{"id":"court_ctb_2278_0","court":"CTB","case_no":"22-50073","doc_number":2278,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2023-10-23","title":"| | UNITED STATES BANKRUPTCY COURT","summary_zh":null,"summary_en":null,"body_en":"| | UNITED STATES BANKRUPTCY COURT | | | | |\n|----------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|--|--|--|\n| | DISTRICT OF
CONNECTICUT | | | | |\n| | BRIDGEPORT DIVISION | | | | |\n| | | | | | |\n| In Re.
Ho Wan Kwok | § | Case No.
22-50073 | | | |\n| | §
§ | Lead Case No.
22-50073 | | | |\n| Debtor(s) | § | Jointly Administered | | | |\n| Monthly Operating Report | | Chapter 11 | | | |\n| Reporting Period Ended:
09/30/2023 | | Petition Date:
02/15/2022 | | | |\n| Months Pending:
20 | | Industry Classification:
0
0
0
0 | | | |\n| Reporting Method: | Accrual Basis | Cash Basis | | | |\n| Debtor's Full-Time Employees (current): | | 0 | | | |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 | | | |\n| | | | | | |\n| Supporting Documentation (check all that are attached): | | | | | |\n| | | (For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) | | | |\n| Statement of cash receipts and disbursements | | | | | |\n| | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit
Statement of operations (profit or loss statement) | | | | |\n| Accounts receivable aging | | | | | |\n| Postpetition liabilities aging | | | | | |\n| Statement of capital assets | | | | | |\n\n- Schedule of payments to professionals\n- Schedule of payments to insiders\n- All bank statements and bank reconciliations for the reporting period\n- Description of the assets sold or transferred and the terms of the sale or transfer\n\n/s/ Luc A. Despins\n\n10/23/2023\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\nUST Form 11-MOR (12/01/2021) 1\n\n### Case 22-50073 Doc 2278 Filed 10/23/23 Entered 10/23/23 14:36:27 Page 2 of 22\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | Part 1: Cash Receipts and Disbursements | Current Month | Cumulative |\n|----|-----------------------------------------------------------------------------------------------------------|---------------|---------------|\n| a. | Cash balance beginning of month | \\$83,838,762 | |\n| b. | Total receipts (net of transfers between accounts) | \\$321,552 | \\$100,365,047 |\n| c. | Total disbursements (net of transfers between accounts) | \\$8,873,180 | \\$25,077,892 |\n| d. | Cash balance end of month (a+b-c) | \\$75,287,133 | |\n| e. | Disbursements made by third party for the benefit of the estate | \\$0 | \\$12,757 |\n| f. | Total disbursements for quarterly fee calculation (c+e) | \\$8,873,180 | \\$25,090,649 |\n| | Part 2: Asset and Liability Status
(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | |\n| a. | Accounts receivable (total net of allowance) | \\$0 | |\n| b. | Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | |\n| c. | Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | |\n| d | Total current assets | \\$0 | |\n| e. | Total assets | \\$0 | |\n| f. | Postpetition payables (excluding taxes) | \\$0 | |\n| g. | Postpetition payables past due (excluding taxes) | \\$0 | |\n| h. | Postpetition taxes payable | \\$0 | |\n| i. | Postpetition taxes past due | \\$0 | |\n| j. | Total postpetition debt (f+h) | \\$0 | |\n| k. | Prepetition secured debt | \\$0 | |\n| l. | Prepetition priority debt | \\$0 | |\n| m. | Prepetition unsecured debt | \\$0 | |\n| n. | Total liabilities (debt) (j+k+l+m) | \\$0 | |\n| o. | Ending equity/net worth (e-n) | \\$0 | |\n| | Part 3: Assets Sold or Transferred | Current Month | Cumulative |\n| | | | |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary | \\$0 | \\$23,150,000 |\n| b. | course of business
Total payments to third parties incident to assets being sold/transferred | | |\n| | outside the ordinary course of business | \\$0 | \\$1,157,500 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary
course of business (a-b) | \\$0 | \\$21,992,500 |\n| | Part 4: Income Statement (Statement of Operations) | Current Month | Cumulative |\n| | (Not generally applicable to Individual Debtors. See Instructions.) | | |\n| a. | Gross income/sales (net of returns and allowances) | \\$0 | |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable) | \\$0 | |\n| c. | Gross profit (a-b) | \\$0 | |\n| d. | Selling expenses | \\$0 | |\n| e. | General and administrative expenses | \\$0 | |\n| f. | Other expenses | \\$0 | |\n\ng. Depreciation and/or amortization (not included in 4b) \\$0\n\nh. Interest \\$0\n\ni. Taxes (local, state, and federal) \\$0\n\nj. Reorganization items \\$0\n\nk. Profit (loss) \\$0 \\$0\n\nUST Form 11-MOR (12/01/2021) 2\n\n### Case 22-50073 Doc 2278 Filed 10/23/23 Entered 10/23/23 14:36:27 Page 3 of 22\n\n| | Part 5: Professional Fees and Expenses | | | | | |\n|--------|--------------------------------------------------------------------|-------|---------------------------|------------------------|-----------------------|--------------------|\n| | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$8,499,716 | \\$23,105,251 | \\$8,499,716 | \\$23,105,251 |\n| | Itemized Breakdown by Firm | | | | | |\n| | Firm Name | Role | | | | |\n| i | Neubert, Pepe & Monteith, P.C Local Counsel | | \\$393,388 | \\$958,171 | \\$393,388 | \\$958,171 |\n| ii | Paul Hastings LLP (counsel to cLead Counsel | | \\$8,106,328 | \\$20,295,575 | \\$8,106,328 | \\$20,295,575 |\n| iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| iv | Pullman & Comley, LLC (coun Lead Counsel | | \\$0 | \\$504,105 | \\$0 | \\$504,105 |\n| v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vi | Dundon Advisors (UCC financi Financial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vii | Verdolino & Lowey, PC (financFinancial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| viii | Harney Westwood & Riegels LPOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| ix | Paul Wright | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| x | Pallas Partners LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| xi | Edmiston and Company LimitedOther | | \\$0 | \\$1,157,500 | \\$0 | \\$1,157,500 |\n| xii | Engineering