{"id":"court_ctb_1805_28","court":"CTB","case_no":"22-50073","doc_number":1805,"sub_number":28,"doc_type":"SUBPOENA","filed_date":"2023-05-18","title":"Exhibit D-1 UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION","summary_zh":null,"summary_en":null,"body_en":"# **Exhibit D-1**\n\n# UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION\n\nIn re:\n\nHO WAN KWOK,\n\nDebtor.\n\nChapter 11\n\nCase No. 22-50073 (JAM)\n\n# **GTV MEDIA GROUP, INC.'S RESPONSES AND OBJECTIONS TO CHAPTER 11 TRUSTEE LUC DESPINS'S NON-PARTY SUBPOENA**\n\nPursuant to Rule 45 of the Federal Rules of Civil Procedure (the \"Federal Rules\"), made applicable in bankruptcy cases by Federal Rule of Bankruptcy Procedure (\"Bankruptcy Rule\") 9016, non-party GTV Media Group, Inc. (\"GTV\"), by and through its undersigned counsel, hereby submits these Responses and Objections to the Subpoena for Rule 2004 Examination (the \"Subpoena\") served by Chapter 11 Trustee Luc Despins (\"Trustee\"), dated August 19, 2022 (the \"Requests,\" or, individually, a \"Request\").\n\n### **GENERAL OBJECTIONS**\n\nGTV makes the following general objections to the Requests and each and every Definition and Instruction set forth therein. These general objections and the objections to the Trustee's definitions and instructions set forth below (collectively with these general objections, the \"General Objections\") are incorporated into each of the specific objections and responses to the Requests set forth below (the \"Specific Objections\"), as if fully set forth therein. Nothing in these responses should be construed as a waiver of any of these General Objections.\n\n1. GTV objects to the Requests to the extent they seek discovery of information that is not material to the acts, conduct, or property of Ho Wan Kwok (the \"Debtor\"); the liabilities and\n\n## Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 3 of 18\n\nfinancial condition of the Debtor; or any matter which may affect the administration of the Debtor's estate or the Debtor's right to a discharge.\n\n2. GTV objects to the Requests to the extent they seek discovery of information that is not proportional to the needs of the case.\n\n3. GTV objects to the Requests to the extent they are vague, ambiguous, overbroad, or cumulative.\n\n4. GTV objects to the Requests to the extent they seek information outside of GTV's possession, custody, or control.\n\n5. GTV objects to the Requests to the extent they seek information already in the Trustee's possession, available in the public domain, or otherwise equally available to the Trustee.\n\n6. GTV objects to the Requests to the extent they are duplicative or cumulative.\n\n7. GTV objects to the Requests to the extent they call for the disclosure of information that is privileged or exempt from discovery under any privilege or exemption under applicable law. GTV does not waive, and intends to preserve, any applicable privilege or protection. Nothing in these responses—including the inadvertent production of privileged material—is intended as, or shall in any way be deemed, a waiver of any attorney-client privilege, work-product protection, or other applicable privilege, immunity, protection, or exception.\n\n8. GTV objects to the Requests to the extent they call for the disclosure of information that would violate any law, rule, or regulation, and to the extent they call for the disclosure of information that is protected from disclosure under any applicable privacy, data protection, or other law or regulation.\n\n9. GTV objects to the Requests, including any of the Trustee's Instructions or Definitions therein, to the extent they purport to impose on GTV burdens and obligations that are\n\n## Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 4 of 18\n\nnot contemplated under or are contrary to the Bankruptcy Rules, Federal Rules, Local Rules of the District of Connecticut (\"Local Rules\"), or any other applicable law, rule, or court order. In responding to these Requests, GTV will comply with the foregoing authorities.\n\n10. GTV will respond to each Request based on the information currently available to it. GTV's responses are at all times subject to supplementation and revision in light of future investigation and analysis, and GTV reserves the right to supplement, amend, alter, correct, clarify, supplement, or revise its responses and objections as may be necessary or appropriate.