{"id":"court_ctb_2568_3","court":"CTB","case_no":"22-50073","doc_number":2568,"sub_number":3,"doc_type":"ORDER","filed_date":"2024-02-05","title":"| ---------------------------------------------------------------X | |--------------------------------------------------","summary_zh":"证据附件 —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #2568-3（2024-02-05立案）。Bryan Ha 声明书的附件 C，系法治基金（Rule of Law Foundation III, Inc.）于 2022 年 10 月 11 日就第 11 章受托人 Luc A. Despins 的第 2004 条调查传票所作出的正式答复与异议。","summary_en":"Exhibit — In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB No. 22-50073, ECF #2568-3 (filed Feb 5, 2024). Exhibit C to Bryan Ha's declaration, containing Rule of Law Foundation III, Inc.'s formal responses and objections dated October 11, 2022, to the Rule 2004 document subpoena issued by Chapter 11 Trustee Luc A. Despins.","body_en":"| ---------------------------------------------------------------X |\n|------------------------------------------------------------------|\n| DISTRICT OF CONNECTICUT                                          |\n| UNITED STATES BANKRUPTCY COURT                                   |\n|                                                                  |\n\nIn re: Chapter 11\n\nHO WAN KWOK, Case No. 22-50073 (JAM)\n\nDebtor. ---------------------------------------------------------------X\n\n## **RULE OF LAW FOUNDATION III, INC.'S RESPONSES AND OBJECTIONS TO RULE 2004 SUBPOENA**\n\nRule of Law Foundation III, Inc. (\"ROLF\"), by its attorneys, the Law Office of Richard E. Signorelli, hereby responds and objects to the requests for documents set forth in the Fed. R. Bankr. P. 2004 subpoena issued by the Chapter 11 Trustee Luc A. Despins (\"Trustee\")\n\nto ROLF dated August 19, 2022, in connection with the above-captioned matter.\n\n## **GENERAL RESERVATIONS**\n\nThe responses herein are based on information and documents presently available to ROLF. If subsequent investigation or preparation reveals additional information or documents with respect to these responses, ROLF expressly reserves the right to later correct, clarify, amend, and supplement these responses.\n\n## **GENERAL OBJECTIONS**\n\nROLF reserves all objections with respect to competency, relevancy, materiality, and admissibility, as well as the right to interpose additional objections and to move for an appropriate protective order in the event additional investigation and preparation develop further information with respect to any of the responses herein. The responses are without waiver of, or prejudice to, any such objections or rights. ROLF further reserves its rights to object to the use of any responses herein in any subsequent administrative or judicial proceeding.\n\n## Case 22-50073 Doc 2568-3 Filed 02/05/24 Entered 02/05/24 16:29:39 Page 2 of 12\n\nIn addition to the general reservations set forth above and to the specific objections separately set forth in response to certain document requests, each of the document requests and their responses are subject to the following general objections:\n\nA) ROLF objects to any document request to the extent it is overly broad and/or purports to seek information that is not related to the subject matter of this proceeding.\n\nB) ROLF objects to any document request to the extent it is unduly or unnecessarily burdensome, unreasonable, oppressive, and/or vexatious.\n\nC) ROLF objects to any document request to the extent that it may purport to require disclosure of communications, information or documents that are protected from disclosure on the basis of the attorney-client privilege, the work product doctrine, having been prepared or elicited for or in anticipation of litigation and/or trial, or any other applicable privileges or protections. By responding to the document requests, ROLF does not waive, and preserves, all applicable privileges and protections.