{"id":"court_ctb_2568_4","court":"CTB","case_no":"22-50073","doc_number":2568,"sub_number":4,"doc_type":"ORDER","filed_date":"2024-02-05","title":"| ---------------------------------------------------------------X |  | |-----------------------------------------------","summary_zh":"证据附件 —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #2568-4（2024-02-05立案）。Bryan Ha 声明书的附件 D，系法治社会（Rule of Law Society IV, Inc.）于 2022 年 10 月 11 日就第 11 章受托人 Luc A. Despins 的第 2004 条调查传票所作出的正式答复与异议。","summary_en":"Exhibit — In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB No. 22-50073, ECF #2568-4 (filed Feb 5, 2024). Exhibit D to Bryan Ha's declaration, containing Rule of Law Society IV, Inc.'s formal responses and objections dated October 11, 2022, to the Rule 2004 document subpoena issued by Chapter 11 Trustee Luc A. Despins.","body_en":"| ---------------------------------------------------------------X |  |\n|------------------------------------------------------------------|--|\n| DISTRICT OF CONNECTICUT                                          |  |\n| UNITED STATES BANKRUPTCY COURT                                   |  |\n|                                                                  |  |\n\nIn re: Chapter 11\n\nHO WAN KWOK, Case No. 22-50073 (JAM)\n\nDebtor. ---------------------------------------------------------------X\n\n# **RULE OF LAW SOCIETY IV, INC.'S RESPONSES AND OBJECTIONS TO RULE 2004 SUBPOENA**\n\nRule of Law Society IV, Inc. (\"ROLS\"), by its attorneys, the Law Office of\n\nRichard E. Signorelli, hereby responds and objects to the requests for documents set forth in the Fed. R. Bankr. P. 2004 subpoena issued by the Chapter 11 Trustee Luc A. Despins (\"Trustee\") to ROLS dated August 19, 2022, in connection with the above-captioned matter.\n\n# **GENERAL RESERVATIONS**\n\nThe responses herein are based on information and documents presently available to ROLS. If subsequent investigation or preparation reveals additional information or documents with respect to these responses, ROLS expressly reserves the right to later correct, clarify, amend, and supplement these responses.\n\n# **GENERAL OBJECTIONS**\n\nROLS reserves all objections with respect to competency, relevancy, materiality, and admissibility, as well as the right to interpose additional objections and to move for an appropriate protective order in the event additional investigation and preparation develop further information with respect to any of the responses herein. The responses are without waiver of, or prejudice to, any such objections or rights. ROLS further reserves its rights to object to the use of any responses herein in any subsequent administrative or judicial proceeding.\n\nIn addition to the general reservations set forth above and to the specific\n\n#### Case 22-50073 Doc 2568-4 Filed 02/05/24 Entered 02/05/24 16:29:39 Page 2 of 12\n\nobjections separately set forth in response to certain document requests, each of the document requests and their responses are subject to the following general objections:\n\nA) ROLS objects to any document request to the extent it is overly broad and/or purports to seek information that is not related to the subject matter of this proceeding.\n\nB) ROLS objects to any document request to the extent it is unduly or unnecessarily burdensome, unreasonable, oppressive, and/or vexatious.\n\nC) ROLS objects to any document request to the extent that it may purport to require disclosure of communications, information or documents that are protected from disclosure on the basis of the attorney-client privilege, the work product doctrine, having been prepared or elicited for or in anticipation of litigation and/or trial, or any other applicable privileges or protections. By responding to the document requests, ROLS does not waive, and preserves, all applicable privileges and protections.\n\nD) Inadvertent production of any information or document which is privileged, protected by the work product doctrine, was prepared or elicited for or in anticipation of litigation and/or trial, or is otherwise immune from disclosure, shall not constitute a waiver of any privilege or of any other ground for objecting to disclosure .with respect to that information or document, or its subject matter, or of ROLS's right to object to the use of any such information or document during any administrative or judicial proceeding.