{"id":"court_ctb_1930_18","court":"CTB","case_no":"22-50073","doc_number":1930,"sub_number":18,"doc_type":"EXHIBIT","filed_date":"2023-06-22","title":"Exhibit 18 Bongartz, Alex","summary_zh":null,"summary_en":null,"body_en":"### **Exhibit 18**\n\n## Bongartz, Alex\n\nFrom: Tuesday, May 30, 2023 4:46 PM Sent: Despins, Luc A. To: Cc: Bongartz, Alex Subject: [EXT] Attachments: 20230530164308437.pdf; 05-30-2023 Signed Addendum to PSA Lady May.pdf\n\n--- External Email ---\n\nYou don't often get email from\n\n. Learn why this is important\n\nDear Luc:\n\nAs per the instructions in Dirk Johnson's May 24th email, attached is the PSA and Addendum in your form from for\n\nThe offer is \\$23,000,000 with an acceptance or rejection date of the survey of June 28, 2023 and a closing no later than July 20, 2023.\n\nI look forward to hearing from you at your earliest convenience.\n\nBest regards,\n\nCase 22-50073 Doc 1930-18 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 3 of\n\n14\n\n| BUYER: | SELLER: Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok |\n|------------------------------------------|-----------------------------------------------------------------------------|\n| Address: | Address: c/o Paul Hastings LLP, 200 Park Avenue |\n| | New York, New York 10166 |\n| Natlonality: | Nationality: U.S. |\n| VESSEL NAME: Lady May | MANUFACTURER: Feadship |\n| Model: Semi displacement motor yacht | Length Overall: 44.25m |\n| Year: 2014 | Doc or ZReg No .: 745195
Flag: Cayman Is. |\n| Hull No.: 688 | Engine Description: Diesel (Caterpillar) |\n| Selling Broker: | Listing Broker: Edmiston & Company Limited |\n| IMPORTANT DATES | PURCHASE PRICE |\n| માં પ્રમાં
Offer Date:
30
2023 | Purchase Price: 57 % . 0 00 00 ADD |\n| Offer Expiration Date: June 9, 2023 | Less Deposit: [20% of Purchase Price] 1 4 4 8 8 8 4 8 4 . 6 . |\n| Accept/Reject Date: June 28, 2023 | Less Trade Allowance (see Addendum): Not applicable |\n| Closing Date: on or before July 20, 2023 | Balance: מ / S- , Yu ג', u ש , Balance |\n| | |\n\n| Buyer's Initial | | Seller's Initials: |\n|-----------------|--------------------------------------------------------------------------------------------------------------------------------------------------|--------------------|\n| Page 1. of 4 | @2020 International Vacht Brokers Association. All rights reserved. | Rev.3.10.20 |\n| | This form was needs of or the perfors of the members of the 1900. The nothers and Brokers her 1934 from one individually of domany result of the | |\n\nrejects or is deemed to reject the Vessel, after all expenses incurred on Buyer's behalf have been paid return the Deposit to Buyer, (i) this PSA will terminate, and (li) the parties and the Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the correct any deficiencies noted during the trial run and survey,\n\n4. Closing. The transfer of Vessel's ownership (\"Closing\") will occur on the Closing Date at the Delivery Location structure with payment of all funds due from the Buyer and delivery of originals of all other documents necessary for transfer of good and marketable titleto Buyer. If the Vessel must nove to the Deliver Vessel to the Chosing Location unless funds have been paid in full or are belng held subject to an escrow conditioned only upon delivery of the Velvery Location and release of title documents to the Buyer. Closing may be facilitated by overnight courier or electronic means. Seller shall deliver the Vessel (as defined In Paragraph 1) to Buyer at the Delvery Location except for fuel consumed during the trial run and any volvage to the Delivery Location. On or before the Closing Date, Seller must deling Broker all documents necessary to transfer title to the Vessel (and all other items hereby required to be delivered to Buyer. At Closing, Buyer shall pay the Balance to Seller (subject to the Selling Broker for onward transfer to Seller by wire transfer. Any funds Seller owes to the commission, storage, insurance, repairs and/or other lems or (i) the holder of any other Encumbrance, will be deducted from the Seller by the Selling Broker prior to disbursement of funds to Seller, which hereby irrevocably instructs any Deposit holder to pay the Commission from the Deposit to the Brokers pursuant to the terms hereof.\n\n5. Brokers. The parties acknowledge that the Selling Broker are the only brokers that procured this PSA. If the Listing Broker and the Selling Broker are the same broker consent to that Broker ading as a qual-agent in this transaction, i.e., representing both Buyer and Seller, and the Broker to both parties facts known to the Bloker materially affecting the Vessel's value or desirability; provided, however, that instance the Broker shall not, without Seller's consent, disclose to Buyer that Seller is willing to sell the Vessel or an anount less than the asking price or, without Buyer's consent, disclose to willing to pay a price greater than the offering proce. If the Selling Broker are different, the Usting Broker will represent Seller only and owe no dutles, fiduclary or otherwise, to Buyer, and the Selling Broker will represent Buyer on duties, fiduciary or otherwise, to Seller (though paid by Seller). The Brokers are obligated to perform only the dutles expressly set forth herein and no implied dutles or obligations may be read into this PSA. Seller shall be solely responsible for payment of commission due to the Brokers in comection with the sale of the Vessel as set forth herein. Each party represents and warrants to the other that he has not employed or dealt with any other broker, agent or finder in carrying out the sale of the sale of the Vessel to Buyer and adknowledges that the Brokers are third-party beneficiaries to this PSA.