\n\nD) Inadvertent production of any information or document which is privileged, protected by the work product doctrine, was prepared or elicited for or in anticipation of litigation and/or trial, or is otherwise immune from disclosure, shall not constitute a waiver of any privilege or of any other ground for objecting to disclosure with respect to that information or document, or its subject matter, or of ROLF's right to object to the use of any such information or document during any administrative or judicial proceeding.\n\nE) ROLF objects to any document request to the extent it seeks disclosure of confidential, proprietary, or sensitive business and/or personal information and/or documents protected from disclosure by law, court order, or any agreement with respect to confidentiality or\n\n2\n\nnon-disclosure.\n\nF) ROLF objects to any document request to the extent that it is vague, ambiguous, or does not specify the documents sought with sufficient particularity.\n\nG) ROLF objects to any document request to the extent that it seeks documents equally available to, or already in the possession of the Trustee.\n\nH) ROLF objects to any document request to the extent that it seeks documents outside ROLF's possession, custody or control.\n\nI) ROLF objects to any document request to the extent that it seeks documents which ROLF cannot be held responsible for producing.\n\nJ) ROLF objects to any document request to the extent that it requests the disclosure of information or documents that are irrelevant and is not reasonably calculated to lead to the discovery of relevant and admissible evidence.\n\nK) ROLF obects to any document request to the extent that it is not proportional to the needs of the case.\n\nSubject to the foregoing general objections and reservations, each of which shall be expressly deemed incorporated into each response below, ROLF responds as follows to each of the document requests by like-numbered paragraph:\n\n## **DOCUMENT REQUESTS**\n\n## Document Request No. 1\n\nAll Documents regarding any income or Asset of the Debtor, the Debtor's estate, or an Associated Entity.\n\n# Response to Document Request No. 1\n\nROLF objects to this document request because it is vague, ambiguous, overly broad, and unduly\n\nburdensome. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the enclosed document production.\n\n# Document Request No. 2\n\nAll Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n## Response to Document Request No. 2\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLF answers this request, in part and in substance, as follows: ROLF does not\n\nhave any document responsive to this request.\n\n# Document Request No. 3\n\nAll documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n## Response to Document Request No. 3\n\nROLF objects to this document request because it is vague, ambiguous, overly broad, and unduly burdensome. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the enclosed document production.\n\n## Document Request No. 4\n\nAll Documents regarding any investment, business dealing or transactions made by, with, or on behalf of the Debtor.\n\n## Response to Document Request No. 4\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF does not have any document responsive to this request.\n\n## Document Request No. 5\n\nAll Communications with the Debtor, and Documents related to Communications with the Debtor, related to the operation, management, or decision-making of any Entity, including without limitation the Associated Entities.