{"id":"court_ctb_1930_16","court":"CTB","case_no":"22-50073","doc_number":1930,"sub_number":16,"doc_type":"EXHIBIT","filed_date":"2023-06-22","title":"Exhibit 16 Bongartz, Alex","summary_zh":null,"summary_en":null,"body_en":"### **Exhibit 16**\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 2 of 25\n\n## Bongartz, Alex\n\n| From: | Tuesday, May 30, 2023 3:43 PM |\n|-----------------|---------------------------------------------------------------------|\n| Sent: | Despins, Luc A .; daj@edmiston.com; Bonqartz, Alex |\n| To: | [EXT] M/Y \"LADY MAY\" - OFFICIAL BID SUBMISSION |\n| Cc: | IYBA_Purchase_and_Sale (Lady May).pdf; Lady May - Addendum to PSA - |\n| Subject: | amendments 30.05.2023.docx; Lady May - Addendum to the PSA - |\n| Attachments: | 30.05.23.pdf |\n| Importance: | High |\n| Follow Up Flag: | Follow up |\n| Flag Status: | Completed |\n\n## --- External Email ---\n\nYou don't often get email from\n\n. Learn why this is important\n\n#### Dear Mr Despins and Mr Bongartz\n\n#### Definitions\n\n\"Buyer\" -, or any other entity appointed for this role by the Buyer or the UBO provided such entity remains beneficially owned by the UBO.\n\n\"UBO\" - a Monaco resident who is the ultimate beneficial owner of the Buyer\n\n\"Yacht\" - the 2014 44.25 meter Feadship Motor Yacht \"LADY MAY\" (registered number 745195).\n\n\"You\" - Luc A. Despins as chapter 11 trustee for the estate of Ho Wan Kwok, c/o Paul Hastings LLP, 200 Park Avenue, New York, New York 10166.\n\n#### Proposal to Purchase\n\nWe understand You are the party authorised as truster 11 of the United States Bankruptcy Code to receive offers for the purchase of the Yacht and write to relay the terms of the Buyer's Proposal to purchase the Yacht.\n\nWe note that on 25 May 2023, You circulated a purchase and sale agreement and an addendum one thereto, forming the proposed terms of sale of the \"Documents\"). This Proposal is also otherwise expressly subject to the following terms and conditions:\n\n- 1. The Buyer is offering \\$23,250,000 (Twenty-Three million Two Hundred and Fifty Thousand U.S. Dollars) inclusive of any and all applicable tax or customs duties of any description, save for purchase and use taxes ordinarily to be paid for by the Buyer;\n- 2. Full title warranty and guarantee to be provided by You confirming your power of sale, with good, clean title to the Yacht to be conveyed to the Buyer free and clear of any and all claims, debts or encumbrances of any nature;\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 3 of 25\n\n- 3. This offer is subject to and further conditioned upon compliance with all applicable laws and regulations, including but not limited to sanctions laws administered by the U.S. Department of Treasury, Office of Foreign Assets Control and any other sanctions authority;\n- 4. Following acceptance of this Proposal, the Documents to be negotiated between Buyer and You in good faith to agree on mutually acceptable terms; and\n- 5. It is proposed that the closing of the purchase and sale of the Yacht to take place by 30 June 2023.\n\nWe would like to provide you with the assurance that the UBO possesses the necessary financial resources to consummate this transaction. We further wish to confirm that the funds for this transaction will be sourced from the UBO's personal wealth, and we are prepared to provide documentation as to the source of the purchasing entity's funds, when appropriate and as necessary.\n\nFor the avoidance of doubt, this offer is subject in all respects to the terms and conditions set forth above, including without limitation, execution of the Documents (or such revised form of the Documents as agreed between You and the Buyer) and compliance with regulatory requirements, and shall be deemed to expire at 17:00 local E.S.T. time on 5 June, 2023 unless a written acceptance of this Proposal has been received by us prior to that time.\n\nPlease kindly confirm receipt of this correspondence by return e-mail and also provide us with such information as you can as to the intended sale process.\n\nYours faithfully\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 4 of\n\n![](_page_3_Picture_1.jpeg)\n\nINTERNATIONAL YACHT BROKERS ASSOCIATION\n\n# PURCHASE AND SALE AGREEMENT FOR BROKERAGE VESSEL\n\n| BUYER: | SELLER: Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok | |\n|------------------------------------------|-----------------------------------------------------------------------------|--|\n| Address: | Address: c/o Paul Hastings LLP, 200 Park Avenue | |\n| | New York, New York 10166 | |\n| Nationality: | Nationality: U.S. | |\n| VESSEL NAME: Lady May | MANUFACTURER: Feadship | |\n| Model: Semi displacement motor yacht | Length Overall: 44.25m | |\n| Year: 2014 | Doc or Reg No .: 745195
Flag: Cayman Is | |\n| Hull No.: 688 | Engine Description: Diesel (Caterpillar) | |\n| Selling Broker: | Listing Broker: Edmiston & Company Limited | |\n| IMPORTANT DATES | PURCHASE PRICE | |\n| Offer Date: | Purchase Price: | |\n| Offer Expiration Date: June 9, 2023 | Less Deposit: [20% of Purchase Price] | |\n| Accept/Reject Date: June 28, 2023 | Less Trade Allowance (see Addendum): Not applicable | |\n| Closing Date: on or before June 30, 2023 | Balance: | |\n\n25\n\nDelivery Location: International waters, off the coast of Rhode Island\n\nNOTE: If Vessel is to be moved to the Delivery Location must be specified with precision. The mere listing of a port or city is insufficient.\n\n### ADDITIONAL REGISTERED VESSELS INCLUDED Yes \\_\\_\\_ No\n\n1. Agreement. Buyer agrees to purchase, and Seller agrees to sell, all right, title and in the Vessel described above on the terms and conditions set forth in this Purchase and Sale Agreement (\"SA\"). Capitalized terms used in this PSA refer to the corresponding terms in the table above unless otherwise defined here\" of this PSA is the date on which is has been signed by both parties. \"Vessel\" also includes all gear, machiner, fuel, consumables, and all registered or unregistered tenders, toys, articles and appurtenances on board the Vessel and/or included on the Vessel's listing specification as of this Agreement, except for items listed on the Exclusions List provided by the Seller of (a) five days from the Effective Date or (b) the Accept (b) the Accept (be ect Date, which items are not included in the sale. Buyer will be deemed to have accepted the Exclusion List if it accepts the Vessel. Listing Broker and Selling Broker shall be referred to herein as the \"Brokers.\" If there is a Trade Allowance, the trade-in will be governed by the attached Trade-In Vessel Addendum. If either party fails to sign this PSA and deliver it to the other party on or before the Offer Expiration Date, this PSA will be ineffective.\n\n2. Deposit. Within \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ the Selling Broker's account, as acknowledged below, as a deposit toward the Purchase Price to the terms of this PSA. Seller may refuse to permit Buyer to proceed with the trial run, survey and other inspections of the Deposit has cleared into the Selling Broker's escrow account.\n\n3. Survey Option; Acceptance of Vessel; Condition of Survey. Buyer's obligation to purchase the Vessel is subject to Buyer's satisfaction, in Buyer's sole discretion, with a trial run and survey of the Vessel though Buyer may elect not to have the Vessel inspected: (a) Buyer will select the surveyor, (b) the surveyor, and not the Brokers, will be the sole party responsible for any errors or onissions with respect to the survey, notwithstanding that the Broked information to and assisted Buyer with hiring the surveyor, (c) Seller shall make the Vessel available and Buyer shall run and survey as soon as practicable (d) Seller shall pay all running expenses for, and assume the risks associated with, the trial pay all costs of the survey, including associated costs, e.g., haul-out, dry dock, and subcontractors' charges, (e) Buyer and its surveyor will be solely responsible for determining the scope of the trial run to assess the Vessel's conformity with Buyer shall deliver written notice of rejection or acceptance of the Vessel to Seller or the Listing Broker on or before the Accept Reject Date. Whether or not Buyer will be deemed to have rejected the Vessel if it fails to give timely written notice of its acceptance of the Vessel, Seller will not make any use of the Vessel pending (defined in Paragraph 4) except to move the Vessel to the Delivery Location. f Buyer\n\nBuyer's ntas:\n\n©2020 nternat ona Yacht Brokers Assoc at on A r ghts reserved\n\nSe er's ntas:\n\nRev 3.10.20\n\nThis form was prepred for the exclusive use and be i'BA. The parties and Bokers hereby release the I'BA from any liability for damages esulting for or related to its use. The IPA expressy disclaims any and all warrantes, including merchantability and fitness for a particular purpose, related to the use of this form.\n\n# Case 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 5 of\n\nrejects or is deemed to reject the Vessel, after all expenses incurred on Buyer's behalf have been paid, (i) the Selling Broker shall return the Deposit to Buyer, (i) this PSA will terminate, and tie Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the cost to correct any defects or deficiencies noted during the trial run and survey.\n\n4. Closing. The transfer of Vessel's ownership (\"Closing\") will occur on the Closing Location simultaneously with payment of all funds due from the Buyer and delivery of originals of all other documents necessary for transfer of good and marketable titleto Buyer. If the Vessel must move to the Deliver Vessel to the Closing Location unless funds have been paid in full or are being held subject to an escrow conditioned only upon delivery of the Vessel to the Delivery Location and release of title documents to the Buyer. Closing may be facilitated by overnight courier or electronic means. Seller shall deliver the Vessel (as defined in Paragraph 1) to Buyer at the Delivery Location except for fuel consumed during the trial run and any voyage to the Delivery Location. On or before the Closing Date, Seller must deling Broker all documents necessary to transfer title to the Vessel (and all other items hereby required to be delivered) to Buyer. At Closing, Buyer shall pay the Balance to Seller (subject to Paragraph 6) and/or to the Selling Broker for onward transfer to Seller by wire transfer. Any funds Seler owes to (i) the Brokers for the commission, storage, repairs and/or other items or (ii) the holder of any other Encumbrance, will be deducted from the Selling Broker prior to disbursement of funds to Seller, which hereby irrevocably instructs any Deposit holder to pay the Commission from the Deposit to the Brokers pursuant to the terms hereof.