{"id":"court_ctb_1930_20","court":"CTB","case_no":"22-50073","doc_number":1930,"sub_number":20,"doc_type":"ORDER","filed_date":"2023-06-22","title":"Exhibit 20 Bongartz, Alex","summary_zh":"证据附件（游艇买卖协议草案及往来邮件） —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #1930-20（2023-06-22立案）。该附件包含向第 11 章受托人 Luc A. Despins 提交的「Lady May」号游艇买卖协议（PSA）草案及相关邮件。文件载明买方拟以 2,150 万美元的总价购买该游艇，包含 430 万美元（20%）定金，并拟于 2023 年 6 月 30 日或之前完成交割。","summary_en":"Exhibit (Purchase and Sale Agreement Form and Correspondence) — In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB 22-50073 ECF #1930-20 (filed 2023-06-22). This exhibit contains an email and draft Purchase and Sale Agreement (PSA) for the motor yacht Lady May submitted to Chapter 11 Trustee Luc A. Despins. The document reflects a proposed purchase offer of $21,500,000 with a 20% deposit ($4,300,000) and a proposed closing date on or before June 30, 2023.","body_en":"## **Exhibit 20**\n\n# Bongartz, Alex\n\nFrom: Sent: To: Cc: Subject: Attachments:\n\nTuesday, May 30, 2023 3:46 PM Despins, Luc A. Bongartz, Alex [EXT] Lady May 20230530151310044.pdf\n\n--- External Email ---\n\nYou don't often get email from\n\n. Learn why this is important\n\nDear Mr. Despins:\n\nAs per the instructions from Dirk Johnson's email of May 24, 2023, attached please find the form of the PSA and Addendum (as written by yourselves) to purchase LADY MAY from\n\nThe offer is \\$21,500,000 with a survey acceptance/rejection date of June 20, 2023 and a closing on or before June 30, 2023.\n\nIn addition, bar and some miscellaneous small equipment that at one point in the past were on board the boat – if this is a fact, he would like to be able to access this container as part of the boat's inventory. If this is not a fact, then it's not an issue.\n\nLasty, in order to keep to the timeline of June 20 for acceptance/rejection of the survey and a closing on June 300, knowing if this offer is accepted as soon as possible is critical so a surveyor can be lined up.\n\nAs he has proven over the years having owned numerous vessels of Lady May's caliber and stature is ready, willing and able to complete this transaction, and I look forward to hearing from you at your earliest opportunity,\n\nSincerely,\n\n# Case 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 3 of\n\n14\n\n![](_page_3_Picture_3.jpeg)\n\n# PURCHASE AND SALE AGREEMENT FOR BROKERAGE VESSEL\n\n| BUYER:                                   |                 |                   | SELLER: Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok |                  |\n|------------------------------------------|-----------------|-------------------|-----------------------------------------------------------------------------|------------------|\n| Address                                  |                 |                   | Address: c/o Paul Hastings LLP, 200 Park Avenue                             |                  |\n|                                          |                 |                   | New York, New York 10166                                                    |                  |\n| Nationality:                             |                 |                   | Nationality: U.S.                                                           |                  |\n| VESSEL NAME: Lady May                    |                 |                   | MANUFACTURER: Feadship                                                      |                  |\n| Model: Semi displacement motor yacht     |                 |                   | Length Overall: 44.26m                                                      |                  |\n| Year: 2014                               |                 |                   | Dog or Z Reg No,: 745195                                                    | Flag: Cayman Is. |\n| Hull No.: 688                            |                 |                   | Engine Description: Diesel (Caterpillar)                                    |                  |\n| Selling Broker:                          |                 |                   | Listing Broker: Edmiston & Company Limited                                  |                  |\n|                                          | IMPORTANT DATES | Charles Course of | PURCHASE PRICE                                                              |                  |\n| Offer Date: May 30, 2023                 |                 |                   | Purchase Price: \\$21,500,000                                                |                  |\n| Offer Expiration Date: June 9, 2023      |                 |                   | Less Deposit: 120% of Purchase Price1 \\$4,300,000                           |                  |\n| Accept/Reject Date: June 20, 2023        |                 |                   | Less Trade Allowance (see Addendum): Not applicable                         |                  |\n| Closing Date: on or before June 30, 2023 |                 |                   | Balance: \\$17,200,000                                                       |                  |\n|                                          |                 |                   |                                                                             |                  |\n\nDelivery Location: International waters, off the coast of Rhode Island\n\nWOTE: If Vessel is to be moved to the Delivery Location must be specified with precision. The mere listing of a port or clty is insufficient.\n\n### ADDITIONAL REGISTERED VESSELS INCLUDED Yes Yes No\n\n1. Agreement. Buyer agrees to purchase, and Seller agrees to sell, all right, title and interest to and in the Vessel described above on the terms and conditions set forth In this Purchase and Sale Agreement (\"PSA\"). Capitalized terms used in this PSA refer to the corresponding term line the table above unless otherwlse defined hereln. The \"Effective Date\" of this PSA is the date on which is has been slantian \"Vessel\" also Includes all gear, machine, fuel, consumables, and all registered or unregistered tenders, tops, articles and appurtenances on board the Vessel and/or Included on the Vassel's listing specification as of the date of the essent of the essent of the essent the listed on the Exclusions List provided by the Seller or Listing Broker on the earlier of (a) five days from the Effective Date or (b) the Accent/Releast Date, which lease are not Included in the sale. Buyer will be deemed to have accepted the Exclusion List if It accepts the Versel. Atsting Broject and Selling Broker shall be referred to herein as the \"Brokers\" If there is a Trade Allowance, the crade-in ull be governed by the attached Trade-in Vessel Addendum. If either party falls to sign this PSA and deliver it to the other party on or before the Offer Explration Date, this PSA will be Ineffective.