\n\n## Response to Document Request No. 5\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the enclosed document production.\n\n### Document Request No. 6\n\nAll Documents regarding any Transfer, investment, or other transaction or business dealing made to, by, or with the Debtor, the Debtor's Family, or an Associated Entity.\n\n## Response to Document Request No. 6\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the enclosed document production.\n\n## Document Request No. 7\n\nAll documents regarding any property ever occupied or used by the Debtor, including without limitation the *Lady May*; the Sherry Netherland Hotel/Condominium; the residential property located in Greenwich, Connecticut at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut at 33 Ferncliff Rd.; and the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.\n\n## Response to Document Request No. 7\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. ROLF further objects to this request because it assumes facts that have not been established. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF does not have any document responsive to this request.\n\n# 12\n\n# Document Request No. 8\n\nAll Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n## Response to Document Request No. 8\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLF answers this request, in part and in substance, as follows: ROLF does not\n\nhave any document responsive to this request.\n\n# Document Request No. 9\n\nAll Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM and any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n# Response to Document Request No. 9\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLF answers this request, in part and in substance, as follows: ROLF does not\n\nhave any document responsive to this request.\n\n# Document Request No. 10\n\nAll Documents regarding any gifts, benefits or loans, to, from or on behalf of the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities, including without limitation Documents sufficient to show the amount of such gifts, benefits, or loans; the purposes for which such gifts, benefits, or loans were used; when the gifts, benefits, or loans were provided; and the terms of any loans, all representations and warranties made in connection with any loans, the interest rate on any loans, and all evidence of payments of any loans.\n\n## Response to Document Request No. 10\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the enclosed document production.\n\n## Document Request No. 11\n\nAll Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of the Debtor, the Debtor's Estate, the Debtor's Family, or an Associated Entity, including without limitation Documents sufficient to show when the trust(s) was created, by whom it was created, for whose benefit it was created, and the corpus of the trust.\n\n# Response to Document Request No. 11\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLF answers this request, in part and in substance, as follows: ROLF does not\n\nhave any document responsive to this request.\n\n## Document Request No. 12\n\nAll Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternate dispute resolution entity.\n\n## Response to Document Request No. 12\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLF answers this request, in part and in substance, as follows: ROLF does not have any document responsive to this request.\n\nDocument Request No. 13\n\nAll Documents and communications between any of your outside counsel or other advisors and the Debtor.\n\n# Response to Document Request No. 13\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLF answers this request, in part and in substance, as follows: ROLF does not\n\nhave any document responsive to this request.