{"id":"court_ctb_1930_24","court":"CTB","case_no":"22-50073","doc_number":1930,"sub_number":24,"doc_type":"EXHIBIT","filed_date":"2023-06-22","title":"Exhibit 24 Bongartz, Alex","summary_zh":null,"summary_en":null,"body_en":"#### **Exhibit 24**\n\n### Bongartz, Alex\n\n| From:        |                                      |\n|--------------|--------------------------------------|\n| Sent:        | Tuesday, May 30, 2023 4:40 PM        |\n| To:          | Bongartz, Alex                       |\n| Cc:          | daj@edmiston.com; Despins, Luc A.    |\n| Subject:     | [EXT] RE: Lady May - Addendum to PSA |\n| Attachments: | PSA and Addendum Lady May            |\n\nYou don't often get email from\n\n. Learn why this is important\n\nGood Afternoon,\n\nPlease find attached the signed PSA and addendum for the purchase of M/Y Lady May.\n\nThe terms of PSA and addendum were not altered from what was provided.\n\nThe client is ready to send the deposit immediately and proceed with the survey.\n\nBest Regards,\n\n![](_page_1_Picture_10.jpeg)\n\nFrom: Bongartz, Alex <alexbongartz@paulhastings.com> Sent: Tuesday, May 30, 2023 2:15 PM To: Cc: daj@edmiston.com; Despins, Luc A. <lucdespins@paulhastings.com>\n\nSubject: RE: Lady May - Addendum to PSA\n\nYes, you have attached the correct version of the Addendum.\n\nAlex\n\nFrom: Sent: Tuesday, May 30, 2023 1:07 PM To: Bongartz, Alex <alexbongartz@paulhastings.com> Cc: daj@edmiston.com; Despins, Luc A. <lucdespins@paulhastings.com> Subject: [EXT] Lady May - Addendum to PSA\n\nYou don't often get email from\n\n. Learn why this is important\n\nGood Afternoon Alex and Dirk,\n\nPlease confirm that the attached addendum is what you would like executed and submitted with the PSA. If it is not, please send me the appropriate version to execute. Thank you.\n\nBest Regards,\n\n![](_page_2_Picture_3.jpeg)\n\n14 INTERNATIONAL YACHT BROKERS ASSOCIATION\n\nCase 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 4 of\n\n# PURCHASE AND SALE AGREEMENT FOR BROKERAGE VESSEL\n\n| BUYER:                                   | SELLER: Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok |\n|------------------------------------------|-----------------------------------------------------------------------------|\n| Address:                                 | Address: c/o Paul Hastings LLP, 200 Park Avenue                             |\n|                                          | New York, New York 10166                                                    |\n| Nationality:                             | Nationality: U.S.                                                           |\n| VESSEL NAME: Lady May                    | MANUFACTURER: Feadship                                                      |\n| Model: Semi displacement motor yacht     | Length Overall: 44.25m                                                      |\n| Year: 2014                               | Doc or / Reg No .: 745195<br>Flag: Cayman Is.                               |\n| Hull No.: 688                            | Engine Description: Diesel (Caterpillar)                                    |\n| Selling Broker:                          | Listing Broker: Edmiston & Company Limited                                  |\n| IMPORTANT DATES                          | PURCHASE PRICE                                                              |\n| Offer Date: May 30, 2023                 | Purchase Price: \\$16.400,000.00                                             |\n| Offer Expiration Date: June 9, 2023      | Less Deposit: \\$3,280,000.00                                                |\n| Accept/Reject Date: June 28, 2023        | Less Trade Allowance (see Addendum): Not applicable                         |\n| Closing Date: on or before July 20, 2023 | Balance: \\$13.120,000.00                                                    |\n\nDelivery Location: International waters, off the coast of Rhode Island NOTE: If Vessel is to be moved to the Delivery Location must be specified with precision. The mere listing of a port or city is insyfficient.\n\nADDITIONAL REGISTERED VESSELS INCLUDED Y Yes \\_ No\n\n1. Agreement. Buyer agrees to purchase, and Seller agrees to sell, all right, title and in the Vessel described above on the terms and conditions set forth in this Purchase and Sale Agreement (\"PSA\"). Capitalized terms used in this PSA refer to the corresponding terms in the table above unless otherwise defined here of this PSA is the date on which is has been signed by both parties. \"Vessel\" also includes all gear, machiner, furniture, fuel, consumables, and all registered tenders, toys, articles and appurtenances on board the Vessel and/or included on the Vessel's listing specification as of this Agreement, except for items listed on the Exclusions List provided by the Seller or Listing Broker on the Effective Date or (b) the Accept (b) the Accept (Reject Date, which items are not included in the sale. Buyer will be deemed to have accepted the Exclusion List if it accepts the Vessel. Listing Broker and Selling Broker shall be referred to here's .\" If there is a Trade Allowance, the conditions of the trade-in will be governed by the attached Trade-In Vessel Addendum. If either party fails to sign this PSA and deliver it to the other party on or before the Offer Explration Date, this PSA will be ineffective.