{"id":"court_ctb_2100_0","court":"CTB","case_no":"22-50073","doc_number":2100,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2023-08-21","title":"|","summary_zh":null,"summary_en":null,"body_en":"| | UNITED STATES BANKRUPTCY COURT | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------------------------------------------------------------------|\n| | DISTRICT OF | CONNECTICUT |\n| | BRIDGEPORT DIVISION | |\n| In Re.
Ho Wan Kwok | §
§
§ | Case No.
22-50073
Lead Case No.
22-50073 |\n| Debtor(s) | § | Jointly Administered |\n| Monthly Operating Report | | Chapter 11 |\n| Reporting Period Ended:
07/31/2023 | | Petition Date:
02/15/2022 |\n| Months Pending:
18 | | Industry Classification:
0
0
0
0 |\n| Reporting Method: | Accrual Basis | Cash Basis |\n| Debtor's Full-Time Employees (current): | | 0 |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 |\n| Supporting Documentation (check all that are attached):
(For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) | | |\n| Statement of cash receipts and disbursements
Statement of operations (profit or loss statement)
Accounts receivable aging
Postpetition liabilities aging
Statement of capital assets
Schedule of payments to professionals | | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit |\n\n- Schedule of payments to insiders\n- All bank statements and bank reconciliations for the reporting period\n- Description of the assets sold or transferred and the terms of the sale or transfer\n\n/s/ Luc A. Despins\n\n08/21/2023\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\nUST Form 11-MOR (12/01/2021) 1\n\n### Case 22-50073 Doc 2100 Filed 08/21/23 Entered 08/21/23 12:53:01 Page 2 of 21\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | Part 1: Cash Receipts and Disbursements | Current Month | Cumulative |\n|----|-----------------------------------------------------------------------------------------------------------|---------------|--------------|\n| | | | |\n| a. | Cash balance beginning of month | \\$45,553,901 | |\n| b. | Total receipts (net of transfers between accounts) | \\$71 | \\$60,748,289 |\n| c. | Total disbursements (net of transfers between accounts) | \\$709,188 | \\$15,903,484 |\n| d. | Cash balance end of month (a+b-c) | \\$44,844,785 | |\n| e. | Disbursements made by third party for the benefit of the estate | \\$0 | \\$12,757 |\n| f. | Total disbursements for quarterly fee calculation (c+e) | \\$709,188 | \\$15,916,241 |\n| | Part 2: Asset and Liability Status
(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | |\n| a. | Accounts receivable (total net of allowance) | \\$0 | |\n| b. | Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | |\n| c. | Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | |\n| d | Total current assets | \\$0 | |\n| e. | Total assets | \\$0 | |\n| f. | Postpetition payables (excluding taxes) | \\$0 | |\n| g. | Postpetition payables past due (excluding taxes) | \\$0 | |\n| h. | Postpetition taxes payable | \\$0 | |\n| i. | Postpetition taxes past due | \\$0 | |\n| j. | Total postpetition debt (f+h) | \\$0 | |\n| k. | Prepetition secured debt | \\$0 | |\n| l. | Prepetition priority debt | \\$0 | |\n| m. | Prepetition unsecured debt | \\$0 | |\n| n. | Total liabilities (debt) (j+k+l+m) | \\$0 | |\n| o. | Ending equity/net worth (e-n) | \\$0 | |\n| | Part 3: Assets Sold or Transferred | Current Month | Cumulative |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary
course of business | \\$0 | \\$23,150,000 |\n| b. | Total payments to third parties incident to assets being sold/transferred | | |\n| | outside the ordinary course of business | \\$0 | \\$1,157,500 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary
course of business (a-b) | \\$0 | \\$21,992,500 |\n| | Part 4: Income Statement (Statement of Operations) | Current Month | Cumulative |\n\n(Not generally applicable to Individual Debtors. See Instructions.) a. Gross income/sales (net of returns and allowances) \\$0 b. Cost of goods sold (inclusive of depreciation, if applicable) \\$0 c. Gross profit (a-b) \\$0 d. Selling expenses \\$0 e. General and administrative expenses \\$0 f. Other expenses \\$0 g. Depreciation and/or amortization (not included in 4b) \\$0 h. Interest \\$173,047 i. Taxes (local, state, and federal) \\$0 j. Reorganization items \\$0 k. Profit (loss) \\$0 \\$0\n\nUST Form 11-MOR (12/01/2021) 2\n\n### Case 22-50073 Doc 2100 Filed 08/21/23 Entered 08/21/23 12:53:01 Page 3 of 21\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | | Part 5: Professional Fees and Expenses | | | | | |\n|----|--------|--------------------------------------------------------------------|-------|---------------------------|------------------------|-----------------------|--------------------|\n| | | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| a. | | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$694,005 | \\$14,605,535 | \\$694,005 | \\$14,605,535 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Neubert, Pepe & Monteith, P.C Local Counsel | | \\$0 | \\$564,783 | \\$0 | \\$564,783 |\n| | ii | Paul Hastings LLP (counsel to cLead Counsel | | \\$0 | \\$12,189,247 | \\$0 | \\$12,189,247 |\n| | iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Pullman & Comley, LLC (coun Lead Counsel | | \\$504,105 | \\$504,105 | \\$504,105 | \\$504,105 |\n| | v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Dundon Advisors (UCC financi Financial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Verdolino & Lowey, PC (financFinancial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Harney Westwood & Riegels LPOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | Paul Wright | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | Pallas Partners LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | Edmiston and Company LimitedOther | | \\$0 | \\$1,157,500 | \\$0 | \\$1,157,500 |\n| | xii | Engineering Operations and CerOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xiii | Epiq Corporate Restructuring, LOther | | \\$189,901 | \\$189,901 | \\$189,901 | \\$189,901 |\n| | xiv | | | | | | |\n| | xv | | | | | | |\n| | xvi | | | | | | |\n| | xvii | | | | | | |\n| | xviii | | | | | | |\n| | xix | | | | | | |\n| | xx | | | | | | |\n| | xxi | | | | | | |\n| | xxii | | | | | | |\n| | xxiii | | | | | | |\n| | xxiv | | | | | | |\n| | xxv | | | | | | |\n| | xxvi | | | | | | |\n| | xxvii | | | | | | |\n| | xxviii | | | | | | |\n| | xxix | | | | | | |\n| | xxx | | | | | | |\n| | xxxi | | | | | | |\n| | xxxii | | | | | | |\n| | xxxiii | | | | | | |\n| | xxxiv | | | | | | |\n| | xxxv | | | | | | |\n| | xxxvi | | | | | | |\n\nUST Form 11-MOR (12/01/2021) 3\n\n| xxxvii | | | |\n|--------|--|--|--|\n| xxxvii | | | |\n| xxxix | | | |\n| xl | | | |\n| xli | | | |\n| xlii | | | |\n| xliii | | | |\n| xliv | | | |\n| xlv | | | |\n| xlvi | | | |\n| xlvii | | | |\n| xlviii | | | |\n| xlix | | | |\n| l | | | |\n| li | | | |\n| lii | | | |\n| liii | | | |\n| liv | | | |\n| lv | | | |\n| lvi | | | |\n| lvii | | | |\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| | | | |\n\n| | lxxix | | | | | | |\n|----|--------|-----------------------------------------------------------------------|-------|---------------|------------|--------------|------------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved | Approved | Paid Current | Paid |\n| | | | | Current Month | Cumulative | Month | Cumulative |\n| b. | | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Baker Hostetler LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & ZaudererOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n\n| | xv | | | |\n|----|--------|--|--|--|\n| | xvi | | | |\n| | xvii | | | |\n| | xviii | | | |\n| | xix | | | |\n| | xx | | | |\n| | xxi | | | |\n| | xxii | | | |\n| | xxiii | | | |\n| | xxiv | | | |\n| | xxv | | | |\n| | xxvi | | | |\n| | xxvii | | | |\n| | xxviii | | | |\n| | xxix | | | |\n| | xxx | | | |\n| | xxxi | | | |\n| | xxxii | | | |\n| | xxxiii | | | |\n| | xxxiv | | | |\n| | xxxv | | | |\n| | xxxvi | | | |\n| | xxxvii | | | |\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| li | | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | | | | |\n\n| lvii | | | |\n|--------|--|--|--|\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| lxxix | | | |\n| lxxx | | | |\n| lxxxi | | | |\n| lxxxii | | | |\n| lxxxii | | | |\n| lxxxiv | | | |\n| lxxxv | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxix | | | |\n| xc | | | |\n| xci | | | |\n| xcii | | | |\n| xciii | | | |\n| xciv | | | |\n| xcv | | | |\n| xcvi | | | |\n| xcvii | | | |\n| xcviii | | | |\n| | | | |\n\n### Case 22-50073 Doc 2100 Filed 08/21/23 Entered 08/21/23 12:53:01 Page 8 of 21\n\n| | xcix | | | | | |\n|----|------|----------------------------------------------------------|-----|-----|-----|-----|\n| | c | | | | | |\n| c. | | All professional fees and expenses (debtor & committees) | \\$0 | \\$0 | \\$0 | \\$0 |\n\n| | Part 6: Postpetition Taxes | | | Current Month | Cumulative |\n|----|----------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|\n| a. | | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| b. | | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| c. | | Postpetition employer payroll taxes accrued | | \\$0 | \\$0 |\n| d. | | Postpetition employer payroll taxes paid | | \\$0 | \\$0 |\n| e. | Postpetition property taxes paid | | | \\$0 | \\$0 |\n| f. | | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| g. | | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| | | Part 7: Questionnaire - During this reporting period: | | | |\n| a. | | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | |\n| b. | | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | |\n| c. | | Were any payments made to or on behalf of insiders? | Yes | No | |\n| d. | | Are you current on postpetition tax return filings? | Yes | No | |\n| e. | | Are you current on postpetition estimated tax payments? | Yes | No | |\n| f. | | Were all trust fund taxes remitted on a current basis? | Yes | No | |\n| g. | (if yes, see Instructions) | Was there any postpetition borrowing, other than trade credit? | Yes | No | |\n| h. | the court? | Were all payments made to or on behalf of professionals approved by | Yes | No