Operations and CerOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| xiii | Epiq Corporate Restructuring, LOther | | \\$0 | \\$189,901 | \\$0 | \\$189,901 |\n| xiv | | | | | | |\n| xv | | | | | | |\n| xvi | | | | | | |\n| xvii | | | | | | |\n| xviii | | | | | | |\n| xix | | | | | | |\n| xx | | | | | | |\n| xxi | | | | | | |\n| xxii | | | | | | |\n| xxiii | | | | | | |\n| xxiv | | | | | | |\n| xxv | | | | | | |\n| xxvi | | | | | | |\n| xxvii | | | | | | |\n| xxviii | | | | | | |\n| xxix | | | | | | |\n| xxx | | | | | | |\n| xxxi | | | | | | |\n| xxxii | | | | | | |\n| xxxiii | | | | | | |\n| xxxiv | | | | | | |\n| xxxv | | | | | | |\n| xxxvi | | | | | | |\n\n| | xxxvii | | | |\n|---|--------|--|--|--|\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | lvii | | | |\n| | lviii | | | |\n| | lix | | | |\n| | lx | | | |\n| | lxi | | | |\n| | lxii | | | |\n| | lxiii | | | |\n| | lxiv | | | |\n| | lxv | | | |\n| | lxvi | | | |\n| | lxvii | | | |\n| | lxviii | | | |\n| | lxix | | | |\n| | lxx | | | |\n| | lxxi | | | |\n| | lxxii | | | |\n| | lxxiii | | | |\n| | lxxiv | | | |\n| | lxxv | | | |\n| | lxxvi | | | |\n| | lxxvii | | | |\n| | lxxvii | | | |\n| | | | | |\n\n| | lxxix | | | | | | |\n|----|--------|-----------------------------------------------------------------------|---------------|---------------|------------|--------------|------------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved | Approved | Paid Current | Paid |\n| | | | | Current Month | Cumulative | Month | Cumulative |\n| b. | | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | \\$0 | \\$0 | \\$0 | \\$0 | |\n| | | Itemized Breakdown by Firm | | | | | |\n| | i | Firm Name
Baker Hostetler LLP | Role
Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & ZaudererOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n| | | | | | | | |\n\n| xv | | | |\n|--------|--|--|--|\n| xvi | | | |\n| xvii | | | |\n| xviii | | | |\n| xix | | | |\n| xx | | | |\n| xxi | | | |\n| xxii | | | |\n| xxiii | | | |\n| xxiv | | | |\n| xxv | | | |\n| xxvi | | | |\n| xxvii | | | |\n| xxviii | | | |\n| xxix | | | |\n| xxx | | | |\n| xxxi | | | |\n| xxxii | | | |\n| xxxiii | | | |\n| xxxiv | | | |\n| xxxv | | | |\n| xxxvi | | | |\n| xxxvii | | | |\n| xxxvii | | | |\n| xxxix | | | |\n| xl | | | |\n| xli | | | |\n| xlii | | | |\n| xliii | | | |\n| xliv | | | |\n| xlv | | | |\n| xlvi | | | |\n| xlvii | | | |\n| xlviii | | | |\n| xlix | | | |\n| l | | | |\n| li | | | |\n| lii | | | |\n| liii | | | |\n| liv | | | |\n| lv | | | |\n| lvi | | | |\n| | | | |\n\n| lvii | | | | |\n|------|--------|--|--|--|\n| | lviii | | | |\n| lix | | | | |\n| lx | | | | |\n| lxi | | | | |\n| lxii | | | | |\n| | lxiii | | | |\n| | lxiv | | | |\n| lxv | | | | |\n| | lxvi | | | |\n| | lxvii | | | |\n| | lxviii | | | |\n| | lxix | | | |\n| lxx | | | | |\n| | lxxi | | | |\n| | lxxii | | | |\n| | lxxiii | | | |\n| | lxxiv | | | |\n| | lxxv | | | |\n| | lxxvi | | | |\n| | lxxvii | | | |\n| | lxxvii | | | |\n| | lxxix | | | |\n| | lxxx | | | |\n| | lxxxi | | | |\n| | lxxxii | | | |\n| | lxxxii | | | |\n| | lxxxiv | | | |\n| | lxxxv | | | |\n| | lxxxvi | | | |\n| | lxxxvi | | | |\n| | lxxxvi | | | |\n| | lxxxix | | | |\n| xc | | | | |\n| xci | | | | |\n| | xcii | | | |\n| | xciii | | | |\n| | xciv | | | |\n| | xcv | | | |\n| | xcvi | | | |\n| | xcvii | | | |\n| | xcviii | | | |\n| | | | | |\n\n### Case 22-50073 Doc 2278 Filed 10/23/23 Entered 10/23/23 14:36:27 Page 8 of 22\n\n| | xcix | | | | | |\n|----------------------------------------------------------------|------|-----|-----|-----|-----|--|\n| | c | | | | | |\n| c.
All professional fees and expenses (debtor & committees) | | \\$0 | \\$0 | \\$0 | \\$0 | |\n\n| Part 6: Postpetition Taxes | | | | Current Month | Cumulative | |\n|----------------------------|---------------------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|--|\n| a. | | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 | |\n| b. | | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 | |\n| c. | Postpetition employer payroll taxes accrued | | | \\$0 | \\$0 | |\n| d. | Postpetition employer payroll taxes paid | | | \\$0 | \\$0 | |\n| e. | Postpetition property taxes paid | | | \\$0 | \\$0 | |\n| f. | | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 | |\n| g. | | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 | |\n| | | Part 7: Questionnaire - During this reporting period: | | | | |\n| a. | | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | | |\n| b. | | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | | |\n| c. | | Were any payments made to or on behalf of insiders? | Yes | No | | |\n| d. | | Are you current on postpetition tax return filings? | Yes | No | | |\n| e. | | Are you current on postpetition estimated tax payments? | Yes | No | | |\n| f. | | Were all trust fund taxes remitted on a current basis? | Yes | No | | |\n| g. | (if yes, see Instructions) | Was there any postpetition borrowing, other than trade credit? | Yes | No | | |\n| h. | the court? | Were all payments made to or on behalf of professionals approved by | Yes | No
N/A | | |\n| i. | Do you have: | Worker's compensation insurance? | Yes | No | | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) | |\n| | | Casualty/property insurance? | Yes | No | | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) | |\n| | | General liability insurance? | Yes | No | | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) | |\n| j. | | Has a plan of reorganization been filed with the court? | Yes | No | | |\n| k. | | Has a disclosure statement been filed with the court? | Yes | No | | |\n| l. | set forth under 28 U.S.C. § 1930? | Are you current with quarterly U.S. Trustee fees as | Yes | No | | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages | \\$0 |\n| b. | Gross income (receipts) from self-employment | \\$0 |\n| c. | Gross income from all other sources | \\$0 |\n| d. | Total income in the reporting period (a+b+c) | \\$0 |\n| e. | Payroll deductions | \\$0 |\n| f. | Self-employment related expenses | \\$0 |\n| g. | Living expenses | \\$0 |\n| h. | All other expenses | \\$0 |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 |\n| j. | Difference between total income and total expenses (d-i) | \\$0 |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No |\n| m. | If yes, have you made all Domestic Support Obligation payments? | Yes
