{"id":"court_ctb_1643_0","court":"CTB","case_no":"22-50073","doc_number":1643,"sub_number":0,"doc_type":"ORDER","filed_date":"2023-03-31","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":"债权异议送达情况通知 —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #1643（2023-03-31立案）。债务人 Genever Holdings LLC 通知法院，其针对郭强（Qiang Guo）第 3-1 号债权证明提出的异议已按规定通过邮寄及人工递送方式送达至其指定的英国通知地址（Berkeley Rowe 律所）。","summary_en":"Notice Regarding Service of Claim Objection — In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB 22-50073 ECF #1643 (filed 2023-03-31). Debtor Genever Holdings LLC provides notice that its objection to Proof of Claim No. 3-1 filed by Qiang Guo was served at his designated UK notice address (Berkeley Rowe) by mail and hand delivery.","body_en":"# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|---|-------------------------|\n| | : | |\n| In re: | : | Chapter 11 |\n| | : | |\n| 1
HO WAN KWOK, et al., | : | Case No. 22-50073 (JAM) |\n| | : | |\n| Debtor. | : | (Jointly Administered) |\n| ------------------------------------------------------x | x | |\n\n# **NOTICE REGARDING SERVICE OF OBJECTION TO PROOF OF CLAIM FILED BY QIANG GUO**\n\n**PLEASE TAKE NOTICE** that, on March 31, 2023, Genever Holdings LLC (\"Genever (US)\"), one of the Debtors in the above-captioned chapter 11 cases (\"Chapter 11 Cases\"), filed an objection and a Connecticut Local Form 420B notice of objection to claim (together, the \"Objection\") [Case No. 22-50592, Docket No. 251], seeking entry of an order disallowing proof of claim number 3-1 (the \"Disputed Claim\") filed by Qiang Guo against Genever (US). **PLEASE TAKE FURTHER NOTICE** that, the certificate of service attached to the\n\nObjection, also dated March 31, 2023, establishes that the Objection was served on Qiang Guo at the address listed as his notice address on the Disputed Claim form: Berkeley Rowe,2 Marble Arch Park House, 116 Park St., Mayfair, London UK W1K 6SS. Service on this address was\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 As the Court will recall, a Berkeley Rowe solicitor, Leonard Scudder, recently tried to testify in support of Mei Guo and HK International Funds Investments (USA) Limited, LLC (\"HK USA\") in connection with the adversary proceeding commenced by HK USA with respect to the Lady May.\n\nsufficient pursuant to Federal Rule of Bankruptcy Procedure 3007(a)(2)(A)3 and Local Rule of Bankruptcy Procedure 3007-1(b),4 and Genever (US) reserves all its rights in connection therewith.\n\n**PLEASE TAKE FURTHER NOTICE** that, on April 3, 2023, Genever (US) filed a supplemental notice regarding the Objection on the docket of the Kwok chapter 11 case [Case No. 22-50073, Docket No. 1630].\n\n**PLEASE TAKE FURTHER NOTICE** that, out of an abundance of caution, and based on information indicating that, subsequent to the filing of the Disputed Claim, Berkeley Rowe had changed its registered address to 5 Merchant Square London W2 1AY, United Kingdom,5 the Objection was also served on Berkeley Rowe at 5 Merchant Square London W2 1AY, United Kingdom, by UPS on April 4, 2023, and by hand delivery on April 5, 2023. The related certificates of services are attached hereto as **Exhibit 1** and **Exhibit 2.**\n\n**PLEASE TAKE FURTHER NOTICE** that, Mr. Francis J. Lawall is counsel to Bravo Luck Limited (an entity purportedly 100% owned by Qiang Guo) in connection with the Chapter 11 Cases. Mr. Lawall filed a notice of appearance in the Chapter 11 Cases on January 9, 2023 [Case No. 22-50073, Docket No. 1306]. Previously, when Mr. Lawall was asked whether he was authorized to accept service on behalf of Qiang Guo in connection with adversary proceeding number 22-05027 (*Despins et al v. Bravo Luck Limited et al*.), Mr. Lawall stated that he did not represent Qiang Guo.\n\n3 Requiring service of a claim objection on \"the person most recently designated on the claimant's original or amended proof of claim as the person to receive notices, at the address so indicated.\"\n\n4 Requiring service of claim objection on \"the claimant at the address provided on the proof of claim.\"\n\n5 Such change of address was not reflected in any amended proof of claim or other notification filed with the Court.\n\nDated: April 7, 2023 GENEVER HOLDINGS LLC New York, New York\n\nBy: */s/ Douglass Barron*\n\nAvram E. Luft (admitted *pro hac vice*) Douglass Barron (admitted *pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n*and*\n\nNicholas A. Bassett (admitted *pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n *and*\n\nDouglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever* Holdings *LLC*\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|---|-------------------------|\n| | : | |\n| In re: | : | Chapter 11 |\n| | : | |\n| 1
HO WAN KWOK, et al., | : | Case No. 22-50073 (JAM) |\n| | : | |\n| Debtor. | : | (Jointly Administered) |\n| ------------------------------------------------------x | x | |\n\nThe undersigned hereby certifies that on April 7, 2023, the foregoing Notice, and all\n\nexhibits and attachments thereto, was electronically filed. Notice of this filing was sent by e-\n\nmail to all parties to the above-captioned Chapter 11 Cases by operation of the Court's electronic\n\nfiling (\"CM/ECF\") system. Parties may access this filing through the Court's CM/ECF system.\n\nDated: April 7, 2023 New York, New York\n\nBy: */s/ Douglass Barron*\n\nAvram E. Luft (admitted *pro hac vice*) Douglass Barron (admitted *pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n*and*\n\nNicholas A. Bassett (admitted *pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n(202) 551-1902 nicholasbassett@paulhastings.com\n\n#### *and*\n\nDouglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever* Holdings *LLC*\n\n# **Exhibit 1**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) |\n| Debtors. | :
:
: | (Jointly Administered) |\n| ------------------------------------------------------x | | |\n\n# **CERTIFICATE OF SERVICE**\n\nI, Douglass E. Barron, hereby certify that I am over the age of eighteen years old and employed\n\nby Paul Hastings LLP and that on April 4, 2023; I caused to be served the following document\n\nby sending a true and correct copy by United Postal Service (UPS) on Berkeley Rowe Limited, 5\n\nMerchant Square, London, United Kingdom, W2 1AY.\n\n Objection to Proof of Claim Number 3-1 filed by Qiang Guo [Case No. 22-50592, Docket No. 251].\n\nDated: April 7, 2023\n\n*/s/ Douglass E. Barron* Douglass E. Barron\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n# **Exhibit 2**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | | x | |\n|---------------------------------------------------------|----------|-------------|-------------------------|\n| In re: | | :
: | Chapter 11 |\n| HO WAN KWOK, et al.,1 | | :
: | Case No. 22-50073 (JAM) |\n| | Debtors. | :
:
: | (Jointly Administered) |\n| ------------------------------------------------------x | | | |\n\n# **CERTIFICATE OF SERVICE**\n\nThe undersigned certifies that on April 5, 2023, he personally served a copy of the attached claim objection to Qiang Guo c/o Berkeley Rowe Limited, via hand delivery to the registered address of Berkeley Rowe Limited at 5 Merchant Square London W2 1AY, and (i) the documents were delivered at 14:43 and (ii) hand delivered to Sarah-Jane (Assistant Facilities Manager), with the recipient declining to provide a surname.\n\n. Dated: April 6, 2023\n\nLondon, United Kingdom\n\nBy: *\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_*\n\nName: Ajay Agarwal\n\nBusiness Address: Paul Hastings (Europe) LLP 100 Bishopsgate London, EC2N 4AG United Kingdom\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n# Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 10 of 70 Case 22-50592 Doc 251 03/31/23 03/31/23 17:08:43 1 of 61\n\nConnecticut Local Form 420B (Notice of Objection to Claim) 03/2023\n\n# UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT\n\n| In re: | Ho Wan Kwok; Genever Holdings LLC; Genever Holdings | | |\n|--------|----------------------------------------------------------------|------------|----------|\n| | Corporation (Jointly Administered) | | |\n| | [Set forth here all names including married, maiden, and trade | Case No. : | 22-50073 |\n| | names used by debtor within last 8 years.] | | |\n| | Debtor(s) | Chapter: | 11 |\n\n# **NOTICE OF OBJECTION TO CLAIM**\n\n| Claim No: | Claimant: | |\n|-----------|-----------|--|\n| 3-1 | Qiang Guo | |\n\nGenever Holdings LLC has filed an objection to your claim in this bankruptcy case.\n\n**Your claim may be reduced, modified, or eliminated. You should read these papers carefully and discuss them with your attorney, if you have one.**\n\n[**Note to Objecting Party**: You must choose a response date that is at least thirty (30) days after the date the Objection to Claim is filed, unless otherwise ordered.]\n\nIf you do not want the Court to eliminate or change your claim, then on or before\n\n**May 1, 2023**\n\nyou or your lawyer must file with the Court a written response to the objection, explaining your position.\n\nIf you mail your response to the Court for filing, you must mail it early enough so that the Court will receive it on or before the date stated above. Your response should be mailed to:\n\n> United States Bankruptcy Court District of Connecticut 915 Lafayette Boulevard, Bridgeport CT 06604\n\n# Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 11 of 70 Case 22-50592 Doc 251 03/31/23 03/31/23 17:08:43 2 of 61\n\nConnecticut Local Form 420B (Notice of Objection to Claim) 03/2023\n\n| | 19/1000 | |\n|--|---------|--|\n| | | |\n\n| In re: | Ho Wan Kwok; Genever Holdings LLC; Genever Holdings |\n|--------|----------------------------------------------------------------|\n| | Corporation (Jointly Administered) |\n| | [Set forth here all names including married, maiden, and trade |\n| | names used by debtor within last 8 years.] |\n| | Debtor(s) |\n\nCase No. : 22-50073 Chapter: 11\n\nA copy of your response should also be mailed to:\n\nDouglass Barron, Esq., Paul Hastings LLP, 200 Park Ave., New York, NY 10166\n\n(Objector and Objector's attorney, if applicable, name and address)\n\n(Names and addresses of others to be served)\n\nIf you or your attorney do not take these steps, the Court may decide that you do not oppose the objection to your claim.\n\nDate: March 31, 2023 Signature: /s/ Douglass Barron\n\nName: Douglass Barron\n\nAddress: Paul Hastings LLP 200 Park Ave New York, NY 10166\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) |\n| Debtors. | :
:
: | (Jointly Administered) |\n| ------------------------------------------------------x | | |\n\n## **OBJECTION TO PROOF OF CLAIM NUMBER 3-1 FILED BY QIANG GUO**\n\n Genever Holdings LLC (\"Genever (US)\"), one of the Debtors in the above-captioned chapter 11 cases (\"Chapter 11 Cases\"), files this objection (the \"Objection\"), seeking entry of an order, substantially in the form attached hereto as **Exhibit 1** (the \"Proposed Order\"), disallowing proof of claim number 3-1 (the \"Disputed Claim\") filed by Qiang Guo against Genever (US). In support of this Objection, Genever (US) respectfully represents as follows:2\n\n## **JURISDICTION AND VENUE**\n\n1. This Court has jurisdiction over this Objection pursuant to 28 U.S.C. §§ 157\n\nand 1334 and the *Standing Order of Reference* from the United States District Court for the\n\nDistrict of Connecticut. This is a core proceeding within the meaning of 28 U.S.C. § 157(b).\n\n2. Venue in this District is proper pursuant to 28 U.S.C. §§ 1408 and 1409.\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 A copy of the Disputed Claim is attached hereto as **Exhibit 2**.\n\n3. The statutory predicates for the relief requested herein are in sections 105 and 502 of title 11 of the United States Code (the \"Bankruptcy Code\") and Rule 3007 of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\").\n\n#### **RELIEF REQUESTED**\n\n4. By this Objection, Genever (US) seeks entry of an order, substantially in the form of the Proposed Order attached hereto, disallowing and expunging the Disputed Claim.\n\n#### **BACKGROUND**\n\n#### **A. Commencement of Chapter 11 Cases**\n\n5. On October 12, 2020, Genever (US) filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the Southern District of New York (the \"SDNY Bankruptcy Court\"), thereby commencing case number 20-12411 (JLG) (the \"SDNY Bankruptcy Case\").\n\n6. No chapter 11 trustee or examiner was appointed in the SDNY Bankruptcy Case.\n\n7. Genever (US) is an LLC whose sole member is Genever Holdings Corporation (\"Genever BVI\"). On February 15, 2022, Ho Wan Kwok (the \"Individual Debtor\"), holder of 100% of the shares of Genever BVI and father of Qiang Guo, filed a voluntary petition for relief under chapter 11 of the Bankruptcy Code in this Court.\n\n8. On June 15, 2022, the Court entered an order directing the United States Trustee to appoint a trustee in the chapter 11 case of the Individual Debtor (the \"Trustee Order\") [Docket No. 465].\n\n9. On July 7, 2022, the United States Trustee filed the notice and application with respect to the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Individual Debtor's case pursuant to section 1104(d) of the Bankruptcy Code. [Docket No. 515].\n\n10. On July 8, 2022, the Bankruptcy Court entered an order granting the appointment\n\nof the Trustee in the Individual Debtor's case. [Docket No. 523].\n\n11. On August 10, 2022, the Court entered an order (the \"Corporate Governance Order\") [Docket No. 717] confirming the Trustee's economic and governance rights with respect to entities controlled by the Individual Debtor, including Genever BVI and Genever\n\n(US), providing, among other things:\n\n[T]he Trustee holds all of the [Individual] Debtor's economic and governance rights, for the benefit of the Estate, with respect to all [Individual] Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's asserted authority to replace any existing officer, director, manager, or similar person of the [Individual] Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\nCorporate Governance Order ¶ 2.\n\n12. On September 30, 2022, the Trustee and Genever (US) filed the joint motion to\n\ntransfer venue of Genever (US)'s chapter 11 case to this Court [Docket No. 211 in Case No. 20-\n\n12411 (JLG)] (the \"Venue Transfer Motion\"). By order dated November 3, 2022, the SDNY\n\nBankruptcy Court granted the Venue Transfer Motion.\n\n13. On October 11, 2022, Genever (BVI) filed a voluntary petition for relief under\n\nchapter 11 of the Bankruptcy Code in this Court.\n\n14. No trustee or official committee of unsecured creditors has been appointed in\n\nGenever (BVI)'s chapter 11 case.\n\n15. October 14, 2022, the Court entered an order granting joint administration of the\n\nIndividual Debtor's chapter 11 case and Genever (BVI)'s chapter 11 case [Docket No. 970].\n\n16. On November 21, 2022, this Court entered an order approving the joint administration of the chapter 11 cases of the Individual Debtor, Genever (BVI), and Genever (US) [Docket No. 1141].\n\n#### **B. The Apartment and Disputed Claim**\n\n17. On March 6, 2015, Genever (US) purchased 3,050 shares of stock in Sherry-Netherland, Inc. (the \"Sherry-Netherland\") and entered into those certain proprietary leases, as lessee, with the Sherry-Netherland, as lessor, for apartment units 1801, 719 and 2219 (collectively, the \"Apartment\") located at 781 Fifth Avenue, New York, New York 10022, appurtenant to the shares of stock.\n\n18. On March 5, 2021, Bravo Luck Limited (\"Bravo Luck\"), an entity allegedly owned by Qiang Guo, the Individual Debtor's son, filed a proof of claim in the SDNY Bankruptcy Case asserting, among other things, that it is the beneficial owner of the Apartment by virtue of a purported trust agreement dated February 17, 2015 (the \"Purported Trust Agreement\").3 In the alternative, Bravo Luck asserted a general unsecured claim against Genever (US) for \\$76,296,746.85 based on payments alleged to have been made in connection with the purchase the Apartment and related expenses, \\$13,306,005.00 of which were allegedly paid by Qiang Guo personally.4\n\n19. Also on March 5, 2021, Qiang Guo filed the Disputed Claim asserting a general unsecured claim for the reimbursement of the \\$13,306,005.00 purportedly paid by Qiang Guo\n\n3 The Trustee has commenced adversary proceedings challenging the Purported Trust Agreement (Consolidated Adv. Proc. No. 22-05027). Genever (US) does not seek a determination as to Bravo Luck's purported beneficial interest in the Apartment pursuant to this claim objection.\n\n4 In his adversary proceedings challenging the Purported Trust Agreement, the Trustee asserts, among other things, that these funds, whether purported to be paid by Bravo Luck or Qiang Guo, in reality belonged to the Individual Debtor.\n\npersonally with respect to the Apartment.5 The Disputed Claim is asserted on a contingent basis, in the event that (a) Bravo Luck is determined not to own the Apartment, and (b) the funds purportedly paid by Qiang Guo personally do not give rise to a claim by Bravo Luck.\n\n#### **BASIS FOR RELIEF**\n\n### **A. Legal Standard**\n\n20. Section 502(a) of the Bankruptcy Code provides that \"[a] claim or interest, proof of which is filed under section 501 of this title, is deemed allowed, unless a party in interest . . . objects.\" 11 U.S.C. § 502(a). Additionally, Bankruptcy Rule 3001(f) provides a properly filed proof of claim is *prima facie* evidence of the claim. However, for the proof of claim to receive *prima facie* validity, it must \"set forth the facts necessary to support the claim.\" *In re Chain*, 255 B.R. 278, 280 (Bankr. D. Conn, 2000) (internal quotation omitted); *In re Marino*, 90 B.R. 25, 28 (Bankr. D. Conn. 1988); *see also In re Avaya, Inc*., 608 B.R. 366, 369-70 (Bankr. S.D.N.Y. 2019) (providing a claimant must allege facts that if true would support a ruling the debtor is legally indebted to the claimant).\n\n21. Once a party rebuts *prima facie* validity, the claimant then bears the burden to \"prove by a preponderance of the evidence that under applicable law the claim should be allowed.\" *Creamer v. Motors Liquidation Co. GUC Trust (In re Motors Liquidation Co.)*, No. 12 Civ. 6074, 2013 WL 5549643, at \\*3 (S.D.N.Y. Sept. 26, 2013) (internal quotation marks omitted); *See also In re Residential Capital, LLC*, No. 15 Civ. 3248, 2016 WL 796860, at \\*9\n\n5 On the Disputed Claim, Qiang Guo listed, as his personal address, the address of the law firm of Berkeley Rowe. As the Court will recall, a Berkeley Rowe solicitor, Leonard Scudder, recently tried to testify in support of Mei Guo and HK International Funds Investments (USA) Limited, LLC (\"HK USA\") in connection with the adversary proceeding commenced by HK USA with respect to the Lady May.\n\n(S.D.N.Y. Feb. 22, 2016) (\"Once a party objects … courts employ a burden-shifting framework to determine whether a claim should be allowed or disallowed.\").\n\n#### **B. Disputed Claim Is Not** *Prima Facie* **Valid**\n\n22. Qiang Guo asserts a general unsecured claim \"for reimbursement of all funds he paid at closing and any other amounts paid related to the Apartment's purchase or maintenance.\" Addendum to Disputed Claim ¶ 7, but provides no legal basis by which Genever (US) is obligated to reimburse Qiang Guo for such, nor does Qiang Guo allege any facts, that if true, would support a finding he has a right to payment from Genever (US). Just because Genever (US) may have indirectly benefitted from Qiang Guo's expenditures does not mean Genever (US) has a legal obligation to Qiang Guo. *See In re Keeley & Grabanski Land P'Ship*, No. 10– 31482, 2013 WL 238570, at \\*13 (Bankr. D.N.D. May 30, 2013) (\"Although someone may receive a benefit from the expenditure of money, a legal obligation or a right to payment is not necessarily created. Claims arise under substantive law.\").\n\n23. Moreover, while Qiang Guo attached to the Disputed Claim certain closing documents relating to the transfer of the Apartment and checks from Qiang Guo allegedly related to the Apartment, these do not support a finding that Qiang Guo has a right to payment from Genever (US). There is nothing in the documents attached to the Disputed Claim memorializing an agreement that Genever (US) would reimburse Qiang Guo for his alleged contributions, nor do they contain information that would otherwise demonstrate Qiang Guo has a claim under applicable law.\n\n24. Genever (US) does not recognize any liability for the Disputed Claim and the documents attached to the Disputed Claim do not establish Genever (US) is liable to Qiang Guo. Accordingly, the Disputed Claim should be disallowed and expunged in its entirety.\n\n#### **Reservation of Rights**\n\n25. This Objection is not limited to the grounds stated herein. Accordingly, it is without prejudice to the rights of Genever (US) to object to the Disputed Claim on any ground whatsoever. Genever (US) expressly reserves all further substantive or procedural objections, including under section 502(d) of the Bankruptcy Code. Nothing contained herein or any actions taken pursuant to such relief is intended or should be construed as: (a) an admission as to the validity of any prepetition claim against Genever (US); (b) a waiver of Genever (US)'s right to dispute any prepetition claim on any grounds; (c) a promise or requirement to pay any prepetition claim; (d) an implication or admission that any particular claim is of a type specified or defined in this Objection or any order granting the relief requested by this Objection; or (e) a waiver of the Genever (US)'s rights under the Bankruptcy Code or any other applicable law.\n\n[*Remainder of page intentionally left blank.*]\n\n **WHEREFORE**, Genever (US) respectfully requests that the Court disallow the Disputed\n\nClaim and grant such other and further relief as is just.\n\nDated: March 31, 2023 GENEVER HOLDINGS LLC New Haven, Connecticut\n\nBy: */s/ Douglass Barron*\n\nAvram E. Luft (admitted *pro hac vice*) Douglass Barron (admitted *pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n*and*\n\nNicholas A. Bassett (admitted *pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n *and*\n\nDouglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever Holdings LLC*\n\n# **EXHIBIT 1**\n\n# **PROPOSED ORDER**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) |\n| Debtors. | :