\n\n5. Brokers. The parties acknowledge that the Selling Broker are the only brokers that procured this PSA. If the Listing Broker and the Selling Broker are the same broker consent to that Broker acting as a dual-agent in this transaction, i.e., representing both Buyer and Seller, and the Broker to both parties facts known to the Broker materially affecting the Vessel's value or desirability; provided, however, that instance the Broker shall not, without Seller's consent, disclose to Buyer that Seller is willing to sell the Vessel for an amount lessing price or, without Buyer's consent, disclose to Seller that Buyer is willing to pay a price greater than the offering price. If the Selling Broker are different, the Listing Broker will represent Seller only and owe no duties, fiduciary or otherwise, to Buyer, and the Selling Broker will represent Buyer only and owe no duties, fiduciary or otherwise, to Seller (though paid by Seller). The Brokers are obligated to perform only the duties expressly set forth herein and no implied duties or obligations may be read into this PSA. Seller shall be solely responsible for payment of commission due to the Brokers in connection with the sale of the Vessel as set forth herein. Each party represents and warrants to the other that he has not employed or dealt with any other broker, agent or finder in carrying out the sale of the Vessel to Buyer and acknowledges that the Brokers are third-party beneficiaries to this PSA.\n\n6. Seller's Representations: Requirements for Closing, Seller represents and warrants that it will transfer to Buyer good and marketable title to the Vessel, free and clear of all debts, claimsn law liens, security interests, encumbrances, excise taxes, and any other applicable taxes, customs' duties, or tariffs due to any state, country, regulatory of any kind whatsoever (collectively, \"Encumbrances\"). No less than two (2) business days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing), (c) a guaranty and indemnfication from Seller's representations and warranties in this Paragraph 6, (d) if Seller is a legal entity, a personal guaranty and indemnification from Seller's benef(s) guaranteeing Seller's representations and warranties in this Paragraph 6, and (e) copies of any other documents necessary for transfer of good and marketable title to Buyer. Seller shall pay any cost associated with, and shall cooperate fully to obtain, any authorization for sale required from any governing authority. Any party will provide to the other prior to Closing (i) proof that it is in good standing under jurisdiction under which the entity has been formed, (ii) a consent action or resolution demonstrating the entity's duly authorized decision to purchase or sell the Vessel as well as the authority of the individual delivering or accepting this PSA and/or purchase and sales documents,(ii) a power of attorney demonstrating the authority of the individual delivering or accepting the Vessel and (iv) as to Seller, its wire transfer information.\n\n7. Risk of Loss; Force Majeure. Seller will bear the risk of lossel prior to Closing. If the Vessel is damaged subsequent to Buyer's acceptance and the necessary repairs will cost less than five percent (5%) of the Purchase Price and require fewer than 30 days to complete, then (a) Seller must repair to Closing in accordance with sound marine practices to the standard of the Vessel immediately prior to the damage and Buyer may inspect such repair, (b) Buyer must pay the Balance and take delivery of the Vessel as repaired, and (c) the Closing Date will be extended by the repair period. If the Vessel is damaged to a greater extent subsequent to Buyer's acceptance, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel. Either party s obligation to perform will be suspended to accommodate unforeseeable events beyond that party's reasonable control (\"Force Majeure Events\"), including, without limitation, acts of terrorism, strikes, lockouts, riots, acts of war, fire, communication line failures, computer viruses, power failures, accidents, tropical storms, hurricanes, or other natural disasters. If a Force Majeure Event occurs, the time periods referred to in this PS4, including, without limitation, the Closing Date, will be deemed extended by the time necessary to permit the affected party to perform in accordance with this PS4; provided, however, if the Force Majeure the Closing Date for a period of at more than 30 days, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n8. Default. Notwithstanding anything herein to the contrary, if the Deposit is not paid when due or Closing is not consummated due to Buyer's non-performance, including, without limitation, failure to pay the Balance or execute all documents necessary for completion of the\n\nBuyer's ntas:\n\nSe e 's n t a s:\n\n# Case 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 6 of\n\npurchase by the Closing Date: (i) the Deposit shall be retained by (or TT the Deposit was not paid, Buyer shall pay a like anount to) Seller and the Brokers as liquidated and agreed damages, as consideration of this PSA, in full settlement of all claims between the parties, (i) the Selling Broker shall return to Buyer, and (ii) the parties will be relieved of all obligations under this PSA. Buyer and Seller agree that the Deposit will be applied first to payment of any unpaid costs or expenses that Buyer or Broker incurred against the Vessel and then divided fifty percent (50%) to the Seller and fifty percent (50%) to the Brokers shall divide in the same proportions as the commission would had a sale been consummated. If the Closing is not consummated due to Seller's non-performance, the Deposit, and any other money paid or deposited by Buyer, pursuant to this PSA will be returned to Buyer upon demand or Buyer will have the right of specific performance is reasonable in light of the uniqueness of the Vessel, difficulty of proof of loss, and the inconvenience or impossibility of otherwise on adequate remedy. On Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction closed.\n\n9. Sales and Use Taxes. Sales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the Selling Broker at Closing. Buyer hereby indemnifies and holds harmless Seller and from any sales or use taxes for which Buyer is responsible.\n\n10. REPRESENTATIONS AND WARRANTIES. SELLER AND THE BROKERS BELIEVE THAT ANY INFORMATION ANY OF THEM HAS PROVIDED ON THE VESSEL IS GOOD AND CORRECT AND OFFER THE INFORMATION IN GOOD FAITH, BUT DO NOT AND CANNOT GUARANTEE THE ACCURACY OF SUCH INFORMATION. BUYER WARRANTS AND REPRESENTS, AS OF THE TIME OF CLOSING, THAT IT (A) WILL HAVE FULLY INSPECTED AND MADE A TRIAL RUN OF THE VESSEL (OR HAVE VOLUNTARILY WAVED THESE RIGHTS) AND (B) IS NOT RELYING ON ANY ADVERTISEMENTS, PROMISES, DESCRIPTIONS, AFFIRMATIONS (WHETHER ORAL OR WRITTEN, PROR TO OR CONTEMPORANEOUS WITH THIS PSA) PROVIDED BY THE SELLER OR BROKERS. UPON CLOSING, BUYER WILL BE DEEMED TO HAVE ACCEPTED THE VESSEL IN ITS \"AS IS\" CONDITION. SELLER AND THE BROKERS HAVE GIVEN NO WARRANTY, ETHER EXPRESSED OR IMPLIED, AND MAKE NO REPRESENTATION AS TO THE CONDITION OF THE VESSEL, ITS FITNESS FOR ANY PARTICULAR PURPOSE OR MERCHANTABLLITY, ALL OF WHICH ARE DISCLAIMED.\n\n11. Financing. Buyer's obligations are not contining financing. Buyer represents that it will arrange financing, if necessary. Buyer and Seller acknowledge that the Brokers have made no representations or warranties with respect to Buyer's ability to obtain financing, Buyer's qualifications to obtain any type of the Vessel, or Buyer's ability to document or register the Vessel in any jurisdiction.\n\n12. Counterparts. The parties may sign this PSA in any number of identical counterparts, each of which will be deemed an original (including signatures evidenced via facsimile, email or other electronic means) as if the signatures were upon the same instrument.\n\n13. Binding Effect; Contemporaneous Contracts; Future Sales. This PSA is binding on all parties, their heirs, personal representatives and/or assigns. Seller shall not sell the Vessel or entract for the sale of the Vessel while this PSA is in effect. If a sale is not consummated in accordance with the terms of this PSA, and Seller enter into a contract between themselves for the Sale of the Vessel, whether directly or through an entity under a party's ownership or control, within two years after this PSA is terminated, Seller ages to pay the Brokers an amount identical to the commission the Brokers would have received had the transaction contemplated under this PSA closed.\n\n14. Escrowed Funds. The parties acknowledge that (a) the Selling Broker will not be responsible for the Deposit until the funds have cleared into the Selling Broker's account, (b) the Seling Broker shall hold the Deposit in escrow once the funds received by either Broker from any party will be held in trust for that party, (c) the Selling Brokers on the Brokers prior to disbursement of the Deposit or Balance to Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnity the Brokers for legal tees and costs relating including those incurred in any appeals (which bbligation is secured by a lien on the escrowed funds) and those relain for a commission, except as to a Broker found, in a final non-appealable judgment, to have engaged in willful misconduct or acted with gross negligence.\n\n#### See Addendum. 15. Additional Terms.\n\n16. Miscellaneous. This PSA, including its exhibits and schedules, is the entire ggreement between the subject matter hereof and supersedes all prior and contemporaneous repreentations, warranties, and understandings pertaining thereto, be they in writing, oral, or other becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA. In the event of any dispute between the parties hereto arising out of this PSA, the prevailing party (including the Brokers) shall be entitled to recover reasonable expenses, attorney's fees and costs for all pretrial, trial and appellate proceedings. If any term, condition, or provision of this PSA is held to be unenforceable for any reason, it shall be interpreted to achieve the PSA to the extent possible rather than avoided. In any event, all other terms, conditions of this PSA shall be deemed valid and enforceable. There are no other duties, obligations, in lied or otherwise, except as set forth herein. This PSA may not be amended or modified, except in writing, signed by Buyer and Seller. Notice and delivery given by or to the attorney or Broker representing any party shall be as effective as if given by or to that party. All notices must be in writing and may be made by personal delivery, overnight courier, facsimile, email, or other electronic means, and shall be effective upon delivery retained. Buyer may assign this PSA to\n\nBuyer's ntas:\n\nSe er's n tas:\n\n# Case 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 7 of\n\nany member(s) of Buyer's immediate family or any entity owned on controlled by Buyer and/or any member(s) of his inmediate family. Otherwise, neither party may assign this PSA without the consent shall not be unreasonably withheld. No claim or right arising out of this PSA can be waved or discharged by one party, in writing, nor shall any waiver be applicable except in the specific instance for which it is given. Paragraph headings are informational and included only for convenience.