{"id":"court_ctb_2363_0","court":"CTB","case_no":"22-50073","doc_number":2363,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2023-11-21","title":"|","summary_zh":null,"summary_en":null,"body_en":"| | UNITED STATES BANKRUPTCY COURT | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------------------------------------------------------------------------|---|\n| | DISTRICT OF | CONNECTICUT | |\n| | BRIDGEPORT DIVISION | | |\n| In Re.
Ho Wan Kwok | §
§
§ | Case No.
22-50073
Lead Case No.
22-50073 | |\n| Debtor(s) | § | Jointly Administered | |\n| Monthly Operating Report | | Chapter 11 | |\n| Reporting Period Ended:
10/31/2023 | | Petition Date:
02/15/2022 | |\n| Months Pending:
21 | | Industry Classification:
0
0
0 | 0 |\n| Reporting Method: | Accrual Basis | Cash Basis | |\n| Debtor's Full-Time Employees (current): | | 0 | |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 | |\n| Supporting Documentation (check all that are attached):
(For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) | | | |\n| Statement of cash receipts and disbursements
Statement of operations (profit or loss statement)
Accounts receivable aging
Postpetition liabilities aging
Statement of capital assets
Schedule of payments to professionals | | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit | |\n\n- Schedule of payments to insiders\n- All bank statements and bank reconciliations for the reporting period\n- Description of the assets sold or transferred and the terms of the sale or transfer\n\n/s/ Luc A. Despins\n\n11/21/2023\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\nUST Form 11-MOR (12/01/2021) 1\n\n## Case 22-50073 Doc 2363 Filed 11/21/23 Entered 11/21/23 20:10:27 Page 2 of 21\n\n| | Part 1: Cash Receipts and Disbursements | Current Month | Cumulative |\n|----|---------------------------------------------------------------------------------------------------------------------------|---------------|---------------|\n| a. | Cash balance beginning of month | \\$75,287,133 | |\n| b. | Total receipts (net of transfers between accounts) | \\$311,006 | \\$100,676,052 |\n| c. | Total disbursements (net of transfers between accounts) | \\$2,174,471 | \\$27,012,040 |\n| d. | Cash balance end of month (a+b-c) | \\$73,423,667 | |\n| e. | Disbursements made by third party for the benefit of the estate | \\$0 | \\$12,757 |\n| f. | Total disbursements for quarterly fee calculation (c+e) | \\$2,174,471 | \\$27,024,797 |\n| | Part 2: Asset and Liability Status | Current Month | |\n| | (Not generally applicable to Individual Debtors. See Instructions.) | | |\n| a. | Accounts receivable (total net of allowance) | \\$0 | |\n| b. | Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | |\n| c. | Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | |\n| d | Total current assets | \\$0 | |\n| e. | Total assets | \\$0 | |\n| f. | Postpetition payables (excluding taxes) | \\$0 | |\n| g. | Postpetition payables past due (excluding taxes) | \\$0 | |\n| h. | Postpetition taxes payable | \\$0 | |\n| i. | Postpetition taxes past due | \\$0 | |\n| j. | Total postpetition debt (f+h) | \\$0 | |\n| k. | Prepetition secured debt | \\$0 | |\n| l. | Prepetition priority debt | \\$0 | |\n| m. | Prepetition unsecured debt | \\$0 | |\n| n. | Total liabilities (debt) (j+k+l+m) | \\$0 | |\n| o. | Ending equity/net worth (e-n) | \\$0 | |\n| | | | |\n| | Part 3: Assets Sold or Transferred | Current Month | Cumulative |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary | | |\n| | course of business | \\$0 | \\$23,150,000 |\n| b. | Total payments to third parties incident to assets being sold/transferred
outside the ordinary course of business | \\$0 | \\$1,157,500 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary | | |\n| | course of business (a-b) | \\$0 | \\$21,992,500 |\n| | Part 4: Income Statement (Statement of Operations) | Current Month | Cumulative |\n| a. | (Not generally applicable to Individual Debtors. See Instructions.)
Gross income/sales (net of returns and allowances) | \\$0 | |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable) | \\$0 | |\n| c. | Gross profit (a-b) | \\$0 | |\n| d. | Selling expenses | \\$0 | |\n| e. | General and administrative expenses | \\$0 | |\n| f. | Other expenses | \\$0 | |\n| g. | Depreciation and/or amortization (not included in 4b) | \\$0 | |\n| h. | Interest | \\$0 | |\n| i. | Taxes (local, state, and federal) | \\$0 | |\n| j. | Reorganization items | \\$0 | |\n| k. | Profit (loss) | \\$0 | \\$0 |\n\n## Case 22-50073 Doc 2363 Filed 11/21/23 Entered 11/21/23 20:10:27 Page 3 of 21\n\n| | | Part 5: Professional Fees and Expenses | | | | | |\n|----|--------|--------------------------------------------------------------------|-------|---------------------------|------------------------|-----------------------|--------------------|\n| | | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| a. | | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$2,162,278 | \\$25,352,939 | \\$2,162,278 | \\$25,352,939 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Neubert, Pepe & Monteith, P.C Local Counsel | | \\$132,278 | \\$1,090,448 | \\$132,278 | \\$1,090,448 |\n| | ii | Paul Hastings LLP (counsel to cLead Counsel | | \\$1,620,688 | \\$21,916,263 | \\$1,620,688 | \\$21,916,263 |\n| | iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Pullman & Comley, LLC (coun Lead Counsel | | \\$15,284 | \\$519,388 | \\$15,284 | \\$519,388 |\n| | v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Dundon Advisors (UCC financi Financial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Verdolino & Lowey, PC (financFinancial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Harney Westwood & Riegels LPOther | | \\$392,647 | \\$392,647 | \\$392,647 | \\$392,647 |\n| | ix | Paul Wright | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | Pallas Partners LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | Edmiston and Company LimitedOther | | \\$0 | \\$1,157,500 | \\$0 | \\$1,157,500 |\n| | xii | Engineering Operations and CerOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xiii | Epiq Corporate Restructuring, LOther | | \\$1,382 | \\$276,692 | \\$1,382 | \\$276,692 |\n| | xiv | | | | | | |\n| | xv | | | | | | |\n| | xvi | | | | | | |\n| | xvii | | | | | | |\n| | xviii | | | | | | |\n| | xix | | | | | | |\n| | xx | | | | | | |\n| | xxi | | | | | | |\n| | xxii | | | | | | |\n| | xxiii | | | | | | |\n| | xxiv | | | | | | |\n| | xxv | | | | | | |\n| | xxvi | | | | | | |\n| | xxvii | | | | | | |\n| | xxviii | | | | | | |\n| | xxix | | | | | | |\n| | xxx | | | | | | |\n| | xxxi | | | | | | |\n| | xxxii | | | | | | |\n| | xxxiii | | | | | | |\n| | xxxiv | | | | | | |\n| | xxxv | | | | | | |\n| | xxxvi | | | | | | |\n\n| | xxxvii | | | |\n|---|--------|--|--|--|\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | lvii | | | |\n| | lviii | | | |\n| | lix | | | |\n| | lx | | | |\n| | lxi | | | |\n| | lxii | | | |\n| | lxiii | | | |\n| | lxiv | | | |\n| | lxv | | | |\n| | lxvi | | | |\n| | lxvii | | | |\n| | lxviii | | | |\n| | lxix | | | |\n| | lxx | | | |\n| | lxxi | | | |\n| | lxxii | | | |\n| | lxxiii | | | |\n| | lxxiv | | | |\n| | lxxv | | | |\n| | lxxvi | | | |\n| | lxxvii | | | |\n| | lxxvii | | | |\n| | | | | |\n\nUST Form 11-MOR (12/01/2021) 4\n\n| | lxxix | | | | | | |\n|----|--------|-----------------------------------------------------------------------|---------------|------------|----------|--------------|------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved | Approved | Paid Current | Paid |\n| | | | Current Month | Cumulative | Month | Cumulative | |\n| b. | | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | | | \\$0 | \\$0 | \\$0 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Baker Hostetler LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & ZaudererOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n\n| xv | | | |\n|--------|--|--|--|\n| xvi | | | |\n| xvii | | | |\n| xviii | | | |\n| xix | | | |\n| xx | | | |\n| xxi | | | |\n| xxii | | | |\n| xxiii | | | |\n| xxiv | | | |\n| xxv | | | |\n| xxvi | | | |\n| xxvii | | | |\n| xxviii | | | |\n| xxix | | | |\n| xxx | | | |\n| xxxi | | | |\n| xxxii | | | |\n| xxxiii | | | |\n| xxxiv | | | |\n| xxxv | | | |\n| xxxvi | | | |\n| xxxvii | | | |\n| xxxvii | | | |\n| xxxix | | | |\n| xl | | | |\n| xli | | | |\n| xlii | | | |\n| xliii | | | |\n| xliv | | | |\n| xlv | | | |\n| xlvi | | | |\n| xlvii | | | |\n| xlviii | | | |\n| xlix | | | |\n| l | | | |\n| li | | | |\n| lii | | | |\n| liii | | | |\n| liv | | | |\n| lv | | | |\n| lvi | | | |\n| | | | |\n\n| lvii | | | |\n|--------|--|--|--|\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| lxxix | | | |\n| lxxx | | | |\n| lxxxi | | | |\n| lxxxii | | | |\n| lxxxii | | | |\n| lxxxiv | | | |\n| lxxxv | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxix | | | |\n| xc | | | |\n| xci | | | |\n| xcii | | | |\n| xciii | | | |\n| xciv | | | |\n| xcv | | | |\n| xcvi | | | |\n| xcvii | | | |\n| xcviii | | | |\n| | | | |\n\n## Case 22-50073 Doc 2363 Filed 11/21/23 Entered 11/21/23 20:10:27 Page 8 of 21\n\n| | xcix | | | | | |\n|----------------------------------------------------------------|------|-----|-----|-----|-----|--|\n| | c | | | | | |\n| c.
All professional fees and expenses (debtor & committees) | | \\$0 | \\$0 | \\$0 | \\$0 | |\n\n| Part 6: Postpetition Taxes | | | | Current Month | Cumulative | |\n|----------------------------|----------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|--|\n| a. | | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 | |\n| b. | | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 | |\n| c. | | Postpetition employer payroll taxes accrued | | \\$0 | \\$0 | |\n| d. | | Postpetition employer payroll taxes paid | | \\$0 | \\$0 | |\n| e. | Postpetition property taxes paid | | | \\$0 | \\$0 | |\n| f. | | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 | |\n| g. | | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 | |\n| | | Part 7: Questionnaire - During this reporting period: | | | | |\n| a. | | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | | |\n| b. | | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | | |\n| c. | | Were any payments made to or on behalf of insiders? | Yes | No | | |\n| d. | | Are you current on postpetition tax return filings? | Yes | No | | |\n| e. | | Are you current on postpetition estimated tax payments? | Yes | No | | |\n| f. | | Were all trust fund taxes remitted on a current basis? | Yes | No | | |\n| g. | (if yes, see Instructions) | Was there any postpetition borrowing, other than trade credit? | Yes | No | | |\n| h. | the court? | Were all payments made to or on behalf of professionals approved by | Yes | No