\n\n2. Deposit. Withh \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ the Selling Broker's account, as acknowledged below, as a deposit toward the Purchase Price to the terms of this PSA. Soller may refuse to permit Buyer to proceed with the trhar run, survey and other Inspections of the Vessel until the Deposit has cleared the che Selling Broker's escrow account.\n\n3. Survey Option; Acceptance of Vessel; Condition of Survey . Buyer's obligation to purchase the Vessel Is subject to Buyer's satsfaction, In Buyer's sole discretion, with a trial run and survey of the Vessel though Buyer may elect not to have the Vessel inspected. If Inspected, (a) Buyer will select the surveyor, and not the Brokers, will be the sole party responsible for any errors or ontission with resect to the survey, notwith the Brokers may have provided information to and assisted Buyer with hiring the surveyor, (c) Seller short moke the Vessel available and Buyer shall complete the trial run and survey as soon as practicable, (d) Seller shall pay all rung experiences for, and assume the risks associated with, the triall pay of costs of the survey, including ensociated costs, e.g., naming explaired dock, and subcontractors' charges, (o) Buyer and its surveyor will be solely responsible for determining the scope of the trial run to assess the Vessel's conformily with Buyer's requirements and (f) Buyer shall deliver written notice of rejection of the Vessel to Seller or the Listing Broker on or before the Accept/Reject Date. Whether or not Buyer has Inspected the Vessel, Buyer will he deemed to hove rejected the Vessel ff it falls to glve timely written notice of its acceptance. Upon Buyer's acceptance of the Versel, Seller will not m a Vessel pending Closing (defined in Paragraph 4) except to move the Vessel to the Delivery Location. If Buyer\n\nsuyer's Initia\n\n@2020 International Yacht Brokers Association. All rights reserved,\n\nSeller's Initials:\n\nRev.3.10.20\n\nThe form was prepeared for the new beneft of the IYO.A. The partics and Boken Jeelses the YBA (ron any Hablily for drong ousliths) for demagas rusifilm from or related to is use. The HBA expressly disedans and oil warantes, including merchanted in theses for o portugular purpose, reated to the see of the gorn\n\nrelects or ls deemed to reject the Vessel, after all expenses Incurred on Buyer's behalf have been paid, (i) the Selling Broker shall requrn the Depast to Buyer, (i) this PSA will the parties and the Brokers will be released from any further llebility hereunder. The Brokers will not be responsible for the cost to correct any defects or deficiencles noted dring the trial run and survey.\n\n4. Closing, The transfer of Vessel's ownership (\"Closing\") will occur on the Closing Date at the Delivery Location simultaneously with have the of all funds due from the Buyer and delivery of originals of all other documents necessary for transfer of good and marketable titleto Buyer. If the Vessel must novel you will be the Recesser in transler of the Closing Location in the Closing Location uniess funds have been pald in full or are beling held states and escrow conditioned only upon delivery of the Vessel to the Slavas of thie documents to the Buyer, Closing may be facilitated by overnight courter or election of cleared of the bleathed in Paragraph 1) to Buyer at the Delivery Location except for fuel consumed during the trial rune and any voyage to the Delivery Lockly. On o before the Clashe Date, Seller must delling Broker all documents necessary to transfer title to the Vessel (and all other leens herely required to be delivered) to Buyer shall pay the Balance to Selier (subject to Paragraph 6) and/or to be Selling on beller Broker for onward transfer to Seller by wire transfer. Any funds Seller owes to (1) the Brokers for the sening and/or other leems or {l} the holder of any other Encumbrance, will be deducted from the Seller by the Selling Broker prior to disbursenent of funds to Seller, which hereby instructs any Deposit hoider to pay the Commission from the Bepotet to the Brokers pursuant to the terms hereof.\n\ns. Brokers The partles acknowledge that the Sallng Broker and Listing Brokers that procured this PSA. If the Listing Broker and the Selling Broker are the same broker consent to the Chris of Johns Child Collect on the Castle representing both buyer and Seller, and the Broker may disclose to both parties facts in the Broker man rally affection the Vessis value or desirability; provided, however, that in such instance the Broker's consent, disclairs consent, disclasse to Buyer that Seller is willing to sell the Vessel for an anount less than the asking price or, without Buyer's consent, disclose to Seller that be agent suilling to ay a price greater than the offering price. If the Listing Broker are different, the Usting Broker will represent Seler oply and owe no dutles, fiduclary or otherwise, to Buyer, and the Selling Broker will represent Buyer only and owe no dutlers. Plater or otherwise, to Seller (though pald by Seler). The Brokers are obligated to perform only the dutles expressly self forth her numbled dutles or obligations may be read into this PSA. Seller shall be solely responsible for payment of commission due to the Brinkers in connection with the sale of the Vessel as set forth herein. Each party represents and warrants to the other that he has not were or dealt with any other broker, agent or finder in carrylig out the negothations relating to the view of the View and edgest of the View end edgest of that the Brokers are third-party beneficiaties to this PSA.