\n\n17. Governing Law and Dispute Resolution. Check (a), (b) or (c). If none checked, (a) will appy. Any dispute involving this Agreement will be resolved: (a) \\_\\_ in the courts located in the State of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ (Florida, if left blank), (b) \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ (Florida, if left blank), (c) by binding arbitration in London, England. If (d) or (b) is selected: (i) this Agreement will be governed by and interpreted according to the State of laws and (ii) the proceedings will be conty of the main office of the Selling Broker, or if the Selling Broker has no office in Florida, in Corda, if no other city indicated). If (b) is selected, the Commercial Arbitration Rules of the American Arbitration Association (\"AAA\") in force when the arbitration is commenced will apply unless the following rules apply: \\_ \\_ \\_ \\_ \\_ \\_ If the amount in controvery including counterclaims is not more than USD \\$1,000,000.00, the parties shall jointly select a single arbitrators maintained by the International Yacht Brokers Association (\"YBA\") within twenty (20) days of the giving of arbitration. If the parties are unable to agree upon the arbitrator, the IYBA shall have the power to make the single arbitrator. If the amount in controversy is greater, the parties shall each appoint one arbitrator and the two arbitrators will jointly appoint a third arbitrator. If they cannot agree on the third arbithin 14 days, either party may request that the IYBA appoint the third arbitrators maintained by the IYBA. The decision of the single arbitrator, or if a three abitrator panel, any woon he parties. An action may be brought in any court of competent jurisdiction to enforce any arbitration. If (c) is selected: (i) this Areement will be governed by and interpreted in accordance with English law regardless of conflicts-of-laws, (ii) the parties irrevocably agree that any dispute arising out of or in connection with this Agreement shall be referred to arbitration in accordance with the Arbitration Act 1996 or any statutory modification or re-enactment thereof save to the extent no the provisions of this Paragraph, (iii) the arbitration shall be conducted in accordance with the rules of London Maritime Arbitration (\"LMAA\") current when the arbitration is commenced, (iv) if the amount in dispute (including counterclaims) is less than USD\\$100,000, its Small Claims Procedure will apply, while fi greater than or equal to USD\\$100,000 and less than USD\\$400,000, its intermediate Claims Procedure will apply. Whatever option is selected, the parties irrevocably submit to the exclusive jurisdical forum, waive any objection they now or hereafter may have to venue or convenience of forum, agree that all claims relating to the proceeding will be decided only in such court or arbitral forum and, further, not to bring any claim relating to ther court or arbitral forum. The parties, having had the opportunity to seek legal counsel, waive trial by jury for claims arising under this Agreement, whether against each other or any Broker.\n\n| BUYER: | SELLER: |\n|---------------------------------------------------------------------|---------|\n| Print: | Print: |\n| Title: | Title: |\n| Date: | Date: |\n| SELLING BROKER DEPOSIT CONFIRMATION (Subject to clearance of funds) | |\n| Print: | Amount: |\n| Title: | Date: |\n| | |\n| | |\n| | |\n| | |\n\nBuyer's ntas:\n\nSe er's ntas:\n\n©2020 nternat ona Yacht Brokers Assoc at on A r ghts reserved\n\nRev 3.10.20\n\nThis form was prepred for the exclusive use and be i'lBA. The parties on Bokers hereby elecse the WBA from any libility for damages resulting from or related to its use. The IPA expressy disclaims any and all warrantes, including merchantability and fithis for a particular purpose, related to the use of this form.\n\n## **Addendum to Purchase and Sale Agreement for Brokerage Vessel, executed on [-----], 2023, Between (i) Luc A. Despins, as the Chapter 11 Trustee for the Estate of Ho Wan Kwok and (ii) [ ] (the \"Addendum\")**\n\nCapitalized terms used but not defined herein have the meanings set forth in the Purchase and Sale Agreement for Brokerage Vessel, executed on [-------], 2023, with respect to the Lady May (the \"PSA\"). For the avoidance of doubt, any reference to the PSA (whether in this PSA or the Addendum) shall be to the PSA as modified by this Addendum.\n\n- 1. Luc A. Despins is party to the PSA solely in his capacity as the chapter 11 trustee for the estate of Ho Wan Kwok, and not in his personal capacity. Accordingly, no claim whatsoever may be asserted by Buyer against Mr. Luc A. Despins in his personal capacity or Paul Hastings LLP.\n- 2. The PSA and all terms in the PSA are subject to approval of the United States Bankruptcy Court for the District of Connecticut (the \"Bankruptcy Court\"), in which court the chapter 11 case of Ho Wan Kwok, Case No. 22-50073 (the \"Chapter 11 Case\"), is pending.\n- 3. Notwithstanding anything in the PSA to the contrary, the Bankruptcy Court shall have exclusive jurisdiction over any claim or dispute in respect of or arising out of the PSA, and the parties and the Brokers irrevocably submit to the exclusive jurisdiction of the Bankruptcy Court, waive any objection they now or hereafter may have to venue or convenience of forum, agree that all claims relating to the PSA will be decided in such court, and, further, not to bring any claim relating to the PSA in any other court. For the avoidance of doubt, all provisions in Section 17 of the PSA regarding the arbitration of any dispute involving the PSA are hereby deleted.\n- 4. Notwithstanding anything in the PSA to the contrary, the PSA is governed by and interpreted according to the law of the State of New York regardless of its principles of conflicts-of-laws.\n- 5. The Seller shall deliver, as a condition to Closing, each of the documents listed in the attached \"Exhibit A\".\n- 5.6.The fourth and fifth sentences in Section 1 of the PSA are hereby modified as follows:\n\n\"Vessel\" also includes all gear, machinery, equipment, furniture, fuel, consumables, and all registered or unregistered tenders, toys, articles and appurtenances on board the Vessel and/or included on the Vessel's listing specification as of the date of this **PSA. There will be no Exclusions List.**Agreement, except for items listed on the Exclusions List provided by the Seller or Listing Broker on the earlier of (a) five days from the Effective Date or (b) the Accept/Reject Date, which items are not included in the sale. Buyer will be deemed to have accepted the Exclusion List if it accepts the Vessel. **For the avoidance of doubt, the**\n\n## **Lady May II is not included as part of the sale of the Vessel pursuant to this PSA.**\n\n6.7.The eighth sentence in Section 1 of the PSA is hereby modified as follows:\n\n**There shall be no** If there is a Trade Allowance **in connection with the sale of the Vessel pursuant to this PSA**, the conditions of the trade in will be governed by the attached Trade In Vessel Addendum.\n\n7.8.Section 2 of the PSA is hereby modified as follows:\n\nWithin \\_\\_\\_\\_\\_ business days (3 business days if left blank)) following Seller's signature of this PSA,**On [-----], 2023,** Buyer **paid**shall pay the Deposit to the **Seller's**Selling Broker's account, as acknowledged below, as a deposit toward the Purchase Price to be held **in escrow** subject to the terms of this PSA. Seller may refuse to permit Buyer to proceed with the trial run, survey and other inspection of the Vessel until the Deposit has cleared into the **Seller's**Selling Broker's escrow account.\n\n8.9.Section 3 of the PSA is hereby modified as follows:\n\n3.1 Buyer's obligation to purchase the Vessel is subject to Buyer's satisfaction, in Buyer's sole discretion, with a trial run and survey of the Vessel (though Buyer may elect not to have the Vessel inspected)**; provided, however, that Buyer may only reject the Vessel either: (i) for any reason whatsoever and in the Buyer's sole discretion, provided written notice of such decision to reject is served on the Seller by the Buyer within 24 hours of the completion of the trial run; or (ii) if the surveyor (who shall be a duly qualified marine surveyor whose day-to-day business is occupied with surveying of vessels of a similar quality to and value of the Vessel) certifies in writing that it discovered defects that affect the operational integrity of the Vessel or her machinery or her systems or renders the Vessel unseaworthy.**\n\n**For the avoidance of doubt, Buyer may not reject the Vessel on any other grounds. 3.2** If **the Buyer decides to have a trial run and a survey conducted**inspected: (a) Buyer will select the surveyor, (b) the surveyor, and not the Brokers, will be the sole party responsible for any errors or omissions with respect to the survey, notwithstanding that the Brokers may have provided information to and assisted Buyer with hiring the surveyor, (c) Seller shall make the Vessel available and Buyer shall complete the trial run and survey as soon as practicable**, such that the survey is completed prior to the Accept/Reject Date**, on 11 June 2023 and the survey by no later than 17 June 2023 (d) Seller shall pay all running expenses for, and assume the risks associated with, the trial\n\nrun, and Buyer shall pay all costs of the survey, including associated costs, e.g., haul-out, dry dock, and subcontractors' charges, (e) Buyer and its surveyor will be solely responsible for determining the scope of the survey and the trial run to assess the Vessel's conformity with Buyer's requirements and (f) Save as required by Section 3.1(i), Buyer shall deliver written notice of rejection or acceptance of the Vessel to Seller or the Listing Broker on or before the Accept/Reject Date. Whether or not Buyer has inspected the Vessel, Buyer will be deemed to have **accepted**rejected the Vessel if it fails to give timely written notice of its **rejection**acceptance **in accordance with this PSA**. Upon Buyer's acceptance of the Vessel, Seller will not make any use of the Vessel pending Closing (defined in Paragraph 4) except to move the Vessel to the Delivery Location. If Buyer rejects or is deemed to reject the Vessel **in accordance with this PSA and is not otherwise in breach of this PSA**, after all expenses incurred on Buyer's behalf have been paid, (i) the **Seller**Selling Broker shall return the Deposit to Buyer, (ii) this PSA will terminate, and (iii) the parties and the Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the cost to correct any defects or deficiencies noted during the trial run and survey.\n\n9.10. The sixth sentence in Section 4 of the PSA is hereby modified as follows:\n\nAt Closing, Buyer shall pay the Balance to Seller (subject to Paragraph 6) **and the Deposit shall be released to Seller, subject to the deduction in the immediately following sentence**and/or to the Selling Broker for onward transfer to Seller by wire transfer. Any funds Seller owes to (i) the Brokers for the commission, storage, insurance, repairs and/or other items **(which are subject to approval of the Bankruptcy Court)**or (ii) the holder of any other Encumbrance, will be deducted from the amount due Seller by the Selling Broker prior to disbursement of funds to Seller, which hereby irrevocably instructs any Deposit holder to pay the Commission from the Deposit to the Brokers pursuant to the terms hereof**Deposit and paid to the Brokers prior to the release of the Deposit to Seller. For the avoidance of doubt, the order of the Bankruptcy Court approving the sale of the Vessel to Buyer shall provide that the Vessel is being sold free and clear of any Encumbrances, with any Encumbrances attaching to the proceeds of the sale.**\n\n10.11. The second sentence of Section 5 of the PSA is hereby modified as follows:\n\nIf the Listing Broker and the Selling Broker are the same brokerage, the parties consent to that Broker acting as a dual-agent in this transaction, i.e., representing both Buyer and Seller, and the Broker may disclose to both parties facts known to the Broker materially affecting the Vessel's value or desirability; provided, however, that in such instance **(a)** the\n\nBroker shall not, without Seller's consent, disclose to Buyer that Seller is willing to sell the Vessel for an amount less than the asking price **and (b) the Broker have no duties to the Buyer in connection with the sale of the Vessel**or, without Buyer's consent, disclose to Seller that Buyer is willing to pay a price greater than the offering price.