\n\n11. The Responses and Objections provided herein shall not be construed as including any representations regarding the existence or non-existence of specific documents in GTV's possession, custody, or control.\n\n12. The objection to, failure to object to, or statement that GTV will search for or produce documents responsive to a Request, does not constitute a representation by GTV that any such documents exist or are in GTV's possession, custody or control.\n\n13. GTV objects to all Requests, or portions thereof, to the extent they imply the existence of facts or circumstances that do not or did not exist, and to the extent they state or assume factual or legal conclusions. In responding, GTV does not admit the factual or legal premise of any Request.\n\n14. To the extent a particular Request calls for the production of documents that contain information of which only a part is responsive or discoverable, GTV objects and reserves the right not to produce documents in response to such Request except on a redacted basis.\n\n15. GTV objects to the Requests to the extent they purport to require more than a reasonable and diligent search for information from reasonably accessible sources from which responsive information reasonably may be expected to be found.\n\n16. GTV objects to all Requests or parts thereof to the extent they seek production of a \"communication\" that is not embodied within a \"document.\"\n\n17. GTV objects to the Requests to the extent they call for the production of documents prior to the entry of a protective/confidentiality order in this case (\"Protective Order\"). GTV will not produce documents in response to the Requests prior to the entry of an appropriate Protective Order.\n\n### **OBJECTIONS TO INSTRUCTIONS AND DEFINITIONS**\n\n18. GTV objects to Instruction No. 2 to the extent that it seeks information or data that is incompatible with how GTV records, stores, and transmits information in the ordinary course of business. GTV will make a reasonable and good faith effort to provide electronically stored information in the formats requested.\n\n19. GTV objects to Instruction Nos. 5-7, which purport to require GTV to undertake actions with respect to documents that are not within its possession, custody, or control.\n\n20. GTV objects to Instruction No. 8, which purports to impose a more onerous burden for asserting a claim of privilege than is required by the Bankruptcy Rules, Federal Rules, Local Rules, or any applicable law, rule, or court order. To the extent a privilege log is necessary, GTV will comply with its obligations under the Bankruptcy Rules, Federal Rules, Local Rules, or any applicable law, rule, or court order.\n\n21. GTV objects to Instruction No. 12 on the grounds that it is vague, ambiguous, and overbroad.\n\n22. GTV objects to Instruction No. 14 on the grounds that \"the date responses to the Document Requests are due\" is unduly burdensome and unworkable in light of the nature of rolling productions. Instead, GTV will interpret the date range of the Subpoena to terminate on August\n\n## Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 6 of 18\n\n19, 2022, the date the Subpoena was issued. GTV further objects to February 5, 2012 as the starting point of the Subpoena's date range as overly broad, unduly burdensome, not proportional to the needs of the case, and not calculated to lead to the discovery of relevant evidence. GTV's counsel is willing to meet and confer with the Trustee's counsel to discuss appropriate time periods for the Requests, but proposes the date of GTV's incorporation—April 17, 2020—as the starting point of the date range.\n\n23. GTV objects to Definition No. 1 on the grounds that it is vague, ambiguous, overbroad, and unduly burdensome. GTV will interpret \"You,\" \"Your,\" and \"Yourself\" as encompassing GTV and its directors, officers, employees, and agents.\n\n24. GTV objects to Definition Nos. 2-5 on the grounds that they are vague, ambiguous, overbroad, and unduly burdensome. GTV will interpret \"Debtor\" to mean Ho Wan Kwok (and his aliases), \"Debtor's Son\" to mean Qiang Guo (and his aliases), \"Debtor's Daughter\" to mean Mei Guo (and her aliases), and \"Debtor's Purported Wife\" to mean Hing Chi Ngok (and her aliases).