{"id":"court_ctb_2024_0","court":"CTB","case_no":"22-50073","doc_number":2024,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2023-07-21","title":"| | UNITED STATES BANKRUPTCY COURT |","summary_zh":null,"summary_en":null,"body_en":"| | UNITED STATES BANKRUPTCY COURT | |\n|----------------------------------------------------------------|--------------------------------|-------------------------------------------------------------------------------------------------------------------------|\n| | DISTRICT OF
CONNECTICUT | |\n| | BRIDGEPORT DIVISION | |\n| | | |\n| In Re.
Ho Wan Kwok | §
§ | Case No.
22-50073 |\n| Debtor(s) | §
§ | Lead Case No.
22-50073 |\n| | | Jointly Administered |\n| Monthly Operating Report | | Chapter 11 |\n| Reporting Period Ended:
06/30/2023 | | Petition Date:
02/15/2022 |\n| Months Pending:
17 | | Industry Classification:
0
0
0
0 |\n| Reporting Method: | Accrual Basis | Cash Basis |\n| Debtor's Full-Time Employees (current): | | 0 |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 |\n| | | |\n| Supporting Documentation (check all that are attached): | | |\n| | | (For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) |\n| Statement of cash receipts and disbursements | | |\n| Statement of operations (profit or loss statement) | | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit |\n| Accounts receivable aging | | |\n| Postpetition liabilities aging | | |\n| Statement of capital assets | | |\n\n- Schedule of payments to professionals\n- Schedule of payments to insiders\n- All bank statements and bank reconciliations for the reporting period\n- Description of the assets sold or transferred and the terms of the sale or transfer\n\n/s/ Luc A. Despins\n\n07/21/2023\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\nUST Form 11-MOR (12/01/2021) 1\n\n## Case 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 2 of 19\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | Part 1: Cash Receipts and Disbursements | Current Month | Cumulative |\n|----|---------------------------------------------------------------------------------------------------------------------------|---------------|--------------|\n| | | | |\n| a. | Cash balance beginning of month | \\$8,376,215 | |\n| b. | Total receipts (net of transfers between accounts) | \\$51,273,028 | \\$60,748,218 |\n| c. | Total disbursements (net of transfers between accounts) | \\$14,095,342 | \\$15,194,296 |\n| d. | Cash balance end of month (a+b-c) | \\$45,553,901 | |\n| e. | Disbursements made by third party for the benefit of the estate | \\$0 | \\$12,757 |\n| f. | Total disbursements for quarterly fee calculation (c+e) | \\$14,095,342 | \\$15,207,053 |\n| | Part 2: Asset and Liability Status | Current Month | |\n| a. | (Not generally applicable to Individual Debtors. See Instructions.)
Accounts receivable (total net of allowance) | \\$0 | |\n| b. | Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | |\n| c. | Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | |\n| d | Total current assets | \\$0 | |\n| e. | Total assets | \\$0 | |\n| f. | Postpetition payables (excluding taxes) | \\$0 | |\n| g. | Postpetition payables past due (excluding taxes) | \\$0 | |\n| h. | Postpetition taxes payable | \\$0 | |\n| i. | Postpetition taxes past due | \\$0 | |\n| | | | |\n| j. | Total postpetition debt (f+h) | \\$0 | |\n| k. | Prepetition secured debt | \\$0 | |\n| l. | Prepetition priority debt | \\$0 | |\n| m. | Prepetition unsecured debt | \\$0 | |\n| n. | Total liabilities (debt) (j+k+l+m) | \\$0 | |\n| o. | Ending equity/net worth (e-n) | \\$0 | |\n| | Part 3: Assets Sold or Transferred | Current Month | Cumulative |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary | | |\n| | course of business | \\$18,350,000 | \\$23,150,000 |\n| b. | Total payments to third parties incident to assets being sold/transferred
outside the ordinary course of business | \\$1,157,500 | \\$1,157,500 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary | | |\n| | course of business (a-b) | \\$17,192,500 | \\$21,992,500 |\n| | Part 4: Income Statement (Statement of Operations)