\n\nE) ROLS objects to any document request to the extent it seeks disclosure of confidential, proprietary, or sensitive business and/or personal information and/or documents protected from disclosure by law, court order, or any agreement with respect to confidentiality or non-disclosure.\n\n2\n\nF) ROLS objects to any document request to the extent that it is vague,\n\nambiguous, or does not specify the documents sought with sufficient particularity.\n\nG) ROLS objects to any document request to the extent that it seeks documents equally available to, or already in the possession of the Trustee.\n\nH) ROLS objects to any document request to the extent that it seeks documents outside ROLS's possession, custody or control.\n\nI) ROLS objects to any document request to the extent that it seeks documents which ROLS cannot be held responsible for producing.\n\nJ) ROLS objects to any document request to the extent that it requests the disclosure of information or documents that are irrelevant and is not reasonably calculated to lead to the discovery of relevant and admissible evidence.\n\nK) ROLS obects to any document request to the extent that it is not proportional to the needs of the case.\n\nSubject to the foregoing general objections and reservations, each of which shall be expressly deemed incorporated into each response below, ROLS responds as follows to each of the document requests by like-numbered paragraph:\n\n#### **DOCUMENT REQUESTS**\n\nDocument Request No. 1\n\nAll Documents regarding any income or Asset of the Debtor, the Debtor's estate, or an Associated Entity.\n\nResponse to Document Request No. 1\n\nROLS objects to this document request because it is vague, ambiguous, overly broad, and unduly burdensome. ROLS further objects to this document request to the extent it seeks disclosure of\n\nconfidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n# Document Request No. 2\n\nAll Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n# Response to Document Request No. 2\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLS answers this request, in part and in substance, as follows: ROLS does not\n\nhave any document responsive to this request.\n\n# Document Request No. 3\n\nAll documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n# Response to Document Request No. 3\n\nROLS objects to this document request because it is vague, ambiguous, overly broad, and unduly\n\nburdensome. ROLS further objects to this document request to the extent it seeks disclosure of\n\nconfidential, proprietary, and/or sensitive business or personal information. Without prejudice to\n\nthe foregoing and subject to all general objections and reservations as set forth above, ROLS\n\nanswers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n#### Document Request No. 4\n\nAll Documents regarding any investment, business dealing or transactions made by, with, or on behalf of the Debtor.\n\n# Response to Document Request No. 4\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS does not have any document responsive to this request.\n\n#### Document Request No. 5\n\nAll Communications with the Debtor, and Documents related to Communications with the Debtor, related to the operation, management, or decision-making of any Entity, including without limitation the Associated Entities.\n\n# Response to Document Request No. 5\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n#### Document Request No. 6\n\nAll Documents regarding any Transfer, investment, or other transaction or business dealing made to, by, or with the Debtor, the Debtor's Family, or an Associated Entity.\n\n#### Response to Document Request No. 6\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n#### Document Request No. 7\n\nAll documents regarding any property ever occupied or used by the Debtor, including without limitation the *Lady May*; the Sherry Netherland Hotel/Condominium; the residential property located in Greenwich, Connecticut at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut at 33 Ferncliff Rd.; and the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.