\n\n25. GTV objects to Definition Nos. 7-8, to the extent they imply the existence of facts or circumstances that do not or did not exist, and to the extent they state or assume factual or legal conclusions. In responding, GTV does not admit that the \"Associated Individuals\" in Definition No. 7, and that the \"Associated Entities\" in Definition No. 8, are in fact associated with the Debtor, or that the Debtor in fact has any ownership, control, hold, custody, discretion, or other interest in them.\n\n### **SPECIFIC RESPONSES AND OBJECTIONS TO DOCUMENT REQUESTS**\n\n### **Request No. 1:**\n\n*All Documents regarding any income or Asset of the Debtor, the Debtor's estate, or an Associated Entity.*\n\n### **Response to Request No. 1:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that are responsive to this Request and can be located through reasonable efforts.\n\n### **Request No. 2:**\n\n*All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.*\n\n### **Response to Request No. 2:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous. Notwithstanding the foregoing Specific and General Objections, GTV does not have any responsive documents within its possession, custody, or control.\n\n### **Request No. 3:**\n\n*All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.*\n\n### **Response to Request No. 3:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; (3) calls for the production of privileged information; and (4) calls for the production of sensitive information, including the identities, addresses, and financial information of any investors in GTV. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce nonprivileged documents within its possession, custody, or control that (a) are responsive to this Request; (b) can be located through reasonable efforts; and (c) are redacted to protect sensitive information.\n\n### **Request No. 4:**\n\n*All Documents regarding any investment, business dealing or transactions made by, with, or on behalf of the Debtor.*\n\n## **Response to Request No. 4:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because the Subpoena does not define \"investment,\" \"business dealing,\" or \"transactions\" as used in this Request. Notwithstanding the foregoing Specific and General Objections, GTV does not have any responsive documents within its possession, custody, or control.\n\n## **Request No. 5:**\n\n*All Communications with the Debtor, and Documents related to Communications with the Debtor, related to the operation, management, or decision-making of any Entity, including without limitation the Associated Entities.*\n\n# **Response to Request No. 5:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts. GTV is willing to meet and confer with counsel for the Trustee to discuss appropriate search terms, custodians, and date ranges to locate potentially responsive documents.\n\n## **Request No. 6:**\n\n*All Documents regarding any Transfer, investment, or other transaction or business dealing made to, by, or with the Debtor, the Debtor's Family, or an Associated Entity.*\n\n## **Response to Request No. 6:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because the Subpoena does not define \"investment,\" \"other transaction,\" or \"business dealing\" as used in this Request. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts.\n\n### **Request No. 7:**\n\n*All Documents regarding any property ever occupied or used by the Debtor, including without limitation the Lady May; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut at 33 Ferncliff Rd.; and the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.*\n\n### **Response to Request No. 7:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because it calls for documents regarding \"any property ever occupied or used by the Debtor.\" GTV will interpret this request to encompass only the properties enumerated within it. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts. GTV is willing to meet and confer with counsel for the Trustee to discuss appropriate search terms, custodians, and date ranges to locate potentially responsive documents.\n\n# **Request No. 8:**\n\n*All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any*\n\n# Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 11 of 18\n\n*similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.