:
: | (Jointly Administered) |\n| ------------------------------------------------------x | | |\n\n#### **ORDER DISALLOWING AND EXPUNGING CLAIM NO. 3-1 FILED BY QIANG GUO**\n\n Upon the objection (the \"Objection\")2 of Genever Holdings LLC (\"Genever (US)\"), pursuant to sections 502(b) and 105(a) of title 11 of the United States Code (the \"Bankruptcy Code\") and Rule 3007 of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\"), seeking entry of an order (this \"Order\") disallowing Claim No. 3-1 filed by Qiang Guo (the \"Disputed Claim\") and granting related relief, all as more fully set forth in the Objection; and the Court having jurisdiction to consider the Objection and the relief requested therein in accordance with 28 U.S.C. § 1334; and consideration of the Objection and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper before this Court pursuant to 28 U.S.C. §§ 1408 and 1409; and due and proper notice of the relief requested in the Objection having been provided, and it appearing that no other or further notice need be provided; and such notice having been adequate and appropriate under the circumstances; and\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n2 Capitalized terms used but not otherwise defined have the meanings set forth in the Objection.\n\nthe Bankruptcy Court having held a hearing to consider the relief requested in the Objection on [ ] (the \"Hearing\"); and upon the record of the Hearing, and upon all of the proceedings had before the Bankruptcy Court; and the Bankruptcy Court having determined that the legal and factual bases set forth in the Objection establish just cause for the relief granted herein; and after due deliberation and sufficient cause appearing therefor,\n\nit is hereby ORDERED THAT:\n\n1. The Objection is granted to the extent set forth herein.\n\n2. Pursuant to sections 502(b) and 105(a) of the Bankruptcy Code and Bankruptcy Rule 3007 the Disputed claim is disallowed and expunged in its entirety.\n\n3. The terms and conditions of this Order are effective immediately upon entry.\n\n4. Genever (US) and the Clerk of the Court are authorized to take all steps necessary or appropriate to effectuate the relief granted pursuant to this Order.\n\n5. The Bankruptcy Court retains jurisdiction with respect to all matters arising from or related to the implementation of this Order.\n\n# **EXHIBIT 2**\n\n### **DISPUTED CLAIM**\n\n#### Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 24 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 15 of 61 20-12411-jlg Claim 3-1 Filed 03/05/21 Pg 1 of 3\n\n#### **Fill in this information to identify the case:**\n\nDebtor 1 Genever Holdings LLC\n\nDebtor 2 (Spouse, if filing)\n\nUnited States Bankruptcy Court **Southern District of New York** Case number: **20−12411**\n\nFILED **U.S. Bankruptcy Court**\n\n**Southern District of New York** 3/5/2021\n\n**Vito Genna, Clerk**\n\n# Official Form 410 **Proof of Claim 04/19**\n\n**Read the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to make a request for payment of an administrative expense. Make such a request according to 11 U.S.C. § 503.**\n\n**Filers must leave out or redact** information that is entitled to privacy on this form or on any attached documents. Attach redacted copies of any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. **Do not send original documents;** they may be destroyed after scanning. If the documents are not available, explain in an attachment.\n\nA person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both. 18 U.S.C. §§ 152, 157, and 3571.\n\n**Fill in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy** (Form 309) **that you received.**\n\n| Part 1: Identify the Claim | | | | | | |\n|---------------------------------------------------------|----------------------------------------------------------------------------------------|------------------------------------------------------------------|--|--|--|--|\n| 1.Who is the current
creditor? | Qiang Guo | | | | | |\n| | Name of the current creditor (the person or entity to be paid for this claim) | | | | | |\n| | Other names the creditor used with the debtor | | | | | |\n| 2.Has this claim been
acquired from
someone else? | No
Yes. From whom? | | | | | |\n| 3.Where should notices
and payments to the | Where should notices to the creditor be sent? | Where should payments to the creditor be sent? (if
different) | | | | |\n| creditor be sent? | Qiang Guo | | | | | |\n| Federal Rule of | Name | Name | | | | |\n| Bankruptcy Procedure
(FRBP) 2002(g) | c/o Berkeley Rowe
Marble Arch Park House, 116 Park St
Mayfair, London UK W1K 6SS | | | | | |\n| | Contact phone | Contact phone | | | | |\n| | Contact email | Contact email | | | | |\n| | Uniform claim identifier for electronic payments in chapter 13 (if you use one): | | | | | |\n| 4.Does this claim amend
one already filed? | No
Yes. Claim number on court claims registry (if known) | Filed on | | | | |\n| 5.Do you know if anyone | No | MM / DD / YYYY | | | | |\n| else has filed a proof
of claim for this claim? | Yes. Who made the earlier filing? | | | | | |\n| Official Form 410 | Proof of Claim | page 1 | | | | |\n\n| Case 22-50073
Case 22-50592 | Doc 1643
Doc 251
20-12411-jlg
Filed 03/31/23
Filed 04/07/23
Claim 3-1 | Filed 03/05/21
Entered 03/31/23 17:08:43
Entered 04/07/23 17:45:41 | Pg 2 of 3 | Page 16 of 61
Page 25 of 70 | |\n|----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------|-----------------------------------------------------------------------------------------|--|\n| | Part 2: Give Information About the Claim as of the Date the Case Was Filed | | | | |\n| 6.Do you have any
number you use to
identify the debtor? | No
Yes. Last 4 digits of the debtor's account or any number you use to identify the debtor: | | | | |\n| 7.How much is the
claim? | \\$
13306005.00 | Does this amount include interest or other charges?
No
Yes. Attach statement itemizing interest, fees, expenses, or
other charges required by Bankruptcy Rule 3001(c)(2)(A). | | | |\n| 8.What is the basis of
the claim? | Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful
death, or credit card. Attach redacted copies of any documents supporting the claim required by
Bankruptcy Rule 3001(c).
Limit disclosing information that is entitled to privacy, such as healthcare information.
See attached addendum | | | | |\n| 9. Is all or part of the
claim secured? | No
Yes. The claim is secured by a lien on property.
Nature of property:
Real estate.
If the claim is secured by the debtor's principal residence, file a Mortgage
Proof of Claim Attachment (Official Form 410−A) with this Proof of Claim.
Motor vehicle
Other. Describe:
Basis for perfection:
Attach redacted copies of documents, if any, that show evidence of perfection of a security | | | | |\n| | interest (for example, a mortgage, lien, certificate of title, financing statement, or other
document that shows the lien has been filed or recorded.)
Value of property: | \\$ | | | |\n| | Amount of the claim that is
secured: | \\$ | | | |\n| | Amount of the claim that is
unsecured: | \\$ | | (The sum of the secured and
unsecured amounts should
match the amount in line 7.) | |\n| | Amount necessary to cure any default as of the
date of the petition: | | \\$ | | |\n| | Annual Interest Rate (when case was filed) | | | % | |\n| | Fixed
Variable | | | | |\n| 10.Is this claim based on
a lease? | No
Yes. Amount necessary to cure any default as of the date of the petition.\\$ | | | | |\n| 11.Is this claim subject to
a right of setoff? | No
Yes. Identify the property: | | | | |\n| Official Form 410 | | Proof of Claim | | page 2 | |\n\n#### Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 26 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 17 of 61 20-12411-jlg Claim 3-1 Filed 03/05/21 Pg 3 of 3\n\n| 12.Is all or part of the claim
entitled to priority under
11 U.S.C. § 507(a)? | No
Yes. Check all that apply: | Amount entitled to priority | | | |\n|--------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|--|--|--|\n| A claim may be partly
priority and partly | Domestic support obligations (including alimony and child support)
under 11 U.S.C. § 507(a)(1)(A) or (a)(1)(B). | \\$ | | | |\n| nonpriority. For example,
in some categories, the
law limits the amount
entitled to priority. | Up to \\$3,025* of deposits toward purchase, lease, or rental of
property or services for personal, family, or household use. 11
U.S.C. § 507(a)(7). | \\$ | | | |\n| | Wages, salaries, or commissions (up to \\$13,650*) earned within
180 days before the bankruptcy petition is filed or the debtor's | \\$ | | | |\n| | business ends, whichever is earlier. 11 U.S.C. § 507(a)(4).
Taxes or penalties owed to governmental units. 11 U.S.C. §
507(a)(8). | \\$ | | | |\n| | Contributions to an employee benefit plan. 11 U.S.C. § 507(a)(5). | \\$ | | | |\n| | Other. Specify subsection of 11 U.S.C. § 507(a)( ) that applies | \\$ | | | |\n| | * Amounts are subject to adjustment on 4/1/22 and every 3 years after that for cases begun on or after the date
of adjustment. | | | | |\n| Part 3: Sign Below | | | | | |\n| The person completing
this proof of claim must | Check the appropriate box: | | | | |\n| sign and date it. FRBP
9011(b). | I am the creditor. | | | | |\n| | I am the creditor's attorney or authorized agent. | | | | |\n| If you file this claim
electronically, FRBP | I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004. | | | | |\n| 5005(a)(2) authorizes courts
to establish local rules | I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. | | | | |\n| specifying what a signature
is. | I understand that an authorized signature on this Proof of Claim serves as an acknowledgment that when calculating
the amount of the claim, the creditor gave the debtor credit for any payments received toward the debt. | | | | |\n\nI have examined the information in this Proof of Claim and have a reasonable belief that the information is true and correct.\n\nI declare under penalty of perjury that the foregoing is true and correct.\n\n| 18 U.S.C. §§ 152, 157 and
3571. | Executed on date | 3/5/2021 |\n|------------------------------------|------------------|------------------------------------------------------------------------------------------------------------------------|\n| | | MM / DD / YYYY |\n| | /s/ Qiang Guo | |\n| | Signature | |\n| | | Print the name of the person who is completing and signing this claim: |\n| | Name | Qiang Guo |\n| | Title | First name
Middle name
Last name |\n| | Company | |\n| | Address | Identify the corporate servicer as the company if the authorized agent is a servicer
c/o Berkeley Rowe, 116 Park St |\n| | | Number Street
Mayfair, London UK W1K 6SS, |\n| | Contact phone | City State ZIP Code
Email |\n\n**A person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both.**\n\n| Fill in this information to identify the case: | | | | |\n|------------------------------------------------------------------------------------------------------------|--|--|--|--|\n| Genever Holdings LLC
Debtor 1
__________________________________________________________________ | | | | |\n| Debtor 2
________________________________________________________________
(Spouse, if filing) | | | | |\n| United States Bankruptcy Court for the: __________ District of __________
Southern District of New York | | | | |\n| 20-12411 (JLG)
Case number ___________________________________________ | | | | |\n| | | | | |\n\n# Official Form 410\n\n# Proof of Claim\n\n**Read the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to make a request for payment of an administrative expense. Make such a request according to 11 U.S.C. § 503.**\n\n**Filers must leave out or redact** information that is entitled to privacy on this form or on any attached documents. Attach redacted copies of any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. **Do not send original documents;** they may be destroyed after scanning. If the documents are not available, explain in an attachment.\n\nA person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both. 18 U.S.C. §§ 152, 157, and 3571.\n\n**Fill in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy** (Form 309) **that you received.**\n\n#### Part 1: Identify the Claim\n\n| 1. | Who is the current
creditor? | Qiang Guo
___________________________________________________________________________________________________________
Name of the current creditor (the person or entity to be paid for this claim)
Other names the creditor used with the debtor
________________________________________________________________________ | | | | | |\n|----|-----------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------|-------------------------------|------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|----------|\n| 2. | Has this claim been
acquired from
someone else? | ✔
‰
No
‰ | | | | Yes. From whom? ______________________________________________________________________________________________________ | |\n| 3. | Where should notices
and payments to the
creditor be sent? | Where should notices to the creditor be sent? | | | Where should payments to the creditor be sent? (if
different) | | |\n| | | Qiang Guo c/o Berkeley Rowe | | | | | |\n| | Federal Rule of | _____________________________________________________
Name | | | Name | _____________________________________________________ | |\n| | Bankruptcy Procedure | Marble Arch Park House, 116 Park St. | | | | | |\n| | (FRBP) 2002(g) | ______________________________________________________
Number
Street | | | Number
Street | ______________________________________________________ | |\n| | | Mayfair, London | UK | W1K 6SS | | | |\n| | | ______________________________________________________
City | State | ZIP Code | City | ______________________________________________________
State | ZIP Code |\n| | | Contact phone ________________________ | | | | Contact phone ________________________ | |\n| | | Contact email | ________________________ | | Contact email | ________________________ | |\n| | | Uniform claim identifier for electronic payments in chapter 13 (if you use one):
__ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ | | | | | |\n| 4. | Does this claim amend
one already filed? | ✔
‰
No
‰
Yes. Claim number on court claims registry (if known) ________ | | | | Filed on ________________________
MM
/ DD | / YYYY |\n| 5. | Do you know if anyone
else has filed a proof
of claim for this claim? | ✔
‰
No
‰
Yes. Who made the earlier filing? | | _____________________________ | | | |\n\n#### Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 28 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 19 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 2 of 42\n\n| 6. | Do you have any number
you use to identify the
debtor? | ✔
‰
No
‰
Yes. Last 4 digits of the debtor's account or any number you use to identify the debtor: ____ ____ ____ ____ |\n|----|--------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 7. | How much is the claim? | 13,306,005.00
\\$_____________________________. Does this amount include interest or other charges?
‰
No
✔
‰
Yes. Attach statement itemizing interest, fees, expenses, or other
charges required by Bankruptcy Rule 3001(c)(2)(A).
See attached
addendum |\n| 8. | What is the basis of the
claim? | Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful death, or credit card.
Attach redacted copies of any documents supporting the claim required by Bankruptcy Rule 3001(c).
Limit disclosing information that is entitled to privacy, such as health care information.
See attached addendum
______________________________________________________________________________ |\n| 9. | Is all or part of the claim
secured? | ✔
‰
No
‰
Yes. The claim is secured by a lien on property.
Nature of property:
‰
Real estate. If the claim is secured by the debtor's principal residence, file a Mortgage Proof of Claim
Attachment (Official Form 410-A) with this Proof of Claim.
‰
Motor vehicle
‰
Other. Describe:
_____________________________________________________________
Basis for perfection:
_____________________________________________________________
Attach redacted copies of documents, if any, that show evidence of perfection of a security interest (for
example, a mortgage, lien, certificate of title, financing statement, or other document that shows the lien has
been filed or recorded.)
Value of property:
\\$__________________
Amount of the claim that is secured:
\\$__________________
Amount of the claim that is unsecured: \\$__________________ (The sum of the secured and unsecured
amounts should match the amount in line 7.)
Amount necessary to cure any default as of the date of the petition:
\\$____________________
Annual Interest Rate (when case was filed)_______%
‰
Fixed
‰
Variable |\n| | 10. Is this claim based on a
lease? | ✔
‰
No
‰
Yes. Amount necessary to cure any default as of the date of the petition.