\n\n2. Deposit. Within business days if left blank) following Sellers signature of this PSA, Buyer shall pay the Deposit to the Selling Broker's account, as acknowledged below, as a deposit toward the Purchase Price to the terms of this PSA. Seller may refuse to permit Buyer to proceed with the trial run, survey and other inspections of the Vessel until the Deposit has cleared into the Selling Broker's escrow account.\n\n3. Survey Option; Acceptance of Vessel; Conditions of Survey. Buyer's obligation to purchase the Vessel is subject to Buyer's satisfaction, in Buyer's sole discretion, with a trial run and survey of the Vessel though Buyer may elect not to have the Vessel inspected; (a) Buyer will select the surveyor, and not the Brokers, will be the sole party responsible for any errors or onissions with respect to the survey, notwithstanding that the Broked information to and assisted Buyer with hiring the surveyor, (c) Seller shall moke the Vessel available and Buyer shall complete the trial run and survey as soon as practicable, (d) Seller shall pay all running expenses for, and assume the risks associated with, the trial run, and Buyer shall pay all costs of the survey, including associated costs, e.g., haul-out, dry dock, and subcontractors' charges, (e) Buyer and its surveyor will be solely responsible for determining the scope of the trial run to assess the Vessel's confornity with Buyer shall deliver written notice of rejection or acceptance of the Vessel to Seller or the Listing Broker on or before the Accept/Reject Date. Whether or not Buyer has inspected the Vessel, Buyer will be deemed to have rejected the Vessel if it fails to give timely written notice of its acceptance of the Vessel, Seller will not make any use of the Vessel pending (defined in Paragraph 4) except to move the Vessel to the Delivery Location. f Buyer\n\nBuyer's Initials:\n\n@2020 International Yacht Brokers Association. All rights reserved.\n\nSeller's Initials:\n\nRev.3.10.20\n\nThis form was prepared for the exclusive use and be IYA. The parties and Bokers hereby celesse the YOA from any liability for domages resulting from or reloted to its use. The IPBA expressly disclaims and oil warrantes, including merchantability and fitness for a particular purpose, related to the use of this form.\n\n# Case 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 5 of\n\nrejects or is deemed to reject the Vessel, after all expenses incurred on Buyer's behalf have been paid, (i) the Selling Broker shall return the Deposit to Buyer, (i) this PSA will terminate, and (ii) the parties and the Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the cost to correct any deficiencies noted during the trial run and survey.\n\n4. Closing, The transfer of Vessel's ownership (\"Closing\") will occur on the Closing Date at the Delivery Location simultaneously with payment of all funds due from the Buyer and delivery of originals of all other documents necessary for transfer of good and marketable titleto Buyer. If the Vessel must move to the Delivery Location, Seller should not deliver Vessel to the Closing Location unless funds have been paid in full or are being held subject to an escrow conditioned only upon delivery of the Vessel to the Delivery Location and release of title documents to the Buyer. Closing may be facilitated by overnight courier or electronic means. Seller shall deliver the Vessel (as defined in Paragraph 1) to Buyer at the Delivery Location except for fuel consumed during the trial run and any voyage to the Delivery Location. On or before the Closing Date, Seller must deling Broker all documents necessary to transfer title to the Vessel (and all other items hereby required to be delivered) to Buyer. At Closing, Buyer shall pay the Balance to Seller (subject to Paragraph 6) and/or to the Selling Broker for onward transfer to Seller by wire transfer. Any funds Seller owes to (i) the Brokers for the commission, storage, insurance, repairs and/or other items or (ii) the holder of any other Encumbrance, will be deducted from the Seller by the Selling Broker prior to disbursement of funds to Seller, which hereby irrevocably instructs any Deposit holder to pay the Commission from the Deposit to the Brokers pursuant to the terms hereof.\n\n5 Brokers. The parties acknowledge that the Selling Broker are the only brokers that procured this PSA, If the Listing Broker and the Selling Broker are the same broker consent to that Broker acting as a dual-agent in this transaction, i.e., representing both Buyer and Seller, and the Broker may disclose to both parties facts known to the Broker materially affecting the Vessel's value or desirability; provided, however, that in such instance the Broker's consent, disclose to Buyer that Seller is willing to sell the Vessel for an amount less than the asking price or, without Buyer's consent, disclose to Seller that Buyer is willing to pay a price greater than the offering price. If the Selling Broker are different, the Listing Broker will represent Seller only and owe no duties, fiduciary or otherwise, to Buyer, and the Selling Broker will represent Buyer only and owe no duties, fiduciary or otherwise, to Seller (though paid by Seller). The Brokers are obligated to perform only the duties expressly set forth herein and no implied duties or obligations may be read into this PSA. Seller shall be solely responsible for payment of commission due to the Brokers in connection with the sale of the Vessel as set forth herein. Each party represents and warrants to the other that he has not employed or dealt with any other broker, agent or finder in carrying out the negotiations relating to the sale of the Vessel to Buyer and acknowledges that the Brokers are third-party beneficiaries to this PSA.