{"id":"court_ctb_2304_0","court":"CTB","case_no":"22-50073","doc_number":2304,"sub_number":0,"doc_type":"ORDER","filed_date":"2022-07-06","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":null,"summary_en":null,"body_en":"# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x      |                         |\n|-------------------------------------------------------------|--------|-------------------------|\n| In re:                                                      | :<br>: | Chapter 11              |\n|                                                             | :      |                         |\n| 1<br>HO WAN KWOK,<br>et al.,                                | :<br>: | Case No. 22-50073 (JAM) |\n| Debtors.                                                    | :      | (Jointly Administered)  |\n| ----------------------------------------------------------- | :<br>x |                         |\n|                                                             |        |                         |\n\n# **EIGHTH SUPPLEMENTAL OMNIBUS MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER UNDER BANKRUPTCY RULE 2004 AND LOCAL RULE 2004-1 AUTHORIZING DISCOVERY WITH RESPECT TO ADDITIONAL RELEVANT BANKS**\n\nLuc A. Despins, in his capacity as the Chapter 11 Trustee (the \"Trustee\") appointed in the above-captioned chapter 11 case (the \"Case\") of Ho Wan Kwok (the \"Debtor\"), by and through his undersigned counsel, pursuant to Federal Rule of Bankruptcy Procedure 2004(a) (the \"Bankruptcy Rules\") and Local Bankruptcy Rule 2004-1 (the \"Local Rules\"), hereby applies (the \"Application\" or \"Motion\") to conduct the examination of certain banks and financial institutions at which the Trustee believes the Debtor and Related Persons conducted business relevant to the estate (the \"Banks\" or \"Examinees\") of the Debtor, as such Examinees are identified in **Exhibit B**, attached hereto, in the Case. **Please take notice that the deadline to object to this Application is November 9, 2023, and in the absence of a timely filed objection, the proposed order filed**\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n**herewith as Exhibit A (the \"Proposed Order\") may enter without further notice and hearing**. In support of his Application, the Trustee respectfully states as follows:\n\n# **PRELIMINARY STATEMENT**\n\n1. The Trustee, in furtherance of his duties and responsibilities under the order authorizing the appointment of a chapter 11 trustee dated July 6, 2022, (*See* ECF. No. 465, at 14, hereinafter referred to as the \"Trustee Order\"), continues his investigation into the Debtor's financial and business affairs to determine whether additional estate assets exist and to recover upon those assets for the benefit of the Debtor's estate.\n\n2. The Trustee's investigation has identified more entities with possible knowledge of the Debtor's assets and financial activities, and the Trustee seeks to further his investigation through additional Bankruptcy Rule 2004 discovery of these Examinees.\n\n3. The Trustee believes that the Examinees have access to and understandings of information relating to the Debtor's assets, financial affairs, and potential financial interests in various corporate entities related to the Debtor, his family, or his associates.\n\n4. The Trustee has submitted several Bankruptcy Rule 2004 motions granted by the Court, including one directed at legal and financial firms believed to have advised the Debtor and related entities and individuals (ECF No. 637, the \"Advisors 2004 Motion\"), one directed at entities and individuals believed to be affiliated with, controlled by, or otherwise connected to the Debtor (the \"Affiliates 2004 Motion\"), the Trustee's First Supplemental Omnibus Motion through the Trustee's Seventh Supplemental Omnibus Motion (collectively the \"Prior Omnibus Motions\") (*see* Docket Generally) , together with the Advisors 2004 Motion and the Affiliates 2004 Motion (collectively, the \"2004 Motions\"). The discovery requested herein will supplement and augment inquiries the Trustee has already begun, as well as open additional avenues of investigation and potential discovery of assets.\n\n5. In the interest of brevity, the Trustee incorporates the 2004 Motions herein by reference and makes them a part hereof. All capitalized terms not defined herein shall have the meanings ascribed to them in the 2004 Motions.\n\n# **JURISDICTION AND VENUE**\n\n6. The Court has jurisdiction to entertain this application under 28 U.S.C. §§ 157 and 1334. Venue to hear this Application is proper in accordance with 28 U.S.C. §§ 1408 and 1409.\n\n7. This Application is a core proceeding pursuant to, *inter alia*, 28 U.S.C. § 157(b)(2) (A), (E), and (F).\n\n# **THE EXAMINEES**\n\n8. The Examinees are banks, not included in the 2004 Motions, that may have material information concerning the Debtor's assets and financial condition. It has been recently reported to the Trustee that the Debtor, along with entities and individuals linked to the Debtor, may have done business at the Examinees, which may include Related Persons and transactions described in the 2004 Motions. The Trustee believes these financial institutions may possess information and documents related to the Debtor's commercial activities and other conduct concerning assets, liabilities, or financial interests potentially relevant to the administration of the Debtor's estate and may hold assets of the Debtor. These banks (the \"Banks\") are: **First Bank**; **Banco Popular; City National Bank; Kyrgyz Swiss Bank**; **Oriental Bank; Medici Bank International;** <sup>2</sup> **NexBank;** and **Wells Fargo** Bank.\n\n<sup>2</sup> At present, the Trustee does not believe this bank is related to the Medici Bank, which was the subject of one of the previous 2004 Motions.\n\n9. The Trustee understands from his investigation to date that at least one Debtorrelated entity (which are included in the definition of \"2004 Discovery Targets\" in the forms of requests for production attached to the forms of subpoenas filed herewith) has maintained one or more account(s) at each of these Banks. The Trustee further understands from his investigation to date that each of these Debtor-related entities held or was otherwise involved with transfers of property that may be property of the estate or as to which other estate interests attach.\n\n# **RELIEF REQUESTED**\n\n10. The Trustee seeks entry of an order, in substantially the form of the Proposed Order, pursuant to Bankruptcy Rule 2004(a) and Local Rule 2004-1, authorizing the Trustee to conduct the examination of the Examinees included on Exhibit B.\n\n# **BASIS FOR RELIEF REQUESTED**\n\n11. Pursuant to Rule 2004(a), on application of a party in interest, the Court may order the examination of any person or entity. The scope of an examination authorized under Rule 2004 is exceedingly broad and may relate to the \"acts, conduct, or property or to the liabilities and financial condition of the debtor, or to any matter which may affect the administration of the debtor's estate.\" Fed. R. Bankr. P. 2004(b).\n\n12. \"The purpose of a Rule 2004 examination is to assist a party in interest in determining the nature and extent of the bankruptcy estate, revealing assets, examining transactions and assessing whether wrongdoing has occurred.\" *In re Transmar Commodity Group Ltd.*, 2018 WL 4006324, at \\*4 (Bankr. S.D.N.Y. Aug. 17, 2018) (internal quotation and citation omitted). This includes revealing the nature and extent of the estate and in discovering assets of the debtor that may have been intentionally or unintentionally concealed. *See In re Bennett Funding Group, Inc.*, 203 B.R. 24, 27-28 (Bankr. N.D.N.Y. 1996). *See also In re Millennium Lab*  *Holdings II, LLC*, 562 B.R. 614, 626 (Bankr. D. Del. 2016) (\"Legitimate goals of Rule 2004 examinations include discovering assets, examining transactions, and determining whether wrongdoing has occurred.\" (internal quotation and citation omitted)).\n\n13. In the declaration he submitted on March 20, 2022 in support of the filing of this case, the Debtor represented that among the purposes for filing his chapter 11 case were \"to … (b) afford stakeholders an efficient opportunity to investigate [his] assets, liabilities, and financial affairs, given what [he] perceive[d] to be misunderstandings in that regard; [and] (c) establish what assets are estate property and, in turn, available for distribution to holders of allowed claims . . . .\" (Debtor's Declaration, ¶3). The investigation the Trustee seeks to perform is directly relevant to these stated purposes in that it will help the Trustee identify the Debtor's assets and liabilities in order to make distributions to creditors.\n\n14. The areas for inquiry herein are part of the Trustee's ongoing investigative efforts. As the investigation evolves, new avenues of inquiry become apparent and the need for additional discovery of persons, entities and areas of inquiry arises. Based on all the facts and evidence discussed above and as contained in the 2004 Motions, the Trustee seeks the investigative tools afforded by Rule 2004 to further establish the true ownership of assets and to explore other potential assets about which the Trustee does not yet have knowledge.\n\n15. The Trustee requests that, in furtherance of his examinations, the Court direct the Examinees to provide documentation to the Trustee's counsel, as requested in the forms annexed hereto<sup>3</sup> and made a part hereof (the \"Proposed Subpoenas\"), within thirty (30) days of the service\n\n<sup>3</sup> Included in Exhibit B is an index of Proposed Subpoenas that would be served on the Examinees if this Motion is granted. The Trustee also attaches hereto as **Exhibits C-1 to C-8** the individualized Proposed Subpoenas, including the topics for discovery directed to each Examinee, which are substantially similar in form and substance.\n\nof a subpoena, substantially similar in form and substance to the Proposed Subpoenas, or such other time as agreed upon by the Trustee. These requests seek documents consisting of, among other things, the Examinees' communications with the Debtor regarding his financial condition, asset transfers, and corporate governance issues. The requests also seek the Examinees' internal files and correspondence on these same topics.\n\n16. The type of discovery that the Trustee will obtain from Examinees is well within the scope of Bankruptcy Rule 2004. Bankruptcy courts routinely provide for Rule 2004 discovery against professional firms when the discovery may identify and aid the recovery of assets for the benefit of the estate and creditors. *See, e.g., In re Bame,* 251 B.R. 367 (Bankr. D. Minn. 2000); *In re Horvath*, No. 13-34137, 2015 WL 2195060 (Bankr. N.D. Ohio May 7, 2015) (approving discovery related to claims on schedule of assets permissible from individual debtor where obtaining such discovery might increase the value of the debtor's estate).\n\n17. The Trustee submits that the facts set forth above constitute sufficient cause for the Court to order the production of documents pursuant to Rule 2004 from the Examinees. Although the Debtor is a necessary source of information and documents to help the Trustee uncover estate assets, seeking discovery from other parties, including the Examinees, is likely to significantly reduce the costs the estate would otherwise incur in identifying and recovering estate property. Indeed, documents in the possession of the Examinees could be among the most valuable to the Trustee's investigation.<sup>4</sup>\n\n18. Authorization of this Application is critical for the Trustee to fulfill the duties contemplated in the Trustee Order effectively, including specifically his mandate to \"locate the\n\n<sup>4</sup> The Trustee also requests authority to serve the Proposed Subpoenas on affiliates or subsidiaries of the Examinees if in the course of the Trustee's investigation it is determined that such affiliates and subsidiaries of the Examinees are the parties in control of documents relating to the Examinees that are relevant to the Trustee's investigation.\n\nDebtor's assets for the benefit of creditors and the estate\" and \"investigate the Debtor's assets, liabilities, and financial affairs.\" (*See* Trustee Order at 15-16, 18).\n\n19. No party in interest, including the Debtor, shall suffer undue prejudice upon the granting of the relief sought in this Application.\n\n# **NO PRIOR REQUEST**\n\n20. No prior application for the relief requested herein has been made. The Trustee filed the prior 2004 Motions, which the Court granted; however, those prior motions did not request to take discovery from the Examinees at issue here.\n\n# **OBJECTION DEADLINE**\n\n21. The deadline to object to this Application is November 9, 2023, and in the absence of a timely filed objection, the Proposed Order may enter without further notice and hearing.\n\n*[The rest of this page is intentionally blank.]*\n\nWHEREFORE, the Trustee respectfully requests that the Court grant this Application and enter the Proposed Order, pursuant to Fed. R. Bankr. P. 2004(a), directing the examination of the Examinees, and directing the production of certain documents as set forth in the Requests for Production of Documents attached to the Proposed Subpoenas, and for such other and further relief as the Court may deem just and proper.\n\nDated: November 2, 2023 LUC A. DESPINS,\n\nNew Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: */s/ Patrick R. Linsey* Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for the Chapter 11 Trustee*\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x           |                         |\n|-------------------------------------------------------------|-------------|-------------------------|\n| In re:                                                      | :<br>:      | Chapter 11              |\n| 1<br>HO WAN KWOK,<br>et al.,                                | :<br>:      | Case No. 22-50073 (JAM) |\n| Debtors.                                                    | :<br>:<br>: | (Jointly Administered)  |\n| ----------------------------------------------------------- | x           |                         |\n\n# **NOTICE OF OBJECTION DEADLINE**\n\nLuc Despins, as the appointed Chapter 11 Trustee to the Debtor's Estate (the \"Applicant\"), has filed an Application for Rule 2004 Examination of certain banking and financial institutions identified in **Exhibit B** (the \"Rule 2004 Examination\") with the U.S. Bankruptcy Court for the District of Connecticut. Notice is hereby given that any objection or response to the Rule 2004 Examination must be filed with the Court no later than November 9, 2023, in accordance with Fed. R. Bankr. P. 2002(a) and 9014 and Local Bankr. R. 2004-1(c). In the absence of a timely filed objection, the proposed order regarding the Rule 2004 Examination may enter without further notice and hearing, see 11 U.S.C. section 102(1).\n\n[*REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK*.]\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\nDated: November 2, 2023 LUC A. DESPINS, New Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: */s/ Patrick R. Linsey*\n\nDouglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for the Chapter 11 Trustee*\n\n# **Exhibit A**\n\n**Proposed Order**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| -----------------------------------------------------------<br>x |             |                         |\n|------------------------------------------------------------------|-------------|-------------------------|\n| In re:                                                           | :<br>:      | Chapter 11              |\n| 1<br>HO WAN KWOK,<br>et al.,                                     | :<br>:      | Case No. 22-50073 (JAM) |\n| Debtors.                                                         | :<br>:<br>: | (Jointly Administered)  |\n| -----------------------------------------------------------      | x           |                         |\n\n# **[PROPOSED] ORDER GRANTING EIGHTH SUPPLEMENTAL OMNIBUS MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER UNDER BANKRUPTCY RULE 2004 AND LOCAL RULE 2004-1 AUTHORIZING DISCOVERY WITH RESPECT TO ADDITIONAL RELEVANT BANKS**\n\nUpon consideration of the Application seeking an order authorizing a Federal Rule of Bankruptcy Procedure 2004 examination of the Examinees listed on Exhibit B thereto (the \"Application\", ECF No. \\_\\_\\_\\_), filed by Luc Despins, as the appointed Chapter 11 Trustee to the Debtor's estate (the \"Applicant\"), after notice and a hearing, see 11 U.S.C. § 102(1), it appearing that cause exists to grant the requested relief as conditioned hereafter; it is hereby\n\n**ORDERED**: The Rule 2004 Motion is granted as set forth below.\n\n**ORDERED**: Neubert, Pepe & Monteith, P.C., as counsel for the Trustee, is hereby authorized to sign Subpoenas in a form substantially similar to the Subpoenas attached to the Rule 2004 Motion as Exhibits C-1 to C-8 and to serve the Subpoenas, along with a copy of this Order, in accordance with Bankruptcy Rule 2004 requiring examination and the production of documents by the Examinees listed on Exhibit B to the Application.\n\n**ORDERED**: Subject to any rights under the Federal Rules of Bankruptcy Procedure, the Federal Rules of Civil Procedure, and applicable Local Rules, and unless otherwise ordered by the Court, the Examinees are hereby directed to produce all documents within 30 days of the service of the Subpoena, or such other time as agreed upon by the Trustee. To the extent an Examinee does not produce any documents requested in the Subpoena on the basis of some privilege, the Examinee is hereby directed to produce to the Trustee a privilege log that comports with Fed. R.\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 13 of 152\n\nCiv. P. 45(e)(2), made applicable by Fed. R. Bankr. P. 9016, and D. Conn. L. Civ. R. 26(e), within 30 days of service of the Subpoena, or such other time as agreed upon by the Trustee.\n\n**ORDERED**: The Examinees are hereby directed to ensure that all documents and other information, including without limitation in any electronic format, requested in the Subpoenas or otherwise relevant to the Debtor, his business, assets, liabilities, financial condition, or this Chapter 11 case, are properly maintained, are available for production, inspection and copying, and are not destroyed.\n\n**ORDERED**: Neubert, Pepe & Monteith, P.C., as counsel for the Trustee, is hereby authorized, without further order of this Court, to take the testimony of one or more representatives of any Examinee listed on Exhibit B to the Application by examination under Bankruptcy Rule 2004 either at the offices of Neubert, Pepe & Monteith, 195 Church Street, 13th Floor, New Haven, CT 06510, at the offices of Paul Hastings LLP, 200 Park Avenue, New York, NY 10166, or at such other place that is mutually acceptable to the parties, on a date acceptable to the Trustee, which, at the election of the Trustee, shall be not less than 14 calendar days after the production of documents by the proposed examinee in compliance with the Subpoena and this Order pursuant to Bankruptcy Rule 2004, and such examination shall continue from day to day until completed.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2023\n\nJulie A. Manning, United States Bankruptcy Judge\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n# **Exhibit B**\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 15 of 152\n\n| Discovery Party                 | Address                                             | Subpoena Index |\n|---------------------------------|-----------------------------------------------------|----------------|\n| Banco Popular de<br>Puerto Rico | 209 Avenida Luis Munos Rivera<br>San Juan, PR 00918 | Exhibit C-1    |\n| City National Bank              | 555 S Flower St<br>Los Angeles, CA 90071            | Exhibit C-2    |\n| First Bank                      | 11947 Olive Boulevard<br>Creve Coeur, MO 63141      | Exhibit C-3    |\n| Kyrgyz-Swiss Bank<br>CJSC       | Baytik Baatyr Street 68<br>Bishkek, Kyrgyzstan      | Exhibit C-4    |\n| Medici Bank<br>International    | 1250 Ponce de Leon Avenue<br>San Juan, PR 00907     | Exhibit C-5    |\n| NexBank                         | 2515 Mckinney Ave<br>Ste 1100<br>Dallas, TX 75201   | Exhibit C-6    |\n| Oriental Bank                   | 254 Munoz Rivera<br>San Juan, PR 00918              | Exhibit C-7    |\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 16 of 152\n\n| Discovery Party        | Address                                     | Subpoena Index |\n|------------------------|---------------------------------------------|----------------|\n| Wells Fargo Bank, N.A. | 101 N Phillips Ave<br>Sioux Falls, SD 57104 | Exhibit C-8    |\n\n# Exhibit C-1\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 18 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Case No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Chapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ **SUBPOENA FOR RULE 2004 EXAMINATION** To: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** *(Name of person to whom the subpoena is directed) Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. PLACE DATE AND TIME The examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: Ho Wan Kwok 22-50073 (JAM) 11 Banco Popular de Puerto Rico NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 Court Reporter/Stenographer\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nplinsey@npmlaw.com; (203) 821-2000\n\nSee Requests for Production of Documents, attached hereto\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n# **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nX\n\nX\n\nConnecticut\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)                                                                                                                 |                                                                                                                                                                                                                    |  |\n|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date)<br>__________                                                                                                                                                                                                      | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                |  |\n| I served the subpoena by delivering a copy to the named person                                                                                                                                                               | as follows: ____________________________________                                                                                                                                                                   |  |\n| __________________________________                                                                                                                                                                                           | ___________________________________________________________________________________________________<br>on (date) ___________________ ; or                                                                          |  |\n|                                                                                                                                                                                                                              | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________    |  |\n| Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>My fees are \\$ _________<br>for travel and \\$_________<br>I declare under penalty of perjury | witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>for services, for a total of \\$_________<br>that this information is true and correct. |  |\n| Date: _______________                                                                                                                                                                                                        | ________________________________________________                                                                                                                                                                   |  |\n|                                                                                                                                                                                                                              | Server's signature                                                                                                                                                                                                 |  |\n|                                                                                                                                                                                                                              | ________________________________________________<br>Printed name and title                                                                                                                                         |  |\n|                                                                                                                                                                                                                              | ________________________________________________                                                                                                                                                                   |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c);\n\n (iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           |                                                 |\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 25 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 26 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Banco