\\$____________________ |\n| | 11. Is this claim subject to a
right of setoff? | ✔
‰
No
‰
Yes. Identify the property: ___________________________________________________________________ |\n\n| 12. Is all or part of the claim
entitled to priority under | 2 No
Yes. Check one: | Amount entitled to priority |\n|--------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|\n| 11 U.S.C. § 507(a)? | | |\n| A claim may be partly
priority and partly | Domestic support obligations (including alimony and child support) under
11 U.S.C. § 507(a)(1)(A) or (a)(1)(B). | |\n| nonpriority. For example,
in some categories, the
law limits the amount
entitled to priority. | Up to \\$3,025* of deposits toward purchase, lease, or rental of property or services for
personal, family, or household use. 11 U.S.C. § 507(a)(7). | |\n| | Wages, salaries, or commissions (up to \\$13,650*) earned within 180 days before the
bankruptcy petition is filed or the debtor's business ends, whichever is earlier.
11 U.S.C. § 507(a)(4). | |\n| | Taxes or penalties owed to governmental units. 11 U.S.C. § 507(a)(8). | A |\n| | Contributions to an employee benefit plan. 11 U.S.C. § 507(a)(5). | |\n| | Other. Specify subsection of 11 U.S.C. § 507(a)(_) that applies. | |\n| | * Amounts are subject to adjustment on 4/01/22 and every 3 years after that for cases begun on or after the date of adjustment. | |\n\n#### Part 3:1 Sign Below\n\n| Check the appropriate box: | | |\n|----------------------------|--|--|\n| | | |\n\nContact phone\n\n| The person completing | | Check the appropriate box: | | | | | |\n|------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|---------------------------------------------------------|--------|-------------|-------|-----------|\n| this proof of claim must
sign and date it.
FRBP 9011(b). | ET | I am the creditor. | | | | | |\n| | | I am the creditor's attorney or authorized agent. | | | | | |\n| If you file this claim
electronically, FRBP
5005(a)(2) authorizes courts
to establish local rules | | I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004. | | | | | |\n| | | I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. | | | | | |\n| specifying what a signature
IS. | I understand that an authorized signature on this Proof of Claim serves as an acknowledgment that when calculating the
amount of the claim, the creditor gave the debtor credit for any payments received toward the debt. | | | | | | |\n| A person who files a
fraudulent claim could be
fined up to \\$500,000,
imprisoned for up to 5 | I have examined the information in this Proof of Claim and have a reasonable belief that the information is true
and correct. | | | | | | |\n| years, or both. | | I declare under penalty of perjury that the foregoing is true and correct. | | | | | |\n| 18 U.S.C. §§ 152, 157, and
35741. | | 202
05
Executed on date U 7
MM / DD / YYYY | | | | | |\n| | | | | | | | |\n| | | Signature | | | | | |\n| Print the name of the person who is completing and signing this claim: | | | | | | | |\n| | Name | | Qiang Guo | | | | |\n| | | | First name | | Middle name | | Last name |\n| | | Title | | | | | |\n| | | Company
Identify the corporate servicer as the company if the authorized agent is a servicer. | | | | | |\n| | | Address | c/o Berkeley Rowe, Marble Arch Park House, 116 Park St. | | | | |\n| | | | Number | Street | | | |\n| | | | Mayfair, London | | | UK | W1K 6SS |\n| | | | City | | | State | ZIP Code |\n\nEmail\n\n# **GENEVER HOLDINGS LLC UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF NEW YORK, CASE NO. 20-12411 ADDENDUM TO PROOF OF CLAIM OF QIANG GUO**\n\nQiang Guo (\"Guo\") hereby submits this addendum to his attached proof of claim (the \"Proof of Claim\"). As set forth below and asserted through the Proof of Claim, Genever Holdings LLC (the \"Debtor\") is liable to Guo in the amount of not less than \\$13,306,005.00, plus interest in an amount to be calculated (the \"Claim Amount\").\n\n### **BACKGROUND RELATED TO QIANG GUO'S CLAIM**\n\n1. Bravo Luck Limited (\"Bravo Luck\") is a BVI Business Company incorporated in the British Virgin Islands. Guo is the sole shareholder of Bravo Luck.\n\n2. In early 2015, Bravo Luck identified the 18th Floor apartment of the Sherry-Netherland, Inc. (the \"Sherry-Netherland\"), 781 Fifth Avenue, New York, New York 10022 (including certain personalty and servant's rooms located at units 2219 and 719, collectively, the \"Apartment\") as a potential investment property. Bravo Luck was always intended to be the ultimate owner of the Apartment, however, after initial discussions between Guo and/or his agents, Guo was advised that the Application would likely be more successful if an older, more established individual was the nominal applicant. Therefore, Miles Kwok (\"Kwok\") was brought in to be the established individual supporting the Debtor's application for the Apartment. In furtherance of the transaction, Bravo Luck, Kwok, the Debtor and Genever Holdings Corporation (\"Genever BVI\" and, with the Debtor, the \"Genever Entities\") entered into a trust agreement to make clear that Kwok as the trustee was holding the Genever Entities and the income, profits, and dividends thereof (if any) in trust for Bravo Luck as the beneficial owner of the Genever Entities and, thus, the Apartment.\n\n#### Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 31 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 22 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 5 of 42\n\n3. Despite the need to bring in an individual applicant older than Guo to support the Apartment purchase, the records clearly indicate that the funds to buy and maintain the Apartment were advanced, directly or indirectly, by Bravo Luck. On March 4, 2015, Bravo Luck transferred \\$62,990,741.86 to Ivey Barnum and O'Mara, LLC, the attorneys for the seller of the Apartment. The memo line of the wire transfer provided that the funds were to \"buy a property in New York.\" On March 5, 2015, Bravo Luck transferred \\$6,300,000.00 to Guo to satisfy various expenses expected to arise at closing.\n\n4. On March 6, 2015, the sale of the Apartment closed. Guo was in attendance at the closing as an officer and representative of Bravo Luck. The chart below identifies the specific amounts that were paid by Guo on behalf of Bravo Luck related to the purchase of the Apartment. Attached hereto as **Exhibit A** are excerpts from closing memoranda showing the payment of these amounts:\n\n| Amount | Purpose |\n|-----------------|---------------------------------------------------------------------|\n| \\$7,000,000 | Contract deposit related to Apartment purchase |\n| \\$3,369,000 | Apartment's maintenance escrow |\n| \\$1,350,000 | 2% flip tax on Apartment |\n| \\$56,150.00 | Apartment's
March 2015 maintenance |\n| \\$1,871.67 | March 2015 hallway license fee |\n| \\$675,000 | 1% New York mansion tax |\n| \\$33,622.50 | For Stoock & Stroock legal fees |\n| \\$221,875.00 | New York sales tax of 8.875% |\n| \\$600.00 | For lien search on Apartment |\n| \\$275,000 | For Paul Weiss legal fees |\n| \\$26,000 | Contract deposit for servant's room (unit 719) |\n| \\$234,000 | Balance of purchase price of servant's room (unit 719) |\n| \\$935.83 | Paid at closing for March 2015 maintenance on servant's room (unit |\n| | 719) |\n| \\$600.00 | Paid at closing for lien search on servant's room (unit 719) |\n| \\$5,200.00 | Paid at closing for 2% flip tax on servant's room (unit 719) |\n| \\$56,150.00 | Paid at closing for maintenance escrow on servant's room (unit 719) |\n| \\$13,306,005.00 | |\n\n#### **Genever US's Bankruptcy Filing**\n\n5. On October 12, 2020, the Debtor filed a voluntary petition for relief under chapter 11 of the Bankruptcy Code in the Bankruptcy Court for the Southern District of New York.\n\n#### **QIANG GUO'S GENERAL UNSECURED CLAIM**\n\n6. Bravo Luck asserts that it is the beneficial owner of the Apartment with the Apartment being held in trust by Kwok and the Genever Entities for Bravo Luck's benefit. Thus, the Apartment and any proceeds from its sale remain property of Bravo Luck—not property of the Debtor.\n\n7. If, however, (i) a court with jurisdiction over Bravo Luck determines that Bravo Luck does not own the Apartment by virtue of the Apartment being held in trust by Kwok and the Genever Entities (including the Debtor); and (ii) the funds paid directly by Guo do not give rise to a claim by Bravo Luck against the Debtor, then Guo hereby asserts a general unsecured claim against the Debtor in an amount not less than \\$13,306,005.00 for reimbursement of all funds he paid at closing and any other amounts paid related to the Apartment's purchase or maintenance.\n\n8. Additionally, if the Apartment's maintenance deposit, funded by the check written by Guo on the closing date, is applied on a postpetition basis, Guo reserves the right to amend this claim to assert that any such amounts are entitled to administrative expense priority or to file a motion asserting the same.\n\n9. Furthermore, to the extent that a court with jurisdiction over Bravo Luck determines that Bravo Luck does not own the Apartment, Guo expressly reserves the right to recover interest on the Claim Amount.\n\n#### **RESERVATION OF RIGHTS**\n\n10. This Proof of Claim is in addition to, and not in lieu of, any and all other claims, rights and remedies held by Guo in the bankruptcy case. This Proof of Claim is filed with a full reservation of rights and remedies, including the right to assert additional, modified, supplementary and/or amended proofs of claim and requests for administrative expenses directly or indirectly related to the Apartment and with full reservation of (1) Guo's rights and/or claims against any party other than the Debtor; and (2) Guo's interests in any property, including any property of the estate(s).\n\n11. Guo reserves all rights of setoff and recoupment.\n\n12. Guo does not waive any claims against Debtor that may arise postpetition, post-confirmation or after the conversion of this case to a case under any other chapter of the Bankruptcy Code.\n\n13. The filing of this Proof of Claim is not intended and should not be construed to be an election of remedies, waiver of any past, present or future defaults or events of default, or a waiver or limitation of any rights, remedies, claims, or interest of Guo.\n\n#### **NO CONSENT TO JURISDICTION**\n\n14. By filing this Proof of Claim, Guo does not submit to the jurisdiction of the Bankruptcy Court for any purpose other than with respect to the claims asserted in this Proof of Claim, and Guo does not waive, and specifically preserves, all of its procedural and substantive defenses (including, without limitation, any rights of setoff and recoupment) to, any claim that may be asserted against Guo by Debtor, any trustee of Debtor's estate (including the chapter 11 trustee), any post-confirmation estate fiduciary, or any other party.\n\n# **EXHIBIT A**\n\n# PURCHASE OF COOPERATIVE APARTMENTS 1801 1804 1807 1809 1811 18TH FLOOR PLUS UNIT 2219 SERVANTS ROOM 781 FIFTH AVENUE NEW YORK NEW YORK BY GENE VER HOLDINGS LLC ON\n\nMARCH 2015\n\n# TABLE OF CONTENTS\n\n| ITEM | |\n|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----|\n| Closing Memorandum
and Financial
Statement | |\n| of Sale
Contract | |\n| Powers
Original Stock
Stock
Stock
Purchasers
Certificates
Receipts
for 18th floor and MR 2219 | |\n| Purchasers
Original Proprietary Leases | |\n| of Proprietary Lease
Assignments | |\n| of Assignment and Assumption of Proprietary Lease
Acceptances | |\n| Consents to Assignment of Proprietary
Lease with Common Charges
statements | |\n| of Lost Proprietary Lease
Affidavits
and Lost Stock
and Agreement
from Seller
Certificate | |\n| New York State Combined Real
Transfer
Tax Return
Estate | |\n| Tax Return with Smoke Alarm
New York City
Transfer
Real
Property
and Affidavit in Lieu of Registration
Affidavit
Statement | 10 |\n| of Sales Tax Due
Sellers Report
Casual Sale
on | 11 |\n| of Seller
Documents
and Closing Resolutions
Organizational | 12 |\n| of Purchaser
Documents
and Closing Resolution
Organizational | 13 |\n| of Entities
Guaranty of Agreement
Corporation Documents
and
required
and Consent with Respect
to Shares and Proprietary
Lease
Agreement
Agreements Name Affidavits/Letters
Lease
Security Deposit | 14 |\n| Opinion Letters | 15 |\n| of License
with License Agreement
Assignment
Agreement | 16 |\n| Letter from Architect
Unit Combination
regarding | 17 |\n| for \\$15000.00
on Unit Combination Work
Escrow
holdback
Agreement
Work
with Architect
setting forth required
Letter | 18 |\n| Lien Search
Cooperative | 19 |\n| Assumption of Alteration Agreement with Alteration Agreement | 20 |\n| of Non-Foreign
Status
Certificate | 21 |\n| Insurance Certificate and Policy | 22 |\n| Form
1099-S | 23 |\n| Corporation Documents
Miscellaneous | 24 |\n\n| Invoices
Receipted | 25 |\n|--------------------------------------------------------------------|----|\n| Copies of Checks
in Connection
with the Closing
Delivered | 26 |\n\n# PURCHASE OF COOPERATIVE APARTMENTS 1801 1804 1807 1809 1811 18Th FLOOR PLUS UNIT 2219 SERVANTS ROOM 781 FIFTH AVENUE NEW YORK NEW YORK BY GENE VER HOLDINGS LLC ON MARCH 2015\n\n# CLOSING MEMORANDUM\n\n| Purchaser | Genever Holdings
LLC by
Genever Holdings
Corporation |\n|----------------------------|---------------------------------------------------------------------------------------------------------------------------------------------|\n| Purchasers
CounseL | Ira Gilbert Esq
Garrison LLP
Paul Weiss Rifkind
Wharton
1285 Avenue of the Americas
New
York New York
10019 |\n| Seller | 1800s LLC
Sherry |\n| Sellers CounseL | Esq
Michael
Jones
OMara LLC
Barnum
Ivey
170 Mason Street
CT
06830
Greenwich
mjones@ibolaw.com
203-661-6000 |\n| Corporation
Cooperative | Inc
the Corporation
Sherry Netherland
The |\n| Price
Purchase | for Unit
\\$70000000.00
\\$67500000.00
for personalty
\\$2500000.00 |\n| Agent
Managing | by Sherry Netherland
Hotel
Self-managed
Susan
Hennelly
Management
shennellysherrynetherland.com
212-231-6811 |\n| Monthly Maintenance | \\$56150.60 |\n| Brokers | Brown Harris Stevens
and Sothebys International
Realty |\n| of shares
Number | 3000 |\n\nThe Closing under the Contract of Sale dated February 21 2015 took place at the offices of Cooperative Corporation on March 2015\n\nAttending the Closing were\n\nMileson Guo Purchaser Ira Gilbert Esq Purchasers Counsel Michael Jones Esq Sellers Counsel Susan Hennelly Managing Agent Kathy Sloane Broker\n\nThe Table of Contents to this Closing Binder lists the documents delivered in connection with the Closing Also attached is Financial Statement which describes the monetary features of the Closing\n\n# FINANCIAL STATEMENT 18TH FLOOR\n\n| Price
Purchase | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--|--|\n| Price for Unit
Purchase | \\$67500000.00 | | |\n| Price for Personalty
Purchase | 2500000.00 | | |\n| Less
Contract
Deposit | 7000000.00 | | |\n| Balance of Purchase
Price due Seller | \\$63.000.000.00 | | |\n| Adjustments | | | |\n| Purchaser for March
maintenance
Due
charges
1.29
\\$56150.00/31\\$181
days | \\$9056.45 | | |\n| Purchaser for Hallway
License Fee
Due
\\$1871.67/31\\$60.38
days | 301.88 | | |\n| Total due Seller | 862.990.641.67 | | |\n| Total
Seller
Payments Representing
Due | | | |\n| of
Wire in accordance
with wire instructions
Seller | \\$62990741.85 | | |\n| | 862.990.641.67 | | |\n| Closing Costs Paid By or on Behalf of Purchaser | | | |\n| Bank Check of Purchaser payable
to The
Sherry
Inc
March maintenance
Netherland
note-we pay
in
but receive back
above
day adjustment | \\$56150.00 | | |\n| Bank Check of Purchaser payable
to The
Sherry-
Inc
2%
tax based on
Netherland
flip
for Unit
\\$67500000.00 | \\$1350000.00 | | |\n| Bank Check of Purchaser payable to New
York
8.875% of \\$2500000.00
for
State Sales Tax
personalty | \\$221875.00 | | |\n| Bank Check of Purchaser payable to The
Sherry-
Inc
escrow
Netherland
\\$56150.00
maintenance
60 months | \\$3369000.00 | | |\n| Bank Check of Purchaser payable
of
to NYC Dept
Finance 1%
New York State mansion tax | \\$675000.00 | | |\n| lien
Check of Purchaser payable to Titlevest
search
18th floor and 22n floor maids room
fees for | \\$600.00 | | |\n| Bank Check of Purchaser payable
to The
Sherry
Inc
hallway license fee note
Netherland
March
in
we pay but receive back
above
adjustment | \\$1871.67 | | |\n| Bank Check of Purchaser payable to Stroock
Lavan Coop lawyers
Stroock
fees | \\$33622.50 | | |\n| Bank Check of Purchaser payable
to Paul Weiss
Garrison LLP legal
Rifkind
Wharton
fees
including for commercial
lease and work on other
possible transactions | \\$275000.00 | | |\n| Seller is holding back an escrow of \\$1 5K for
NOTE
of carrying
out the architects
the estimated costs
for the smoke detectors
if necessary
doors
changes
pantry
signs
emergency | | | |\n\n| | | | | | | | (1) 11/2 (1/2) 2/2 (1/2) 2/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1 | | |\n|--------------------------------------------------------|------------|--|-----------------|-----------|-------------------------|----------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|--|\n| | | | CASHIER'S CHECK | | | 0 192949 | | | |\n| | BNY MELLON | | | | Date March 05, | | | | |\n| | | | | | | | Amount | | |\n| | | | | | | | | | |\n| | | | | | | | ONE WILL FOR EIVE HUNDRED SEVENTY THOUSAND SEMEN HUNDRED LT TX , DOLL ARS IF TX , DOLL ARS ( ) | | |\n| | ZERO CENTS | | | | | | | \\$ ***1 ,578,750,00 | |\n| To the order of BERRIWN HARRIS STEVENS REDITDENTIAL SA | | | | | Drawer BNY Mellon, N.A. | | | | |\n| Remitter . TWEV EARNIM & O SMARA, MIC | | | | Signature | Authorized ==== | | | | |\n| Memo: | | | | | | | | | |\n| | | | | | | | | | |\n\n사회\n\n| | | | | | | | | | r- | | | | | | | | | |\n|----|-----------------|------------|-----|--------|--------------------------------|--------|------|-------------------------------------|------------------------------------------------------|-----------|--------------------------------------------------------------------------|------|----------|------|-------------|--------------------------------|-------------------------|----|\n| | | | | | Case 22-50073
Case 22-50592 | | | 20-12411-jlg
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Page 40 of 70 | .tOflSNtAflUFEflS6kOt11 | |\n| | | | | | | | | | | IR5C14ECK | | | fl92951O | | | | | |\n| | | \\NYME.LON\\ | | | | | | | | Date | | | c5 | | | I/ | | |\n| | | | | | | | | | | | S4 | | | | | --- | | -- |\n| | | | | | | | | | \\\\ | | | | | | Athouht | | | |\n| | | | | | | // | | | | | | | | | | | | |\n| aY | | F1VAtJMRFt | | | | .7WNTt | SflC | | | | | CLRS | | ZRtt | | CENtS | | |\n| | to the order of | | | | | | | | | | | | | | | tk52
// | 25O | 00 |\n| | | | | | | | | IWtPNTIfl4L | | DerB4y | | | | | | | | |\n| | | | | | | | | | | | Mellon N.A
.Aathorzd-gl1pJ/O- | | | | | | | |\n| | Remitter | | lYE | | | | | rr | | Signatue | | | VL-L | | | L%% | | |\n| | Memo | | | | | | | | | | | | | | | | | |\n| | | | | | | | | | -- | | | | | | | | | |\n| | | -- | | _--aai | | | | | | | | | | | | | | |\n\n15170/540 163 QIANG GUO DATE PAYTO THE ORDER OF 1\\_%scJ cY kJ7LCNS kLa rW DOLLARS HSI3C ID Premier MEMOcP -% \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 41 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 32 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 15 of 42\n\n| | Case 22-50073
Case 22-50592
20-12411-jlg
Doc 1643
Doc 251
Filed 03/31/23 | Claim 3-1 Part 2
Filed 04/07/23
Entered 03/31/23 17:08:43
Entered 04/07/23 17:45:41
Filed 03/05/21
Pg 16 of 42 | Page 33 of 61
Page 42 of 70
4056 | |\n|--------|--------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------|----------------------------------------|--|\n| | LW
OMARA
JVEV BARNUM
REAL
ESTATE
TRUSTEE
ACCOUNT
170 MASON STREET
GREENWICH CT 06830 | BNY MELLON
BNYMdllonNA
51-147/211 | | |\n| | FIVE
ONE
THOUSAND
DOLLARS
HUNDRED | and
00/106 | | |\n| OTHE | | bATE | AMOUNT | |\n| RDEROF | Stroock
Stroock
Lavan
LLP | 03/06/15 | \\$1500/QO | |\n| | | | | |\n| | | | | |\n| | | AtJT | RIZDStGNWRE | |\n| | File
Nwnber
19262.022MJJ | | | |\n\n| | CHINES CONTRACTOR COLLECT CONSULT CARRONDATION CARD CONSULTER THE CHARACE 4 2 PROPES | |\n|--------------------------------------------|--------------------------------------------------------------------------------------|----------------------|\n| | CASHIER'S CHECK ( ) 0192950 | |\n| BNY MELLON | Date, Maksh 05, 2015 | |\n| | | |\n| | | Amount |\n| | | |\n| FOUR THOUSARD . DOLLARS AND . RERO . CENTS | | |\n| | | ******************** |\n| To the order of ETHE SHERRY-NETHERLIAND | A. 4. A. A. A. A. A. A. A. A. F. F. F. F. F. F.