\n\n6. Seller's Representations; Repuirements for Closing, Seller represents and warrants that it will transfer to Buyer good and marketable tibe to the Vessel, free and clear of all debts, claiment law liers, security interests, encumbrances, excise taxes, and any other applicable taxes, customs' duties, or tarte, country, regulatory and/or taxing authority of any kind whatsoever (collective), \"Encumbrances\"). No less than two (2) bushess days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing), (c) a guaranty and indemnfitation from Sellers representations and warranties in this Paragraph 6, jij) if Seller is a legal entity, a personal guaranty and Indemnlitication from Seller's beneficial owner(s) guaranteeling and warrantes in this Paragraph 6, and (e) copies of any other documents necessary for transfer of good and marketable title to Buyer. Seller shall pay and and shall cooperate fully to obtain any authorized from any governing authority. Anygarty which is a legal entity will provide to the other prior to Closing (i) proof that it is in good standing under the State or other Jurisdiction under which the ently has been formed, (i) a consent action or resolution demonstrating the ently's duly authorized decision topurchase or sell as the authority of the individual delivering or accepting this PSA and/or purchase and sales documents, (il) a power of attorney demonstrating the authority of the Individual deivering or accepting the Vessel and (iv) as to Seller, its whe transfer information.\n\n7. Risk of Loss; Force Majeure. Seller will bear the tisk of or damage to the Vessel is damaged subsequent to Buyer's acceptance and the necessary repairs will cost less than five percent (5%) of the Purchase Rince and require fewer than 30 days to complete, then (a) Seller must repair the damage prior to Closing in accordance with sound marine practices to the Vessel immediately prior to the damage and Buyer may inspect such repair, (b) Buyer must pay the Belivery of the Vessel as repaired, and (c) the Closing Date will be extenced by the repair period. If the Vessel is damaged to a greater extent subsequent to Buyer's acceptance, elther party may terminate this PSA with the same consequences as if Buyer hip rejected the rearly s cbligation to perform will be suspended to the extent required to accommodate unforeseeable events be control (\"Force Majeure Events\"), including, without limitation, acts of terrorism, strikes, lockouts riots, acts of war, fire, communication line fallures, computer viruses, power fallures, accidents, tropical storms, hurricanes, or other natural disasters. If a Force Majeure Event occurs, the time periods referred to in this PSA, Including, without limited in the deemed extended by the time necessary to permit the affected party to perform in accordance with this PSA; provided, however, if the Force Moleure Syent celays the Closing Date for a period of at more than 30 days, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n8. Default. Notwithstanding anything herein to the contrary, if the Deposit is not paid when due consummated due to Buyer's nor-parformance, including, without limitation, fallure or execute all documents necessary for completion of the\n\nBuyer's Initials\n\n©2020 International Yacht Brokers Association. All rights reserved.\n\nRev. 3.10.20\n\nSeller's Initials:\n\nPage Z of 4\n\nany member(s) of Buyer's immediate family or any entity owned or controlled by Buyer and/or any member(s) of his immediate family. Otherwise, nelther party may assign this PSA without the other party's consent shall no; be unreasonably withined. No claim or right arishg out of this PSA can be walved or discharged by one party, in whole or in writing, nor shall any walver be applicable except in the specific instance for which it is given. Paragraph headings are informational and included only for convenience.\n\n17. Governing Law and Dispute Resolution. Check (a), (b) or (c), if none checked, (a) will apply. be resolved: (a) in the courts located in the State of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ ( by binding arbitration in the State of ................... (Florida, If left blank arbitration in London, England. If (q) or (b) is selected: (i) this Agreement will be governed by and interpreted according to the State of \\_ \\_ \\_ \\_ \\_ (Florida, if left blank)|jegardless of ts principles of conflicts-oflaws and (1) the proceedings will be county of the main office of the Selling Broke) or if the Selling Broker has no office In (Fort Lauderdale, Florida, if no other city Indicated), the Commercial Arbltration Rules of Florida, in the American Arbitration Association (\"AAA\") In force when the arbitration is commenced will apply unless the following rules apply: . If the amount in controvery Including counterclaims is not more than USD \\$1,000,000,000,000 the parties shall loired arbitrator from the Ist of arbitrators maintained Yocht Brokers Association (\"YBA\") within twenty (20) days of the giving of notice of arbitration. If the parties are chable to the IYBA shall have the power to make the single arbitrator. If the amount in controversy is greater, the parties shall each appolnt one arbitrator and the two arbitrators will jointly appoint a third arbitrator. If they cannot agree on the third arbithin 14 days, either party may request that the third arbitrator from the list of arbitrators maintained by the IYBA. The decision of the single arbitrator, or if a three abitrator panel, any two of the partles. An action may be brought in any court of competent Jurisdiction to enforce any arbitration. If (c) is selected: (() this Agreement will be governed by and interpreted In accordance with English law regardless of conflicts-of-laws, (i) the partles frevocably agree that any dispute arishg out of or in connection with this Agreement shall be referred to arbitration in accidance with the Arbitration Act 1996 on any statutory modification or re-enactment thereof save to the extent necessary to the provisions of this Paragraph, (II) the arbitration shall be conducted in accordance with the Arbitrators Association (\"LMAA\") current when the arbitration is commenced, (iv) if the anount in dispute (including counterclaims) is less than USD\\$100,000, its Sniall Clains Procedure will apply, while If greater than or equal to USD\\$100,000 and less than USD\\$400,000, its Intermediate Claims Procedure is selected, the parties irrevocably submit to the exclusive of such or arbitral forum, walve any objection they now or hereafter may have to venue or convenience of forum, agree that all claims relating to the proceeding will be decided only in such court or arbitral forum and, further, not to bring any claim relating to ther court or arbitral forum. The parties, having had the opportunity to seek legal counsel, walve trial by jury for claims arising under this Agreement, whether against each other on any Broker.