\n\n6. Seller's Representations; Requirements for Closing Seller represents and warrants that it will transfer to Buyer good and marketable title to the Vessel, free and clear of all debts, claims, maritime or common law liens, security interests, excise taxes, and any other applicable taxes, customs' duties, or tariffs due to any state, country, regulatory and/or taxing authority of any kind whatsoever (collectively, \"Encumbrances\"). No less than two (2) business days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing), (c) a guaranty and indemnification from Seller guaranteeing Seller's representations and warranties in this Paragraph 6, (d) if Seller is a legal entity, a personal guaranty and indemnification from Seller's beneficial owner(s) guaranteeing Seller's representations and warranties in this Paragraph 6, and (e) copies of any other documents necessary for transfer of good and marketable title to Buyer. Seller shall pay any cost associated with, and shall cooperate fully to obtain, any authorization for sale required from any governing authority. Any party which is a legal entity will provide to the other prior to Closing (i) proof that it is in good standing under the State or other jurisdiction under which the entity has been formed, (ii) a consent action or resolution the entity's duly authorized decision to purchase or sell the Vessel as well as the authority of the individual delivering or accepting this PSA and/or purchase and sales documents,(iii) a power of attorney demonstrating the authority of the individual delivering or accepting the Vessel and (iv) as to Seller, its wire transfer information.\n\n7. Risk of Loss; Force Majeure. Seller will bear the risk of lossel prior to Closing. If the Vessel is damaged subsequent to Buyer's acceptance and the necessary repairs will cost han five percent (5%) of the Purchase Price and require fewer than 30 days to complete, then (a) Seller must repair the Closing in accordance with sound marine practices to the standard of the Vessel immediately prior to the damage and Buyer may inspect such repair, (b) Buyer must pay the Balance and take delivery of the Vessel as repaired, and (c) the Closing Date will be extended by the repair period. If the Vessel is damaged to a greater extent subsequent to Buyer's acceptance, elther party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel. Either party's obligation to perform will be suspended to the extent required to accommodate unforeseable events beyond that party's reasonable control (\"Force Mojeure Events\"), including, without limitation, acts of terrorism, strikes, lockouts, riots, acts of war, fire, communication line failures, computer viruses, power failures, accidents, tropical storms, hurricanes, or other natural disasters. If a Force Majeure Event occurs, the time periods referred to in this PSA, including, without limitation, the Closing Date, will be deemed extended by the time necessary to permit the affected party to perform in accordance with this PSA; provided, however, if the Force Mojeure Event delays the Closing Date for a period of at more than 30 days, either party may terminate this PSA with the same consequences as if Buyer had rejected the Vessel.\n\n8. Default. Notwithstanding anything herein to the contrary, if the Deposit is not poid when due or Closing is not consummated due to Buyer's non-performance, including, without limitation, failure to pay the Balance or execute all documents necessary for completion of the\n\nBuyer's Initials:\n\n@2020 International Yacht Brokers Association. All rights reserved.\n\nRev. 3.10.20\n\nSeller's Initials:\n\n## Case 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 6 of\n\npurchase by the Closing Date: (i) the Deposit shall be retained by (or if the Deposit was not paid, Buyer shall pay a like and the Brokers as liquidated and agreed damages, as consideration of this PSA, in full settlement of all claims between the parties, (ii) the Selling Broker shall return to Buyer any other funds received from Buyer, and (ii) the parties will obligations under this PSA. Buyer and Seller agree that the Deposit will be applied first to payment of any unpaid costs or expenses that Buyer or Broker Incurred against the Vessel and then divided fifty percent (50%) to the Seller and fifty percent (50%) to the Brokers shall divide in the same proportions as the commission would have been consummated. If the Closing is not consummated due to Seller's non-performance, the Deposit, and any other money paid or deposited by Buyer, pursuant to this PSA will be returned to Buyer upon demand or Buyer will have the right of specific performance is reasonable in light of the uniqueness of the Vessel, difficulty of proof of loss, and the inconvenience or impossibility of otherwise on adequate remedy. On Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction closed.\n\n9. Sales and Use Taxes. Sales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the Selling Broker at Closing. Buyer hereby indemnifies and holds harmless Seller and from any sales or use taxes for which Buyer is responsible.