Drawer: BNY Mellon, N.A. | |\n| | | |\n| | Authorized >>>>>
Signature\" \"\"\", \"\", \" | |\n| Remitter TWEY FARNITM & O MARA, PICO, | | |\n| Memo: | | |\n| | | |\n\n| | Casse 2225005580 - 10000 1490 - Electrical Clainter Clain Clain Clain 12745245 17 Page 36401040250 | | |\n|----|------------------------------------------------------------------------------------------------------|---------------------------------------|-------------|\n| | IVEY, BARNUM & O'MARA, LLC
REAL ESTATE TRUSTEE ACCOUNT
170 MASON STREET
GREENWICH, CT 06830 | BNE BNE BNY Mellon, N.A.
51-147/21 | |\n| | TWENTY SIX DOLLARS and 68/100 | | |\n| | | DATE | AMOUNT |\n| OF | The Sherry-Netherland, Inc. | 03/05/15 | **\\$26.68** |\n| | Balance on House Account | | |\n| | File Number: 19262.022MJJ | AUTHORIZED SIGNATURE | |\n\n1 1 O THE IRDER\n\n| | | | | Case News CASHIERS CHECK CHECK CHECK CHECK CHECK |\n|---------------------------------------|--|---------------------------------------------------------------------------------------|-----------------------------|--------------------------------------------------|\n| | | | Date : March ps , 0215 2953 | |\n| BNY MELLON | | | | |\n| | | | | Amount |\n| | | | | |\n| | | TWENTY SIM THOUSAND \"DOLLARS AND \"ZERO: \"CENTS\" \" \"WE' \"WAS | | |\n| | | | | *****26,000;00 |\n| | | To the order of MARCIA STEVENS RESIDENTIAL SALES LLC######
Drawer BNY Mellon, N.A. | | |\n| | | Authorized :: \" | | |\n| Remitter . TWEY BARNUM & O MARA , KLE | | Signature | | |\n| Memo: | | | | |\n| | | | | |\n\n| | | | 1982 8431 44 44 80 |\n|-----------------------------------|-------------------------------------------------------------------------------------|---------------------------------------|--------------------|\n| | | KEFFERIT PAD - ENTRECTION AND MASS II | |\n| | | CASHIER'S CHECK >>
0192948 | ం |\n| | | Date, Narch DS . | |\n| BNY MELLON | | | |\n| | | | |\n| | | | Amount |\n| | | | |\n| | ONE MILLION THO HUNDRED. THIRTY ONE THOUSAND WINE HUNDRED: SEVENTY FLYE ; OOLLARS ; | | |\n| | | | |\n| AND ZERO CENTS | | | ***1 (231,975 200 |\n| To the order of : WNYT DEF | | | |\n| | | Drawer BNY Mellon N.A. | |\n| | | Authorized :: \" | |\n| Remitter THEY' BARNI IM & O MARA, | | Signature | |\n| | | | |\n| Memo | | | |\n| | | | |\n\n| | CASHIER'S CHECK | |\n|------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|\n| | | 0192952 |\n| BNX MELLON | Date, March 05, 2015 | |\n| | | Amount |\n| | | |\n| | TWITH HUNDRED THERTY FOUR THOMSAND DOWARS AND TERRACCEMBS \"WA | 4,500 % |\n| | To the order of I WENMED DE DE ESCROW AGENT # # ****************************************************************************************************************************** | \\$ *****234,000,000 |\n| | Drawer: BNY Mellon, N.A. | |\n| Remitter TOE 9 ROPHI IN & O MARA I | Authorized. ***
Signature \" \" \" \" \". | |\n| Memo: | | |\n| | | |\n\n\n\n\n\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 49 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 40 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 23 of 42\n\n\n\n\n\n\n\n\n\n\n\n\n\n# PURCHASE OF UNIT 719 SERVANTS ROOM 781 FIFTH AVENUE NEW YORK NEW YORK BY GENE VER HOLDINGS LLC ON MARCH 2015\n\n### TABLE OF CONTENTS\n\n| ITEM | |\n|-----------------------------------------------------------------------------------------------------------------------------------|----|\n| and Financial
Statement
Closing Memorandum | |\n| of Sale
Contract | |\n| Power
Certificate
Original Stock
Stock
Stock
Purchasers
Receipt | |\n| Purchasers
Original Proprietary Lease | |\n| of Proprietary
Lease
Assignment | |\n| of Assignment and Assumption of Proprietary Lease
Acceptance | |\n| Consent to Assignment of Proprietary
with Common Charges
Lease
statement | |\n| of Seller
Certificate and Proprietary
Cancelled
Stock
Lease | |\n| New York State Combined Real
Transfer Tax Return
Estate | |\n| New York City
Tax Retum with Smoke
Transfer
Real
Property
and Affidavit in Lieu of Registration
Alarm Affidavit | 10 |\n| Lien Search
Cooperative | 11 |\n| Security Deposit
Agreement | 12 |\n| of Authorized Person by
LLC
Genever Holdings
Designation | 13 |\n| for Seller Trust with
statement of authority to sell
Opinion Letter | 14 |\n| Form
1099-S | 15 |\n| Invoices
Receipted | 16 |\n| Copies of Checks
in Connection
with the Closing
Delivered | 17 |\n\n# PURCHASE OF UNIT 719 SERVANTS ROOM 781 FIFTH AVENUE NEW YORK NEW YORK BY GENE VER HOLDINGS LLC ON MARCH 2015\n\n# CLOSING MEMORANDUM\n\nPurchaser Genever Holdings LLC\n\nPurchasers Counsel Ira Gilbert Esq\n\nSeller Roy Furman\n\nSellers Counsel Jules Levy Esq and Matthew Melnick Esq\n\nCooperative Corporation The Sherry Netherland Inc the Corporation\n\nPurchase Price \\$260000.00\n\nManaging Agent Self-managed by Sherry Netherland Hotel\n\nMonthly Maintenance \\$935.83\n\n212-231-6811\n\nRomer Debbas LLP\n\nBrokers Brown Harris Stevens and The Sherry-Netherland Inc\n\nPaul Weiss Rifkind Wharton Garrison LLP\n\n1285 Avenue of the Americas New York New York 10019\n\n275 Madison Avenue Suite 801 New York New York 10016\n\nManagement Susan Hennelly shennel lysherrynetherland.com\n\nNumber of shares 50\n\nThe Closing under the Contract of Sale dated March 2015 took place at the offices of Cooperative Corporation on March 2015\n\nAttending the Closing were\n\nMileson Guo Purchaser Ira Gilbert Esq Purchasers Counsel Matthew Melnick Esq Sellers Counsel Susan Hennelly Managing Agent Kathy Sloane Broker\n\nThe Table of Contents to this Closing Binder lists the documents delivered in connection with the Closing Also attached is Financial Statement which describes the monetary features of the Closing\n\n## FINANCIAL STATEMENT\n\n| | Price
Purchase | | | | | | |\n|--|----------------------------------------------------------------------------------------------------------------------------------|----------------|--|--|--|--|--|\n| | Price for Unit
Purchase | \\$260000.00 | | | | | |\n| | Less
Contract
Deposit | 26000.00 | | | | | |\n| | Balance of Purchase
Price due Seller | 8234.000.00 | | | | | |\n| | Adjustment | | | | | | |\n| | Due Purchaser for March
maintenance charges
\\$935.83 \\$30.19/dayx
days | \\$150.95 | | | | | |\n| | Total due Seller | 8234.000.00 | | | | | |\n| | Total Due
Seller
Payments Representing | | | | | | |\n| | Bank Check of Purchaser payable to Romer Debbas
LLP as Escrow
Agent | \\$234000.00 | | | | | |\n| | Check of Sellers Counsel payable
to Qiang Guo | \\$150.95 | | | | | |\n| | | 8233.849.05 | | | | | |\n| | Closing Costs Paid By or on Behalf of Purchaser | | | | | | |\n| | Check of Purchaser payable to The
Sherry
Inc
March maintenance
Netherland | \\$935.83 | | | | | |\n| | Check of Purchaser payable
lien search
to Titlevest
fee- for Units 319 and 719 | \\$600.00 | | | | | |\n| | Bank Check of Purchaser payable to The
Sherry-
tax
Inc
2%
Netherland
flip | \\$5200.00 | | | | | |\n| | Check of Purchaser payable to The
Sherry
Bank
Inc
Netherland
escrow
maintenance
\\$935.83/month
60 months | \\$56
150 00 | | | | | |\n\n| RED
WATERMARK
USA
Bank
lURES
11580
LMdi.XJ
DATE
Drawer
TRUE
VIEW
TO
LIGHT
THE
tfi
TO
O
UP
D
DOCUMENT
E
D
HOLD
LI
REMITTER
SBC | DRAFT
Case 22-50073
Case 22-50592
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CHECK
DOLLAR
OFFICIAL
US | 8
0
2
0
6
2
2
0
o1
N | 50-125 | Claim 3-1 Part 2
Filed 03/31/23
Filed 04/07/23
DOLLARS
U.S | ABOVE
AND
rOwwU/6d5DDDO
AT | Entered 03/31/23 17:08:43
Entered 04/07/23 17:45:41
Filed 03/05/21
SIGNATURE | Pg 33 of 42 | Page 50 of 61
Page 59 of 70 |\n|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------|-------------------------------------------------|---------------------------------|------------------------------------------------------------------------|-------------------------------------|---------------------------------------------------------------------------------------|-------------|--------------------------------|\n| | | | | | ORIZED | AUTHORIZED | | |\n| | | | _______________________________ | | ORDER | | | |\n\n| | DOCUMENT
UP TO THE LIGHT TO VIEW TRUE WATERMARK
HOLD | | | | | | |\n|-------------|------------------------------------------------------------|-------------|----------------------------------------|------------------------------------------|--|--|--|\n| | HSBC | 1X | | US DOLLAR DRAFT
OFFICIAL CHECK | | | |\n| | | | | 1O226O2O7 | | | |\n| | | REMI1TER | DATE | | | | |\n| PAY | | IF
NEHUN | | U.S DOLLARS | | | |\n| TO
THE | | | Drawer HSBC Bank USA
TWO SIGNATURES | REQUIRED FOR AMOUNT
\\$5DDDD AND ABOVE | | | |\n| ORDER
OF | | | | NOFUZED SIG | | | |\n| | I | 5ANA | | | | | |\n\n| Case 22-50073
Case 22-50592
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Entered 04/07/23 17:45:41
Pg 35 of 42
Page 52 of 61
Page 61 of 70 |\n|-----------------------------------------------------------------------|------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------|\n| WATERMARK | CHECK
9
0
2
DOLLAR
0
OFFICIAL
6
2
2
J
US
41
N
TRUE
VIEW | DOLLARS
U.S
aa.lLt
DATE | ABOVE
AND
\\$50000
SIGNATURE
AMOUNT
FOR
RIZED
REQUIRED
NA
USA
Bank
SIGNATURES
HSBC
Drawer
TWO | |\n| TO
DOCUMENT
HOLD | TO
LIGHT
THE
UP
4P
C
B
S
H | pj
T-IITYFI\\/L
REMITTER
i-N
PAY | ORDER
THE
TO
OF | U\\ |\n| | aD
UU | | | |\n\n\n\n\n\n\n\nROMER DEBBAS LLP ATTORNEY TRUST ACCOUNT 275 MADISON AVENUE 8tH FLOOR NEW YORK NY 10016-1101 ESCROW PLAN 975180 PAY TO THE Stroock Stroock Lavan LLP ORDER OF \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ One Thousand and 00/1 00 Stroock Stroock Lavan LLP 000.oo ro4 \\_\\_S pa ROMER DEBBAS LLP ATTORNEY TRUST ACCOUNT 275 MADISON AVENUE 8tH FLOOR NEW YORK NY 10016-1101 ESCROW PLAN 975180 National Bank 55-138/212 1327 3/6/2015 ra 55-138/212 1326 3/6/2015 MEMO Furman Sale VNB ESCROW PLUS DOLLARS I\\ PAY TO THE NYS Income Tax ORDER OF Two Thousand Four Hundred Fifty-Nine and 00/1 00 NYS Income Tax 459 00 MEMO Furman.SaIe DOLLARS VNB ESCROW PLUS Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 65 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 56 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 39 of 42\n\n| | Caree me more of the really of the comments of the comments and one of the comments of the comments of the comments of | |\n|--------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------|\n| | | 10192952 |\n| BNY MELLON | Date, March 05, 2015 | |\n| | | Amount |\n| | | |\n| | \" TWO HUNDRED THIRTY FOUR THOMSAND DOWARS ANY SERIE CENTS \" \" \" | |\n| To the order of WROMER DEBRAS LLP AS ESCRO | | *****234,000,00
ಕ್ |\n| | Drawer BNY Mellon, N.A. | |\n| Remitter / TOES POPKI IN & D MARA / LLC | Authorized \" \" \"
