{"id":"court_ctb_1691_0","court":"CTB","case_no":"22-50073","doc_number":1691,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2023-04-21","title":"|","summary_zh":null,"summary_en":null,"body_en":"| | UNITED STATES BANKRUPTCY COURT | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------------------------------------------------------------------------------------------------------|\n| | DISTRICT OF | CONNECTICUT |\n| | BRIDGEPORT DIVISION | |\n| In Re.
Ho Wan Kwok | §
§
§ | Case No.
22-50073
Lead Case No.
22-50073 |\n| Debtor(s) | § | Jointly Administered |\n| Monthly Operating Report | | Chapter 11 |\n| Reporting Period Ended:
03/31/2023 | | Petition Date:
02/15/2022 |\n| Months Pending:
14 | | Industry Classification:
0
0
0
0 |\n| Reporting Method: | Accrual Basis | Cash Basis |\n| Debtor's Full-Time Employees (current): | | 0 |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 |\n| Supporting Documentation (check all that are attached): | | (For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) |\n| Statement of cash receipts and disbursements
Statement of operations (profit or loss statement)
Accounts receivable aging
Postpetition liabilities aging
Statement of capital assets
Schedule of payments to professionals
Schedule of payments to insiders | | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit |\n\n- All bank statements and bank reconciliations for the reporting period\n- Description of the assets sold or transferred and the terms of the sale or transfer\n\n/s/ Luc A. Despins\n\n04/21/2023\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\n## Case 22-50073 Doc 1691 Filed 04/21/23 Entered 04/21/23 10:27:15 Page 2 of 17\n\n| Debtor's Name Ho Wan Kwok | Case No. 22-50073 | | | |\n|-----------------------------------------------------------------------------------------------------------|-------------------|-------------|--|--|\n| Part 1: Cash Receipts and Disbursements | Current Month | Cumulative | | |\n| a.
Cash balance beginning of month | \\$3,533,767 | | | |\n| b.
Total receipts (net of transfers between accounts) | \\$0 | \\$4,171,646 | | |\n| c.
Total disbursements (net of transfers between accounts) | \\$2,336 | \\$640,214 | | |\n| d.
Cash balance end of month (a+b-c) | \\$3,531,431 | | | |\n| e.
Disbursements made by third party for the benefit of the estate | \\$0 | \\$12,757 | | |\n| f.
Total disbursements for quarterly fee calculation (c+e) | \\$2,336 | \\$652,971 | | |\n| Part 2: Asset and Liability Status
(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | | | |\n| a.
Accounts receivable (total net of allowance) | \\$0 | | | |\n| b.
Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | | | |\n| c.
Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | | | |\n| d
Total current assets | \\$0 | | | |\n| Total assets
e. | \\$0 | | | |\n| f.
Postpetition payables (excluding taxes) | \\$0 | | | |\n| g.
Postpetition payables past due (excluding taxes) | \\$0 | | | |\n| h.
Postpetition taxes payable | \\$0 | | | |\n| i.
Postpetition taxes past due | \\$0 | | | |\n| j.
Total postpetition debt (f+h) | \\$0 | | | |\n| Prepetition secured debt
k. | \\$0 | | | |\n| l.
Prepetition priority debt | \\$0 | | | |\n| m.
Prepetition unsecured debt | \\$0 | | | |\n| n.
Total liabilities (debt) (j+k+l+m) | \\$0 | | | |\n| o.
Ending equity/net worth (e-n) | \\$0 | | | |\n| Part 3: Assets Sold or Transferred | Current Month | Cumulative | | |\n| Total cash sales price for assets sold/transferred outside the ordinary
a.
course of business | \\$0 | \\$0 | | |\n| Total payments to third parties incident to assets being sold/transferred
b. | | | | |\n| outside the ordinary course of business | \\$0 | \\$0 | | |\n| Net cash proceeds from assets sold/transferred outside the ordinary
c.