\n\n11.12. The second sentence of Section 6 of the PSA is hereby modified as follows:\n\nNo less than two (2) business days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing)**, which proof may be the order entered by the Bankruptcy Court approving the sale of the Vessel (and which order shall provide that the Vessel is being sold to Buyer free and clear of any Encumbrances)**, (c) a guaranty and indemnification from Seller guaranteeing Seller's representations and warranties in this Paragraph 6, (d) if Seller is a legal entity, a personal guaranty and indemnification from Seller's beneficial owner(s) guaranteeing Seller's representations and warranties in this Paragraph 6, and (**c**e) copies of any other documents necessary for transfer of good and marketable title to Buyer.\n\n12.13. The second and third sentences of Section 7 of the PSA are hereby modified as follows:\n\n> If the Vessel is damaged subsequent to Buyer's acceptance and the necessary repairs will cost less than five percent (5%) of the Purchase Price and require fewer than 30 days to complete, then**, at the Seller's option,** (a) Seller **may**must repair the damage prior to Closing in accordance with sound marine practices to the standard of the Vessel immediately prior to the damage and Buyer may inspect such repair, **in which case** (**a**b) Buyer **shall**must pay the Balance and take delivery of the Vessel as repaired, and (**b**c) the Closing Date will be extended by the length of the repair period. If the Vessel is damaged to a greater extent subsequent to Buyer's acceptance **or Seller does not exercise the option in the foregoing sentence**, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n13.14. Section 8 of the PSA is hereby modified as follows:\n\nNotwithstanding anything herein to the contrary, if the Deposit is not paid when due or Closing is not consummated due to Buyer's nonperformance, including, without limitation, failure to pay the Balance or execute all documents necessary for completion of the purchase by the Closing Date: (i) the Deposit shall be retained by (or if the Deposit was not paid, Buyer shall pay a like amount to) Seller and the Brokers as liquidated and agreed damages, as consideration for the execution of this PSA, in full settlement of all claims between the parties, (ii) the Selling\n\nBroker shall return to Buyer any other funds received from Buyer, and (iii) the parties will be relieved of all obligations under this PSA**, provided, however, that in the event that, after the Bankruptcy Court has approved this PSA, the Closing is not consummated due to Buyer's non-performance, Seller shall pay to the Listing Broker an amount equal to \\$200,000 out of the Deposit, which amount shall count against, and reduce, any commission that the Listing Broker may earn (in accordance with its engagement letter with Seller) if a sale of the Vessel is consummated with a different buyer**. Buyer and Seller agree that the Deposit will be applied first to payment of any unpaid costs or expenses that Buyer or Broker incurred against the Vessel and then divided fifty percent (50%) to the Seller and fifty percent (50%) to the Brokers, which the Brokers shall divide in the same proportions as the commission would have been divided had a sale been consummated. If the Closing is not consummated due to Seller's nonperformance **(which, for the avoidance of doubt, shall not include the Bankruptcy Court declining to approve this PSA)**, the Deposit, and any other money paid or deposited by Buyer, pursuant to this PSA**,** will be returned to Buyer upon demand or Buyer will have the right of specific performance. Seller agrees that specific performance is reasonable in light of the uniqueness of the Vessel, difficulty of proof of loss, and the inconvenience or impossibility of otherwise obtaining an adequate remedy. **If Closing is not consummated due to Seller's nonperformance**On Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction closed**; provided, however, that the Bankruptcy Court declining to approve this PSA shall not constitute non-performance on the part of Seller. In the event the Bankruptcy Court does not approve this PSA, this PSA shall be deemed terminated with the same consequences as if Buyer had rejected the Vessel in accordance with this PSA. Notwithstanding anything in this PSA to the contrary, if the Closing is not consummated for any reason (including (a) due to the Buyer's non-performance of its obligations under this PSA, (b) the Bankruptcy Court does not approve this PSA, or (c) the Buyer rejects the Vessel in accordance with this PSA), Seller shall have the option to purchase the survey from Buyer at cost and, if the Seller exercises this option, Buyer shall provide the complete survey to Seller immediately upon payment of the cost of such survey.**\n\n14.15. The first sentence of Section 9 of the PSA are hereby modified as follows:\n\nSales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the **Trustee**Selling Broker at Closing.\n\n15.16. The following sentence is hereby added after the first sentence of Section 11 of the PSA:\n\n## **Buyer represents and warrants that it has sufficient cash and/or financing to fund the Purchase Price at Closing. Buyer also represents and warrants that it is not affiliated with or related to Ho Wan Kwok and/or is not acting on behalf of or at the behest of Ho Wan Kwok.**\n\n16.17. Section 14 of the PSA are hereby modified as follows:\n\nThe parties acknowledge that (a) the **Seller**Selling Broker will not be responsible for the Deposit until the funds have cleared into the **Seller's**Selling Broker's account, (b) the **Seller**Selling Broker shall hold the Deposit in escrow once the funds have cleared and any other funds received by either Broker from any party will be held in trust for that party, (c) the **Seller**Selling Broker **shall pay, in accordance with this PSA,**may retain the commission due the Brokers prior to **the release**disbursement of the Deposit or Balance to Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnify the Brokers for legal fees and costs relating in any way to the dispute, including those incurred in any appeals (which obligation is secured by a lien on the escrowed funds) and those relating to a claim for a commission, except as to a Broker found, in a final non-appealable judgment **of the Bankruptcy Court**, to have engaged in willful misconduct or acted with gross negligence.\n\n17.18. The second and third sentences of Section 16 of the PSA are hereby modified as follows:\n\n> If a Broker becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their reasonable costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA**, unless such Broker is found, in a final nonappealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence**. In the event of any dispute between the parties hereto arising out of the subject matter of this PSA, the prevailing party (including the Brokers) shall been titled to recover reasonable expenses, attorney's fees and costs for all pretrial, trial and appellate proceedings**, unless such prevailing party is found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence**.\n\n18.19. The eighth, ninth and tenth sentences of Section 16 of the PSA are hereby modified as follows:\n\n> All notices must be in writing and may be made by personal delivery, overnight courier, facsimile, **email to the email addresses included in Section 18 of this PSA and as otherwise provided by the parties hereto from time to time**, or other means, and shall be effective upon\n\ndelivery with proof of delivery retained. Buyer may assign this PSA to any member(s) of Buyer's immediate family or any entity owned or controlled by Buyer and/or any member(s) of his immediate family. Otherwise, n**N**either party may assign this PSA without the other party's consent, which consent shall not be unreasonably withheld.\n\n### 20. Insertion of a new Section 18 into the PSA as follows:\n\n18. **Notices by Email**\n\nFor the purposes of one party to this PSA serving any other party to this PSA by email, such email notice may be provided to the email addresses specified below:\n\n**Buyer:**\n\n**Seller:** lucdespins@paulhastings.com\n\n**Broker:**\n\n**Seller**\n\nBy: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nName: Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok\n\nDate:\n\n**Buyer**\n\nBy: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nName: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nTitle: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n## **\"EXHIBIT A\"**\n\n## **List of Documents**\n\nThe following documents must be tendered by the Seller to the Buyer as a condition precedent to Closing. Unless otherwise stated, all documents must be tendered at closing and must be in original form. Copies defaced as necessary or drafts of the documents must be submitted to Buyer's counsel for the Buyer's approval no later than seven (7) days prior to the Closing Date.\n\nDocuments 1 to 15 (inclusive) must evidence completion of all requisite surveys and/or audits (with up-to-date endorsements) as applicable, and must be valid, full-term and free from restrictions, conditions, remarks and/or recommendations and (as applicable) shall be provided with any available supplements, records, annexes and/or technical files.\n\nDocuments 16 to 22 (inclusive) must be in a form suitable for the Buyer to register the Vessel on the flag of its choice.\n\n- 1) Certificate of Registry\n- 2) Certificate of Survey\n- 3) International Tonnage Certificate\n- 4) Panama and Suez Special Tonnage Certificates\n- 5) International Oil Pollution Prevention Certificate (IOPP)\n- 6) International Sewage Pollution Prevention Certificate (ISPP)\n- 7) International Air Pollution Prevention Certificate\n- 8) International Energy Efficiency Certificate\n- 9) Engine International Air Pollution Prevention certificates\n- 10) Classification Certificate\n- 11) Anti-Fouling System Certificate of Compliance\n- 12) Radio Licence\n- 13) Shipboard Oil Pollution Emergency Plan (SOPEP) (stamped as approved by Class or Flag)\n- 14) Wreck Removal Certificate\n- 15) International Certificate of Inventory of Hazardous Materials\n- 16) Bill of Sale (in two (2) originals) in favour of the Buyer stating the Vessel to be free from all debts, claims, liens and encumbrances, duly executed by the Seller and notarially attested and apostilled or legalised to confirm the identity and due authority of the signatory.\n- 17) Transcript of Register issued by the Vessel's registration authority showing that the Vessel is free from registered encumbrances and is solely owned by the Seller, dated not earlier than three (3) business days prior to the date of completion of the sale.\n- 18) A class confirmation certificate issued by the Classification Society stating that the Vessel is classed, free from all conditions or recommendations, dated not earlier than three (3) business days prior to the date of completion of the sale.\n\n## Case 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 16 of 25\n\n- 19) Letter of No objection from the Seller's Cayman Islands local representative engaged in connection with the Vessel.