\n\n6. Seller's Representations; Requirements for Closing, Seiler represents and warrants that it will transfer to Buyer good and marketable title to the Vessel, free and clear of all debts, claims, martimen lew liens, security interests, encumbrances, exclse thans and other applicable taxes, sustoms' ductes, or tariffs due to any state, country, regulatory of any kind whatsever hodlerty, he \"Encumbrances\"), No less than two (2) business days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will at closing), (c) a guaranty and indennification from Seller's representations and warranties in this Paragraph 6, (d) lf Sailer is a legai entity, a personal guaranty and indemnification from Seller's benefis) guaranteelng Seller's representations and warranties in this Paragraph 6, and (e) copies of any other documents necessery for transfer of good and marketable title to Buyer, Seller shall pay and shall cooperate fully to obtain any authorized from any governing authority. Any party which is a legal ently will provide to the other prior to Glosing (!) proof that It is it good standing under the State or other jurisdiction under which the entity has been formed, (il) a consent action or resolution demonstrating the entity's duly authorized decision to purchase or well the vene es the authority of the Individual delivering or accepting the Vessel and/or executing this PSA and/or purchase and sales documents; (III a pover of attorney demonstrating the authority of the Individual delivering or accepting the Vessel and (iv) as to Seller, its wire transfer Information,\n\n7. Risk of Loss; Force Malgure, Sollar will bear the risk of loss of or damage to the Vessel is damaged subsequent to Buyer's acceptance and the necessary repals will cost less than five percent (5%) of the Purchase Price and require fewer than 30 days to complete, then (a) Seller must repair the closing in accordance with sound marine practices to the standard of the Vessel Immediately prior to the canage and Buyer may inspect such repair, (b) Buyer nust pay the Balance and take dellery of the Vessel as repaired, and (c) the Closing Date will be extended by the repair period. If the Vessel is damaged to a greator extent subsequent to Buyer's acceptance, elther party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel. Elther party's obligation to perform will be suspended to accommodate unforeseable events beyond that party's reasonable control (\"Force Mdeure Events\"), heluding, without limitation, acts of God, acts of terrorism, strikes, lockouts, riots, acts of war, fire, communication ilne fallures, computer viruses, power failures, accidents, tropical storms, hurricanes, or other natural disasters. If a Force Mdjeure Event occurs, the Ume periods referred to in this PSA, Including, the Closing Date, will be ceemed extended by the time necessary to permit the affected party to perform in accordance with this PSA; provided, however, if the Force Majeure Dyest delays the Closing Date for a period of at more than 30 days, elther party may terninate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n|              | . Default. Naturitistanding anything herein to the contrary, if the Deposit is not paid when due or Closing is not consummated due to |\n|--------------|---------------------------------------------------------------------------------------------------------------------------------------|\n| Buver's hon- | Including. Without limitation, fallure to pay the Rajance or execute all decuments perceived on a the                                 |\n\n| uyer's Initials! |                                                                         | Soller's In Itlals: |\n|------------------|-------------------------------------------------------------------------|---------------------|\n|                  | ควาดาด International Voals (firstration) - Association - All Andretulus |                     |\n\nRev. 3.10.20\n\npurchase by the Closing Date: (i) the Deposit shall be retained by (or if the Deposit was not paid, Buyer shall pay a like and the the Brokers as Ilquidated and agrees as consideration for the excutor of this PSA, in full settlement of aller and parties, (i) the Selling Broker shall return to Buyer and (ill) the parties will be relieved of all be relieved of al obligation under this PSA. Buyer and Seller are that the Deposit will be applied first no and the species on all other of Birder, or expenses that Blyer of Broker Incured against the Vessel and then divided fifty percent (50%) to the Self)fith of any android on the Brokers shall divide in the same proportions as the commission would have been consummated. If the Closed, with the Dollers Shammed duato Seller's non-performance, the Deposit, and any other money paid or deposited by Buyer, pursuant to this eSA will be returned on Buyer upon demand or Buyer will have the right of specific performance. Seller agrees that specific performance is reasonable in light of the uniqueness of the Vessel, difficulty of process, and the Inconventerce or impossibility of otherwise is reasiling an adequate ennely. On Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction oldeed,\n\n14\n\n9. Sales and Use Taxes. Sales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the Selling. Buyer hereby Indemnifies and holds harmless Seller and the Brokers against and from anye sales or use taxes for which Buyer is responsible.\n\n10. REPRESENTATIONS AND WARRANTIES. SELLER AND THE BROKERS BELIEVE THAT ANY INFORMATION ANY OF THEM HAS PROVIDED ON THE VESSEL IS GODD AND CORRECT AND OFFER THE INFORMATION IN GOOD FAITH, BUT DO NOT AND CANNOT GUARANTEE THE ACCURACY OF SUCH INFORMATION. BUYER VARIES AND REPRESENTS, AS OF THE TIME OF CLOSING, THAT IT (A) WILL HAVE FULLY INSPECTED IND MADE A TRAL RUN OF THE VESEL (OR HAVE VOLUNTARILY WAVED THESE RIGHTS) AND (B) IS NOT RELYING ON ANY ADVERTIERMENTS, PROMISES, DESCRIPTIONS, AFFIRMATIONS, OR REPRESENTATIONS (WHETHER ORAL OR WRITTEN, PRODR TO OR CONTEMPORARIOUS WITH THIS PSA PROVIDED BY THE SELER OR BROKERS. UPON CLOSING, BUYER WILL BE DEEMED TO HAVE ACCEPTED THE VESSELLIN ITS \"AS SYSTEM CONDITION SELLER AND THE BROKENS NO WARRANTY, EITHER EXPRESSED OR MARCE (LO THE VESSENT TIC VESSENTATION AS TO THE CONDITION OF THE VESSEL, ITS FITNESS FOR ANY PARTICULAR PURPOSE OR MERCHANTABLITY, ALL OF WHICH ARE RESCLAIMITD.\n\n11. Financing. Buyer's obligations are not contingent upon Buyer's obtaining financing. Buyer represents that It will arrange financing, if necessary. Buyer and Seller acknowledge that the Brokers have made no representations or warrantles with respect to Buyer's allity on obtain financing, Buyer's qualifications to obtain any type of mortgage on the Vessel, or Buyer's ability to document or register the Vessel in any lurisdiction.\n\n12. Counterparts. The partles may sign this PSA in any number of identical counterparts, each of which will be deemed an original (Including signatures evidenced via facsimile, email or other electronic means) as if the signatures were upon the same Instrument.\n\n13. Binding Effect: Contemporaneous Contracts; Future Sales. This PSA is binding on all parties, their helrs, personal representatives and/or assigns. Seller shall not sell the Vessel or enter htt a ale of the Vessel while this PSA ls in effect, II a relfect, II a rele is not non one in In accordance with the terms of this PSA, and Buyer and Seller enter Into a contract between themselves for the Vessel, whether drectly or through an ently under a party's ownership or control, within two years after this PSA is terminated, Seller agrees to positive frociners an amount identical to the commission the Brokers would have received had the transaction contemplated under this PSA closed.