{"id":"court_ctb_1604_47","court":"CTB","case_no":"22-50073","doc_number":1604,"sub_number":47,"doc_type":"SUBPOENA","filed_date":"2023-03-27","title":"Exhibit 47 EXHIBIT A** Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 2 of 65","summary_zh":null,"summary_en":null,"body_en":"#### **Exhibit 47**\n\n# **EXHIBIT A** Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 2 of 65\n\n| PLACE OF TESTIMONY | COURTROOM     |\n|--------------------|---------------|\n|                    | DATE AND TIME |\n|                    |               |\n\n| PLACE OF DEPOSITION<br>Appearance via videoconference (link to follow) |  | DATE AND TIME<br>June 15, 2021 at 10:00 a.m. (or at a<br>mutually agreed upon date and time) |\n|------------------------------------------------------------------------|--|----------------------------------------------------------------------------------------------|\n|------------------------------------------------------------------------|--|----------------------------------------------------------------------------------------------|\n\n| PLACE  O'Melveny & Myers LLP<br>/ Times Square, New York, NY 10036<br>Attn: Edward Moss | DATE AND TIME<br>June 15, 2021 (or at least 20 days<br>after service) |\n|-----------------------------------------------------------------------------------------|-----------------------------------------------------------------------|\n\n| PREMISES                                                                                                                                                                                         | DATE AND TIME |  |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|--|\n|                                                                                                                                                                                                  |               |  |\n| Any organization not a party to this suit that is subpoenaed for the taking of a deposition shall<br>designate one or more officers, directors, or managing agents, or other persons who consent |               |  |\n| to testify on its behalf, and may set forth, for each person designated, the matters on which<br>the person will testify. Delaware Superior Court Civil Rule 30 (b) (6).                         |               |  |\n|                                                                                                                                                                                                  |               |  |\n\n| REQUESTING PARTYS NAME, ADDRESS AND PHONE NUMBER  Pacific Alliance Asia Opportunity Fund L.P. c/o O'Melvery & Joyers | 7 Times Square, New York, NY 10036 - (212) 326-2000 |                                                                                                                                                                               |  |\n|----------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| SIGNATURE (FOR DE) WARE COURT USE ONLY)<br>CLERK OF COURT I<br>sa mina<br>Allerian                                   | DATE                                                | ﻟﻠﻤﻠﺔ ﺍﻟﻤﺴﺎﺣﺔ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ |  |\n|                                                                                                                      |                                                     |  rev. 7/201                                                                                                                                           |  |\n\n65\n\nO'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY 10036-6537 T: +1 212 326 2000 File Number: F: +1 212 326 2061 omm.com\n\nMay 4, 2021\n\n## **BY HAND DELIVERY**\n\nLisa Fontello, Prothonotary Delaware Superior Court, New Castle County Leonard L. Williams Justice Center 500 North King Street Wilmington, DE 19801\n\n#### **Re: Foreign Subpoena**\n\nDear Ms. Fontello:\n\nWe represent Pacific Alliance Asia Opportunity Fund L.P. (\"Pacific Alliance\"), in *Pacific Alliance Asia Opportunity Fund L.P. v. Kwok, et al.*, Index No. 652077/2017, in New York Supreme Court. Pacific Alliance is subpoenaing Greenwich Land, LLC, a Delaware Limited Liability Company whose registered agent, Corporate Creations Network Inc., is located at 3411 Silverside Road, Tatnall Building, Suite 104, Wilmington, Delaware 19810, in New Castle County. As required, we have enclosed (1) the New York subpoenas, (2) the Delaware subpoena, (3) the New York County Case Docket Sheet, and (4) a list of the counsel of record.\n\nPlease contact me if there are any questions. Please also contact me when the subpoena is ready at (212) 728-5671 or emoss@omm.com. Thank you in advance.\n\nRespectfully,\n\nEdward Moss\n\nEnclosures\n\n**Edward Moss** D: +1 212 728 5671 emoss@omm.com\n\n### SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\nPlaintiff,\n\nv.\n\nKWOK HO WAN, a/k/a KWOK HO, a/k/a GWO WEN GUI, a/k/a GUO WENGUI, a/k/a GUO WEN GUI, a/k/a WAN GUE HAOYUN, a/k/a MILES KWOK, a/k/a HAOYUN GUO, GENEVER HOLDINGS CORPORATION, and GENEVER HOLDINGS LLC,\n\nIndex No: 652077/2017\n\nHon. Barry R. Ostrager, J.S.C.\n\n### **RESTRAINING NOTICE**\n\nDefendants.\n\nTO: Greenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810\n\nWHEREAS, in an action in the Supreme Court of the State of New York, County of New York, Index No. 652077/2017, between Pacific Alliance Asia Opportunity Fund L.P. (\"Judgment Creditor\") and Defendants Miles Kwok (\"Judgment Debtor\"), Genever Holdings Corporation, and Genever Holdings LLC, being all the parties to the action, on February 3, 2021, the Supreme Court of the State of New York, County of New York, entered judgment in favor of Judgment Creditor and against Judgment Debtor in the amount of \\$116,402,019.57. This amount, together with statutory interest, remains due and unpaid.\n\nPLEASE TAKE NOTICE that pursuant to CPLR § 5222(b), which is set forth in full herein, you are hereby forbidden to make or suffer any sale, assignment or transfer of, or any interference with, any property in which Judgment Debtor has an interest, except as provided in CPLR § 5222(b). We understand the Judgment Debtor may have direct, indirect, or beneficial ownership in, or the right or ability to direct or control, you and your assets.\n\n#### **CIVIL PRACTICE LAW AND RULES § 5222(b)**\n\n5222(b) Effect of restraint; prohibition of transfer; duration. A judgment debtor or obligor served with a restraining notice is forbidden to make or suffer any sale, assignment, transfer or interference with any property in which he or she has an interest, except as set forth in subdivisions (h) and (i) of this section, and except upon direction of the sheriff or pursuant to an order of the court, until the judgment or order is satisfied or vacated. A restraining notice served upon a person other than the judgment debtor or obligor is effective only if, at the time of service, he or she owes a debt to the judgment debtor or obligor or he or she is in the possession or custody of property in which he or she knows or has reason to believe the judgment debtor or obligor has an interest, or if the judgment creditor or support collection unit has stated in the notice that a specified debt is owed by the person served to the judgment debtor or obligor or that the judgment debtor or obligor has an interest in specified property in the possession or custody of the person served. All property in which the judgment debtor or obligor is known or believed to have an interest then in and thereafter coming into the possession or custody of such a person, including any specified in the notice, and all debts of such a person, including any specified in the notice, then due and thereafter coming due to the judgment debtor or obligor, shall be subject to the notice except as set forth in subdivisions (h) and (i) of this section. Such a person is forbidden to make or suffer any sale, assignment or transfer of, or any interference with, any such property, or pay over or otherwise dispose of any such debt, to any person other than the sheriff or the support collection unit, except as set forth in subdivisions (h) and (i) of this section, and except upon direction of the sheriff or pursuant to an order of the court, until the expiration of one year after the notice is served upon him or her, or until the judgment or order is satisfied or vacated, whichever event first occurs. A judgment creditor or support collection unit which has specified personal property or debt in a restraining notice shall be liable to the owner of the property or the person to whom the debt is owed, if other than the judgment debtor or obligor, for any damages sustained by reason of the restraint. If a garnishee served with a restraining notice withholds the payment of money belonging or owed to the judgment debtor or obligor in an amount equal to twice the amount due on the judgment or order, the restraining notice is not effective as to other property or money.\n\n#### PLEASE TAKE FURTHER NOTICE that disobedience of this Restraining Notice is\n\npunishable as a contempt of Court.\n\nDATED: May 4, 2021 New York, New York\n\nRespectfully submitted, O'MELVENY & MYERS LLP\n\nB\n\nStuart Sarnoff (ssarnoff@omm.com) Edward Moss (emoss@omm.com) 7 Times Square New York, NY 10036 (212) 326-2000\n\n*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*\n\n### SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\nPlaintiff,\n\nv.\n\nKWOK HO WAN, a/k/a KWOK HO, a/k/a GWO WEN GUI, a/k/a GUO WENGUI, a/k/a GUO WEN GUI, a/k/a WAN GUE HAOYUN, a/k/a MILES KWOK, a/k/a HAOYUN GUO, GENEVER HOLDINGS CORPORATION, and GENEVER HOLDINGS LLC,\n\nIndex No: 652077/2017\n\nHon. Barry R. Ostrager, J.S.C.\n\n### **SUBPOENA DUCES TECUM**\n\nDefendants.\n\nTO: Greenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810\n\nWHEREAS, in an action in the Supreme Court of the State of New York, County of New York, Index No. 652077/2017, between Pacific Alliance Asia Opportunity Fund L.P. (\"Judgment Creditor\") and Defendants Miles Kwok (\"Judgment Debtor\"), Genever Holdings Corporation, and Genever Holdings LLC, being all the parties to the action, on February 3, 2021, the Supreme Court of the State of New York, County of New York, entered judgment in favor of Judgment Creditor and against Judgment Debtor in the amount of \\$116,402,019.57. This amount, together with statutory interest, remains due and unpaid.\n\nYOU ARE HEREBY COMMANDED, pursuant to New York Civil Practice Law and Rules (\"CPLR\") §§ 5223 and 5224, all business and excuses being laid aside, to produce for inspection and copying the documents in your possession, custody, or control, identified in **Exhibit**\n\n**A** hereto. Such documents shall be produced by 9:00 A.M. on June 15, 2021, at the offices of O'Melveny & Myers LLP, 7 Times Square, New York, New York 10036. These documents are sought because they are material and relevant to the satisfaction of the judgment entered in this action.\n\nFAILURE TO COMPLY with this subpoena is punishable as a contempt of Court and will render you subject to penalties provided by the CPLR.\n\nDATED: May 4, 2021 New York, New York\n\nRespectfully submitted, O'MELVENY & MYERS LLP\n\nB\n\nStuart Sarnoff (ssarnoff@omm.com) Edward Moss (emoss@omm.com) 7 Times Square New York, NY 10036 (212) 326-2000\n\n*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*\n\nTO:\n\nGreenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810\n\n# **EXHIBIT A**\n\n#### **INSTRUCTIONS**\n\nAll requests are deemed to be continuing and the Respondent shall promptly provide supplemental responses and documents upon obtaining information on the basis of which they know either that a response was incorrect or incomplete when made or that the response, although correct and complete when made, is no longer correct or complete.\n\n1. If any documents that would have been responsive to any of the requests have been destroyed, identify each document destroyed and specify the date or approximate date of destruction, the means of destruction, the person or persons causing such destruction, and the cause for destruction.\n\n2. If any documents that would have been responsive to any of the requests are no longer in Respondent's possession, custody, or control, identify each document, the person who currently has possession, custody, or control of the document, and the date possession, custody, or control was transferred to that person.\n\n3. No part of the request shall be left not responded to merely because an objection is interposed to another part of the request. If Respondent objects to a part or parts of a given request, Respondent must state the part objected to and permit inspection of all remaining parts. All grounds for an objection to a document request must be stated with specificity. Any ground not stated in a timely objection is waived unless our failure to object is excused by the court.\n\n4. Any document not produced in response to this request, because of a claimed privilege or for any other reason, should be listed according to the request number; and for each document withheld, its date, number of pages, author, sender, recipient, identification of all persons shown as receiving copies, subject matter, and the grounds for non-production should be set forth. Documents are requested to be produced for inspection as they have been kept in their\n\noriginal files, folders, notebooks, bindings, boxes, or other organizers or devices used to file or store them.\n\n5. If production of documents is made in a timely manner, witness does not need to appear pursuant to summons.\n\n6. The terms \"relate to,\" \"relating to,\" and \"related to\" mean concerning, evidencing, supporting, undermining, arising from, commenting on, responding to, showing, describing, analyzing, reflecting or constituting.\n\n7. The terms \"and\" as well as \"or\" have both conjunctive and disjunctive meanings.\n\n8. The terms \"any\" and \"all\" mean \"each\" and \"every.\"\n\n9. As employed herein, the singular shall mean the plural and vice versa.\n\n10. If a requested document exists in electronic form, *e.g.*, an e-mail, spreadsheet,\n\nWord document, Power Point Presentation, such electronic document shall be produced in its native format.\n\n11. Document Productions can be made to Edward Moss of O'Melveny & Myers LLP. Any questions regarding document production can be directed to emoss@omm.com.\n\n12. The relevant time period for purposes of these Requests, unless otherwise indicated, is January 1, 2008, to present.\n\n#### **DEFINITIONS**\n\n1. \"Account\" means any bank, brokerage, investment, cryptocurrency, or other accounts (including, but not limited to, the bank or brokerage name and location, name(s) on account, account number, and account balance).\n\n2. \"Asset\" means any asset or property whatsoever, whether tangible or intangible, including, without limitation, cash, bank accounts, brokerage accounts, real property, land,\n\ncorporate shares, membership or interest in a limited liability company or partnership, stocks, shares, bonds, investments, investment vehicles, actual or potential judgments, liens, easements, attachments, leases, intellectual property including, without limitation, patents and trademarks, automobiles, airplanes, helicopters, sea vessels, vehicles, artwork, collectibles, clothing, jewelry, cryptocurrency, crypto-wallets, safe deposit boxes, chattel, precious stones or metals, pledged or hypothecated assets, contingent financial interests, options, warrants, securities, commodities, receivables, convertible loans, and interests derived from financial instruments, whether directly or indirectly held.\n\n3. \"Communication\" means the transmittal of information (in the form of facts, ideas, inquiries, or otherwise) and/or any other communicative contact between two or more Persons and/or entities, and shall include, without limitation: written contacts by such means as any Document as defined herein, and oral contact by such means as face-to-face or in-person meetings, telephone conversations, e-mail, and any other form of electronic communication such as telecopy transmissions, telexes, telegrams, and video transmissions, and the originals, drafts, copies, and all non-identical copies of all Documents.\n\n4. \"Debtor\" refers to Miles Kwok a/k/a Kwok Ho Wan, a/k/a Kwok Ho, a/k/a Gwo Wen Gui, a/k/a Guo Wengui, a/k/a Guo Wen-Gui, a/k/a Wan Gue Haoyun, a/k/a Haoyun Guo.\n\n5. \"Debtor-Related Person\" or \"Debtor-Related Persons\" is defined in **Appendix 1**.\n\n6. \"Document\" is used in the broadest possible sense and means, without limitation, each and every writing of whatever nature, whether an original, draft, copy, or non-identical copy (*e.g.*, because handwritten or \"blind notes\" or notations appear thereon or are attached thereto), however produced or reproduced, including, but not limited to, typed, printed, photocopied, photographic, machine-readable, magnetically or optically recorded matter of any\n\nkind, and each and every tangible thing from which information can be processed or transcribed, such as tape, disk, or other electronic data compilations. The term includes, but is not limited to, letters; e-mails; text messages; instant messages; envelopes; forms; web pages; websites; analysis; announcements; bills; wires; films; photographs; proofs; prospectuses; reports; receipts; schedules; statements; surveys; statistics; books; checks of any kind; promissory notes; charts; drawings; affidavits; correspondence; social media posts; publications; telegraphs; telecopies; facsimiles; paper communications; electronic communications; signed statements; tabulations; analyses; work papers; charts; graphs; memoranda; licenses; manuals; maps; minutes; plans; permits; appointment books; records; financial statements; proposals; memoranda or other transcriptions by mechanical device, or by longhand or shorthand recording; tape recorded materials; materials recorded by any electronic means; native files; metadata; computer generated information; computer software; computer files; electronically stored information; computer disks; computer tapes; interoffice communications; all summaries of oral communications, telephonic or otherwise; microfiche; microfilm; lists; bulletins; calendars; circulars; desk pads; opinions; ledgers; logs; minutes; agreements; accountings; accounts; journals; diaries; contracts; vouchers; invoices; calendar and diary entries; notebooks; notes; charges; balance sheets; telephone messages or other messages; magazines; pamphlets; articles; notices; newspapers; studies; summaries; worksheets; telexes; cables; records of telephone conversations or face-to-face conversations; marginal comments appearing on any documents; and all other graphic materials, writings, and instruments. The term \"Document\" includes both the \"Document\" itself and anything appended thereto.\n\n7. \"Interest\" means any direct or indirect interest, whether partial, whole, potential, or contingent, including, without limitation, legal ownership, beneficial ownership, right to\n\ncontrol, ownership of any or all of the shares of an incorporated entity, membership or interest in a limited liability company or partnership, or access to funds or assets.\n\n8. \"Respondent\" refers to whom this subpoena is directed.\n\n#### **DOCUMENTS TO BE PRODUCED**\n\nPursuant to CPLR §§ 5223 and 5224, Plaintiff demands that Respondent produce at the date and location listed on the subpoena above, or at a time and location mutually agreeable to the parties, all (whether in hard copy or digital) books, records, communications, (including, but not limited to, e-mail, text message, electronic messaging, mail, fax and the like), and papers as follows:\n\n1. All Documents and Communications relating to the property located at 33 Ferncliff Road, Cos Cob, CT 06807, including but not limited to Documents and Communications relating to:\n\n- a. the identity of the occupant(s) and resident(s);\n- b. the identity of the owner;\n- c. the purchase (including but not limited to the purchase price and the source of the funds used for the purchase);\n- d. the actual or potential sale or efforts to sell or rent or lease;\n- e. the amount and nature of monthly expenses and the source of the funds used to pay those expenses; and\n- f. mortgages, trusts, liens, encumbrances, or pledges\n- 2. All Documents and Communications relating to the property located at 373 Taconic Road, Stamford, CT 06904, including but not limited to Documents and Communications relating to:\n- a. the identity of the occupant(s) and resident(s);\n- b. the identity of the owner;\n- c. the purchase (including but not limited to the purchase price and the source of the funds used for the purchase);\n- d. the actual or potential sale or efforts to sell or rent or lease;\n- e. the amount and nature of monthly expenses and the source of the funds used to pay those expenses; and\n- f. mortgages, trusts, liens, encumbrances, or pledges\n- 3. All Communications with the Debtor.\n\n4. All Documents and Communications relating to any of Debtor's past or present Interests, Assets, and Accounts.\n\n5. All Documents and Communications relating to businesses or other ventures involving Debtor.\n\n6. All Documents and Communications relating to any Debtor-Related Person(s)'s past or present Interests, Assets, and Accounts.\n\n7. All Documents and Communications relating to businesses or other ventures involving any Debtor-Related Persons(s).\n\n8. All Documents and Communications relating to Debtor's past and present relationship with and Interest in Respondent.\n\n9. All Documents and Communications relating to any Debtor-Related Person(s)'s past and present relationship with and Interest in Respondent.\n\n10. All Documents and Communications relating to Respondent's past and present relationship with and Interest in any Debtor-Related Person(s).\n\n11. Documents sufficient to identify Respondent's Interests, Accounts, and Assets\n\n(including without limitation their amount and location), including without limitation:\n\n- a. Bank account documents, including statements, check images (front and back), deposits, withdrawals, incoming and outgoing wire transfers, signatory cards, and account opening records.\n- b. Brokerage account documents, including statements, signatory cards, account opening records, detailed wires of each account, and details on linked accounts.\n- c. Credit card account documents, including statements, check images (front and back), incoming and outgoing wire transfers, signatory cards, and account opening records.\n- d. Documents relating to debts or liabilities, including without limitation outstanding mortgages, regardless whether the account is in default, arrears, or foreclosure.\n- e. Financial statements, statements of assets and liabilities, balance sheets, income statements, and expense statements.\n- f. Solvency opinions, appraisals, valuation opinions, and analysis conducted by Respondent or third-parties in connection with Respondent's business.\n- g. Documents evidencing ownership, including without limitation deeds and ownership certificates.\n- h. Other business records of any kind.\n- 12. All Documents and Communications relating to any actual or contemplated\n\ntransactions, transfers, distributions, or conveyances (including without limitation payments,\n\nloans, benefits, gifts, compensation, and income), including without limitation those involving or\n\nmade on behalf of Debtor and any Debtor-Related Person(s).\n\n13. Any and all tax returns (whether filed by Respondent, Debtor, or any Debtor-Related Person), including schedules, filed in the United States (both federal and state) and any\n\nother country from 2015 to the present.\n\n14. Documents sufficient to identify all service provides who have been engaged by Respondent (including but not limited to lawyers, accountants, advisers, brokers, and maintenance or other service providers) for the properties located at 33 Ferncliff Road, Cos Cob, CT 06807 and 373 Taconic Road, Stamford, CT 06904.\n\n15. Documents sufficient to show Respondent's ownership structure, reflecting any and all changes since the date of Respondent's formation or incorporation, including without limitation organizational charts, and formation documents.\n\n16. Documents sufficient to identify Respondent's employees, officers, and directors.\n\n17. All Documents and Communications relating to Respondent's internal governance and decision-making, including without limitation bylaws, operating agreements, consents, notices, minutes, resolutions, board meeting packages, and other documents evidencing approval or denial of any corporate, business or legal action.\n\n18. Documents sufficient to show how Respondent has been capitalized since its formation or incorporation, including without limitation documents identifying the source(s) of funds used to capitalize Respondent.\n\n### **Appendix 1 List of Debtor-Related Persons**\n\n#### Individuals\n\n- Mei Guo\n- Qiang Guo\n- Mileson Kwok\n- Yue Qingzhi\n- Hing Chi Ngok\n- Yan Ping Wang\n- Yanping Wang\n- Yvette Wang\n\n### Entities\n\n- AAGV Limited\n- ACA Investment Management Limited\n- ACA Capital Group Limited\n- Ace Decade Holdings Limited\n- AI Group Holdings Inc.\n- Alfa Global Ventures Limited\n- Alfonso Global Limited\n- Allied Capital Global Limited\n- Anton Development Limited\n- Assets Sino Limited\n- Auspicious Coast Limited\n- Beijing Pangu Investment Co.\n- Beijing Pangu Investment Co. Ltd.\n- Beijing Pangu Investment Inc.\n- Beijing Zenith Holdings Company Limited\n- Bravo Luck Limited\n- BSA Strategic Fund I\n- China Golden Spring (Hong Kong) Limited\n- Chuang Xin Limited\n- Crane Advisory Group LLC\n- Creative Apex Investments Limited\n- Crystal Breeze Investments Limited\n- Eastern Profit Corporation Limited\n- Elite Well Global Limited\n- Empire Growth Holdings\n- G Club Operations LLC\n- G Fashion LLC\n- G News LLC\n- Genever Holdings Corporation\n- Genever Holdings LLC\n- GFASHION MEDIA GROUP INC.\n- Globalist International Limited\n- Golden Spring (New York) Limited\n- Greenwich Land LLC\n- GTV Media Group, Inc.\n- Guo Media\n- Hamilton Capital Holdings Inc.\n- Head Win Group Limited\n- Hong Kong International Funds Investments Limited\n- HK International Funds Investments (USA) Limited, LLC\n- Infinite Increase Limited\n- Infinitum Developments Limited\n- Insight Phoenix Fund\n- Lamp Capital LLC\n- Leading Shine Limited\n- Leading Shine NY Limited\n- Long Gate Limited\n- Next Tycoon Investments Limited\n- Noble Fame Global Limited\n- Rosy Acme Ventures Limited\n- Rule of Law Foundation III, Inc.\n- Rule of Law Foundation IV Inc.\n- Rule of Law Society\n- Rule of Law Society IV, Inc.\n- Saraca Media Group, Inc.\n- Shiny Times Holdings Limited\n- Spirit Charter Investment Limited\n- Voice of Guo Media Inc.\n- World Century Limited\n- Worldwide Opportunity Holdings Limited\n- ZIBA Limited\n\n#### SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\nPlaintiff,\n\nv.\n\nKWOK HO WAN, *a/k/a* KWOK HO, *a/k/a* GWO WEN GUI, *a/k/a* GUO WENGUI, *a/k/a* GUO WEN-GUI, *a/k/a* WAN GUE HAOYUN, *a/k/a* MILES KWOK, *a/k/a* HAOYUN GUO,\n\nDefendant.\n\nIndex No. 652077/2017\n\nHon. Barry Ostrager\n\nPart 61\n\n**SUBPOENA AD TESTIFICANDUM**\n\nTO: Greenwich Land, LLC C/O Corporate Creations Network, Inc. 3411 Silverside Rd. Tatnall Building Ste. 104 Wilmington, DE 19810\n\nWHEREAS, in an action in the Supreme Court of the State of New York, County of New\n\nYork, Index No. 652077/2017, between Pacific Alliance Asia Opportunity Fund L.P.\n\n(\"Judgment Creditor\") and Defendants Miles Kwok (\"Judgment Debtor\"), Genever Holdings\n\nCorporation, and Genever Holdings LLC, being all the parties to the action, on February 3, 2021,\n\nthe Supreme Court of the State of New York, County of New York, entered judgment in favor of\n\nJudgment Creditor and against Judgment Debtor in the amount of \\$116,402,019.57. This\n\namount, together with statutory interest, remains due and unpaid.\n\nYOU ARE HEREBY COMMANDED, pursuant to New York Civil Practice Law and\n\nRules (\"CPLR\") §§ 5223 and 5224, all business and excuses being laid aside, to attend a\n\ndeposition upon oral or written questions.\n\nPLEASE TAKE NOTICE that, under Articles 23 and 31 of the New York Civil Practice Law and Rules, and Commercial Division Rule 11-f, the Judgment Creditor, by its attorneys at O'Melveny & Myers LLP, will take by stenographic method the deposition upon oral examination of any officer, director, member, or employee of Greenwich Land, LLC who is most knowledgeable to give full and complete testimony on the topics set forth in Exhibit A.\n\nThe deposition will be conducted by remote video conference on June 15, 2021, beginning at 10:00 a.m., or at another mutually agreed upon date and time. The deposition will be recorded stenographically and by videotape by a representative of Veritext Legal Solutions, 1250 Broadway, Suite 2400, New York, New York 10001.\n\nDisclosure is being sought from you because, upon information and belief, you possess information relevant and material to the above-captioned action, including without limitation information relating to the Judgment Creditor's efforts to collect on the above-referenced judgment.\n\nPLEASE TAKE FURTHER NOTICE that pursuant to New York Commercial Division Rule 11-f, you must provide counsel for the Judgment Creditor with the name, description, and title of the officer, director, member, employee, or individual who will testify on your behalf no later than ten (10) days prior to the scheduled deposition. Such designation must include the identity, description, or title of such individual. If you designate more than one individual to testify on your behalf, you must also provide counsel for Judgment Creditor with the matters on which each individual will testify. The individual(s) designated must testify about information known or reasonably known to Greenwich Land, LLC, and their testimony can be used against Greenwich Land, LLC to the same extent provided in CPLR § 3117(2) and the applicable rules of evidence. Failure to comply with this subpoena is punishable as a contempt of Court and shall\n\nmake you liable to the person on whose behalf this subpoena was issued for a penalty not to exceed fifty dollars (\\$50.00) and all damages sustained by reason of your failure to comply.\n\nDATED: May 4, 2021 New York, New York Respectfully submitted, O'MELVENY & MYERS LLP\n\nB\n\nStuart Sarnoff (ssarnoff@omm.com) Edward Moss (emoss@omm.com) 7 Times Square New York, NY 10036 (212) 326-2000\n\n*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*\n\n#### **EXHIBIT A**\n\n#### **DEFINITIONS**\n\n1. \"And\" has both conjunctive and disjunctive meanings.\n\n2. \"Any\" means each and every.\n\n3. \"Asset\" means any asset or property whatsoever, whether tangible or intangible, including, without limitation, cash, bank accounts, brokerage accounts, real property, land, corporate shares, membership or interest in a limited liability company or partnership, stocks, shares, bonds, investments, investment vehicles, actual or potential judgments, liens, easements, attachments, leases, intellectual property including, without limitation, patents and trademarks, automobiles, airplanes, helicopters, sea vessels, vehicles, artwork, collectibles, clothing, jewelry, cryptocurrency, crypto-wallets, safe deposit boxes, chattel, precious stones or metals, pledged or hypothecated assets, contingent financial interests, options, warrants, securities, commodities, receivables, convertible loans, and interests derived from financial instruments, whether directly or indirectly held.\n\n4. \"Debtor-Related Person\" or \"Debtor-Related Persons\" is defined in Appendix 1.