\n\n# Response to Document Request No. 7\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. ROLS further objects to this request because it assumes facts that have not been established. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n# 12\n\n# Document Request No. 8\n\nAll Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n# Response to Document Request No. 8\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLS answers this request, in part and in substance, as follows: ROLS does not\n\nhave any document responsive to this request.\n\n# Document Request No. 9\n\nAll Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM and any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n# Response to Document Request No. 9\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLS answers this request, in part and in substance, as follows: ROLS does not\n\nhave any document responsive to this request.\n\n# Document Request No. 10\n\nAll Documents regarding any gifts, benefits or loans, to, from or on behalf of the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities, including without limitation Documents sufficient to show the amount of such gifts, benefits, or loans; the purposes for which such gifts, benefits, or loans were used; when the gifts, benefits, or loans were provided; and the terms of any loans, all representations and warranties made in connection with any loans, the interest rate on any loans, and all evidence of payments of any loans.\n\n# Response to Document Request No. 10\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n# Document Request No. 11\n\nAll Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of the Debtor, the Debtor's Estate, the Debtor's Family, or an Associated Entity, including without limitation Documents sufficient to show when the trust(s) was created, by whom it was created, for whose benefit it was created, and the corpus of the trust.\n\n# Response to Document Request No. 11\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLS answers this request, in part and in substance, as follows: ROLS does not\n\nhave any document responsive to this request.\n\n#### Document Request No. 12\n\nAll Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternate dispute resolution entity.\n\n#### Response to Document Request No. 12\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLS answers this request, in part and in substance, as follows: ROLS does not have any document responsive to this request.\n\nDocument Request No. 13\n\nAll Documents and communications between any of your outside counsel or other advisors and the Debtor.\n\n#### Response to Document Request No. 13\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLS answers this request, in part and in substance, as follows: ROLS does not\n\nhave any document responsive to this request.\n\n## Document Request No. 14\n\nDocuments sufficient to show all of Your Assets and sources of income or funding.\n\n#### Response to Document Request No. 14\n\nROLS objects to this document request because it is vague, ambiguous, overly broad, and unduly burdensome. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n# Document Request No. 15\n\nFor all Assets identified in response to Request [13] having a value of more than \\$50,000, all (i) Documents related to Your acquisition of such Asset and (ii) Communications with the Debtor or the Debtor's Family regarding such Asset.\n\n#### Response to Document Request No. 15\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n#### Document Request No. 16\n\nCopies of Your tax returns.\n\n#### Response to Document Request No. 16\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the enclosed document production.\n\n#### Document Request No. 17\n\nDocuments sufficient to show all bank accounts and investment accounts within Your possession or control, including the balances of and transfers to and from each account.