course of business (a-b) | \\$0 | \\$0 | | |\n| Part 4: Income Statement (Statement of Operations) | Current Month | Cumulative | | |\n\n(Not generally applicable to Individual Debtors. See Instructions.) a. Gross income/sales (net of returns and allowances) \\$0 b. Cost of goods sold (inclusive of depreciation, if applicable) \\$0 c. Gross profit (a-b) \\$0 d. Selling expenses \\$0 e. General and administrative expenses \\$0 f. Other expenses \\$0 g. Depreciation and/or amortization (not included in 4b) \\$0 h. Interest \\$0 i. Taxes (local, state, and federal) \\$0 j. Reorganization items \\$0 k. Profit (loss) \\$0 \\$0\n\nUST Form 11-MOR (12/01/2021) 2\n\n## Case 22-50073 Doc 1691 Filed 04/21/23 Entered 04/21/23 10:27:15 Page 3 of 17\n\n| | | Part 5: Professional Fees and Expenses | | | | | |\n|----|--------|--------------------------------------------------------------------|-------|---------------------------|------------------------|-----------------------|--------------------|\n| | | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| a. | | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Neubert, Pepe & Monteith, P.C Local Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Paul Hastings LLP (counsel to cLead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Pullman & Comley (counsel to Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Dundon Advisors (UCC financi Financial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Verdolino & Lowey, PC (financFinancial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Harney Westwood & Riegels LPOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | Paul Wright | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | Pallas Partners LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | | | | | | |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n| | xv | | | | | | |\n| | xvi | | | | | | |\n| | xvii | | | | | | |\n| | xviii | | | | | | |\n| | xix | | | | | | |\n| | xx | | | | | | |\n| | xxi | | | | | | |\n| | xxii | | | | | | |\n| | xxiii | | | | | | |\n| | xxiv | | | | | | |\n| | xxv | | | | | | |\n| | xxvi | | | | | | |\n| | xxvii | | | | | | |\n| | xxviii | | | | | | |\n| | xxix | | | | | | |\n| | xxx | | | | | | |\n| | xxxi | | | | | | |\n| | xxxii | | | | | | |\n| | xxxiii | | | | | | |\n| | | | | | | | |\n| | xxxiv | | | | | | |\n| | xxxv | | | | | | |\n| | xxxvi | | | | | | |\n\n| | xxxvii | | | |\n|---|--------|--|--|--|\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | lvii | | | |\n| | lviii | | | |\n| | lix | | | |\n| | lx | | | |\n| | lxi | | | |\n| | lxii | | | |\n| | lxiii | | | |\n| | lxiv | | | |\n| | lxv | | | |\n| | lxvi | | | |\n| | lxvii | | | |\n| | lxviii | | | |\n| | lxix | | | |\n| | lxx | | | |\n| | lxxi | | | |\n| | lxxii | | | |\n| | lxxiii | | | |\n| | lxxiv | | | |\n| | lxxv | | | |\n| | lxxvi | | | |\n| | lxxvii | | | |\n| | lxxvii | | | |\n| | | | | |\n\n| | lxxix | | | | | | |\n|----|--------|-----------------------------------------------------------------------|-------|----------------------|------------|--------------|------------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved | Approved | Paid Current | Paid |\n| | | | | Current Month