N/A | | |\n| i. | Do you have: | Worker's compensation insurance? | Yes | No | | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) | |\n| | | Casualty/property insurance? | Yes | No | | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) | |\n| | | General liability insurance? | Yes | No | | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) | |\n| j. | | Has a plan of reorganization been filed with the court? | Yes | No | | |\n| k. | | Has a disclosure statement been filed with the court? | Yes | No | | |\n| l. | | Are you current with quarterly U.S. Trustee fees as
set forth under 28 U.S.C. § 1930? | Yes | No | | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages | \\$0 |\n| b. | Gross income (receipts) from self-employment | \\$0 |\n| c. | Gross income from all other sources | \\$0 |\n| d. | Total income in the reporting period (a+b+c) | \\$0 |\n| e. | Payroll deductions | \\$0 |\n| f. | Self-employment related expenses | \\$0 |\n| g. | Living expenses | \\$0 |\n| h. | All other expenses | \\$0 |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 |\n| j. | Difference between total income and total expenses (d-i) | \\$0 |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No |\n| m. | If yes, have you made all Domestic Support Obligation payments? | Yes
No
N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n## **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n11/21/2023\n\n\n\n\n\n\n\nPageFour\n\n| | | | In re Ho Wan Kwok | |\n|--|--|--|-------------------|--|\n|--|--|--|-------------------|--|\n\n**In re** Ho Wan Kwok **Case No.** 22-50073 (JAM) **Debtor Reporting Period:** 10/1/2023 - 10/31/2023\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The\n\nbeginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance\n\non the date the petition was\n\nfiled. Attach the bank statements and a detailed list of all disbursements made during the\n\nreport period that includes\n\nthe date, the check number, the payee, the transaction description, and the amount. A bank reconciliation must\n\nbe attached for each account. [See MOR-1 (CON'T)]\n\n| | Current Month | | Cumulative July 8, 2022 to Date | |\n|---------------------------------------------------------------------|---------------|--------------|---------------------------------|--|\n| | | Actual | Actual | |\n| Cash - Beginning of Month | | | | |\n| RECEIPTS | | | | |\n| Recovered Funds | \\$ | - | \\$
23,321,645.75 | |\n| Funds received from B. Hofmeister Assignee for benefit of creditors | \\$ | - | \\$
38,778,679.26 | |\n| of HCHK pursuant to settlement order | | | | |\n| Clark Hill Settlement | \\$ | - | \\$
499,000.00 | |\n| Retainer Refund (Kercsmar Collins & O'Hara / Lewis Roca) | \\$ | - | \\$
4,544.00 | |\n| | | | | |\n| Yacht Repair Escrow | \\$ | - | \\$
4,000,000.00 | |\n| Adversary Proceeding Interpleader Funds | \\$ | - | \\$
32,923,028.42 | |\n| Refund from AIG | \\$ | - | \\$
71.25 | |\n| Bank Account Interest | \\$ | 311,005.66 | \\$
1,149,082.73 | |\n| Total Receipts | \\$ | 311,005.66 | \\$
100,676,051.41 | |\n| DISBURSEMENTS | | | | |\n| ORDINARY ITEMS: | | | | |\n| Bank Fees | \\$ | 6,992.94 | \\$
26,213.23 | |\n| Fees paid to International Surety Ltd for surety bond renewal | \\$ | - | \\$
152,747.00 | |\n| premium | | | | |\n| Fees paid with respect to Yacht repair invoices out of the Yacht | \\$ | - | \\$
576,895.09 | |\n| Repair Escrow | | | | |\n| Fees paid with respect to Miller Advertising Agency Inc. (English | \\$ | - | \\$
21,140.60 | |\n| Court Publication Notice) | | | | |\n| Fees paid with respect to Dexter White Invoice | \\$ | - | \\$
16,235.00 | |\n| Fees paid with respect to Bridgeport Harbor Marina out of the | \\$ | - | \\$
18,137.64 | |\n| Yacht Repair Escrow | | | | |\n| Fees paid with respect to Safe Harbor out of the Yacht Repair | \\$ | - | | |\n| Escrow | | | \\$
148,287.04 | |\n| Fees paid with respect to Yatchtzoo for operating expenses out of | \\$ | - | \\$
431,604.00 | |\n| | | | | |\n| the Yacht Repair Escrow | | | | |\n| Fees paid with respect to Harneys Corporate Services Limited | \\$ | - | \\$
1,665.00 | |\n| Disbursement paid to JP Reynolds Company Inc. (for customs duty | \\$ | - | \\$
14,965.35 | |\n| and customs bond premium) | | | | |\n| Disbursement paid to James Pizzaruso for pay roll in connection | \\$ | - | \\$
31,026.98 | |\n| with sale of Lady May | | | | |\n| Disbursement paid to AIG for insurance policy premium | \\$ | - | \\$
8,731.00 | |\n| Disbursement paid to B. Hofmeister Assignee for Benefit of | \\$ | - | \\$
76,150.88 | |\n| Creditors of HCHK (for HCHK admin matters and employee | | | | |\n| payments) | | | | |\n| Disbursement paid to RKH IT Solutions (IT Consultant for HCHK | \\$ | 5,200.00 | \\$