\n- 20) Evidence of the Vessel's tax status in the USA satisfactory to the Buyer.\n- 21) Evidence that the Seller (or their trustee or legal representatives on their behalf) has the right in law to sell the Vessel in accordance with the terms hereunder.\n- 22) Evidence that all necessary corporate, shareholder and other action has been taken by the Seller to authorise the execution, delivery and performance of this Agreement, duly notarially attested.\n\nAt the time of delivery and acceptance of the Vessel, the Seller and the Buyer shall sign a protocol of delivery and acceptance (in two originals) evidencing the place, date and time of delivery of the Vessel.\n\n#### Case 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 17 of 25\n\nAddendum to Purchase and Sale Agreement for Brokerage Vessel, executed on [ ----- ], 2023, Between (i) Luc A. Despins, as the Chapter 11 Trustee for the Estate of Ho Wan Kwok and --- }(the \"Addendum\") \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ (ii) 1\n\nCapitalized terms used but not defined herein have the meanings set forth in the Purchase and Sale Agreement for Brokerage Vessel, executed on [ -------], 2023, with respect to the Lady May (the \"PSA\"). For the avoidance of doubt, any reference to the PSA (whether in this PSA or the Addendum) shall be to the PSA as modified by this Addendum.\n\n- 1. Luc A. Despins is party to the PSA solely in his capacity as the chapter 11 trustee for the estate of Ho Wan Kwok, and not in his personal capacity. Accordingly, no claim whatsoever may be asserted by Buyer against Mr. Luc A. Despins in his personal capacity or Paul Hastings LLP.\n- 2. The PSA and all terms in the PSA are subject to approval of the United States Bankruptcy Court for the District of Connecticut (the \"Bankruptcy Court\"), in which court the chapter 11 case of Ho Wan Kwok, Case No. 22-50073 (the \"Chapter 11 Case\"), is pending.\n- 3. Notwithstanding anything in the PSA to the contrary, the Bankruptcy Court shall have exclusive jurisdiction over any claim or dispute in respect of or arising out of the PSA, and the parties and the Brokers irrevocably submit to the exclusive jurisdiction of the Bankruptcy Court, waive any objection they now or hereafter may have to venue or convenience of forum, agree that all claims relating to the PSA will be decided in such court, and, further, not to bring any claim relating to the PSA in any other court. For the avoidance of doubt, all provisions in Section 17 of the PSA regarding the arbitration of any dispute involving the PSA are hereby deleted.\n- 4. Notwithstanding anything in the PSA to the contrary, the PSA is governed by and interpreted according to the law of the State of New York regardless of its principles of conflicts-of-laws\n- 5. The Seller shall deliver, as a condition to Closing, each of the documents listed in the attached \"Exhibit A\".\n- 5.6. The fourth and fifth sentences in Section 1 of the PSA are hereby modified as follows:\n\n\"Vessel\" also includes all gear, machinery, equipment, furniture, fuel, consumables, and all registered or unregistered tenders, toys, articles and appurtenances on board the Vessel and/or included on the Vessel's listing specification as of the date of this PSA. There will be no Exclusions List. Agreement, except for items listed on the Exelusions List provided by the Seller or Listing Broker on the earlier of (a) five days from the Effective Date or (b) the Aecept/Reject Date, which items are not included in the sale. Buyer will be deemed to have accepted the Exclusion List if it accepts the Vessel. For the avoidance of doubt, the Formatted: Font: (Default) Times New Roman, 12 pt, Bold, Underline\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 18 of 25\n\n#### **Lady May II is not included as part of the sale of the Vessel pursuant to this PSA.**\n\n6.7.The eighth sentence in Section 1 of the PSA is hereby modified as follows:\n\n**There shall be no** If there is a Trade Allowance **in connection with the sale of the Vessel pursuant to this PSA**, the conditions of the trade-in will be governed by the attached Trade In Vessel Addendum.\n\n7.8.Section 2 of the PSA is hereby modified as follows:\n\nWithin \\_\\_\\_\\_\\_ business days (3 business days if left blank)) following Seller's signature of this PSA,**On [-----], 2023,** Buyer **paid**shall pay the Deposit to the **Seller's**Selling Broker's account, as acknowledged below, as a deposit toward the Purchase Price to be held **in escrow** subject to the terms of this PSA. Seller may refuse to permit Buyer to proceed with the trial run, survey and other inspection of the Vessel until the Deposit has cleared into the **Seller's**Selling Broker's escrow account.\n\n8.9.Section 3 of the PSA is hereby modified as follows:\n\n3.1 Buyer's obligation to purchase the Vessel is subject to Buyer's satisfaction, in Buyer's sole discretion, with a trial run and survey of the Vessel (though Buyer may elect not to have the Vessel inspected)**; provided, however, that Buyer may only reject the Vessel either: (i) for any reason whatsoever and in the Buyer's sole discretion, provided written notice of such decision to reject is served on the Seller by the Buyer within 24 hours of the completion of the trial run; or (ii) only reject the Vessel if the surveyor (who shall be a duly qualified marine surveyor whose day-to-day business is occupied with surveying of vessels of a similar quality to and value of the Vessel) certifies in writing that it discovered defects that affect the operational integrity of the Vessel or her machinery or her systems or renders the Vessel unseaworthy. For the avoidance of doubt, Buyer may not reject the Vessel on any other grounds.**\n\n**3.2** If **the Buyer decides to have a trial run and a survey conducted**inspected: (a) Buyer will select the surveyor, (b) the surveyor, and not the Brokers, will be the sole party responsible for any errors or omissions with respect to the survey, notwithstanding that the Brokers may have provided information to and assisted Buyer with hiring the surveyor, (c) Seller shall make the Vessel available and Buyer shall complete the trial run on 11 June 2023 and the survey by no later than 17 June 2023 as soon as practicable**, such that the survey is completed prior to the Accept/Reject Date**, (d) Seller shall pay all running expenses for, and assume the risks associated with, the trial run, and\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 19 of 25\n\nBuyer shall pay all costs of the survey, including associated costs, e.g., haul-out, dry dock, and subcontractors' charges, (e) Buyer and its surveyor will be solely responsible for determining the scope of the survey and the trial run to assess the Vessel's conformity with Buyer's requirements and (f) Save as required by Section 3.1(i), Buyer shall deliver written notice of rejection or acceptance of the Vessel to Seller or the Listing Broker on or before the Accept/Reject Date. Whether or not Buyer has inspected the Vessel, Buyer will be deemed to have **accepted**rejected the Vessel if it fails to give timely written notice of its **rejection**acceptance **in accordance with this PSA**. Upon Buyer's acceptance of the Vessel, Seller will not make any use of the Vessel pending Closing (defined in Paragraph 4) except to move the Vessel to the Delivery Location. If Buyer rejects or is deemed to reject the Vessel **in accordance with this PSA and is not otherwise in breach of this PSA**, after all expenses incurred on Buyer's behalf have been paid, (i) the **Seller**Selling Broker shall return the Deposit to Buyer, (ii) this PSA will terminate, and (iii) the parties and the Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the cost to correct any defects or deficiencies noted during the trial run and survey.\n\n9.10. The sixth sentence in Section 4 of the PSA is hereby modified as follows:\n\nAt Closing, Buyer shall pay the Balance to Seller (subject to Paragraph 6) **and the Deposit shall be released to Seller, subject to the deduction in the immediately following sentence**and/or to the Selling Broker for onward transfer to Seller by wire transfer. Any funds Seller owes to (i) the Brokers for the commission, storage, insurance, repairs and/or other items **(which are subject to approval of the Bankruptcy Court)**or (ii) the holder of any other Encumbrance, will be deducted from the amount due Seller by the Selling Broker prior to disbursement of funds to Seller, which hereby irrevocably instructs any Deposit holder to pay the Commission from the Deposit to the Brokers pursuant to the terms hereof**Deposit and paid to the Brokers prior to the release of the Deposit to Seller. For the avoidance of doubt, the order of the Bankruptcy Court approving the sale of the Vessel to Buyer shall provide that the Vessel is being sold free and clear of any Encumbrances, with any Encumbrances attaching to the proceeds of the sale.**\n\n10.11. The second sentence of Section 5 of the PSA is hereby modified as follows:\n\nIf the Listing Broker and the Selling Broker are the same brokerage, the parties consent to that Broker acting as a dual-agent in this transaction, i.e., representing both Buyer and Seller, and the Broker may disclose to both parties facts known to the Broker materially affecting the Vessel's value or desirability; provided, however, that in such instance **(a)** the\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 20 of 25\n\nBroker shall not, without Seller's consent, disclose to Buyer that Seller is willing to sell the Vessel for an amount less than the asking price **and (b) the Broker have no duties to the Buyer in connection with the sale of the Vessel**or, without Buyer's consent, disclose to Seller that Buyer is willing to pay a price greater than the offering price.\n\n11.12. The second sentence of Section 6 of the PSA is hereby modified as follows:\n\nNo less than two (2) business days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing)**, which proof may be the order entered by the Bankruptcy Court approving the sale of the Vessel (and which order shall provide that the Vessel is being sold to Buyer free and clear of any Encumbrances)**, (c) a guaranty and indemnification from Seller guaranteeing Seller's representations and warranties in this Paragraph 6, (d) if Seller is a legal entity, a personal guaranty and indemnification from Seller's beneficial owner(s) guaranteeing Seller's representations and warranties in this Paragraph 6, and (**c**e) copies of any other documents necessary for transfer of good and marketable title to Buyer.