Popular de Puerto Rico. together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 28 of 152\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 29 of 152\n\nOperations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 30 of 152\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 31 of 152\n\nto, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 32 of 152\n\nis not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n# **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 33 of 152\n\nstatements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\n# Exhibit C-2\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 35 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Case No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Chapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ **SUBPOENA FOR RULE 2004 EXAMINATION** To: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** *(Name of person to whom the subpoena is directed) Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. PLACE DATE AND TIME The examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: Ho Wan Kwok 22-50073 (JAM) 11 City National Bank NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 Court Reporter/Stenographer See Requests for Production of Documents, attached hereto\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nplinsey@npmlaw.com; (203) 821-2000\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n# **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nX\n\nX\n\nConnecticut\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)                                                                                                                                                                                                       |                                                                                                                                |  |  |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|--|--|\n| I received this subpoena for (name of individual and title, if any): ______________________________________________<br>on (date)<br>__________                                                                                                                                                                     |                                                                                                                                |  |  |\n| I served the subpoena by delivering a copy to the named person<br>___________________________________________________________________________________________________                                                                                                                                              | as follows: ____________________________________                                                                               |  |  |\n| __________________________________<br>on (date) ___________________ ; or                                                                                                                                                                                                                                           |                                                                                                                                |  |  |\n| I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________                                                                                                    |                                                                                                                                |  |  |\n| Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>My fees are \\$ _________<br>for travel and \\$_________ | for services, for a total of \\$_________                                                                                       |  |  |\n| I declare under penalty of perjury<br>that this information is true and correct.                                                                                                                                                                                                                                   |                                                                                                                                |  |  |\n| Date: _______________                                                                                                                                                                                                                                                                                              | ________________________________________________<br>Server's signature                                                         |  |  |\n|                                                                                                                                                                                                                                                                                                                    | ________________________________________________<br>Printed name and title<br>________________________________________________ |  |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           |                                                 |\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 42 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 43 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 44 of 152\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to City National Bank. together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 45 of 152\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 46 of 152\n\nOperations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 47 of 152\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 48 of 152\n\nto, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 49 of 152\n\nis not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n# **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 50 of 152\n\nstatements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\n# Exhibit C-3\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 52 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nConnecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Case No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Chapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ **SUBPOENA FOR RULE 2004 EXAMINATION** To: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** *(Name of person to whom the subpoena is directed) Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. PLACE DATE AND TIME The examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: Ho Wan Kwok 22-50073 (JAM) 11 First Bank NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 Court Reporter/Stenographer See Requests for Production of Documents, attached hereto\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nplinsey@npmlaw.com; (203) 821-2000\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n# **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nX\n\nX\n\n|                                                                                              | PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)                                                                                                                                                                                                                                       |\n|----------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)<br>__________                                                                      | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                                                                                                                                                |\n| I served the subpoena by delivering a copy to the named person                               | as follows: ____________________________________<br>___________________________________________________________________________________________________                                                                                                                                                                                            |\n| __________________________________                                                           | on (date) ___________________ ; or                                                                                                                                                                                                                                                                                                                 |\n|                                                                                              | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________                                                                                                                                    |\n| My fees are \\$ _________<br>for travel and \\$_________<br>I declare under penalty of perjury | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>for services, for a total of \\$_________<br>that this information is true and correct. |\n| Date: _______________                                                                        | ________________________________________________                                                                                                                                                                                                                                                                                                   |\n|                                                                                              | Server's signature                                                                                                                                                                                                                                                                                                                                 |\n|                                                                                              | ________________________________________________<br>Printed name and title                                                                                                                                                                                                                                                                         |\n|                                                                                              | ________________________________________________                                                                                                                                                                                                                                                                                                   |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|--|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |  |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |  |\n|              |                          | for single page                                                                              |  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |  |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |  |\n|              |                          | the last attachment \"child\" document                                                         |  |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |  |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |  |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |  |\n|              |                          | Native: Name of the individual or department                                                 |  |\n|              |                          | from whose files the document originated                                                     |  |\n| FROM         | John Smith               | Email: Sender                                                                                |  |\n|              |                          | Native: Author(s) of document                                                                |  |\n|              |                          | **semi-colon should be used to separate                                                      |  |\n|              |                          | multiple entries                                                                             |  |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |  |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |  |\n|              |                          | entries                                                                                      |  |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |  |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |  |\n|              |                          | multiple entries                                                                             |  |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |  |\n|              |                          | **semi-colon should be used to separate                                                      |  |\n|              |                          | multiple entries                                                                             |  |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |  |\n|              |                          | of document (if available)                                                                   |  |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |  |\n|              |                          | including extension                                                                          |  |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |  |\n|              |                          | Native: (empty)                                                                              |  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |  |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |  |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |  |\n|              |                          | standardized during conversion.                                                              |  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |  |\n|              |                          | **The linked file must be named per the                                                      |  |\n|              |                          | FIRSTBATES number                                                                            |  |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |  |\n|              |                          | representing                                                                                 |  |\n|              |                          | the Email or                                                                                 |  |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |  |\n|              |                          | Native: Author of the document                                                               |  |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |  |\n|              |                          | Native: Date the document was created                                                        |  |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           |                                                 |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 59 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 60 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to First Bank together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 62 of 152\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 63 of 152\n\n27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 64 of 152\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 65 of 152\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 66 of 152\n\nuploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 67 of 152\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\n# Exhibit C-4\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 69 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nConnecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Case No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Chapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ **SUBPOENA FOR RULE 2004 EXAMINATION** To: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** *(Name of person to whom the subpoena is directed) Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. PLACE DATE AND TIME The examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: Ho Wan Kwok 22-50073 (JAM) 11 Kyrgyz-Swiss CJSC NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 Court Reporter/Stenographer\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nplinsey@npmlaw.com; (203) 821-2000\n\nSee Requests for Production of Documents, attached hereto\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n# **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nX\n\nX\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)                                                                                                                 |                                                                                                                                                                                                                    |  |\n|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date)<br>__________                                                                                                                                                                                                      | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                |  |\n| I served the subpoena by delivering a copy to the named person                                                                                                                                                               | as follows: ____________________________________                                                                                                                                                                   |  |\n| __________________________________                                                                                                                                                                                           | ___________________________________________________________________________________________________<br>on (date) ___________________ ; or                                                                          |  |\n|                                                                                                                                                                                                                              | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________    |  |\n| Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>My fees are \\$ _________<br>for travel and \\$_________<br>I declare under penalty of perjury | witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>for services, for a total of \\$_________<br>that this information is true and correct. |  |\n| Date: _______________                                                                                                                                                                                                        | ________________________________________________                                                                                                                                                                   |  |\n|                                                                                                                                                                                                                              | Server's signature                                                                                                                                                                                                 |  |\n|                                                                                                                                                                                                                              | ________________________________________________<br>Printed name and title                                                                                                                                         |  |\n|                                                                                                                                                                                                                              | ________________________________________________                                                                                                                                                                   |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|--|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |  |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |  |\n|              |                          | for single page                                                                              |  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |  |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |  |\n|              |                          | the last attachment \"child\" document                                                         |  |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |  |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |  |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |  |\n|              |                          | Native: Name of the individual or department                                                 |  |\n|              |                          | from whose files the document originated                                                     |  |\n| FROM         | John Smith               | Email: Sender                                                                                |  |\n|              |                          | Native: Author(s) of document                                                                |  |\n|              |                          | **semi-colon should be used to separate                                                      |  |\n|              |                          | multiple entries                                                                             |  |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |  |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |  |\n|              |                          | entries                                                                                      |  |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |  |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |  |\n|              |                          | multiple entries                                                                             |  |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |  |\n|              |                          | **semi-colon should be used to separate                                                      |  |\n|              |                          | multiple entries                                                                             |  |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |  |\n|              |                          | of document (if available)                                                                   |  |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |  |\n|              |                          | including extension                                                                          |  |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |  |\n|              |                          | Native: (empty)                                                                              |  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |  |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |  |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |  |\n|              |                          | standardized during conversion.                                                              |  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |  |\n|              |                          | **The linked file must be named per the                                                      |  |\n|              |                          | FIRSTBATES number                                                                            |  |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |  |\n|              |                          | representing                                                                                 |  |\n|              |                          | the Email or                                                                                 |  |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |  |\n|              |                          | Native: Author of the document                                                               |  |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |  |\n|              |                          | Native: Date the document was created                                                        |  |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n|              |                           |                                                 |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 76 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 77 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 78 of 152\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Kyrgyz-Swiss Bank CJSC together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 79 of 152\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 80 of 152\n\nOperations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 81 of 152\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 82 of 152\n\nto, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 83 of 152\n\nis not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 84 of 152\n\nstatements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\n# Exhibit C-5\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 86 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Case No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Chapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073 (JAM) 11\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** Medici Bank International LLC\n\n*(Name of person to whom the subpoena is directed)*\n\nConnecticut\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. X\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n|       |               |\n|       |               |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nplinsey@npmlaw.com; (203) 821-2000\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: X\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nSee Requests for Production of Documents, attached hereto\n\nOR\n\nCourt Reporter/Stenographer\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n# **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) |                                                                                                                                                                                                                                                                                                                                                    |  |  |\n|--------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|\n| on (date)<br>__________                                                                                      | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                                                                                                                                                |  |  |\n| I served the subpoena by delivering a copy to the named person                                               | as follows: ____________________________________<br>___________________________________________________________________________________________________                                                                                                                                                                                            |  |  |\n| __________________________________                                                                           | on (date) ___________________ ; or                                                                                                                                                                                                                                                                                                                 |  |  |\n|                                                                                                              | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________                                                                                                                                    |  |  |\n| My fees are \\$ _________<br>for travel and \\$_________<br>I declare under penalty of perjury                 | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>for services, for a total of \\$_________<br>that this information is true and correct. |  |  |\n| Date: _______________                                                                                        | ________________________________________________                                                                                                                                                                                                                                                                                                   |  |  |\n|                                                                                                              | Server's signature                                                                                                                                                                                                                                                                                                                                 |  |  |\n|                                                                                                              | ________________________________________________<br>Printed name and title                                                                                                                                                                                                                                                                         |  |  |\n|                                                                                                              | ________________________________________________                                                                                                                                                                                                                                                                                                   |  |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c);\n\n (iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 93 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 94 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 95 of 152\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Medici Bank International together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 96 of 152\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 97 of 152\n\nOperations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 98 of 152\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 99 of 152\n\nto, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 100 of 152\n\nis not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n# **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 101 of 152\n\nstatements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 102 of 152\n\n# Exhibit C-6\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 103 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Ho Wan Kwok 22-50073 (JAM)\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\nConnecticut\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\nNexBank\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. X\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n|       |               |\n|       |               |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nplinsey@npmlaw.com; (203) 821-2000\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: X\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nSee Requests for Production of Documents, attached hereto\n\nOR\n\nCourt Reporter/Stenographer\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n# **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n| Case 22-50073                                                   | Doc 2304 | Filed 11/02/23 | Entered 11/02/23 15:07:07 | Page 104 of |  |\n|-----------------------------------------------------------------|----------|----------------|---------------------------|-------------|--|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) |          | 152            |                           |             |  |\n|                                                                 |          |                |                           |             |  |\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)                                                                                                                 |                                                                                                                                                                                                                    |  |  |\n|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|\n| on (date)<br>__________                                                                                                                                                                                                      | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                |  |  |\n| I served the subpoena by delivering a copy to the named person                                                                                                                                                               | as follows: ____________________________________<br>___________________________________________________________________________________________________                                                            |  |  |\n| __________________________________                                                                                                                                                                                           | on (date) ___________________ ; or                                                                                                                                                                                 |  |  |\n|                                                                                                                                                                                                                              | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________    |  |  |\n| Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>My fees are \\$ _________<br>for travel and \\$_________<br>I declare under penalty of perjury | witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>for services, for a total of \\$_________<br>that this information is true and correct. |  |  |\n| Date: _______________                                                                                                                                                                                                        | ________________________________________________                                                                                                                                                                   |  |  |\n|                                                                                                                                                                                                                              | Server's signature                                                                                                                                                                                                 |  |  |\n|                                                                                                                                                                                                                              | ________________________________________________<br>Printed name and title                                                                                                                                         |  |  |\n|                                                                                                                                                                                                                              | ________________________________________________                                                                                                                                                                   |  |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 108 of 152\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n|              |                          |                                                  |\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 109 of 152\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 110 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 111 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to NexBank together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 113 of 152\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 114 of 152\n\n27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 115 of 152\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 116 of 152\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 117 of 152\n\nuploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 118 of 152\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 119 of 152\n\n# Exhibit C-7\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 120 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nConnecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Case No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Chapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ **SUBPOENA FOR RULE 2004 EXAMINATION** To: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** *(Name of person to whom the subpoena is directed) Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. PLACE DATE AND TIME Ho Wan Kwok 22-50073 (JAM) 11 Oriental Bank NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nplinsey@npmlaw.com; (203) 821-2000\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: X\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nSee Requests for Production of Documents, attached hereto\n\nOR\n\nCourt Reporter/Stenographer\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n### **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nX\n\n| Case 22-50073                                                   | Doc 2304 | Filed 11/02/23 | Entered 11/02/23 15:07:07 | Page 121 of |\n|-----------------------------------------------------------------|----------|----------------|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) |          | 152            |                           |             |\n|                                                                 |          |                |                           |             |\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) |                                                                |                                                                                                                                                                                                                                                                                                      |  |\n|--------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date)<br>__________                                                                                      |                                                                | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                                                                                                  |  |\n|                                                                                                              | I served the subpoena by delivering a copy to the named person | as follows: ____________________________________                                                                                                                                                                                                                                                     |  |\n| __________________________________                                                                           | on (date) ___________________ ; or                             | ___________________________________________________________________________________________________                                                                                                                                                                                                  |  |\n|                                                                                                              |                                                                | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________                                                                                      |  |\n| My fees are \\$ _________                                                                                     | for travel and \\$_________                                     | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>for services, for a total of \\$_________ |  |\n| I declare under penalty of perjury                                                                           | that this information is true and correct.                     |                                                                                                                                                                                                                                                                                                      |  |\n| Date: _______________                                                                                        |                                                                | ________________________________________________                                                                                                                                                                                                                                                     |  |\n|                                                                                                              |                                                                | Server's signature                                                                                                                                                                                                                                                                                   |  |\n|                                                                                                              |                                                                | ________________________________________________<br>Printed name and title                                                                                                                                                                                                                           |  |\n|                                                                                                              |                                                                |                                                                                                                                                                                                                                                                                                      |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 125 of 152\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n|              |                          |                                                  |\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 126 of 152\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 127 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 128 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n## **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Oriental Bank together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 130 of 152\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 131 of 152\n\n27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 132 of 152\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 133 of 152\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 134 of 152\n\nuploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 135 of 152\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\n# Exhibit C-8\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 137 of 152\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nConnecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Debtor Case No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Chapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ **SUBPOENA FOR RULE 2004 EXAMINATION** To: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** *(Name of person to whom the subpoena is directed) Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached. PLACE DATE AND TIME Ho Wan Kwok 22-50073 (JAM) 11 Wells Fargo Bank, National Association NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nplinsey@npmlaw.com; (203) 821-2000\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material: X\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCLERK OF COURT\n\nSee Requests for Production of Documents, attached hereto\n\nOR\n\nCourt Reporter/Stenographer\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\n### **Notice to the person who issues or requests this subpoena**\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nX\n\n| Case 22-50073                                                   | Doc 2304 | Filed 11/02/23 | Entered 11/02/23 15:07:07 | Page 138 of |\n|-----------------------------------------------------------------|----------|----------------|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) |          | 152            |                           |             |\n|                                                                 |          |                |                           |             |\n\n| PROOF OF SERVICE<br>(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) |                                                                                                                                                                                                                                                                                                                                                    |  |  |  |  |\n|--------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|\n| on (date)<br>__________                                                                                      | I received this subpoena for (name of individual and title, if any): ______________________________________________                                                                                                                                                                                                                                |  |  |  |  |\n| I served the subpoena by delivering a copy to the named person                                               | as follows: ____________________________________                                                                                                                                                                                                                                                                                                   |  |  |  |  |\n| __________________________________                                                                           | ___________________________________________________________________________________________________<br>on (date) ___________________ ; or                                                                                                                                                                                                          |  |  |  |  |\n|                                                                                                              | I returned the subpoena unexecuted because: ____________________________________________________________<br>___________________________________________________________________________________________________                                                                                                                                    |  |  |  |  |\n| My fees are \\$ _________<br>for travel and \\$_________<br>I declare under penalty of perjury                 | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the<br>witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .<br>for services, for a total of \\$_________<br>that this information is true and correct. |  |  |  |  |\n| Date: _______________                                                                                        | ________________________________________________                                                                                                                                                                                                                                                                                                   |  |  |  |  |\n|                                                                                                              | Server's signature                                                                                                                                                                                                                                                                                                                                 |  |  |  |  |\n|                                                                                                              | ________________________________________________<br>Printed name and title                                                                                                                                                                                                                                                                         |  |  |  |  |\n|                                                                                                              | ________________________________________________                                                                                                                                                                                                                                                                                                   |  |  |  |  |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n# **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n# **Request for Production of Documents**\n\n# **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 142 of 152\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n|              |                          |                                                  |\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 143 of 152\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 144 of 152\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 145 of 152\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n# **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n# **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Wells Fargo Bank, National Association together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 147 of 152\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Ana C. Izquiedo-Henn, Andrew Childe, Booming Sail New York LLC, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion Hold Co. B. Limited, G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 148 of 152\n\nOperations Inc., G Club US Operations LLC, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Hamilton Capital Holdings Inc., GS Security Solutions Inc., Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, Kamel Debeche, Karin Maistrello, Lamp Capital LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Nicholas Savio, Nodal Partners, LLC, Oasis Tech Limited, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Shih Hsin Yu, Sirius Networking Inc., US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, and Zhouer \"Joe\" Wang.