(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | Cumulative |\n| a. | Gross income/sales (net of returns and allowances) | \\$0 | |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable) | \\$0 | |\n| c. | Gross profit (a-b) | \\$0 | |\n| d. | Selling expenses | \\$0 | |\n| e. | General and administrative expenses | \\$0 | |\n| f. | Other expenses | \\$0 | |\n| g. | Depreciation and/or amortization (not included in 4b) | \\$0 | |\n| h. | Interest | \\$0 | |\n| i. | Taxes (local, state, and federal) | \\$0 | |\n\nj. Reorganization items \\$0\n\nk. Profit (loss) \\$0 \\$0\n\n### Case 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 3 of 19\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | Part 5: Professional Fees and Expenses | | | | | |\n|--------|--------------------------------------------------------------------|-------|---------------------------|------------------------|-----------------------|--------------------|\n| | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$13,834,834 | \\$13,911,530 | \\$13,834,834 | \\$13,911,530 |\n| | Itemized Breakdown by Firm | | | | | |\n| | Firm Name | Role | | | | |\n| i | Neubert, Pepe & Monteith, P.C Local Counsel | | \\$551,719 | \\$564,783 | \\$551,719 | \\$564,783 |\n| ii | Paul Hastings LLP (counsel to cLead Counsel | | \\$12,125,616 | \\$12,189,247 | \\$12,125,616 | \\$12,189,247 |\n| iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| iv | Pullman & Comley (counsel to Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vi | Dundon Advisors (UCC financi Financial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vii | Verdolino & Lowey, PC (financFinancial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| viii | Harney Westwood & Riegels LPOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| ix | Paul Wright | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| x | Pallas Partners LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| xi | Edmiston and Company LimitedOther | | \\$1,157,500 | \\$1,157,500 | \\$1,157,500 | \\$1,157,500 |\n| xii | Engineering Operations and CerOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| xiii | | | | | | |\n| xiv | | | | | | |\n| xv | | | | | | |\n| xvi | | | | | | |\n| xvii | | | | | | |\n| xviii | | | | | | |\n| xix | | | | | | |\n| xx | | | | | | |\n| xxi | | | | | | |\n| xxii | | | | | | |\n| xxiii | | | | | | |\n| xxiv | | | | | | |\n| xxv | | | | | | |\n| xxvi | | | | | | |\n| xxvii | | | | | | |\n| xxviii | | | | | | |\n| xxix | | | | | | |\n| xxx | | | | | | |\n| xxxi | | | | | | |\n| xxxii | | | | | | |\n| xxxiii | | | | | | |\n| xxxiv | | | | | | |\n| xxxv | | | | | | |\n| xxxvi | | | | | | |\n| | | | | | | |\n\nUST Form 11-MOR (12/01/2021) 3\n\n| xxxvii | | | |\n|--------|--|--|--|\n| xxxvii | | | |\n| xxxix | | | |\n| xl | | | |\n| xli | | | |\n| xlii | | | |\n| xliii | | | |\n| xliv | | | |\n| xlv | | | |\n| xlvi | | | |\n| xlvii | | | |\n| xlviii | | | |\n| xlix | | | |\n| l | | | |\n| li | | | |\n| lii | | | |\n| liii | | | |\n| liv | | | |\n| lv | | | |\n| lvi | | | |\n| lvii | | | |\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| | | | |\n\n| | lxxix | | | | | | |\n|----|-----------------------------------------------------------------------|------------------------------------|---------------|------------|----------|--------------|------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved | Approved | Paid Current | Paid |\n| | | | Current Month | Cumulative | Month | Cumulative | |\n| b. | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | | \\$0 | \\$0 | \\$0 | \\$0 | |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Baker Hostetler LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & ZaudererOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n\n| | xv | | | |\n|---|--------|--|--|--|\n| | xvi | | | |\n| | xvii | | | |\n| | xviii | | | |\n| | xix | | | |\n| | xx | | | |\n| | xxi | | | |\n| | xxii | | | |\n| | xxiii | | | |\n| | xxiv | | | |\n| | xxv | | | |\n| | xxvi | | | |\n| | xxvii | | | |\n| | xxviii | | | |\n| | xxix | | | |\n| | xxx | | | |\n| | xxxi | | | |\n| | xxxii | | | |\n| | xxxiii | | | |\n| | xxxiv | | | |\n| | xxxv | | | |\n| | xxxvi | | | |\n| | xxxvii | | | |\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | | | | |\n\n| lvii | | | |\n|--------|--|--|--|\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| lxxix | | | |\n| lxxx | | | |\n| lxxxi | | | |\n| lxxxii | | | |\n| lxxxii | | | |\n| lxxxiv | | | |\n| lxxxv | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxix | | | |\n| xc | | | |\n| xci | | | |\n| xcii | | | |\n| xciii | | | |\n| xciv | | | |\n| xcv | | | |\n| xcvi | | | |\n| xcvii | | | |\n| xcviii | | | |\n| | | | |\n\n## Case 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 8 of 19\n\n| | xcix | | | | | |\n|----|------|----------------------------------------------------------|-----|-----|-----|-----|\n| | c | | | | | |\n| c. | | All professional fees and expenses (debtor & committees) | \\$0 | \\$0 | \\$0 | \\$0 |\n\n| | Part 6: Postpetition Taxes | | | Current Month | Cumulative |\n|----|------------------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|\n| a. | | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| b. | | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| c. | | Postpetition employer payroll taxes accrued | | \\$0 | \\$0 |\n| d. | Postpetition employer payroll taxes paid | | | \\$0 | \\$0 |\n| e. | Postpetition property taxes paid | | | \\$0 | \\$0 |\n| f. | | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| g. | | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| | | Part 7: Questionnaire - During this reporting period: | | | |\n| a. | | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | |\n| b. | | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | |\n| c. | | Were any payments made to or on behalf of insiders? | Yes | No | |\n| d. | | Are you current on postpetition tax return filings? | Yes | No | |\n| e. | | Are you current on postpetition estimated tax payments? | Yes | No | |\n| f. | | Were all trust fund taxes remitted on a current basis? | Yes | No | |\n| g. | (if yes, see Instructions) | Was there any postpetition borrowing, other than trade credit? | Yes | No | |\n| h. | the court? | Were all payments made to or on behalf of professionals approved by | Yes | No
N/A | |\n| i. | Do you have: | Worker's compensation insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | Casualty/property insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | General liability insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| j. | | Has a plan of reorganization been filed with the court? | Yes | No | |\n| k. | | Has a disclosure statement been filed with the court? | Yes | No | |\n| l. | set forth under 28 U.S.C. § 1930? | Are you current with quarterly U.S. Trustee fees as | Yes | No | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | | | | | |\n|----|------------------------------------------------------------------------------------------------|------------------|--|--|--|--|\n| a. | Gross income (receipts) from salary and wages | \\$0 | | | | |\n| b. | Gross income (receipts) from self-employment | \\$0 | | | | |\n| c. | Gross income from all other sources | \\$0 | | | | |\n| d. | Total income in the reporting period (a+b+c) | \\$0 | | | | |\n| e. | Payroll deductions | \\$0 | | | | |\n| f. | Self-employment related expenses | \\$0 | | | | |\n| g. | Living expenses | \\$0 | | | | |\n| h. | All other expenses | \\$0 | | | | |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 | | | | |\n| j. | Difference between total income and total expenses (d-i) | \\$0 | | | | |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 | | | | |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No | | | | |\n| m. | If yes, have you made all Domestic Support Obligation payments? | Yes
No
N/A | | | | |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n#### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n07/21/2023\n\n![](_page_9_Figure_3.jpeg)\n\n![](_page_10_Figure_3.jpeg)\n\n![](_page_11_Figure_3.jpeg)\n\nPageFour\n\n**In re** Ho Wan Kwok **Case No.** 22-50073 (JAM)\n\n **Debtor Reporting Period:** 6/1/2023 - 6/30/2023\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The beginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was filed. Attach the bank statements and a detailed list of all disbursements made during the report period that includes the date, the check number, the payee, the transaction description, and the amount. A bank reconciliation must be attached for each account. [See MOR-1 (CON'T)]\n\n**Current Month Cumulative July 8, 2022 to Date Actual Actual Cash - Beginning of Month RECEIPTS** Recovered Funds (Remainder of funds paid in connection with sale of Lady May) \\$ 23,321,645.75 18,350,000.00 \\$ Clark Hill Settlement - \\$ 499,000.00 \\$ Retainer Refund (Kercsmar Collins & O'Hara / Lewis Roca) - \\$ 4,544.00 \\$ Yacht Repair Escrow - \\$ 4,000,000.00 \\$ Adversary Proceeding Interpeader Funds 32,923,028.42 \\$ 32,923,028.42 \\$ **Total Receipts** \\$ 60,748,218.17 51,273,028.42 \\$ **DISBURSEMENTS ORDINARY ITEMS:** Bank Fees 886.92 \\$ 5,353.53 \\$ Fees paid to International Surety Ltd for surety bond increase - \\$ 27,747.00 \\$ Fees paid with respect to Yacht repair invoices out of the Yacht Repair Escrow \\$ 576,895.09 - \\$ Fees paid with respect to Miller Advertising