N/A | |\n| i. | Do you have: | Worker's compensation insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | Casualty/property insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | General liability insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| j. | | Has a plan of reorganization been filed with the court? | Yes | No | |\n| k. | | Has a disclosure statement been filed with the court? | Yes | No | |\n| l. | | Are you current with quarterly U.S. Trustee fees as
set forth under 28 U.S.C. § 1930? | Yes | No | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages | \\$0 |\n| b. | Gross income (receipts) from self-employment | \\$0 |\n| c. | Gross income from all other sources | \\$0 |\n| d. | Total income in the reporting period (a+b+c) | \\$0 |\n| e. | Payroll deductions | \\$0 |\n| f. | Self-employment related expenses | \\$0 |\n| g. | Living expenses | \\$0 |\n| h. | All other expenses | \\$0 |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 |\n| j. | Difference between total income and total expenses (d-i) | \\$0 |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No |\n| m. | If yes, have you made all Domestic Support Obligation payments? | No
N/A
Yes |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n#### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n08/21/2023\n\n\n\n\n\n\n\nPageFour\n\n**In re** Ho Wan Kwok **Case No.** 22-50073 (JAM) **Debtor Reporting Period:** 7/1/2023 - 7/31/2023\n\n**Current Month Cumulative July 8, 2022 to Date**\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The beginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was filed. Attach the bank statements and a detailed list of all disbursements made during the report period that includes the date, the check number, the payee, the transaction description, and the amount. A bank reconciliation must be attached for each account. [See MOR-1 (CON'T)]\n\n| | Actual | | Actual | |\n|---------------------------------------------------------------------|--------|-----------------|--------|---------------|\n| Cash - Beginning of Month | | | | |\n| RECEIPTS | | | | |\n| Recovered Funds (Remainder of funds paid in connection with sale | \\$ | - | \\$ | 23,321,645.75 |\n| of Lady May) | | | | |\n| Clark Hill Settlement | \\$ | - | \\$ | 499,000.00 |\n| Retainer Refund (Kercsmar Collins & O'Hara / Lewis Roca) | \\$ | - | \\$ | 4,544.00 |\n| Yacht Repair Escrow | \\$ | - | \\$ | 4,000,000.00 |\n| Adversary Proceeding Interpleader Funds | \\$ | - | \\$ | 32,923,028.42 |\n| Refund from AIG | \\$ | 71.25 | \\$ | 71.25 |\n| Bank Account Interest | \\$ | 173,046.53 | \\$ | 173,046.53 |\n| Total Receipts | \\$ | 173,117.78 | \\$ | 60,921,335.95 |\n| DISBURSEMENTS | | | | |\n| ORDINARY ITEMS: | | | | |\n| Bank Fees | \\$ | 2,326.55 | \\$ | 7,680.08 |\n| Fees paid to International Surety Ltd for surety bond increase | \\$ | - | \\$ | 27,747.00 |\n| Fees paid with respect to Yacht repair invoices out of the Yacht | \\$ | - | \\$ | 576,895.09 |\n| Repair Escrow | | | | |\n| Fees paid with respect to Miller Advertising Agency Inc. (English | \\$ | - | \\$ | 21,140.60 |\n| Court Publication Notice) | | | | |\n| Fees paid with respect to Dexter White Invoice | \\$ | 4,125.00 | \\$ | 16,235.00 |\n| Fees paid with respect to Bridgeport Harbor Marina out of the Yacht | \\$ | - | \\$ | 18,137.64 |\n| Repair Escrow | | | | |\n| Fees paid with respect to Safe Harbor out of the Yacht Repair | \\$ | - | \\$ | 148,287.04 |\n| Escrow | | | | |\n| Fees paid with respect to Yatchtzoo for operating expenses out of | \\$ | - | \\$ | 431,604.00 |\n| the Yacht Repair Escrow | | | | |\n| Fees paid with respect to Harneys Corporate Services Limited | \\$ | - | \\$ | 1,665.00 |\n| Disbursement paid to JP Reynolds Company Inc. for FTZ Indemnity | \\$ | - | \\$ | 5,970.00 |\n| Bond Charge | | | | |\n| Disbursement paid to James Pizzaruso for pay roll in connection | \\$ | - | \\$ | 31,026.98 |\n| with sale of Lady May | | | | |\n| Disbursement paid to AIG for insurance policy premium | \\$ | 8,731.00 | \\$ | 8,731.00 |\n| Total Ordinary Disbursements | \\$ | 15,182.55 | \\$ | 1,295,119.43 |\n| REORGANIZATION ITEMS: | | | | |\n| Professional Fees | | | | |\n| Fees paid with respect to Neubert, Pepe & Monteith PC | \\$ | - | \\$ | 564,782.54 |\n| Fees paid with respect to Paul Hastings LLP | \\$ | - | \\$ | 12,189,247.29 |\n| Broker fees paid with respect to Edmiston and Company Limited | \\$ | - | \\$ | 1,157,500.00 |\n| | | | | |\n| Fees paid with respect to Pullman & Comley, LLC | \\$ | 504,104.53 | \\$ | 504,104.53 |\n| Fees paid with respect to Epiq Corporate Restructuring LLC | \\$ | 189,900.79 | \\$ | 189,900.79 |\n| U. S. Trustee Fees | \\$ | - | \\$ | 2,829.43 |\n| Other Reorganization Expenses (attach schedule) | \\$ | - | \\$ | - |\n| Total Reorganization Items | \\$ | 694,005.32 | \\$ | 14,608,364.58 |\n| Total Disbursements (Ordinary + Reorganization) | \\$ | 709,187.87 | \\$ | 15,903,484.01 |\n| Net Cash Flow (Total Receipts - Total Disbursements) | \\$ | (536,070.09) \\$ | | 45,017,851.94 |\n| Cash - End of Month (Must equal reconciled bank statement) | \\$ | 45,017,831.34 | \\$ | 45,017,831.34 |\n| Third Party Disbursements on Behalf of the Estate | | | | |\n| None | \\$ | - | \\$ | 12,757.00 |\n\n#### **THE FOLLOWING SECTION MUST BE COMPLETED**\n\n**DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