\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 149 of 152\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 150 of 152\n\nto, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 151 of 152\n\nis not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n# **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account\n\n# Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 152 of 152\n\nstatements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.","body_zh":"美国破产法院 康涅狄格地区 布里奇波特分部\n\n-----------------------------------------------------------　x\n\n关于：　:\n:　第 11 章\n\nHO WAN KWOK（郭文贵），\n等，　:\n:　案号 22-50073 (JAM)\n债务人。　:　（合并管理）\n\nx\n\n第 11 章受托人依据《破产程序规则》第 2004 条及地方法规则第 2004-1 条申请作出命令，授权就其他相关银行进行取证的第八份补充综合动议\n\nLuc A. Despins（卢克·A.·德斯潘斯）以其作为上述所列 Ho Wan Kwok（郭文贵）（“债务人”）第 11 章案件（“本案”）中获任命的第 11 章受托人（“受托人”）的身份，通过其下列签署律师，依据《联邦破产程序规则》第 2004(a) 条（“《破产规则》”）及地方法破产规则第 2004-1 条（“《地方法规则》”），特此申请（“本申请”或“本动议”）对受托人认为债务人及关联人士曾在其处开展与债务人财产有关业务的若干银行及金融机构进行审查（该等银行或被审查人称为“银行”或“被审查人”），该等被审查人载于随附本案的附件 B。请注意，对本申请提出异议的截止日期为 November 9, 2023；如未及时提交异议，则所提交的拟议命令\n\n1　本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码末四位：9595）、Genever Holdings LLC（杰尼维尔控股有限责任公司）（税务识别号码末四位：8202）及 Genever Holdings Corporation（杰尼维尔控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（普衡律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 财产的受托人（仅用于通知及通信）。\n\n作为附件 A（“拟议命令”）随附的命令，可在无需进一步通知和听证的情况下作出。为支持其申请，受托人谨陈述如下：\n\n初步陈述\n\n1.　受托人为履行其根据日期为 July 6, 2022 的授权任命第 11 章受托人的命令所承担的职责和责任（见 ECF. No. 465, at 14，下称“受托人命令”），继续调查债务人的财务及商业事务，以确定是否存在额外的财产资产，并为债务人财产的利益追回该等资产。\n\n2.　受托人的调查已发现更多可能知悉债务人资产及财务活动的实体，且受托人寻求通过对该等被审查人进行额外的《破产规则》第 2004 条取证，以推进其调查。\n\n3.　受托人相信，被审查人可取得并了解与债务人的资产、财务事务，以及其在与债务人、其家属或其关联人士有关的各种公司实体中可能拥有的财务权益相关的信息。\n\n4.　受托人已提交数项获法院准许的《破产规则》第 2004 条动议，包括一项针对被认为曾向债务人及相关实体和个人提供建议的法律及金融公司的动议（ECF No. 637，“顾问 2004 动议”）、一项针对被认为与债务人有关联、受其控制或以其他方式与其有关的实体及个人的动议（“关联方 2004 动议”），以及受托人的第一份补充综合动议至第七份补充综合动议（统称“先前综合动议”）（见案卷整体），连同顾问 2004 动议及关联方 2004 动议（统称“2004 动议”）。本案所请求的取证将补充和扩大受托人已开始进行的调查，并开辟额外的调查途径及发现资产的可能性。\n\n5.　为简洁起见，受托人通过援引将 2004 动议纳入本案，并使其构成本案的一部分。本案中未定义的所有首字母大写术语，均具有 2004 动议中赋予其的含义。\n\n管辖权及审判地\n\n6.　法院依据 28 U.S.C. §§ 157 and 1334 对审理本申请具有管辖权。依据 28 U.S.C. §§ 1408 and 1409，本申请的审判地适格。\n\n7.　本申请依据包括但不限于 28 U.S.C. § 157(b)(2) (A), (E), and (F)，构成核心程序。\n\n被审查人\n\n8.　被审查人是未列入 2004 动议、可能掌握有关债务人资产及财务状况重要信息的银行。受托人最近获悉，债务人连同与债务人有关联的实体及个人，可能曾在被审查人处开展业务，其中可能包括 2004 动议中所述的关联人士及交易。受托人相信，这些金融机构可能拥有与债务人商业活动及其他涉及资产、负债或可能与债务人财产管理相关的财务权益的行为有关的信息和文件，并可能持有债务人的资产。这些银行（“银行”）为：First Bank（第一银行）；Banco Popular（大众银行）；City National Bank（城市国民银行）；Kyrgyz Swiss Bank（吉尔吉斯瑞士银行）；Oriental Bank（东方银行）；Medici Bank International（美第奇国际银行）；2 NexBank（耐斯银行）；以及 Wells Fargo Bank（富国银行）。\n\n2　目前，受托人不认为该银行与作为先前 2004 动议之一对象的 Medici Bank（美第奇银行）有关。\n\n9.　受托人根据其迄今的调查了解到，至少一个债务人关联实体（该等实体包括在随附提交的传票格式中所附文件提交请求格式内“2004 取证对象”的定义中）在上述各银行均维持一个或多个账户。受托人进一步根据其迄今的调查了解到，该等债务人关联实体均持有财产，或以其他方式参与了可能属于财产资产或附有其他财产权益的财产转让。\n\n所请求的救济\n\n10.　受托人请求依据《破产规则》第 2004(a) 条及地方法规则第 2004-1 条，作出一项实质上采用拟议命令格式的命令，授权受托人对附件 B 所列被审查人进行审查。\n\n所请求救济的依据\n\n11.　依据第 2004(a) 条，经利害关系方申请，法院可命令审查任何个人或实体。依据第 2004 条获授权的审查范围极其广泛，可涉及“债务人的行为、作为或财产，或者债务人的负债及财务状况，或者可能影响债务人财产管理的任何事项。”Fed. R. Bankr. P. 2004(b)。\n\n12.　“第 2004 条审查的目的，是协助利害关系方确定破产财产的性质及范围、揭示资产、审查交易并评估是否发生不当行为。”In re Transmar Commodity Group Ltd., 2018 WL 4006324, at \\*4 (Bankr. S.D.N.Y. Aug. 17, 2018)（省略内部引文及引用）。这包括揭示财产的性质及范围，以及发现债务人可能故意或非故意隐匿的资产。见 In re Bennett Funding Group, Inc., 203 B.R. 24, 27-28 (Bankr. N.D.N.Y. 1996)。另见 In re Millennium Lab Holdings II, LLC, 562 B.R. 614, 626 (Bankr. D. Del. 2016)（“第 2004 条审查的正当目标包括发现资产、审查交易，以及确定是否发生不当行为。”（省略内部引文及引用））。\n\n13.　在其于 March 20, 2022 为支持提起本案而提交的声明中，债务人陈述，其提起第 11 章案件的目的包括“……(b) 鉴于[其]认为在该等方面存在误解，向利害关系人提供一个高效机会，以调查[其]资产、负债及财务事务；[以及] (c) 确定哪些资产属于财产资产，进而可供向获准债权持有人分配……。”（债务人声明，第 3 段）。受托人寻求进行的调查与上述所陈述目的直接相关，因为该调查将协助受托人确定债务人的资产及负债，以便向债权人进行分配。\n\n14.　本案中的调查范围是受托人持续调查工作的一部分。随着调查的进展，新的调查途径逐渐显现，并产生了对人员、实体及调查领域进行额外取证的需要。基于上述讨论的所有事实和证据，以及 2004 动议中所载的事实和证据，受托人寻求第 2004 条赋予的调查工具，以进一步确定资产的真实所有权，并探查受托人尚不知悉的其他潜在资产。\n\n15.　受托人请求，为推进其审查，法院指示被审查人按照随附本案并构成本案一部分的格式请求3（“拟议传票”）的要求，于传票送达后 thirty (30) 日内，向受托人的律师提供文件；该传票在形式及实质上与拟议传票大致相似，或者于受托人同意的其他期限内提供。该等请求寻求的文件包括但不限于被审查人与债务人就其财务状况、资产转让及公司治理问题进行的通信。该等请求还寻求被审查人就同一等事项的内部档案及往来函件。\n\n3　附件 B 包含一份拟议传票索引，如本动议获准，该等拟议传票将送达被审查人。受托人还作为附件 C-1 至 C-8 随附各份个别拟议传票，包括针对各被审查人的取证事项；其形式及实质大致相似。\n\n16.　受托人将从被审查人处获得的取证类型完全属于《破产规则》第 2004 条的范围。破产法院通常准许针对专业公司进行第 2004 条取证，当该等取证可能发现资产并有助于为财产及债权人的利益追回资产时。见，例如，In re Bame, 251 B.R. 367 (Bankr. D. Minn. 2000)；In re Horvath, No. 13-34137, 2015 WL 2195060 (Bankr. N.D. Ohio May 7, 2015)（准许针对个人债务人从资产清单中提出债权相关的取证，若获得该等取证可能增加债务人财产的价值）。\n\n17.　受托人主张，上述事实构成充分理由，使法院命令被审查人依据第 2004 条提交文件。尽管债务人是协助受托人发现财产资产所必需的信息及文件来源，但向包括被审查人在内的其他方寻求取证，可能显著降低财产在识别及追回财产资产时原本将承担的成本。实际上，被审查人持有的文件可能是对受托人调查最有价值的文件之一。4\n\n18.　批准本申请对于受托人有效履行受托人命令所设想的职责至关重要，尤其包括其“为债权人及财产的利益寻找债务人资产”以及“调查债务人的资产、负债及财务事务”的职责。（见受托人命令 at 15-16, 18）。\n\n4　受托人还请求获授权，如在受托人调查过程中确定被审查人的该等关联公司或子公司为控制与被审查人有关且与受托人调查相关文件的一方，则向该等关联公司或子公司送达拟议传票。\n\n19. 任何利害关系方，包括债务人，均不会因准许本申请所请求的救济而遭受不当损害。\n此前未提出请求\n\n20. 此前未曾提出请求本申请所请求救济的申请。受托人曾提出先前的2004动议，法院已予准许；但该等先前动议并未请求向本案所涉受审查方进行证据开示。\n异议期限\n\n21. 对本申请提出异议的期限为November 9, 2023；如未及时提交异议，拟议命令可在无需进一步通知及听证的情况下生效。\n\n[本页其余部分特意留白。]\n\n因此，受托人谨请求法院根据Fed. R. Bankr. P. 2004(a)，准许本申请并作出拟议命令，指示对受审查方进行审查，并指示按照随附于拟议传票的文件出示请求中所列要求提交若干文件，以及给予法院认为公正和适当的其他及进一步救济。\n\n日期：November 2, 2023　LUC A. DESPINS（卢克·A·德斯平斯），\n\nNew Haven, Connecticut　CHAPTER 11 TRUSTEE（第11章受托人）\n\n签署人：/s/ Patrick R. Linsey\nDouglas S. Skalka（ct00616）\nPatrick R. Linsey（ct29437）\nNEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙蒂思律师事务所）\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 781-2847\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\n第11章受托人代理律师\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州联邦破产法院布里奇波特分院）\n\n───────────────────────────────────────────────────────────　x\n\n关于：　：\n：　第11章\n\nHO WAN KWOK（郭文贵），\n等，　：\n：　案号 22-50073 (JAM)\n债务人。　：\n：\n：　（合并管理）\n───────────────────────────────────────────────────────────　x\n异议期限通知\n\nLuc Despins（卢克·德斯平斯）作为债务人财产指定的第11章受托人（以下简称“申请人”），已向U.S. Bankruptcy Court for the District of Connecticut（美国康涅狄格州联邦破产法院）提交申请，请求对附件B中列明的若干银行及金融机构进行第2004条审查（以下简称“第2004条审查”）。特此通知，对第2004条审查提出的任何异议或答复，必须依照Fed. R. Bankr. P. 2002(a)和9014以及Local Bankr. R. 2004-1(c)，最迟于November 9, 2023向法院提交。如未及时提交异议，有关第2004条审查的拟议命令可在无需进一步通知及听证的情况下生效，见11 U.S.C. section 102(1)。\n\n[本页其余部分特意留白。]\n\n1　本第11章案件中的债务人为Ho Wan Kwok（郭文贵，亦称Guo Wengui、Miles Guo和Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（吉尼弗控股有限责任公司）（税务识别号码后四位：8202）以及Genever Holdings Corporation（吉尼弗控股公司）。受托人、Genever Holdings LLC及Genever Holdings Corporation的邮寄地址为Paul Hastings LLP（保罗·黑斯廷斯律师事务所），200 Park Avenue, New York, NY 10166，转交Luc A. Despins，作为Ho Wan Kwok财产的受托人（仅为通知和通信之目的）。\n\n日期：November 2, 2023　LUC A. DESPINS，New Haven, Connecticut　CHAPTER 11 TRUSTEE（第11章受托人）\n\n签署人：/s/ Patrick R. Linsey\n\nDouglas S. Skalka（ct00616）\nPatrick R. Linsey（ct29437）\nNEUBERT, PEPE & MONTEITH, P.C.\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 781-2847\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\n第11章受托人代理律师\n附件A\n\n拟议命令\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION\n\nx\n\n关于：　：\n：　第11章\n\nHO WAN KWOK，\n等，　：\n：　案号 22-50073 (JAM)\n债务人。　：\n：\n：　（合并管理）\n───────────────────────────────────────────────────────────　x\n[拟议] 准许第11章受托人第八份补充综合动议的命令，该动议请求根据《破产规则》第2004条及地方规则2004-1作出命令，授权就其他相关银行进行证据开示\n\n经审议Luc Despins作为债务人财产指定的第11章受托人（以下简称“申请人”）提交的申请（以下简称“申请”，ECF No. ____），该申请请求作出命令，授权对其附件B所列受审查方进行Federal Rule of Bankruptcy Procedure 2004（《联邦破产程序规则》第2004条）审查；经通知和听证，见11 U.S.C. § 102(1)；并且显有理由按照下述条件准许所请求的救济；兹命令如下：\n\n命令：第2004条动议按如下所述予以准许。\n\n命令：作为受托人代理律师的Neubert, Pepe & Monteith, P.C.，特此获授权以与作为附件C-1至C-8附于第2004条动议的传票实质上相似的格式签署传票，并依照《破产规则》第2004条送达该等传票及本命令副本，要求申请附件B所列受审查方接受审查并提交文件。\n\n命令：在不影响《联邦破产程序规则》《联邦民事诉讼规则》及适用地方规则项下任何权利的前提下，且除非法院另有命令，受审查方特此被指示于传票送达后30日内，或于受托人同意的其他期限内，提交全部文件。如受审查方以任何特权为由未提交传票所要求的任何文件，受审查方特此被指示于传票送达后30日内，或于受托人同意的其他期限内，向受托人提交一份符合Fed. R.\n\n1　本第11章案件中的债务人为Ho Wan Kwok（亦称Guo Wengui、Miles Guo和Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）以及Genever Holdings Corporation。受托人、Genever Holdings LLC及Genever Holdings Corporation的邮寄地址为Paul Hastings LLP，200 Park Avenue, New York, NY 10166，转交Luc A. Despins，作为Ho Wan Kwok财产的受托人（仅为通知和通信之目的）。\n\n案号 22-50073　文书2304　提交日期11/02/23　录入日期11/02/23 15:07:07　第13页，共152页\n\nCiv. P. 45(e)(2)（其通过Fed. R. Bankr. P. 9016适用于破产程序）及D. Conn. L. Civ. R. 26(e)的特权日志。\n\n命令：受审查方特此被指示确保传票所要求的，或以其他方式与债务人、其业务、资产、负债、财务状况或本第11章案件相关的所有文件及其他信息，包括但不限于任何电子格式的信息，均得到妥善保存，可供提交、检查及复制，且不得毁损。\n\n命令：作为受托人代理律师的Neubert, Pepe & Monteith, P.C.，特此获授权，无需本法院进一步命令，即可依据《破产规则》第2004条，于Neubert, Pepe & Monteith, 195 Church Street, 13th Floor, New Haven, CT 06510的办公室、Paul Hastings LLP, 200 Park Avenue, New York, NY 10166的办公室，或双方可相互接受的其他地点，在受托人可接受的日期，对申请附件B所列任何受审查方的一名或多名代表进行审查并取得证言；经受托人选择，该日期不得早于拟议受审查方依照传票及本命令、根据《破产规则》第2004条提交文件后14个日历日，且该审查应逐日持续进行直至完成。\n\n日期：____________, 2023\n\nJulie A. Manning（朱莉·A·曼宁），美国联邦破产法院法官\n\n───────────────────────────────────────────────────────────\n附件B\n\n案号 22-50073　文书2304　提交日期11/02/23　录入日期11/02/23 15:07:07　第15页，共152页\n\n证据开示对象　地址　传票索引\n\nBanco Popular de Puerto Rico（波多黎各大众银行）\n209 Avenida Luis Munos Rivera\nSan Juan, PR 00918　附件C-1\n\nCity National Bank（城市国民银行）\n555 S Flower St\nLos Angeles, CA 90071　附件C-2\n\nFirst Bank（第一银行）\n11947 Olive Boulevard\nCreve Coeur, MO 63141　附件C-3\n\nKyrgyz-Swiss Bank CJSC（吉尔吉斯-瑞士银行封闭式股份公司）\nBaytik Baatyr Street 68\nBishkek, Kyrgyzstan　附件C-4\n\nMedici Bank International（美第奇国际银行）\n1250 Ponce de Leon Avenue\nSan Juan, PR 00907　附件C-5\n\nNexBank（耐克斯银行）\n2515 Mckinney Ave\nSte 1100\nDallas, TX 75201　附件C-6\n\nOriental Bank（东方银行）\n254 Munoz Rivera\nSan Juan, PR 00918　附件C-7\n\n案号 22-50073　文书2304　提交日期11/02/23　录入日期11/02/23 15:07:07　第16页，共152页\n\n证据开示对象　地址　传票索引\n\nWells Fargo Bank, N.A.（富国银行，全国协会）\n101 N Phillips Ave\nSioux Falls, SD 57104　附件C-8\n附件C-1\nB2540（表格2540－第2004条审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国联邦破产法院）　案号22-50073　文书2304　提交日期11/02/23　录入日期11/02/23 15:07:07　第18页，共152页\n\n___________________________________________________________　____________区\n\n关于_____________________________________________________　债务人　案号________________________　第_______章　第2004条审查传票　致：________________________________________________________________________________________________________________________________________________\n（传票所指向人员的姓名）证言：兹命令你于下列规定的时间、日期及地点出席，并根据《联邦破产程序规则》第2004条接受审查并作证。随附授权该审查的法院命令副本。地点　日期和时间　审查将以如下方式记录：____________________________________________________________________________________________________________\n提交：你或你的代表还必须携带下列文件、电子存储信息或物品出席审查，并必须准许对该材料进行检查、复制、测试或取样：Ho Wan Kwok　22-50073 (JAM)　11　Banco Popular de Puerto Rico　NEUBERT, PEPE & MONTEITH, P.C.　195 Church Street, 13th Floor　New Haven, Connecticut 06510　法院记录员/速记员\n\nFed. R. Civ. P. 45的下列规定（其通过Fed. R. Bankr. P. 9016适用于破产案件）随附于后：有关履行地点的第45(c)条；有关对作为传票对象人员之保护的第45(d)条；以及有关你对本传票的答复义务及未履行该义务之可能后果的第45(e)条和第45(g)条。\n\n日期：____________________\n\n法院书记员\n\nplinsey@npmlaw.com；(203) 821-2000\n\n见随附于此的文件出示请求\n\n或\n\n________________________　书记员或副书记员签名　________________________　律师签名\n\n代表（当事人姓名）________________________签发或请求本传票的律师的姓名、地址、电子邮件地址及电话号码如下：Luc Despins，第11章受托人\n致签发或请求本传票之人员的通知\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向人员送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\nX\n\nX\n\nConnecticut（康涅狄格州）\n\n送达证明\n（除非Fed. R. Civ. P. 45要求，本节不应向法院提交。）\n\n于（日期）\n__________　本人已收到向（个人姓名及职务，如有）：______________________________________________送达的本传票。\n本人已按如下方式向所指定人员交付副本，送达本传票：____________________________________\n__________________________________　___________________________________________________________________________________________________\n于（日期）___________________；或者\n本人未予执行而退回本传票，原因如下：____________________________________________________________\n\n除非本传票系代表 United States（美国）或其官员或代理人签发，本人还已向\n本人费用为 \\$ _________\n差旅费用为 \\$_________\n本人在伪证罪处罚的约束下声明：已交付一天出席作证的证人费用及法律允许的里程费，金额为 \\$ _______________________。\n服务费用为 \\$_________\n上述信息真实、正确。\n日期：_______________　________________________________________________\n送达人签名\n\n正楷姓名及职务\n\n送达人地址\n\n关于尝试送达等事项的补充信息：\nFederal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13)（根据 Federal Rules of Bankruptcy Procedure 第9016条适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按以下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事营业活动地点的 100 英里范围内；或者\n\n(B) 在该人居住、受雇或经常亲自从事营业活动所在州内，如该人\n\n(i) 为当事人或当事人的高级职员；或者\n\n(ii) 被命令出席审判且不会产生重大费用。\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自从事营业活动地点的 100 英里范围内交出文件、电子存储信息或物品；以及\n\n(B) 在拟检查的场所检查该场所。\n(d) 对受传票约束之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束之人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括收入损失及合理律师费。\n(2) 命令交出材料或允许检查。\n\n(A) 无须出席。被命令交出文件、电子存储信息或有形物品，或允许检查场所之人，无须亲自出席交出或检查地点，除非其还被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令交出文件或有形物品，或允许检查之人，可向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或反对检查场所，或反对以所要求的一种或多种形式交出电子存储信息。异议必须在规定履行时间届满前或传票送达后 14 日内（以较早者为准）送达。如提出异议，适用以下规则：\n\n(i) 送达方可随时向被命令之人发出通知，并向要求履行的地区法院提出动议，请求作出强制交出或检查的命令。\n\n(ii) 仅可依命令指示要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员之人，免于因履行而产生重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在超出 Rule 45(c) 规定的地域范围外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或豁免；或者\n\n(iv) 对某人造成不当负担。\n\n(B) 可撤销或修改的情形。为保护受传票约束或受其影响之人，要求履行的地区法院可依动议撤销或修改要求以下事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或者\n\n(ii) 披露未受聘专家的意见或信息；该等意见或信息并非描述争议中的特定事件，且系该专家并非应任何当事人请求所进行研究的结果。\n\n(C) 作为替代方案规定条件。在 Rule 45(d)(3)(B) 所述情形下，法院可不撤销或修改传票，而是在送达方满足以下条件时，命令在规定条件下出席或交出材料：\n\n(i) 证明其对证言或材料具有重大需要，且若不承受不当困难则无法通过其他方式满足；以及\n\n(ii) 确保受传票传唤之人将获得合理报酬。\n(e) 对传票作出回应的义务。\n\n(1) 交出文件或电子存储信息。以下程序适用于交出文件或电子存储信息：\n\n(A) 文件。回应交出文件传票之人，必须按文件在正常业务过程中保存的方式交出文件，或必须将文件整理并标注，使其与请求中的类别相对应。\n\n(B) 未规定电子存储信息的交出形式。如传票未规定交出电子存储信息的形式，回应之人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式交出该信息。\n\n(C) 电子存储信息仅以一种形式交出。回应之人无须以一种以上形式交出同一电子存储信息。\n\n(D) 无法访问的电子存储信息。回应之人无须就其认定因不当负担或费用而无法合理访问的来源中的电子存储信息提供证据开示。在提出强制证据开示动议或保护令动议时，回应之人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，若请求方在考虑 Rule 26(b)(2)(C) 的限制后证明存在正当理由，法院仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n(2) 主张特权或保护。\n\n(A) 扣留的信息。以该信息享有特权或作为审判准备材料受保护为由扣留被传唤信息之人，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，足以使当事人评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已交出的信息。如为回应传票而交出的信息受特权主张或作为审判准备材料受保护的主张所约束，提出该主张之人可将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须迅速返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可迅速将该信息密封提交给要求履行的地区法院，以裁定该主张。交出该信息之人必须在该主张得到解决前保存该信息。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议被移送后，签发法院——可认定已被送达但无充分理由不遵守传票或与其相关命令之人构成藐视法庭。\n\n如需查阅传票材料，见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n文件交出请求\n一、指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，每项称为“一项请求”）必须分别且具体地作出回应。除非贵方善意提出异议，否则必须完整答复每项请求；如提出异议，则必须如下文所述详细说明贵方异议的理由。如异议仅涉及某项请求的一部分，或者其中所含的一个词、短语或条款，贵方须仅就该部分说明异议，并回应请求的其余部分。\n\n2. 电子存储信息必须依照以下指示交出：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式交出。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的全部字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父子关系。必须包括 OCRPATH 字段，以提供所交付存储介质上提取文本文件的文件路径及名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径及\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行包含七个字段，并且数据库中的每张图像在交叉引用文件中均应有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCount。\n\n- c. 文件文本。文本必须作为单独的文本文件提供，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须存放在单独的文件夹中，且每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\n- d. 特定文件类型的原生格式提供。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些文件包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的分隔页图像，以表明存在原生文件，并在 .dat 文件中将原生文件路径作为一个字段列入。提供的原生文件应以与该文件分隔页相对应的 Bates 编号命名。原生文件应按递增名称分组存放于“NATIVE”目录中，并与图像目录分开。\n\n- e. 去重。对于存在完全重复件的每份电子文件，仅提供一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\n- f. 元数据。应以符合 Concordance 标准的载入文件（.dat）形式，为每份文件提供提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下列出必需的元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\n\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\n\n对于单页文件，应填写 LASTBATES 字段\n\nATTACHRANGE　EDC0000001 - EDC0000015　父文件首页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\n\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\n\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\n\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应以分号分隔\n\nTO　Coffman, Janice; LeeW [mailto:LeeW@MSN.com]　收件人\n多个条目应以分号分隔\n\nCC　Frank Thompson [mailto:frank_Thompson@cdt.com]　抄送收件人\n多个条目应以分号分隔\n\nBCC　John Cain　密送收件人\n多个条目应以分号分隔\n\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行\n原生文件：文件标题（如有）\n\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\n\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/TIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\n\nTIME_ZONE　GMT　转换期间电子邮件被标准化所采用的时区。\n\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\n\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名\n\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\n\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\n\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\n\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\n\nPGCOUNT　1　原生文件文件/电子邮件中的页数\n\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文件的路径，包括原始文件名。\n\nINTFILEPATH　Personal Folders\\Deleted Items\\Board Meeting Minutes.msg　电子邮件：电子邮件的原始位置，包括原始文件名。\n原生文件：（空）\n\nINTMSGID　<000805c2c71b\\$75977050\\$cb8306d1@MSN>　电子邮件：唯一邮件 ID\n原生文件：（空）\n\nMD5HASH　d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89　文件的 MD5 哈希值。\n\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 各项请求独立适用并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件应按其在通常业务过程中保存的方式提供，或者应加以组织和标注，以对应于本等请求中的类别。\n\n5. 本文所载各项请求延及所有文件：（a）由您占有、保管或控制的文件；或（b）由代表您行事的任何人占有、保管或控制的文件，\n案号 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 录入 第 25 页，共 152 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：（a）详细说明该文件的性质及其内容；（b）确认编制或撰写该文件的人员（以及，如适用，确认该文件被发送给的人员）；（c）确认该文件编制或创建的日期；（d）说明该文件是否（i）遗失或丢失，（ii）已被销毁，（iii）已自愿或非自愿地转移给他人，或（iv）以其他方式处置；（e）说明该等处置的原因，以及相关事实和情形；（f）确认授权该等处置的人员；（g）确认该等处置的日期或大致日期；（h）说明该文件最近一次由您占有、保管或控制的时间；以及（i）确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：（a）该文件被销毁的原因；（b）销毁该文件的人员身份；以及（c）指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：（a）说明：（i）足以支持您主张该文件享有特权的文件描述；（ii）文件标题；（iii）文件日期；（iv）文件作者；（v）文件收件人；（vi）收到或查阅该文件原件、任何草稿、副本或复制件的每一人员身份；（vii）该文件本身或该文件所载或所提及的任何信息是否由任何其他人员占有、保管或控制，如是，则该等人员的身份，以及说明该等信息如何由其占有；\n案号 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 录入 第 26 页，共 152 页\n\n该等人员，以及关于该信息如何进入其占有状态的说明；（viii）据以拒绝提供该文件的特权主张；以及（ix）您将据以支持该等特权主张的所有情形；以及（b）就每一份基于特权主张而拒绝提供的文件，依照 D. Conn. L. Civ. R. 26(e)，提供一份特权日志，其中载明本指示第（a）部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供回应性文件。\n\n9. 如一份原本具回应性的文件的一部分包含受特权主张约束的信息，则仅应依照上述指示从该文件中删除或遮蔽受特权主张约束的部分，其余部分应予提供。\n\n10. 各项请求具有持续性。现指示您：（a）在知悉先前答复不完整或不正确后，立即补充或更正任何后来发现不完整或不正确的答复；以及（b）提供根据下述规定所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提述均包括其全部关联方。\n\n13. 对个人姓名的所有提述均包括所有其他名称、别名或昵称。\n\n14. 除非另有明确说明，文件请求涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. （a）任何单数名词的使用应解释为包括复数，反之亦然；（b）任何时态动词的使用应解释为包括该动词的所有其他时态。\n\n16. （a）“和”及“或”应视必要解释为连词或析取词，以使原本可能被解释为在任何请求范围之外的所有答复均纳入该请求范围；以及（b）“每一”及“任何”应视为包括并涵盖“每个”和“所有”二词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本等文件请求中使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”系指 Banco Popular de Puerto Rico（波多黎各大众银行），连同其所有关联方、部门、机构、法定机构、局、办公室、合伙人、高级管理人员、董事、代理人、律师、代表、雇员和/或代表其行事的任何人。\n案号 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 录入 第 28 页，共 152 页\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n3. “债务人之子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “债务人的女儿”系指 Mei Guo（郭美，又名 Mei Gui，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人的名义妻子”系指 Hing Chi Ngok（岳庆芝，又名 Hing Chi Ng、Yue Qingzhi，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人的家庭成员”系指，单独及共同而言，债务人、债务人的儿子、债务人的女儿及债务人的名义妻子，以及与债务人有任何其他亲属关系之人。\n\n7. “2004 取证对象”系指，单独及共同而言，债务人、债务人的家庭成员、17 Miles, LLC、5780 Saguaro LLC、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Ana C. Izquiedo-Henn、Andrew Childe、Booming Sail New York LLC、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion Hold Co. B. Limited、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US\n案号 22-50073，文件 2304，于 11/02/23 提交，于 11/02/23 15:07:07 录入，第 29 页，共 152 页\n\nOperations Inc.、G Club US Operations LLC、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Hamilton Capital Holdings Inc.、GS Security Solutions Inc.、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、Kamel Debeche、Karin Maistrello、Lamp Capital LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Nicholas Savio、Nodal Partners, LLC、Oasis Tech Limited、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Shih Hsin Yu、Sirius Networking Inc.、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu) Yue Zhou、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang、又名 Yan Ping Wang）、Zhixuan Li，以及 Zhouer “Joe” Wang。\n案号 22-50073，文件 2304，于 11/02/23 提交，于 11/02/23 15:07:07 录入，第 30 页，共 152 页\n\n8. “包括”或其任何变体，系指“包括但不限于”。\n\n9. “和”及“或”系指“和/或”，并应作连词及析取词两种解释，以最大限度扩大其范围。\n\n10. “任何”及“所有”及“每一”系指“每一个及全部”。\n\n11. “每一”及“每个”系指“每一个及全部”。\n\n12. “第三方”系指除您本人以外的个人或实体。\n\n13. “转让”应具有《破产法》第 101(54) 条赋予该术语的含义。\n\n14. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于每一项现由或曾由您占有、保管或控制的任何种类、类型、性质或描述的书面、记录或图形材料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查材料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、清单、透明胶片、录音记录、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、Tweets、社交媒体帖子，或任何其他种类的书面或记录材料，以及其所有元数据，无论其以何种方式存储（无论为有形或电子形式）、记录、制作或复制，并且还包括但不限于\n案号 22-50073，文件 2304，于 11/02/23 提交，于 11/02/23 15:07:07 录入，第 31 页，共 152 页\n\n上述任何材料的草稿或副本，其中含有原始文件上没有的任何种类笔记、评论或标记，或者在其他方面与原始文件不完全相同。\n\n15. “个人”系指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管部门、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n17. “关于”系指涉及、描述、构成、提及、与之相关、支持、赞成、反对、加强、贬损、位于其中、结合考虑、影响、证明、表明、报告、记录、暗示、答复、与之连接、评论、就其而言、有关、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n18. “与……有关”、“涉及”或“相关”，在指称任何特定主题事项时，系指但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定主题事项相关的任何文件。\n\n19. “通信”系指，在最广泛可能的意义上且不受限制地，任何信息或知识的传递（以事实、思想、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面方式，或通过电子传输设备进行，并包括但\n案号 22-50073，文件 2304，于 11/02/23 提交，于 11/02/23 15:07:07 录入，第 32 页，共 152 页\n\n不限于所有函件、电子邮件、录音记录、传递单、备忘录、电话通信、语音留言、电报、传真、影印传真、电传、即时消息、聊天、短信、在留言板或群聊中的发布内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录笔记，或在内部或与第三方之间传递的笔记。\n\n20. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产及动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与由任何 2004 取证对象持有、控制、代为持有或以其他方式与其相关的任何账户有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、函件，以及电汇和相关函件及指示。\n\n2. 与属于任何 2004 取证对象、由其持有、控制、代为持有或以其他方式与其相关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、函件，以及电汇和相关函件及指示。\n\n3. 与同任何 2004 取证对象进行的任何商业、贸易或金融交易有关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、互换、证券交易、抵押贷款或 ISDA，包括任何及所有账户\n案号 22-50073，文件 2304，于 11/02/23 提交，于 11/02/23 15:07:07 录入，第 33 页，共 152 页\n\n对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、函件，以及电汇和相关函件及指示。\n\n4. 与涉及 2004 取证对象的任何电汇活动有关的所有文件，无论是否存在任何账户，包括但不限于所有电汇收据、账户号码、余额、授权书、与转账当事人相关的身份识别信息、函件、指示或其他记录。\n\n5. 与您和 2004 取证对象之间的任何函件和通信有关的所有文件。\n\n6. 与在任何 2004 取证对象处开立的任何账户有关的所有文件，涉及账户开立、该账户的获授权使用人及该账户的维护。\n\n7. 与涉及任何 2004 取证对象的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何 2004 取证对象提供的任何信息，或您获知的任何信息。\n\n8. 与就任何 2004 取证对象同任何国家监管机构进行的任何通信有关的所有文件，包括但不限于 Bank of England（英格兰银行）、the United States Federal Reserve（美国联邦储备系统）、the S.E.C.（美国证券交易委员会）、the CFTC（美国商品期货交易委员会）、FINRA（美国金融业监管局）、China Securities Regulatory Commission（中国证券监督管理委员会）、People’s Bank of China（中国人民银行）、Hong Kong Securities and Futures Commission（香港证券及期货事务监察委员会）及 the Hong Kong Monetary Authority（香港金融管理局）。\n\n附件 C-2\nB2540（表格 2540 — Rule 2004 Examination（规则 2004 审查）传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院）案号 22-50073，文件 2304，于 11/02/23 提交，于 11/02/23 15:07:07 录入，第 35 页，共 152 页\n\n_________________________________________________________ 地区 _________________________________________________________\n\n关于＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 债务人　案号：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿　章节：＿＿＿＿＿＿＿＿＿＿＿＿　依据第2004条规则进行审查的传票　致：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿（传票所指向之人的姓名）证言：现命令你于下列载明的时间、日期及地点出席，并根据《联邦破产程序规则》第2004条接受审查并作证。随附准许该审查的法院命令副本。地点　日期及时间　审查将采用下列方式记录：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿　提交：你或你的代表还必须在审查时携带下列文件、电子存储信息或物件，并必须允许对该材料进行查验、复制、测试或抽样：Ho Wan Kwok（郭文贵）　22-50073 (JAM)　11　City National Bank（城市国民银行）　NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙泰思专业公司）　195 Church Street, 13th Floor　New Haven, Connecticut 06510　法庭记录员/速记员　见随附的《文件提交请求》\n\n下列《联邦民事诉讼规则》第45条规定，依《联邦破产程序规则》第9016条适用于破产案件，随附于后——与履行地点有关的第45(c)条；与作为传票对象之人的保护有关的第45(d)条；以及与你回应本传票的义务及不履行该义务的潜在后果有关的第45(e)条和第45(g)条。\n\n日期：＿＿＿＿＿＿＿＿＿＿＿＿\n\n法院书记官\n\nplinsey@npmlaw.com；(203) 821-2000\n\n或\n\n＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿　书记官或副书记官签名　＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿　律师签名\n\n签发或请求本传票的、代表（当事人姓名）＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿的律师之姓名、地址、电子邮件地址及电话号码如下：Luc Despins（吕克·德斯平斯），第11章受托人\n向签发或请求本传票之人的通知\n\nPatrick R. Linsey, Esq.（帕特里克·R·林赛律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩及蒙泰思专业公司）；195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或查验场所，则必须在向传票所指向之人送达之前，向每一当事人送达通知及本传票副本。