\n\n#### Response to Document Request No. 17\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. ROLS further objects to this document request because it seek documents and information that is not relevant and is not reasonably calculated to lead to the discovery of relevant and admissible evidence. ROLS\n\nfurther objects to this document request because it is unduly or unnecessarily burdensome,\n\nunreasonable, oppressive, and/or vexatious, and is not proportional to the needs of this case.\n\n#### Document Request No. 18\n\nAll Documents regarding any credit cards used by You, including without limitation monthly statements or other Documents sufficient to show all purchases related thereto for the benefit of the Debtor or an Associated Entity.\n\n# Response to Document Request No. 18\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad.\n\nWithout prejudice to the foregoing and subject to all general objections and reservations as set\n\nforth above, ROLS answers this request, in part and in substance, as follows: ROLS does not\n\nhave any document responsive to this request.\n\n#### Document Request No. 19\n\nAll corporate governance and organizational Documents, including without limitations by-laws and certificates of incorporation and other Documents sufficient to show Your corporate structure, names of officers and directors, business purpose, and relationship to the Debtor or to any member of the Debtor's Family.\n\n# Response to Document Request No. 19\n\nROLS objects to this document request because it is vague, ambiguous, and overly broad. ROLS further objects to this document request to the extent it seeks disclosure of confidential, proprietary, and/or sensitive business or personal information. Without prejudice to the foregoing and subject to all general objections and reservations as set forth above, ROLS answers this request, in part and in substance, as follows: ROLS refers the Trustee to the\n\nenclosed document production.\n\nDated: New York, New York October 11, 2022\n\n# LAW OFFICE OF RICHARD E. SIGNORELLI\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nBy: /s/ Richard E. Signorelli /s/ Bryan Ha\n\n> Richard E. Signorelli Bryan Ha 52 Duane Street, 7th Floor New York, NY 10007 Telephone: 917 750 8842 Facsimile: 212 254 1396 richardsignorelli@gmail.com bhanyc@gmail.com www.nycjd.com\n\nAttorneys for Rule of Law Society IV, Inc.","body_zh":"康涅狄格区\n美国破产法院\n\n关于：第 11 章\n\nHO WAN KWOK（郭文贵），案号 22-50073 (JAM)\n\n债务人。 ---------------------------------------------------------------X\nRULE OF LAW SOCIETY IV, INC. 对第 2004 条传票的答复与异议\n\nRule of Law Society IV, Inc.（法治社会第四公司，简称“ROLS”）通过其代理律师 Law Office of Richard E. Signorelli（理查德·E·西诺雷利律师事务所），特此就第 11 章受托人 Luc A. Despins（卢克·A·德斯平斯，简称“受托人”）于 2022 年 8 月 19 日就上述标题事项向 ROLS 发出的 Fed. R. Bankr. P. 2004（《联邦破产诉讼程序规则》第 2004 条）传票中所载的文件调取请求作出答复并提出异议。\n\n一般性保留\n\n此处的答复均基于 ROLS 目前可获取的信息和文件。如果后续调查或准备工作中发现了有关这些答复的额外信息或文件，ROLS 明确保留日后对这些答复进行更正、澄清、修改和补充的权利。\n\n一般性异议\n\nROLS 保留关于资格能力、相关性、实质性以及可采纳性的所有异议，并保留在进一步调查和准备工作发现有关此处任何答复的更多信息时，提出额外异议并申请适当保护令的权利。本答复不放弃亦不损害任何此类异议或权利。ROLS 进一步保留对在任何随后的行政或司法程序中使用此处的任何答复提出异议的权利。\n\n除了上述一般性保留以及对某些文件请求单独提出的具体\nCase 22-50073 Doc 2568-4 Filed 02/05/24 Entered 02/05/24 16:29:39 Page 2 of 12\n\n异议之外，每项文件请求及其答复均受以下一般性异议的约束：\n\nA) ROLS 对任何文件请求提出异议，只要其范围过宽和/或意图寻求与本程序标的无关的信息。\n\nB) ROLS 对任何文件请求提出异议，只要其造成不当或不必要的负担、不合理、具有压迫性和/或骚扰性。\n\nC) ROLS 对任何文件请求提出异议，只要其意图要求披露受律师-委托人特权、工作成果原则保护的通信、信息或文件，或为诉讼和/或审判或因预期诉讼和/或审判而准备或获取的文件，或受任何其他适用特权或保护的通信、信息或文件。通过答复文件请求，ROLS 不放弃并保留所有适用的特权和保护。\n\nD) 无意中出示任何享有特权、受工作成果原则保护、为诉讼和/或审判或因预期诉讼和/或审判而准备或获取的、或以其他方式免于披露的信息或文件，不构成对该信息或文件或其主题事项的任何特权或任何其他反对披露理由的放弃，亦不构成对 ROLS 在任何行政或司法程序中反对使用任何此类信息或文件的权利的放弃。\n\nE) ROLS 对任何文件请求提出异议，只要其寻求披露机密、专有或敏感的商业和/或个人信息和/或受法律、法院命令或关于保密或不披露的任何协议保护而免于披露的文件。\n\nF) ROLS 对任何文件请求提出异议，只要其含糊不清、模棱两可，或未以足够的明确性指明所寻求的文件。\n\nG) ROLS 对任何文件请求提出异议，只要其寻求受托人同样可以获取的、或已在受托人占有之下的文件。\n\nH) ROLS 对任何文件请求提出异议，只要其寻求超出 ROLS 占有、保管或控制范围的文件。\n\nI) ROLS 对任何文件请求提出异议，只要其寻求不能要求 ROLS 承担出示责任的文件。\n\nJ) ROLS 对任何文件请求提出异议，只要其要求披露不相关且无法合理推导得出相关及可采纳证据的信息或文件。\n\nK) ROLS 对任何文件请求提出异议，只要其与案件需求不相称。\n\n在受限于上述各项一般性异议和保留（每项异议和保留均应明确视为已并入以下各项答复中）的前提下，ROLS 对各同编号段落的文件请求答复如下：\n\n文件请求\n\n文件请求第 1 项\n\n关于债务人、债务人财产或关联实体的任何收入或资产的所有文件。\n\n对文件请求第 1 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可、范围过宽且造成不当负担。