709,187.87 |\n|----------------------------------------------------------------------|------------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$
- |\n| accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
709,187.87 |\n| FEES | |\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------- | x | |\n|---------------------------------------------------------|--------------------------------------|--|\n| In re: | :
:
Chapter 11 | |\n| HO WAN KWOK, | :
:
Case No. 22-50073
(JAM) | |\n| Debtor. | :
:
: | |\n| ------------------------------------------------------ | x | |\n\n# **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD JULY 1, 2023 THROUGH JULY 31, 2023**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n## **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-13-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n#### **Specific Responses**\n\n#### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control.\n\n 1 The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\n### Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's professionals. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court, including \\$63,631.75 as set forth in the *Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses*, entered on May 3, 2023 [Docket No. 1747], \\$13,064.04 as set forth in the *Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses*, entered on May 5, 2023 [Docket No. 1769]; \\$12,125,615.55 as set forth in the *Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023*, entered June 29, 2023 [Docket No. 1964]; \\$551,718.50 as set forth in the *Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC*, entered June 29, 2023 [Docket No. 1966]; \\$1,157,500.00 as set forth in the *Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief* [Docket No. 1953); \\$189,900.79 as set forth in the *Order Approving First Interim Fee Application of Epiq Corporate Restructuring, LLC as Claims and Noticing Agent for Allowance of Compensation for Services Rendered and for Reimbursement of All Actual and Necessary Expenses Incurred for the Period from December 1, 2022 through February 28, 2023* [Docket No. 2015]; and \\$504,104.53 as set forth in the *Order Approving First Interim Fee Application of Pullman & Comley, LLC as Counsel to the Official Committee of Unsecured Creditors for Allowance of Compensation for Services Rendered and Reimbursement of Expenses Incurred from March 29, 2022 through April 30, 2023* [Docket No. 2021].\n\n### Part 3 Responses\n\n7. On June 27, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May [Docket No. 1953].\n\n# Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n#### Part 5 Responses\n\n- 9. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court, including \\$63,631.75 as set forth in the *Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses*, entered on May 3, 2023 [Docket No. 1747], and \\$13,064.04 as set forth in the *Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses*, entered on May 5, 2023 [Docket No. 1769]; \\$12,125,615.55 as set forth in the *Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023*, entered June 29, 2023 [Docket No. 1964]; \\$551,718.50 as set forth in the *Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC*, entered June 29, 2023 [Docket No. 1966]; \\$1,157,500.00 as set forth in the *Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief* [Docket No. 1953]; \\$189,900.79 as set forth in the *Order Approving First Interim Fee Application of Epiq Corporate Restructuring, LLC as Claims and Noticing Agent for Allowance of Compensation for Services Rendered and for Reimbursement of All Actual and Necessary Expenses Incurred for the Period from December 1, 2022 through February 28, 2023* [Docket No. 2015]; and \\$504,104.53 as set forth in the *Order Approving First Interim Fee Application of Pullman & Comley, LLC as Counsel to the Official Committee of Unsecured Creditors for Allowance of Compensation for Services Rendered and Reimbursement of Expenses Incurred from March 29, 2022 through April 30, 2023* [Docket No. 2021].\n- 10. The Trustee is aware of a number of professional firms that have provided services to the official committee of unsecured creditors or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n#### Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n#### Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\n#### Part 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\nCase 22-50073 Doc 2100 Filed 08/21/23 Entered 08/21/23 12:53:01 Page 18 of 21\n\nDirect inquiries to: 888 761-3967\n\n\n\n**ACCOUNT STATEMENT** Page 1 of 3 STARTING DA TE: July 01, 2023 ENDING DATE: July 31, 2023 Total days in statement period: 31\n\n( 1)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nOur Online Banking & Mobile App are available at your convenience. You can perform many banking transactions from the comfort of your home without having to visit a branch. Visit digital.eastwestbank.com or call 833.468.8356 for details.\n\n# **Standard Business Checking**\n\n| Account number