\n\n10. REPRESENTATIONS AND WARRANTIES. SELLER AND THE BROKERS BELIEVE THAT ANY INFORMATION ANY OF THEM HAS PROVIDED ON THE VESSEL IS GOOD AND CORRECT AND OFFER THE INFORMATION IN GOOD FAITH, BUT DO NOT AND CANNOT GUARANTEE THE ACCURACY OF SUCH INFORMATION. BUYER WARRANTS AND REPRESENTS, AS OF THE TIME OF CLOSING, THAT IT (A) WILL HAVE FULLY INSPECTED AND MADE A TRIAL RUN OF THE VESSEL (OR HAVE VOLUNTARILY WAVED THESE RIGHTS) AND (B) IS NOT RELYING ON ANY ADVERTISEMENTS, PROMISES, DESCRIPTIONS, AFFIRMATIONS, OR REPRESENTATIONS (WHETHER ORAL OR WRITTEN, PROOR TO OR CONTEMPORANEOUS WITH THIS PSA) PROVIDED BY THE SELLER OR BROKERS. UPON CLOSING, BUYER WILL BE DEEMED TO HAVE ACCEPTED THE VESSEL IN ITS \"AS IS\" CONDITION. SELLER AND THE BROKERS HAVE GIVEN NO WARRANTY, EITHER EXPRESSED OR IMPLIED, AND MAKE NO REPRESENTATION AS TO THE CONDITION OF THE VESSEL, ITS FITNESS FOR ANY PARTICULAR PURPOSE OR MERCHANTABILITY, ALL OF WHICH ARE DISCLAIMED.\n\n11. Financing. Buyer's obligations are not contining financing. Buyer represents that it will arrange financing, if necessary. Buyer and Seller acknowledge that the Brokers have made no representations or warranties with respect to Buyer's ability to obtain financing, Buyer's qualifications to obtain any type of mortgage on the Vessel, or Buyer's ability to document or register the Vessel in any jurisdiction.\n\n12. Counterparts. The parties may sign this PSA in any number of identical counterparts, each of which will be deemed an original (including signatures evidenced via facsimile, email or other electronic means) as if the signatures were upon the same instrument.\n\n13. Binding Effect; Contemporaneous Contracts; Future Sales. This PSA is binding on all parties, their heirs, personal representatives and/or assigns. Seller shall not sell the Vessel or enter into any contract for the sale of the Vessel while this PSA is in effect. If a sale is not consummated in accordance with the terms of this PSA, and Buyer and Seller enter into a contract between themselves for the Vessel, whether directly or through an entity under a party's ownership or control, within two years after this PSA is terminated, Seller agens to pay the Brokers an amount identical to the commission the Brokers would have received had the transaction contemplated under this PSA closed.\n\n14. Escrowed Funds. The parties acknowledge that (a) the Selling Broker will not be responsible for the Deposit until the funds have cleared into the Selling Broker's account, (b) the Selling Broker shall hold the Deposit in escrow once the funds have cleared and any other funds received by either Broker from any party will be held in trust for that party, (c) the Selling Broker may retain the commission due the Brokers prior to disbursement of the Deposit or Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnify the Brokers for legal fees and costs relating in any way to the dispute, incurred in any appeals (which obligation is secured by a lien on the escrowed funds) and those relating to a claim for a commission, except as to a Broker found, in a final non-appealable judgment, to have engaged in willful misconduct or acted with gross negligence.\n\nSee Addendum. 15. Additional Terms.\n\n16. Miscellaneous. This PSA, including its exhibits and schedules, is the entire ggreement between the subject matter hereof and supersedes all prior and contemporaneous negotiations, warrantes, and understandings pertaining thereto, be they in writing, oral, or other becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA. In the event of any dispute between the parties hereto arising out of the subject matter of this PSA, the prevaling party (including the Brokers) shall be entitled to recover reasonable expenses, attorney's fees and costs for all pretrial, trial and appellate proceedings. If any term, condition, or provision of this PSA is held to be unenforceable for any reason, it shall be interpreted to achieve the intent of this PSA to the extent possible rather than avoided. In any event, all other terms, conditions and provisions of this PSA shall be deemed valid and enforceable. There are no other duties, obligations, liabilities, or warranties, implied or otherwise, except as set forth herein. This PSA may not be amended or modified, except in writing, signed by Buyer and Seller. Notice and delivery given by or to the attorney or Broker representing any party shall be as effective as if given by or to that party. All notices must be in writing and may be made by personal delivery, overnight courier, facsimile, enail, or other electronic means, and shall be effective upon delivery retained. Buyer may assign this PSA to\n\nBuyer's Initials:\n\n@2020 International Yacht Brokers Association. All rights reserved.\n\nRev. 3.10.20\n\nSeller's Initials:\n\n### Case 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 7 of\n\n14\n\n| Print:      | Amount:                                                                             |  |\n|-------------|-------------------------------------------------------------------------------------|--|\n| Title:      | Date:                                                                               |  |\n|             |                                                                                     |  |\n|             |                                                                                     |  |\n|             |                                                                                     |  |\n| s Initials: | Seller's Initials:                                                                  |  |\n| of 4        | Rev. 3.10.20<br>@2020 International Yacht Brokers Association. All rights reserved. |  |\n\n#### Addendum to Purchase and Sale Agreement for Brokerage Vessel, executed on May 30, 2023, Between (i) Luc A. Despins, as the Chapter 11 Trustee for the Estate of Ho Wan (the \"Addendum\") Kwok and (ii)\n\nCapitalized terms used but not defined herein have the meanings set forth in the Purchase and Sale Agreement for Brokerage Vessel, executed on May 30, 2023, with respect to the Lady May (the \"PSA\"). For the avoidance of doubt, any reference to the PSA (whether in this PSA or the Addendum) shall be to the PSA as modified by this Addendum.