No
N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n#### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n10/23/2023\n\n![](_page_9_Figure_3.jpeg)\n\n![](_page_10_Figure_3.jpeg)\n\n![](_page_11_Figure_3.jpeg)\n\nPageFour\n\nUST Form 11-MOR (12/01/2021) 12\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) |\n|-------------------|-------------------|----------------------|\n| Debtor | Reporting Period: | 9/1/2023 - 9/30/2023 |\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The beginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was filed. Attach the bank statements and a detailed list of all disbursements made during the report period that includes the date, the check number, the payee, the transaction description, and the amount. A bank reconciliation must be attached for each account. [See MOR-1 (CON'T)]\n\n| | Current Month | | Cumulative July 8, 2022 to Date | |\n|---------------------------------------------------------------------|--------------------|----|---------------------------------|--|\n| | Actual | | Actual | |\n| Cash - Beginning of Month | | | | |\n| RECEIPTS | | | | |\n| Recovered Funds | \\$
- | \\$ | 23,321,645.75 | |\n| Funds received from B. Hofmeister Assignee for benefit of creditors | \\$
- | \\$ | 38,778,679.26 | |\n| of HCHK pursuant to settlement order | | | | |\n| Clark Hill Settlement | \\$
- | \\$ | 499,000.00 | |\n| Retainer Refund (Kercsmar Collins & O'Hara / Lewis Roca) | \\$
- | \\$ | 4,544.00 | |\n| Yacht Repair Escrow | \\$
- | \\$ | 4,000,000.00 | |\n| Adversary Proceeding Interpleader Funds | \\$
- | \\$ | 32,923,028.42 | |\n| Refund from AIG | \\$
- | \\$ | 71.25 | |\n| Bank Account Interest | \\$
321,551.52 | \\$ | 838,077.07 | |\n| Total Receipts | \\$
321,551.52 | \\$ | 100,365,045.75 | |\n| DISBURSEMENTS | | | | |\n| ORDINARY ITEMS: | | | | |\n| Bank Fees | \\$
7,461.94 | \\$ | 19,220.29 | |\n| Fees paid to International Surety Ltd for surety bond renewal | \\$
- | \\$ | 152,747.00 | |\n| premium | | | | |\n| Fees paid with respect to Yacht repair invoices out of the Yacht | \\$
- | \\$ | 576,895.09 | |\n| Repair Escrow | | | | |\n| Fees paid with respect to Miller Advertising Agency Inc. (English | \\$
- | \\$ | 21,140.60 | |\n| Court Publication Notice) | | | | |\n| Fees paid with respect to Dexter White Invoice | \\$
- | \\$ | 16,235.00 | |\n| Fees paid with respect to Bridgeport Harbor Marina out of the | \\$
- | \\$ | 18,137.64 | |\n| Yacht Repair Escrow | | | | |\n| Fees paid with respect to Safe Harbor out of the Yacht Repair | \\$
- | | | |\n| Escrow | | \\$ | 148,287.04 | |\n| Fees paid with respect to Yatchtzoo for operating expenses out of | \\$
- | \\$ | 431,604.00 | |\n| the Yacht Repair Escrow | | | | |\n| Fees paid with respect to Harneys Corporate Services Limited | \\$
- | \\$ | 1,665.00 | |\n| Disbursement paid to JP Reynolds Company Inc. (for customs duty | \\$
- | \\$ | 14,965.35 | |\n| and customs bond premium) | | | | |\n| Disbursement paid to James Pizzaruso for pay roll in connection | \\$
- | \\$ | 31,026.98 | |\n| with sale of Lady May | | | | |\n| Disbursement paid to AIG for insurance policy premium | \\$
- | \\$ | 8,731.00 | |\n| Disbursement paid to B. Hofmeister Assignee for Benefit of | \\$
36,841.00 | \\$ | 76,150.88 | |\n| Creditors of HCHK (for HCHK admin matters and employee | | | | |\n| payments) | | | | |\n| Disbursement paid to RKH IT Solutions (IT Consultant for HCHK | \\$
6,600.00 | \\$ | 6,600.00 | |\n| Assignee) | | | | |\n| Fees paid to SHM Newport Shipyard LLC (for Lady May II | \\$
- | \\$ | 3,540.00 | |\n| Newport Boat Show) | | | | |\n| Disbursement paid to Gallagher Basset Services Inc. (for asbestos | \\$
- | \\$ | 3,871.56 | |\n| survey and reporting) | | | | |\n| Disbursement paid to R.I. Martine Survey (for Lady May II | \\$
700.00 | \\$ | 700.00 | |\n| appraisal) | | | | |\n| Disbursement pursuant to DIP Order with respect to financing | \\$
236,452.00 | \\$ | 236,452.00 | |\n| Genever US counsel fees | | | | |\n| Total Ordinary Disbursements | \\$
288,054.94 | \\$ | 1,767,969.43 | |\n| REORGANIZATION ITEMS: | | | | |\n| Professional Fees | | | | |\n| Fees paid with respect to Neubert, Pepe & Monteith PC | \\$
393,338.06 | \\$ | 958,170.60 | |\n| Fees paid with respect to Paul Hastings LLP | \\$
8,106,328.13 | \\$ | 20,295,575.42 | |\n\n| In re Ho Wan Kwok | | Case No. | | 22-50073 (JAM) | |\n|---------------------------------------------------------------|----|-------------------|----|----------------------|--|\n| Debtor | | Reporting Period: | | 9/1/2023 - 9/30/2023 | |\n| Broker fees paid with respect to Edmiston and Company Limited | \\$ | - | \\$ | 1,157,500.00 | |\n| Fees paid with respect to Pullman & Comley, LLC | \\$ | - | \\$ | 504,104.53 | |\n| Fees paid with respect to Epiq Corporate Restructuring LLC | \\$ | 85,409.24 | \\$ | 275,310.03 | |\n| U. S. Trustee Fees | \\$ | - | \\$ | 119,262.43 | |\n| Other Reorganization Expenses (attach schedule) | \\$ | - | \\$ | - | |\n| Total Reorganization Items | \\$ | 8,585,075.43 | \\$ | 23,309,923.01 | |\n| | | | | | |\n| Total Disbursements (Ordinary + Reorganization) | \\$ | 8,873,130.37 | \\$ | 25,077,892.44 | |\n| | | | | | |\n| Net Cash Flow (Total Receipts - Total Disbursements) | \\$ | (8,551,578.85) \\$ | | 75,287,153.31 | |\n| | | | | | |\n| Cash - End of Month (Must equal reconciled bank statement) | \\$ | 75,287,132.71 | \\$ | 75,287,132.71 | |\n| Third Party Disbursements on Behalf of the Estate | | | | | |\n| None | \\$ | - | \\$ | 12,757.00 | |\n\n#### **THE FOLLOWING SECTION MUST BE COMPLETED DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
8,873,130.37 |\n|----------------------------------------------------------------------|--------------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$
- |\n| accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