\n\n14. Eastrowed Funds. The partles acknowledge that (a) the Solling Broker will not be responsible for the funds have clear ed Into the Selling Broker's account, (b) the Selling Broker shall hold the Deposit in escrow once the funds have cleared and any other funds received by either Broker from any party will be held In trust for that party, (c) the Selling Broker may retain the Brokers prior to disbursement of the Deposit or Balance to Seller, and (d) In any dispute involving any funds held by the Brokers, Buyer and Seller will Indemnlify the Brokers for legal fees and costs relating in any way to the dispute, Including those incurred in any appeals (which obligation is secured by a lien on the estrowed funds) and those relating to a claim for a commission, except as to a Broker found, in a fhal non-appealable Judgment, to have engaged in willful misconduct or acted with gross negligence.\n\n15. Additional Terms. See Addendum.\n\n16. MIscellaneous, This PSA, including its exhibits and schedules, is the entire agreement between the subject matter hereof and supersedes all prior and contemporaneous negolations, agreements, representations, warrantles, portaling thereto, be they in writthg, ora, or other becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA. In the event of any dispute between the parties hereto arising out of the subject matter of this PSA, the prevailing the Brokers) shall be entitled to recover reasonable expenses, attorney's fer all pretrial, trial and appellate proceedings. If any term, condition, or provision of this PSA is held to be unentorceable for any reason, it shall be Interpreted to achieve the intent of the PSA to the extent possible rether than avoided. In any event, all other terms, conditions of this PSA shall be deemed valid and enforceable. There are no other dutles, obligations, lablities, or warranties, except as set forth herein. This PSA may not be amended or modified, except In writing, signed by Buyer and Seller. Notice and delivery given by or to the attorney or Broker representing any party shall be as effective as If given by or to that party. All notices must be in writing and may be made by personal delivery, overnight courler, facsimille, c telectronic means, and shall be effective upon delivery with proof of delivery retained. Buyer may assign this PSA to\n\nBuyer's Initia\n\n@2020 International Yocht Brokers Association. All rights reserved.\n\nRev. 3.10,20\n\nSeller's Initials:\n\n14\n\nany member(s) of Buyer's immediate family over entity owned or controlled by Buyer and/or any member(s) of his immediate family. Otherwise, nether party may as the PSA without the other party's consent shall not be unreasonably withheld. No claim o rlobb artistics of this PSA can be walved or discussion in whole on in part, unleasting on shall any withing, nor shall any wallen be applicable\n\nexcept in the specific instance for which it is given. Paragraph headings are informational and included only for other bely for onvenience. 17. Governing Law and Dispute Resolution. Check (a), (b) or (c), if none checked, (a) will apply. Agy dispute Involving this Agreement will be resolved (a) [a] La the courts located in the State of (e) will apply . (nordal involver his algreament will \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ (Florda, lf left blank), (c) by blog arbitration in Lordon, England. If this Agreement will be governed by and interpreted according to the State of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ laws and (i) the proceedings will be condy of the main office of the main office of the Selling Broker ho office in Florida, In \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------the American Arbitration (\"AAA\") In fore when the arbitration Is commenced will apply unless nee following rules apply: a comment If the amount in controvery Including counterclaims is not more than USD \\$1,000,000,000 the patter shall Jointly select a slogle arbitrators malhaibed by the healthy and the hotel the Association (\"YBA\") within twenty (20) days of the giving of notice of arbittering by the meeting in addited, the IYBA shall have the power to nake the shgle arbitrator. if the amount in controlersy is greter the partes shall each appoint one arbitrators will jointly appoint a third arbitr'in the oncores is a greates in the proties in the protress national development elther party may request that the third arbitrator from the list of arbitrators maktalined by the YPA. The decline of the shele arbitrator, or if a three abitrator panel, any two of them will be final and blinding on the part leters to in association to enforce any arbitral award or compel arbitration. If (c) is selected: (i) this Areennent will be governed by and interpreted in accordance with English law regardless of ts principles of conflicts-of-laws, (life the more the nim dispute arishny out of or in connection with this Agreement sixal be referred to arbitration in accordance with the Arbitration Act 1996 or any statutory modification or re-enactment thereof save to the extent necessary to give effect to the provisions of this Paragan). (1)), (1) he arbitration shall be conducted in accordance with the rules of London Maritime Arbitrators Association (\"Lind\") current when the arbitration ls conmenced, (Iv) if the anount in dispute (Including counterclaims) is less than USD\\$100,000, its Small Claims Procedurer while in greater than or equal to USD\\$100,000 and less than USD\\$400,000, Its internediate Claims Procedure will apply. Whitever option is seleced, the partles irrevocably submit to the exclusive jurisdiction of such or arbitral forum, waive any objection the now or herear may herear may hereaver may herear may herear ma to venue of convenience of forum, agree that all claims relating to the proceeding will be decided only in such court or arbitral for un and, further, not to bring any claim relating to this Agreement in any other court or arties, having had the epportunity in seek legal counsel, walve trial by Jury for claims artising under this Agreement, whether against each other or any Broker.\n\n| BUYE   | SELLER: |\n|--------|---------|\n| Print: | Print:  |\n| Title: | Title:  |\n| Date:  | Date:   |\n\n### SELLING BROKER DEPOSIT CONFIRMATION (Subject to clearance of funds)\n\n| Print: | Amount: |\n|--------|---------|\n| Title: | Date:   |\n\nBuyer's Initials:\n\n02020 international Yacht Brokers Association. All rights reserved.