Signature | |\n| Memo: | | |\n| | | |\n\nUBS AG Hong Kong Branch\n\n52/F Two International Finance Centre\n\n8 Finance Street Central, Hong Kong www.ubs.com Tel. +852-2971 8888 Fax. 4852-2971 8001 BRAVO LUCK LIMITED BRAVO LUCK LIMITED 中国北京市朝阳区 北四环中路27号 捷古大观Ar37层 邮编100101 Portfolio no. Currency Account no. ﺎ Produced on 4 March 2015 Debit Advice Information & References ður ref. D/063,32973,00 Order date 04 Mar 2015 Value date 04 Mar 2015 Description In favor of 164 IVEY BARNUM AND O\"MARA, LLC TRUSTEE ACCOUNT USD (A90,741.65 THE BANK OF NEW YORK MELLON Account with NEW YORK,NY BUY A PROPERTY IN NEW YORK Payment delail Details Currency Amount Debit Transaction 62,990,741.85 USD ﺪﻳﺠﻌﻠﻬﺎ Charges 50.00 USD Net Amount Due 62,990,791.85 USD On value date we debit your account\n\nIf we do not hear from you to the contrary within 14 date of this confirmation, it will be deemed to have been\n\nKind regards UBS AG\n\naccepted by you.\n\nA UBS\n\nForm without signature\n\n| Cresse 222-5105 920 - Drin 12903 - Election (1998 - 2732 - Entitused (1203 - 12 Parce 38 off (1) | | |\n|--------------------------------------------------------------------------------------------------|--|--|\n| | | |\n\nUBS ubs ag Hong Kong Branch 52/F Two International Finance Centre 8 Finance Street Central, Hong Kong www.ubs.com Tel. +852-2971 8888 Fax. +852-2971 8001 BRAVO LUCK LIMITED BRAVO LUCK LIMITED 中国北京市朝阳区 北四环中路27号 盘古大观A座37层 邮编100101 Portfolio no. Currency Account no. Produced on 5 March 2015 Debit Advice Information & References Our ref. 0/064,33067,00 Order date 05 Mar 2015 Value date 05 Mar 2015 Description In favor of GUO QIANG HSBC BANK USA, N.A. Account with NEW YORK,NY Payment detail FOR OWN EXPENSE Details Currency Amount Debit Transaction 6,300,000.00 USD Charges 50.00 USD Net Amount Due 6,300,050,00 USD On value date we debit your account If we do not hear from you to the contrary within 14 days from the date of this confirmation, it will be deemed to have been accepted by you. Kind regards UBS AG\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|---------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, et al.,1 | :
: | Case No. 22-50073 (JAM) |\n| Debtors. | :
:
: | (Jointly Administered) |\n| ------------------------------------------------------x | | |\n\n#### **CERTIFICATE OF SERVICE**\n\nThe undersigned hereby certifies that on March 31, 2023, the foregoing Objection, and all declarations, exhibits and attachments thereto, was electronically filed. Notice of this filing was sent by e-mail to all parties to the above-captioned chapter 11 case by operation of the Court's electronic filing (\"CM/ECF\") system or by mail to anyone unable to accept electronic filing as\n\n1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\nindicated on the Notice of Electronic Filing. In addition, a copy of the Objection was served on Qiang Guo, at the address he provided as a notice address on the Disputed Claim form, Berkeley Rowe, Marble Arch Park House, 116 Park St., Mayfair, London UK W1K 6SS, by overnight mail. Parties may access this filing through the Court's CM/ECF system.\n\nDated: March 31, 2023 New Haven, Connecticut\n\nBy: */s/ Douglass Barron*\n\nAvram E. Luft (admitted *pro hac vice*) Douglass Barron (admitted *pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n*and*\n\nNicholas A. Bassett (admitted *pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n *and*\n\nDouglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for Genever* Holdings *LLC*","body_zh":"美国康涅狄格州联邦破产法院布里奇波特分庭\n\n------------------------------------------------------ x\n\n关于： ： 第 11 章\n\nHO WAN KWOK（郭文贵）等人， ： 案号 22-50073 (JAM)\n\n债务人。 ： （合并管理）\n------------------------------------------------------x x\n\n关于向 Qiang Guo（郭强）送达其所提交债权证明异议的通知\n\n特此通知：于 March 31, 2023，上述标题所列第 11 章案件（“第 11 章案件”）的债务人之一 Genever Holdings LLC（Genever 控股有限责任公司）（“Genever (US)”）提交了对 Qiang Guo 就 Genever (US) 提交的第 3-1 号债权证明（“争议债权”）的异议，以及康涅狄格州地方表格 420B《债权异议通知》（合称“异议”）[Case No. 22-50592, Docket No. 251]，请求作出命令，不予认可该债权证明。特此进一步通知：随附于异议、同样日期为 March 31, 2023 的送达证明表明，异议已送达至 Qiang Guo 在争议债权表格上列作其通知地址的地址：Berkeley Rowe（伯克利·罗）, 2 Marble Arch Park House, 116 Park St., Mayfair, London UK W1K 6SS。向该地址的送达\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui（郭文贵）、Miles Guo（郭文贵）和 Miles Kwok（郭文贵），以及众多其他别名）（税务识别号后四位：9595）、Genever Holdings LLC（Genever 控股有限责任公司）（税务识别号后四位：8202）以及 Genever Holdings Corporation（Genever 控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（卢克·A·德斯平斯），其作为 Ho Wan Kwok 遗产受托人（仅限用于通知和通信）。\n\n2 如法院所知，Berkeley Rowe 的一名事务律师 Leonard Scudder（伦纳德·斯卡德）近期曾试图就 HK USA 就 Lady May 提起的对抗程序，出庭作证支持 Mei Guo（郭美）及 HK International Funds Investments (USA) Limited, LLC（HK International Funds Investments (USA) Limited, LLC（“HK USA”））。\n\n根据 Federal Rule of Bankruptcy Procedure 3007(a)(2)(A)3 及 Local Rule of Bankruptcy Procedure 3007-1(b),4，该地址的送达已属充分，且 Genever (US) 保留与此相关的一切权利。\n\n特此进一步通知：于 April 3, 2023，Genever (US) 在 Kwok 第 11 章案件的案卷中提交了关于该异议的补充通知 [Case No. 22-50073, Docket No. 1630]。\n\n特此进一步通知：为慎重起见，并基于表明 Berkeley Rowe 在提交争议债权后已将其注册地址变更为 5 Merchant Square London W2 1AY, United Kingdom 的信息，5 该异议亦于 April 4, 2023 通过 UPS 送达至 Berkeley Rowe 位于 5 Merchant Square London W2 1AY, United Kingdom 的地址，并于 April 5, 2023 通过专人递送送达。相关送达证明随附于本通知，作为附件 1 和附件 2。\n\n特此进一步通知：Francis J. Lawall（弗朗西斯·J·劳沃尔）先生系 Bravo Luck Limited（Bravo Luck Limited（据称由 Qiang Guo 100% 拥有的实体））就第 11 章案件所聘律师。Lawall 先生于 January 9, 2023 在第 11 章案件中提交了出庭通知 [Case No. 22-50073, Docket No. 1306]。此前，在被问及其是否获授权代表 Qiang Guo 接受与第 22-05027 号对抗程序（Despins et al v. Bravo Luck Limited et al.）有关的送达时，Lawall 先生称其并不代理 Qiang Guo。\n\n3 要求将债权异议送达至“债权人在其原始或修订债权证明中最近指定为接收通知之人，送达至该证明中所示地址。”\n\n4 要求将债权异议送达至“债权证明中载明地址处的债权人。”\n\n5 该地址变更未反映于向法院提交的任何修订债权证明或其他通知中。\n\n日期：April 7, 2023 GENEVER HOLDINGS LLC\nNew York, New York\n\n签署人：/s/ Douglass Barron\n\nAvram E. Luft（阿夫拉姆·E·卢夫特）（获准临时出庭）\nDouglass Barron（道格拉斯·巴伦）（获准临时出庭）\nPAUL HASTINGS LLP\n200 Park Avenue\nNew York, New York 10166\n(212) 318-6079\naviluft@paulhastings.com\ndouglassbarron@paulhastings.com\n\n及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特）（获准临时出庭）\nPAUL HASTINGS LLP\n2050 M Street NW\nWashington, D.C., 20036\n(202) 551-1902\nnicholasbassett@paulhastings.com\n\n及\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡）(ct00616)\nPatrick R. Linsey（帕特里克·R·林赛）(ct29437)\nNEUBERT, PEPE & MONTEITH, P.C.\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 781-2847\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\nGenever Holdings LLC 代理律师\n\n美国康涅狄格州联邦破产法院布里奇波特分庭\n\n------------------------------------------------------ x\n\n关于： ： 第 11 章\n\nHO WAN KWOK（郭文贵）等人， ： 案号 22-50073 (JAM)\n\n债务人。 ： （合并管理）\n------------------------------------------------------x x\n\n下列签署人特此证明，于 April 7, 2023，前述通知及其所有附件和附随文件已以电子方式提交。该提交的通知已通过法院电子提交（“CM/ECF”）系统，以电子邮件方式发送给上述标题所列第 11 章案件的全体当事人。当事人可通过法院的 CM/ECF 系统查阅该提交文件。\n\n日期：April 7, 2023 New York, New York\n\n签署人：/s/ Douglass Barron\n\nAvram E. Luft（阿夫拉姆·E·卢夫特）（获准临时出庭）\nDouglass Barron（道格拉斯·巴伦）（获准临时出庭）\nPAUL HASTINGS LLP\n200 Park Avenue\nNew York, New York 10166\n(212) 318-6079\naviluft@paulhastings.com\ndouglassbarron@paulhastings.com\n\n及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特）（获准临时出庭）\nPAUL HASTINGS LLP\n2050 M Street NW\nWashington, D.C., 20036\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui（郭文贵）、Miles Guo（郭文贵）和 Miles Kwok（郭文贵），以及众多其他别名）（税务识别号后四位：9595）、Genever Holdings LLC（Genever 控股有限责任公司）（税务识别号后四位：8202）以及 Genever Holdings Corporation（Genever 控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（卢克·A·德斯平斯），其作为 Ho Wan Kwok 遗产受托人（仅限用于通知和通信）。\n\n(202) 551-1902\nnicholasbassett@paulhastings.com\n\n及\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡）(ct00616)\nPatrick R. Linsey（帕特里克·R·林赛）(ct29437)\nNEUBERT, PEPE & MONTEITH, P.C.\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 781-2847\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\nGenever Holdings LLC 代理律师\n\n附件 1\n\n美国康涅狄格州联邦破产法院布里奇波特分庭\n\n------------------------------------------------------ x\n\n关于： ：\n： 第 11 章\nHO WAN KWOK（郭文贵）等人，1 ：\n： 案号 22-50073 (JAM)\n债务人。 ：\n：\n： （合并管理）\n\n送达证明\n\n本人 Douglass E. Barron（道格拉斯·E·巴伦）特此证明，本人年满十八周岁，受雇于 Paul Hastings LLP，并且于 April 4, 2023，本人通过 United Postal Service (UPS) 向 Berkeley Rowe Limited（伯克利·罗有限责任公司）, 5 Merchant Square, London, United Kingdom, W2 1AY 寄送真实、准确副本的方式，促成送达下列文件。\n\nQiang Guo 提交的第 3-1 号债权证明异议 [Case No. 22-50592, Docket No. 251]。\n\n日期：April 7, 2023\n\n/s/ Douglass E. Barron Douglass E. Barron\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui（郭文贵）、Miles Guo（郭文贵）和 Miles Kwok（郭文贵），以及众多其他别名）（税务识别号后四位：9595）、Genever Holdings LLC（Genever 控股有限责任公司）（税务识别号后四位：8202）以及 Genever Holdings Corporation（Genever 控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（卢克·A·德斯平斯），其作为 Ho Wan Kwok 遗产受托人（仅限用于通知和通信）。\n\n附件 2\n\n美国康涅狄格州联邦破产法院布里奇波特分庭\n\n------------------------------------------------------ x\n\n关于： ：\n： 第 11 章\nHO WAN KWOK（郭文贵）等人，1 ：\n： 案号 22-50073 (JAM)\n债务人。 ：\n：\n： （合并管理）\n\n送达证明\n\n下列签署人证明，于 April 5, 2023，其将所附债权异议副本通过专人递送至 Berkeley Rowe Limited 的注册地址 5 Merchant Square London W2 1AY，向 Qiang Guo（转交 Berkeley Rowe Limited）进行了个人送达，并且：(i) 文件于 14:43 送达；以及 (ii) 通过专人递交给 Sarah-Jane（设施助理经理），该收件人拒绝提供姓氏。\n\n。日期：April 6, 2023\n\nLondon, United Kingdom\n\n签署人：\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n姓名：Ajay Agarwal（阿贾伊·阿加瓦尔）\n\n营业地址：Paul Hastings (Europe) LLP（保罗·黑斯廷斯律师事务所〔欧洲〕） 100 Bishopsgate London, EC2N 4AG United Kingdom\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui（郭文贵）、Miles Guo（郭文贵）和 Miles Kwok（郭文贵），以及众多其他别名）（税务识别号后四位：9595）、Genever Holdings LLC（Genever 控股有限责任公司）（税务识别号后四位：8202）以及 Genever Holdings Corporation（Genever 控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（卢克·A·德斯平斯），其作为 Ho Wan Kwok 遗产受托人（仅限用于通知和通信）。\n\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 10 of 70 Case 22-50592 Doc 251 03/31/23 03/31/23 17:08:43 1 of 61\n\n康涅狄格州地方表格 420B（债权异议通知）03/2023\n\n美国康涅狄格州联邦破产法院\n\n关于：Ho Wan Kwok（郭文贵）；Genever Holdings LLC（Genever 控股有限责任公司）；Genever Holdings\n\nCorporation（Genever 控股公司）（合并管理）\n[在此列出债务人在过去 8 年内使用的所有名称，包括婚后姓氏、婚前姓氏及商业名称。] 案号：22-50073\n债务人 章别：11\n\n债权异议通知\n\n债权编号： 债权人：\n\n3-1 Qiang Guo（郭强）\n\nGenever Holdings LLC 已在本破产案件中对您的债权提出异议。\n\n您的债权可能被减少、修改或取消。您应仔细阅读这些文件，并在您有律师的情况下与您的律师讨论。\n\n[致提出异议的一方：除非法院另有命令，您必须选择一个在提交债权异议之日后至少三十 (30) 天的答复日期。]\n\n如您不希望法院取消或变更您的债权，则您或您的律师必须在\n\nMay 1, 2023\n\n当日或之前向法院提交对该异议的书面答复，说明您的立场。\n\n如您将答复邮寄给法院以供提交，您必须及早邮寄，以使法院在上述日期当日或之前收到该答复。您的答复应邮寄至：\n\n美国康涅狄格州联邦破产法院 915 Lafayette Boulevard, Bridgeport CT 06604\n\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 11 of 70 Case 22-50592 Doc 251 03/31/23 03/31/23 17:08:43 2 of 61\n\n康涅狄格州地方表格 420B（债权异议通知）03/2023\n\n19/1000\n\n关于：Ho Wan Kwok（郭文贵）；Genever Holdings LLC（Genever 控股有限责任公司）；Genever Holdings\n\nCorporation（Genever 控股公司）（合并管理）\n[在此列出债务人在过去 8 年内使用的所有名称，包括婚后姓氏、婚前姓氏及商业名称。]