11,800.00 | |\n| Assignee) | | | | |\n| Fees paid to SHM Newport Shipyard LLC (for Lady May II Newport | \\$ | - | \\$
3,540.00 | |\n| Boat Show) | | | | |\n| Disbursement paid to R.I. Martine Survey (for Lady May II | \\$ | - | \\$
700.00 | |\n| appraisal) | | | | |\n| Total Ordinary Disbursements | \\$ | 12,192.94 | \\$
1,539,838.81 | |\n| REORGANIZATION ITEMS: | | | | |\n| Professional Fees | | | | |\n| Fees paid with respect to Neubert, Pepe & Monteith PC | \\$ | 132,277.63 | \\$
1,090,448.23 | |\n| | | | | |\n| Fees paid with respect to Paul Hastings LLP | \\$ | 1,620,687.67 | \\$
21,916,263.09 | |\n| Broker fees paid with respect to Edmiston and Company Limited | \\$ | - | \\$
1,157,500.00 | |\n| | | | | |\n| Fees paid with respect to Pullman & Comley, LLC | \\$ | 15,283.60 | \\$
519,388.13 | |\n| Fees paid with respect to Epiq Corporate Restructuring LLC | \\$ | 1,381.90 | \\$
276,691.93 | |\n| Fees paid with respect to Harney Westwood & Riegels LP | \\$ | 392,647.46 | \\$
392,647.46 | |\n| U. S. Trustee Fees | \\$ | - | \\$
119,262.43 | |\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) | |\n|-----------------------------------------------------------------------|-------------------------|----------------|------------------------|\n| Debtor | Reporting Period: | | 10/1/2023 - 10/31/2023 |\n| Other Reorganization Expenses (attach schedule) | \\$
- | \\$ | - |\n| Total Reorganization Items | \\$
2,162,278.26 | \\$ | 25,472,201.27 |\n| | | | |\n| Total Disbursements (Ordinary + Reorganization) | \\$
2,174,471.20 | \\$ | 27,012,040.08 |\n| Financing of Genever Entities | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
7,349.06 | \\$ | 11,220.62 |\n| US invoices for Gallagher Basset Services Inc. (for ATRU and | | | |\n| variance drawings, final inspection and asbestos survey and reporting | | | |\n| work at The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
- | \\$ | 236,452.00 |\n| US counsel fees | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
24,784.58 | \\$ | 24,784.58 |\n| BVI corporate fees (Harneys Corporate Services) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
48,900.00 | \\$ | 48,900.00 |\n| US invoices for ABF Environmental Inc. (for asbestos abatement and | | | |\n| insulation work) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
6,813.12 | \\$ | 6,813.12 |\n| US invoices for Gustav Restoration LLC (for 50% deposit for work at | | | |\n| The Sherry Netherland) | | | |\n| Payment pursuant to DIP Order with respect to financing Genever | \\$
3,380.86 | \\$ | 3,380.86 |\n| US invoices for Acheson Doyle Partners Architects, PC (for apartment | | | |\n| stabilization work at The Sherry Netherland) | | | |\n| Total DIP Financing Items | \\$
91,227.62 | \\$ | 331,551.18 |\n| | | | |\n| Net Cash Flow (Total Receipts - Total Disbursements - DIP | \\$
(1,954,693.16) \\$ | | 73,332,460.15 |\n| Financing) | | | |\n| | | | |\n| Cash - End of Month (Must equal reconciled bank statement) | \\$
73,332,439.55 | \\$ | 73,332,439.55 |\n| | | | |\n| Third Party Disbursements on Behalf of the Estate | | | |\n| None | \\$
- | \\$ | 12,757.00 |\n\n#### **THE FOLLOWING SECTION MUST BE COMPLETED**\n\n**DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
2,174,471.20 |\n|----------------------------------------------------------------------|--------------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$
- |\n| accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
2,174,471.20 |\n| FEES | |\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------- | x | |\n|---------------------------------------------------------|--------|----------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, | :
: | Case No. 22-50073
(JAM) |\n| Debtor. | :
: | |\n| ------------------------------------------------------ | :
x | |\n\n## **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD OCTOBER 1, 2023 THROUGH OCTOBER 31, 2023**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n## **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-14-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n### **Specific Responses**\n\n### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control. Not all cash receipts held by the Trustee as reflected in this MOR have been determined to be\n\n 1 The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\nproperty of the estate at this time. There are various on-going litigations with respect to the funds held by the Trustee, which, if finally determined in a manner adverse to the Trustee, would materially reduce the total amount of cash held by the Trustee at this time. In addition, cash disbursements included here do not reflect payments made pursuant to the *Order (I) Authorizing Chapter 11 Trustee to Extend Financing Pursuant to Bankruptcy Code Section 363, (II) Authorizing Genever US and Genever BVI to Obtain Post-Petition Financing Pursuant to Bankruptcy Code Section 264, (III) Granting Non-Priming Liens and Providing Superpriority Administrative Expense Claims, (IV) Modifying Automatic Stay, and (V) Granting Related Relief*, entered on September 12, 2023 [Dkt. 2193], which authorized the Kwok estate to finance expenses of the Genever entities, which are described in the summary of cash receipts and disbursements.