8,873,130.37 |\n| FEES | |\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------- | x | |\n|---------------------------------------------------------|--------|----------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, | :
: | Case No. 22-50073
(JAM) |\n| Debtor. | :
: | |\n| ------------------------------------------------------ | :
x | |\n\n## **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD SEPTEMBER 1, 2023 THROUGH SEPTEMBER 30, 2023**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n### **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-14-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n#### **Specific Responses**\n\n#### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control. Not all cash receipts held by the Trustee as reflected in this MOR have been determined to be\n\n 1 The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\nproperty of the estate at this time. There are various on-going litigations with respect to the funds held by the Trustee, which, if finally determined in a manner adverse to the Trustee, would materially reduce the total amount of cash held by the Trustee at this time.\n\n### Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's professionals. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n\n## Part 3 Responses\n\n7. On June 27, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May [Docket No. 1953].\n\n## Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n## Part 5 Responses\n\n- 9. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n- 10. The Trustee is aware of a number of professional firms that have provided services to the official committee of unsecured creditors or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n#### Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n#### Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\nPart 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\nCase 22-50073 Doc 2278 Filed 10/23/23 Entered 10/23/23 14:36:27 Page 18 of 22\n\nDirect inquiries to: 888 761-3967\n\n![](_page_17_Picture_2.jpeg)\n\n**ACCOUNT STATEMENT** Page 1 of 3 STARTING DATE: September 01, 2023 ENDING DA TE: September 30, 2023 Total days in statement period: 30\n\n( 1)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nReceive money with Direct Deposits. Payments are automatically sent to your bank account so you can save yourself a trip to the bank. Talk to your payer to see if you qualify or call 888.895.5650 for more details.\n\n# **Standard Business Checking**\n\n| Enclosures
Low balance | Account number
Average balance | 1
\\$406,744.57
\\$512,066.45 | Beginning balance
Total additions
Total subtractions
Ending balance | | \\$543,556.75
.00
(0)
136,812.18
( 11)
\\$406,744.57 | |\n|---------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|------------------------|----------------------------------------------------------------------------|-------------------------------------------|\n| CHECKS
Number
1163 | Date
09-25 | Amount
700.00 | Number | Date | Amount | |\n| DEBITS
Date | Transaction Description
09-06 Debit Memo
09-06 Debit Memo
09-07 Outgoing Wire
09-07 Service Charge
09-19 Outgoing Wire
09-19 Service Charge
09-25 Outgoing Wire
09-25 Service Charge
09-29 Outgoing Wire
09-29 Service Charge | FIDUCIARY MAINTENA NCE
FIDUCIARY COLLATERAL
RKH IT SOLUTIONS
OUTGOING WIRE
BRIAN W HOFMEISTER ASSIGNEE FOR
OUTGOING WIRE
BRIAN W HOFMEISTER ASSIGNEE FOR
OUTGOING WIRE
EPIQ CORPORATE RESTRUCTURING LLC
OUTGOING WIRE | | | Subtractions
7,076.94
6,600.00
35,156.00
1,685.00
85,409.24 | 25.00
40.00
40.00
40.00
40.00 |\n| Date
08-31
09-06 | DAILY BALANCES
Amount
543,556.75
536,454.81 | Date
09-07
09-19 | Amount
529,814.81
494,618.81 | Date
09-25
09-29 | Amount | 492,193.81
406,744.57 |\n\n![](_page_18_Picture_1.jpeg)\n\nPage 2 of 3 STARTING DATE: September 01, 2023 ENDING DATE: September 30, 2023\n\nBK EST/HO WAN KWOK DEBTOR\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n![](_page_18_Picture_6.jpeg)\n\n#### **Checking Account** Case 22-50073 Doc 2278 Filed 10/23/23 Entered 10/23/23 14:36:27 Page 20 of 22\n\n**Statement Date Page**\n\n**09/30/2023 3 of 3**\n\n| BK E:ST/HO WAN KWOK DEBTOR
LUC A DESPINS, CH11 TRUSTEE
CASE #22-50073
C/OP~~OLP1~~T~~~SLLP
NEWYORK,NY10166
P!lil','!/ K<0Y1V\\ Cloe\\'.<. / 13, \\. Mgc,~,:. Svcv<>y
___,,s,.,s»YtsCe<.:O'----\"'-\"\"IH'\\.llC0c• c-c:,cc.,l\\,__~x,¥'\"xc::\"°.:._
'\"' I \"\"\", M•~ II 11\\'PrY,'4) \\n101Ct, | _____ ' _______ ~ | I
i&-7038/3220
o,m:J w
~ / | 11fuz
,2.-5
I\\$ 100.
00
n~o~,.r.=AR-\" fr! 5 |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------|-------------------------------------|---------------------------------------------------------|\n| l~OOLL~3~ 1:3 22 □ | ;8L
09/25/2023 | 1163 | \\$700.00 |\n| | | | |\n\nCase 22-50073 Doc 2278 Filed 10/23/23 Entered 10/23/23 14:36:27 Page 21 of 22\n\nDirect inquiries to: 888 761-3967\n\n![](_page_20_Picture_2.jpeg)\n\nEl Monte, CA. 91731\n\n**ACCOUNT STATEMENT** Page 1 of 2 STARTING DATE: September 01, 2023 ENDING DA TE: September 30, 2023 Total days in statement period: 30\n\n( **O)**\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nPayments are automatically sent to your bank account so you can save yourself a trip to the bank. Talk to your payer to see if you qualify or call 888.895.5650 for more details.\n\nReceive money with Direct Deposits.\n\n# **Trustee-Non Vendor MMA**\n\n| Account number
Low balance
Average balance
Interest paid year to date | \\$74,558,836.62
\\$79,034,570.44
\\$838,077.07 | Beginning balance
Total additions
Total subtractions
Ending balance | \\$83,295,204.81
321,551.52
(1)
8,736,368.19
( 10)
\\$74,880,388.14 |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------|\n| CREDITS
Number
Date
09-30 | Transaction Description
Interest Credit | | Additions
321,551.52 |\n| DEBITS
Date
Transaction Description
09-13
Outgoing Wire
09-13
Service Charge
09-13
Outgoing Wire
09-13
Service Charge
09-29
Outgoing Wire
09-29
Service Charge
09-29
Outgoing Wire
09-29
Service Charge
09-29
Outgoing Wire
09-29
Service Charge | NEUBERT. PEPE & Mo NTEITH, P.c .-
ouTG01NG w1RE
PAUL HASTINGS LLP
ouTG01NG w1RE
NEUBERT, PEPE & Mo NTEITH, P.c . -
ouTG01NG w1RE
sAxE ooERNBERGER & VITA, P.c .