Enclosures
Low balance
Average balance | | 1
\\$844,784.81
\\$4,117,305.57 | Beginning balance
Total additions
Total subtractions
Ending balance | | \\$45,553,901.43
71.25
(1)
44,709,
187.87
(9)
\\$844,784.81 | | |\n|----------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|---------------|------------------------------------------------------------------------------------------------------------------|--|--|\n| CREDITS
Number
Date
07-26 | | Transaction Description
AIGRSCIA WEB RFD 230726 602209257
Pre-Auth Credit | | | Additions
71.25 | | |\n| CHECKS
Number
1160 | Date
07-28 | Amount
4,125.00 | Number | Date | Amount | | |\n| DEBITS
Date | Transaction Description
07-03 Transfer Debit
07-06 Debit Memo
07-06 Debit Memo
07-17 Preauth Debit
07-20 Outgoing Wire
07-20 Service Charge
07-20 Outgoing Wire
07-20 Service Charge | TR TO XXX8816
FIDUCIARY MAINTENA NCE
FIDUCIARY COLLATERAL
AIGRSCIA WEB PMT 230717
EPIQ CORPORATE RESTRUCTURING LLC
OUTGOING WIRE
PULLMAN & COMLEY L LC
OUTGOING WIRE | | | Subtractions
44,000,000.00
25.00
.55
2,221
8,731.00
189,900.79
40.00
504,104.53
40.00 | | |\n| Date
06-30
07-03
07-06 | DAILY BALANCES
Amount
45,553,901.43
1,553,901.43
,654.88
1,551 | Date
07-17
07-20
07-26 | Amount
1,542,923.88
848,838.56
848,909.81 | Date
07-28 | Amount
844,784.81 | | |\n\n\n\nPage 2 of 3 STARTING DATE: July 01, 2023 ENDING DATE: July 31, 2023\n\nBK EST/HO WAN KWOK DEBTOR\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n\n\n#### **Checking Account** Case 22-50073 Doc 2100 Filed 08/21/23 Entered 08/21/23 12:53:01 Page 20 of 21\n\n**Statement Date Page**\n\n**07/31/2023 3 of 3**\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE#22-S0073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK, NY 10168 Pt~Jrar~; t)~ ·d .,. *\\N* h \\ *1:-L* 1160 \\$ £.l, \\2.S.D'\"' -'-P~ov~•~:t~\"~\"~'~\"\"=•~~b~X)f~'o~vo~•=\"'~\"-~-\\w=c~\"-~~'\\-,--f~,~•~~2'.~''~(o\\_a \\_\\_\\_\\_\\_\\_ n,~''-~\"~K~ fri §.. .... '{c,,\\_c..h\"lr 1 Sev-vH .. t~. S.\\.IV\"vt'{ Svl'°Ve\\\\\\o.ntc.., 11 □□ l ~b n• ,: :'. 2 20 ?O 38 ~1: **07/28/2023 1160 \\$4,125.00**\n\n**07/28/2023 1160 \\$4,125.00**\n\nCase 22-50073 Doc 2100 Filed 08/21/23 Entered 08/21/23 12:53:01 Page 21 of 21\n\nDirect inquiries to: 888 761-3967\n\n\n\n**ACCOUNT STATEMENT** Page 1 of 1 STARTING DATE: July 01, 2023 ENDING DATE: July 31, 2023 Total days in statement period: 31\n\n( **O)**\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\navailable at your convenience. You can perform many banking transactions from the comfort of your home without having to visit a branch. Visit digital.eastwestbank.com or call 833.468.8356 for details.\n\nOur Online Banking & Mobile App are\n\n# **Trustee-Non Vendor MMA**\n\n| Account number
Low balance
Average balance | Interest paid year to date | \\$44,000,000.00
\\$41,161,290.32
\\$173,046.53 | | Beginning balance
Total additions
Total subtractions
Ending balance | | 121
IOI | \\$0.00
44,173,046.53
0.00
\\$44,173,046.53 |\n|--------------------------------------------------|-------------------------------------------------------------------------------------------|----------------------------------------------------------------|-----------------|------------------------------------------------------------------------------|-------|------------|----------------------------------------------------|\n| CREDITS
Number | Date
07-03
07-31 | Transaction Description
Transfer Credit
Interes t Credit | TR FROM XXX8263 | | | | Additions
44,000,000.00
173,046.53 |\n| Date | DAILY BALANCES
Amount | Date | | Amount | Date | | Amount |\n| 06-30 | 0.00
INTEREST INFORMATION
Annual percentage yield earned
Average balance for APY | 07-03
\\$41,161,290.32 | 5.06% | 44,000,000.00
Interest-bearing days
Interest earned | 07-31 | | 44,173,046.53
31