Agency Inc. (English Court Publication Notice) \\$ 21,140.60 - \\$ Fees paid with respect to Dexter White Invoice 2,400.00 \\$ 12,110.00 \\$ Fees paid with respect to Bridgeport Harbor Marina out of the Yacht Repair Escrow \\$ 18,137.64 - \\$ Fees paid with respect to Safe Harbor out of the Yacht Repair Escrow \\$ 148,287.04 43,335.04 \\$ Fees paid with respect to Yatchtzoo for operating expenses out of the Yacht Repair Escrow \\$ 431,604.00 182,859.00 \\$ Fees paid with respect to Harneys Corporate Services Limited - \\$ 1,665.00 \\$ Fees paid with respect to JP Reynolds Company Inc. for FTZ Indemnity Bond Charge \\$ 5,970.00 - \\$ Fees paid with respect to pay roll for James Pizzaruso in connection with sale of Lady May \\$ 31,026.98 31,026.98 \\$ **Total Ordinary Disbursements** \\$ 1,279,936.88 260,507.94 \\$ **REORGANIZATION ITEMS:** Professional Fees Fees paid with respect to Neubert, Pepe & Monteith PC 551,718.50 \\$ 564,782.54 \\$ Fees paid with respect to Paul Hastings LLP 12,125,615.54 \\$ 12,189,247.29 \\$ Broker fees paid with respect to Edmiston and Company Limited 1,157,500.00 \\$ 1,157,500.00 \\$ U. S. Trustee Fees - \\$ 2,829.43 \\$ Other Reorganization Expenses *(attach schedule)* \\$ - - \\$ **Total Reorganization Items** \\$ 13,914,359.26 13,834,834.04 \\$ **Total Disbursements** *(Ordinary + Reorganization)* \\$ 15,194,296.14 14,095,341.98 \\$ **Net Cash Flow** *(Total Receipts - Total Disbursements)* \\$ 45,553,922.03 37,177,686.44 \\$ **Cash - End of Month** *(Must equal reconciled bank statement)* \\$ 45,553,901.43 45,553,901.43 \\$ **Third Party Disbursements on Behalf of the Estate** None \\$ 12,757.00 - \\$\n\n#### **THE FOLLOWING SECTION MUST BE COMPLETED**\n\n**DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
14,095,341.98 |\n|----------------------------------------------------------------------|---------------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$
- |\n| accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
14,095,341.98 |\n| FEES | |\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------- | x |\n|---------------------------------------------------------|--------------------------------------|\n| In re: | :
:
Chapter 11 |\n| HO WAN KWOK, | :
:
Case No. 22-50073
(JAM) |\n| Debtor. | :
:
: |\n| ------------------------------------------------------ | x |\n\n# **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD JUNE 1, 2023 THROUGH JUNE 30, 2023**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n## **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-13-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n#### **Specific Responses**\n\n#### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control. This amount includes \\$4 million received by the Trustee as escrow agent solely for the\n\n 1 The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\npurpose of securing the completion of the service, maintenance, and repairs required to be performed to restore the Lady May to good working order, as set forth in the *Consent Order Granting HK International Funds Investments (USA) Limited, LLC's Motion for Order Establishing Repair Reserve for the Lady May*, entered on October 7, 2022 [Docket No. 930], from which amount \\$1,214,663.13 has been disbursed.\n\nPart 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's professionals. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court, including \\$63,631.75 as set forth in the *Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses*, entered on May 3, 2023 [Docket No. 1747], \\$13,064.04 as set forth in the *Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses*, entered on May 5, 2023 [Docket No. 1769]; \\$12,125,615.55 as set forth in the *Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023*, entered June 29, 2023 [Docket No. 1964]; \\$551,718.50 as set forth in the *Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC*, entered June 29, 2023 [Docket No. 1966]; and \\$1,157,500.00 as set forth in the *Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief* [Docket No. 1953).\n\n# Part 3 Responses\n\n7. On June 27, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May [Docket No. 1953].\n\n# Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n#### Part 5 Responses\n\n- 9. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court, including \\$63,631.75 as set forth in the *Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses*, entered on May 3, 2023 [Docket No. 1747], and \\$13,064.04 as set forth in the *Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses*, entered on May 5, 2023 [Docket No. 1769]; \\$12,125,615.55 as set forth in the *Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023*, entered June 29, 2023 [Docket No. 1964]; \\$551,718.50 as set forth in the *Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC*, entered June 29, 2023 [Docket No. 1966]; and \\$1,157,500.00 as set forth in the *Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief* [Docket No. 1953).\n- 10. The Trustee is aware of a number of professional firms that have provided services to the official committee of unsecured creditors or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n#### Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n# Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\n#### Part 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\nCase 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 17 of 19\n\nDirect inquiries to: 888 761-3967\n\n9300 Flair Dr., 1St FL **ITi** EA5TWE5TBANK / ~\n\nACCOUNT STATEMENT STARTING DATE: June 01, 2023 El Monte, CA. 91731 ENDING DATE: June 30, 2023 Total days in statement period: 30 Page 1 of 3\n\n( 1)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nReceive money with Direct Deposits. Payments are automatically sent to your bank account so you can save yourself a trip to the bank. Talk to your payer to see if you qualify or call 888.895.5650 for more details.\n\n# Standard Business Checking\n\n| Account number
Enclosures
Low balance
Average balance | | 1
\\$8,169,239.07
\\$11,645,158.93 | Beginning balance
Total additions
Total subtractions
Ending balance | | \\$8,376,214.99
51,273,028.42
( 2)
14,095,341.98
( 19)
\\$45,553,901.43 | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|---------------------------------------------|--------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| CREDITS
Number
Date
06-28
06-30 | | Transaction Description
Wire Trans-IN
HK INTL FUNDS INVE STMENTS USA LTD
Wire Trans-IN
HERBERT G CHAMBERS | | Additions
32,923,028.42
18,350,000.00 | | |\n| CHECKS
Number
1155 | Date
06-01 | Amount
2,400.00 | Number | Date | | Amount |\n| DEBITS
Date
06-01
06-01
06-06
06-06
06-07
06-07
06-28
06-29
06-29
06-29
06-29
06-30
06-30
06-30
06-30
06-30
06-30 | Transaction Description
Outgoing Wire
Service Charge
Debit Memo
Debit Memo
Outgoing Wire
Service Charge
Service Charge
Outgoing Wire
Service Charge
Outgoing Wire
Service Charge
Service Charge
Outgoing Wire
Service Charge
Outgoing Wire
Service Charge
Intl Wire Xfer | SHM NEWPORT SHIPYA RD LLC
OUTGOING WIRE
FIDUCIARY MAINTENA NCE
FIDUCIARY COLLATER AL
YACHTZOO YACHT MAN AGEMENT LLC
OUTGOING WIRE
WIRE TRANS-IN
SHM NEWPORT SHIPYA RD LLC
OUTGOING WIRE
JAMES PIZZARUSO
OUTGOING WIRE
WIRE TRANS-IN
NEUBERT, PEPE & MO NTEITH P C
OUTGOING WIRE
PAUL HASTINGS LLP
OUTGOING WIRE
EDMISTON - BROKERA GE | | | | Subtractions
21,060.00
40.00
25.00
551.92
182,859.00
40.00
10.00
22,275.04
40.00
31,026.98
40.00
10.00
551,718.50
40.00
12,125,615.54
40.00
1,157,500.00 |\n\n| Case 22-50073 | Doc 2024 | Filed 07/21/23 | Entered 07/21/23 10:11:19
Page 18 of 19
ACCOUNT STATEMENT |\n|----------------------------------------------|----------|----------------|------------------------------------------------------------------------------------|\n| ITi EA5TWE5TBANK /
9300 Flair Dr., 1St FL | | ~ | Page
2
of
3
STARTING DATE: June 01, 2023
ENDING DATE: June 30, 2023 |\n\n| BK EST/HO WAN KWOK DEBTOR
Date
Transaction Description
06-30
Service Charge
INTL WIRE XFER | | Subtractions
50.00 |\n|-----------------------------------------------------------------------------------------------------------|--|-----------------------|\n| | | |\n\n#### DAILY BALANCES\n\nEl Monte, CA. 91731\n\n| Date | Amount | Date | Amount | Date | Amount |\n|-------|--------------|-------|---------------|-------|---------------|\n| 05-31 | 8,376,214.99 | 06-07 | 8,169,239.07 | 06-30 | 45,553,901.43 |\n| 06-01 | 8,352,714.99 | 06-28 | 41,092,257.49 | | |\n| 06-06 | 8,352,138.07 | 06-29 | 41,038,875.47 | | |\n\n#### OVERDRAFT/RETURN ITEM FEES\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n![](_page_17_Picture_6.jpeg)\n\n#### **Checking Account** Case 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 19 of 19\n\n**Statement Date 06/30/2023 Page 3 of 3**\n\n| BK~{HD~~::~~~u°~l°R
CASE#U.•50073
CIOPAUlHASTINGSLLP
NE\\::,~~'1o,6G
Pill,'1,1: De.11-\\-e- \\,J',,,~ (EOCS) | w,ow.mo
DATE~ | 1155
5/2S /\"2.3