\n\n- I. Luc A. Despins is party to the PSA solely in his capacity as the chapter 11 trustee for the estate of Ho Wan Kwok, and not in his personal capacity. Accordingly, no claim whatsoever may be asserted by Buyer against Mr. Luc A. Despins in his personal capacity or Paul Hastings LLP.\n- 2. The PSA and all terms in the PSA are subject to approval of the United States Bankruptcy Court for the District of Connecticut (the \"Bankruptcy Court\"), in which court the chapter 11 case of Ho Wan Kwok, Case No. 22-50073 (the \"Chapter 11 Case\"), is pending.\n- 3. Notwithstanding anything in the PSA to the contrary, the Bankruptcy Court shall have exclusive jurisdiction over any claim or dispute in respect of or arising out of the PSA, and the parties and the Brokers irrevocably submit to the exclusive jurisdiction of the Bankruptcy Court, waive any objection they now or hereafter may have to venue or Dankruptey Court, waree that all claims relating to the PSA will be decided in such court, and, further, not to bring any claim relating to the PSA in any other court. For the avoidance of doubt, all provisions in Section 17 of the PSA regarding the arbitration of any dispute involving the PSA are hereby deleted.\n- 4. Notwithstanding anything in the PSA to the contrary, the PSA is governed by and interpreted according to the State of New York regardless of its principles of conflicts-of-laws.\n- 5. The fourth and fifth sentences in Section 1 of the PSA are hereby modified as follows:\n\n\"Vessel\" also includes all gear, machinery, equipment, furniture, fuel, consumables, and all registered or unregistered tenders, toys, articles and appurtenances on board the Vessel and/or included on the Vessel's listing specification as of the date of this PSA. There will be no Exclusions List.Agreement, except for items listed on the Exelusions List provided by the Seller or Listing Broker on the earlier of (a) five days from the Effective Date or (b) the Accept/Reject Date, which items are not included in the sale. Buyer will be deemed to have accepted the Exclusion List if it accepts the Vessel. For the avoidance of doubt, the Lady May II is not included as part of the sale of the Vessel pursuant to this PSA.\n\n6. The eighth sentence in Section I of the PSA is hereby modified as follows:\n\n14\n\n![](_page_8_Picture_7.jpeg)\n\nParagraph 4) except to move the Vessel to the Delivery Location. If Buyer rejects or is deemed to reject the Vessel in accordance with this PSA and is not otherwise in breach of this PSA, after all expenses incurred on Buyer's behalf have been paid, (i) the SellerSelling Broker shall return the Deposit to Buyer, (ii) this PSA will terminate, and (iii) the parties and the Brokers will be released from any further liability hereunder. The Brokers will not be responsible for the cost to correct any defects or deficiencies noted during the trial run and survey.\n\n9. The sixth sentence in Section 4 of the PSA is hereby modified as follows:\n\nAt Closing, Buyer shall pay the Balance to Seller (subject to Paragraph 6) and the Deposit shall be released to Seller, subject to the deduction in the immediately following sentenceand/or to the Selling Broker for onward transfer to Seller by wire transfer. Any funds Seller owes to (i) the Brokers for the commission, storage, insurance, repairs and/or other items (which are subject to approval of the Bankrupter Court)or (ii) the holder of any other Encumbrance, will be deducted from the amount due Seller by the Selling Broker prior to disbursement of funds to Seller, which hereby irrevocably instructs any Deposit holder to pay the Commission from the Deposit to the Brokers pursuant to the terms hereofDeposit and paid to the Brokers prior to the release of the Deposit to Seller. For the avoidance of doubt, the order of the Bankruptcy Court approving the sale of the Vessel to Buyer shall provide that the Vessel is being sold free and clear of any Encumbrances, with any Encumbrances attaching to the proceeds of the sale.\n\n10. The second sentence of Section 5 of the PSA is hereby modified as follows:\n\nIf the Listing Broker and the Selling Broker are the same brokerage, the parties consent to that Broker acting as a dual-agent in this transaction, i.e., representing both Buyer and Seller, and the Broker may diselose to both parties facts known to the Broker materially affecting the Vessel's value or desirability; provided, however, that in such instance (a) the Broker shall not, without Seller's consent, disclose to Buyer that Seller is willing to sell the Vessel for an amount less than the asking price and (b) the Broker have no duties to the Buyer in connection with the sale of the Vesselor, without Buyer's consent, disclose to Seller that Buyer is willing to pay a price greater than the offering price.