10 | | Securities - Closely held stock | | | | | | | | |\n| 11 | Securities
- | Partnership,
LLC,
or | | | | | | | | |\n| | trust interests | | | | | | | | | |\n| 12 | Securities-Miscellaneous | | | | | | | | | |\n| 13 | Qualified | conservation
contribution
- | | | | | | | | |\n| | Historic structures | | | | | | | | | |\n| 14 | Qualified | Other
conservation
contribution
- | | | | | | | | |\n| 15 | Real estate - Residential | | | | | | | | | |\n| 16 | Real estate-Commercial | | | | | | | | | |\n| 17 | Real estate-Other | | | | | | | | | |\n| 18 | Collectibles | | | | | | | | | |\n| 19 | Food inventory | | | | | | | | | |\n| 20 | | Drugs and medical supplies | | | | | | | | |\n| 21 | Taxidermy | | | | | | | | | |\n| 22 | Historical artifacts | | | | | | | | | |\n| 23 | Scientific specimens | | | | | | | | | |\n| 24 | Archeological artifacts | | | | | | | | | |\n| 25 | Other
~ | )
C
RENT | X | 1 | 160,000. | AIR | MARKET | VALUE | | |\n| 26 | Other
I
IC | )
C
PERSONNEL | X | 1 | 49,583. | AIR | MARKET | VALUE | | |\n| 27 | Other | ) | | | | | | | | |\n| 28 | ~
Other | | | | | | | | | |\n| 29 | Number
of | Forms
8283
received
by
the | organization
during | for
the
tax
year | contributions | | | | | |\n| | for
which
the | Form
organization
completed | 8283,
Part
IV, | Donee
Acknowledgement | 29
,. | | | | No | |\n| 30a | the | did
the
receive | contribution | | in
Part
1,
lines
1 | 28,
that | it | Yes | | |\n| | During
for
must
hold | organization
year,
from
the
date
at
least
three | by
of
the
initial | property
any
contribution,
and | reported
through
which
isn't
required
to
be | for
used | | | | |\n| | | years
exempt purposes for the entire holding period? | | | | | | 30a | X | |\n| b | If
\"Yes,\"
describe | the
arrangement
in
Part
11. | | | | | | | | |\n| 31 | the
Does | organization
have
gift
acceptance
a | policy
that | requires
the
review | of
nonstandard
contributions?
any | | | 31 | X | |\n| 32a | Does
the | organization
hire
third
parties
or
use | related
or | solicit,
organizations
to | sell
noncash
process,
or | | , | | | |\n| | contributions? | | | | | | | 32a | X | |\n| b | If
\"Yes,\"
describe | Part
ll.
in | | | | | | | | |\n| 33 | If
the
organization | didn't
report
amount
in
an | (c)
for
column | of
type
property
a | for
which
column
(a)
is | checked, | | | | |\n| | describe in Part 11. | | | | | | | | | |\n| LHA | For
Paperwork | Reduction
Act
Notice,
see | the
Instructions | for
Form
990. | | | Schedule M (Form 990) 2019 | | | |\n| | | | | | | | | | | |\n\n| | | | | | | - | - | |\n|-------------------------------|----------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|---------------------|---------------------------------------------------|--------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|--------------------------|\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | Case 22-50073 | Doc 1604-21 | | Filed 03/27/23 | | Entered 03/27/23 14:12:10 | Page 31 | |\n| Schedule
M
[-Part
ll | 990)2019
(Form
-SUppiemental-infarmatian.
is
reporting
in
Part | RULE
OF
(b),
the
1,
column
this part for any additional information. | LAW
number
of | of 38
FOUNDATION
I
contributions,
the | I.1£
INQ
__
number
of
items | __________-_83-32526-6-3
-Provide the information required by Part 1, lines 3Ob, 32b, and 33, and whether the organization
combination
received,
or
a | -
of
both.
Also | __paggl
_
complete |\n| | | SCHEDULE-M-,-PART_I,_COI,PMN_ | (B): | | | | - | |\n| THE
_ | QBGANIZATIPN | RREQBTS
_
_ | IH
PART | 1,
COLUMN | (B), | -DONATED
THE | RENT
_ | AND~
_ |\n| | | PERSONNEL-FOR-THE-YEAR_2-9-1-9-z_ | | | | | --- | |\n| | | | | | | | | |\n| | | | | | | | - | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | -
-
-
--
---
-- | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | | |\n| | | | | | | | -
Schedule M (Form 990) 2019 | |\n| 932142 09-27-19 | | | | | | | | |\n\n16201113 785547 313170900\n\n| Case 22-50073
Doc 1604-21
Filed 03/27/23 | Entered 03/27/23 14:12:10
Page 32 |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------|\n| of 38
0
Information
Form
990
Supplemental
to
SCHEDULE
or

specific
questions
Complete
to
provide
information
for
to
(Form
990
responses
on
990-EZ)
or | OMB No. 1545-0047
990-EZ
~
2019 |\n| provide
additional
information.
Form
990
990-EZ
to
or
or
any
Form
990
990-EZ.
4
Attach
to
or
Department of the Treasury
| 1
1-Opento-Public~-1 |\n| www.irs.gov/Form%*Uorthelatest-information'Insectionl
~nue-§-ervicel__-=
/
Go
to
Name of the organization
INC
FOUNDATION
III
RULE
OF
LAW | identification
number
Employer
83-3252663 |\n| ORGANIZATION
DESCRIPTION
OF
1,
2-9-9-,
PART
I,
LINE
FORM
__
_
_ | MISSION-:
- |\n| PERVASIVE
IN
THE
AND
INHUMANITY
SENTENCING-,
HABASSMENT,
_ | -POLITICAL,- |\n| SYSTEMS
OF
CHINA.
FINANCIAL
BUS:INESS
AND
LEGAL-,
_ | - |\n| 118:
B,
LINE
SECTION
FORM--2-2-9-,-PART-YI-,
_
_ | - |\n| DIRECTORS.
OF
THE
BOARD
WAS
REVIEWED
BY
FORM
2
9-9
THE
_
_
_
_
_ | - |\n| LINE
19:
C
SECTION
2-9-9-,-PART-VI,
FORM
_,
_
_
_ | -
---
-
-
-
-
-
- |\n| ALL
GOVERNING
DOCUMENTS,
CONFLICT
OF
INTEREST
POLICY,
_
_ | F:INANCIAL
STATEMENTS-,
_ |\n| ORGANIZATION
AVAILABLE
FOR
AND-TAX-DOCUMENTS
OF
THE
ARE
__
_ | PUBLIC=INSPECTION |\n| AT_THE_ORGANIZATIONIS_OKELCE
· | |\n| FORM--2-2-0-,_PART_KII-,_LINE__2€_
- | - |\n| INITIAL-FILING_OK
990.
THE
FORM | |\n| | |\n| | |\n| | |\n| | |\n| | |\n| | |\n| | |\n| | |\n| | -
---
---
I |\n| -
990-EZ.
Reduction
Act
Notice,
the
Instructions
for
Form
990
LHA
For
Paperwork
see
or
932211 09-06-19 | -
Schedule O (Form 990 or 990-EZ) (2019) |\n| 2019.05000
RULE
LAW
OF
785547
313170900 | II
31317091
FOUNDATION |\n\n| SCHEDULE R
(Form 990) | > Complete if the organization answered \"Yes\" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
Related Organizations and Unrelated Partnerships | | | | | OMB No. 1545-0047
2019 | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|-------------------------------|-----------------------------------------------------------|----------------------------------------------|----------------------------------------------------------|---------------------------|\n| Department of the Treasury
Internal Revenue Service | - Go to www.irs.gov/Form990 for instructions and the latest information. | Attach to Form 990. | | | | Open to Public
Inspection | |\n| RULE
Name of the organization | INC
III.
OF LAW FOUNDATION | | | | Employer identification number
83-3252663 | | Case |\n| Identification of Disregarded Entities. Complete if the organization answered \"Yes\" on Form 990, Part IV, line 33.
Part I | | | | | | | |\n| Name, address, and EIN (if applicable)
of disregarded entity
(a) | Primary activity
(b) | Legal domicile (state or
foreign country)
(C) | Total income
(d) | End-of-year assets
(e) | | Direct controlling
entity
(1) | 22-500 / 3 |\n| | | | | | | | Doc 1604-21 |\n| | | | | | | | |\n| | | | | | | | Filed 03/27/23 |\n| | | | | | | of 38 | |\n| dentification of Related Tax-Exempt Organization answerd \"Yes\" on Form 990, Part II, line 34, because it had one or more related taxernpt
organizations during the tax year.
Part III | | | | | | | |\n| Name, address, and EIN
of related organization
(a) | activity
(b)
Primary | Legal domicile (state or
foreign country)
(c) | Exempt Code
section
(d) | status (if section
Public charity
501(c)(3))
(e) | Direct controlling
entity
(1) | Section 512(b)(13)
No
controlled
entity?
Yes | Entered 03/27/23 14:12:10 |\n| RULE OF LAW SOCIETY IV, INC. - 83-3252944
10065
162 EAST 64 STREET
NY
YORK
NEW | TO EXPOSE CORRUPTION | DELAWARE | 501 (c) (4) | | | X | |\n| | | | | | | | |\n| | | | | | | | Page |\n| | | | | | | | ನನ |\n| For Paperwork Reduction Act Notice, see the Instructions for Form 990. | | | | | | Schedule R (Form 990) 2019 | |\n\n932161 09-10-19\n\n| Schedule R (Form 990) 2019 RULE OF LAW FOUNDATION I | | | INC
TT, | | | | | | 8 3 | -3252663 | Page 2 | |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------|--------------------------------------------------------------|-------------------------------------|-----------------------------------------------------------------------------------|-------------------------------------|---------------------------------------------------------------------------------------------------------------|------------------------------------------|-----------------------------------------------------|--------------------------------------------------------------------|---------------------------------------------------|----------------------------------------------------------|---------------------------|\n| Identification of Related Organizations Taxable as a Partnership.
organizations treated as a partnership during the tax year.
Part III | | | | | | Complete if the organization answered \"Yes\" on Form 990, Part IV, line 34, because it had one or more related | | | | | | |\n| Name, address, and EIN
of related organization
(a) | Primary activity
(b) | domicile
country)
(state or
foreign
Legal
(c) | Direct controlling
entity
(d) | (related, unrelated, unrelated,
Predominant income
sections 512-514)
(e) | | Share of total
income
(1) | end-of-year
Share of
assets
(g) | Disproportionate
Yes No
allocations?
(h) | amount in box 20 of Schedule K-1 (Form 1065)
Code V-UBI
(i) | General or
managing
Yes No
partner?
0 | Percentage
ownership
(k) | Case |\n| | | | | | | | | | | | | 22-50073 |\n| | | | | | | | | | | | | Doc 1604-21 |\n| | | | | | | | | | | | | |\n| | | | | | | | | | | | | Filed 03/27/23
of
3 |\n| ldentification of Related Organization or Trust. Complete it the organization arswered \"Yes\" on Form 90, Part VI, line 34, because it had one or more elated
organizations treated as a corporation or trust during the tax year.
Part IV | | | | | | | | | | | | |\n| Name, address, and EIN
of related organization
(a) | | | Primary activity
(b) | Legal domicile
country)
(state or
foreign
(c) | Direct controlling
entity
(d) | (C corp, S corp,
Type of entity
or trust)
(e) | Share of total
income
(1) | | end-of-year
Share of
assets
(g) | Percentage
ownership
(h) | (i) Section 512(b)(113) controlled
entity?
Yes | Entered 03/27/23
No |\n| 35-2631430
।
10065
SARACA MEDIA GROUP
STREET
NY
ર વ
NEW YORK .
162 EAST | | MEDIA COMPANY | | N/A
DE | | CORP | | 0 | 0 | 00% | | X |\n| (NEW YORK) LTD.
10065
EAST 64 STREET
GOLDEN SPRING
NEW YORK, NY
1 € 2 | - 47-3408224 | FAMILY OFFICE | | N/A
DE | | CORP | | 0 | 0 | 00% | | 14:12:10
X |\n| | | | | | | | | | | | | |\n| | | | | | | | | | | | | Page
34 |\n| | | | | | | | | | | | | |\n| | | | | | | | | | Schodilla | IEar
0 | 1000
8 | 2010 |\n\n932162 09-10-19\n\nરુજરી) તા ி பிர 1\n\nScheduleR(Form990)2019RULEOFLAWFOUNDATIONIII,INC\n\n\\_\\_\\_83-325-2-6-63\\_page-3\n\n Part V1TransactionsWithRelatedOrganizations. Completeif the organizationanswered\"Yes\" onForm990, Part IV, line34,35b, or 36.\n\n| schedule.
this
of
IV
or
11,111,
Parts
in
listed
is
entity
any
if
1
line
Complete
Note: | | | | | Yes | No | |\n|------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------|------------------------------------------|----------------------------------------------------|----------|-----|---------------------------|--|\n| transactions
following
the
of
any
in
engage
organization
the
did
year,
tax
the
During
1 | more
or
one
with | in
listed
organizations
related | 11-IV?
Parts | | | | |\n| entity
controlled
a
from
rent
(iv)
or
royalties,
(iii)
annuities,
(ii)
interest,
(i)
of
Receipt
a | | | | la | | X | |\n| organization(s)
related
to
contribution
capital
or
grant,
Gift,
b | | | | | | | |\n| organization(s)
related
from
contribution
orcapital
grant,
Gift,
c | | ,,,,,,, |

,,, | 1c | | Case 22-50073
X | |\n| organization(s)
toorforrelated
guarantees
orloan
Loans
d | | | | ld | | X | |\n| organization(s)
orloan
Loans | | ,,,,,,,, |
,,,,,,.
| le | | X | |\n| ,,,,,,,,,
byrelated
guarantees
e | ,, | | ,,., | | | | |\n| | | | | | | | |\n| organization(s)
related
from
Dividends
f | | |
| 1f | | X | |\n| ,,,,,,,
organization(s)
torelated
ofassets
Sale
g | | ,,,,,,,,,,,,,,,, | ,
, | 1 | | X | |\n| ,,.,,

organization®
related
from
ofassets
Purchase
h | | | ,

, | 1h | | X | |\n| organization(s)
related
with
ofassets
Exchange
i | | | | li | | X | |\n|
,,,,. | | |

,, | f | | X | |\n| torelated
assets
other
or
equipment,
facilities,
of
Lease
j | | | | | | Doc 1604-21
1 | |\n| organization(s)
related
from
assets
orother
equipment,
facilities,
of
Lease
k | | | | lk | X | | |\n| related
for
solicitations
orfundraising
membership
or
services
of
Performance
1 | organization(s) | ,, | | 11 | | Filed 03/27/23
X | |\n| related
by
solicitations
orfundraising
membership
or
services
of
Performance
m | organization(s) | | | m
l | | X | |\n| organization(s)
related
with
assets
orother
lists,
mailing
equipment,
facilities,
of
Sharing
n | , | | | 1n | | X | |\n| related
with | | | | 10 | X | | |\n|
,,
organization(s)
employees
ofpaid
Sharing
o | | |
, | | | of 38 | |\n| | | | | | | | |\n| ,
expenses
for
organization(s)
related
to
paid
Reimbursement
p | | | | 1
| X | | |\n| ,
expenses
for
organization(s)
related
by
paid
Reimbursement
q | | | | 1 | X | | |\n| | | | | | | | |\n| ,,,,,,
organization(s)
torelated
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Othertransfer
r | | | ,,,,,
,,,,,,,,,, | 1r | | X | |\n| ,,,.
anizations
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s | | | ,.,
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on
information
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see
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above
the
of
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to
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If
2 | th
complete
must | covered
including
line,
s | thresholds.
transaction
and
r~lationships | | | | |\n| organization
related
(a)
of
Name | Transaction
(b) | involved
(c)
Amount | amount
determining
(d)
of
Method | involved | | | |\n| | (a·s)
type | | | | | | |\n| 1 | 1 | 1 | | | | Entered 03/27/23 14:12:10 | |\n| | | | | | | | |\n| 1 | 1 | 1 | | | | | |\n| 1 | 1 | 1 | | | | | |\n| 1 | 1 | 1 | | | | Page 35 | |\n| | | | | | | | |\n| 1 | 1 | | 1 | | | | |\n| 1
(61 | 1 | 1 | | | | | |\n| | | | | | | | |\n\nScheduleR(Form990) 2019\n\n932163\n\n09-10-19\n\n| | | Case | | 22-50073 | Doc | 1604-21 | | Filed 03/27/23 | | | | | Entered 03/27/23 14:12:10 | | | Page | 36 | |\n|--------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|-----|---------|--|----------------|-------|--|--|--|---------------------------|--|--|------|----|----------------------------|\n| Page 4 | | | General or Percentage
(k) | ownership | | | | | of 38 | | | | | | | | | Schedule R (Form 990) 2019 |\n| | | | (i) | managing partner ?