*\n\n# **Response to Request No. 8:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because the Subpoena does not define \"investments\" or \"trading\" as used in this Request. Notwithstanding the foregoing Specific and General Objections, GTV does not have any responsive documents within its possession, custody, or control.\n\n# **Request No. 9:**\n\n*All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM and any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.*\n\n# **Response to Request No. 9:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because it calls for documents regarding \"any aircraft owned, controlled, or used by the Debtor,\" and GTV is unaware of all aircraft meeting this description. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts. GTV is willing to meet and confer with counsel for the Trustee to discuss appropriate search terms, custodians, and date ranges to locate potentially responsive documents.\n\n# **Request No. 10:**\n\n*All Documents regarding any gifts, benefits or loans, to, from or on behalf of the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities, including without limitation Documents sufficient to show the amounts of such gifts, benefits, or loans; the purposes for which such gifts, benefits, or loans were used; when the gifts, benefits, or loans were provided; and the terms of any loans, all representations and warranties made in connection with any loans, the interest rate on any loans, and all evidence of payments of any loans.*\n\n## **Response to Request No. 10:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because the Subpoena does not define \"gifts,\" \"benefits,\" or \"loans\" as used in this Request. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts. GTV is willing to meet and confer with counsel for the Trustee to discuss appropriate search terms, custodians, and date ranges to locate potentially responsive documents.\n\n# **Request No. 11:**\n\n*All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of the Debtor, the Debtor's Estate, the Debtor's Family, or an Associated Entity, including without limitation Documents sufficient to show when the trust(s) was created, by whom it was created, for whose benefit it was created, and the corpus of the trust.*\n\n## **Response to Request No. 11:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or\n\n### Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 13 of 18\n\ncontrol; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because the Subpoena does not define \"trust\" or \"similar instrument\" as used in this Request. Notwithstanding the foregoing Specific and General Objections, GTV does not have any responsive documents within its possession, custody, or control.\n\n### **Request No. 12:**\n\n*All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.*\n\n## **Response to Request No. 12:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including: (1) to the extent non-privileged responsive documents would be available in the public domain; and (2) because GTV would only be aware of litigation in which the Debtor and GTV were both parties, or litigation in which the Debtor was a party and GTV received a third party subpoena—not litigation in which the Debtor was a party but in which GTV is not a party or subpoena recipient. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce a list of all litigation in which either (a) the Debtor and GTV were both parties, or (b) the Debtor was a party and GTV received a third party subpoena.\n\n# Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 14 of 18\n\n### **Request No. 13:**\n\n*All Documents and communications between any of your outside counsel or other advisors and the Debtor.*\n\n### **Response to Request No. 13:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because: (1) it seeks documents with no bearing on the Debtor's assets and finances; and (2) the Subpoena does not define \"outside counsel\" or \"other advisors.\" Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts. GTV is willing to meet and confer with counsel for the Trustee to discuss appropriate search terms, subject matters, custodians, and date ranges to locate potentially responsive documents.\n\n### **Request No. 14:**\n\n*Documents sufficient to show all of Your Assets and sources of income or funding.