\n\n12.13. The second and third sentences of Section 7 of the PSA are hereby modified as follows:\n\n> If the Vessel is damaged subsequent to Buyer's acceptance and the necessary repairs will cost less than five percent (5%) of the Purchase Price and require fewer than 30 days to complete, then**, at the Seller's option,** (a) Seller **may**must repair the damage prior to Closing in accordance with sound marine practices to the standard of the Vessel immediately prior to the damage and Buyer may inspect such repair, **in which case** (**a**b) Buyer **shall**must pay the Balance and take delivery of the Vessel as repaired, and (**b**c) the Closing Date will be extended by the length of the repair period. If the Vessel is damaged to a greater extent subsequent to Buyer's acceptance **or Seller does not exercise the option in the foregoing sentence**, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n13.14. Section 8 of the PSA is hereby modified as follows:\n\nNotwithstanding anything herein to the contrary, if the Deposit is not paid when due or Closing is not consummated due to Buyer's nonperformance, including, without limitation, failure to pay the Balance or execute all documents necessary for completion of the purchase by the Closing Date: (i) the Deposit shall be retained by (or if the Deposit was not paid, Buyer shall pay a like amount to) Seller and the Brokers as liquidated and agreed damages, as consideration for the execution of this PSA, in full settlement of all claims between the parties, (ii) the Selling\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 21 of 25\n\nBroker shall return to Buyer any other funds received from Buyer, and (iii) the parties will be relieved of all obligations under this PSA**, provided, however, that in the event that, after the Bankruptcy Court has approved this PSA, the Closing is not consummated due to Buyer's non-performance, Seller shall pay to the Listing Broker an amount equal to \\$200,000 out of the Deposit, which amount shall count against, and reduce, any commission that the Listing Broker may earn (in accordance with its engagement letter with Seller) if a sale of the Vessel is consummated with a different buyer**. Buyer and Seller agree that the Deposit will be applied first to payment of any unpaid costs or expenses that Buyer or Broker incurred against the Vessel and then divided fifty percent (50%) to the Seller and fifty percent (50%) to the Brokers, which the Brokers shall divide in the same proportions as the commission would have been divided had a sale been consummated. If the Closing is not consummated due to Seller's nonperformance **(which, for the avoidance of doubt, shall not include the Bankruptcy Court declining to approve this PSA)**, the Deposit, and any other money paid or deposited by Buyer, pursuant to this PSA**,** will be returned to Buyer upon demand or Buyer will have the right of specific performance. Seller agrees that specific performance is reasonable in light of the uniqueness of the Vessel, difficulty of proof of loss, and the inconvenience or impossibility of otherwise obtaining an adequate remedy. **If Closing is not consummated due to Seller's nonperformance**On Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction closed**; provided, however, that the Bankruptcy Court declining to approve this PSA shall not constitute non-performance on the part of Seller. In the event the Bankruptcy Court does not approve this PSA, this PSA shall be deemed terminated with the same consequences as if Buyer had rejected the Vessel in accordance with this PSA. Notwithstanding anything in this PSA to the contrary, if the Closing is not consummated for any reason (including (a) due to the Buyer's non-performance of its obligations under this PSA, (b) the Bankruptcy Court does not approve this PSA, or (c) the Buyer rejects the Vessel in accordance with this PSA), Seller shall have the option to purchase the survey from Buyer at cost and, if the Seller exercises this option, Buyer shall provide the complete survey to Seller immediately upon payment of the cost of such survey.**\n\n14.15. The first sentence of Section 9 of the PSA are hereby modified as follows:\n\nSales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the **Trustee**Selling Broker at Closing.\n\n15.16. The following sentence is hereby added after the first sentence of Section 11 of the PSA:\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 22 of 25\n\nBuyer represents and warrants that it has sufficient cash and/or financing to fund the Purchase Price at Closing. Buyer also represents and warrants that it is not affiliated with or related to Ho Wan Kwok and/or is not acting on behalf of or at the behest of Ho Wan Kwok.\n\n16.17. Section 14 of the PSA are hereby modified as follows:\n\nThe parties acknowledge that (a) the Selling Broker will not be responsible for the Deposit until the funds have cleared into the Seller's Selling Broker's account, (b) the Seller Selling Broker shall hold the Deposit in escrow once the funds have cleared and any other funds received by either Broker from any party will be held in trust for that party, (c) the Seller Selling Broker shall pay, in accordance with this PSA may retain the commission due the Brokers prior to the releasedisbursement of the Deposit or Balanee to Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnify the Brokers for legal fees and costs relating in any way to the dispute, including those incurred in any appeals (which obligation is secured by a lien on the escrowed funds) and those relating to a claim for a commission, except as to a Broker found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n17-18. The second and third sentences of Section 16 of the PSA are hereby modified as follows:\n\n> If a Broker becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their reasonable costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA, unless such Broker is found, in a final nonappealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence. In the event of any dispute between the parties hereto arising out of the subject matter of this PSA, the prevailing party (including the Brokers) shall been titled to recover reasonable expenses, attorney's fees and costs for all pretrial, trial and appellate proceedings, unless such prevailing party is found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n48.19. The eighth, ninth and tenth sentences of Section 16 of the PSA are hereby modified as follows:\n\n> All notices must be in writing and may be made by personal delivery, overnight courier, facsimile, email to the email addresses included in Section 18 of this PSA and as otherwise provided by the parties hereto from time to time, or other means, and shall be effective upon\n\nFormatted: Font: Bold, Underline\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 23 of 25\n\n| | controlled by Buyer and/or any member(s) of his immediate family.
consent, which eonsent shall not be unreasonably withheld. | any member(5) of Buyer's immediate family or any entity owned or
Otherwise, nNeither party may assign this PSA without the other party's | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ |\n|---------|---------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| | 49.20. Insertion of a new Section 18 into the PSA as follows: | | |\n| | | 18. Notices by Email | ~ 1 Formatted: Font: Bold, Underline |\n| | | For the purposes of one party to this PSA serving any other party to this PSA by
email, such email notice may be provided to the email addresses specified below: | |\n| Buyer: | | | Formatted: Font: Bold, English (United Kingdom) |\n| | Seller: lucdespins(@paulhastings.com | |
Field Code Changed |\n| | | | Formatted: English (United Kingdom) |\n| Broker: | | | Formatted: English (United Kingdom) |\n| | | | Formatted: English (United Kingdom) |\n| | | | Formatted: English (United Kingdom) |\n| | | | Formatted: Font: Bold, English (United Kingdom) |\n| | | | Formatted: English (United Kingdom) |\n| | | | Formatted: Font: Bold, English (United Kingdom) |\n| | | Seller | Field Code Changed |\n| | | By: | Formatted: English (United Kingdom) |\n| | | | Formatted: Normal, Indent: Left: 0 |\n| | | Name: Luc A. Despins, as chapter 11 trustee
for the estate of Ho Wan Kwok | Formatted: Normal |\n| | | Date: | |\n| | | Buyer | |\n| | | By: | |\n| | | Name: | |\n| | | Title: | |\n| | | Date: | |\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 24 of 25\n\n#### **\"EXHIBIT A\"**\n\n#### **List of Documents**\n\nThe following documents must be tendered by the Seller to the Buyer as a condition precedent to Closing. Unless otherwise stated, all documents must be tendered at closing and must be in original form. Copies defaced as necessary or drafts of the documents must be submitted to Buyer's counsel for the Buyer's approval no later than seven (7) days prior to the Closing Date.\n\nDocuments 1 to 15 (inclusive) must evidence completion of all requisite surveys and/or audits (with up‐to‐date endorsements) as applicable, and must be valid, full‐term and free from restrictions, conditions, remarks and/or recommendations and (as applicable) shall be provided with any available supplements, records, annexes and/or technical files.\n\nDocuments 16 to 22 (inclusive) must be in a form suitable for the Buyer to register the Vessel on the flag of its choice.\n\n- 1) Certificate of Registry\n- 2) Certificate of Survey\n- 3) International Tonnage Certificate\n- 4) Panama and Suez Special Tonnage Certificates\n- 5) International Oil Pollution Prevention Certificate (IOPP)\n- 6) International Sewage Pollution Prevention Certificate (ISPP)\n- 7) International Air Pollution Prevention Certificate\n- 8) International Energy Efficiency Certificate\n- 9) Engine International Air Pollution Prevention certificates\n- 10) Classification Certificate\n- 11) Anti-Fouling System Certificate of Compliance\n- 12) Radio Licence\n- 13) Shipboard Oil Pollution Emergency Plan (SOPEP) (stamped as approved by Class or\n- Flag)\n- 14) Wreck Removal Certificate\n- 15) International Certificate of Inventory of Hazardous Materials\n- 16) Bill of Sale (in two (2) originals) in favour of the Buyer stating the Vessel to be free from all debts, claims, liens and encumbrances, duly executed by the Seller and notarially attested and apostilled or legalised to confirm the identity and due authority of the signatory.\n- 17) Transcript of Register issued by the Vessel's registration authority showing that the Vessel is free from registered encumbrances and is solely owned by the Seller, dated not earlier than three (3) business days prior to the date of completion of the sale.\n- 18) A class confirmation certificate issued by the Classification Society stating that the Vessel is classed, free from all conditions or recommendations, dated not earlier than three (3) business days prior to the date of completion of the sale.\n\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 25 of 25\n\n- 19) Letter of No objection from the Seller's Cayman Islands local representative engaged in connection with the Vessel.\n- 20) Evidence of the Vessel's tax status in the USA satisfactory to the Buyer.\n- 21) Evidence that the Seller (or their trustee or legal representatives on their behalf) has the right in law to sell the Vessel in accordance with the terms hereunder.\n- 22) Evidence that all necessary corporate, shareholder and other action has been taken by the Seller to authorise the execution, delivery and performance of this Agreement, duly notarially attested.\n\nAt the time of delivery and acceptance of the Vessel, the Seller and the Buyer shall sign a protocol of delivery and acceptance (in two originals) evidencing the place, date and time of delivery of the Vessel.\n\n9","body_zh":"附件16\n\n案号 22-50073 文件 1930-16 于 06/22/23 提交 于 06/22/23 18:40:24 登记 第 2 页，共 25 页\nBongartz, Alex（亚历克斯·邦加茨）\n\n发件时间：　Tuesday, May 30, 2023 3:43 PM\n\n发件人：　Despins, Luc A.（卢克·A·德斯平斯）；daj@edmiston.com；Bongartz, Alex（亚历克斯·邦加茨）\n收件人：　[外部] M/Y “LADY MAY”——正式投标提交\n抄送：　IYBA_Purchase_and_Sale (Lady May).pdf；Lady May - PSA 补充协议 -\n主题：　amendments 30.05.2023.docx；Lady May - PSA 补充协议 -\n附件：　30.05.23.pdf\n重要性：　高\n跟进标记：　跟进\n标记状态：　已完成\n--- 外部电子邮件 ---\n\n您不常收到来自\n\n的电子邮件。了解这为何重要\n尊敬的 Despins 先生和 Bongartz 先生：\n定义\n\n“买方”——，或由买方或最终受益所有人指定担任该角色的任何其他实体，但该实体仍须由最终受益所有人实益拥有。