\n\nSeller's initials:\n\nRev. 3.10.20\n\nThis form wos prepared on the exchusive of the menthers of the ITIA. The parties and Irokers the 1894 from any kabilly for damages ceallthy for damages ceallthy for damages or related to lose. The Hele expensived of verrantles, holding merchantebilly ond fitness for o particular purpose, related to the use of this form,\n\nCase 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 8 of\n\n14\n\n### Addendum to Purchase and Sale Agreement for Brokerage Vessel, executed on [ ----- ], 2023, Between (i) Luc A. Despins, as the Chapter 11 Trustee for the Estate of Ho Wan Kwol and (i) [ ----------- (the \"Addendum\")\n\nCapitalized terms used but not defined herein have the meanings set forth in the Purchase and Sale Agreement for Brokerage Vessel, executed on May 30, 2023, with respect to the Lady May (the \"PSA\"). For the avoidance of doubt, any reference to the PSA (whother in this PSA or the Addendum) shall be to the PSA as modified by this Addendum,\n\n- 1. Luc A. Despins is party to the PSA solely in his capacity as the chapter 11 trustee for the estate of Ho Wan Kwok, and not in his personal capacity. Accordingly, no claim whatsoever may be asserted by Buyer against Mr. Luc A. Despins in his personal capacity or Paul Hastings LLP.\n- 2. The PSA and all terms in the PSA are subject to approval of the United States Bankruptcy Court for the District of Connectiout (the \"Bankruptcy Court\"), in which court the chapter 11 case of Ho Wan Kwok, Case No. 22-50073 (the \"Chapter 11 Case\"), is pending.\n- 3. Notwithstanding anything in the PSA to the contrary, the Bankruptcy Court shall have exclusive jurisdiction over any claim or dispute in respect of or arising out of the PSA, and the parties and the Brokers irrevocably submit to the exclusive jurisdiction of the Bankruptcy Court, waive any objection they now or hereafter may have to venue or convenience of forum, agree that all claims relating to the PSA will be decided in such court, and, further, not to bring any claim relating to the PSA in any other court. For the avoidance of doubt, all provisions in Section 17 of the PSA regarding the arbitration of any dispute involving the PSA are hereby deleted.\n- 4. Notwithstanding anything in the PSA to the contrary, the PSA is governed by and interpreted according to the law of the State of New York regardless of its principles of conflicts-of-laws.\n- 5. The fourth and fifth sentences in Section 1 of the PSA are hereby modified as follows:\n\n\"Vessel\" also includes all gear, machinery, equipment, furniture, fuel, consumables, and all registered or unregistered tenders, toys, articles and appurtenances on board the Vessel and/or included on the Vessel's listing specification as of the date of this PSA. There will be no Exclusions List. Aproement, except for items listed on the Exclusions List provided by the Seller or Listing Broker on the earlier of (a) five days from the Effective Date or (b) the Accept Reject Date, which items are not included in the sale. Buyer will be deemed to have accepted the Brolusion List if it accepts the Vessel. For the avoidance of doubt, the Lady May II is not included as part of the sale of the Vessel pursuant to this PSA.\n\n6. The eighth sentence in Section I of the PSA is hereby modified as follows:\n\n![](_page_7_Picture_13.jpeg)\n\n![](_page_8_Picture_7.jpeg)\n\nCase 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 10 of 14\n\n> Paragraph 4) except to move the Vessel to the Delivery Location. If Buyer rejects or is deemed to reject the Vessel in accordance with this PSA and is not otherwise in breach of this PSA, after all expenses incurred on Buyer's behalf have been paid; (i) the Seller Selling Broker shall return the Deposit to Buyer, (ii) this PSA will terminate, and (fili) the parties and the Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the cost to correct any dofects or deficiencies noted during the trial run and survey.\n\n9. The sixth sentence in Section 4 of the PSA is hereby modified as follows:\n\nAt Closing, Buyer shall pay the Balance to Seller (subject to Paragraph 6) and the Deposit shall be released to Seller, subject to the deduction in the immediately following sentenceandfor to the Solling Broker-for-onward transfer to Seller by wire transfer. Any funds Seller owes to (i) the Brokers for the commission, storage, insurance, repairs and/or other items (which are subject to approval of the Bankruptcy Court)or (ii) the holder of any other Enoumbrance, will be deducted from the amount due Seller by the Selling Broker prior to disbursement of funds to Seller, which hereby irrovocably instructs any Deposit holder to pay the Commission from the Deposit-to the Brokers pursuant to the terms horee Deposit and paid to the Brokers prior to the release of the Deposit to Seller. For the avoidance of doubt, the order of the Bankruptcy Court approving the sale of the Vessel to Buyer shall provide that the Vessel is being sold free and clear of any Encumbrances, with any Encumbrances attaching to the proceeds of the sale.\n\n10. The second sentence of Section 5 of the PSA is hereby modified as follows:\n\nIf the Listing Broker and the Selling Broker are the same brokerage, the parties consent to that Broker acting as a dual-agent in this transaction, i.e., representing both Buyer and Seller-and the Broker may disclose to both parties facts known to the Broker materially affecting the Vessel's value or desirability; provided, however, that in such instance (a) the Broker shall not, without Seller's consent, disclose to Buyer that Seller is willing to sell the Vessel for an amount less than the asking price and (b) the Broker have no duties to the Buyer in connection with the sale of the Vesseler, without Buyer's consent, disclose to Sellor that Buyer is willing to pay a price groater than the offering price.\n\n11. The second sentence of Section 6 of the PSA is hereby modified as follows:\n\nNo less than two (2) business days before Closing, Seiler shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing), which proof may be the order entered by the\n\nBankruptcy Court approving the sale of the Vessel (and which order shall provide that the Vessel is being sold to Buyer free and clear of any Encumbrances), (e) a guaranty and indemnification from Seller guaranteeing Seller's representations and warranties in this Paragraph 6, (d) if Seller is a legal entity, a personal guaranty-and indemnification from Seller's beneficial owner(s) guaranteeing Seller's representations and warranties in this Paragraph 6, and (ce) copies of any other documents necessary for transfer of good and marketable title to Buyer.