*\n\n### **Response to Request No. 14:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) calls for the production of privileged information; and (3) calls for the production of sensitive information, including the identities, addresses, and financial information of any investors in GTV. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that (a) are responsive to this Request; (b) can be located through reasonable efforts; and (c) are redacted to protect sensitive information.\n\n# **Request No. 15:**\n\n*For all Assets identified in response to Request [13] having a value of more than \\$50,000, all (i) Documents related to Your acquisition of such Asset and (ii) Communications with the Debtor or the Debtor's Family regarding such Asset.*\n\n# **Response to Request No. 15:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) seeks documents equally accessible to the Debtor; and (3) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous. Notwithstanding the foregoing Specific and General Objections, GTV does not have any responsive documents within its possession, custody, or control.\n\n# **Request No. 16:**\n\n*Copies of Your tax returns.*\n\n# **Response to Request No. 16:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; and (2) calls for the production of privileged information. GTV further objects to this request on the grounds that it is not likely to lead to any relevant information and it is not material to the acts, conduct, or property of Debtor; the liabilities and financial condition of the Debtor; or any matter which may affect the administration of the Debtor's estate or the Debtor's right to a discharge.\n\n# Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 16 of 18\n\n### **Request No. 17:**\n\n*Documents sufficient to show all bank accounts and investment accounts within Your possession or control, including the balances of and transfers to and from each such account.*\n\n### **Response to Request No. 17:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) calls for the production of privileged information; and (3) calls for the production of sensitive information, including the identities, addresses, and financial information of any investors in GTV. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that (a) are responsive to this Request; (b) can be located through reasonable efforts; and (c) are redacted to protect sensitive information.\n\n### **Request No. 18:**\n\n*All Documents regarding any credit cards used by You, including without limitation monthly statements or other Documents sufficient to show all purchases related thereto for the benefit of the Debtor or an Associated Entity.*\n\n### **Response to Request No. 18:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; and (2) calls for the production of privileged information. Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce nonprivileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts.\n\n### **Request No. 19:**\n\n*All corporate governance and organizational Documents, including without limitation bylaws and certificates of incorporation and other Documents sufficient to show Your corporate*\n\n# Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 17 of 18\n\n*structure, names of officers and directors, business purpose, and relationship to the Debtor or to any member of the Debtor's Family.*\n\n# **Response to Request No. 19:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; and (2) calls for the production of privileged information. GTV further objects to this request as overly broad, unduly burdensome, vague, and ambiguous, including because the Subpoena does not define \"business purpose\" or \"relationship.\" Subject to the foregoing Specific and General Objections, and upon the entry of a Protective Order, GTV will produce nonprivileged documents within its possession, custody, or control that are responsive to this Request, and can be located through reasonable efforts.\n\n# **Request No. 20:**\n\n*All Documents related to that certain U.S. Securities and Exchange Commission Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order, Release No. 10979/September 13, 2021, entered in Administrative Proceeding File No. 3-20537, In the Matter of GTV Media Group, Inc., Saraca Media Group, Inc., and Voice of Guo Media, Inc., including but not limited to those regarding the sources of funds for all payments made by You, or on Your behalf, or for Your benefit, to Your legal counsel, those regarding the sources of funds for all payments of fines, disgorgement, prejudgment interest, and/or civil penalties paid to the U.S. Securities and Exchange Commission pursuant to such order, and those regarding the manner of payment used by You, anyone acting on Your behalf, or for Your benefit, to satisfy Your obligations under such order.