Yes No | | | | | | | | | | | | | | |\n| 83-3252663 | | | Code V-UBI
(i) | allocations? of Schedule K-1 allocations? of Schedule K-1 Yes No | | | | | | | | | | | | | | |\n| | | | Dispropor-
(h) | | | | | | | | | | | | | | | |\n| | | | Share of
(g) | end-of-year
assets | | | | | | | | | | | | | | |\n| | | | Share of
({} | income
total | | | | | | | | | | | | | | |\n| | | | ាន់ស្រីសារពិភពលោក ស្រីនារបស់ព្រះពុទ្ធសាសនា ប្រទេសជាប្រជាជាតិនាង ស្រុកស្អាង ក្រុងស្រុក ស្រុកស្អាង | Yes No | | | | | | | | | | | | | | |\n| INC | | | Predominant income
(d) | (related, unrelated, unrelated, excluded from tax under
sections 512-514) | | | | | | | | | | | | | | |\n| | | | Legal domicile
(c) | (state or foreign
country) | | | | | | | | | | | | | | |\n| | | | Primary activity
(b) | | | | | | | | | | | | | | | |\n| Schedule R (Form 990) 2019 RULE OF LAW FOUNDATION III, | Part VI Unrelated Organizations Taxable as a Partnership. Complete if the organization answered \"Yes\" on Form 990, Part N, Ine 37. | Provide the following information for each entire the organization conducted more than live percent of to activities (measured by bital assess or gross revels)
that was not a related organizations regarding exclusion for certain investment partnerships. | Name, address, and EIN
(a) | of entity | | | | | | | | | | | | | | |\n\n932164 09-10-19\n\n# Page 4 83-3252663\n\n| Case 22-50073 | Doc 1604-21 | Filed 03/27/23 | | Entered 03/27/23 14:12:10 | Page 37 | |\n|---------------------|-------------|----------------|-------|---------------------------|---------|--|\n| [-Partj@upplemental | Information | | of 38 | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n| | | | | | | |\n\n932165 09-10-19 Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 38 of 38\n\nCOPY OF WITHIN PAPER\nNOV 1 8 2020 OF THE ATTON COLLECTION AND 20120\nTHARSTS ATTON COLLECTION COLLECTION CONSULTION STORE ATTONE WS OFFICE OFFICE ATTORAL CALLENGER OF THE ATTORNERAL","body_zh":"证物21\n\nCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 2 of i CHAR500 6.50 750\n\n纽约州慈善组织年度申报……www.CharitiesNYS.com，纽约州纽约市\n\n~ NYS Office of the Attorney General（纽约州总检察长办公室）~ Charities Bureau Registration Section（慈善局登记科） 28 Liberty Street（自由街28号） Inspection（供查阅）10005\n\n2019年，向公众公开\n\n信息\n\n1. 一般信息\n\n财务年度开始日期（月/日/年）01/11/2019，结束日期（月/日/年）……\n\n组织名称：RULE OF LAW FOUNDATION III, INC（法治基金会III公司）\n\n如适用，请勾选：\n\n地址变更\n\n雇主识别号码（EIN）：83-3252663\n\n名称变更\n\n邮寄地址：47-16-79 3RD FLOOR，62 EAST 64 STREET\n\n首次申报\n\n最终申报\n\n城市／州／邮政编码：NEW YORK, NY 10065　电话：917-242-8069\n\n修正申报\n\n登记编号待定\n\n网站：　电子邮件：\n\n请核对您的登记类别：仅7A　仅EPTL　双重　豁免*类别\n\n请在 www.CharitiesNYS.com 的慈善组织登记册中确认您的登记信息。\n\n2. 证明\n\n请参阅签署人说明。证明须符合两项要求。不当证明属于违法行为，可能受到处罚。\n\n我们在伪证罪处罚的约束下证明：我们已审阅本报告及全部附件，并且据我们所知和所信，该等内容真实、正确、完整，并符合纽约州适用于本报告的法律。\n\n获授权的总裁或高级职员：HAO HAIDONG（郝海东）　H.A.I. PORCA FOUNDATION（H.A.I. PORCA基金会）主席　11/12/20\n\n首席财务官或司库：HEINEMEYER ROSS（罗斯·海内迈耶）　司库　11/15\n\n签名　印刷体姓名及职务　日期\n\n3. 年度申报豁免\n\n如仅适用一项登记类别下的豁免（仅7A或仅EPTL申报人），或适用两项豁免（双重申报人），请勾选适用于贵组织登记情况的豁免。申请豁免的组织仅须完成第1、2和3部分，并提交经证明的CHAR500表，无须缴费、提交附表或其他附件。如您不能申请豁免，或者您是仅适用一项豁免的双重申报人，则必须提交适用的附表和附件并缴纳费用。\n\n3a. 7A申报豁免：来自纽约州居民、基金会、政府机构等的捐款总额未超过$25,000，且该组织在本财务年度内未聘用专业募款人（PFR）或募款顾问（FRC）募集捐款。\n\n3b. EPTL申报豁免：总收入未超过$25,000，且资产的市场价值在本财务年度内任何时候均未超过$25,000。\n\n4. 附表和附件\n\n请参阅下一页的清单。\n\n4a. 贵组织是否在纽约州使用专业募款人、募款顾问或商业联合促销方开展募款活动？是　否。如是，请完成附表4a。\n\n4b. 该组织是否收到政府拨款？是　否。如是，请完成附表4b。\n\n5. 费用\n\n请参阅7A申报费用清单。EPTL申报费用：　7A申报费用：　总费用：请在下一页计算您的费用。开具一张支票或汇票，收款人为：“Department of Law（法律部）”。请注明您随附提交的费用。\n\nCHAR500\n\n慈善组织年度申报表（2020年1月更新）\n\n“豁免”类别是指组织在纽约州的登记状态，并非指其IRS税务认定。\n\n968451 01-08-20 1019 Page 1\n16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION III 31317091\nRULE OF LAW FOUNDATION III, INC Case 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 3 of\n\n仅在满足以下条件时，提交经证明的CHAR500表，无须缴费、提交附表或其他附件：\n\nCHAR500年度申报清单\n\n贵组织仅登记为EPTL，且您已在第3部分勾选EPTL申报豁免。\n\n贵组织登记为双重类别，且您已在第3部分同时勾选7A和EPTL申报豁免。\n\n附件清单\n\n请勾选根据第4部分所述必须与CHAR500一并提交的附表：\n\n- 如您在第4a部分回答“是”，请提交附表4a：专业募款人（PFR）、募款顾问（FRC）、商业联合促销方（CCV）\n\n- 如您在第4b部分回答“是”，请提交附表4b：政府拨款\n\n请勾选必须与CHAR500一并提交的财务附件：\n\n- IRS Form 990、990-EZ或990-PF，以及如适用的990-T\n\n- 所有其他IRS Form 990附表，包括Schedule B（捐款人明细表）。公共慈善组织的Schedule B免于披露，且不供公众查阅。\n\n- 本组织符合资格并已提交IRS 990-N电子明信片。本组织在申报年度的收入超过$25,000及／或资产超过$25,000。我们仅为州级用途附上了IRS Form 990-EZ。\n\n如您是仅7A或双重申报人，请提交适用的独立注册会计师审阅报告或审计报告：\n\n- 如您的总收入和支持额超过$250,000且不超过$750,000，请提交审阅报告。\n\n- 如您的总收入和支持额超过$750,000，请提交审计报告。\n\n- 因总收入和支持额低于$250,000，无须提交审阅报告或审计报告。\n\n我们是双重申报人且勾选了第3a项，无须提交审阅报告或审计报告。\n\n计算您的费用\n\n对于7A和双重申报人，计算7A费用：\n\n$0，如您在第3a部分勾选了7A豁免。\n\n$25，如您未在第3a部分勾选7A豁免。\n\n对于EPTL和双重申报人，计算EPTL费用：\n\n$0，如您在第3b部分勾选了EPTL豁免。\n\n$25，如净资产低于$50,000。\n\n$50，如净资产为$50,000或以上但低于$250,000。\n\n$100，如净资产为$250,000或以上但低于$1,000,000。\n\n$250，如净资产为$1,000,000或以上但低于$10,000,000。\n\n$750，如净资产为$10,000,000或以上但低于$50,000,000。\n\n$1500，如净资产为$50,000,000或以上。\n\n将您的CHAR500、全部附表和附件以及总费用寄送至：\n\nNYS Office of the Attorney General（纽约州总检察长办公室）Charities Bureau Registration Section（慈善局登记科）28 Liberty Street（自由街28号）New York, NY 10005\n\n需要协助？\n\n访问：www.CharitiesNYS.com　电话：(212) 416-8401　电子邮件：Charities.Bureau@ag.ny.gov\n\n登记类别：7A、EPTL、DUAL或EXEMPT\n\n组织在纽约慈善局登记时被指定登记类别：\n\n7A申报人根据《行政法》第7-A条（“7A”）登记，以在纽约募集捐款。\n\nEPTL申报人根据《遗产、权力与信托法》（“EPTL”）登记，因为其在纽约持有资产及／或为慈善目的开展活动。\n\n双重申报人同时根据7A和EPTL登记。\n\n豁免申报人已向纽约慈善局登记，并符合Schedule E—慈善组织登记豁免中的条件。这些组织无须提交年度财务报告，但可自愿提交。\n\n请在 www.CharitiesNYS.com 确认您的登记类别并进一步了解纽约州法律。\n\n在哪里可以找到贵组织的净资产？\n\n用于计算费用的净资产按以下方式计算：\n\n- IRS Form 990第I部分第22行\n\n- IRS Form 990-EZ第I部分第21行\n\n- IRS Form 990-PF：以公允市场价值计算的资产总额（第II部分第16(c)行）减去负债总额（第II部分第23(b)行）。\n\n968461 01-08-20 1019 CHAR500 慈善组织年度申报表（2020年1月更新）\n\n脚注\n\n截至申报截止日期，截至2019年12月31日止年度的经审计财务报表尚未最终完成。经审计财务报表将在完成后提交。\n\nCase 22-50073 Doc 1604-21 EXTENDED Filed 03/27/23\n至2020年11月16日　Entered 03/27/23 14:12:10 Page 5 of\n\n免征所得税组织申报表　OMB No. 1545-0047\nForm 990\n（2020年1月修订）\n\n请勿在本表中填写社会保障号码，因为本表可能向公众公开。\n供公众查阅\n\nDepartment of the Treasury（财政部）\nInternal Revenue Service（国内税收局）\n\n有关说明及最新信息，请访问 www.irs.gov/Form990。\n\nA　适用于2019日历年度，或自JAN 11 2019开始至DEC 31, 2019结束的纳税年度\n\nB　如适用，请勾选：\n地址变更\n名称变更\n首次申报\n最终申报／终止\n修正申报\n待定\n\nC　组织名称：RULE OF LAW FOUNDATION III, INC（法治基金会III公司）\n\nD　雇主识别号码：83-3252663\n\n营业名称：\n\n街道地址（或如邮件不投递至街道地址，则填写P.O. Box）：47-16-79 3RD FLOOR，62 EAST 64 STREET\n\n房间／套间号：\n\n电话：917-242-8069\n\n城市或城镇、州或省、国家及邮政编码：NEW YORK, NY 10065\n\n总收入：$4,210,315.\n\nH(a)　本申报表是否为集团申报表？是　否\n\n主要负责人姓名及地址：HAO HAIDONG（郝海东），同上\n\nH(b)　是否包括所有下属组织？是　否。如否，请附上清单。见说明。\n\nI　免税身份：501(c)(3)\n\nJ　网站：ROLFOUNDATION.ORG\n\nK　组织形式：公司　信托　协会　其他\n\nL　成立年份：2019\n\nM　法定住所州：DE\n\n第I部分　摘要\n\n1　简要说明组织的使命或最重要的活动：揭露腐败、妨碍司法、非法行为、暴行、非法监禁、过度……\n\n2　如组织停止运营或处置其净资产的25%以上，请勾选此框。\n\n3　治理机构有表决权成员人数（第VI部分第1a行）：3\n\n4　治理机构独立有表决权成员人数（第VI部分第1b行）：6\n\n5　2019日历年度雇员总人数（第V部分第2a行）：0\n\n6　志愿者总人数（如有必要可估计）：5\n\n7a　无关业务总收入（第VIII部分，第(C)栏，第12行）：0\n\n7b　来自Form 990-T第39行的无关业务应税净收入：0.\n\n前一年　当年\n\n8　捐款和赠款（第VIII部分，第1h行）：$4,210,112.\n\n9　项目服务收入（第VIII部分，第2g行）：0.\n\n10　投资收入（第VIII部分，第(A)栏，第3、4和7d行）：203.\n\n11　其他收入（第VIII部分，第(A)栏，第5、6d、8c、9c、10c和11e行）：0.\n\n12　总收入——第8至11行相加（必须等于第VIII部分第(A)栏第12行）：$4,210,315.\n\n13　已支付的赠款及类似款项（第IX部分，第(A)栏，第1至3行）：0\n\n14　向成员或代表成员支付的福利（第IX部分，第(A)栏，第4行）：0\n\n15　工资、其他雇员报酬及福利（第IX部分，第(A)栏，第5至10行）：$49,583.\n\n16a　专业募款费用（第IX部分，第(A)栏，第11e行）\n\n16b　募款总费用（第IX部分，第(D)栏，第25行）：$2,757,339,665.