\n\n11. The second sentence of Section 6 of the PSA is hereby modified as follows:\n\nNo less than two (2) business days before Closing, Seller shall deliver to Buyer (a) satisfactory evidence of title, (b) proof of payment or removal of all Encumbrances (except for those encumbrances that will be paid in full at closing), which proof may be the order entered by the\n\n![](_page_9_Picture_8.jpeg)\n\n![](_page_10_Picture_7.jpeg)\n\nproportions as the commission would have been divided had a sale been consummated. If the Closing is not consummated due to Seller's nonperformance (which, for the avoidance of doubt, shall not include the Bankruptcy Court declining to approve this PSA), the Deposit, and any other money paid or deposited by Buyer; pursuant to this PSA, will be returned to Buyer upon demand or Buyer will have the right of specific performance. Seller agrees that specific performance is reasonable in light of the uniqueness of the Vessel, difficulty of proof of loss, and the inconvenience or impossibility of otherwise obtaining an adequate remedy. If Closing is not consummated due to Seller's nonperformance on Seller's default, Seller shall forthwith pay the Brokers the same commission otherwise payable had the transaction closed; provided, however, that the Bankruptcy Court declining to approve this PSA shall not constitute non-performance on the part of Seller. In the event the Bankruptcy Court does not approve this PSA, this PSA shall be deemed terminated with the same consequences as if Buyer had rejected the Vessel in accordance with this PSA. Notwithstanding anything in this PSA to the contrary, if the Closing is not consummated for any reason (including (a) due to the Buyer's non-performance of its obligations under this PSA, (b) the Bankruptcy Court does not approve this PSA, or (c) the Buyer rejects the Vessel in accordance with this PSA), Seller shall have the option to purchase the survey from Buyer at cost and, if the Seller exercises this option, Buyer shall provide the complete survey to Seller immediately upon payment of the cost of such survey.\n\n14. The first sentence of Section 9 of the PSA are hereby modified as follows:\n\nSales or use taxes payable on Buyer's purchase of the Vessel, if applicable, are Buyer's responsibility, and Buyer shall pay the taxes due to the TrusteeSelling Broker at Closing.\n\n15. The following sentence is hereby added after the first sentence of Section 11 of the PSA:\n\nBuyer represents and warrants that it has sufficient cash and/or financing to fund the Purchase Price at Closing. Buyer also represents and warrants that it is not affiliated with or related to Ho Wan Kwok and/or is not acting on behalf of or at the behest of Ho Wan Kwok.\n\n16. Section 14 of the PSA are hereby modified as follows:\n\nThe parties acknowledge that (a) the SellerSelling Broker will not be responsible for the Deposit until the funds have cleared into the Seller'sSelling Broker's account, (b) the SellerSelling Broker shall hold the Deposit in escrow once the funds have cleared and any other funds received by either Broker from any party will be held in trust for that\n\n![](_page_11_Picture_8.jpeg)\n\nparty, (c) the SellerSelling Broker shall pay, in accordance with this PSA,may retain the commission due the Brokers prior to the releasedisbursement of the Deposit or Balance to Seller, and (d) in any dispute involving any funds held by the Brokers, Buyer and Seller will indemnify the Brokers for legal fees and costs relating in any way to the dispute, including those incurred in any appeals (which obligation is secured by a lien on the escrowed funds) and those relating to a claim for a commission, except as to a Broker found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n17. The second and third sentences of Section 16 of the PSA are hereby modified as follows:\n\nIf a Broker becomes a party to any litigation involving this PSA, the Broker shall be reimbursed for their reasonable costs and attorney's fees, at all pretrial, trial and appellate levels, by the party or parties found to have breached this PSA, unless such Broker is found, in a final nonappealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence. In the event of any dispute between the parties hereto arising out of the subject matter of this PSA, the prevailing party (including the Brokers) shall been titled to recover reasonable expenses, attorney's fees and costs for all pretrial. trial and appellate proceedings, unless such prevailing party is found, in a final non-appealable judgment of the Bankruptcy Court, to have engaged in willful misconduct or acted with gross negligence.\n\n18. The ninth and tenth sentences of Section 16 of the PSA are hereby modified as follows:\n\nBuyer may assign this PSA to any member(s) of Buyer's immediate family or any entity owned or controlled by Buyer and/or any member(s) of his immediate family. Otherwise, nNeither party may assign this PSA without the other party's consent, which consent shall not be unreasonably withheld.\n\n19. In the signature block on page 4 of the PSA, the phrase \"Selling Broker Deposit Confirmation (Subject to clearance of funds)\" is hereby modified to read: \"Seller Deposit Confirmation (Subject to clearance of funds)\".