*\n\n# **Response to Request No. 20:**\n\nGTV incorporates its General Objections as though fully set forth herein. GTV objects to this request to the extent it: (1) seeks documents that are not within its possession, custody, or control; (2) calls for the production of privileged information; and (3) calls for the production of sensitive information, including the identities, addresses, and financial information of any investors in GTV. Subject to the foregoing Specific and General Objections, and upon the entry\n\n## Case 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 18 of 18\n\nof a Protective Order, GTV will produce non-privileged documents within its possession, custody, or control that reflect the source of funds used by GTV to pay its legal counsel, fines, disgorgement, prejudgment interest, and/or civil penalties paid to the U.S. Securities and Exchange Commission pursuant to the Order identified in this request, that are redacted to protect sensitive information.\n\n# Dated: New York, New York MORVILLO ABRAMOWITZ GRAND October 3, 2022 IASON & ANELLO P.C.\n\nBy: */s/ Jeremy H. Temkin* Jeremy H. Temkin Chelsea L. Scism 565 Fifth Avenue New York, NY 10017 Telephone: (212) 856-9600 Fax: (212) 856-9494 jtemkin@maglaw.com cscism@maglaw.com\n\n*Attorneys for GTV Media Group, Inc.*","body_zh":"附件 D-1\n\n美国康涅狄格州联邦破产法院 布里奇波特分院\n\n关于：\n\nHO WAN KWOK（郭文贵），\n\n债务人。\n\n第11章\n\n案件编号 22-50073 (JAM)\nGTV MEDIA GROUP, INC.（GTV媒体集团有限公司）对第11章受托人 LUC DESPINS（吕克·德斯平斯）的非当事人传票的答复及异议\n\n根据《联邦民事诉讼规则》（“联邦规则”）第45条，并经《联邦破产程序规则》（“破产规则”）9016条规定适用于破产案件，非当事人 GTV Media Group, Inc.（“GTV”）通过其下述代理律师，特此提交对第11章受托人 Luc Despins（“受托人”）于 August 19, 2022 送达的《规则2004审查传票》（“传票”）的本答复及异议（“请求”；单称“一项请求”）。\n\n一般异议\n\nGTV 对该等请求以及其中载明的每一定义和指示提出以下一般异议。该等一般异议及下文所述对受托人定义和指示的异议（与该等一般异议合称“一般异议”）均纳入下文所述对该等请求的每一项具体异议和答复（“具体异议”），如同在其中完整载明。任何本答复中的内容均不得解释为放弃任何该等一般异议。\n\n1. GTV 对该等请求提出异议，范围限于其寻求发现与 Ho Wan Kwok（“债务人”）的行为、作为或财产无关的信息；债务人的负债及\n案件 22-50073，文件 1805-28，于 05/18/23 提交，于 05/18/23 23:05:44 录入，第 3 页，共 18 页\n\n财务状况；或任何可能影响债务人破产财产管理或债务人获得免责权利的事项的信息。\n\n2. GTV 对该等请求提出异议，范围限于其寻求发现与本案需要不相称的信息。\n\n3. GTV 对该等请求提出异议，范围限于其含糊不清、模棱两可、范围过宽或重复累积。\n\n4. GTV 对该等请求提出异议，范围限于其寻求不在 GTV 占有、保管或控制范围内的信息。\n\n5. GTV 对该等请求提出异议，范围限于其寻求已由受托人占有、在公共领域可获得，或以其他方式同等可供受托人获得的信息。\n\n6. GTV 对该等请求提出异议，范围限于其重复或累积。\n\n7. GTV 对该等请求提出异议，范围限于其要求披露根据适用法律规定的任何特权或豁免而享有特权或免于发现的信息。GTV 不放弃并拟保留任何适用的特权或保护。任何本答复中的内容——包括无意中提供享有特权的材料——均不意图构成，亦不得以任何方式视为构成对任何律师—当事人特权、工作成果保护或其他适用特权、豁免、保护或例外的放弃。\n\n8. GTV 对该等请求提出异议，范围限于其要求披露将违反任何法律、规则或条例的信息，以及其要求披露根据任何适用的隐私、数据保护或其他法律或条例受保护而不得披露的信息。\n\n9. GTV 对该等请求，包括其中任何受托人的指示或定义，提出异议，范围限于其意图向 GTV 施加并非破产规则、联邦规则、康涅狄格州联邦地区法院地方法规（“地方法规”）或任何其他适用法律、规则或法院命令所规定或与之相悖的负担和义务。\n案件 22-50073，文件 1805-28，于 05/18/23 提交，于 05/18/23 23:05:44 录入，第 4 页，共 18 页\n\n在答复该等请求时，GTV 将遵守前述规定。\n\n10. GTV 将根据目前可获得的信息答复每一项请求。GTV 的答复始终可能因未来调查和分析而予以补充和修订，且 GTV 保留在必要或适当时补充、修改、变更、更正、澄清、补充或修订其答复和异议的权利。\n\n11. 本文提供的答复及异议不得解释为就 GTV 占有、保管或控制范围内特定文件是否存在作出任何陈述。\n\n12. 对一项请求提出异议、未提出异议，或声明 GTV 将检索或提供对该请求作出回应的文件，均不构成 GTV 就任何该等文件存在或处于 GTV 占有、保管或控制范围内作出的陈述。\n\n13. GTV 对全部或部分请求提出异议，范围限于其暗示并不存在或曾不存在的事实或情形存在，及其陈述或假定事实或法律结论。在答复时，GTV 不承认任何请求的事实或法律前提。\n\n14. 在某一特定请求要求提供包含仅有部分信息具有回应性或可发现性的信息的文件的范围内，GTV 提出异议，并保留除经删节外不就该等请求提供文件的权利。\n\n15. GTV 对该等请求提出异议，范围限于其意图要求进行超出从合理可访问的来源中对可合理预期找到回应性信息所作合理且勤勉检索以外的工作。\n\n16. GTV 对全部或部分请求提出异议，范围限于其寻求提供未体现于“文件”中的“通信”。\n\n17. GTV 对该等请求提出异议，范围限于其要求在本案保护令/保密令（“保护令”）作出之前提供文件。GTV 不会在适当的保护令作出之前就该等请求提供文件。\n\n对指示和定义的异议\n\n18. GTV 对第2号指示提出异议，范围限于其寻求与 GTV 在正常业务过程中记录、存储和传输信息的方式不兼容的信息或数据。GTV 将作出合理且善意的努力，以所要求的格式提供电子存储信息。\n\n19. GTV 对第5至7号指示提出异议，该等指示意图要求 GTV 就不在其占有、保管或控制范围内的文件采取行动。\n\n20. GTV 对第8号指示提出异议，该指示意图施加比破产规则、联邦规则、地方法规或任何适用法律、规则或法院命令所要求的更为繁重的主张特权负担。在需要提供特权清单的范围内，GTV 将遵守其根据破产规则、联邦规则、地方法规或任何适用法律、规则或法院命令承担的义务。\n\n21. GTV 以其含糊不清、模棱两可且范围过宽为由，对第12号指示提出异议。\n\n22. GTV 以“对文件请求作出答复的到期日”鉴于分批提供文件的性质构成过度负担且不可操作为由，对第14号指示提出异议。相反，GTV 将把传票的日期范围解释为截止于 August\n案件 22-50073，文件 1805-28，于 05/18/23 提交，于 05/18/23 23:05:44 录入，第 6 页，共 18 页\n\n19, 2022，即传票签发之日。