\n\n17　其他费用（第IX部分，第(A)栏，第11a至11d及第24e行）：$389,248.\n\n18　总费用。第13至17行相加（必须等于第IX部分第(A)栏第25行）：$3,821,067.\n\n19　收入减费用。从第12行减去第18行：0\n\n年初　年末\n\n20　资产总额（第X部分第16行）：$3,831,093.\n\n21　负债总额（第X部分第26行）：$10,026.\n\n22　净资产或基金余额。从资产总额中减去负债总额。\n\n第II部分　签名栏\n\n本人在伪证罪处罚的约束下声明，本人已审阅本申报表，包括随附的附表和声明，并且据本人所知和所信，其真实、正确和完整。除高级职员以外的申报编制人声明，系基于编制人所知的全部信息。\n\n在此签名\n\n高级职员签名　日期\n\nHAO HAIDONG（郝海东）　FOUNDATION CHAIR（基金会主席）\n\n印刷体姓名及职务\n\n受薪编制人专用\n\nINDY KAMEN（印迪·卡门）　1/13/20　自雇　P01384460\n\n申报编制人识别号码：11-3258497\n\n事务所名称：INDY KAMEN LLC（印迪·卡门有限责任公司）\n\n事务所地址：JANOVER ROOSEVELT BLVD，QUENTIN，GARDEN CITY, NY 11530\n\n事务所EIN：\n\n电话号码：516-542-63\n\n本人与申报编制人讨论本申报表，是否可以？是　否\n\n《文书工作减少法》通知，见单独说明。\n\nForm 990\n（2019）\n\n932001 01-20-20\n\n组织使命声明续页见Schedule O。\n\nCase 22-50073\nDoc 1604-21\nFiled 03/27/23　Entered 03/27/23 14:12:10\n\n项目服务成就\n\n1－项目服务说明\n\n1　简要说明该组织的使命：揭露中国政治、法律、商业和金融体系中普遍存在的妨碍司法、违法、腐败、导致监禁、过度量刑、骚扰、不人道待遇、虚假和残暴行为。\n\n2　在本项目年度内，该组织是否开展了任何未在先前 Form 990-EZ 或 Schedule O 中列明的重要项目服务？ 是　[X] 否。如“是”，请在 Schedule O 中说明这些新的服务。\n\n3　该组织是否对其开展任何项目服务的方式作出重大变更，或停止开展任何项目服务？ [X] 否　是。如“是”，请在 Schedule O 中说明这些变更。\n\n4　按支出金额从大到小，说明该组织三项最大的项目服务成就。section 501(c)(3) 和 section 501(c)(4) 组织必须报告项目服务总支出，包括向他人的赠款及分配款项。\n\n4a　\\$　（代码：　）（支出 \\$　）（收入 \\$　）本年度无\n\n4b　\\$　（代码：　）（支出 \\$　）（收入 \\$　）\n\n4c　\\$　（代码：　）（支出 \\$　）（收入 \\$　）\n\n4d　其他项目服务（请在 Schedule O 中说明）。\n\n项目服务总支出　932002 01-20-20　Form 990 (2019)\n\nCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 7 of 38\n\nForm 990 2019　RULE OF LAW FOUNDATION III INC（法治基金会 III 公司）　Part IV　所需附表核对表\n\nForm 83-3252663　Page 3\n\n是　否\n\n1　该组织是否属于 section 501(c)(3) 所述组织，或属于 section 4947(a)(1) 所述组织（私人基金会除外）？如“是”，请填写 Schedule A。　1　X\n\n2　该组织是否必须填写 Schedule B《捐款人附表》？　2　X\n\n3　该组织是否直接或间接代表或反对公职候选人参与政治竞选活动？如“是”，请填写 Schedule C，Part I。　3　X\n\n4　section 501(c)(3) 组织。该组织是否从事游说活动，或在本纳税年度内有效作出 section 501(h) 选择？如“是”，请填写 Schedule C，Part II。　4　X\n\n5　该组织是否属于 section 501(c)(4)、section 501(c)(5) 或 section 501(c)(6) 组织，并收取 Revenue Procedure 98-19 所界定的会员费、摊款或类似款项？如“是”，请填写 Schedule C，Part III。　5　X\n\n6　该组织是否维持任何捐赠人建议基金或任何类似基金或账户，捐赠人对该等基金或账户中款项的投资或分配有权提供建议？如“是”，请填写 Schedule D，Part I。　6　X\n\n7　该组织是否持有或接收保护地役权，包括为保护开放空间、环境、历史土地区域或历史建筑而设的地役权？如“是”，请填写 Schedule D，Part II。　7　X\n\n8　该组织是否维持艺术品、历史珍品或其他类似资产的收藏？如“是”，请填写 Schedule D，Part III。　8　X\n\n9　该组织是否在 Part X，line 21 中报告任何金额，或作为托管人、保管人、代管账户服务机构、债务管理、信贷修复或债务谈判服务机构，或提供信贷咨询服务？如“是”，请填写 Schedule D，Part IV。　9　X\n\n10　该组织是否直接或通过相关组织持有捐赠人限制性捐赠基金、永久捐赠基金或准永久捐赠基金中的资产？如“是”，请填写 Schedule D，Part V。　10　X\n\n11　如该组织对下列任何问题回答“是”，则请视情况填写 Schedule D，Parts VI、VII、VIII、IX、X。\n\na　该组织是否在 Part X，line 12 中报告土地、建筑物和设备金额？如“是”，请填写 Schedule D，Part VI。　11a　X\n\nb　该组织是否在 Part X，line 12 中报告占其在 Part X，line 16 所报告总资产 5% 或以上的其他证券投资金额？如“是”，请填写 Schedule D，Part VII。　11b　X\n\nc　该组织是否在 Part X，line 13 中报告占其在 Part X，line 16 所报告总资产 5% 或以上的项目相关投资金额？如“是”，请填写 Schedule D，Part VIII。　11c　X\n\nd　该组织是否在 Part X，line 15 中报告占其在 Part X，line 16 所报告总资产 5% 或以上的其他资产金额？如“是”，请填写 Schedule D，Part IX。　11d　X\n\ne　该组织是否在 Part X，line 25 中报告其他负债金额？如“是”，请填写 Schedule D，Part X。　11e　X\n\nf　该组织的单独或合并财务报表是否包括税务年度内关于该组织依据 FIN 48 (ASC 740) 对不确定税务立场承担责任的脚注？如“是”，请填写 Schedule D，Part X。　11f　X\n\n12a　该组织是否取得本纳税年度的单独独立审计财务报表？如“是”，请填写 Schedule D，Parts XI 和 XII。　12a　X\n\nb　该组织是否被纳入本纳税年度的合并独立审计财务报表？如“是”且该组织对 line 12a 回答“否”，则填写 Schedule D，Parts XI 和 XII 为可选。　12b　X\n\n13　该组织是否为 section 170(b)(1)(A)(ii) 所述学校？如“是”，请填写 Schedule E。　13　X\n\n14a　该组织是否在美国境外设有办公室、雇员或代理人？　14a　X\n\nb　该组织来自境外赠款、筹款、商业、投资和项目服务活动的合计收入或支出是否超过 \\$10,000，或其在境外的合计外国投资是否价值 \\$100,000 或以上？如“是”，请填写 Schedule F，Parts I 和 IV。　14b　X\n\n15　该组织是否在 Part IX，column (A)，line 3 中报告向外国组织提供超过 \\$5,000 的任何赠款或其他援助？如“是”，请填写 Schedule F，Parts II 和 IV。　15　X\n\n16　该组织是否在 Part IX，column (A)，line 3 中报告向外国个人提供超过 \\$5,000 的赠款或其他援助总额？如“是”，请填写 Schedule F，Parts III 和 IV。　16　X\n\n17　该组织是否在 Part IX，column (A)，lines 6 和 11e 中报告专业筹款服务支出总额超过 \\$15,000？如“是”，请填写 Schedule G，Part I。　17　X\n\n18　该组织是否在 Part VIII，lines 1c 和 8a 中报告筹款活动收入总额超过 \\$15,000？如“是”，请填写 Schedule G，Part II。　18　X\n\n19　该组织是否在 Part VIII，line 9a 中报告博彩活动收入总额超过 \\$15,000？如“是”，请填写 Schedule G，Part III。　19　X\n\n20a　该组织是否经营一家或多家医院设施？如“是”，请填写 Schedule H。　20a　X\n\nb　如对 line 20a 的回答为“是”，该组织是否随本申报表附上其审计财务报表副本？　20b\n\n21　该组织是否在 Part IX，column A，line 1 中报告向国内政府组织提供超过 \\$5,000 的任何赠款或其他援助？　21　X\n\n932003 01-20-20　Form 990 (2019)\n\nCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 8 of 38\n\nRULE OF LAW FOUNDATION III INC（法治基金会 III 公司）\n\n83-3252663　Page 4\n\nPart IV　所需附表核对表（续）\n\n是　否\n\n22　该组织是否在 Part IX，column (A)，line 2 中报告向国内个人提供超过 \\$5,000 的赠款或其他援助？如“是”，请填写 Schedule I，Parts I 和 III。　22　X\n\n23　该组织是否对有关其现任及前任高级职员、董事、受托人、关键雇员及最高薪酬雇员报酬的 Part VII，Section A，line 1a、1b、3、4 或 5 回答“是”？如“是”，请填写 Schedule J。　23　X\n\n24a　该组织是否拥有未偿还本金金额超过 \\$100,000 的免税债券发行，且该债券于 December 31, 2002 后发行？如“是”，请回答 lines 24b 至 24d，并填写 Schedule K。　24a　X\n\nb　该组织是否在临时期间例外情形以外投资免税债券所得款项？如“否”，转至 line 25a。　24b\n\nc　在本年度任何期间内，该组织是否维持用于为任何免税债券再融资以外目的的托管账户？　24c\n\nd　在本年度任何期间内，该组织是否作为发行人的“代表”行事，就未偿债券而言？　24d\n\n25a　section 501(c)(3)、section 501(c)(4) 或 section 501(c)(29) 组织。该组织是否在本年度内与不合格人员进行超额利益交易？　25a　X\n\nb　该组织是否知悉其在先前年度与不合格人员进行过超额利益交易，而该交易尚未在任何先前 Form 990、Form 990-EZ 或 Form 990-PF 中报告？如“是”，请填写 Schedule L，Part I。　25b　X\n\n26　该组织是否在 Part X，line 5、6、22 或 35 中报告应收自或应付给现任或前任高级职员、董事、受托人、关键雇员、创始人、实质捐赠人、创设人或其任何 35% 控制实体或家庭成员的任何金额？如“是”，请填写 Schedule L，Part II。　26　X\n\n27　该组织是否向任何现任或前任高级职员、董事、受托人、关键雇员、创始人、实质捐赠人、创设人、赠款遴选委员会成员、其雇员、任何 35% 控制实体（包括该实体的雇员）或上述任何人士的家庭成员提供赠款或其他援助？如“是”，请填写 Schedule L，Part III。　27　X\n\n28　该组织是否与下列任一方进行商业交易（有关申报门槛、条件和例外情形，见 Schedule L，Part IV 说明）：\n\na　现任或前任高级职员、董事、受托人或关键雇员、创始人、实质捐赠人或创设人？如“是”，请填写 Schedule L，Part IV。　28a　X\n\nb　line 28a 所述个人的家庭成员？如“是”，请填写 Schedule L，Part IV。　28b　X\n\nc　一名或多名 lines 28a 或 28b 所述个人和／或组织的 35% 控制实体？如“是”，请填写 Schedule L，Part IV。　28c　X\n\n29　该组织是否收到超过 \\$25,000 的非现金捐赠？如“是”，请填写 Schedule M。　29　X\n\n30　该组织是否收到艺术品、历史珍品或其他类似资产的捐赠，或合格保护性捐赠？如“是”，请填写 Schedule M。　X\n\n31　该组织是否清算、终止、解散或停止经营？如“是”，请填写 Schedule N，Part I。　31　X\n\n32　该组织是否出售、交换、处置或转让其净资产的 25% 以上？如“是”，请填写 Schedule N，Part II。　32　X\n\n33　该组织是否根据 Regulations sections 301.7701-2 和 301.7701-3 拥有被视为与该组织分离的实体？如“是”，请填写 Schedule R，Part I。　33　X\n\n34　该组织是否与任何免税或应税相关实体有关联？如“是”，请填写 Schedule R，Part II、III 或 IV。　34　X\n\n35a　该组织是否在 section 512(b)(13) 的含义范围内拥有受控实体？　35a　X\n\nb　如对 line 35a 的回答为“是”，该组织是否收到来自受控实体的任何付款，或与受控实体进行 section 512(b)(13) 所述的任何交易？如“是”，请填写 Schedule R，Part V，line 2。　35b\n\n36　section 501(c)(3) 组织。该组织是否向任何免税非慈善相关组织进行转移？如“是”，请填写 Schedule R，Part V，line 2。　36　X\n\n37　该组织是否通过非相关实体开展其超过 5% 的活动，而该实体就联邦所得税而言被视为合伙企业？如“是”，请填写 Schedule R，Part VI。　37　X\n\n38　该组织是否完成 Schedule O，并在 Schedule O 中对 Part VI，lines 11b 和 19 提供说明？注：所有 Form 990 申报人均须完成 Schedule O。　38　X\n\nPart V　关于其他 IRS 申报和税务合规的声明\n\n如 Schedule O 包含对本 Part V 中任何 line 回应的说明或注释，请勾选。　-0-\n\n1a\n\n表格 1096 的第 3 栏中申报的数额。如不适用，填报 -0-。1a\n\n填报纳入第 1a 行的 W-2G 表格数量。如不适用，填报 -0-。1b\n\n本组织是否遵守了对向供应商作出的应申报付款以及向获奖者支付的应申报博彩（赌博）奖金适用的备用预扣税规则？1c\n\nForm 990（2019）\n932004 01-20-20\n\nForm 990 2019\n\nRULE OF LAW FOUNDATION III, INC.（法治基金会 III，公司）\n2019.05000 RULE OF LAW FOUNDATION III, INC. 31317091\n\n案件 22-50073　文档 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 9 页，共 38 页\n\nRULE OF LAW FOUNDATION III, INC.（法治基金会 III，公司）　83-3252663　第 5 页\n\nForm 990 2019\n第五部分　其他 IRS 申报与税务合规\n续　报送税务表格　是　否\n\n2a　工资和税务申报表。填报本组织在本年度或本年度内结束的日历年度内提交的 W-3 表中所申报的雇员人数。