\n债务人\n\n案号：22-50073 章别：11\n\n您的答复副本还应邮寄至：\n\nDouglass Barron（道格拉斯·巴伦）律师，Paul Hastings LLP，200 Park Ave., New York, NY 10166\n\n（提出异议的一方及其律师〔如适用〕的姓名和地址）\n\n（其他应被送达者的姓名和地址）\n\n如您或您的律师未采取这些步骤，法院可认定您不反对对您债权提出的异议。\n\n日期：March 31, 2023 签名：/s/ Douglass Barron\n\n姓名：Douglass Barron（道格拉斯·巴伦）\n\n地址：Paul Hastings LLP 200 Park Ave New York, NY 10166\n\n美国康涅狄格州联邦破产法院布里奇波特分庭\n\n------------------------------------------------------ x\n\n关于： ：\n： 第11章\nHO WAN KWOK（郭文贵）等人，1 ：\n： 案件编号 22-50073 (JAM)\n债务人。 ：\n：\n： （联合管理）\n\n对 QIANG GUO（郭强）提交的第 3-1 号债权证明的异议\n\nGenever Holdings LLC（“Genever (US)”）作为上述标题所列第11章案件（“第11章案件”）的债务人之一，提交本异议（“本异议”），请求作出一项实质上采用本异议附件1所附形式的命令（“拟议命令”），不予认可 Qiang Guo 就 Genever (US) 提交的第3-1号债权证明（“争议债权”）。为支持本异议，Genever (US) 谨陈述如下：2\n\n管辖权及审判地\n\n1. 本法院根据 28 U.S.C. §§ 157 and 1334 以及 United States District Court for the District of Connecticut（康涅狄格联邦地区法院）作出的 Standing Order of Reference，对本异议享有管辖权。本案属于 28 U.S.C. § 157(b) 所称的核心程序。\n\n2. 根据 28 U.S.C. §§ 1408 and 1409，本地区为适当审判地。\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui、Miles Guo 及 Miles Kwok，以及多个其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，收件人为 Luc A. Despins，作为 Ho Wan Kwok 遗产受托人（仅为通知和通信之目的）。\n\n2 争议债权副本作为附件2附于本异议之后。\n\n3. 本文所请求救济的法定依据为 United States Code（《美国法典》）title 11（“Bankruptcy Code（《破产法典》）”）sections 105 and 502，以及 Federal Rules of Bankruptcy Procedure（《联邦破产程序规则》）（“Bankruptcy Rules（《破产规则》）”）Rule 3007。\n\n请求的救济\n\n4. Genever (US) 通过本异议请求作出一项命令，实质上采用本异议所附拟议命令的形式，不予认可并注销争议债权。\n\n背景\n\nA. 第11章案件的启动\n\n5. 2020年10月12日，Genever (US) 向 United States Bankruptcy Court for the Southern District of New York（纽约南区美国破产法院）（“SDNY Bankruptcy Court”）提交了根据 Bankruptcy Code title 11 chapter 11 请求救济的自愿申请，从而启动案件编号为 20-12411 (JLG)（“SDNY Bankruptcy Case”）的程序。\n\n6. SDNY Bankruptcy Case 中未任命第11章受托人或审查人。\n\n7. Genever (US) 是一家 LLC，其唯一成员为 Genever Holdings Corporation（“Genever BVI”）。2022年2月15日，持有 Genever BVI 100%股份且为 Qiang Guo 之父的 Ho Wan Kwok（“个人债务人”）向本法院提交了根据 Bankruptcy Code chapter 11 请求救济的自愿申请。\n\n8. 2022年6月15日，本法院作出命令，指示 United States Trustee（美国受托人）在个人债务人的第11章案件中任命一名受托人（“受托人命令”）[Docket No. 465]。\n\n9. 2022年7月7日，美国受托人根据 Bankruptcy Code section 1104(d)，就任命 Luc A. Despins 为个人债务人案件中的第11章受托人（“受托人”）提交了通知及申请。[Docket No. 515]。\n\n10. 2022年7月8日，破产法院作出命令，批准在个人债务人的案件中任命受托人。[Docket No. 523]。\n\n11. 2022年8月10日，本法院作出一项命令（“公司治理命令”）[Docket No. 717]，确认受托人对于个人债务人控制的实体（包括 Genever BVI 及 Genever (US)）享有经济和治理权利，其中规定：\n\n“[受托人]为遗产利益，就所有[个人]债务人控制实体（包括但不限于 Genever (BVI)）持有[个人]债务人的全部经济及治理权利。为免生疑义，上述权利包括受托人所主张的、更换[个人]债务人控制实体的任何现有高级管理人员、董事、经理或类似人员的权限。作为上述事项的一部分，在必要范围内，受托人获授权以其在本第11章案件中担任第11章受托人的身份，担任任何被免职的该等高级管理人员、董事、经理或类似人员。”\n\n公司治理命令 ¶ 2。\n\n12. 2022年9月30日，受托人和 Genever (US) 提交联合动议，请求将 Genever (US) 的第11章案件审判地移送至本法院 [Case No. 20-12411 (JLG) 中的 Docket No. 211]（“审判地移送动议”）。SDNY Bankruptcy Court 以日期为2022年11月3日的命令批准了审判地移送动议。\n\n13. 2022年10月11日，Genever (BVI) 向本法院提交了根据 Bankruptcy Code chapter 11 请求救济的自愿申请。\n\n14. Genever (BVI) 的第11章案件中未任命受托人或无担保债权人正式委员会。\n\n15. 2022年10月14日，本法院作出命令，批准对个人债务人的第11章案件和 Genever (BVI) 的第11章案件进行联合管理 [Docket No. 970]。\n\n16. 2022年11月21日，本法院作出命令，批准对个人债务人、Genever (BVI) 和 Genever (US) 的第11章案件进行联合管理 [Docket No. 1141]。\n\nB. 该公寓及争议债权\n\n17. 2015年3月6日，Genever (US) 购买了 Sherry-Netherland, Inc.（“Sherry-Netherland”）的 3,050 股股份，并作为承租人与作为出租人的 Sherry-Netherland 就附属于该等股份、位于 781 Fifth Avenue, New York, New York 10022 的 1801、719 及 2219 号公寓单元（合称“该公寓”）订立了若干专有租赁合同。\n\n18. 2021年3月5日，Bravo Luck Limited（“Bravo Luck”）——据称由个人债务人之子 Qiang Guo 所有的实体——在 SDNY Bankruptcy Case 中提交债权证明，主张除其他事项外，其根据一份日期为2015年2月17日的所谓信托协议（“所谓信托协议”）3 为该公寓的受益所有人。作为替代主张，Bravo Luck 基于据称为购买该公寓及相关费用而支付的款项，就 Genever (US) 主张 $76,296,746.85 的一般无担保债权，其中据称 $13,306,005.00 由 Qiang Guo 个人支付。4\n\n19. 同于2021年3月5日，Qiang Guo 提交争议债权，主张就 Qiang Guo 据称就该公寓个人支付的 $13,306,005.00 获得偿还的一般无担保债权。5 争议债权以附条件为基础提出，即在以下情形下：(a) Bravo Luck 被认定并不拥有该公寓；且 (b) Qiang Guo 据称个人支付的资金未产生 Bravo Luck 的债权。\n\n3 受托人已启动对所谓信托协议提出质疑的对抗程序（Consolidated Adv. Proc. No. 22-05027）。Genever (US) 不通过本债权异议请求就 Bravo Luck 对该公寓据称享有的受益权益作出裁定。\n\n4 在其对所谓信托协议提出质疑的对抗程序中，受托人主张，除其他事项外，这些资金无论据称由 Bravo Luck 还是 Qiang Guo 支付，实际上均属于个人债务人。\n\n救济依据\n\nA. 法律标准\n\n20. Bankruptcy Code section 502(a) 规定：“根据本标题 section 501 提交债权证明的债权或权益，应视为获准，除非利害关系方……提出异议。”11 U.S.C. § 502(a)。此外，Bankruptcy Rule 3001(f) 规定，适当提交的债权证明构成该债权的表面证据。然而，债权证明要获得表面有效性，必须“列明支持该债权所必需的事实”。In re Chain, 255 B.R. 278, 280 (Bankr. D. Conn, 2000)（略去内部引文）；In re Marino, 90 B.R. 25, 28 (Bankr. D. Conn. 1988)；另见 In re Avaya, Inc., 608 B.R. 366, 369-70 (Bankr. S.D.N.Y. 2019)（规定债权人必须主张如下事实：如属实，将支持裁定债务人在法律上对债权人负有债务）。\n\n21. 一旦一方当事人推翻表面有效性，债权人即负有责任“以优势证据证明，根据适用法律，该债权应获准”。Creamer v. Motors Liquidation Co. GUC Trust (In re Motors Liquidation Co.), No. 12 Civ. 6074, 2013 WL 5549643, at *3 (S.D.N.Y. Sept. 26, 2013)（略去内部引号）；另见 In re Residential Capital, LLC, No. 15 Civ. 3248, 2016 WL 796860, at *9 (S.D.N.Y. Feb. 22, 2016)（“一旦一方提出异议……法院即采用举证责任转移框架，以确定债权应获准还是不予认可。”）。\n\n5 在争议债权中，Qiang Guo 将 Berkeley Rowe 律师事务所的地址列为其个人地址。如本法院所记得，Berkeley Rowe 的事务律师 Leonard Scudder 最近曾试图就 Mei Guo 和 HK International Funds Investments (USA) Limited, LLC（“HK USA”）支持其证言，该事项与 HK USA 就 Lady May 启动的对抗程序有关。\n\nB. 争议债权不具有表面有效性\n\n22. Qiang Guo 主张一项一般无担保债权，“以偿还其在交割时支付的全部资金以及与该公寓购买或维护有关的任何其他已付款项”。争议债权附录 ¶ 7，但未提供 Genever (US) 有义务向 Qiang Guo 偿还该等款项的法律依据，Qiang Guo 亦未主张任何事实，如属实，将支持认定其有权从 Genever (US) 获得付款。Genever (US) 可能间接受益于 Qiang Guo 的支出，并不意味着 Genever (US) 对 Qiang Guo 负有法律义务。见 In re Keeley & Grabanski Land P'Ship, No. 10– 31482, 2013 WL 238570, at *13 (Bankr. D.N.D. May 30, 2013)（“尽管有人可能因资金支出而获得利益，但未必因此产生法律义务或付款权利。债权产生于实体法。”）。\n\n23. 此外，尽管 Qiang Guo 在争议债权中附上了若干与该公寓转让有关的交割文件，以及据称与该公寓有关的 Qiang Guo 支票，但这些文件并不支持认定 Qiang Guo 有权从 Genever (US) 获得付款。争议债权所附文件中没有任何内容记载 Genever (US) 同意偿还 Qiang Guo 据称出资的协议，亦不包含能够以其他方式表明 Qiang Guo 根据适用法律享有债权的信息。\n\n24. Genever (US) 不承认对争议债权负有任何责任，且争议债权所附文件未能证明 Genever (US) 对 Qiang Guo 负有责任。因此，应全额不予认可并注销争议债权。\n\n权利保留\n\n25. 本异议不限于本文所述理由。因此，其不影响 Genever (US) 以任何理由对争议债权提出异议的权利。Genever (US) 明确保留所有进一步的实体性或程序性异议，包括根据 Bankruptcy Code section 502(d) 提出的异议。本文所载任何内容或根据该等救济采取的任何行动，均无意且不应被解释为：(a) 承认任何针对 Genever (US) 的申请前债权的有效性；(b) 放弃 Genever (US) 以任何理由对任何申请前债权提出争议的权利；(c) 承诺或要求支付任何申请前债权；(d) 暗示或承认任何特定债权属于本异议或准予本异议所请求救济的任何命令中所列明或界定的类型；或 (e) 放弃 Genever (US) 根据 Bankruptcy Code 或任何其他适用法律享有的权利。\n\n[本页剩余部分特意留白。]\n\n据此，Genever (US) 恭请本院不予认可争议债权，并给予公正的其他及进一步救济。\n\n日期：March 31, 2023 GENEVER HOLDINGS LLC（Genever Holdings 有限责任公司） New Haven, Connecticut\n\n签署人：/s/ Douglass Barron\n\nAvram E. Luft（临时获准出庭） Douglass Barron（临时获准出庭） PAUL HASTINGS LLP（普衡律师事务所） 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n以及\n\nNicholas A. Bassett（临时获准出庭） PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n以及\n\nDouglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\nGenever Holdings LLC 的代理律师\n附件 1\n拟议裁定\nUNITED STATES BANKRUPTCY COURT（美国破产法院） DISTRICT OF CONNECTICUT（康涅狄格州联邦地区） BRIDGEPORT DIVISION（布里奇波特分院）\n\n------------------------------------------------------ x\n\n关于： :\n: Chapter 11\nHO WAN KWOK（郭文贵）等人，1 :\n: Case No. 22-50073 (JAM)\n债务人。 :\n:\n: （合并管理）\n\n关于不予认可并注销由 QIANG GUO（郭强）提交的第 3-1 号债权的裁定\n\n鉴于，Genever Holdings LLC（“Genever (US)”）依据《美国法典》第 11 编（“破产法”）第 502(b) 条和第 105(a) 条，以及《联邦破产程序规则》（“破产规则”）第 3007 条提出异议（“异议”）2，请求作出裁定（本“裁定”），不予认可由 Qiang Guo（“争议债权”）提交的第 3-1 号债权，并给予相关救济，详见异议所述；并且，本院根据 28 U.S.C. § 1334 对审理异议及其中所请求的救济具有管辖权；并且，根据 28 U.S.C. § 157(b)，对异议及其中所请求救济的审理属于核心程序；并且，根据 28 U.S.C. §§ 1408 和 1409，本院为适格审理地；并且，已就异议中所请求的救济给予适当且正当的通知，且本院认为无需给予其他或进一步通知；并且，该等通知在此情形下已属充分和适当；并且\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）以及 Genever Holdings Corporation（Genever Holdings 公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 财产的受托人（仅为通知和通信之目的）。\n\n2 本文中使用但未另行定义的首字母大写术语，具有异议中规定的含义。\n\n破产法院已于 [ ] 就异议所请求的救济举行听证会（“听证会”）；并基于听证会记录以及破产法院此前进行的所有程序；并且，破产法院认定，异议中所述的法律和事实依据已确立作出本裁定所给予救济的正当理由；并经适当审议，且有充分理由显示，\n\n特此命令：\n\n1. 异议在本裁定所规定的范围内予以准许。\n\n2. 根据破产法第 502(b) 条和第 105(a) 条以及破产规则第 3007 条，争议债权全部不予认可并予以注销。\n\n3. 本裁定的条款和条件于录入后立即生效。\n\n4. 授权 Genever (US) 及法院书记员采取落实本裁定所给予救济的一切必要或适当措施。\n\n5. 破产法院保留对因实施本裁定而产生或与之相关的一切事项的管辖权。\n附件 2\n争议债权\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 24 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 15 of 61 20-12411-jlg Claim 3-1 Filed 03/05/21 Pg 1 of 3\n填写以下信息以识别本案：\n\n债务人 1 Genever Holdings LLC\n\n债务人 2（如共同申报，为配偶）\n\nUnited States Bankruptcy Court Southern District of New York（纽约南区） 案件编号：20−12411\n\nFILED U.S. Bankruptcy Court\n\nSouthern District of New York 3/5/2021\n\nVito Genna，书记员\n官方表格 410 债权证明 04/19\n\n填写本表格前，请阅读说明。本表格用于在破产案件中提出付款债权。请勿使用本表格提出支付行政费用的请求。应根据 11 U.S.C. § 503 提出该等请求。\n\n提交人必须在本表格或任何所附文件中删除或遮盖依法享有隐私权的信息。请附上支持该债权的任何文件的经遮盖副本，例如本票、采购订单、发票、往来账户明细表、合同、判决书、抵押文件和担保协议。请勿寄送原始文件；扫描后可能会被销毁。如无法提供该等文件，请在附件中说明。\n\n提交虚假债权的人可能被处以最高 $500,000 的罚款、最高 5 年监禁，或两者并处。18 U.S.C. §§ 152, 157, and 3571.\n\n请填写截至案件提交日的所有债权信息。该日期载于您收到的破产通知（表格 309）中。\n\n第 1 部分：识别债权\n\n1.目前债权人是谁？ Qiang Guo\n目前债权人的姓名（应就该债权获得付款的个人或实体）\n债权人向债务人使用过的其他名称\n2.该债权是否从他人处受让？ 否\n是。受让自何人？\n3.应将通知和付款发送至债权人的何处？ 应将债权人通知发送至何处？ 应将债权人付款发送至何处？（如不同）\n债权人应收通知地址？ Qiang Guo\n《联邦破产程序规则》 姓名 姓名\n(FRBP) 2002(g) 转交 Berkeley Rowe\nMarble Arch Park House, 116 Park St\nMayfair, London UK W1K 6SS\n联系电话 联系电话\n联系电子邮箱 联系电子邮箱\n第 13 章电子付款的统一债权标识符（如有使用）：\n4.该债权是否修订已提交的债权？ 否\n是。法院债权登记册上的债权编号（如已知） 提交日期\n5.您是否知道其他人已就该债权提交债权证明？ 否 MM / DD / YYYY\n是。谁提交了先前的文件？\n官方表格 410 债权证明 第 1 页\n\nCase 22-50073\nCase 22-50592 Doc 1643\nDoc 251\n20-12411-jlg\nFiled 03/31/23\nFiled 04/07/23\nClaim 3-1 Filed 03/05/21\nEntered 03/31/23 17:08:43\nEntered 04/07/23 17:45:41 Pg 2 of 3 Page 16 of 61\n\n第 2 部分：提供案件提交日的债权信息\n6.您是否有用于识别债务人的任何编号？ 否\n是。债务人账户后 4 位数字，或您用于识别债务人的任何编号：\n7.债权金额是多少？ $\n13306005.00 该金额是否包括利息或其他费用？\n否\n是。请附上列明破产规则第 3001(c)(2)(A) 条要求的利息、费用、支出或其他收费项目的明细表。\n8.债权的依据是什么？ 示例：销售货物、出借款项、租赁、提供服务、人身伤害或非正常死亡，或信用卡。请附上破产规则第 3001(c) 条要求的、支持债权的任何文件的经遮盖副本。\n请限制披露依法享有隐私权的信息，例如医疗保健信息。\n见所附补充附件\n9.债权全部或部分是否有担保？ 否\n是。该债权由对财产的留置权担保。\n财产性质：\n不动产。\n如债权以债务人的主要住所作担保，请随本债权证明提交抵押债权证明附件（官方表格 410−A）。\n机动车\n其他。请说明：\n完善依据：\n请附上能够证明担保权益已获完善的任何文件的经遮盖副本，例如抵押文件、留置权、产权证书、融资声明，或显示该留置权已提交或登记的其他文件。\n财产价值： $\n债权中有担保的金额： $\n债权中无担保的金额： $ （有担保及无担保金额之和应与第 7 行金额相符。）\n截至申请日为补救任何违约所需的金额： $\n年利率（案件提交时） %\n固定\n浮动\n10.该债权是否基于租赁？ 否\n是。截至申请日为补救任何违约所需的金额。$\n11.该债权是否受抵销权约束？ 否\n是。请识别该财产：\n官方表格 410 债权证明 第 2 页\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 26 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 17 of 61 20-12411-jlg Claim 3-1 Filed 03/05/21 Pg 3 of 3\n\n12.债权全部或部分是否根据 11 U.S.C. § 507(a) 有权获得优先权？ 否\n是。勾选所有适用项： 有权获得优先权的金额\n\n债权可能部分为优先债权，部分为非优先债权。例如，在某些类别中，法律限制有权获得优先权的金额。 家庭扶养义务（包括赡养费和子女抚养费）\n根据 11 U.S.C. § 507(a)(1)(A) 或 (a)(1)(B)。 $\n为购买、租赁或出租供个人、家庭或家庭成员使用的财产或服务而支付的订金，最高 $3,025*。11 U.S.C. § 507(a)(7)。 $\n在提交破产申请前 180 天内，或在债务人业务终止前（以较早者为准）所赚取的工资、薪金或佣金（最高 $13,650*）。11 U.S.C. § 507(a)(4)。 $\n欠政府单位的税款或罚金。11 U.S.C. § 507(a)(8)。 $\n对雇员福利计划的供款。11 U.S.C. § 507(a)(5)。 $\n其他。请指明适用的 11 U.S.C. § 507(a)( ) 款 $\n* 对于在调整日期当日或之后开始的案件，该等金额将于 4/1/22 以及此后每 3 年调整一次。