\n\n5. \"Interest\" means any direct or indirect interest, whether partial, whole, potential, or contingent, including, without limitation, legal ownership, beneficial ownership, right to control, ownership of any or all of the shares of an incorporated entity, membership or interest in a limited liability company or partnership, or access to funds or assets\n\n6. \"Miles Kwok\" means Kwok Ho Wan, *a/k/a* Kwok Ho, *a/k/a* Gwo Wen Gui, *a/k/a* Guo Wengui, *a/k/a* Guo Wen-Gui, *a/k/a* Wan Gue Haoyun, *a/k/a* Miles Kwok, *a/k/a* Haoyun Guo, and all of his agents, attorneys, representatives, and all other persons or entities acting or purporting to act on his behalf.\n\n7. \"Or\" has both conjunctive and disjunctive meanings.\n\n8. \"Properties\" means the properties located at 33 Ferncliff Road, Cos Cob, CT\n\n06807 and the property located at 373 Taconic Road, Stamford, CT 06904.\n\n9. \"You\" and \"Your\" means, without limitation Greenwich Land, LLC, including all entities it controls and also including all of its agents, attorneys, representatives, and all other persons or entities acting or purporting to act on its behalf.\n\n#### **DEPOSITION TOPICS**\n\n- 1. The Assets and liabilities of Greenwich Land, LLC.\n- 2. The Properties, including without limitation:\n\t- a. the occupants and residents of the Properties;\n\t- b. the owner of the Properties and those who have an Interest in the Properties;\n\t- c. the purchase of the Properties (including but not limited to the purchase price and the source of the funds used for the purchase);\n\t- d. any actual or potential transfers of the Properties or of any Interest in the Properties;\n\t- e. the listing or potential sale of the Properties or of any Interest in the Properties;\n\t- f. any individuals or companies who use, have used, work, have worked, live, or have lived on the Properties;\n\t- g. any monies transferred relating in any way to the Properties;\n\t- h. all past and present mortgages, liens, pledges, trusts, and encumbrances on the Properties;\n- i. Miles Kwok's or any Debtor-Related Person(s)'s Interest in the Properties; and\n- j. the amount and nature of monthly expenses for the Properties and the source of the funds used to pay those expenses.\n\n3. Greenwich Land, LLC's relationship to Miles Kwok or any Debtor-Related\n\nPerson.\n\n4. The Assets and liabilities of Miles Kwok or any Debtor-Related Person.\n\n5. Any actual or potential payments, transfers, loans, or gifts made or given by You to or on behalf of Miles Kwok or any Debtor-Related Person.\n\n6. Any actual or potential payments, transfers, loans, or gifts made or given to You by or on behalf of Miles Kwok or any Debtor-Related Person.\n\n7. The formation and business purpose of Greenwich Land, LLC.\n\n8. The employees, officers, directors, and corporate and organizational structure of Greenwich Land, LLC.\n\n### **Appendix 1 List of Debtor-Related Persons**\n\n#### Individuals\n\n- Mei Guo\n- Qiang Guo\n- Mileson Kwok\n- Yue Qingzhi\n- Hing Chi Ngok\n- Yan Ping Wang\n- Yanping Wang\n- Yvette Wang\n\n#### Entities\n\n- AAGV Limited\n- ACA Investment Management Limited\n- ACA Capital Group Limited\n- Ace Decade Holdings Limited\n- AI Group Holdings Inc.\n- Alfa Global Ventures Limited\n- Alfonso Global Limited\n- Allied Capital Global Limited\n- Anton Development Limited\n- Assets Sino Limited\n- Auspicious Coast Limited\n- Beijing Pangu Investment Co.\n- Beijing Pangu Investment Co. Ltd.\n- Beijing Pangu Investment Inc.\n- Beijing Zenith Holdings Company Limited\n- Bravo Luck Limited\n- BSA Strategic Fund I\n- China Golden Spring (Hong Kong) Limited\n- Chuang Xin Limited\n- Crane Advisory Group LLC\n- Creative Apex Investments Limited\n- Crystal Breeze Investments Limited\n- Eastern Profit Corporation Limited\n- Elite Well Global Limited\n- Empire Growth Holdings\n- G Club Operations LLC\n- G Fashion LLC\n- G News LLC\n- Genever Holdings Corporation\n- Genever Holdings LLC\n- GFASHION MEDIA GROUP INC.\n- Globalist International Limited\n- Golden Spring (New York) Limited\n- Greenwich Land LLC\n- GTV Media Group, Inc.\n- Guo Media\n- Hamilton Capital Holdings Inc.\n- Head Win Group Limited\n- Hong Kong International Funds Investments Limited\n- HK International Funds Investments (USA) Limited, LLC\n- Infinite Increase Limited\n- Infinitum Developments Limited\n- Insight Phoenix Fund\n- Lamp Capital LLC\n- Leading Shine Limited\n- Leading Shine NY Limited\n- Long Gate Limited\n- Next Tycoon Investments Limited\n- Noble Fame Global Limited\n- Rosy Acme Ventures Limited\n- Rule of Law Foundation III, Inc.\n- Rule of Law Foundation IV Inc.\n- Rule of Law Society\n- Rule of Law Society IV, Inc.\n- Saraca Media Group, Inc.\n- Shiny Times Holdings Limited\n- Spirit Charter Investment Limited\n- Voice of Guo Media Inc.\n- World Century Limited\n- Worldwide Opportunity Holdings Limited\n- ZIBA Limited\n\n#### SUPERIOR COURT OF THE STATE OF DELAWARE Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 25 of 65\n\nPacific Alliance Asia Opportunity Fund L.P.\n\nKwok Ho Wan a/k/a Kwok Ho, a/k/a Gwo Wen Gui, a/k/ a Guo Wengui, a/k/a Guo Wen-Gui, a/k/a Wan Gue Haoyun, a/k/a Miles Kwok, a/k/a Haoyun Guo, Genever Holdings, LLC, Genever Holdings Corporation\n\n## **OUT OF STATE SUBPOENA IN A CIVIL CASE** v.\n\nCivil Action No.:\n\n**TO:** Greenwich Land, LLC c/o Corporate Creations Network, Inc. 3411 Silverside Road, Tatnall Building, Ste. 104 Wilmington, DE 19810\n\n **YOU ARE COMMANDED** to appear in the Delaware Superior Court at the place, date, and time specified below to testify in the above case.\n\n| PLACE OF TESTIMONY | COURTROOM     |\n|--------------------|---------------|\n|                    | DATE AND TIME |\n\n **YOU ARE COMMANDED** to appear at the place, date, and time specified below to testify at the taking of a deposition in the above case. X\n\n **YOU ARE COMMANDED** to produce and permit inspection and copying of the following documents or objects at the place, date, and time specified below (list documents or objects): X\n\nSee Exhibit A\n\n| PLACE<br>O'Melveny & Myers LLP<br>7 Times Square, New York, NY 10036<br>Attn: Edward Moss | DATE AND TIME<br>June 15, 2021 (or at least 20 days<br>after service) |\n|-------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|\n|-------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|\n\n **YOU ARE COMMANDED** to permit inspection of the following premises at the date and time specified below.\n\n| PREMISES                                                                    | DATE AND TIME         |\n|-----------------------------------------------------------------------------|-----------------------|\n|                                                                             |                       |\n|                                                                             |                       |\n| Any organization not a party to this suit that is subpoenaed for the taking | of a deposition shall |\n\ndesignate one or more officers, directors, or managing agents, or other persons who consent to testify on its behalf, and may set forth, for each person designated, the matters on which the person will testify. Delaware Superior Court Civil Rule 30 (b) (6).\n\n| REQUESTING PARTY'S NAME, ADDRESS AND PHONE NUMBER         | Pacific Alliance Asia Opportunity Fund L.P. c/o O'Melveny & Myers LLP<br>7 Times Square, New York, NY 10036 - (212) 326-2000 |      |\n|-----------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|------|\n| SIGNATURE (FOR DELAWARE COURT USE ONLY)<br>CLERK OF COURT |                                                                                                                              | DATE |\n\n| Case 22-50073             | Doc 1604-47 |                   | Filed 03/27/23 | Entered 03/27/23 14:12:10 | Page 26 |\n|---------------------------|-------------|-------------------|----------------|---------------------------|---------|\n| of 65<br>PROOF OF SERVICE |             |                   |                |                           |         |\n| SERVED                    | DATE        |                   | PLACE          |                           |         |\n|                           |             |                   |                |                           |         |\n| SERVED ON (PRINT NAME)    |             | MANNER OF SERVICE |                |                           |         |\n|                           |             |                   |                |                           |         |\n| SERVED BY (PRINT NAME)    |             | TITLE             |                |                           |         |\n|                           |             |                   |                |                           |         |\n| DECLARATION<br>OF SERVER  |             |                   |                |                           |         |\n\nI declare under penalty of perjury under the laws of the State of Delaware that the foregoing information contained in the Proof of Service is true and correct.\n\nExecuted on\n\nDATE SIGNATURE OF SERVER\n\nADDRESS OF SERVER\n\n### **Superior Court Civil Rule 45, Parts C, D & E:**\n\n#### **(c) Protection of Persons Subject to Subpoenas.**\n\n(1) A party or an attorney responsible for the issuance and service of a subpoena shall take reasonable steps to avoid imposing undue burden or expense on a person subject to that subpoena. The Court shall enforce this duty and impose upon the party or attorney in breach of this duty an appropriate sanction, which may include, but is not limited to, lost earnings and a reasonable attorney's fee.\n\n(2)(A) A person commanded to produce and permit inspection and copying of designated books, papers, documents or tangible things or inspection of premises need not appear in person at the place of production or inspection unless commanded to appear for deposition, hearing or trial.\n\n(B) Subject to paragraph (d)(2) of this rule, a person commanded to produce and permit inspection and copying may, within 14 days after service of the subpoena or before the time specified for compliance if such time is less than 14 days after service, serve upon the party or attorney designated in the subpoena written objection to inspection or copying of any or all of the designated materials or of the premises. If objection is made, the party serving the subpoena shall not be entitled to inspect and copy the materials or inspect the premises except pursuant to an order of the Court. If objection has been made, the party serving the subpoena may, upon notice to the person commanded to produce, move at any time for an order to compel the production. Such an order to compel production shall protect any person who is not a party or an officer of a party from significant expense resulting from the inspection and copying commanded.\n\n(3)(A) On timely motion, the Court shall quash or modify the subpoena if it\n\n(i) fails to allow reasonable time for compliance,\n\n(ii) requires disclosure of privileged or other\n\nprotected matter and no exception or waiver applies, or\n\n(iii) subjects a person to undue burden.\n\n(B) If a subpoena\n\n(i) requires disclosure of a trade secret or other confidential research, development, or commercial information, or\n\n(ii) requires disclosure of an unretained expert's opinion or information not describing specific events or occurrences in dispute and resulting from the expert's study made not at the request of any party,\n\nthe Court may, to protect a person subject to or affected by the subpoena, quash or modify the subpoena or, if the party in whose behalf the subpoena is issued shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship and assures that the person to whom the subpoena is addressed will be reasonably compensated, the Court may order appearance or production only upon specified conditions.\n\n#### **(d) Duties in Responding to Subpoena.**\n\n(1) A person responding to a subpoena to produce documents shall produce them as they are kept in the usual course of business or shall organize and label them to correspond with the categories in the demand.\n\n(2) When information subject to a subpoena is withheld on a claim that it is privileged or subject to protection as trial preparation materials, the claim shall be made expressly and shall be supported by a description of the nature of the documents, communications, or things not produced that is sufficient to enable the demanding party to contest the claim.\n\n#### **(e) Contempt.**\n\nFailure by any person without adequate excuse to obey a subpoena served upon that person may be deemed a contempt of court.\n\n**Document List** of 65\n\n**Index #**\n\nCreated on:05/03/2021 09:15 PM\n\n![](_page_26_Picture_3.jpeg)\n\nNew York County Supreme Court **652077/2017** NYSCEF\n\nCase Caption: **Pacific Alliance Asia Opportunity Fund L.P. v. Kwok Ho Wan et al**\n\n## Judge Name: **Barry R Ostrager**\n\n| Doc# | Document Type/Information                                                                                                 | Status    | Date Received | Filed By     |\n|------|---------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|\n| 1    | SUMMONS<br>Summons                                                                                                        | Processed | 04/18/2017    | Seiden, R.   |\n| 2    | COMPLAINT<br>Complaint                                                                                                    | Processed | 04/18/2017    | Seiden, R.   |\n| 3    | EXHIBIT(S)<br>2011 Facility Letter                                                                                        | Processed | 04/18/2017    | Seiden, R.   |\n| 4    | EXHIBIT(S)<br>Personal Guarantee                                                                                          | Processed | 04/18/2017    | Seiden, R.   |\n| 5    | AFFIRMATION/AFFIDAVIT OF SERVICE<br>Affidavit of Service                                                                  | Processed | 04/21/2017    | Seiden, R.   |\n| 6    | STIPULATION - TIME TO ANSWER<br>Stipulation to Extend Time to Respond to Complaint                                        | Processed | 05/26/2017    | Lee, F.      |\n| 7    | NOTICE OF MOTION<br>Notice of Motion to Dismiss                                                                           | Processed | 06/29/2017    | Schiller, J. |\n| 8    | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Defendant's Motion<br>to Dismiss                          | Processed | 06/29/2017    | Schiller, J. |\n| 9    | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>Affirmation of Benjamin Margulis in Support of<br>Defendant's Motion to Dismiss | Processed | 06/29/2017    | Schiller, J. |\n| 10   | EXHIBIT(S)<br>Margulis Aff. Exhibit 1 - Complaint                                                                         | Processed | 06/29/2017    | Schiller, J. |\n| 11   | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>Affirmation of Fiona Yu in Support of Defendant's Motion<br>to Dismiss          | Processed | 06/29/2017    | Schiller, J. |\n| 12   | EXHIBIT(S)<br>Yu Aff. Ex. 1 - Loan Facility Letter dated February 4,<br>2008                                              | Processed | 06/29/2017    | Schiller, J. |\n| 13   | EXHIBIT(S)<br>Yu Aff. Ex. 2 - Loan Facility Letter dated March 12, 2008                                                   | Processed | 06/29/2017    | Schiller, J. |\n| 14   | EXHIBIT(S)<br>Yu Aff. Ex. 3 - Deed of Settlement dated September 17,<br>2009                                              | Processed | 06/29/2017    | Schiller, J. |\n| 15   | EXHIBIT(S)<br>Yu Aff. Ex. 4 - Personal Guarantee dated November 18,<br>2009                                               | Processed | 06/29/2017    | Schiller, J. |\n| 16   | EXHIBIT(S)<br>Yu Aff. Ex. 5 - Loan Facility Letter dated March 16, 2011                                                   | Processed | 06/29/2017    | Schiller, J. |\n| 17   | EXHIBIT(S)<br>Yu Aff. Ex. 6 - Personal Guarantee dated March 16,                                                          | Processed | 06/29/2017    | Schiller, J. |\n| 18   | EXHIBIT(S)<br>Yu Aff. Ex. 7 - Deed of Settlement dated April 19, 2013                                                     | Processed | 06/29/2017    | Schiller, J. |\n| 19   | EXHIBIT(S)<br>Yu Aff. Ex. 8 - Supplemental Deed of Settlement dated<br>December 13, 2013                                  | Processed | 06/29/2017    | Schiller, J. |\n| 20   | EXHIBIT(S)<br>Yu Aff. Ex. 9 - Supplemental Deed of Settlement dated                                                       | Processed | 06/29/2017    | Schiller, J. |\n\n**Document List** of 65\n\n**Doc# Document Type/Information Status Date Received Filed By**\n\nCreated on:05/03/2021 09:15 PM\n\n![](_page_27_Picture_4.jpeg)\n\nNew York County Supreme Court **652077/2017**\n\nMay 15, 2014\n\n**Index #**\n\n21 EXHIBIT(S) Yu Aff. Ex. 10 - Supplemental Deed of Settlement dated July 11, 2014 Processed 06/29/2017 Schiller, J. 22 EXHIBIT(S) Yu Aff. Ex. 11 - Supplemental Deed of Settlement dated February 10, 2015 Processed 06/29/2017 Schiller, J. 23 EXHIBIT(S) Yu Aff. Ex. 12 - Option Agreement dated March 31, 2015 Processed 06/29/2017 Schiller, J. 24 AFFIDAVIT OR AFFIRMATION IN SUPPORT OF Affidavit of Kwok Ho Wan in Support of Defendant's Motion to Dismiss Processed 06/29/2017 Schiller, J. 25 RJI -RE: NOTICE OF MOTION Request for Judicial Intervention Processed 06/29/2017 Schiller, J. 26 ADDENDUM - COMMERCIAL DIVISION (840C) Processed 06/29/2017 Schiller, J. 27 NOTICE OF MOTION Notice of Plaintiff's Motion for Pre-Judgment Order of Attachment Processed 07/07/2017 Moss, E. 28 MEMORANDUM OF LAW IN SUPPORT Plaintiff's Memorandum of Law In Support Processed 07/07/2017 Moss, E. 29 AFFIDAVIT OR AFFIRMATION IN SUPPORT Affirmation of Pacific Alliance Asia Opportunity Fund L.P. In Support Processed 07/07/2017 Moss, E. 30 EXHIBIT(S) 2011 Facility Letter Processed 07/07/2017 Moss, E. 31 EXHIBIT(S) Personal Guarantee Processed 07/07/2017 Moss, E. 32 EXHIBIT(S) Original Deed of Settlement Processed 07/07/2017 Moss, E. 33 EXHIBIT(S) Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 34 EXHIBIT(S) Second Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 35 EXHIBIT(S) Third Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 36 EXHIBIT(S) Fourth Supplemental Deed of Settlement Processed 07/07/2017 Moss, E. 37 EXHIBIT(S) Option Agreement Processed 07/07/2017 Moss, E. 38 EXHIBIT(S) Kwok Notice of Demand Processed 07/07/2017 Moss, E. 39 EXHIBIT(S) Shiny Times Demand Letter Processed 07/07/2017 Moss, E. 40 AFFIDAVIT OR AFFIRMATION IN SUPPORT Affirmation of Derek Crane In Support Processed 07/07/2017 Moss, E. 41 AFFIDAVIT OR AFFIRMATION IN SUPPORT Affirmation of Christopher Gradel In Support Processed 07/07/2017 Moss, E.\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n| Doc# | Document Type/Information                                                        | Status    | Date Received | Filed By |\n|------|----------------------------------------------------------------------------------|-----------|---------------|----------|\n| 42   | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Ian Zheng In Support       | Processed | 07/07/2017    | Moss, E. |\n| 43   | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affidavit of Nathaniel Francis In Support | Processed | 07/07/2017    | Moss, E. |\n| 44   | EXHIBIT(S)<br>Certificate of Incorporation                                       | Processed | 07/07/2017    | Moss, E. |\n| 45   | EXHIBIT(S)<br>Order                                                              | Processed | 07/07/2017    | Moss, E. |\n| 46   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 47   | EXHIBIT(S)<br>Complaint                                                          | Processed | 07/07/2017    | Moss, E. |\n| 48   | EXHIBIT(S)<br>Utility Bill                                                       | Processed | 07/07/2017    | Moss, E. |\n| 49   | EXHIBIT(S)<br>Photos                                                             | Processed | 07/07/2017    | Moss, E. |\n| 50   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 51   | EXHIBIT(S)<br>Business Record                                                    | Processed | 07/07/2017    | Moss, E. |\n| 52   | EXHIBIT(S)<br>Public Land Records                                                | Processed | 07/07/2017    | Moss, E. |\n| 53   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 54   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 55   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 56   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 57   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 58   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 59   | EXHIBIT(S)<br>Article                                                            | Processed | 07/07/2017    | Moss, E. |\n| 60   | EXHIBIT(S)<br>Summons                                                            | Processed | 07/07/2017    | Moss, E. |\n| 61   | EXHIBIT(S)<br>Certified Translation                                              | Processed | 07/07/2017    | Moss, E. |\n| 62   | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Edward Moss In Support     | Processed | 07/07/2017    | Moss, E. |\n| 63   | EXHIBIT(S)<br>Complaint                                                          | Processed | 07/07/2017    | Moss, E. |\n| 64   | EXHIBIT(S)<br>Stipulation                                                        | Processed | 07/07/2017    | Moss, E. |\n| 65   | EXHIBIT(S)<br>Motion to Dismiss Papers                                           | Processed | 07/07/2017    | Moss, E. |\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n| Doc# | Document Type/Information                                                                                                                                      | Status    | Date Received | Filed By     |\n|------|----------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|\n| 66   | MEMORANDUM OF LAW IN OPPOSITION<br>Defendant's Memorandum of Law in Opposition to<br>Plaintiff's Motion for Pre-Judgment Order of Attachme                     | Processed | 08/01/2017    | Schiller, J. |\n| 67   | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION<br>Affirmation of Joshua I. Schiller in Opposition to<br>Plaintiff's Motion for Pre-Judgment Order of Atta | Processed | 08/01/2017    | Schiller, J. |\n| 68   | EXHIBIT(S)<br>Realtor.com Website                                                                                                                              | Processed | 08/01/2017    | Schiller, J. |\n| 69   | EXHIBIT(S)<br>XF444641 Delivery Notice                                                                                                                         | Processed | 08/01/2017    | Schiller, J. |\n| 70   | EXHIBIT(S)<br>XF444738 Delivery Notice                                                                                                                         | Processed | 08/01/2017    | Schiller, J. |\n| 71   | EXHIBIT(S)<br>XF444752 Delivery Notice                                                                                                                         | Processed | 08/01/2017    | Schiller, J. |\n| 72   | EXHIBIT(S)<br>XF444641 Purchase Agreement                                                                                                                      | Processed | 08/01/2017    | Schiller, J. |\n| 73   | EXHIBIT(S)<br>XF444738 Purchase Agreement                                                                                                                      | Processed | 08/01/2017    | Schiller, J. |\n| 74   | EXHIBIT(S)<br>XF444752 Purchase Agreement                                                                                                                      | Processed | 08/01/2017    | Schiller, J. |\n| 75   | MEMORANDUM OF LAW IN OPPOSITION<br>Plaintiff's Memorandum of Law in Opposition to<br>Defendants Motion to Dismiss Complaint                                    | Processed | 08/01/2017    | Moss, E.     |\n| 76   | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION<br>Affirmation of Edward Moss in Opposition to Defendant's<br>Motion to Dismiss                            | Processed | 08/01/2017    | Moss, E.     |\n| 77   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 78   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 79   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 80   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 81   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 82   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 83   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 84   | EXHIBIT(S)<br>Article                                                                                                                                          | Processed | 08/01/2017    | Moss, E.     |\n| 85   | EXHIBIT(S)<br>Certified Translation                                                                                                                            | Processed | 08/01/2017    | Moss, E.     |\n| 86   | AFFIDAVIT<br>First Affidavit of Fei-Xue Qian                                                                                                                   | Processed | 08/01/2017    | Moss, E.     |\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                                 | Status    | Date Received | Filed By     |\n|------|-------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|\n| 87   | EXHIBIT(S)<br>Mandarin Transcription                                                                                                      | Processed | 08/01/2017    | Moss, E.     |\n| 88   | EXHIBIT(S)<br>English Translation                                                                                                         | Processed | 08/01/2017    | Moss, E.     |\n| 89   | AFFIDAVIT<br>Second Affidavit of Fei-Xue Qian                                                                                             | Processed | 08/01/2017    | Moss, E.     |\n| 90   | EXHIBIT(S)<br>Mandarin Transcription                                                                                                      | Processed | 08/01/2017    | Moss, E.     |\n| 91   | EXHIBIT(S)<br>English Translation                                                                                                         | Processed | 08/01/2017    | Moss, E.     |\n| 92   | MEMORANDUM OF LAW IN REPLY<br>Defendant's Reply Memorandum of Law in Further<br>Support of Defendant's Motion to Dismiss                  | Processed | 08/07/2017    | Schiller, J. |\n| 93   | MEMORANDUM OF LAW IN REPLY<br>Reply Memorandum in Support of Motion for Pre<br>Judgment Order of Attachment                               | Processed | 08/07/2017    | Moss, E.     |\n| 94   | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Vishal Prakash Melwani in Support of<br>Motion for Pre-Judgment Order of Attachment | Processed | 08/07/2017    | Moss, E.     |\n| 95   | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Catherine Yang in Support of Motion for<br>Pre-Judgment Order of Attachment         | Processed | 08/07/2017    | Moss, E.     |\n| 96   | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Edward Moss in Support of Motion for Pre<br>Judgment Order of Attachment            | Processed | 08/07/2017    | Moss, E.     |\n| 97   | EXHIBIT(S)<br>(Article)                                                                                                                   | Processed | 08/07/2017    | Moss, E.     |\n| 98   | COURT NOTICE<br>Filing on Behalf of - Hon. Barry R. Ostrager                                                                              | Processed | 08/11/2017    | Court User   |\n| 99   | LETTER / CORRESPONDENCE TO JUDGE<br>Letter from S. Sarnoff to Justice Ostrager re Proposed<br>Sur-Reply to Defendants' Motion to Dismiss  | Processed | 09/06/2017    | Sarnoff, S.  |\n| 100  | MEMORANDUM OF LAW<br>Proposed Sur-Reply Memorandum In Opposition to<br>Defendant's Motion to Dismiss                                      | Processed | 09/06/2017    | Sarnoff, S.  |\n| 101  | COURT NOTICE<br>Filing on Behalf of - Rose Ann Magaldi, Law Clerk                                                                         | Processed | 09/07/2017    | Court User   |\n| 102  | DECISION + ORDER ON MOTION                                                                                                                | Processed | 09/20/2017    | Court User   |\n| 103  | DECISION + ORDER ON MOTION                                                                                                                | Processed | 09/20/2017    | Court User   |\n| 104  | NOTICE OF ENTRY                                                                                                                           | Processed | 09/22/2017    | Schiller, J. |\n| 105  | NOTICE OF ENTRY                                                                                                                           | Processed | 09/22/2017    | Schiller, J. |\n| 106  | TRANSCRIPT - SO ORDERED                                                                                                                   | Processed | 10/02/2017    | Court User   |\n| 107  | NOTICE OF APPEAL<br>Notice of Appeal                                                                                                      | Processed | 10/18/2017    | Sarnoff, S.  |\n\n**Document List** of 65\n\n**Index #**\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                                                           | Status    | Date Received | Filed By    |\n|------|-----------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 108  | EXHIBIT(S)<br>Decision and Order, Motion Sequence 001                                                                                               | Processed | 10/18/2017    | Sarnoff, S. |\n| 109  | EXHIBIT(S)<br>So-Ordered Transcript of Proceedings                                                                                                  | Processed | 10/18/2017    | Sarnoff, S. |\n| 110  | PRE-ARGUMENT STATEMENT<br>Pre-Argument Statement                                                                                                    | Processed | 10/18/2017    | Sarnoff, S. |\n| 111  | TRANSCRIPT - SO ORDERED                                                                                                                             | Processed | 10/26/2017    | Court User  |\n| 112  | NOTICE OF ENTRY<br>Notice of Entry of Decision and Order                                                                                            | Processed | 04/05/2018    | Sarnoff, S. |\n| 113  | EXHIBIT(S)<br>Appellate Division, First Department Decision and Order<br>of April 5, 2018                                                           | Processed | 04/05/2018    | Sarnoff, S. |\n| 114  | NOTICE OF APPEARANCE (POST RJI)                                                                                                                     | Processed | 04/09/2018    | Searles, J. |\n| 115  | STIPULATION - TIME TO ANSWER<br>Extending Time to Answer                                                                                            | Processed | 04/09/2018    | Searles, J. |\n| 116  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter from E. Moss to Justice Ostrager re Motion for<br>Pre-Judgment Order of Attachment                       | Processed | 04/10/2018    | Moss, E.    |\n| 117  | AFFIDAVIT<br>Proposed Transcriber Affidavit in Support of Motion for<br>Pre-Judgment Order of Attachment                                            | Processed | 04/10/2018    | Moss, E.    |\n| 118  | AFFIDAVIT<br>Proposed Translator Affidavit in Support of Motion for<br>Pre-Judgment Order of Attachment                                             | Processed | 04/10/2018    | Moss, E.    |\n| 119  | AFFIRMATION<br>Proposed Moss Affirmation in Support of Motion for Pre<br>Judgment Order of Attachment                                               | Processed | 04/10/2018    | Moss, E.    |\n| 120  | COURT NOTICE<br>Filing on Behalf of - Rose Ann Magaldi, Law Clerk                                                                                   | Processed | 04/11/2018    | Court User  |\n| 121  | REMITTITUR                                                                                                                                          | Processed | 04/11/2018    | Court User  |\n| 122  | NOTICE OF MOTION<br>NOTICE OF PLAINTIFF'S MOTION FOR PRE<br>JUDGMENT ORDER OF ATTACHMENT                                                            | Processed | 04/24/2018    | Sarnoff, S. |\n| 123  | MEMORANDUM OF LAW IN SUPPORT<br>MEMORANDUM OF LAW IN SUPPORT OF PLAINTIFF<br>PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.'S<br>MOTION FOR P          | Processed | 04/24/2018    | Sarnoff, S. |\n| 124  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIRMATION OF PACIFIC ALLIANCE ASIA<br>OPPORTUNITY FUND L.P. IN SUPPORT OF<br>PLAINTIFF PACIFIC ALLIANCE | Processed | 04/24/2018    | Sarnoff, S. |\n| 125  | EXHIBIT(S)<br>2011 Facility Letter                                                                                                                  | Processed | 04/24/2018    | Sarnoff, S. |\n| 126  | EXHIBIT(S)<br>Personal Guarantee                                                                                                                    | Processed | 04/24/2018    | Sarnoff, S. |\n| 127  | EXHIBIT(S)<br>Original Deed of Settlement                                                                                                           | Processed | 04/24/2018    | Sarnoff, S. |\n\n**Document List Index #** of 65\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                                                            | Status    | Date Received | Filed By    |\n|------|------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 128  | EXHIBIT(S)<br>Supplemental Deed of Settlement                                                                                                        | Processed | 04/24/2018    | Sarnoff, S. |\n| 129  | EXHIBIT(S)<br>Second Deed of Settlement                                                                                                              | Processed | 04/24/2018    | Sarnoff, S. |\n| 130  | EXHIBIT(S)<br>Third Deed of Settlement                                                                                                               | Processed | 04/24/2018    | Sarnoff, S. |\n| 131  | EXHIBIT(S)<br>Fourth Deed of Settlement                                                                                                              | Processed | 04/24/2018    | Sarnoff, S. |\n| 132  | EXHIBIT(S)<br>Option Agreement                                                                                                                       | Processed | 04/24/2018    | Sarnoff, S. |\n| 133  | EXHIBIT(S)<br>Kwok Notice of Demand                                                                                                                  | Processed | 04/24/2018    | Sarnoff, S. |\n| 134  | EXHIBIT(S)<br>Shiny Times Demand Letter                                                                                                              | Processed | 04/24/2018    | Sarnoff, S. |\n| 135  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIRMATION OF DEREK CRANE IN SUPPORT OF<br>PLAINTIFF'S MOTION FOR PRE-JUDGMENT ORDER<br>OF ATTACHMENT     | Processed | 04/24/2018    | Sarnoff, S. |\n| 136  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIRMATION OF CHRISTOPHER GRADEL IN<br>SUPPORT OF PLAINTIFF'S MOTION FOR PRE<br>JUDGMENT ORDER OF ATTACHM | Processed | 04/24/2018    | Sarnoff, S. |\n| 137  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIRMATION OF IAN ZHENG IN SUPPORT OF<br>PLAINTIFF'S MOTION FOR PRE-JUDGMENT ORDER<br>OF ATTACHMENT       | Processed | 04/24/2018    | Sarnoff, S. |\n| 138  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIRMATION OF CATHERINE YANG IN SUPPORT<br>OF PLAINTIFF PACIFIC ALLIANCE ASIA<br>OPPORTUNITY FUND L.P.'S  | Processed | 04/24/2018    | Sarnoff, S. |\n| 139  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIRMATION OF VISHAL PRAKASH MELWANI IN<br>SUPPORT OF PLAINTIFF PACIFIC ALLIANCE ASIA<br>OPPORTUNITY FUND | Processed | 04/24/2018    | Sarnoff, S. |\n| 140  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIDAVIT OF NATHANIEL FRANCIS IN SUPPORT<br>OF PLAINTIFF PACIFIC ALLIANCE ASIA<br>OPPORTUNITY FUND L.P.'S | Processed | 04/24/2018    | Sarnoff, S. |\n| 141  | EXHIBIT(S)<br>Corporate Formation Documents                                                                                                          | Processed | 04/24/2018    | Sarnoff, S. |\n| 142  | EXHIBIT(S)<br>BVI Court Order                                                                                                                        | Processed | 04/24/2018    | Sarnoff, S. |\n| 143  | EXHIBIT(S)<br>News Article                                                                                                                           | Processed | 04/24/2018    | Sarnoff, S. |\n| 144  | EXHIBIT(S)<br>Complaint                                                                                                                              | Processed | 04/24/2018    | Sarnoff, S. |\n| 145  | EXHIBIT(S)<br>Utilities Payment Record                                                                                                               | Processed | 04/24/2018    | Sarnoff, S. |\n| 146  | EXHIBIT(S)<br>Photographs                                                                                                                            | Processed | 04/24/2018    | Sarnoff, S. |\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n![](_page_33_Picture_4.jpeg)\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017 Index #**\n\n| Doc# | Document Type/Information                                                                                                                        | Status    | Date Received | Filed By    |\n|------|--------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 170  | EXHIBIT(S)<br>Aug. 1, 2017 Schiller Affirmation with Exhibits (Dkt. #'s<br>67-74)                                                                | Processed | 05/16/2018    | Searles, J. |\n| 171  | EXHIBIT(S)<br>April 26, 2017 NYT Article                                                                                                         | Processed | 05/16/2018    | Searles, J. |\n| 172  | EXHIBIT(S)<br>April 26, 2017 Quartz Media LLC Article                                                                                            | Processed | 05/16/2018    | Searles, J. |\n| 173  | EXHIBIT(S)<br>June 9, 2017 CNBC Article                                                                                                          | Processed | 05/16/2018    | Searles, J. |\n| 174  | EXHIBIT(S)<br>May 30, 2017 NYT Article                                                                                                           | Processed | 05/16/2018    | Searles, J. |\n| 175  | EXHIBIT(S)<br>April 19, 2017 NYT Article                                                                                                         | Processed | 05/16/2018    | Searles, J. |\n| 176  | EXHIBIT(S)<br>September 29, 2017 Free Beacon Article                                                                                             | Processed | 05/16/2018    | Searles, J. |\n| 177  | EXHIBIT(S)<br>October 22, 2017 WSJ Article                                                                                                       | Processed | 05/16/2018    | Searles, J. |\n| 178  | EXHIBIT(S)<br>October 23, 2017 CNBC Article                                                                                                      | Processed | 05/16/2018    | Searles, J. |\n| 179  | EXHIBIT(S)<br>July 22, 2017 Reuters Article                                                                                                      | Processed | 05/16/2018    | Searles, J. |\n| 180  | EXHIBIT(S)<br>April 9, 2018 Foley Hoag Letter                                                                                                    | Processed | 05/16/2018    | Searles, J. |\n| 181  | EXHIBIT(S)<br>March 21, 2018 NYT Article                                                                                                         | Processed | 05/16/2018    | Searles, J. |\n| 182  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION<br>Affidavit of Yan Ping Wang                                                                | Processed | 05/16/2018    | Searles, J. |\n| 183  | EXHIBIT(S)<br>Genever Register of Members                                                                                                        | Processed | 05/16/2018    | Searles, J. |\n| 184  | EXHIBIT(S)<br>Genever Certificate of Registration of Charge                                                                                      | Processed | 05/16/2018    | Searles, J. |\n| 185  | EXHIBIT(S)<br>Property Acceptance Confirmation Notes                                                                                             | Processed | 05/16/2018    | Searles, J. |\n| 186  | MEMORANDUM OF LAW IN SUPPORT<br>REPLY MEMORANDUM OF LAW IN SUPPORT OF<br>PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY<br>FUND L.P.S MOTION        | Processed | 05/23/2018    | Sarnoff, S. |\n| 187  | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>AFFIDAVIT OF JOHN HILL IN SUPPORT OF<br>PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY<br>FUND L.P.'S MOTION | Processed | 05/23/2018    | Sarnoff, S. |\n| 188  | EXHIBIT(S)<br>May 21, 2015 UCC-1 Report                                                                                                          | Processed | 05/23/2018    | Sarnoff, S. |\n| 189  | EXHIBIT(S)<br>March 29, 2017 UCC-1 Report                                                                                                        | Processed | 05/23/2018    | Sarnoff, S. |\n| 190  | EXHIBIT(S)<br>Complaint Wengui v. Wu                                                                                                             | Processed | 05/23/2018    | Sarnoff, S. |\n\n![](_page_34_Picture_8.jpeg)\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017 Index #**\n\n| Doc# | Document Type/Information                                                                                                                      | Status    | Date Received | Filed By    |\n|------|------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 191  | COURT NOTICE<br>Filing on Behalf of - Hon. Barry R. Ostrager                                                                                   | Processed | 05/29/2018    | Court User  |\n| 192  | DECISION + ORDER ON MOTION                                                                                                                     | Processed | 06/29/2018    | Court User  |\n| 193  | NOTICE OF ENTRY                                                                                                                                | Processed | 07/09/2018    | Searles, J. |\n| 194  | ORDER - PRELIMINARY CONFERENCE                                                                                                                 | Processed | 07/10/2018    | Court User  |\n| 195  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter from E. Moss to Justice Ostrager re Stipulation<br>and Proposed Order for Production and Exchang    | Processed | 07/10/2018    | Moss, E.    |\n| 196  | EXHIBIT(S)<br>Stipulation and Proposed Order for Production and<br>Exchange of Confidential Information (PROPOSED)                             | Processed | 07/10/2018    | Moss, E.    |\n| 197  | EXHIBIT(S)<br>Stipulation and Proposed Order for Production and<br>Exchange of Confidential Information (REDLINE)                              | Processed | 07/10/2018    | Moss, E.    |\n| 198  | STIPULATION - SO ORDERED                                                                                                                       | Processed | 07/11/2018    | Court User  |\n| 199  | TRANSCRIPT - SO ORDERED                                                                                                                        | Processed | 08/29/2018    | Court User  |\n| 200  | LETTER / CORRESPONDENCE TO JUDGE                                                                                                               | Processed | 09/11/2018    | Moss, E.    |\n| 201  | STIPULATION - SO ORDERED                                                                                                                       | Processed | 10/10/2018    | Court User  |\n| 202  | STIPULATION - OTHER - ( REQUEST TO SO ORDER )<br>Stipulation re Request Extension to Commercial Division<br>Rule 17 Word Limits                | Processed | 11/09/2018    | Moss, E.    |\n| 203  | STIPULATION - SO ORDERED                                                                                                                       | Processed | 11/13/2018    | Court User  |\n| 204  | STIPULATION - SO ORDERED                                                                                                                       | Processed | 11/14/2018    | Court User  |\n| 205  | NOTICE OF MOTION - *Corrected*<br>Notice of Plaintiff's Renewed Motion for Pre-Judgment<br>Order Of Attachment                                 | Processed | 11/19/2018    | Moss, E.    |\n| 206  | MEMORANDUM OF LAW IN SUPPORT<br>Plaintiff Pacific Alliance Asia Opportunity Fund L.P.s<br>Memorandum of Law in Support of its Motion fo        | Processed | 11/15/2018    | Moss, E.    |\n| 207  | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Edward Moss, Esq. In Support of Plaintiff<br>Pacific Alliance Asia Opportunity Fund L.P. | Processed | 11/15/2018    | Moss, E.    |\n| 208  | EXHIBIT(S)<br>June 28, 2018 Decision and Order                                                                                                 | Processed | 11/15/2018    | Moss, E.    |\n| 209  | EXHIBIT(S)<br>April 24, 2018 Memorandum of Law in Support                                                                                      | Processed | 11/15/2018    | Moss, E.    |\n| 210  | EXHIBIT(S)<br>January 30, 2018 Complaint                                                                                                       | Processed | 11/15/2018    | Moss, E.    |\n| 211  | EXHIBIT(S)<br>October 3, 2018 Deposition Transcript Excerpts<br>(REDACTED - Partially Under Seal)                                              | Processed | 11/15/2018    | Moss, E.    |\n\n#### **Document List** of 65\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                            | Status    | Date Received | Filed By |\n|------|------------------------------------------------------------------------------------------------------|-----------|---------------|----------|\n| 212  | EXHIBIT(S)<br>March 4, 2015 Letter (FILED UNDER SEAL)                                                | Processed | 11/15/2018    | Moss, E. |\n| 213  | EXHIBIT(S)<br>May 15, 2018 Affidavit with Exhibits                                                   | Processed | 11/15/2018    | Moss, E. |\n| 214  | EXHIBIT(S)<br>September 24, 2018 Deposition Transcript Excerpts<br>(REDACTED - Partially Under Seal) | Processed | 11/15/2018    | Moss, E. |\n| 215  | EXHIBIT(S)<br>March 4, 2015 Letter (FILED UNDER SEAL)                                                | Processed | 11/15/2018    | Moss, E. |\n| 216  | EXHIBIT(S)<br>February 27, 2015 Letter (FILED UNDER SEAL)                                            | Processed | 11/15/2018    | Moss, E. |\n| 217  | EXHIBIT(S)<br>April 7, 2017 Answer to Complaint                                                      | Processed | 11/15/2018    | Moss, E. |\n| 218  | EXHIBIT(S)<br>March 3, 2015 email with attachment (FILED UNDER<br>SEAL)                              | Processed | 11/15/2018    | Moss, E. |\n| 219  | EXHIBIT(S)<br>August 3, 2018 Responses and Objections to Subpoena                                    | Processed | 11/15/2018    | Moss, E. |\n| 220  | EXHIBIT(S)<br>March 4, 2015 Debit Advice Statement (FILED UNDER<br>SEAL)                             | Processed | 11/15/2018    | Moss, E. |\n| 221  | EXHIBIT(S)<br>May 21, 2015 Certificate of Registration of Charge                                     | Processed | 11/15/2018    | Moss, E. |\n| 222  | EXHIBIT(S)<br>May 21, 2015 UCC Financing Statement                                                   | Processed | 11/15/2018    | Moss, E. |\n| 223  | EXHIBIT(S)<br>October 7, 2015 realtor.com article                                                    | Processed | 11/15/2018    | Moss, E. |\n| 224  | EXHIBIT(S)<br>May 12, 2017 email (FILED UNDER SEAL)                                                  | Processed | 11/15/2018    | Moss, E. |\n| 225  | EXHIBIT(S)<br>June 16, 2016 TheRealDeal.com article                                                  | Processed | 11/15/2018    | Moss, E. |\n| 226  | EXHIBIT(S)<br>June 29, 2016 email chain (FILED UNDER SEAL)                                           | Processed | 11/15/2018    | Moss, E. |\n| 227  | EXHIBIT(S)<br>May 21, 2015 Notice of Satisfaction or Release of<br>Registered Charge                 | Processed | 11/15/2018    | Moss, E. |\n| 228  | EXHIBIT(S)<br>March 29, 2017 UCC Financing Statement Amendment                                       | Processed | 11/15/2018    | Moss, E. |\n| 229  | EXHIBIT(S)<br>May 23, 2018 Reply Memorandum of Law                                                   | Processed | 11/15/2018    | Moss, E. |\n| 230  | EXHIBIT(S)<br>June 2017 email chain (FILED UNDER SEAL)                                               | Processed | 11/15/2018    | Moss, E. |\n| 231  | EXHIBIT(S)<br>June 27, 2018 Hearing Pledge Documents                                                 | Processed | 11/15/2018    | Moss, E. |\n| 232  | EXHIBIT(S)<br>May 18, 2018 TheRealDeal.com article                                                   | Processed | 11/15/2018    | Moss, E. |\n| 233  | EXHIBIT(S)<br>April 10, 2018 Letter                                                                  | Processed | 11/15/2018    | Moss, E. |\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                               | Status    | Date Received | Filed By |\n|------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|----------|\n| 234  | EXHIBIT(S)<br>October 9, 2018 email (FILED UNDER SEAL)                                                                                  | Processed | 11/15/2018    | Moss, E. |\n| 235  | EXHIBIT(S)<br>October 11, 2018 Deposition Transcript Excerpts<br>(REDACTED - Partially Under Seal)                                      | Processed | 11/15/2018    | Moss, E. |\n| 236  | EXHIBIT(S)<br>March 6, 2015 Proprietary Lease (FILED UNDER SEAL)                                                                        | Processed | 11/15/2018    | Moss, E. |\n| 237  | EXHIBIT(S)<br>August 17, 2018 letter (FILED UNDER SEAL)                                                                                 | Processed | 11/15/2018    | Moss, E. |\n| 238  | EXHIBIT(S)<br>May 16, 2018 Memorandum of Law in Opposition                                                                              | Processed | 11/15/2018    | Moss, E. |\n| 239  | EXHIBIT(S)<br>June 27, 2018 Hearing Transcript                                                                                          | Processed | 11/15/2018    | Moss, E. |\n| 240  | EXHIBIT(S)<br>February 14, 2018 Notice of Satisfaction or Release of<br>Registered Charge                                               | Processed | 11/15/2018    | Moss, E. |\n| 241  | EXHIBIT(S)<br>November 10, 2016 email chain (FILED UNDER SEAL)                                                                          | Processed | 11/15/2018    | Moss, E. |\n| 242  | EXHIBIT(S)<br>March 12, 2008 Amended Facility Letter                                                                                    | Processed | 11/15/2018    | Moss, E. |\n| 243  | EXHIBIT(S)<br>August 3, 2018 Responses and Objections to Plaintiffs<br>Second Set of Requests for the Production of D                   | Processed | 11/15/2018    | Moss, E. |\n| 244  | EXHIBIT(S)<br>June 18, 2018 email (FILED UNDER SEAL)                                                                                    | Processed | 11/15/2018    | Moss, E. |\n| 245  | EXHIBIT(S)<br>September 28, 2018 email chain                                                                                            | Processed | 11/15/2018    | Moss, E. |\n| 246  | EXHIBIT(S)<br>July 30, 2018 Responses and Objections to Plaintiffs<br>Amended First Set of Interrogatories                              | Processed | 11/15/2018    | Moss, E. |\n| 247  | EXHIBIT(S)<br>November 14, 2018 TheRealDeal.com article                                                                                 | Processed | 11/15/2018    | Moss, E. |\n| 248  | EXHIBIT(S)<br>November 9, 2018 Stipulation                                                                                              | Processed | 11/15/2018    | Moss, E. |\n| 249  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter from Eddie Moss to Justice Ostrager re Filing<br>Under Seal                                  | Processed | 11/15/2018    | Moss, E. |\n| 250  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s Motion for P | Processed | 11/28/2018    | Moss, E. |\n| 251  | EXHIBIT(S)<br>October 3, 2018 Deposition Transcript Excerpts - Dkt.<br>No. 211                                                          | Processed | 11/28/2018    | Moss, E. |\n| 252  | EXHIBIT(S)<br>March 4, 2015 Letter - Dkt. No. 212                                                                                       | Processed | 11/28/2018    | Moss, E. |\n| 253  | EXHIBIT(S)<br>September 24, 2018 Deposition Transcript Excerpts -<br>Dkt. No. 214                                                       | Processed | 11/28/2018    | Moss, E. |\n| 254  | EXHIBIT(S)<br>March 4, 2015 Letter - Dkt. No. 215                                                                                       | Processed | 11/28/2018    | Moss, E. |\n\nNew York County Supreme Court **652077/2017**\n\n**Document List** of 65\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                      | Status    | Date Received | Filed By    |\n|------|--------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 255  | EXHIBIT(S)<br>February 27, 2015 Letter - Dkt. No. 216                                                                          | Processed | 11/28/2018    | Moss, E.    |\n| 256  | EXHIBIT(S)<br>March 3, 2015 email with attachment - Dkt. No. 218                                                               | Processed | 11/28/2018    | Moss, E.    |\n| 257  | EXHIBIT(S)<br>March 4, 2015 Debit Advice Statement - Dkt. No. 220                                                              | Processed | 11/28/2018    | Moss, E.    |\n| 258  | EXHIBIT(S)<br>May 12, 2017 email - Dkt. No. 224                                                                                | Processed | 11/28/2018    | Moss, E.    |\n| 259  | EXHIBIT(S)<br>June 29, 2016 email chain - Dkt. No. 226                                                                         | Processed | 11/28/2018    | Moss, E.    |\n| 260  | EXHIBIT(S)<br>June 2017 email chain - Dkt. No. 230                                                                             | Processed | 11/28/2018    | Moss, E.    |\n| 261  | EXHIBIT(S)<br>October 9, 2018 email - Dkt. No. 234                                                                             | Processed | 11/28/2018    | Moss, E.    |\n| 262  | EXHIBIT(S)<br>October 11, 2018 Deposition Transcript Excerpts - Dkt.<br>No. 235                                                | Processed | 11/28/2018    | Moss, E.    |\n| 263  | EXHIBIT(S)<br>March 6, 2015 Proprietary Lease - Dkt. No. 236                                                                   | Processed | 11/28/2018    | Moss, E.    |\n| 264  | EXHIBIT(S)<br>August 17, 2018 letter - Dkt. No. 237                                                                            | Processed | 11/28/2018    | Moss, E.    |\n| 265  | EXHIBIT(S)<br>November 10, 2016 email chain - Dkt. No. 241                                                                     | Processed | 11/28/2018    | Moss, E.    |\n| 266  | EXHIBIT(S)<br>June 18, 2018 email - Dkt. No. 244                                                                               | Processed | 11/28/2018    | Moss, E.    |\n| 267  | STIPULATION - ADJOURNMENT OF MOTION -IN<br>SUBMISSIONS PART -RM 130                                                            | Processed | 12/07/2018    | Searles, J. |\n| 268  | MEMORANDUM OF LAW IN OPPOSITION                                                                                                | Processed | 12/14/2018    | Searles, J. |\n| 269  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION                                                                            | Processed | 12/14/2018    | Searles, J. |\n| 270  | EXHIBIT(S)<br>09.24.18 - Ullman Deposition Transcript Excerpts                                                                 | Processed | 12/14/2018    | Searles, J. |\n| 271  | EXHIBIT(S)<br>07.30.18 Letter from the Sherry-Netherland                                                                       | Processed | 12/14/2018    | Searles, J. |\n| 272  | MEMORANDUM OF LAW IN REPLY<br>Reply Memorandum Of Law In Support of Plaintiff's<br>Motion for Pre-Judgment Order Of Attachment | Processed | 01/18/2019    | Moss, E.    |\n| 273  | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation Of David Lukmire, Esq. In Support                                           | Processed | 01/18/2019    | Moss, E.    |\n| 274  | EXHIBIT(S)<br>Preliminary Conference Order                                                                                     | Processed | 01/18/2019    | Moss, E.    |\n| 275  | EXHIBIT(S)<br>Decision And Order                                                                                               | Processed | 01/18/2019    | Moss, E.    |\n| 276  | EXHIBIT(S)<br>Article                                                                                                          | Processed | 01/18/2019    | Moss, E.    |\n\n**Document List Index #** of 65\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                                                            | Status    | Date Received | Filed By   |\n|------|------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 277  | COURT NOTICE<br>Filing on Behalf of - Hon. Barry R. Ostrager                                                                                         | Processed | 01/23/2019    | Court User |\n| 278  | COURT NOTICE<br>Filing on Behalf of - Hon. Barry R. Ostrager                                                                                         | Processed | 02/07/2019    | Court User |\n| 279  | COURT NOTICE<br>Filing on Behalf of - Zack Goldberg - Law Clerk for<br>Justice Ostrager                                                              | Processed | 03/08/2019    | Court User |\n| 280  | COURT NOTICE<br>Filing on Behalf of - Hon. Barry R. Ostrager                                                                                         | Processed | 03/14/2019    | Court User |\n| 281  | TRANSCRIPT OF PROCEEDINGS<br>Transcript Of Proceedings of March 8, 2019                                                                              | Processed | 03/21/2019    | Moss, E.   |\n| 282  | NOTICE OF MOTION<br>NOTICE OF PLAINTIFFS MOTION FOR LEAVE TO<br>AMEND THE COMPLAINT                                                                  | Processed | 04/02/2019    | Moss, E.   |\n| 283  | MEMORANDUM OF LAW IN SUPPORT<br>PLAINTIFFS MEMORANDUM OF LAW IN SUPPORT<br>OF ITS MOTION FOR LEAVE TO AMEND THE                                      | Processed | 04/02/2019    | Moss, E.   |\n| 284  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>AFFIRMATION OF EDWARD MOSS, ESQ. IN<br>SUPPORT OF PLAINTIFF PACIFIC ALLIANCE ASIA<br>OPPORTUNITY FUND L.P. | Processed | 04/02/2019    | Moss, E.   |\n| 285  | EXHIBIT(S)<br>Summonses and Proposed First Amended Complaint                                                                                         | Processed | 04/02/2019    | Moss, E.   |\n| 286  | EXHIBIT(S)<br>Blackline Comparison                                                                                                                   | Processed | 04/02/2019    | Moss, E.   |\n| 287  | EXHIBIT(S)<br>Summons                                                                                                                                | Processed | 04/02/2019    | Moss, E.   |\n| 288  | EXHIBIT(S)<br>Decision and Order                                                                                                                     | Processed | 04/02/2019    | Moss, E.   |\n| 289  | EXHIBIT(S)<br>Corporate Documents                                                                                                                    | Processed | 04/02/2019    | Moss, E.   |\n| 290  | EXHIBIT(S)<br>Brief                                                                                                                                  | Processed | 04/02/2019    | Moss, E.   |\n| 291  | EXHIBIT(S)<br>Deposition Transcript                                                                                                                  | Processed | 04/02/2019    | Moss, E.   |\n| 292  | EXHIBIT(S)<br>Financial Documents                                                                                                                    | Processed | 04/02/2019    | Moss, E.   |\n| 293  | EXHIBIT(S)<br>Deposition Transcript                                                                                                                  | Processed | 04/02/2019    | Moss, E.   |\n| 294  | EXHIBIT(S)<br>Financial Document                                                                                                                     | Processed | 04/02/2019    | Moss, E.   |\n| 295  | EXHIBIT(S)<br>Affidavit                                                                                                                              | Processed | 04/02/2019    | Moss, E.   |\n| 296  | EXHIBIT(S)<br>Certificate of Registration of Charge                                                                                                  | Processed | 04/02/2019    | Moss, E.   |\n| 297  | EXHIBIT(S)<br>UCC Financing Statement                                                                                                                | Processed | 04/02/2019    | Moss, E.   |\n| 298  | EXHIBIT(S)<br>E-mail Chain                                                                                                                           | Processed | 04/02/2019    | Moss, E.   |\n\n**Document List** of 65\n\n![](_page_40_Picture_4.jpeg)\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                                   | Status    | Date Received | Filed By   |\n|------|---------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 299  | EXHIBIT(S)<br>Financial Documents                                                                                                           | Processed | 04/02/2019    | Moss, E.   |\n| 300  | EXHIBIT(S)<br>Pledge Document                                                                                                               | Processed | 04/02/2019    | Moss, E.   |\n| 301  | EXHIBIT(S)<br>Deposition Transcript                                                                                                         | Processed | 04/02/2019    | Moss, E.   |\n| 302  | EXHIBIT(S)<br>Letter                                                                                                                        | Processed | 04/02/2019    | Moss, E.   |\n| 303  | EXHIBIT(S)<br>Hearing Transcript                                                                                                            | Processed | 04/02/2019    | Moss, E.   |\n| 304  | EXHIBIT(S)<br>Certificate of Registration of Charge                                                                                         | Processed | 04/02/2019    | Moss, E.   |\n| 305  | EXHIBIT(S)<br>UCC Financing Statement                                                                                                       | Processed | 04/02/2019    | Moss, E.   |\n| 306  | STIPULATION - SO ORDERED                                                                                                                    | Processed | 04/03/2019    | Court User |\n| 307  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter from E. Moss to Justice Ostrager re Extension of<br>Pre-Hearing Submissions Deadline to April 19 | Processed | 04/05/2019    | Moss, E.   |\n| 308  | STIPULATION - OTHER                                                                                                                         | Processed | 04/17/2019    | Moss, E.   |\n| 309  | COMPLAINT (AMENDED)<br>First Amended Complaint                                                                                              | Processed | 04/18/2019    | Moss, E.   |\n| 310  | EXHIBIT(S)<br>Personal Guarantee                                                                                                            | Processed | 04/18/2019    | Moss, E.   |\n| 311  | EXHIBIT(S)<br>Loan Facility                                                                                                                 | Processed | 04/18/2019    | Moss, E.   |\n| 312  | EXHIBIT(S)<br>Amended Loan Facility                                                                                                         | Processed | 04/18/2019    | Moss, E.   |\n| 313  | EXHIBIT(S)<br>Settlement Deed                                                                                                               | Processed | 04/18/2019    | Moss, E.   |\n| 314  | EXHIBIT(S)<br>Personal Guarantee                                                                                                            | Processed | 04/18/2019    | Moss, E.   |\n| 315  | EXHIBIT(S)<br>Loan Facility Letter                                                                                                          | Processed | 04/18/2019    | Moss, E.   |\n| 316  | EXHIBIT(S)<br>Deed of Settlement                                                                                                            | Processed | 04/18/2019    | Moss, E.   |\n| 317  | EXHIBIT(S)<br>Settlement Extension                                                                                                          | Processed | 04/18/2019    | Moss, E.   |\n| 318  | EXHIBIT(S)<br>Settlement Extension                                                                                                          | Processed | 04/18/2019    | Moss, E.   |\n| 319  | EXHIBIT(S)<br>Settlement Extension                                                                                                          | Processed | 04/18/2019    | Moss, E.   |\n| 320  | EXHIBIT(S)<br>Settlement Extension                                                                                                          | Processed | 04/18/2019    | Moss, E.   |\n| 321  | EXHIBIT(S)<br>Option Agreement                                                                                                              | Processed | 04/18/2019    | Moss, E.   |\n| 322  | SUMMONS (POST RJI) (AMENDED)<br>Genever Holdings Corporation Amended Summons                                                                | Processed | 04/18/2019    | Moss, E.   |\n\n**Document List** of 65\n\n![](_page_41_Picture_4.jpeg)\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                               | Status    | Date Received | Filed By        |\n|------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-----------------|\n| 323  | SUMMONS (POST RJI) (AMENDED)<br>Genever Holdings LLC Amended Summons                                                                    | Processed | 04/18/2019    | Moss, E.        |\n| 324  | NOTICE OF CHANGE OF ATTORNEY (POST RJI)<br>Notice of Withdrawal of Appearance of David Lukmire                                          | Processed | 04/18/2019    | Moss, E.        |\n| 325  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter to J. Ostrager Re Pre-Hearing Materials                                                      | Processed | 04/19/2019    | Moss, E.        |\n| 326  | EXHIBIT(S)<br>Exhibit List                                                                                                              | Processed | 04/19/2019    | Moss, E.        |\n| 327  | EXHIBIT(S)<br>Depo Designations (Kwok)                                                                                                  | Processed | 04/19/2019    | Moss, E.        |\n| 328  | EXHIBIT(S)<br>Depo Designations (Horvitz)                                                                                               | Processed | 04/19/2019    | Moss, E.        |\n| 329  | DECISION + ORDER ON MOTION                                                                                                              | Processed | 04/24/2019    | Court User      |\n| 330  | DECISION + ORDER ON MOTION                                                                                                              | Processed | 04/30/2019    | Court User      |\n| 331  | TRANSCRIPT - SO ORDERED                                                                                                                 | Processed | 05/08/2019    | Court User      |\n| 332  | ANSWER                                                                                                                                  | Processed | 05/24/2019    | Searles, J.     |\n| 333  | STIPULATION - SO ORDERED                                                                                                                | Processed | 06/04/2019    | Court User      |\n| 334  | NOTICE OF CHANGE OF ATTORNEY (POST RJI)<br>Notice of Withdrawal of Appearance of Garabed<br>Hoplamazian                                 | Processed | 06/13/2019    | Hoplamazian, G. |\n| 335  | COURT NOTICE                                                                                                                            | Processed | 09/10/2019    | Court User      |\n| 336  | STIPULATION - SO ORDERED                                                                                                                | Processed | 09/10/2019    | Court User      |\n| 337  | STIPULATION - DISCOVERY ( REQUEST TO SO                                                                                                 | Processed | 11/01/2019    | Searles, J.     |\n| 338  | CONSENT TO CHANGE ATTORNEY (POST RJI)<br>Consent to Change attorney                                                                     | Processed | 11/19/2019    | Mitchell, A.    |\n| 339  | STIPULATION - ADJOURNMENT OF CONFERENCE<br>Joint Stipulation to Adjourn Status Conference                                               | Processed | 12/05/2019    | Moss, E.        |\n| 340  | COURT NOTICE<br>Filing on Behalf of - Rose Ann Magaldi, Law Clerk                                                                       | Processed | 12/06/2019    | Court User      |\n| 341  | LETTER / CORRESPONDENCE TO JUDGE<br>Joint Letter to Justice Ostrager re: Court's December 6,<br>2019 Notice                             | Processed | 12/11/2019    | Moss, E.        |\n| 342  | ORDER - OTHER                                                                                                                           | Processed | 01/22/2020    | Court User      |\n| 343  | NOTICE OF MOTION<br>Notice of Plaintiff's Motion for Costs and Sanctions                                                                | Processed | 03/03/2020    | Moss, E.        |\n| 344  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s Motion for C | Processed | 03/03/2020    | Moss, E.        |\n| 345  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>Affirmation of Edward Moss in Support of Plaintiff Pacific                                    | Processed | 03/03/2020    | Moss, E.        |\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                           | Status    | Date Received | Filed By    |\n|------|---------------------------------------------------------------------|-----------|---------------|-------------|\n|      | Alliance Asia Opportunity Fund L.P.'S Mot                           |           |               |             |\n| 346  | EXHIBIT(S)<br>Horvitz Deposition Transcript                         | Processed | 03/03/2020    | Moss, E.    |\n| 347  | EXHIBIT(S)<br>Responses to Requests for Admission                   | Processed | 03/03/2020    | Moss, E.    |\n| 348  | EXHIBIT(S)<br>Sarnoff Letter                                        | Processed | 03/03/2020    | Moss, E.    |\n| 349  | EXHIBIT(S)<br>Harmon Letter                                         | Processed | 03/03/2020    | Moss, E.    |\n| 350  | EXHIBIT(S)<br>Kwok Day 1 Deposition Transcript                      | Processed | 03/03/2020    | Moss, E.    |\n| 351  | EXHIBIT(S)<br>Kwok Day 2 Deposition Transcript                      | Processed | 03/03/2020    | Moss, E.    |\n| 352  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 353  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 354  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 355  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 356  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 357  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 358  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 359  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 360  | EXHIBIT(S)<br>Stevenson Wong email                                  | Processed | 03/03/2020    | Moss, E.    |\n| 361  | EXHIBIT(S)<br>Letter of Reference                                   | Processed | 03/03/2020    | Moss, E.    |\n| 362  | EXHIBIT(S)<br>Searles Email                                         | Processed | 03/03/2020    | Moss, E.    |\n| 363  | EXHIBIT(S)<br>Kwok Production                                       | Processed | 03/03/2020    | Moss, E.    |\n| 364  | EXHIBIT(S)<br>Attorneys Fees Chart                                  | Processed | 03/03/2020    | Moss, E.    |\n| 365  | STIPULATION - ADJOURNMENT OF MOTION -IN<br>SUBMISSIONS PART -RM 130 | Processed | 03/12/2020    | Searles, J. |\n| 366  | URGENT - COURT APPEARANCE UPDATE                                    | Processed | 03/20/2020    | Court User  |\n| 367  | COURT NOTICE<br>Filing on Behalf of - Rose Ann Magaldi, Law Clerk   | Processed | 05/18/2020    | Court User  |\n| 368  | ORDER - STATUS CONFERENCE                                           | Processed | 05/27/2020    | Court User  |\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                         | Status    | Date Received | Filed By    |\n|------|-----------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 369  | STIPULATION - OTHER - ( REQUEST TO SO ORDER )<br>Stipulation and [Proposed] Order | Processed | 05/29/2020    | Moss, E.    |\n| 370  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION                               | Processed | 05/29/2020    | Searles, J. |\n| 371  | EXHIBIT(S)<br>July 2010 PAX Email with Attachment                                 | Processed | 05/29/2020    | Searles, J. |\n| 372  | EXHIBIT(S)<br>November 2011 PAX Email with Attachment                             | Processed | 05/29/2020    | Searles, J. |\n| 373  | EXHIBIT(S)<br>September 2011 Project Pangu Appendix                               | Processed | 05/29/2020    | Searles, J. |\n| 374  | EXHIBIT(S)<br>November 25, 2019 Kwok Deposition Excerpts                          | Processed | 05/29/2020    | Searles, J. |\n| 375  | EXHIBIT(S)<br>December 11, 2019 Kwok Deposition Excerpts                          | Processed | 05/29/2020    | Searles, J. |\n| 376  | EXHIBIT(S)<br>September 2015 PAX Email with Attachment                            | Processed | 05/29/2020    | Searles, J. |\n| 377  | EXHIBIT(S)<br>PACL Board of Directors Package                                     | Processed | 05/29/2020    | Searles, J. |\n| 378  | EXHIBIT(S)<br>June 2011 PAX Email Exchange                                        | Processed | 05/29/2020    | Searles, J. |\n| 379  | EXHIBIT(S)<br>September 2010 PAX Valuation Committee Minutes                      | Processed | 05/29/2020    | Searles, J. |\n| 380  | EXHIBIT(S)<br>August 2010 PAX Email with Attachment                               | Processed | 05/29/2020    | Searles, J. |\n| 381  | EXHIBIT(S)<br>October 2012 PAX Email Exchange                                     | Processed | 05/29/2020    | Searles, J. |\n| 382  | EXHIBIT(S)<br>July 2015 PAX Email Exchange                                        | Processed | 05/29/2020    | Searles, J. |\n| 383  | EXHIBIT(S)<br>August 2015 PAX Email                                               | Processed | 05/29/2020    | Searles, J. |\n| 384  | EXHIBIT(S)<br>June - August 2015 PAX Email Exchange                               | Processed | 05/29/2020    | Searles, J. |\n| 385  | EXHIBIT(S)<br>January 15, 2020 Crane Deposition Excerpts                          | Processed | 05/29/2020    | Searles, J. |\n| 386  | EXHIBIT(S)<br>May 25, 2018 Hodgson Russ Discovery Letter                          | Processed | 05/29/2020    | Searles, J. |\n| 387  | EXHIBIT(S)<br>May 30, 2018 O'Melveny Discovery Letter                             | Processed | 05/29/2020    | Searles, J. |\n| 388  | EXHIBIT(S)<br>June 7, 2018 Email Exchange Between Counsel                         | Processed | 05/29/2020    | Searles, J. |\n| 389  | EXHIBIT(S)<br>July 6, 2018 Email from O'Melveny                                   | Processed | 05/29/2020    | Searles, J. |\n| 390  | MEMORANDUM OF LAW IN OPPOSITION                                                   | Processed | 05/29/2020    | Searles, J. |\n| 391  | STIPULATION - ADJOURNMENT OF MOTION -IN<br>SUBMISSIONS PART -RM 130               | Processed | 06/08/2020    | Court User  |\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                                                      | Status    | Date Received | Filed By   |\n|------|------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 392  | MEMORANDUM OF LAW IN REPLY<br>Reply Memorandum of Law in Further Support of<br>Plaintiff Pacific Alliance Asia Opportunity Fund L.P.S          | Processed | 06/17/2020    | Moss, E.   |\n| 393  | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Edward Moss in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.s Moti | Processed | 06/17/2020    | Moss, E.   |\n| 394  | EXHIBIT(S)<br>Searles_Email                                                                                                                    | Processed | 06/17/2020    | Moss, E.   |\n| 395  | EXHIBIT(S)<br>KWOK000898 - 935 - March 12, 2008 Investment<br>Agreement                                                                        | Processed | 06/17/2020    | Moss, E.   |\n| 396  | EXHIBIT(S)<br>2009-09-16 PAX-KWOK-073294_Financial Document                                                                                    | Processed | 06/17/2020    | Moss, E.   |\n| 397  | EXHIBIT(S)<br>2009-09-17 PAX-KWOK-073297_Financial Document                                                                                    | Processed | 06/17/2020    | Moss, E.   |\n| 398  | EXHIBIT(S)<br>2009-11-03 PAX-KWOK-073293_Financial Document                                                                                    | Processed | 06/17/2020    | Moss, E.   |\n| 399  | EXHIBIT(S)<br>2009-11-10 PAX-KWOK-073295_Financial Document                                                                                    | Processed | 06/17/2020    | Moss, E.   |\n| 400  | EXHIBIT(S)<br>Feb 4 2008 Personal Guarantee                                                                                                    | Processed | 06/17/2020    | Moss, E.   |\n| 401  | COURT NOTICE                                                                                                                                   | Processed | 06/23/2020    | Court User |\n| 402  | COURT NOTICE                                                                                                                                   | Processed | 07/01/2020    | Court User |\n| 403  | NOTE OF ISSUE:WITH JURY<br>Note of Issue and Certificate of Readiness for Trial                                                                | Processed | 07/03/2020    | Moss, E.   |\n| 404  | DECISION + ORDER ON MOTION                                                                                                                     | Processed | 07/07/2020    | Court User |\n| 405  | STIPULATION - OTHER - ( REQUEST TO SO ORDER )<br>Stipulation and (Proposed) Order re: Summary<br>Judgment Scheduling                           | Processed | 07/14/2020    | Moss, E.   |\n| 406  | TRANSCRIPT - SO ORDERED                                                                                                                        | Processed | 07/20/2020    | Court User |\n| 407  | COURT NOTICE<br>Filing on Behalf of - Rose Ann Magaldi, Law Clerk                                                                              | Processed | 07/22/2020    | Court User |\n| 408  | NOTICE OF MOTION<br>Notice of Motion re: Plaintiff Pacific Alliance Asia<br>Opportunity Fund L.P.s Motion for Partial Summa                    | Processed | 07/24/2020    | Moss, E.   |\n| 409  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.s Motion for Pa        | Processed | 07/24/2020    | Moss, E.   |\n| 410  | STATEMENT OF MATERIAL FACTS<br>Statement of Material Fact in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.s Moti         | Processed | 07/24/2020    | Moss, E.   |\n| 411  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>Notice of Intent to Request Judicial Notice of Foreign<br>Law                                        | Processed | 07/24/2020    | Moss, E.   |\n| 412  | EXHIBIT(S)<br>Affirmation of Vishal Melwani                                                                                                    | Processed | 07/24/2020    | Moss, E.   |\n\n**Document List** of 65\n\n![](_page_45_Picture_4.jpeg)\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                                         | Status    | Date Received | Filed By |\n|------|---------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|----------|\n| 413  | EXHIBIT(S)<br>CV of Vishal Melwani                                                                                                                | Processed | 07/24/2020    | Moss, E. |\n| 414  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 415  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 416  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 417  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 418  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 419  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 420  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 421  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 422  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 423  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 424  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 425  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 426  | EXHIBIT(S)<br>Hong Kong law treatise                                                                                                              | Processed | 07/24/2020    | Moss, E. |\n| 427  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 428  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 429  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 430  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 431  | EXHIBIT(S)<br>Hong Kong case law                                                                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 432  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>Affirmation of Edward Moss in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.s Moti | Processed | 07/24/2020    | Moss, E. |\n| 433  | EXHIBIT(S)<br>Feb. 4, 2008 Loan Facility                                                                                                          | Processed | 07/24/2020    | Moss, E. |\n| 434  | EXHIBIT(S)<br>Requests for Admission                                                                                                              | Processed | 07/24/2020    | Moss, E. |\n| 435  | EXHIBIT(S)<br>Deposition Transcript Excerpts                                                                                                      | Processed | 07/24/2020    | Moss, E. |\n| 436  | EXHIBIT(S)<br>Deposition Transcript Excerpts                                                                                                      | Processed | 07/24/2020    | Moss, E. |\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017 Index #**\n\n| Doc# | Document Type/Information                               | Status    | Date Received | Filed By |\n|------|---------------------------------------------------------|-----------|---------------|----------|\n| 437  | EXHIBIT(S)<br>Feb. 4, 2008 Personal Guarantee           | Processed | 07/24/2020    | Moss, E. |\n| 438  | EXHIBIT(S)<br>March 12, 2008 Investment Agreement       | Processed | 07/24/2020    | Moss, E. |\n| 439  | EXHIBIT(S)<br>Sept. 17, 2009 Deed of Settlement         | Processed | 07/24/2020    | Moss, E. |\n| 440  | EXHIBIT(S)<br>Letter                                    | Processed | 07/24/2020    | Moss, E. |\n| 441  | EXHIBIT(S)<br>Deposition Transcript Excerpts            | Processed | 07/24/2020    | Moss, E. |\n| 442  | EXHIBIT(S)<br>Deposition Transcript Excerpts            | Processed | 07/24/2020    | Moss, E. |\n| 443  | EXHIBIT(S)<br>Deposition Transcript Excerpts            | Processed | 07/24/2020    | Moss, E. |\n| 444  | EXHIBIT(S)<br>Standard Chartered Bank Account Statement | Processed | 07/24/2020    | Moss, E. |\n| 445  | EXHIBIT(S)<br>Feb. 4, 2008 Notice of Drawing            | Processed | 07/24/2020    | Moss, E. |\n| 446  | EXHIBIT(S)<br>March 12, 2008 Amended Loan Facility      | Processed | 07/24/2020    | Moss, E. |\n| 447  | EXHIBIT(S)<br>Deposition Transcript                     | Processed | 07/24/2020    | Moss, E. |\n| 448  | EXHIBIT(S)<br>Standard Chartered Bank Account Record    | Processed | 07/24/2020    | Moss, E. |\n| 449  | EXHIBIT(S)<br>Standard Chartered Bank Account Record    | Processed | 07/24/2020    | Moss, E. |\n| 450  | EXHIBIT(S)<br>Nov. 18, 2009 Personal Guarantee          | Processed | 07/24/2020    | Moss, E. |\n| 451  | EXHIBIT(S)<br>March 12, 2010 Extension Letter           | Processed | 07/24/2020    | Moss, E. |\n| 452  | EXHIBIT(S)<br>Letter                                    | Processed | 07/24/2020    | Moss, E. |\n| 453  | EXHIBIT(S)<br>March 16, 2011 Loan Facility              | Processed | 07/24/2020    | Moss, E. |\n| 454  | EXHIBIT(S)<br>Financial Document                        | Processed | 07/24/2020    | Moss, E. |\n| 455  | EXHIBIT(S)<br>March 16, 2011 Personal Guarantee         | Processed | 07/24/2020    | Moss, E. |\n| 456  | EXHIBIT(S)<br>E-mail correspondence                     | Processed | 07/24/2020    | Moss, E. |\n| 457  | EXHIBIT(S)<br>Letter                                    | Processed | 07/24/2020    | Moss, E. |\n| 458  | EXHIBIT(S)<br>April 25, 2012 Deed of Settlement         | Processed | 07/24/2020    | Moss, E. |\n| 459  | EXHIBIT(S)<br>E-mail correspondence                     | Processed | 07/24/2020    | Moss, E. |\n| 460  | EXHIBIT(S)<br>Pleadings                                 | Processed | 07/24/2020    | Moss, E. |\n\nNYSCEF\n\nCase 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 48\n\n**Document List Index #** of 65\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                             | Status    | Date Received | Filed By |\n|------|-----------------------------------------------------------------------------------------------------------------------|-----------|---------------|----------|\n| 461  | EXHIBIT(S)<br>April 19, 2013 Deed of Settlement                                                                       | Processed | 07/24/2020    | Moss, E. |\n| 462  | EXHIBIT(S)<br>Expert Report of Shitong Qiao with Exhibits                                                             | Processed | 07/24/2020    | Moss, E. |\n| 463  | EXHIBIT(S)<br>E-mail correspondence                                                                                   | Processed | 07/24/2020    | Moss, E. |\n| 464  | EXHIBIT(S)<br>E-mail correspondence                                                                                   | Processed | 07/24/2020    | Moss, E. |\n| 465  | EXHIBIT(S)<br>E-mail correspondence                                                                                   | Processed | 07/24/2020    | Moss, E. |\n| 466  | EXHIBIT(S)<br>E-mail correspondence                                                                                   | Processed | 07/24/2020    | Moss, E. |\n| 467  | EXHIBIT(S)<br>E-mail correspondence                                                                                   | Processed | 07/24/2020    | Moss, E. |\n| 468  | EXHIBIT(S)<br>E-mail correspondence                                                                                   | Processed | 07/24/2020    | Moss, E. |\n| 469  | EXHIBIT(S)<br>Dec. 13, 2013 Suppl. Deed of Settlement                                                                 | Processed | 07/24/2020    | Moss, E. |\n| 470  | EXHIBIT(S)<br>May 15, 2014 Suppl. Deed of Settlement                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 471  | EXHIBIT(S)<br>July 11, 2014 Suppl. Deed of Settlement                                                                 | Processed | 07/24/2020    | Moss, E. |\n| 472  | EXHIBIT(S)<br>Feb. 10, 2015 Suppl. Deed of Settlement                                                                 | Processed | 07/24/2020    | Moss, E. |\n| 473  | EXHIBIT(S)<br>Purchase Agreement                                                                                      | Processed | 07/24/2020    | Moss, E. |\n| 474  | EXHIBIT(S)<br>Purchase Agreement                                                                                      | Processed | 07/24/2020    | Moss, E. |\n| 475  | EXHIBIT(S)<br>Purchase Agreement                                                                                      | Processed | 07/24/2020    | Moss, E. |\n| 476  | EXHIBIT(S)<br>Delivery Notice                                                                                         | Processed | 07/24/2020    | Moss, E. |\n| 477  | EXHIBIT(S)<br>Delivery Notice                                                                                         | Processed | 07/24/2020    | Moss, E. |\n| 478  | EXHIBIT(S)<br>Delivery Notice                                                                                         | Processed | 07/24/2020    | Moss, E. |\n| 479  | EXHIBIT(S)<br>Property Acceptance Confirmation Notes                                                                  | Processed | 07/24/2020    | Moss, E. |\n| 480  | EXHIBIT(S)<br>Affirmation of Catherine Yang in Support of PAX LPs<br>Motion for Pre-Judgment Order of Attachment      | Processed | 07/24/2020    | Moss, E. |\n| 481  | EXHIBIT(S)<br>Translation of Exhibit C to Expert Report of Shitong Qiao                                               | Processed | 07/24/2020    | Moss, E. |\n| 482  | EXHIBIT(S)<br>Complaint in Wengui v. Wu (S.D.N.Y.)                                                                    | Processed | 07/24/2020    | Moss, E. |\n| 483  | EXHIBIT(S)<br>Defendant Kwoks Memorandum of Law in Opposition to<br>PAX LPs Motion for Pre-Judgment Order of Attachme | Processed | 07/24/2020    | Moss, E. |\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                             | Status    | Date Received | Filed By    |\n|------|-----------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 484  | EXHIBIT(S)<br>Deposition Transcript Excerpts                                                                          | Processed | 07/24/2020    | Moss, E.    |\n| 485  | EXHIBIT(S)<br>Notice of Demand to Defendant Kwok                                                                      | Processed | 07/24/2020    | Moss, E.    |\n| 486  | EXHIBIT(S)<br>Demand Letter to Shiny Times Holdings Ltd.                                                              | Processed | 07/24/2020    | Moss, E.    |\n| 487  | EXHIBIT(S)<br>Affirmation of PAX LP in Support of PAX LPs Motion for<br>Pre-Judgment Order of Attachment              | Processed | 07/24/2020    | Moss, E.    |\n| 488  | EXHIBIT(S)<br>Email correspondence                                                                                    | Processed | 07/24/2020    | Moss, E.    |\n| 489  | EXHIBIT(S)<br>Email correspondence                                                                                    | Processed | 07/24/2020    | Moss, E.    |\n| 490  | EXHIBIT(S)<br>Affirmation of Fiona Yu                                                                                 | Processed | 07/24/2020    | Moss, E.    |\n| 491  | EXHIBIT(S)<br>Decision and Order on Motion Seq. No. 6                                                                 | Processed | 07/24/2020    | Moss, E.    |\n| 492  | EXHIBIT(S)<br>Affidavit of Jon Lewis in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.s Motion f | Processed | 07/24/2020    | Moss, E.    |\n| 493  | EXHIBIT(S)<br>Kwoks Brief in Opposition to Sanctions Motion (Mot.<br>Seq. No. 6)                                      | Processed | 07/24/2020    | Moss, E.    |\n| 494  | NOTICE OF CROSS-MOTION                                                                                                | Processed | 08/17/2020    | Searles, J. |\n| 495  | MEMORANDUM IN OPPOSITION TO MOTION AND IN<br>SUPPORT OF CROSS-MOTION                                                  | Processed | 08/17/2020    | Searles, J. |\n| 496  | STATEMENT OF MATERIAL FACTS                                                                                           | Processed | 08/17/2020    | Searles, J. |\n| 497  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION<br>Notice of Intent to Request Judicial Notice of Foreign<br>Law  | Processed | 08/17/2020    | Searles, J. |\n| 498  | EXHIBIT(S)<br>Affirmation of Phillip Loukis Georgiou                                                                  | Processed | 08/17/2020    | Searles, J. |\n| 499  | EXHIBIT(S)<br>CV of Phillip Loukis Georgiou                                                                           | Processed | 08/17/2020    | Searles, J. |\n| 500  | EXHIBIT(S)<br>Hong Kong Legal Treatise                                                                                | Processed | 08/17/2020    | Searles, J. |\n| 501  | EXHIBIT(S)<br>Hong Kong Case Law                                                                                      | Processed | 08/17/2020    | Searles, J. |\n| 502  | EXHIBIT(S)<br>Hong Kong Case Law                                                                                      | Processed | 08/17/2020    | Searles, J. |\n| 503  | EXHIBIT(S)<br>Hong Kong Case Law                                                                                      | Processed | 08/17/2020    | Searles, J. |\n| 504  | EXHIBIT(S)<br>Hong Kong Case Law                                                                                      | Processed | 08/17/2020    | Searles, J. |\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                          | Status    | Date Received | Filed By    |\n|------|------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 505  | EXHIBIT(S)<br>Hong Kong Legal Treatise                                             | Processed | 08/17/2020    | Searles, J. |\n| 506  | EXHIBIT(S)<br>Hong Kong Case Law                                                   | Processed | 08/17/2020    | Searles, J. |\n| 507  | EXHIBIT(S)<br>Hong Kong Case Law                                                   | Processed | 08/17/2020    | Searles, J. |\n| 508  | EXHIBIT(S)<br>Hong Kong Case Law                                                   | Processed | 08/17/2020    | Searles, J. |\n| 509  | EXHIBIT(S)<br>Hong Kong Case Law                                                   | Processed | 08/17/2020    | Searles, J. |\n| 510  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION AND IN SUPPORT OF CROSS-MOTION | Processed | 08/17/2020    | Searles, J. |\n| 511  | EXHIBIT(S)<br>July 2010 PAX Email with Attachment                                  | Processed | 08/17/2020    | Searles, J. |\n| 512  | EXHIBIT(S)<br>November 2011 Email with Attachment                                  | Processed | 08/17/2020    | Searles, J. |\n| 513  | EXHIBIT(S)<br>September 2011 Project Pangu Appendix                                | Processed | 08/17/2020    | Searles, J. |\n| 514  | EXHIBIT(S)<br>September 2015 PAX Email with Attachment                             | Processed | 08/17/2020    | Searles, J. |\n| 515  | EXHIBIT(S)<br>PACL Board of Directors Package                                      | Processed | 08/17/2020    | Searles, J. |\n| 516  | EXHIBIT(S)<br>June 2011 PAX Email Exchange                                         | Processed | 08/17/2020    | Searles, J. |\n| 517  | EXHIBIT(S)<br>September 2010 PAX Valuation Committee Minutes                       | Processed | 08/17/2020    | Searles, J. |\n| 518  | EXHIBIT(S)<br>August 2010 PAX Email with Attachment                                | Processed | 08/17/2020    | Searles, J. |\n| 519  | EXHIBIT(S)<br>July 2015 PAX Email Exchange                                         | Processed | 08/17/2020    | Searles, J. |\n| 520  | EXHIBIT(S)<br>August 2015 PAX Email                                                | Processed | 08/17/2020    | Searles, J. |\n| 521  | EXHIBIT(S)<br>June - August 2015 PAX Email Exchange                                | Processed | 08/17/2020    | Searles, J. |\n| 522  | EXHIBIT(S)<br>January 15, 2020 Crane Deposition Excerpts                           | Processed | 08/17/2020    | Searles, J. |\n| 523  | EXHIBIT(S)<br>November 21, 2019 Lewis Deposition Excerpts                          | Processed | 08/17/2020    | Searles, J. |\n| 524  | EXHIBIT(S)<br>November 6, 2019 Yang Deposition Excerpts                            | Processed | 08/17/2020    | Searles, J. |\n| 525  | EXHIBIT(S)<br>June 25, 2020 Qiao Deposition Excerpts                               | Processed | 08/17/2020    | Searles, J. |\n| 526  | EXHIBIT(S)<br>November 25, 2019 Kwok Deposition Excerpts                           | Processed | 08/17/2020    | Searles, J. |\n| 527  | EXHIBIT(S)<br>May 30, 2018 O'Melveny Discovery Letter                              | Processed | 08/17/2020    | Searles, J. |\n| 528  | EXHIBIT(S)<br>July 7, 2020 Decision and Order                                      | Processed | 08/17/2020    | Searles, J. |\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                                                    | Status    | Date Received | Filed By   |\n|------|----------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 529  | MEMORANDUM OF LAW IN REPLY<br>Reply Memorandum of Law in Further Support of<br>Plaintiff Pacific Alliance Asia Opportunity Fund L.P.'        | Processed | 08/28/2020    | Moss, E.   |\n| 530  | RESPONSE TO STATEMENT OF MATERIAL FACTS<br>PAX's Reply to Kwok's Counterstatement of Material<br>Facts                                       | Processed | 08/28/2020    | Moss, E.   |\n| 531  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>Affirmation of Edward Moss in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s Rep | Processed | 08/28/2020    | Moss, E.   |\n| 532  | EXHIBIT(S)<br>Lewis Deposition Excerpts                                                                                                      | Processed | 08/28/2020    | Moss, E.   |\n| 533  | EXHIBIT(S)<br>Crane Deposition Excerpts                                                                                                      | Processed | 08/28/2020    | Moss, E.   |\n| 534  | EXHIBIT(S)<br>PAX email                                                                                                                      | Processed | 08/28/2020    | Moss, E.   |\n| 535  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>Supplemental Affirmation of Vishal Prakash Melwani in<br>Support of Plaintiff Pacific Alliance Asia Opp | Processed | 08/28/2020    | Moss, E.   |\n| 536  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 537  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 538  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 539  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 540  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 541  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 542  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 543  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 544  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 545  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 546  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 547  | EXHIBIT(S)<br>Hong Kong case law                                                                                                             | Processed | 08/28/2020    | Moss, E.   |\n| 548  | COURT NOTICE                                                                                                                                 | Processed | 08/31/2020    | Court User |\n| 549  | DECISION + ORDER ON MOTION                                                                                                                   | Processed | 09/15/2020    | Court User |\n| 550  | NOTICE OF ENTRY<br>Notice of Entry of Justice Ostrager's Decision and Order<br>on Motion Sequence 007                                        | Processed | 09/16/2020    | Moss, E.   |\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                                                                             | Status    | Date Received | Filed By   |\n|------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 551  | ORDER TO SHOW CAUSE ( PROPOSED )<br>Order to Show Cause                                                                                                               | Processed | 09/21/2020    | Moss, E.   |\n| 552  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s CPLR 5229 Mo                               | Processed | 09/21/2020    | Moss, E.   |\n| 553  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>PROPOSED OSC/EXPARTE APP<br>Affirmation of Edward Moss in Support of Plaintiff's<br>CPLR 5229 Motion by Order to Show Cause | Processed | 09/21/2020    | Moss, E.   |\n| 554  | EXHIBIT(S)<br>Deposition Transcript Excerpts                                                                                                                          | Processed | 09/21/2020    | Moss, E.   |\n| 555  | EXHIBIT(S)<br>Deposition Transcript Excerpts                                                                                                                          | Processed | 09/21/2020    | Moss, E.   |\n| 556  | EXHIBIT(S)<br>Petition                                                                                                                                                | Processed | 09/21/2020    | Moss, E.   |\n| 557  | EXHIBIT(S)<br>Order                                                                                                                                                   | Processed | 09/21/2020    | Moss, E.   |\n| 558  | EXHIBIT(S)<br>Listing                                                                                                                                                 | Processed | 09/21/2020    | Moss, E.   |\n| 559  | EXHIBIT(S)<br>Complaint                                                                                                                                               | Processed | 09/21/2020    | Moss, E.   |\n| 560  | EXHIBIT(S)<br>Listing                                                                                                                                                 | Processed | 09/21/2020    | Moss, E.   |\n| 561  | NOTICE OF MOTION<br>Notice of Motion to Establish Damages, Legal Fees, and<br>Expenses                                                                                | Processed | 09/21/2020    | Moss, E.   |\n| 562  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s Motion to Es                               | Processed | 09/21/2020    | Moss, E.   |\n| 563  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>Affirmation of Jon Lewis                                                                                                    | Processed | 09/21/2020    | Moss, E.   |\n| 564  | EXHIBIT(S)<br>Chart                                                                                                                                                   | Processed | 09/21/2020    | Moss, E.   |\n| 565  | EXHIBIT(S) - REQUEST TO SEAL<br>Invoices                                                                                                                              | Processed | 09/21/2020    | Moss, E.   |\n| 566  | EXHIBIT(S)<br>Complaint                                                                                                                                               | Processed | 09/21/2020    | Moss, E.   |\n| 567  | ORDER TO SHOW CAUSE                                                                                                                                                   | Processed | 09/22/2020    | Court User |\n| 568  | EXHIBIT(S)<br>Invoices (corrected)                                                                                                                                    | Processed | 09/22/2020    | Moss, E.   |\n| 569  | ORDER TO SHOW CAUSE ( PROPOSED )<br>Order to Show Cause                                                                                                               | Processed | 09/23/2020    | Moss, E.   |\n| 570  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s Unopposed Mo                               | Processed | 09/23/2020    | Moss, E.   |\n| 571  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>PROPOSED OSC/EXPARTE APP<br>Affirmation of Edward Moss in Support of Plaintiff's<br>Unopposed Motion to Seal                | Processed | 09/23/2020    | Moss, E.   |\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n| Doc# | Document Type/Information                                                                                                                         | Status    | Date Received | Filed By   |\n|------|---------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 572  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter to Justice Ostrager regarding Plaintiff's Order to<br>Show Cause for an Order and Discovery Unde       | Processed | 09/24/2020    | Moss, E.   |\n| 573  | COURT NOTICE<br>Filing on Behalf of - Rose Ann Magaldi, Law Clerk                                                                                 | Processed | 09/24/2020    | Court User |\n| 574  | NOTICE OF WITHDRAWAL OF MOTION / ORDER TO<br>SHOW CAUSE - BEFORE JUDGE<br>Notice of Withdrawal of Order to Show Cause                             | Processed | 09/25/2020    | Moss, E.   |\n| 575  | ORDER TO SHOW CAUSE ( PROPOSED )<br>Order to Show Cause                                                                                           | Processed | 09/25/2020    | Moss, E.   |\n| 576  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s CPLR 5229 Mo           | Processed | 09/25/2020    | Moss, E.   |\n| 577  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>PROPOSED OSC/EXPARTE APP<br>Affirmation of Jon Lewis                                                    | Processed | 09/25/2020    | Moss, E.   |\n| 578  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>PROPOSED OSC/EXPARTE APP<br>Affirmation of Edward Moss in Support of Plaintiff's<br>Order to Show Cause | Processed | 09/25/2020    | Moss, E.   |\n| 579  | EXHIBIT(S)<br>Deposition Transcript Excerpts                                                                                                      | Processed | 09/25/2020    | Moss, E.   |\n| 580  | EXHIBIT(S)<br>Deposition Transcript Excerpts                                                                                                      | Processed | 09/25/2020    | Moss, E.   |\n| 581  | EXHIBIT(S)<br>Petition                                                                                                                            | Processed | 09/25/2020    | Moss, E.   |\n| 582  | EXHIBIT(S)<br>Order                                                                                                                               | Processed | 09/25/2020    | Moss, E.   |\n| 583  | EXHIBIT(S)<br>Listing                                                                                                                             | Processed | 09/25/2020    | Moss, E.   |\n| 584  | EXHIBIT(S)<br>Complaint                                                                                                                           | Processed | 09/25/2020    | Moss, E.   |\n| 585  | EXHIBIT(S)<br>Listing                                                                                                                             | Processed | 09/25/2020    | Moss, E.   |\n| 586  | DECISION + ORDER ON MOTION                                                                                                                        | Processed | 09/26/2020    | Court User |\n| 587  | COURT NOTICE                                                                                                                                      | Processed | 09/28/2020    | Court User |\n| 588  | DECISION + ORDER ON MOTION<br>Motion Withdrawn Without prejudice                                                                                  | Processed | 09/28/2020    | Court User |\n| 589  | CONSENT TO CHANGE ATTORNEY (POST RJI)                                                                                                             | Processed | 09/30/2020    | Siegal, J. |\n| 590  | ORDER TO SHOW CAUSE                                                                                                                               | Processed | 09/30/2020    | Court User |\n| 591  | ORDER - OTHER                                                                                                                                     | Processed | 09/30/2020    | Court User |\n| 592  | NOTICE OF ENTRY<br>Notice of Entry of Justice Ostrager's Decision and Order<br>on Motion Sequence 11                                              | Processed | 09/30/2020    | Moss, E.   |\n\nNew York County Supreme Court **652077/2017 Document List** of 65\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                                                                  | Status    | Date Received | Filed By     |\n|------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|\n| 593  | ORDER TO SHOW CAUSE - CONFORMED COPY<br>Signed Order to Show Cause with Supporting Papers                                                                                  | Processed | 09/30/2020    | Moss, E.     |\n| 594  | TRANSCRIPT - SO ORDERED                                                                                                                                                    | Processed | 10/07/2020    | Court User   |\n| 595  | LETTER / CORRESPONDENCE TO JUDGE                                                                                                                                           | Processed | 10/07/2020    | Nash, K.     |\n| 596  | NOTICE OF ENTRY<br>Notice of Entry of So-Ordered Transcript re: Motion<br>Sequence 11                                                                                      | Processed | 10/08/2020    | Moss, E.     |\n| 597  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter from E. Moss to Justice Ostrager re: Genever<br>Holdings LLC's 10/07/20 Letter                                                  | Processed | 10/08/2020    | Moss, E.     |\n| 598  | LETTER / CORRESPONDENCE TO JUDGE<br>Joint Letter from Plaintiff and Defendant Miles Kwok to<br>Justice Ostrager re: October 15, 2020 Hearin                                | Processed | 10/08/2020    | Moss, E.     |\n| 599  | MEMORANDUM OF LAW IN OPPOSITION<br>Defendant Kwok Ho Wan's Memorandum of Law in<br>Opposition to Order to Show Cause                                                       | Processed | 10/13/2020    | Carvalho, M. |\n| 600  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>ORDER TO SHOW CAUSE<br>Affirmation of Melissa M. Carvalho in Opposition to<br>Order to Show Cause                             | Processed | 10/13/2020    | Carvalho, M. |\n| 601  | EXHIBIT(S)<br>Exhibit 1 - Plaintiff's Second Set of Request for the<br>Production of Documents                                                                             | Processed | 10/13/2020    | Carvalho, M. |\n| 602  | NOTICE OF CROSS-MOTION<br>Defendant Kwok Ho Wan's Notice of Cross-Motion                                                                                                   | Processed | 10/13/2020    | Siegal, J.   |\n| 603  | MEMORANDUM IN OPPOSITION TO MOTION AND IN<br>SUPPORT OF CROSS-MOTION<br>Defendant Kwok Ho Wan's Memorandum of Law in<br>Opposition and in Support of Cross-Motion          | Processed | 10/13/2020    | Siegal, J.   |\n| 604  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION AND IN SUPPORT OF CROSS-MOTION<br>Affirmation of John Siegal in Opposition to Motion and in<br>Support of Cross-Motion | Processed | 10/13/2020    | Siegal, J.   |\n| 605  | EXHIBIT(S)<br>Exhibit 1-Amended Complaint                                                                                                                                  | Processed | 10/13/2020    | Siegal, J.   |\n| 606  | EXHIBIT(S)<br>Exhibit 2-Answer                                                                                                                                             | Processed | 10/13/2020    | Siegal, J.   |\n| 607  | EXHIBIT(S)<br>Exhibit 3-Proposed Amended Answer                                                                                                                            | Processed | 10/13/2020    | Siegal, J.   |\n| 608  | EXHIBIT(S)<br>Exhibit 4- Highlighted 1.15.20 Derek Crane Full<br>Transcripth                                                                                               | Processed | 10/13/2020    | Siegal, J.   |\n| 609  | EXHIBIT(S)<br>Exhibit 5-Highlighted 11.6.19 Catherine Yang Transcript                                                                                                      | Processed | 10/13/2020    | Siegal, J.   |\n| 610  | EXHIBIT(S)<br>Exhibit 6-Highlighted 11.21.19 Jon Lewis Full Transcript                                                                                                     | Processed | 10/13/2020    | Siegal, J.   |\n| 611  | EXHIBIT(S)<br>Exhibit 7-8-17-2020-Affirmation of Phillip Loukis                                                                                                            | Processed | 10/13/2020    | Siegal, J.   |\n\n**Document List** of 65\n\n![](_page_54_Picture_4.jpeg)\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                                                                             | Status    | Date Received | Filed By    |\n|------|---------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n|      | Georgiou                                                                                                                              |           |               |             |\n| 612  | EXHIBIT(S)<br>Exhibit 8- 8-3-2015 Email from H. Wong to Derek Crane                                                                   | Processed | 10/13/2020    | Siegal, J.  |\n| 613  | EXHIBIT(S)<br>Exhibit 9-Email 7-24-2015 from D. Crane to Chris Gradel                                                                 | Processed | 10/13/2020    | Siegal, J.  |\n| 614  | EXHIBIT(S)<br>Exhibit 10-2011 loan facility letter                                                                                    | Processed | 10/13/2020    | Siegal, J.  |\n| 615  | EXHIBIT(S)<br>Exhibit 11-2011 personal guarantee                                                                                      | Processed | 10/13/2020    | Siegal, J.  |\n| 616  | EXHIBIT(S)<br>Exhibit 12-PAX-KWOK-063878 -PAX-KWOK-063879                                                                             | Processed | 10/13/2020    | Siegal, J.  |\n| 617  | MEMORANDUM OF LAW IN REPLY<br>Reply Memorandum of Law in Further Support of<br>Plaintiff Pacific Alliance Asia Opportunity Fund L.P.' | Processed | 10/14/2020    | Moss, E.    |\n| 618  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>Affirmation of Edward Moss in Support of Plaintiff's<br>CPLR 5229                                | Processed | 10/14/2020    | Moss, E.    |\n| 619  | EXHIBIT(S)<br>Nevada Motion to Order Satisfaction of Judgment                                                                         | Processed | 10/14/2020    | Moss, E.    |\n| 620  | EXHIBIT(S)<br>Horvitz Deposition Transcript                                                                                           | Processed | 10/14/2020    | Moss, E.    |\n| 621  | EXHIBIT(S)<br>Responses and Objections to Interrogatories                                                                             | Processed | 10/14/2020    | Moss, E.    |\n| 622  | EXHIBIT(S)<br>Responses and Objections to Requests for Production                                                                     | Processed | 10/14/2020    | Moss, E.    |\n| 623  | EXHIBIT(S)<br>Kwok Deposition Transcript                                                                                              | Processed | 10/14/2020    | Moss, E.    |\n| 624  | EXHIBIT(S)<br>Searles Email                                                                                                           | Processed | 10/14/2020    | Moss, E.    |\n| 625  | EXHIBIT(S)<br>Searles Letter                                                                                                          | Processed | 10/14/2020    | Moss, E.    |\n| 626  | EXHIBIT(S)<br>Nevada Opposition                                                                                                       | Processed | 10/14/2020    | Moss, E.    |\n| 627  | NOTICE OF BANKRUPTCY (POST RJI)                                                                                                       | Processed | 10/14/2020    | Donovan, J. |\n| 628  | EXHIBIT(S)<br>Proof of filing                                                                                                         | Processed | 10/14/2020    | Donovan, J. |\n| 629  | NOTICE OF APPEARANCE (POST RJI)<br>Daniel S. Shamah                                                                                   | Processed | 10/14/2020    | Shamah, D.  |\n| 630  | DECISION + ORDER ON MOTION                                                                                                            | Processed | 10/15/2020    | Court User  |\n| 631  | NOTICE OF ENTRY<br>Notice of Entry of Justice Ostrager's Decision and Order<br>on Motion Sequence 011                                 | Processed | 10/15/2020    | Moss, E.    |\n| 632  | NOTICE OF ENTRY<br>Notice of Entry of Justice Ostrager's Decision and Order<br>on Motion Sequence 011                                 | Processed | 10/15/2020    | Moss, E.    |\n| 633  | DECISION + ORDER ON MOTION                                                                                                            | Processed | 10/16/2020    | Court User  |\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n| Doc# | Document Type/Information                                                                                                                    | Status    | Date Received | Filed By    |\n|------|----------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|-------------|\n| 634  | NOTICE OF APPEAL<br>Notice of Appeal of Order dated 9/15/20 and entered on<br>9/16/20                                                        | Pending   | 10/16/2020    | Siegal, J.  |\n| 635  | MEMORANDUM OF LAW IN REPLY<br>Memorandum of Law in Further Support of Plaintiff<br>Pacific Alliance Asia Opportunity Fund L.P.'s Moti        | Processed | 10/23/2020    | Moss, E.    |\n| 636  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>Affirmation of Edward Moss in Further Support of<br>Plaintiff's Motion to Establish Damages, Legal Fees | Processed | 10/23/2020    | Moss, E.    |\n| 637  | EXHIBIT(S)<br>5229 Hearing Transcript                                                                                                        | Processed | 10/23/2020    | Moss, E.    |\n| 638  | EXHIBIT(S)<br>Produced Document Metadata                                                                                                     | Processed | 10/23/2020    | Moss, E.    |\n| 639  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>Notice of Intent to Request Judicial Notice of Foreign<br>Law                                           | Processed | 10/23/2020    | Moss, E.    |\n| 640  | EXHIBIT(S)<br>Melwani Affirmation                                                                                                            | Processed | 10/23/2020    | Moss, E.    |\n| 641  | EXHIBIT(S)<br>Melwani CV                                                                                                                     | Processed | 10/23/2020    | Moss, E.    |\n| 642  | EXHIBIT(S)<br>Foreign Law Treatise                                                                                                           | Processed | 10/23/2020    | Moss, E.    |\n| 643  | EXHIBIT(S)<br>Foreign Case Law                                                                                                               | Processed | 10/23/2020    | Moss, E.    |\n| 644  | EXHIBIT(S)<br>Foreign Case Law                                                                                                               | Processed | 10/23/2020    | Moss, E.    |\n| 645  | EXHIBIT(S)<br>Foreign Case Law                                                                                                               | Processed | 10/23/2020    | Moss, E.    |\n| 646  | COURT NOTICE                                                                                                                                 | Processed | 10/29/2020    | Court User  |\n| 647  | TRANSCRIPT - SO ORDERED                                                                                                                      | Processed | 11/10/2020    | Court User  |\n| 648  | ORDER - STATUS CONFERENCE                                                                                                                    | Processed | 11/13/2020    | Court User  |\n| 649  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter to Judge Ostrager re: The Lady May                                                                | Processed | 11/18/2020    | Siegal, J.  |\n| 650  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter to the Court re: the Lady May                                                                     | Processed | 11/19/2020    | Sarnoff, S. |\n| 651  | EXHIBIT(S)<br>Nov. 18, 2020 Letter                                                                                                           | Processed | 11/19/2020    | Sarnoff, S. |\n| 652  | STIPULATION - OTHER - ( REQUEST TO SO ORDER )<br>Stipulation Adjourning Pre-Trial Deadlines and Trial Date                                   | Processed | 11/30/2020    | Moss, E.    |\n| 653  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>Affirmation of John Siegal                                                                              | Processed | 12/03/2020    | Siegal, J.  |\n| 654  | EXHIBIT(S)<br>Exhibit 1 - E-Mail Dated June 1, 2015                                                                                          | Processed | 12/03/2020    | Siegal, J.  |\n| 655  | EXHIBIT(S)<br>Exhibit 2 - E-Mail Dated January 20, 2012                                                                                      | Processed | 12/03/2020    | Siegal, J.  |\n\n**Document List** of 65\n\n**Index #**\n\nNew York County Supreme Court **652077/2017**\n\n| Doc# | Document Type/Information                                                                                             | Status    | Date Received | Filed By   |\n|------|-----------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 656  | EXHIBIT(S)<br>Exhibit 3 - E-Mail Dated September 12, 2014                                                             | Processed | 12/03/2020    | Siegal, J. |\n| 657  | EXHIBIT(S)<br>Exhibit 4 - E-Mail Dated August 21, 2015                                                                | Processed | 12/03/2020    | Siegal, J. |\n| 658  | EXHIBIT(S)<br>Exhibit 5 - Bates numbered PAX-KWOK-066635                                                              | Processed | 12/03/2020    | Siegal, J. |\n| 659  | EXHIBIT(S)<br>Exhibit 6 - Minutes-PAG Risk Committee Meeting                                                          | Processed | 12/03/2020    | Siegal, J. |\n| 660  | EXHIBIT(S)<br>Exhibit 7 - E-Mail Dated September 12, 2013                                                             | Processed | 12/03/2020    | Siegal, J. |\n| 661  | EXHIBIT(S)<br>Exhibit 8 - E-Mail Dated October 22, 2012                                                               | Processed | 12/03/2020    | Siegal, J. |\n| 662  | EXHIBIT(S)<br>Exhibit 9 - Colliers Valuation Dated January 2015                                                       | Processed | 12/03/2020    | Siegal, J. |\n| 663  | EXHIBIT(S)<br>Exhibit 10 - E-Mail Dated October 22, 2012                                                              | Processed | 12/03/2020    | Siegal, J. |\n| 664  | EXHIBIT(S)<br>Exhibit 11 - E-Mail Dated January 3, 2014                                                               | Processed | 12/03/2020    | Siegal, J. |\n| 665  | EXHIBIT(S)<br>Exhibit 12 - PANGU Arrangement for Recovery of<br>Amounts Owed                                          | Processed | 12/03/2020    | Siegal, J. |\n| 666  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>Notice of Intent to Request Judicial Notice of Foreign<br>Law                    | Processed | 12/03/2020    | Siegal, J. |\n| 667  | EXHIBIT(S)<br>Exhibit A - Affirmation of Phillip Loukis Georgiou in<br>Opposition to Plaintiff's Motion to Establish  | Processed | 12/03/2020    | Siegal, J. |\n| 668  | EXHIBIT(S)<br>Exhibit B - Curriculum vitae of Phillip Loukis Georgiou                                                 | Processed | 12/03/2020    | Siegal, J. |\n| 669  | EXHIBIT(S)<br>Exhibit C- British Westinghouse Co v Underground Ry<br>[1912] A.C. 673                                  | Processed | 12/03/2020    | Siegal, J. |\n| 670  | EXHIBIT(S)<br>Exhibit D - Win Profit Corporation Ltd v World Orient<br>Investment Ltd [2012] HKCFI 529                | Processed | 12/03/2020    | Siegal, J. |\n| 671  | EXHIBIT(S)<br>Exhibit E - Able Success Asia Ltd v China Packaging<br>Group Co Ltd [2015] HKEC 2508, HCA 1120/2014 (25 | Processed | 12/03/2020    | Siegal, J. |\n| 672  | EXHIBIT(S)<br>Exhibit F - Strong Offer Investment Limited v Nyeu Ting<br>Chuang                                       | Processed | 12/03/2020    | Siegal, J. |\n| 673  | EXHIBIT(S)<br>Exhibit G - Chitty on Contracts, 33rd Edition, at 21-041                                                | Processed | 12/03/2020    | Siegal, J. |\n| 674  | EXHIBIT(S)<br>Exhibit H - Chitty on Contracts, 33rd Edition, at 2-159                                                 | Processed | 12/03/2020    | Siegal, J. |\n| 675  | EXHIBIT(S)<br>Exhibit I - Marble Holding Limited v Yatin Development<br>Limited, (2008) 11 HKCFAR 222                 | Processed | 12/03/2020    | Siegal, J. |\n| 676  | EXHIBIT(S)<br>Exhibit J - McGregor on Damages, 20th Ed, 9-004                                                         | Processed | 12/03/2020    | Siegal, J. |\n\n**Document List** of 65\n\n**Doc# Document Type/Information Status Date Received Filed By**\n\nCreated on:05/03/2021 09:15 PM\n\n| Cour |\n|------|\n|------|\n\nNew York County Supreme Court **652077/2017**\n\n| Index # |  |\n|---------|--|\n|         |  |\n\n677 EXHIBIT(S) Exhibit K - Payzu v Saunders [1919] 2 K.B. 581 CA Processed 12/03/2020 Siegal, J. 678 EXHIBIT(S) Exhibit L - Kin Tong Land Investment Co Ltd v Capella Ltd [2019] HKDC 65 Processed 12/03/2020 Siegal, J. 679 EXHIBIT(S) Exhibit M - Kings City Holdings Limited v De Monsa Investments Limited [2012] CACV 205/2012 Processed 12/03/2020 Siegal, J. 680 EXHIBIT(S) Exhibit N - Lagden v OConnor [2003] UKHL 64 Processed 12/03/2020 Siegal, J. 681 EXHIBIT(S) Exhibit O - Ge Qingfu & Ors v L&A International Holdings Limited & Ors [2019] CACV 11/2019 & CACV 16 Processed 12/03/2020 Siegal, J. 682 SUR-REPLY Defendant Mr. Kwok Ho Wan's Sur-Reply in Further Opposition to Plaintiff's Motion to Establish Damag Processed 12/03/2020 Siegal, J. 683 NOTIFICATION FROM COURT Notice of Neutral Evaluation Program - Commercial Division - Supreme NY Civil Processed 12/09/2020 Court User 684 LETTER / CORRESPONDENCE TO JUDGE Letter from E. Moss to Court and Memorandum of Law in Support of PAX's Response to Kwok's Sur-Reply Processed 12/15/2020 Moss, E. 685 DECISION + ORDER ON MOTION Processed 12/18/2020 Court User 686 NOTICE OF ENTRY Notice of Entry of Justice Ostrager's Decision and Order on Motion Sequence 009 Processed 12/21/2020 Moss, E. 687 Deleted 688 NOTICE OF MOTION Notice of Motion for Order of Contempt Against Defendant Kwok Processed 12/24/2020 Moss, E. 689 MEMORANDUM OF LAW IN SUPPORT Memorandum of Law in Support of Pacific Alliance Asia Opportunity Fund L.P.'s Motion for Order of Co Processed 12/24/2020 Moss, E. 690 AFFIDAVIT OR AFFIRMATION IN SUPPORT OF Affirmation of Edward Moss in Support of Plaintiff's Motion for Order of Contempt Against Defendant Processed 12/24/2020 Moss, E.\n\n|     | Motion for Order of Contempt Against Defendant      |           |            |              |\n|-----|-----------------------------------------------------|-----------|------------|--------------|\n| 691 | EXHIBIT(S)                                          | Processed | 12/24/2020 | Moss, E.     |\n|     | Transcript of Nov. 12, 2020 Conference              |           |            |              |\n| 692 | EXHIBIT(S)                                          | Processed | 12/24/2020 | Moss, E.     |\n|     | Nov. 18, 2020 Letter                                |           |            |              |\n| 693 | EXHIBIT(S)                                          | Processed | 12/24/2020 | Moss, E.     |\n|     | Screenshot from MarineTraffic.com                   |           |            |              |\n| 694 | STIPULATION - ADJOURNMENT OF MOTION -IN             | Processed | 01/04/2021 | Carvalho, M. |\n|     | SUBMISSIONS PART -RM 130                            |           |            |              |\n|     |                                                     |           |            |              |\n| 695 | TRANSCRIPT OF PROCEEDINGS - CERTIFIED               | Processed | 01/08/2021 | Moss, E.     |\n|     | Transcript of Proceedings held on December 18, 2020 |           |            |              |\n|     |                                                     |           |            |              |\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n| Doc# | Document Type/Information                                                                                                                              | Status    | Date Received | Filed By   |\n|------|--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|------------|\n| 696  | TRANSCRIPT - SO ORDERED                                                                                                                                | Processed | 01/12/2021    | Court User |\n| 697  | NOTICE OF APPEAL<br>Notice of Appeal of Order dated and entered on<br>12/18/20                                                                         | Pending   | 01/12/2021    | Siegal, J. |\n| 698  | MEMORANDUM OF LAW IN OPPOSITION<br>Defendant Kwok Ho Wan's Memorandum of Law in<br>Opposition to Plaintiff's Motion for an Order of Contem             | Processed | 01/19/2021    | Siegal, J. |\n| 699  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION<br>Affirmation of Melissa Carvalho in Opposition to<br>Plaintiff's Motion for an Order of Contempt | Processed | 01/19/2021    | Siegal, J. |\n| 700  | EXHIBIT(S)<br>Exhibit 1 - Letter dated 11/9/2020                                                                                                       | Processed | 01/19/2021    | Siegal, J. |\n| 701  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION<br>Affirmation of Craig Heaslop in Opposition to Plaintiff's<br>Motion for an Order of Contempt    | Processed | 01/19/2021    | Siegal, J. |\n| 702  | AFFIDAVIT OR AFFIRMATION IN OPPOSITION TO<br>MOTION<br>Affirmation of Lee Vartan in Opposition to Plaintiff's<br>Motion for an Order of Contempt       | Processed | 01/19/2021    | Siegal, J. |\n| 703  | EXHIBIT(S)<br>Exhibit A - Registration Certificate                                                                                                     | Processed | 01/19/2021    | Siegal, J. |\n| 704  | EXHIBIT(S)<br>Exhibit B - Certificate of Formation                                                                                                     | Processed | 01/19/2021    | Siegal, J. |\n| 705  | EXHIBIT(S)<br>Exhibit C - LLC Agreement                                                                                                                | Processed | 01/19/2021    | Siegal, J. |\n| 706  | EXHIBIT(S)<br>Exhibit D - Certificate of Correction                                                                                                    | Processed | 01/19/2021    | Siegal, J. |\n| 707  | EXHIBIT(S)<br>Exhibit E - Certificate of Good Standing                                                                                                 | Processed | 01/19/2021    | Siegal, J. |\n| 708  | STIPULATION - ADJOURNMENT OF MOTION -IN<br>SUBMISSIONS PART -RM 130 - *Corrected*<br>Stipulation                                                       | Processed | 01/26/2021    | Moss, E.   |\n| 709  | MEMORANDUM OF LAW IN REPLY<br>MEMORANDUM OF LAW IN FURTHER SUPPORT OF<br>PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY<br>FUND L.P.S MOTIO               | Processed | 01/27/2021    | Moss, E.   |\n| 710  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>AFFIRMATION OF EDWARD MOSS IN FURTHER<br>SUPPORT OF PACIFIC ALLIANCE ASIA<br>OPPORTUNITY FUND L.P.S MOTION        | Processed | 01/27/2021    | Moss, E.   |\n| 711  | EXHIBIT(S)<br>Certified Translation of YouTube Video                                                                                                   | Processed | 01/27/2021    | Moss, E.   |\n| 712  | EXHIBIT(S)<br>Debtors Declaration                                                                                                                      | Processed | 01/27/2021    | Moss, E.   |\n| 713  | AFFIDAVIT OR AFFIRMATION IN REPLY<br>AFFIRMATION OF NATHANIEL FRANCIS IN<br>FURTHER SUPPORT OF PACIFIC ALLIANCE ASIA                                   | Processed | 01/27/2021    | Moss, E.   |\n\nNYSCEF\n\nCase 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 60\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n| Doc# | Document Type/Information                                                                                                                                    | Status    | Date Received | Filed By      |\n|------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|---------------|\n|      | FUND L.P.S                                                                                                                                                   |           |               |               |\n| 714  | EXHIBIT(S)<br>Certified Translation of Tweets                                                                                                                | Processed | 01/27/2021    | Moss, E.      |\n| 715  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter from E. Moss to Justice Ostrager re: Contempt<br>Motion Fully Submitted                                           | Processed | 02/02/2021    | Moss, E.      |\n| 716  | JUDGMENT - MONEY                                                                                                                                             | Processed | 02/03/2021    | Court User    |\n| 717  |                                                                                                                                                              | Error     |               |               |\n| 718  | NOTICE OF ENTRY<br>Notice of Entry of Judgment entered on February 3,<br>2021                                                                                | Processed | 02/03/2021    | Sarnoff, S.   |\n| 719  | ORDER TO SHOW CAUSE ( PROPOSED )<br>[Proposed] Order to Show Cause                                                                                           | Processed | 02/12/2021    | Moss, E.      |\n| 720  | MEMORANDUM OF LAW IN SUPPORT<br>Memorandum of Law in Support of Plaintiff Pacific<br>Alliance Asia Opportunity Fund L.P.'s Motion to Am                      | Processed | 02/12/2021    | Moss, E.      |\n| 721  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>PROPOSED OSC/EXPARTE APP<br>Affirmation of Edward Moss, Esq. in Support of Plaintiff's<br>Motion to Amend Judgment | Processed | 02/12/2021    | Moss, E.      |\n| 722  | EXHIBIT(S)<br>Proposed Amended Judgment                                                                                                                      | Processed | 02/12/2021    | Moss, E.      |\n| 723  | DECISION + ORDER ON MOTION                                                                                                                                   | Processed | 02/22/2021    | Court User    |\n| 724  | NOTICE OF ENTRY<br>Notice of Entry of Decision and Order dated February<br>22, 2021                                                                          | Processed | 02/23/2021    | Carvalho, M.  |\n| 725  | NOTICE OF APPEAL<br>Notice of Appeal from the Judgment dated February 3,<br>2021                                                                             | Pending   | 03/02/2021    | Siegal, J.    |\n| 726  | LETTER / CORRESPONDENCE TO JUDGE<br>Letter to Justice Ostrager from Stuart Sarnoff re: Lady<br>May                                                           | Processed | 03/16/2021    | Sarnoff, S.   |\n| 727  | NOTICE OF APPEARANCE (POST RJI)                                                                                                                              | Processed | 03/16/2021    | Spelfogel, D. |\n| 728  | DECISION + ORDER ON MOTION                                                                                                                                   | Processed | 03/16/2021    | Court User    |\n| 729  | NOTICE OF APPEARANCE (POST RJI)                                                                                                                              | Processed | 03/16/2021    | Nann, A.      |\n| 730  | NOTICE OF ENTRY<br>Notice of Entry of Justice Ostrager's March 16, 2021<br>Decision and Order on Motion Sequence 12                                          | Processed | 03/17/2021    | Sarnoff, S.   |\n| 731  | NOTICE OF APPEAL<br>Notice of Appeal from Order Entered March 17, 2021                                                                                       | Pending   | 03/23/2021    | Siegal, J.    |\n| 732  | NOTICE OF APPEARANCE (POST RJI)                                                                                                                              | Processed | 04/14/2021    | Alter, D.     |\n| 733  | LETTER / CORRESPONDENCE TO JUDGE                                                                                                                             | Processed | 04/14/2021    | Alter, D.     |\n\nNew York County Supreme Court **652077/2017 Document List Index #** of 65\n\n| Doc# | Document Type/Information                                                                                                                          | Status    | Date Received | Filed By     |\n|------|----------------------------------------------------------------------------------------------------------------------------------------------------|-----------|---------------|--------------|\n| 734  | COURT NOTICE                                                                                                                                       | Processed | 04/15/2021    | Court User   |\n| 735  | COURT NOTICE                                                                                                                                       | Processed | 04/16/2021    | Court User   |\n| 736  | ORDER TO SHOW CAUSE ( PROPOSED )                                                                                                                   | Processed | 04/21/2021    | Alter, D.    |\n| 737  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>PROPOSED OSC/EXPARTE APP - *Corrected*                                                                   | Processed | 04/22/2021    | Alter, D.    |\n| 738  | EXHIBIT(S)<br>Subpoena served on Bank of America                                                                                                   | Processed | 04/21/2021    | Alter, D.    |\n| 739  | EXHIBIT(S)<br>Subpoena served on Citibank                                                                                                          | Processed | 04/21/2021    | Alter, D.    |\n| 740  | EXHIBIT(S)<br>Subpoena served on JP Morgan Chase                                                                                                   | Processed | 04/21/2021    | Alter, D.    |\n| 741  | MEMORANDUM OF LAW IN SUPPORT                                                                                                                       | Processed | 04/21/2021    | Alter, D.    |\n| 742  | AFFIDAVIT OR AFFIRMATION IN SUPPORT OF<br>PROPOSED OSC/EXPARTE APP                                                                                 | Processed | 04/22/2021    | Alter, D.    |\n| 743  | ORDER TO SHOW CAUSE                                                                                                                                | Processed | 04/22/2021    | Court User   |\n| 744  | LETTER / CORRESPONDENCE TO JUDGE                                                                                                                   | Processed | 04/22/2021    | Alter, D.    |\n| 745  | AFFIRMATION/AFFIDAVIT OF SERVICE                                                                                                                   | Processed | 04/22/2021    | Alter, D.    |\n| 746  | COURT NOTICE<br>Filing on Behalf of - Rose Ann Magaldi, Law Clerk                                                                                  | Processed | 04/22/2021    | Court User   |\n| 747  | LETTER / CORRESPONDENCE TO JUDGE                                                                                                                   | Processed | 04/27/2021    | Alter, D.    |\n| 748  | LETTER / CORRESPONDENCE TO JUDGE<br>Request to be added to Microsoft Teams Meeting                                                                 | Processed | 04/27/2021    | Mitchell, A. |\n| 749  | LETTER / CORRESPONDENCE TO JUDGE<br>April 28, 2021 Letter from E. Moss to Court                                                                    | Processed | 04/28/2021    | Moss, E.     |\n| 750  | MEMORANDUM OF LAW IN OPPOSITION<br>Memorandum of Law in Opposition to Nonparty Movant<br>Yvette Wang's Motion for Relief Pursuant to CPLR          | Processed | 04/28/2021    | Moss, E.     |\n| 751  | MEMORANDUM OF LAW - REQUEST TO SEAL<br>Memorandum of Law in Opposition to Nonparty Movant<br>Yvette Wang's Motion for Relief Pursuant to CPLR      | Processed | 04/28/2021    | Moss, E.     |\n| 752  | AFFIDAVIT OR AFFIRMATION IN SUPPORT<br>Affirmation of Edward Moss in Support of Plaintiff's<br>Opposition to Nonparty Movant Yvette Wang's Mot     | Processed | 04/28/2021    | Moss, E.     |\n| 753  | AFFIDAVIT/AFFIRMATION - REQUEST TO SEAL<br>Affirmation of Edward Moss in Support of Plaintiff's<br>Opposition to Nonparty Movant Yvette Wang's Mot | Processed | 04/28/2021    | Moss, E.     |\n| 754  | EXHIBIT(S)<br>Screenshot from YouTube                                                                                                              | Processed | 04/28/2021    | Moss, E.     |\n\n**Document List** of 65\n\nNew York County Supreme Court **652077/2017**\n\n**Index #**\n\n| Doc# | Document Type/Information                                                       | Status    | Date Received | Filed By   |\n|------|---------------------------------------------------------------------------------|-----------|---------------|------------|\n| 755  | EXHIBIT(S)<br>Transcription of YouTube captions                                 | Processed | 04/28/2021    | Moss, E.   |\n| 756  | EXHIBIT(S)<br>Responses and Objections                                          | Processed | 04/28/2021    | Moss, E.   |\n| 757  | EXHIBIT(S)<br>Debtors Declaration in Genever Bankruptcy                         | Processed | 04/28/2021    | Moss, E.   |\n| 758  | EXHIBIT(S)<br>Instrument of Transfer                                            | Processed | 04/28/2021    | Moss, E.   |\n| 759  | EXHIBIT(S)<br>Sherry-Netherland Joinder                                         | Processed | 04/28/2021    | Moss, E.   |\n| 760  | EXHIBIT(S)<br>March 11, 2021 Letter from M. Carvalho to E. Moss                 | Processed | 04/28/2021    | Moss, E.   |\n| 761  | EXHIBIT(S)<br>April 23, 2021 Email Chain between A. Mitchell and E.<br>Moss     | Processed | 04/28/2021    | Moss, E.   |\n| 762  | EXHIBIT(S)<br>April 21, 2021 Letter from L. Vartan to E. Moss                   | Processed | 04/28/2021    | Moss, E.   |\n| 763  | EXHIBIT(S)<br>April 9-15, 2021 Email Chain between D. Alter and E.<br>Moss      | Processed | 04/28/2021    | Moss, E.   |\n| 764  | EXHIBIT(S)<br>Kwok Affidavit in Ace Decade v. UBS                               | Processed | 04/28/2021    | Moss, E.   |\n| 765  | EXHIBIT(S)<br>Feb. 21, 2021 Letter from M. Carvalho to E. Moss                  | Processed | 04/28/2021    | Moss, E.   |\n| 766  | EXHIBIT(S)<br>April 7, 2021 Letter from K. Kearney to E. Moss                   | Processed | 04/28/2021    | Moss, E.   |\n| 767  | EXHIBIT(S)<br>Transcript of December 18, 2020 Hrg in Genever<br>Bankruptcy      | Processed | 04/28/2021    | Moss, E.   |\n| 768  | EXHIBIT(S)<br>GSNY Proof of Claim in Genever Bankruptcy                         | Processed | 04/28/2021    | Moss, E.   |\n| 769  | EXHIBIT(S)<br>April 9, 2021 Letter from D. Alter to E. Moss and S.<br>Sarnoff   | Processed | 04/28/2021    | Moss, E.   |\n| 770  | EXHIBIT(S)<br>Wang Depo. Tr. Excerpts                                           | Processed | 04/28/2021    | Moss, E.   |\n| 771  | EXHIBIT(S)<br>Dept of State Records                                             | Processed | 04/28/2021    | Moss, E.   |\n| 772  | EXHIBIT(S)<br>USPTO Records                                                     | Processed | 04/28/2021    | Moss, E.   |\n| 773  | EXHIBIT(S)<br>Trial Tr. Excerpts in Eastern Profit v. Strategic Vision          | Processed | 04/28/2021    | Moss, E.   |\n| 774  | LETTER / CORRESPONDENCE TO JUDGE<br>April 29, 2021 Letter from E. Moss to Court | Processed | 04/29/2021    | Moss, E.   |\n| 775  | LETTER / CORRESPONDENCE TO JUDGE                                                | Processed | 04/30/2021    | Alter, D.  |\n| 776  | DECISION + ORDER ON MOTION                                                      | Processed | 04/30/2021    | Court User |\n\n#### H yea heSUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\nPlaintiff,\n\nv.\n\nKWOK HO WAN, *a/k/a* KWOK HO, *a/k/a* GWO WEN GUI, *a/k/a* GUO WENGUI, *a/k/a* GUO WEN-GUI, *a/k/a* WAN GUE HAOYUN, *a/k/a* MILES KWOK, *a/k/a* HAOYUN GUO, GENEVER HOLDINGS, LLC, *and* GENEVER HOLDINGS CORPORATION,\n\nDefendants.\n\nO'MELVENY & MYERS LLP Edward N. Moss (emoss@omm.com) Stuart M. Sarnoff (ssarnoff@omm.com) Daniel S. Shamah (dshamah@omm.com) 7 Times Square New York, NY 10036 Tel: (212) 326-2000\n\nFOLEY & LARDNER LLP Douglas E. Spelfogel (dspelfogel@foley.com) Alissa M. Nann (anann@foley.com) 90 Park Avenue New York, New York 10016 Tel: (212) 338-3578\n\nSEIDEN LAW GROUP LLP Robert W. Seiden (rseiden@seidenlegal.com) 69 Seventh Avenue, Fifth Floor New York, NY 10018 Tel: (212) 523-0686\n\n*Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*\n\nIndex No. 652077/2017\n\nHon. Barry Ostrager\n\nPart 61\n\n**COUNSEL OF RECORD**\n\n\\* \\* \\*\n\nBAKER & HOSTETLER LLP John Siegal (jsiegal@bakerlaw.com) Melissa M. Carvalho (mcarvalho@bakerlaw.com) 45 Rockefeller Plaza New York, NY 10111-0100 Tel (212) 589-4289\n\n*Attorneys for Defendant Kwok Ho Wan*\n\nLAWALL & MITCHELL, LLC Aaron A. Mitchell (aaron@lmesq.com) 162 E. 64th Street New York, NY 10065 (973) 285-3280\n\n*Attorneys for Defendants Genever Holdings LLC and Genever Holdings Corporation*\n\n| denorris angelo britt             |  |\n|-----------------------------------|--|\n|                                   |  |\n| NOTARY PUBLIC                     |  |\n|                                   |  |\n| STATE OF DELAWARE                 |  |\n|                                   |  |\n| My Commission Expires May 1, 2022 |  |\n|                                   |  |","body_zh":"证物47\n证物A　案号 22-50073　文件 1604-47　提交于 03/27/23　录入于 03/27/23 14:12:10　第 2 页，共 65 页\n\n作证地点　法庭\n\n日期和时间\n\n取证地点\n通过视频会议出席（链接随后提供）　日期和时间\nJune 15, 2021 at 10:00 a.m.（或在双方商定的日期和时间）\n\n地点　O'Melveny & Myers LLP（奥美律师事务所）\n7 Times Square, New York, NY 10036\n收件人：Edward Moss（爱德华·莫斯）　日期和时间\nJune 15, 2021（或送达后至少20日）\n\n场所　日期和时间\n\n任何非本案当事人、但被传唤接受取证的组织，均应指定一名或多名高级职员、董事、管理代理人，或其他同意代表其作证的人员，并可就每名被指定人员列明该人员将就哪些事项作证。Delaware Superior Court Civil Rule 30 (b) (6)。\n\n申请方名称、地址和电话号码　Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业） c/o O'Melveny & Myers LLP　7 Times Square, New York, NY 10036 - (212) 326-2000\n\n签名（仅供特拉华州法院使用）\n法院书记官\nsa mina Aller ian　日期\n修订版 7/201\nO'Melveny & Myers LLP　Times Square Tower　7 Times Square　New York, NY 10036-6537　电话：+1 212 326 2000　文件编号：　传真：+1 212 326 2061　omm.com\n\nMay 4, 2021\n专人递送\n\nLisa Fontello（丽莎·丰特洛），Prothonotary（书记官）\nDelaware Superior Court（特拉华州高等法院），New Castle County（纽卡斯尔县）\nLeonard L. Williams Justice Center（伦纳德·L·威廉姆斯司法中心）\n500 North King Street\nWilmington, DE 19801\n事由：外州传票\n\n尊敬的Fontello女士：\n\n我们代理Pacific Alliance Asia Opportunity Fund L.P.（“Pacific Alliance”），该基金系New York Supreme Court（纽约州最高法院）审理的Pacific Alliance Asia Opportunity Fund L.P. v. Kwok, et al., Index No. 652077/2017一案当事人。Pacific Alliance正在向Greenwich Land, LLC（格林威治土地有限责任公司）发出传票；该公司是一家特拉华州有限责任公司，其注册代理人Corporate Creations Network Inc.（公司创设网络公司）位于New Castle County的3411 Silverside Road, Tatnall Building, Suite 104, Wilmington, Delaware 19810。按照要求，我们随函附上：(1) 纽约州传票，(2) 特拉华州传票，(3) New York County（纽约县）案件登记表，以及(4) 在案律师名单。\n\n如有任何问题，请与我联系。传票准备就绪时，也请通过(212) 728-5671或emoss@omm.com与我联系。预先感谢。\n\n谨致敬意，\n\nEdward Moss\n\n附件\n\nEdward Moss　直线电话：+1 212 728 5671　emoss@omm.com\n纽约州纽约县最高法院\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\n原告，\n\n诉\n\nKWOK HO WAN（郭文贵），又名KWOK HO，又名GWO WEN GUI，又名GUO WENGUI，又名GUO WEN GUI，又名WAN GUE HAOYUN，又名MILES KWOK，又名HAOYUN GUO，GENEVER HOLDINGS CORPORATION（Genever控股公司）及GENEVER HOLDINGS LLC（Genever控股有限责任公司），\n\n索引号：652077/2017\n\nHon. Barry R. Ostrager（巴里·R·奥斯特拉格法官）, J.S.C.\n限制通知\n\n被告。\n\n致：Greenwich Land, LLC\n转Corporate Creations Network, Inc.\n3411 Silverside Rd.\nTatnall Building Ste. 104\nWilmington, DE 19810\n\n鉴于，在纽约州纽约县最高法院审理的Index No. 652077/2017案件中，Pacific Alliance Asia Opportunity Fund L.P.（“判决债权人”）与被告Miles Kwok（“判决债务人”）、Genever Holdings Corporation及Genever Holdings LLC为该诉讼的全体当事人；于February 3, 2021，纽约州纽约县最高法院作出有利于判决债权人并针对判决债务人的判决，金额为$116,402,019.57。该金额连同法定利息，至今仍到期未付。\n\n特此通知：根据全文载于本通知中的CPLR § 5222(b)，除CPLR § 5222(b)另有规定外，现禁止您作出或容许对判决债务人享有权益的任何财产进行任何出售、让与、转让或干扰。我们了解到，判决债务人可能对您及您的资产享有直接、间接或受益所有权，或者享有指示或控制您及您的资产的权利或能力。\n民事诉讼法及规则 § 5222(b)\n\n5222(b) 限制的效力；禁止转让；期限。经送达限制通知的判决债务人或义务人，不得作出或容许对其享有权益的任何财产进行任何出售、让与、转让或干扰，但本条第(h)及(i)款另有规定的除外，并且除非依治安官指示或根据法院命令，否则在判决或命令得到清偿或被撤销前不得进行。向判决债务人或义务人以外的人员送达的限制通知，仅在送达时该人员欠判决债务人或义务人债务，或该人员占有或保管其知悉或有理由相信判决债务人或义务人享有权益的财产，或判决债权人或抚养费征收机构已在通知中声明受送达人对判决债务人或义务人负有特定债务，或判决债务人或义务人对受送达人占有或保管的特定财产享有权益时，方为有效。该人员当时及此后占有或保管的、已知或相信判决债务人或义务人享有权益的一切财产，包括通知中指明的任何财产，以及该人员当时到期及此后到期应付给判决债务人或义务人的一切债务，包括通知中指明的任何债务，均应受该通知约束，但本条第(h)及(i)款另有规定的除外。该人员不得向治安官或抚养费征收机构以外的任何人作出或容许对任何此类财产进行任何出售、让与、转让或干扰，亦不得支付或以其他方式处分任何此类债务，但本条第(h)及(i)款另有规定的除外，并且除非依治安官指示或根据法院命令，否则在该通知向其送达一年期满前，或在判决或命令得到清偿或被撤销前（以先发生者为准）不得进行。在限制通知中指明动产或债务的判决债权人或抚养费征收机构，如财产所有人或债务受偿人并非判决债务人或义务人，则应对其因该限制所遭受的任何损害承担责任。如经送达限制通知的受扣押人扣留属于判决债务人或义务人或应付给其的款项，且扣留金额等于判决或命令到期金额的两倍，则该限制通知对其他财产或款项不发生效力。\n\n进一步通知：不遵守本限制通知的行为可作为藐视法庭予以处罚。\n\n日期：May 4, 2021　New York, New York\n\n谨此提交，O'MELVENY & MYERS LLP\n\nB\n\nStuart Sarnoff（斯图尔特·萨诺夫）(ssarnoff@omm.com)\nEdward Moss (emoss@omm.com)\n7 Times Square\nNew York, NY 10036\n(212) 326-2000\n\n原告Pacific Alliance Asia Opportunity Fund L.P.的律师\n纽约州纽约县最高法院\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\n原告，\n\n诉\n\nKWOK HO WAN，又名KWOK HO，又名GWO WEN GUI，又名GUO WENGUI，又名GUO WEN GUI，又名WAN GUE HAOYUN，又名MILES KWOK，又名HAOYUN GUO，GENEVER HOLDINGS CORPORATION及GENEVER HOLDINGS LLC，\n\n索引号：652077/2017\n\nHon. Barry R. Ostrager, J.S.C.\n提交文件传票\n\n被告。\n\n致：Greenwich Land, LLC\n转Corporate Creations Network, Inc.\n3411 Silverside Rd.\nTatnall Building Ste. 104\nWilmington, DE 19810\n\n鉴于，在纽约州纽约县最高法院审理的Index No. 652077/2017案件中，Pacific Alliance Asia Opportunity Fund L.P.（“判决债权人”）与被告Miles Kwok（“判决债务人”）、Genever Holdings Corporation及Genever Holdings LLC为该诉讼的全体当事人；于February 3, 2021，纽约州纽约县最高法院作出有利于判决债权人并针对判决债务人的判决，金额为$116,402,019.57。该金额连同法定利息，至今仍到期未付。\n\n现根据New York Civil Practice Law and Rules（“CPLR”）§§ 5223 and 5224，命令您搁置一切事务及借口，于June 15, 2021上午9:00前，在O'Melveny & Myers LLP位于7 Times Square, New York, New York 10036的办公室，提交由您占有、保管或控制、并载于随附证物A中的文件，以供查阅和复制。请求提供此类文件，是因为该等文件对于清偿本案作出的判决具有实质性及相关性。\n\n未遵守本传票可作为藐视法庭予以处罚，并将使您受到CPLR规定的处罚。\n\n日期：May 4, 2021　New York, New York\n\n谨此提交，O'MELVENY & MYERS LLP\n\nB\n\nStuart Sarnoff (ssarnoff@omm.com)\nEdward Moss (emoss@omm.com)\n7 Times Square\nNew York, NY 10036\n(212) 326-2000\n\n原告Pacific Alliance Asia Opportunity Fund L.P.的律师\n\n致：\n\nGreenwich Land, LLC\n转Corporate Creations Network, Inc.\n3411 Silverside Rd.\nTatnall Building Ste. 104\nWilmington, DE 19810\n证物A\n指示\n\n所有请求均视为持续有效；如答复方获悉其在作出答复时的答复不正确或不完整，或获悉该答复虽在作出时正确且完整、但已不再正确或完整，答复方应立即提供补充答复及文件。\n\n1. 如任何本应对任何请求作出回应的文件已被销毁，请识别每一份被销毁的文件，并说明销毁日期或大致日期、销毁方式、导致该等销毁的一名或多名人员，以及销毁原因。\n\n2. 如任何本应对任何请求作出回应的文件已不再由答复方占有、保管或控制，请识别每一份文件、目前占有、保管或控制该文件的人员，以及占有、保管或控制权移交给该人员的日期。\n\n3. 不得仅因对请求的另一部分提出异议而不对该请求的任何部分作出答复。如答复方对某项请求的一部分或若干部分提出异议，答复方必须说明提出异议的部分，并允许查阅其余所有部分。对文件请求提出异议的一切依据均须具体说明。除非法院免除我们未提出异议的责任，未在及时提出的异议中说明的任何依据均视为放弃。\n\n4. 因主张特权或任何其他理由而未就本请求提交的任何文件，应按请求编号列明；对于每份被扣留的文件，应说明其日期、页数、作者、发送人、收件人、显示收到副本的所有人员的身份、主题事项及未提交的依据。请求按其在原始文件、文件夹、笔记本、装订册、箱盒或其他用于归档或保存文件的组织工具或装置中保存的原状提交文件，以供查阅。\n\n5. 如及时提交文件，证人无需依传唤出庭。\n\n6. 本文所用“relate to”、“relating to”及“related to”系指涉及、证明、支持、削弱、源于、评论、回应、显示、描述、分析、反映或构成。\n\n7. “and”及“or”均具有连词和析取词含义。\n\n8. “any”及“all”均指“each”及“every”。\n\n9. 本文所用单数应包括复数，反之亦然。\n\n10. 如所要求的文件以电子形式存在，例如电子邮件、电子表格、Word 文档、Power Point 演示文稿，则该等电子文件应以其原生格式提供。\n\n11. 文件可交付给 O'Melveny & Myers LLP 的 Edward Moss（爱德华·莫斯）。有关文件提供的任何问题，可发送至 emoss@omm.com。\n\n12. 除非另有说明，就本请求而言，相关期间为 2008 年 1 月 1 日至今。\n\n定义\n\n1. “账户”系指任何银行、经纪、投资、加密货币或其他账户（包括但不限于银行或经纪机构的名称及所在地、账户户名、账号及账户余额）。\n\n2. “资产”系指任何种类的资产或财产，无论有形或无形，包括但不限于现金、银行账户、经纪账户、不动产、土地、公司股份、有限责任公司或合伙企业的成员资格或权益、股票、股份、债券、投资、投资工具、实际或潜在判决、留置权、地役权、扣押、租赁、知识产权（包括但不限于专利和商标）、汽车、飞机、直升机、船舶、车辆、艺术品、收藏品、服装、珠宝、加密货币、加密钱包、保险箱、动产、宝石或贵金属、已质押或已设定担保的资产、附条件金融权益、期权、认股权证、证券、商品、应收款、可转换贷款，以及直接或间接持有的源自金融工具的权益。\n\n3. “通信”系指两名或两名以上人员和/或实体之间的信息传递（以事实、观点、询问或其他形式）和/或任何其他沟通联系，并包括但不限于：以本文件所定义的任何文件等方式进行的书面联系，以及通过面对面或亲自会面、电话交谈、电子邮件及其他任何形式的电子通信（如电传副本传输、电传、电报和视频传输）进行的口头联系，以及所有文件的原件、草稿、副本和所有非相同副本。\n\n4. “债务人”系指 Miles Kwok（郭文贵），又名 Kwok Ho Wan，又名 Kwok Ho，又名 Gwo Wen Gui，又名 Guo Wengui，又名 Guo Wen-Gui，又名 Wan Gue Haoyun，又名 Haoyun Guo。\n\n5. “债务人关联人士”或“债务人关联人士们”定义见附录 1。\n\n6. “文件”应作最广义理解，系指每一项及所有性质的书面材料，无论为原件、草稿、副本或非相同副本（例如，因其上出现或附有手写或“盲注”或标注），无论以何种方式制作或复制，包括但不限于打字、印刷、复印、摄影、机器可读、磁性或光学记录的任何种类材料，以及可从中处理或转录信息的每一项及所有有形物品，例如磁带、磁盘或其他电子数据汇编材料。该术语包括但不限于信函；电子邮件；短信；即时消息；信封；表格；网页；网站；分析；公告；账单；电汇；影片；照片；校样；招股说明书；报告；收据；附表；报表；调查；统计资料；书籍；任何种类的支票；本票；图表；图纸；宣誓书；往来函件；社交媒体帖子；出版物；电报；电传副本；传真；纸质通信；电子通信；签署声明；制表资料；分析；工作底稿；图表；曲线图；备忘录；许可证；手册；地图；会议记录；计划；许可；约会簿；记录；财务报表；提案；通过机械装置、手写或速记记录作出的备忘录或其他转录材料；录音材料；以任何电子方式记录的材料；原生文件；元数据；计算机生成信息；计算机软件；计算机文件；电子存储信息；计算机磁盘；计算机磁带；办公室内部通信；所有口头通信的摘要，无论电话方式或其他方式；缩微平片；缩微胶片；清单；公告；日历；通函；桌垫；意见；分类账；日志；会议记录；协议；账目说明；账户；日记账；日记；合同；凭证；发票；日历及日记条目；笔记本；笔记；收费；资产负债表；电话留言或其他消息；杂志；小册子；文章；通知；报纸；研究；摘要；工作表；电传；电报；电话交谈或面对面交谈的记录；出现在任何文件上的页边批注；以及所有其他图形材料、书面材料和文书。