2a\n\n2b　如第 2a 行申报至少一名雇员，本组织是否提交了所有规定的联邦雇佣税申报表？2b\n\n注：如第 1a 行和第 2a 行之和大于 $1,000，您可能被要求进行电子申报（见说明）。\n\n3a　本组织在本年度是否取得 $1,000 或以上的无关业务总收入？3a\n\n3b　如“是”，本组织是否已就本年度提交 Form 990-T？如“否”，请在 Schedule O 中提供说明。3b\n\n4a　在日历年度内的任何时候，本组织是否在外国拥有或对任何银行账户、证券账户或其他金融账户（例如金融账户、银行账户或其他账户）拥有权益、签字权或其他权限？4a\n\n4b　如“是”，请填报该外国的名称。参见 FinCEN Form 114，即外国银行及金融账户报告（FBAR）的申报要求说明。4b\n\n5a　本组织在纳税年度内的任何时候是否为任何被禁止的避税交易的一方？5a\n\n5b　任何应税方是否通知本组织其为被禁止避税交易的一方？5b\n\n5c　如对第 5a 行或第 5b 行回答“是”，本组织是否提交 Form 8886-T？5c\n\n6a　本组织通常年总收入是否大于 $100,000，且本组织是否募集不可作为税项扣除的慈善捐款？6a\n\n6b　如“是”，本组织是否在每次募捐中明确说明此类捐赠或礼物不可作税项扣除？6b\n\n7　依第 170(c) 条接受可扣除捐款的组织。\n\n7a　本组织是否收取超过 $75 的付款，该付款部分为捐款，部分为向付款人提供的商品和服务？7a\n\n7b　如“是”，本组织是否通知捐赠人所提供商品或服务的价值？7b\n\n7c　本组织是否出售、交换或以其他方式处置了其必须提交 Form 8282 的有形个人财产？7c\n\n7d　如“是”，请注明本年度提交的表格数量。7d\n\n7e　本组织是否直接或间接收取任何资金，或为个人利益合同支付保费？7e\n\n7f　本组织是否在本年度内直接或间接为个人利益合同支付保费？7f\n\n7g　如本组织因收到合格知识产权捐赠而被要求提交 Form 8899，本组织是否提交了该表？7g\n\n7h　如本组织收到汽车、船只、飞机或其他车辆的捐赠，本组织是否提交 Form 1098-C？7h\n\n8　维持捐赠人建议基金的发起组织。本组织在本年度内任何时候维持的捐赠人建议基金是否持有任何超额商业持股？8\n\n9　维持捐赠人建议基金的发起组织。\n\n9a　发起组织是否根据第 4966 条进行了任何应税分配？9a\n\n9b　发起组织是否向捐赠人、捐赠人顾问或关联人士作出分配？9b\n\n10　第 501(c)(7) 条组织。填报：\n\n10a　纳入第 VIII 部分第 1 行的入会费和资本缴款。10a\n\n10b　纳入 Form 990 第 VIII 部分第 12 行的俱乐部设施公众使用总收入。10b\n\n11　第 501(c)(12) 条组织。填报：\n\n11a　来自成员或股东的总收入。11a\n\n11b　来自其他来源的总收入。（不得将应付给其他来源的净额或从其收到的净额相抵。）11b\n\n12a　第 4947(a)(1) 条非免税慈善信托。本组织是否以 Form 1041 替代申报 Form 990？12a\n\n12b　如“是”，填报本年度收到或应计的免税利息金额。12b\n\n13　第 501(c)(29) 条合格非营利健康保险发行人。\n\n13a　本组织是否获准在一个以上州发行合格健康计划？13a\n\n注：有关本组织必须在 Schedule O 中申报的其他信息，请参阅说明。\n\n13b　填报本组织获准发行合格健康计划的各州要求本组织维持的准备金数额。13b\n\n13c　填报现有准备金数额。13c\n\n14a　本组织在纳税年度内是否收到任何室内日光浴服务付款？14a\n\n14b　如“是”，本组织是否已提交 Form 720 以申报这些付款？如“否”，请在 Schedule O 中提供说明。14b\n\n15　本组织是否须就本年度超过 $1,000,000 的薪酬付款或超额降落伞付款缴纳第 4960 条税款？15\n\n如“是”，请参阅说明并提交 Form 4720，Schedule N。\n\n16　本组织是否为须就净投资收入缴纳第 4968 条消费税的教育机构？16\n\n如“是”，请完成 Form 4720，Schedule O。\n\nForm 990（2019）\n\n案件 22-50073　文档 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 10 页，共 38 页\n\nRULE OF LAW FOUNDATION III, INC.（法治基金会 III，公司）　83-3252663　第 6 页\n\nForm 990（2019）\n第 VI 部分　治理、管理和披露\n\n对于下文第 8a、8b 及 10b 至 16b 行中每一项“是”的回答，以及第 2 至 7b 行中每一项“否”的回答，请在 Schedule O 中说明相关情况、流程或变更。参见说明。\n\n如 Schedule O 中载有对本第 VI 部分任何一行或任何回答的说明，请勾选。X\n\nA 节　管理机构和管理　是　否\n\n1a　填报纳税年度末管理机构有表决权成员的人数。1a\n\n1b　如管理机构成员之间存在表决权或权利方面的重大差异，或管理机构已将广泛权限授予执行委员会或类似委员会，请在 Schedule O 中说明。1b\n\n1c　填报上述第 1a 行所列有表决权成员中独立成员的人数。1c\n\n2　任何高级职员、董事、受托人或关键雇员是否与任何其他高级职员、董事、受托人或关键雇员存在家庭关系或业务关系？2\n\n3　本组织是否将通常由高级职员、董事、受托人或关键雇员直接监督下履行的管理职责委托给管理公司或其他人士？3\n\n4　本组织自上一份 Form 990 申报以来是否对其治理文件作出任何重大变更？4\n\n5　本组织在本年度内是否知悉其资产被重大挪用？5\n\n6　本组织是否有成员或股东？6\n\n7a　本组织是否有一名或多名成员、股东或其他人士有权选任或任命管理机构的一名或多名成员？7a\n\n7b　本组织的任何治理决定是否须经成员、股东或管理机构以外人士批准？7b\n\n8　本组织是否以书面形式及时记录本年度采取的下列行动？\n\n8a　管理机构采取的行动？8a\n\n8b　每个有权代表管理机构行事的委员会采取的行动？8b\n\n9　是否有任何列于第 VII 部分 A 节的高级职员、董事、受托人或关键雇员无法通过本组织的邮寄地址联系？9\n\nB 节　政策　是　否\n\n10a　本组织是否有地方分会、分支机构或附属机构？10a\n\n10b　如“是”，本组织是否有书面政策和程序，用以管理该等分会、分支机构及附属机构的活动，并确保其运作符合本组织的免税宗旨？10b\n\n11a　本组织在提交本表格之前，是否已向其管理机构全体成员提供本 Form 990 的完整副本？11a\n\n11b　请在 Schedule O 中说明本组织用于审阅本 Form 990 的流程（如有）。\n\n12a　本组织是否有书面的利益冲突政策？如“否”，请转至第 13 行。12a\n\n12b　是否要求董事、受托人、高级职员及关键雇员每年披露可能导致冲突的利益？12b\n\n12c　如“是”，本组织是否定期且一贯地监督并执行对该政策的遵守？请在 Schedule O 中说明如何执行。12c\n\n13　本组织是否有书面的吹哨人政策？13\n\n14　本组织是否有书面的文件保留和销毁政策？14\n\n15　本组织是否有确定下列人员薪酬的程序，包括可比性数据的审查与批准，以及对审议和决定的及时书面记录？\n\n15a　本组织的 CEO、执行董事或最高管理负责人。15a\n\n15b　本组织的其他高级职员或关键雇员。15b\n\n如对第 15a 行或第 15b 行回答“是”，请在 Schedule O 中说明该程序。\n\n16a　本组织在本年度是否投资于、向其投入资产、参与与应税实体的合资企业或类似安排？16a\n\n16b　如“是”，本组织是否遵循书面政策或程序，要求本组织评估其参与合资安排是否符合适用的联邦税法，并采取措施保障本组织就该等安排的免税地位？16b\n\nC 节　披露\n\n17　列出必须提交本 Form 990 副本的州。NY、CA\n\n18　仅第 501(c)(3) 条组织。第 6104 条要求组织向公众提供其 Forms 1023（或适用时 Form 1023-EZ）、1024、1024-A、990 及 990-T 以供查阅。请说明您如何使其可供公众查阅。勾选所有适用项。\n\n本组织网站\n\n其他网站\n\n应要求提供\n\n其他（请在 Schedule O 中说明）\n\n19　请在 Schedule O 中说明本组织是否以及如何在本纳税年度内向公众提供其治理文件、利益冲突政策和财务报表。\n\n20　填写保管本组织账簿和记录之人士的姓名、地址及电话号码。\n\nROSS HEINEMEYER（罗斯·海内迈耶）\nEAST　街道，纽约，NY\n917-242-8069\n\n932006 01-20-20　Form 990（2019）\n\n案件 22-50073　文档 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 11 页，共 38 页\n\nRULE OF LAW FOUNDATION III, INC.（法治基金会 III，公司）　83-3252663　第 7 页\n\nForm 990（2019）\n第 VII 部分　高级职员、董事、受托人、关键雇员、最高薪酬雇员及独立承包商的薪酬\n\nA 节　高级职员、董事、受托人、关键雇员及最高薪酬雇员\n\n在本表中列出所有须申报薪酬的人员，包括本组织所有现任高级职员、董事及受托人（无论是否为个人），不论薪酬数额。若在（D）、（E）和（F）栏未支付薪酬，填报 -0-。\n\n列出本组织所有现任关键雇员（如有）。有关“关键雇员”的定义，请参阅说明。\n\n列出本组织现任五名最高薪酬雇员（高级职员、董事、受托人或关键雇员除外）；该等雇员从本组织及任何关联组织获得的应申报薪酬（Form W-2 第 5 栏和/或 Form 1099-MISC 第 7 栏）超过 $100,000。\n\n• 列出该组织的所有前任高级职员、关键雇员及薪酬最高雇员；其从该组织及任何关联组织获得的应报告薪酬超过 $100,000。\n\n• 列出该组织的所有前任董事或受托人；其以该组织前任董事或受托人的身份从该组织及任何关联组织获得的应报告薪酬超过 $10,000。\n\n有关上述人员的列示顺序，请参阅说明。\n\nX 如该组织及任何关联组织均未向任何现任高级职员、董事或受托人支付薪酬，请勾选此框。\n\n(A)　(B)　(C)　(D)　(E)　(F)\n\n姓名及职务　每周平均　职位\n（除非该人员同时为高级职员和董事/受托人，否则不得勾选一个以上方框）　应报告薪酬　应报告薪酬　估计金额\n小时数　来自　来自关联　其他\n（列出　－　该　组织　薪酬\n任何　高级职员　董事/受托人　关键雇员　薪酬最高雇员　前任　组织　W-2/1099-MISC）　来自该\n关联　组织　W-2/1099-MISC　组织及其\n组织　关联组织\n的小时数　以下\n各行）\n\n(1) MAX KRASNER（马克斯·克拉斯纳）　8.00\n总裁、\n司库、\n董事　X　X　0.　0.　0.\n\n(2) KYLE BASS（凯尔·巴斯）　2.00\n主席、\n董事　X　~•　~•　~•\n\n(3) JENNIFER MERCURIO（詹妮弗·梅尔库里奥）　20.00\n董事、\n总法律顾问、\n秘书，　20.00　X　X　0.　0.　0.\n\n(4) MELISSA MENDEZ（梅丽莎·门德斯）　1.00\n董事　X　~•　~•　~•\n\n(5) YA LI（李娅）　1.00\n董事　X　~.　~•　~•\n\n(6) DINGGANG WANG（王定刚）　1.00\n董事　X　~.　~•　~•\n\n932007 01-20-20 990表（2019）\n案件 22-50073　文书 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 12 页\n\nRULE OF LAW FOUNDATION III, INC（法治基金会第三公司）\n990表（2019）　83-3252663　第 8 页\n\n第 VII 部分　第 A 节：高级职员、董事、受托人、关键雇员及薪酬最高雇员（续）\n\n(C)\n(B)\n(D)\n(E)\n(A)　(F)\n\n姓名及职务　每周平均　职位　应报告薪酬　应报告薪酬　估计金额\n小时数　（除非该人员同时为高级职员和董事/受托人，否则不得勾选一个以上方框）　来自　来自关联　其他\n（列出　该　组织　薪酬\n关联组织　组织　W-2/1099-MISC）　来自该\n的任何小时数　W-2/1099-MISC　组织及其\n以下　个人受托人或董事　机构受托人　高级职员　关键雇员　薪酬最高雇员　前任　关联组织\n各行）\n\n1b 小计　0 .　0 .　0 .\nc 第 VII 部分第 A 节续页合计　0 .　0 .　0 .\nd 合计（第 1b 行与第 1c 行之和）　0 .　0 .　0 .\n\n2 从该组织获得超过 $100,000 应报告薪酬的个人总人数（包括但不限于上述所列人员） ►　0\n\n是　否\n\n该组织是否在第 1a 行列出任何前任高级职员、董事、受托人、关键雇员或薪酬最高雇员？如“是”，请为该个人填写附表 J　　X\n\n对于第 1a 行列出的任何个人，其来自该组织及关联组织的应报告薪酬合计是否超过 $150,000？如“是”，请为该个人填写附表 J　　X\n\n5 第 1a 行列出的任何人员是否因向该组织提供服务而从任何非关联组织或个人获得或累计获得薪酬？如“是”，请为该人员填写附表 J　　X\n\n第 B 节：独立承包商\n\n1 请为从该组织获得超过 $100,000 薪酬的五名薪酬最高独立承包商填写本表。报告在该组织纳税年度结束之日或期间结束的日历年度的薪酬。\n\n(B)　(C)\n(A)\n\n姓名及营业地址　无　服务说明　薪酬\n\n2 从该组织获得超过 $100,000 薪酬的独立承包商总人数（包括但不限于上述所列人员） ▶　0\n\n990表（2019）\n\n1a\n2a\n\na>　b\nc\nd\ne\nf\n\nh\nb\nC\ne\nf　-\n-\n-\n如\n附表\nO\n对\n本第 VIII 部分的任何一行载有答复或说明，请勾选\n\n联合筹款活动\n会员费\n\n筹款活动\n\n关联组织\n政府补助金（捐款）\n其他\n捐款、\n赠与、\n补助金及\n上述未包括的所有类似金额\n第 1a 至 1f 行中包括的非现金捐款\n第 1a 至 1f 行之和\n合计。\n计划服务\n所有\n其他\n第 2a 至 2f 行计划服务收入。\n各行之和\n合计。\n投资\n收入\n—\n其他类似金额）\n投资\n收入\n特许权使用费　包括\na\n\n补助金、\n及\n收入　答复\n1a\n1b\n1c\n1d\n1e\n1f\n$\n1　行\n说明\n至\n组织\n4,210,112.\n209,583.\n业务代码　于\n本\n第 VIII 部分\n(A)\n总收入\n4,210,112.　(B)\n关联或免税\n职能收入　(C)\n非关联\n营业收入　(D)\n根据\n第 512 至 514 条\n免税的收入\n\n及\n（包括\n股息、\n利息、\n203.　203.\n免税债券收益\n\n(ii) 个人\na　租金总额　6a　(i) 不动产\nb\n租赁\n减：费用\n6b\nc　租赁收入或（亏损）　6c\nd　租赁收入或（亏损）净额\na　出售\n非存货\n资产所得总额　(i) 证券　(ii) 其他\nb　其他\n减：成本基础\n或　7a\n销售费用　7b\nc　收益或（亏损）　7c\nd　净收益或（亏损）\n\n8 a　筹款活动总收入（不\n$\n包括第 1c 行报告的\n捐款）。参见\n第 IV 部分第 18 行\n8a\nb　减：直接费用　8b\nc　筹款活动净收入或（亏损）\n\n9　a　博彩活动总收入。参见\n第 IV 部分第 19 行\n\n9a\nb　减：\n直接费用　9b\nc　博彩活动净收入或（亏损）\n\n10　a　存货销售总额，\n减退货\n及折让　10\nb\nc　减：已售商品成本\n\n存货销售\n净收入或亏损\n\n业务代码\n8.11　a\n\nb\nC\n12　d　所有其他收入\ne 合计。