ouTG01NG w1RE
PAUL HAsT1NGs LLP
ouTG01NG w1RE | | Subtractions
-296,472.59
-40.00
-6,600,090.83
-40.00
-96,915.47
-40.00
-236,452.00
-40.00
-1,506,237.30
-40.00 |\n| DAILY BALANCES
Date
Amount
83,295,204.81
08-31
76,398,561.39
09-13
INTEREST INFORMATION | Date
09-29
09-30 | Amount
Date
74,558,836.62
74,880,388.14 | Amount |\n| Annual percentage yield earned
Average balance for APY | \\$79,034,570.44 | 5.06% Interest-bearing days
Interest earned | 30
\\$321,551
.52 |\n\n![](_page_21_Picture_1.jpeg)\n\nPage 2 of 2 STARTING DATE: September 01, 2023 ENDING DATE: September 30, 2023\n\nBK EST/HO WAN KWOK DEBTOR\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n![](_page_21_Picture_6.jpeg)","body_zh":"美国破产法院\n\n康涅狄格州联邦地区\n布里奇波特分院\n\n关于\nHo Wan Kwok（郭文贵）　§　案件编号\n22-50073\n§\n§　主案件编号\n22-50073\n债务人　§　合并管理\n月度经营报告　Chapter 11\n报告期截止日：\n09/30/2023　申请日期：\n02/15/2022\n待决月数：\n20　行业分类：\n\n报告方法：　权责发生制　收付实现制\n债务人的全职雇员（当前）：　0\n债务人的全职雇员（截至救济令日期）：　0\n\n支持文件（勾选所有随附文件）：\n（对于合并管理的债务人，任何所需明细表必须按每一债务人的非合并基础提供）\n现金收入和支出报表\n载有资产、负债及权益（净值）或赤字汇总和明细的资产负债表\n经营报表（损益表）\n应收账款账龄表\n申请破产后负债账龄表\n资本资产报表\n\n向专业人士付款明细表\n向内部人士付款明细表\n报告期间的所有银行对账单及银行余额调节表\n已出售或转让资产的说明以及出售或转让的条款\n\n/s/ Luc A. Despins\n\n10/23/2023\n\n日期\n\n负责方签名　负责方姓名正楷　地址　Luc A. Despins，以其Chapter 11受托人的身份　Paul Hastings LLP（宝盛律师事务所）　200 Park Avenue　New York, NY 10166\n\n声明：本定期报告与一宗尚未结案的破产案件有关；因此，适用《文书工作减负法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n\nUST Form 11-MOR (12/01/2021) 1\n案件 22-50073　文件 2278　Filed 10/23/23　Entered 10/23/23 14:36:27　第 2 页，共 22 页\n\n债务人姓名 Ho Wan Kwok（郭文贵）　案件编号 22-50073\n\n第1部分：现金收入和支出　当月　累计\n\na.　月初现金余额　\\$83,838,762\nb.　总收入（扣除账户间转账）　\\$321,552　\\$100,365,047\nc.　总支出（扣除账户间转账）　\\$8,873,180　\\$25,077,892\nd.　月末现金余额（a+b-c）　\\$75,287,133\ne.　第三方为破产财产利益支付的支出　\\$0　\\$12,757\nf.　用于计算季度费用的总支出（c+e）　\\$8,873,180　\\$25,090,649\n\n第2部分：资产和负债状况\n（通常不适用于个人债务人。见说明。）　当月\na.　应收账款（扣除备抵后的总额）　\\$0\nb.　逾期超过90天的应收账款（扣除备抵后）　\\$0\nc.　存货\n（账面价值\n市场价值\n其他\n（附说明））　\\$0\nd.　流动资产总额　\\$0\ne.　资产总额　\\$0\nf.　申请破产后应付账款（不含税款）　\\$0\ng.　逾期的申请破产后应付账款（不含税款）　\\$0\nh.　应付申请破产后税款　\\$0\ni.　逾期的申请破产后税款　\\$0\nj.　申请破产后债务总额（f+h）　\\$0\nk.　申请破产前有担保债务　\\$0\nl.　申请破产前优先债务　\\$0\nm.　申请破产前无担保债务　\\$0\nn.　负债（债务）总额（j+k+l+m）　\\$0\no.　期末权益/净值（e-n）　\\$0\n\n第3部分：已出售或转让的资产　当月　累计\n\na.　在正常营业过程之外出售/转让资产的现金销售总价　\\$0　\\$23,150,000\nb.　在正常营业过程之外出售/转让资产所附带支付给第三方的款项总额　\\$0　\\$1,157,500\nc.　在正常营业过程之外出售/转让资产所得现金净收益（a-b）　\\$0　\\$21,992,500\n\n第4部分：损益表（经营报表）　当月　累计\n（通常不适用于个人债务人。见说明。）\na.　总收入/销售额（扣除退货和折让）　\\$0\nb.　销售成本（包括折旧，如适用）　\\$0\nc.　毛利润（a-b）　\\$0\nd.　销售费用　\\$0\ne.　一般及行政费用　\\$0\nf.　其他费用　\\$0\n\ng.　折旧和/或摊销（未计入4b）　\\$0\n\nh.　利息　\\$0\n\ni.　税款（地方、州及联邦）　\\$0\n\nj.　重组项目　\\$0\n\nk.　利润（亏损）　\\$0　\\$0\n\nUST Form 11-MOR (12/01/2021) 2\n案件 22-50073　文件 2278　Filed 10/23/23　Entered 10/23/23 14:36:27　第 3 页，共 22 页\n\n第5部分：专业费用及开支\n\n核准\n当月　核准\n累计　当月已支付　累计已支付\n债务人的专业费用及开支（破产）汇总总额　\\$8,499,716　\\$23,105,251　\\$8,499,716　\\$23,105,251\n按律师事务所逐项明细\n律师事务所名称　职责\ni　Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙蒂斯律师事务所）　当地律师　\\$393,388　\\$958,171　\\$393,388　\\$958,171\nii　Paul Hastings LLP（宝盛律师事务所）（……的律师）　主办律师　\\$8,106,328　\\$20,295,575　\\$8,106,328　\\$20,295,575\niii　Brown Rudnick（布朗·鲁德尼克律师事务所）（Ho Wan Kwok的律师）　主办律师　\\$0　\\$0　\\$0　\\$0\niv　Pullman & Comley, LLC（普尔曼与科姆利有限责任公司）（律师）　主办律师　\\$0　\\$504,105　\\$0　\\$504,105\nv　Coleman Worldwide Advisors L　其他　\\$0　\\$0　\\$0　\\$0\nvi　Dundon Advisors（无担保债权人委员会财务……）　财务专业人士　\\$0　\\$0　\\$0　\\$0\nvii　Verdolino & Lowey, PC（财务……）　财务专业人士　\\$0　\\$0　\\$0　\\$0\nviii　Harney Westwood & Riegels LP　其他　\\$0　\\$0　\\$0　\\$0\nix　Paul Wright（保罗·赖特）　其他　\\$0　\\$0　\\$0　\\$0\nx　Pallas Partners LLP　其他　\\$0　\\$0　\\$0　\\$0\nxi　Edmiston and Company Limited　其他　\\$0　\\$1,157,500　\\$0　\\$1,157,500\nxii　Engineering Operations and Cer　其他　\\$0　\\$0　\\$0　\\$0\nxiii　Epiq Corporate Restructuring, L　其他　\\$0　\\$189,901　\\$0　\\$189,901\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nxxxvii\n\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\n\nlxxix\n\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n核准　核准　当月已支付　累计已支付\n当月　累计　　当月　累计\nb.　