《联邦民事诉讼规则》第45(a)(4)条。\n\nX\n\nX\n\nConnecticut（康涅狄格州）\n\n送达证明\n（除非《联邦民事诉讼规则》第45条要求，否则本节不应向法院提交。）\n\n我于（日期）收到向（个人姓名及职务，如有）发出的本传票：______________________________________________\n\n我已于（日期）___________________，按如下方式将传票副本交付给被指定人，从而送达传票\n___________________________________________________________________________________________________　如下：____________________________________\n\n；或\n我未执行传票即予退回，原因为：____________________________________________________________\n\n除非该传票系代表美国或其官员或代理人签发，我还已向证人支付一天出席费用及法律允许的里程费，金额为 \\$ _______________________ 。\n我的费用为 \\$ _________\n用于交通，\\$_________　用于服务，合计 \\$_________\n我在伪证处罚的惩罚下声明，\n该等信息真实且正确。\n日期：_______________　________________________________________________\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n有关尝试送达等事项的补充信息：\n《联邦民事诉讼规则》第45(c)、(d)、(e)及(g)条（自12/1/13起生效）（依《联邦破产程序规则》第9016条适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自进行营业活动地点的100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自进行营业活动所在州内，如该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自进行营业活动地点的100英里范围内提交文件、电子存储信息或物品；以及\n\n(B) 在待查验场所进行场所查验。\n(d) 对作为传票对象之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对作为传票对象之人施加不当负担或费用。要求履行义务地区的法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，其中可包括损失的收入及合理的律师费。\n\n(2) 命令提交材料或允许查验。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许查验场所之人，无须亲自到提交或查验地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许查验之人，可以向传票中指定的当事人或律师送达书面异议，反对查验、复制、测试或抽样任何或全部材料，或反对查验场所，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间之前或传票送达后14日之前（以较早者为准）送达。提出异议后，适用下列规则：\n\n(i) 送达方可随时在通知被命令人后，向要求履行义务地区的法院提出动议，请求作出强制提交或查验的命令。\n\n(ii) 仅可依命令指示要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员之人免于因履行而产生的重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行义务地区的法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在超出第45(c)条规定的地域范围外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的\n\n例外或豁免；或\n\n(iv) 使某人承受不当负担。\n\n(B) 可以撤销或修改的情形。为保护作为传票对象或受传票影响之人，要求履行义务地区的法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并未描述争议中的具体事件，且系该专家未受任何当事人请求而进行研究所得。\n\n(C) 作为替代方案规定条件。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有实质性需要，且无法在不造成不当困难的情况下通过其他方式满足该需要；以及\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出席或提交。\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票之人必须按文件在通常业务过程中保存的方式提交，或者必须将其整理并标注，以对应请求中的类别。\n\n(B) 未指定电子存储信息的提交形式。如传票未指定提交电子存储信息的形式，回应之人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无须以一种以上形式提交相同的电子存储信息。\n\n(D) 无法访问的电子存储信息。对于该人认定因不当负担或费用而无法合理访问的来源中的电子存储信息，回应之人无须提供证据开示。对于强制证据开示动议或保护令动议，回应之人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，在考虑第26(b)(2)(C)条的限制后，如请求方证明有正当理由，法院仍可命令从该等来源进行证据开示。法院可就该证据开示规定条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。依据该信息享有特权或作为审判准备材料受到保护的主张而扣留被传唤信息之人，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，足以使各当事人评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张，提出该主张之人可以通知收到该信息的任何当事人该主张及其依据。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交至要求履行义务地区的法院，以裁定该主张。提交该信息之人必须保存该信息，直至该主张得到解决。\n\n(g) 蔑视法庭。要求履行义务地区的法院，以及在动议移送后签发传票的法院，均可对已经送达但无充分理由不遵守传票或相关命令之人认定为藐视法庭。\n\n如需获取传票材料，请参见《联邦民事诉讼规则》第45(a)条委员会说明（2013年）\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。除非善意提出异议，否则必须对每项请求作出完整答复；如提出异议，必须按下文所述详细说明你提出异议的理由。如异议仅涉及一项请求的一部分，或其中包含的某一词语、短语或条款，你仅须就该部分陈述异议，并回应请求的其余部分。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须采用 JPEG 格式制作。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所提取文本文件在所提供存储介质上的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为以逗号分隔的文件，每行由七个字段组成，且数据库中每张图像在交叉引用文件中均应有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为独立文本文件提供，而不得作为 .DAT 文件中的字段提供。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。所提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生文件提供。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张标有 Bates 编号的分隔页图像，以表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。所提供的原生文件应以与该文件分隔页对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提供一份。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式，提供每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）。\n\n日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下为必需元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\n\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\n\n对于单页文件，应填写 LASTBATES 字段。\n\nATTACHRANGE　EDC0000001 - EDC0000015　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\n\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\n\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱。原生文件：文件来源的个人或部门名称。\n\nFROM　John Smith　电子邮件：发件人。原生文件：文件作者。多个条目应以分号分隔。\n\nTO　Coffman, Janice; LeeW [mailto:LeeW@MSN.com]　收件人。多个条目应以分号分隔。\n\nCC　Frank Thompson [mailto:frank_Thompson@cdt.com]　抄送收件人。多个条目应以分号分隔。\n\nBCC　John Cain　密送收件人。多个条目应以分号分隔。\n\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行。原生文件：文件标题（如有）。\n\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名。\n\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期。原生文件：（空）。\n\nTIME_SENT/TIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区。\n\nTIME_ZONE　GMT　在转换过程中电子邮件被标准化所采用的时区。\n\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接。所链接文件必须按 FIRSTBATES 编号命名。\n\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名。\n\nAUTHOR　John Smith　电子邮件：（空）。原生文件：文件作者。\n\nDATE_CREATED　10/10/2010　电子邮件：（空）。原生文件：文件创建日期。\n\nTIME_CREATED　10:25 AM　电子邮件：（空）。原生文件：文件创建时间。该数据必须为独立字段，不得与 DATE_CREATED 字段合并。\n\nDATE_MOD　10/12/2010　电子邮件：（空）。原生文件：文件最后修改日期。\n\nTIME_MOD　07:00 PM　电子邮件：（空）。原生文件：文件最后修改时间。该数据必须为独立字段，不得与 DATE_MOD 字段合并。\n\nDATE_ACCESSD　10/12/2010　电子邮件：（空）。原生文件：文件最后访问日期。\n\nTIME_ACCESSD　07:00 PM　电子邮件：（空）。原生文件：文件最后访问时间。该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并。\n\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计。\n\nPGCOUNT　1　原生文件文件/电子邮件中的页数。\n\nPATH　Email: (empty) Agenda.doc　电子邮件：（空）。原生文件：原生文件文件的存储路径，包括原始文件名。\n\nINTFILEPATH　Personal Folders\\Deleted Items\\Board Meeting Minutes.msg　电子邮件：电子邮件的原始位置，包括原始文件名。原生文件：（空）。\n\nINTMSGID　<000805c2c71b\\$75977050\\$cb8306d1@MSN>　电子邮件：唯一邮件 ID。原生文件：（空）。\n\nMD5HASH　d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89　文件的 MD5 哈希值。\n\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件所提取文本的路径。\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按照正常业务过程中的保存方式提供，或应予以组织和标注，以对应本请求中的类别。\n\n5. 每项本文件所载请求均延及所有文件：（a）由您占有、保管或控制的文件；或（b）由任何代表您行事的人占有、保管或控制的文件，\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 42 of 152\n\n包括您的律师或其他代表和顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：（a）详细说明该文件的性质及其内容；（b）确认编制或撰写该文件的人员（以及，如适用，该文件发送给的人员）；（c）确认该文件编制或创建的日期；（d）说明该文件是否（i）遗失或丢失，（ii）已被销毁，（iii）已自愿或非自愿地转移给他人，或（iv）以其他方式被处置；（e）说明该等处置的原因，以及围绕该等处置的事实和情形；（f）确认授权该等处置的人员；（g）确认该等处置的日期或约略日期；（h）说明该文件最近一次由您占有、保管或控制的时间；以及（i）确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：（a）该文件被销毁的原因；（b）销毁该文件的人员身份；以及（c）指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：（a）说明（i）足以支持您主张该文件享有特权的文件描述，（ii）该文件的标题，（iii）该文件的日期，（iv）该文件的作者，（v）该文件的收件人，（vi）收到或看过该文件原件或任何草稿、副本或复制件的每一人员身份，（vii）该文件本身或该文件中包含或提及的任何信息是否由任何其他人员占有、保管或控制，如是，则确认该等人员身份，并说明该等信息如何进入其占有范围，（viii）据以扣留该文件的特权主张，以及（ix）您将据以支持该等特权主张的所有情形；以及（b）依照 D. Conn. L. Civ. R. 26(e)，就每份基于特权主张而扣留的文件，制作一份特权日志，其中载明本指示第（a）部分所要求的全部信息。对于文件请求中未主张特权或工作成果的任何部分，应完整提供响应性文件。\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 43 of 152\n\n9. 如一份本应响应的文件的一部分包含受特权主张约束的信息，则仅应依照上述指示从该文件中删除或遮蔽受该特权主张约束的部分，其余部分应予提供。\n\n10. 本请求具有持续性。现指示您：（a）一旦知悉先前答复不完整或不正确，应立即补充或更正其后获悉不完整或不正确的任何答复；以及（b）提供根据以下规定所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有别名、化名或昵称。\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 44 of 152\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至提交文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 使用任何单数名词应解释为包括复数，反之亦然；(b) 使用任何时态的动词应解释为使用该动词的所有其他时态。\n\n16. (a) “和”与“或”应在必要时作连言或选言解释，以使任何请求的范围涵盖所有原本可能被解释为不在其范围内的答复；(b) “每一”与“任何”应视为包括并涵盖“每一个”与“所有”。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义以及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，应适用于文件请求。此外，本文件请求中使用的下列术语具有如下含义：\n\n1. “贵方”、“贵方的”或“贵方自身”是指 City National Bank（城市国民银行），连同其所有关联方、部门、机构、工具性实体、处室、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事的人。\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 45 of 152\n\n2. “债务人”是指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok（郭文贵）、Miles Guo（郭文贵）、Guo Wengui（郭文贵）、Guo Haoyun（郭浩云）、郭文贵，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n3. “债务人之子”是指 Qiang Guo（郭强）（又名 Mileson Kwok（郭强）、郭强，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n4. “债务人之女”是指 Mei Guo（郭美）（又名 Mei Gui（郭美）、郭美，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n5. “债务人声称的妻子”是指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng（岳庆芝）、Yue Qingzhi（岳庆芝）、岳庆芝，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n6. “债务人家属”单独及共同是指债务人、债务人之子、债务人之女及债务人声称的妻子，以及与债务人具有任何其他亲属关系的人。\n\n7. “2004 年调查对象”单独及共同是指债务人、债务人家属、17 Miles, LLC（17英里有限责任公司）、5780 Saguaro LLC（5780萨瓜罗有限责任公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Ana C. Izquiedo-Henn（安娜·C·伊斯基耶多-亨）、Andrew Childe（安德鲁·柴尔德）、Booming Sail New York LLC（兴盛帆船纽约有限责任公司）、Bingshang Jiao（焦冰尚）、Bravo Luck Limited（幸运喝彩有限公司）、Brent Petro Inc.（布伦特石油公司）、Chris Lee（克里斯·李）（又名 Nan Li（李楠）、Mei Guo Xiao Li（郭美小李））、Crane Advisory Group（克兰咨询集团）、Daniel Thomas Podhaskie（丹尼尔·托马斯·波达斯基）、Defeng Cao（曹德峰）（又名 Wayne Cao（韦恩·曹）、Max Cao（马克斯·曹））、Ding “Ivan” Lin（林丁“伊万”）、Doaa Dashoush（杜阿·达舒什）、Eastern Profit Corporation Limited（东方利润有限公司）、Genever Holdings Corporation（吉尼弗控股公司）、Genever Holdings LLC（吉尼弗控股有限责任公司）、Gettr USA, Inc.（Gettr美国公司）、Gnews Media Group Inc.（Gnews媒体集团公司）、G Fashion Hold Co. B. Limited（G时尚控股B有限公司）、G Fashion International Limited（G时尚国际有限公司）、G Fashion LLC（G时尚有限责任公司）、Gmusic LLC（G音乐有限责任公司）、Gnews LLC（Gnews有限责任公司）、Geducation（G教育）、GFNY, Inc.（GFNY公司）、G Club Finance（G俱乐部金融）、G Club HoldCo I LLC（G俱乐部控股I有限责任公司）、G Club International Limited（G俱乐部国际有限公司）、G Club Investments Limited（G俱乐部投资有限公司）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Club US\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 46 of 152\n\nOperations Inc.（G俱乐部美国运营公司）、G Club US Operations LLC（G俱乐部美国运营有限责任公司）、G Club One（G俱乐部一号）、G Club Two（G俱乐部二号）、G Club Three（G俱乐部三号）、G Live, LLC（G直播有限责任公司）、Gbroadcast, LLC（G广播有限责任公司）、GM 27 LLC（GM 27有限责任公司）、Gladys Chow（周格拉迪斯）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Gposts LLC（G帖子有限责任公司）、GTV Media Group, Inc.（GTV媒体集团公司）、Gypsy Mei Food Service LLC（吉普赛梅餐饮服务有限责任公司）、Gypsy Mei Productions LLC（吉普赛梅制作有限责任公司）、Gypsy Mei 27 Vestry, Inc.（吉普赛梅27维斯特里公司）、Dawn State Limited（黎明州有限公司）、Greenwich Land LLC（格林威治土地有限责任公司）、Hao (Gavin) Li（李浩〈加文〉）（又名 Huo Lai（霍来））、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、GS Security Solutions Inc.（GS安全解决方案公司）、Han Chunguang（韩春光）、Haoran He（何浩然）、HCHK Property Management, Inc.（HCHK物业管理公司）、HCHK Technologies, Inc.（HCHK科技公司）、HK International Funds Investments (USA) Limited LLC（香港国际基金投资〈美国〉有限责任公司）、Freedom Media Ventures Ltd.（自由媒体创投有限公司）、FungWan Trading Inc.（风万贸易公司）、Himalaya New World Inc.（喜马拉雅新世界公司）、Himalaya International Financial Group Ltd.（喜马拉雅国际金融集团有限公司）、Himalaya International Clearing Ltd.（喜马拉雅国际清算有限公司）、Himalaya International Payments Ltd.（喜马拉雅国际支付有限公司）、Himalaya International Reserves Ltd.（喜马拉雅国际储备有限公司）、Himalaya Ventures LLC（喜马拉雅创投有限责任公司）、Himalaya Investment LLC（喜马拉雅投资有限责任公司）、Hudson Diamond Holding, Inc.（哈德逊钻石控股公司）、Hudson Diamond Holding LLC（哈德逊钻石控股有限责任公司）、Hudson Diamond NY LLC（哈德逊钻石纽约有限责任公司）、Huk Trading Inc.（胡克贸易公司）、Infinity Treasury Management Inc.（无限资金管理公司）、Jesse Brown（杰西·布朗）、Jiaming Liu（刘佳明）、Jie Zhang（张杰）、Jovial Century International Limited（欢乐世纪国际有限公司）、Joyord Sportswear Limited（乔约德运动服饰有限公司）、Kamel Debeche（卡迈勒·德贝什）、Karin Maistrello（卡琳·迈斯特雷洛）、Lamp Capital LLC（兰普资本有限责任公司）、Leading Shine NY Ltd.（领耀纽约有限公司）、Lexington Property and Staffing, Inc.（列克星敦物业与人力配置公司）、Linwan “Irene” Feng（冯林婉“艾琳”）、Limarie Reyes（利马丽·雷耶斯）、Lihong “Sara” Wei Lafrenz（魏丽红“莎拉”·拉弗伦茨）、The Lost Draft LLC（失落草稿有限责任公司）、Macaron Limited（马卡龙有限公司）、Mary Jiang（江玛丽）、MOS Himalaya LLC（MOS喜马拉雅有限责任公司）、Maywind Trading LLC（五月风贸易有限责任公司）、New York MOS Himalaya LLC（纽约MOS喜马拉雅有限责任公司）、Nicholas Savio（尼古拉斯·萨维奥）、Nodal Partners, LLC（诺达尔合伙人有限责任公司）、Oasis Tech Limited（绿洲科技有限公司）、Pixshow Film Inc.（皮克斯秀电影公司）、Qu Guo Jiao（郭娇）、Roscalitar 2（罗斯卡利塔尔2）、Ridwan Mamode Saib（里德万·马莫德·赛义布）、Ross Heinemeyer（罗斯·海内迈耶）、Rule of Law Society IV Inc.（法治协会IV公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Fund（法治基金）、Saraca Media Group Inc.（萨拉卡媒体集团公司）、Savio Law LLC（萨维奥律师事务所有限责任公司）、Scott Barnett（斯科特·巴内特）、Shih Hsin Yu（施新宇）、Sirius Networking Inc.（天狼星网络公司）、US Himalaya Capital Inc.（美国喜马拉雅资本公司）、V.X. Cerda & Associates P.A.（V.X. Cerda及合伙人专业协会）、Victor Cerda（维克托·塞尔达）、Voice of Guo Media, Inc.（郭媒体之声公司）、Wen Xiao（肖文）、Wencong Wang（王文聪）、William Je（威廉·杰）、Yinying (Aila) Wang（王茵莹〈艾拉〉）（又名 Xiao Fei Xiang（小飞象））、Yongbing Zhang（张永兵）、Yongping Yan (Shan Mu) Yue Zhou（周月舟〈山木〉）、Yumei Hao（郝玉梅）（又名 Ru Shui（如水））、Yvette Wang（王伊薇特）（又名 Yanping Wang（王艳萍）、又名 Yan Ping Wang（王艳萍））、Zhixuan Li（李志轩）以及 Zhouer “Joe” Wang（王周儿“乔”）。\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 47 of 152\n\n8. “包括”或其任何变体是指“包括但不限于”。\n\n9. “和”与“或”是指“和/或”，并应同时作连言及选言解释，以最大限度扩大其范围。\n\n10. “任何”、“所有”及“每一”是指“每一个”。\n\n11. “每一”与“每一个”是指“每一个”。\n\n12. “第三方”是指除贵方以外的个人或实体。\n\n13. “转让”具有《破产法典》第 101(54) 条赋予该术语的含义。\n\n14. “文件”是指 Fed. R. Civ. P. 34 范围内的任何信息或物件，包括但不限于任何种类、类型、性质或描述的、现由或曾由贵方占有、保管或控制的每一项书面、记录或图形资料，包括电子邮件的所有纸质及电子副本、以电子形式保存的计算机文件、函件、备忘录、磁带、速记或手写笔记、各种书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、各种数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、总账、笔记本、明细表、透明胶片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖文或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式储存（无论为有形或电子形式）、记录、制作或复制，并且还包括但不限于以下任何文件的草稿或副本：该等草稿或副本含有原始文件中不存在的任何种类的笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 48 of 152\n\n15. “个人”是指个人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “实体”是指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “关于”是指涉及、描述、构成、提及、与之相关、支持、赞成、反对、加强、减损、位于其中、结合其考虑、与之有关、证明、表明、就其报告、记录、暗指、答复、与之连接、评论、就其而言、有关、与之相关、讨论、展示、描述、反映、分析、构成及成为。\n\n18. 当“与……有关”、“涉及”或“相关”系指任何特定事项时，是指包括但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n19. “通信”在最广泛的意义上且不受限制地，是指任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面形式，或通过电子传输设备进行，并且包括但\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 49 of 152\n\n不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电传传真、复印传真、电传、即时消息、聊天记录、短信、发布至留言板或群聊的帖文、社交媒体帖文、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n20. “资产”是指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与由任何 2004 年调查对象持有、控制、代表其持有或以其他方式与其相关的任何账户有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及与之相关的函件和指示。\n\n2. 与属于任何 2004 年调查对象、由其持有、控制、代表其持有或以其他方式与其相关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及与之相关的函件和指示。\n\n3. 与同任何 2004 年调查对象进行的任何商业、贸易或金融交易有关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、掉期、证券交易、抵押贷款或 ISDA，包括任何及所有账户\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 50 of 152\n\n对账单、授权书、委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及与之相关的函件和指示。\n\n4. 与涉及 2004 年调查对象的任何电汇活动有关的所有文件，不论是否存在任何账户，包括但不限于所有电汇收据、账户号码、余额、授权书、与转账当事人有关的身份识别信息、函件、指示或其他记录。\n\n5. 与贵方和 2004 年调查对象之间的任何函件和通信有关的所有文件。\n\n6. 与任何2004取证对象的任何账户有关的所有文件，包括与该账户的开立、该账户的获授权使用人以及该账户的维护有关的文件。\n\n7. 与任何2004取证对象有关的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何2004取证对象提供的任何信息，或贵方获悉的任何信息。\n\n8. 与任何国家的任何监管机构进行的、与任何2004取证对象有关的任何通信有关的所有文件，包括但不限于英格兰银行（Bank of England）、美国联邦储备系统（United States Federal Reserve）、美国证券交易委员会（S.E.C.）、美国商品期货交易委员会（CFTC）、美国金融业监管局（FINRA）、中国证券监督管理委员会（China Securities Regulatory Commission）、中国人民银行（People's Bank of China）、香港证券及期货事务监察委员会（Hong Kong Securities and Futures Commission）及香港金融管理局（Hong Kong Monetary Authority）。\n附件 C-3\nB2540（表格2540——Rule 2004 审查传票）（12/15）美国破产法院（UNITED STATES BANKRUPTCY COURT）Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 52 of 152\n\n____________________________________________________________ 地区 ________________________________________________\n\nConnecticut\n\n关于 ________________________________________________________ 债务人 案号 ________________________________ Chapter ______________ Rule 2004 审查传票（SUBPOENA FOR RULE 2004 EXAMINATION）致：________________________________________________________________________________________\n（传票所指向之人的姓名）证言：兹命令贵方于下列载明的时间、日期和地点出席，并根据《联邦破产程序规则》（Federal Rules of Bankruptcy Procedure）Rule 2004 在审查中作证。随附准许该审查的法院命令副本。地点 日期及时间 该审查将采用以下方式记录：______________________________________________________________ 提交：贵方或贵方代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该材料进行查验、复制、测试或抽样：Ho Wan Kwok（郭文贵） 22-50073 (JAM) 11 First Bank NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙蒂斯专业公司）195 Church Street, 13th Floor New Haven, Connecticut 06510 法庭记录员/速记员 见随附于本传票的文件提交请求\n\n《联邦民事诉讼规则》（Fed. R. Civ. P.）45条的下列规定，依《联邦破产程序规则》（Fed. R. Bankr. P.）9016条适用于破产案件，现随附于后：关于履行地点的Rule 45(c)；关于对作为传票对象之人的保护的Rule 45(d)；以及关于贵方回应本传票的义务及不回应的潜在后果的Rule 45(e)和45(g)。\n\n日期：____________________\n\n法院书记官\n\nplinsey@npmlaw.com; (203) 821-2000\n\n或\n\n______________________________ 书记官或副书记官签名 ______________________________ 律师签名\n\n代表发出或请求本传票之当事人（姓名）______________________________ 的律师姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯潘），Chapter 11 受托人\n\n向发出或请求本传票之人的通知\n\nPatrick R. Linsey, Esq.（帕特里克·R·林赛）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩及蒙蒂斯专业公司）；195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向每一方当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\nX\n\nX\n\n送达证明\n（除非Fed. R. Civ. P. 45要求，否则本节不应向法院提交。）\n\n于（日期）\n__________　本人收到此传票，送达对象为（个人姓名及职务，如有）：______________________________________________\n本人通过向被指名之人交付副本，按如下方式送达该传票：____________________________________\n\n__________________________________　于（日期）___________________；或\n本人未予执行即退回该传票，原因为：____________________________________________________________\n\n本人的费用为 \\$ _________\n差旅费为 \\$_________\n本人在伪证罪处罚的约束下声明　除非本传票代表美国或其官员或代理人发出，本人亦已向证人支付一天出席费用及法律允许的里程费，金额为 \\$ _______________________。\n服务费用为 \\$_________\n上述信息真实且正确。\n日期：_______________　________________________________________________\n送达人签名\n\n正楷姓名及职务\n\n送达人地址\n\n关于尝试送达等的补充信息：\n《联邦民事诉讼规则》45(c)、(d)、(e)及(g)（Effective 12/1/13）（依《联邦破产程序规则》Rule 9016适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点的100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自办理业务所在州内，如该人\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他取证。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点的100英里范围内的某一地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对该场所进行检查。\n\n(d) 对作为传票对象之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责发出和送达传票的当事人或律师必须采取合理措施，以避免对作为传票对象之人施加不当负担或费用。要求履行传票的地区法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所之人，无须亲自到提交或检查地点出席，除非还被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查之人，可以向传票中指定的当事人或律师送达书面异议，反对对全部或部分材料进行检查、复制、测试或抽样，或反对检查场所，或反对以所请求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间之前，或在传票送达后14日内（二者以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方可随时在通知被命令之人的情况下，向要求履行传票的地区法院提出动议，要求作出强制提交或检查的命令。\n\n(ii) 仅可依命令所指示的方式要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员之人，使其免于因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。要求履行传票的地区法院必须根据及时提出的动议，撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在超出Rule 45(c)规定的地域范围外履行；(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的\n\n例外或放弃；或\n\n(iv) 对某人造成不当负担。\n\n(B) 可撤销或修改的情形。为保护作为传票对象或受传票影响之人，要求履行传票的地区法院可根据动议，撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息既未描述争议中的具体事件，亦源于该专家未经任何一方当事人请求而进行的研究。\n\n(C) 将规定条件作为替代办法。在Rule 45(d)(3)(B)所述情形下，如送达方：\n\n(i) 证明对该证言或材料具有实质需要，且不造成不当困难即无法以其他方式满足该需要；以及\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票之人，必须按该等文件在正常业务过程中保存的方式提交，或必须按照请求中的类别对其进行整理和标注。\n\n(B) 未指定电子存储信息的提交形式。如传票未指定电子存储信息的提交形式，回应之人必须按其通常保存的一种或多种形式，或按合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无须以多于一种形式提交相同的电子存储信息。\n\n(D) 无法获取的电子存储信息。对于该人认定因不当负担或费用而无法合理获取的来源中的电子存储信息，回应之人无须提供取证。在提出强制取证动议或保护令动议时，回应之人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院在考虑Rule 26(b)(2)(C)的限制后，如请求方证明存在正当理由，仍可命令从该等来源进行取证。法院可为该取证规定条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。以信息享有特权或作为审判准备材料受保护为由扣留被传唤信息之人，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，足以使各方当事人评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息被主张享有特权或作为审判准备材料受保护，提出该主张之人可将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交给要求履行传票的地区法院，以裁定该主张。提交该信息之人必须在该主张得到解决前保存该信息。\n\n（g）藐视法庭。要求履行的地区的法院——以及在动议被移送后，发出传票的法院——可对已被送达但无正当理由未遵守传票或与之相关命令的人，以藐视法庭论处。\n\n关于获取传票材料，参见 Fed. R. Civ. P. 45(a) 委员会说明（2013）\n\n……\n\n文件提交请求\n一、指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，单称为“一项请求”）必须分别并具体作出答复。除非基于善意提出异议，否则应完整答复每项请求；如提出异议，应按下文所述详细说明异议理由。如异议仅涉及某项请求的一部分，或其中所含的某一词语、短语或条款，您仅须说明对该部分的异议，并答复其余请求。\n\n2. 电子存储信息必须按照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得含有嵌入空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹内的 TIFF 文件数量不得超过 1000 个。Excel 电子表格应附有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的全部字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包含附件字段，以保留电子邮件与其附件之间的父项/子项关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径及名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径及名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像与数据库记录相链接。该文件应为逗号分隔文件，每行由七个字段组成；数据库中的每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为独立文本文件提交，不得作为 .DAT 文件中的字段提交。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹内的文本文件数量不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生格式提交。为完整理解其内容及含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。该等文件包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的分隔页图像，标明存在原生文件，并将原生文件的路径作为字段包含在 .dat 文件中。提交的原生文件应以与该文件分隔页对应的 Bates 编号命名。原生文件应归入以递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提交一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件及独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）。\n\n日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。下列为所需元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应就单页文件填写\nATTACHRANGE　EDC0000001\n-　父项文件首页的 Bates 编号至最后一个附件“子项”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应以分号分隔\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应以分号分隔\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目应以分号分隔\nBCC　John Cain　密送收件人\n多个条目应以分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件经标准化处理所采用的时区\nTIME_ZONE\nTIME_ZONE　GMT　在转换过程中对电子邮件进行标准化所采用的时区。\nLINK　EDC0000001.msg　指向电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\n\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，单位为 KB\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文件的路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名。\nItems\\Board Meeting\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一消息 ID；原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求独立适用并应独立解释；除非另有说明，任何一项请求均不限制其他任何请求的范围。\n\n4. 所有文件应按其在正常业务过程中保存的方式提交，或应予以整理和标记，以对应本请求中的类别。\n\n5. 本文所载每项请求均延及以下所有文件：（a）由您占有、保管或控制的文件；或（b）由代表您行事的任何人占有、保管或控制的文件，\n案件 22-50073 文书 2304 提交于 11/02/23 录入于 11/02/23 15:07:07 第 59 页，共 152 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提交。\n\n6. 如要求您提交的文件已不再由您占有、保管或控制，则您的答复必须：（a）详细描述该文件的性质及内容；（b）指明准备或撰写该文件的人士（以及，如适用，该文件被发送给的人士）；（c）指明该文件准备或创建的日期；（d）说明该文件是否（i）遗失或丢失，（ii）已被销毁，（iii）已自愿或非自愿转移给他人，或（iv）以其他方式处置；（e）说明该处置的理由，以及围绕该处置的事实和情形；（f）指明授权该处置的人士；（g）指明该处置的日期或大致日期；（h）说明该文件最近一次由您占有、保管或控制的时间；以及（i）指明目前占有、保管或控制该文件的人士（如有）。\n\n7. 如要求您提交的文件已被销毁，则除前述指示所要求的信息外，您的答复还必须说明：（a）该文件被销毁的理由；（b）销毁该文件的人士身份；以及（c）指示销毁该文件的人士身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：（a）说明：（i）对该文件的充分描述，以支持您关于该文件享有特权的主张；（ii）该文件的标题；（iii）该文件的日期；（iv）该文件的作者；（v）该文件的收件人；（vi）收到或阅览过该文件原件或任何草稿、副本或复制件的每一人士身份；（vii）该文件本身，或该文件中所含或提及的任何信息，是否由其他任何人士占有、保管或控制；如是，则说明该等人士身份，\n案件 22-50073 文书 2304 提交于 11/02/23 录入于 11/02/23 15:07:07 第 60 页，共 152 页\n\n以及说明该等信息如何由其占有；（viii）据以扣留该文件的特权主张；以及（ix）您将据以支持该特权主张的全部情形；并且（b）就每份基于特权主张而被扣留的文件，根据 D. Conn. L. Civ. R. 26(e)，提交一份特权日志，其中载明本指示第（a）部分要求的全部信息。对于文件请求中未主张特权或工作成果保护的任何部分，应完整提供响应文件。\n\n9. 如一份本应予以回应的文件中有一部分信息受特权主张约束，则仅应按照上述指示从该文件中删除或遮蔽受特权主张约束的该部分，其余部分应予提供。\n\n10. 各项请求具有持续性。特此指示您：(a) 在获悉先前答复不完整或不正确后，立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据下述要求的任何额外文件\n\n11. 如一份文件使用英语以外的语言，您应提供该文件。如一份文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有别名、化名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态的动词应解释为使用该动词的所有其他时态。\n\n16. (a) “and”和“or”应视必要解释为合取或析取，以使任何请求的范围涵盖原本可能被解释为不在其范围内的所有答复；以及 (b) “each”和“any”应被视为包括并涵盖“every”和“all”两词。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义，以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本文件请求中所使用的下列术语具有如下含义：\n\n1. “您”或“您的”或“您本人”系指 First Bank（第一银行）及其所有关联方、部门、机构、工具性机构、处室、办事处、合伙人、高级管理人员、董事、代理人、律师、代表、雇员和/或代表其行事的任何人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n案件 22-50073 文件 2304 提交于 11/02/23 录入于 11/02/23 15:07:07 第 62 页，共 152 页\n\n3. “债务人的儿子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “债务人的女儿”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “债务人声称的妻子”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “债务人的家庭成员”单独及合称系指债务人、债务人的儿子、债务人的女儿和债务人声称的妻子，以及与债务人有任何其他家庭关系的人。\n\n7. “2004 取证对象”单独及合称系指债务人、债务人的家庭成员、17 Miles, LLC、5780 Saguaro LLC、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Ana C. Izquiedo-Henn、Andrew Childe、Booming Sail New York LLC、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion Hold Co. B. Limited、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US Operations Inc.、G Club US Operations LLC、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei\n案件 22-50073 文件 2304 提交于 11/02/23 录入于 11/02/23 15:07:07 第 63 页，共 152 页\n\n27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Hamilton Capital Holdings Inc.、GS Security Solutions Inc.、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、Kamel Debeche、Karin Maistrello、Lamp Capital LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Nicholas Savio、Nodal Partners, LLC、Oasis Tech Limited、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Shih Hsin Yu、Sirius Networking Inc.、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu) Yue Zhou、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang、又名 Yan Ping Wang）、Zhixuan Li 和 Zhouer “Joe” Wang。\n\n8. “包括”或其任何变体系指“包括但不限于”。\n\n9. “and”和“or”系指“and/or”，并应同时解释为合取和析取，以最大限度扩大其范围。\n案件 22-50073 文件 2304 提交于 11/02/23 录入于 11/02/23 15:07:07 第 64 页，共 152 页\n\n10. “any”、“all”和“each”均系指“each and every”。\n\n11. “each”和“every”均系指“each and every”。\n\n12. “第三方”系指您本人以外的个人或实体。\n\n13. “转让”具有《破产法》section 101(54) 赋予该术语的含义。\n\n14. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于现由或曾由您占有、保管或控制的任何种类、类型、性质或描述的每一项书面、记录或图形材料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单表格、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、账簿、笔记本、清单、透明胶片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、Tweets、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论其以何种方式存储（无论为有形或电子形式）、记录、制作或复制，亦包括但不限于前述任何材料的草稿或副本，如其中含有原始文件中没有的任何种类笔记、评论或标记，或其在其他方面与原始文件不相同。