\\$0 | Cumulative | Month | Cumulative |\n| b. | | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | | | \\$0 | \\$0 | \\$0 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Baker Hostetler LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & ZaudererOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n\n| | xv | | | |\n|---|--------|--|--|--|\n| | xvi | | | |\n| | xvii | | | |\n| | xviii | | | |\n| | xix | | | |\n| | xx | | | |\n| | xxi | | | |\n| | xxii | | | |\n| | xxiii | | | |\n| | xxiv | | | |\n| | xxv | | | |\n| | xxvi | | | |\n| | xxvii | | | |\n| | xxviii | | | |\n| | xxix | | | |\n| | xxx | | | |\n| | xxxi | | | |\n| | xxxii | | | |\n| | xxxiii | | | |\n| | xxxiv | | | |\n| | xxxv | | | |\n| | xxxvi | | | |\n| | xxxvii | | | |\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | | | | |\n\n| lvii | | | |\n|--------|--|--|--|\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| lxxix | | | |\n| lxxx | | | |\n| lxxxi | | | |\n| lxxxii | | | |\n| lxxxii | | | |\n| lxxxiv | | | |\n| lxxxv | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxix | | | |\n| xc | | | |\n| xci | | | |\n| xcii | | | |\n| xciii | | | |\n| xciv | | | |\n| xcv | | | |\n| xcvi | | | |\n| xcvii | | | |\n| xcviii | | | |\n| | | | |\n\n## Case 22-50073 Doc 1691 Filed 04/21/23 Entered 04/21/23 10:27:15 Page 8 of 17\n\n| | xcix | | | | | |\n|----|------|----------------------------------------------------------|-----|-----|-----|-----|\n| | c | | | | | |\n| c. | | All professional fees and expenses (debtor & committees) | \\$0 | \\$0 | \\$0 | \\$0 |\n\n| | Part 6: Postpetition Taxes | | | Current Month | Cumulative |\n|----|----------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|\n| a. | | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| b. | | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| c. | | Postpetition employer payroll taxes accrued | | \\$0 | \\$0 |\n| d. | | Postpetition employer payroll taxes paid | | \\$0 | \\$0 |\n| e. | Postpetition property taxes paid | | | \\$0 | \\$0 |\n| f. | | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| g. | | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| | | Part 7: Questionnaire - During this reporting period: | | | |\n| a. | | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | |\n| b. | | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | |\n| c. | | Were any payments made to or on behalf of insiders? | Yes | No | |\n| d. | | Are you current on postpetition tax return filings? | Yes | No | |\n| e. | | Are you current on postpetition estimated tax payments? | Yes | No | |\n| f. | | Were all trust fund taxes remitted on a current basis? | Yes | No | |\n| g. | (if yes, see Instructions) | Was there any postpetition borrowing, other than trade credit? | Yes | No | |\n| h. | the court? | Were all payments made to or on behalf of professionals approved by | Yes | No
N/A | |\n| i. | Do you have: | Worker's compensation insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | Casualty/property insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | General liability insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| j. | | Has a plan of reorganization been filed with the court? | Yes | No | |\n| k. | | Has a disclosure statement been filed with the court? | Yes | No | |\n| l. | | Are you current with quarterly U.S. Trustee fees as
set forth under 28 U.S.C. § 1930? | Yes | No | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages | \\$0 |\n| b. | Gross income (receipts) from self-employment | \\$0 |\n| c. | Gross income from all other sources | \\$0 |\n| d. | Total income in the reporting period (a+b+c) | \\$0 |\n| e. | Payroll deductions | \\$0 |\n| f. | Self-employment related expenses | \\$0 |\n| g. | Living expenses | \\$0 |\n| h. | All other expenses | \\$0 |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 |\n| j. | Difference between total income and total expenses (d-i) | \\$0 |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No |\n| m. | If yes, have you made all Domestic Support Obligation payments? | Yes