\n\n12. The second and third sentences of Section 7 of the PSA are hereby modified as follows:\n\nIf the Vessel is damaged subsequent to Buyer's acceptance and the necessary repairs will cost less than five percent (5%) of the Purchase Price and require fewer than 30 days to complete, then, at the Seller's option, (a) Seller maymust repair the damage prior to Closing in accordance with sound marine practices to the standard of the Vessel immediately prior to the damage and Buyer may inspect such repair, in which case (ab) Buyer shallmest pay the Balance and take delivery of the Vessel as repaired, and (be) the Closing Date will be extended by the length of the repair period. If the Vessel is damaged to a greater extent subséquent to Buyen's acceptance or Seller does not exercise the option in the foregoing sentence, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n13. Section 8 of the PSA is hereby modified as follows:\n\nNotwithstanding anything herein to the contrary, if the Deposit is not paid when due or Closing is not consummated due to Buyer's nonperformance, including, without limitation, failure to pay the Balance or execute all documents necessary for completion of the purchase by the Closing Date: (i) the Deposit shall be retained by for if the Deposit was not paid, Buyer shall pay a like amount to) Seller and the Brokers as liquidated and agreed damages, as consideration for the execution of this PSA, in full settlement of all claims between the parties, (ii) the Selling Broker shall return to Buyer any other funds received from Buyer, and (iii) the parties will be relieved of all obligations under this PSA, provided, however, that in the event that, after the Bankruptcy Court has approved this PSA, the Closing is not consummated due to Buyer's non-performance, Seller shall pay to the Listing Broker an amount equal to S200,000 out of the Deposit, which amount shall count against, and reduce, any commission that the Listing Broker may earn (in accordance with its engagement letter with Seller) if a sale of the Vessel is consummated with a different buyer. Buyer and Seller agree that the Deposit will be applied first to payment of any unpaid-costs or expenses that Buyer or Broker incurred against the Vessol and then divided fifty percent (50%) to the Seller and fifty percent (50%) to the Brokers, which the Brokers shall divide in the same\n\nCase 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 12 of 14\n\n> proportions as the commission would have been divided had a sale been oonsummated. If the Closing is not consummated due to Seller's nonperformance (which, for the avoidance of doubt, shall not include the Bankruptcy Court declining to approve this PSA}, the Deposit, and any other money paid or deposited by Buyers pursuant to this PSA, will be returned to Buyer upon demand-or-Buyer will have the right of specific performance. Seller agrees that specific performance is reasonable in light of the uniquenoss of the Vessol, difficulty of proof of lose, and the inconvonionee or impossibility of otherwise obtaining an adequate remedy. If Closing is not consummated due to Seller's nonperformance On Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction closed; provided, however, that the Bankruptcy Court declining to approve this PSA shall not constitute non-performance on the part of Seller. In the event the Bankruptcy Court does not approve this PSA, this PSA sluall be deemed terminated with the same consequences as if Buyer had rejected the Vessel in accordance with this PSA. Notwithstanding anything in this PSA to the contrary, if the Closing is not consummated for any reason (including (a) due to the Buyer's non-performance of its obligations under this PSA, (b) the Bankruptcy Court does not approve this PSA, or (c) the Buyer rejects the Vessel in accordance with this PSA), Seller shall have the option to purchase the survey from Buyer at cost and, if the Seller exercises this option, Buyer shall provide the complete survey to Seller immediately upon payment of the cost of such survey.\n\n14. The first sentence of Section 9 of the PSA are hereby modified as follows:\n\nSales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the TrusteeSelling Broker at Closing,\n\n15. The following sentence is hereby added after the first sentence of Section 11 of the PSA:\n\nBuyer represents and warrants that it has sufficient cash and/or financing to fund the Purchase Price at Closing. Buyer also represents and warrants that it is not affiliated with or related to Ho Wan Kwok and/or is not acting on behalf of or at the behest of Ho Wan Kwok.\n\n16. Section 14 of the PSA are hereby modified as follows:\n\nThe parties acknowledge that (a) the SellerSelling Broker will not be responsible for the Deposit until the funds have cloared into the Seller's Solling Broker's account, (b) the Seller Selling Broker shall hold the Deposit in escrow once the funds have cleared and any other funds received by cither Broker from any party will be held in trust for that\n\nCase 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 13 of 14\n\n> party, (c) the Selling Broker shall pay, in accordance with this PSA may retain the commission due the Brokers prior to the releasedisbursement of the Deposit or Balance to Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnify the Brokers for legal fees and costs relating in any way to the dispute, including those incurred in any appeals (which obligation is secured by a lien on the escrowed funds) and those relating to a claim for a commission, except as to a Broker found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n17. The second and third sentences of Section 16 of the PSA are hereby modified as follows:\n\nIf a Broker becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their reasonable costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA, unless such Broker is found, in a final nonappealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence. In the event of any dispute between the parties hereto arising out of the subject matter of this PSA, the prevailing party (including the Brokers) shall been titled to recover reasonable expenses, attorney's fees and costs for all pretrial, trial and appellate proceedings, unless such prevailing party is found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n18. The ninth and tenth sentences of Section 16 of the PSA are hereby modified as follows:\n\nBuyer may assign this PSA to any-momber(s) of Buyer's immediato family or any entity owned or controlled by Buyer and/or any member(o) of his immediate family. Otherwise, nNeither party may assign this PSA without the other party's consent which consent shall not be unreasonably withheld.