\n案件 22-50073 文件 2304 提交于 11/02/23 录入于 11/02/23 15:07:07 第 65 页，共 152 页\n\n15. “个人”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管部门、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “关于”系指涉及、描述、构成、提及、与之有关、支持、赞成、反对、加强、削弱、位于其中、结合考虑、对其有影响、证明、表明、报告、记录、暗指、答复、与之相连、评论、就其而言、有关、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n18. 就任何特定事项而言，“与……有关”、“涉及”或“相关”系指包括但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n19. “通信”在最广义且不受限制的意义上，系指任何信息或知识的传递（以事实、思想、询问或其他形式）。通信还系指所有谈话、协议、询问或答复，无论是当面、通过电话、书面方式，还是通过电子传输设备，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电话传真、传真副本、电传、即时消息、聊天、短信、在留言板或群聊中的帖子、社交媒体帖子、推文、视频\n案件 22-50073 文件 2304 提交于 11/02/23 录入于 11/02/23 15:07:07 第 66 页，共 152 页\n\n上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n20. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气机、直升机、现金、银行账户、加密货币、证券、应收账款、存货以及其他有形和无形财产。\nIV. 应提供的文件\n\n1. 与由任何 2004 取证对象持有、控制、为其持有或以其他方式与其有关的任何账户有关的所有文件，包括任何及所有账户结单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n2. 与属于任何 2004 取证对象、由其持有、控制、为其持有或以其他方式与其有关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户结单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n3. 与2004 调查对象的任何商业、贸易或金融交易有关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、掉期、证券交易、抵押贷款或 ISDA，以及任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n案号 22-50073，文件 2304，提交于 11/02/23，录入于 11/02/23 15:07:07，第 67 页，共 152 页\n\n4. 与2004 调查对象有关的任何电汇活动有关的所有文件，不论是否存在任何账户，包括但不限于所有电汇收据、账号、余额、授权、与转账当事人有关的身份识别信息、通信函件、指示或其他记录。\n\n5. 与您和2004 调查对象之间的任何信函往来和通信有关的所有文件。\n\n6. 与任何2004 调查对象的任何账户有关的所有文件，包括与账户开立、账户获授权使用人及账户维护有关的文件。\n\n7. 与任何2004 调查对象有关的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何2004 调查对象提供的任何信息，或您获知的任何信息。\n\n8. 与任何国家的任何监管机构进行的、与任何2004 调查对象有关的任何通信有关的所有文件，包括但不限于 Bank of England（英格兰银行）、United States Federal Reserve（美国联邦储备系统）、S.E.C.（美国证券交易委员会）、CFTC（美国商品期货交易委员会）、FINRA（美国金融业监管局）、China Securities Regulatory Commission（中国证券监督管理委员会）、People's Bank of China（中国人民银行）、Hong Kong Securities and Futures Commission（香港证券及期货事务监察委员会）和 Hong Kong Monetary Authority（香港金融管理局）。\n\n附件 C-4\n\nB2540（表格 2540——规则 2004 审查传票）（12/15）美国破产法院　案号 22-50073，文件 2304，提交于 11/02/23，录入于 11/02/23 15:07:07，第 69 页，共 152 页\n\n__________________________________________________________ 区 _________________________________________________\n\n康涅狄格州\n\n关于 __________________________________________________________ 债务人　案号 ____________________　第 __________ 章　规则 2004 审查传票　致：__________________________________________________________________________________________（传票所指向之人的姓名）证言：兹命令您于下列规定的时间、日期和地点出席，并依《联邦破产程序规则》规则 2004 接受审查并作证。随附准许该审查的法院命令副本。地点　日期和时间　审查将以下列方式记录：__________________________________________________________________________________________　提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并须允许对该材料进行检查、复制、测试或抽样：Ho Wan Kwok（郭文贵）　22-50073 (JAM)　11　Kyrgyz-Swiss CJSC（吉尔吉斯-瑞士封闭式股份公司）　NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙泰思律师事务所）　195 Church Street, 13th Floor　New Haven, Connecticut 06510　法庭记录员/速记员\n\n《联邦民事诉讼规则》规则 45 的下列规定，依《联邦破产程序规则》规则 9016 适用于破产案件，现随附于后——关于履行地点的规则 45(c)；关于对作为传票对象之人的保护的规则 45(d)；以及关于您对本传票作出回应的义务和不作回应可能后果的规则 45(e) 和 45(g)。\n\n日期：____________________\n\n法院书记官\n\nplinsey@npmlaw.com；(203) 821-2000\n\n见随附的文件提交请求\n\n或\n\n________________________________　书记官或副书记官签字　________________________________　律师签字\n\n代表（当事人姓名）________________________________，并签发或请求签发本传票的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯潘），第 11 章受托人\n\n向签发或请求签发本传票之人的通知\n\nPatrick R. Linsey, Esq.（帕特里克·R·林西律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩及蒙泰思律师事务所）；195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向各方送达通知及本传票副本。《联邦民事诉讼规则》45(a)(4)。\n\nX\n\nX\n\n送达证明\n\n（除非《联邦民事诉讼规则》规则 45 要求，否则本节不应向法院提交。）\n\n于（日期）\n__________　本人收到本传票，受领人为（个人姓名及职务，如有）：______________________________________________\n\n本人已按以下方式将传票副本交付给具名之人，从而送达传票：____________________________________\n\n__________________________________　___________________________________________________________________________________________________\n\n于（日期）___________________；或\n\n本人未执行传票即予退回，原因如下：____________________________________________________________\n\n除非本传票系代表 United States（美国）或其官员或代理人签发，本人还向该人预付了一日出庭的证人费用及法律允许的里程费，金额为 $_______________________。\n\n本人的服务费为 $_________，旅费为 $_________，共计 $_________。\n\n本人在伪证罪处罚下声明，该信息真实且正确。\n\n日期：_______________　________________________________________________\n\n送达人签字\n\n正楷姓名及职务\n\n送达人地址\n\n有关尝试送达等的补充信息：\n\n《联邦民事诉讼规则》45(c)、(d)、(e) 和 (g)（自 12/1/13 起生效）（依《联邦破产程序规则》规则 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按以下规定命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自进行营业活动地点的 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自进行营业活动所在州内，如该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自进行营业活动地点的 100 英里范围内某地，提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所，对该场所进行检查。\n\n(d) 保护作为传票对象之人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，以避免给作为传票对象之人施加不当负担或费用。要求履行传票的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所之人，无须亲自到提交或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查之人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，反对检查场所，或反对以所请求的一种或多种形式提交电子存储信息。异议必须在规定履行时间之前，或传票送达后 14 日之前（以较早者为准）送达。如提出异议，适用以下规则：\n\n(i) 送达方可在任何时候通知被命令之人后，向要求履行传票的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依命令所指示的方式要求实施这些行为，且该命令必须保护既非当事人亦非当事人高级职员之人，使其免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行传票的地区法院必须撤销或修改以下传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在规则 45(c) 规定的地域限制之外履行；(iii) 要求披露享有特权或受其他保护的事项，而不存在适用的例外或豁免；或\n\n(iv) 使某人承受不当负担。\n\n(B) 可以撤销或修改的情形。为保护作为传票对象或受传票影响之人，要求履行传票的地区法院可经动议撤销或修改以下传票，如其要求：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该意见或信息并非描述争议中的具体事件，且系该专家未应当事人请求所进行研究的结果。\n\n(C) 以规定条件作为替代。在规则 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明其对该证言或材料有重大需要，且若不承受不当困难即无法以其他方式满足该需要；并且\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可以不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应文件提交传票之人必须按照文件在正常业务过程中保存的方式提交，或者必须将文件整理并标注，以对应请求中的类别。\n\n(B) 未指定电子存储信息的提交形式。如传票未指定提交电子存储信息的形式，回应之人必须以其通常保存的一种或多种形式，或以合理可使用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无须以一种以上形式提交相同的电子存储信息。\n\n(D) 无法获取的电子存储信息。回应之人无须从其认定因不当负担或费用而无法合理获取的来源提供电子存储信息的证据开示。对于强制证据开示动议或保护令动议，回应之人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院在考虑规则 26(b)(2)(C) 的限制后，若请求方证明有正当理由，仍可命令从该等来源进行证据开示。法院可以规定该证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。任何人如以信息享有特权或受审判准备材料保护为由扣留经传唤的信息，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种不披露本身享有特权或受保护的信息、但足以使各方评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提供的信息。如为回应传票而提供的信息受特权主张或审判准备材料保护主张的约束，提出该主张的人可以将该主张及其依据通知收到该信息的任何一方。收到通知后，一方必须立即返还、隔离或销毁所指定的信息及其所持有的任何副本；在该主张得到解决之前，不得使用或披露该信息；如该方在收到通知前披露了该信息，必须采取合理措施取回该信息；并且可以立即向要求履行义务所在地区的法院密封提交该信息，以裁定该主张。提供该信息的人必须保全该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行义务所在地区的法院——以及在动议移送后签发传票的法院——可以认定已被送达但无充分理由不遵守传票或与其相关命令的人构成藐视法庭。\n\n如需查阅传票材料，见 Fed. R. Civ. P. 45(a) 委员会说明（2013）\n\n……\n\n文件出示请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，各称“一项请求”）必须分别且具体地作出答复。除非出于善意提出异议，否则每项请求均应得到完整答复；如提出异议，则应按下文规定详细说明贵方异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，贵方仅须说明对该部分的异议，并对其余请求作出答复。\n\n2. 电子存储信息必须依照下列指示提供：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得包含嵌入的空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每张图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件不得超过 1000 个。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的全部字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期字段和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供已提供存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像与数据库记录关联。其应为以逗号分隔的文件，每行由七个字段组成，数据库中的每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为独立文本文件提供，而非作为 .DAT 文件中的字段。通往文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须位于单独文件夹中，每个文件夹中的文本文件不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生文件提供。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带有 Bates 编号的隔页图像，说明原生文件的存在，并在 .dat 文件中将原生文件路径作为字段列入。所提供的原生文件应以与该文件隔页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，提供单一副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 标准的加载文件（.dat）形式提供每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期字段和时间字段必须为两个独立字段。所需元数据如下：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\n对于单页文件，LASTBATES 字段应予填写\nATTACHRANGE　EDC0000001\n至　父文件首页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：该文件源自其文件的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目之间应使用分号分隔\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目之间应使用分号分隔\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目之间应使用分号分隔\nBCC　John Cain　密送收件人\n多个条目之间应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件被标准化时所采用的时区\nTIME_ZONE　GMT　在转换过程中电子邮件被标准化所采用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　表示电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\nPGCOUNT　1　原生文件文件/电子邮件中的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文件的存储路径，包括原始文件名称。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名称。\nItems\\Board Meeting　原生文件：（空）\nMinutes.msg\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一消息 ID；原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立生效并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件应按其在正常业务过程中保存的方式提供，或者应予整理和标注，以对应本请求中的类别。\n\n5. 本文所载每项请求延及所有文件：(a) 贵方占有、保管或控制的文件；或 (b) 任何代表贵方行事之人占有、保管或控制的文件，\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 76 of 152\n\n包括贵方的律师或其他代表和顾问。每份文件均应完整提供。\n\n6. 如要求贵方提供一份已不再由贵方占有、保管或控制的文件，则贵方的答复必须：(a) 详细说明该文件的性质和内容；(b) 指明编制或撰写该文件的人（以及，如适用，该文件送交的人员）；(c) 指明该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 已以其他方式处置；(e) 说明该处置的理由，以及围绕该处置的事实和情况；(f) 指明授权该处置的人员；(g) 指明该处置的日期或大致日期；(h) 说明该文件最近一次由贵方占有、保管或控制的时间；以及 (i) 指明目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求贵方提供一份已被销毁的文件，则除前述指示所要求的信息外，贵方的答复还必须说明：(a) 销毁该文件的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如贵方主张所请求的某一文件享有特权或属于律师工作成果，则贵方的答复必须：(a) 说明：(i) 对该文件作出足以支持贵方关于该文件享有特权之主张的描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人的身份，(vii) 该文件本身或该文件中所载或所提及的任何信息，是否由任何其他人占有、保管或控制；如是，该等人员的身份，以及说明该等信息如何进入其占有范围的陈述，(viii) 据以扣留该文件的特权主张，以及 (ix) 贵方将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就基于特权主张而被扣留的每一文件，制作一份特权清单，其中载明本指示第 (a) 部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供相关文件。\n\n案件 22-50073 文件 2304 于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 77 页，共 152 页\n\n该等人员，以及说明该等信息如何进入其占有范围的陈述，(viii) 据以扣留该文件的特权主张，以及 (ix) 贵方将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就基于特权主张而被扣留的每一文件，制作一份特权清单，其中载明本指示第 (a) 部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供相关文件。\n\n9. 如一份原本应予提供的文件的一部分含有受特权主张约束的信息，则仅应依照上述指示从该文件中删除或涂黑受该特权主张约束的部分，其余部分应予提供。\n\n10. 该等请求具有持续性。现指示贵方：(a) 一旦得知先前答复不完整或不正确，应立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据以下规定所要求的任何补充文件\n\n11. 如某一文件使用英语以外的语言，贵方应提供该文件。如某一文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的一切提述均包括其所有关联方。\n\n13. 对个人姓名的一切提述均包括所有其他姓名、化名或昵称。\n\n案件 22-50073 文件 2304 于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 78 页，共 152 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 对任何单数名词的使用，应解释为包括复数，反之亦然；且 (b) 对任何时态动词的使用，应解释为在所有其他时态中使用该动词。\n\n16. (a) “and”和“or”应视必要按合取或析取方式解释，以便将原本可能被解释为超出任何请求范围的所有答复纳入该请求范围；且 (b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于该等文件请求。此外，本文件请求中使用的下列术语具有如下含义：\n\n1. “You”或“Your”或“Yourself”系指 Kyrgyz-Swiss Bank CJSC（吉尔吉斯—瑞士银行封闭式股份公司），连同其所有关联方、部门、机构、工具机构、处室、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和／或任何代表其行事之人。\n\n案件 22-50073 文件 2304 于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 79 页，共 152 页\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又称 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “Debtor’s Son”系指 Qiang Guo（郭强）（又称 Mileson Kwok、郭强或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “Debtor’s Daughter”系指 Mei Guo（郭美）（又称 Mei Gui、郭美或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “Debtor’s Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又称 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “Debtor’s Family”单独及合称系指债务人、债务人的儿子、债务人的女儿及债务人的所谓妻子，以及与债务人存在任何其他亲属关系之人。\n\n7. “2004 Discovery Targets”单独及合称系指债务人、债务人家庭成员、17 Miles, LLC（17 Miles有限责任公司）、5780 Saguaro LLC（5780 Saguaro有限责任公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（Ace Decade控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Ana C. Izquiedo-Henn、Andrew Childe、Booming Sail New York LLC（Booming Sail New York有限责任公司）、Bingshang Jiao、Bravo Luck Limited（Bravo Luck有限公司）、Brent Petro Inc.（Brent Petro公司）、Chris Lee（又称 Nan Li、Mei Guo Xiao Li）、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又称 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited（Eastern Profit有限公司）、Genever Holdings Corporation（Genever控股公司）、Genever Holdings LLC（Genever控股有限责任公司）、Gettr USA, Inc.（Gettr USA公司）、Gnews Media Group Inc.（Gnews媒体集团公司）、G Fashion Hold Co. B. Limited（G Fashion Hold Co. B.有限公司）、G Fashion International Limited（G Fashion International有限公司）、G Fashion LLC（G Fashion有限责任公司）、Gmusic LLC（Gmusic有限责任公司）、Gnews LLC（Gnews有限责任公司）、Geducation、GFNY, Inc.（GFNY公司）、G Club Finance、G Club HoldCo I LLC（G Club HoldCo I有限责任公司）、G Club International Limited（G Club International有限公司）、G Club Investments Limited（G Club Investments有限公司）、G Club Operations LLC（G Club Operations有限责任公司）、G Club US\n\n案件 22-50073 文件 2304 于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 80 页，共 152 页\n\nOperations Inc.（G Club US Operations公司）、G Club US Operations LLC（G Club US Operations有限责任公司）、G Club One、G Club Two、G Club Three、G Live, LLC（G Live有限责任公司）、Gbroadcast, LLC（Gbroadcast有限责任公司）、GM 27 LLC（GM 27有限责任公司）、Gladys Chow、Golden Spring (New York) Ltd.（Golden Spring（New York）有限公司）、Gposts LLC（Gposts有限责任公司）、GTV Media Group, Inc.（GTV媒体集团公司）、Gypsy Mei Food Service LLC（Gypsy Mei食品服务有限责任公司）、Gypsy Mei Productions LLC（Gypsy Mei制作有限责任公司）、Gypsy Mei 27 Vestry, Inc.（Gypsy Mei 27 Vestry公司）、Dawn State Limited（Dawn State有限公司）、Greenwich Land LLC（Greenwich Land有限责任公司）、Hao (Gavin) Li（又称 Huo Lai）、Hamilton Capital Holdings Inc.（Hamilton Capital控股公司）、GS Security Solutions Inc.（GS安全解决方案公司）、Han Chunguang、Haoran He、HCHK Property Management, Inc.（HCHK物业管理公司）、HCHK Technologies, Inc.（HCHK技术公司）、HK International Funds Investments (USA) Limited LLC（HK International Funds Investments（USA）有限责任公司）、Freedom Media Ventures Ltd.（Freedom Media Ventures有限公司）、FungWan Trading Inc.（FungWan Trading公司）、Himalaya New World Inc.（Himalaya New World公司）、Himalaya International Financial Group Ltd.（Himalaya International Financial Group有限公司）、Himalaya International Clearing Ltd.（Himalaya International Clearing有限公司）、Himalaya International Payments Ltd.（Himalaya International Payments有限公司）、Himalaya International Reserves Ltd.（Himalaya International Reserves有限公司）、Himalaya Ventures LLC（Himalaya Ventures有限责任公司）、Himalaya Investment LLC（Himalaya Investment有限责任公司）、Hudson Diamond Holding, Inc.（Hudson Diamond Holding公司）、Hudson Diamond Holding LLC（Hudson Diamond Holding有限责任公司）、Hudson Diamond NY LLC（Hudson Diamond NY有限责任公司）、Huk Trading Inc.（Huk Trading公司）、Infinity Treasury Management Inc.（Infinity Treasury Management公司）、Jesse Brown、Jiaming Liu、Jie Zhang、Jovial Century International Limited（Jovial Century International有限公司）、Joyord Sportswear Limited（Joyord Sportswear有限公司）、Kamel Debeche、Karin Maistrello、Lamp Capital LLC（Lamp Capital有限责任公司）、Leading Shine NY Ltd.（Leading Shine NY有限公司）、Lexington Property and Staffing, Inc.（Lexington Property and Staffing公司）、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC（The Lost Draft有限责任公司）、Macaron Limited（Macaron有限公司）、Mary Jiang、MOS Himalaya LLC（MOS Himalaya有限责任公司）、Maywind Trading LLC（Maywind Trading有限责任公司）、New York MOS Himalaya LLC（New York MOS Himalaya有限责任公司）、Nicholas Savio、Nodal Partners, LLC（Nodal Partners有限责任公司）、Oasis Tech Limited（Oasis Tech有限公司）、Pixshow Film Inc.（Pixshow Film公司）、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.（Rule of Law Society IV公司）、Rule of Law Foundation III, Inc.（Rule of Law Foundation III公司）、Rule of Law Fund、Saraca Media Group Inc.（Saraca Media Group公司）、Savio Law LLC（Savio Law有限责任公司）、Scott Barnett、Shih Hsin Yu、Sirius Networking Inc.（Sirius Networking公司）、US Himalaya Capital Inc.（US Himalaya Capital公司）、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.（Voice of Guo Media公司）、Wen Xiao、Wencong Wang、William Je、Yinying (Aila) Wang（又称 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu) Yue Zhou、Yumei Hao（又称 Ru Shui）、Yvette Wang（又称 Yanping Wang、又称 Yan Ping Wang）、Zhixuan Li，以及 Zhouer “Joe” Wang。\n\n案件 22-50073 文件 2304 于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 81 页，共 152 页\n\n8. “Including”或其任何变体意为“包括但不限于”。\n\n9. “And”和“or”意为“and/or”，并应同时按合取及析取方式解释，以最大限度扩大其范围。\n\n10. “Any”、“all”和“each”意为“每一及全部”。\n\n11. “Each”和“every”意为“每一及全部”。\n\n12. “Third Party”系指贵方以外的个人或实体。\n\n13. “Transfer”具有《破产法典》第 101(54) 节赋予其的含义。\n\n14. “Document”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于贵方现在或曾经占有、保管或控制的各种、各类、任何性质或描述的每一项书面、记录或图形材料，包括电子邮件的所有打印件和电子副本、以电子形式保存的计算机文件、信函、备忘录、磁带、速记或手写笔记、各种书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格说明、日记、书信、电报、照片、会议记录、合同、协议、调查表、计算机打印输出、各种数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、分类账、笔记本、日程表、透明胶片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论其以何种方式储存（无论为有形或电子形式）、记录、制作或复制，并且还包括但不限于前述任何材料的草稿或副本，如该等草稿或副本含有原始文件中未见的任何种类的笔记、评论或标记，或以其他方式与原始文件不完全相同。\n\n案件 22-50073 文件 2304 于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 82 页，共 152 页\n\n15. “Person(s)”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “Entity”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “Regarding”意为关于、描述、包含、提及、涉及、支持、有利于、反对、强化、贬损、位于、与之相关地考虑、影响、证明、表明、报告、记录、暗指、答复、与之关联、评论、就其而言、有关、与之相关、讨论、展示、描述、反映、分析、构成以及为。\n\n18. 在提及任何特定事项时，“Relating to”、“relate(s) to”或“related to”意为，包括但不限于，构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及或以任何方式与所识别的特定事项相关的任何文件。\n\n19. “Communication(s)”在最广泛可能的意义上且不受限制地，系指任何信息或知识的传递（以事实、构想、询问或其他形式）。Communication(s)还指所有对话、协议、询问或答复，无论是当面、通过电话、以书面形式，或通过电子传输设备进行，并且包括但\n\n案件 22-50073 文件 2304 于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 83 页，共 152 页\n\n包括但不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传复印件、电传、即时消息、聊天记录、短信、在留言板或群聊中的发布内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的笔记。\n\n20. “资产”是指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n四、须提交的文件\n\n1. 与任何由任何2004调查对象持有、控制、代表其持有或以其他方式与其相关的账户有关的所有文件，包括任何及所有账户对账单、授权书、授权委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及相关函件和指示。\n\n2. 与属于任何2004调查对象、由其持有、控制、代表其持有或以其他方式与其相关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户对账单、授权书、授权委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及相关函件和指示。\n\n3. 与同任何2004调查对象进行的任何商业、贸易或金融交易有关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、掉期、证券交易、抵押贷款或ISDA，包括任何及所有账户\n案件 22-50073 文件 2304 提交日期 11/02/23 登记日期 11/02/23 15:07:07 第84页，共152页\n\n对账单、授权书、授权委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及相关函件和指示。\n\n4. 与2004调查对象有关的任何电汇活动有关的所有文件，不论是否存在任何账户，包括但不限于所有电汇收据、账号、余额、授权书、与转账各方有关的身份识别信息、函件、指示或其他记录。\n\n5. 与你方和2004调查对象之间的任何函件和通信有关的所有文件。\n\n6. 与任何2004调查对象开设账户、账户获授权使用人及账户维护有关的任何账户的所有文件。\n\n7. 与任何2004调查对象有关的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何2004调查对象提供的或你方获知的任何信息。\n\n8. 与任何国家的任何监管机构就任何2004调查对象进行的通信有关的所有文件，包括但不限于英格兰银行、美国联邦储备系统、S.E.C.、CFTC、FINRA、中国证券监督管理委员会、中国人民银行、香港证券及期货事务监察委员会及香港金融管理局。\n\n附件C-5\n\nB2540（表格2540——规则2004审查传票）（12/15）美国破产法院 案件 22-50073 文件 2304 提交日期 11/02/23 登记日期 11/02/23 15:07:07 第86页，共152页\n\n____________________________________________________________ 区\n\n关于 ____________________________________________________________ 债务人 案号：________________________________ 第 ______ 章 Ho Wan Kwok（郭文贵） 22-50073 (JAM) 11\n\n规则2004审查传票\n\n致：________________________________________________________________________________________________________ Medici Bank International LLC（美第奇国际银行有限责任公司）\n\n（传票所指向人员的姓名）\n\n康涅狄格州\n\n证言：兹命令你方于下列规定的时间、日期和地点出席，并在《联邦破产程序规则》规则2004项下审查中作证。随附准许该审查的法院命令副本。X\n\n地点　日期和时间\n\n审查将通过以下方式记录：________________________________________________________________________________\n\nplinsey@npmlaw.com；(203) 821-2000\n\n提交：你方或你方代表还必须携带下列文件、电子存储信息或物品参加审查，并必须允许对该材料进行检查、复制、测试或取样：X\n\n随附《联邦民事诉讼规则》第45条的下列规定，该规则经《联邦破产程序规则》第9016条适用于破产案件：与履行地点有关的第45(c)条；与作为传票对象的你方的保护有关的第45(d)条；以及与你方回应本传票的义务及未回应的潜在后果有关的第45(e)条和第45(g)条。\n\n日期：____________________\n\n法院书记官\n\n见随附的文件提交请求\n\n或\n\n法庭记录员／速记员\n\n____________________________ 书记官或副书记官签名 ____________________________ 律师签名\n\n代表（当事人姓名）________________________________________并签发或请求本传票的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯平斯），第11章受托人\n\nPatrick R. Linsey, Esq.（帕特里克·R·林西，律师）；Neubert, Pepe & Monteith, P.C.；195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n向签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向受传票指向之人送达前，向每一当事人送达通知和本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n于（日期）\n__________　本人收到为（个人姓名及职务，如有）：______________________________________________送达的本传票。\n\n本人通过向被指定人员交付副本的方式送达传票，具体如下：____________________________________\n\n__________________________________　于（日期）___________________；或\n\n本人未执行传票即予退回，原因是：____________________________________________________________\n\n本人费用为 \\$ _________\n交通费为 \\$_________\n\n本人在伪证罪处罚下声明　除非传票系代表美国或其官员或代理人签发，本人亦已向证人预付一天的出席费用及法律允许的里程费，金额为 \\$ _______________________。\n\n服务费用为 \\$_________\n合计为 \\$_________\n\n上述信息真实、准确。\n\n日期：_______________　________________________________________________\n\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n\n《联邦民事诉讼规则》第45(c)、(d)、(e)及(g)条（自12/1/13起生效）（经《联邦破产程序规则》第9016条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自开展业务地点100英里以内；或\n\n(B) 在该人居住、受雇或经常亲自开展业务所在州内，如该人\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自开展业务地点100英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对该场所进行检查。\n\n(d) 对作为传票对象之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对作为传票对象之人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者，即当事人或律师，施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所之人，无须亲自到达提交或检查地点，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查之人，可向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或取样任何或全部材料，或反对检查场所，或者反对以所请求的一种或多种形式提交电子存储信息。异议必须在规定履行时间届满前或传票送达后14日内（以较早者为准）送达。如提出异议，适用以下规则：\n\n(i) 送达方可随时在通知被命令之人后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依照该命令所指示的方式要求实施上述行为，且该命令必须保护既非当事人亦非当事人高级职员之人，免受因履行所产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改符合以下情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在超出第45(c)条规定的地域范围外履行；\n\n(iii) 在不存在适用的例外或豁免时，要求披露享有特权或受其他保护的事项；或\n\n(iv) 对某人造成不当负担。\n\n(B) 可撤销或修改的情形。为保护作为传票对象或受传票影响之人，要求履行的地区法院可依动议撤销或修改要求以下事项的传票：\n\n(i) 披露商业秘密或其他机密研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且源于未经任何当事人请求的该专家研究。\n\n(C) 作为替代方案规定条件。在第45(d)(3)(B)条所述情形下，法院可不撤销或修改传票，而是在送达方满足下列条件时命令依规定条件出席或提交：\n\n(i) 证明其对证言或材料具有重大需要，且若不造成不当困难，则无法以其他方式满足该需要；以及\n\n(ii) 确保被传唤之人将获得合理补偿。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。对要求提交文件的传票作出回应的人，必须按照文件在正常业务过程中保存的方式提交文件，或者必须对文件进行整理和标注，使其与请求中的类别相对应。\n\n(B) 未指定的电子存储信息提交形式。如果传票未指定提交电子存储信息的形式，作出回应的人必须以其通常保存的形式，或者以合理可用的形式提交该信息。\n\n(C) 电子存储信息仅以一种形式提交。作出回应的人无需以一种以上的形式提交相同的电子存储信息。\n\n(D) 无法合理访问的电子存储信息。作出回应的人无需从其认定因不当负担或费用而无法合理访问的来源提供电子存储信息的证据开示。在提出强制证据开示动议或保护令动议时，作出回应的人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，若请求方在考虑 Rule 26(b)(2)(C) 的限制后证明有正当理由，法院仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。根据该信息享有特权或作为审判准备材料受保护的主张而扣留被传唤信息的人，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的前提下，使各方能够评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张约束，提出该主张的人可以将该主张及其依据通知任何收到该信息的一方。收到通知后，一方必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该方在收到通知前已披露该信息，必须采取合理措施追回该信息；并且可以立即向要求履行的地区法院密封提交该信息，以裁定该主张。提交该信息的人必须在该主张得到解决前保存该信息。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议被移送后，签发传票的法院——可以对已被送达但无充分理由不遵守传票或与之相关命令的人以藐视法庭论处。\n\n有关传票材料的查阅，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，单称“一项请求”）必须分别且具体地作出回应。除非善意提出异议，否则必须对每项请求作出完整答复；如提出异议，则必须按下文所述详细说明您提出异议的理由。如异议仅涉及一项请求的一部分，或其中包含的某个词、短语或条款，您须仅就该部分说明您的异议，并对其余请求作出回应。\n\n2. 电子存储信息必须按照以下指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每张图像的右下角必须加注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过 1000 个文件。Excel 电子表格应具有一个以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的全部字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020） 引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父项/子项关系。必须包括 OCRPATH 字段，以提供已提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于具有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成，并且数据库中的每一张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为独立文本文件提交，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供文件级 ANSI 文本文件，并按照 FIRSTBATES/Image Key 命名。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不应超过 1,000 个文件。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生提交。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。这些包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的分隔页图像，表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。提交的原生文件应以与该文件分隔页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，提交单一副本。对于电子邮件，应依据从 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应依据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020） 引号 þ ASCII 字符（254）\n\n日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。所需元数据如下：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页文件填写\nATTACHRANGE　EDC0000001\n-　父项文件第一页的 Bates 编号至最后一个附件“子项”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：该电子邮件所在的邮箱\n原生文件：文件源自其文件的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应使用分号分隔\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应使用分号分隔\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目应使用分号分隔\nBCC　John Cain　密送收件人\n多个条目应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件被标准化时所采用的时区\nTIME_ZONE　GMT　转换期间电子邮件被标准化所采用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　表示电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 为单位\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文件的存储路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名。\nItems\\Board Meeting\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一消息 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立适用且应被独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按照其在正常业务过程中保存的方式提交，或者应进行整理和标注，使其与这些请求中的类别相对应。\n\n5. 本文所载每项请求均延及所有文件：(a) 由您占有、保管或控制的；或 (b) 由代表您行事的任何人占有、保管或控制的，\n\n案件 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 登记 第 93 页，共 152 页\n\n包括您的律师或其他代表和顾问。每份文件均应完整提交。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，该文件发送给的人员）；(c) 确认该文件编制或制作的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或(iv) 以其他方式处置；(e) 说明该等处置的理由，以及围绕该等处置的事实和情况；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及(i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 该文件被销毁的理由；(b) 销毁该文件的人员身份；以及(c) 指示销毁该文件的人员身份。\n\n8. 如您主张所要求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件享有特权之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每名人员身份，(vii) 该文件本身或该文件所载或所提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则应确认该等人员身份，并说明该等信息如何由其占有，\n\n案号 22-50073 文件 2304 提交于 11/02/23 登记于 11/02/23 15:07:07 第 94 页，共 152 页\n\n该等人员，以及说明该等信息如何进入其占有；(viii) 据以扣留该文件的特权主张；以及(ix) 您将据以支持该等特权主张的全部情形；以及(b) 就依据特权主张而扣留的每份文件，按照 D. Conn. L. Civ. R. 26(e)，制作一份特权日志，其中载明本指示第(a)部分所要求的全部信息。