\n\n| | SELLER: | |\n|-------------------|----------------------------------------------------------------------|--------------------|\n| Print: | Print: | |\n| Title: | Title: | |\n| Date: | Date: | |\n| | SELLING BROKER DEPOSIT CONFIRMATION (Subject to clearance of funds) | |\n| Print: | Amount: | |\n| Title: | Date: | |\n| | | |\n| | | |\n| | | |\n| | | |\n| | | |\n| E | | |\n| | | |\n| | | |\n| Buyer's Initials: | | Seller's initials: |\n| Page 4 of 4 | ©2020 International Yacht Brokers Association. All rights reserved. | Rev. 3.10.20 |\n\nThis form was presided for the exclusive of the nembers of the IYA. The partes ond Brokers he in A form any Indilly for domages resulting from or related of to suse. The VBA expressy disclaims and of ware mechantability and fitness for a particular pirpose, related on the tourn.\n\npurchase by the Closing Date: (1) the Deposit shall be retained by (or if the Deposit was not paid, Buyers hall pay a like and the Brokers as liquidated and agreed damages, as consideration for the execution of this PSA, in full settlement the parties, (I) the Selling Broker shall return to Buyer any other funds received from Buyer, and (ii) the relleved of all obligations per or the PSA, Buyer and Seller agree that the Deposit will be applied first to payment of any unpaid costs or expenses that Buyer or Broker Incurred against the Vessel and then divided fifty percent (50%) to the Seller and fifty percent (50%) to the Brokers shall divide in the same proportions as the commission would had a sale been consummatied. If the Ciosing is not consummated due to Seller's nor-performance, the Deposit, and any other money paid or deposited by Buyer, pursualit to this PSA will be returned to Buyer upon demand or Buyer will have the right of specific performance. Seller agrees that specific performance is reasonable in light of the uniqueness of the Vessel, difficulty of proof of loss, and the Inconvenience or impossibility of otherwise obtaining an adequate remedy. On Seller's default, Seller shall for the Brokers the same commission otherwise payable had the fransaction closed.\n\n9. Sales and Use Taxes. Sales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the Selling Broker at Closing. Buyer hereby Indenniffes and holds harmless Seller and from any sales or use taxes for which Buyer is responsible.\n\n10. REPRESENTATIONS AND WARRANTIES, SELLER AND THE BROKERS BELIEVE THAT ANY INFORMATION ANY OF THEM HAS PROVIDED ON THE VESSEL IS GOOD AND CORRECT AND OFFER THE INFORMATION IN GOOD FAITH, BUT DO NOT AND/CANNOT GUARANTEE THE ACCURACY of such information. Buyer warrants and Represents, as of the Time of Closing, that if (a) Will Have Fully Inspected and MADE A TRIAL RUN OF THE VESSEL (OR HAVE VOLUNTARILY WAVED THESE RIGHTS) AND (B) IS NOT RELYING ON ANY ADVERTISEMENTS, PROMISES, DESCRIPTIONS, AFFIRMATIONS, OR REPRESENTATIONS (WHETHER ORAL OR WRITTEN, PROOR CONTEMPORANEOUS WITH THIS PSA) PROVIDED BY THE SELLER OR BROKERS. UPON CLOSING, BUYER WILL BE DEEMED TO HAVE ACCEPTED THE VESSEL IN ITS \"AS SC\" CONDITION. SELLER AND THE BROKERS HAVE GIVEN NO WARRANTY, ETHER EXPRESSED OR IMPLIED, AND MAKE NO REPRESENTATION AS TO THE CONDITION OF THE VESSEL, ITS FITNESS FOR ANY PARTICULAR PURPOSE OR MERCHANTABILITY, ALL OF WHICH ARE DISCLAIMED.\n\n11. Financing. Buyer's obligations are not contingent upon Buyer's obtalning financing. Buyer represents that it will arrange financing, if necessary. Buyer and Seller acknowledge that the Brokers have made no representations or warrantles with respect to Buyer's ability to obtain flhanchg, Buyer's qualifications to obtain any type of mortgage on the Vessel, or Buyer's ability to incument or register the Vessel in any jurisdiction.\n\n12. Counterparts. The parties may sign this PSA in any number of identical counterparts, each of which will be deemed an original (including signatures evidenced via facsimile, emall or other electronic means) as if the signatures were upon the same instrument.\n\n13. Binding Effect; Contemporaneous Contracts; Future Sales. This PSA is binding on all parties, their helfr, personal representatives and/or assigns. Seller shall not sell the Vessel or enter into any contract for the sale of the PSA is in effect, if a sale is not consummated in accordance with the terms of this PSA, and Buyer and Seller enter into a contract between themsely, whether directly or through an entity under a party's ownership or control, within two years after this PSA is terminated, Seller agens to pay the Brokers an amount Identical to the commission the Brokers would have received had the transaction contemplated under this PSA closed.\n\n14. Escrowed Funds, The parties acknowledge that (a) the Selling Broker will not be responsible for the funds have cleared into the Selling Broker's account, (b) the Selling Broker shall hold the Deposit in escrow once the finds have cleared and any other funds received by ether Broker from any party will be held in trust for that party, (c) the Selling Broker may he the Brokers prlor to disbursement of the Deposit or Balance to Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnify the Brokers for legal fees and costs relating in any way to the dispute, including those incurred in any appeals (which obligation is secured by a lien on the escrowed funds) and those relating to a claim for a commission, except as to a final non-appealable judgment, to have engaged in willful misconduct or acted with gross negligence.