\n\n## Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's professionals. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n\n### Part 3 Responses\n\n7. On June 27, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May [Docket No. 1953].\n\n## Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n### Part 5 Responses\n\n9. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n\n10. The Trustee is aware of a number of professional firms that have provided services to the official committee of unsecured creditors or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n## Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n## Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\n## Part 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\nCase 22-50073 Doc 2363 Filed 11/21/23 Entered 11/21/23 20:10:27 Page 18 of 21\n\nDirect inquiries to: 888 761 -3967\n\n\n\n**ACCOUNT STATEMENT** Page 1 of 2 STARTING DATE: October 01, 2023 ENDING DATE: October 31, 2023 Total days in statement period: 31\n\n( O)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nOur Online Banking & Mobile App are available at your convenience. You can perform many banking transactions from the comfort of your home without having to visit a branch. Visit digital.eastwestbank.com or call 833.468.8356 for details.\n\n# **Standard Business Checking**\n\n| Low balance | Account number
Average balance | \\$286,788.51
\\$326,580.55 | Beginning balance
Total additions
Total subtractions
Ending balance | (1)
( 19) | \\$406,744.57
352.99
120,309.05
\\$286,788.51 |\n|------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------------|------------------------------------------------------------------------------|--------------|------------------------------------------------------|\n| CREDITS
Number
Date
Transaction Description
10-10
Credit Memo | | | REV RDUCIARY COLLATERAL FM 10/03/2023 | | Additions
352.99 |\n| DEBITS | | | | | |\n| Date | Transaction Description | | | | Subtractions |\n| | 10-02 Intl Wire Xfer | HARNEYS CORPORATE SERVICES | | | 24,784.58 |\n| | 10-02 Service Charge | INTL WIRE XFER | | | 50.00 |\n| | 10-03 Debit Memo | FIDUCIARY MAINTENA NCE | | | 25.00 |\n| | 10-03 Debit Memo
10-04 Outgoing Wire | FIDUCIARY COLLATERAL | | | 352.99
5,200.00 |\n| | 10-04 Service Charge | RKH IT SOLUTIONS | | | 40.00 |\n| | 10-04 Outgoing Wire | OUTGOING WIRE | | | 7,349.06 |\n| | 10-04 Service Charge | GALLAGHER BASSETT SERVICES INC. WCD | | | 40.00 |\n| | 10-10 Debit Memo | OUTGOING WIRE | | | 6,507.94 |\n| | 10-13 Outgoing Wire | FIDUCIARY COLLATERAL
ABF ENVIRONMENT IN C | | | 48,900.00 |\n| | 10-13 Service Charge | OUTGOING WIRE | | | 40.00 |\n| | 10-19 Outgoing Wire | EPIQ CORPORATE RESTRUCTURING LLC | | | 1,381.90 |\n| | 10-19 Service Charge | OUTGOING WIRE | | | 40.00 |\n| | 10-19 Outgoing Wire | GUSTAV RESTORATION LLC | | | 6,813.12 |\n| | 10-19 Service Charge | OUTGOING WIRE | | | 40.00 |\n| | 10-19 Outgoing Wire | PULLMAN & COMLEY, LLC | | | 15,283.60 |\n| | 10-19 Service Charge | OUTGOING WIRE | | | 40.00 |\n| 10-31 | Outgoing Wire | ACHESON DOYLE PART NERS ARCHITECTS | | | 3,380.86 |\n| 10-31 | Service Charge | OUTGOING WIRE | | | 40.00 |\n| | | | | | |\n\n111.i EASTWESTBANK / 5~, 9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\nPage 2 of 2 STARTING DATE: October 01, 2023 ENDING DATE: October 31, 2023\n\n### BK EST/HO WAN KWOK DEBTOR\n\n#### **DAILY BALANCES**\n\n| Date | Amount | Date | Amount | Date | Amount |\n|-------|------------|-------|------------|-------|------------|\n| 09-30 | 406,744.57 | 10-04 | 368,902.94 | 10-19 | 290,209.37 |\n| 10-02 | 381,909.99 | 10-10 | 362,747.99 | 10-31 | 286,788.51 |\n| 10-03 | 381,532.00 | 10-13 | 313,807.99 | | |\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n\n\nCase 22-50073 Doc 2363 Filed 11/21/23 Entered 11/21/23 20:10:27 Page 20 of 21\n\nDirect inquiries to: 888 761-3967\n\n\n\n**ACCOUNT STATEMENT** Page 1 of 2 STARTING DATE: October 01, 2023 ENDING DATE: October 31, 2023 Total days in statement period: 31\n\n> Our Online Banking & Mobile App are available at your convenience. You can perform many banking transactions from the comfort of your home without having\n\nto visit a branch. Visit digital.eastwestbank.com or call 833.468.8356 for details.\n\n( **O)**\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\n# **Trustee-Non Vendor MMA**\n\n| Account number
Low balance
Average balance
Interest paid year to date | \\$72,734,645.38
\\$73,739,600.45
\\$149,082.73 | Beginning balance
Total additions
Total subtractions
Ending balance | | \\$74,880,388.14
311,005.66
(1)
145,742.76
2,
(6)
\\$73,045,651.04 |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|---------------|-------------------------------------------------------------------------------------------|\n| CREDITS
Number
Date
1 0-31 | Transaction Description
Interest Credit | | | Additions
311,005.66 |\n| DEBITS
Date
Transaction Description
10-02
Intl Wire Xfer
10-02
Service Charge
10-13