1 s :2,'-!00.•• |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|---------------------------------------|\n| ¼'--'-',oo---'-: __________
--'-l\"w=o'-'-'i,.,_'<,,_,o\"\"s,.o.,\".,,i>,,._,:lw::=-'a,,.vo.,, .,.00,1 • .,.u,.,R_,~ ~ ~- | | .,.00,1 • .,.u,.,R_,~ ~ ~- |\n| | | |\n| 06/01/2023 | 1155 | \\$2,400.00 |\n\n![](_page_18_Figure_4.jpeg)","body_zh":"美国破产法院\n\n康涅狄格区\n布里奇波特分部\n\n关于：\nHo Wan Kwok（郭文贵）　§\n§　案号：\n22-50073\n债务人　§\n§　主案号：\n22-50073\n合并管理\n月度经营报告　第11章\n报告期截止日：\n06/30/2023　申请日期：\n02/15/2022\n待决月数：\n17　行业分类：\n\n报告方法：　权责发生制　收付实现制\n债务人的全职雇员人数（当前）：　0\n债务人的全职雇员人数（截至救济命令之日）：　0\n\n证明文件（勾选所有随附文件）：\n（对于合并管理的债务人，每一债务人均须以非合并基础提供任何所需附表）\n现金收入和支出报表\n经营报表（损益表）　载有资产、负债及权益（净值）或赤字汇总和明细的资产负债表\n应收账款账龄分析\n申请日后负债账龄分析\n资本资产报表\n\n- 向专业人士付款明细表\n- 向内部人士付款明细表\n- 报告期内所有银行对账单及银行调节表\n- 已出售或转让资产及出售或转让条款的说明\n\n/s/ Luc A. Despins（卢克·A. 德斯平斯）\n\n07/21/2023\n\n日期\n\n责任方签名　责任方正楷姓名　地址　Luc A. Despins（卢克·A. 德斯平斯），以第11章受托人身份　Paul Hastings LLP（保罗·哈斯廷斯律师事务所）　200 Park Avenue　New York, NY 10166\n\n声明：本定期报告与一宗尚未结案的破产案件有关；因此，适用《文书工作减负法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n\nUST Form 11-MOR (12/01/2021) 1\nCase 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 2 of 19\n\n债务人姓名 Ho Wan Kwok（郭文贵）　案号 22-50073\n\n第1部分：现金收入和支出　当月　累计\n\na.　月初现金余额　\\$8,376,215\nb.　收入总额（扣除账户间转账）　\\$51,273,028　\\$60,748,218\nc.　支出总额（扣除账户间转账）　\\$14,095,342　\\$15,194,296\nd.　月末现金余额（a+b-c）　\\$45,553,901\ne.　第三方为破产财产利益作出的支出　\\$0　\\$12,757\nf.　用于计算季度费用的支出总额（c+e）　\\$14,095,342　\\$15,207,053\n第2部分：资产和负债状况　当月\na.　（通常不适用于个人债务人。见说明。）\n应收账款（扣除备抵后的总额）　\\$0\nb.　逾期超过90天的应收账款（扣除备抵）　\\$0\nc.　存货\n（账面价值\n市场价值\n其他\n（附说明））　\\$0\nd　流动资产总额　\\$0\ne.　资产总额　\\$0\nf.　申请日后应付款项（不包括税款）　\\$0\ng.　逾期的申请日后应付款项（不包括税款）　\\$0\nh.　应付申请日后税款　\\$0\ni.　逾期的申请日后税款　\\$0\n\nj.　申请日后债务总额（f+h）　\\$0\nk.　申请日前有担保债务　\\$0\nl.　申请日前优先债务　\\$0\nm.　申请日前无担保债务　\\$0\nn.　负债（债务）总额（j+k+l+m）　\\$0\no.　期末权益/净值（e-n）　\\$0\n第3部分：已出售或转让的资产　当月　累计\na.　在正常营业过程以外出售/转让资产的现金销售价格总额　\\$18,350,000　\\$23,150,000\nb.　在正常营业过程以外出售/转让资产所附带向第三方支付的款项总额　\\$1,157,500　\\$1,157,500\nc.　在正常营业过程以外出售/转让资产所得现金净收益（a-b）　\\$17,192,500　\\$21,992,500\n第4部分：损益表（经营报表）\n（通常不适用于个人债务人。见说明。）　当月　累计\na.　总收入/销售额（扣除退货和折让）　\\$0\nb.　销售成本（如适用，包括折旧）　\\$0\nc.　毛利润（a-b）　\\$0\nd.　销售费用　\\$0\ne.　一般及行政费用　\\$0\nf.　其他费用　\\$0\ng.　折旧及/或摊销（未计入第4b项）　\\$0\nh.　利息　\\$0\ni.　税款（地方、州及联邦）　\\$0\n\nj. 重组项目　\\$0\n\nk. 利润（损失）　\\$0　\\$0\nCase 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 3 of 19\n\n债务人姓名 Ho Wan Kwok　案号 22-50073\n\n第5部分：专业费用和开支\n\n核准\n当月　核准\n累计　当月已付　累计已付\n债务人的专业费用及开支（破产）合计　\\$13,834,834　\\$13,911,530　\\$13,834,834　\\$13,911,530\n按律师事务所逐项明细\n事务所名称　角色\ni　Neubert, Pepe & Monteith, P.C（诺伊伯特、佩佩及蒙蒂思律师事务所）　当地律师　\\$551,719　\\$564,783　\\$551,719　\\$564,783\nii　Paul Hastings LLP（保罗·哈斯廷斯律师事务所）（首席律师）　首席律师　\\$12,125,616　\\$12,189,247　\\$12,125,616　\\$12,189,247\niii　Brown Rudnick（布朗·鲁德尼克律师事务所）（Ho Wan Kwok 的律师）　首席律师　\\$0　\\$0　\\$0　\\$0\niv　Pullman & Comley（普尔曼及科姆利律师事务所）（律师）　首席律师　\\$0　\\$0　\\$0　\\$0\nv　Coleman Worldwide Advisors L　其他　\\$0　\\$0　\\$0　\\$0\nvi　Dundon Advisors（邓登顾问公司）（无担保债权人委员会财务顾问）　财务专业人士　\\$0　\\$0　\\$0　\\$0\nvii　Verdolino & Lowey, PC（韦尔多利诺及洛伊会计师事务所）（财务顾问）　财务专业人士　\\$0　\\$0　\\$0　\\$0\nviii　Harney Westwood & Riegels LP　其他　\\$0　\\$0　\\$0　\\$0\nix　Paul Wright（保罗·赖特）　其他　\\$0　\\$0　\\$0　\\$0\nx　Pallas Partners LLP（帕拉斯合伙律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\nxi　Edmiston and Company Limited（埃德米斯顿有限公司）　其他　\\$1,157,500　\\$1,157,500　\\$1,157,500　\\$1,157,500\nxii　Engineering Operations and Cer　其他　\\$0　\\$0　\\$0　\\$0\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nUST Form 11-MOR (12/01/2021) 3\n\nxxxvii\n\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\n\nlxxix\n\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n核准　核准　当月已付　累计已付\n当月　累计　金额　累计\nb.　债务人的专业费用及开支（非破产）合计　\\$0　\\$0　\\$0　\\$0\n按律师事务所逐项明细\n事务所名称　角色\ni　Baker Hostetler LLP（贝克·霍斯泰特勒律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\nii　Clayman & Rosenberg LLP（克莱曼及罗森伯格律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\niii　Ganfer Shore Leeds & Zauderer　其他　\\$0　\\$0　\\$0　\\$0\niv　Harcus Parker Ltd.　其他　\\$0　\\$0　\\$0　\\$0\nv　LALIVE SA　其他　\\$0　\\$0　\\$0　\\$0\nvi　Lawall & Mitchell, LLC　其他　\\$0　\\$0　\\$0　\\$0\nvii　Petrillo Klein & Boxer LLP　其他　\\$0　\\$0　\\$0　\\$0\nviii　Schulman Bhattacharya, LLC　其他　\\$0　\\$0　\\$0　\\$0\nix　The Casper Firm　其他　\\$0　\\$0　\\$0　\\$0\nx　The Francis Firm PLLC　其他　\\$0　\\$0　\\$0　\\$0\nxi　VX Cerda & Associates　其他　\\$0　\\$0　\\$0　\\$0\nxii\nxiii\nxiv\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\nCase 22-50073 Doc 2024 Filed 07/21/23 Entered 07/21/23 10:11:19 Page 8 of 19\n\nxcix\n\nc\nc.　所有专业费用及开支（债务人及委员会）　\\$0　\\$0　\\$0　\\$0\n\n第6部分：申请日后税款　当月　累计\n\na.　