债务人的专业费用及开支（非破产）汇总总额　\\$0　\\$0　\\$0　\\$0\n按律师事务所逐项明细\ni　律师事务所名称\nBaker Hostetler LLP　职责\n其他　\\$0　\\$0　\\$0　\\$0\nii　Clayman & Rosenberg LLP　其他　\\$0　\\$0　\\$0　\\$0\niii　Ganfer Shore Leeds & Zauderer　其他　\\$0　\\$0　\\$0　\\$0\niv　Harcus Parker Ltd.　其他　\\$0　\\$0　\\$0　\\$0\nv　LALIVE SA　其他　\\$0　\\$0　\\$0　\\$0\nvi　Lawall & Mitchell, LLC　其他　\\$0　\\$0　\\$0　\\$0\nvii　Petrillo Klein & Boxer LLP　其他　\\$0　\\$0　\\$0　\\$0\nviii　Schulman Bhattacharya, LLC　其他　\\$0　\\$0　\\$0　\\$0\nix　The Casper Firm　其他　\\$0　\\$0　\\$0　\\$0\nx　The Francis Firm PLLC　其他　\\$0　\\$0　\\$0　\\$0\nxi　VX Cerda & Associates　其他　\\$0　\\$0　\\$0　\\$0\nxii\nxiii\nxiv\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\n案件 22-50073　文件 2278　Filed 10/23/23　Entered 10/23/23 14:36:27　第 8 页，共 22 页\n\nxcix\n\nc\nc.\n所有专业费用及开支（债务人及委员会）　\\$0　\\$0　\\$0　\\$0\n\n第6部分：申请破产后税款　当月　累计\n\na.　应计申请破产后所得税（地方、州及联邦）　\\$0　\\$0\nb.　已付申请破产后所得税（地方、州及联邦）　\\$0　\\$0\nc.　应计申请破产后雇主工资税　\\$0　\\$0\nd.　已付申请破产后雇主工资税　\\$0　\\$0\ne.　已付申请破产后财产税　\\$0　\\$0\nf.　应计申请破产后其他税款（地方、州及联邦）　\\$0　\\$0\ng.　已付申请破产后其他税款（地方、州及联邦）　\\$0　\\$0\n\n第7部分：问卷——在本报告期间内：\na.　是否就申请破产前债务作出任何付款？（如是，见说明）　是　否\nb.　是否未经法院批准，在正常营业过程之外作出任何付款？（如是，见说明）　是　否\nc.　是否向内部人士或代表内部人士作出任何付款？　是　否\nd.　是否按时提交申请破产后的纳税申报表？　是　否\ne.　是否按时支付申请破产后的预估税款？　是　否\nf.　是否按时缴纳所有信托基金税？　是　否\ng.　除贸易信贷外，是否存在任何申请破产后的借款？（如是，见说明）　是　否\nh.　向专业人士或代表专业人士作出的所有付款是否均经法院批准？　是　否\n不适用\ni.　是否具有：　工伤赔偿保险？　是　否\n如是，保费是否按时缴纳？　是　否\n不适用　（如否，见说明）\n意外事故/财产保险？　是　否\n如是，保费是否按时缴纳？　是　否\n不适用　（如否，见说明）\n一般责任保险？　是　否\n如是，保费是否按时缴纳？　是　否\n不适用　（如否，见说明）\nj.　是否已向法院提交重组计划？　是　否\nk.　是否已向法院提交披露声明？　是　否\nl.　是否已按时支付 28 U.S.C. § 1930 规定的季度美国受托人费用？　是　否\n\n第8部分：个人Chapter 11债务人（仅限）\n\na.　工资和薪金所得总收入（收款）　\\$0\nb.　自营职业所得总收入（收款）　\\$0\nc.　所有其他来源的总收入　\\$0\nd.　报告期间总收入（a+b+c）　\\$0\ne.　工资扣缴　\\$0\nf.　与自营职业有关的开支　\\$0\ng.　生活开支　\\$0\nh.　所有其他开支　\\$0\ni.　报告期间总开支（e+f+g+h）　\\$0\nj.　总收入与总开支之间的差额（d-i）　\\$0\nk.　列明所有逾期申请破产后债务的总额　\\$0\nl.　是否须支付 11 U.S.C § 101(14A) 所界定的任何家庭扶养义务？　是\n否\nm.　如是，是否已支付所有家庭扶养义务款项？　是\n否\n不适用\n\n《隐私法》声明\n\n28 U.S.C. § 589b 授权收集该等信息，且根据 11 U.S.C. §§ 704、1106 和 1107，提供该等信息属于强制性要求。美国受托人将使用该等信息，以计算 28 U.S.C. § 1930(a)(6) 规定的法定费用评估。美国受托人还将使用该等信息，以评估Chapter 11债务人在破产制度中的进展情况，包括重组计划获确认的可能性，以及案件是否系出于善意进行。该等信息可在为履行受托人或审查员职责而需要该等信息时，向破产受托人或审查员披露；或者，在该等信息表明存在违反或可能违反法律的情形时，向适当的联邦、州、地方、监管、部落或外国执法机构披露。其他披露可为日常用途而作出。关于可作出的日常披露类型的讨论，可查阅美国受托人执行办公室的记录系统通知 UST-001，“破产案件档案及相关记录”。见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该通知的副本可通过以下链接获得：htt www.justice.gov/ust/eo/rules_regulations/index.htm。未提供该等信息可能导致您的破产案件被驳回或转换，或导致美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证处罚的约束下声明，上述月度经营报告及其支持文件真实、准确，且本人已获授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins\n\n负责方签名\n\nChapter 11受托人\n\n职务　日期\n\nLuc A. Despins，以其Chapter 11受托人的身份\n\n负责方姓名正楷\n\n10/23/2023\n\n第4页\n\nUST Form 11-MOR (12/01/2021) 12\n\n关于 Ho Wan Kwok　案件编号　22-50073 (JAM)\n\n债务人　报告期间：　9/1/2023 - 9/30/2023\n个人债务人现金收入和现金支出\n\n（债务人维持的每个银行账户均须提交本表）\n\n所报告的金额应以债务人的账簿为准，而非银行对账单。月初现金应为前一月的月末现金；如为首份报告，则该金额应为提交破产申请之日的余额。请附上银行对账单，以及报告期间内作出的所有支出的详细清单，其中应包括日期、支票号码、收款人、交易说明和金额。每个账户均须附具银行余额调节表。