\n\n| | 15. Additional Terms. See Addendum. | | |\n|--|-------------------------------------|--|--|\n| | | | |\n| | | | |\n\n16. Miscellaneous, This PSA, including its exhibits and schedules, is the entire ogreement between the parties pertainling to the subject matter hereof and supersedes all prior and contemporaneous negotiations, agreements, representations, warranties, and understandings pertaining thereto, be they in writing, oral, or other becomes a party to any littgation involving this PSA, the Broker shall be reimbursed for their costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties foundity have breached this PSA. In the event of any dispute between the parties hereto artising out of this PSA, the prevalling party (Including the Brokers) shall be entitled to recover reasonable expenses, attorney's fer all pretrial, trial and appellate proceedings. If any term, condition, or provision of this PSA is held to be unenforceable for any reason, it shall be interpreted to achieve the parties to this PSA to the extent possible rather than avolded. In any event, all other terms, conditions of this PSA shall be deemed valid and enforceable. There are no other dutles, obligations, llabilities, or warranties, except as set forty herein. This PSA may not be amended or modified, except in writing, signed by Buyer and Seller. Notice and delivery given by or to the atterney or Broker representing any party shall be as effective as It given by or to that party. All notices must be made hy personal delivery, overnight courier, facsinile, email or other electronic means, and shall be effective upon delivery clained. Buyer may assign this PSA to\n\nBuyer's Inltia\n\n@2020 International Yacht Brokers Association. All rights reserved.\n\nSeller's Initials:\n\nRev. 3.10.20\n\n# Addendum to Purchase and Sale Agreement for Brokerage Vessel, executed on [ ----- ], 2023, Between (i) Luc A. Despins, as the Chapter 11 Trustee for the Estate of Ho Wan Kwok and (ii) [--------------] (the \"Addendum\")\n\nCapitalized terms used but not defined herein have the meanings set forth in the Purchase and Sale Agreement for Brokerage Vessel, exccuted on [-------], 2023, with respect to the Lady and ball rightent 101 Drawoidance of doubt, any reference to the PSA (whether in this PSA or the Addendum) shall be to the PSA as modified by this Addendum.\n\n- 1. Luc A. Despins is party to the PSA solely in his capacity as the chapter 11 trustee for the estate of Ho Wan Kwok, and not in his personal capacity. Accordingly, no claim whatsoever may be asserted by Buyer against Mr. Luc A. Despins in his personal capacity or Paul Hastings LLP.\n\t- 2. The PSA and all terms in the PSA are subject to approval of the United States Bankruptcy Court for the District of Connecticut (the \"Bankruptcy (Court\"), in which court the chapter 11 case of Ho Wan Kwok, Case No. 22-50073 (the \"Chapter 11 Case\"), is pending.\n\t- 3. Notwithstanding anything in the PSA to the contrary, the Bankruptcy Court shall have exclusive jurisdiction over any claim or dispute in respect of or arising out of the PSA, and the parties and the Brokers irrevocably submit to the exclusive jurisdiction of the Bankruptcy Court, waive any objection they now or hereafter may have to venue or convenience of forum, agree that all claims relating to the PSA will be decided in such court, and, further, not to bring any claim relating to the PSA in any other court. For the avoidance of doubt, all provisions in Section 17 of the PSA regarding the arbitration of any dispute involving the PSA are hereby deleted.\n\t- 4. Notwithstanding anything in the PSA to the contrary, the PSA is governed by and interpreted according to the law of the State of New York regardless of its principles of conflicts-of-laws.\n\t- 5. The fourth and fifth sentences in Section 1 of the PSA are hereby modified as follows:\n\n\"Vessel\" also includes all gear, machinery, equipment, furniture, fuel, consumables, and all registered or unregistered tenders, toys, articles and appurtenances on board the Vessel and/or included on the Vessel's listing specification as of the date of this PSA. There will be no Exclusions List. Agreement, except for items listed on the Exelusions List provided by the Seller or Listing Broker on the earlier of (a) five days from the Effective Date or (b) the Accept/Reject Date, which items are not included in the sale. Buyer will be deemed to have accepted the Exclusion List if it accepts the Vessel. For the avoidance of doubt, the Lady May II is not included as part of the sale of the Vessel pursuant to this PSA.\n\n6. The eighth sentence in Section 1 of the PSA is hereby modified as follows:\n\n\n\nThere shall be no If there is a Trade Allowance in connection with the sale of the Vessel pursuant to this PSA, the conditions of the trade in will be governed by the attached Trade In Vessel-Addendum.\n\n7. Section 2 of the PSA is hereby modified as follows:\n\nWithin ------- business days (3 business days if left blank)) following Seller's signature of this PSA, On [ ---- ], 2023, Buyer paidshall pay the Deposit to the Seller's Selling Broker's account, as acknowledged below, as a deposit toward the Purchase Price to be held in escrow subject to the terms of this PSA. Seller may refuse to permit Buyer to proceed with the trial run, survey and other inspection of the Vessel until the Deposit has cleared into the Seller'sSelling Broker's escrow account.