应计申请日后所得税（地方、州及联邦）　\\$0　\\$0\nb.　已付申请日后所得税（地方、州及联邦）　\\$0　\\$0\nc.　应计申请日后雇主工资税　\\$0　\\$0\nd.　已付申请日后雇主工资税　\\$0　\\$0\ne.　已付申请日后财产税　\\$0　\\$0\nf.　应计申请日后其他税款（地方、州及联邦）　\\$0　\\$0\ng.　已付申请日后其他税款（地方、州及联邦）　\\$0　\\$0\n第7部分：问卷——在本报告期间内：\na.　是否对申请日前债务作出任何付款？（如是，见说明）　是　否\nb.　是否在未获法院批准的情况下，于正常营业过程以外作出任何付款？（如是，见说明）　是　否\nc.　是否向内部人士或代表内部人士作出任何付款？　是　否\nd.　申请日后纳税申报是否均为最新？　是　否\ne.　申请日后预估税款付款是否均为最新？　是　否\nf.　是否按时汇缴全部信托基金税款？　是　否\ng.　（如是，见说明）除贸易信贷外，是否存在任何申请日后借款？　是　否\nh.　向专业人士或代表专业人士作出的所有付款是否均经法院批准？　是　否\n不适用\ni.　您是否拥有：　工伤赔偿保险？　是　否\n如是，您的保费是否为最新？　是　否\n不适用　（如否，见说明）\n意外事故/财产保险？　是　否\n如是，您的保费是否为最新？　是　否\n不适用　（如否，见说明）\n一般责任保险？　是　否\n如是，您的保费是否为最新？　是　否\n不适用　（如否，见说明）\nj.　是否已向法院提交重组计划？　是　否\nk.　是否已向法院提交披露声明？　是　否\nl.　您是否已按 28 U.S.C. § 1930 规定缴清季度美国受托人费用？　是　否\n\n第8部分：个人第11章债务人（仅适用）\n\na.　工资及薪金的总收入（收款）　\\$0\nb.　自雇的总收入（收款）　\\$0\nc.　所有其他来源的总收入　\\$0\nd.　报告期内总收入（a+b+c）　\\$0\ne.　工资扣除款　\\$0\nf.　与自雇有关的费用　\\$0\ng.　生活费用　\\$0\nh.　所有其他费用　\\$0\ni.　报告期内总费用（e+f+g+h）　\\$0\nj.　总收入与总费用之间的差额（d-i）　\\$0\nk.　列明所有逾期申请日后债务的总额　\\$0\nl.　您是否须支付 11 U.S.C § 101(14A) 所定义的任何家庭扶养义务？　是\n否\nm.　如是，您是否已支付所有家庭扶养义务款项？　是\n否\n不适用\n《隐私法》声明\n\n28 U.S.C. § 589b 授权收集该等信息，且依据 11 U.S.C. §§ 704、1106 和 1107，提供该等信息为强制性要求。美国受托人将使用该等信息计算 28 U.S.C. § 1930(a)(6) 项下的法定费用评估。美国受托人还将使用该等信息评估第11章债务人在破产程序中的进展情况，包括重组计划获确认的可能性，以及该案件是否善意进行。该等信息在履行受托人或审查员职责所需时，可向破产受托人或审查员披露；在该等信息表明存在违法或潜在违法行为时，可向适当的联邦、州、地方、监管、部落或外国执法机构披露。还可为例行目的作出其他披露。有关可能作出的例行披露类型，可查阅美国受托人执行办公室的系统记录公告 UST-001，《破产案件档案及相关记录》。见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该公告副本可通过以下链接获得：htt www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供该等信息可能导致您的破产案件被驳回、转换，或美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证处罚的约束下声明，上述月度经营报告及其证明文件真实、正确，且本人已获授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins\n\n责任方签名\n\n第11章受托人\n\n职称　日期\n\nLuc A. Despins，以第11章受托人身份\n\n责任方正楷姓名\n\n07/21/2023\n\n第4页\n\n关于 Ho Wan Kwok　案号 22-50073 (JAM)\n\n债务人报告期间：6/1/2023 - 6/30/2023\n个人债务人现金收入和现金支出\n\n（债务人持有的每个银行账户均须提交本表）\n\n所报告的金额应以债务人的账簿为准，而非银行对账单。期初现金应为上月期末现金；如属首份报告，则该金额应为提交破产申请之日的余额。应附上银行对账单以及报告期内所有支出的详细清单，该清单应包括日期、支票号码、收款人、交易说明和金额。每个账户均须附具银行余额调节表。[见 MOR-1（续）]\n\n本月实际数　自 July 8, 2022 起至今累计实际数　月初现金　收入　收回资金（与出售 Lady May 相关支付的剩余资金）　$ 23,321,645.75　$ 18,350,000.00　Clark Hill 和解款　-　$ 499,000.00　预付费退款（Kercsmar Collins & O'Hara / Lewis Roca）　-　$ 4,544.00　游艇维修托管款　-　$ 4,000,000.00　对抗诉讼款项提存资金　$ 32,923,028.42　$ 32,923,028.42　收入总额　$ 60,748,218.17　$ 51,273,028.42　支出　日常项目：银行费用　$ 886.92　$ 5,353.53　向 International Surety Ltd 支付的增加保证金费用　-　$ 27,747.00　从游艇维修托管款中支付的与游艇维修发票有关的费用　$ 576,895.09　-　与 Miller Advertising Agency Inc. 有关的费用（英格兰法院公告通知）　$ 21,140.60　-　与 Dexter White 发票有关的费用　$ 2,400.00　$ 12,110.00　从游艇维修托管款中支付的与 Bridgeport Harbor Marina 有关的费用　$ 18,137.64　-　从游艇维修托管款中支付的与 Safe Harbor 有关的费用　$ 148,287.04　$ 43,335.04　从游艇维修托管款中支付的与 Yatchtzoo 运营费用有关的费用　$ 431,604.00　$ 182,859.00　与 Harneys Corporate Services Limited 有关的费用　-　$ 1,665.00　向 JP Reynolds Company Inc. 支付的 FTZ 赔偿保证金费用　$ 5,970.00　-　与出售 Lady May 有关而向 James Pizzaruso 支付的工资费用　$ 31,026.98　$ 31,026.98　日常支出总额　$ 1,279,936.88　$ 260,507.94　重组项目：专业费用　与 Neubert, Pepe & Monteith PC 有关的费用　$ 551,718.50　$ 564,782.54　与 Paul Hastings LLP 有关的费用　$ 12,125,615.54　$ 12,189,247.29　与 Edmiston and Company Limited 有关的已支付经纪费用　$ 1,157,500.00　$ 1,157,500.00　美国受托人费用　-　$ 2,829.43　其他重组费用（附明细表）　$ -　-　重组项目总额　$ 13,914,359.26　$ 13,834,834.04　支出总额（日常项目 + 重组项目）　$ 15,194,296.14　$ 14,095,341.98　净现金流量（收入总额 - 支出总额）　$ 45,553,922.03　$ 37,177,686.44　月末现金（必须与经调节的银行对账单相符）　$ 45,553,901.43　$ 45,553,901.43　代表破产财产支付的第三方支出　无　$ 12,757.00　-　$\n\n以下部分必须填写\n\n用于计算美国受托人季度费用的支出：（取自本月实际数栏）\n\n支出总额　$\n14,095,341.98\n\n减：转入其他占有中债务人账户的款项　$\n\n加：外部来源代破产财产支付的支出（即来自托管账户）　$\n\n用于计算美国受托人季度费用的支出总额　$\n14,095,341.98\n费用\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州联邦破产法院布里奇波特分院）\n\n-------------------------------------------------------　x\n\n关于：　：\n：\nChapter 11\nHO WAN KWOK（郭文贵），　：\n：\nCase No. 22-50073\n(JAM)\n债务人。　：\n\n------------------------------------------------------　x\n\n2023年6月1日至2023年6月30日期间月度经营报告的附件\n\n本附件纳入并构成 Chapter 11 受托人 Luc A. Despins 的月度经营报告（“MOR”）的一部分。\n\n一般免责声明\n\n- 1. MOR 采用 United States Trustee（美国受托人）执行办公室于2021年颁布的表格。该表格在许多情况下要求即使某一项目不适用，也须在该项目中填入数字。该表格亦不允许在答复旁加入说明或星号。因此，如所呈列，某些答复可能不适用或不完整。根据美国受托人办公室的指导，本附件作为 MOR 的组成部分提交。\n\n- 2. On July 8, 2022，破产法院签署命令，批准任命 Luc A. Despins, Esq. 为 Chapter 11 受托人（“受托人”）。本 MOR 中的信息仅基于自受托人获任命之日起的信息，且仅涉及受托人控制下的银行账户。[1]\n\n- 3. 受托人保留修改、变更或补充本 MOR，或在未来 MOR 中更新本报告的权利。\n\n具体答复\n\n第1部分答复\n\n4. 如上所述，该等信息仅限于自受托人获任命以来的现金收入和支出，以及受托人控制下账户的相关信息。该金额包括受托人仅为以下目的而作为托管代理人收取的 $4 million：\n\n1　受托人目前正在调查债务人的资产和财务事务（债务人未就该调查予以合作）。