“文件”一词同时包括“文件”本身及其所附的一切材料。\n\n7. “权益”系指任何直接或间接权益，无论为部分、全部、潜在或附条件的权益，包括但不限于法定所有权、受益所有权、控制权、对公司实体任何或全部股份的所有权、有限责任公司或合伙企业的成员资格或权益，或获得资金或资产的权利。\n\n8. “被申请人”系指本传票所指向之人。\n\n应提供的文件\n\n根据 CPLR §§ 5223 和 5224，原告要求被申请人在上述传票所列的日期和地点，或在双方当事人共同同意的时间和地点，提供以下所有账簿、记录、通信（包括但不限于电子邮件、短信、电子消息、邮件、传真及类似通信）和文件（无论为纸质或数字形式）：\n\n1. 与位于 33 Ferncliff Road, Cos Cob, CT 06807 的房产有关的所有文件和通信，包括但不限于与下列事项有关的文件和通信：\n\na. 占用人和居住人的身份；\n\nb. 所有人的身份；\n\nc. 购买事宜（包括但不限于购买价格及用于购买的资金来源）；\n\nd. 实际或可能的出售，或出售、出租或租赁的努力；\n\ne. 每月费用的金额和性质，以及用于支付该等费用的资金来源；以及\n\nf. 抵押、信托、留置权、产权负担或质押。\n\n2. 与位于 373 Taconic Road, Stamford, CT 06904 的房产有关的所有文件和通信，包括但不限于与下列事项有关的文件和通信：\n\na. 占用人和居住人的身份；\n\nb. 所有人的身份；\n\nc. 购买事宜（包括但不限于购买价格及用于购买的资金来源）；\n\nd. 实际或可能的出售，或出售、出租或租赁的努力；\n\ne. 每月费用的金额和性质，以及用于支付该等费用的资金来源；以及\n\nf. 抵押、信托、留置权、产权负担或质押。\n\n3. 与债务人的所有通信。\n\n4. 与债务人过去或现在的任何权益、资产及账户有关的所有文件和通信。\n\n5. 与涉及债务人的企业或其他事业有关的所有文件和通信。\n\n6. 与任何债务人关联人士过去或现在的权益、资产及账户有关的所有文件和通信。\n\n7. 与涉及任何债务人关联人士的企业或其他事业有关的所有文件和通信。\n\n8. 与债务人与被申请人过去及现在的关系以及其在被申请人中的权益有关的所有文件和通信。\n\n9. 与任何债务人关联人士与被申请人过去及现在的关系以及其在被申请人中的权益有关的所有文件和通信。\n\n10. 与被申请人与任何债务人关联人士过去及现在的关系以及其在任何债务人关联人士中的权益有关的所有文件和通信。\n\n11. 足以识别被申请人的权益、账户和资产（包括但不限于其金额及所在地）的文件，包括但不限于：\n\na. 银行账户文件，包括对账单、支票影像（正反面）、存款、取款、汇入及汇出的电汇、签字卡及开户记录。\n\nb. 经纪账户文件，包括对账单、签字卡、开户记录、各账户的详细电汇资料及关联账户的详情。\n\nc. 信用卡账户文件，包括对账单、支票影像（正反面）、汇入及汇出的电汇、签字卡及开户记录。\n\nd. 与债务或负债有关的文件，包括但不限于未清偿抵押贷款，无论该账户是否违约、逾期或处于止赎程序。\n\ne. 财务报表、资产负债表、资产负债表、损益表及费用报表。\n\nf. 被申请人或第三方就被申请人的业务作出的偿付能力意见、评估、估值意见及分析。\n\ng. 证明所有权的文件，包括但不限于契据和所有权证书。\n\nh. 任何种类的其他业务记录。\n\n12. 与任何实际发生或拟议的交易、转让、分配或让与（包括但不限于付款、贷款、利益、赠与、报酬和收入）有关的所有文件和通信，包括但不限于涉及债务人和任何债务人关联人士或代表其作出的该等交易、转让、分配或让与。\n\n13. 自 2015 年至今在美国（联邦和州两级）及任何其他国家提交的任何及所有纳税申报表（无论由被申请人、债务人或任何债务人关联人士提交），包括附表。\n\n14. 足以识别被申请人为位于 33 Ferncliff Road, Cos Cob, CT 06807 和 373 Taconic Road, Stamford, CT 06904 的房产所聘用的所有服务提供者（包括但不限于律师、会计师、顾问、经纪人以及维护服务或其他服务提供者）的文件。\n\n15. 足以显示被申请人所有权结构的文件，反映自被申请人成立或注册成立之日起的任何及所有变更，包括但不限于组织结构图和设立文件。\n\n16. 足以识别被申请人员工、高级职员及董事的文件。\n\n17. 与被申请人的内部治理和决策有关的所有文件和通信，包括但不限于章程、运营协议、同意书、通知、会议记录、决议、董事会会议材料及其他证明任何公司、业务或法律行动获批准或被拒绝的文件。\n\n18. 足以显示被申请人自其成立或注册成立以来如何获得资本注入的文件，包括但不限于识别用于向被申请人注入资本的资金来源的文件。\n\n附录 1 债务人关联人士名单\n\n个人\n\nMei Guo（郭梅）\n\nQiang Guo（郭强）\n\nMileson Kwok（郭美生）\n\nYue Qingzhi（岳庆芝）\n\nHing Chi Ngok（吴庆乐）\n\nYan Ping Wang（王雁平）\n\nYanping Wang（王雁平）\n\nYvette Wang（王雁平）\n\n实体\n\nAAGV Limited（AAGV有限公司）\nACA Investment Management Limited（ACA投资管理有限公司）\nACA Capital Group Limited（ACA资本集团有限公司）\nAce Decade Holdings Limited（Ace Decade控股有限公司）\nAI Group Holdings Inc.（AI集团控股公司）\nAlfa Global Ventures Limited（Alfa全球创投有限公司）\nAlfonso Global Limited（Alfonso全球有限公司）\nAllied Capital Global Limited（Allied Capital Global有限公司）\nAnton Development Limited（Anton Development有限公司）\nAssets Sino Limited（Assets Sino有限公司）\nAuspicious Coast Limited（Auspicious Coast有限公司）\nBeijing Pangu Investment Co.（北京盘古投资公司）\nBeijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）\nBeijing Pangu Investment Inc.（北京盘古投资股份有限公司）\nBeijing Zenith Holdings Company Limited（北京Zenith控股有限公司）\nBravo Luck Limited（Bravo Luck有限公司）\nBSA Strategic Fund I（BSA战略基金I）\nChina Golden Spring (Hong Kong) Limited（中国金泉〔香港〕有限公司）\nChuang Xin Limited（创新有限公司）\nCrane Advisory Group LLC（Crane Advisory Group有限责任公司）\nCreative Apex Investments Limited（Creative Apex Investments有限公司）\nCrystal Breeze Investments Limited（Crystal Breeze Investments有限公司）\nEastern Profit Corporation Limited（Eastern Profit Corporation有限公司）\nElite Well Global Limited（Elite Well Global有限公司）\nEmpire Growth Holdings（Empire Growth Holdings）\nG Club Operations LLC（G Club Operations有限责任公司）\nG Fashion LLC（G Fashion有限责任公司）\nG News LLC（G News有限责任公司）\nGenever Holdings Corporation（Genever Holdings股份有限公司）\nGenever Holdings LLC（Genever Holdings有限责任公司）\nGFASHION MEDIA GROUP INC.（GFASHION MEDIA GROUP股份有限公司）\nGlobalist International Limited（Globalist International有限公司）\nGolden Spring (New York) Limited（金泉〔纽约〕有限公司）\nGreenwich Land LLC（Greenwich Land有限责任公司）\nGTV Media Group, Inc.（GTV Media Group股份有限公司）\nGuo Media（Guo Media）\nHamilton Capital Holdings Inc.（Hamilton Capital Holdings股份有限公司）\nHead Win Group Limited（Head Win Group有限公司）\nHong Kong International Funds Investments Limited（香港国际基金投资有限公司）\nHK International Funds Investments (USA) Limited, LLC（香港国际基金投资〔美国〕有限公司）\nInfinite Increase Limited（Infinite Increase有限公司）\nInfinitum Developments Limited（Infinitum Developments有限公司）\nInsight Phoenix Fund（Insight Phoenix Fund）\nLamp Capital LLC（Lamp Capital有限责任公司）\nLeading Shine Limited（Leading Shine有限公司）\nLeading Shine NY Limited（Leading Shine NY有限公司）\nLong Gate Limited（Long Gate有限公司）\nNext Tycoon Investments Limited（Next Tycoon Investments有限公司）\nNoble Fame Global Limited（Noble Fame Global有限公司）\nRosy Acme Ventures Limited（Rosy Acme Ventures有限公司）\nRule of Law Foundation III, Inc.（法治基金会III股份有限公司）\nRule of Law Foundation IV Inc.（法治基金会IV股份有限公司）\nRule of Law Society（法治协会）\nRule of Law Society IV, Inc.（法治协会IV股份有限公司）\nSaraca Media Group, Inc.（Saraca Media Group股份有限公司）\nShiny Times Holdings Limited（Shiny Times Holdings有限公司）\nSpirit Charter Investment Limited（Spirit Charter Investment有限公司）\nVoice of Guo Media Inc.（Guo Media之声股份有限公司）\nWorld Century Limited（World Century有限公司）\nWorldwide Opportunity Holdings Limited（Worldwide Opportunity Holdings有限公司）\nZIBA Limited（ZIBA有限公司）\n\n纽约州纽约县最高法院\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.（太平洋联盟亚洲机会基金有限合伙企业），\n\n原告，\n\n诉\n\nKWOK HO WAN（郭文贵），又名 KWOK HO，又名 GWO WEN GUI，又名 GUO WENGUI，又名 GUO WEN-GUI，又名 WAN GUE HAOYUN，又名 MILES KWOK，又名 HAOYUN GUO，\n\n被告。\n\n案号 652077/2017\n\n尊敬的 Barry Ostrager 法官\n\n第61庭\n\n要求出庭作证的传票\n\n致：Greenwich Land, LLC（Greenwich Land有限责任公司），转交 Corporate Creations Network, Inc.（Corporate Creations Network股份有限公司），3411 Silverside Rd.，Tatnall Building，Ste. 104，Wilmington, DE 19810\n\n鉴于，在纽约州纽约县最高法院审理的案号为 652077/2017 的诉讼中，Pacific Alliance Asia Opportunity Fund L.P.（“判决债权人”）与被告 Miles Kwok（“判决债务人”）、Genever Holdings Corporation（Genever Holdings股份有限公司）及 Genever Holdings LLC（Genever Holdings有限责任公司）之间，即该诉讼的全体当事人之间，纽约州纽约县最高法院于 February 3, 2021 作出有利于判决债权人并不利于判决债务人的判决书，金额为 $116,402,019.57。该金额连同法定利息，至今仍未到期支付。\n\n兹根据《纽约民事诉讼法律与规则》（“CPLR”）§§ 5223 和 5224 命令你，放下一切事务及借口，出席就口头或书面问题进行的证言录取。\n\n特此通知，根据《纽约民事诉讼法律与规则》第23条和第31条以及商业部规则11-f，判决债权人将通过其律师 O'Melveny & Myers LLP（O'Melveny & Myers律师事务所），以速记方式对 Greenwich Land, LLC 中最知情、能够就附件A所列事项提供完整且充分证言的任何高级职员、董事、成员或雇员进行口头询问证言录取。\n\n该证言录取将于 June 15, 2021 上午10:00 开始，以远程视频会议方式进行，或于双方另行商定的日期和时间进行。证言录取将由 Veritext Legal Solutions（Veritext法律解决方案公司）的代表以速记和录像方式记录，其地址为 1250 Broadway, Suite 2400, New York, New York 10001。\n\n之所以向你寻求披露，是因为根据所知信息及信念，你持有与上述标题案件相关且重要的信息，包括但不限于与判决债权人为收取上述判决书所作努力有关的信息。\n\n进一步通知，根据纽约商业部规则11-f，你必须至迟于预定证言录取日前十（10）日，向判决债权人的律师提供将代表你作证的高级职员、董事、成员、雇员或个人的姓名、描述及职务。该指定必须包括该个人的身份、描述或职务。如你指定一名以上个人代表你作证，你还必须向判决债权人的律师提供每名个人将就其作证的事项。被指定的个人必须就 Greenwich Land, LLC 已知或合理应知的信息作证，其证言可在 CPLR § 3117(2) 及适用证据规则规定的同等范围内被用于对抗 Greenwich Land, LLC。不遵守本传票可被处以藐视法庭罪，并将使你对代表其签发本传票之人承担不超过五十美元（$50.00）的罚款，以及因你未遵守传票而遭受的全部损害赔偿责任。\n\n日期：May 4, 2021　纽约州纽约市　谨此提交，O'MELVENY & MYERS LLP（O'MELVENY & MYERS律师事务所）\n\nB\n\nStuart Sarnoff（ssarnoff@omm.com）\nEdward Moss（emoss@omm.com）\n7 Times Square\nNew York, NY 10036\n(212) 326-2000\n\n原告 Pacific Alliance Asia Opportunity Fund L.P. 的律师\n附件A\n定义\n\n1. “和”兼具连词和析取词含义。\n\n2. “任何”是指每一项及全部。\n\n3. “资产”是指任何种类的任何资产或财产，无论为有形或无形，包括但不限于现金、银行账户、经纪账户、不动产、土地、公司股份、有限责任公司或合伙企业中的成员资格或权益、股票、股份、债券、投资、投资工具、实际或潜在的判决书、留置权、地役权、扣押、租赁、知识产权，包括但不限于专利和商标、汽车、飞机、直升机、船舶、车辆、艺术品、收藏品、服装、珠宝、加密货币、加密钱包、保险箱、动产、宝石或贵金属、已质押或设定抵押的资产、或有金融权益、期权、认股权证、证券、商品、应收款、可转换贷款，以及源自金融工具的权益，无论直接或间接持有。\n\n4. “与债务人相关的人”或“与债务人相关的人员”定义见附录1。\n\n5. “权益”是指任何直接或间接的权益，无论为部分、全部、潜在或或有权益，包括但不限于法定所有权、受益所有权、控制权、法人实体任何或全部股份的所有权、有限责任公司或合伙企业中的成员资格或权益，或取得资金或资产的权利。\n\n6. “Miles Kwok”是指 Kwok Ho Wan，又名 Kwok Ho，又名 Gwo Wen Gui，又名 Guo Wengui，又名 Guo Wen-Gui，又名 Wan Gue Haoyun，又名 Miles Kwok，又名 Haoyun Guo，以及其所有代理人、律师、代表和所有其他代表其行事或声称代表其行事的个人或实体。\n\n7. “或”兼具连词和析取词含义。\n\n8. “房产”是指位于 33 Ferncliff Road, Cos Cob, CT 06807 的房产以及位于 373 Taconic Road, Stamford, CT 06904 的房产。\n\n9. “你”及“你的”包括但不限于 Greenwich Land, LLC，包括其控制的所有实体，亦包括其所有代理人、律师、代表和所有其他代表其行事或声称代表其行事的个人或实体。\n证言录取事项\n\n1. Greenwich Land, LLC 的资产和负债。\n\n2. 该等房产，包括但不限于：\n\na. 该等房产的占用人和居住人；\n\nb. 该等房产的所有人以及对该等房产享有权益者；\n\nc. 购买该等房产（包括但不限于购买价格及用于购买的资金来源）；\n\nd. 对该等房产或该等房产中任何权益的任何实际或潜在转让；\n\ne. 该等房产或该等房产中任何权益的挂牌出售或潜在出售；\n\nf. 使用过、正在使用、曾在或正在该等房产工作、曾在或正在该等房产居住的任何个人或公司；\n\ng. 以任何方式与该等房产相关的任何转移款项；\n\nh. 该等房产上所有过去和现在的抵押、留置权、质押、信托及产权负担；\n\ni. Miles Kwok 或任何与债务人相关的人对该等房产享有的权益；以及\n\nj. 该等房产每月支出的金额和性质，以及用于支付该等支出的资金来源。\n\n3. Greenwich Land, LLC 与 Miles Kwok 或任何与债务人相关的人之间的关系。\n\n4. Miles Kwok 或任何与债务人相关的人的资产和负债。\n\n5. 由你向 Miles Kwok 或任何与债务人相关的人，或代表其作出或给予的任何实际或潜在付款、转让、贷款或赠与。\n\n6. 由 Miles Kwok 或任何与债务人相关的人向你，或代表你作出或给予的任何实际或潜在付款、转让、贷款或赠与。\n\n7. Greenwich Land, LLC 的设立及经营宗旨。\n\n8. Greenwich Land, LLC 的雇员、高级职员、董事以及公司和组织结构。\n附录1　与债务人相关的人员名单\n个人\n\nMei Guo（郭梅）\nQiang Guo（郭强）\nMileson Kwok（郭美生）\nYue Qingzhi（岳庆芝）\nHing Chi Ngok（邢志岳）\nYan Ping Wang（王燕平）\nYanping Wang（王燕平）\nYvette Wang（王燕平）\n\n实体\n\nAAGV Limited（AAGV有限公司）\nACA Investment Management Limited（ACA投资管理有限公司）\nACA Capital Group Limited（ACA资本集团有限公司）\nAce Decade Holdings Limited（Ace Decade控股有限公司）\nAI Group Holdings Inc.（AI集团控股公司）\nAlfa Global Ventures Limited（Alfa全球创投有限公司）\nAlfonso Global Limited（Alfonso全球有限公司）\nAllied Capital Global Limited（Allied Capital Global有限公司）\nAnton Development Limited（Anton Development有限公司）\nAssets Sino Limited（Assets Sino有限公司）\nAuspicious Coast Limited（Auspicious Coast有限公司）\nBeijing Pangu Investment Co.（北京盘古投资公司）\nBeijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）\nBeijing Pangu Investment Inc.（北京盘古投资股份有限公司）\nBeijing Zenith Holdings Company Limited（北京Zenith控股有限公司）\nBravo Luck Limited（Bravo Luck有限公司）\nBSA Strategic Fund I（BSA战略基金I）\nChina Golden Spring (Hong Kong) Limited（中国金泉〔香港〕有限公司）\nChuang Xin Limited（创新有限公司）\nCrane Advisory Group LLC（Crane Advisory Group有限责任公司）\nCreative Apex Investments Limited（Creative Apex Investments有限公司）\nCrystal Breeze Investments Limited（Crystal Breeze Investments有限公司）\nEastern Profit Corporation Limited（Eastern Profit Corporation有限公司）\nElite Well Global Limited（Elite Well Global有限公司）\nEmpire Growth Holdings（Empire Growth Holdings）\nG Club Operations LLC（G Club Operations有限责任公司）\nG Fashion LLC（G Fashion有限责任公司）\nG News LLC（G News有限责任公司）\nGenever Holdings Corporation（Genever Holdings股份有限公司）\nGenever Holdings LLC（Genever Holdings有限责任公司）\nGFASHION MEDIA GROUP INC.（GFASHION MEDIA GROUP股份有限公司）\nGlobalist International Limited（Globalist International有限公司）\nGolden Spring (New York) Limited（金泉〔纽约〕有限公司）\nGreenwich Land LLC（Greenwich Land有限责任公司）\nGTV Media Group, Inc.（GTV Media Group股份有限公司）\nGuo Media（Guo Media）\nHamilton Capital Holdings Inc.（Hamilton Capital Holdings股份有限公司）\nHead Win Group Limited（Head Win Group有限公司）\nHong Kong International Funds Investments Limited（香港国际基金投资有限公司）\nHK International Funds Investments (USA) Limited, LLC（香港国际基金投资〔美国〕有限公司）\nInfinite Increase Limited（Infinite Increase有限公司）\nInfinitum Developments Limited（Infinitum Developments有限公司）\nInsight Phoenix Fund（Insight Phoenix Fund）\nLamp Capital LLC（Lamp Capital有限责任公司）\nLeading Shine Limited（Leading Shine有限公司）\nLeading Shine NY Limited（Leading Shine NY有限公司）\nLong Gate Limited（Long Gate有限公司）\nNext Tycoon Investments Limited（Next Tycoon Investments有限公司）\nNoble Fame Global Limited（Noble Fame Global有限公司）\nRosy Acme Ventures Limited（Rosy Acme Ventures有限公司）\nRule of Law Foundation III, Inc.（法治基金会III股份有限公司）\nRule of Law Foundation IV Inc.（法治基金会IV股份有限公司）\nRule of Law Society（法治协会）\nRule of Law Society IV, Inc.（法治协会IV股份有限公司）\nSaraca Media Group, Inc.（Saraca Media Group股份有限公司）\nShiny Times Holdings Limited（Shiny Times Holdings有限公司）\nSpirit Charter Investment Limited（Spirit Charter Investment有限公司）\nVoice of Guo Media Inc.（Guo Media之声股份有限公司）\nWorld Century Limited（World Century有限公司）\nWorldwide Opportunity Holdings Limited（Worldwide Opportunity Holdings有限公司）\nZIBA Limited（ZIBA有限公司）\n\n特拉华州高等法院　Case 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 25 of 65\n\nPacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）\n\nKwok Ho Wan（郭文贵），又名 Kwok Ho，又名 Gwo Wen Gui，又名 Guo Wengui，又名 Guo Wen-Gui，又名 Wan Gue Haoyun，又名 Miles Kwok，又名 Haoyun Guo，Genever Holdings, LLC（Genever Holdings有限责任公司），Genever Holdings Corporation（Genever Holdings股份有限公司）\n\n民事案件州外传票　诉\n\n民事诉讼案号：\n\n致：Greenwich Land, LLC（Greenwich Land有限责任公司），转交 Corporate Creations Network, Inc.（Corporate Creations Network股份有限公司），3411 Silverside Road, Tatnall Building, Ste. 104 Wilmington, DE 19810\n\n兹命令你于下列指定的地点、日期和时间在特拉华州高等法院出庭，就上述案件作证。\n\n作证地点　法庭\n\n日期和时间\n\n兹命令你于下列指定地点、日期和时间，在上述案件的证言录取中出庭作证。X\n\n兹命令你于下列指定地点、日期和时间，提交并允许查阅和复制下列文件或物品（列明文件或物品）：X\n\n见附件A\n\n地点\nO'Melveny & Myers LLP（欧麦律师事务所）\n7 Times Square, New York, NY 10036\n收件人：Edward Moss（爱德华·莫斯）　日期和时间\nJune 15, 2021（或在送达后至少20天）\n\n兹命令你于下列指定日期和时间，允许查验下列场所。\n\n场所　日期和时间\n\n任何非本案当事人但被传唤接受证言录取的组织，应指定一名或多名高级职员、董事、管理代理人，或其他同意代表其作证的人员，并可就每名被指定人员说明该人员将就哪些事项作证。Delaware Superior Court（特拉华州高等法院）Civil Rule 30 (b) (6)。\n\n申请方名称、地址及电话号码　Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）c/o O'Melveny & Myers LLP\n7 Times Square, New York, NY 10036 - (212) 326-2000\n\n签名（仅供特拉华州法院使用）\n法院书记员　日期\n\nCase 22-50073　Doc 1604-47　Filed 03/27/23　Entered 03/27/23 14:12:10　Page 26\n\nof 65\n送达证明\n已送达　日期　地点\n\n送达对象（正楷填写姓名）　送达方式\n\n送达人（正楷填写姓名）　职务\n\n送达人\n声明\n\n本人依照特拉华州法律，在伪证罪处罚的约束下声明，以上送达证明所载信息真实、准确。\n\n签署于\n\n日期　送达人签名\n\n送达人地址\nSuperior Court Civil Rule 45, Parts C, D & E：\n(c) 对受传票约束人员的保护。\n\n(1) 负责签发和送达传票的一方当事人或律师，应采取合理措施，避免对受该传票约束的人员施加不当负担或费用。法院应执行该义务，并对违反该义务的一方当事人或律师施加适当制裁，包括但不限于损失的收入和合理的律师费。\n\n(2)(A) 被命令提交并允许查阅和复制指定账簿、文件、文书或有形物品，或查验场所的人员，无须亲自到提交或查验地点出庭，除非被命令为证言录取、听证或审判而出庭。\n\n(B) 在不违反本规则第(d)(2)款的前提下，被命令提交并允许查阅和复制的人员，可以在传票送达后14天内，或如规定的履行时间少于送达后14天，则在该规定履行时间之前，向传票中指定的一方当事人或律师送达书面异议，反对查阅或复制任何或全部指定材料，或反对查验场所。如提出异议，送达传票的一方当事人无权查阅和复制该等材料，或查验该场所，除非法院作出命令。如已提出异议，送达传票的一方当事人可在通知被命令提交的人员后，随时提出动议，请求作出强制提交命令。该强制提交命令应保护并非当事人或当事人高级职员的任何人员，使其免于因被命令的查阅和复制而产生重大费用。\n\n(3)(A) 经及时提出动议，如传票具有下列情形，法院应撤销或修改传票：\n\n(i) 未留出合理的履行时间，\n\n(ii) 要求披露享有特权或受其他保护的事项，且不存在任何例外或弃权，或\n\n(iii) 对人员施加不当负担。\n\n(B) 如传票\n\n(i) 要求披露商业秘密或其他保密的研究、开发或商业信息，或\n\n(ii) 要求披露未受聘专家的意见或信息，而该等意见或信息并非描述争议中的具体事件或情形，且系该专家并非应任何一方当事人请求所进行研究的结果，\n\n法院为保护受传票约束或受其影响的人员，可撤销或修改传票；或者，如代表其签发传票的一方当事人证明其对该证言或材料具有重大需求，且若不造成不当困难便无法通过其他方式满足该需求，并保证传票所指向的人员将获得合理补偿，法院可仅在指定条件下命令出庭或提交。\n(d) 对传票作出回应的义务。\n\n(1) 回应提交文件传票的人员，应按该等文件在通常业务过程中保存的方式提交，或者应将其整理和标注以对应请求中的类别。\n\n(2) 如以该等信息享有特权或作为审判准备材料受保护为由，扣留受传票约束的信息，则应明确提出该主张，并应以对未提交文件、通信或物品性质的说明予以支持，该说明应足以使提出请求的一方当事人对该主张提出异议。\n(e) 藐视法庭。\n\n任何人无充分理由不遵守向其送达的传票，可能被视为藐视法庭。\n\n文件清单，共65份\n\n索引号#\n\n生成于：05/03/2021 09:15 PM\n\nNew York County Supreme Court（纽约郡最高法院）652077/2017 NYSCEF\n\n案件标题：Pacific Alliance Asia Opportunity Fund L.P. v. Kwok Ho Wan（郭文贵）et al\n法官姓名：Barry R Ostrager（巴里·R·奥斯特拉格）\n\n文件编号　文件类型/信息　状态　接收日期　提交人\n\n1　传票\n传票　已处理　04/18/2017　Seiden, R.（R. 赛登）\n2　起诉书\n起诉书　已处理　04/18/2017　Seiden, R.\n3　附件\n2011年信贷额度函　已处理　04/18/2017　Seiden, R.\n4　附件\n个人保证书　已处理　04/18/2017　Seiden, R.\n5　送达宣誓书/确认书\n送达宣誓书　已处理　04/21/2017　Seiden, R.\n6　协议——答辩期限\n延长对起诉书作出答复期限的协议　已处理　05/26/2017　Lee, F.（F. 李）\n7　动议通知\n驳回动议通知　已处理　06/29/2017　Schiller, J.（J. 席勒）\n8　支持动议的法律备忘录\n支持被告驳回动议的法律备忘录　已处理　06/29/2017　Schiller, J.\n9　支持动议的宣誓书或确认书\nBenjamin Margulis（本杰明·马古利斯）支持被告驳回动议的确认书　已处理　06/29/2017　Schiller, J.\n10　附件\nMargulis确认书附件1——起诉书　已处理　06/29/2017　Schiller, J.\n11　支持动议的宣誓书或确认书\nFiona Yu（菲奥娜·余）支持被告驳回动议的确认书　已处理　06/29/2017　Schiller, J.\n12　附件\nYu确认书附件1——日期为February 4, 2008的信贷额度函　已处理　06/29/2017　Schiller, J.\n13　附件\nYu确认书附件2——日期为March 12, 2008的信贷额度函　已处理　06/29/2017　Schiller, J.\n14　附件\nYu确认书附件3——日期为September 17, 2009的和解契据　已处理　06/29/2017　Schiller, J.\n15　附件\nYu确认书附件4——日期为November 18, 2009的个人保证书　已处理　06/29/2017　Schiller, J.\n16　附件\nYu确认书附件5——日期为March 16, 2011的信贷额度函　已处理　06/29/2017　Schiller, J.\n17　附件\nYu确认书附件6——日期为March 16, 2011的个人保证书　已处理　06/29/2017　Schiller, J.\n18　附件\nYu确认书附件7——日期为April 19, 2013的和解契据　已处理　06/29/2017　Schiller, J.\n19　附件\nYu确认书附件8——日期为December 13, 2013的补充和解契据　已处理　06/29/2017　Schiller, J.\n20　附件\nYu确认书附件9——日期为May 15, 2014的补充和解契据　已处理　06/29/2017　Schiller, J.\n\n文件清单，共65份\n\n文件编号　文件类型/信息　状态　接收日期　提交人\n\n生成于：05/03/2021 09:15 PM\n\nNew York County Supreme Court 652077/2017\n\nMay 15, 2014\n\n索引号#\n\n21　附件　Yu确认书附件10——日期为July 11, 2014的补充和解契据　已处理　06/29/2017　Schiller, J.\n22　附件　Yu确认书附件11——日期为February 10, 2015的补充和解契据　已处理　06/29/2017　Schiller, J.\n23　附件　Yu确认书附件12——日期为March 31, 2015的期权协议　已处理　06/29/2017　Schiller, J.\n24　支持动议的宣誓书或确认书　Kwok Ho Wan支持被告驳回动议的宣誓书　已处理　06/29/2017　Schiller, J.\n25　RJI——关于：动议通知　请求司法介入　已处理　06/29/2017　Schiller, J.\n26　附录——商业庭（840C）　已处理　06/29/2017　Schiller, J.\n27　动议通知　原告判决前扣押令动议通知　已处理　07/07/2017　Moss, E.\n28　支持动议的法律备忘录　原告支持动议的法律备忘录　已处理　07/07/2017　Moss, E.\n29　支持动议的宣誓书或确认书　Pacific Alliance Asia Opportunity Fund L.P.支持动议的确认书　已处理　07/07/2017　Moss, E.\n30　附件　2011年信贷额度函　已处理　07/07/2017　Moss, E.\n31　附件　个人保证书　已处理　07/07/2017　Moss, E.\n32　附件　原始和解契据　已处理　07/07/2017　Moss, E.\n33　附件　补充和解契据　已处理　07/07/2017　Moss, E.\n34　附件　第二份补充和解契据　已处理　07/07/2017　Moss, E.\n35　附件　第三份补充和解契据　已处理　07/07/2017　Moss, E.\n36　附件　第四份补充和解契据　已处理　07/07/2017　Moss, E.\n37　附件　期权协议　已处理　07/07/2017　Moss, E.\n38　附件　Kwok催告通知　已处理　07/07/2017　Moss, E.\n39　附件　Shiny Times（闪耀时代）催告函　已处理　07/07/2017　Moss, E.\n40　支持动议的宣誓书或确认书　Derek Crane（德里克·克兰）支持动议的确认书　已处理　07/07/2017　Moss, E.\n41　支持动议的宣誓书或确认书　Christopher Gradel（克里斯托弗·格拉德尔）支持动议的确认书　已处理　07/07/2017　Moss, E.\n\nNew York County Supreme Court 652077/2017 文件清单 索引号#，共65份\n\n文件编号　文件类型/信息　状态　接收日期　提交人\n\n42　支持动议的宣誓书或确认书\nIan Zheng（郑岩）支持动议的确认书　已处理　07/07/2017　Moss, E.\n43　支持动议的宣誓书或确认书\nNathaniel Francis（纳撒尼尔·弗朗西斯）支持动议的宣誓书　已处理　07/07/2017　Moss, E.\n44　附件\n公司注册证书　已处理　07/07/2017　Moss, E.\n45　附件\n命令　已处理　07/07/2017　Moss, E.\n46　附件\n文章　已处理　07/07/2017　Moss, E.\n47　附件\n起诉书　已处理　07/07/2017　Moss, E.\n48　附件\n公用事业账单　已处理　07/07/2017　Moss, E.\n49　附件\n照片　已处理　07/07/2017　Moss, E.\n50　附件\n文章　已处理　07/07/2017　Moss, E.\n51　附件\n业务记录　已处理　07/07/2017　Moss, E.\n52　附件\n公共土地记录　已处理　07/07/2017　Moss, E.\n53　附件\n文章　已处理　07/07/2017　Moss, E.\n54　附件\n文章　已处理　07/07/2017　Moss, E.\n55　附件\n文章　已处理　07/07/2017　Moss, E.\n56　附件\n文章　已处理　07/07/2017　Moss, E.\n57　附件\n文章　已处理　07/07/2017　Moss, E.\n58　附件\n文章　已处理　07/07/2017　Moss, E.\n59　附件\n文章　已处理　07/07/2017　Moss, E.\n60　附件\n传票　已处理　07/07/2017　Moss, E.\n61　附件\n经认证的译文　已处理　07/07/2017　Moss, E.\n62　支持动议的宣誓书或确认书\nEdward Moss支持动议的确认书　已处理　07/07/2017　Moss, E.\n63　附件\n起诉书　已处理　07/07/2017　Moss, E.\n64　附件\n协议　已处理　07/07/2017　Moss, E.\n65　附件\n驳回动议文件　已处理　07/07/2017　Moss, E.\n\nNew York County Supreme Court 652077/2017 文件清单 索引号#，共65份\n\n文件编号　文件类型/信息　状态　接收日期　提交人\n\n66　反对法律备忘录\n被告就原告申请判前扣押令的动议提交的反对法律备忘录　已处理　08/01/2017　Schiller, J.（乔舒亚·I·席勒）\n\n67　反对动议的宣誓书或声明\nJoshua I. Schiller（乔舒亚·I·席勒）就原告申请判前扣押令的动议提交的声明　已处理　08/01/2017　Schiller, J.\n\n68　证据附件\nRealtor.com网站　已处理　08/01/2017　Schiller, J.\n\n69　证据附件\nXF444641送达通知　已处理　08/01/2017　Schiller, J.\n\n70　证据附件\nXF444738送达通知　已处理　08/01/2017　Schiller, J.\n\n71　证据附件\nXF444752送达通知　已处理　08/01/2017　Schiller, J.\n\n72　证据附件\nXF444641购买协议　已处理　08/01/2017　Schiller, J.\n\n73　证据附件\nXF444738购买协议　已处理　08/01/2017　Schiller, J.\n\n74　证据附件\nXF444752购买协议　已处理　08/01/2017　Schiller, J.\n\n75　反对法律备忘录\n原告就被告要求驳回起诉状的动议提交的反对法律备忘录　已处理　08/01/2017　Moss, E.（爱德华·莫斯）\n\n76　反对动议的宣誓书或声明\nEdward Moss（爱德华·莫斯）就被告要求驳回起诉的动议提交的声明　已处理　08/01/2017　Moss, E.\n\n77　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n78　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n79　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n80　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n81　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n82　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n83　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n84　证据附件\n文章　已处理　08/01/2017　Moss, E.\n\n85　证据附件\n经认证的译文　已处理　08/01/2017　Moss, E.\n\n86　宣誓书\nFei-Xue Qian（钱飞雪）的第一份宣誓书　已处理　08/01/2017　Moss, E.\n\n65份文书清单\n\nNew York County Supreme Court（纽约县最高法院）652077/2017\n\n索引号\n\n文书编号　文书类型/信息　状态　收到日期　提交人\n\n87　证据附件\n中文誊录文本　已处理　08/01/2017　Moss, E.\n\n88　证据附件\n英文译文　已处理　08/01/2017　Moss, E.\n\n89　宣誓书\nFei-Xue Qian的第二份宣誓书　已处理　08/01/2017　Moss, E.\n\n90　证据附件\n中文誊录文本　已处理　08/01/2017　Moss, E.\n\n91　证据附件\n英文译文　已处理　08/01/2017　Moss, E.\n\n92　答复法律备忘录\n被告进一步支持其要求驳回动议的答复法律备忘录　已处理　08/07/2017　Schiller, J.\n\n93　答复法律备忘录\n支持申请判前扣押令动议的答复法律备忘录　已处理　08/07/2017　Moss, E.\n\n94　支持动议的宣誓书或声明\nVishal Prakash Melwani（维沙尔·普拉卡什·梅尔瓦尼）支持申请判前扣押令动议的声明　已处理　08/07/2017　Moss, E.\n\n95　支持动议的宣誓书或声明\nCatherine Yang（凯瑟琳·杨）支持申请判前扣押令动议的声明　已处理　08/07/2017　Moss, E.\n\n96　支持动议的宣誓书或声明\nEdward Moss支持申请判前扣押令动议的声明　已处理　08/07/2017　Moss, E.\n\n97　证据附件\n（文章）　已处理　08/07/2017　Moss, E.\n\n98　法院通知\n代表Hon. Barry R. Ostrager（巴里·R·奥斯特拉格法官）提交　已处理　08/11/2017　法院用户\n\n99　致法官的信函/通信\nS. Sarnoff（S·萨诺夫）致Ostrager法官的信函，关于拟提交针对被告要求驳回动议的补充答复　已处理　09/06/2017　Sarnoff, S.\n\n100　法律备忘录\n拟提交的反对被告要求驳回动议的补充答复法律备忘录　已处理　09/06/2017　Sarnoff, S.\n\n101　法院通知\n代表Rose Ann Magaldi（罗斯·安·马加尔迪），法官助理，提交　已处理　09/07/2017　法院用户\n\n102　动议裁决及命令　已处理　09/20/2017　法院用户\n\n103　动议裁决及命令　已处理　09/20/2017　法院用户\n\n104　登记通知　已处理　09/22/2017　Schiller, J.\n\n105　登记通知　已处理　09/22/2017　Schiller, J.\n\n106　经法官签署命令的庭审记录　已处理　10/02/2017　法院用户\n\n107　上诉通知\n上诉通知　已处理　10/18/2017　Sarnoff, S.\n\n65份文书清单\n\n索引号\n\nNew York County Supreme Court 652077/2017\n\n文书编号　文书类型/信息　状态　收到日期　提交人\n\n108　证据附件\n裁决及命令，动议序列001　已处理　10/18/2017　Sarnoff, S.\n\n109　证据附件\n经法官签署命令的庭审记录　已处理　10/18/2017　Sarnoff, S.\n\n110　庭辩前陈述\n庭辩前陈述　已处理　10/18/2017　Sarnoff, S.\n\n111　经法官签署命令的庭审记录　已处理　10/26/2017　法院用户\n\n112　登记通知\n裁决及命令的登记通知　已处理　04/05/2018　Sarnoff, S.\n\n113　证据附件\nAppellate Division, First Department（上诉分庭第一部门）2018年4月5日的裁决及命令　已处理　04/05/2018　Sarnoff, S.\n\n114　出庭通知（RJI后）　已处理　04/09/2018　Searles, J.（J·瑟尔斯）\n\n115　约定——答辩期限\n延长答辩期限　已处理　04/09/2018　Searles, J.\n\n116　致法官的信函/通信\nE. Moss致Ostrager法官的信函，关于申请判前扣押令的动议　已处理　04/10/2018　Moss, E.\n\n117　宣誓书\n拟提交的誊录员宣誓书，支持申请判前扣押令的动议　已处理　04/10/2018　Moss, E.\n\n118　宣誓书\n拟提交的译员宣誓书，支持申请判前扣押令的动议　已处理　04/10/2018　Moss, E.\n\n119　声明\n拟提交的Moss声明，支持申请判前扣押令的动议　已处理　04/10/2018　Moss, E.\n\n120　法院通知\n代表Rose Ann Magaldi，法官助理，提交　已处理　04/11/2018　法院用户\n\n121　发回令　已处理　04/11/2018　法院用户\n\n122　动议通知\n原告申请判前扣押令动议的通知　已处理　04/24/2018　Sarnoff, S.\n\n123　支持法律备忘录\n支持原告Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）提出的动议的法律备忘录　已处理　04/24/2018　Sarnoff, S.\n\n124　支持宣誓书或声明\nPacific Alliance Asia Opportunity Fund L.P.支持原告Pacific Alliance的声明　已处理　04/24/2018　Sarnoff, S.\n\n125　证据附件\n2011年融资函　已处理　04/24/2018　Sarnoff, S.\n\n126　证据附件\n个人保证　已处理　04/24/2018　Sarnoff, S.\n\n127　证据附件\n原始和解契据　已处理　04/24/2018　Sarnoff, S.\n\n65份文书清单索引号\n\nNew York County Supreme Court 652077/2017\n\n文书编号　文书类型/信息　状态　收到日期　提交人\n\n128　证据附件\n补充和解契据　已处理　04/24/2018　Sarnoff, S.\n\n129　证据附件\n第二份和解契据　已处理　04/24/2018　Sarnoff, S.\n\n130　证据附件\n第三份和解契据　已处理　04/24/2018　Sarnoff, S.\n\n131　证据附件\n第四份和解契据　已处理　04/24/2018　Sarnoff, S.\n\n132　证据附件\n期权协议　已处理　04/24/2018　Sarnoff, S.\n\n133　证据附件\nKwok（郭）催告通知　已处理　04/24/2018　Sarnoff, S.\n\n134　证据附件\nShiny Times（闪耀时代）催告函　已处理　04/24/2018　Sarnoff, S.\n\n135　支持宣誓书或声明\nDerek Crane（德里克·克雷恩）支持原告申请判前扣押令动议的声明　已处理　04/24/2018　Sarnoff, S.\n\n136　支持宣誓书或声明\nChristopher Gradel（克里斯托弗·格拉德尔）支持原告申请判前扣押令动议的声明　已处理　04/24/2018　Sarnoff, S.\n\n137　支持宣誓书或声明\nIan Zheng（郑岩）支持原告申请判前扣押令动议的声明　已处理　04/24/2018　Sarnoff, S.\n\n138　支持宣誓书或声明\nCatherine Yang支持原告Pacific Alliance Asia Opportunity Fund L.P.提出的动议的声明　已处理　04/24/2018　Sarnoff, S.\n\n139　支持宣誓书或声明\nVishal Prakash Melwani支持原告Pacific Alliance Asia Opportunity Fund提出的动议的声明　已处理　04/24/2018　Sarnoff, S.\n\n140　支持宣誓书或声明\nNathaniel Francis（纳撒尼尔·弗朗西斯）支持原告Pacific Alliance Asia Opportunity Fund L.P.提出的动议的宣誓书　已处理　04/24/2018　Sarnoff, S.\n\n141　证据附件\n公司设立文件　已处理　04/24/2018　Sarnoff, S.\n\n142　证据附件\nBVI Court（英属维尔京群岛法院）命令　已处理　04/24/2018　Sarnoff, S.\n\n143　证据附件\n新闻文章　已处理　04/24/2018　Sarnoff, S.\n\n144　证据附件\n起诉状　已处理　04/24/2018　Sarnoff, S.\n\n145　证据附件\n公用事业费支付记录　已处理　04/24/2018　Sarnoff, S.\n\n146　证据附件\n照片　已处理　04/24/2018　Sarnoff, S.\n\nNew York County Supreme Court 652077/2017　65份文书清单索引号\n\n65份文书清单\n\nNew York County Supreme Court 652077/2017　索引号\n\n文书编号　文书类型/信息　状态　收到日期　提交人\n\n170　证据附件\n2017年8月1日Schiller声明及附件（案卷编号67-74）　已处理　05/16/2018　Searles, J.\n\n171　证据附件\n2017年4月26日NYT（《纽约时报》）文章　已处理　05/16/2018　Searles, J.\n\n172　证据附件\n2017年4月26日Quartz Media LLC（石英媒体有限责任公司）文章　已处理　05/16/2018　Searles, J.\n\n173　证据附件\n2017年6月9日CNBC文章　已处理　05/16/2018　Searles, J.\n\n174　证据附件\n2017年5月30日NYT文章　已处理　05/16/2018　Searles, J.\n\n175　证据附件\n2017年4月19日NYT文章　已处理　05/16/2018　Searles, J.\n\n176　证据附件\n2017年9月29日Free Beacon（《自由灯塔》）文章　已处理　05/16/2018　Searles, J.\n\n177　证据附件\n2017年10月22日WSJ（《华尔街日报》）文章　已处理　05/16/2018　Searles, J.\n\n178　证据附件\n2017年10月23日CNBC文章　已处理　05/16/2018　Searles, J.\n\n179　证据附件\n2017年7月22日Reuters（路透社）文章　已处理　05/16/2018　Searles, J.\n\n180　证据附件\n2018年4月9日Foley Hoag（福利·霍格）信函　已处理　05/16/2018　Searles, J.\n\n181　证据附件\n2018年3月21日NYT文章　已处理　05/16/2018　Searles, J.\n\n182　反对动议的宣誓书或声明\nYan Ping Wang（王艳萍）的宣誓书　已处理　05/16/2018　Searles, J.\n\n183　证据附件\nGenever（热内弗）成员名册　已处理　05/16/2018　Searles, J.\n\n184　证据附件\nGenever担保登记证明　已处理　05/16/2018　Searles, J.\n\n185　证据附件\n财产验收确认说明　已处理　05/16/2018　Searles, J.\n\n186　支持法律备忘录\n支持原告Pacific Alliance Asia Opportunity Fund L.P.动议的答复法律备忘录　已处理　05/23/2018　Sarnoff, S.\n\n187　支持宣誓书或声明\nJohn Hill（约翰·希尔）支持原告Pacific Alliance Asia Opportunity Fund L.P.动议的宣誓书　已处理　05/23/2018　Sarnoff, S.\n\n188　证据附件\n2015年5月21日UCC-1报告　已处理　05/23/2018　Sarnoff, S.\n\n189　证据附件\n2017年3月29日UCC-1报告　已处理　05/23/2018　Sarnoff, S.\n\n190　证据附件\nWengui v. Wu（文贵诉吴）起诉状　已处理　05/23/2018　Sarnoff, S.\n\n65份文书清单\n\nNew York County Supreme Court 652077/2017　索引号\n\n文书编号　文书类型/信息　状态　收到日期　提交人\n\n191　法院通知\n代表 Hon. Barry R. Ostrager（巴里·R·奥斯特拉格法官）提交的文件　已处理　05/29/2018　法院用户\n\n192　动议裁定及命令　已处理　06/29/2018　法院用户\n\n193　送达通知　已处理　07/09/2018　Searles, J.（J. 希尔斯）\n\n194　命令——初步会议　已处理　07/10/2018　法院用户\n\n195　致法官函件／通信\nE. Moss（E. 莫斯）致奥斯特拉格法官的函，事由：关于出示和交换的约定及拟议命令　已处理　07/10/2018　Moss, E.\n\n196　证据材料\n关于出示和交换保密信息的约定及拟议命令（拟议）　已处理　07/10/2018　Moss, E.\n\n197　证据材料\n关于出示和交换保密信息的约定及拟议命令（修订痕迹版）　已处理　07/10/2018　Moss, E.\n\n198　约定——已按约裁定　已处理　07/11/2018　法院用户\n\n199　庭审记录——已按约裁定　已处理　08/29/2018　法院用户\n\n200　致法官函件／通信　已处理　09/11/2018　Moss, E.\n\n201　约定——已按约裁定　已处理　10/10/2018　法院用户\n\n202　约定——其他——（请求按约裁定）\n关于请求延长《商业部规则》第17条字数限制的约定　已处理　11/09/2018　Moss, E.\n\n203　约定——已按约裁定　已处理　11/13/2018　法院用户\n\n204　约定——已按约裁定　已处理　11/14/2018　法院用户\n\n205　动议通知——更正\n原告关于续行判决前扣押令动议的通知　已处理　11/19/2018　Moss, E.\n\n206　支持动议的法律备忘录\n原告 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）支持其动议的法律备忘录　已处理　11/15/2018　Moss, E.\n\n207　支持动议的宣誓书或确认书\nEdward Moss, Esq.（爱德华·莫斯律师）支持原告 Pacific Alliance Asia Opportunity Fund L.P. 的确认书　已处理　11/15/2018　Moss, E.\n\n208　证据材料\n2018年6月28日裁定及命令　已处理　11/15/2018　Moss, E.\n\n209　证据材料\n2018年4月24日支持动议的法律备忘录　已处理　11/15/2018　Moss, E.\n\n210　证据材料\n2018年1月30日起诉状　已处理　11/15/2018　Moss, E.\n\n211　证据材料\n2018年10月3日证言记录摘录\n（删节版——部分密封提交）　已处理　11/15/2018　Moss, E.\n\n65份文件清单\n\nNew York County Supreme Court（纽约县最高法院）652077/2017\n\n索引号\n\n文件编号　文件类型／信息　状态　收到日期　提交人\n\n212　证据材料\n2015年3月4日函件（密封提交）　已处理　11/15/2018　Moss, E.\n\n213　证据材料\n2018年5月15日附证据材料的宣誓书　已处理　11/15/2018　Moss, E.\n\n214　证据材料\n2018年9月24日证言记录摘录\n（删节版——部分密封提交）　已处理　11/15/2018　Moss, E.\n\n215　证据材料\n2015年3月4日函件（密封提交）　已处理　11/15/2018　Moss, E.\n\n216　证据材料\n2015年2月27日函件（密封提交）　已处理　11/15/2018　Moss, E.\n\n217　证据材料\n2017年4月7日对起诉状的答辩状　已处理　11/15/2018　Moss, E.\n\n218　证据材料\n2015年3月3日附附件的电子邮件（密封提交）　已处理　11/15/2018　Moss, E.\n\n219　证据材料\n2018年8月3日对传票的答复及异议　已处理　11/15/2018　Moss, E.\n\n220　证据材料\n2015年3月4日借记通知单（密封提交）　已处理　11/15/2018　Moss, E.\n\n221　证据材料\n2015年5月21日担保权益登记证明书　已处理　11/15/2018　Moss, E.\n\n222　证据材料\n2015年5月21日《统一商法典》融资声明　已处理　11/15/2018　Moss, E.\n\n223　证据材料\n2015年10月7日 realtor.com 文章　已处理　11/15/2018　Moss, E.\n\n224　证据材料\n2017年5月12日电子邮件（密封提交）　已处理　11/15/2018　Moss, E.\n\n225　证据材料\n2016年6月16日 TheRealDeal.com 文章　已处理　11/15/2018　Moss, E.\n\n226　证据材料\n2016年6月29日电子邮件往来（密封提交）　已处理　11/15/2018　Moss, E.\n\n227　证据材料\n2015年5月21日已登记担保权益清偿或解除通知　已处理　11/15/2018　Moss, E.\n\n228　证据材料\n2017年3月29日《统一商法典》融资声明修正案　已处理　11/15/2018　Moss, E.\n\n229　证据材料\n2018年5月23日答复法律备忘录　已处理　11/15/2018　Moss, E.\n\n230　证据材料\n2017年6月电子邮件往来（密封提交）　已处理　11/15/2018　Moss, E.\n\n231　证据材料\n2018年6月27日听证会质押文件　已处理　11/15/2018　Moss, E.\n\n232　证据材料\n2018年5月18日 TheRealDeal.com 文章　已处理　11/15/2018　Moss, E.\n\n233　证据材料\n2018年4月10日函件　已处理　11/15/2018　Moss, E.\n\n65份文件清单\n\n纽约县最高法院 652077/2017\n\n索引号\n\n文件编号　文件类型／信息　状态　收到日期　提交人\n\n234　证据材料\n2018年10月9日电子邮件（密封提交）　已处理　11/15/2018　Moss, E.\n\n235　证据材料\n2018年10月11日证言记录摘录\n（删节版——部分密封提交）　已处理　11/15/2018　Moss, E.\n\n236　证据材料\n2015年3月6日专有租约（密封提交）　已处理　11/15/2018　Moss, E.\n\n237　证据材料\n2018年8月17日函件（密封提交）　已处理　11/15/2018　Moss, E.\n\n238　证据材料\n2018年5月16日反对动议的法律备忘录　已处理　11/15/2018　Moss, E.\n\n239　证据材料\n2018年6月27日听证会记录　已处理　11/15/2018　Moss, E.\n\n240　证据材料\n2018年2月14日已登记担保权益清偿或解除通知　已处理　11/15/2018　Moss, E.\n\n241　证据材料\n2016年11月10日电子邮件往来（密封提交）　已处理　11/15/2018　Moss, E.\n\n242　证据材料\n2008年3月12日修订融资函　已处理　11/15/2018　Moss, E.\n\n243　证据材料\n2018年8月3日对原告第二套文件出示请求的答复及异议　已处理　11/15/2018　Moss, E.\n\n244　证据材料\n2018年6月18日电子邮件（密封提交）　已处理　11/15/2018　Moss, E.\n\n245　证据材料\n2018年9月28日电子邮件往来　已处理　11/15/2018　Moss, E.\n\n246　证据材料\n2018年7月30日对原告修订后第一套书面质询的答复及异议　已处理　11/15/2018　Moss, E.\n\n247　证据材料\n2018年11月14日 TheRealDeal.com 文章　已处理　11/15/2018　Moss, E.\n\n248　证据材料\n2018年11月9日约定　已处理　11/15/2018　Moss, E.\n\n249　致法官函件／通信\nEddie Moss（埃迪·莫斯）致奥斯特拉格法官的函，事由：密封提交　已处理　11/15/2018　Moss, E.\n\n250　支持动议的法律备忘录\n支持原告 Pacific Alliance Asia Opportunity Fund L.P. 的判决前扣押令动议的法律备忘录　已处理　11/28/2018　Moss, E.\n\n251　证据材料\n2018年10月3日证言记录摘录——Dkt. No. 211　已处理　11/28/2018　Moss, E.\n\n252　证据材料\n2015年3月4日函件——Dkt. No. 212　已处理　11/28/2018　Moss, E.\n\n253　证据材料\n2018年9月24日证言记录摘录——Dkt. No. 214　已处理　11/28/2018　Moss, E.\n\n254　证据材料\n2015年3月4日函件——Dkt. No. 215　已处理　11/28/2018　Moss, E.\n\n纽约县最高法院 652077/2017\n\n65份文件清单\n\n索引号\n\n文件编号　文件类型／信息　状态　收到日期　提交人\n\n255　证据材料\n2015年2月27日函件——Dkt. No. 216　已处理　11/28/2018　Moss, E.\n\n256　证据材料\n2015年3月3日附附件的电子邮件——Dkt. No. 218　已处理　11/28/2018　Moss, E.\n\n257　证据材料\n2015年3月4日借记通知单——Dkt. No. 220　已处理　11/28/2018　Moss, E.\n\n258　证据材料\n2017年5月12日电子邮件——Dkt. No. 224　已处理　11/28/2018　Moss, E.\n\n259　证据材料\n2016年6月29日电子邮件往来——Dkt. No. 226　已处理　11/28/2018　Moss, E.\n\n260　证据材料\n2017年6月电子邮件往来——Dkt. No. 230　已处理　11/28/2018　Moss, E.\n\n261　证据材料\n2018年10月9日电子邮件——Dkt. No. 234　已处理　11/28/2018　Moss, E.\n\n262　证据材料\n2018年10月11日证言记录摘录——Dkt. No. 235　已处理　11/28/2018　Moss, E.\n\n263　证据材料\n2015年3月6日专有租约——Dkt. No. 236　已处理　11/28/2018　Moss, E.\n\n264　证据材料\n2018年8月17日函件——Dkt. No. 237　已处理　11/28/2018　Moss, E.\n\n265　证据材料\n2016年11月10日电子邮件往来——Dkt. No. 241　已处理　11/28/2018　Moss, E.\n\n266　证据材料\n2018年6月18日电子邮件——Dkt. No. 244　已处理　11/28/2018　Moss, E.\n\n267　约定——动议延期——书面提交部——130室　已处理　12/07/2018　Searles, J.\n\n268　反对动议的法律备忘录　已处理　12/14/2018　Searles, J.\n\n269　反对动议的宣誓书或确认书　已处理　12/14/2018　Searles, J.\n\n270　证据材料\n09.24.18——Ullman（乌尔曼）证言记录摘录　已处理　12/14/2018　Searles, J.\n\n271　证据材料\n07.30.18——Sherry-Netherland（谢里-内瑟兰）来函　已处理　12/14/2018　Searles, J.\n\n272　答复法律备忘录\n支持原告判决前扣押令动议的答复法律备忘录　已处理　01/18/2019　Moss, E.\n\n273　支持动议的宣誓书或确认书\nDavid Lukmire, Esq.（大卫·卢克迈尔律师）支持动议的确认书　已处理　01/18/2019　Moss, E.\n\n274　证据材料\n初步会议命令　已处理　01/18/2019　Moss, E.\n\n275　证据材料\n裁定及命令　已处理　01/18/2019　Moss, E.\n\n276　证据材料\n文章　已处理　01/18/2019　Moss, E.\n\n65份文件清单索引号\n\n纽约县最高法院 652077/2017\n\n文件编号　文件类型／信息　状态　收到日期　提交人\n\n277　法院通知\n代表奥斯特拉格法官提交的文件　已处理　01/23/2019　法院用户\n\n278　法院通知\n代表奥斯特拉格法官提交的文件　已处理　02/07/2019　法院用户\n\n279　法院通知\n代表 Zack Goldberg（扎克·戈德堡）——奥斯特拉格法官的法官助理——提交的文件　已处理　03/08/2019　法院用户\n\n280　法院通知\n代表奥斯特拉格法官提交的文件　已处理　03/14/2019　法院用户\n\n281　庭审记录\n2019年3月8日庭审记录　已处理　03/21/2019　Moss, E.\n\n282　动议通知\n原告请求准许修订起诉状动议的通知　已处理　04/02/2019　Moss, E.\n\n283　支持动议的法律备忘录\n原告支持其请求准许修订起诉状动议的法律备忘录　已处理　04/02/2019　Moss, E.\n\n284　支持动议的宣誓书或确认书\nEdward Moss, Esq. 支持原告 Pacific Alliance Asia Opportunity Fund L.P. 的确认书　已处理　04/02/2019　Moss, E.\n\n285　证据材料\n传票及拟议第一份修订起诉状　已处理　04/02/2019　Moss, E.\n\n286　证据材料\n黑线比较稿　已处理　04/02/2019　Moss, E.\n\n287　证据材料\n传票　已处理　04/02/2019　Moss, E.\n\n288　证据材料\n裁定及命令　已处理　04/02/2019　Moss, E.\n\n289　证据材料\n公司文件　已处理　04/02/2019　Moss, E.\n\n290　证据材料\n书面陈述　已处理　04/02/2019　Moss, E.\n\n291　证据材料\n证言记录　已处理　04/02/2019　Moss, E.\n\n292　证据材料\n财务文件　已处理　04/02/2019　Moss, E.\n\n293　证据材料\n证言记录　已处理　04/02/2019　Moss, E.\n\n294　证据材料\n财务文件　已处理　04/02/2019　Moss, E.\n\n295　证据材料\n宣誓书　已处理　04/02/2019　Moss, E.\n\n296　证据材料\n担保权益登记证明书　已处理　04/02/2019　Moss, E.\n\n297　证据材料\n《统一商法典》融资声明　已处理　04/02/2019　Moss, E.\n\n298　证据材料\n电子邮件往来　已处理　04/02/2019　Moss, E.\n\n65份文件清单\n\n纽约县最高法院 652077/2017\n\n索引号\n\n文件编号　文件类型／信息　状态　收到日期　提交人\n\n299　证物\n财务文件　已处理　04/02/2019　Moss, E.（莫斯，E.）\n\n300　证物\n质押文件　已处理　04/02/2019　Moss, E.\n\n301　证物\n证言笔录　已处理　04/02/2019　Moss, E.\n\n302　证物\n函件　已处理　04/02/2019　Moss, E.\n\n303　证物\n听证笔录　已处理　04/02/2019　Moss, E.\n\n304　证物\n抵押登记证明书　已处理　04/02/2019　Moss, E.\n\n305　证物\nUCC 融资声明　已处理　04/02/2019　Moss, E.