第 11a 至 11d 行之和\n\n16201113 785547 313170900\n案件 22-50073　文书 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 14 页\n\nRULE OF LAW FOUNDATION III, INC　83-3252663　第 10 页\n\nRULE OF LAW FOUNDATION III, INC\n990表（2019）\n第 IX 部分　职能费用表　83-3252663　第 10 页\n\n第 501(c)(3) 条及第 501(c)(4) 条组织必须填写所有栏。所有其他组织必须填写 (A) 栏。\n如附表 O 对本第 IX 部分的任何一行载有答复或说明，请勾选。\n\n不得包括第 VIII 部分第 6b、7b、8b、9b 及 10b 行报告的金额。　(A)\n费用总额　(B)\n计划服务\n费用　(C)\n管理及\n一般费用　(D)\n筹款\n费用\n\n1 向境内组织及境内政府提供的补助金及其他援助。参见第 IV 部分第 21 行\n\n2 向境内个人提供的补助金及其他援助。参见第 IV 部分第 22 行\n\n3 向外国组织、外国政府及外国个人提供的补助金及其他援助。参见第 IV 部分第 15 及 16 行\n\n4 向会员支付或为会员支付的福利\n\n5 现任高级职员、董事、\n受托人及关键雇员的薪酬\n\n6 未包括在上述项目中的向不合资格人员（定义见第 4958(f)(1) 条）以及第 4958(c)(3)(B) 条所述人员支付的薪酬　49,583.　47,104.　2,479.\n\n7 其他工资及薪金\n\n8 养老金计划应计额及缴款（包括第 401(k) 条及第 403(b) 条雇主缴款）\n\n9 其他雇员福利\n\n10 工资税\n\n11 服务费用（非雇员）：\na 管理\nb 法律　56,464.　56,464.\nc 会计\nd 游说\ne 专业筹款服务。参见第 IV 部分第 17 行\nf 投资管理费\ng 其他。（如第 11g 行金额超过第 25 行 (A) 栏金额的 10%，请在附表 O 中列出第 11g 行费用。）\n\n12 广告及推广\n\n13 办公费用　23,008.　22,730.　278.\n\n14 信息技术\n\n15 特许权使用费\n\n16 场地使用费　160,000.　160,000\n\n17 差旅\n\n18 为任何联邦、州或地方公职人员支付的差旅或招待费用\n\n19 会议、大会及集会\n\n20 利息\n\n21 向关联方付款\n\n22 折旧、耗减及摊销\n\n23 保险　22,561.　22,561.\n\n24 其他费用。逐项列出上文未涵盖的费用（在第 24e 行列出杂项费用。如第 24e 行金额超过第 25 行 (A) 栏金额的 10%，请在附表 O 中列出第 24e 行费用。）\na 银行费用　75,385.　75,385.\nb 企业登记　2,247.　2,247.\nc\nd\ne 所有其他费用\n\n25 职能费用总额。第 1 行至第 24e 行之和　389 , 248 .　0 .　386,491.　2,757.\n\n26 共同成本。仅在该组织于 (B) 栏报告来自合并教育活动及筹款募集的共同成本时填写本行。\n如遵循 SOP 98-2（ASC 958-720），请在此勾选 >\n\n932010 01-20-20　990表（2019）\n\n第 X 部分　资产负债表\n\n如附表 O 对本第 X 部分的任何一行载有答复或说明，请勾选。\n\n(A)\n年初　(B)\n年末\n\n1　现金——非计息　1　3,825,681.\n\n2　储蓄及临时现金投资\n\n3　应收承诺捐款及补助金，净额\n\n4　应收账款，净额\n\n5　应收现任或前任高级职员、董事、\n受托人、关键雇员、创始人或设立人、35%\n以上实质性捐助人，或上述任何人士的家庭成员或受控实体的贷款及其他应收款\n\n6　应收其他不合资格人员（定义见第 4958(f)(1) 条）及第 4958(c)(3)(B) 条所述人员的贷款及其他应收款\n\n7　应收票据及贷款，净额\n\n8　待售或待用存货\n\n9　预付费用及递延费用　9　5,412.\n\n10a　土地、建筑物及其他设备：\n成本或其他基础。完成附表 D\n第 VI 部分　10a\nb　减：累计折旧　10b\nc　10c\n\n11　公开交易证券投资\n\n12　其他证券投资。参见第 IV 部分第 11 行　12\n\n13　计划相关投资。参见第 IV 部分第 11 行\n\n14　无形资产　14\n\n15　其他资产。参见第 IV 部分第 11 行　15\n\n16　资产总额。第 1 至 15 行之和　0 .　16　3,831,093.\n\n17　应付账款及应计费用　17　2,051.\n\n18　应付补助金\n\n19　递延收入　19\n\n20　免税债券负债\n\n21　托管或保管账户负债。完成附表 D\n第 IV 部分　21\n\n22　应付现任或前任高级职员、董事、\n受托人、关键雇员、创始人或设立人、35%\n以上实质性捐助人，或上述任何人士的家庭成员或受控实体的贷款及其他应付款　22\n\n23　应付非关联第三方的有担保抵押票据及贷款　23\n\n24　应付非关联第三方的无担保票据及贷款\n\n25　其他负债（包括应付关联第三方的联邦所得税及其他未包括于第 17 至 24 行的负债）。完成附表 D\n第 X 部分　0 .　25　7,975.\n\n26　负债总额。第 17 至 25 行之和　0 .　26　10,026.\n\n遵循 FASB ASC 958 的组织，请在此勾选　[X]\n并填写第 27、28、32 及 33 行。\n\n27　无捐赠者限制的净资产　27　3,821,067.\n\n28　有捐赠者限制的净资产　28\n\n不遵循 FASB ASC 958 的组织，请在此勾选\n并填写第 29 至 33 行。\n\n29　资本股票、信托本金或流动资金\n\n30　实缴资本、资本盈余，或土地、建筑物、设备基金\n\n31　留存收益、捐赠基金、累计收入或其他基金\n\n32　净资产或基金余额总额　0 .　32　3,821,067.\n\n33　负债及净资产/基金余额总额　0.　33　3,831,093.\n\n990表（2019）\n\n案件 22-50073　文书 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 16 页\n\n990表（2019）\nRULE OF LAW FOUNDATION III, INC　83-3252663　第 12 页（共 38 页）\n\n如附表 O 对本第 XI 部分的任何一行载有答复或说明，请勾选。\n\n1　总收入（必须等于第 VIII 部分 (A) 栏第 12 行）　4,210,315.\n\n2　总费用（必须等于第 IX 部分 (A) 栏第 25 行）　389,248.\n\n3　收入减费用。第 1 行减第 2 行　3,821,067.\n\n4　年初净资产或基金余额（必须等于第 X 部分第 32 行 (A) 栏）\n\n5　投资未实现净收益（亏损）\n\n6　捐赠服务及设施使用\n\n7　投资费用　7\n\n8　前期调整　8\n\n9　净资产或基金余额的其他变动（在附表 O 中说明）　0.\n\n10　年末净资产或基金余额。第 3 至 9 行之和（必须等于第 X 部分第 32 行 (B) 栏）　3,821,067.\n\n第 XII 部分\n财务报表及报告\n\n如附表 O 对本第 XII 部分的任何一行载有答复或说明，请勾选。\n\n1　其他\n\n用于 Form 990 的会计方法：\n\nE-1　现金制\n\nEX-1　权责发生制\n\nE-1　其他\n\n如果该组织变更了其上一年度的会计方法，或勾选“其他”，请在 Schedule O 中说明。\n\n2a　该组织的财务报表是否由独立会计师编制或复核？\n\n2a　X\n\n如“是”，请勾选下列方框，以表明本年度财务报表是按单独基础、合并基础，或两者兼有的基础编制或复核：\n\nE-1　合并基础\n\nE-1　单独基础\n\n合并及单独基础两者兼有\n\nb　该组织的财务报表是否由独立会计师审计？\n\na　X\n\n如“是”，请勾选下列方框，以表明本年度财务报表是按单独基础、合并基础，或两者兼有的基础审计：\n\nE-1　合并基础\n\n合并及单独基础两者兼有\n\n1~Xl　单独基础\n\nc　如第 2a 或 2b 行回答“是”，该组织是否设有一个委员会，负责监督其财务报表的审计、编制或复核，以及遴选独立会计师？\n\n2c　X\n\n如果该组织在本纳税年度内变更了其监督程序或遴选程序，请在 Schedule O 中说明。\n\n3a　由于获得联邦资助，该组织是否被要求按照《单一审计法》及 OMB Circular A-133 的规定接受一次或多次审计？\n\n3a　X\n\nb　如“是”，该组织是否接受了所要求的一次或多次审计？如果该组织未接受所要求的一次或多次审计，请在 Schedule O 中说明原因，并描述为接受该等审计所采取的任何措施。\n\n3b\n\nForm 990 (2019)\n\nr--\n\nCase 22-50073　Doc 1604-21　Filed 03/27/23　of 38　Entered 03/27/23 14:12:10　Page 17\n\nSCHEDULE A\n\n公共慈善机构资格及公众支持\n\nOMB No. 1545-0047\n\n(Form 990 或 990-EZ)\n\n如该组织属于 section 501(c)(3) 组织或 section 4947(a)(1) 非豁免慈善信托，请填写本表。\n\n2019\n\n财政部\n\n附于 Form 990 或 Form 990-EZ。\n\n公开查阅\n\n组织名称　雇主识别号码\n\nRULE OF LAW FOUNDATION III, INC.（法治基金会第三公司）　83-3252663\n\n第一部分　公共慈善机构资格\n\n所有组织均须完成本部分。参见说明。\n\n该组织不是私人基金会，因为其属于下列第 1 至 12 项之一。仅勾选一项：\n\n1　section 170(b)(1)(A)(i) 所述的教会、教会大会或教会协会。\n\nsection 170(b)(1)(A)(ii) 所述的学校。（附上 Schedule E（Form 990 或 990-EZ）。）\n\nE-1　section 170(b)(1)(A)(iii) 所述的医院或合作医院服务组织。\n\n与 section 170(b)(1)(A)(iii) 所述医院联合运营的医学研究组织。填写医院名称、城市和州：\n\nE-1　为由政府单位拥有或运营的学院或大学之利益而运营的组织，或由该政府单位运营的组织，如 section 170(b)(1)(A)(iv) 所述。（完成第二部分。）\n\n联邦、州或地方政府，或 section 170(b)(1)(A)(v) 所述的政府单位。\n\n[X　通常从政府单位或一般公众获得其大部分支持的组织，如 section 170(b)(1)(A)(vi) 所述。（完成第二部分。）\n\n~3　section 170(b)(1)(A)(vi) 所述的社区信托。（完成第二部分。）\n\nE3　section 170(b)(1)(A)(ix) 所述、与赠地学院或大学或非赠地农业学院联合运营的农业研究组织（参见说明）。填写该学院或大学的名称、城市和州：\n\n[33　通常符合以下条件的组织：（1）其支持中超过 1/3 来自捐款、会员费，以及与其豁免职能相关的活动所得总收入；并且（2）其支持中不超过 1/3 来自投资收入以及不相关业务应税收入（扣除税款后，但有某些例外）超过 1975 年 6 月 30 日后取得的业务所得。参见 section 509(a)(2)。（完成第三部分。）\n\nE-1　专为公共安全测试而组织和运营的组织。参见 section 509(a)(4)。\n\nE-3　专为以下目的而组织和运营的组织：为一个或多个 section 509(a)(1) 或 section 509(a)(2) 所述、受公众支持组织的利益而设，为履行其职能，或实现其宗旨。参见 section 509(a)(3)。勾选第 12a 至 12d 行中说明该支持组织类型的方框，并完成第 12e、12f 和 12g 行。\n\na　Type I。由一个或多个受支持组织监督、控制或运营的支持组织，通常由受支持组织任命或选举该支持组织董事或受托人的多数。必须完成第四部分 A 节和 B 节。\n\nb　E-1　Type II。与其受支持组织有联系并受其监督或控制的支持组织，其支持组织的控制权或管理权归属于控制或管理受支持组织的同一批人士。必须完成第四部分 A 节和 C 节。\n\nc　Type III 功能整合型。与其受支持组织有联系并进行功能整合的支持组织（参见说明）。必须完成第四部分 A、D 和 E 节。\n\nd　E-1　Type III 非功能整合型。与其受支持组织有联系但未进行功能整合的支持组织。该组织通常必须满足分配要求及关注程度要求（参见说明）。必须完成第四部分 A 节和 D 节，以及第五部分。\n\ne　如果该组织收到 IRS 的书面认定，确认其为 Type I、Type II、Type III 功能整合型或 Type III 非功能整合型支持组织，请勾选此方框。\n\nf　填写受支持组织的数量。\n\ng　就受支持组织提供以下信息。\n\n（i）受支持组织名称　（ii）EIN　（iii）组织类型（见上列说明）　（iv）该组织是否列名于管理文件中？是／否　（v）货币支持金额（见说明）　（vi）其他支持金额（见说明）\n\n合计\n\nLHA　有关《文书工作减少法》通知，请参见 Form 990 或 990-EZ 的说明。932021 09-25-19　Schedule A (Form 990 or 990-EZ) 2019\n\nCase 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 18 of 38\n\n第二部分　section 170(b)(1)(A)(iv) 和 170(b)(1)(A)(vi) 所述组织的支持明细表\n\n（仅在您勾选第一部分第 5、7 或 8 行的方框，或该组织未能符合第三部分资格时填写。如该组织未能通过下列测试，请完成第三部分。）\n\nA. 公众支持\n\n日历年度（或始于以下日期的财政年度）　2015　2016　2017　2018　2019　合计\n\n1　收到的赠与、补助金、捐款和会员费。（不包括任何“异常补助金”。）　4000529.　4000529.\n\n2　为该组织利益而征收的税款，以及已支付给该组织或代表其支出的税收收入。\n\n3　政府单位无偿向该组织提供的服务或设施的价值。\n\n4　合计。将第 1 至 3 行相加。　4000529.　4000529.\n\n5　第 1 行所列、由每名人士作出的捐款总额中超过第 11 行（f）栏所示金额 2% 的部分（政府单位或受公众支持组织所作捐款除外）。　1153691.\n\n6　公众支持。第 4 行减去第 5 行。　2846838.\n\nB. 支持总额\n\n日历年度（或始于以下日期的财政年度）　2015　2016　2017　2018　2019　合计\n\n7　第 4 行的金额。　4000529.　4000529.\n\n8　利息、股息、证券借贷付款、租金、特许权使用费及类似来源收入的总收入。　203.　203.\n\n9　不相关业务活动的净收入，无论该业务是否经常开展。\n\n10　其他收入。不得包括出售资本资产的收益。（在第六部分说明。）　209,583.　209,583.\n\n11　支持总额。将第 7 至 10 行相加。　4210315.\n\n13　如果这是该组织作为 section 501(c)(3) 组织的第一、第二、第三、第四或第五个纳税年度。\n\nC. 公众支持百分比的计算\n\n14　公众支持百分比（第 6 行（f）栏除以第 11 行（f）栏）。\n\n15　2018 年 Schedule A 第二部分第 14 行所列的公众支持百分比　15　%\n\n16a　33 1/3% 支持测试——2019 年。如该组织未勾选第 13 行的方框，且第 14 行为 33 1/3% 或以上，请勾选此方框并止于此处。该组织符合受公众支持组织资格。\n\nb　33 1/3% 支持测试——2018 年。如该组织未勾选第 13 行的方框，且第 15 行为 33 1/3% 或以上，请勾选此方框并止于此处。该组织符合受公众支持组织资格。\n\n17a　10%——事实与情形测试——2019 年。