\n\n“最终受益所有人”——作为买方最终受益所有人的摩纳哥居民。\n\n“游艇”——2014 年制造、44.25 米长的 Feadship（斐帝星）机动游艇“LADY MAY”（“梅夫人号”）（注册号 745195）。\n\n“您”——Luc A. Despins（卢克·A·德斯平斯），作为 Ho Wan Kwok（郭文贵）财产的 Chapter 11 受托人，转交 Paul Hastings LLP（保尔·黑斯廷斯律师事务所），地址为 200 Park Avenue, New York, New York 10166。\n购买提议\n\n我们了解，您是根据《美国破产法》第 11 章获授权接收购买该游艇之要约的一方，并致函转达买方购买该游艇的提议条款。\n\n我们注意到，2023 年 5 月 25 日，您传阅了一份买卖协议及其一份补充协议，构成拟议出售条款（“文件”）。本提议亦明确受以下条款和条件约束：\n\n- 1. 买方出价 \\$23,250,000（贰仟叁佰贰拾伍万美元），包含任何种类的一切适用税款或关税，但通常应由买方支付的购买税和使用税除外；\n- 2. 您应提供完整的所有权担保及保证，确认您具有出售权，并将游艇的良好、完整所有权转让给买方，且不附带任何性质的任何索赔、债务或权利负担；\n\n案号 22-50073 文件 1930-16 于 06/22/23 提交 于 06/22/23 18:40:24 登记 第 3 页，共 25 页\n\n- 3. 本要约以遵守所有适用法律和法规为条件，并进一步以此为条件，包括但不限于由美国财政部外国资产控制办公室及任何其他制裁主管机关实施的制裁法律；\n- 4. 本提议获接受后，买方与您应本着诚信就文件进行协商，以达成双方均可接受的条款；以及\n- 5. 拟于 2023 年 6 月 30 日前完成该游艇买卖交割。\n\n我们愿向您保证，最终受益所有人拥有完成本交易所必需的财务资源。我们进一步确认，本交易资金将来源于最终受益所有人的个人财富；在适当及必要时，我们已准备好提供有关购买实体资金来源的文件。\n\n为避免疑义，本要约在所有方面均受上述条款和条件约束，包括但不限于签署文件（或您与买方商定的经修订版本文件）以及遵守监管要求；除非我们在该时间之前收到对本提议的书面接受，否则本要约应视为于 2023 年 6 月 5 日当地东部标准时间 17:00 到期。\n\n请通过回复电子邮件确认收到本函，并向我们提供您能够提供的有关拟议出售程序的信息。\n\n谨启\n\n案号 22-50073 文件 1930-16 于 06/22/23 提交 于 06/22/23 18:40:24 登记 第 4 页，共\n\nINTERNATIONAL YACHT BROKERS ASSOCIATION（国际游艇经纪人协会）\n经纪船舶买卖协议\n\n买方：　卖方：Luc A. Despins（卢克·A·德斯平斯），作为 Ho Wan Kwok（郭文贵）财产的 Chapter 11 受托人\n\n地址：　地址：转交 Paul Hastings LLP（保尔·黑斯廷斯律师事务所），200 Park Avenue\nNew York, New York 10166\n国籍：　国籍：美国\n船舶名称：Lady May（梅夫人号）　制造商：Feadship（斐帝星）\n型号：半排水型机动游艇　总长度：44.25m\n年份：2014　文件或注册号：745195\n船旗：开曼群岛\n船体号：688　发动机说明：柴油（Caterpillar〔卡特彼勒〕）\n出售经纪人：　挂牌经纪人：Edmiston & Company Limited（埃德米斯顿有限公司）\n重要日期　购买价格\n要约日期：　购买价格：\n要约到期日：June 9, 2023　减定金：[购买价格的 20%]\n接受/拒绝日期：June 28, 2023　减以旧换新折让（见补充协议）：不适用\n交割日期：于 June 30, 2023 当日或之前　余额：\n交付地点：罗得岛海岸外的国际水域\n\n注：如船舶须移至交付地点，则必须准确注明。仅列出港口或城市并不足够。\n包括的其他登记船舶 是 ___ 否\n\n1. 协议。买方同意购买，卖方同意出售上述船舶的一切权利、所有权及权益，但须遵守本《买卖协议》（“PSA”）规定的条款和条件。本 PSA 中使用的首字母大写术语，除非本 PSA 另有定义，均指上表中相应术语。“生效日期”系指双方均已签署本 PSA 的日期。“船舶”还包括于本协议签订时船上及/或船舶挂牌说明中包括的所有装备、机械、燃料、消耗品，以及所有已登记或未登记的附属艇、玩具、物品和附属物，但卖方应于以下较早者向买方提供的除外清单中所列项目除外：(a) 生效日期后五日，或 (b) 接受/拒绝日期；该等项目不包括在出售中。买方如接受船舶，即视为已接受除外清单。挂牌经纪人和出售经纪人在本文中统称为“经纪人”。如存在以旧换新折让，则以旧换新交易应受所附《以旧换新船舶补充协议》管辖。如任一方未能于要约到期日当日或之前签署本 PSA 并将其交付给另一方，本 PSA 不生效。\n\n2. 定金。在 ________________________________________________ 内，作为本 PSA 条款项下购买价格的定金，存入出售经纪人账户，如下文所确认。若定金尚未结清并存入出售经纪人的托管账户，卖方可拒绝允许买方继续进行试航、检验及其他检查。\n\n3. 检验选择权；船舶接受；检验条件。买方购买船舶的义务，以买方自行酌情对船舶试航和检验感到满意为条件，但买方可选择不对船舶进行检查：(a) 买方将选择检验师；(b) 检验师而非经纪人应为检验中任何错误或遗漏承担唯一责任，即使经纪人曾向买方提供信息并协助买方聘请检验师；(c) 卖方应提供船舶供买方使用，买方应在可行的最早时间进行试航和检验；(d) 卖方应支付试航的一切运行费用并承担与之相关的风险，买方应支付检验的一切费用，包括相关费用，例如吊船、干船坞及分包商费用；(e) 买方及其检验师应独自负责确定试航范围，以评估船舶是否符合要求。买方应于接受/拒绝日期当日或之前，向卖方或挂牌经纪人交付书面拒绝或接受船舶的通知。无论买方是否因未能及时发出接受船舶的书面通知而被视为拒绝船舶，在交割（定义见第 4 段）前，卖方不得使用船舶，但将船舶移至交付地点除外。如买方拒绝或被视为拒绝船舶，则在已支付代表买方产生的一切费用后，(i) 出售经纪人应将定金退还买方，(ii) 本 PSA 应终止，且经纪人应免除其项下任何进一步责任。经纪人不负责纠正试航和检验期间发现的任何缺陷或不足所需的费用。\n\n买方姓名首字母：\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\n卖方姓名首字母：\n\n修订版 3.10.20\n\n本表格仅为 IYBA 专用而编制。双方及经纪人特此免除 IYBA 因使用本表格所产生或与之相关的任何损害赔偿责任。IYBA 明确否认与使用本表格有关的一切明示或默示保证，包括适销性及特定用途适用性保证。\n案号 22-50073 文件 1930-16 于 06/22/23 提交 于 06/22/23 18:40:24 登记 第 5 页，共\n\n4. 交割。船舶所有权转让（“交割”）应在交割地点进行，同时支付买方应付的全部款项，并交付将良好且可流通的所有权转让给买方所必需的所有其他文件原件。如船舶必须移至交割地点，除非款项已全额支付，或正由托管机构持有且仅以将船舶交付至交付地点及向买方交出所有权文件为条件，否则卖方无需将船舶移至交割地点。交割可通过隔夜快递或电子方式进行。卖方应在交付地点向买方交付船舶（定义见第 1 段），但试航期间及前往交付地点的航程中消耗的燃料除外。于交割日期当日或之前，卖方必须向挂牌经纪人交付将船舶所有权（及本协议要求交付的所有其他物品）转让给买方所必需的全部文件。交割时，买方应通过电汇向卖方支付余额（受第 6 段约束）及/或向出售经纪人支付以转交卖方。卖方欠付的任何款项，包括：(i) 欠付经纪人的佣金、仓储、维修及/或其他项目款项，或 (ii) 欠付任何其他权利负担持有人的款项，应由出售经纪人在向卖方支付款项前予以扣除；卖方特此不可撤销地指示任何定金持有人，依照本协议条款从定金中向经纪人支付佣金。\n\n5. 经纪人。双方确认，出售经纪人是促成本 PSA 的唯一经纪人。如挂牌经纪人和出售经纪人为同一经纪人，双方同意该经纪人在本交易中担任双重代理人，即同时代表买方和卖方；经纪人应向双方披露其已知的、对船舶价值或吸引力有重大影响的事实；但在任何情况下，未经卖方同意，经纪人不得向买方披露卖方愿意以低于挂牌价格的金额出售船舶，且未经买方同意，经纪人不得向卖方披露买方愿意支付高于要约价格的价格。如出售经纪人与挂牌经纪人不同，挂牌经纪人仅代表卖方，对买方不负有任何义务，无论是信义义务还是其他义务；出售经纪人仅代表买方，对卖方不负有任何义务，无论是信义义务还是其他义务（尽管由卖方支付报酬）。经纪人仅有义务履行本协议明确规定的职责，不得将任何默示职责或义务解释为包含于本 PSA 中。卖方应独自负责支付本协议所规定的、与出售船舶相关而应付给经纪人的佣金。各方均向另一方声明并保证，其未在向买方出售船舶过程中聘用或与任何其他经纪人、代理人或介绍人进行交易，并确认经纪人是本 PSA 的第三方受益人。\n\n6. 卖方的陈述与保证；成交要求。卖方陈述并保证，其将向买方转让该船舶的完整且可转让的所有权，不附带任何应向任何州、国家或任何种类的监管机构缴付的债务、请求权、法律留置权、担保权益、负担、消费税及任何其他适用税款、关税或税则（统称“负担”）。在成交前不少于两（2）个营业日，卖方应向买方交付：(a) 令人满意的所有权证明；(b) 已支付或解除全部负担的证明（将在成交时全额支付的负担除外）；(c) 卖方就本第6款中的陈述与保证作出的保证及赔偿；(d) 如卖方为法律实体，则由卖方受益人就卖方在本第6款中的陈述与保证作出的个人保证及赔偿；以及 (e) 向买方转让完整且可转让的所有权所必需的任何其他文件副本。卖方应支付与取得任何主管机关要求的出售授权有关的任何费用，并应充分合作以取得该等授权。任何一方均应在成交前向另一方提供：(i) 证明其在该实体设立地司法管辖区内处于良好存续状态的证明；(ii) 证明该实体已适当授权决定购买或出售该船舶，以及交付或接受本PSA及/或买卖文件之个人具有授权的同意行动或决议；(iii) 证明交付或接受该船舶之个人具有授权的授权委托书；以及 (iv) 就卖方而言，其电汇信息。\n\n7. 灭失风险；不可抗力。成交前，卖方承担灭失风险。若该船舶在买方验收后受损，且必要修理费用低于购买价的百分之五（5%）并且完成修理所需时间少于30日，则：(a) 卖方必须按照良好海事惯例，于成交前将该船舶修复至紧接受损前的标准，且买方可检验该等修理；(b) 买方必须支付余额并接收修复后的该船舶；以及 (c) 成交日期应按修理期间予以延长。若该船舶在买方验收后遭受更大程度的损坏，任何一方均可终止本PSA，其后果与买方拒绝接受该船舶时相同。任一方的履行义务将暂停，以适应超出该方合理控制范围的不可预见事件（“不可抗力事件”），包括但不限于恐怖主义行为、罢工、停工、骚乱、战争行为、火灾、通信线路故障、计算机病毒、停电、事故、热带风暴、飓风或其他自然灾害。若发生不可抗力事件，本PSA中所述的期间，包括但不限于成交日期，应视为延长必要的时间，以使受影响一方能够依照本PSA履行；但如不可抗力使成交日期延迟超过30日，任何一方均可终止本PSA，其后果与买方拒绝接受该船舶时相同。\n\n8. 违约。尽管本协议有任何相反规定，如保证金未在到期时支付，或因买方不履行义务而未完成成交，包括但不限于未支付余额或未在成交日期前签署完成购买所必需的全部文件：(i) 保证金应由卖方和经纪人保留（或者，如保证金未支付，买方应向卖方和经纪人支付同等金额），作为本PSA项下的约定违约金及损害赔偿，并作为本PSA的对价，以完全解决双方之间的所有请求权；(ii) 出售经纪人应向买方返还；以及 (iii) 双方应解除本PSA项下的所有义务。买方和卖方同意，保证金应首先用于支付买方或经纪人就该船舶发生的任何未付成本或费用，随后百分之五十（50%）分配给卖方，百分之五十（50%）分配给经纪人；经纪人应按如出售已完成时本应收取的佣金比例进行分配。如因卖方不履行义务而未完成成交，则保证金及买方依据本PSA支付或存入的任何其他款项，应于买方要求时返还给买方，或者买方有权请求强制履行；鉴于该船舶的独特性、损失证明的困难，以及否则获得充分救济的不便或不可能性，强制履行是合理的。卖方违约时，卖方应立即向经纪人支付如交易已成交本应支付的同等佣金。\n\n买方签字首字母：\n\n卖方签字首字母：\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 6 of\n\n9. 销售税和使用税。如适用，买方购买该船舶应缴的销售税或使用税由买方负责，且买方应于成交时向出售经纪人支付应缴税款。买方特此就其负责的任何销售税或使用税向卖方作出赔偿并使其免受损害。\n\n10. 陈述与保证。卖方和经纪人相信其任何一方就该船舶提供的任何信息均属良好且正确，并善意提供该等信息，但不作出且无法作出对该等信息准确性的保证。买方保证并陈述，截至成交时，其：(A) 将已全面检验并试航该船舶（或已自愿放弃该等权利）；且 (B) 不依赖卖方或经纪人提供的任何广告、承诺、描述、确认（无论为口头或书面，且无论在本PSA之前或与本PSA同时作出）。成交后，买方将被视为已按该船舶“现状”条件接受该船舶。卖方和经纪人未作出任何明示或默示保证，亦未就该船舶的状况、其对任何特定目的的适用性或适销性作出任何陈述，所有该等保证和陈述均予以否认。\n\n11. 融资。买方的义务不以融资为条件。买方陈述，如有必要，其将安排融资。买方和卖方确认，经纪人未就买方获得融资的能力、买方取得任何类型该船舶的资格，或买方在任何司法管辖区为该船舶办理文件或登记的能力作出任何陈述或保证。\n\n12. 副本。双方可签署任意数量的相同副本，每一副本均应视为正本（包括通过传真、电子邮件或其他电子方式证明的签字），如同签字均载于同一文书之上。\n\n13. 约束效力；同时订立的合同；未来出售。本PSA对所有当事人、其继承人、遗产代理人及/或受让人具有约束力。在本PSA有效期间，卖方不得出售该船舶或就该船舶的出售订立合同。如未依照本PSA条款完成出售，且在本PSA终止后两年内，卖方与买方无论直接或通过由一方所有或控制的实体，就该船舶的出售订立合同，卖方同意向经纪人支付一笔与如本PSA所设想的交易已成交时经纪人本应获得的佣金相同的金额。\n\n14. 托管资金。双方确认：(a) 在资金已清算并进入出售经纪人的账户之前，出售经纪人不对保证金负责；(b) 一旦收到资金，出售经纪人应以托管方式持有保证金；任一经纪人从任一方收到的资金均应为该方以信托方式持有；(c) 在向卖方支付保证金或余额之前，出售经纪人应事先取得经纪人的同意；以及 (d) 在涉及经纪人持有的任何资金的任何争议中，买方和卖方应就相关法律费用及成本（包括任何上诉中发生的费用，该义务由托管资金上的留置权担保）以及与佣金有关的费用，对经纪人作出赔偿，但经最终不可上诉判决认定存在故意不当行为或重大过失的经纪人除外。\n\n见附录。15. 附加条款。\n\n16. 其他。本PSA，包括其附件和附表，构成双方就本协议标的事项达成的完整协议，并取代此前及同时作出的、与此有关的所有书面、口头或其他形式的陈述、保证和谅解。如经纪人成为涉及本PSA的任何诉讼的当事人，经纪人应由被认定违反本PSA的一方或多方偿还其在所有审前、审判及上诉阶段的费用和律师费。如本协议双方之间发生因本PSA引起的任何争议，胜诉方（包括经纪人）有权就所有审前、审判和上诉程序获得合理费用、律师费和成本。如本PSA的任何条款、条件或规定因任何理由被认定为不可执行，则应作出解释以在可能范围内实现本PSA，而非使其失效。在任何情况下，本PSA的所有其他条款和条件均应视为有效且可执行。除本协议规定外，不存在任何其他明示、默示或其他义务或责任。本PSA不得修改或变更，除非以书面形式作出并由买方和卖方签署。由或向代表任何一方的律师或经纪人发出的通知和作出的交付，与由或向该方发出的通知和作出的交付具有同等效力。所有通知必须以书面形式作出，并可通过亲自送达、隔夜快递、传真、电子邮件或其他电子方式发出，且于送达并留有记录时生效。买方可将本PSA转让给买方直系亲属的任何成员，或由买方及/或其直系亲属的任何成员拥有或控制的任何实体。\n\n买方签字首字母：\n\n卖方签字首字母：\nCase 22-50073 Doc 1930-16 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 7 of\n\n除此之外，未经同意，任何一方均不得转让本PSA，且该同意不得被无理拒绝。一方不得以书面形式放弃或解除因本PSA产生的任何请求权或权利，且任何放弃仅适用于作出该放弃的特定情形。各款标题仅供参考和便利之用。\n\n17. 准据法和争议解决。勾选 (a)、(b) 或 (c)。如未勾选任何一项，则适用 (a)。任何涉及本协议的争议将通过以下方式解决：(a) __ 在位于 ____________ 州（如留空，则为 Florida）的法院解决；(b) ________________________________________________________________________________________________（如留空，则为 Florida）；(c) 在英国伦敦通过具有约束力的仲裁解决。如选择 (a) 或 (b)：(i) 本协议应受该州法律管辖并依其解释；以及 (ii) 程序应在卖方经纪人主要办事处所在的县进行；如卖方经纪人在 Florida 没有办事处，则在 Corda 进行；如未注明其他城市，则在 Florida 进行）。如选择 (b)，除非适用下述规则，否则应适用仲裁开始时有效的美国仲裁协会（American Arbitration Association，“AAA”）《商事仲裁规则》：_____ 如争议金额（包括反请求）不超过 USD $1,000,000.00，双方应在发出仲裁通知后二十 (20) 日内共同选定一名由国际游艇经纪人协会（International Yacht Brokers Association，“IYBA”）名册管理的独任仲裁员。如双方无法就仲裁员达成一致，IYBA 有权指定该独任仲裁员。如争议金额较高，双方应各自指定一名仲裁员，两名仲裁员应共同指定第三名仲裁员。如其未能在 14 日内就第三名仲裁员达成一致，任一方可请求 IYBA 从其名册中指定第三名仲裁员。独任仲裁员的决定，或者如为三名仲裁员组成的小组，则其中任何两名仲裁员的决定，对双方均具有约束力。可在任何有管辖权的法院提起诉讼以执行任何仲裁裁决。如选择 (c)：(i) 无论法律冲突原则如何，本协议均应受英国法律管辖并依其解释；(ii) 双方不可撤销地同意，因本协议引起或与本协议有关的任何争议，均应依照《Arbitration Act 1996》或其任何法定修订或重新制定版本提交仲裁，但以本款规定为限；(iii) 仲裁应依照仲裁开始时有效的伦敦海事仲裁员协会（London Maritime Arbitration Association，“LMAA”）规则进行；(iv) 如争议金额（包括反请求）低于 USD$100,000，则适用其小额索赔程序；如等于或高于 USD$100,000 且低于 USD$400,000，则适用其中间索赔程序。无论选择何种方案，双方均不可撤销地服从该法院或仲裁机构的专属管辖，放弃其目前或日后可能就审判地或审判地便利性提出的任何异议，同意所有与该程序有关的请求均仅由该法院或仲裁机构裁决，并进一步同意不在任何其他法院或仲裁机构提出与本协议有关的任何请求。双方在已有机会寻求法律顾问后，放弃就本协议项下产生的、无论是针对彼此还是针对任何经纪人的请求接受陪审团审判的权利。\n\n买方：　卖方：\n\n正楷姓名：　正楷姓名：\n职务：　职务：\n日期：　日期：\n卖方经纪人保证金确认（以资金到账为条件）\n正楷姓名：　金额：\n职务：　日期：\n\n买方备注：\n\n卖方备注：\n\n©2020 国际游艇经纪人协会（International Yacht Brokers Association）版权所有\n\n修订版 3.10.20\n\n本表格由国际游艇经纪人协会（International Yacht Brokers Association，“IYBA”）编制，专供其使用。双方及经纪人特此免除 IYBA 因使用本表格所导致或与之有关的任何损害赔偿责任。IYBA 明确否认与使用本表格有关的任何及所有保证，包括适销性及适合特定用途的保证。\n\n经纪船舶买卖协议补充协议，签署于 [-----], 2023，由 (i) Ho Wan Kwok（郭文贵）遗产的 Chapter 11 受托人 Luc A. Despins（卢克·A·德斯平斯）与 (ii) [ ] 订立（“本补充协议”）\n\n本补充协议中使用但未定义的首字母大写术语，具有就 Lady May 于 [-------], 2023 签署的《经纪船舶买卖协议》（“PSA”）中规定的含义。为免疑义，任何对 PSA 的提述（无论在该 PSA 或本补充协议中）均指经本补充协议修改后的 PSA。\n\n1. Luc A. Despins（卢克·A·德斯平斯）作为 Ho Wan Kwok（郭文贵）遗产的 Chapter 11 受托人，仅以该身份作为 PSA 的一方，而非以其个人身份作为一方。因此，买方不得针对 Luc A. Despins 先生的个人身份或 Paul Hastings LLP（保罗·哈斯廷斯律师事务所）提出任何性质的请求。\n\n2. PSA 及其中所有条款均须经 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦破产法院，“破产法院”）批准；Ho Wan Kwok（郭文贵）的 Chapter 11 案件，Case No. 22-50073（“Chapter 11 案件”），正在该法院审理中。\n\n3. 尽管 PSA 中有任何相反规定，破产法院对与 PSA 有关或因 PSA 引起的任何请求或争议享有专属管辖权，双方及经纪人不可撤销地服从破产法院的专属管辖，放弃其目前或日后可能就审判地或审判地便利性提出的任何异议，同意所有与 PSA 有关的请求均应由该法院裁决，并进一步同意不在任何其他法院提出与 PSA 有关的任何请求。为免疑义，PSA 第 17 条中关于对任何涉及 PSA 的争议进行仲裁的所有规定，特此删除。\n\n4. 尽管 PSA 中有任何相反规定，无论其法律冲突原则如何，PSA 均受 State of New York（纽约州）法律管辖并依其解释。\n\n5. 作为交割的条件，卖方应交付所附“Exhibit A”中列明的每份文件。\n\n5.6. PSA 第 1 条第四句和第五句特此修改如下：\n\n“船舶”还包括截至本 PSA 日期位于船上的和/或列入船舶挂牌规格中的所有索具、机械、设备、家具、燃料、消耗品，以及所有已登记或未登记的小艇、玩具、物品和附属物。除卖方或挂牌经纪人在以下较早日期提供的除外清单所列项目外，不应有除外清单：(a) 生效日期后五日；或 (b) 接受/拒绝日期；该等项目不包括在出售范围内。如买方接受船舶，则视为买方已接受除外清单。为免疑义，Lady May II 不作为根据本 PSA 出售船舶的一部分。\n\n6.7. PSA 第 1 条第八句特此修改如下：\n\n不得有任何以旧换新折抵。如根据本 PSA 出售船舶涉及以旧换新折抵，则以旧换新的条件应受所附《Trade In Vessel Addendum》管辖。\n\n7.8. PSA 第 2 条特此修改如下：\n\n在卖方签署本 PSA 后 _____ 个营业日内（如留空，则为 3 个营业日），买方已于 [-----], 2023 向卖方经纪人账户支付保证金，作为购买价款的保证金，并按本 PSA 条款以托管方式持有，如下文所确认。在保证金已结清并存入卖方经纪人的托管账户前，卖方可拒绝允许买方进行船舶试航、勘验及其他检查。\n\n8.9. PSA 第 3 条特此修改如下：\n\n3.1 买方购买船舶的义务，以买方自行决定对船舶试航和勘验感到满意为条件（但买方可选择不对船舶进行检查）；但前提是，买方仅可在下列情形拒绝船舶：(i) 基于任何理由并由买方自行决定，但买方须在试航完成后 24 小时内向卖方送达书面拒绝决定通知；或 (ii) 勘验员（应为日常业务从事与该船舶质量和价值相似船舶勘验的正式合格海事勘验员）书面证明其发现影响船舶、其机械或其系统运行完整性的缺陷，或使该船舶不适航的缺陷。\n\n为免疑义，买方不得基于任何其他理由拒绝船舶。3.2 如买方决定进行试航和勘验：(a) 买方应选择勘验员；(b) 勘验员而非经纪人应为有关勘验的任何错误或遗漏承担唯一责任，即使经纪人可能已向买方提供信息并协助买方聘请勘验员；(c) 卖方应提供船舶，买方应尽快完成试航和勘验，从而在接受/拒绝日期前完成试航，即 11 June 2023，并最迟于 17 June 2023 完成勘验；(d) 卖方应支付试航的所有运行费用并承担与试航相关的风险，买方应支付勘验的所有费用，包括相关费用，例如起吊、干船坞及分包商费用；(e) 买方及其勘验员应自行负责确定勘验和试航范围，以评估船舶是否符合买方要求；以及 (f) 除第 3.1(i) 条要求外，买方应在接受/拒绝日期当日或之前向卖方或挂牌经纪人交付书面船舶拒绝或接受通知。无论买方是否已检查船舶，如其未能依照本 PSA 及时发出书面拒绝通知，则视为买方已接受船舶。买方接受船舶后，除将船舶移动至交付地点外，卖方在交割（定义见第 4 款）前不得使用船舶。如买方依照本 PSA 拒绝或被视为拒绝船舶，且未以其他方式违反本 PSA，则在代表买方发生的所有费用均已支付后，(i) 卖方经纪人应将保证金返还买方；(ii) 本 PSA 应终止；以及 (iii) 双方及经纪人应免除本协议项下任何进一步责任。经纪人不负责纠正试航和勘验期间发现的任何缺陷或不足所需的费用。\n\n9.10. PSA 第 4 条第六句特此修改如下：\n\n在交割时，买方应向卖方支付余额（受第 6 款约束），保证金应在扣除紧接下一句所述款项后和/或通过电汇支付给卖方经纪人，再由其转交卖方。卖方欠付 (i) 经纪人的佣金、仓储费、保险费、维修费和/或其他项目的任何款项（均须经破产法院批准），或 (ii) 任何其他负担权持有人的任何款项，均应由卖方经纪人在向卖方支付资金前，从应付卖方的金额中扣除；卖方特此不可撤销地指示任何保证金持有人依照本协议条款从保证金中向经纪人支付佣金，并在向卖方发放保证金前向经纪人支付。为免疑义，破产法院批准向买方出售船舶的命令应规定，该船舶不附带任何负担权而出售，任何负担权应附着于出售所得款项。