\n\n# Document Request No. 14\n\nDocuments sufficient to show all of Your Assets and sources of income or funding.\n\n## Response to Document Request No. 14\n\nROLF objects to this document request because it is vague, ambiguous, overly broad, and unduly burdensome. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the enclosed document production.\n\n## Document Request No. 15\n\nFor all Assets identified in response to Request [13] having a value of more than \\$50,000, all (i) Documents related to Your acquisition of such Asset and (ii) Communications with the Debtor or the Debtor's Family regarding such Asset.\n\n#### Response to Document Request No. 15\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF does not have any document responsive to this request.\n\nDocument Request No. 16\n\nCopies of Your tax returns.\n\n#### Response to Document Request No. 16\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the enclosed document production.\n\n#### Document Request No. 17\n\nDocuments sufficient to show all bank accounts and investment accounts within Your possession or control, including the balances of and transfers to and from each account.\n\n#### Response to Document Request No. 17\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. ROLF further objects to this document request because it seek documents and information that is not relevant and is not reasonably calculated to lead to the discovery of relevant and admissible evidence. ROLF\n\nfurther objects to this document request because it is unduly or unnecessarily burdensome,\n\nunreasonable, oppressive, and/or vexatious, and is not proportional to the needs of this case.\n\n### Document Request No. 18\n\nAll Documents regarding any credit cards used by You, including without limitation monthly statements or other Documents sufficient to show all purchases related thereto for the benefit of the Debtor or an Associated Entity.\n\n# Response to Document Request No. 18\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLF answers this request, in part and in substance, as follows: ROLF does not\n\nhave any document responsive to this request.\n\n## Document Request No. 19\n\nAll corporate governance and organizational Documents, including without limitations by-laws and certificates of incorporation and other Documents sufficient to show Your corporate structure, names of officers and directors, business purpose, and relationship to the Debtor or to any member of the Debtor's Family.\n\n## Response to Document Request No. 19\n\nROLF objects to this document request because it is vague, ambiguous, and overly broad. ROLF further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLF answers this request, in part and in substance, as follows: ROLF refers the Trustee to the\n\nenclosed document production.\n\nDated: New York, New York October 11, 2022\n\n> LAW OFFICE OF RICHARD E. SIGNORELLI By: /s/ Richard E. Signorelli\n\n> > /s/ Bryan Ha \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Richard E. Signorelli\n\nBryan Ha 52 Duane Street, 7th Floor New York, NY 10007 Telephone: 917 750 8842 Facsimile: 212 254 1396 richardsignorelli@gmail.com bhanyc@gmail.com www.nycjd.com\n\nAttorneys for Rule of Law Foundation III, Inc.","body_zh":"康涅狄格区（District of Connecticut）\n美国破产法院（United States Bankruptcy Court）\n\n关于：第 11 章\n\nHO WAN KWOK（郭文贵），案号：22-50073 (JAM)\n\n债务人。 ---------------------------------------------------------------X\n法治基金三号公司（RULE OF LAW FOUNDATION III, INC.）对破产程序第 2004 条传票的答复与异议\n\n法治基金三号公司（Rule of Law Foundation III, Inc.