如该组织未勾选第 13、16a 或 16b 行的方框，第 14 行为 10% 或以上，且该组织符合“事实与情形”测试，请勾选此方框并止于此处。在第六部分说明该组织如何符合“事实与情形”测试。该组织符合受公众支持组织资格。\n\nb　10%——事实与情形测试——2018 年。如该组织未勾选第 13、16a 或 16b 行的方框，第 15 行为 10% 或以上，且该组织符合“事实与情形”测试，请勾选此方框并止于此处。在第六部分说明该组织如何符合“事实与情形”测试。该组织符合受公众支持组织资格。\n\n18　私人基金会。如该组织未勾选第 13、16a、16b、17a 或 17b 行的方框，请勾选此方框并参见说明。\n\nSchedule A (Form 990 or 990-EZ)\n\n932022 09-25-19\n\nCase 22-50073　Doc 1604-21　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 19 of 38\n\nSchedule A (Form 990 or 990-EZ)\n\nRULE OF LAW FOUNDATION III, INC.（法治基金会第三公司）　83-3252663\n\n第三部分　section 509(a)(2) 所述组织的支持明细表\n\n（仅在您勾选第一部分第 10 行的方框，或该组织未能符合第二部分资格时填写。如该组织未能通过下列测试，请完成第三部分。）\n\nA. 公众支持\n\n日历年度（或始于以下日期的财政年度）　2015　2016　2017　2018　2019　合计\n\n1　收到的赠与、补助金、捐款和会员费。（不包括任何“异常补助金”。）\n\n2　与该组织免税宗旨相关的任何活动中，因提供服务或设施、出售商品或收取入场费而取得的总收入。\n\n3　并非 section 513 所述不相关贸易或业务的活动所得总收入。\n\n4　为该组织利益而征收的税款，以及已支付给该组织或代表其支出的税收收入。\n\n5　政府单位无偿向该组织提供的服务或设施的价值。\n\n6　合计。将第 1 至 5 行相加。\n\n7a　包括在第 1、2 和 3 行中的、从不合格人士收到的金额。\n\nb　包括在第 1、2 和 3 行中的、从不合格人士以外人士收到的金额，且超过 $5,000 或该年度第 1 行金额 1% 两者中较高者的部分。\n\nc　将第 7a 和 7b 行相加。\n\n8　公众支持。第 6 行减去第 7c 行。\n\nB. 支持总额\n\n日历年度（或始于以下日期的财政年度）　2015　2016　2017　2018　2019　合计\n\n9　第 6 行的金额。\n\n10a　利息、股息、证券借贷付款、租金、特许权使用费及类似来源收入的总收入。\n\nb　1975 年 6 月 30 日后取得的业务所产生的不相关业务应税收入（扣除 section 511 税款）。\n\nc　将第 10a 和 10b 行相加。\n\n11　未包括在第 10b 行中的不相关业务活动净收入，无论该业务是否经常开展。\n\n12　其他收入。不得包括出售资本资产的收益或损失。（在第六部分说明。）\n\n13　支持总额。（将第 9、10c、11 和 12 行相加。）\n\n14　如果这是该组织作为 Form 990 的第一个、第二个、第三个、第四个或第五个纳税年度。\n\n是否为该组织作为 501(c)(3) 组织的第一个、第二个、第三个、第四个或第五个纳税年度。\n\n第 C 节。公共支持百分比的计算\n\n15　2019 年公共支持百分比（第 8 行 F 栏除以第 13 行 F 栏）　15　5%\n\n16　2018 年《附表 A》第二部分第 14 行的公共支持百分比\n\n第 D 节。投资收入百分比的计算\n\n17　2019 年投资收入百分比（第 10c 行 F 栏除以第 13 行 F 栏）　17　%\n\n18　2018 年《附表 A》第三部分第 17 行的投资收入百分比　18　%\n\n19a　33 1/3% 支持测试——2019 年。如该组织未勾选第 14 行的方框，且第 15 行超过 33 1/3%，并且第 17 行不超过 33 1/3%，则勾选此方框并在此停止。该组织符合公开支持组织资格。\n\nb　33 1/3% 支持测试——2018 年。如该组织未勾选第 19a 行的方框，且第 16 行超过 33 1/3%，并且第 18 行不超过 33 1/3%，则勾选此方框并在此停止。该组织符合公开支持组织资格。\n\n20　私人基金会。如该组织未勾选第 13 行、19a 行或 19b 行的方框，则勾选此方框并参阅说明。\n\n附表 A（990 表或 990-EZ 表）\n\n932023 09-25-19　2019.05000　RULE OF LAW FOUNDATION II（法治基金会 II）31317091\n\n附表 A（990 表或 990-EZ 表）2019　RULE OF LAW FOUNDATION III（法治基金会 III）EIN（83-3252663）第 4 页，共 38 页\n\n（仅当您在第一部分第 12 行勾选方框时填写。如您在第一部分勾选了 12a，请填写第 A 节和第 B 节。如您在第一部分勾选了 12b，请填写第 A 节和第 C 节。如您在第一部分勾选了 12c，请填写第 A 节。）\n\n所有支持组织\n\n1　该组织所有受支持组织是否均以名称列载于该组织的组织文件中？如“否”，请在第 VI 部分说明受支持组织如何被指定。如按类别或目的指定，请说明该指定。如存在历史性且持续的关系，请予以说明。\n\n2　该组织是否有任何受支持组织未获得 IRS 关于其根据第 509(a)(1) 或 (2) 条所具身份的认定？如“是”，请在第 VI 部分说明该组织如何确定该受支持组织属于第 509(a)(1) 或 (2) 条所述组织。\n\n3a　该组织是否有根据第 501(c)(4)、(5) 或 (6) 条所述的受支持组织？如“是”，请填写下列 (b) 和 (c) 项。　3a\n\nb　该组织是否确认每一受支持组织均符合第 501(c)(4)、(5) 或 (6) 条的资格，并满足第 509(a)(2) 条规定的公共支持测试？如“是”，请在第 VI 部分说明该组织何时以及如何作出该确定。　3b\n\nc　该组织是否确保对该等组织的所有支持均专门用于第 170(c)(2)(B) 条的目的？如“是”，请在第 VI 部分说明该组织采取了何种控制措施以确保此种用途。　3c\n\n4a　是否有任何受支持组织并非在美国境内设立（“外国受支持组织”）？如“是”，且您在第一部分勾选了 12a 或 12b，请填写下列 (b) 和 (c) 项。　4a\n\nb　该组织是否对是否向该外国受支持组织提供赠款享有最终控制权和裁量权？如“是”，请在第 VI 部分说明，尽管该组织受到其受支持组织的控制、监督或与其存在联系，该组织如何仍享有此种控制权和裁量权。\n\nc　该组织是否支持任何未获得 IRS 根据第 501(c)(3) 和 509(a)(1) 或 (2) 条作出认定的外国受支持组织？如“是”，请在第 VI 部分说明该组织采取何种控制措施，以确保对该外国受支持组织的所有支持均专门用于第 170(c)(2)(B) 条的目的。　4c\n\n5a　该组织是否在纳税年度内新增、替换或移除任何受支持组织？如“是”，请填写下列 (b) 和 (c) 项（如适用）。此外，请在第 VI 部分提供详细情况，包括：(i) 新增、替换或移除的受支持组织名称及 EIN 编号；(ii) 每项该等行动的理由；(iii) 该组织组织文件中授权该等行动的依据；以及 (iv) 该行动如何完成（例如通过修订组织文件）。　5a\n\nb　仅限 I 类或 II 类。任何新增或替换的受支持组织是否属于该组织组织文件中已指定的类别？\n\nc　仅限替换。该替换是否系因超出该组织控制范围的事件所致？　5c\n\n6　该组织是否向除下列人员以外的任何人提供支持（无论以赠款形式，还是提供服务或设施）：(i) 其受支持组织；(ii) 属于其一个或多个受支持组织所受益的慈善类别的个人；或 (iii) 同时支持或使申报组织的一个或多个受支持组织受益的其他支持组织？如“是”，请在第 VI 部分提供详细情况。　6\n\n7　该组织是否向重大捐助者（定义见第 4958(c)(3)(C) 条）、重大捐助者的家庭成员，或与重大捐助者有关的 35% 受控实体提供赠款、贷款、报酬或其他类似付款？如“是”，请填写《附表 L》（990 表或 990-EZ 表）第一部分。\n\n8　该组织是否向第 4958 条所定义、且未在第 7 行所述的不合格人员提供贷款？如“是”，请填写《附表 L》（990 表或 990-EZ 表）第一部分。\n\n9a　该组织是否在纳税年度内任何时候直接或间接受到一名或多名第 4946 条所定义的不合格人员控制（基金会管理人员及第 509(a)(1) 或 (2) 条所述组织除外）？如“是”，请在第 VI 部分提供详细情况。　9a\n\nb　一名或多名不合格人员（定义见第 9a 行）是否在支持组织拥有权益的任何实体中持有控制性权益？如“是”，请在第 VI 部分提供详细情况。　9b\n\nc　不合格人员（定义见第 9a 行）是否在支持组织亦拥有权益的资产中拥有所有权权益，或从中获得任何个人利益？如“是”，请在第 VI 部分提供详细情况。　9c\n\n10a　该组织是否因第 4943(f) 条（关于某些支持组织）而受第 4943 条超额商业持有规则约束？如为 I 类支持组织，或所有 III 类非功能整合型支持组织，如“是”，请填写下列 10b 项。\n\nb　该组织在该纳税年度内是否有任何超额商业持有？（请使用《附表 C》、4720 表以确定。）\n\n932024 09-25-19\n\n16201113 785547 313170900　2019.05000　RULE OF LAW FOUNDATION II（法治基金会 II）31317091\n\n附表 A（990 表或 990-EZ 表）2019\n\n10a\n\n10b\n\n是\n\n否\n\nCase 22-50073 Doc 1604-21 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 21\n\nRULE OF LAW FOUNDS　第 38 页，共 38 页\n\n附表 A（990 表或 990-EZ 表）2019\n\n第四部分\n\n支持组织（续）\n\n是　否\n\n该组织是否接受了下列任何人士的礼物或捐款？\n\na　一名直接或间接、单独或与下文 (b) 和 (c) 项所述人士共同控制受支持组织治理机构的人士？　11a\n\nb　上文 (a) 项所述人士的家庭成员？　11b\n\nc　上文 (a) 或 (b) 项所述人士的 35% 受控实体？如对 a、b 或 c 项回答“是”，请在第 VI 部分提供详细情况。　11c\n\n第 B 节。I 类支持组织\n\n是　否\n\n1　在纳税年度内的任何时候，一个或多个受支持组织的董事、受托人或成员是否有权定期任命或选举该组织至少过半数的董事或受托人？如“否”，请在第 VI 部分说明受支持组织如何有效运营、监督或控制该组织的活动。如该组织有多个受支持组织，请说明任命及／或罢免董事或受托人的权力如何在受支持组织之间分配，以及该纳税年度内适用于此种权力的条件或限制（如有）。　1\n\n2　该组织是否为除运营、监督或控制该支持组织的受支持组织以外的任何受支持组织的利益而运营？如“是”，请在第 VI 部分说明，提供该等利益如何实现运营、监督或控制该支持组织的受支持组织的宗旨。　2\n\n第 C 节。II 类支持组织\n\n是　否\n\n1　在纳税年度内，该组织的董事或受托人的多数是否同时构成该组织每一受支持组织的董事或受托人的多数？如“否”，请在第 VI 部分说明支持组织的控制或管理如何归属于控制或管理受支持组织的同一批人士。　1\n\n第 D 节。所有 III 类支持组织\n\n是　否\n\n1　该组织是否在其纳税年度第五个月最后一日之前，向其每一受支持组织提供：(i) 书面通知，说明前一纳税年度提供的支持种类和金额；(ii) 截至通知时最近提交的 990 表副本；以及 (iii) 在通知日有效的该组织组织文件副本（以尚未提供者为限）？\n\n2　该组织的任何高级职员、董事或受托人是否：(i) 由受支持组织任命或选举；或 (ii) 在受支持组织的治理机构任职？如“否”，请在第 VI 部分说明该组织如何与受支持组织保持密切且持续的关系。\n\n3　由于第 (2) 项所述关系，该组织的受支持组织在纳税年度内的任何时候是否对该组织的投资政策，以及对该组织收入或资产使用的指导具有重要发言权？如“是”，请在第 VI 部分说明该组织的受支持组织在此方面所发挥的作用。\n\n第 E 节。III 类功能整合型支持组织\n\n1　勾选该组织在本年度用于满足整体组成部分测试的方法旁的方框（参阅说明）。\n\na　该组织满足活动测试。填写下列第 2 行。\n\nb　[__] 该组织是其每一受支持组织的母组织。填写下列第 3 行。\n\nc　[__] 该组织支持一个政府实体。请在第 VI 部分说明您如何支持政府实体（参阅说明）。\n\n2　活动测试。回答下列 (a) 和 (b) 项。　是　否\n\na. 本组织在纳税年度内的几乎全部活动，是否直接促进了本组织所响应的受支持组织的免税宗旨？如“是”，则在第 VI 部分列明该等受支持组织，并说明该等活动如何直接促进其免税宗旨、本组织如何响应该等受支持组织，以及本组织如何认定该等活动构成其几乎全部活动。\n\nb. (a)项所述活动是否属于若非本组织参与，本组织的一个或多个受支持组织本会从事的活动？如“是”，请在第 VI 部分说明本组织认为若非其参与，受支持组织本会从事该等活动的理由。\n\n3. 受支持组织的母组织。请回答下列(a)和(b)项。\n\na. 本组织是否有权定期任命或选举各受支持组织的大多数高级职员、董事或受托人？请在第 VI 部分提供详情。\n\nb. 本组织是否对各受支持组织的政策、项目和活动行使了实质程度的指导权？如“是”，请在第 VI 部分说明本组织在此方面所发挥的作用。932025 09-25-19\n\n附表 A（Form 990 或 990-EZ）2019\n\n2a\n\n2b\n\n3a\n\n3b\n\n案件 22-50073　文件 1604-21　提交日期 03/27/23　登记日期 03/27/23 14:12:10　第 22 页\n\n案件 22-50073\n文件 1604-21\n提交日期 03/27/23\n共 38 页　登记日期 03/27/23 14:12:10　第 22 页\n\n附表 A（Form 990 或 990-EZ）\nRULE OF LAW FOUNDATION III, INC.（法治基金会第三公司）\n83-3252663\n第 6 页\n\n如本组织作为合格信托基金，于 Nov. 20, 1970 满足构成部分测试，请在此勾选（请在第 VI 部分说明）。\n\n所有其他非功能性整合型 Type III 受支持组织均须完成第 A 至 E 节。请参阅说明。\n\n第 A 节——调整后净收入　(A) 上一年度　(B) 本年度\n（可选）\n\n1　净短期资本利得\n\n2　以前年度分配的收回款项\n\n3　总收入（见说明）\n其他\n\n4　将第 1 至 3 行相加。\n\n5　折旧和耗竭\n\n6　为产生或收取总收入，或为管理、保存或维护产生收入的财产而支付或发生的经营费用部分（见说明）\n\n7　其他费用（见说明）\n\n8　调整后净收入：以第 4 行减去第 5、6 和 7 行。\n\n第 B 节——最低资产金额　(A) 上一年度　(B) 本年度\n（可选）\n\n1　所有非免税用途资产的总公平市场价值（关于短税务年度或为生产收入而持有的资产，请参阅说明）：\na　证券的平均每月价值\nb　平均每月现金余额\nc　其他非免税用途资产的公平市场价值\nd　合计：将第 1a、1b 和 1c 行相加。\ne　因大宗持有或其他因素而申报的折价（请在第 VI 部分详细说明）：\n\n2　适用于非免税用途资产的取得负债\n\n3　以第 1d 行减去第 2 行。\n\n4　视为持有供免税用途的现金（见说明）：填报第 3 行的 1-1/2%，或者较高金额。\n\n5　非免税用途资产的净值：以第 3 行减去第 4 行。\n\n6　将第 5 行乘以 .035。\n\n7　以前年度分配的收回款项\n\n8　最低资产金额：将第 6 行加至第 7 行。\n\n第 C 节——可分配金额　本年度\n\n1　上一年度调整后净收入，取自第 A 节第 8 行 A 栏。\n\n2　填报第 1 行的 85%。\n\n3　上一年度最低资产金额，取自第 B 节第 8 行 A 栏。