\n\n306　协议—经法院命令　已处理　04/03/2019　法院用户\n\n307　致法官函件／通信\nE. Moss 致 Ostrager 法官（奥斯特拉格法官）的函，关于将听证前提交材料的截止日期延长至 April 19　已处理　04/05/2019　Moss, E.\n\n308　其他协议　已处理　04/17/2019　Moss, E.\n\n309　起诉状（修正）\n第一次修正起诉状　已处理　04/18/2019　Moss, E.\n\n310　证物\n个人保证　已处理　04/18/2019　Moss, E.\n\n311　证物\n贷款额度　已处理　04/18/2019　Moss, E.\n\n312　证物\n修正贷款额度　已处理　04/18/2019　Moss, E.\n\n313　证物\n和解契据　已处理　04/18/2019　Moss, E.\n\n314　证物\n个人保证　已处理　04/18/2019　Moss, E.\n\n315　证物\n贷款额度函　已处理　04/18/2019　Moss, E.\n\n316　证物\n和解契据　已处理　04/18/2019　Moss, E.\n\n317　证物\n和解延期　已处理　04/18/2019　Moss, E.\n\n318　证物\n和解延期　已处理　04/18/2019　Moss, E.\n\n319　证物\n和解延期　已处理　04/18/2019　Moss, E.\n\n320　证物\n和解延期　已处理　04/18/2019　Moss, E.\n\n321　证物\n期权协议　已处理　04/18/2019　Moss, E.\n\n322　传票（RJI 后）（修正）\nGenever Holdings Corporation（Genever 控股公司）修正传票　已处理　04/18/2019　Moss, E.\n\n65份文书清单\n\nNew York County Supreme Court（纽约县最高法院）652077/2017\n\n索引号 #\n\n文书号　文书类型／信息　状态　收件日期　提交人\n\n323　传票（RJI 后）（修正）\nGenever Holdings LLC（Genever 控股有限责任公司）修正传票　已处理　04/18/2019　Moss, E.\n\n324　律师变更通知（RJI 后）\nDavid Lukmire（大卫·卢克迈尔）代理出庭撤回通知　已处理　04/18/2019　Moss, E.\n\n325　致法官函件／通信\n致 Ostrager 法官的函，关于听证前材料　已处理　04/19/2019　Moss, E.\n\n326　证物\n证物清单　已处理　04/19/2019　Moss, E.\n\n327　证物\n证言笔录指定内容（Kwok（郭文贵））　已处理　04/19/2019　Moss, E.\n\n328　证物\n证言笔录指定内容（Horvitz（霍维茨））　已处理　04/19/2019　Moss, E.\n\n329　动议决定及命令　已处理　04/24/2019　法院用户\n\n330　动议决定及命令　已处理　04/30/2019　法院用户\n\n331　笔录—经法院命令　已处理　05/08/2019　法院用户\n\n332　答辩状　已处理　05/24/2019　Searles, J.（瑟尔斯，J.）\n\n333　协议—经法院命令　已处理　06/04/2019　法院用户\n\n334　律师变更通知（RJI 后）\nGarabed Hoplamazian（加拉贝德·霍普拉马齐安）代理出庭撤回通知　已处理　06/13/2019　Hoplamazian, G.\n\n335　法院通知　已处理　09/10/2019　法院用户\n\n336　协议—经法院命令　已处理　09/10/2019　法院用户\n\n337　取证协议—（请求法院命令）　已处理　11/01/2019　Searles, J.\n\n338　同意变更律师（RJI 后）\n同意变更律师　已处理　11/19/2019　Mitchell, A.（米切尔，A.）\n\n339　协议—延期会议\n共同协议，延期举行状态会议　已处理　12/05/2019　Moss, E.\n\n340　法院通知\n代表 Rose Ann Magaldi（罗斯·安·马加尔迪），法官助理，提交　已处理　12/06/2019　法院用户\n\n341　致法官函件／通信\n致 Ostrager 法官的联名函，关于法院 2019年12月6日通知　已处理　12/11/2019　Moss, E.\n\n342　其他命令　已处理　01/22/2020　法院用户\n\n343　动议通知\n原告关于费用和制裁的动议通知　已处理　03/03/2020　Moss, E.\n\n344　支持法律备忘录\n支持原告 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）动议的法律备忘录　已处理　03/03/2020　Moss, E.\n\n345　支持宣誓书或确认书\nEdward Moss（爱德华·莫斯）为支持原告 Pacific Alliance Asia Opportunity Fund L.P. 提交的确认书　已处理　03/03/2020　Moss, E.\n\nNew York County Supreme Court 652077/2017\n\n文书号　文书类型／信息　状态　收件日期　提交人\n\nAlliance Asia Opportunity Fund L.P. 的动议\n346　证物\nHorvitz 证言笔录　已处理　03/03/2020　Moss, E.\n\n347　证物\n承认请求的答复　已处理　03/03/2020　Moss, E.\n\n348　证物\nSarnoff（萨诺夫）函　已处理　03/03/2020　Moss, E.\n\n349　证物\nHarmon（哈蒙）函　已处理　03/03/2020　Moss, E.\n\n350　证物\nKwok 第1日证言笔录　已处理　03/03/2020　Moss, E.\n\n351　证物\nKwok 第2日证言笔录　已处理　03/03/2020　Moss, E.\n\n352　证物\nStevenson Wong（史蒂文森·黄）电子邮件　已处理　03/03/2020　Moss, E.\n\n353　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n354　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n355　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n356　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n357　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n358　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n359　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n360　证物\nStevenson Wong 电子邮件　已处理　03/03/2020　Moss, E.\n\n361　证物\n推荐信　已处理　03/03/2020　Moss, E.\n\n362　证物\nSearles 电子邮件　已处理　03/03/2020　Moss, E.\n\n363　证物\nKwok 提交材料　已处理　03/03/2020　Moss, E.\n\n364　证物\n律师费图表　已处理　03/03/2020　Moss, E.\n\n365　协议—延期动议—提交材料庭—RM 130　已处理　03/12/2020　Searles, J.\n\n366　紧急—法院出庭更新　已处理　03/20/2020　法院用户\n\n367　法院通知\n代表 Rose Ann Magaldi，法官助理，提交　已处理　05/18/2020　法院用户\n\n368　命令—状态会议　已处理　05/27/2020　法院用户\n\n65份文书清单\n\nNew York County Supreme Court 652077/2017\n\n索引号 #\n\n文书号　文书类型／信息　状态　收件日期　提交人\n\n369　其他协议—（请求法院命令）\n协议及［拟议］命令　已处理　05/29/2020　Moss, E.\n\n370　反对动议的宣誓书或确认书　已处理　05/29/2020　Searles, J.\n\n371　证物\n2010年7月附附件的 PAX 电子邮件　已处理　05/29/2020　Searles, J.\n\n372　证物\n2011年11月附附件的 PAX 电子邮件　已处理　05/29/2020　Searles, J.\n\n373　证物\n2011年9月盘古项目附录　已处理　05/29/2020　Searles, J.\n\n374　证物\n2019年11月25日 Kwok 证言笔录摘录　已处理　05/29/2020　Searles, J.\n\n375　证物\n2019年12月11日 Kwok 证言笔录摘录　已处理　05/29/2020　Searles, J.\n\n376　证物\n2015年9月附附件的 PAX 电子邮件　已处理　05/29/2020　Searles, J.\n\n377　证物\nPACL 董事会材料包　已处理　05/29/2020　Searles, J.\n\n378　证物\n2011年6月 PAX 电子邮件往来　已处理　05/29/2020　Searles, J.\n\n379　证物\n2010年9月 PAX 估值委员会会议记录　已处理　05/29/2020　Searles, J.\n\n380　证物\n2010年8月附附件的 PAX 电子邮件　已处理　05/29/2020　Searles, J.\n\n381　证物\n2012年10月 PAX 电子邮件往来　已处理　05/29/2020　Searles, J.\n\n382　证物\n2015年7月 PAX 电子邮件往来　已处理　05/29/2020　Searles, J.\n\n383　证物\n2015年8月 PAX 电子邮件　已处理　05/29/2020　Searles, J.\n\n384　证物\n2015年6月至8月 PAX 电子邮件往来　已处理　05/29/2020　Searles, J.\n\n385　证物\n2020年1月15日 Crane（克雷恩）证言笔录摘录　已处理　05/29/2020　Searles, J.\n\n386　证物\n2018年5月25日 Hodgson Russ（霍奇森·拉斯）取证函　已处理　05/29/2020　Searles, J.\n\n387　证物\n2018年5月30日 O'Melveny（奥麦尔文尼）取证函　已处理　05/29/2020　Searles, J.\n\n388　证物\n2018年6月7日律师之间的电子邮件往来　已处理　05/29/2020　Searles, J.\n\n389　证物\n2018年7月6日来自 O'Melveny 的电子邮件　已处理　05/29/2020　Searles, J.\n\n390　反对法律备忘录　已处理　05/29/2020　Searles, J.\n\n391　协议—延期动议—提交材料庭—RM 130　已处理　06/08/2020　法院用户\n\nNew York County Supreme Court 652077/2017\n\n文书号　文书类型／信息　状态　收件日期　提交人\n\n392　答复法律备忘录\n进一步支持原告 Pacific Alliance Asia Opportunity Fund L.P. 的答复法律备忘录　已处理　06/17/2020　Moss, E.\n\n393　支持宣誓书或确认书\nEdward Moss 为支持原告 Pacific Alliance Asia Opportunity Fund L.P. 动议提交的确认书　已处理　06/17/2020　Moss, E.\n\n394　证物\nSearles_Email　已处理　06/17/2020　Moss, E.\n\n395　证物\nKWOK000898 - 935 - March 12, 2008 投资协议　已处理　06/17/2020　Moss, E.\n\n396　证物\n2009-09-16 PAX-KWOK-073294_财务文件　已处理　06/17/2020　Moss, E.\n\n397　证物\n2009-09-17 PAX-KWOK-073297_财务文件　已处理　06/17/2020　Moss, E.\n\n398　证物\n2009-11-03 PAX-KWOK-073293_财务文件　已处理　06/17/2020　Moss, E.\n\n399　证物\n2009-11-10 PAX-KWOK-073295_财务文件　已处理　06/17/2020　Moss, E.\n\n400　证物\nFeb 4 2008 个人保证　已处理　06/17/2020　Moss, E.\n\n401　法院通知　已处理　06/23/2020　法院用户\n\n402　法院通知　已处理　07/01/2020　法院用户\n\n403　争点通知：附陪审团\n争点通知及审判准备就绪证明书　已处理　07/03/2020　Moss, E.\n\n404　动议决定及命令　已处理　07/07/2020　法院用户\n\n405　其他协议—（请求法院命令）\n关于简易判决排期的协议及（拟议）命令　已处理　07/14/2020　Moss, E.\n\n406　笔录—经法院命令　已处理　07/20/2020　法院用户\n\n407　法院通知\n代表 Rose Ann Magaldi，法官助理，提交　已处理　07/22/2020　法院用户\n\n408　动议通知\n关于原告 Pacific Alliance Asia Opportunity Fund L.P. 部分简易判决动议的动议通知　已处理　07/24/2020　Moss, E.\n\n409　支持法律备忘录\n支持原告 Pacific Alliance Asia Opportunity Fund L.P. 部分简易判决动议的法律备忘录　已处理　07/24/2020　Moss, E.\n\n410　重要事实陈述\n支持原告 Pacific Alliance Asia Opportunity Fund L.P. 动议的重要事实陈述　已处理　07/24/2020　Moss, E.\n\n411　支持宣誓书或确认书\n拟请求对外国法作出司法认知的通知　已处理　07/24/2020　Moss, E.\n\n412　证物\nVishal Melwani（维沙尔·梅尔瓦尼）的确认书　已处理　07/24/2020　Moss, E.\n\n65份文书清单\n\nNew York County Supreme Court 652077/2017\n\n索引号 #\n\n文书号　文书类型／信息　状态　收件日期　提交人\n\n413　证物\nVishal Melwani 的履历　已处理　07/24/2020　Moss, E.\n\n414　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n415　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n416　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n417　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n418　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n419　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n420　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n421　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n422　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n423　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n424　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n425　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n426　证物\n香港法学论著　已处理　07/24/2020　Moss, E.\n\n427　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n428　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n429　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n430　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n431　证物\n香港判例法　已处理　07/24/2020　Moss, E.\n\n432　支持宣誓书或确认书\nEdward Moss 为支持原告 Pacific Alliance Asia Opportunity Fund L.P. 动议提交的确认书　已处理　07/24/2020　Moss, E.\n\n433　证物\nFeb. 4, 2008 贷款额度　已处理　07/24/2020　Moss, E.\n\n434　证物\n承认请求　已处理　07/24/2020　Moss, E.\n\n435　证物\n证言笔录摘录　已处理　07/24/2020　Moss, E.\n\n436　证物\n证言笔录摘录　已处理　07/24/2020　Moss, E.\n\n65份文书清单\n\nNew York County Supreme Court 652077/2017 索引号 #\n\n文件编号　文件类型/信息　状态　收到日期　提交人\n\n437　证物\nFeb. 4, 2008 个人担保书　已处理　07/24/2020　Moss, E.（E. 莫斯）\n\n438　证物\nMarch 12, 2008 投资协议　已处理　07/24/2020　Moss, E.\n\n439　证物\nSept. 17, 2009 和解契据　已处理　07/24/2020　Moss, E.\n\n440　证物\n信函　已处理　07/24/2020　Moss, E.\n\n441　证物\n证言笔录摘录　已处理　07/24/2020　Moss, E.\n\n442　证物\n证言笔录摘录　已处理　07/24/2020　Moss, E.\n\n443　证物\n证言笔录摘录　已处理　07/24/2020　Moss, E.\n\n444　证物\nStandard Chartered Bank（渣打银行）账户对账单　已处理　07/24/2020　Moss, E.\n\n445　证物\nFeb. 4, 2008 提款通知　已处理　07/24/2020　Moss, E.\n\n446　证物\nMarch 12, 2008 经修订贷款授信协议　已处理　07/24/2020　Moss, E.\n\n447　证物\n证言笔录　已处理　07/24/2020　Moss, E.\n\n448　证物\n渣打银行账户记录　已处理　07/24/2020　Moss, E.\n\n449　证物\n渣打银行账户记录　已处理　07/24/2020　Moss, E.\n\n450　证物\nNov. 18, 2009 个人担保书　已处理　07/24/2020　Moss, E.\n\n451　证物\nMarch 12, 2010 延期函　已处理　07/24/2020　Moss, E.\n\n452　证物\n信函　已处理　07/24/2020　Moss, E.\n\n453　证物\nMarch 16, 2011 贷款授信协议　已处理　07/24/2020　Moss, E.\n\n454　证物\n财务文件　已处理　07/24/2020　Moss, E.\n\n455　证物\nMarch 16, 2011 个人担保书　已处理　07/24/2020　Moss, E.\n\n456　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n457　证物\n信函　已处理　07/24/2020　Moss, E.\n\n458　证物\nApril 25, 2012 和解契据　已处理　07/24/2020　Moss, E.\n\n459　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n460　证物\n诉讼文书　已处理　07/24/2020　Moss, E.\n\nNYSCEF（纽约州法院电子提交系统）\n\nCase 22-50073 Doc 1604-47 Filed 03/27/23 Entered 03/27/23 14:12:10 Page 48\n\n65份文件清单索引第#项\n\nNew York County Supreme Court（纽约县最高法院）652077/2017\n\n文件编号　文件类型/信息　状态　收到日期　提交人\n\n461　证物\nApril 19, 2013 和解契据　已处理　07/24/2020　Moss, E.\n\n462　证物\nShitong Qiao（乔世通）专家报告及其证物　已处理　07/24/2020　Moss, E.\n\n463　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n464　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n465　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n466　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n467　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n468　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n469　证物\nDec. 13, 2013 补充和解契据　已处理　07/24/2020　Moss, E.\n\n470　证物\nMay 15, 2014 补充和解契据　已处理　07/24/2020　Moss, E.\n\n471　证物\nJuly 11, 2014 补充和解契据　已处理　07/24/2020　Moss, E.\n\n472　证物\nFeb. 10, 2015 补充和解契据　已处理　07/24/2020　Moss, E.\n\n473　证物\n购买协议　已处理　07/24/2020　Moss, E.\n\n474　证物\n购买协议　已处理　07/24/2020　Moss, E.\n\n475　证物\n购买协议　已处理　07/24/2020　Moss, E.\n\n476　证物\n交付通知　已处理　07/24/2020　Moss, E.\n\n477　证物\n交付通知　已处理　07/24/2020　Moss, E.\n\n478　证物\n交付通知　已处理　07/24/2020　Moss, E.\n\n479　证物\n物业验收确认书　已处理　07/24/2020　Moss, E.\n\n480　证物\nCatherine Yang（杨凯瑟琳）为支持PAX LPs判决前扣押令动议所作的声明书　已处理　07/24/2020　Moss, E.\n\n481　证物\nShitong Qiao专家报告证物C的译文　已处理　07/24/2020　Moss, E.\n\n482　证物\nWengui（文贵）诉 Wu（吴）（S.D.N.Y.）案的起诉书　已处理　07/24/2020　Moss, E.\n\n483　证物\nKwok（郭）被告反对PAX LPs判决前扣押令动议的法律备忘录　已处理　07/24/2020　Moss, E.\n\n65份文件清单\n\n纽约县最高法院 652077/2017\n\n索引编号\n\n文件编号　文件类型/信息　状态　收到日期　提交人\n\n484　证物\n证言笔录摘录　已处理　07/24/2020　Moss, E.\n\n485　证物\n致Kwok被告的催告通知　已处理　07/24/2020　Moss, E.\n\n486　证物\n致Shiny Times Holdings Ltd.（Shiny Times Holdings有限公司）的催告函　已处理　07/24/2020　Moss, E.\n\n487　证物\nPAX LP为支持PAX LPs判决前扣押令动议所作的声明书　已处理　07/24/2020　Moss, E.\n\n488　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n489　证物\n电子邮件往来　已处理　07/24/2020　Moss, E.\n\n490　证物\nFiona Yu（余菲奥娜）的声明书　已处理　07/24/2020　Moss, E.\n\n491　证物\n关于第6号动议序列的决定及命令　已处理　07/24/2020　Moss, E.\n\n492　证物\nJon Lewis（乔恩·刘易斯）为支持原告Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）动议所作的宣誓书　已处理　07/24/2020　Moss, E.\n\n493　证物\nKwok反对制裁动议的陈述（第6号动议序列）　已处理　07/24/2020　Moss, E.\n\n494　交叉动议通知　已处理　08/17/2020　Searles, J.（J. 瑟尔斯）\n\n495　反对动议并支持交叉动议的法律备忘录　已处理　08/17/2020　Searles, J.\n\n496　重要事实陈述　已处理　08/17/2020　Searles, J.\n\n497　反对动议的宣誓书或声明书\n申请对外国法进行司法认知的意向通知　已处理　08/17/2020　Searles, J.\n\n498　证物\nPhillip Loukis Georgiou（菲利普·卢基斯·乔治乌）的声明书　已处理　08/17/2020　Searles, J.\n\n499　证物\nPhillip Loukis Georgiou的简历　已处理　08/17/2020　Searles, J.\n\n500　证物\n香港法律论著　已处理　08/17/2020　Searles, J.\n\n501　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n502　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n503　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n504　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n纽约县最高法院 652077/2017\n\n文件编号　文件类型/信息　状态　收到日期　提交人\n\n505　证物\n香港法律论著　已处理　08/17/2020　Searles, J.\n\n506　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n507　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n508　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n509　证物\n香港判例法　已处理　08/17/2020　Searles, J.\n\n510　反对动议并支持交叉动议的宣誓书或声明书　已处理　08/17/2020　Searles, J.\n\n511　证物\nJuly 2010 附附件的PAX电子邮件　已处理　08/17/2020　Searles, J.\n\n512　证物\nNovember 2011 附附件的电子邮件　已处理　08/17/2020　Searles, J.\n\n513　证物\nSeptember 2011 Project Pangu（盘古项目）附录　已处理　08/17/2020　Searles, J.\n\n514　证物\nSeptember 2015 附附件的PAX电子邮件　已处理　08/17/2020　Searles, J.\n\n515　证物\nPACL董事会文件包　已处理　08/17/2020　Searles, J.\n\n516　证物\nJune 2011 PAX电子邮件往来　已处理　08/17/2020　Searles, J.\n\n517　证物\nSeptember 2010 PAX估值委员会会议记录　已处理　08/17/2020　Searles, J.\n\n518　证物\nAugust 2010 附附件的PAX电子邮件　已处理　08/17/2020　Searles, J.\n\n519　证物\nJuly 2015 PAX电子邮件往来　已处理　08/17/2020　Searles, J.\n\n520　证物\nAugust 2015 PAX电子邮件　已处理　08/17/2020　Searles, J.\n\n521　证物\nJune - August 2015 PAX电子邮件往来　已处理　08/17/2020　Searles, J.\n\n522　证物\nJanuary 15, 2020 Crane（克兰）证言笔录摘录　已处理　08/17/2020　Searles, J.\n\n523　证物\nNovember 21, 2019 Lewis证言笔录摘录　已处理　08/17/2020　Searles, J.\n\n524　证物\nNovember 6, 2019 Yang证言笔录摘录　已处理　08/17/2020　Searles, J.\n\n525　证物\nJune 25, 2020 Qiao证言笔录摘录　已处理　08/17/2020　Searles, J.\n\n526　证物\nNovember 25, 2019 Kwok证言笔录摘录　已处理　08/17/2020　Searles, J.\n\n527　证物\nMay 30, 2018 O'Melveny（欧麦律师事务所）证据开示函　已处理　08/17/2020　Searles, J.\n\n528　证物\nJuly 7, 2020 决定及命令　已处理　08/17/2020　Searles, J.\n\n纽约县最高法院 652077/2017\n\n文件编号　文件类型/信息　状态　收到日期　提交人\n\n529　回复法律备忘录\n为进一步支持原告Pacific Alliance Asia Opportunity Fund L.P.的回复法律备忘录　已处理　08/28/2020　Moss, E.\n\n530　对重要事实陈述的答复\nPAX对Kwok重要事实反陈述的回复　已处理　08/28/2020　Moss, E.\n\n531　回复宣誓书或声明书\nEdward Moss（爱德华·莫斯）为支持原告Pacific Alliance Asia Opportunity Fund L.P.回复所作的声明书　已处理　08/28/2020　Moss, E.\n\n532　证物\nLewis证言笔录摘录　已处理　08/28/2020　Moss, E.\n\n533　证物\nCrane证言笔录摘录　已处理　08/28/2020　Moss, E.\n\n534　证物\nPAX电子邮件　已处理　08/28/2020　Moss, E.\n\n535　回复宣誓书或声明书\nVishal Prakash Melwani（维沙尔·普拉卡什·梅尔瓦尼）为支持原告Pacific Alliance Asia Opportunity Fund L.P.所作的补充声明书　已处理　08/28/2020　Moss, E.\n\n536　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n537　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n538　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n539　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n540　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n541　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n542　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n543　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n544　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n545　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n546　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n547　证物\n香港判例法　已处理　08/28/2020　Moss, E.\n\n548　法院通知　已处理　08/31/2020　Court User（法院用户）\n\n549　动议决定及命令　已处理　09/15/2020　Court User\n\n550　登记通知\nOstrager法官关于第007号动议序列的决定及命令的登记通知　已处理　09/16/2020　Moss, E.\n\n纽约县最高法院 652077/2017\n\n文件编号　文件类型/信息　状态　收到日期　提交人\n\n551　说明理由令（拟议）\n说明理由令　已处理　09/21/2020　Moss, E.\n\n552　支持法律备忘录\n为支持原告Pacific Alliance Asia Opportunity Fund L.P.的CPLR 5229动议所作的法律备忘录　已处理　09/21/2020　Moss, E.\n\n553　支持拟议说明理由令/单方申请的宣誓书或声明书\nEdward Moss为支持原告通过说明理由令提出的CPLR 5229动议所作的声明书　已处理　09/21/2020　Moss, E.\n\n554　证物\n证言笔录摘录　已处理　09/21/2020　Moss, E.\n\n555　证物\n证言笔录摘录　已处理　09/21/2020　Moss, E.\n\n556　证物\n请愿书　已处理　09/21/2020　Moss, E.\n\n557　证物\n命令　已处理　09/21/2020　Moss, E.\n\n558　证物\n清单　已处理　09/21/2020　Moss, E.\n\n559　证物\n起诉书　已处理　09/21/2020　Moss, E.\n\n560　证物\n清单　已处理　09/21/2020　Moss, E.\n\n561　动议通知\n确定损害赔偿、律师费及费用的动议通知　已处理　09/21/2020　Moss, E.\n\n562　支持法律备忘录\n为支持原告Pacific Alliance Asia Opportunity Fund L.P.确定损害赔偿、律师费及费用的动议所作的法律备忘录　已处理　09/21/2020　Moss, E.\n\n563　支持宣誓书或声明书\nJon Lewis的声明书　已处理　09/21/2020　Moss, E.\n\n564　证物\n图表　已处理　09/21/2020　Moss, E.\n\n565　证物－申请密封\n发票　已处理　09/21/2020　Moss, E.\n\n566　证物\n起诉书　已处理　09/21/2020　Moss, E.\n\n567　说明理由令　已处理　09/22/2020　Court User\n\n568　证物\n发票（已更正）　已处理　09/22/2020　Moss, E.\n\n569　说明理由令（拟议）\n说明理由令　已处理　09/23/2020　Moss, E.\n\n570　支持法律备忘录\n为支持原告Pacific Alliance Asia Opportunity Fund L.P.无异议动议所作的法律备忘录　已处理　09/23/2020　Moss, E.\n\n571　支持拟议说明理由令/单方申请的宣誓书或声明书\nEdward Moss为支持原告无异议密封动议所作的声明书　已处理　09/23/2020　Moss, E.\n\n纽约县最高法院 652077/2017 65份文件清单索引第#项\n\n文书编号　文书类型/信息　状态　收件日期　提交人\n\n572　致法官函件/通信\n致Ostrager法官（Ostrager）函，涉及原告的请求作出命令及进行证据开示的说明理由令　已处理　09/24/2020　Moss, E.（莫斯，E.）\n573　法院通知\n代表Rose Ann Magaldi（罗斯·安·马加尔迪）、法官助理提交　已处理　09/24/2020　法院用户\n574　撤回动议通知/说明理由令\n—法官审理前\n撤回说明理由令通知　已处理　09/25/2020　Moss, E.\n575　说明理由令（拟议）\n说明理由令　已处理　09/25/2020　Moss, E.\n576　支持性法律备忘录\n支持原告Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）依据CPLR 5229提出的动议的法律备忘录　已处理　09/25/2020　Moss, E.\n577　支持拟议说明理由令/单方申请的宣誓书或确认书\nJon Lewis（乔恩·刘易斯）的确认书　已处理　09/25/2020　Moss, E.\n578　支持拟议说明理由令/单方申请的宣誓书或确认书\nEdward Moss（爱德华·莫斯）支持原告说明理由令的确认书　已处理　09/25/2020　Moss, E.\n579　证物\n证言笔录摘录　已处理　09/25/2020　Moss, E.\n580　证物\n证言笔录摘录　已处理　09/25/2020　Moss, E.\n581　证物\n申请书　已处理　09/25/2020　Moss, E.\n582　证物\n命令　已处理　09/25/2020　Moss, E.\n583　证物\n清单　已处理　09/25/2020　Moss, E.\n584　证物\n起诉状　已处理　09/25/2020　Moss, E.\n585　证物\n清单　已处理　09/25/2020　Moss, E.\n586　动议裁决及命令　已处理　09/26/2020　法院用户\n587　法院通知　已处理　09/28/2020　法院用户\n588　动议裁决及命令\n动议被撤回，不妨碍再次提出　已处理　09/28/2020　法院用户\n589　同意更换律师（RJI提交后）　已处理　09/30/2020　Siegal, J.（西格尔，J.）\n590　说明理由令　已处理　09/30/2020　法院用户\n591　其他命令　已处理　09/30/2020　法院用户\n592　登记通知\nOstrager法官就第11号动议程序作出的裁决及命令的登记通知　已处理　09/30/2020　Moss, E.\n\n纽约县最高法院（New York County Supreme Court）652077/2017　65份文书清单\n\n索引号\n\n文书编号　文书类型/信息　状态　收件日期　提交人\n\n593　说明理由令—核准副本\n附支持文件的已签署说明理由令　已处理　09/30/2020　Moss, E.\n594　笔录—经命令核准　已处理　10/07/2020　法院用户\n595　致法官函件/通信　已处理　10/07/2020　Nash, K.（纳什，K.）\n596　登记通知\n关于第11号动议程序的经命令核准笔录的登记通知　已处理　10/08/2020　Moss, E.\n597　致法官函件/通信\nE. Moss致Ostrager法官函，涉及Genever Holdings LLC（Genever控股有限责任公司）10/07/20的函件　已处理　10/08/2020　Moss, E.\n598　致法官函件/通信\n原告与被告Miles Kwok（郭文贵）联名致Ostrager法官函，涉及2020年10月15日听证会　已处理　10/08/2020　Moss, E.\n599　反对动议的法律备忘录\n被告Kwok Ho Wan（郭文贵）反对说明理由令的法律备忘录　已处理　10/13/2020　Carvalho, M.（卡瓦略，M.）\n600　反对说明理由令的宣誓书或确认书\nMelissa M. Carvalho（梅利莎·M·卡瓦略）反对说明理由令的确认书　已处理　10/13/2020　Carvalho, M.\n601　证物\n证物1—原告第二套文件出示请求　已处理　10/13/2020　Carvalho, M.\n602　交叉动议通知\n被告Kwok Ho Wan的交叉动议通知　已处理　10/13/2020　Siegal, J.\n603　反对动议及支持交叉动议的法律备忘录\n被告Kwok Ho Wan反对动议及支持交叉动议的法律备忘录　已处理　10/13/2020　Siegal, J.\n604　反对动议及支持交叉动议的宣誓书或确认书\nJohn Siegal（约翰·西格尔）反对动议及支持交叉动议的确认书　已处理　10/13/2020　Siegal, J.\n605　证物\n证物1—修正起诉状　已处理　10/13/2020　Siegal, J.\n606　证物\n证物2—答辩状　已处理　10/13/2020　Siegal, J.\n607　证物\n证物3—拟议修正答辩状　已处理　10/13/2020　Siegal, J.\n608　证物\n证物4—标注重点的1.15.20 Derek Crane（德里克·克兰）完整笔录　已处理　10/13/2020　Siegal, J.\n609　证物\n证物5—标注重点的11.6.19 Catherine Yang（凯瑟琳·杨）笔录　已处理　10/13/2020　Siegal, J.\n610　证物\n证物6—标注重点的11.21.19 Jon Lewis完整笔录　已处理　10/13/2020　Siegal, J.\n611　证物\n证物7—8-17-2020—Phillip Loukis（菲利普·卢基斯）的确认书　已处理　10/13/2020　Siegal, J.\n\n65份文书清单\n\n纽约县最高法院 652077/2017\n\n索引号\n\n文书编号　文书类型/信息　状态　收件日期　提交人\n\nGeorgiou（乔治乌）\n612　证物\n证物8—2015-8-3 H. Wong（H. 黄）致Derek Crane的电子邮件　已处理　10/13/2020　Siegal, J.\n613　证物\n证物9—2015-7-24 D. Crane（D. 克兰）致Chris Gradel（克里斯·格雷德尔）的电子邮件　已处理　10/13/2020　Siegal, J.\n614　证物\n证物10—2011年贷款融资函　已处理　10/13/2020　Siegal, J.\n615　证物\n证物11—2011年个人担保　已处理　10/13/2020　Siegal, J.\n616　证物\n证物12—PAX-KWOK-063878 -PAX-KWOK-063879　已处理　10/13/2020　Siegal, J.\n617　答复法律备忘录\n进一步支持原告Pacific Alliance Asia Opportunity Fund L.P.的答复法律备忘录　已处理　10/14/2020　Moss, E.\n618　答复宣誓书或确认书\nEdward Moss支持原告依据CPLR 5229提出的动议的确认书　已处理　10/14/2020　Moss, E.\n619　证物\n内华达州请求命令履行判决的动议　已处理　10/14/2020　Moss, E.\n620　证物\nHorvitz（霍维茨）证言笔录　已处理　10/14/2020　Moss, E.\n621　证物\n对书面质询的答复及异议　已处理　10/14/2020　Moss, E.\n622　证物\n对出示请求的答复及异议　已处理　10/14/2020　Moss, E.\n623　证物\nKwok证言笔录　已处理　10/14/2020　Moss, E.\n624　证物\nSearles（瑟尔斯）电子邮件　已处理　10/14/2020　Moss, E.\n625　证物\nSearles函件　已处理　10/14/2020　Moss, E.\n626　证物\n内华达州反对文件　已处理　10/14/2020　Moss, E.\n627　破产通知（RJI提交后）　已处理　10/14/2020　Donovan, J.（多诺万，J.）\n628　证物\n提交证明　已处理　10/14/2020　Donovan, J.\n629　出庭通知（RJI提交后）\nDaniel S. Shamah（丹尼尔·S·沙马）　已处理　10/14/2020　Shamah, D.（沙马，D.）\n630　动议裁决及命令　已处理　10/15/2020　法院用户\n631　登记通知\nOstrager法官就第011号动议程序作出的裁决及命令的登记通知　已处理　10/15/2020　Moss, E.\n632　登记通知\nOstrager法官就第011号动议程序作出的裁决及命令的登记通知　已处理　10/15/2020　Moss, E.\n633　动议裁决及命令　已处理　10/16/2020　法院用户\n\n纽约县最高法院 652077/2017　65份文书清单索引号\n\n文书编号　文书类型/信息　状态　收件日期　提交人\n\n634　上诉通知\n对日期为9/15/20并于9/16/20登记的命令提出上诉的通知　待处理　10/16/2020　Siegal, J.\n635　答复法律备忘录\n进一步支持原告Pacific Alliance Asia Opportunity Fund L.P.动议的法律备忘录　已处理　10/23/2020　Moss, E.\n636　答复宣誓书或确认书\nEdward Moss进一步支持原告关于确定损害赔偿、律师费的动议的确认书　已处理　10/23/2020　Moss, E.\n637　证物\n5229听证会笔录　已处理　10/23/2020　Moss, E.\n638　证物\n已出示文件元数据　已处理　10/23/2020　Moss, E.\n639　答复宣誓书或确认书\n拟请求对外国法予以司法认知的通知　已处理　10/23/2020　Moss, E.\n640　证物\nMelwani（梅尔瓦尼）确认书　已处理　10/23/2020　Moss, E.\n641　证物\nMelwani履历　已处理　10/23/2020　Moss, E.\n642　证物\n外国法论著　已处理　10/23/2020　Moss, E.\n643　证物\n外国判例法　已处理　10/23/2020　Moss, E.\n644　证物\n外国判例法　已处理　10/23/2020　Moss, E.\n645　证物\n外国判例法　已处理　10/23/2020　Moss, E.\n646　法院通知　已处理　10/29/2020　法院用户\n647　笔录—经命令核准　已处理　11/10/2020　法院用户\n648　命令—状态会议　已处理　11/13/2020　法院用户\n649　致法官函件/通信\n致Ostrager法官函，涉及The Lady May（“Lady May”号）　已处理　11/18/2020　Siegal, J.\n650　致法官函件/通信\n致法院函，涉及“Lady May”号　已处理　11/19/2020　Sarnoff, S.（萨诺夫，S.）\n651　证物\n2020年11月18日函件　已处理　11/19/2020　Sarnoff, S.\n652　协议—其他—（请求经命令核准）\n延后审前期限及开庭日期的协议　已处理　11/30/2020　Moss, E.\n653　答复宣誓书或确认书\nJohn Siegal的确认书　已处理　12/03/2020　Siegal, J.\n654　证物\n证物1—日期为June 1, 2015的电子邮件　已处理　12/03/2020　Siegal, J.\n655　证物\n证物2—日期为January 20, 2012的电子邮件　已处理　12/03/2020　Siegal, J.\n\n65份文书清单\n\n索引号\n\n纽约县最高法院 652077/2017\n\n文书编号　文书类型/信息　状态　收件日期　提交人\n\n656　证物\n证物3—日期为September 12, 2014的电子邮件　已处理　12/03/2020　Siegal, J.\n657　证物\n证物4—日期为August 21, 2015的电子邮件　已处理　12/03/2020　Siegal, J.\n658　证物\n证物5—贝茨编号PAX-KWOK-066635　已处理　12/03/2020　Siegal, J.\n659　证物\n证物6—PAG风险委员会会议记录　已处理　12/03/2020　Siegal, J.\n660　证物\n证物7—日期为September 12, 2013的电子邮件　已处理　12/03/2020　Siegal, J.\n661　证物\n证物8—日期为October 22, 2012的电子邮件　已处理　12/03/2020　Siegal, J.\n662　证物\n证物9—日期为January 2015的Colliers（高力）估值报告　已处理　12/03/2020　Siegal, J.\n663　证物\n证物10—日期为October 22, 2012的电子邮件　已处理　12/03/2020　Siegal, J.\n664　证物\n证物11—日期为January 3, 2014的电子邮件　已处理　12/03/2020　Siegal, J.\n665　证物\n证物12—PANGU（盘古）追收所欠款项的安排　已处理　12/03/2020　Siegal, J.\n666　答复宣誓书或确认书\n拟请求对外国法予以司法认知的通知　已处理　12/03/2020　Siegal, J.\n667　证物\n证物A—Phillip Loukis Georgiou（菲利普·卢基斯·乔治乌）反对原告关于确定损害赔偿的动议的确认书　已处理　12/03/2020　Siegal, J.\n668　证物\n证物B—Phillip Loukis Georgiou的履历　已处理　12/03/2020　Siegal, J.\n669　证物\n证物C—British Westinghouse Co（英国西屋公司）v Underground Ry（地下铁路公司）[1912] A.C. 673　已处理　12/03/2020　Siegal, J.\n670　证物\n证物D—Win Profit Corporation Ltd（永盈有限公司）v World Orient Investment Ltd（环球东方投资有限公司）[2012] HKCFI 529　已处理　12/03/2020　Siegal, J.\n671　证物\n证物E—Able Success Asia Ltd（亚洲卓成有限公司）v China Packaging Group Co Ltd（中国包装集团有限公司）[2015] HKEC 2508, HCA 1120/2014 (25　已处理　12/03/2020　Siegal, J.\n672　证物\n证物F—Strong Offer Investment Limited（强盛投资有限公司）v Nyeu Ting Chuang（饶廷庄）　已处理　12/03/2020　Siegal, J.\n673　证物\n证物G—Chitty on Contracts（《奇蒂合同法》），第33版，第21-041段　已处理　12/03/2020　Siegal, J.\n674　证物\n证物H—Chitty on Contracts，第33版，第2-159段　已处理　12/03/2020　Siegal, J.\n675　证物\n证物I—Marble Holding Limited（大理石控股有限公司）v Yatin Development Limited（雅天发展有限公司）, (2008) 11 HKCFAR 222　已处理　12/03/2020　Siegal, J.\n676　证物\n证物J—McGregor on Damages（《麦格雷戈损害赔偿》），第20版，9-004　已处理　12/03/2020　Siegal, J.\n\n65份文书清单\n\n文书编号　文书类型/信息　状态　收件日期　提交人\n\n创建时间：05/03/2021 09:15 PM\n\n法院\n\n纽约县最高法院 652077/2017\n\n索引号\n\n677 证物　证物 K - Payzu v Saunders [1919] 2 K.B. 581 CA　已处理　12/03/2020　Siegal, J.　678 证物　证物 L - Kin Tong Land Investment Co Ltd v Capella Ltd [2019] HKDC 65　已处理　12/03/2020　Siegal, J.　679 证物　证物 M - Kings City Holdings Limited v De Monsa Investments Limited [2012] CACV 205/2012　已处理　12/03/2020　Siegal, J.　680 证物　证物 N - Lagden v OConnor [2003] UKHL 64　已处理　12/03/2020　Siegal, J.　681 证物　证物 O - Ge Qingfu & Ors v L&A International Holdings Limited & Ors [2019] CACV 11/2019 & CACV 16　已处理　12/03/2020　Siegal, J.　682 再答辩　被告 Kwok Ho Wan（郭文贵）进一步反对原告确定损害赔偿额动议的再答辩　已处理　12/03/2020　Siegal, J.　683 法院通知　中立评估计划通知——商事庭——纽约州最高法院民事案件　已处理　12/09/2020　Court User　684 致法官函件／通信　E. Moss 致法院函及支持 PAX 对 Kwok 再答辩作出回应的法律备忘录　已处理　12/15/2020　Moss, E.　685 动议裁定及命令　已处理　12/18/2020　Court User　686 送达通知　Ostrager 法官就第 009 号动议程序作出的裁定及命令之送达通知　已处理　12/21/2020　Moss, E.　687 已删除　688 动议通知　关于申请认定被告 Kwok 藐视法庭的动议通知　已处理　12/24/2020　Moss, E.　689 支持法律备忘录　支持 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙）申请藐视法庭命令之动议的法律备忘录　已处理　12/24/2020　Moss, E.　690 支持宣誓书或声明　Edward Moss（爱德华·莫斯）为支持原告申请认定被告藐视法庭之动议所作的声明　已处理　12/24/2020　Moss, E.\n\n关于申请认定被告藐视法庭的动议\n\n691　证物　已处理　12/24/2020　Moss, E.\n2020年11月12日会议记录\n\n692　证物　已处理　12/24/2020　Moss, E.\n2020年11月18日函件\n\n693　证物　已处理　12/24/2020　Moss, E.\n来自 MarineTraffic.com 的截图\n\n694　规定——延期审理动议——提交材料庭——RM 130　已处理　01/04/2021　Carvalho, M.\n\n695　经认证的庭审记录　已处理　01/08/2021　Moss, E.\n2020年12月18日举行的庭审记录\n\n纽约州最高法院纽约县　652077/2017　文书清单　索引 # 65 之\n\n文书编号　文书类型／信息　状态　收到日期　提交人\n\n696　庭审记录——经命令批准　已处理　01/12/2021　Court User\n\n697　上诉通知\n对日期为并于\n12/18/20 登记的命令提出上诉的通知　待处理　01/12/2021　Siegal, J.\n\n698　反对法律备忘录\n被告 Kwok Ho Wan（郭文贵）反对原告申请藐视法庭命令之动议的法律备忘录　已处理　01/19/2021　Siegal, J.\n\n699　反对动议的宣誓书或声明\nMelissa Carvalho（梅丽莎·卡瓦略）反对原告申请藐视法庭命令之动议所作的声明　已处理　01/19/2021　Siegal, J.\n\n700　证物\n证物 1 - 日期为 11/9/2020 的函件　已处理　01/19/2021　Siegal, J.\n\n701　反对动议的宣誓书或声明\nCraig Heaslop（克雷格·希斯洛普）反对原告申请藐视法庭命令之动议所作的声明　已处理　01/19/2021　Siegal, J.\n\n702　反对动议的宣誓书或声明\nLee Vartan（李·瓦尔坦）反对原告申请藐视法庭命令之动议所作的声明　已处理　01/19/2021　Siegal, J.\n\n703　证物\n证物 A - 登记证书　已处理　01/19/2021　Siegal, J.\n\n704　证物\n证物 B - 成立证书　已处理　01/19/2021　Siegal, J.\n\n705　证物\n证物 C - LLC 协议　已处理　01/19/2021　Siegal, J.\n\n706　证物\n证物 D - 更正证书　已处理　01/19/2021　Siegal, J.\n\n707　证物\n证物 E - 良好存续证明书　已处理　01/19/2021　Siegal, J.\n\n708　规定——延期审理动议——提交材料庭——RM 130——已更正\n规定　已处理　01/26/2021　Moss, E.\n\n709　答复法律备忘录\n进一步支持原告 Pacific Alliance Asia Opportunity Fund L.P. 动议的法律备忘录　已处理　01/27/2021　Moss, E.\n\n710　答复宣誓书或声明\nEdward Moss 进一步支持 Pacific Alliance Asia Opportunity Fund L.P. 动议所作的声明　已处理　01/27/2021　Moss, E.\n\n711　证物\nYouTube 视频经认证的译文　已处理　01/27/2021　Moss, E.\n\n712　证物\n债务人声明　已处理　01/27/2021　Moss, E.\n\n713　答复宣誓书或声明\nNathaniel Francis（纳撒尼尔·弗朗西斯）进一步支持 Pacific Alliance Asia　已处理　01/27/2021　Moss, E.\n\nNYSCEF\n\n案件 22-50073　文书 1604-47　提交日期 03/27/23　录入日期 03/27/23 14:12:10　第 60 页\n\n纽约州最高法院纽约县　652077/2017　文书清单　索引 # 65 之\n\n文书编号　文书类型／信息　状态　收到日期　提交人\n\nFUND L.P. 的\n\n714　证物\n推文经认证的译文　已处理　01/27/2021　Moss, E.\n\n715　致法官函件／通信\nE. Moss 致 Ostrager 法官函：藐视法庭动议已完整提交　已处理　02/02/2021　Moss, E.\n\n716　金钱判决书　已处理　02/03/2021　Court User\n\n717　错误\n\n718　送达通知\n2021年2月3日登记的判决书送达通知　已处理　02/03/2021　Sarnoff, S.\n\n719　说明理由命令（拟议）\n[拟议]说明理由命令　已处理　02/12/2021　Moss, E.\n\n720　支持法律备忘录\n支持原告 Pacific Alliance Asia Opportunity Fund L.P. 修改判决书动议的法律备忘录　已处理　02/12/2021　Moss, E.\n\n721　支持拟议 OSC／单方申请的宣誓书或声明\nEdward Moss, Esq. 为支持原告修改判决书动议所作的声明　已处理　02/12/2021　Moss, E.\n\n722　证物\n拟议修正判决书　已处理　02/12/2021　Moss, E.\n\n723　动议裁定及命令　已处理　02/22/2021　Court User\n\n724　送达通知\n日期为 2021年2月22日的裁定及命令送达通知　已处理　02/23/2021　Carvalho, M.\n\n725　上诉通知\n对日期为 2021年2月3日的判决书提出上诉的通知　待处理　03/02/2021　Siegal, J.\n\n726　致法官函件／通信\nStuart Sarnoff（斯图尔特·萨诺夫）致 Ostrager 法官函：关于 Lady May　已处理　03/16/2021　Sarnoff, S.\n\n727　出庭通知（RJI 后）　已处理　03/16/2021　Spelfogel, D.\n\n728　动议裁定及命令　已处理　03/16/2021　Court User\n\n729　出庭通知（RJI 后）　已处理　03/16/2021　Nann, A.\n\n730　送达通知\nOstrager 法官就第 12 号动议程序于 2021年3月16日作出的裁定及命令之送达通知　已处理　03/17/2021　Sarnoff, S.\n\n731　上诉通知\n对 2021年3月17日登记的命令提出上诉的通知　待处理　03/23/2021　Siegal, J.\n\n732　出庭通知（RJI 后）　已处理　04/14/2021　Alter, D.\n\n733　致法官函件／通信　已处理　04/14/2021　Alter, D.\n\n纽约州最高法院纽约县　652077/2017　文书清单　索引 # 65 之\n\n文书编号　文书类型／信息　状态　收到日期　提交人\n\n734　法院通知　已处理　04/15/2021　Court User\n\n735　法院通知　已处理　04/16/2021　Court User\n\n736　说明理由命令（拟议）　已处理　04/21/2021　Alter, D.\n\n737　支持拟议 OSC／单方申请的宣誓书或声明——已更正　已处理　04/22/2021　Alter, D.\n\n738　证物\n送达给 Bank of America（美国银行）的传票　已处理　04/21/2021　Alter, D.\n\n739　证物\n送达给 Citibank（花旗银行）的传票　已处理　04/21/2021　Alter, D.\n\n740　证物\n送达给 JP Morgan Chase（摩根大通）的传票　已处理　04/21/2021　Alter, D.\n\n741　支持法律备忘录　已处理　04/21/2021　Alter, D.\n\n742　支持拟议 OSC／单方申请的宣誓书或声明　已处理　04/22/2021　Alter, D.\n\n743　说明理由命令　已处理　04/22/2021　Court User\n\n744　致法官函件／通信　已处理　04/22/2021　Alter, D.\n\n745　送达声明／宣誓书　已处理　04/22/2021　Alter, D.\n\n746　法院通知\n代表 Rose Ann Magaldi（罗斯·安·马加尔迪）、法官助理提交　已处理　04/22/2021　Court User\n\n747　致法官函件／通信　已处理　04/27/2021　Alter, D.\n\n748　致法官函件／通信\n请求被加入 Microsoft Teams 会议　已处理　04/27/2021　Mitchell, A.\n\n749　致法官函件／通信\nE. Moss 于 2021年4月28日致法院函　已处理　04/28/2021　Moss, E.\n\n750　反对法律备忘录\n反对非当事动议人 Yvette Wang（王某）依 CPLR 提出救济动议的法律备忘录　已处理　04/28/2021　Moss, E.\n\n751　法律备忘录——请求密封\n反对非当事动议人 Yvette Wang 依 CPLR 提出救济动议的法律备忘录　已处理　04/28/2021　Moss, E.\n\n752　支持宣誓书或声明\nEdward Moss 为支持原告反对非当事动议人 Yvette Wang 动议所作的声明　已处理　04/28/2021　Moss, E.\n\n753　宣誓书／声明——请求密封\nEdward Moss 为支持原告反对非当事动议人 Yvette Wang 动议所作的声明　已处理　04/28/2021　Moss, E.\n\n754　证物\n来自 YouTube 的截图　已处理　04/28/2021　Moss, E.\n\n文书清单　65 之\n\n纽约州最高法院纽约县　652077/2017\n\n索引 #\n\n文书编号　文书类型／信息　状态　收到日期　提交人\n\n755　证物\nYouTube 字幕文字记录　已处理　04/28/2021　Moss, E.\n\n756　证物\n答复及异议　已处理　04/28/2021　Moss, E.\n\n757　证物\nGenever 破产案中的债务人声明　已处理　04/28/2021　Moss, E.\n\n758　证物\n转让文书　已处理　04/28/2021　Moss, E.\n\n759　证物\nSherry-Netherland 的加入　已处理　04/28/2021　Moss, E.\n\n760　证物\nM. Carvalho 于 2021年3月11日致 E. Moss 函　已处理　04/28/2021　Moss, E.\n\n761　证物\nA. Mitchell 与 E. Moss 之间于 2021年4月23日往来的电子邮件　已处理　04/28/2021　Moss, E.\n\n762　证物\nL. Vartan 于 2021年4月21日致 E. Moss 函　已处理　04/28/2021　Moss, E.\n\n763　证物\nD. Alter 与 E. Moss 之间于 2021年4月9日至15日往来的电子邮件　已处理　04/28/2021　Moss, E.\n\n764　证物\nKwok 在 Ace Decade v. UBS 一案中的宣誓书　已处理　04/28/2021　Moss, E.\n\n765　证物\nM. Carvalho 于 2021年2月21日致 E. Moss 函　已处理　04/28/2021　Moss, E.\n\n766　证物\nK. Kearney 于 2021年4月7日致 E. Moss 函　已处理　04/28/2021　Moss, E.\n\n767　证物\nGenever 破产案中 2020年12月18日听证会的庭审记录　已处理　04/28/2021　Moss, E.\n\n768　证物\nGSNY 在 Genever 破产案中的债权申报书　已处理　04/28/2021　Moss, E.\n\n769　证物\nD. Alter 于 2021年4月9日致 E. Moss 及 S. Sarnoff 函　已处理　04/28/2021　Moss, E.\n\n770　证物\nWang 证言记录节选　已处理　04/28/2021　Moss, E.\n\n771　证物\n州务院记录　已处理　04/28/2021　Moss, E.\n\n772　证物\n美国专利商标局记录　已处理　04/28/2021　Moss, E.\n\n773　证物\nEastern Profit v. Strategic Vision 一案审判记录节选　已处理　04/28/2021　Moss, E.\n\n774　致法官函件／通信\nE. Moss 于 2021年4月29日致法院函　已处理　04/29/2021　Moss, E.\n\n775　致法官函件／通信　已处理　04/30/2021　Alter, D.\n\n776　动议裁定及命令　已处理　04/30/2021　Court User\n\n纽约州纽约县最高法院\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.（太平洋联盟亚洲机会基金有限合伙），\n\n原告，\n\n诉\n\nKWOK HO WAN（郭文贵），又名 KWOK HO，又名 GWO WEN GUI，又名 GUO WENGUI，又名 GUO WEN-GUI，又名 WAN GUE HAOYUN，又名 MILES KWOK，又名 HAOYUN GUO，GENEVER HOLDINGS, LLC（Genever 控股有限责任公司），及 GENEVER HOLDINGS CORPORATION（Genever 控股公司），\n\n被告。\n\nO'MELVENY & MYERS LLP（奥麦利文律师事务所）　Edward N. Moss（爱德华·N·莫斯）(emoss@omm.com)　Stuart M. Sarnoff（斯图尔特·M·萨诺夫）(ssarnoff@omm.com)　Daniel S. Shamah（丹尼尔·S·沙马）(dshamah@omm.com)　7 Times Square　New York, NY 10036　电话：(212) 326-2000\n\nFOLEY & LARDNER LLP（富利凯律师事务所）　Douglas E. Spelfogel（道格拉斯·E·斯佩尔福格尔）(dspelfogel@foley.com)　Alissa M. Nann（阿莉萨·M·南恩）(anann@foley.com)　90 Park Avenue　New York, New York 10016　电话：(212) 338-3578\n\nSEIDEN LAW GROUP LLP（塞登律师集团）　Robert W. Seiden（罗伯特·W·塞登）(rseiden@seidenlegal.com)　69 Seventh Avenue, Fifth Floor　New York, NY 10018　电话：(212) 523-0686\n\n原告 Pacific Alliance Asia Opportunity Fund L.P. 的代理律师\n\n索引号 652077/2017\n\nBarry Ostrager（巴里·奥斯特拉格）法官\n\n第 61 庭\n\n登记在案的律师\n\n＊ ＊ ＊\n\nBAKER & HOSTETLER LLP（贝克霍斯泰特勒律师事务所）　John Siegal（约翰·西格尔）(jsiegal@bakerlaw.com)　Melissa M. Carvalho（梅丽莎·M·卡瓦略）(mcarvalho@bakerlaw.com)　45 Rockefeller Plaza　New York, NY 10111-0100　电话 (212) 589-4289\n\n被告 Kwok Ho Wan 的代理律师\n\nLAWALL & MITCHELL, LLC（劳沃尔与米切尔有限责任公司） Aaron A. Mitchell（亚伦·A·米切尔）（aaron@lmesq.com）162 E. 64th Street New York, NY 10065 (973) 285-3280\n\nGenever Holdings LLC（杰内弗控股有限责任公司）和 Genever Holdings Corporation（杰内弗控股公司）被告的代理律师\n\ndenorris angelo britt（德诺里斯·安杰洛·布里特）\n\n公证人\n\n特拉华州\n\n本人委任期至 May 1, 2022 届满","key_entities":["Kwok","Je","Guo","Yanping Wang","GTV","Saraca"],"ecf_references":[{"doc_number":212,"court":"CTB"},{"doc_number":214,"court":"CTB"},{"doc_number":215,"court":"CTB"},{"doc_number":216,"court":"CTB"},{"doc_number":218,"court":"CTB"},{"doc_number":220,"court":"CTB"},{"doc_number":224,"court":"CTB"},{"doc_number":226,"court":"CTB"},{"doc_number":230,"court":"CTB"},{"doc_number":234,"court":"CTB"},{"doc_number":236,"court":"CTB"},{"doc_number":237,"court":"CTB"},{"doc_number":241,"court":"CTB"},{"doc_number":244,"court":"CTB"}],"word_count":21172,"status":"published","published_at":"2023-03-27 00:00:00","created_at":"2023-03-27","updated_at":"2026-08-23 22:28:00"}