No
N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n04/21/2023\n\n\n\n\n\n\n\nPageFour\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) | |\n|-------------------|-------------------|----------------------|--|\n| Debtor | Reporting Period: | 3/1/2023 - 3/31/2023 | |\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The beginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was filed. Attach the bank statements and a detailed list of all disbursements made during the report period that includes the date, the check number, the payee, the transaction description, and the amount. A bank reconciliation must be attached for each account. [See MOR-1 (CON'T)]\n\n| | Current Month | | Cumulative July 8, 2022 to Date | | |\n|-------------------------------------------------------------------|---------------|---------------|---------------------------------|--------------|--|\n| | | Actual | | Actual | |\n| Cash - Beginning of Month | | | | | |\n| RECEIPTS | | | | | |\n| Recovered Funds | \\$ | - | \\$ | 171,645.15 | |\n| Yacht Repair Escrow | \\$ | - | \\$ | 4,000,000.00 | |\n| Total Receipts | \\$ | - | \\$ | 4,171,645.15 | |\n| DISBURSEMENTS | | | | | |\n| ORDINARY ITEMS: | | | | | |\n| Bank Fees | \\$ | 526.29 | \\$ | 2,911.59 | |\n| Fees paid to International Surety Ltd for surety bond increase | \\$ | - | \\$ | 27,747.00 | |\n| Fees paid with respect to Yacht repair invoices out of the Yacht | \\$ | - | \\$ | 576,895.09 | |\n| Repair Escrow | | | | | |\n| Fees paid with respect to Miller Advertising Agency Inc. (English | \\$ | - | \\$ | 21,140.60 | |\n| Court Publication Notice) | | | | | |\n| Fees paid with respect to Dexter White Starboard Diesel Engine | \\$ | - | \\$ | 9,710.00 | |\n| Assessment and Ship Sea Trials | | | | | |\n| Total Ordinary Disbursements | \\$ | 526.29 | \\$ | 638,404.28 | |\n| REORGANIZATION ITEMS: | | | | | |\n| Professional Fees | \\$ | - | \\$ | - | |\n| U. S. Trustee Fees | \\$ | 1,809.43 | \\$ | 1,809.43 | |\n| Other Reorganization Expenses (attach schedule) | \\$ | - | \\$ | - | |\n| Total Reorganization Items | \\$ | 1,809.43 | \\$ | 1,809.43 | |\n| | | | | | |\n| Total Disbursements (Ordinary + Reorganization) | \\$ | 2,335.72 | \\$ | 640,213.71 | |\n| Net Cash Flow (Total Receipts - Total Disbursements) | \\$ | (2,335.72) \\$ | | 3,531,431.44 | |\n| Cash - End of Month (Must equal reconciled bank statement) | \\$ | 3,531,431.44 | \\$ | 3,531,431.44 | |\n| | | | | | |\n| Third Party Disbursements on Behalf of the Estate | | | | | |\n| None | \\$ | - | \\$ | 12,757.00 | |\n\n# **THE FOLLOWING SECTION MUST BE COMPLETED**\n\n**DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
2,335.72 |\n|----------------------------------------------------------------------|----------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$
- |\n| accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
2,335.72 |\n| FEES | |\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|--------------------------------------------------------|-----------------------------|-------|\n| In re: | :
:
Chapter 11 | |\n| HO WAN KWOK, | :
:
Case No. 22-50073 | (JAM) |\n| Debtor. | :
:
: | |\n| ------------------------------------------------------ | x | |\n\n# **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD MARCH 1, 2023 THROUGH MARCH 31, 2023**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n## **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-13-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n#### **Specific Responses**\n\n### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control. This amount includes \\$4 million received by the Trustee as escrow agent solely for the\n\n 1 The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\npurpose of securing the completion of the service, maintenance, and repairs required to be performed to restore the Lady May to good working order, as set forth in the *Consent Order Granting HK International Funds Investments (USA) Limited, LLC's Motion for Order Establishing Repair Reserve for the Lady May*, entered on October 7, 2022 [Docket No. 930], from which amount \\$576,895.09 has been disbursed.\n\n# Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's counsel, however, the Trustee has not yet reviewed or approved such fees and expenses (payment of which remains contingent upon the Trustee's collection of additional estate assets), nor have any applications been filed with respect to such fees and expenses with the exception of the limited amount of fees and expenses discussed in the *First Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses for Period from July 8, 2022 through October 31, 2022*, filed March 1, 2023 [Docket No. 1495], *Special Fee Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Services Rendered in Securing Compliance with Court-Authorized Subpoenas*, filed on April 10, 2023 [Docket No. 1648], and *First Interim Application of Neubert, Pepe & Monteith, P.C., as Local and Conflicts Counsel to the Chapter 11 Trustee, for Reimbursement of Expenses for Period from July 8, 2022 through February 28, 2023*, filed April 18, 2023 [Docket No. 1674]. The Trustee therefore believes it would be premature to list such fees herein as postpetition payables at this time.\n\n# Part 3 Responses\n\n7. No assets under the control of the Trustee have been sold or transferred.\n\n### Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n### Part 5 Responses\n\n9. There have been no commissions, fees, or expenses approved or paid with respect to the Trustee and his Court approved retained professionals, or with respect to any other professionals providing services to the official committee of unsecured creditors (the \"Committee\") or the Debtor (in connection with services provided to the Debtor prior to the appointment of the Trustee).\n\n10. The Trustee is aware of a number of professional firms that have provided services to the Committee or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n## Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n# Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\n## Part 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\n| Case 22-50073 | Doc 1691
Filed 04/21/23 | Entered 04/21/23 10:27:15
Page 17 of 17
Direct inquiries to: |\n|-----------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| G
EASTWESTBANK /
9300 Flair Dr., 1 St FL
El Monte, CA. 91731 | 5~, | 888 761-3967
ACCOUNT STATEMENT
of
Page
1
1 |\n| | | STARTING DATE: March 01, 2023
ENDING DATE: March 31, 2023
Total days in statement period: 31
( O) |\n| BK EST/HO WAN KWOK DEBTOR
LUC A DESPINS, CH11 TRUSTEE
CASE #22-50073
C/O PAUL HASTINGS LLP
200 PARK AVE
NEW YORK NY 10166-0005 | | Receive money with Direct Deposits.
Payments are automatically sent to your
bank account so you can save yourself a
trip to the bank. Talk to your payer to see
if you qualify or call 888.895.5650 for