\n\n4　填报第 2 行或第 3 行中较高者。\n\n5　上一年度征收的所得税\n\n6　可分配金额：以第 4 行减去第 5 行，除非适用紧急临时减免（见说明）。\n\n7　如本年度是本组织作为非功能性整合型 Type III 受支持组织的首个年度，请在此勾选（见说明）。\n\n附表 A（Form 990 或 990-EZ）2019\n\n932026 09-25-19\n\n案件 22-50073　文件 1604-21　提交日期 03/27/23　登记日期 03/27/23 14:12:10　第 23 页\n\n共 38 页\n\nForm 990 或 990-EZ\nRULE OF LAW FOUNDATION III, INC.\n83-3252663\n第 7 页\n\n附表 A（Form 990 或 990-EZ）\n\n第 D 节——非功能性整合型 Type III 受支持组织的分配　本年度\n\n1　为完成受支持组织的免税宗旨而支付给受支持组织的金额\n\n2　为直接促进受支持组织的免税宗旨而进行活动所支付的金额，超过该活动所得收入的部分\n\n3　为完成免税宗旨而支付的行政费用\n\n4　为取得供免税用途资产而支付的金额\n\n5　合格留存金额（须事先获得 IRS 批准）\n\n6　其他分配。请在第 VI 部分说明。见说明。\n\n7　年度分配总额。将第 1 至 6 行相加。\n\n8　向本组织所响应的受支持组织作出的分配。请在第 VI 部分提供详情。见说明。\n\n9　取自第 C 节第 6 行的本年度可分配金额\n\n10　第 8 行金额除以第 9 行金额\n\n第 E 节——超额分配分配额　(i) 2019 年以前　(ii) 2019 年可分配金额　(iii) 分配不足额\n（见说明）\n\n1　取自第 C 节第 6 行的 2019 年可分配金额\n\n2　以前年度（如有）分配不足额。要求时，请在第 VI 部分说明原因。见说明。\n\n3　可结转至 2019 年的超额分配额\na　来自 2014 年\nb　来自 2015 年\nc　来自 2016 年\nd　来自 2017 年\ne　来自 2018 年\nf　第 3a 至 3e 行合计\ng　适用于以前年度分配不足额的金额\nh　适用于 2019 年可分配金额的金额\ni　已适用的结转额（见说明）\nj　余额。以第 3f 行减去第 3g、3h 和 3i 行。\n\n4　取自第 D 节第 7 行的分配额：\na　适用于以前年度分配不足额的金额\nb　适用于 2019 年可分配金额的金额\nc　余额。以第 4 行减去第 4a 和 4b 行。\n\n5　截至 2019 年以前各年度的剩余分配不足额（如有），取自第 2 行。以第 2 行减去第 3g 和 4a 行。结果大于零的，请在第 VI 部分说明。见说明。\n\n6　2019 年的剩余分配不足额。以第 1 行减去第 3h 和 4b 行。结果大于零的，请在第 VI 部分说明。见说明。\n\n7　可结转至 2020 年的超额分配额。将第 3j 和 4c 行相加。\n\n8　第 7 行的明细：\na　来自 2015 年的超额分配额\nb　来自 2016 年的超额分配额\nc　来自 2017 年的超额分配额\nd　来自 2018 年的超额分配额\ne　来自 2019 年的超额分配额\n\n附表 A（Form 990 或 990-EZ）2019\n\n932027 09-25-19\n\n案件 22-50073　文件 1604-21　提交日期 03/27/23　登记日期 03/27/23 14:12:10　第 24 页\n\n附表 A（Form 990 或 990-EZ）2019　RULE OF LAW FOUNDATION III, INC.　83-3252663　第 8 页\n\n补充资料。请提供第 II 部分第 10 行；第 II 部分第 17a 或 17b 行；第 III 部分第 12 行；第 IV 部分第 A 节第 1、2、3b、3c、4b、4c、5a、6、9a、9b、9c、11a、11b 和 11c 行；第 IV 部分第 B 节第 1 和 2 行；第 IV 部分第 C 节第 1 行；第 IV 部分第 D 节第 2 和 3 行；第 IV 部分第 E 节第 1c、2a、2b、3a 和 3b 行；第 V 部分第 1 行；第 V 部分第 B 节第 1e 行；第 V 部分第 D 节第 5、6 和 8 行；以及第 V 部分第 E 节第 2、5 和 6 行所要求的说明。另请就任何补充资料完成本部分。\n\n第 II 部分——短年度说明——\n\n首次提交 Form 990 的年度——\n\n附表 A（Form 990 或 990-EZ）2019\n\n932028 09-25-19\n\n16201113 785547 313170900 2019.05000 RULE OF LAW FOUNDATION II 31317091\n\n案件 22-50073\n文件 1604-21\n提交日期 03/27/23\n登记日期 03/27/23 14:12:10　第 25 页\n\n共 38 页\n\nOMB 编号 1545-0047\n\n补充财务报表\n\n附表 D\n（Form 990）\n\n如组织在 Form 990 第 IV 部分第 6、7、8、9、10、11c、11d、11e、11f、12a 或 12b 行回答“是”，则须填写。\n随 Form 990 一并附送。\n\n财政部\n2019\n公开查阅\n\n组织名称\n雇主识别号码\n\n第 I 部分——维持捐赠人建议基金或其他类似基金或账户的组织。如组织在 Form 990 第 IV 部分第 6 行回答“是”，则须填写。\n\n1　年末总数\n\n2　本年度捐款总额\n\n3　本年度赠款总额\n\n4　年末总额\n\n5　本组织是否书面通知所有捐赠人及捐赠人顾问，捐赠人建议基金中持有的资产属于本组织的专属合法控制范围内的财产？\n是　否\n\n6　本组织是否书面通知所有受赠人、捐赠人及捐赠人顾问，赠款基金仅可用于慈善目的，且不得为捐赠人、捐赠人顾问或任何其他人的利益而授予？\n是　否\n\n第 II 部分——保护地役权。如组织在 Form 990 第 IV 部分第 7 行回答“是”，则须填写。\n\n1　本组织持有的保护地役权的宗旨（勾选所有适用项）：\n为公众娱乐或教育而保护土地供公众使用\n保护具有历史重要性的土地面积\n保护经认证的历史建筑\n保护自然栖息地\n保护开放空间\n\n2　如本组织在纳税年度最后一天持有保护地役权，请填写第 2a 至 2d 行。纳税年度末持有情况：\na　保护地役权总数\nb　受保护地役权限制的总英亩数\nc　(a)项所列位于经认证历史建筑上的保护地役权数量\nd　(c)项所列于 7/25/06 后取得，且未列入 National Register 的历史建筑保护地役权数量\n\n3　本组织在纳税年度内终止、修改、转让、解除、消灭或释放的保护地役权数量\n\n4　受保护地役权约束的财产所在地的州数\n\n5　本组织是否制定有关其所持保护地役权的定期监测、检查、处理违规及执行的书面政策？\n是　否\n\n6　本年度用于监测、检查、处理违规及执行保护地役权的工作人员和志愿者小时数\n\n7　本年度因监测、检查、处理违规及执行保护地役权而发生的费用金额　$\n\n8　上述第 2(d) 行所报告的每项保护地役权是否满足 section 170(h)(4)(B)(i) 和 section 170(h)(4)(B)(ii) 的要求？\n是　否\n\n9　在第 XIII 部分中，说明本组织如何在其财务报表、资产负债表和收入费用表中报告保护地役权，并在适用情况下，列入对财务报表附注的文本。\n\n第 III 部分——维持艺术品、历史珍品或其他类似资产收藏的组织。如组织在 Form 990 第 IV 部分第 8 行回答“是”，则须填写。\n\n1a　如本组织根据 FASB ASC 958 获准并选择不在其资产负债表中将为公共展览、教育、研究或推进公共服务而持有的艺术品、历史珍品或其他类似资产报告为收入，请在第 XIII 部分提供说明该等项目的财务报表附注文本。\n\nb　如本组织根据 FASB ASC 958 获准并选择在其资产负债表中将为公共展览、教育、研究或推进公共服务而持有的艺术品、历史珍品或其他类似资产报告为收入，请提供与该等项目有关的下列金额：\n(i)　列入 Form 990 第 VIII 部分第 1 行的收入　$\n(ii)　列入 Form 990 第 X 部分的资产　$\n\n2　如本组织为取得经济利益而持有艺术品、历史珍品或其他类似资产，请提供根据 FASB ASC 所要求报告的、与该等项目有关的下列金额：\na　列入 Form 990 第 VIII 部分第 1 行的收入　$\nb　列入 Form 990 第 X 部分的资产　$\n\n有关 Paperwork Reduction Act Notice，请参阅 Form 990 附表 D（Form 990）的说明。\n\nLHA\n\n932051 10-02-19\n\n案件 22-50073　文件 1604-21　提交日期 03/27/23　登记日期 03/27/23 14:12:10　第 26 页\n\n附表 D（Form 990）2019　83-3252663　第 2 页\n第 I 部分　维护艺术品、历史珍宝或其他类似资产收藏的组织　续页\n根据本组织的取得记录及其他记录，勾选下列对其收藏品作出重大使用的任何项目（可多选）：\n公开展览　　借出或交换计划\n其他\n学术研究\n为后代保存\n4 请说明有关组织，并解释其如何推进本组织在第 XII 部分所述的免税宗旨。\n5 本年度内，本组织是否为出售艺术品、历史珍宝或其他类似资产以筹集资金，而非将其作为本组织收藏的一部分予以保存，进行募捐或收到捐赠？\n第 II 部分　托管和保管安排。如本组织在 Form 990 第 IV 部分第 9 行回答“是”，或在 Form 990 第 X 部分第 21 行申报金额，则填写本部分。\n1a 本组织是否作为代理人、受托人、保管人或其他中介机构，管理未列入 Form 990 第 X 部分的捐款或其他资产？\nb 如“是”，请在第 XIII 部分说明该安排，并填写下表：\n金额\n1c\nc 期初余额　10\nd 本年度增加额\ne 本年度分配额\nf 期末余额　11\n2a 本组织是否在 Form 990 第 X 部分第 21 行中列入了托管或保管账户负债金额？\nb 如“是”，请在第 XII 部分说明该安排。如说明已在第 XIII 部分提供，请在此勾选。\n第 III 部分\n\n(a) 本年度　　(b) 上年度　　(c) 两年前　　(d) 三年前　　(e) 四年前\n1a 年初余额\nb 捐款\nc 净投资收益、利得和损失\nd 补助金或奖学金\ne 用于设施和项目的其他支出\nf 行政费用\ng 年末余额\n2 请提供本年度年末余额（第 1g 行，(a) 栏）按下列方式持有的估计百分比：\na 董事会指定或准捐赠基金 ►\nb 永久捐赠基金 ▶　0/0\nc 期限捐赠基金 ▶　0%\n第 2a、2b 和 2c 行的百分比之和应为 100%。\n3a 是否存在由下列主体为本组织持有和管理、但不在本组织内的捐赠基金：　是　否\n(i) 无关联组织　3a(i)\n(ii) 关联组织　3a(ii)\nb 如第 3a(i) 行为“是”，关联组织是否按附表 R 的要求列示？　3b\n4 请在第 XIII 部分说明本组织捐赠基金的预定用途。\n第 IV 部分　土地、建筑物和设备。\n如本组织在 Form 990 第 IV 部分第 11a 行回答“是”，则填写本部分。见 Form 990 第 X 部分第 10 行。\n财产说明　(a) 成本或其他基础（投资）　(b) 成本或其他基础（其他）　(c) 累计折旧　(d) 账面价值\n1a 土地\nb 建筑物\nc 租赁改良\nd 设备\ne 其他\n合计。将第 1a 至 1e 行相加。（(d) 栏必须等于 Form 990 第 X 部分(B)栏第 10c 行。）　0。\n\n附表 D（Form 990）2019\n\n932052 10-02-19\n\n案件 22-50073\n\n附表 D（Form 990）2019　　　 RULE OF LAW FOUNDATION III, INC（法治基金会 III 公司）　83-3252663　第 3 页\n第 V 部分　投资——其他证券。\n如本组织在 Form 990 第 IV 部分第 11b 行回答“是”，则填写本部分。见 Form 990 第 X 部分第 12 行。\n(a) 证券或类别说明（包括证券名称）　(b) 账面价值　(c) 估值方法：成本或年末市场价值\n(1) 金融衍生工具\n(2) 非公开持有的股权权益\n(3) 其他\n(A)\n(B)\n(C)\n(D)\n(E)\n(F)\n(G)\n(H)\n合计。（(b) 栏必须等于 Form 990 第 X 部分(B)栏第 12 行。）►\n第 VI 部分　投资——与项目相关。\n如本组织在 Form 990 第 IV 部分第 11c 行回答“是”，则填写本部分。见 Form 990 第 X 部分第 13 行。\n(a) 投资说明　(b) 账面价值　(c) 估值方法：成本或年末市场价值\n(1)\n(2)\n(3)\n(4)\n(5)\n(6)\n(7)\n(8)\n(9)\n第 VII 部分　合计。（(b) 栏必须等于 Form 990 第 X 部分(B)栏第 13 行。）►\n其他资产。\n如本组织在 Form 990 第 IV 部分第 11d 行回答“是”，则填写本部分。见 Form 990 第 X 部分第 15 行。\n(a) 说明　(b) 账面价值\n(1)\n(2)\n(3)\n(4)\n(5)\n(6)\nS\n(8)\n(9)\n合计。（(b) 栏必须等于 Form 990 第 X 部分(B)栏第 15 行。）\n第 VIII 部分　其他负债。\n如本组织在 Form 990 第 IV 部分第 11e 或 11f 行回答“是”，则填写本部分。见 Form 990 第 X 部分第 25 行。\n1.　(a) 负债说明　(b) 账面价值\n(1)　联邦所得税\n(2)　应付关联方　7.975.\n(3)\n(4)\n(5)\n(6)\n(7)\n(8)\n(9)\n合计。（(b) 栏必须等于 Form 990 第 X 部分(B)栏第 25 行。）　7.975.\n2. 不确定税务立场负债。请在第 XIII 部分提供本组织财务报表附注，该附注报告本组织根据 FASB ASC 740 对不确定税务立场的负债。如附注已在第 XIII 部分提供，请在此勾选　Z\n\n附表 D（Form 990）2019\n\n932053 10-02-19\n\n案件 22-50073\n文件 1604-21\n提交日期 03/27/23\n录入日期 03/27/23 14:12:10　第 28 页\n\n共 38 页\n第 IX 部分　审计财务报表收入与申报表收入的调节。\n如本组织在 Form 990 第 IV 部分第 12a 行回答“是”，则填写本部分。\n1 审计财务报表所列总收入　4,210,315.\n2 已列入 Form 990 第 VIII 部分第 12 行、但未列入第 1 行的金额：\na 投资未实现净利得（损失）\nb 捐赠服务及设施使用\nc 以前补助金的收回\nd 其他（请在第 XIII 部分说明。）\ne 将第 2a 至 2d 行相加　2e　0.\n3 从第 1 行中减去第 2e 行　3　4,210,315.\n4 已列入第 1 行、但未列入 Form 990 第 VIII 部分第 12 行的金额：\na 未列入 Form 990 第 VIII 部分第 7b 行的投资费用　4a\nb 其他（请在第 XIII 部分说明。）　4b\nc 将第 4a 和 4b 行相加　4c　0.\n5 总收入。将第 3 行和第 4c 行相加。　5　4,210,315.\n第 X 部分　审计财务报表费用与申报表费用的调节。\n如本组织在 Form 990 第 IV 部分第 12b 行回答“是”，则填写本部分。\n1 审计财务报表所列总费用　389,248.\n2 已列入 Form 990 第 IX 部分第 25 行、但未列入第 1 行的金额：\na 捐赠服务及设施使用　2a\nb 上年度调整　2b\nc 其他损失　2c\nd 其他（请在第 XIII 部分说明。）　2d\ne 将第 2a 至 2d 行相加　2e　0.\n3 从第 1 行中减去第 2e 行　3　389,248.\n4 已列入第 1 行、但未列入 Form 990 第 IX 部分第 25 行的金额：\na 未列入 Form 990 第 VIII 部分第 7b 行的投资费用　4a\nb 其他（请在第 XIII 部分说明。）　