，简称“ROLF”），由其代理律师理查德·E·西诺雷利律师事务所（Law Office of Richard E. Signorelli），特此对第 11 章受托人 Luc A. Despins（卢克·A·德斯平斯，简称“受托人”）就上述案件于 2022 年 8 月 19 日向 ROLF 发出的《联邦破产诉讼程序规则》（Fed. R. Bankr. P.）第 2004 条传票中所列的文件调取请求作出答复并提出异议。\n\n一般保留权利\n\n本答复基于 ROLF 目前可获取的信息和文件作出。如果后续的调查或准备工作揭示了与这些答复相关的更多信息或文件，ROLF 明确保留日后更正、澄清、修改和补充这些答复的权利。\n\n一般异议\n\nROLF 保留对证据资格、相关性、实质性和可采性提出异议的所有权利，并保留在进一步调查和准备过程中发现涉及本答复的更多信息时提出额外异议及申请适当保护令的权利。本答复不构成对任何此类异议或权利的放弃或损害。ROLF 进一步保留对在随后的任何行政或司法程序中使用本答复提出异议的权利。\n\nCase 22-50073 Doc 2568-3 Filed 02/05/24 Entered 02/05/24 16:29:39 Page 2 of 12\n\n除上述一般保留权利以及在针对特定文件调取请求的答复中分别提出的具体异议外，每一项文件调取请求及其答复均受下列一般异议的约束：\n\nA) ROLF 对任何文件调取请求提出异议，范围涵盖其过于宽泛和/或意图索取与本案诉讼程序标的无关的信息的部分。\n\nB) ROLF 对任何文件调取请求提出异议，范围涵盖其造成不当或不必要的负担、不合理、压迫性和/或无理纠缠的部分。\n\nC) ROLF 对任何文件调取请求提出异议，范围涵盖其可能意图要求披露受律师-委托人特权、律师工作成果原则保护，或为诉讼和/或审判或因预期诉讼和/或审判而准备或获取的通讯、信息或文件，以及受任何其他适用的特权或保护涵盖的内容。通过对文件调取请求作出答复，ROLF 不放弃并保留所有适用的特权和保护。\n\nD) 无意中提供任何享有特权、受律师工作成果原则保护、为诉讼和/或审判或因预期诉讼和/或审判而准备或获取，或在其他方面豁免披露的信息或文件，不构成对任何特权或对该信息或文件或其主题提出披露异议的任何其他理由的放弃，亦不构成对 ROLF 在任何行政或司法程序中反对使用任何此类信息或文件的权利的放弃。\n\nE) ROLF 对任何文件调取请求提出异议，范围涵盖其要求披露受法律、法院命令或任何关于保密或不披露的协议保护而免于披露的机密、专有或敏感的商业和/或个人信息和/或文件的部分。\n\nF) ROLF 对任何文件调取请求提出异议，范围涵盖其含糊不清、模棱两可或未以足够的明确性指明所索取文件的部分。\n\nG) ROLF 对任何文件调取请求提出异议，范围涵盖其索取受托人同样可以获取或已经由受托人占有的文件的部分。\n\nH) ROLF 对任何文件调取请求提出异议，范围涵盖其索取超出 ROLF 占有、保管或控制范围的文件之部分。\n\nI) ROLF 对任何文件调取请求提出异议，范围涵盖其索取不能要求 ROLF 承担提供责任的文件之部分。\n\nJ) ROLF 对任何文件调取请求提出异议，范围涵盖其要求披露不相关且不能合理预期会导致发现相关且具有可采性证据的信息或文件的部分。\n\nK) ROLF 对任何文件调取请求提出异议，范围涵盖其与本案需求不成比例的部分。\n\n在受前述一般异议和保留权利（且每一项均明确视为纳入以下各项答复中）约束的前提下，ROLF 针对各编号段落的文件调取请求分别答复如下：\n\n文件调取请求\n\n文件调取请求第 1 项\n\n所有关于债务人、债务人财产（estate）或关联实体的任何收入或资产的文件。\n\n对文件调取请求第 1 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可、过于宽泛且造成不当负担。ROLF 进一步对该文件调取请求提出异议，范围涵盖其要求披露机密、专有和/或敏感的商业或个人信息的部分。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 请受托人参阅随附提供的文件。\n\n文件调取请求第 2 项\n\n所有与债务人的财务状况及其对债权人的债务相关的文件，包括但不限于所有与规避偿还此类债务的任何企图相关的文件，以及所有与本次或任何其他实际或潜在的破产或类似无力偿债程序相关的文件。\n\n对文件调取请求第 2 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可且过于宽泛。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 没有响应该请求的文件。\n\n文件调取请求第 3 项\n\n所有关于与债务人、债务人财产、债务人家属、关联实体或关联个人相关的任何资产负债表、银行对账单、账户对账单、财务报表、账户明细表、电汇指示和/或确认函、资金证明、大额存单、持仓证明、投资组合摘要或类似文件，包括但不限于足以显示向上述任何主体进行的所有转账（Transfers）的所有文件。\n\n对文件调取请求第 3 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可、过于宽泛且造成不当负担。ROLF 进一步对该文件调取请求提出异议，范围涵盖其要求披露机密、专有和/或敏感的商业或个人信息的部分。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 请受托人参阅随附提供的文件。\n\n文件调取请求第 4 项\n\n所有关于由债务人进行的、与债务人进行的或代表债务人进行的任何投资、商业往来或交易的文件。\n\n对文件调取请求第 4 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可且过于宽泛。ROLF 进一步对该文件调取请求提出异议，范围涵盖其要求披露机密、专有和/或敏感的商业或个人信息的部分。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 没有响应该请求的文件。\n\n文件调取请求第 5 项\n\n所有与债务人的通讯，以及与同债务人的通讯相关的、涉及任何实体（包括但不限于各关联实体）的运营、管理或决策的文件。\n\n对文件调取请求第 5 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可且过于宽泛。ROLF 进一步对该文件调取请求提出异议，范围涵盖其要求披露机密、专有和/或敏感的商业或个人信息的部分。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 请受托人参阅随附提供的文件。\n\n文件调取请求第 6 项\n\n所有关于向债务人、债务人家属或关联实体进行的，或由其进行的，或与其进行的任何转账、投资或其他交易或商业往来的文件。\n\n对文件调取请求第 6 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可且过于宽泛。ROLF 进一步对该文件调取请求提出异议，范围涵盖其要求披露机密、专有和/或敏感的商业或个人信息的部分。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 请受托人参阅随附提供的文件。\n\n文件调取请求第 7 项\n\n所有关于债务人曾占用或使用的任何财产的文件，包括但不限于 Lady May 号游艇；雪梨荷兰酒店/公寓（Sherry Netherland Hotel/Condominium）；位于康涅狄格州格林威治塔科尼克路 373 号（373 Taconic Rd.）的住宅物业；位于康涅狄格州格林威治芬克利夫路 33 号（33 Ferncliff Rd.）的住宅物业；以及位于康涅狄格州威尔顿诺德山路 354 号（354 Nod Hill Rd.）的住宅物业。\n\n对文件调取请求第 7 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可且过于宽泛。ROLF 进一步对该文件调取请求提出异议，范围涵盖其要求披露机密、专有和/或敏感的商业或个人信息的部分。ROLF 进一步对该请求提出异议，因其预设了尚未确立的事实。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 没有响应该请求的文件。\n\n文件调取请求第 8 项\n\n所有与债务人、债务人家属或关联实体在 2020 年 7 月前后或任何其他时间在原油期货或任何类似大宗商品方面的任何投资或交易相关的文件，包括但不限于与 Jiang Yunfu Be（蒋云富）就任何此类投资或交易进行的通讯。