[见 MOR-1（续）]\n\n当月　自 2022年7月8日起至今累计\n\n实际　实际\n现金——月初\n收入\n收回资金　\\$\n-　\\$　23,321,645.75\n根据和解命令从 HCHK 债权人利益受让人 B. Hofmeister 收到的资金　\\$\n-　\\$　38,778,679.26\nClark Hill 和解款　\\$\n-　\\$　499,000.00\n预付律师费退款（Kercsmar Collins & O'Hara / Lewis Roca）　\\$\n-　\\$　4,544.00\n游艇维修托管款　\\$\n-　\\$　4,000,000.00\n对抗程序提存资金　\\$\n-　\\$　32,923,028.42\nAIG 退款　\\$\n-　\\$　71.25\n银行账户利息　\\$\n321,551.52　\\$　838,077.07\n收入合计　\\$\n321,551.52　\\$　100,365,045.75\n支出\n日常项目：\n银行费用　\\$\n7,461.94　\\$　19,220.29\n支付给 International Surety Ltd 的保证金续期保费　\\$\n-　\\$　152,747.00\n就游艇维修托管款中的游艇维修发票支付的费用　\\$\n-　\\$　576,895.09\n就 Miller Advertising Agency Inc.（英国法院公告通知）支付的费用　\\$\n-　\\$　21,140.60\n就 Dexter White 发票支付的费用　\\$\n-　\\$　16,235.00\n就游艇维修托管款中的 Bridgeport Harbor Marina 支付的费用　\\$\n-　\\$　18,137.64\n就游艇维修托管款中的 Safe Harbor 支付的费用　\\$\n\n托管款　\\$　148,287.04\n就游艇维修托管款中的 Yatchtzoo 运营费用支付的费用　\\$\n-　\\$　431,604.00\n就 Harneys Corporate Services Limited 支付的费用　\\$\n-　\\$　1,665.00\n支付给 JP Reynolds Company Inc. 的支出（用于关税及海关保证金保费）　\\$\n-　\\$　14,965.35\n支付给 James Pizzaruso 的支出，用于与出售 Lady May 有关的薪资　\\$\n-　\\$　31,026.98\n支付给 AIG 的支出，用于保险单保费　\\$\n-　\\$　8,731.00\n支付给 HCHK 债权人利益受让人 B. Hofmeister 的支出（用于 HCHK 行政事项及员工付款）　\\$\n36,841.00　\\$　76,150.88\n支付给 RKH IT Solutions 的支出（HCHK 受让人的 IT 顾问）　\\$\n6,600.00　\\$　6,600.00\n支付给 SHM Newport Shipyard LLC 的费用（用于 Lady May II Newport Boat Show）　\\$\n-　\\$　3,540.00\n支付给 Gallagher Basset Services Inc. 的支出（用于石棉调查和报告）　\\$\n-　\\$　3,871.56\n支付给 R.I. Martine Survey 的支出（用于 Lady May II 估值）　\\$\n700.00　\\$　700.00\n根据 DIP 命令就 Genever US 律师费融资作出的支出　\\$\n236,452.00　\\$　236,452.00\n日常支出合计　\\$\n288,054.94　\\$　1,767,969.43\n重组项目：\n专业费用\n就 Neubert, Pepe & Monteith PC 支付的费用　\\$\n393,338.06　\\$　958,170.60\n就 Paul Hastings LLP 支付的费用　\\$\n8,106,328.13　\\$　20,295,575.42\n\n关于 Ho Wan Kwok（郭文贵）案　案号　22-50073 (JAM)\n\n债务人　报告期间：　9/1/2023 - 9/30/2023\n就 Edmiston and Company Limited 支付的经纪费用　\\$　-　\\$　1,157,500.00\n就 Pullman & Comley, LLC 支付的费用　\\$　-　\\$　504,104.53\n就 Epiq Corporate Restructuring LLC 支付的费用　\\$　85,409.24　\\$　275,310.03\n美国受托人费用　\\$　-　\\$　119,262.43\n其他重组费用（附具明细表）　\\$　-　\\$　-\n重组项目合计　\\$　8,585,075.43　\\$　23,309,923.01\n\n支出合计（日常项目 + 重组项目）　\\$　8,873,130.37　\\$　25,077,892.44\n\n现金净流量（收入合计 - 支出合计）　\\$　(8,551,578.85) \\$　75,287,153.31\n\n月末现金（必须与经调节的银行对账单相符）　\\$　75,287,132.71　\\$　75,287,132.71\n第三方代表破产财产作出的支出\n无　\\$　-　\\$　12,757.00\n以下部分必须填写，用于计算美国受托人季度费用的支出：（取自当月实际列）\n\n支出总额　\\$\n8,873,130.37\n\n减：转入其他占有中债务人账户的款项　\\$\n\n加：外部来源代表破产财产作出的支出（即来自托管账户）　\\$\n\n用于计算美国受托人季度费用的支出总额　\\$\n8,873,130.37\n费用\n康涅狄格联邦破产法院布里奇波特分院\n\n-------------------------------------------------------　x\n\n关于：　：\n：　第 11 章\nHO WAN KWOK（郭文贵），　：\n：　案号 22-50073\n(JAM)\n债务人。　：\n\nx\n2023年9月1日至2023年9月30日期间月度经营报告附件\n\n本附件并入并构成第 11 章受托人 Luc A. Despins 的月度经营报告（“MOR”）的一部分。\n一般免责声明\n\n1. MOR 采用美国受托人执行办公室于 2021 年颁布的表格编制。该表格在许多情况下要求即使某一项目不适用，也须为该项目填入数字。该表格亦不允许在答案旁加入说明或星号。因此，按其呈现形式，某些答复可能不适用或不完整。根据美国受托人办公室的指引，本附件作为 MOR 的组成部分提交。\n\n2. 2022年7月8日，破产法院签署裁定，批准任命 Luc A. Despins, Esq. 为第 11 章受托人（“受托人”）。本 MOR 中的信息仅基于自受托人获任之日起的信息，并且仅涉及受托人控制下的银行账户。[1]\n\n3. 受托人保留修订、修改或补充本 MOR，或在未来 MOR 中更新本 MOR 的权利。\n具体答复\n第 1 部分答复\n\n4. 如上所述，该信息仅限于自受托人获任以来的现金收入和支出，以及受托人控制下的账户。本 MOR 所反映由受托人持有的全部现金收入，并非均已被确定为\n\n1　受托人目前正在调查债务人的资产和财务事务（债务人未就该调查予以合作）。\n\n目前属于破产财产的财产。就受托人持有的资金存在多项正在进行的诉讼，如最终以对受托人不利的方式裁定，将会大幅减少受托人目前持有的现金总额。\n第 2 部分答复\n\n5. 在本节适用的范围内（债务人为自然人），受托人没有足够信息完成本节。受托人律师目前正在审查就债权申报截止日期提交的逾 1,200 份债权申报，该截止日期为 2023年2月17日。\n\n6. 受托人知悉，因受托人的专业人员提供服务而产生了若干专业费用和支出。截至报告期间结束，若干临时费用报销申请已获法院根据批准临时费用申请的各项命令，以及根据 2023年8月18日登记的《制定受聘专业人员临时报酬及费用报销程序的命令》[Docket No. 2094] 批准。\n第 3 部分答复\n\n7. 2023年6月27日，破产法院作出裁定，授权并批准出售 Lady May [Docket No. 1953]。\n第 4 部分答复\n\n8. 在本节适用的范围内（债务人为自然人），受托人没有足够信息完成本节。\n第 5 部分答复\n\n9. 截至报告期间结束，若干临时费用报销申请已获法院根据批准临时费用申请的各项命令，以及根据 2023年8月18日登记的《制定受聘专业人员临时报酬及费用报销程序的命令》[Docket No. 2094] 批准。\n\n10. 受托人知悉，多家专业事务所曾向无担保债权人正式委员会或债务人（在受托人获任前）提供服务，但其聘用目前尚未获法院批准。受托人为谨慎起见，将其知悉的该等专业事务所列入 MOR 的本部分，但保留与该等专业事务所的聘用和/或费用支付有关的一切权利。受托人还指出，债务人可能曾聘用受托人并不知悉的专业人员（在受托人获任前）。