\n第 3 部分：在下方签署\n填写本债权证明的人必须签署并注明日期。FRBP 9011(b)。 勾选适当的方框：\n我是债权人。\n我是债权人的律师或获授权代理人。\n如您以电子方式提交本债权，FRBP 5005(a)(2) 授权法院制定地方法规，规定何为签名。 我是受托人、债务人，或其获授权代理人。破产规则第 3004 条。\n我是保证人、担保人、背书人或其他共同债务人。破产规则第 3005 条。\n\n我理解，在本债权证明上作出的授权签名构成对下述事项的确认：在计算债权金额时，债权人已将收到的针对该债务的任何付款贷记给债务人。\n\n我已审阅本债权证明中的信息，并有合理理由相信该等信息真实且正确。\n\n我在伪证罪处罚的约束下声明，前述内容真实且正确。\n\n18 U.S.C. §§ 152, 157 and 3571. 签署日期 3/5/2021\n\nMM / DD / YYYY\n/s/ Qiang Guo\n签名\n请以印刷体填写完成并签署本债权的人员姓名：\n姓名 Qiang Guo\n职务 名\n中间名\n姓\n公司\n地址 如获授权代理人为服务商，请将该公司确定为公司\n转交 Berkeley Rowe, 116 Park St\n门牌号 街道\nMayfair, London UK W1K 6SS,\n联系电话 城市 州 邮政编码\n电子邮箱\n\n提交虚假债权的人可能被处以最高 $500,000 的罚款、最高 5 年监禁，或两者并处。\n\n填写以下信息以识别本案：\n\nGenever Holdings LLC\n债务人 1\n\n债务人 2\n\n（如共同申报，为配偶）\nUnited States Bankruptcy Court for the: __________ District of __________\nSouthern District of New York\n20-12411 (JLG)\n案件编号 ___________________________________________\n\n官方表格 410\n债权证明\n\n填写本表格前，请阅读说明。本表格用于在破产案件中提出付款债权。请勿使用本表格提出支付行政费用的请求。应根据 11 U.S.C. § 503 提出该等请求。\n\n提交人必须在本表或任何随附文件中删除或遮蔽有权获得隐私保护的信息。请附上支持该债权的任何文件的经遮蔽副本，例如本票、采购订单、发票、往来账户明细表、合同、判决书、抵押文件和担保协议。请勿寄送原件；原件在扫描后可能被销毁。如文件无法取得，请在附件中说明。\n\n提交欺诈性债权的人可被处以最高 \\$500,000 的罚金、最高 5 年监禁，或两者并处。18 U.S.C. §§ 152, 157, and 3571.\n\n请填写截至案件提交之日的全部债权信息。该日期载于您收到的破产通知书（Form 309）中。\n\n第 1 部分：确定债权\n\n1. 现债权人是谁？ Qiang Guo（郭强）\n\n现债权人姓名（就本债权应获得付款的个人或实体）\n\n债权人曾向债务人使用的其他名称\n\n2. 该债权是否从他人处受让？ ✔\n\n‰\n否\n\n‰ 是。转让自何人？______________________________________________________________________________________________________\n\n3. 向债权人发送通知和付款应寄往何处？ 向债权人发送通知应寄往何处？ 向债权人发送付款应寄往何处？（如不同）\n\nQiang Guo（郭强）c/o Berkeley Rowe（伯克利·罗律师事务所）\n\n姓名 姓名\n\nFederal Rule of _____________________________________________________\n\nBankruptcy Procedure Marble Arch Park House, 116 Park St.\n\n(FRBP) 2002(g) ______________________________________________________\n\n门牌号 街道 门牌号 街道\n\nMayfair, London UK W1K 6SS\n\n城市 州 邮政编码 城市\n\n州 邮政编码\n\n联系电话________________________ 联系电话________________________\n\n联系电子邮箱________________________ 联系电子邮箱________________________\n\n第 13 章电子付款统一债权识别码（如使用）：\n\n__ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __ __\n\n4. 本债权是否修正已提交的债权？ ✔\n\n‰\n否\n\n‰\n是。法院债权登记册中的债权编号（如知悉）________ 提交日期________________________\n\n月\n/ 日 / 年\n\n5. 您是否知道是否有人已就本债权提交债权证明？ ✔\n\n‰\n否\n\n‰\n是。谁作出了此前的提交？_____________________________\n\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 28 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 19 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 2 of 42\n\n6. 您是否有任何用于识别债务人的编号？ ✔\n\n‰\n否\n\n‰\n是。债务人账户的后 4 位数字，或您用于识别债务人的任何编号：____ ____ ____ ____\n\n7. 债权金额是多少？ 13,306,005.00\n\n\\$_____________________________。该金额是否包括利息或其他费用？\n\n‰\n否\n\n✔\n‰\n是。请附上根据 Bankruptcy Rule 3001(c)(2)(A) 要求列明利息、费用、支出或其他收费的明细表。\n\n见所附附录\n\n8. 债权的依据是什么？ 示例：出售货物、出借款项、租赁、已提供服务、人身伤害或非正常死亡，或信用卡。\n\n请附上 Bankruptcy Rule 3001(c) 要求的支持该债权的任何文件的经遮蔽副本。\n\n限制披露有权获得隐私保护的信息，例如医疗保健信息。\n\n见所附附录\n\n9. 债权是否全部或部分有担保？ ✔\n\n‰\n否\n\n‰\n是。该债权由财产留置权担保。\n\n财产性质：\n\n‰\n不动产。如债权由债务人的主要住所担保，请随本债权证明提交抵押债权证明附件（Official Form 410-A）。\n\n‰\n机动车\n\n‰\n其他。说明：\n\n完善依据：\n\n请附上证明担保权益已完善的文件（如有）的经遮蔽副本（例如，显示留置权已提交或登记的抵押文件、留置权、产权证书、融资声明或其他文件）。\n\n财产价值：\n\n\\$__________________\n\n债权中有担保的金额：\n\n\\$__________________\n\n债权中无担保的金额：\\$__________________（有担保金额与无担保金额之和应与第 7 行的金额一致。）\n\n截至申请提交之日弥补任何违约所需的金额：\n\n\\$____________________\n\n年利率（案件提交时）_______%\n\n‰\n固定\n\n‰\n浮动\n\n10. 该债权是否基于租赁？ ✔\n\n‰\n否\n\n‰\n是。截至申请提交之日弥补任何违约所需的金额。\n\n\\$____________________\n\n11. 该债权是否受抵销权约束？ ✔\n\n‰\n否\n\n‰\n是。确定财产：___________________________________________________________________\n\n12. 债权是否全部或部分有权根据 11 U.S.C. § 507(a) 获得优先权？ ‰\n否\n\n‰\n是。请勾选一项： 有权获得优先权的金额\n\n一项债权可能部分具有优先权，部分不具有优先权。例如，在某些类别中，法律限制有权获得优先权的金额。 根据 11 U.S.C. § 507(a)(1)(A) 或 (a)(1)(B) 的家庭扶养义务（包括赡养费和子女抚养费）。\n\n用于为个人、家庭或家庭生活购买、租赁或出租财产或服务的预付款，最高 \\$3,025*。11 U.S.C. § 507(a)(7)。\n\n在提交破产申请前 180 天内或债务人业务终止前（以较早者为准）赚取的工资、薪金或佣金（最高 \\$13,650*）。\n\n11 U.S.C. § 507(a)(4)。\n\n欠政府单位的税款或罚金。11 U.S.C. § 507(a)(8)。 A\n\n向雇员福利计划缴纳的款项。11 U.S.C. § 507(a)(5)。\n\n其他。请注明适用的 11 U.S.C. § 507(a)(_) 款。\n\n* 对于在调整日期当日或之后开始的案件，金额须于 4/01/22 以及其后每 3 年调整一次。\n\n第 3 部分：1 在下方签署\n\n请勾选适当的方框：\n\n联系电话\n\n填写本债权证明的人必须签名并注明日期。\n\nFRBP 9011(b)。 ET 我是债权人。\n\n我是债权人的律师或授权代理人。\n\n如您以电子方式提交本债权，FRBP 5005(a)(2) 授权法院制定地方法规则，规定何种形式构成签名。 我是受托人、债务人，或其授权代理人。Bankruptcy Rule 3004。\n\n我是保证人、担保人、背书人或其他共同债务人。Bankruptcy Rule 3005。\n\n我理解，本债权证明上的授权签名构成确认：债权人在计算债权金额时，已将就该债务收到的任何付款贷记债务人。\n\n提交欺诈性债权的人可被处以最高 \\$500,000 的罚金、最高 5 年监禁，或两者并处。 我已审阅本债权证明中的信息，并有合理理由相信该信息真实、正确。\n\n我在伪证处罚的约束下声明，上述内容真实、正确。\n\n18 U.S.C. §§ 152, 157, and 35741. 202\n\n签署日期 U 7\n\n月 / 日 / 年\n\n签名\n\n请以正楷填写完成并签署本债权的人员姓名：\n\n姓名 Qiang Guo（郭强）\n\n名字 中间名 姓氏\n\n职务\n\n公司\n\n如授权代理人为服务机构，请将该公司确定为公司服务机构。\n\n地址 c/o Berkeley Rowe（伯克利·罗律师事务所）, Marble Arch Park House, 116 Park St.\n\n门牌号 街道\n\nMayfair, London UK W1K 6SS\n\n城市 州 邮政编码\n\n电子邮箱\n\nGENEVER HOLDINGS LLC（吉尼弗控股有限责任公司） 美国纽约南区破产法院，案号 20-12411 QIANG GUO（郭强）债权证明附录\n\nQiang Guo（“Guo”）（郭强）特此提交其随附债权证明（以下简称“债权证明”）的本附录。如以下所述并通过债权证明主张，Genever Holdings LLC（以下简称“债务人”）对 Guo（郭强）负有不少于 \\$13,306,005.00 的责任，另加尚待计算的利息（以下简称“债权金额”）。\n\n与 QIANG GUO（郭强）债权有关的背景\n\n1. Bravo Luck Limited（布拉沃幸运有限公司，以下简称“Bravo Luck”）是一家在英属维尔京群岛注册成立的英属维尔京群岛商业公司。Guo（郭强）是 Bravo Luck 的唯一股东。\n\n2. 2015 年初，Bravo Luck 确定 Sherry-Netherland, Inc.（谢里-尼德兰公司，以下简称“Sherry-Netherland”）位于纽约州纽约市第五大道 781 号的第 18 层公寓（包括位于 2219 号及 719 号单元的某些动产和佣人房，以下统称“该公寓”）为潜在投资物业。Bravo Luck 始终拟成为该公寓的最终所有人；然而，在 Guo（郭强）及/或其代理人进行初步讨论后，Guo 被告知，如由年纪较大、资历更深的个人作为名义申请人，申请可能更容易成功。因此，Miles Kwok（郭文贵，以下简称“Kwok”）被引入，作为支持债务人就该公寓提出申请的资深个人。为推进该交易，Bravo Luck、Kwok、债务人及 Genever Holdings Corporation（吉尼弗控股公司，以下简称“Genever BVI”，并与债务人合称“Genever Entities”）订立了一项信托协议，以明确 Kwok 作为受托人，为作为 Genever Entities 受益所有人的 Bravo Luck，以信托方式持有 Genever Entities 及其收入、利润和股息（如有），因而亦以信托方式持有该公寓。\n\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 31 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 22 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 5 of 42\n\n3. 尽管为支持购买该公寓而有必要引入一名年龄大于 Guo（郭强）的个人申请人，记录清楚表明，用于购买和维护该公寓的资金由 Bravo Luck 直接或间接垫付。2015 年 3 月 4 日，Bravo Luck 向该公寓卖方的律师 Ivey Barnum and O'Mara, LLC（艾维·巴纳姆与奥马拉律师事务所）转账 \\$62,990,741.86。该电汇的附言栏注明，该等资金将用于“在纽约购买一处房产”。2015 年 3 月 5 日，Bravo Luck 向 Guo（郭强）转账 \\$6,300,000.00，以支付预计在交割时发生的各项费用。\n\n4. 2015 年 3 月 6 日，该公寓的出售完成交割。Guo（郭强）以 Bravo Luck 的高级职员及代表身份出席交割。下表列明 Guo 代表 Bravo Luck 支付的、与购买该公寓有关的具体金额。附件 A 为显示支付该等金额的交割备忘录摘录：\n\n金额 用途\n\n\\$7,000,000 与购买该公寓有关的合同保证金\n\n\\$3,369,000 该公寓的维护费托管款\n\n\\$1,350,000 该公寓 2% 的转售税\n\n\\$56,150.00 该公寓 2015 年 3 月维护费\n\n\\$1,871.67 2015 年 3 月走廊许可费\n\n\\$675,000 1% 的纽约豪宅税\n\n\\$33,622.50 用于 Stoock & Stroock（斯图克与斯图克律师事务所）律师费\n\n\\$221,875.00 8.875% 的纽约销售税\n\n\\$600.00 用于该公寓的留置权查询\n\n\\$275,000 用于 Paul Weiss（保罗·韦斯律师事务所）律师费\n\n\\$26,000 佣人房（719 号单元）的合同保证金\n\n\\$234,000 佣人房（719 号单元）购买价款余额\n\n\\$935.83 交割时支付的佣人房（719 号单元）2015 年 3 月维护费\n\n\\$600.00 交割时支付的佣人房（719 号单元）留置权查询费用\n\n\\$5,200.00 交割时支付的佣人房（719 号单元）2% 转售税\n\n\\$56,150.00 交割时支付的佣人房（719 号单元）维护费托管款\n\n\\$13,306,005.00\n\nGenever US 的破产申请\n\n5. 2020 年 10 月 12 日，债务人在 United States Bankruptcy Court for the Southern District of New York（美国纽约南区破产法院）根据 Bankruptcy Code（破产法）第 11 章提交了自愿救济申请。\n\nQIANG GUO（郭强）的一般无担保债权\n\n6. Bravo Luck 主张其为该公寓的受益所有人，该公寓由 Kwok（郭文贵）和 Genever Entities 为 Bravo Luck 的利益以信托方式持有。因此，该公寓及其出售所得的任何收益仍为 Bravo Luck 的财产，而非债务人的财产。\n\n7. 然而，如：(i) 对 Bravo Luck（布拉沃·拉克）具有管辖权的法院认定，因该公寓由 Kwok（郭文贵）及 Genever Entities（Genever 实体，包括债务人）以信托方式持有，Bravo Luck 不拥有该公寓；且 (ii) Guo（郭文贵）直接支付的款项未使 Bravo Luck 对债务人产生债权，则 Guo 特此主张对债务人享有一项不少于 $13,306,005.00 的普通无担保债权，以偿还其于交割时支付的全部款项，以及与该公寓购买或维护有关的任何其他已付款项。\n\n8. 此外，如该公寓的维护保证金（由 Guo 在交割日开具的支票提供资金）在破产申请提交后被使用，Guo 保留修改本债权申报的权利，以主张任何该等款项有权享有管理费用优先权，或提交主张同一事项的动议。\n\n9. 此外，如对 Bravo Luck 具有管辖权的法院认定 Bravo Luck 不拥有该公寓，Guo 明确保留就债权金额追回利息的权利。\n\n权利保留\n\n10. 本债权申报系对 Guo 在本破产案件中持有的任何及全部其他债权、权利和救济的补充，而非替代。本债权申报在完全保留权利和救济的情况下提交，包括主张与该公寓直接或间接相关的额外、修改、补充和／或修订后的债权申报及管理费用请求的权利，并完全保留：(1) Guo 对债务人以外任何一方享有的权利和／或债权；及 (2) Guo 对任何财产（包括任何破产财产）的权益。\n\n11. Guo 保留所有抵销及追偿权利。\n\n12. Guo 不放弃任何可能于破产申请提交后、重整计划确认后，或本案转换为《破产法》任何其他章节下案件后对债务人产生的债权。\n\n13. 提交本债权申报并非旨在、且不应被解释为救济方式的选择、对任何过去、现在或未来违约或违约事件的放弃，或对 Guo 任何权利、救济、债权或权益的放弃或限制。\n\n不接受管辖\n\n14. 通过提交本债权申报，Guo 不就任何目的接受破产法院的管辖，但就本债权申报中主张的债权而言除外；Guo 不放弃并特别保留其对债务人、债务人破产财产的任何受托人（包括 chapter 11 trustee〔第 11 章受托人〕）、任何重整计划确认后的破产财产受托人，或任何其他方可能对 Guo 主张的任何债权所享有的一切程序性及实体性抗辩（包括但不限于任何抵销及追偿权利）。\n\n附件 A\n\nGENEVER HOLDINGS LLC 于 2015 年 3 月购买位于纽约州纽约市第五大道 781 号的合作公寓 1801、1804、1807、1809、1811、18 层，以及单元 2219 佣人房\n\n2015 年 3 月\n\n目录\n\n项目\n\n交割备忘录\n及财务\n销售说明书\n\n合同\n\n授权书\n\n原始股票\n股票\n股票\n购买人\n证书\n收据\n（18 层及 MR 2219）\n\n购买人\n原始专有租约\n\n专有租约\n转让书\n\n专有租约转让及承担书\n\n接受书\n\n附带共同费用的专有\n租约转让同意书\n\n遗失专有租约\n声明书\n\n宣誓书\n及遗失股票\n及卖方协议\n\n证明书\n\n纽约州综合不动产\n转让\n税申报表\n\n附有烟雾报警器的遗产\n税申报表\n\n纽约市\n转让\n不动产\n及代替登记的宣誓书\n\n宣誓书\n\n应付销售税\n说明书 10\n\n卖方报告\n\n偶发销售 11\n\n卖方\n文件\n及交割决议\n\n买方组织 12\n文件\n及交割决议\n\n实体组织 13\n文件\n\n协议保证\n\n公司文件\n及\n所需的\n关于股份及专有\n租约的同意书\n\n协议\n\n租约\n协议名称宣誓书／函件\n\n保证金 14\n\n许可证\n意见函 15\n\n附带许可协议的\n转让\n协议 16\n\n建筑师函\n\n关于单元合并 17\n\n单元合并工程的\n$15000.00\n托管\n留置款协议\n\n与建筑师签订的\n列明所需\n工程的函件 18\n\n留置权检索\n\n合作公寓 19\n\n变更协议的承担及变更协议 20\n\n非外国人\n身份\n证明书 21\n\n保险证明及保单 22\n\n1099-S\n表格 23\n\n公司文件\n\n杂项 24\n\n已付款发票 25\n\n与交割有关的\n支票副本\n已交付 26\n\nGENEVER HOLDINGS LLC 于 2015 年 3 月购买位于纽约州纽约市第五大道 781 号的合作公寓 1801、1804、1807、1809、1811、18 层，以及单元 2219 佣人房\n\n交割备忘录\n\n买方 Genever Holdings LLC，由\nGenever Holdings\nCorporation（Genever Holdings 公司）代表\n\n买方\n律师 Ira Gilbert, Esq.（艾拉·吉尔伯特律师）\nPaul Weiss Rifkind Wharton & Garrison LLP（保罗·韦斯、里夫金德、沃顿及加里森律师事务所）\n1285 Avenue of the Americas\n纽约州纽约市\n\n卖方 1800s LLC（1800s 有限责任公司）\nSherry\n\n卖方律师 Michael Jones, Esq.（迈克尔·琼斯律师）\nIvey Barnum & O'Mara LLC（艾维、巴纳姆及奥马拉有限责任公司）\n170 Mason Street\n康涅狄格州格林尼治\n\nmjones@ibolaw.com\n203-661-6000\n\n合作公寓公司 Sherry Netherland, Inc.（谢里－内瑟兰公司）\n\n购买价格 单元\n$70000000.00\n个人动产 $67500000.00\n$2500000.00\n\n管理代理 由 Sherry Netherland Hotel（谢里－内瑟兰酒店）管理\n自行管理\nSusan Hennelly（苏珊·亨内利）\n管理部门\nshennellysherrynetherland.com\n212-231-6811\n\n每月维护费 $56150.60\n\n经纪人 Brown Harris Stevens（布朗·哈里斯·史蒂文斯）\n及 Sothebys International Realty（苏富比国际地产）\n\n股份数量 3000\n\n根据日期为 February 21 2015 的销售合同，交割于 March 2015 在合作公寓公司的办公室进行。\n\n出席交割的人员为：\n\nMileson Guo（郭文贵），买方；Ira Gilbert, Esq.（艾拉·吉尔伯特律师），买方律师；Michael Jones, Esq.（迈克尔·琼斯律师），卖方律师；Susan Hennelly（苏珊·亨内利），管理代理人；Kathy Sloane（凯西·斯隆），经纪人。\n\n本交割文件夹的目录列明了与交割相关而交付的文件。另附有描述交割金钱事项的财务说明书。\n\n财务说明书 18 层\n\n购买\n价格\n\n单元购买\n价格 $67500000.00\n\n个人动产购买\n价格 2500000.00\n\n减去\n合同\n保证金 7000000.00\n\n应付卖方的购买\n价款余额 $63.000.000.00\n\n调整\n\n买方应付的 3 月\n维护\n费用\n1.29\n$56150.00/31 天 $181\n$9056.45\n\n买方应付的走廊\n许可费\n$1871.67/31 天 $60.38\n301.88\n\n应付卖方总额 862.990.641.67\n\n应付\n卖方总额\n代表的付款\n\n根据汇款指示向\n卖方汇款 $62990741.85\n862.990.641.67\n\n由买方或代表买方支付的交割费用\n\n买方开具、支付给 The Sherry Netherland, Inc.（谢里－内瑟兰公司）的银行本票\n3 月维护费\n注：我们支付\n但收回上述\n每日调整额 $56150.00\n\n买方开具、支付给 The Sherry-Netherland, Inc.