GTV 还对 February 5, 2012 作为传票日期范围的起始点提出异议，理由是其范围过宽、构成过度负担、与本案需要不相称，且并非旨在导致发现相关证据。GTV 的律师愿意与受托人的律师会面协商，以讨论该等请求的适当时间期间，但提议以 GTV 的成立日期——April 17, 2020——作为日期范围的起始点。\n\n23. GTV 以其含糊不清、模棱两可、范围过宽且构成过度负担为由，对第1号定义提出异议。GTV 将把“You”、“Your”和“Yourself”解释为包括 GTV 及其董事、高级职员、雇员和代理人。\n\n24. GTV 以其含糊不清、模棱两可、范围过宽且构成过度负担为由，对第2至5号定义提出异议。GTV 将把“债务人”解释为 Ho Wan Kwok（及其别名），把“债务人的儿子”解释为 Qiang Guo（及其别名），把“债务人的女儿”解释为 Mei Guo（及其别名），并把“债务人声称的妻子”解释为 Hing Chi Ngok（及其别名）。\n\n25. GTV 对第7至8号定义提出异议，范围限于其暗示并不存在或曾不存在的事实或情形存在，及其陈述或假定事实或法律结论。在答复时，GTV 不承认第7号定义中的“关联个人”及第8号定义中的“关联实体”事实上与债务人有关联，亦不承认债务人事实上对其拥有任何所有权、控制权、持有权、保管权、酌处权或其他权益。\n\n对文件请求的具体答复及异议\n\n第1号请求：\n\n关于债务人、债务人破产财产或关联实体的任何收入或资产的所有文件。\n\n对第1号请求的答复：\n\nGTV 将其一般异议纳入本文，如同在本文完整载明。GTV 对该项请求提出异议，范围限于其：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 寻求债务人同样可获得的文件；以及 (3) 要求提供享有特权的信息。GTV 还以该项请求范围过宽、构成过度负担、含糊不清和模棱两可为由提出异议。在不影响前述具体异议和一般异议的前提下，并在保护令作出后，GTV 将提供其占有、保管或控制范围内、对该项请求具有回应性且可通过合理努力找到的非特权文件。\n\n第2号请求：\n\n与债务人的财务状况及其对债权人所负义务有关的所有文件，包括但不限于与任何规避支付该等义务的努力有关的所有文件，以及与本案或任何其他实际或潜在破产或类似无力偿债程序有关的所有文件。\n\n对第2号请求的答复：\n\nGTV 将其一般异议纳入本文，如同在本文完整载明。GTV 对该项请求提出异议，范围限于其：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 寻求债务人同样可获得的文件；以及 (3) 要求提供享有特权的信息。GTV 还以该项请求范围过宽、构成过度负担、含糊不清和模棱两可为由提出异议。尽管有前述具体异议和一般异议，GTV 在其占有、保管或控制范围内没有任何回应性文件。\n\n第3号请求：\n\n关于债务人、债务人破产财产、债务人家庭成员、关联实体或关联个人的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示及/或确认书、资金证明、存款证明、持有证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何一方作出的所有转移的所有文件。\n\n对第3号请求的答复：\n\nGTV（GTV）援引其一般异议，如同在此完整列明。GTV 对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；(3) 要求提供享有特权的信息；以及 (4) 要求提供敏感信息，包括GTV任何投资者的身份、地址及财务信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议。在不放弃前述具体异议及一般异议的前提下，并在保护令作出后，GTV将提供其占有、保管或控制范围内的非特权文件，该等文件：(a) 对本项请求具有响应性；(b) 经合理努力可以查找到；且 (c) 已作删节以保护敏感信息。\n\n第4项请求：\n\n所有有关由债务人作出、与债务人进行或代表债务人作出的任何投资、商业往来或交易的文件。\n\n对第4项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议，包括因为传票未对本项请求中使用的“投资”、“商业往来”或“交易”作出定义。尽管有前述具体异议及一般异议，GTV并无任何处于其占有、保管或控制范围内的响应性文件。\n\n第5项请求：\n\n与债务人的所有通信，以及与债务人的通信有关的、涉及任何实体（包括但不限于关联实体）运营、管理或决策的文件。\n\n对第5项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议。在不放弃前述具体异议及一般异议的前提下，并在保护令作出后，GTV将提供其占有、保管或控制范围内的、对本项请求具有响应性且经合理努力可以查找到的非特权文件。GTV愿意与受托人的律师会面协商，以讨论用于查找可能具有响应性的文件的适当检索词、保管人及日期范围。\n\n第6项请求：\n\n所有有关向债务人、债务人的家属或关联实体作出、由其作出或与其进行的任何转移、投资或其他交易或商业往来的文件。\n\n对第6项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议，包括因为传票未对本项请求中使用的“投资”、“其他交易”或“商业往来”作出定义。在不放弃前述具体异议及一般异议的前提下，并在保护令作出后，GTV将提供其占有、保管或控制范围内的、对本项请求具有响应性且经合理努力可以查找到的非特权文件。\n\n第7项请求：\n\n所有有关债务人曾占用或使用的任何财产的文件，包括但不限于Lady May（Lady May）；Sherry Netherland Hotel / Condominium（Sherry Netherland酒店／共管公寓）；位于Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd.的住宅物业；位于Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd.的住宅物业；以及位于Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd.的住宅物业。\n\n对第7项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议，包括因为其要求提供有关“债务人曾占用或使用的任何财产”的文件。GTV将把本项请求解释为仅涵盖其中列举的物业。在不放弃前述具体异议及一般异议的前提下，并在保护令作出后，GTV将提供其占有、保管或控制范围内的、对本项请求具有响应性且经合理努力可以查找到的非特权文件。GTV愿意与受托人的律师会面协商，以讨论用于查找可能具有响应性的文件的适当检索词、保管人及日期范围。\n\n第8项请求：\n\n所有与债务人、债务人的家属或关联实体于2020年7月前后或任何其他时间进行的原油期货或任何\n\nCase 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 11 of 18\n\n类似商品投资或交易有关的文件，包括但不限于与Jiang Yunfu Be（江云福贝）就任何该等投资或交易进行的通信。\n\n对第8项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议，包括因为传票未对本项请求中使用的“投资”或“交易”作出定义。尽管有前述具体异议及一般异议，GTV并无任何处于其占有、保管或控制范围内的响应性文件。\n\n第9项请求：\n\n所有与债务人拥有、控制或使用的任何航空器有关的文件，包括但不限于尾号为T7-GQM的航空器及任何其他在San Marino（圣马力诺）注册的航空器，包括但不限于所有登记文件副本及显示该等航空器所飞行航班和该等航班机上人员的飞行清单。\n\n对第9项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议，包括因为其要求提供有关“债务人拥有、控制或使用的任何航空器”的文件，且GTV并不知悉所有符合该描述的航空器。在不放弃前述具体异议及一般异议的前提下，并在保护令作出后，GTV将提供其占有、保管或控制范围内的、对本项请求具有响应性且经合理努力可以查找到的非特权文件。GTV愿意与受托人的律师会面协商，以讨论用于查找可能具有响应性的文件的适当检索词、保管人及日期范围。\n\n第10项请求：\n\n所有有关向债务人、债务人财产、债务人的家属或关联实体提供、由其提供或代表其提供的任何馈赠、利益或贷款的文件，包括但不限于足以显示该等馈赠、利益或贷款金额的文件；该等馈赠、利益或贷款的用途；该等馈赠、利益或贷款提供的时间；以及任何贷款的条款、与任何贷款有关的所有陈述与保证、任何贷款的利率以及任何贷款所有付款的证据。\n\n对第10项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议，包括因为传票未对本项请求中使用的“馈赠”、“利益”或“贷款”作出定义。在不放弃前述具体异议及一般异议的前提下，并在保护令作出后，GTV将提供其占有、保管或控制范围内的、对本项请求具有响应性且经合理努力可以查找到的非特权文件。GTV愿意与受托人的律师会面协商，以讨论用于查找可能具有响应性的文件的适当检索词、保管人及日期范围。\n\n第11项请求：\n\n所有有关由债务人、债务人财产、债务人的家属或关联实体设立、代表其设立或为其利益设立的任何信托或类似工具的文件，包括但不限于足以显示该等信托何时设立、由谁设立、为谁的利益设立以及信托本金的文件。\n\n对第11项请求的答复：\n\nGTV援引其一般异议，如同在此完整列明。GTV对本项请求提出异议，理由是该请求：(1) 要求提供不在其占有、保管或\n\nCase 22-50073 Doc 1805-28 Filed 05/18/23 Entered 05/18/23 23:05:44 Page 13 of 18\n\n控制范围内的文件；(2) 要求提供债务人同样可以获得的文件；以及 (3) 要求提供享有特权的信息。