\n\n#### Seller\n\nBy:\n\nName: Luc A. Despins, as chapter 11 trustee for the estate of Ho Wan Kwok\n\nDate:\n\n![](_page_13_Figure_3.jpeg)","body_zh":"附件 24\n\nBongartz, Alex\n\n发件人：\n\n发送时间：2023年5月30日，星期二，下午4:40\n收件人：Bongartz, Alex\n抄送：daj@edmiston.com；Desp​ins, Luc A.\n主题：[外部] 回复：Lady May——PSA 附录\n附件：Lady May PSA 及附录\n\n您不常收到来自\n\n的电子邮件。了解此信息为何重要\n\n下午好，\n\n请查收随附的、关于购买 M/Y Lady May 的已签署 PSA 及附录。\n\nPSA 及附录的条款未对所提供的版本作出修改。\n\n客户已准备好立即支付保证金并进行检验。\n\n顺颂商祺，\n\n发件人：Bongartz, Alex <alexbongartz@paulhastings.com> 发送时间：2023年5月30日，星期二，下午2:15 收件人：抄送：daj@edmiston.com；Desp​ins, Luc A. <lucdespins@paulhastings.com>\n\n主题：回复：Lady May——PSA 附录\n\n是的，您附上的附录版本正确。\n\nAlex\n\n发件人：发送时间：2023年5月30日，星期二，下午1:07 收件人：Bongartz, Alex <alexbongartz@paulhastings.com> 抄送：daj@edmiston.com；Desp​ins, Luc A. <lucdespins@paulhastings.com> 主题：[外部] Lady May——PSA 附录\n\n您不常收到来自\n\n的电子邮件。了解此信息为何重要\n\n下午好，Alex 和 Dirk：\n\n请确认所附附录是否为您希望签署并与 PSA 一同提交的版本。如不是，请向我发送供签署的适当版本。谢谢。\n\n顺颂商祺，\n\n14 国际游艇经纪人协会\n\nCase 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 4 of\n\n经纪船舶购买和销售协议\n\n买方：　卖方：Luc A. Despins，作为 Ho Wan Kwok（郭文贵）财产的第 11 章受托人\n\n地址：　地址：c/o Paul Hastings LLP, 200 Park Avenue\nNew York, New York 10166\n国籍：　国籍：美国\n船舶名称：Lady May　制造商：Feadship\n型号：半排水型机动游艇　总长：44.25m\n年份：2014　文件或/登记编号：745195\n船旗：开曼群岛\n船体编号：688　发动机说明：柴油（Caterpillar）\n出售经纪人：　挂牌经纪人：Edmiston & Company Limited\n重要日期　购买价格\n要约日期：May 30, 2023　购买价格：\\$16.400,000.00\n要约到期日：June 9, 2023　减：保证金：\\$3,280,000.00\n接受/拒绝日期：June 28, 2023　减：以旧换新折让（见附录）：不适用\n成交日期：不迟于 July 20, 2023　余额：\\$13.120,000.00\n\n交付地点：罗得岛海岸外国际水域 注：如需将船舶移至交付地点，必须准确具体说明。仅列出港口或城市并不充分。\n\n所含额外登记船舶 Y 是 \\_ 否\n\n1. 协议。买方同意购买，卖方同意出售上述船舶中的一切权利、所有权及权益，但须遵守本购买和销售协议（“PSA”）所载的条款和条件。本 PSA 中使用的首字母大写术语，除非本 PSA 另有定义，均指上表中的相应术语。本 PSA 的生效日期为双方签署本 PSA 之日。“船舶”还包括船上及/或截至本协议日期列入船舶挂牌规格说明中的所有设备、机械、家具、燃料、消耗品，以及所有已登记的附属艇、玩具、物品和附属物，但卖方或挂牌经纪人在生效日期或接受/拒绝日期提供的除外物品清单中列出的物品除外，该等物品不包括在出售范围内。若买方接受船舶，则视为其已接受除外物品清单。挂牌经纪人和出售经纪人以下统称为“经纪人”。如存在以旧换新折让，旧船置换条件应受所附《以旧换新船舶附录》管辖。如任一方未在要约到期日或之前签署本 PSA 并将其交付给另一方，本 PSA 即不生效。\n\n2. 保证金。在卖方签署本 PSA 后三个工作日内（如留空），买方应按照下述确认，将保证金支付至出售经纪人的账户，作为依照本 PSA 条款支付购买价格的保证金。在保证金已结清并存入出售经纪人的托管账户之前，卖方可拒绝允许买方进行船舶试航、检验及其他检查。\n\n3. 检验选择权；接受船舶；检验条件。买方购买船舶的义务，以买方自行酌情决定对船舶试航和检验的满意程度为条件；但买方可选择不对船舶进行检查；(a) 买方将选择检验员，并且买方而非经纪人将对与检验有关的任何错误或遗漏承担全部责任，尽管经纪人曾向买方提供信息并协助买方聘请检验员；(c) 卖方应提供船舶，买方应尽快完成试航和检验；(d) 卖方应支付试航的一切运行费用并承担与试航相关的风险，买方应支付检验的一切费用，包括相关费用，例如起吊、干船坞和分包商费用；(e) 买方及其检验员应独自负责确定试航范围，以评估船舶是否符合本 PSA；买方应于接受/拒绝日期当日或之前向卖方或挂牌经纪人发出书面拒绝或接受船舶通知。无论买方是否检查船舶，如其未及时发出接受船舶的书面通知，即视为买方拒绝船舶。在成交（定义见第4段）完成前，卖方不得使用船舶，但为将船舶移至交付地点而使用的除外。如买方\n\n买方姓名首字母：\n\n©2020 国际游艇经纪人协会。保留所有权利。\n\n卖方姓名首字母：\n\nRev.3.10.20\n\n本表格仅为 IYBA 的专属使用及利益而编制。双方及经纪人特此免除 IYBA 因使用本表格所导致或与之有关的损害赔偿责任。IYBA 明确否认与使用本表格有关的一切保证，包括适销性和特定用途适用性的保证。\n\nCase 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Paqe 5 of\n\n拒绝或被视为拒绝船舶，则在支付为买方利益而发生的一切费用后，(i) 出售经纪人应将保证金退还买方，(ii) 本 PSA 将终止，且 (iii) 双方及经纪人将免除本协议项下任何进一步责任。经纪人不负责纠正试航和检验期间发现的任何缺陷的费用。\n\n4. 成交。船舶所有权转让（“成交”）将于成交日期在交付地点发生，同时支付买方应付的全部款项，并交付将良好且可转让所有权转移给买方所需的所有其他文件原件。如船舶必须移至交付地点，除非款项已全额支付，或该等款项在仅以将船舶交付至交付地点及向买方交付所有权文件为条件的托管安排下持有，否则卖方不应将船舶交付至成交地点。成交可通过隔夜快递或电子方式办理。除试航期间消耗的燃料及前往交付地点航程中消耗的燃料外，卖方应在交付地点向买方交付船舶（定义见第1段）。在成交日期当日或之前，卖方必须向挂牌经纪人交付将船舶所有权（以及本协议要求交付的所有其他物品）转移给买方所需的一切文件。成交时，买方应通过电汇向卖方（受第6段约束）及/或向出售经纪人支付余额，再由出售经纪人转付卖方。卖方应向 (i) 经纪人支付的佣金、仓储费、保险费、维修费及/或其他项目的任何款项，或向 (ii) 任何其他权利负担持有人支付的任何款项，均应由出售经纪人在向卖方支付款项前从卖方应得款项中扣除；卖方特此不可撤销地指示任何保证金持有人，依照本协议条款从保证金中向经纪人支付佣金。\n\n5. 经纪人。双方确认，出售经纪人是促成订立本 PSA 的唯一经纪人。如挂牌经纪人与出售经纪人为同一经纪人，双方同意该经纪人在本交易中作为双重代理人，即同时代表买方和卖方；经纪人可向双方披露其知悉的、对船舶价值或吸引力有重大影响的事实；但在此情况下，未经卖方同意，经纪人不得向买方披露卖方愿意以低于要价的金额出售船舶；未经买方同意，经纪人不得向卖方披露买方愿意支付高于报价的价格。如出售经纪人与挂牌经纪人不同，挂牌经纪人仅代表卖方，且对买方不负有任何义务，无论是信义义务还是其他义务；出售经纪人仅代表买方，且对卖方不负有任何义务，无论是信义义务还是其他义务（尽管由卖方支付报酬）。经纪人仅负有本协议明示规定的职责，不得将任何默示职责或义务解读为包含于本 PSA 中。卖方应独自负责依照本协议所述支付与出售船舶相关而应付给经纪人的佣金。各方均向另一方陈述并保证，其未在有关向买方出售船舶的谈判中聘用或与任何其他经纪人、代理人或居间人合作，并承认经纪人为本 PSA 的第三方受益人。\n\n6. 卖方的陈述；成交要求。卖方陈述并保证，其将向买方转让船舶的良好且可转让所有权，不附带任何债务、索赔、海事或普通法留置权、担保权益、消费税，以及应向任何州、国家、任何种类的监管机构及/或税务机关缴纳的任何其他适用税款、关税或进口税（统称“权利负担”）。成交前不少于两 (2) 个工作日，卖方应向买方交付：(a) 令人满意的所有权证明；(b) 已支付或解除所有权利负担的证明（将在成交时全额支付的权利负担除外）；(c) 卖方作出的保证及赔偿，保证卖方在本第6段中的陈述和保证；(d) 如卖方为法人实体，则由卖方实益所有人作出的个人保证及赔偿，保证卖方在本第6段中的陈述和保证；以及 (e) 将良好且可转让所有权转移给买方所需的任何其他文件副本。卖方应支付与取得任何主管机关要求的出售授权有关的一切费用，并应充分合作以取得该等授权。作为法人实体的任何一方，应在成交前向另一方提供：(i) 证明其根据设立该实体的州或其他司法管辖区的法律处于良好存续状态的证明；(ii) 同意行动或决议，证明该实体已正式授权决定购买或出售船舶，以及交付或接受本 PSA 及/或购买和销售文件的个人具有相应权限；(iii) 证明交付或接受船舶的个人权限的授权委托书；以及 (iv) 就卖方而言，其电汇信息。\n\n7. 损失风险；不可抗力。卖方应在交割前承担损失风险。如果在买方接受船舶后船舶受损，且必要修理费用超过购买价款的百分之五（5%），并且完成修理所需时间少于30天，则：(a) 卖方必须按照良好的海事惯例将船舶修复至损坏前的标准，且买方可以检查该等修理；(b) 买方必须支付余额并接收已修复的船舶；以及 (c) 交割日期将按修理期间予以延长。如果在买方接受船舶后船舶受损程度更为严重，任一方均可终止本PSA，其后果与买方拒绝接受船舶时相同。任一方的履行义务将在为适应超出该方合理控制范围的不可预见事件（“不可抗力事件”）所必需的范围内中止，包括但不限于恐怖主义行为、罢工、停工、暴乱、战争行为、火灾、通信线路故障、计算机病毒、停电、事故、热带风暴、飓风或其他自然灾害。如发生不可抗力事件，本PSA所述期间，包括但不限于交割日期，应视为按使受影响一方能够依照本PSA履行义务所需的时间予以延长；但如不可抗力事件使交割日期延迟超过30天，任一方均可终止本PSA，其后果与买方拒绝接受船舶时相同。\n\n8. 违约。尽管本协议有任何相反规定，如保证金未在到期时支付，或因买方未履行义务而未完成交割，包括但不限于未支付余额或未在交割日期前签署完成该项购买所需的全部文件：(i) 保证金应由卖方保留（或者，如保证金未支付，买方应向卖方及经纪人支付同等金额），作为约定的违约损害赔偿金及本PSA的对价，以完全解决双方之间的所有请求；(ii) 卖方经纪人应向买方返还从买方收取的任何其他款项；以及 (iii) 双方在本PSA项下不再承担任何义务。买方和卖方同意，保证金应首先用于支付买方或经纪人就船舶垫付的任何未付成本或费用，然后百分之五十（50%）分给卖方，百分之五十（50%）分给经纪人；经纪人之间应按交易完成时本应支付的佣金比例进行分配。如因卖方未履行义务而未完成交割，保证金及买方依本PSA支付或存入的任何其他款项应于买方要求时返还给买方，或者，鉴于船舶的独特性、损失证明的困难以及以其他方式获得充分救济的不便或不可能性具有合理性，买方有权请求强制履行。卖方违约时，卖方应立即向经纪人支付如交易已完成本应支付的同等佣金。\n\n买方首字母签名：\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\n修订版 3.10.20\n\n卖方首字母签名：\nCase 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 6 of\n\n购买：\n\n9. 销售税和使用税。如适用，买方购买船舶应缴纳的销售税或使用税由买方负责，买方应在交割时向卖方经纪人支付应缴税款。买方特此就其应负责的任何销售税或使用税向卖方作出赔偿并使其免受损害。\n\n10. 陈述与保证。