more details. |\n| Standard Business Checking | | |\n| Account number
Low balance
Average balance | \\$3,531,431.44
\\$3,533,158.09 | \\$3,533,767.16
Beginning balance
.00
Total additions
I OJ
2,335.72
Total subtractions
I 31
\\$3,531,431.44
Ending balance |\n| DEBITS
Date
Transaction Description
03-03
Debit Memo | | Subtractions
25.00 |\n| 03-03
Debit Memo
03-30
Preauth Debit | F1Duc1ARY MAINTENA NcE
F1Duc1ARY coLLATER AL
auARTERLY FEE PAYMENT 230330 0000 | 501 .29
1,809.43 |\n\n#### **DAILY BALANCES**\n\n| Date | Amount | Date | Amount | Date | Amount |\n|-------|--------------|-------|--------------|-------|--------------|\n| 02-28 | 3,533,767.16 | 03-03 | 3,533,240.87 | 03-30 | 3,531,431.44 |\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |","body_zh":"美国破产法院\n\n康涅狄格州联邦地区\n布里奇波特分院\n关于\nHo Wan Kwok（郭文贵） §\n§\n§ 案号：\n22-50073\n主案号：\n22-50073\n债务人 § 合并管理\n月度经营报告 第11章\n报告期间截止日：\n03/31/2023 申请日：\n02/15/2022\n待决月数：\n14 行业分类：\n\n报告方法： 权责发生制 现金制\n债务人的全职雇员（当前）： 0\n债务人的全职雇员（救济令作出之日）： 0\n支持性文件（勾选所有随附文件）： （对于合并管理的债务人，每名债务人均须以非合并基础提供任何所需附表）\n现金收支报表\n经营报表（损益表）\n应收账款账龄表\n申请后负债账龄表\n资本资产报表\n向专业人士付款明细表\n向内部人士付款明细表 载有资产、负债及权益（净值）或赤字汇总及明细的资产负债表\n\n- 报告期间内的所有银行对账单及银行余额调节表\n- 对已出售或转让资产及该等出售或转让条款的说明\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n04/21/2023\n\n日期\n\n责任方签名 责任方印刷体姓名 地址 Luc A. Despins（卢克·A·德斯平斯），以第11章受托人身份 Paul Hastings LLP（保罗·黑斯廷斯律师事务所） 200 Park Avenue New York, NY 10166\n\n声明：本定期报告与一宗尚未结案的破产案件有关；因此，适用《文书工作减负法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n案件 22-50073 文件 1691 提交日期 04/21/23 录入日期 04/21/23 10:27:15 第 2 页，共 17 页\n\n债务人姓名 Ho Wan Kwok（郭文贵） 案号 22-50073\n\n第1部分：现金收入和支出 当月 累计\na.\n月初现金余额 $3,533,767\nb.\n收入总额（扣除账户间转账） $0 $4,171,646\nc.\n支出总额（扣除账户间转账） $2,336 $640,214\nd.\n月末现金余额（a+b-c） $3,531,431\ne.\n第三方为破产财产利益而作出的支出 $0 $12,757\nf.\n用于计算季度费用的支出总额（c+e） $2,336 $652,971\n第2部分：资产和负债状况\n（通常不适用于个人债务人。见说明。） 当月\na.\n应收账款（扣除备抵后的总额） $0\nb.\n逾期超过90天的应收账款（扣除备抵） $0\nc.\n存货\n（账面价值\n市场价值\n其他\n（附说明）） $0\nd\n流动资产总额 $0\n资产总额\ne. $0\nf.\n申请后应付账款（不含税款） $0\ng.\n逾期的申请后应付账款（不含税款） $0\nh.\n应付申请后税款 $0\ni.\n逾期的申请后税款 $0\nj.\n申请后债务总额（f+h） $0\n申请前有担保债务\nk. $0\nl.\n申请前优先债务 $0\nm.\n申请前无担保债务 $0\nn.\n负债（债务）总额（j+k+l+m） $0\no.\n期末权益/净值（e-n） $0\n第3部分：已出售或转让的资产 当月 累计\n在正常业务过程之外出售/转让资产的现金销售价格\na.\n总额 $0 $0\n因在正常业务过程之外出售/转让资产而向第三方支付的款项\nb.\n总额 $0 $0\n在正常业务过程之外出售/转让资产所得的现金净收益\nc.\n（a-b） $0 $0\n第4部分：利润表（经营报表） 当月 累计\n\n（通常不适用于个人债务人。见说明。）a. 总收入/销售额（扣除退货及折让）$0 b. 销售成本（如适用，包括折旧）$0 c. 毛利润（a-b）$0 d. 销售费用 $0 e. 一般及管理费用 $0 f. 其他费用 $0 g. 折旧和/或摊销（未计入4b）$0 h. 利息 $0 i. 税款（地方、州和联邦）$0 j. 重整项目 $0 k. 利润（亏损）$0 $0\n\nUST 表格 11-MOR（12/01/2021）2\n案件 22-50073 文件 1691 提交日期 04/21/23 录入日期 04/21/23 10:27:15 第 3 页，共 17 页\n\n第5部分：专业费用和支出\n\n核准\n当月 核准\n累计 当月已付 累计\n已付\na. 债务人的专业费用和支出（破产）合计 $0 $0 $0 $0\n按律所逐项列示\n律所名称 角色\ni Neubert, Pepe & Monteith, P.C（诺伊伯特、佩佩与蒙泰思专业公司） 本地律师 $0 $0 $0 $0\nii Paul Hastings LLP（保罗·黑斯廷斯律师事务所）（向c提供法律服务 主办律师 $0 $0 $0 $0\niii Brown Rudnick（布朗·鲁德尼克律师事务所）（向Ho提供法律服务 主办律师 $0 $0 $0 $0\niv Pullman & Comley（普尔曼与康利律师事务所）（向……提供法律服务 主办律师 $0 $0 $0 $0\nv Coleman Worldwide Advisors L（科尔曼环球顾问公司） 其他 $0 $0 $0 $0\nvi Dundon Advisors（邓登顾问公司）（UCC财务……） 财务专业人士 $0 $0 $0 $0\nvii Verdolino & Lowey, PC（韦尔多利诺与洛伊专业公司）（财务……） 财务专业人士 $0 $0 $0 $0\nviii Harney Westwood & Riegels LP（哈尼·韦斯特伍德与里格尔斯有限合伙企业） 其他 $0 $0 $0 $0\nix Paul Wright（保罗·赖特） 其他 $0 $0 $0 $0\nx Pallas Partners LLP（帕拉斯合伙律师事务所） 其他 $0 $0 $0 $0\nxi\nxii\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\n\nxxxiv\nxxxv\nxxxvi\n\nxxxvii\n\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\n\nlxxix\n\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n核准 核准 当月已付 累计\n当月\n$0 累计 月份 累计\nb. 