4b\nc 将第 4a 和 4b 行相加　4c　0.\n5 总费用。将第 3 行和第 4c 行相加。　5　389,248.\n第 XI 部分　补充信息。\n请提供第 II 部分第 3、5 和 9 行；第 III 部分第 1 和 4 行；第 IV 部分第 1b 和 2b 行；第 V 部分第 4 行；第 X 部分第 2、2d 和 4b 行；第 XI 部分第 2d 和 4b 行所要求的说明。亦请填写本部分以提供任何补充信息。\n\n第 X 部分第 2 行：\n本组织评估在其信息申报表中已采取或预期采取的不确定所得税立场，以确认其财务报表中的所得税金额。本组织在本期间或自成立以来，均无须就不确定税务立场确认任何金额。\n\n本组织评估在其信息申报表中已采取或预期采取的不确定所得税立场，以确认其财务报表中的所得税金额。本组织在本期间或自成立以来，均无须就不确定税务立场确认任何金额。本组织的结论截至 2019 年 12 月 31 日。本组织有关不确定税务立场的结论可能因持续进行的税法、法规及其解释分析以及其他因素，而在日后接受审查和调整。一般而言，联邦、州和地方主管机关可在申报日期起三年内审查本组织的信息申报表。\n\n932054 10-02-19　附表 D（Form 990）2019\n16201113 785547 313170900\n\n案件 22-50073　文件 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 29 页\n\n附表 D（Form 990）2019　RULE OF LAW FOUNDATION III, INC（法治基金会 III 公司）　83-3252663　第 5 页\n\n附表 D（Form 990）2019\n\n932055 10-02-19\n\n案件 22-50073\n文件 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 30 页\n\n共 38 页\n非现金捐赠　OMB 编号 1545-0047\n附表 M\n（Form 990）2019\n如本组织在 Form 990 第 IV 部分第 29 或 30 行回答“是”，则填写本表。\n美国财政部\n美国国内收入局\n随附 Form 990。\n供公众查阅\n请访问 www.irs.gov/Form990 获取说明及最新信息。\n前往\n组织名称\n雇主识别号码\nRULE OF LAW FOUNDATION III, INC　83-3252663\n第 I 部分　财产类型\n(a)　(b)　(c)　(d)\n如适用则勾选　捐赠次数　Form 990 第 VIII 部分第 1 行所报告的非现金捐赠或金额　确定非现金捐赠金额的方法\n1　艺术品——艺术作品\n2　艺术品——历史珍宝\n3　艺术品——部分权益\n4　书籍和出版物\n5　衣物和家居用品\n6　汽车及其他车辆\n7　船舶和飞机\n8　知识产权\n9　证券——公开交易证券\n10　证券——非公开持有股票\n11　证券——合伙企业、LLC 或信托权益\n12　证券——杂项\n13　合格保护捐赠——历史建筑\n14　其他合格保护捐赠\n15　不动产——住宅\n16　不动产——商业\n17　不动产——其他\n18　收藏品\n19　食品库存\n20　药品和医疗用品\n21　动物标本\n22　历史文物\n23　科学标本\n24　考古文物\n25　其他\n　租金　X　1　160,000.　公平市场价值\n26　其他\n　人员　X　1　49,583.　公平市场价值\n27　其他\n28　其他\n29 本组织在本纳税年度内收到的、且本组织填写了 Form 8283 第 IV 部分“受赠人确认书”的捐赠数量　29\n30a 本年度内，本组织是否收到第 I 部分第 1 至 28 行所列的任何捐赠财产，而该财产自初始捐赠之日起至少三年内并非必须为免税目的在整个持有期间持有和使用？　30a　是　否　X\nb 如“是”，请在第 II 部分说明该安排。\n31 本组织是否有礼品接受政策，要求审查任何非标准捐赠？　31　X\n32a 本组织是否聘用第三方或使用关联组织征集、处理或出售非现金捐赠？　32a　X\nb 如“是”，请在第 II 部分说明。\n33 如本组织未在(c)栏中就(a)栏已勾选的某类财产报告金额，请在第 II 部分说明。\nLHA　有关《文书工作减负法》通知，请参阅 Form 990 的说明。　附表 M（Form 990）2019\n\n案件 22-50073　文件 1604-21　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 31 页\n附表 M（Form 990）2019　第 II 部分　补充信息。\nRULE OF LAW FOUNDATION III, INC　83-3252663\n请提供第 I 部分第 30b、32b 和 33 行所要求的信息，并说明本组织在第 I 部分(b)栏中报告的是收到的捐赠数量、捐赠项目数量，还是两者的组合。亦请填写本部分以提供任何补充信息。\n附表 M，第 I 部分，(b)栏：\n本组织在第 I 部分(b)栏中报告 2019 年度捐赠的租金和人员。\n\n附表 M（Form 990）2019\n932142 09-27-19\n\n16201113 785547 313170900\n\n案件 22-50073\n文件 1604-21\n提交日期 03/27/23\n录入日期 03/27/23 14:12:10\n\n补充信息\n附表\n（Form 990 或 990-EZ）　OMB 编号 1545-0047\n填写本表，以就 Form 990 或 Form 990-EZ 中的具体问题或答复提供信息，或提供补充信息。\n随附 Form 990 或 Form 990-EZ。\n美国财政部\n\n1-公开查阅-1\n有关最新信息，请访问 www.irs.gov/Form%*。\n国税局\n/\n前往\n组织名称\nINC\nFOUNDATION\nIII\nRULE\nOF\nLAW　雇主识别\n号码\n83-3252663\n组织\n使命说明\n1,\n2-9-9-,\n第 I 部分，\n第 __ 行\n__\n_\n_　使命：\n\n普遍存在于\n以及非人道的量刑、\n骚扰，\n_　政治，\n中国的\n制度。\n金融、\n商业和\n法律，\n_　-\n118：\nB，\n第 2-2-9- 表第 YI 部分，\n_\n_　-\n董事。\n董事会\n已审阅\n表格\n\n9-9\n第\n_\n_\n_\n_\n_　-\n第 19 行：\nC\n第 2-9-9- 表第 VI 部分，\n_\n_\n_　-\n\n所有治理文件、利益冲突政策、\n_\n_　财务报表，\n_\n本组织的税务文件均可供\n__\n_　公众在本组织办公室查阅\n·\n第 2-2-0 表第 KII 部分第 2€ 行\n\n990 表的首次提交。\n本\n表格\n\nI\n-\n990-EZ 表。\n《文书工作减负法》通知，参见 990 表说明。\n\nLHA\n932211 09-06-19　-\n附表 O（990 表或 990-EZ 表）（2019）\n2019.05000\nRULE\nLAW\nOF\n\n313170900　II\n\nFOUNDATION\n\n附表 R\n（990 表）　> 如组织在 990 表第 IV 部分第 33、34、35b、36 或 37 行回答“是”，则须填写。\n关联组织和非关联合伙企业　OMB 编号 1545-0047\n\n财政部\n国税局　- 有关说明和最新信息，请访问 www.irs.gov/Form990。　附于 990 表。　公开\n查阅\nRULE\n组织名称　INC\nIII.\nOF LAW FOUNDATION　雇主识别号码\n83-3252663　案件\n被忽略实体的识别。如组织在 990 表第 IV 部分第 33 行回答“是”，则须填写。\n第 I 部分\n被忽略实体的名称、地址及 EIN（如适用）\n(a)　主要活动\n(b)　法定住所地（州或\n外国）\n(c)　总收入\n(d)　年末资产\n(e)　直接控制\n实体\n(1)　22-500 / 3\n文件 1604-21\n\n提交于 03/27/23\n共 38 页\n关联免税组织的识别。如组织因在纳税年度内拥有一个或多个关联免税组织，而在 990 表第 II 部分第 34 行回答“是”，则须填写。\n第 III 部分\n关联组织的名称、地址及 EIN\n(a)　活动\n(b)\n主要　法定住所地（州或\n外国）\n(c)　免税法典\n条款\n(d)　公共慈善机构\n身份（如属\n501(c)(3) 条）\n(e)　直接控制\n实体\n(1)　第 512(b)(13) 条\n受控实体？\n否\n是　录入于 03/27/23 14:12:10\nRULE OF LAW SOCIETY IV, INC.（法治协会 IV 公司）- 83-3252944\n\n162 EAST 64 STREET\n纽约州\n纽约　揭露腐败　特拉华州　501 (c) (4)　X\n\n第\n页\n《文书工作减负法》通知，参见 990 表说明。　附表 R（990 表）2019\n\n932161 09-10-19\n\n附表 R（990 表）2019　RULE OF LAW FOUNDATION III, INC.（法治基金会 III 公司）\nTT,　8 3　-3252663　第 2 页\n\n作为合伙企业征税的关联组织的识别。\n第 III 部分　如组织因在纳税年度内拥有一个或多个被视为合伙企业的关联组织，而在 990 表第 IV 部分第 34 行回答“是”，则须填写。\n关联组织的名称、地址及 EIN\n(a)　主要活动\n(b)　法定住所地\n（州或\n外国）\n(c)　直接控制\n实体\n(d)　主要收入\n（关联、非关联、非关联，\n第 512-514 条）\n(e)　总收入\n份额\n(f)　年末\n资产份额\n(g)　不成比例的\n分配？\n是　否\n(h)　附表 K-1（1065 表）第 20 栏中的\n代码 V-UBI 金额\n(i)　普通或\n管理\n合伙人？\n是　否\n(j)　所有权\n百分比\n(k)　案件\n22-50073\n文件 1604-21\n\n提交于 03/27/23\n共\n\n关联组织或信托的识别。如组织因在纳税年度内拥有一个或多个被视为公司或信托的关联组织，而在 990 表第 VI 部分第 34 行回答“是”，则须填写。\n第 IV 部分\n关联组织的名称、地址及 EIN\n(a)　主要活动\n(b)　法定住所地\n（州或\n外国）\n(c)　直接控制\n实体\n(d)　实体类型\n（C 公司、S 公司\n或信托）\n(e)　总收入\n份额\n(f)　年末\n资产份额\n(g)　所有权\n百分比\n(h)　(i)　第 512(b)(113) 条受控\n实体？\n是　录入于 03/27/23\n否\n35-2631430\n。\n\nSARACA MEDIA GROUP\nSTREET\n纽约州\n纽约 .\n162 EAST　媒体公司　不适用\n特拉华州　公司　0　0　00%　X\n(NEW YORK) LTD.（SARACA MEDIA GROUP（纽约）有限公司）\n\nEAST 64 STREET\nGOLDEN SPRING\nNEW YORK, NY\n1 € 2　- 47-3408224　家族办公室　不适用\n特拉华州　公司　0　0　00%　14:12:10\nX\n\n第\n附表　年\n0　1000\n8　2010\n\n932162 09-10-19\n\n附表 R（990 表）2019　RULE OF LAW FOUNDATION III, INC.（法治基金会 III 公司）\n\n83-325-2-6-63　第 3 页\n\n第 V 部分　与关联组织的交易。如组织在 990 表第 IV 部分第 34、35b 或 36 行回答“是”，则须填写。\n\n注：如任何实体列于本附表第 II、III 或 IV 部分，请填写本行。　是　否\n\n在纳税年度内，本组织是否与第 II-IV 部分所列一个或多个关联组织进行下列任何交易？\n1　从受控实体收取：(i) 利息、(ii) 年金、(iii) 特许权使用费，或 (iv) 租金\na　1a　X\n向关联组织提供礼品、赠款或资本出资\nb\n从关联组织获得礼品、赠款或资本出资\nc\n\nc　,,,,,,,\n\n,,,　1c　案件 22-50073\nX\n向关联组织提供或为其提供贷款或担保\nd　1d　X\n来自关联组织的贷款或担保\ne　1e　X\n由关联组织提供的担保\ne　,,　,,.,\n\n来自关联组织的股息\nf\n1f　X\n向关联组织出售资产\ng　1　X\n\n从关联组织购买资产\nh　1h　X\n与关联组织交换资产\ni　1i　X\n\n向关联组织出租设施、设备或其他资产\nj　文件 1604-21\n\n从关联组织租赁设施、设备或其他资产\nk　1k　X\n为关联组织提供会员招募或筹款服务\nl　关联组织　11　提交于 03/27/23\nX\n由关联组织提供会员招募或筹款服务\nm　关联组织　m\nl　X\n与关联组织共享设施、设备、邮寄名单或其他资产\nn　1n　X\n与关联组织共享受薪雇员\no　共 38 页\n\n向关联组织偿还已支付的费用\np　1　X\n由关联组织偿还已支付的费用\nq　1　X\n\n向关联组织作出其他现金或财产转移\nr　1r　X\n\n来自关联组织的其他现金或财产转移\ns　1s　X\n如对上述任何项目的回答为“是”，请参阅说明，了解必须填写本行的关联组织及交易门槛。\n2　(a)\n关联组织名称　交易\n(b)　类型\n(c)\n涉及金额　(d)\n确定涉及金额的方法\n(a·s)\n1　1　1　录入于 03/27/23 14:12:10\n\n1　1　1\n1　1　1\n1　1　1　第 35 页\n\n1　1　1\n\n(61　1　1\n\n附表 R（990 表）2019\n\n09-10-19\n\n案件　22-50073　文件　1604-21　提交于 03/27/23　录入于 03/27/23 14:12:10　第　36 页\n\n第 4 页　普通或管理\n(k)　所有权百分比　共 38 页　附表 R（990 表）2019\n(i)　管理合伙人？\n是　否\n83-3252663　代码 V-UBI\n(i)　不成比例的分配？　附表 K-1 的分配？　附表 K-1　是　否\n不成比例\n(h)\n年末\n(g)　资产份额\n收入\n(f)\n总额\nINC　主要收入\n(d)　（关联、非关联、非关联、依据第 512-514 条免于征税）\n法定住所地\n(c)　（州或外国）\n主要活动\n(b)\n附表 R（990 表）2019　RULE OF LAW FOUNDATION III, INC.（法治基金会 III 公司）　第 VI 部分　作为合伙企业征税的非关联组织。如组织在 990 表第 IV 部分第 37 行回答“是”，则须填写。就本组织进行超过其活动百分之五（按资本资产或总收入计）的每一实体提供下列信息；该实体并非关联组织，涉及某些投资合伙企业的排除规定。实体的名称、地址及 EIN\n(a)\n\n932164 09-10-19\n第 4 页　83-3252663\n\n案件 22-50073　文件 1604-21　提交于 03/27/23　录入于 03/27/23 14:12:10　第 37 页\n\n[-第 j 部分]补充信息　共 38 页\n\n932165 09-10-19　案件 22-50073　文件 1604-21　提交于 03/27/23　录入于 03/27/23 14:12:10　第 38 页\n\n文内文件副本\nNOV 1 8 2020　ATTON COLLECTION 及 20120\nTHARSTS ATTON COLLECTION COLLECTION CONSULTION STORE ATTONE WS OFFICE OFFICE ATTORAL CALLENGER OF THE ATTORNERAL","key_entities":["Je","CIPA","Saraca"],"ecf_references":[],"word_count":22169,"status":"published","published_at":"2023-03-27 00:00:00","created_at":"2023-03-27","updated_at":"2026-08-23 23:30:18"}