\n\n8. Section 3 of the PSA is hereby modified as follows:\n\nBuyer's obligation to purchase the Vessel is subject to Buyer's satisfaction, in-Buyer's sole diseretion, with a trial run and survey of the Vessel though Buyer may elect not to have the Vessel inspected, provided, however, that Buyer may only reject the Vessel if the surveyor (who shall be a duly qualified marine surveyor whose day to-day business is occupied with surveying of vessels of a similar quality to and value of the Vessel) certifies in writing that it discovered defects that affect the operational integrity of the Vessel or her machinery or her systems or renders the Vessel unseaworthy. For the avoidance of doubt, Buyer may not reject the Vessel on any other grounds. If the Buyer decides to have a survey conductedinspected: (a) Buyer will select the surveyor, (b) the surveyor, and not the Brokers, will be the sole party responsible for any errors or omissions with respect to the survey, notwithstanding that the Brokers may have provided information to and assisted Buyer with hiring the surveyor, (c) Seller shall make the Vessel available and Buyer shall complete the trial run and survey as soon as practicable, such that the survey is completed prior to the Accept/Reject Date, (d) Seller shall pay all running expenses for, and assume the risks associated with, the trial run, and Buyer shall pay all costs of the survey, including associated costs, e.g., haul-out, dry dock, and subcontractors' charges, (e) Buyer and its surveyor will be solely responsible for determining the scope of the survey and the trial run to assess the Vessel's conformity with Buyer's requirements and (f) Buyer shall deliver written notice of rejection or acceptance of the Vessel to Seller or the Listing Broker on or before the Accept/Reject Date. Whether or not Buyer has inspected the Vessel, Buyer will be deemed to have accepted the Vessel if it fails to give timely written notice of its-rejectionaceeptance in accordance with this PSA. Upon Buyer's acceptance of the Vessel, Seller will not make any use of the Vessel pending Closing (defined in\n\nCase 22-50073 Doc 1930-18 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 10 nf 14\n\n> Paragraph 4) except to move the Vessel to the Delivery Location. If Buyer rejects or is deemed to reject the Vessel in accordance with this PSA and is not otherwise in breach of this PSA, after all expenses incurred on Buyer's behalf have been paids (i) the SellerSelling Broker shall return the Deposit to Buyer, (ii) this PSA will terminate, and (iii) the parties and the Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the cost to correct any defects or deficiencies noted during the trial run and survey.\n\n9. The sixth sentence in Section 4 of the PSA is hereby modified as follows:\n\nAt Closing, Buyer shall pay the Balance to Seller (subject to Paragraph 6) and the Deposit shall be released to Seller, subject to the deduction in the immediately following sentenceand/or to the Selling Broker for onward transfer to Seller by wire transfer. Any funds Seller owes to (i) the Brokers for the commission, storage, insurance, repairs and/or other items (which are subject to approval of the Bankruptcy Court)or (ii) the holder of any other Encumbrance, will be deducted from the amount due Seller by the Selling Broker prior to disbursement of funds to Seller, which hereby irrevocably instructs any Deposit holder to pay the Commission from the Deposit to the Brokers pursuant to the terms hereofDeposit and paid to the Brokers prior to the release of the Deposit to Seller. For the avoidance of doubt, the order of the Bankruptcy Court approving the sale of the Vessel to Buyer shall provide that the Vessel is being sold free and clear of any Encumbrances, with any Encumbrances attaching to the proceeds of the sale.\n\n10. The second sentence of Section 5 of the PSA is hereby modified as follows:\n\nIf the Listing Broker and the Selling Broker are the same brokerage, the parties consent to that Broker acting as a dual-agent in this transaction, i.e., representing both Buyer and Seller, and the Broker may diselose to both parties facts known to the Broker materially affecting the Vessel's value or desirability; provided, however, that in such instance (a) the Broker shall not, without Seller's consent, disclose to Buyer that Seller is willing to sell the Vessel for an amount less than the asking price and (b) the Broker have no duties to the Buyer in connection with the sale of the Vesselor, without Buyer's consent, disclose to Seller that Buver is willing to pay a price greater than the offering price.\n\n11. The second sentence of Section 6 of the PSA is hereby modified as follows:\n\nNo less than two (2) business days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing) which proof may be the order entered by the\n\nBankruptcy Court approving the sale of the Vessel (and which order shall provide that the Vessel is being sold to Buyer free and clear of any Encumbrances), (e) a guaranty and indemnification from Seller guaranteeing Seller's representations and warranties in this Paragraph 6, (d) if Seller is a legal entity, a personal guaranty and indemnification from Seller's beneficial owner(s) guaranteeing Seller's representations and warranties in this Paragraph 6, and (ce) copies of any other documents necessary for transfer of good and marketable title to Buyer.\n\n12. The second and third sentences of Section 7 of the PSA are hereby modified as follows:\n\nIf the Vessel is damaged subsequent to Buyer's acceptance and the necessary repairs will cost less than five percent (5%) of the Purchase Price and require fewer than 30 days to complete, then, at the Seller's option, (a) Seller maymust repair the damage prior to Closing in accordance with sound marine practices to the standard of the Vessel immediately prior to the damage and Buyer may inspect such repair, in which case (ab) Buyer shallmust pay the Balance and take delivery of the Vessel as repaired, and (be) the Closing Date will be extended by the length of the repair period. If the Vessel is damaged to a greater extent subsequent to Buyer's acceptance or Seller does not exercise the option in the foregoing sentence, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n13. Section 8 of the PSA is hereby modified as follows:\n\nNotwithstanding anything herein to the contrary, if the Deposit is not paid when due or Closing is not consummated due to Buyer's nonperformance, including, without