对于文件请求中未就其主张特权或工作成果保护的任何部分，应完整提供作出响应的文件。\n\n9. 如一份原本作出响应的文件的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮蔽受特权主张约束的该部分，其余部分应予提供。\n\n10. 该等请求具有持续性。现指示您：(a) 在得知先前答复不完整或不正确后，立即补充或更正后来得知不完整或不正确的任何答复；以及(b) 提供根据下述规定所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提述均包括其全部关联方。\n\n13. 对个人姓名的所有提述均包括所有其他姓名、化名或昵称。\n\n案号 22-50073 文件 2304 提交于 11/02/23 登记于 11/02/23 15:07:07 第 95 页，共 152 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至应提交文件请求答复之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；及(b) 任何时态的动词应解释为包括该动词所有其他时态的使用。\n\n16. (a) “and”和“or”应根据需要解释为连词关系或选择关系，以将原本可能被解释为不在任何请求范围内的所有答复纳入该请求范围；及(b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\nD. Conn. L. Civ. R. 26(c) 所规定的定义，以及经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于该等文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”、“Your”或“Yourself”系指 Medici Bank International（美第奇国际银行），连同其所有关联方、部门、机构、工具机构、处室、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或代表其行事的任何人。\n\n案号 22-50073 文件 2304 提交于 11/02/23 登记于 11/02/23 15:07:07 第 96 页，共 152 页\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵，亦称 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他化名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n3. “Debtor's Son”系指 Qiang Guo（郭强，亦称 Mileson Kwok、郭强或任何其他化名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美，亦称 Mei Gui、郭美或任何其他化名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝，亦称 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他化名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “Debtor's Family”单独及合并系指债务人、债务人之子、债务人之女及债务人声称的妻子，以及与债务人有任何其他亲属关系的人。\n\n7. “2004 Discovery Targets”单独及合并系指债务人、债务人家属、17 Miles, LLC、5780 Saguaro LLC、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Ana C. Izquiedo-Henn、Andrew Childe、Booming Sail New York LLC、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Chris Lee（亦称 Nan Li、Mei Guo Xiao Li）、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（亦称 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion Hold Co. B. Limited、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US\n\n案号 22-50073 文件 2304 提交于 11/02/23 登记于 11/02/23 15:07:07 第 97 页，共 152 页\n\nOperations Inc.、G Club US Operations LLC、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（亦称 Huo Lai）、Hamilton Capital Holdings Inc.、GS Security Solutions Inc.、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、Kamel Debeche、Karin Maistrello、Lamp Capital LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Nicholas Savio、Nodal Partners, LLC、Oasis Tech Limited、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Shih Hsin Yu、Sirius Networking Inc.、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Yinying (Aila) Wang（亦称 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu) Yue Zhou、Yumei Hao（亦称 Ru Shui）、Yvette Wang（亦称 Yanping Wang，亦称 Yan Ping Wang）、Zhixuan Li，以及 Zhouer “Joe” Wang。\n\n案号 22-50073 文件 2304 提交于 11/02/23 登记于 11/02/23 15:07:07 第 98 页，共 152 页\n\n8. “Including”或其任何变体系指“包括但不限于”。\n\n9. “And”和“or”系指“and/or”，并应同时解释为连词关系及选择关系，以最大化其范围。\n\n10. “Any”、“all”和“each”系指“each and every”。\n\n11. “Each”和“every”系指“each and every”。\n\n12. “Third Party”系指您本人以外的人员或实体。\n\n13. “Transfer”具有《破产法》第 101(54) 条赋予该词的含义。\n\n14. “Document”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于任何种类、类型、性质或描述的每一份书面、录制或图形材料，该等材料现由或曾由您占有、保管或控制，包括电子邮件的所有纸质和电子副本、以电子形式保存的计算机文件、函件、备忘录、磁带、速记或手写笔记、各种书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订购单、支票、汇票、结单、贷项通知单、报告、持仓报告、摘要、索引、书籍、账簿、笔记本、时间表、透明片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子，或任何其他种类的书面或录制材料，以及其全部元数据，无论以何种方式储存（无论为有形或电子形式）、记录、制作或复制；并且还包括但不限于前述任何文件的草稿或副本，如其中包含原始文件中未发现的任何种类笔记、评论或标记，或其在其他方面与原始文件不相同。\n\n案号 22-50073 文件 2304 提交于 11/02/23 登记于 11/02/23 15:07:07 第 99 页，共 152 页\n\n15. “Person(s)”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “Entity”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “Regarding”意指有关、描述、构成、提及、与……相关、支持、赞成、反对、强化、减损、位于、结合考虑、影响、证明、表明、报告、记录、暗指、回应、与……相连、评论、关于、就……而言、涉及、讨论、展示、描述、反映、分析、构成以及作为。\n\n18. 就任何特定事项而言，“Relating to”“relate(s) to”或“related to”意指，包括但不限于，构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及该特定已识别事项，或以任何方式与其相关的任何文件。\n\n19. “Communication(s)”在最广泛意义上且不限于此，意指任何信息或知识的传递（以事实、观点、询问或其他形式）。Communication(s)还指所有当面、电话、书面或通过电子传输设备进行的谈话、协议、询问或答复，并包括但不限于所有函件、电子邮件、录音、传输单、备忘录、电话通信、语音留言、电报、传真、影印传真、电传、即时消息、聊天、短信、留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传递的笔记。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第 100 页，共 152 页\n\n20. “Asset(s)”意指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与任何2004调查对象持有、控制、代表其持有或以其他方式与其相关的任何账户有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及相关函件和指示。\n\n2. 与属于任何2004调查对象、由其持有、控制、代表其持有或以其他方式与其相关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及相关函件和指示。\n\n3. 与和任何2004调查对象进行的任何商业、贸易或金融交易有关的所有文件，包括但不限于任何贷款、信用额度、寄托、存款、掉期、证券交易、抵押贷款或ISDA，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、函件，以及电汇及相关函件和指示。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第 101 页，共 152 页\n\n4. 与涉及2004调查对象的任何电汇活动有关的所有文件，无论是否存在任何账户，包括但不限于所有电汇收据、账户号码、余额、授权、与转账当事人有关的身份识别信息、函件、指示或其他记录。\n\n5. 与您和2004调查对象之间任何函件和通信有关的所有文件。\n\n6. 与任何2004调查对象的任何账户有关的所有文件，涉及该账户的开立、该账户的获授权用户及该账户的维护。\n\n7. 与涉及任何2004调查对象的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何2004调查对象提供的信息，或您获悉的信息。\n\n8. 与就任何2004调查对象而与任何国家的任何监管机构进行的任何通信有关的所有文件，包括但不限于英格兰银行（Bank of England）、美国联邦储备系统（United States Federal Reserve）、证券交易委员会（S.E.C.）、商品期货交易委员会（CFTC）、金融业监管局（FINRA）、中国证券监督管理委员会（China Securities Regulatory Commission）、中国人民银行（People's Bank of China）、香港证券及期货事务监察委员会（Hong Kong Securities and Futures Commission）及香港金融管理局（Hong Kong Monetary Authority）。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第 102 页，共 152 页\n\n附件 C-6\n\nB2540（表格2540——Rule 2004审查传票）（12/15）美国破产法院（UNITED STATES BANKRUPTCY COURT）　案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第 103 页，共 152 页\n\n________________________________________________________ 地区 ________________________________________________________\n\n关于 ________________________________________________________　债务人 Ho Wan Kwok（郭文贵）　22-50073 (JAM)\n\n案号 ________________________________________\n\n章程 ________________________________________　11\n\nConnecticut（康涅狄格州）\nRULE 2004审查传票\n\n致：________________________________________________________________________________________________\n\nNexBank\n\n（传票所指向之人的姓名）\n\n证言：兹命令您于下列规定的时间、日期和地点出席，依《联邦破产程序规则》（Federal Rules of Bankruptcy Procedure）Rule 2004接受审查并作证。随附准许该审查的法院命令。X\n\n地点　日期和时间\n\n审查将通过以下方式记录：________________________________________________________________________________\n\nplinsey@npmlaw.com; (203) 821-2000\n\n提交：您或您的代表还必须携带下列文件、电子存储信息或物品参加审查，并必须允许对该材料进行检查、复制、测试或抽样：X\n\n随附以下Fed. R. Civ. P. 45的规定；该规则通过Fed. R. Bankr. P. 9016适用于破产案件——关于履行地点的Rule 45(c)；关于对作为传票对象之人的保护的Rule 45(d)；以及关于您回应本传票的义务和不回应的潜在后果的Rule 45(e)和45(g)。\n\n日期：________________________\n\n法院书记员\n\n见随附的文件提交请求\n\n或\n\n法庭记录员/速记员\n\n________________________________　书记员或副书记员签名　________________________________　律师签名\n\n代表（当事人姓名）______________________________且签发或申请本传票的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯平斯），第11章受托人\n向签发或申请本传票之人的通知\n\nPatrick R. Linsey, Esq.（帕特里克·R. 林赛律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙蒂思专业公司）；195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第 104 页，共\n\nB2540（表格2540——Rule 2004审查传票）（第2页）　152\n\n送达证明\n（除非Fed. R. Civ. P. 45要求，否则本节不应向法院提交。）\n\n于（日期）\n__________　本人收到向（个人姓名及职务，如有）：______________________________________________发出的本传票。\n本人通过向被指定之人交付副本的方式送达本传票，具体如下：____________________________________\n\n__________________________________　于（日期）___________________；或\n本人未执行即退回本传票，原因是：____________________________________________________________\n\n除非本传票系代表美国或其官员或代理人签发，本人还已向该\n本人的费用为$ _________\n交通费用为$_________\n本人兹在伪证处罚下声明　证人一天出席费用及法律允许的里程费用，金额为$ _______________________。\n服务费用为$_________\n上述信息真实、准确。总计为$_________\n日期：_______________　________________________________________________\n送达人员签名\n\n印刷体姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n《联邦民事诉讼规则》（Federal Rule of Civil Procedure）45(c)、(d)、(e)及(g)（Effective 12/1/13）（通过《联邦破产程序规则》（Federal Rules of Bankruptcy Procedure）Rule 9016适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自开展业务地点的100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自开展业务所在州内，前提是该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自开展业务地点的100英里范围内某地点提交文件、电子存储信息或物品；以及\n\n(B) 在被检查的场所检查场所。\n\n(d) 对作为传票对象之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束之人施加不当负担或费用。要求履行的地区法院必须执行此项义务，并对未遵守者——当事人或律师——施加适当制裁，该制裁可包括损失的收入及合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所之人，无须亲自出席提交或检查地点，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查之人，可向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查场所——或反对以所请求的一种或多种形式提交电子存储信息。异议必须在规定履行时间或传票送达后14日两者中较早者之前送达。如提出异议，适用下列规则：\n\n(i) 在任何时候，经通知被命令之人，送达方可向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按照该命令的指示要求实施这些行为，并且该命令必须保护并非当事人或当事人高级职员之人，使其免于承担因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改下列传票：\n\n(i) 未留出合理的遵从时间；(ii) 要求某人在超出\n\nRule 45(c) 规定的地域范围外遵从；(iii) 要求披露享有特权或受其他保护的事项，且不存在\n\n适用的例外或豁免；或者\n\n(iv) 使某人承担不当负担。\n\n(B) 允许情形。为保护受传票约束或受其影响之人，如传票要求下列事项，要求遵从地所在地区的法院可依动议撤销或修改该传票：\n\n(i) 披露商业秘密或其他机密研究、开发或商业信息；或者\n\n(ii) 披露未受聘专家的意见或信息，而该等意见或信息并非描述争议中的具体事件，且系该专家未应任何一方请求所进行研究的结果。\n\n(C) 作为替代方案规定条件。在 Rule 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有实质性需求，且如不遭受不当困难则无法以其他方式满足该需求；并且\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可以不撤销或修改传票，而是命令在规定条件下出庭或提交材料。\n(e) 对传票作出回应时的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。对要求提交文件的传票作出回应之人，必须按照文件在正常业务过程中保存的方式提交文件，或者必须将文件整理并标注，以对应请求中的类别。\n\n(B) 未规定电子存储信息提交形式。如传票未规定提交电子存储信息的形式，作出回应之人必须以该信息通常保存的一种或多种形式，或者以一种或多种合理可用的形式提交。\n\n(C) 电子存储信息仅以一种形式提交。作出回应之人无需以一种以上形式提交相同的电子存储信息。\n\n(D) 无法访问的电子存储信息。对于作出回应之人认定因不当负担或成本而无法合理访问的来源中的电子存储信息，作出回应之人无需提供证据开示。对于强制证据开示动议或保护令动议，作出回应之人必须证明该信息因不当负担或成本而无法合理访问。如作出该等证明，若请求方在考虑 Rule 26(b)(2)(C) 的限制后证明存在正当理由，法院仍可命令对该等来源进行证据开示。法院可就该证据开示规定条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料受保护为由扣留被传唤信息之人，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，能够使各方评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息，属于享有特权或作为审判准备材料受保护的主张之对象，提出该主张之人可将该主张及其依据通知任何收到该信息的一方。收到通知后，一方必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该方在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即向要求遵从地所在地区的法院密封提交该信息，以裁定该主张。提交该信息之人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求遵从地所在地区的法院——以及在动议被移送后，签发传票的法院——可对已被送达但无充分理由不遵从传票或相关命令之人，以藐视法庭论处。\n\n有关获取传票材料，请参见 Fed. R. Civ. P. 45(a) 委员会说明（2013）\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地予以答复。除非对某项请求善意提出异议，否则必须对每项请求作出完整答复；如提出异议，必须按照下文规定详细说明贵方异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，贵方仅须说明对该部分的异议，并对其余请求作出答复。\n\n2. 电子存储信息必须依照下列\n\n指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入式空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入式空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像的右下角必须加注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用以下格式：mm/dd/yyyy。日期和时间字段必须分别为两个字段。如文件包括图像化的电子邮件及附件，则必须包括附件字段，以保持电子邮件与其附件之间的父项/子项关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为逗号分隔文件，每行由七个字段组成，且数据库中的每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCount。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议使用按 FIRSTBATES/Image Key 命名的文档级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个文件。文件夹名称中不得含有特殊字符（包括逗号）。必须按文档级别提供文本文件。\n\nd. 特定文件类型的原生格式提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。此类文件包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带有 Bates 编号的提示页图像，注明存在原生文件，并将原生文件路径作为字段包含在 .dat 文件中。所提交的原生文件应以与该文件提示页对应的 Bates 编号命名。将原生文件归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提交一份副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用以下格式：mm/dd/yyyy。日期和时间字段必须分别为两个字段。下列为必需元数据：\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 108 of 152\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\n注：对于单页文件，应填写 LASTBATES 字段\nATTACHRANGE　EDC0000001\n-　父文件首页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源个人或部门的名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n注：应使用分号分隔多个条目\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　注：应使用分号分隔多个条目\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　注：应使用分号分隔多个条目\nBCC　John Cain　密送收件人\n注：应使用分号分隔多个条目\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文件标题\n（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，\n包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件\nTIME_ZONE　标准化所采用的时区\nTIME_ZONE　GMT　在转换过程中电子邮件被标准化所采用的\n时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n注：链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表电子邮件或\n文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 109 of 152\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生：文档创建时间\n本数据必须为单独字段，且不得\n与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生：文档最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生：文档最后修改时间\n本数据必须为单独字段，且不得\n与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生：文档最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生：文档最后访问时间\n本数据必须为单独字段，且不得\n与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件\n文档/电子邮件的大小（KB）\nPGCOUNT　1　原生文件文档/电子邮件中的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生：存储原生文件文档的路径，\n包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting　原始文件名。\nMinutes.msg　原生：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一消息 ID 原生：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何一项请求均不限制其他任何请求的范围。\n\n4. 所有文件均应按其在日常业务过程中保存的方式提供，或应予以整理和标注，以对应本请求中的类别。\n\n5. 本文所载的每项请求均延及所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由任何代表您行事之人占有、保管或控制的文件，\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 110 of 152\n包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供的文件已不再由您占有、保管或控制，则您的答复必须：(a) 详细描述该文件的性质及其内容；(b) 识别编制或撰写该文件的人员（以及，如适用，文件送交的人员）；(c) 识别该文件编制或创建的日期；(d) 说明该文件是否 (i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿地转让给他人，或 (iv) 已以其他方式处置；(e) 说明该等处置的理由以及有关事实和情形；(f) 识别授权该等处置的人员；(g) 识别该等处置的日期或大致日期；(h) 说明该文件最后一次由您占有、保管或控制的时间；以及 (i) 识别目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供的文件已被销毁，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所要求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明 (i) 对该文件的充分描述，以支持您关于该文件享有特权的主张，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件、任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或该文件所含或所述的任何信息是否由任何其他人员占有、保管或控制；如是，则说明\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 111 of 152\n该等人员的身份，以及说明该等信息如何进入其占有范围，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就每一份基于特权主张而扣留的文件，提供一份特权日志，其中载有本指示第 (a) 部分所要求的全部信息。对于文件请求中未主张特权或工作成果的任何部分，应完整提供回应性文件。\n\n9. 如一份在其他方面具有回应性的文件的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文件中删除或涂黑受特权主张约束的部分，其余部分应予提供。\n\n10. 各项请求具有持续性质。现指示您：(a) 一旦得知先前答复不完整或不正确，立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据以下内容所要求的任何额外文件\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译文，您应同时提供两份文件。\n\n12. 对实体的所有指称均包括其所有关联方。\n\n13. 对个人姓名的所有指称均包括所有其他姓名、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为包括该动词所有其他时态的使用。\n\n16. (a) 术语“and”和“or”应根据需要解释为连词性或选择性用法，以使原本可能被解释为超出任何请求范围的所有答复均纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”。\nIII. 定义\n\n由 D. Conn. L. Civ. R. 26(c) 提供的定义，以及由 D. Conn. L. Civ. R. 26(d) 提供并经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的解释规则，应适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”系指 NexBank 及其所有关联方、部门、机构、辅助机构、处室、办公室、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事之人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 113 of 152\n\n3. “债务人之子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人之女”系指 Mei Guo（郭美）（又名 Mei Gui、郭美，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人声称的妻子”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家庭成员”系指债务人、债务人之子、债务人之女以及债务人声称的妻子，以及与债务人存在任何其他亲属关系的人，既可分别指称，也可共同指称。\n\n7. “2004 年调查取证对象”系指以下各方，既可分别指称，也可共同指称：17 Miles, LLC、5780 Saguaro LLC、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Ana C. Izquiedo-Henn、Andrew Childe、Booming Sail New York LLC、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion Hold Co. B. Limited、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US Operations Inc.、G Club US Operations LLC、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 114 of 152\n27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Hamilton Capital Holdings Inc.、GS Security Solutions Inc.、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、Kamel Debeche、Karin Maistrello、Lamp Capital LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Nicholas Savio、Nodal Partners, LLC、Oasis Tech Limited、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Shih Hsin Yu、Sirius Networking Inc.、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu)、Yue Zhou、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang，又名 Yan Ping Wang）、Zhixuan Li，以及 Zhouer “Joe” Wang。\n\n8. “包括”或其任何变体，系指“包括但不限于”。\n\n9. “and”和“or”系指“and/or”，并应同时解释为连词性及选择性用法，以最大限度扩大其范围。\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 115 of 152\n\n10. “any”、“all”和“each”系指“each and every”。\n\n11. “each”和“every”系指“each and every”。\n\n12. “第三方”系指您本人以外的个人或实体。\n\n13. “转让”应具有《破产法典》第 101(54) 条赋予该术语的含义。\n\n14．“文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，包括但不限于贵方占有、保管或控制的、现有或曾有的任何种类、类型、性质或描述的每一项书面、记录或图形资料，包括所有电子邮件的打印件和电子副本、以电子形式保存的计算机文件、信函、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明书、日记、信件、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、明细表、透明胶片、录音记录、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、折页册、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论为有形形式或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，如其载有原始文件中未见的任何种类的笔记、评论或标记，或者其在其他方面与原始文件不完全相同。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第116页，共152页\n\n15．“个人”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16．“实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17．“关于”系指涉及、描述、构成、提及、与之相关、支持、有利于、反对、强化、削弱、位于、结合考虑、对其有影响、证明、表明、报告、记录、暗示、答复、与之相连、评论、就其而言、关于、与之有关、讨论、显示、描述、反映、分析、构成及为。\n\n18．“与……有关”、“涉及”或“相关”，在提及任何特定事项时，系指包括但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及该特定事项，或以任何方式与所识别的特定事项相关的任何文件。\n\n19．“通信”系指在最广泛的意义上且不限于此，以事实、想法、询问或其他形式传递任何信息或知识。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面形式或借助电子传输设备进行，并包括但不限于所有信函、电子邮件、录音记录、传送单、备忘录、电话通信、语音留言、电报、电传传真、复印传真、电传、即时消息、聊天、短信、在留言板或群聊中发布的信息、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第117页，共152页\n\n20．“资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV．应出示的文件\n\n1．与任何由任何 2004 取证对象持有、控制、代表其持有或以其他方式与其有关的账户相关的所有文件，包括任何及全部账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、信函、电汇以及相关信函和指示。\n\n2．与属于任何 2004 取证对象、由其持有、控制、代表其持有或以其他方式与其有关的任何资金、证券、财产或资产相关的所有文件，包括任何及全部账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、信函、电汇以及相关信函和指示。\n\n3．与任何 2004 取证对象之间的任何商业、贸易或金融交易相关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、掉期、证券交易、抵押贷款或 ISDA，包括任何及全部账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、信函、电汇以及相关信函和指示。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第118页，共152页\n\n4．与任何涉及 2004 取证对象的电汇活动有关的所有文件，无论是否存在任何账户，包括但不限于所有电汇收据、账号、余额、授权书、与转账当事人有关的身份识别信息、信函、指示或其他记录。\n\n5．与贵方和 2004 取证对象之间任何信函及通信有关的所有文件。\n\n6．与任何 2004 取证对象的任何账户有关的、涉及开户、账户获授权使用人及账户维护的所有文件。\n\n7．与任何涉及 2004 取证对象的反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何 2004 取证对象提供的信息，或贵方获悉的信息。\n\n8．与任何国家的任何监管机构进行的、涉及任何 2004 取证对象的任何通信有关的所有文件，包括但不限于 Bank of England（英格兰银行）、United States Federal Reserve（美国联邦储备系统）、S.E.C.（美国证券交易委员会）、CFTC（美国商品期货交易委员会）、FINRA（美国金融业监管局）、China Securities Regulatory Commission（中国证券监督管理委员会）、People's Bank of China（中国人民银行）、Hong Kong Securities and Futures Commission（香港证券及期货事务监察委员会）以及 Hong Kong Monetary Authority（香港金融管理局）。\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第119页，共152页\n\n附件 C-7\n\nB2540（表格 2540－Rule 2004 审查传票）（12/15）　UNITED STATES BANKRUPTCY COURT（美国破产法院）　案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第120页，共152页\n\n__________________________________________________________ 地区 _________________________________________________\n\nConnecticut（康涅狄格州）\n\n关于 __________________________________________________ 债务人　案号 ____________________　章 ____________________\n\nRule 2004 审查传票\n\n致：________________________________________________________________________________\n\n（传票所指向人员的姓名）\n\n作证：兹命令贵方于下列载明的时间、日期和地点出席，以根据《联邦破产程序规则》Rule 2004 进行审查并作证。随附准许该审查的法院命令副本。\n\n地点　日期和时间\n\nHo Wan Kwok（郭文贵）　22-50073 (JAM)　11 Oriental Bank\n\nNEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙泰斯律师事务所）\n\n195 Church Street, 13th Floor\n\nNew Haven, Connecticut 06510\n\n本次审查将以如下方式记录：________________________________________________________________\n\nplinsey@npmlaw.com; (203) 821-2000\n\n出示：贵方或贵方代表还必须携带下列文件、电子存储信息或物品参加审查，并必须允许对该材料进行查验、复制、测试或取样：X\n\n随附以下由 Fed. R. Bankr. P. 9016 适用于破产案件的 Fed. R. Civ. P. 45 规定：有关履行地点的 Rule 45(c)；有关作为传票对象的贵方所受保护的 Rule 45(d)；以及有关贵方答复本传票的义务和未答复的潜在后果的 Rule 45(e) 和 45(g)。\n\n日期：________________\n\n法院书记官\n\n见随附的《文件出示请求》\n\n或\n\n法庭记录员／速记员\n\n__________________________　书记官或副书记官签名　__________________________　律师签名\n\n签发或请求本传票、代表（当事人姓名）__________________________ 的律师的姓名、地址、电子邮箱地址和电话号码如下：Luc Despins（卢克·德斯平斯），第11章受托人\n\n致签发或请求本传票者的通知\n\nPatrick R. Linsey, Esq.（帕特里克·R·林西律师）；Neubert, Pepe & Monteith, P.C.；195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n如本传票命令在审判前出示文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向人员送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\nX\n\n案号 22-50073　文件 2304　提交日期 11/02/23　录入日期 11/02/23 15:07:07　第121页，共152页\n\nB2540（表格 2540－Rule 2004 审查传票）（第2页）\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n于（日期）__________，本人收到向（个人姓名及职务，如有）______________________________________________ 发出的本传票。\n\n本人以下列方式向被指名人员送达传票副本：____________________________________\n\n__________________________________　于（日期）___________________；或　___________________________________________________________________________________________________\n\n本人未执行即退回本传票，原因是：____________________________________________________________\n\n本人的费用为：差旅费 $_________，服务费 $_________，合计 $_________。除非本传票代表美国或其官员或代理人签发，本人还已向证人支付一天出席费用及法律允许的里程费，金额为 $_______________________。\n\n本人在伪证罪处罚的约束下声明，本信息真实且正确。\n\n日期：_______________　________________________________________________\n\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n有关尝试送达等事项的补充信息：\n\n《联邦民事诉讼规则》Rule 45(c)、(d)、(e) 和 (g)（自 12/1/13 起生效）（经《联邦破产程序规则》Rule 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 对于审判、听证或证言记录。传票仅可按下列方式命令某人出席审判、听证或证言记录：\n\n(A) 在该人居住、受雇或经常亲自经营业务地点 100 英里以内；或\n\n(B) 在该人居住、受雇或经常亲自经营业务所在州内，如该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判，且不会产生重大费用。\n\n(2) 对于其他证据开示。传票可以命令：\n\n(A) 在该人居住地、受雇地或经常亲自办理业务地点 100 英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对该场所进行检查。\n\n(d) 保护受传票约束之人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的一方当事人或律师必须采取合理措施，避免对受传票约束之人施加不当负担或费用。要求遵从的地区法院必须执行该义务，并对未遵守该义务的一方当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或者准许检查场所的人，无须亲自出席提交或检查地点，除非同时被命令出席宣誓作证、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或者准许检查的人，可以向传票中指定的一方当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或者反对检查场所，或者反对以所要求的一种或多种形式提交电子存储信息。异议必须在规定的遵从时间之前，或在传票送达后 14 天内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 在任何时候，送达传票的一方当事人可在通知被命令之人后，向要求遵从的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按照命令的指示要求实施这些行为，并且该命令必须保护并非一方当事人或一方当事人高级职员的人，使其免受因遵从而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求遵从的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理的遵从时间；(ii) 要求某人在超出第 45(c) 条规定的地域范围外遵从；(iii) 要求披露享有特权或受其他保护的事项，且不存在任何适用的例外或豁免；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响之人，要求遵从的地区法院可以根据动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并未描述争议中的具体事件，且源于该专家未经任何一方当事人请求而进行的研究。\n\n(C) 规定条件作为替代方案。在第 45(d)(3)(B) 条所述情形下，如送达传票的一方当事人：\n\n(i) 证明其对该证词或材料具有重大需要，且若不遭受不当困难便无法以其他方式满足该需要；并且\n\n(ii) 确保被传唤之人将获得合理报酬，\n\n法院可以不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 对传票作出回应的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票的人，必须按照该等文件在正常业务过程中保存的方式提交，或者必须将其整理并标注，使其与请求中的类别相对应。\n\n(B) 未规定电子存储信息的提交形式。如传票未规定提交电子存储信息的形式，回应之人必须以该信息通常保存的一种或多种形式，或者以一种或多种合理可用的形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无须以一种以上形式提交相同的电子存储信息。\n\n(D) 无法获取的电子存储信息。回应之人无须对其认定因不当负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。对于强制证据开示动议或保护令动议，回应之人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院仍可在请求方考虑第 26(b)(2)(C) 条的限制后证明存在正当理由时，命令从该等来源进行证据开示。法院可以规定证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。以该信息享有特权或作为审判准备材料受到保护为由扣留被传唤信息的人，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，能够使各方当事人评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息被主张享有特权或作为审判准备材料受到保护，提出该主张之人可将该主张及其依据通知任何收到该信息的一方当事人。收到通知后，一方当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该方当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交给要求遵从的地区法院，以裁定该主张。提交该信息之人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求遵从的地区法院——以及在动议被移送后，签发传票的法院——可以对已被送达但无正当理由不遵守传票或与其有关命令的人，以藐视法庭论处。\n\n有关传票材料的获取，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n文件提交请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。每项请求均应得到完整答复，除非基于善意提出异议；在此情况下，应如下文所述详细说明您提出异议的理由。如异议仅涉及一项请求的一部分，或其中所含的一个词、短语或条款，您仅须对该部分提出异议，并对请求的其余部分作出回应。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得含有嵌入的空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将被加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父子关系。必须包括 OCRPATH 字段，以提供已提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成，数据库中的每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件中的字段提交。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议使用以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件数量不应超过 1,000 个文件。文件夹名称中不得有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\nd. 特定文件类型的原生格式提交。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。此类文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张标有 Bates 编号的分隔页图像，注明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。提交的原生文件应以与该文件分隔页相对应的 Bates 编号命名。将原生文件归入以递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提交一个副本。对于电子邮件，依据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，依据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。以下列出所需元数据：\n\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 125 of 152\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文档/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文档/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应填写\n单页文件\nATTACHRANGE　EDC0000001\n-　父文档第一页的 Bates 编号\nEDC0000015　至最后一个附件“子”文档最后一页的 Bates 编号\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John（史密斯，约翰）　电子邮件：电子邮件所在的邮箱\n原生文件：文档来源的个人或部门名称\nFROM　John Smith（约翰·史密斯）　电子邮件：发件人\n原生文件：文档作者\n多个条目应使用分号分隔\nTO　Coffman, Janice（科夫曼，贾尼斯）; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应使用分号分隔\nCC　Frank Thompson（弗兰克·汤普森） [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目应使用分号分隔\nBCC　John Cain（约翰·凯恩）　密送收件人\n多个条目应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件的主题行 原生文件：文档标题\n（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原始原生文件的名称，\n包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件所采用的时区\nTIME_ZONE　标准化所采用的时区\nTIME_ZONE　GMT　电子邮件在转换过程中\n被\n标准化所采用的\n时区。