\n\n担保完成为使 Lady May 恢复良好运行状态所需进行的服务、维护和维修，如 October 7, 2022 作出的 Consent Order Granting HK International Funds Investments (USA) Limited, LLC's Motion for Order Establishing Repair Reserve for the Lady May [Docket No. 930] 所载；该金额中已有 $1,214,663.13 被支出。\n\n第2部分答复\n\n- 5. 在本部分适用的范围内（债务人为个人），受托人没有足够信息完成本部分。受托人的律师目前正在审查与索赔申报截止日有关而提交的逾1,200份债权申报表，该截止日为 February 17, 2023。\n\n- 6. 受托人知悉，与受托人专业人员所提供服务有关的若干专业费用和开支已经产生。截至报告期末，法院已批准若干中期费用偿还申请，包括：如 May 3, 2023 作出的 Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses [Docket No. 1747] 所载的 $63,631.75；如 May 5, 2023 作出的 Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses [Docket No. 1769] 所载的 $13,064.04；如 June 29, 2023 作出的 Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023 [Docket No. 1964] 所载的 $12,125,615.55；如 June 29, 2023 作出的 Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC [Docket No. 1966] 所载的 $551,718.50；以及 Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief [Docket No. 1953) 所载的 $1,157,500.00。\n\n第3部分答复\n\n7. On June 27, 2023，破产法院作出命令，授权并批准出售 Lady May [Docket No. 1953]。\n\n第4部分答复\n\n8. 在本部分适用的范围内（债务人为个人），受托人没有足够信息完成本部分。\n\n第5部分答复\n\n- 9. 截至报告期末，法院已批准若干中期费用偿还申请，包括：如 May 3, 2023 作出的 Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses [Docket No. 1747] 所载的 $63,631.75；如 May 5, 2023 作出的 Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses [Docket No. 1769] 所载的 $13,064.04；如 June 29, 2023 作出的 Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023 [Docket No. 1964] 所载的 $12,125,615.55；如 June 29, 2023 作出的 Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC [Docket No. 1966] 所载的 $551,718.50；以及 Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief [Docket No. 1953) 所载的 $1,157,500.00。\n\n- 10. 受托人知悉，若干专业公司曾向无担保债权人官方委员会或债务人（在受托人获任命之前）提供服务，但其受聘目前尚未获得法院批准。受托人出于审慎考虑，在 MOR 的本部分中列入了该等其所知的专业公司，但就该等专业公司的聘用和/或费用支付，保留其所有权利。受托人还指出，债务人可能曾聘用受托人不知悉的专业人员（在受托人获任命之前）。\n\n第6部分答复\n\n11. 受托人不知悉自其获任命以来的期间内产生任何申请后税款。\n\n第7部分答复\n\n12. 受托人指出，债务人于 April 20, 2022 提交了一份 Chapter 11 计划 [Docket No. 197]（“April 2022 Plan”），但并未就该计划提交或批准任何信息披露声明。\n\n第8部分答复\n\n13. 受托人没有足够信息答复第8部分。\n\nCase 22-50073　Doc 2024　Filed 07/21/23　Entered 07/21/23 10:11:19　Page 17 of 19\n\n查询请致电：888 761-3967\n\n9300 Flair Dr., 1St FL　EAST WEST BANK（华美银行）　/ ~\n\n账户对账单起始日期：June 01, 2023　El Monte, CA. 91731　终止日期：June 30, 2023　对账单期间总天数：30　第 1 页，共 3 页\n\n（1）\n\nBK EST/HO WAN KWOK DEBTOR　LUC A DESPINS, CH11 TRUSTEE　CASE #22-50073　C/O PAUL HASTINGS LLP　200 PARK AVE　NEW YORK NY 10166-0005\n\n通过直接存款收款。款项将自动存入您的银行账户，因此您可免去前往银行的麻烦。请向付款人咨询您是否符合资格，或致电 888.895.5650 了解详情。\n\n标准商业支票账户\n\n账户号码\n随附文件\n低余额\n平均余额　1\n$8,169,239.07\n$11,645,158.93　期初余额\n存入总额\n支出总额\n期末余额　$8,376,214.99\n51,273,028.42\n（2）\n14,095,341.98\n（19）\n$45,553,901.43\n\n贷方\n编号\n日期\n06-28\n06-30　交易说明\n汇入电汇\nHK INTL FUNDS INVESTMENTS USA LTD（HK国际基金投资美国有限公司）\n汇入电汇\nHERBERT G CHAMBERS（赫伯特·G·钱伯斯）　增加额\n32,923,028.42\n18,350,000.00\n支票\n编号\n1155　日期\n06-01　金额\n2,400.00　编号　日期　金额\n借方\n日期\n06-01\n06-01\n06-06\n06-06\n06-07\n06-07\n06-28\n06-29\n06-29\n06-29\n06-29\n06-30\n06-30\n06-30\n06-30\n06-30\n06-30　交易说明\n汇出电汇\n服务费\n借记备忘录\n借记备忘录\n汇出电汇\n服务费\n服务费\n汇出电汇\n服务费\n汇出电汇\n服务费\n服务费\n汇出电汇\n服务费\n汇出电汇\n服务费\n国际电汇　SHM NEWPORT SHIPYARD LLC（SHM纽波特造船厂有限责任公司）\n汇出电汇\n受托维护费\n受托抵押品\nYACHTZOO YACHT MANAGEMENT LLC（Yachtzoo游艇管理有限责任公司）\n汇出电汇\n汇入电汇\nSHM NEWPORT SHIPYARD LLC\n汇出电汇\nJAMES PIZZARUSO（詹姆斯·皮扎鲁索）\n汇出电汇\n汇入电汇\nNEUBERT, PEPE & MONTEITH P.C.（诺伊伯特、佩佩及蒙泰斯律师事务所）\n汇出电汇\nPAUL HASTINGS LLP（普衡律师事务所）\n汇出电汇\nEDMISTON - BROKERAGE（埃德米斯顿—经纪业务）　扣减额\n21,060.00\n40.00\n25.00\n551.92\n182,859.00\n40.00\n10.00\n22,275.04\n40.00\n31,026.98\n40.00\n10.00\n551,718.50\n40.00\n12,125,615.54\n40.00\n1,157,500.00\n\n案号 22-50073　文件 2024　提交于 07/21/23　录入于 07/21/23 10:11:19\n\n账户对账单\n\nEAST WEST BANK（华美银行）\n9300 Flair Dr., 1楼　~　第　页\n\n起始日期：June 01, 2023\n截止日期：June 30, 2023\n\n破产财产／HO WAN KWOK（郭文贵）债务人\n日期\n交易说明\n06-30\n服务费\n国际电汇　扣减额\n50.00\n\n每日余额\n\nEl Monte, CA. 91731\n\n日期　金额　日期　金额　日期　金额\n\n05-31　8,376,214.99　06-07　8,169,239.07　06-30　45,553,901.43\n06-01　8,352,714.99　06-28　41,092,257.49\n06-06　8,352,138.07　06-29　41,038,875.47\n\n透支／退回项目费用\n\n本期合计　年初至今合计\n\n透支费用合计　$0.00　$0.00\n退回项目费用合计　$0.00　$0.00\n支票账户　案号 22-50073　文件 2024　提交于 07/21/23　录入于 07/21/23 10:11:19　第 19 页，共 19 页\n\n对账单日期 06/30/2023　第 3 页，共 3 页\n\n破产财产／HO WAN KWOK（郭文贵）债务人\n案号：22-50073\n转交 PAUL HASTINGS LLP（普衡律师事务所）\n支票号：1155\n日期：5/25/23\n金额：$2,400.00\n\n06/01/2023　1155　$2,400.00","key_entities":["Paul Hastings","Kwok","Ho Wan Kwok","Despins"],"ecf_references":[],"word_count":6002,"status":"published","published_at":"2023-07-21 00:00:00","created_at":"2023-07-21","updated_at":"2026-08-23 20:59:37"}