\n第 6 部分答复\n\n11. 受托人并不知悉自其获任以来的期间内产生任何申请后税款。\n第 7 部分答复\n\n12. 受托人指出，债务人于 2022年4月20日提交了一份第 11 章计划 [Docket No. 197]（“2022年4月计划”），但未就该计划提交或批准任何披露声明。\n\n第 8 部分答复\n\n13. 受托人没有足够信息答复第 8 部分。\n\n案件 22-50073　文件 2278　提交于 10/23/23　登记于 10/23/23 14:36:27　第 18 页，共 22 页\n\n咨询请直接致电：888 761-3967\n\n账户对账单　第 1 页，共 3 页　起始日期：September 01, 2023　结束日期：September 30, 2023　对账期间总天数：30\n\n( 1)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\n使用直接存款收款。款项将自动汇入您的银行账户，因此您无需亲自前往银行。请向付款人咨询您是否符合资格，或致电 888.895.5650 了解更多详情。\n标准商业支票账户\n\n随附材料\n低余额　账户号码\n平均余额　1\n\\$406,744.57\n\\$512,066.45　期初余额\n存入总额\n支出总额\n期末余额　\\$543,556.75\n.00\n(0)\n136,812.18\n( 11)\n\\$406,744.57\n\n支票\n号码\n1163　日期\n09-25　金额\n700.00　号码　日期　金额\n借记\n日期　交易说明\n09-06 借记通知单\n09-06 借记通知单\n09-07 汇出电汇\n09-07 服务费\n09-19 汇出电汇\n09-19 服务费\n09-25 汇出电汇\n09-25 服务费\n09-29 汇出电汇\n09-29 服务费　受托维护费\n受托抵押品\nRKH IT SOLUTIONS\n汇出电汇\nBRIAN W HOFMEISTER 债权人利益受让人\n汇出电汇\nBRIAN W HOFMEISTER 债权人利益受让人\n汇出电汇\nEPIQ CORPORATE RESTRUCTURING LLC\n汇出电汇　支出\n7,076.94\n6,600.00\n35,156.00\n1,685.00\n85,409.24　25.00\n40.00\n40.00\n40.00\n40.00\n日期\n08-31\n09-06　每日余额\n金额\n543,556.75\n536,454.81　日期\n09-07\n09-19　金额\n529,814.81\n494,618.81　日期\n09-25\n09-29　金额　492,193.81\n406,744.57\n\n第 2 页，共 3 页　起始日期：September 01, 2023　结束日期：September 30, 2023\n\nBK EST/HO WAN KWOK DEBTOR\n透支/退回项目费用\n\n本期合计　年初至今合计\n\n透支费用总额　\\$0.00　\\$0.00\n退回项目费用总额　\\$0.00　\\$0.00\n支票账户　案件 22-50073　文件 2278　提交于 10/23/23　登记于 10/23/23 14:36:27　第 20 页，共 22 页\n\n对账单日期　页码\n\n09/30/2023　第 3 页，共 3 页\n\nBK EST/HO WAN KWOK DEBTOR\nLUC A DESPINS，第 11 章受托人\n案件 #22-50073\nC/OP~~OLP1~~T~~~SLLP\nNEWYORK,NY10166\nP!lil','!/ K<0Y1V\\ Cloe\\'.<. / 13, \\. Mgc,~,:. Svcv<>y\n___,,s,.,s»YtsCe<.:O'----\"'-\"\"IH'\\.llC0c• c-c:,cc.,l\\,__~x,¥'\"xc::\"°.:._\n'\"' I \"\"\", M•~ II 11\\'PrY,'4) \\n101Ct,　_____ ' _______ ~　I\ni&-7038/3220\no,m:J w\n~ /　11fuz\n,2.-5\nI\\$ 100.\n\nn~o~,.r.=AR-\" fr! 5\n\nl~OOLL~3~ 1:3 22 □　;8L\n09/25/2023　1163　\\$700.00\n\n案件 22-50073　文件 2278　提交于 10/23/23　登记于 10/23/23 14:36:27　第 21 页，共 22 页\n\n咨询请直接致电：888 761-3967\n\nEl Monte, CA. 91731\n\n账户对账单　第 1 页，共 2 页　起始日期：September 01, 2023　结束日期：September 30, 2023　对账期间总天数：30\n\n( O)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\n付款会自动汇入您的银行账户，免去您亲自前往银行的麻烦。请咨询您的付款方以了解您是否符合资格，或致电 888.895.5650 了解更多详情。\n\n通过直接存款收款。\n受托人—非供应商货币市场账户\n\n账户号码\n最低余额\n平均余额\n年初至今已付利息　\\$74,558,836.62\n\\$79,034,570.44\n\\$838,077.07　期初余额\n总增加额\n总减少额\n期末余额　\\$83,295,204.81\n321,551.52\n(1)\n8,736,368.19\n( 10)\n\\$74,880,388.14\n\n贷记\n编号\n日期\n09-30　交易说明\n利息贷记　增加额\n321,551.52\n借记\n日期\n交易说明\n09-13\n汇出电汇\n09-13\n服务费\n09-13\n汇出电汇\n09-13\n服务费\n09-29\n汇出电汇\n09-29\n服务费\n09-29\n汇出电汇\n09-29\n服务费\n09-29\n汇出电汇\n09-29\n服务费　NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩和蒙泰思律师事务所）-\n汇出电汇\nPAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所）\n汇出电汇\nNEUBERT, PEPE & MONTEITH, P.C. -\n汇出电汇\nSAXE DOERNBERGER & VITA, P.C.（萨克斯·多恩伯格和维塔律师事务所）\n汇出电汇\nPAUL HASTINGS LLP\n汇出电汇　减少额\n-296,472.59\n-40.00\n-6,600,090.83\n-40.00\n-96,915.47\n-40.00\n-236,452.00\n-40.00\n-1,506,237.30\n-40.00\n每日余额\n日期\n金额\n83,295,204.81\n08-31\n76,398,561.39\n09-13\n利息信息　日期\n09-29\n09-30　金额\n日期\n74,558,836.62\n74,880,388.14　金额\n已获得的年收益率\n用于计算年收益率的平均余额　\\$79,034,570.44　5.06% 计息天数\n已赚取利息　30\n\\$321,551\n.52\n\n第 2 页，共 2 页　起始日期：September 01, 2023　结束日期：September 30, 2023\n\nBK EST/HO WAN KWOK（郭文贵）债务人\n透支/退回项目费用\n\n本期\n合计　年初至今\n合计\n\n透支费用合计　\\$0.00　\\$0.00\n退回项目费用合计　\\$0.00　\\$0.00","key_entities":["Kwok","Ho Wan Kwok","Despins","Paul Hastings","HCHK"],"ecf_references":[],"word_count":6463,"status":"published","published_at":"2023-10-23 00:00:00","created_at":"2023-10-23","updated_at":"2026-08-23 21:16:26"}