债务人的专业费用和支出（非破产）合计 $0 $0 $0\n按律所逐项列示\n律所名称 角色\ni Baker Hostetler LLP（贝克·霍斯特特勒律师事务所） 其他 $0 $0 $0 $0\nii Clayman & Rosenberg LLP（克莱曼与罗森伯格律师事务所） 其他 $0 $0 $0 $0\niii Ganfer Shore Leeds & Zauderer（甘弗、肖尔、利兹与佐德勒律师事务所） 其他 $0 $0 $0 $0\niv Harcus Parker Ltd.（哈卡斯·帕克有限公司） 其他 $0 $0 $0 $0\nv LALIVE SA（拉利夫股份公司） 其他 $0 $0 $0 $0\nvi Lawall & Mitchell, LLC（劳沃尔与米切尔有限责任公司） 其他 $0 $0 $0 $0\nvii Petrillo Klein & Boxer LLP（佩特里洛、克莱因与博克瑟律师事务所） 其他 $0 $0 $0 $0\nviii Schulman Bhattacharya, LLC（舒尔曼·巴塔查里亚有限责任公司） 其他 $0 $0 $0 $0\nix The Casper Firm（卡斯珀律师事务所） 其他 $0 $0 $0 $0\nx The Francis Firm PLLC（弗朗西斯律师事务所专业有限责任公司） 其他 $0 $0 $0 $0\nxi VX Cerda & Associates（VX·塞尔达及合伙人） 其他 $0 $0 $0 $0\nxii\nxiii\nxiv\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\n案件 22-50073 文件 1691 提交日期 04/21/23 录入日期 04/21/23 10:27:15 第 8 页，共 17 页\n\nxcix\n\nc\nc. 所有专业费用和支出（债务人及委员会） $0 $0 $0 $0\n\n第6部分：申请后税款 当月 累计\n\na. 应计申请后所得税（地方、州和联邦） $0 $0\nb. 已付申请后所得税（地方、州和联邦） $0 $0\nc. 应计申请后雇主工资税 $0 $0\nd. 已付申请后雇主工资税 $0 $0\ne. 已付申请后财产税 $0 $0\nf. 应计申请后其他税款（地方、州和联邦） $0 $0\ng. 已付申请后其他税款（地方、州和联邦） $0 $0\n第7部分：问卷——在本报告期间内：\na. 是否就申请前债务作出任何付款？（如是，见说明） 是 否\nb. 是否在未获法院批准的情况下，于正常业务过程之外作出任何付款？（如是，见说明） 是 否\nc. 是否向内部人士或代表内部人士作出任何付款？ 是 否\nd. 您是否按时提交申请后纳税申报表？ 是 否\ne. 您是否按时缴纳申请后预估税款？ 是 否\nf. 是否按时缴付所有信托基金税款？ 是 否\ng. （如是，见说明）是否存在除贸易信贷以外的任何申请后借款？ 是 否\nh. 法院？是否经法院批准向专业人士或代表专业人士作出的所有付款？ 是 否\n不适用\ni. 您是否拥有： 工伤赔偿保险？ 是 否\n如是，您的保费是否已按时缴纳？ 是 否\n不适用 （如否，见说明）\n意外事故/财产保险？ 是 否\n如是，您的保费是否已按时缴纳？ 是 否\n不适用 （如否，见说明）\n一般责任保险？ 是 否\n如是，您的保费是否已按时缴纳？ 是 否\n不适用 （如否，见说明）\nj. 是否已向法院提交重整计划？ 是 否\nk. 是否已向法院提交披露声明？ 是 否\nl. 您是否已按 28 U.S.C. § 1930 规定按时缴纳季度美国受托人费用？ 是 否\n\n第8部分：个人第11章债务人（仅适用）\n\na. 工资和薪金的总收入（收入） $0\nb. 自营职业的总收入（收入） $0\nc. 所有其他来源的总收入 $0\nd. 报告期间总收入（a+b+c） $0\ne. 工资扣款 $0\nf. 与自营职业相关的费用 $0\ng. 生活费用 $0\nh. 所有其他费用 $0\ni. 报告期间总费用（e+f+g+h） $0\nj. 总收入与总费用之差（d-i） $0\nk. 列明所有已逾期申请后债务的总额 $0\nl. 您是否须支付 11 U.S.C § 101(14A) 所定义的任何家庭扶养义务？ 是\n否\nm. 如是，您是否已支付所有家庭扶养义务款项？ 是\n否\n不适用\n《隐私法》声明\n\n28 U.S.C. § 589b 授权收集该等信息，且依据 11 U.S.C. §§ 704、1106 和 1107，提供该等信息为强制性要求。美国受托人将使用该等信息，根据 28 U.S.C. § 1930(a)(6) 计算法定费用评估额。美国受托人还将使用该等信息评估第11章债务人在破产制度中的进展情况，包括重整计划获得确认的可能性，以及案件是否以善意推进。当该等信息为履行受托人或审查员职责所必需时，可向破产受托人或审查员披露该等信息；当该等信息表明存在违法或可能违法行为时，可向适当的联邦、州、地方、监管、部落或外国执法机构披露该等信息。还可为常规目的作出其他披露。关于可能作出的常规披露类型，您可查阅美国受托人执行办公室的记录系统公告 UST-001，《破产案件档案及相关记录》。见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该公告副本可通过以下链接获得：https://www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供该等信息可能导致您的破产案件被驳回、转换，或美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证处罚下声明，上述月度经营报告及其支持性文件真实、准确，且本人已获授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n责任方签名\n\n第11章受托人\n\n职务 日期\n\nLuc A. Despins（卢克·A·德斯平斯），以第11章受托人身份\n\n责任方印刷体姓名\n\n04/21/2023\n\n第四页\n\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM)\n\n债务人 报告期间： 3/1/2023 - 3/31/2023\n个人债务人现金收入和现金支出\n\n（债务人持有的每个银行账户均须提交本表）\n\n所报告金额应以债务人的账簿为准，而非银行对账单。期初现金应为前一个月的期末现金；如为首次报告，则该金额应为提交申请之日的余额。请附上银行对账单及报告期间内所有支出的详细清单，该清单应包括日期、支票号码、收款人、交易说明及金额。每个账户均须附上银行余额调节表。[见 MOR-1（续）]\n\n当月 自 2022年7月8日以来累计至今\n\n实际 实际\n月初现金\n收入\n收回资金 $ - $ 171,645.15\n游艇维修托管款 $ - $ 4,000,000.00\n收入总额 $ - $ 4,171,645.15\n支出\n日常项目：\n银行费用 $ 526.29 $ 2,911.59\n向 International Surety Ltd（国际保证有限公司）支付的增加保证金费用 $ - $ 27,747.00\n就游艇维修发票从游艇维修托管款中支付的费用 $ - $ 576,895.09\n就 Miller Advertising Agency Inc.