卖方和经纪人相信其任何一方就船舶提供的任何信息均为良好且正确，并系善意提供该等信息，但并不且不能保证该等信息的准确性。买方保证并陈述，截至交割时，其 (A) 已充分检查并试航船舶（或者已自愿放弃该等权利），且 (B) 未依赖卖方或经纪人提供的任何广告、承诺、描述、确认或陈述（无论为口头或书面，且无论在本PSA之前或与本PSA同时作出）。交割时，买方应被视为已按船舶“现状”接受船舶。卖方和经纪人未作出任何明示或默示保证，且未就船舶状况、其适用于任何特定目的的适用性或适销性作出任何陈述，所有该等保证和陈述均予以免责。\n\n11. 融资。买方的义务不以取得融资为条件。买方陈述，如有必要，其将安排融资。买方和卖方确认，经纪人未就买方获得融资的能力、买方就船舶获得任何类型抵押贷款的资格，或买方在任何司法管辖区对船舶进行登记或注册的能力作出任何陈述或保证。\n\n12. 副本。双方可签署任意数量的相同副本，每一副本均应视为正本（包括通过传真、电子邮件或其他电子方式证明的签名），如同签名均载于同一文书之上。\n\n13. 约束效力；同时期合同；未来出售。本PSA对所有当事方、其继承人、遗产代理人和/或受让人具有约束力。本PSA有效期间，卖方不得出售船舶，亦不得就出售船舶订立任何合同。如未依照本PSA条款完成出售，且买方和卖方在本PSA终止后两年内，就船舶彼此订立合同，无论是直接订立，还是通过一方拥有或控制的实体订立，卖方同意向经纪人支付与按照本PSA拟议交易完成时经纪人本应收取的佣金相同的金额。\n\n14. 托管资金。双方确认：(a) 在资金实际结算进入卖方经纪人账户之前，卖方经纪人不对保证金承担责任；(b) 资金结算后，卖方经纪人应将保证金托管，且任一经纪人从任何一方收取的任何其他资金均应为该方以信托方式持有；(c) 卖方经纪人可在支付保证金或向卖方付款之前保留应付给经纪人的佣金；以及 (d) 在涉及经纪人持有的任何资金的任何争议中，买方和卖方应赔偿经纪人与该争议以任何方式相关的律师费和成本、在任何上诉中发生的律师费和成本（该义务以托管资金上的留置权作为担保），以及与佣金请求相关的费用，但经最终且不可上诉的判决认定故意不当行为或重大过失的经纪人除外。\n\n见附件。15. 附加条款。\n\n16. 杂项。本PSA，包括其附件和附表，构成双方就本协议标的事项达成的完整协议，并取代此前及同时期与之有关的一切谈判、保证和谅解，无论其为书面、口头或其他形式。如任何经纪人成为涉及本PSA的任何诉讼的一方，该经纪人的成本和律师费，包括审前、审判及上诉各阶段的成本和律师费，应由被认定违反本PSA的一方或多方偿付。如本协议双方之间发生因本PSA标的事项引起的任何争议，胜诉方（包括经纪人）有权在所有审前、审判和上诉程序中追回合理开支、律师费和成本。如本PSA的任何条款、条件或规定因任何原因被认定为不可执行，则应在可能范围内按实现本PSA意图的方式予以解释，而非予以规避。在任何情况下，本PSA的所有其他条款、条件和规定均应视为有效且可执行。除本协议规定外，不存在任何其他明示、默示或其他形式的职责、义务、责任或保证。本PSA不得修改或变更，除非以书面形式作出并由买方和卖方签署。任何一方的代理律师或经纪人发出或收到的通知和交付，与该方发出或收到的通知和交付具有同等效力。所有通知必须以书面形式作出，并可通过亲自交付、隔夜快递、传真、电子邮件或其他电子方式作出，并应于交付留存时生效。买方可将本PSA转让给\n\n买方首字母签名：\n\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n\n修订版 3.10.20\n\n卖方首字母签名：\nCase 22-50073 Doc 1930-24 Filed 06/22/23 Entered 06/22/23 18:40:24 Page 7 of\n\n打印：　金额：\n\n职务：　日期：\n\n首字母签名：　卖方首字母签名：\n第4页，共4页　修订版 3.10.20\n©2020 International Yacht Brokers Association（国际游艇经纪人协会）。保留所有权利。\n经纪船舶购买和销售协议附件，于 May 30, 2023 签署，由 (i) Luc A. Despins（卢克·A. 德斯平斯）作为 Ho Wan Kwok（郭文贵）遗产的Chapter 11受托人，及 (ii) 签署（“本附件”）\n\n本附件中使用但未定义的首字母大写术语，具有就 Lady May（“Lady May”号游艇）于 May 30, 2023 签署的《经纪船舶购买和销售协议》（“PSA”）中所载的含义。为免疑义，对PSA的任何提述（无论在本PSA或本附件中）均指经本附件修改后的PSA。\n\n- 1. Luc A. Despins仅以其作为Ho Wan Kwok遗产的chapter 11受托人的身份成为PSA的一方，而非以其个人身份。因此，买方不得以Luc A. Despins的个人身份或针对 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）提出任何请求。\n\n- 2. PSA及PSA中的所有条款均须经 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦破产法院）（“破产法院”）批准；Ho Wan Kwok的chapter 11案件，即 Case No. 22-50073（“Chapter 11案件”），正在该法院审理。\n\n- 3. 尽管PSA有任何相反规定，破产法院对与PSA有关或因PSA引起的任何请求或争议享有专属管辖权，双方和经纪人不可撤销地接受破产法院的专属管辖权，放弃其现在或将来可能对审判地点或破产法院提出的任何异议，同意所有与PSA有关的请求均由该法院裁决，并且进一步同意不在任何其他法院提出与PSA有关的任何请求。为免疑义，PSA第17条中关于对涉及PSA的任何争议进行仲裁的所有规定，特此删除。\n\n- 4. 尽管PSA有任何相反规定，PSA受 State of New York（纽约州）法律管辖并依其解释，不考虑其法律冲突原则。\n\n- 5. PSA第1条第四句和第五句特此修改如下：\n\n“船舶”还包括截至本PSA日期船上和/或船舶挂牌规格中所包括的一切索具、机械、设备、家具、燃料、消耗品，以及所有已登记或未登记的附属艇、玩具、物品和附属设施。除卖方或挂牌经纪人在下列较早日期提供的除外清单中列明的物品外，不设除外清单：(a) 生效日期起五日，或 (b) 接受/拒绝日期；该等物品不包括在出售范围内。如买方接受船舶，买方应视为已接受除外清单。为免疑义，Lady May II不作为依据本PSA出售船舶的一部分。\n\n6. PSA 第 I 节中的第八句现修改如下：\n\n第 4) 款，但为将船舶移至交付地点之目的者除外。如买方依照本 PSA 拒绝或被视为拒绝接受船舶，且未以其他方式违反本 PSA，则在代表买方发生的一切费用均已支付后，(i) 卖方经纪人应向买方返还定金，(ii) 本 PSA 将终止，以及 (iii) 各方及经纪人将解除其在本协议项下的任何进一步责任。经纪人不负责纠正试航和检验期间发现的任何缺陷或不足之费用。\n\n9. PSA 第 4 节中的第六句现修改如下：\n\n在交割时，买方应向卖方支付余额（受第 6 款约束），且定金应予以解除并支付给卖方，但须扣除紧接下一句所述的款项，和/或通过电汇支付给卖方经纪人，以便其后续转付给卖方。卖方应付给 (i) 经纪人的佣金、仓储费、保险费、维修费和/或其他项目的任何款项（须经破产法院批准），或 (ii) 任何其他权利负担持有人的任何款项，均应由卖方经纪人在向卖方支付资金前从应付给卖方的金额中扣除；卖方特此不可撤销地指示任何定金持有人，依照本协议条款从定金中向经纪人支付佣金，并在向卖方解除定金前向经纪人支付。为免疑义，破产法院批准向买方出售船舶的命令应规定，该船舶系在无任何权利负担的情况下出售，任何权利负担附着于出售所得款项。\n\n10. PSA 第 5 节中的第二句现修改如下：\n\n如挂牌经纪人和卖方经纪人为同一家经纪公司，各方同意该经纪人在本交易中担任双重代理人，即同时代表买方和卖方，且该经纪人可向双方披露其所知悉的、对船舶价值或吸引力有重大影响的事实；但在该情形下，(a) 未经卖方同意，经纪人不得向买方披露卖方愿以低于要价的金额出售船舶，且 (b) 未经买方同意，经纪人对买方不就船舶出售承担任何义务，也不得向卖方披露买方愿支付高于报价的价格。\n\n11. PSA 第 6 节中的第二句现修改如下：\n\n不迟于交割前两 (2) 个营业日，卖方应向买方交付 (a) 令买方满意的所有权证明，(b) 已支付或解除全部权利负担的证明（将在交割时全额支付的权利负担除外），该证明可以是由……作出的命令。\n\n按照如交易已完成时本应分配佣金的同等比例。如因卖方未履行义务而未完成交割（为免疑义，不包括破产法院拒绝批准本 PSA），定金及买方依本 PSA 支付或存入的任何其他款项，应于要求时返还给买方，或者买方有权要求实际履行。卖方同意，鉴于船舶的独特性、损失证明的困难，以及以其他方式获得充分救济的不便或不可能性，实际履行属合理。如因卖方违约而未完成交割，卖方应立即向经纪人支付如交易完成时本应支付的同等佣金；但破产法院拒绝批准本 PSA 不构成卖方未履行义务。如破产法院不批准本 PSA，本 PSA 应被视为终止，其后果与买方依照本 PSA 拒绝接受船舶时相同。尽管本 PSA 中有任何相反规定，如因任何原因未完成交割（包括 (a) 买方未履行其在本 PSA 项下的义务，(b) 破产法院不批准本 PSA，或 (c) 买方依照本 PSA 拒绝接受船舶），卖方有权选择按成本向买方购买检验报告；如卖方行使该选择权，买方应于收到该检验报告成本付款后立即向卖方提供完整的检验报告。\n\n14. PSA 第 9 节中的第一句现修改如下：\n\n如适用，买方购买船舶应付的销售税或使用税由买方负责，买方应在交割时向受托人经纪人支付应缴税款。\n\n15. 现于 PSA 第 11 节第一句后增加以下句子：\n\n买方声明并保证，其拥有足够的现金和/或融资，以在交割时支付购买价款。买方还声明并保证，其与 Ho Wan Kwok（郭文贵）不存在关联关系或亲属关系，且并非代表 Ho Wan Kwok（郭文贵）或应 Ho Wan Kwok（郭文贵）的要求行事。\n\n16. PSA 第 14 节现修改如下：\n\n各方确认，(a) 在资金已结算进入卖方经纪人账户之前，卖方经纪人不对定金负责；(b) 在资金已结算后，卖方经纪人应以托管方式持有定金，且任一经纪人从任何一方收到的任何其他资金均应以信托方式为该方持有；(c) 卖方经纪人应依照本 PSA，在向卖方解除或支付定金或余额之前保留应付给经纪人的佣金；以及 (d) 在涉及经纪人持有的任何资金的任何争议中，买方和卖方应赔偿经纪人与该争议以任何方式有关的法律费用和成本，包括任何上诉中产生的费用和成本（该义务以托管资金上的留置权作担保），以及与佣金请求有关的费用和成本；但经破产法院作出的最终且不可上诉的判决认定存在故意不当行为或重大过失的经纪人除外。\n\n17. PSA 第 16 节中的第二句和第三句现修改如下：\n\n如经纪人成为涉及本 PSA 的任何诉讼的一方，除非经破产法院作出的最终且不可上诉的判决认定该经纪人存在故意不当行为或重大过失，否则该经纪人应由被认定违反本 PSA 的一方或多方偿还其在审前、审判及上诉各阶段产生的合理成本和律师费。如本协议各方之间发生任何因本 PSA 标的事项引起的争议，胜诉方（包括经纪人）有权追回所有审前、审判及上诉程序中的合理费用、律师费和成本，除非经破产法院作出的最终且不可上诉的判决认定该胜诉方存在故意不当行为或重大过失。\n\n18. PSA 第 16 节中的第九句和第十句现修改如下：\n\n买方可将本 PSA 转让给买方的任何直系亲属，或由买方和/或其任何直系亲属拥有或控制的任何实体。除此之外，任何一方均不得未经另一方同意转让本 PSA，该同意不得被无理拒绝。\n\n19. PSA 第 4 页签名栏中的“卖方经纪人定金确认（以资金结算为准）”一语现修改为：“卖方定金确认（以资金结算为准）”。\n\n卖方\n\n签署人：\n\n姓名：Luc A. Despins，作为 Ho Wan Kwok（郭文贵）财产的第 11 章受托人\n\n日期：","key_entities":["Je","Despins","Kwok","Ho Wan Kwok","Paul Hastings"],"ecf_references":[],"word_count":5204,"status":"published","published_at":"2023-06-22 00:00:00","created_at":"2023-06-22","updated_at":"2026-08-23 18:50:17"}