\n\n19. In the signature block on page 4 of the PSA, the phrase \"Selling Broker Deposit Confirmation (Subject to clearance of funds)\" is hereby modified to read: \"Seller Deposit Confirmation (Subject to clearance of funds)\",\n\nSeller\n\nBy:\n\nName: Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok\n\nDate:\n\nCase 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 14 of 14\n\n![](_page_13_Figure_1.jpeg)","body_zh":"附件20\nAlex Bongartz（亚历克斯·邦加茨）\n\n发件人：发送时间：收件人：抄送：主题：附件：\n\n2023年5月30日，星期二，下午3:46　Luc A. Despins（卢克·A·德斯平斯）　Alex Bongartz　[外部] Lady May　20230530151310044.pdf\n\n--- 外部电子邮件 ---\n\n您不常收到来自\n\n的电子邮件。了解为何这很重要\n\n尊敬的Despins先生：\n\n根据Dirk Johnson（德克·约翰逊）于2023年5月24日发送的电子邮件中的指示，随函附上购买LADY MAY的PSA（购买和销售协议）及附加协议的格式文本（由贵方起草）。\n\n报价为$21,500,000，验船接受／拒绝日期为2023年6月20日，交割日期不晚于2023年6月30日。\n\n此外，船上过去曾放置过一个酒吧及一些其他小型杂项设备——如确有其事，其希望能够作为该船库存的一部分取得该集装箱的使用权。如非事实，则不构成问题。\n\n最后，为遵守6月20日验船接受／拒绝的时间表以及6月30日或之前完成交割的时间表，尽快获知该报价是否被接受至关重要，以便安排验船师。\n\n如其多年来拥有众多与Lady May同等等级和地位的船只所证明，他已准备好、愿意并能够完成本次交易，期待尽早收到您的回复。\n\n谨上，\n案号 22-50073　文件1930-20　提交日期06/22/23　录入日期06/22/23 18:40:24　第3页，共\n\n经纪船舶购买和销售协议\n\n买方：　卖方：Luc A. Despins，作为Ho Wan Kwok（郭文贵）财产的第11章受托人\n\n地址　地址：c/o Paul Hastings LLP（普衡律师事务所），200 Park Avenue\nNew York, New York 10166\n国籍：　国籍：U.S.\n船名：Lady May　制造商：Feadship\n型号：半排水型机动游艇　总长度：44.26m\n年份：2014　登记号（Doc或Z）：745195　船旗：Cayman Is.\n船体编号：688　发动机说明：柴油（Caterpillar）\n销售经纪人：　挂牌经纪人：Edmiston & Company Limited\n重要日期　Charles Course of　购买价格\n报价日期：May 30, 2023　购买价格：$21,500,000\n报价到期日：June 9, 2023　减：定金：购买价格的20%　$4,300,000\n接受／拒绝日期：June 20, 2023　减：以旧换新折让（见附加协议）：不适用\n交割日期：on or before June 30, 2023　余额：$17,200,000\n\n交付地点：Rhode Island海岸外国际水域\n\n注意：如船舶须移至交付地点，必须准确具体说明。仅列明一个港口或城市并不足够。\n包括其他已登记船舶　是　是　否\n\n1. 协议。买方同意购买，卖方同意出售上述船舶的全部权利、所有权及权益，但须遵守本购买和销售协议（“PSA”）所载条款和条件。本PSA中使用的首字母大写术语，除非本文另有定义，均指上表中相应术语。本PSA的“生效日期”是双方签署本PSA之日。“船舶”还包括截至接受之日船上和／或船舶挂牌规格中包括的所有设备、机器、燃料、消耗品以及所有已登记或未登记的附属艇、玩具、物品和附属物，但卖方或挂牌经纪人应在以下较早日期向买方提供的除外清单中列明的项目除外：(a) 生效日期起五日，或(b) 接受／拒绝日期；该等项目不包括在出售范围内。如买方接受船舶，即视为其已接受除外清单。挂牌经纪人和销售经纪人在本文中统称为“经纪人”。如存在以旧换新折让，则该以旧换新事项应受所附《以旧换新船舶附加协议》管辖。如任一方未在报价到期日或之前签署本PSA并将其交付另一方，本PSA即无效。\n\n2. 定金。在＿＿＿＿＿＿内，买方应按照本PSA条款，将定金存入销售经纪人的账户，作为购买价格的定金，如下所确认。在定金结清并存入销售经纪人的托管账户之前，卖方可以拒绝允许买方进行试航、验船及对船舶的其他检查。\n\n3. 验船选择权；船舶接受；验船条件。买方购买船舶的义务，以买方自行决定对船舶试航和验船感到满意为条件，但买方可选择不对船舶进行检查。如进行检查，(a) 买方应选择验船师，经纪人不对验船中的任何错误或遗漏负责，尽管经纪人可能已向买方提供信息并协助其聘请验船师；(c) 卖方应提供船舶供检查，买方应在切实可行的最早时间完成试航和验船；(d) 卖方应支付试航的一切运行费用，并承担与试航有关的风险，买方应支付验船费用，包括相关费用，例如起吊、码头及分包商费用；(e) 买方及其验船师应独自负责确定试航范围，以评估船舶是否符合买方要求；以及(f) 买方应在接受／拒绝日期或之前，向卖方或挂牌经纪人发出书面拒绝船舶通知。无论买方是否检查过船舶，如买方未能及时发出书面接受通知，即视为其拒绝船舶。买方接受船舶后，除为将船舶移至交付地点外，卖方在交割（定义见第4段）前不得移动船舶。如买方\n\n买方姓名首字母缩写\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\n卖方姓名首字母缩写：\n\n修订版3.10.20\n\n本表格仅为IYBA的利益而编制。各方及经纪人免除IYBA因使用本表格而产生或与之有关的任何损害赔偿责任。IYBA明确否认所有保证，包括与本表格使用有关的适销性及适合特定用途保证。\n\n拒绝或被视为拒绝船舶，在代表买方发生的全部费用均已支付后，(i) 销售经纪人应将定金退还买方；(ii) 本PSA应终止，双方及经纪人不再承担本协议项下的任何进一步责任。经纪人不负责修复在试航和验船中发现的任何缺陷或不足的费用。\n\n4. 交割。船舶所有权的转移（“交割”）应于交割日期在交付地点进行，同时收取买方应付的全部款项，并交付将良好且可交易的所有权转移给买方所必需的所有其他文件正本。如船舶必须前往交付地点，除非款项已全额支付或正由托管机构持有，且仅以向买方交付船舶及相关文件为条件，否则船舶转移至交割地点的费用应由相应方承担。交割可通过隔夜快递或电子方式办理。卖方应于交付地点向买方交付第1段所述的船舶，但试航期间消耗的燃料及前往交付地点航程中消耗的燃料除外。在交割日期或之前，卖方必须向销售经纪人交付将船舶所有权（以及本文要求交付的所有其他物品）转移给买方所必需的全部文件；买方应向卖方（受第6段约束）和／或销售经纪人支付余额，由销售经纪人通过电汇转交卖方。卖方欠付经纪人的销售佣金和／或其他项目款项，或欠付任何其他产权负担持有人的款项，应由销售经纪人在向卖方支付款项前从应付卖方的款项中扣除；卖方特此指示任何定金持有人依照本协议条款，从定金中向经纪人支付佣金。\n\n5. 经纪人。双方确认，销售经纪人和挂牌经纪人促成了本PSA。如挂牌经纪人与销售经纪人为同一经纪人，双方同意该经纪人同时代表买方和卖方；经纪人可向双方披露其知悉的、会实质影响船舶价值或适宜性的事实；但在该情形下，未经卖方同意，经纪人不得向买方披露卖方愿意以低于要价的金额出售船舶，未经买方同意，经纪人不得向卖方披露买方愿意支付高于报价的价格。如挂牌经纪人与销售经纪人不同，挂牌经纪人仅代表卖方，且不对买方承担任何义务，无论是信义义务或其他义务；销售经纪人仅代表买方，且不对卖方承担任何义务，无论是信义义务或其他义务（尽管由卖方支付报酬）。经纪人仅有义务履行本文明确列明的义务；不得将未列明的义务或责任解读为包含在本PSA中。卖方应独自负责支付与出售船舶有关并按本文规定应付给经纪人的佣金。各方均向另一方声明并保证，其在就船舶出售进行谈判时未聘用或与任何其他经纪人、代理人或居间人打交道，并确认经纪人为本PSA的第三方受益人。\n\n6. 卖方的陈述；交割要求。卖方声明并保证，其将向买方转让船舶良好且可交易的所有权，不附带任何债务、索赔、海事留置权、担保权益、产权负担、消费税及其他适用税款、应付给任何州、国家、监管机构或任何种类政府机构的关税或税费（统称“产权负担”）。交割前不少于两(2)个营业日，卖方应向买方交付：(a) 令人满意的所有权证明；(b) 已支付或解除所有产权负担的证明（将在交割时解除的产权负担除外）；(c) 卖方就本第6段所作陈述和保证提供的保证及赔偿；(d) 如卖方为法律实体，则卖方受益所有人就本第6段中卖方所作陈述和保证提供的个人保证及赔偿；以及(e) 将良好且可交易的所有权转移给买方所必需的任何其他文件副本。卖方应支付并应充分配合取得任何主管机关的所需授权。作为法律实体的任何一方，应在交割前向另一方提供：(i) 其根据设立该实体的州或其他司法管辖区法律处于良好存续状态的证明；(ii) 证明该实体已正式授权购买或出售船舶，以及交付或接受船舶和／或签署本PSA和／或购买及销售文件的个人具有相应权限的同意行动或决议；(iii) 证明交付或接受船舶的个人具有权限的授权书；以及(iv) 就卖方而言，其电汇信息。\n\n7. 灭失风险；不可抗力。卖方承担该船舶在买方接受之前发生灭失或损坏的风险。若该船舶在买方接受后受损，且必要修理费用低于购买价的百分之五（5%）并且完成修理所需时间少于30天，则：(a) 卖方必须在交割前按照良好航海惯例进行修理，使该船舶恢复至损坏发生前即时的标准，且买方可检查该修理；(b) 买方必须支付余款并接收经修理的该船舶；以及(c) 交割日将按修理期间予以延长。若该船舶在买方接受后遭受更严重的损坏，任一方均可终止本PSA，其后果与买方拒绝接受该船舶时相同。任一方的履行义务均应暂停，以适应超出该方合理控制范围的不可预见事件（“不可抗力事件”），包括但不限于天灾、恐怖主义行为、罢工、停工、暴乱、战争行为、火灾、通信线路故障、计算机病毒、停电、事故、热带风暴、飓风或其他自然灾害。如发生不可抗力事件，本PSA中所述期间，包括交割日，应视为按使受影响一方能够依照本PSA履行义务所需的时间予以延长；但如不可抗力事件使交割日延迟超过30天，任一方均可终止本PSA，其后果与买方拒绝接受该船舶时相同。\n\n8. 违约。尽管本协议有任何相反规定，如定金未在到期时支付，或交割因买方违约而未能完成——包括但不限于未在交割日之前支付余款或签署所有必要文件：\n\n买方姓名首字母：　　卖方姓名首字母：\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\nRev. 3.10.20\n\n在交割日之前完成购买：(i) 定金应由经纪人保留（或如定金未支付，买方应支付等额款项），作为本PSA签署的对价及约定损害赔偿金，以完全解决各方之间的一切索赔；(ii) 销售经纪人应向买方返还；以及(iii) 各方应解除其在本PSA项下的一切义务。买方和卖方同意，定金应首先用于清偿对该船舶的所有留置权，或买方或经纪人因该船舶产生的费用，然后按百分之五十（50%）分配给销售方；经纪人应按照若交易已完成时本应支付的佣金比例进行分配。如交割因卖方不履行义务而未完成，根据本PSA由买方支付或存入的定金及任何其他款项，应在买方提出要求后返还给买方，或买方有权要求继续履行。卖方同意，鉴于该船舶的独特性、取得替代物的困难，以及以其他方式获得充分救济的不便或不可能性，继续履行是合理的。卖方违约时，卖方应立即向经纪人支付如交易完成本应支付的同等佣金。\n\n9. 销售税和使用税。如适用，买方购买该船舶应缴纳的销售税或使用税由买方负责，买方应向销售方支付应缴税款。买方特此就其负责的任何销售税或使用税，对卖方和经纪人作出赔偿并使其免受损害。\n\n10. 陈述与保证。卖方和经纪人相信其任何一方就该船舶提供的任何信息均为真实且正确，并系善意提供该等信息，但不作出且无法作出该等信息准确性的保证。买方确认并陈述，截至交割时，其(A)将已全面检查并对该船舶进行试航（或已自愿放弃该等权利），且(B)并未依赖卖方或经纪人在本PSA之前或同时作出的任何广告、承诺、描述、确认或陈述（无论口头或书面）。交割后，买方应视为已按“现状”接受该船舶。卖方和经纪人不就该船舶作出任何明示或默示保证，包括但不限于就该船舶状况、其适用于任何特定目的或适销性所作的任何保证，所有该等保证均予以否认。\n\n11. 融资。买方的义务不以买方获得融资为条件。买方陈述，如有必要，其将安排融资。买方和卖方确认，经纪人未就买方获得融资的能力、买方取得该船舶任何类型抵押贷款的资格，或买方在任何司法管辖区为该船舶办理文件或登记的能力，作出任何陈述或保证。\n\n12. 副本。各方可签署任意数量的相同副本，每一副本均应视为正本（包括通过传真、电子邮件或其他电子方式证明的签名），效力如同所有签名均在同一文书上。\n\n13. 约束效力；同时合同；未来销售。本PSA对所有各方、其继承人、遗产代理人和/或受让人具有约束力。在本PSA有效期间，卖方不得出售该船舶或就该船舶订立出售协议。如未依照本PSA条款完成出售，而买方和卖方在本PSA终止后两年内，无论直接或通过由任一方拥有或控制的实体，就该船舶相互订立合同，卖方同意向经纪人支付与经纪人如本PSA所设想的交易完成本可获得的佣金相同的金额。\n\n14. 托管资金。各方确认：(a) 在资金已实际划入销售经纪人账户之前，销售经纪人不对该等资金负责；(b) 资金结清后，销售经纪人应以托管方式持有定金，且任一经纪人从任何一方收到的任何其他资金均应为该方以信托方式持有；(c) 销售经纪人可在向卖方支付定金或余款之前保留经纪人佣金；以及(d) 在涉及经纪人所持任何资金的任何争议中，买方和卖方应就与该争议以任何方式有关的法律费用和成本向经纪人作出赔偿，包括在任何上诉中产生的费用和成本（该义务由托管资金上的留置权担保）以及与佣金索赔有关的费用和成本；但经最终且不可上诉的判决认定存在故意不当行为或重大过失的经纪人除外。\n\n15. 附加条款。见附录。\n\n16. 其他。本PSA，包括其附件和附表，构成各方就本协议标的事项达成的完整协议，并取代此前及同时进行的所有谈判、协议、陈述、保证及其他与此有关的事项，无论其为书面、口头或其他形式。如经纪人成为涉及本PSA的任何诉讼的一方，则违约方应在所有审前、审判及上诉阶段偿还经纪人的成本和律师费。如本协议各方之间发生因本PSA标的事项引起的任何争议，胜诉方（包括经纪人）有权在所有审前、审判及上诉程序中获得合理费用和律师费。