GTV还以该请求范围过宽、造成不当负担、含糊且不明确为由提出异议，包括因为传票未对本项请求中使用的“信托”或“类似工具”作出定义。尽管有前述具体异议及一般异议，GTV并无任何处于其占有、保管或控制范围内的响应性文件。\n\n第12项请求：\n\n所有与涉及债务人的任何法律争议有关的任何义务、请求权、责任或债务有关的文件，包括但不限于与在任何地方、州、联邦或国际机构（无论为行政机构、法院、审裁小组或替代性争议解决实体）前进行的任何诉讼有关的文件。\n\n对第12项请求的答复：\n\nGTV（GTV Media Group, Inc.，GTV传媒集团公司）援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 寻求债务人同样可以取得的文件；以及 (3) 要求提供享有特权的信息。GTV 进一步对本请求提出异议，认为其范围过宽、负担过重、含糊不清且存在歧义，包括：(1) 非特权的相关文件可在公共领域获得的范围内；以及 (2) 因为 GTV 仅会知悉债务人和 GTV 均为当事方的诉讼，或债务人为当事方且 GTV 收到第三方传票的诉讼——而不会知悉债务人为当事方但 GTV 并非当事方或传票接收方的诉讼。在不放弃上述具体异议和一般异议的前提下，并在保护令作出后，GTV 将提供以下所有诉讼的清单：(a) 债务人和 GTV 均为当事方的诉讼，或 (b) 债务人为当事方且 GTV 收到第三方传票的诉讼。\n\n案件 22-50073 文件 1805-28 提交日期 05/18/23 录入日期 05/18/23 23:05:44 第 14 页，共 18 页\n\n请求第 13 项：\n\n您的任何外部法律顾问或其他顾问与债务人之间的所有文件和通信。\n\n对请求第 13 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 寻求债务人同样可以取得的文件；以及 (3) 要求提供享有特权的信息。GTV 进一步对本请求提出异议，认为其范围过宽、负担过重、含糊不清且存在歧义，包括因为：(1) 其寻求与债务人的资产和财务无关的文件；以及 (2) 该传票未界定“外部法律顾问”或“其他顾问”。在不放弃上述具体异议和一般异议的前提下，并在保护令作出后，GTV 将提供其占有、保管或控制范围内、对本请求具有相关性且可通过合理努力找到的非特权文件。GTV 愿意与受托人的律师会面协商，以讨论适当的搜索词、主题事项、保管人和日期范围，以找出可能具有相关性的文件。\n\n请求第 14 项：\n\n足以显示您的全部资产及收入或资金来源的文件。\n\n对请求第 14 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 要求提供享有特权的信息；以及 (3) 要求提供敏感信息，包括 GTV 任何投资者的身份、地址和财务信息。在不放弃上述具体异议和一般异议的前提下，并在保护令作出后，GTV 将提供其占有、保管或控制范围内的非特权文件，该等文件：(a) 对本请求具有相关性；(b) 可通过合理努力找到；且 (c) 经删节以保护敏感信息。\n\n请求第 15 项：\n\n*对于在对请求 [13] 的答复中确认的、价值超过 \\$50,000 的所有资产，(i) 与您取得该等资产有关的所有文件，以及 (ii) 与债务人或债务人家庭成员就该等资产进行的通信。*\n\n对请求第 15 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 寻求债务人同样可以取得的文件；以及 (3) 要求提供享有特权的信息。GTV 进一步对本请求提出异议，认为其范围过宽、负担过重、含糊不清且存在歧义。尽管有上述具体异议和一般异议，GTV 并无任何其占有、保管或控制范围内对本请求具有相关性的文件。\n\n请求第 16 项：\n\n您的纳税申报表副本。\n\n对请求第 16 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；以及 (2) 要求提供享有特权的信息。GTV 进一步对本请求提出异议，理由是该请求不太可能导向任何相关信息，且与债务人的行为、举止或财产；债务人的债务和财务状况；或任何可能影响债务人财产管理或债务人获得免责权利的事项无关。\n\n案件 22-50073 文件 1805-28 提交日期 05/18/23 录入日期 05/18/23 23:05:44 第 16 页，共 18 页\n\n请求第 17 项：\n\n*足以显示您占有或控制范围内的所有银行账户和投资账户的文件，包括每一该等账户的余额以及向该等账户转入和从该等账户转出的款项。*\n\n对请求第 17 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 要求提供享有特权的信息；以及 (3) 要求提供敏感信息，包括 GTV 任何投资者的身份、地址和财务信息。在不放弃上述具体异议和一般异议的前提下，并在保护令作出后，GTV 将提供其占有、保管或控制范围内的非特权文件，该等文件：(a) 对本请求具有相关性；(b) 可通过合理努力找到；且 (c) 经删节以保护敏感信息。\n\n请求第 18 项：\n\n*有关您使用的任何信用卡的所有文件，包括但不限于月度对账单或足以显示与之相关、为债务人或关联实体利益而进行的所有购买的其他文件。*\n\n对请求第 18 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；以及 (2) 要求提供享有特权的信息。在不放弃上述具体异议和一般异议的前提下，并在保护令作出后，GTV 将提供其占有、保管或控制范围内、对本请求具有相关性且可通过合理努力找到的非特权文件。\n\n请求第 19 项：\n\n*所有公司治理和组织文件，包括但不限于章程细则、公司注册证书及足以显示您的公司*\n\n案件 22-50073 文件 1805-28 提交日期 05/18/23 录入日期 05/18/23 23:05:44 第 17 页，共 18 页\n\n*结构、高级管理人员和董事姓名、经营目的，以及与债务人或债务人任何家庭成员之间关系的其他文件。*\n\n对请求第 19 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；以及 (2) 要求提供享有特权的信息。GTV 进一步对本请求提出异议，认为其范围过宽、负担过重、含糊不清且存在歧义，包括因为该传票未界定“经营目的”或“关系”。在不放弃上述具体异议和一般异议的前提下，并在保护令作出后，GTV 将提供其占有、保管或控制范围内、对本请求具有相关性且可通过合理努力找到的非特权文件。\n\n请求第 20 项：\n\n*与美国证券交易委员会（U.S. Securities and Exchange Commission）根据 Securities Act of 1933 第 8A 条启动停止及终止程序、作出认定并施加停止及终止命令的命令有关的所有文件；该命令为 Release No. 10979/September 13, 2021，在行政程序档案号 3-20537，即 In the Matter of GTV Media Group, Inc., Saraca Media Group, Inc.（Saraca传媒集团公司）和 Voice of Guo Media, Inc.（郭之声传媒公司）中作出，包括但不限于有关您、代表您或为您的利益向您的法律顾问支付的所有款项的资金来源的文件，有关根据该命令向美国证券交易委员会支付的所有罚款、追缴款、判决前利息和/或民事罚款的资金来源的文件，以及有关您、任何代表您行事的人或为您的利益行事的人为履行您在该命令项下义务所使用的付款方式的文件。*\n\n对请求第 20 项的答复：\n\nGTV 援引其一般异议，如同在本文中完整列明。GTV 对本请求提出异议，理由是该请求在以下范围内：(1) 寻求不在其占有、保管或控制范围内的文件；(2) 要求提供享有特权的信息；以及 (3) 要求提供敏感信息，包括 GTV 任何投资者的身份、地址和财务信息。在不放弃上述具体异议和一般异议的前提下，并在保护令作出后，\n\n案件 22-50073 文件 1805-28 提交日期 05/18/23 录入日期 05/18/23 23:05:44 第 18 页，共 18 页\n\nGTV 将提供其占有、保管或控制范围内的非特权文件，该等文件反映 GTV 用于支付其法律顾问费用、罚款、根据本请求中确定的命令向美国证券交易委员会支付的追缴款、判决前利息和/或民事罚款的资金来源，并经删节以保护敏感信息。\n\n日期：New York, New York    MORVILLO ABRAMOWITZ GRAND\nOctober 3, 2022    IASON & ANELLO P.C.（莫维略·阿布拉莫维茨·格兰德·亚森及阿内洛专业公司）\n\n签署人：/s/ Jeremy H. Temkin\nJeremy H. Temkin（杰里米·H·特姆金）\nChelsea L. Scism（切尔西·L·西斯姆）\n565 Fifth Avenue\nNew York, NY 10017\n电话：(212) 856-9600\n传真：(212) 856-9494\njtemkin@maglaw.com\ncscism@maglaw.com\n\nGTV Media Group, Inc. 的律师","key_entities":["GTV","Je","Guo","Kwok","Ho Wan Kwok","Despins","Luc Despins","Saraca"],"ecf_references":[],"word_count":5032,"status":"published","published_at":"2023-05-18 00:00:00","created_at":"2023-05-18","updated_at":"2026-08-23 18:47:48"}