\n\n对文件调取请求第 8 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可且过于宽泛。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 没有响应该请求的文件。\n\n文件调取请求第 9 项\n\n所有与债务人拥有、控制或使用的任何航空器相关的文件，包括但不限于机尾编号为 T7-GQM 的航空器及在圣马力诺注册的任何其他航空器，包括但不限于显示该航空器执飞的航班及机上人员的所有登记文件和航班舱单的副本。\n\n对文件调取请求第 9 项的答复\n\nROLF 对该文件调取请求提出异议，因其含糊不清、模棱两可且过于宽泛。在不损害前述异议并受上述所有一般异议和保留权利约束的前提下，ROLF 对该请求作出部分且实质性的回答如下：ROLF 没有响应该请求的文件。\n\n文件调取请求第 10 项\n\n关于向债务人（Debtor）、债务人破产财产（Debtor's Estate）、债务人家属（Debtor's Family）或关联实体（Associated Entities）提供、由其提供或代表其提供的任何赠与、利益或贷款的所有文件，包括但不限于足以显示以下内容的文件：该等赠与、利益或贷款的金额；使用该等赠与、利益或贷款的目的；提供赠与、利益或贷款的时间；以及任何贷款的条款、就任何贷款作出的所有陈述与保证、任何贷款的利率，以及任何贷款还款的所有证据。\n\n对文件调取请求第 10 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。在寻求披露机密、专有和/或敏感商业或个人信息的范围内，ROLF 进一步对此文件调取请求提出异议。在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 请受托人（Trustee）查阅随附提交的文件。\n\n文件调取请求第 11 号\n\n关于由债务人、债务人破产财产、债务人家属或关联实体设立、代表其设立或为其利益设立的任何信托或类似法律工具的所有文件，包括但不限于足以显示信托何时设立、由谁设立、为谁的利益设立以及信托财产本金的文件。\n\n对文件调取请求第 11 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。\n\n在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 没有与该请求对应的任何文件。\n\n文件调取请求第 12 号\n\n与涉及债务人的任何法律争议相关的任何义务、索赔、责任或债务有关的所有文件，包括但不限于在任何地方、州、联邦或国际机构（无论是行政机构、法院、仲裁组或争议替代解决实体）进行的任何诉讼有关的文件。\n\n对文件调取请求第 12 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。\n\n在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 没有与该请求对应的任何文件。\n\n文件调取请求第 13 号\n\n贵方的任何外部律师或其他顾问与债务人之间的所有文件和通讯记录。\n\n对文件调取请求第 13 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。\n\n在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 没有与该请求对应的任何文件。\n\n文件调取请求第 14 号\n\n足以显示贵方的所有资产以及收入或资金来源的文件。\n\n对文件调取请求第 14 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义、过于宽泛且造成不当负担。在寻求披露机密、专有和/或敏感商业或个人信息的范围内，ROLF 进一步对此文件调取请求提出异议。在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 请受托人查阅随附提交的文件。\n\n文件调取请求第 15 号\n\n针对回应请求第 [13] 项中确定的价值超过 $50,000 的所有资产，提供所有 (i) 与贵方取得该资产有关的文件，以及 (ii) 与债务人或债务人家属就该资产进行的通讯记录。\n\n对文件调取请求第 15 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。在寻求披露机密、专有和/或敏感商业或个人信息的范围内，ROLF 进一步对此文件调取请求提出异议。在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 没有与该请求对应的任何文件。\n\n文件调取请求第 16 号\n\n贵方纳税申报表的副本。\n\n对文件调取请求第 16 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 请受托人查阅随附提交的文件。\n\n文件调取请求第 17 号\n\n足以显示贵方占有或控制的所有银行账户和投资账户的文件，包括各账户的余额以及进出转账记录。\n\n对文件调取请求第 17 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。在寻求披露机密、专有和/或敏感商业或个人信息的范围内，ROLF 进一步对此文件调取请求提出异议。ROLF 进一步对此文件调取请求提出异议，理由是其寻求不具有相关性且无法合理推导出可导致发现相关且可采信证据的文件和信息。ROLF 进一步对此文件调取请求提出异议，理由是其造成不当或不必要的负担、不合理、具有压迫性和/或无理取闹，且与本案的需求不成比例。\n\n文件调取请求第 18 号\n\n关于贵方使用的任何信用卡的所有文件，包括但不限于月度账单或其他足以显示为债务人或关联实体的利益而进行的所有相关购买的文件。\n\n对文件调取请求第 18 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。\n\n在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 没有与该请求对应的任何文件。\n\n文件调取请求第 19 号\n\n所有公司治理和组织文件，包括但不限于公司章程（by-laws）和公司设立证书（certificates of incorporation）以及其他足以显示贵方公司结构、高管和董事姓名、经营目的以及与债务人或债务人家属任何成员之间关系的文件。\n\n对文件调取请求第 19 号的回应\n\nROLF 对此文件调取请求提出异议，理由是其含糊、歧义且过于宽泛。在寻求披露机密、专有和/或敏感商业或个人信息的范围内，ROLF 进一步对此文件调取请求提出异议。在不损害前述异议并受限于上文列出的所有一般异议和保留的前提下，ROLF 就该请求作出部分且实质性的回答如下：ROLF 请受托人查阅随附提交的文件。\n\n日期：纽约州纽约市 2022年10月11日\n\nLAW OFFICE OF RICHARD E. SIGNORELLI（理查德·E·西格诺雷利律师事务所）\n签署人：/s/ Richard E. Signorelli\n/s/ Bryan Ha\nRichard E. Signorelli（理查德·E·西格诺雷利）\nBryan Ha（布莱恩·哈）\n52 Duane Street, 7th Floor\nNew York, NY 10007\n电话：917 750 8842\n传真：212 254 1396\nrichardsignorelli@gmail.com\nbhanyc@gmail.com\nwww.nycjd.com\n\nRule of Law Foundation III, Inc.（法治基金三号公司）代理律师","key_entities":["Je","Guo","CIPA","Kwok","Ho Wan Kwok","Despins"],"ecf_references":[],"word_count":3007,"status":"published","published_at":"2024-02-05 00:00:00","created_at":"2024-02-05","updated_at":"2026-08-23 13:32:59"}