（米勒广告代理公司）支付的费用（英文法院公告通知） $ - $ 21,140.60\n就 Dexter White（德克斯特·怀特）右舷柴油发动机评估及船舶海试支付的费用 $ - $ 9,710.00\n日常支出总额 $ 526.29 $ 638,404.28\n重组项目：\n专业费用 $ - $ -\n美国受托人费用 $ 1,809.43 $ 1,809.43\n其他重组费用（附表） $ - $ -\n重组项目总额 $ 1,809.43 $ 1,809.43\n\n支出总额（日常项目 + 重组项目） $ 2,335.72 $ 640,213.71\n净现金流（收入总额 - 支出总额） $ (2,335.72) $ 3,531,431.44\n月末现金（必须等于调节后的银行对账单） $ 3,531,431.44 $ 3,531,431.44\n\n代表破产财产的第三方支出\n无 $ - $ 12,757.00\n以下部分必须填写\n\n用于计算美国受托人季度费用的支出：（来自本月实际栏）\n\n支出总额 $\n2,335.72\n\n减：转入其他债务人占有账户的款项 $\n\n加：外部来源作出的破产财产支出（即来自托管账户） $\n\n用于计算美国受托人季度费用的支出总额 $\n2,335.72\n费用\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国破产法院康涅狄格州联邦地区布里奇波特分院）\n\n------------------------------------------------------ x\n\n关于： :\n:\n第11章\nHO WAN KWOK（郭文贵）， :\n:\n案号 22-50073 (JAM)\n债务人。 :\n\n------------------------------------------------------ x\n2023年3月1日至2023年3月31日期间月度经营报告附件\n\n本附件并入第11章受托人 Luc A. Despins（卢克·A·德斯平斯）月度经营报告（“MOR”），并构成其组成部分。\n一般免责声明\n\n1．MOR采用美国受托人执行办公室于2021年颁布的表格编制。在许多情况下，该表格要求即使某一项目不适用，也须为该项目填写数字。该表格亦不允许在答案旁插入解释或星号。因此，如所呈现，某些答复可能不适用或不完整。根据美国受托人办公室的指导意见，本附件作为MOR的组成部分提交。\n\n2．2022年7月8日，破产法院签署命令，批准任命 Luc A. Despins, Esq.（卢克·A·德斯平斯律师）为第11章受托人（“受托人”）。本MOR中的信息仅基于受托人获任之日起的信息，以及仅限于受托人控制的银行账户。[1]\n\n3．受托人保留修改、变更或补充本MOR，或在未来MOR中更新本MOR的权利。\n具体答复\n第1部分答复\n\n4．如上所述，该信息仅限于自受托人获任以来的现金收入和支出，以及受托人控制的账户。该金额包括受托人作为托管代理人仅为\n\n1 受托人目前正在调查债务人的资产及财务状况（债务人未配合该调查）。\n\n确保完成使 Lady May（“Lady May”号）恢复良好运行状态所需进行的服务、维护及修理而收取的 $4 million，具体载于2022年10月7日录入的《准许 HK International Funds Investments (USA) Limited, LLC（HK国际基金投资（美国）有限责任公司）就设立 Lady May 维修准备金所提命令动议的同意命令》[Docket No. 930]；其中 $576,895.09 已被支出。\n第2部分答复\n\n5．在本部分适用的范围内（债务人为个人），受托人没有足够信息完成本部分。受托人的律师目前正在审查与2023年2月17日发生的债权申报截止日期有关而提交的逾1,200份债权证明。\n\n6．受托人知悉，就受托人律师提供的服务已产生若干专业费用及开支；但受托人尚未审查或批准该等费用及开支（其支付仍取决于受托人收回额外的破产财产资产），且尚未就该等费用及开支向法院提交任何申请，但《第11章受托人及其律师 Paul Hastings LLP（普衡律师事务所）就2022年7月8日至2022年10月31日期间开支报销提出的首次中期申请》（于2023年3月1日提交 [Docket No. 1495]）、《第11章受托人及其律师 Paul Hastings LLP（普衡律师事务所）就为确保遵守法院授权传票所提供服务提出的特别费用申请》（于2023年4月10日提交 [Docket No. 1648]），以及《Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩及蒙蒂斯律师事务所）作为第11章受托人的本地及利益冲突律师，就2022年7月8日至2023年2月28日期间开支报销提出的首次中期申请》（于2023年4月18日提交 [Docket No. 1674]）中讨论的有限金额费用及开支除外。因此，受托人认为，此时将该等费用在此列为申请后应付款项尚属过早。\n第3部分答复\n\n7．受托人控制下的任何资产均未被出售或转让。\n第4部分答复\n\n8．在本部分适用的范围内（债务人为个人），受托人没有足够信息完成本部分。\n第5部分答复\n\n9．就受托人及其经法院批准聘用的专业人士，或就向无担保债权人官方委员会（“委员会”）或债务人提供服务的任何其他专业人士（就受托人获任前向债务人提供的服务而言），均未有任何佣金、费用或开支获得批准或支付。\n\n10．受托人知悉，有若干专业公司曾向委员会或债务人（于受托人获任前）提供服务，但其聘用目前尚未获法院批准。为慎重起见，受托人在本MOR的本部分列入该等专业公司（其所知者），但保留就该等专业公司的聘用及／或费用支付的一切权利。受托人还指出，债务人可能曾聘用受托人并不知悉的专业人士（于受托人获任前）。\n第6部分答复\n\n11．受托人不知悉自其获任以来的该期间内已累计产生任何申请后税款。\n第7部分答复\n\n12．受托人指出，债务人于2022年4月20日提交了一项第11章计划 [Docket No. 197]（“2022年4月计划”），但未就此提交或批准任何披露声明。\n第8部分答复\n\n13．受托人没有足够信息答复第8部分。\n\n案号 22-50073 文件 1691\n提交日期 04/21/23 录入日期 04/21/23 10:27:15\n\n直接查询请联系：\n\nG\nEASTWESTBANK（华美银行）/\n9300 Flair Dr., 1 St FL\nEl Monte, CA. 91731 电话：888 761-3967\n账户对账单\n所属\n\n起始日期：2023年3月01日\n结束日期：2023年3月31日\n对账单期间总天数：31\n( O)\nBK EST/HO WAN KWOK DEBTOR（破产财产／HO WAN KWOK 债务人）\nLUC A DESPINS, CH11 TRUSTEE（LUC A DESPINS，第11章受托人）\n案件编号 #22-50073\n转交 PAUL HASTINGS LLP（普衡律师事务所）\n200 PARK AVE\nNEW YORK NY 10166-0005 通过直接存款收款。\n付款将自动发送至您的\n银行账户，从而使您免去前往\n银行的麻烦。请向您的付款方咨询\n您是否符合资格，或致电 888.895.5650 了解\n更多详情。\n标准商业支票账户\n账户号码\n低余额\n平均余额 $3,531,431.44\n$3,533,158.09 $3,533,767.16\n期初余额\n.00\n存入总额\nI OJ\n2,335.72\n扣除总额\nI 31\n$3,531,431.44\n期末余额\n借记\n日期\n交易说明\n03-03\n借记备忘录 扣除\n25.00\n03-03\n借记备忘录\n03-30\n预授权借记 受托维护费\n受托抵押品\n季度费用付款 230330 0000 501.29\n1,809.43\n每日余额\n\n日期 金额 日期 金额 日期 金额\n\n02-28 3,533,767.16 03-03 3,533,240.87 03-30 3,531,431.44\n透支／退回项目费用\n\n本期合计 年初至今合计\n\n透支费用总额 $0.00 $0.00\n退回项目费用总额 $0.00 $0.00","key_entities":["Despins","Kwok","Ho Wan Kwok","Paul Hastings"],"ecf_references":[],"word_count":5496,"status":"published","published_at":"2023-04-21 00:00:00","created_at":"2023-04-21","updated_at":"2026-08-23 20:43:01"}