\\$173,046.53 |\n| | OVERDRAFT/RETURN ITEM FEES | | | | | | |\n| | | | | Total for | | Total | |\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |","body_zh":"美国破产法院\n\n康涅狄格区\n布里奇波特分院\n关于：\nHo Wan Kwok（郭文贵） §\n§\n§ 案号：\n22-50073\n主案案号：\n22-50073\n债务人 § 共同管理\n月度经营报告 第11章\n报告期截止日：\n07/31/2023 申请日期：\n02/15/2022\n待决月数：\n18 行业分类：\n\n报告方法： 权责发生制 现金制\n债务人的全职雇员（当前）：0\n债务人的全职雇员（救济令作出之日）：0\n证明文件（勾选所有随附文件）：\n（对于共同管理的债务人，任何所需附表均须按每一债务人非合并的基础提供）\n现金收支表\n经营报表（损益表）\n应收账款账龄分析\n申请后负债账龄分析\n资本资产报表\n向专业人士付款明细表 包含资产、负债及权益（净值）或亏损摘要和明细的资产负债表\n\n- 向内部人士付款明细表\n- 报告期内的所有银行对账单及银行余额调节表\n- 对已出售或转让资产以及出售或转让条款的说明\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n08/21/2023\n\n日期\n\n负责方签名 负责方姓名（正楷） 地址 Luc A. Despins, in his capacity as Chapter 11 Trustee（卢克·A·德斯平斯，以第11章受托人身份） Paul Hastings LLP（普衡律师事务所） 200 Park Avenue New York, NY 10166\n\n声明：本定期报告与一宗尚未结案的破产案件有关；因此，适用《文书工作减少法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n\nUST Form 11-MOR (12/01/2021) 1\n案件 22-50073 文件 2100 提交于 08/21/23 录入于 08/21/23 12:53:01 第 2 页，共 21 页\n\n债务人姓名 Ho Wan Kwok（郭文贵） 案号 22-50073\n\n第1部分：现金收入和支出 当月 累计\n\na. 月初现金余额 $45,553,901\nb. 收入总额（扣除账户间转账） $71 $60,748,289\nc. 支出总额（扣除账户间转账） $709,188 $15,903,484\nd. 月末现金余额（a+b-c） $44,844,785\ne. 第三方为破产财产利益作出的支出 $0 $12,757\nf. 用于计算季度费用的支出总额（c+e） $709,188 $15,916,241\n第2部分：资产和负债状况\n（通常不适用于个人债务人。参见说明。） 当月\na. 应收账款（扣除备抵后的总额） $0\nb. 逾期超过90天的应收账款（扣除备抵后） $0\nc. 存货\n（账面\n市场\n其他\n（附说明）） $0\nd. 流动资产总额 $0\ne. 资产总额 $0\nf. 申请后应付账款（不包括税款） $0\ng. 逾期的申请后应付账款（不包括税款） $0\nh. 应付申请后税款 $0\ni. 逾期的申请后税款 $0\nj. 申请后债务总额（f+h） $0\nk. 申请前有担保债务 $0\nl. 申请前优先债务 $0\nm. 申请前无担保债务 $0\nn. 负债（债务）总额（j+k+l+m） $0\no. 期末权益/净值（e-n） $0\n第3部分：已出售或转让的资产 当月 累计\na. 在正常营业过程之外出售/转让资产的现金售价总额 $0 $23,150,000\nb. 与在正常营业过程之外出售/转让资产有关的向第三方支付款项总额 $0 $1,157,500\nc. 在正常营业过程之外出售/转让资产所得现金净收益（a-b） $0 $21,992,500\n第4部分：损益表（经营报表） 当月 累计\n\n（通常不适用于个人债务人。参见说明。）a. 毛收入/销售额（扣除退货和折让）$0 b. 销售成本（如适用，包括折旧）$0 c. 毛利润（a-b）$0 d. 销售费用 $0 e. 一般和行政费用 $0 f. 其他费用 $0 g. 折旧和/或摊销（未计入4b）$0 h. 利息 $173,047 i. 税款（地方、州和联邦）$0 j. 重组项目 $0 k. 利润（亏损）$0 $0\n\nUST Form 11-MOR (12/01/2021) 2\n案件 22-50073 文件 2100 提交于 08/21/23 录入于 08/21/23 12:53:01 第 3 页，共 21 页\n\n债务人姓名 Ho Wan Kwok（郭文贵） 案号 22-50073\n\n第5部分：专业人士费用和开支\n\n批准\n当月 批准\n累计 当月已付 已付\n累计\na. 债务人的专业人士费用及开支（破产）合计 $694,005 $14,605,535 $694,005 $14,605,535\n按律所列明细\n律所名称 职责\ni Neubert, Pepe & Monteith, P.C.（诺伊伯特、佩佩及蒙蒂斯专业公司） 当地律师 $0 $564,783 $0 $564,783\nii Paul Hastings LLP（普衡律师事务所）（第11章受托人的律师）主办律师 $0 $12,189,247 $0 $12,189,247\niii Brown Rudnick（布朗·拉德尼克律师事务所）（Ho Wan Kwok 的律师）主办律师 $0 $0 $0 $0\niv Pullman & Comley, LLC（普尔曼及康利有限责任公司）主办律师 $504,105 $504,105 $504,105 $504,105\nv Coleman Worldwide Advisors L（科尔曼环球顾问公司）其他 $0 $0 $0 $0\nvi Dundon Advisors（邓登顾问公司）（无担保债权人委员会财务顾问）财务专业人士 $0 $0 $0 $0\nvii Verdolino & Lowey, PC（维尔多利诺及洛伊专业公司）（财务专业人士）财务专业人士 $0 $0 $0 $0\nviii Harney Westwood & Riegels LP（哈尼、韦斯特伍德及里格尔斯有限合伙企业）其他 $0 $0 $0 $0\nix Paul Wright（保罗·赖特）其他 $0 $0 $0 $0\nx Pallas Partners LLP（帕拉斯合伙律师事务所）其他 $0 $0 $0 $0\nxi Edmiston and Company Limited（埃德米斯顿公司有限公司）其他 $0 $1,157,500 $0 $1,157,500\nxii Engineering Operations and Cer（工程运营及认证）其他 $0 $0 $0 $0\nxiii Epiq Corporate Restructuring, L（Epiq企业重组公司）其他 $189,901 $189,901 $189,901 $189,901\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nUST Form 11-MOR (12/01/2021) 3\n\nxxxvii\n\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\n\nlxxix\n\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n批准 批准 当月已付 已付\n当月 累计 累计\nb. 债务人的专业人士费用及开支（非破产）合计 $0 $0 $0 $0\n按律所列明细\n律所名称 职责\ni Baker Hostetler LLP（贝克·霍斯特勒律师事务所）其他 $0 $0 $0 $0\nii Clayman & Rosenberg LLP（克莱曼及罗森伯格律师事务所）其他 $0 $0 $0 $0\niii Ganfer Shore Leeds & Zauderer（甘弗、肖尔、利兹及佐德勒律师事务所）其他 $0 $0 $0 $0\niv Harcus Parker Ltd.（哈克斯·帕克有限公司）其他 $0 $0 $0 $0\nv LALIVE SA（拉利夫股份公司）其他 $0 $0 $0 $0\nvi Lawall & Mitchell, LLC（劳沃尔及米切尔有限责任公司）其他 $0 $0 $0 $0\nvii Petrillo Klein & Boxer LLP（佩特里洛、克莱因及博克瑟律师事务所）其他 $0 $0 $0 $0\nviii Schulman Bhattacharya, LLC（舒尔曼·巴塔查里亚有限责任公司）其他 $0 $0 $0 $0\nix The Casper Firm（卡斯珀律师事务所）其他 $0 $0 $0 $0\nx The Francis Firm PLLC（弗朗西斯律师事务所专业有限责任公司）其他 $0 $0 $0 $0\nxi VX Cerda & Associates（VX塞尔达及合伙人）其他 $0 $0 $0 $0\nxii\nxiii\nxiv\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\n案件 22-50073 文件 2100 提交于 08/21/23 录入于 08/21/23 12:53:01 第 8 页，共 21 页\n\nxcix\n\nc\nc. 所有专业人士费用和开支（债务人及委员会）$0 $0 $0 $0\n\n第6部分：申请后税款 当月 累计\n\na. 应计申请后所得税（地方、州和联邦）$0 $0\nb. 已付申请后所得税（地方、州和联邦）$0 $0\nc. 应计申请后雇主工资税 $0 $0\nd. 已付申请后雇主工资税 $0 $0\ne. 已付申请后财产税 $0 $0\nf. 应计申请后其他税款（地方、州和联邦）$0 $0\ng. 已付申请后其他税款（地方、州和联邦）$0 $0\n第7部分：问卷——在本报告期内：\na. 是否就申请前债务作出任何付款？（如是，参见说明） 是 否\nb. 是否未经法院批准在正常营业过程之外作出任何付款？（如是，参见说明） 是 否\nc. 是否向内部人士或代表内部人士作出任何付款？ 是 否\nd. 您是否按时提交申请后纳税申报表？ 是 否\ne. 您是否按时缴纳申请后预估税款？ 是 否\nf. 是否按时缴付所有信托基金税款？ 是 否\ng. （如是，参见说明）除贸易信贷外，是否存在任何申请后借款？ 是 否\nh. 所有向专业人士或代表专业人士作出的付款是否均获法院批准？ 是 否\n不适用\ni. 您是否拥有：工伤赔偿保险？ 是 否\n如有，您的保费是否按时缴纳？ 是 否\n不适用 （如否，参见说明）\n意外事故/财产保险？ 是 否\n如有，您的保费是否按时缴纳？ 是 否\n不适用 （如否，参见说明）\n一般责任保险？ 是 否\n如有，您的保费是否按时缴纳？ 是 否\n不适用 （如否，参见说明）\nj. 是否已向法院提交重组计划？ 是 否\nk. 是否已向法院提交披露声明？ 是 否\nl. 您是否已按 28 U.S.C. § 1930 规定按时缴纳美国受托人季度费用？ 是 否\n\n第8部分：个人第11章债务人（仅适用）\n\na. 工资和薪金的总收入（收入款项）$0\nb. 自营职业的总收入（收入款项）$0\nc. 所有其他来源的总收入 $0\nd. 报告期内的总收入（a+b+c）$0\ne. 工资扣款 $0\nf. 与自营职业有关的开支 $0\ng. 生活开支 $0\nh. 所有其他开支 $0\ni. 报告期内的总开支（e+f+g+h）$0\nj. 总收入与总开支之间的差额（d-i）$0\nk. 列明所有逾期申请后债务的总额 $0\nl. 您是否须支付 11 U.S.C § 101(14A) 所定义的任何家庭扶养义务？ 是\n否\nm. 如是，您是否已支付所有家庭扶养义务款项？ 否\n不适用\n是\n《隐私法》声明\n\n28 U.S.C. § 589b 授权收集本信息，并且根据 11 U.S.C. §§ 704、1106 和 1107，提供本信息为强制性要求。美国受托人将使用本信息计算 28 U.S.C. § 1930(a)(6) 规定的法定费用评估。美国受托人还将使用本信息评估第11章债务人在破产制度中的进展，包括重组计划获确认的可能性，以及案件是否以善意进行。本信息可在履行受托人或审查员职责需要该等信息时披露给破产受托人或审查员，或在该等信息表明存在违法或可能违法行为时披露给适当的联邦、州、地方、监管、部落或外国执法机构。还可为日常目的作出其他披露。有关可能作出的日常披露类型的说明，可查阅美国受托人执行办公室的记录系统通知，UST-001，“破产案件档案及相关记录”。