Outgoing Wire
10-13
Service Charge
10-19
Outgoing Wire
10-19
Service Charge | HARNEYwEsTWooo & RIEGELsLP
1NTL w1RE xFER
NEUBERT, PEPE & Mo NTEITH Pc
ouTG01NG w1RE
PAUL HASTINGS LLP
ouTG01NG w1RE | | | Subtractions
-392,647.46
-50.00
-132,277.63
-40.00
-1,620,687.67
-40.00 |\n| DAILY BALANCES
Amount
Date
09-30
74,880,388.14
74,487,690.68
10-02 | Date
10-13
10-19 | Amount
74,355,373.05
72,734,645.38 | Date
10-31 | Amount
73,045,651.04 |\n| INTEREST INFORMATION
Annual percentage yield earned
Average balance for APY | \\$73,739,600.45 | 5.08% Interest-bearing days
Interest earned | | 31
\\$311,005.66 |\n\n\n\nPage 2 of 2 STARTING DATE: October 01, 2023 ENDING DATE: October 31, 2023\n\nBK EST/HO WAN KWOK DEBTOR\n\n#### **OVERDRAFT/RETURN ITEM FEES**\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n","body_zh":"美国破产法院\n\n康涅狄格州联邦地区\n布里奇波特分院\n关于：\nHo Wan Kwok（郭文贵） §\n§\n§ 案号：\n22-50073\n主案案号：\n22-50073\n债务人 § 合并管理\n月度经营报告 第11章\n报告期截止日：\n10/31/2023 申请日期：\n02/15/2022\n待决月数：\n21 行业分类：\n\n0 0\n报告方法： 权责发生制 现金制\n债务人全职雇员（当前）： 0\n债务人全职雇员（截至救济裁定日）： 0\n证明文件（勾选所有随附文件）：\n（对于合并管理的债务人，任何所需附表均须针对每一债务人按非合并基础提供）\n现金收入与支出报表\n经营报表（利润或亏损报表）\n应收账款账龄表\n申请后负债账龄表\n资本资产报表\n向专业人员付款明细表 载明资产、负债及权益（净值）或赤字汇总和明细的资产负债表\n\n- 向内部人士付款明细表\n- 报告期内所有银行对账单及银行调节表\n- 已出售或转让资产的说明及出售或转让条件\n\n/s/ Luc A. Despins\n\n11/21/2023\n\n日期\n\n责任方签名 责任方正楷姓名 地址 Luc A. Despins（吕克·A·德斯平斯），以第11章受托人身份 Paul Hastings LLP（保罗·黑斯廷斯律师事务所） 200 Park Avenue New York, NY 10166\n\n声明：本定期报告与一宗未结破产案件相关；因此，适用《文书工作减少法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n\nUST Form 11-MOR (12/01/2021) 1\n案件 22-50073 文件 2363 提交日期 11/21/23 录入日期 11/21/23 20:10:27 第 2 页，共 21 页\n\n第1部分：现金收入与支出 本月 累计\n\na. 月初现金余额 \\$75,287,133\nb. 总收入（扣除账户之间的转账） \\$311,006 \\$100,676,052\nc. 总支出（扣除账户之间的转账） \\$2,174,471 \\$27,012,040\nd. 月末现金余额（a+b-c） \\$73,423,667\ne. 第三方为破产财产利益所作的支出 \\$0 \\$12,757\nf. 用于计算季度费用的总支出（c+e） \\$2,174,471 \\$27,024,797\n第2部分：资产和负债状况 本月\n（通常不适用于个人债务人。见说明。）\na. 应收账款（扣除准备金后的总额） \\$0\nb. 逾期超过90天的应收账款（扣除准备金后） \\$0\nc. 存货\n（账面价值\n市场价值\n其他\n（附说明）） \\$0\nd. 流动资产总额 \\$0\ne. 资产总额 \\$0\nf. 申请后应付账款（不含税款） \\$0\ng. 逾期的申请后应付账款（不含税款） \\$0\nh. 应付申请后税款 \\$0\ni. 逾期的申请后税款 \\$0\nj. 申请后债务总额（f+h） \\$0\nk. 申请前有担保债务 \\$0\nl. 申请前优先债务 \\$0\nm. 申请前无担保债务 \\$0\nn. 负债（债务）总额（j+k+l+m） \\$0\no. 期末权益／净值（e-n） \\$0\n\n第3部分：已出售或转让的资产 本月 累计\na. 在正常经营过程之外出售／转让资产的现金售价总额 \\$0 \\$23,150,000\nb. 因在正常经营过程之外出售／转让资产而向第三方支付的款项总额 \\$0 \\$1,157,500\nc. 在正常经营过程之外出售／转让资产所得现金净收益（a-b） \\$0 \\$21,992,500\n第4部分：损益表（经营报表） 本月 累计\na. （通常不适用于个人债务人。见说明。）\n毛收入／销售额（扣除退货和折让） \\$0\nb. 销售成本（如适用，包括折旧） \\$0\nc. 毛利润（a-b） \\$0\nd. 销售费用 \\$0\ne. 一般及行政费用 \\$0\nf. 其他费用 \\$0\ng. 折旧及／或摊销（未计入4b） \\$0\nh. 利息 \\$0\ni. 税款（地方、州和联邦） \\$0\nj. 重组项目 \\$0\nk. 利润（亏损） \\$0 \\$0\n案件 22-50073 文件 2363 提交日期 11/21/23 录入日期 11/21/23 20:10:27 第 3 页，共 21 页\n\n第5部分：专业人员费用和开支\n\n核准\n本月 核准\n累计 当月已付\n款项 累计\n已付款项\na. 债务人的专业人员费用及开支（破产）合计 \\$2,162,278 \\$25,352,939 \\$2,162,278 \\$25,352,939\n按律师事务所列示的明细\n事务所名称 角色\ni Neubert, Pepe & Monteith, P.C（纽伯特、佩佩与蒙蒂思专业公司） 当地律师 \\$132,278 \\$1,090,448 \\$132,278 \\$1,090,448\nii Paul Hastings LLP（保罗·黑斯廷斯律师事务所）（counsel to c） 主办律师 \\$1,620,688 \\$21,916,263 \\$1,620,688 \\$21,916,263\niii Brown Rudnick（布朗·拉德尼克律师事务所）（counsel to Ho） 主办律师 \\$0 \\$0 \\$0 \\$0\niv Pullman & Comley, LLC（普尔曼与康利有限责任公司）（coun） 主办律师 \\$15,284 \\$519,388 \\$15,284 \\$519,388\nv Coleman Worldwide Advisors L 其他 \\$0 \\$0 \\$0 \\$0\nvi Dundon Advisors（邓登顾问公司）（UCC financi） 财务专业人员 \\$0 \\$0 \\$0 \\$0\nvii Verdolino & Lowey, PC（韦尔多利诺与洛伊专业公司）（financ） 财务专业人员 \\$0 \\$0 \\$0 \\$0\nviii Harney Westwood & Riegels LP 其他 \\$392,647 \\$392,647 \\$392,647 \\$392,647\nix Paul Wright（保罗·赖特） 其他 \\$0 \\$0 \\$0 \\$0\nx Pallas Partners LLP 其他 \\$0 \\$0 \\$0 \\$0\nxi Edmiston and Company Limited 其他 \\$0 \\$1,157,500 \\$0 \\$1,157,500\nxii Engineering Operations and Cer 其他 \\$0 \\$0 \\$0 \\$0\nxiii Epiq Corporate Restructuring, L 其他 \\$1,382 \\$276,692 \\$1,382 \\$276,692\n\nUST Form 11-MOR (12/01/2021) 4\n\n核准 核准 当月已付 累计\n本月 累计 款项 已付款项\nb. 债务人的专业人员费用及开支（非破产）合计 \\$0 \\$0 \\$0\n按律师事务所列示的明细\n事务所名称 角色\ni Baker Hostetler LLP 其他 \\$0 \\$0 \\$0 \\$0\nii Clayman & Rosenberg LLP 其他 \\$0 \\$0 \\$0 \\$0\niii Ganfer Shore Leeds & Zauderer 其他 \\$0 \\$0 \\$0 \\$0\niv Harcus Parker Ltd. 其他 \\$0 \\$0 \\$0 \\$0\nv LALIVE SA 其他 \\$0 \\$0 \\$0 \\$0\nvi Lawall & Mitchell, LLC 其他 \\$0 \\$0 \\$0 \\$0\nvii Petrillo Klein & Boxer LLP 其他 \\$0 \\$0 \\$0 \\$0\nviii Schulman Bhattacharya, LLC 其他 \\$0 \\$0 \\$0 \\$0\nix The Casper Firm 其他 \\$0 \\$0 \\$0 \\$0\nx The Francis Firm PLLC 其他 \\$0 \\$0 \\$0 \\$0\nxi VX Cerda & Associates 其他 \\$0 \\$0 \\$0 \\$0\n\n案件 22-50073 文件 2363 提交日期 11/21/23 录入日期 11/21/23 20:10:27 第 8 页，共 21 页\n\nc.\n所有专业人员费用和开支（债务人及委员会） \\$0 \\$0 \\$0 \\$0\n\n第6部分：申请后税款 本月 累计\n\na. 应计申请后所得税（地方、州和联邦） \\$0 \\$0\nb. 已付申请后所得税（地方、州和联邦） \\$0 \\$0\nc. 应计申请后雇主工资税 \\$0 \\$0\nd. 已付申请后雇主工资税 \\$0 \\$0\ne. 已付申请后财产税 \\$0 \\$0\nf. 应计申请后其他税款（地方、州和联邦） \\$0 \\$0\ng. 已付申请后其他税款（地方、州和联邦） \\$0 \\$0\n第7部分：问卷——在本报告期间：\na. 是否对申请前债务作出任何付款？（如是，见说明） 是 否\nb. 是否在未经法院批准的情况下，在正常经营过程之外作出任何付款？（如是，见说明） 是 否\nc. 是否向内部人士或代表内部人士作出任何付款？ 是 否\nd. 申请后报税申报是否及时？ 是 否\ne. 申请后预估税付款是否及时？ 是 否\nf. 所有信托基金税款是否均按期缴付？ 是 否\ng. （如是，见说明） 除贸易信贷外，是否有任何申请后借款？ 是 否\nh. 所有向专业人员或代表专业人员作出的付款是否均获法院批准？ 是 否\n不适用\ni. 您是否具有： 工伤保险？ 