（谢里－内瑟兰公司）的银行本票\n单元\n2%\n转售税，按 $67500000.00 计算 $1350000.00\n\n买方开具、支付给 New York State（纽约州）的银行本票\n个人动产 $2500000.00 的 8.875%\n销售税 $221875.00\n\n买方开具、支付给 The Sherry-Netherland, Inc.（谢里－内瑟兰公司）的银行本票\n维护费\n60 个月托管 $56150.00\n$3369000.00\n\n买方开具、支付给 NYC Dept of Finance（纽约市财政局）的银行本票\n纽约州豪宅税 1%\n留置权 $675000.00\n\n买方开具、支付给 Titlevest（泰特尔维斯特）的支票\n18 层及 22 层佣人房的\n留置权检索\n费用 $600.00\n\n买方开具、支付给 The Sherry Netherland, Inc.（谢里－内瑟兰公司）的银行本票\n走廊许可费\n3 月\n注：我们支付但收回上述\n调整额 $1871.67\n\n买方开具、支付给 Stroock & Stroock & Lavan LLP（斯特鲁克、斯特鲁克及拉万律师事务所）的银行本票\n合作公寓律师\n费用 $33622.50\n\n买方开具、支付给 Paul Weiss Rifkind Wharton & Garrison LLP（保罗·韦斯、里夫金德、沃顿及加里森律师事务所）的银行本票\n法律\n费用，包括商业\n租约及其他可能\n交易的工作 $275000.00\n\n注：卖方留存 $15K 托管款，以支付建筑师\n实施烟雾探测器、\n餐具室门、\n紧急标志\n变更的估计费用（如有必要）。\n\n(1) 11/2 (1/2) 2/2 (1/2) 2/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1\n\n银行本票 0192949\nBNY MELLON（纽约梅隆银行） 日期 March 05，\n金额\n\n壹佰伍拾柒万捌仟柒佰伍拾美元整\n零美分 $ ***1,578,750.00\n\n支付给 BROWN HARRIS STEVENS RESIDENTIAL SALES LLC（布朗·哈里斯·史蒂文斯住宅销售有限责任公司）的指示\n出票人：BNY Mellon, N.A.（纽约梅隆银行，全国协会）\n付款人：IVEY BARNUM & O'MARA, LLC（艾维、巴纳姆及奥马拉有限责任公司） 签字 授权签字\n备注：\n\n社会\n\nr-\n\nCase 22-50073\nCase 22-50592 20-12411-jlg\nDoc 1643\nDoc 251 Claim 3-1 Part 2\nFiled 03/31/23\nFiled 04/07/23 Entered 03/31/23 17:08:43\nEntered 04/07/23 17:45:41\nFiled 03/05/21 Pg 14 of 42 Page 31 of 61\nPage 40 of 70 .tOflSNtAflUFEflS6kOt11\nIR5C14ECK fl92951O\n\\NYME.LON\\ 日期 c5 I/\nS4 --- --\n\\\\ 金额\n//\naY F1VAtJMRFt .7WNTt SflC CLRS ZRtt CENtS\n支付给 tk52\n// 25O 00\nIWtPNTIfl4L DerB4y\nMellon N.A.\n.Aathorzd-gl1pJ/O-\n付款人 lYE rr 签字 VL-L L%%\n备注\n\n-- _--aai\n\n15170/540 163 QIANG GUO（郭强） DATE PAYTO THE ORDER OF 1\\_%scJ cY kJ7LCNS kLa rW DOLLARS HSBC ID Premier MEMOcP -% \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 41 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 32 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 15 of 42\n\nCase 22-50073\nCase 22-50592\n20-12411-jlg\nDoc 1643\nDoc 251\nFiled 03/31/23 Claim 3-1 Part 2\nFiled 04/07/23\nEntered 03/31/23 17:08:43\nEntered 04/07/23 17:45:41\nFiled 03/05/21\nPg 16 of 42 Page 33 of 61\n\nLW\nOMARA\nIVEY BARNUM\n房地产\n受托人\n账户\n170 MASON STREET\nGREENWICH CT 06830 BNY MELLON\nBNY Mellon N.A.\n51-147/211\n壹仟\n伍佰\n美元\n及\n00/100\n日期 金额\n支付给 Stroock\nStroock\nLavan\nLLP 03/06/15 $1500.00\n\n授权签字\n档案\n编号\n19262.022MJJ\n\n中国承包商收款咨询公司卡顾问 THE CHARACE 4 2 PROPES\n\n银行本票 0192950\nBNY MELLON 日期 March 05, 2015\n\n金额\n\n肆仟美元整\n********************\n\n支付给 THE SHERRY-NETHERLAND\n出票人：BNY Mellon, N.A.\n\n授权签字\n付款人 IVEY BARNUM & O'MARA, PICO，\n备注：\n\nCasse 2225005580 - 10000 1490 - 电气索赔人 索赔 索赔 索赔 12745245 17 Page 36401040250\n\nIVEY, BARNUM & O'MARA, LLC\n房地产受托人账户\n170 MASON STREET\nGREENWICH, CT 06830 BNE BNE BNY Mellon, N.A.\n51-147/21\n贰拾陆美元及 68/100\n日期 金额\n支付给 The Sherry-Netherland, Inc. 03/05/15 $26.68\n房屋账户余额\n档案编号：19262.022MJJ 授权签字\n\n1 1 O 支付给\n\nCase News 银行本票 支票 支票 支票 支票 支票\n\n日期：March ps，0215 2953\nBNY MELLON\n金额\n\n贰万陆仟美元整\n*****26,000.00\n\n支付给 MARCIA STEVENS RESIDENTIAL SALES LLC######\n出票人：BNY Mellon, N.A.\n授权签字\n付款人：IVEY BARNUM & O'MARA, KLE 签字\n备注：\n\n1982 8431 44 44 80\n\nKEFFERIT PAD - ENTRECTION AND MASS II\n\n银行本票\n0192948\n日期，March DS。\nBNY MELLON\n\n金额\n\n壹佰贰拾叁万壹仟玖佰柒拾伍美元整\n零美分 ***1,231,975.00\n\n支付给：WNYT DEF\n出票人：BNY Mellon N.A.\n授权签字\n付款人 IVEY BARNUM & O'MARA， 签字\n\n备注\n\n银行本票\n\nBNY MELLON 日期 March 05, 2015\n金额\n\n贰拾叁万肆仟美元整\n零美分 $ ***234,000.00\n\n支付给 IVEY BARNUM & O'MARA ESCROW AGENT（艾维、巴纳姆及奥马拉托管代理人）\n出票人：BNY Mellon, N.A.\n付款人 IVEY BARNUM & O'MARA\n授权签字\n签字\n备注：\n\nCase 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 49 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 40 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 23 of 42\n\nGENEVER HOLDINGS LLC 于 2015 年 3 月购买位于纽约州纽约市第五大道 781 号的单元 719 及佣人房\n\n目录\n\n项目\n\n及财务\n报表\n销售\n交割备忘录\n合同\n授权书\n证明书\n原始股票\n股票\n股票\n买方\n收据\n买方\n原始专有租赁权\n专有\n租赁权\n转让\n专有租赁权转让及承继协议\n接受\n同意转让专有\n连同共同费用\n租赁权\n陈述书\n卖方\n证明书及专有\n已注销\n股票\n租赁权\n纽约州综合不动产\n转让税申报表\n房地产\n纽约市\n附烟雾报警器宣誓书的不动产转让\n税务申报表\n及代替登记的宣誓书 10\n留置权查询\n合作公寓 11\n保证金\n协议 12\n有限责任公司\nGenever Holdings LLC（格尼弗控股有限责任公司）授权人员\n指定书 13\n卖方信托的\n出售授权声明\n意见函 14\n1099-S\n表格 15\n已付款发票\n收据 16\n与交割有关的\n支票副本\n已交付 17\n\nGENEVER HOLDINGS LLC 于 MARCH 2015 购买纽约州纽约市第五大道 781 号 719 单元及 781 佣人房\n交割备忘录\n\n买方 Genever Holdings LLC（格尼弗控股有限责任公司）\n\n买方律师 Ira Gilbert Esq（艾拉·吉尔伯特律师）\n\n卖方 Roy Furman（罗伊·弗曼）\n\n卖方律师 Jules Levy Esq（朱尔斯·莱维律师）及 Matthew Melnick Esq（马修·梅尔尼克律师）\n\n合作公寓公司 The Sherry Netherland Inc（谢里-内瑟兰公司），以下简称“公司”\n\n购买价格 \\$260000.00\n\n管理代理人 由 Sherry Netherland Hotel（谢里·内瑟兰酒店）自行管理\n\n每月维护费 \\$935.83\n\n212-231-6811\n\nRomer Debbas LLP（罗默·德巴斯律师事务所）\n\n经纪人 Brown Harris Stevens（布朗·哈里斯·史蒂文斯）及 The Sherry-Netherland Inc（谢里-内瑟兰公司）\n\nPaul Weiss Rifkind Wharton Garrison LLP（保罗·韦斯、里夫金德、沃顿及加里森律师事务所）\n\n纽约州纽约市美洲大道 1285 号，邮编 10019\n\n纽约州纽约市麦迪逊大道 275 号 801 室，邮编 10016\n\n管理 Susan Hennelly（苏珊·亨内利）shennel lysherrynetherland.com\n\n股份数 50\n\n根据日期为 March 2015 的销售合同，交割于 March 2015 在合作公寓公司办公室进行。\n\n出席交割的人员如下：\n\nMileson Guo（郭美森），买方；Ira Gilbert Esq（艾拉·吉尔伯特律师），买方律师；Matthew Melnick Esq（马修·梅尔尼克律师），卖方律师；Susan Hennelly（苏珊·亨内利），管理代理人；Kathy Sloane（凯西·斯隆），经纪人。\n\n本交割文件夹的目录列明了与交割有关而交付的文件。另附财务报表，说明交割的款项情况。\n财务报表\n\n购买\n价格\n\n单元购买\n价格 \\$260000.00\n减\n合同\n定金 26000.00\n应付卖方的购买价格\n余额 8234.000.00\n调整\n买方应收的 March\n维护费\n\\$935.83，\\$30.19/日x\n日 \\$150.95\n应付卖方总额 8234.000.00\n应付\n卖方总额\n付款构成\n\n买方开具、以 Romer Debbas\nLLP（罗默·德巴斯律师事务所）为托管\n代理人的银行本票 \\$234000.00\n卖方律师开具、支付给\nQiang Guo（郭强）的支票 \\$150.95\n8233.849.05\n\n由买方支付或代为支付的交割费用\n\n买方开具、支付给 The\nSherry\nNetherland Inc（谢里-内瑟兰公司）的支票\nMarch 维护费 \\$935.83\n\n买方开具、支付给 Titlevest（泰特维斯特）的支票\n单元 319 和 719 的留置权查询\n费用 \\$600.00\n\n买方开具、支付给 The\nSherry-\nNetherland Inc（谢里-\n内瑟兰公司）的银行本票\n2%\n转售\n税 \\$5200.00\n\n买方开具、支付给 The\nSherry\nNetherland Inc（谢里-内瑟兰公司）的支票\n维护费\n托管\n\\$935.83/月\n60 个月 \\$56\n150 00\n\n红色\n水印\n美国\n银行\n特征\n\nLMdi.XJ\n日期\n出票人\n真品\n查看\n至\n光线\n下\ntfi\n至\nO\n向上\nD\n文件\nE\nD\n持有\nLI\n汇款人\nSBC 汇票\nCase 22-50073\nCase 22-50592\n20-12411-jlg\nDoc 1643\nDoc 251\n支票\n美元\n正式\nUS 8\n\no1\nN 50-125 Claim 3-1 Part 2\nFiled 03/31/23\nFiled 04/07/23\n美元\nU.S 上方\n及\nrOwwU/6d5DDDO\nAT Entered 03/31/23 17:08:43\nEntered 04/07/23 17:45:41\nFiled 03/05/21\n签名 Pg 33 of 42 Page 50 of 61\n\n已授权 已授权\n_______________________________ 命令\n\n文件\n向光查看真实水印\n持有\n\nHSBC 1X 美元汇票\n正式支票\n1O226O2O7\n汇款人 日期\n支付 如\nNEHUN 美元\n至\nTHE 出票人 HSBC Bank USA\n金额为\n\\$5DDDD 及以上须有两名签名\n命令\nOF NOFUZED SIG\nI 5ANA\n\nCase 22-50073\nCase 22-50592\n20-12411-jlg\nDoc 1643\nDoc 251 汇票 Claim 3-1 Part 2\nFiled 03/31/23\nFiled 04/07/23\n50.125 Filed 03/05/21 Entered 03/31/23 17:08:43\nEntered 04/07/23 17:45:41\nPg 35 of 42\n\n水印 支票\n\n美元\n\n正式\n\nJ\nUS\n\nN\n真品\n查看 美元\nU.S\naa.lLt\n日期 上方\n及\n\\$50000\n签名\n金额\n为\n已授权\n须有\nNA\nUSA\n银行\n签名\nHSBC\n出票人\n两名\n至\n文件\n持有 至\n光线\n下\n4P\nC\nB\nS\nH pj\nT-IITYFI\\/L\n汇款人\ni-N\n支付 命令\nTHE\n至\nOF U\\\naD\nUU\n\nROMER DEBBAS LLP 律师信托账户，纽约州纽约市麦迪逊大道 275 号 8 楼，NY 10016-1101，托管计划 975180，支付给 Stroock Stroock Lavan LLP（斯特鲁克·斯特鲁克·拉文律师事务所）之指示，金额为一千又 00/1 00 美元。Stroock Stroock Lavan LLP 000.oo ro4 \\_\\_S pa。ROMER DEBBAS LLP 律师信托账户，纽约州纽约市麦迪逊大道 275 号 8 楼，NY 10016-1101，托管计划 975180，National Bank（国民银行）55-138/212，1327，3/6/2015，ra，55-138/212，1326，3/6/2015。备注：Furman Sale（弗曼出售）。VNB ESCROW PLUS。支付给 NYS Income Tax（纽约州所得税）之指示，金额为二千四百五十九又 00/1 00 美元。NYS Income Tax 459 00。备注：Furman.SaIe。美元。VNB ESCROW PLUS。Case 22-50073 Doc 1643 Filed 04/07/23 Entered 04/07/23 17:45:41 Page 65 of 70 Case 22-50592 Doc 251 Filed 03/31/23 Entered 03/31/23 17:08:43 Page 56 of 61 20-12411-jlg Claim 3-1 Part 2 Filed 03/05/21 Pg 39 of 42\n\nCaree me more of the really of the comments of the comments and one of the comments of the comments of the comments of\n\nBNY MELLON 日期，March 05, 2015\n金额\n\n“二十三万四千美元整”\n支付给 WROMER DEBRAS LLP AS ESCRO *****234,000,00\nಕ್\n出票人 BNY Mellon, N.A.\n汇款人 / TOES POPKI IN & D MARA / LLC 授权\n签名\n备注：\n\nUBS AG Hong Kong Branch（瑞银集团香港分行）\n\n香港中环金融街 8 号\n\n国际金融中心二期 52 楼，Hong Kong，www.ubs.com，电话：+852-2971 8888，传真：4852-2971 8001，BRAVO LUCK LIMITED（宝乐有限公司），BRAVO LUCK LIMITED，中国北京市朝阳区北四环中路27号盘古大观A座37层，邮编100101。投资组合编号。币种。账户编号。于 4 March 2015 生成。借记通知。信息与参考编号。您的参考编号：D/063,32973,00。指令日期：04 Mar 2015。起息日期：04 Mar 2015。说明：收款人为 164 IVEY BARNUM AND O\"MARA, LLC TRUSTEE ACCOUNT。USD (A90,741.65。开户行：THE BANK OF NEW YORK MELLON，NEW YORK,NY。购买纽约物业。付款明细。详情。币种。金额。借记交易：62,990,741.85 USD。费用：50.00 USD。应付净额：62,990,791.85 USD。在起息日，我们从您的账户中扣款。\n\n如自本确认书日期起 14 日内未收到您提出相反意见，则视为您已接受本确认书。\n\n此致\nUBS AG（瑞银集团）\n\n无签名表格\n\nCresse 222-5105 920 - Drin 12903 - Election (1998 - 2732 - Entitused (1203 - 12 Parce 38 off (1)\n\nUBS，ubs ag Hong Kong Branch（瑞银集团香港分行），香港中环金融街 8 号国际金融中心二期 52 楼，Hong Kong，www.ubs.com，电话：+852-2971 8888，传真：+852-2971-8001，BRAVO LUCK LIMITED（宝乐有限公司），BRAVO LUCK LIMITED，中国北京市朝阳区北四环中路27号盘古大观A座37层，邮编100101。投资组合编号。币种。账户编号。于 5 March 2015 生成。借记通知。信息与参考编号。我们的参考编号：0/064,33067,00。指令日期：05 Mar 2015。起息日期：05 Mar 2015。说明：收款人为 GUO QIANG（郭强）。开户行：HSBC BANK USA, N.A.，NEW YORK,NY。付款明细：FOR OWN EXPENSE（用于自身费用）。详情。币种。金额。借记交易：6,300,000.00 USD。费用：50.00 USD。应付净额：6,300,050,00 USD。在起息日，我们从您的账户中扣款。如自本确认书日期起 14 日内未收到您提出相反意见，则视为您已接受本确认书。此致，UBS AG（瑞银集团）。\n\n美国康涅狄格州联邦破产法院布里奇波特分院\n\n------------------------------------------------------ x\n\n关于： ：\n： 第 11 章\nHO WAN KWOK（郭文贵）等人，1 ：\n： Case No. 22-50073 (JAM)\n债务人。 ：\n：\n： （合并管理）\n\n送达证明\n\n下列签署人特此证明，于 March 31, 2023，上述异议书及其所有声明、证据和附件已以电子方式提交。根据法院电子提交（“CM/ECF”）系统的运行，该提交的通知已通过电子邮件发送给上述第 11 章案件的所有当事方；或按电子提交通知中所示，通过邮寄发送给无法接受电子提交的任何人。\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（格尼弗控股有限责任公司）（税务识别号码后四位：8202）及 Genever Holdings Corporation（格尼弗控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所），200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（卢克·A·德斯平斯），作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n\n此外，异议书副本已通过隔夜邮件送达 Qiang Guo（郭强），地址为其在争议债权表格中提供作为通知地址的 Berkeley Rowe, Marble Arch Park House, 116 Park St., Mayfair, London UK W1K 6SS。当事人可通过法院的 CM/ECF 系统查阅该提交文件。\n\n日期：March 31, 2023 New Haven, Connecticut\n\n签署人：/s/ Douglass Barron\n\nAvram E. Luft（阿夫拉姆·E·卢夫特）（获准临时出庭） Douglass Barron（道格拉斯·巴伦）（获准临时出庭） PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所） 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特）（获准临时出庭） PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所） 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n及\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡）（ct00616） Patrick R. Linsey（帕特里克·R·林赛）（ct29437） NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙蒂思律师事务所） 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\nGenever Holdings LLC 的律师","key_entities":["Guo","Je","Kwok","Ho Wan Kwok","Paul Hastings","Despins","Miles Guo","CIPA"],"ecf_references":[{"doc_number":251,"court":"CTB"}],"word_count":12998,"status":"published","published_at":"2023-03-31 00:00:00","created_at":"2023-03-31","updated_at":"2026-08-23 22:09:12"}