参见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该通知副本可通过以下链接获取：http://www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供本信息可能导致您的破产案件被驳回或转换，或美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证罪处罚下声明，上述月度经营报告及其证明文件真实、准确，且本人已获授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n负责方签名\n\n第11章受托人\n\n职务 日期\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee（卢克·A·德斯平斯，以第11章受托人身份）\n\n负责方姓名（正楷）\n\n08/21/2023\n\n第四页\n\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM) 债务人 报告期：7/1/2023 - 7/31/2023\n\n当月 累计 自 2022年7月8日起至今\n个人债务人现金收入和现金支出\n\n（债务人维持的每个银行账户均须提交本表）\n\n所报告的金额应以债务人的账簿为准，而非银行对账单。月初现金应为前一个月的月末现金，或者，如为首次报告，该金额应为提交申请之日的余额。附上银行对账单以及报告期间内所有支出的详细清单，其中应包括日期、支票号码、收款人、交易说明和金额。每个账户均必须附有银行余额调节表。[见 MOR-1（续）]\n\n实际 实际\n\n现金—月初\n收入\n收回资金（与出售 Lady May 有关已支付资金的余款） $ - $ 23,321,645.75\nClark Hill 和解款 $ - $ 499,000.00\n预付聘用费退款（Kercsmar Collins & O'Hara / Lewis Roca） $ - $ 4,544.00\n游艇维修托管款 $ - $ 4,000,000.00\n对抗程序提存款 $ - $ 32,923,028.42\nAIG 退款 $ 71.25 $ 71.25\n银行账户利息 $ 173,046.53 $ 173,046.53\n收入总额 $ 173,117.78 $ 60,921,335.95\n支出\n日常项目：\n银行费用 $ 2,326.55 $ 7,680.08\n为保证债券额度增加向 International Surety Ltd（国际保证有限公司）支付的费用 $ - $ 27,747.00\n从游艇维修托管款中支付的与游艇维修发票有关的费用 $ - $ 576,895.09\n从游艇维修托管款中支付的与 Miller Advertising Agency Inc.（米勒广告代理公司）有关的费用（英文法院公告通知） $ - $ 21,140.60\n支付的与 Dexter White 发票有关的费用 $ 4,125.00 $ 16,235.00\n从游艇维修托管款中支付的与 Bridgeport Harbor Marina（布里奇波特港码头）有关的费用 $ - $ 18,137.64\n从游艇维修托管款中支付的与 Safe Harbor（安全港）有关的费用 $ - $ 148,287.04\n从游艇维修托管款中支付给 Yatchtzoo 的经营费用 $ - $ 431,604.00\n支付的与 Harneys Corporate Services Limited（Harneys 企业服务有限公司）有关的费用 $ - $ 1,665.00\n支付给 JP Reynolds Company Inc.（JP Reynolds 公司）的自由贸易区赔偿保证债券费用支出 $ - $ 5,970.00\n就出售 Lady May 相关工资支付给 James Pizzaruso（詹姆斯·皮扎鲁索）的支出 $ - $ 31,026.98\n支付给 AIG 的保险单保费支出 $ 8,731.00 $ 8,731.00\n日常支出总额 $ 15,182.55 $ 1,295,119.43\n重整项目：\n专业费用\n支付的与 Neubert, Pepe & Monteith PC（纽伯特、佩佩及蒙蒂斯律师事务所）有关的费用 $ - $ 564,782.54\n支付的与 Paul Hastings LLP（普衡律师事务所）有关的费用 $ - $ 12,189,247.29\n支付的与 Edmiston and Company Limited（埃德米斯顿有限公司）有关的经纪费用 $ - $ 1,157,500.00\n\n支付的与 Pullman & Comley, LLC（普尔曼及康利有限责任公司）有关的费用 $ 504,104.53 $ 504,104.53\n支付的与 Epiq Corporate Restructuring LLC（Epiq 企业重组有限责任公司）有关的费用 $ 189,900.79 $ 189,900.79\n美国受托人费用 $ - $ 2,829.43\n其他重整费用（附明细表） $ - $ -\n重整项目总额 $ 694,005.32 $ 14,608,364.58\n支出总额（日常项目 + 重整项目） $ 709,187.87 $ 15,903,484.01\n现金净流量（收入总额 - 支出总额） $ (536,070.09) $ 45,017,851.94\n现金—月末（必须与经调节的银行对账单一致） $ 45,017,831.34 $ 45,017,831.34\n代表破产财产的第三方支出\n无 $ - $ 12,757.00\n以下部分必须填写\n\n用于计算美国受托人季度费用的支出：（取自本月实际栏）\n\n支出总额 $\n709,187.87\n\n减：向其他占有中债务人账户的转账 $\n\n加：外部来源作出的破产财产支出（即来自托管账户） $\n\n用于计算美国受托人季度费用的支出总额 $\n709,187.87\n费用\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（康涅狄格州联邦破产法院布里奇波特分庭）\n\n------------------------------------------------------- x\n\n关于： ：\n：\n第 11 章\nHO WAN KWOK（郭文贵）， ：\n：\n案号 22-50073\n(JAM)\n债务人。 ：\n\n------------------------------------------------------ x\n2023年7月1日至2023年7月31日期间月度经营报告附件\n\n本附件纳入并构成第 11 章受托人 Luc A. Despins（卢克·A·德斯平斯）的月度经营报告（“MOR”）的一部分。\n\n一般免责声明\n\n1. MOR 使用的是美国受托人执行办公室于 2021 年颁布的表格。该表格在许多情况下要求即使某一项目不适用，也须为该项目填入数字。该表格亦不允许在答案旁加入说明或星号。因此，按所呈现的形式，某些答复可能不适用或不完整。根据美国受托人办公室的指导，本附件作为 MOR 的组成部分提交。\n\n2. 2022年7月8日，破产法院签署命令，批准任命 Luc A. Despins, Esq.（卢克·A·德斯平斯律师）为第 11 章受托人（“受托人”）。本 MOR 中的信息仅基于受托人获任之日起的信息，并且仅涉及受托人控制的银行账户。[1]\n\n3. 受托人保留修订、修改或补充本 MOR，或在未来 MOR 中更新本报告的权利。\n\n具体答复\n\n第 1 部分答复\n\n4. 如上所述，该信息仅限于自受托人获任以来的现金收入和支出，以及受托人控制的账户。\n\n1 受托人目前正在调查债务人的资产和财务事务（债务人未就该调查予以配合）。\n\n第 2 部分答复\n\n5. 在本节适用的范围内（债务人为个人），受托人没有足够信息完成本节。受托人的律师目前正在审查就债权申报截止日期提交的逾 1,200 份债权证明，该截止日期为 February 17, 2023。\n\n6. 受托人知悉，受托人的专业人员所提供服务产生了一定的专业费用和开支。截至报告期末，法院已批准若干临时费用偿还申请，包括：$63,631.75，如 *Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses* 所载，该命令于 May 3, 2023 作出[Docket No. 1747]；$13,064.04，如 Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses 所载，该命令于 May 5, 2023 作出[Docket No. 1769]；$12,125,615.55，如 *Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023* 所载，该命令于 June 29, 2023 作出[Docket No. 1964]；$551,718.50，如 *Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC* 所载，该命令于 June 29, 2023 作出[Docket No. 1966]；$1,157,500.00，如 *Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief* 所载[Docket No. 1953)；$189,900.79，如 *Order Approving First Interim Fee Application of Epiq Corporate Restructuring, LLC as Claims and Noticing Agent for Allowance of Compensation for Services Rendered and for Reimbursement of All Actual and Necessary Expenses Incurred for the Period from December 1, 2022 through February 28, 2023* 所载[Docket No. 2015]；以及 $504,104.53，如 *Order Approving First Interim Fee Application of Pullman & Comley, LLC as Counsel to the Official Committee of Unsecured Creditors for Allowance of Compensation for Services Rendered and Reimbursement of Expenses Incurred from March 29, 2022 through April 30, 2023* 所载[Docket No. 2021]。\n\n第 3 部分答复\n\n7. June 27, 2023，破产法院作出命令，授权并批准出售 Lady May [Docket No. 1953]。\n\n第 4 部分答复\n\n8. 在本节适用的范围内（债务人为个人），受托人没有足够信息完成本节。\n\n第 5 部分答复\n\n9. 