\nLINK　EDC0000001.msg　指向电子邮件或原生文件文档的超链接\n链接文件必须按\nFIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表\n电子邮件或\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文档作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文档创建日期\n\n案件 22-50073　文件 2304　提交于 11/02/23　登记于 11/02/23 15:07:07　第 126 页，共 152 页\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文档创建时间\n该数据必须为单独字段，且不得\n与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文档最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文档最后修改时间\n该数据必须为单独字段，且不得\n与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文档最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文档最后访问时间\n该数据必须为单独字段，且不得\n与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件\n文档/电子邮件的大小，单位为 KB\nPGCOUNT　1　原生文件文档/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文档的路径，\n包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting　原始文件名。\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一邮件 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 各项请求均独立运作并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文档均应按通常业务过程中保存的方式提供，或应予以整理并标记，以对应本请求中的类别。\n\n5. 本文所载各项请求均延及所有文档：(a) 由您占有、保管或控制的；或 (b) 由任何代表您行事之人占有、保管或控制的，\n案件 22-50073　文件 2304　提交于 11/02/23　登记于 11/02/23 15:07:07　第 127 页，共 152 页\n包括您的律师或其他代表及顾问。各份文档均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文档，则您的答复必须：(a) 详细说明该文档的性质及其内容；(b) 识别编制或撰写该文档的人员（以及，如适用，文档被发送给的人员）；(c) 识别编制或创建该文档的日期；(d) 说明该文档是否 (i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式被处置；(e) 说明该等处置的理由以及与之相关的事实和情形；(f) 识别授权该等处置的人员；(g) 识别该等处置的日期或大致日期；(h) 说明该文档最近一次由您占有、保管或控制的时间；以及 (i) 识别目前占有、保管或控制该文档的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文档，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文档的理由；(b) 销毁该文档的人员身份；以及 (c) 指示销毁该文档的人员身份。\n\n8. 如您主张所请求的文档享有特权或属于律师工作成果，则您的答复必须：(a) 说明 (i) 对该文档作出足以支持您关于该文档享有特权之主张的描述，(ii) 该文档的标题，(iii) 该文档的日期，(iv) 该文档的作者，(v) 该文档的收件人，(vi) 收到或阅览该文档原件或任何草稿、副本或复制件的每一人员的身份，(vii) 该文档本身或该文档所载或提及的任何信息是否由任何其他人员占有、保管或控制，如是，则说明\n案件 22-50073　文件 2304　提交于 11/02/23　登记于 11/02/23 15:07:07　第 128 页，共 152 页\n该等人员的身份，以及说明该等信息如何进入其占有范围，(viii) 据以扣留该文档的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就基于特权主张而扣留的每份文档，制作一份特权清单，其中载明本指示第 (a) 部分要求的全部信息。对于文档请求中未就其提出特权或工作成果主张的任何部分，应完整提供响应性文档。\n\n9. 如一份原本具有响应性的文档的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文档中删除或涂黑受特权主张约束的部分，其余部分应予提供。\n\n10. 各项请求具有持续性。现指示您：(a) 一旦获悉先前答复不完整或不正确，立即补充或更正其后获悉为不完整或不正确的任何答复；以及 (b) 提供根据下列规定所要求的任何额外文档\n\n11. 如一份文档使用英语以外的语言，您应提供该文档。如一份文档使用英语以外的语言，且存在英文译本，您应同时提供两份文档。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有替代姓名、别名或昵称。\n\n14. 除非另有明确说明，文档请求所涵盖的期间为自 February 5, 2012 起至文档请求答复到期之日止。\nII. 解释规则\n\n15. (a) 对任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 对任何时态动词的使用应解释为使用该动词的所有其他时态。\n\n16. (a) “and”和“or”应视必要而作连词性或选择性解释，以使原本可能被解释为不在任何请求范围内的所有答复均纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，应适用于文档请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”系指 Oriental Bank（东方银行）及其所有关联方、部门、机构、机关、处室、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事之人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok（郭文贵）、Miles Guo（郭文贵）、Guo Wengui（郭文贵）、Guo Haoyun（郭浩云）、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n案件 22-50073　文件 2304　提交于 11/02/23　登记于 11/02/23 15:07:07　第 130 页，共 152 页\n\n3. “债务人的儿子”系指 Qiang Guo（郭强）（又名 Mileson Kwok（郭强）、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人的女儿”系指 Mei Guo（郭美）（又名 Mei Gui（郭美）、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人自称的妻子”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng（岳庆芝）、Yue Qingzhi（岳庆芝）、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人的家属”系指单独及共同的债务人、债务人的儿子、债务人的女儿和债务人自称的妻子，以及与债务人具有任何其他家庭关系的人。\n\n7. “2004 取证对象”系指单独及共同的债务人、债务人的家属、17 Miles, LLC（17英里有限责任公司）、5780 Saguaro LLC（5780萨瓜罗有限责任公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Ana C. Izquiedo-Henn（安娜·C·伊斯基耶多-亨）、Andrew Childe（安德鲁·柴尔德）、Booming Sail New York LLC（兴盛帆船纽约有限责任公司）、Bingshang Jiao（焦冰尚）、Bravo Luck Limited（好运有限公司）、Brent Petro Inc.（布伦特石油公司）、Chris Lee（克里斯·李）（又名 Nan Li（南李）、Mei Guo Xiao Li（郭美小李））、Crane Advisory Group（克兰咨询集团）、Daniel Thomas Podhaskie（丹尼尔·托马斯·波达斯基）、Defeng Cao（曹德峰）（又名 Wayne Cao（韦恩·曹）、Max Cao（马克斯·曹））、Ding “Ivan” Lin（丁“伊万”林）、Doaa Dashoush（杜阿·达舒什）、Eastern Profit Corporation Limited（东方利润有限公司）、Genever Holdings Corporation（Genever控股公司）、Genever Holdings LLC（Genever控股有限责任公司）、Gettr USA, Inc.（Gettr美国公司）、Gnews Media Group Inc.（Gnews媒体集团公司）、G Fashion Hold Co. B. Limited（G时尚控股B有限公司）、G Fashion International Limited（G时尚国际有限公司）、G Fashion LLC（G时尚有限责任公司）、Gmusic LLC（Gmusic有限责任公司）、Gnews LLC（Gnews有限责任公司）、Geducation（G教育）、GFNY, Inc.（GFNY公司）、G Club Finance（G俱乐部金融）、G Club HoldCo I LLC（G俱乐部控股公司I有限责任公司）、G Club International Limited（G俱乐部国际有限公司）、G Club Investments Limited（G俱乐部投资有限公司）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Club US Operations Inc.（G俱乐部美国运营公司）、G Club US Operations LLC（G俱乐部美国运营有限责任公司）、G Club One（G俱乐部一号）、G Club Two（G俱乐部二号）、G Club Three（G俱乐部三号）、G Live, LLC（G直播有限责任公司）、Gbroadcast, LLC（G广播有限责任公司）、GM 27 LLC（GM 27有限责任公司）、Gladys Chow（格拉迪斯·周）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Gposts LLC（Gposts有限责任公司）、GTV Media Group, Inc.（GTV媒体集团公司）、Gypsy Mei Food Service LLC（吉普赛梅餐饮服务有限责任公司）、Gypsy Mei Productions LLC（吉普赛梅制作有限责任公司）、Gypsy Mei\n\n27 Vestry, Inc.（Vestry 公司）、Dawn State Limited（Dawn State 有限公司）、Greenwich Land LLC（Greenwich Land 有限责任公司）、Hao (Gavin) Li（李昊，别名 Huo Lai）、Hamilton Capital Holdings Inc.（Hamilton Capital Holdings 公司）、GS Security Solutions Inc.（GS Security Solutions 公司）、Han Chunguang（韩春光）、Haoran He（何浩然）、HCHK Property Management, Inc.（HCHK Property Management 公司）、HCHK Technologies, Inc.（HCHK Technologies 公司）、HK International Funds Investments (USA) Limited LLC（HK International Funds Investments (USA) Limited 有限责任公司）、Freedom Media Ventures Ltd.（Freedom Media Ventures 有限公司）、FungWan Trading Inc.（FungWan Trading 公司）、Himalaya New World Inc.（Himalaya New World 公司）、Himalaya International Financial Group Ltd.（Himalaya International Financial Group 有限公司）、Himalaya International Clearing Ltd.（Himalaya International Clearing 有限公司）、Himalaya International Payments Ltd.（Himalaya International Payments 有限公司）、Himalaya International Reserves Ltd.（Himalaya International Reserves 有限公司）、Himalaya Ventures LLC（Himalaya Ventures 有限责任公司）、Himalaya Investment LLC（Himalaya Investment 有限责任公司）、Hudson Diamond Holding, Inc.（Hudson Diamond Holding 公司）、Hudson Diamond Holding LLC（Hudson Diamond Holding 有限责任公司）、Hudson Diamond NY LLC（Hudson Diamond NY 有限责任公司）、Huk Trading Inc.（Huk Trading 公司）、Infinity Treasury Management Inc.（Infinity Treasury Management 公司）、Jesse Brown（杰西·布朗）、Jiaming Liu（刘佳明）、Jie Zhang（张杰）、Jovial Century International Limited（Jovial Century International 有限公司）、Joyord Sportswear Limited（Joyord Sportswear 有限公司）、Kamel Debeche（卡迈勒·德贝什）、Karin Maistrello（卡琳·迈斯特雷洛）、Lamp Capital LLC（Lamp Capital 有限责任公司）、Leading Shine NY Ltd.（Leading Shine NY 有限公司）、Lexington Property and Staffing, Inc.（Lexington Property and Staffing 公司）、Linwan \"Irene\" Feng（冯琳婉，“Irene”）、Limarie Reyes（利马里·雷耶斯）、Lihong \"Sara\" Wei Lafrenz（魏丽红，“Sara”·拉弗伦茨）、The Lost Draft LLC（The Lost Draft 有限责任公司）、Macaron Limited（Macaron 有限公司）、Mary Jiang（蒋玛丽）、MOS Himalaya LLC（MOS Himalaya 有限责任公司）、Maywind Trading LLC（Maywind Trading 有限责任公司）、New York MOS Himalaya LLC（New York MOS Himalaya 有限责任公司）、Nicholas Savio（尼古拉斯·萨维奥）、Nodal Partners, LLC（Nodal Partners 有限责任公司）、Oasis Tech Limited（Oasis Tech 有限公司）、Pixshow Film Inc.（Pixshow Film 公司）、Qu Guo Jiao（曲国娇）、Roscalitar 2（Roscalitar 2）、Ridwan Mamode Saib（里德万·马莫德·赛义卜）、Ross Heinemeyer（罗斯·海内迈耶）、Rule of Law Society IV Inc.（Rule of Law Society IV 公司）、Rule of Law Foundation III, Inc.（Rule of Law Foundation III 公司）、Rule of Law Fund（Rule of Law Fund）、Saraca Media Group Inc.（Saraca Media Group 公司）、Savio Law LLC（Savio Law 有限责任公司）、Scott Barnett（斯科特·巴尼特）、Shih Hsin Yu（施欣瑜）、Sirius Networking Inc.（Sirius Networking 公司）、US Himalaya Capital Inc.（US Himalaya Capital 公司）、V.X. Cerda & Associates P.A.（V.X. Cerda & Associates P.A.）、Victor Cerda（维克托·塞尔达）、Voice of Guo Media, Inc.（Voice of Guo Media 公司）、Wen Xiao（肖文）、Wencong Wang（王文聪）、William Je（威廉·杰）、Yinying (Aila) Wang（王茵莹，别名 Xiao Fei Xiang）、Yongbing Zhang（张永兵）、Yongping Yan (Shan Mu) Yue Zhou（周月，闫永平〔Shan Mu〕）、Yumei Hao（郝玉梅，别名 Ru Shui）、Yvette Wang（王伊薇，别名 Yanping Wang，别名 Yan Ping Wang）、Zhixuan Li（李志轩）及 Zhouer \"Joe\" Wang（王卓尔，“Joe”）。\n\n8. “Including”或其任何变体，系指“包括但不限于”。\n\n9. “And”和“or”系指“and/or”，并应作连词性及析取性解释，以最大限度扩大其范围。\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 132 of 152\n\n10. “Any”“all”和“each”系指“每一及全部”。\n\n11. “Each”和“every”系指“每一及全部”。\n\n12. “Third Party”系指除您本人以外的个人或实体。\n\n13. “Transfer”应具有《破产法》第101(54)条赋予该词的含义。\n\n14. “Document”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于由您占有、保管或控制的任何种类、类型、性质或描述的每一项书面、记录或图形材料，包括电子邮件的所有纸质及电子副本、以电子形式保存的计算机文件、信函、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格说明书、日记、信件、电报、照片、会议记录、合同、协议、调查材料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单表格、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、附表、透明胶片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或录制材料，以及其全部元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；还包括但不限于上述任何材料的草稿或副本，如其载有原始文件中未载的任何种类笔记、评论或标记，或在其他方面与原始文件不完全相同。\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 133 of 152\n\n15. “Person(s)”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “Entity”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “Regarding”系指涉及、描述、构成、提及、与之有关、支持、有利于、反对、加强、减损、位于其中、与之结合考虑、与之相关、证明、表明、报告、记录、暗指、答复、与之联系、评论、就其而言、关于、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n18. 在提及任何特定事项时，“Relating to”“relate(s) to”或“related to”系指包括但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n19. “Communication(s)”系指在最广义且不限于此的意义上，任何信息或知识的传递（以事实、想法、询问或其他形式）。Communication(s)还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面方式或借助电子传输设备进行，并包括但不限于所有信函、电子邮件、录音、传输单、备忘录、电话通信、语音留言、电报、电传传真、影印传真、电传、即时消息、聊天、短信、发布于留言板或群聊的信息、社交媒体帖子、推文、视频\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 134 of 152\n\n上传至任何视频平台、电话笔记，或在内部或与第三方之间传递的笔记。\n\n20. “Asset(s)”系指受占有、保管或控制的任何具有经济价值的项目。Asset包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船舶、飞机、喷气机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与任何由任何 2004 Discovery Targets（2004 调查对象）持有、控制、代表其持有或以其他方式与其有关的账户相关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、信函，以及电汇及相关信函和指示。\n\n2. 与任何属于任何 2004 调查对象、由其持有、控制、代表其持有或以其他方式与其有关的资金、证券、财产或资产相关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、信函，以及电汇及相关信函和指示。\n\n3. 与与任何 2004 调查对象进行的任何商业、贸易或金融交易相关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、互换、证券交易、抵押或 ISDA，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、信函，以及电汇及相关信函和指示。\nCase 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 135 of 152\n\n4. 与任何涉及 2004 调查对象的电汇活动相关的所有文件，无论是否存在任何账户，包括但不限于所有电汇收据、账户号码、余额、授权、与转账当事人有关的识别信息、信函、指示或其他记录。\n\n5. 与您和 2004 调查对象之间的任何信函和通信相关的所有文件。\n\n6. 与任何由任何 2004 调查对象开立的账户有关的所有文件，涉及账户开立、账户授权使用人及账户维护。\n\n7. 与任何涉及任何 2004 调查对象的反洗钱、了解你的客户或其他合规活动相关的所有文件，包括但不限于任何由任何 2004 调查对象提供或由您获知的信息。\n\n8. 与就任何 2004 调查对象而与任何国家的任何监管机构进行的任何通信相关的所有文件，包括但不限于 Bank of England（英格兰银行）、United States Federal Reserve（美国联邦储备系统）、S.E.C.（美国证券交易委员会）、CFTC（美国商品期货交易委员会）、FINRA（美国金融业监管局）、China Securities Regulatory Commission（中国证券监督管理委员会）、People's Bank of China（中国人民银行）、Hong Kong Securities and Futures Commission（香港证券及期货事务监察委员会）及 Hong Kong Monetary Authority（香港金融管理局）。\n\n证物 C-8\n\nB2540（表格 2540——Rule 2004 审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院）Case 22-50073 Doc 2304 Filed 11/02/23 Entered 11/02/23 15:07:07 Page 137 of 152\n\n____________________________________________________________ 地区 ____________________________________________________________\n\nConnecticut（康涅狄格州）\n\n关于 ____________________________________________________________ 债务人 案号 ________________________ 章 ____________________ RULE 2004 审查传票 致：____________________________________________________________________________________________________________\n（传票所指向人员的姓名）证言：兹命令您于下列规定的时间、日期和地点出席，并根据《联邦破产程序规则》Rule 2004 在审查中作证。随附准许该审查的法院命令副本。地点 日期和时间 Ho Wan Kwok（郭文贵）22-50073 (JAM) 11 Wells Fargo Bank, National Association（富国银行，全国协会）NEUBERT, PEPE & MONTEITH, P.C.（NEUBERT, PEPE & MONTEITH, P.C.）195 Church Street, 13th Floor New Haven, Connecticut 06510\n\n审查将通过下列方式记录：________________________________________________________________________________\n\nplinsey@npmlaw.com; (203) 821-2000\n\n提交材料：您或您的代表还必须携带下列文件、电子存储信息或物品参加审查，并必须准许对该等材料进行检查、复制、测试或抽样：X\n\n依据 Fed. R. Bankr. P. 9016 而适用于破产案件的 Fed. R. Civ. P. 45 下列条款随附于本传票——有关履行地点的 Rule 45(c)；有关作为传票对象的人员所受保护的 Rule 45(d)；以及有关您答复本传票的义务及未履行该义务可能后果的 Rule 45(e) 和 45(g)。\n\n日期：____________________\n\n法院书记官\n\n见随附的文件提交请求\n\n或\n\n法庭记录员/速记员\n\n______________________________ 书记官或副书记官签名 ______________________________ 律师签名\n\n代表（当事人姓名）____________________________________ 且签发或请求本传票的律师的姓名、地址、电子邮件地址及电话号码如下：Luc Despins（卢克·德斯潘斯），Ch. 11 Trustee（第 11 章受托人）\n\nPatrick R. Linsey, Esq.（帕特里克·R·林赛律师）；Neubert, Pepe & Monteith, P.C.（Neubert, Pepe & Monteith, P.C.）；195 Church Street, 13th Floor, New Haven, Connecticut 06510\n\n如果本传票要求在审判前出示文件、电子存储信息或有形物品，或者检查场所，则必须在向本传票所指向的人送达之前，向各方送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\nX\n\n案号 22-50073　Doc 2304　Filed 11/02/23　Entered 11/02/23 15:07:07　Page 138 of\n\nB2540（表格 2540——Rule 2004 审查传票）（第 2 页）　152\n\n送达证明\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n于（日期）\n__________　本人收到向以下人员（姓名及职务，如有）发出的本传票：______________________________________________\n本人通过向被指定人员递送副本的方式送达本传票，具体如下：____________________________________\n__________________________________　___________________________________________________________________________________________________\n于（日期）___________________；或者\n本人未予执行而退回本传票，原因为：____________________________________________________________\n\n本人费用为 \\$ _________\n差旅费用为 \\$_________\n本人在伪证处罚的约束下声明　除非本传票代表美国或其官员或代理人发出，本人还已向证人支付一天出席费用及法律允许的里程费，金额为 \\$ _______________________。\n服务费用为 \\$_________\n上述信息真实且正确。\n日期：_______________　________________________________________________\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\nFederal Rule of Civil Procedure 45(c)、(d)、(e) 和 (g)（Effective 12/1/13）（根据 Federal Rules of Bankruptcy Procedure Rule 9016 适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地点 100 英里以内；或者\n\n(B) 在该人居住、受雇或经常亲自从事营业所在州内，前提是该人\n\n(i) 是当事人或当事人的高级职员；或者\n\n(ii) 被命令出席审判且不会产生重大费用。\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地点 100 英里以内的地点出示文件、电子存储信息或物品；以及\n\n(B) 在待检查场所进行场所检查。\n(d) 保护受传票约束之人；执行。\n\n(1) 避免不当负担或费用；制裁。负责发出和送达传票的当事人或律师必须采取合理措施，避免对受传票约束之人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，其中可包括损失的收入及合理的律师费。\n(2) 命令出示材料或准许检查。\n\n(A) 无须出席。被命令出示文件、电子存储信息或有形物品，或者准许检查场所之人，无须亲自到出示或检查地点出席，除非还被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令出示文件或有形物品，或者准许检查之人，可以就检查、复制、测试或抽样任何或全部材料，或检查场所，或者以要求的形式出示电子存储信息，向传票指定的当事人或律师送达书面异议。异议必须在指定履行时间或传票送达后 14 日届满之日中较早者之前送达。如提出异议，则适用下列规则：\n\n(i) 送达方可随时在通知被命令人的情况下，向要求履行的地区法院提出动议，请求作出强制出示或检查的命令。\n\n(ii) 仅可依命令所指示的方式要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员之人，免受因履行而产生的重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改符合下列情形的传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在超出 Rule 45(c) 规定的地理范围之外履行；(iii) 要求披露享有特权或受其他保护的事项，且不适用任何例外或豁免；或者\n\n(iv) 对某人施加不当负担。\n\n(B) 可撤销或修改的情形。为保护受传票约束或受其影响之人，要求履行的地区法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密研究、开发或商业信息；或者\n\n(ii) 披露未受聘专家的意见或信息，该意见或信息不描述争议中的具体事件，并且源于该专家未经任何一方请求所作的研究。\n\n(C) 作为替代方案规定条件。在 Rule 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有重大需要，且若不遭受不当困难便无法以其他方式满足该需要；并且\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可不撤销或修改传票，而是命令在指定条件下出席或出示。\n(e) 回应传票的义务。\n\n(1) 出示文件或电子存储信息。下列程序适用于出示文件或电子存储信息：\n\n(A) 文件。回应出示文件传票之人，必须按文件在正常营业过程中保存的方式出示，或者必须对其进行整理和标记，使之与请求中的类别相对应。\n\n(B) 未指定电子存储信息出示形式。如传票未指定电子存储信息的出示形式，回应之人必须以其通常保存的形式，或以合理可用的形式出示。\n\n(C) 电子存储信息仅以一种形式出示。回应之人无须以一种以上形式出示相同的电子存储信息。\n\n(D) 不可访问的电子存储信息。回应之人无须从其认定为因不当负担或成本而无法合理访问的来源提供电子存储信息的证据开示。对于强制证据开示动议或保护令动议，回应之人必须证明该信息因不当负担或成本而无法合理访问。如作出该证明，法院在考虑 Rule 26(b)(2)(C) 的限制后，如请求方证明具有正当理由，仍可命令从该等来源进行证据开示。法院可以就证据开示规定条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。基于信息享有特权或作为审判准备材料受到保护而扣留被传唤信息之人，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，足以使各方评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已出示的信息。如为回应传票而出示的信息受到特权主张或作为审判准备材料受保护主张的约束，提出该主张之人可将该主张及其依据通知收到该信息的任何一方。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张解决之前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。出示该信息之人必须在该主张解决前保存该信息。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议移送后，发出传票的法院——可认定已被送达但无充分理由不遵守传票或与其有关命令之人构成藐视法庭。\n\n有关获取传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n文件出示请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，单称“一项请求”）必须分别且具体地作出答复。除非善意提出异议，每项请求均应得到完整答复；如提出异议，则应按如下规定详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的一个词、短语或条款，您仅须说明对该部分的异议，并对请求的其余部分作出答复。\n\n2. 电子存储信息必须依照下列指示出示：\n\n- a. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式出示。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。图像必须在每张图像右下角加注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n- b. 图像加载文件\n\t- a. Concordance® 数据文件。数据文件（.DAT）包含将被加载到 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应按如下格式提供：mm/dd/yyyy。日期字段和时间字段必须为两个单独字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供出示存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于具有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像与数据库记录链接起来。该文件应为逗号分隔文件，每行由七个字段组成；数据库中的每个图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,BoxBreak,PageCount。\n\nc. 文档文本。文本必须作为单独的文本文件提供，而非作为 .DAT 文件中的字段提供。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议按 FIRSTBATES/Image Key 命名的文档级 ANSI 文本文件。提取的文本文件必须存放于单独的文件夹中，且每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得包含特殊字符（包括逗号）。文本文件必须按文档级别提供。\n\nd. 特定文件类型的原生格式提供。为充分理解其内容和含义而合理地需要以原生格式查看的文件类型，必须以原生格式提供。这些文件包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的隔页图像，注明存在原生文件，并在 .dat 文件中以字段形式包含该原生文件的路径。所提供的原生文件应以与该文件隔页对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文档，提供一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式提供每份文档的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下为必需元数据：\n案件 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 登记 第 142 页，共 152 页\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文档/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文档/电子邮件的最后 Bates 编号\nLASTBATES 字段应针对单页文件填写\nATTACHRANGE　EDC0000001\n至　母文档第一页的 Bates 编号至最后一个附件“子”文档最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文档作者\n应使用分号分隔多个条目\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　应使用分号分隔多个条目\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　应使用分号分隔多个条目\nBCC　John Cain　密送收件人\n应使用分号分隔多个条目\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文档标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\nTIME_ZONE　GMT　在转换期间电子邮件被标准化所采用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文档的超链接\n所链接的文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　表示电子邮件或原生文件文档的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文档作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文档创建日期\n\n案件 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 登记 第 143 页，共 152 页\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n原生文件：文档创建时间\n该数据必须为单独字段，且不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文档最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文档最后修改时间\n该数据必须为单独字段，且不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：最后访问文档的日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：最后访问文档的时间\n该数据必须为单独字段，且不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文档/电子邮件的大小，单位为 KB\nPGCOUNT　1　原生文件文档/电子邮件中的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文档的路径，包括原始文件名称。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名称。\nItems\\Board Meeting\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一消息 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 各项请求独立运作并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文档均应按其在正常业务过程中保存的方式提供，或者应进行整理和标注，使其与本请求中的类别相对应。\n\n5. 本文所载的各项请求延及所有文档：(a) 由您占有、保管或控制的文档；或 (b) 由任何代表您行事之人占有、保管或控制的文档，\n案件 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 登记 第 144 页，共 152 页\n\n包括您的律师或其他代表和顾问。各文档均应完整提供。\n\n6. 如要求您提供已不再由您占有、保管或控制的文档，则您的答复必须：(a) 详细说明该文档的性质和内容；(b) 确认编制或撰写该文档的人员（以及，如适用，该文档被发送给的人员）；(c) 确认该文档编制或创建的日期；(d) 说明该文档是否 (i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式被处置；(e) 说明该等处置的理由及相关事实和情形；(f) 确认授权进行该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文档最近一次由您占有、保管或控制的时间；以及 (i) 确认现时占有、保管或控制该文档的人员（如有）。\n\n7. 如要求您提供已被销毁的文档，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文档的理由；(b) 销毁该文档的人员身份；以及 (c) 指示销毁该文档的人员身份。\n\n8. 如您主张所请求的文档享有特权或属于律师工作成果，则您的答复必须：(a) 说明 (i) 足以支持您关于该文档享有特权之主张的文档描述，(ii) 文档标题，(iii) 文档日期，(iv) 文档作者，(v) 文档收件人，(vi) 收到或查看过该文档原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文档本身或该文档所载或所提及的任何信息是否由任何其他人员占有、保管或控制，如是，则该等人员的身份，\n案件 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 登记 第 145 页，共 152 页\n\n以及说明该等信息如何进入其占有范围的陈述，(viii) 据以扣留该文档的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 就每一基于特权主张而被扣留的文档，依照 D. Conn. L. Civ. R. 26(e)，制作一份特权日志，其中载明本指示第 (a) 部分所要求的全部信息。对于未提出特权或工作成果主张的文档请求部分，应完整提供响应性文档。\n\n9. 如原本具有响应性的文档的一部分含有受特权主张约束的信息，则仅应依照上述指示从该文档中删除或遮盖受特权主张约束的部分，其余部分应予提供。\n\n10. 各项请求具有持续性。兹指示您：(a) 在得知先前答复不完整或不正确后，立即补充或更正其后得知为不完整或不正确的任何答复；以及 (b) 提供根据以下规定所要求的任何补充文档\n\n11. 如文档使用英语以外的语言，您应提供该文档。如文档使用英语以外的语言，且存在英文译本，您应同时提供两份文档。\n\n12. 对实体的一切提述包括其所有关联方。\n\n13. 对个人姓名的一切提述包括所有别名、化名或昵称。\n\n14. 除非另有明确说明，文档请求所涵盖的期间为自 February 5, 2012 起至文档请求答复到期之日止。\nII. 解释规则\n\n15. (a) 对任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 对任何时态动词的使用应解释为包括该动词所有其他时态的使用。\n\n16. (a) “and”和“or”应根据需要解释为合取或析取，以使任何请求的范围包括原本可能被解释为不属于其范围的所有答复；以及 (b) “each”和“any”应视为包括和涵盖“every”和“all”。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文档请求。此外，本文件请求中使用的下列术语具有以下含义：\n\n1. “您”或“您的”或“您本人”系指 Wells Fargo Bank, National Association（富国银行全国协会）及其所有关联方、分支机构、代理机构、职能机构、部门、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事之人。\n案件 22-50073 文件 2304 于 11/02/23 提交 于 11/02/23 15:07:07 登记 第 147 页，共 152 页\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵；又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名）及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “债务人之子”是指 Qiang Guo（郭强）（又名 Mileson Kwok，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n4. “债务人之女”是指 Mei Guo（郭美）（又名 Mei Gui，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n5. “债务人之所谓妻子”是指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n6. “债务人家属”系指，单独及合并而言，债务人、债务人之子、债务人之女及债务人之所谓妻子，以及与债务人存在任何其他亲属关系的人。\n\n7. “2004 年调查对象”系指，单独及合并而言，债务人、债务人家属、17 Miles, LLC、5780 Saguaro LLC、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Ana C. Izquiedo-Henn、Andrew Childe、Booming Sail New York LLC、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion Hold Co. B. Limited、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US\n\n案件 22-50073，文书 2304，于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 148 页，共 152 页\n\nOperations Inc.、G Club US Operations LLC、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Hamilton Capital Holdings Inc.、GS Security Solutions Inc.、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、Kamel Debeche、Karin Maistrello、Lamp Capital LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Nicholas Savio、Nodal Partners, LLC、Oasis Tech Limited、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Shih Hsin Yu、Sirius Networking Inc.、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu) Yue Zhou、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang，又名 Yan Ping Wang）、Zhixuan Li，以及 Zhouer “Joe” Wang。\n\n案件 22-50073，文书 2304，于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 149 页，共 152 页\n\n8. “包括”或其任何变体，系指“包括但不限于”。\n\n9. “和”及“或”均系指“和/或”，并应同时按连接性及选择性含义解释，以最大限度扩大其范围。\n\n10. “任何”、“所有”及“每一”均系指“每一个及所有”。\n\n11. “每一”及“每个”均系指“每一个及所有”。\n\n12. “第三方”系指除您本人以外的个人或实体。\n\n13. “转让”应具有《破产法典》第 101(54) 条赋予其的含义。\n\n14. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于任何种类、类型、性质或描述的、目前或曾经由您占有、保管或控制的每一份书面、记录或图示材料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、明细表、透明胶片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、小册子、宣传册、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为有形形式或电子形式）、记录、制作或复制，亦包括但不限于前述任何材料的草稿或副本，如其包含原始文件中未载有的任何种类笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\n案件 22-50073，文书 2304，于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 150 页，共 152 页\n\n15. “个人”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n17. “关于”系指涉及、描述、构成、提及、与之相关、支持、有利于、反对、强化、削弱、载于、结合考虑、对其具有影响、证明、表明、报告、记录、暗示、回应、与之关联、评论、就其而言、有关、与之相关、讨论、显示、描述、反映、分析、构成及成为。\n\n18. “与……有关”、“涉及”或“相关”，在提及任何特定事项时，系指但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n19. “通信”系指在最广泛可能的意义上且不限于任何信息或知识的传递（以事实、观念、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面形式，或通过电子传输设备进行，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音消息、电报、电传传真、影印传真、电传、即时消息、聊天、短信、在留言板或群聊中的发帖、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n案件 22-50073，文书 2304，于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 151 页，共 152 页\n\n20. “资产”系指任何受占有、保管或控制的具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与由任何 2004 年调查对象持有、控制、代表其持有或以其他方式与其相关的任何账户有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n2. 与属于任何 2004 年调查对象、由其持有、控制、代表其持有或以其他方式与其相关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n3. 与同任何 2004 年调查对象进行的任何商业、贸易或金融交易有关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、掉期、证券交易、抵押或 ISDA，包括任何及所有账户\n\n案件 22-50073，文书 2304，于 11/02/23 提交，于 11/02/23 15:07:07 登记，第 152 页，共 152 页\n\n对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n4. 与涉及 2004 年调查对象的任何电汇活动有关的所有文件，无论是否存在任何账户，包括但不限于所有电汇收据、账户号码、余额、授权书、与转账当事人有关的身份识别信息、通信函件、指示或其他记录。\n\n5. 与您与 2004 年调查对象之间的任何通信函件和通信有关的所有文件。\n\n6. 与您在任何 2004 年调查对象处开立的任何账户有关的所有文件，涉及账户开立、账户获授权使用人及账户维护。\n\n7. 与涉及任何 2004 年调查对象的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何 2004 年调查对象提供的任何信息，或您获知的任何信息。\n\n8. 与就任何 2004 年调查对象而与任何国家的任何监管机构进行的任何通信有关的所有文件，包括但不限于 Bank of England（英格兰银行）、United States Federal Reserve（美国联邦储备系统）、S.E.C.、CFTC、FINRA、China Securities Regulatory Commission（中国证券监督管理委员会）、People's Bank of China（中国人民银行）、Hong Kong Securities and Futures Commission（香港证券及期货事务监察委员会）及 Hong Kong Monetary Authority（香港金融管理局）。","key_entities":["Je","Himalaya","Guo","Kwok","Ho Wan Kwok","Despins","HCHK","Miles Guo","Luc Despins","Yanping Wang","William Je","GTV","Saraca","GETTR","Paul Hastings","RICO"],"ecf_references":[{"doc_number":637,"court":"CTB"}],"word_count":50810,"status":"published","published_at":"2022-07-06 00:00:00","created_at":"2022-07-06","updated_at":"2026-08-23 23:26:19"}