\n\n10.11. PSA 第 5 条第二句特此修改如下：\n\n如果挂牌经纪人和销售经纪人属于同一家经纪公司，则双方同意该经纪人在本交易中担任双重代理人，即同时代表买方和卖方；经纪人可向双方披露其知悉的、对该船舶价值或吸引力有重大影响的事实；但前提是，在该等情况下，(a) 未经卖方同意，经纪人不得向买方披露卖方愿意以低于要价的金额出售该船舶；以及 (b) 经纪人就该船舶的出售对买方不负任何义务，且未经买方同意，不得向卖方披露买方愿意支付高于报价的价格。\n\n11.12. PSA第6条第二句特此修改如下：\n\n不迟于交割日前两个（2）营业日，卖方应向买方交付：(a) 令买方满意的所有权证明；(b) 已支付或解除全部权利负担的证明（但将在交割时全额支付的权利负担除外），该等证明可以是破产法院（Bankruptcy Court（破产法院））作出的批准出售该船舶的命令（且该命令应规定该船舶系无任何权利负担地出售给买方）；(c) 卖方出具的保证及赔偿，保证卖方在本第6款中的陈述与保证；(d) 如卖方为法人实体，则由卖方实益所有人出具的个人保证及赔偿，保证卖方在本第6款中的陈述与保证；以及 (e) 向买方转让完整且可流通所有权所必需的任何其他文件副本。\n\n12.13. PSA第7条第二句和第三句特此修改如下：\n\n如该船舶在买方接受后受损，且必要维修费用低于购买价的百分之五（5%），并可在30日以内完成，则卖方可自行选择：(a) 卖方必须在交割前依照健全的航海惯例，将损坏修复至该船舶受损前的标准，买方可检查该等维修；在此情形下，(b) 买方必须支付余款并接收经修复的船舶；以及 (c) 交割日将按维修期间的长度予以延长。如该船舶在买方接受后受到更严重的损坏，或卖方未行使前述句子中的选择权，则任何一方均可终止本PSA，其后果与买方拒绝接受该船舶时相同。\n\n13.14. PSA第8条特此修改如下：\n\n尽管本协议有任何相反规定，如保证金未在到期时支付，或因买方不履行义务而未完成交割，包括但不限于未在交割日前支付余款或签署完成购买所必需的全部文件：(i) 保证金应由卖方和经纪人留存（或者，如保证金未支付，买方应向其支付等额款项），作为约定的清算损害赔偿金，作为签署本PSA的对价，并完全解决双方之间的全部请求权；(ii) 销售经纪人应向买方返还其从买方收到的任何其他款项；以及 (iii) 双方将免除本PSA项下的全部义务；但前提是，如在破产法院批准本PSA后，因买方不履行义务而未完成交割，卖方应从保证金中向挂牌经纪人支付等同于 \\$200,000 的金额；如该船舶最终向不同买方出售，该金额应计入并减少挂牌经纪人可能获得的任何佣金（依其与卖方签订的聘用函）。买方和卖方同意，保证金应首先用于支付买方或经纪人就该船舶产生的任何未付成本或费用，随后按百分之五十（50%）分配给卖方，按百分之五十（50%）分配给经纪人；经纪人应以如已完成出售时佣金本应分配的相同份额进行分配。如因卖方不履行义务而未完成交割（为免疑义，不包括破产法院拒绝批准本PSA），则根据本PSA由买方支付或存入的保证金及任何其他款项，应于买方要求时返还给买方，或者买方有权要求特定履行。卖方同意，鉴于该船舶的独特性、损失证明的困难，以及以其他方式获得充分救济的不便或不可能性，特定履行是合理的。如因卖方不履行义务而未完成交割，或卖方违约，卖方应立即向经纪人支付如交易已完成交割本应支付的同等佣金；但前提是，破产法院拒绝批准本PSA不构成卖方不履行义务。如破产法院未批准本PSA，则本PSA应被视为终止，其后果与买方依照本PSA拒绝接受该船舶时相同。尽管本PSA有任何相反规定，如因任何原因未完成交割（包括：(a) 买方未履行其在本PSA项下的义务；(b) 破产法院未批准本PSA；或 (c) 买方依照本PSA拒绝接受该船舶），卖方有权选择按成本向买方购买勘验报告；如卖方行使该选择权，买方应在收到该勘验报告成本的付款后立即向卖方提供完整的勘验报告。\n\n14.15. PSA第9条第一句特此修改如下：\n\n如适用，买方购买该船舶应缴纳的销售税或使用税由买方负责，买方应于交割时向销售经纪人支付到期税款。\n\n15.16. PSA第11条第一句后特此增加以下句子：\n\n买方陈述并保证，其拥有足以于交割时支付购买价的现金和/或融资。买方亦陈述并保证，其与Ho Wan Kwok（郭文贵）不存在关联或关系，且并非代表Ho Wan Kwok或应Ho Wan Kwok的要求行事。\n\n16.17. PSA第14条特此修改如下：\n\n双方确认：(a) 在款项已清算并进入销售经纪人的账户前，销售经纪人不对保证金负责；(b) 款项清算后，销售经纪人应以托管方式持有保证金，且任一经纪人从任何一方收到的任何其他资金均应为该方以信托方式持有；(c) 销售经纪人可依照本PSA，在向卖方发放保证金或余款前保留应付给经纪人的佣金；以及 (d) 在涉及经纪人持有的任何资金的任何争议中，买方和卖方应赔偿经纪人与该争议以任何方式相关的律师费和成本，包括任何上诉中产生的费用（该义务以托管资金上的留置权作担保）以及与佣金请求相关的费用，但破产法院作出的已生效且不得上诉的判决认定存在故意不当行为或重大过失的经纪人除外。\n\n17.18. PSA第16条第二句和第三句特此修改如下：\n\n如经纪人成为涉及本PSA的任何诉讼的一方，该经纪人应由被认定违反本PSA的一方或多方偿还其在审前、审判及上诉各阶段产生的合理成本和律师费，但破产法院作出的已生效且不得上诉的判决认定该经纪人存在故意不当行为或重大过失的除外。如本协议双方之间发生因本PSA标的事项引起的任何争议，胜诉方（包括经纪人）有权追回审前、审判及上诉程序中的合理费用、律师费和成本，但破产法院作出的已生效且不得上诉的判决认定该胜诉方存在故意不当行为或重大过失的除外。\n\n18.19. PSA第16条第八句、第九句和第十句特此修改如下：\n\n所有通知必须采用书面形式，并可通过专人递送、隔夜快递、传真、发送至本PSA第18条所列电子邮件地址及本协议双方不时另行规定的电子邮件、或其他方式作出；通知应于送达时生效，并应保留送达证明。买方可将本PSA转让给买方直系亲属中的任何成员，或由买方和/或其直系亲属中的任何成员拥有或控制的任何实体。除此以外，未经另一方同意，任何一方均不得转让本PSA；该同意不得被无理拒绝。\n\n20. 特此向PSA插入新的第18条如下：\n\n18. 通过电子邮件发出的通知\n\n为使本PSA的一方向本PSA的任何其他方通过电子邮件送达通知之目的，该等电子邮件通知可发送至以下指定的电子邮件地址：\n\n买方：\n\n卖方：lucdespins@paulhastings.com\n\n经纪人：\n\n卖方\n\n签署人：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\n姓名：Luc A. Despins（卢克·A·德斯平斯），作为Ho Wan Kwok遗产的chapter 11受托人\n\n日期：\n\n买方\n\n签署人：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\n姓名：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\n职务：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\n日期：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\n“附件A”\n\n文件清单\n\n作为交割的先决条件，卖方必须向买方提交下列文件。除非另有说明，所有文件必须于交割时提交，且必须为原件。经必要涂改的副本或文件草案必须最迟于交割日前七（7）日提交给买方律师供买方批准。\n\n文件第1至第15项（含）必须视情况证明所有必要勘验和/或审计均已完成（并附有最新批注），且必须有效、在完整期限内、无任何限制、条件、备注和/或建议，并且（如适用）应连同任何可获得的补充文件、记录、附件和/或技术档案一并提供。\n\n文件第16至第22项（含）必须采用适合买方将该船舶登记于其选择旗国的形式。\n\n1）船舶登记证书\n\n2）船舶丈量证书\n\n3）国际吨位证书\n\n4）巴拿马和苏伊士特别吨位证书\n\n5）国际防止油污证书（IOPP）\n\n6）国际防止生活污水污染证书（ISPP）\n\n7）国际防止空气污染证书\n\n8）国际能效证书\n\n9）发动机国际防止空气污染证书\n\n10）船级证书\n\n11）防污底系统符合证书\n\n12）无线电许可证\n\n13）船上油污应急计划（SOPEP）（经船级社或船旗国盖章批准）\n\n14）残骸清除证书\n\n15）国际有害材料清单证书\n\n16）以买方为受益人的买卖契约（正本一式两份），载明该船舶不附带任何债务、请求权、留置权及负担，并由卖方正式签立，经公证认证及加注或领事认证，以确认签字人的身份及适当授权。\n\n17）由船舶登记主管机关出具的登记簿摘录，显示该船舶不存在已登记的负担，且由卖方单独拥有，日期不得早于出售完成日期前三（3）个营业日。\n\n18）由船级社出具的船级确认书，说明该船舶已入级且不存在任何条件或建议，日期不得早于出售完成日期前三（3）个营业日。\n\n案号 22-50073，文件 1930-16，提交日期 06/22/23，录入日期 06/22/23 18:40:24，第 16 页，共 25 页\n\n19）卖方就该船舶聘用的开曼群岛当地代表出具的无异议函。\n\n20）令买方满意的该船舶在美国的税务状况证明。\n\n21）证明卖方（或其受托人或代表其行事的法定代表人）依法有权依照本协议条款出售该船舶的证据。\n\n22）证明卖方已采取一切必要的公司、股东及其他行动，以授权本协议的签立、交付和履行，并经适当公证认证的证据。\n\n在交付及接收船舶时，卖方和买方应签署交付及接收议定书（正本一式两份），证明船舶交付的地点、日期和时间。\n\n案号 22-50073，文件 1930-16，提交日期 06/22/23，录入日期 06/22/23 18:40:24，第 17 页，共 25 页\n\n经纪船舶买卖协议补充协议，于 2023 年[-----]签立，由（i）Luc A. Despins（卢克·A·德斯平斯）作为 Ho Wan Kwok（郭文贵）财产的第11章受托人，以及---}（以下简称“补充协议”）\\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ \\_ （ii）1\n\n本协议中使用但未定义的首字母大写术语，应具有就 Lady May（Lady May号）于 2023 年[-------]签立的《经纪船舶买卖协议》（以下简称“PSA”）中赋予该等术语的含义。为免疑义，任何对 PSA 的提述（无论在该 PSA 或本补充协议中）均指经本补充协议修改后的 PSA。\n\n1. Luc A. Despins 仅以其作为 Ho Wan Kwok 财产第11章受托人的身份成为 PSA 的当事方，而非以其个人身份。因此，买方不得以任何方式对 Luc A. Despins 先生的个人身份或 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）提出任何请求权。\n\n2. PSA 及 PSA 中的所有条款均须经 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦破产法院，以下简称“破产法院”）批准；Ho Wan Kwok 的第11章案件，即案号 22-50073（以下简称“第11章案件”），正在该法院审理中。\n\n3. 尽管 PSA 中有任何相反规定，破产法院对有关 PSA 或因 PSA 引起的任何请求或争议享有专属管辖权，当事方及经纪人不可撤销地服从破产法院的专属管辖权，放弃其目前或日后可能对审判地或法院便利性提出的任何异议，同意所有与 PSA 有关的请求均由该法院裁决，并进一步同意不在任何其他法院提出任何与 PSA 有关的请求。为免疑义，现删除 PSA 第17条中有关对涉及 PSA 的任何争议进行仲裁的所有规定。\n\n4. 尽管 PSA 中有任何相反规定，PSA 应受纽约州法律管辖并依该州法律解释，而不考虑其法律冲突原则。\n\n5. 作为成交的条件，卖方应交付所附“附件A”中列明的每份文件。\n\n5.6. PSA 第1条第四句和第五句现修改如下：\n\n“船舶”还包括截至本 PSA 日期船上和／或载于该船舶挂牌规格说明中的所有船具、机械、设备、家具、燃料、消耗品，以及所有已登记或未登记的附属艇、玩具、物品和附属物。不存在除外清单。除卖方或挂牌经纪人于以下较早日期提供的除外清单中列明的物品外，即（a）生效日期起五日，或（b）接受／拒绝日期，该等物品不包括在出售范围内。如买方接受船舶，即视为其已接受除外清单。为免疑义，格式：字体：（默认）Times New Roman，12磅，加粗，下划线\n\n案号 22-50073，文件 1930-16，提交日期 06/22/23，录入日期 06/22/23 18:40:24，第 18 页，共 25 页\n\n根据本 PSA，Lady May II 不作为该船舶出售的一部分。\n\n6.7. PSA 第1条第八句现修改如下：\n\n不存在如根据本 PSA 出售船舶涉及折价置换，置换的条件应受所附《置换船舶补充协议》管辖。\n\n7.8. PSA 第2条现修改如下：\n\n在卖方签署本 PSA 后 \\_\\_\\_\\_\\_ 个营业日内（如留空则为3个营业日），于 2023 年[-----]，买方已支付／应支付定金至卖方／卖方经纪人的账户，如下文所确认，作为购买价款的定金，并应根据本 PSA 条款由该账户托管。在定金已结算进入卖方／卖方经纪人的托管账户之前，卖方可以拒绝允许买方进行船舶试航、检验及其他检查。\n\n8.9. PSA 第3条现修改如下：\n\n3.1 买方购买船舶的义务，以买方自行酌情对船舶试航及检验感到满意为条件（但买方可选择不对船舶进行检查）；但前提是，买方仅可在下列情形下拒绝该船舶：（i）以任何理由并由买方自行酌情决定，但买方须在试航完成后24小时内向卖方送达该拒绝决定的书面通知；或（ii）仅在检验员（应为其日常业务从事与该船舶质量和价值相当的船舶检验的正式合格海事检验员）书面证明其发现影响该船舶、其机械或其系统运行完整性的缺陷，或使该船舶不适航时，方可拒绝该船舶。为免疑义，买方不得基于任何其他理由拒绝该船舶。\n\n3.2 如买方决定进行试航及检验：（a）买方将选择检验员；（b）检验员而非经纪人应为与检验有关的任何错误或遗漏承担唯一责任，即使经纪人可能已向买方提供信息并协助买方聘请检验员；（c）卖方应提供船舶，且买方应于 11 June 2023 完成试航，并在切实可行的情况下尽快且不迟于 17 June 2023 完成检验，以使检验于接受／拒绝日期前完成；（d）卖方应支付试航的所有运行费用，并承担与试航有关的风险，以及\n\n案号 22-50073，文件 1930-16，提交日期 06/22/23，录入日期 06/22/23 18:40:24，第 19 页，共 25 页\n\n买方应支付检验的全部费用，包括相关费用，例如吊装、干船坞及分包商费用；（e）买方及其检验员应独自负责确定检验及试航的范围，以评估船舶是否符合买方的要求；及（f）除第3.1(i)条要求外，买方应在接受／拒绝日期当日或之前向卖方或挂牌经纪人送达拒绝或接受船舶的书面通知。无论买方是否已检查该船舶，如其未能依照本 PSA 及时发出拒绝船舶的书面通知，即视为其已接受该船舶。在买方接受该船舶后，除将船舶移至交付地点外，卖方在成交前（定义见第4段）不得使用该船舶。如买方依照本 PSA 拒绝或被视为拒绝该船舶，且不存在其他违反本 PSA 的情形，则在代表买方产生的所有费用已支付后，（i）卖方／卖方经纪人应向买方返还定金；（ii）本 PSA 将终止；及（iii）当事方及经纪人将免除其在本协议项下的任何进一步责任。经纪人不负责纠正试航和检验期间发现的任何缺陷或不足的费用。\n\n9.10. PSA 第4条第六句现修改如下：\n\n于成交时，买方应向卖方支付余额（受第6段约束），并且定金应在扣除紧接下一句所述款项后和／或通过电汇支付给卖方经纪人，以转交卖方。卖方应向（i）经纪人支付的佣金、存储、保险、维修和／或其他项目的任何款项（须经破产法院批准），或（ii）任何其他负担持有人的任何款项，应由卖方经纪人在向卖方分配资金前从应付卖方的金额中扣除；卖方特此不可撤销地指示任何定金持有人，依照本协议条款从定金中向经纪人支付佣金／定金，并在向卖方发放定金前支付给经纪人。为免疑义，破产法院批准向买方出售船舶的命令应规定，该船舶系在不附带任何负担的情况下出售，任何负担均附着于出售所得款项。\n\n10.11. PSA 第5条第二句现修改如下：\n\n如挂牌经纪人和卖方经纪人为同一经纪公司，当事方同意该经纪人在本交易中担任双重代理人，即同时代表买方和卖方，并且该经纪人可向双方披露其知悉的、对船舶价值或可取性具有重大影响的事实；但前提是，在该情况下，（a）未经卖方同意，\n\n案号 22-50073，文件 1930-16，提交日期 06/22/23，录入日期 06/22/23 18:40:24，第 20 页，共 25 页\n\n经纪人不得向买方披露卖方愿意以低于要价的金额出售船舶；及（b）经纪人对买方不负有与出售该船舶有关的任何义务，或未经买方同意，不得向卖方披露买方愿意支付高于报价的价格。\n\n11.12. PSA 第6条第二句现修改如下：\n\n卖方应在交割日前不少于两（2）个营业日向买方交付：(a)令人满意的所有权证据，(b)已支付或解除所有负担的证明（将在交割时全额支付的负担除外），该证明可以是破产法院（Bankruptcy Court）作出的批准出售该船舶的命令（且该命令应规定该船舶出售给买方时不存在任何负担），(c)卖方作出的保证及赔偿，保证卖方在本第6段中的陈述与保证，(d)如卖方为法人实体，则由卖方受益所有人作出的个人保证及赔偿，保证卖方在本第6段中的陈述与保证，以及(ce)向买方转让良好且可流通所有权所必需的任何其他文件副本。\n\n12.13. 现将PSA第7条的第二句和第三句修改如下：\n\n如船舶在买方接受后受损，且必要修理费用低于购买价的百分之五（5%）并且完成修理所需时间少于30日，则卖方可自行选择：(a)卖方可必须在交割前按照良好的海事惯例，将损坏修复至紧接损坏发生前船舶的标准，且买方可检查该修理；在此情况下，(ab)买方应必须支付余额并接收经修理后的船舶，以及(bc)交割日将按修理期间的长度延长。如船舶在买方接受后受损程度较大，或卖方未行使前述句子中的选择权，则任一方均可终止本PSA，其后果与买方拒绝接受该船舶时相同。\n\n13.14. 现将PSA第8条修改如下：\n\n尽管本协议有任何相反规定，如保证金未在到期时支付，或因买方未履行义务而未完成交割，包括但不限于未在交割日前支付余额或签署完成购买所需的全部文件：(i)保证金应由卖方及经纪人保留（或者，如保证金未支付，买方应向卖方及经纪人支付同等金额），作为约定的违约损害赔偿金，作为签署本PSA的对价，并作为双方之间所有索赔的完全和解；(ii)出售经纪人应向买方返还从买方收取的任何其他款项；以及(iii)双方应解除本PSA项下的所有义务；但前提是，在破产法院批准本PSA后，如因买方未履行义务而未完成交割，卖方应从保证金中向挂牌经纪人支付等同于$200,000的金额；如该船舶与另一买方完成出售，该金额应抵减挂牌经纪人可能获得的任何佣金（根据其与卖方的委托函）。买方和卖方同意，保证金应首先用于支付买方或经纪人就该船舶产生的任何未付成本或费用，随后百分之五十（50%）分配给卖方，百分之五十（50%）分配给经纪人；经纪人应按照如已完成出售时佣金本应分配的相同比例进行分配。如因卖方未履行义务而未完成交割（为免疑义，不包括破产法院拒绝批准本PSA），保证金及买方根据本PSA支付或存入的任何其他款项，应于要求时返还给买方，或者买方有权请求实际履行。卖方同意，鉴于该船舶的独特性、证明损失的困难，以及以其他方式获得充分救济的不便或不可能性，实际履行是合理的。如因卖方未履行义务而未完成交割/卖方违约，卖方应立即向经纪人支付如该交易已完成本应支付的同等佣金；但前提是，破产法院拒绝批准本PSA不构成卖方未履行义务。如破产法院不批准本PSA，本PSA应视为终止，其后果与买方依本PSA拒绝接受该船舶时相同。尽管本PSA有任何相反规定，如因任何原因未完成交割（包括(a)买方未履行其在本PSA项下的义务，(b)破产法院未批准本PSA，或(c)买方依本PSA拒绝接受该船舶），卖方有权选择按成本向买方购买检验报告；如卖方行使该选择权，买方应在收到该检验报告成本的付款后立即向卖方提供完整检验报告。\n\n14.15. 现将PSA第9条的第一句修改如下：\n\n如适用，买方购买该船舶应付的销售税或使用税由买方负责，且买方应在交割时向受托人出售经纪人支付应缴税款。\n\n15.16. 现于PSA第11条第一句后增加以下句子：\n\n案号 22-50073 文件1930-16 于06/22/23提交 于06/22/23 18:40:24登记 第22页，共25页\n\n买方陈述并保证，其拥有足够的现金和/或融资以在交割时支付购买价。买方还陈述并保证，其与Ho Wan Kwok（郭文贵）不存在关联或关系，且并非代表Ho Wan Kwok或应Ho Wan Kwok的要求行事。\n\n16.17. 现将PSA第14条修改如下：\n\n双方确认：(a)出售经纪人在款项已结算并存入卖方的出售经纪人账户之前，不对保证金负责；(b)卖方出售经纪人在款项结算后应以托管方式持有保证金，且任一经纪人从任何一方收到的任何其他款项均应为该方以信托方式持有；(c)卖方出售经纪人应依本PSA，可在向卖方释放发放保证金或余额之前保留应付给经纪人的佣金；以及(d)在涉及经纪人持有的任何资金的任何争议中，买方和卖方应赔偿经纪人与该争议以任何方式相关的法律费用和成本，包括任何上诉中产生的费用和成本（该义务由托管资金上的留置权担保）以及与佣金索赔有关的费用和成本，但经破产法院作出的最终、不可上诉判决认定故意不当行为或存在重大过失的经纪人除外。\n\n17-18. 现将PSA第16条的第二句和第三句修改如下：\n\n如经纪人成为涉及本PSA的任何诉讼的一方，经纪人应由被认定违反本PSA的一方或多方偿还其在所有审前、审判及上诉阶段的合理成本和律师费，除非该经纪人经破产法院作出的最终、不可上诉判决认定存在故意不当行为或重大过失。如本协议双方之间发生任何因本PSA标的事项引起的争议，胜诉方（包括经纪人）应有权获得所有审前、审判及上诉程序的合理费用、律师费和成本，除非该胜诉方经破产法院作出的最终、不可上诉判决认定存在故意不当行为或重大过失。\n\n48.19. 现将PSA第16条的第八句、第九句和第十句修改如下：\n\n所有通知必须以书面形式作出，并可通过专人递送、隔夜快递、传真、发送至本PSA第18条所载电子邮件地址及本协议双方不时另行提供的电子邮件地址的电子邮件，或其他方式作出，并应于收到时生效。\n\n由买方和/或其直系家庭成员控制。\n\n同意，该同意不得被无理拒绝。买方直系家庭的任何成员或由其拥有的任何实体。\n\n否则，任何一方均不得未经另一方同意转让本PSA。\n\n49.20. 在PSA中新增第18条如下：\n\n18. 通过电子邮件发送通知\n\n就本PSA一方向本PSA任何其他方通过电子邮件送达而言，该电子邮件通知可发送至下列指定电子邮件地址：\n\n买方：\n\n卖方：lucdespins(@paulhastings.com\n\n经纪人：\n\n卖方\n\n签署人：\n\n姓名：Luc A. Despins，作为Ho Wan Kwok（郭文贵）财产的第11章受托人\n\n日期：\n\n买方\n\n签署人：\n\n姓名：\n\n职务：\n\n日期：\n\n案号 22-50073 文件1930-16 于06/22/23提交 于06/22/23 18:40:24登记 第24页，共25页\n\n“附件A”\n\n文件清单\n\n作为交割的先决条件，卖方必须向买方提交下列文件。除非另有说明，所有文件必须于交割时提交，并且必须为原件。经必要涂改的副本或文件草案必须不迟于交割日前七（7）日提交给买方律师，供买方批准。\n\n文件1至15（含）必须视适用情况证明已完成所有必要的检验和/或审计（并附有最新批注），且必须有效、为完整期限、无任何限制、条件、备注和/或建议，并且（如适用）应附有任何可获得的补充文件、记录、附件和/或技术档案。\n\n文件16至22（含）必须采用适合买方为该船舶在其选择的船旗国登记的形式。\n\n1) 船舶登记证书\n\n2) 船舶检验证书\n\n3) 国际吨位证书\n\n4) 巴拿马和苏伊士特别吨位证书\n\n5) 国际防止油污证书（IOPP）\n\n6) 国际防止生活污水污染证书（ISPP）\n\n7) 国际防止空气污染证书\n\n8) 国际能效证书\n\n9) 发动机国际防止空气污染证书\n\n10) 船级证书\n\n11) 防污底系统合规证书\n\n12) 无线电许可证\n\n13) 船舶油污应急计划（SOPEP）（经船级社或船旗国盖章批准）\n\n14) 残骸清除证书\n\n15) 国际危险材料清单证书\n\n16) 以买方为受让人的售船契据（一式两份（2）正本），载明船舶不存在任何债务、索赔、留置权及其他负担，由卖方正式签署，并经公证认证及附加证明书认证或领事认证，以确认签署人的身份及适当授权。\n\n17) 由船舶登记机关出具的登记簿摘录，表明船舶不存在已登记的负担，且由卖方单独所有，出具日期不得早于销售完成日期前三（3）个营业日。\n\n18) 由船级社出具的船级确认书，载明船舶已入级，且不存在任何条件或建议，出具日期不得早于销售完成日期前三（3）个营业日。\n\n案件 22-50073 文书 1930-16 提交日期 06/22/23 录入日期 06/22/23 18:40:24 第 25 页，共 25 页\n\n19) 卖方就该船舶聘用的开曼群岛当地代表出具的无异议函。\n\n20) 买方满意的关于船舶在美国税务状况的证据。\n\n21) 证明卖方（或其受托人或代表其行事的法定代表人）依法有权按照本协议条款出售船舶的证据。\n\n22) 证明卖方已采取一切必要的公司、股东及其他行动，以授权本协议的签署、交付和履行，并经正式公证认证的证据。\n\n在船舶交付及接收时，卖方和买方应签署交付和接收议定书（一式两份正本），以证明船舶交付的地点、日期和时间。","key_entities":["Je","Kwok","Ho Wan Kwok","Despins","Paul Hastings"],"ecf_references":[],"word_count":11711,"status":"published","published_at":"2023-06-22 00:00:00","created_at":"2023-06-22","updated_at":"2026-08-23 21:34:46"}