截至报告期末，法院已批准若干临时费用偿还申请，包括：$63,631.75，如 *Order Approving Interim Application of Chapter 11 Trustee and His Counsel, Paul Hastings LLP, for Reimbursement of Expenses* 所载，该命令于 May 3, 2023 作出[Docket No. 1747]；以及 $13,064.04，如 Order Approving Interim Application of Neubert, Pepe & Monteith, P.C., for Reimbursement of Expenses 所载，该命令于 May 5, 2023 作出[Docket No. 1769]；$12,125,615.55，如 *Order Approving First Interim Fee Application of Paul Hastings LLP, for Compensation and Reimbursement of Expenses for the Period from July 8, 2022 through February 28, 2023* 所载，该命令于 June 29, 2023 作出[Docket No. 1964]；$551,718.50，如 *Order Granting Application of Neubert, Pepe & Monteith, P.C., for Interim Allowance of Compensation as Local Counsel and Conflicts Counsel to Debtors Genever Holdings Corporation and Genever Holdings LLC* 所载，该命令于 June 29, 2023 作出[Docket No. 1966]；$1,157,500.00，如 *Order, Pursuant to Bankruptcy Code Sections 105 and 363, Bankruptcy Rules 2002 and 6004(c) and Local Rules 6004-1 and 6004-2, (I) Authorizing and Approving Sale of the Lady May Free and Clear of Liens, Claims, Interests, and Encumbrances, (II) Authorizing and Approving Purchase and Sale Agreement, and (III) Granting Related Relief* 所载[Docket No. 1953]；$189,900.79，如 *Order Approving First Interim Fee Application of Epiq Corporate Restructuring, LLC as Claims and Noticing Agent for Allowance of Compensation for Services Rendered and for Reimbursement of All Actual and Necessary Expenses Incurred for the Period from December 1, 2022 through February 28, 2023* 所载[Docket No. 2015]；以及 $504,104.53，如 *Order Approving First Interim Fee Application of Pullman & Comley, LLC as Counsel to the Official Committee of Unsecured Creditors for Allowance of Compensation for Services Rendered and Reimbursement of Expenses Incurred from March 29, 2022 through April 30, 2023* 所载[Docket No. 2021]。\n\n10. 受托人知悉，多家专业机构曾向无担保债权人正式委员会或债务人（在受托人获任前）提供服务，但其聘用目前尚未获法院批准。出于审慎考虑，受托人将其知悉的该等专业机构列入 MOR 的本部分，但保留其就该等专业机构的聘用和／或费用支付所享有的一切权利。受托人还指出，债务人可能曾聘用受托人并不知悉的专业人员（在受托人获任前）。\n\n第 6 部分答复\n\n11. 受托人并不知悉自受托人获任以来的期间内已产生任何申请后税款。\n\n第 7 部分答复\n\n12. 受托人指出，债务人于 April 20, 2022 提交了一份第 11 章计划[Docket No. 197]（“2022年4月计划”），但未就该计划提交或获批准任何披露声明。\n\n第 8 部分答复\n\n13. 受托人没有足够信息答复第 8 部分。\n\n案号 22-50073 文件 2100 提交于 08/21/23 录入于 08/21/23 12:53:01 第 18 页，共 21 页\n\n咨询请直接联系：888 761-3967\n\n账户对账单 第 1 页，共 3 页 起始日期：July 01, 2023 截止日期：July 31, 2023 对账单期间总天数：31\n\n( 1)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\n我们的网上银行和移动应用程序可供您随时使用。您无需前往分行，即可足不出户办理多项银行交易。详情请访问 digital.eastwestbank.com 或致电 833.468.8356。\n标准商业支票账户\n\n账户号码\n随附文件\n最低余额\n平均余额 1\n$844,784.81\n$4,117,305.57 期初余额\n入账总额\n出账总额\n期末余额 $45,553,901.43\n71.25\n(1)\n44,709,\n187.87\n(9)\n$844,784.81\n\n贷记\n号码\n日期\n07-26 交易说明\nAIGRSCIA WEB RFD 230726 602209257\n预授权贷记 入账\n71.25\n支票\n号码\n1160 日期\n07-28 金额\n4,125.00 号码 日期 金额\n借记\n日期 交易说明\n07-03 转账借记\n07-06 借记通知单\n07-06 借记通知单\n07-17 预授权借记\n07-20 汇出电汇\n07-20 服务费\n07-20 汇出电汇\n07-20 服务费 转至 XXX8816\n受托维护费\n受托抵押品\nAIGRSCIA WEB PMT 230717\nEPIQ CORPORATE RESTRUCTURING LLC（Epiq 公司重组有限责任公司）\n汇出电汇\nPULLMAN & COMLEY LLC（普尔曼及康利有限责任公司）\n汇出电汇 出账\n44,000,000.00\n25.00\n.55\n2,221\n8,731.00\n189,900.79\n40.00\n504,104.53\n40.00\n日期\n06-30\n07-03\n07-06 每日余额\n金额\n45,553,901.43\n1,553,901.43\n,654.88\n1,551 日期\n07-17\n07-20\n07-26 金额\n1,542,923.88\n848,838.56\n848,909.81 日期\n07-28 金额\n844,784.81\n\n第 2 页，共 3 页 起始日期：July 01, 2023 结束日期：July 31, 2023\n\n破产财产/Ho Wan Kwok（郭文贵）债务人\n透支/退回项目费用\n\n本期间\n本年累计\n\n透支费用总额 $0.00 $0.00\n退回项目费用总额 $0.00 $0.00\n支票账户 案件 22-50073 文件 2100 提交日期 08/21/23 录入日期 08/21/23 12:53:01 第 20 页，共 21 页\n\n对账单日期 页码\n\n07/31/2023 第 3 页，共 3 页\n\n破产财产/Ho Wan Kwok（郭文贵）债务人 Luc A Despins（卢克·A·德斯平斯），第11章受托人 案件号 22-S0073 转交 PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所） 200 PARK AVE NEW YORK, NY 10168 Pt~Jrar~; t)~ ·d .,. \\N h \\ *1:-L* 1160 $ £.l, \\2.S.D'\"' -'-P~ov~•~:t~\"~\"~'~\"\"=•~~b~X)f~'o~vo~•=\"'~\"-~-\\w=c~\"-~~'\\-,--f~,~•~~2'.~''~(o\\_a \\_\\_\\_\\_\\_\\_ n,~''-~\"~K~ fri §.. .... '{c,,\\_c..h\"lr 1 Sev-vH .. t~. S.\\.IV\"vt'{ Svl'°Ve\\\\\\o.ntc.., 11 □□ l ~b n• ,: :'. 2 20 ?O 38 ~1: 07/28/2023 1160 $4,125.00\n\n07/28/2023 1160 $4,125.00\n\n案件 22-50073 文件 2100 提交日期 08/21/23 录入日期 08/21/23 12:53:01 第 21 页，共 21 页\n\n直接查询请致电：888 761-3967\n\n账户对账单 第 1 页，共 1 页 起始日期：July 01, 2023 结束日期：July 31, 2023 对账单期间总天数：31\n\n( O)\n\n破产财产/Ho Wan Kwok（郭文贵）债务人 Luc A Despins（卢克·A·德斯平斯），第11章受托人 案件号 22-50073 转交 PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所） 200 PARK AVE NEW YORK NY 10166-0005\n\n可供您随时使用。您无需前往分行，即可足不出户办理多项银行交易。详情请访问 digital.eastwestbank.com 或致电 833.468.8356。\n\n我们的网上银行和移动应用程序可供您随时使用。\n受托人—非供应商货币市场账户\n\n账户号码\n最低余额\n平均余额 本年度至今已付利息 $44,000,000.00\n$41,161,290.32\n$173,046.53 期初余额\n入账总额\n出账总额\n期末余额 121\nIOI $0.00\n44,173,046.53\n0.00\n$44,173,046.53\n\n贷记\n号码 日期\n07-03\n07-31 交易说明\n转账贷记\n利息贷记 自 XXX8263 转入 入账\n44,000,000.00\n173,046.53\n日期 每日余额\n金额 日期 金额 日期 金额\n06-30 0.00\n利息信息\n所得年收益率\n年收益率平均余额 07-03\n$41,161,290.32 5.06% 44,000,000.00\n计息天数\n所得利息 07-31 44,173,046.53\n\n$173,046.53\n透支/退回项目费用\n本期间 总额\n\n本期间\n本年累计\n\n透支费用总额 $0.00 $0.00\n退回项目费用总额 $0.00 $0.00","key_entities":["Paul Hastings","Kwok","Ho Wan Kwok","Despins"],"ecf_references":[],"word_count":6528,"status":"published","published_at":"2023-08-21 00:00:00","created_at":"2023-08-21","updated_at":"2026-08-23 21:02:38"}