limitation, failure to pay the Balance on execute all documents necessary for completion of the purchase by the Closing Date: (i) the Deposit shall be retained by (or if the Deposit was not paid, Buyer shall pay a like amount to) Seller and the Brokers as liquidated and agreed damages, as consideration for the execution of this PSA, in full settlement of all claims between the parties, (ii) the Selling Broker shall return to Buyer any other funds received from Buyer, and (iii) the parties will be relieved of all obligations under this PSA, provided, however, that in the event that, after the Bankruptcy Court has approved this PSA, the Closing is not consummated due to Buyer's non-performance, Seller shall pay to the Listing Broker an amount equal to \\$200,000 out of the Deposit, which amount shall count against, and reduce, any commission that the Listing Broker may earn (in accordance with its engagement letter with Seller) if a sale of the Vessel is consummated with a different buyer. Buyer and Seller agree that the Deposit will be applied first to payment of any unpaid costs or expenses that Buyer or Broker incurred against the Vessel and then divided fifty percent (50%) to the Seller and fifty percent (50%) to the Brokers, which the Brokers shall divide in the same proportions as the commission would have been divided had a sale been eonsummated. If the Closing is not consummated due to Seller's nonperformance (which, for the avoidance of doubt, shall not include the Bankruptcy Court declining to approve this PSA), the Deposit, and any other money paid or deposited by Buyer, pursuant to this PSA, will be returned to Buyer upon demand-or-Buyer-will have-the right of speeific performance. Seller agrees that specific performance is reasonable in light of the uniqueness of the Vessel, diffieulty of proof of loss, and the inconvenience or impossibility of otherwise obtaining an adequate remedy. If Closing is not consummated due to Seller's nonperformanceOn Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction closed ; provided, however, that the Bankruptcy Court declining to approve this PSA shall not constitute non-performance on the part of Seller. In the event the Bankruptcy Court does not approve this PSA, this PSA shall be deemed terminated with the same consequences as if Buyer had rejected the Vessel in accordance with this PSA. Notwithstanding anything in this PSA to the contrary, if the Closing is not consummated for any reason (including (a) due to the Buyer's non-performance of its obligations under this PSA, (b) the Bankruptcy Court does not approve this PSA, or (c) the Buyer rejects the Vessel in accordance with this PSA), Seller shall have the option to purchase the survey from Buyer at cost and, if the Seller exercises this option, Buyer shall provide the complete survey to Seller immediately upon payment of the cost of such survey.\n\n14. The first sentence of Section 9 of the PSA are hereby modified as follows:\n\nSales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the TrusteeSelling Broker at Closing.\n\n15. The following sentence is hereby added after the first sentence of Section 11 of the PSA:\n\nBuyer represents and warrants that it has sufficient cash and/or financing to fund the Purchase Price at Closing. Buyer also represents and warrants that it is not affiliated with or related to Ho Wan Kwok and/or is not acting on behalf of or at the benest of Ho Wan Kwok.\n\n16. Section 14 of the PSA are hereby modified as follows:\n\nThe parties acknowledge that (a) the SellerSelling-Broker will not be responsible for the Deposit until the funds have cleared into the Seller'sSelling Broker's account, (b) the SellerSelling Broker shall hold the Deposit in escrow once the funds have cleared and any other funds received by either Broker from any party will be held in trust for that\n\nparty, (c) the Seller Selling Broker shall pay, in accordance with this PSA may retain the commission due the Brokers prior to the releasedisbursement of the Deposit or Balanee to Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnify the Brokers for legal fees and costs relating in any way to the dispute, including those incurred in any appeals (which obligation is secured by a lien on the escrowed funds) and those relating to a claim for a commission, except as to a Broker found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n17. The second and third sentences of Section 16 of the PSA are hereby modified as follows:\n\nIf a Broker becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their reasonable costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA, unless such Broker is found, in a final nonappealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence. In the event of any dispute between the parties hereto arising out of the subject matter of this PSA, the prevailing party (including the Brokers) shall peen titled to recover reasonable expenses, attorney's fees and costs for all pretrial, trial and appellate proceedings, unless such prevailing party is found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n18. The ninth and tenth sentences of Section 16 of the PSA are hereby modified as follows:\n\nBuyer may assign this PSA to any member(s) of Buyer's immediate family or any entity owned or controlled by Buyer and/or any member(s) of his immediate family. Otherwise, nNeither party may assign this PSA without the other party's consent, which consent shall not be unreasonably withheld.\n\n19. In the signature block on page 4 of the PSA, the phrase \"Selling Broker Deposit Confirmation (Subject to clearance of funds)\" is hereby modified to read: \"Seller Deposit Confirmation (Subject to clearance of funds)\".\n\n| Seller | |\n|------------------------------------------------------------------------------|--|\n| By: | |\n| Name: Luc A. Despins, as chapter 11 trustee