如本PSA的任何条款、条件或规定因任何原因被认定为不可执行，则应尽可能解释该条款以实现本PSA的意图，而非使其失效。在任何情况下，本PSA的所有其他条款和条件均应视为有效且可执行。除本协议明确规定外，不存在其他义务、责任、债务或保证。除经买方和卖方书面签署外，本PSA不得修改或变更。由代表任一方的律师或经纪人发出或送达的通知和交付，与由该方发出或向该方送达具有同等效力。所有通知必须以书面作出，并可通过亲自交付、隔夜快递、传真或电子方式作出；保留交付证明时，该等通知于交付时生效。买方可将本PSA转让给\n\n买方姓名首字母：\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\nRev. 3.10.20\n\n卖方姓名首字母：\n\n买方直系家庭的任何成员，或由买方和/或其直系家庭任何成员拥有或控制的实体。否则，任何一方均不得未经另一方同意转让本PSA，且该同意不得被无理拒绝。本PSA项下的任何索赔或权利均不得全部或部分放弃或免除，除非以书面作出，且任何放弃均不得适用于任何其他事项。\n\n除非在为其提供的特定情形中使用。段落标题仅供参考，并仅为便利起见而列入。17. 适用法律和争议解决。勾选(a)、(b)或(c)；如未勾选，则适用(a)。任何涉及本协议的争议将按以下方式解决：(a) [ ] 在位于__________州（如留空，则为佛罗里达州）的法院解决；(b) __________；(c) 通过在英国伦敦进行的具有约束力的仲裁解决。如适用(a)，本协议应受__________州法律管辖并依其解释，不考虑其法律冲突原则，诉讼程序应在卖方经纪人主要办事处所在地的法院进行；如该办事处位于佛罗里达州，则在__________进行。美国仲裁协会（American Arbitration Association，AAA）在仲裁开始时有效的规则应适用，除非以下规则适用：如争议金额（包括反诉）不超过USD $1,000,000,000，双方应在发出仲裁通知后二十（20）日内共同从国际游艇经纪人协会（International Yacht Brokers Association，IYBA）维护的仲裁员名单中选定一名独任仲裁员；如未能选定，IYBA有权指定该独任仲裁员。如争议金额较高，双方应各自指定一名仲裁员，该两名仲裁员应共同指定第三名仲裁员；如双方未能就第三名仲裁员达成一致，任何一方均可请求从IYBA维护的仲裁员名单中指定第三名仲裁员。独任仲裁员的决定，或在三名仲裁员组成的仲裁庭中任何两名仲裁员的决定，应为终局并对双方具有约束力。任何一方均可向有管辖权的法院申请执行仲裁裁决或强制仲裁。如选择(c)：(i) 本协议应受英国法律管辖并依其解释，不考虑其法律冲突原则；(ii) 因本协议引起或与本协议有关的争议，应根据《1996年仲裁法》或其任何法定修订或重新制定的规定提交仲裁，但以使本段规定生效所必要的范围为限；(iii) 仲裁应按照仲裁开始时有效的伦敦海事仲裁员协会（London Maritime Arbitrators Association，LMAA）规则进行；(iv) 如争议金额（包括反诉）低于USD$100,000，则适用其小额索赔程序；如争议金额等于或高于USD$100,000但低于USD$400,000，则适用其中等索赔程序。无论选择何种方案，双方均不可撤销地接受该等法院或仲裁机构的专属管辖，放弃其现在或此后可能就审判地或法院便利性提出的任何异议，同意所有与该程序有关的请求仅由该等法院或仲裁机构裁决，并进一步同意不在任何其他法院或仲裁机构提出与本协议有关的任何请求。双方在有机会寻求法律顾问意见后，放弃就本协议项下产生的请求由陪审团审判的权利，无论该等请求系针对彼此还是针对任何经纪人。\n\n买方　卖方：\n\n正楷姓名：　正楷姓名：\n\n职务：　职务：\n\n日期：　日期：\n\n卖方经纪人保证金确认（以资金结清为条件）\n\n正楷姓名：　金额：\n\n职务：　日期：\n\n买方首字母签名：\n\n©2020 International Yacht Brokers Association。保留所有权利。\n\n卖方首字母签名：\n\n修订版 3.10.20\n\n本表格由ITIA会员专用编制。双方及经纪人免除IYBA因使用本表格而产生或与之有关的损害赔偿责任。IYBA明确否认任何保证，包括有关适销性及特定用途适用性的保证。\n\nCase 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 8 of\n\n经纪船舶买卖协议补充协议，于2023年[-----]签署，由(i) Luc A. Despins（卢克·A.·德斯平斯）以Ho Wan Kwok（郭文贵）遗产的第11章受托人身份，以及(ii) [-----------]之间签订（以下简称“补充协议”）\n\n本协议中使用但未定义的大写术语，应具有于2023年5月30日就Lady May（“Lady May（梅女士号）”）签署的《经纪船舶买卖协议》（以下简称“PSA”）中规定的含义。为免疑义，对PSA的任何提及（无论是在本PSA还是本补充协议中）均指经本补充协议修改后的PSA。\n\n1. Luc A. Despins仅以Ho Wan Kwok遗产第11章受托人的身份作为PSA的一方，而非以其个人身份。因此，买方不得以任何方式向Luc A. Despins先生个人或Paul Hastings LLP（保罗·黑斯廷斯律师事务所）提出任何请求。\n\n2. PSA及PSA中的所有条款均须经United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦地区破产法院，以下简称“破产法院”）批准；Ho Wan Kwok的第11章案件，即Case No. 22-50073（以下简称“第11章案件”），正在该法院审理中。\n\n3. 尽管PSA中有任何相反规定，破产法院对有关PSA或因PSA产生的任何请求或争议享有专属管辖权，双方及经纪人均不可撤销地接受破产法院的专属管辖，放弃其现在或此后可能就审判地或法院便利性提出的任何异议，同意所有与PSA有关的请求均由该法院裁决，并进一步同意不在任何其他法院提出与PSA有关的任何请求。为免疑义，PSA第17条中有关对涉及PSA的任何争议进行仲裁的全部规定，特此删除。\n\n4. 尽管PSA中有任何相反规定，PSA应受New York（纽约州）法律管辖并依其解释，不考虑其法律冲突原则。\n\n5. PSA第1条第四句和第五句特此修改如下：\n\n“船舶”还包括截至本PSA日期船上所有属具、机械、设备、家具、燃料、消耗品，以及船上和/或船舶挂牌规格中包括的所有已登记或未登记的小艇、玩具、物品及附属物。将不存在除外清单。除卖方或挂牌经纪人在以下两者中较早日期提供的除外清单所列项目外，本协议包括所有项目；该日期为：(a) 生效日期起五日，或(b) 接受/拒绝日期；该等项目不包括在出售中。如买方接受船舶，则视为其已接受除外清单。为免疑义，Lady May II不作为根据本PSA出售船舶的一部分。\n\n6. PSA第1条第八句特此修改如下：\n\nCase 22-50073 Doc 1930-20 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 10 of 14\n\n第4段）但为将船舶移至交付地点者除外。如买方依本PSA拒绝或被视为拒绝船舶，且未以其他方式违反本PSA，则在支付为买方利益发生的所有费用后：(i) 卖方经纪人应将保证金返还给买方；(ii) 本PSA应终止；以及(iii) 双方及经纪人应解除其在本协议项下的任何进一步责任。经纪人不负责纠正试航和勘验期间发现的任何缺陷或不足所需的费用。\n\n9. PSA第4条第六句特此修改如下：\n\n在交割时，买方应向卖方支付余额（受第6段约束），保证金应在扣除紧接下一句所述款项后，为由卖方经纪人通过电汇转交卖方而向卖方发放。卖方欠付(i) 经纪人的佣金、存放费、保险费、维修费和/或其他项目费用（须经破产法院批准），或(ii) 任何其他权利负担持有人的任何款项，应由卖方经纪人在向卖方支付资金前从应付卖方的金额中扣除；卖方特此不可撤销地指示任何保证金持有人，依照本协议条款从保证金中向经纪人支付佣金，并在向卖方发放保证金前向经纪人支付。为免疑义，破产法院批准将船舶出售给买方的命令应规定，该船舶在不存在任何权利负担的情况下出售，任何权利负担应附着于出售所得款项。\n\n10. PSA第5条第二句特此修改如下：\n\n如挂牌经纪人和卖方经纪人为同一经纪公司，双方同意该经纪人在本交易中担任双重代理人，即同时代表买方和卖方；该经纪人可向双方披露其已知的、对船舶价值或吸引力具有重大影响的事实；但是，在该情形下，(a) 未经卖方同意，经纪人不得向买方披露卖方愿意以低于要价的金额出售船舶；以及(b) 未经买方同意，经纪人不得向卖方披露买方愿意支付高于报价的价格。\n\n11. PSA第6条第二句特此修改如下：\n\n交割前不少于两（2）个工作日，卖方应向买方交付：(a) 令人满意的所有权证明；(b) 所有权利负担已付款或已解除的证明（将在交割时全额支付的权利负担除外），该证明可以是由破产法院作出的批准出售船舶的命令（该命令应规定该船舶在不存在任何权利负担的情况下出售给买方）；(c) 卖方就本第6段中卖方的陈述和保证作出的保证及赔偿；(d) 如卖方为法人实体，则卖方实益所有人就本第6段中卖方的陈述和保证作出的个人保证及赔偿；以及(e) 将良好且可转让的所有权转移给买方所需的任何其他文件副本。\n\n12. PSA第7条第二句和第三句特此修改如下：\n\n如船舶在买方接受后受损，且必要修理费用低于购买价的百分之五（5%）并且完成修理所需时间少于30日，则卖方可自行选择：(a) 卖方可/必须在交割前依照良好海事惯例将损坏修复至紧接损坏前船舶的标准，买方可检查该修理；在此情形下，(b) 买方应/必须支付余额并接收经修复的船舶，以及(c) 交割日期应按修理期间的长度予以延长。如船舶在买方接受后受到更大程度的损坏，或卖方未行使前一句中的选择权，任何一方均可终止本PSA，后果与买方拒绝船舶时相同。\n\n13. PSA第8条特此修改如下：\n\n尽管本协议中有任何相反规定，如定金未在到期时支付，或因买方未履行义务而未完成交割，包括但不限于未在交割日之前支付余额或签署完成购买所必需的全部文件：(i) 定金应由卖方和经纪人留存，或如定金尚未支付，买方应向卖方和经纪人支付同等金额，作为约定的违约损害赔偿金，作为签署本PSA的对价，并作为各方之间所有索赔的完全和解；(ii) 销售经纪人应向买方退还其从买方收到的任何其他款项；以及 (iii) 各方将解除其在本PSA项下的所有义务；但前提是，如破产法院批准本PSA后，因买方未履行义务而未完成交割，卖方应从定金中向挂牌经纪人支付相当于$200,000的金额，该金额应抵扣并减少挂牌经纪人如与不同买方完成船舶出售时可能赚取的任何佣金（依其与卖方的委托函）。买方和卖方同意，定金应首先用于支付买方或经纪人就该船舶产生的任何未支付成本或费用，之后按百分之五十（50%）分配给卖方，并按百分之五十（50%）分配给经纪人；经纪人应按如出售已完成时佣金本应分配的相同比例进行分配。\n\n案件 22-50073 文书 1930-20 于 06/22/23 提交 于 06/22/23 18:40:24 登记 第 12 页，共 14 页\n\n该比例分配。如因卖方未履行义务而未完成交割（为免生疑问，不包括破产法院拒绝批准本PSA），定金及买方根据本PSA支付或存入的任何其他款项，应在要求时返还给买方，或买方有权要求实际履行。卖方同意，鉴于该船舶的独特性、证明损失的困难，以及以其他方式获得充分救济的不便或不可能性，实际履行属合理。如因卖方未履行义务而未完成交割，在卖方违约时，卖方应立即向经纪人支付如交易已完成本应支付的同等佣金；但前提是，破产法院拒绝批准本PSA不构成卖方未履行义务。如破产法院不批准本PSA，本PSA应视为终止，其后果与买方依照本PSA拒绝该船舶时相同。尽管本PSA中有任何相反规定，如因任何原因未完成交割（包括(a)因买方未履行其在本PSA项下的义务，(b)破产法院不批准本PSA，或(c)买方依照本PSA拒绝该船舶），卖方应有权选择按成本向买方购买该勘验报告；如卖方行使该选择权，买方应在支付该勘验报告成本后立即向卖方提供完整的勘验报告。\n\n14. 现将PSA第9条第一句修改如下：\n\n如适用，买方购买该船舶应缴纳的销售税或使用税由买方负责，买方应在交割时向受托人/销售经纪人支付应缴税款，\n\n15. 现于PSA第11条第一句后增加以下句子：\n\n买方声明并保证，其拥有足够现金及/或融资，以于交割时支付购买价款。买方还声明并保证，其与Ho Wan Kwok（郭文贵）不存在关联或关系，且并非代表Ho Wan Kwok或应Ho Wan Kwok之要求行事。\n\n16. 现将PSA第14条修改如下：\n\n各方确认，(a)在款项已结清进入卖方/销售经纪人的账户之前，卖方/销售经纪人不对定金负责；(b)款项结清后，卖方/销售经纪人应以托管方式持有定金，且任一经纪人从任何一方收到的任何其他款项均应为该方以信托方式持有；\n\n案件 22-50073 文书 1930-20 于 06/22/23 提交 于 06/22/23 18:40:24 登记 第 13 页，共 14 页\n\n(c)销售经纪人应依照本PSA，在向卖方释放/支付定金或余额之前保留应付经纪人的佣金；以及 (d)对于涉及经纪人持有的任何款项的任何争议，买方和卖方应赔偿经纪人与该争议以任何方式有关的法律费用和成本，包括任何上诉中发生的费用和成本（该义务由托管资金上的留置权担保），以及与佣金请求有关的费用和成本；但破产法院作出的最终且不可上诉判决认定故意不当行为或重大过失的经纪人除外。\n\n17. 现将PSA第16条第二句和第三句修改如下：\n\n如经纪人成为涉及本PSA的任何诉讼的一方，该经纪人的合理成本和律师费，包括审前、审判及上诉各阶段的费用，应由被认定违反本PSA的一方或多方偿还，除非破产法院作出的最终且不可上诉判决认定该经纪人有故意不当行为或重大过失。如本协议各方之间因本PSA标的事项而产生任何争议，胜诉方（包括经纪人）有权收回所有审前、审判及上诉程序中的合理开支、律师费和成本，除非破产法院作出的最终且不可上诉判决认定该胜诉方有故意不当行为或重大过失。\n\n18. 现将PSA第16条第九句和第十句修改如下：\n\n买方可将本PSA转让给买方直系亲属的任何成员，或由买方及/或其直系亲属任何成员拥有或控制的任何实体。除此以外，任何一方均不得未经另一方同意而转让本PSA，且该同意不得被不合理地拒绝。\n\n19. 现将PSA第4页签字栏中的“销售经纪人定金确认（以款项结清为条件）”修改为：“卖方定金确认（以款项结清为条件）”，\n\n卖方\n\n签署：\n\n姓名：Luc A. Despins，作为Ho Wan Kwok（郭文贵）遗产的第11章受托人\n\n日期：\n\n案件 22-50073 文书 1930-20 于 06/22/23 提交 于 06/22/23 18:40:24 登记 第 14 页，共 14 页","key_entities":["Je","Despins","Kwok","Ho Wan Kwok","Paul Hastings"],"ecf_references":[],"word_count":6432,"status":"published","published_at":"2023-06-22 00:00:00","created_at":"2023-06-22","updated_at":"2026-08-23 19:38:17"}