是 否\n如是，您的保费是否及时缴纳？ 是 否\n不适用 （如否，见说明）\n意外事故／财产保险？ 是 否\n如是，您的保费是否及时缴纳？ 是 否\n不适用 （如否，见说明）\n一般责任保险？ 是 否\n如是，您的保费是否及时缴纳？ 是 否\n不适用 （如否，见说明）\nj. 是否已向法院提交重组计划？ 是 否\nk. 是否已向法院提交披露声明？ 是 否\nl. 您是否按照 28 U.S.C. § 1930 规定，及时缴纳美国受托人季度费用？ 是 否\n\n第8部分：个人第11章债务人（仅适用）\n\na. 工资及薪金的毛收入（收入款项） \\$0\nb. 自营职业的毛收入（收入款项） \\$0\nc. 所有其他来源的毛收入 \\$0\nd. 报告期内总收入（a+b+c） \\$0\ne. 工资扣除额 \\$0\nf. 与自营职业相关的开支 \\$0\ng. 生活开支 \\$0\nh. 所有其他开支 \\$0\ni. 报告期内总开支（e+f+g+h） \\$0\nj. 总收入与总开支之差额（d-i） \\$0\nk. 列明所有逾期申请后债务的总额 \\$0\nl. 您是否被要求支付 11 U.S.C § 101(14A) 所定义的任何家庭扶养义务？ 是\n否\nm. 如是，您是否已支付所有家庭扶养义务款项？ 是\n否\n不适用\n《隐私法声明》\n\n28 U.S.C. § 589b 授权收集该等信息，且根据 11 U.S.C. §§ 704、1106 和 1107，提供该等信息为强制性要求。美国受托人将使用该等信息计算 28 U.S.C. § 1930(a)(6) 规定的法定费用评估。美国受托人还将使用该等信息评估第11章债务人在破产制度中的进展情况，包括重组计划获确认的可能性以及案件是否系以善意进行。该等信息可在履行受托人或审查员职责需要该等信息时，向破产受托人或审查员披露；或者，在该等信息表明已违反或可能违反法律时，向适当的联邦、州、地方、监管、部落或外国执法机构披露。还可为日常目的作出其他披露。关于可能作出的日常披露类型，可查阅美国受托人执行办公室系统记录通知 UST-001，“破产案件档案及相关记录”。见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该通知副本可通过以下链接取得：https://www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供该等信息可能导致您的破产案件被驳回或转换，或美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证处罚的约束下声明，上述月度经营报告及其证明文件真实、正确，且本人已获授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins\n\n责任方签名\n\n第11章受托人\n\n职务 日期\n\nLuc A. Despins（吕克·A·德斯平斯），以第11章受托人身份\n\n责任方正楷姓名\n\n11/21/2023\n\n第四页\n\n关于 Ho Wan Kwok（郭文贵）\n\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM) 债务人 报告期：10/1/2023 - 10/31/2023\n个人债务人现金收入和现金支出\n\n（债务人维持的每个银行账户均须提交本表）\n\n所报告金额应以债务人的账簿为准，而非银行对账单。期初现金应为前一个月的期末现金；如为首次报告，则该金额应为\n\n申请提交之日\n\n的余额。随附银行对账单及一份载明报告期内作出的所有支出的详细清单，该清单包括\n\n日期、支票号码、收款人、交易说明及金额。每个账户均须附具银行对账单。[见 MOR-1（续）]\n\n本月 自 2022年7月8日起至今累计\n\n实际 实际\n月初现金\n收入\n追回资金 $ - $\n23,321,645.75\n根据和解命令从 HCHK 债权人利益受让人 B. Hofmeister（B. 霍夫迈斯特）收到的资金 $ - $\n38,778,679.26\nClark Hill（克拉克·希尔）和解款 $ - $\n499,000.00\n预付费退还款（Kercsmar Collins & O'Hara（克尔斯马尔·柯林斯与奥哈拉）/ Lewis Roca（刘易斯·罗卡）） $ - $\n4,544.00\n\n游艇维修托管款 $ - $\n4,000,000.00\n对抗程序提存资金 $ - $\n32,923,028.42\nAIG（美国国际集团）退款 $ - $\n71.25\n银行账户利息 $ 311,005.66 $\n1,149,082.73\n收入总额 $ 311,005.66 $\n100,676,051.41\n支出\n普通项目：\n银行费用 $ 6,992.94 $\n26,213.23\n支付给 International Surety Ltd（国际担保有限公司）用于续期保证债券保费的费用 $ - $\n152,747.00\n与从游艇维修托管款中支付游艇维修发票有关的费用 $ - $\n576,895.09\n与 Miller Advertising Agency Inc.（米勒广告代理公司）（英国法院公告通知）有关的费用 $ - $\n21,140.60\n与 Dexter White（德克斯特·怀特）发票有关的费用 $ - $\n16,235.00\n与从游艇维修托管款中支付 Bridgeport Harbor Marina（布里奇波特港码头）有关的费用 $ - $\n18,137.64\n与从游艇维修托管款中支付 Safe Harbor（安全港）有关的费用 $ -\n托管款 $\n148,287.04\n与从游艇维修托管款中支付 Yatchtzoo（雅奇祖）运营费用有关的费用 $ - $\n431,604.00\n\n游艇维修托管款\n与 Harneys Corporate Services Limited（哈尼公司服务有限公司）有关的费用 $ - $\n1,665.00\n支付给 JP Reynolds Company Inc.（JP 雷诺兹公司）的支出（用于关税及海关保证债券保费） $ - $\n14,965.35\n支付给 James Pizzaruso（詹姆斯·皮扎鲁索）的支出，用于与出售 Lady May（梅夫人号）有关的工资发放 $ - $\n31,026.98\n支付给 AIG 的保险单保费支出 $ - $\n8,731.00\n支付给 HCHK 债权人利益受让人 B. Hofmeister 的支出（用于 HCHK 行政事务及员工付款） $ - $\n76,150.88\n支付给 RKH IT Solutions（RKH 信息技术解决方案）（HCHK 受让人的 IT 顾问）的支出 $ 5,200.00 $\n11,800.00\n支付给 SHM Newport Shipyard LLC（SHM 纽波特船厂有限责任公司）的费用（用于 Lady May II（梅夫人二号）纽波特船展） $ - $\n3,540.00\n支付给 R.I. Martine Survey（R.I. 马丁勘测公司）的支出（用于 Lady May II 估值） $ - $\n700.00\n普通支出总额 $ 12,192.94 $\n1,539,838.81\n重整项目：\n专业费用\n与 Neubert, Pepe & Monteith PC（纽伯特、佩佩与蒙蒂思专业公司）有关的费用 $ 132,277.63 $\n1,090,448.23\n\n与 Paul Hastings LLP（宝盛律师事务所）有关的费用 $ 1,620,687.67 $\n21,916,263.09\n与 Edmiston and Company Limited（埃德米斯顿有限公司）有关的已付经纪费用 $ - $\n1,157,500.00\n\n与 Pullman & Comley, LLC（普尔曼与康利有限责任公司）有关的费用 $ 15,283.60 $\n519,388.13\n与 Epiq Corporate Restructuring LLC（益博企业重组有限责任公司）有关的费用 $ 1,381.90 $\n276,691.93\n与 Harney Westwood & Riegels LP（哈尼·韦斯特伍德与里格尔斯有限合伙企业）有关的费用 $ 392,647.46 $\n392,647.46\n美国受托人费用 $ - $\n119,262.43\n\n关于 Ho Wan Kwok（郭文贵）案 案号 22-50073 (JAM)\n\n债务人 报告期间： 10/1/2023 - 10/31/2023\n其他重整费用（附具明细表） $\n- $ -\n重整项目总额 $\n2,162,278.26 $ 25,472,201.27\n\n支出总额（普通项目 + 重整项目） $\n2,174,471.20 $ 27,012,040.08\nGenever Entities（Genever 实体）的融资\n根据 DIP 命令，就为 Genever US 提供融资而支付的款项，用于 Gallagher Basset Services Inc.（加拉格尔·巴塞特服务公司）的发票（用于 The Sherry Netherland（谢里-内德兰酒店）的 ATRU 和变更图纸、最终检查及石棉调查和报告工作） $\n7,349.06 $ 11,220.62\n根据 DIP 命令，就为 Genever US 提供融资而支付的款项，用于美国律师费用 $\n- $ 236,452.00\n根据 DIP 命令，就为 Genever BVI 提供融资而支付的款项，用于英属维尔京群岛公司费用（Harneys Corporate Services） $\n24,784.58 $ 24,784.58\n根据 DIP 命令，就为 Genever US 提供融资而支付的款项，用于 ABF Environmental Inc.（ABF 环境公司）的发票（用于石棉清除及绝缘工作） $\n48,900.00 $ 48,900.00\n根据 DIP 命令，就为 Genever US 提供融资而支付的款项，用于 Gustav Restoration LLC（古斯塔夫修复有限责任公司）的发票（用于 The Sherry Netherland 工程的 50% 定金） $\n6,813.12 $ 6,813.12\n根据 DIP 命令，就为 Genever US 提供融资而支付的款项，用于 Acheson Doyle Partners Architects, PC（艾奇逊·道尔合伙建筑师专业公司）的发票（用于 The Sherry Netherland 的公寓稳定工程） $\n3,380.86 $ 3,380.86\nDIP 融资项目总额 $\n91,227.62 $ 331,551.18\n\n净现金流（收入总额－支出总额－DIP 融资） $\n(1,954,693.16) $ 73,332,460.15\n\n月末现金（必须与已核对的银行对账单一致） $\n73,332,439.55 $ 73,332,439.55\n\n代表破产财产的第三方支出\n无 $\n- $ 12,757.00\n以下部分必须填写\n\n用于计算美国受托人季度费用的支出：（来自本月实际栏）\n\n支出总额 $\n2,174,471.20\n\n减：转入其他债务人占有账户的款项 $\n\n加：外部来源代表破产财产作出的支出（即来自托管账户） $\n\n用于计算美国受托人季度费用的支出总额 $\n2,174,471.20\n费用\n美国康涅狄格联邦破产法院布里奇波特分院\n\n------------------------------------------------------- x\n\n关于： ：\n： 第 11 章\nHO WAN KWOK（郭文贵）， ：\n： 案号 22-50073\n(JAM)\n债务人。 ：\n\nx\n2023年10月1日至2023年10月31日期间月度运营报告附件\n\n本附件纳入并构成第 11 章受托人 Luc A. Despins（卢克·A·德斯平斯）月度运营报告（“MOR”）的一部分。\n一般免责声明\n\n1. MOR 采用美国受托人执行办公室于 2021 年颁布的表格。该表格在许多情况下要求即使某一项目不适用，也须为该项目填入数字。该表格亦不允许在答案旁加入说明或星号。因此，按现有呈现方式，某些答复可能不适用或不完整。根据美国受托人办公室的指引，本附件作为 MOR 的组成部分提交。\n\n2. 2022年7月8日，破产法院签署命令，批准任命 Luc A. Despins, Esq. 为第 11 章受托人（“受托人”）。本 MOR 中的信息仅基于自受托人获任命之日起的信息，且仅涉及受托人控制下的银行账户。[1]\n\n3. 受托人保留修改、变更或补充本 MOR，或在未来 MOR 中更新本 MOR 的权利。\n具体答复\n第 1 部分答复\n\n4. 如上所述，该信息仅限于自受托人获任命以来的现金收入和支出，以及受托人控制下的账户。截至目前，本 MOR 所反映的并非所有由受托人持有的现金收入均已被确定为\n\n1 受托人目前正在调查债务人的资产及财务事务（债务人未配合该项调查）。\n\n破产财产。在受托人持有的资金方面存在各种正在进行的诉讼，如最终以对受托人不利的方式作出裁定，将实质性减少受托人目前持有的现金总额。此外，此处所列现金支出未反映根据 2023年9月12日作出的《（I）授权第 11 章受托人根据《破产法》第 363 条延长融资；（II）授权 Genever US 和 Genever BVI 根据《破产法》第 264 条获得破产申请后融资；（III）授予非优先权留置权并提供超优先行政费用请求权；（IV）修改自动中止；及（V）给予相关救济的命令》[Dkt. 2193] 作出的付款；该命令授权 Kwok 破产财产为 Genever 实体的费用提供融资，该等费用载于现金收入和支出摘要中。\n第 2 部分答复\n\n5. 在本部分适用的范围内（债务人为个人），受托人没有足够信息完成本部分。受托人的律师目前正在审查与 2023年2月17日发生的债权申报截止日期相关提交的逾 1,200 项债权证明。\n\n6. 受托人知悉，与受托人专业人员所提供服务有关的若干专业费用及开支已经发生。截至报告期末，某些费用报销的临时申请已获法院根据批准临时费用申请的各种命令，以及根据 2023年8月18日作出的《关于确立受聘专业人员临时报酬和费用报销程序的命令》[Docket No. 2094] 批准。\n第 3 部分答复\n\n7. 2023年6月27日，破产法院作出命令，授权并批准出售 Lady May [Docket No. 1953]。\n第 4 部分答复\n\n8. 在本部分适用的范围内（债务人为个人），受托人没有足够信息完成本部分。\n第 5 部分答复\n\n9. 截至报告期末，某些费用报销的临时申请已获法院根据批准临时费用申请的各种命令，以及根据 2023年8月18日作出的《关于确立受聘专业人员临时报酬和费用报销程序的命令》[Docket No. 2094] 批准。\n\n10. 受托人知悉，有若干专业事务所曾向无担保债权人正式委员会或债务人（在受托人获任命前）提供服务，但其受聘目前尚未获得法院批准。受托人出于谨慎考虑，将其所知悉的该等专业事务所列入 MOR 的本部分，但保留有关该等专业事务所受聘及／或费用支付的一切权利。受托人还指出，债务人可能曾聘用受托人并不知悉的专业人员（在受托人获任命前）。\n第 6 部分答复\n\n11. 受托人并不知悉自其获任命以来的期间内已产生任何破产申请后税款。\n第 7 部分答复\n\n12. 受托人指出，债务人于 2022年4月20日提交了一份第 11 章计划 [Docket No. 197]（“2022年4月计划”），但未就该计划提交或批准任何披露声明。\n第 8 部分答复\n\n13. 受托人没有足够信息答复第 8 部分。\n\n案号 22-50073 文件 2363 于 11/21/23 提交 于 11/21/23 20:10:27 录入 第 18 页，共 21 页\n\n咨询请拨：888 761 -3967\n\n账户对账单 第 1 页，共 2 页 起始日期：October 01, 2023 截止日期：October 31, 2023 对账单期间总天数：31\n\n( O)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\n我们的网上银行和移动应用程序可随时供您使用。您可在家中舒适地办理多项银行交易，无需前往分行。详情请访问 digital.eastwestbank.com 或致电 833.468.8356。\n标准企业支票账户\n\n低余额 账户号码\n平均余额 $286,788.51\n$326,580.55 期初余额\n总增加额\n总减少额\n期末余额 (1)\n( 19) $406,744.57\n352.99\n120,309.05\n$286,788.51\n\n贷记\n\n编号\n日期\n交易说明\n10-10\n贷记通知单 冲回 10/03/2023 的受托抵押品 增加额\n352.99\n\n借记\n\n日期 交易说明 减少额\n10-02 国际电汇转账 HARNEYS CORPORATE SERVICES（Harneys 企业服务公司） 24,784.58\n10-02 服务费 国际电汇转账 50.00\n10-03 借记通知单 受托维护费 25.00\n10-03 借记通知单 5,200.00\n10-04 汇出电汇 受托抵押品 352.99\n10-04 服务费 RKH IT SOLUTIONS（RKH 信息技术解决方案公司） 40.00\n10-04 汇出电汇 汇出电汇 7,349.06\n10-04 服务费 GALLAGHER BASSETT SERVICES INC. WCD（Gallagher Bassett 服务公司 WCD） 40.00\n10-10 借记通知单 汇出电汇 6,507.94\n10-13 汇出电汇 受托抵押品\nABF ENVIRONMENT IN C 48,900.00\n10-13 服务费 汇出电汇 40.00\n10-19 汇出电汇 EPIQ CORPORATE RESTRUCTURING LLC（Epiq 企业重组有限责任公司） 1,381.90\n10-19 服务费 汇出电汇 40.00\n10-19 汇出电汇 GUSTAV RESTORATION LLC（Gustav 修复有限责任公司） 6,813.12\n10-19 服务费 汇出电汇 40.00\n10-19 汇出电汇 PULLMAN & COMLEY, LLC（Pullman & Comley 有限责任公司） 15,283.60\n10-19 服务费 汇出电汇 40.00\n10-31 汇出电汇 ACHESON DOYLE PARTNERS ARCHITECTS（Acheson Doyle Partners 建筑师事务所） 3,380.86\n10-31 服务费 汇出电汇 40.00\n\nEASTWESTBANK（华美银行）/ 5~, 9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n第 2 页，共 2 页 起始日期：October 01, 2023 结束日期：October 31, 2023\nBK EST/HO WAN KWOK（郭文贵）债务人\n每日余额\n\n日期 金额 日期 金额 日期 金额\n\n09-30 406,744.57 10-04 368,902.94 10-19 290,209.37\n10-02 381,909.99 10-10 362,747.99 10-31 286,788.51\n10-03 381,532.00 10-13 313,807.99\n透支/退回项目费用\n\n本期合计 年初至今合计\n\n透支费用合计 \\$0.00 \\$0.00\n退回项目费用合计 \\$0.00 \\$0.00\n\n案件 22-50073 文件 2363 提交日期 11/21/23 录入日期 11/21/23 20:10:27 第 20 页，共 21 页\n\n咨询请直接致电：888 761-3967\n\n账户对账单 第 1 页，共 2 页 起始日期：October 01, 2023 结束日期：October 31, 2023 对账单期间总天数：31\n\n我们的网上银行和移动应用程序可供您随时使用。您无需前往分行，在家中即可办理多项银行交易。欲知详情，请访问 digital.eastwestbank.com 或致电 833.468.8356。\n\n( O)\n\nBK EST/HO WAN KWOK（郭文贵）债务人 LUC A DESPINS（卢克·A·德斯平斯），第 11 章受托人 案件编号 #22-50073 转交 PAUL HASTINGS LLP（保罗·黑斯廷斯有限责任合伙律师事务所） 200 PARK AVE NEW YORK NY 10166-0005\n受托人—非供应商 MMA\n\n账户号码\n最低余额\n平均余额\n本年度至今已付利息 \\$72,734,645.38\n\\$73,739,600.45\n\\$149,082.73 期初余额\n增加额合计\n减少额合计\n期末余额 \\$74,880,388.14\n311,005.66\n(1)\n145,742.76\n2,\n(6)\n\\$73,045,651.04\n\n贷记\n\n编号\n日期\n10-31 交易说明\n利息贷记 增加额\n311,005.66\n\n借记\n\n日期\n交易说明\n10-02\n国际电汇转账\n10-02\n服务费\n10-13\n汇出电汇\n10-13\n服务费\n10-19\n汇出电汇\n10-19\n服务费 HARNEY WESTWOOD & RIEGELS LP（Harney Westwood & Riegels 有限合伙企业）\n国际电汇转账\nNEUBERT, PEPE & MONTEITH PC（Neubert、Pepe & Monteith 专业公司）\n汇出电汇\nPAUL HASTINGS LLP（保罗·黑斯廷斯有限责任合伙律师事务所）\n汇出电汇 减少额\n-392,647.46\n-50.00\n-132,277.63\n-40.00\n-1,620,687.67\n-40.00\n\n每日余额\n\n金额\n日期\n09-30\n74,880,388.14\n74,487,690.68\n10-02 日期\n10-13\n10-19 金额\n74,355,373.05\n72,734,645.38 日期\n10-31 金额\n73,045,651.04\n\n利息信息\n\n已赚取年收益率\nAPY 的平均余额 \\$73,739,600.45 5.08% 计息天数\n已赚取利息 31\n\\$311,005.66\n\n第 2 页，共 2 页 起始日期：October 01, 2023 结束日期：October 31, 2023\n\nBK EST/HO WAN KWOK（郭文贵）债务人\n透支/退回项目费用\n\n本期合计 年初至今合计\n\n透支费用合计 \\$0.00 \\$0.00\n退回项目费用合计 \\$0.00 \\$0.00","key_entities":["Kwok","Ho Wan Kwok","Despins","Paul Hastings","HCHK"],"ecf_references":[{"doc_number":2193,"court":"CTB"}],"word_count":6894,"status":"published","published_at":"2023-11-21 00:00:00","created_at":"2023-11-21","updated_at":"2026-08-23 21:23:26"}