for the estate of Ho Wan Kwok | |\n| Date: | |\n| | |\n| | |\n\n\n\n","body_zh":"附件 18\nBongartz, Alex（亚历克斯·邦加茨）\n\n发件人：Bongartz, Alex（亚历克斯·邦加茨）\n发送时间：Tuesday, May 30, 2023 4:46 PM\n收件人：Despins, Luc A.（吕克·A·德斯平斯）\n抄送：Bongartz, Alex（亚历克斯·邦加茨）\n主题：[外部] 附件：20230530164308437.pdf；05-30-2023 Signed Addendum to PSA Lady May.pdf\n\n--- 外部电子邮件 ---\n\n您不常收到来自\n\n的电子邮件。了解为何这很重要\n\n尊敬的 Luc：\n\n根据 Dirk Johnson（德克·约翰逊）5月24日电子邮件中的指示，随附以贵方格式制作、来自、供使用的购买和销售协议（PSA）及补充协议。\n\n报价为$23,000,000，验船的接受或拒绝日期为June 28, 2023，交割最迟不晚于July 20, 2023完成。\n\n期待尽快收到您的回复。\n\n谨致问候，\n\n案件 22-50073 文书 1930-18 于06/22/23提交 于06/22/23 18:40:24录入 第3页，共\n买方： 卖方：Luc A. Despins（吕克·A·德斯平斯），作为Ho Wan Kwok（郭文贵）遗产的第11章受托人\n\n地址： 地址：c/o Paul Hastings LLP（保尔·黑斯廷斯律师事务所），200 Park Avenue\nNew York, New York 10166\n国籍： 国籍：U.S.\n船舶名称：Lady May（梅夫人号） 制造商：Feadship（斐帝星）\n型号：半排水型机动游艇 总长：44.25m\n年份：2014 文件或登记编号：745195\n船旗：Cayman Is.（开曼群岛）\n船体编号：688 发动机描述：柴油（Caterpillar（卡特彼勒））\n出售经纪人： 挂牌经纪人：Edmiston & Company Limited（埃德米斯顿有限公司）\n重要日期 购买价款\n报价日期：\n\n2023 购买价款：57 % . 0 00 00 ADD\n报价到期日：June 9, 2023 减：定金：[购买价款的20%] 1 4 4 8 8 8 4 8 4 . 6 .\n接受/拒绝日期：June 28, 2023 减：折抵额（见补充协议）：不适用\n交割日期：不晚于July 20, 2023 余额：מ / S- , Yu ג', u ש , 余额\n\n买方首字母 卖方首字母：\n\n第1页，共4页 ©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。 修订版3.10.20\n本表格系为1900成员的需要或履约而制作。作者和经纪人自1934年起因任何个人或损害结果而\n\n如买方拒绝或被视为拒绝该船舶，在代表买方发生的所有费用均已支付后，应将定金退还给买方；(i) 本PSA终止；且(ii) 当事人及经纪人解除其在本协议项下的任何进一步责任。经纪人不负责纠正在试航和验船期间发现的任何缺陷。\n\n4. 交割。船舶所有权转让（“交割”）应于交割日在交付地点进行，并同时支付买方应付的全部款项及交付将良好且可出售的所有权转让给买方所必需的所有其他文件原件。如船舶必须移至交付地点，除非款项已全额支付或由托管人持有，且该托管仅以在交付地点交付船舶及向买方交付所有权文件为条件，否则卖方无需将船舶移至交割地点。交割可通过隔夜快递或电子方式办理。卖方应在交付地点向买方交付船舶（定义见第1段），但试航期间消耗的燃料以及前往交付地点航行期间消耗的燃料除外。于交割日或之前，卖方必须向出售经纪人交付将船舶所有权转让给买方所必需的所有文件（以及本协议要求交付给买方的所有其他物品）。交割时，买方应向卖方支付余额（但应通过出售经纪人以电汇方式转交卖方）。卖方就佣金、仓储、保险、维修和/或其他项目，或向任何其他产权负担持有人所负的任何款项，应由出售经纪人在向卖方支付款项前从应付卖方的款项中扣除；卖方特此不可撤销地指示任何定金持有人根据本协议条款从定金中向经纪人支付佣金。\n\n5. 经纪人。当事人确认，出售经纪人是促成订立本PSA的唯一经纪人。如挂牌经纪人与出售经纪人为同一经纪人，当事人同意该经纪人在本交易中担任双重代理人，即同时代表买方和卖方，并且该经纪人应向双方披露其已知的、对船舶价值或可取性具有重大影响的事实；但在任何情况下，未经卖方同意，经纪人不得向买方披露卖方愿意以低于要价的金额出售船舶；未经买方同意，经纪人不得披露买方愿意支付高于报价的价格。如出售经纪人与挂牌经纪人不同，挂牌经纪人仅代表卖方，对买方不负任何义务（无论是信义义务或其他义务）；出售经纪人仅代表买方，对卖方不负任何义务（无论是信义义务或其他义务，尽管其报酬由卖方支付）。经纪人仅负有本协议明确规定的义务，不得将任何默示义务或责任解读为包含在本PSA中。卖方应独自负责支付本协议所述与出售船舶有关而应付给经纪人的佣金。各方均向另一方陈述并保证，其在进行向买方出售船舶的过程中未聘请或与任何其他经纪人、代理人或居间人交易，并确认经纪人是本PSA的第三方受益人。\n\n6. 卖方陈述；交割要求。卖方陈述并保证，其将向买方转让船舶的良好且可出售的所有权，不附带任何债务、索赔、法定留置权、担保权益、产权负担、消费税及任何其他适用税款、关税或任何国家、监管和/或税务机关的任何种类税费（合称“产权负担”）。交割前不少于两（2）个营业日，卖方应向买方交付：(a) 令人满意的所有权证明；(b) 已支付或解除所有产权负担的证明（将在交割时全额支付的产权负担除外）；(c) 卖方就本第6段中的陈述和保证作出的保证及赔偿；(d) 如卖方为法人实体，则卖方实益所有人就本第6段中的保证和陈述作出的个人保证及赔偿；以及(e) 将良好且可出售的所有权转让给买方所需的任何其他文件副本。卖方应支付并应充分配合取得任何主管机关的授权。任何作为法人实体的一方均应于交割前向另一方提供：(i) 其根据成立所在州或其他管辖区法律处于良好存续状态的证明；(ii) 表明该实体已正式授权作出购买或出售决定，以及签署或接受本PSA和/或买卖文件的个人具有授权的同意行动或决议；(iii) 表明交付或接受船舶的个人具有授权的授权书；以及(iv) 就卖方而言，其电汇信息。\n\n7. 损失风险；不可抗力。卖方应承担船舶灭失或损坏的风险。如船舶在买方接受后受损，且必要修理费用低于购买价款的百分之五（5%），并且完成修理所需时间少于30日，则：(a) 卖方必须于交割前按照健全的航海惯例将损坏修复至紧接损坏发生前的船舶状况，且买方可检查该等修理；(b) 买方必须就修复后的船舶支付；以及(c) 交割日期应按修理期间延长。如船舶在买方接受后遭受更大程度的损坏，任一方均可终止本PSA，其后果与买方拒绝该船舶时相同。任何一方的履行义务应在为适应其无法控制的不可预见事件（“不可抗力事件”）所必需的范围内暂停，包括但不限于恐怖主义行为、罢工、停工、骚乱、战争行为、火灾、通信线路故障、计算机病毒、断电、事故、热带风暴、飓风或其他自然灾害。如发生不可抗力事件，本PSA中所述的期限，包括但不限于，应按使受影响一方能够依照本PSA履行所需的时间延长；但如不可抗力事件导致交割日期延迟超过30日，任一方均可终止本PSA，其后果与买方拒绝该船舶时相同。\n\n8. 违约。尽管本协议有任何相反规定，如定金未在到期时支付，或因买方未履行义务而未能完成交易，包括但不限于未能签署完成所必需的所有文件，\n\n买方首字母\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\n修订版3.10.20\n\n卖方首字母：\n\n第2页，共4页\n\n买方直系亲属中的任何成员，或由买方和/或其直系亲属中的任何成员拥有或控制的任何实体。否则，未经另一方同意，任何一方均不得转让本PSA，且该同意不得被无理拒绝。因本PSA产生的任何请求权或权利，不得由一方全部或部分放弃或解除，除非以书面形式；任何放弃仅适用于作出该放弃的特定情形。段落标题仅供参考，并仅为方便起见而列入。\n\n17. 准据法和争议解决。勾选(a)、(b)或(c)；如未勾选，则适用(a)。争议应解决如下：(a) 在位于__________州的法院解决；(b) 在__________州通过具有约束力的仲裁解决（如留空，则在佛罗里达州；如未选择其他地点，则在英国伦敦仲裁）。如选择(a)或(b)：(i) 本协议应依照__________州法律解释（如留空，则为佛罗里达州法律），不考虑其法律冲突原则；及(ii) 程序应在卖方经纪人主要办事处所在县进行，或如卖方经纪人在该县无办事处，则在__________进行（如未注明其他城市，则为佛罗里达州劳德代尔堡），并适用仲裁开始时有效的美国仲裁协会（“AAA”）佛罗里达州商事仲裁规则，除非适用下列规则：如争议金额（包括反诉）不超过USD $1,000,000,000,000，双方应在发出仲裁通知后二十(20)日内从国际游艇经纪人协会（“IYBA”）维护的仲裁员名册中共同指定一名仲裁员。如双方无法达成一致，IYBA有权指定该唯一仲裁员。如争议金额较高，双方应各自指定一名仲裁员，两名仲裁员应共同指定第三名仲裁员。如其未能在14日内就第三名仲裁员达成一致，任一方可请求从IYBA维护的仲裁员名册中指定第三名仲裁员。独任仲裁员的决定，或如为三名仲裁员组成的仲裁庭，则其中任意两名仲裁员的决定，对双方具有约束力。可向任何有管辖权的法院提起诉讼，以执行任何仲裁裁决。如选择(c)：(i) 本协议应依照英格兰法律解释，不考虑法律冲突原则；(ii) 双方不可撤销地同意，因本协议产生或与本协议有关的任何争议，均应根据《1996年仲裁法》及其任何法定修改或重新颁布版本提交仲裁，但以本段规定所必需的范围为限；(iii) 仲裁应依照仲裁开始时有效的伦敦海事仲裁员协会（“LMAA”）规则进行；(iv) 如争议金额（包括反诉）低于USD$100,000，则适用其小额索赔程序；如等于或高于USD$100,000且低于USD$400,000，则适用其中间索赔程序。无论选择何种法院或仲裁机构，双方均不可撤销地接受该等法院或仲裁机构的专属管辖，放弃其现在或将来可能对审判地或法院便利性提出的任何异议，同意与该程序有关的所有请求仅由该等法院或仲裁机构裁决，并进一步同意不向任何其他法院或仲裁机构提出与之有关的任何请求。双方在已有机会寻求法律顾问意见后，放弃就本协议项下产生的请求获得陪审团审判的权利，无论该等请求系相互提出还是针对任何经纪人提出。\n\n卖方：\n\n正楷姓名： 正楷姓名：\n职务： 职务：\n日期： 日期：\n卖方经纪人保证金确认书（以资金结清为条件）\n正楷姓名： 金额：\n职务： 日期：\n\nE\n\n买方首字母签名： 卖方首字母签名：\n第4页，共4页 ©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。 修订版3.10.20\n\n本表格仅供IYA成员专用。各方及经纪人对因使用本表格或与之有关而导致的任何损失，不承担任何个人责任。IYBA明确否认就本表格作出任何适销性及特定用途适用性的保证。\n\n未能于成交日完成购买：(i) 保证金应由卖方保留（或如保证金未支付，买方应支付同等金额），并由经纪人作为约定的清算损害赔偿金收取，以作为签署本PSA的对价，并作为双方之间的完全和解；(ii) 卖方经纪人应向买方返还其从买方收到的任何其他款项；及(iii) 双方应解除其根据或因PSA承担的所有义务。买方和卖方同意，保证金应首先用于支付买方或经纪人就该船舶发生的任何未付成本或费用，随后其中百分之五十(50%)归卖方，百分之五十(50%)归经纪人；经纪人应按如交易已完成时本应收取的佣金比例分配。如因卖方未履行义务而未能完成成交，保证金以及买方根据本PSA支付或存入的任何其他款项，应于买方提出要求时返还给买方，或者买方有权请求强制履行。卖方同意，鉴于该船舶的独特性、损失证明的困难，以及以其他方式取得充分救济的不便或不可能，强制履行是合理的。卖方违约时，卖方应向经纪人支付如交易已成交本应支付的同等佣金。\n\n9. 销售税和使用税。买方购买该船舶应缴纳的销售税或使用税（如适用）由买方负责，买方应于成交时向卖方经纪人支付应缴税款。买方特此就其负责的任何销售税或使用税，对卖方及经纪人作出赔偿并使其免受损害。\n\n10. 陈述与保证。卖方和经纪人相信，其任何一方就该船舶提供的任何信息均属真实且正确，并系善意提供该等信息，但不保证且无法保证该等信息的准确性。买方保证并陈述，截至成交时：(a) 已对该船舶进行全面检查并进行了试航（或已自愿放弃该等权利）；且(b) 未依赖卖方或经纪人提供的任何广告、承诺、说明、确认或陈述（无论口头或书面，且无论在本PSA之前或与本PSA同时作出）。成交时，买方应被视为已按该船舶“现状”接受该船舶。卖方和经纪人未作出任何明示或默示保证，亦未就该船舶的状况、其对任何特定用途的适用性或适销性作出任何陈述；上述一切均予否认。\n\n11. 融资。买方的义务不以买方获得融资为条件。买方陈述，如有必要，其将安排融资。买方和卖方确认，经纪人未就买方获得融资的能力、买方获得该船舶任何类型抵押贷款的资格，或买方在任何司法管辖区为该船舶办理入籍或登记的能力，作出任何陈述或保证。\n\n12. 副本。双方可签署任意数量的相同副本，每份副本均应视为正本（包括通过传真、电子邮件或其他电子方式证明的签名），如同签名均载于同一文书。\n\n13. 约束效力；同时合同；未来销售。本PSA对所有当事人、其继承人、遗产代理人和/或受让人具有约束力。在本PSA有效期间，卖方不得出售该船舶或就出售该船舶订立任何合同。如未依照本PSA条款完成销售，且买方与卖方在本PSA终止后两年内，无论直接或通过由任一方拥有或控制的实体，相互订立合同，卖方同意向经纪人支付与经纪人如本PSA所设想的交易已成交本应获得的佣金相同的金额。\n\n14. 托管资金。双方确认：(a) 在资金已结清并存入卖方经纪人账户之前，卖方经纪人不对该等资金负责；(b) 资金结清后，卖方经纪人应以托管方式持有保证金，任何经纪人从任何一方收到的其他资金均应为该方以信托方式持有；(c) 卖方经纪人可在向卖方支付保证金或尾款前向经纪人支付款项；及(d) 对于任何涉及经纪人持有资金的争议，买方和卖方应就与该争议以任何方式有关的法律费用和成本向经纪人作出赔偿，包括任何上诉中发生的费用和成本（该义务以托管资金上的留置权作为担保），以及与佣金请求有关的费用和成本；但经不可上诉的终局判决认定经纪人故意不当行为或存在重大过失的情况除外。\n\n15. 附加条款。见附件。\n\n16. 其他事项。本PSA，包括其附件和附表，构成双方就本协议标的达成的完整协议，并取代此前及同时就此作出的一切谈判、协议、陈述、保证和谅解，无论其为书面、口头或其他形式。如任何经纪人成为涉及本PSA的任何诉讼的一方，经纪人的成本和律师费，包括所有审前、审判及上诉阶段的费用，应由被认定违反本PSA的一方或多方偿还。如本协议双方之间发生因本PSA产生的任何争议，胜诉方（包括经纪人）有权在所有审前、审判及上诉程序中追偿合理费用和律师费。如本PSA的任何条款、条件或规定因任何理由被认定为不可执行，则应在可能范围内作出解释以实现本PSA双方的意图，而非予以废止。在任何情况下，本PSA的所有其他条款和条件均应视为有效且可执行。除本协议明确规定外，不存在其他职责、义务、责任或保证。本PSA不得修改或变更，除非以书面形式作出并由买方和卖方签署。由代表任何一方的律师或经纪人发出或向其送达的通知和交付，与由该方发出或向该方送达具有同等效力。所有通知均须通过亲自送达、隔夜快递、传真、电子邮件或其他电子方式作出，并于声称送达时生效。买方可将本PSA转让给\n\n买方首字母签名：\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\n卖方首字母签名：\n\n修订版3.10.20\n经纪船舶购买与销售协议附件，于2023年[-----]日签署，由(i) Luc A. Despins（卢克·A·德斯平斯）作为Ho Wan Kwok（郭文贵）遗产的第11章受托人，与(ii) [--------------]签订（以下简称“本附件”）\n\n本附件中使用但未定义的首字母大写术语，具有2023年[-------]日就Lady签署的《经纪船舶购买与销售协议》中所载的含义。为免生疑问，对PSA的任何提述（无论在本PSA或本附件中）均指经本附件修订后的PSA。\n\n1. Luc A. Despins（卢克·A·德斯平斯）仅以Ho Wan Kwok（郭文贵）遗产的第11章受托人身份，而非以其个人身份，作为PSA的一方。因此，买方不得以任何方式对Luc A. Despins先生以其个人身份或Paul Hastings LLP（保尔·黑斯廷斯律师事务所）提出任何请求。\n\n2. PSA及PSA中的所有条款均须经United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦地区破产法院）（“破产法院”）批准；Ho Wan Kwok的第11章案件，即Case No. 22-50073（“第11章案件”），正在该法院审理中。\n\n3. 尽管PSA中有任何相反规定，破产法院对与PSA有关或因PSA而产生的任何请求或争议享有专属管辖权；双方当事人及经纪人不可撤销地服从破产法院的专属管辖权，放弃其目前或日后可能就审判地或法院便利性提出的任何异议，同意所有与PSA有关的请求均由该法院裁决，并进一步同意不在任何其他法院提出任何与PSA有关的请求。为免疑义，现删除PSA第17节中关于对涉及PSA的任何争议进行仲裁的全部规定。\n\n4. 尽管PSA中有任何相反规定，PSA应受State of New York（纽约州）法律管辖并依其解释，而不考虑其法律冲突原则。\n\n5. PSA第1节第四句和第五句现修改如下：\n\n“船舶”还包括截至本PSA日期船上所有的，和/或载于该船舶挂牌规格中的所有器具、机械、设备、家具、燃料、消耗品，以及所有已登记或未登记的附属艇、玩具、物品和附属物。不存在排除清单。协议，但卖方或挂牌经纪人于以下较早日期提供的排除清单中所列项目除外：(a) 生效日期起五日，或(b) 接受/拒绝日期；该等项目不包括在本次出售中。如买方接受该船舶，即视为其已接受排除清单。为免疑义，根据本PSA，Lady May II不包括在该船舶的出售范围内。\n\n6. PSA第1节第八句现修改如下：\n\n如根据本PSA出售该船舶涉及以旧换新折让，则该以旧换新的条件应受随附的Trade In Vessel-Addendum（以旧换新船舶附录）管辖。\n\n7. PSA第2节现修改如下：\n\n在卖方签署本PSA后-------个营业日内（如留空，则为3个营业日），于[ ---- ]，2023年，买方已将/应将定金支付至卖方销售经纪人的账户，如下文确认，作为购买价款的定金，并应依本PSA条款予以托管。在定金结清并存入卖方销售经纪人的托管账户前，卖方可拒绝允许买方进行该船舶的试航、检验及其他检查。\n\n8. PSA第3节现修改如下：\n\n买方购买该船舶的义务以买方对该船舶试航和检验的满意程度为条件，并由买方自行决定；但买方可选择不对该船舶进行检查，但前提是，买方仅可在验船师（应为日常业务为检验与该船舶质量和价值相近船舶的适格海事验船师）书面证明其发现影响该船舶或其机械或系统运行完整性的缺陷，或使该船舶不适航时，方可拒绝该船舶。为免疑义，买方不得基于任何其他理由拒绝该船舶。如买方决定对该船舶进行检验：(a) 买方将选择验船师；(b) 验船师而非经纪人，将对有关检验的任何错误或遗漏承担唯一责任，即使经纪人可能已向买方提供信息并协助买方聘请验船师；(c) 卖方应提供该船舶，且买方应在切实可行的情况下尽快完成试航和检验，以使检验于接受/拒绝日期前完成；(d) 卖方应支付试航的所有运行费用并承担与试航有关的风险，买方应支付检验的所有费用，包括相关费用，例如吊船、干船坞和分包商费用；(e) 买方及其验船师应独自负责确定检验和试航的范围，以评估该船舶是否符合买方的要求；以及(f) 买方应于接受/拒绝日期当日或之前，向卖方或挂牌经纪人递交书面拒绝或接受该船舶的通知。无论买方是否已检查该船舶，如其未能依本PSA及时发出书面拒绝/接受通知，即视为其已接受该船舶。买方接受该船舶后，卖方在交割（定义见\n\nCase 22-50073 Doc 1930-18 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 10 of 14\n\n第4款）之前不得使用该船舶，但为将该船舶移至交付地点而使用的除外。如买方依本PSA拒绝或被视为拒绝该船舶，且未以其他方式违反本PSA，则在代表买方发生的全部费用付清后，(i) 卖方销售经纪人应向买方返还定金；(ii) 本PSA将终止；以及(iii) 双方当事人及经纪人将免除其项下任何进一步责任。经纪人不负责承担修复试航和检验期间发现的任何缺陷或不足之费用。\n\n9. PSA第4节第六句现修改如下：\n\n交割时，买方应向卖方支付余额（受第6款约束），定金应在扣除紧接下一句所述款项和/或通过电汇向卖方销售经纪人支付以转交卖方后，予以释放。卖方应付给(i) 经纪人的佣金、仓储、保险、修理和/或其他项目的任何款项（须经破产法院批准），或(ii) 任何其他权利负担持有人的任何款项，均应由销售经纪人在向卖方支付款项前，从应付卖方的金额中扣除；卖方特此不可撤销地指示任何定金持有人依本协议条款从定金中向经纪人支付佣金，并在向卖方释放定金前支付给经纪人。为免疑义，破产法院批准向买方出售该船舶的命令应规定，该船舶在出售时不存在任何权利负担，任何权利负担应附着于出售所得款项。\n\n10. PSA第5节第二句现修改如下：\n\n如挂牌经纪人与销售经纪人为同一家经纪公司，双方当事人同意该经纪人在本交易中担任双重代理人，即同时代表买方和卖方；经纪人可向双方披露其知悉的、对该船舶价值或可取性有重大影响的事实；但在该情况下，(a) 未经卖方同意，经纪人不得向买方披露卖方愿意以低于要价的金额出售该船舶；及(b) 经纪人就该船舶的出售对买方不负任何义务，或者未经买方同意，不得向卖方披露买方愿意支付高于报价的价格。\n\n11. PSA第6节第二句现修改如下：\n\n交割前不少于两（2）个营业日，卖方应向买方交付：(a) 令买方满意的所有权证据；(b) 已支付或解除全部权利负担的证明（将在交割时全额清偿的权利负担除外），该证明可为破产法院作出的批准出售该船舶的命令（且该命令应规定该船舶出售给买方时不存在任何权利负担）；(c) 卖方作出的保证及赔偿，保证卖方在本第6款中的陈述和保证；(d) 如卖方为法人实体，则由卖方实益所有人作出的个人保证及赔偿，保证卖方在本第6款中的陈述和保证；以及(e) 向买方转让完整且可流通所有权所需的任何其他文件副本。\n\n12. PSA第7节第二句和第三句现修改如下：\n\n如买方接受该船舶后该船舶受损，且必要修理的费用低于购买价款的百分之五（5%）并可在30日内完成，则由卖方选择，(a) 卖方可/必须在交割前依良好海事实务，将损害修复至紧接损害发生前该船舶的标准，且买方可检查该等修理；在此情形下，(b) 买方应/必须支付余额并接收经修复的该船舶，及(c) 交割日期将按修理期间的时长延长。如买方接受该船舶后该船舶受损程度更大，或卖方未行使前句所述选择权，任何一方均可终止本PSA，其后果与买方拒绝该船舶时相同。\n\n13. PSA第8节现修改如下：\n\n尽管本协议另有任何相反规定，如保证金未在到期时支付，或因买方未履行义务而未完成交割，包括但不限于未能在交割日之前支付余额或签署完成购买所必需的全部文件：(i) 保证金应由卖方和经纪人留存（或者，如保证金未支付，买方应向卖方和经纪人支付同等金额），作为约定的违约赔偿金及清算损害赔偿金，作为签署本PSA的对价，并就双方之间的所有索赔作出完全和解；(ii) 销售经纪人应向买方返还从买方收到的任何其他资金；及(iii) 双方应免除本PSA项下的全部义务；但是，前提是，在破产法院批准本PSA后，如因买方未履行义务而未完成交割，卖方应从保证金中向挂牌经纪人支付等于$200,000的金额，该金额应抵扣并减少挂牌经纪人在船舶向另一买方完成出售时可能赚取的任何佣金（根据其与卖方签订的委托函）。买方和卖方同意，保证金应首先用于支付买方或经纪人就船舶产生的任何未付成本或费用，随后按百分之五十（50%）分配给卖方，并按百分之五十（50%）分配给经纪人；经纪人应按若完成出售时佣金本应分配的相同比例进行分配。如因卖方未履行义务而未完成交割（为免生疑问，不包括破产法院拒绝批准本PSA），保证金以及买方根据本PSA支付或存入的任何其他款项，应在要求时返还给买方，或者买方有权要求继续履行。卖方同意，鉴于船舶的独特性、损失证明的困难以及以其他方式获得充分救济的不便或不可能性，继续履行是合理的。如因卖方未履行义务而未完成交割，在卖方违约时，卖方应立即向经纪人支付如交易已完成交割本应支付的相同佣金；但是，破产法院拒绝批准本PSA不构成卖方未履行义务。如破产法院未批准本PSA，本PSA应视为终止，其后果与买方依照本PSA拒绝接受船舶时相同。尽管本PSA有任何相反规定，如因任何原因未完成交割（包括(a)买方未履行其在本PSA项下的义务，(b)破产法院未批准本PSA，或(c)买方依照本PSA拒绝接受船舶），卖方有权选择以成本价向买方购买勘验报告；如卖方行使该选择权，买方应在收到该勘验报告成本的付款后立即向卖方提供完整的勘验报告。\n\n14. 兹将PSA第9条第一句修改如下：\n\n如适用，买方购买船舶应付的销售税或使用税由买方负责，且买方应于交割时向受托人/销售经纪人支付应付税款。\n\n15. 兹在PSA第11条第一句之后增加以下句子：\n\n买方声明并保证，其拥有足够的现金及/或融资以于交割时支付购买价款。买方还声明并保证，其不与Ho Wan Kwok（郭文贵）有关联或存在关系，且/或并非代表Ho Wan Kwok或应Ho Wan Kwok之要求行事。\n\n16. 兹将PSA第14条修改如下：\n\n双方确认，(a) 在资金结算进入销售经纪人的账户之前，销售经纪人不对保证金负责；(b) 资金结算后，销售经纪人应以托管方式持有保证金，且任何一名经纪人从任何一方收到的任何其他资金均应为该方以信托方式持有；(c) 销售经纪人应依照本PSA付款，并可在向卖方发放或支付保证金或余额之前留存应付给经纪人的佣金；及(d) 在涉及经纪人持有的任何资金的任何争议中，买方和卖方应就与该争议以任何方式相关的律师费和成本向经纪人作出赔偿，包括任何上诉中产生的费用（该义务由托管资金上的留置权担保）以及与佣金索赔相关的费用，但破产法院作出的最终且不可上诉的判决认定某经纪人故意不当行为或存在重大过失的除外。\n\n17. 兹将PSA第16条第二句和第三句修改如下：\n\n如经纪人成为涉及本PSA的任何诉讼的一方，经纪人应由被认定违反本PSA的一方或多方偿还其在审前、审判及上诉各阶段产生的合理成本和律师费，除非破产法院作出的最终且不可上诉的判决认定该经纪人故意不当行为或存在重大过失。如本协议双方之间因本PSA的标的事项发生任何争议，胜诉方（包括经纪人）有权追回所有审前、审判及上诉程序中的合理支出、律师费和成本，除非破产法院作出的最终且不可上诉的判决认定该胜诉方故意不当行为或存在重大过失。\n\n18. 兹将PSA第16条第九句和第十句修改如下：\n\n买方可将本PSA转让给买方的任何直系家庭成员，或由买方及/或其任何直系家庭成员拥有或控制的任何实体。除此之外，任何一方均不得未经另一方同意而转让本PSA，且该同意不得被无理拒绝。\n\n19. 兹将PSA第4页签字栏中的“销售经纪人保证金确认（以资金结算为准）”修改为：“卖方保证金确认（以资金结算为准）”。\n\n卖方\n\n签署人：\n姓名：Luc A. Despins（卢克·A·德斯平斯），作为Ho Wan Kwok（郭文贵）财产的第11章受托人\n日期：","key_entities":["Je","Kwok","Ho Wan Kwok","Despins","Paul Hastings"],"ecf_references":[],"word_count":6120,"status":"published","published_at":"2023-06-22 00:00:00","created_at":"2023-06-22","updated_at":"2026-08-23 19:27:08"}