ROLS 进一步对此项文件请求提出异议，只要其寻求披露机密、专有和/或敏感的商业或个人信息。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 请受托人参阅随附出示的文件。\n\n文件请求第 2 项\n\n与债务人的财务状况及其对债权人的债务相关的所有文件，包括但不限于与任何逃避支付此类债务的企图相关的所有文件，以及与本起或任何其他实际或潜在的破产或类似无力偿债程序相关的所有文件。\n\n对文件请求第 2 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可且范围过宽。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 没有任何针对此项请求的文件。\n\n文件请求第 3 项\n\n关于与债务人、债务人财产、债务人家属、关联实体或关联个人相关的任何资产负债表、银行对账单、账户明细、财务报表、账目结单、电汇指令和/或确认函、资金证明、存折/定期存款证明、持股证明、投资组合汇总或类似文件的所有文件，包括但不限于足以显示向上述任何一方进行的所有转账的所有文件。\n\n对文件请求第 3 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可、范围过宽且造成不当负担。ROLS 进一步对此项文件请求提出异议，只要其寻求披露机密、专有和/或敏感的商业或个人信息。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 请受托人参阅随附出示的文件。\n\n文件请求第 4 项\n\n关于由债务人进行、与债务人进行或代表债务人进行的任何投资、商业交易或交易往来的所有文件。\n\n对文件请求第 4 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可且范围过宽。ROLS 进一步对此项文件请求提出异议，只要其寻求披露机密、专有和/或敏感的商业或个人信息。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 没有任何针对此项请求的文件。\n\n文件请求第 5 项\n\n与债务人的所有通信，以及与同债务人通信相关的、涉及任何实体（包括但不限于各关联实体）的运营、管理或决策的所有文件。\n\n对文件请求第 5 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可且范围过宽。ROLS 进一步对此项文件请求提出异议，只要其寻求披露机密、专有和/或敏感的商业或个人信息。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 请受托人参阅随附出示的文件。\n\n文件请求第 6 项\n\n关于向债务人、债务人家属或关联实体进行、由其进行或与其进行的任何转账、投资或其他交易或商业往来的所有文件。\n\n对文件请求第 6 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可且范围过宽。ROLS 进一步对此项文件请求提出异议，只要其寻求披露机密、专有和/或敏感的商业或个人信息。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 请受托人参阅随附出示的文件。\n\n文件请求第 7 项\n\n关于债务人曾经占用或使用的任何财产的所有文件，包括但不限于 Lady May（梅女士号游艇）；Sherry Netherland Hotel/Condominium（雪莉·荷兰酒店/公寓）；位于康涅狄格州格林威治 373 Taconic Rd. 的住宅物业；位于康涅狄格州格林威治 33 Ferncliff Rd. 的住宅物业；以及位于康涅狄格州威尔顿 354 Nod Hill Rd. 的住宅物业。\n\n对文件请求第 7 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可且范围过宽。ROLS 进一步对此项文件请求提出异议，只要其寻求披露机密、专有和/或敏感的商业或个人信息。ROLS 还对此项请求提出异议，因为其预设了尚未确立的事实。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 请受托人参阅随附出示的文件。\n\n文件请求第 8 项\n\n与债务人、债务人家属或关联实体在 2020 年 7 月左右或任何其他时间在原油期货或任何类似大宗商品方面的任何投资或交易相关的所有文件，包括但不限于关于任何此类投资或交易与 Jiang Yunfu Be 的通信。\n\n对文件请求第 8 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可且范围过宽。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 没有任何针对此项请求的文件。\n\n文件请求第 9 项\n\n与债务人拥有、控制或使用的任何飞机相关的所有文件，包括但不限于尾号为 T7-GQM 的飞机及在圣马力诺注册的任何其他飞机，包括但不限于显示此类飞机执行的飞行以及此类航班机上人员的所有登记文件和飞行舱单的副本。\n\n对文件请求第 9 项的答复\n\nROLS 对此项文件请求提出异议，因为其含糊不清、模棱两可且范围过宽。在不损害前述内容并受限于上述所有一般性异议和保留的前提下，ROLS 就实质内容对此项请求作部分答复如下：ROLS 没有任何针对此项请求的文件。\n\n文件请求第 10 项\n\n所有涉及给予、来自债务人（Debtor）、债务人破产财产（Debtor's Estate）、债务人家属（Debtor's Family）或关联实体（Associated Entities），或代表其作出的任何赠与、利益或贷款的文件，包括但不限于足以显示该等赠与、利益或贷款金额的文件；使用该等赠与、利益或贷款之目的；提供赠与、利益或贷款的时间；以及任何贷款的条款、就任何贷款作出的所有陈述与保证、任何贷款的利率，以及偿还任何贷款的所有凭证。\n\n对第10项调取文件请求的答复\n\nROLS（法治社会，Rule of Law Society）对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。ROLS进一步对该项调取文件请求提出异议，理由是该请求在一定程度上旨在寻求披露机密的、专有的和/或敏感的商业或个人信息。在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS提请受托人（Trustee）参阅随附提供的文件。\n\n第11项调取文件请求\n\n所有涉及由债务人、债务人破产财产、债务人家属或关联实体设立、代表其设立或为其利益设立的任何信托或类似法律文书的文件，包括但不限于足以显示信托何时设立、由谁设立、为谁的利益设立以及信托财产的文件。\n\n对第11项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。\n\n在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS没有任何回应此项请求的文件。\n\n第12项调取文件请求\n\n所有与涉及债务人的任何法律争议相关的任何义务、索赔、责任或债务相关的文件，包括但不限于与在任何地方、州、联邦或国际机构（无论是行政机构、法院、仲裁庭还是替代性争议解决实体）进行的任何诉讼相关的文件。\n\n对第12项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。\n\n在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS没有任何回应此项请求的文件。\n\n第13项调取文件请求\n\n贵方的任何外部法律顾问或其他顾问与债务人之间的所有文件和通讯。\n\n对第13项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。\n\n在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS没有任何回应此项请求的文件。\n\n第14项调取文件请求\n\n足以显示贵方所有资产及收入或资金来源的文件。\n\n对第14项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义、过于宽泛且构成过重负担。ROLS进一步对该项调取文件请求提出异议，理由是该请求在一定程度上旨在寻求披露机密的、专有的和/或敏感的商业或个人信息。在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS提请受托人参阅随附提供的文件。\n\n第15项调取文件请求\n\n针对在对第[13]项请求的答复中所指明的所有价值超过$50,000的资产，所有(i)与贵方取得该等资产相关的文件以及(ii)与债务人或债务人家属就该等资产进行的通讯。\n\n对第15项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。ROLS进一步对该项调取文件请求提出异议，理由是该请求在一定程度上旨在寻求披露机密的、专有的和/或敏感的商业或个人信息。在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS提请受托人参阅随附提供的文件。\n\n第16项调取文件请求\n\n贵方的纳税申报表副本。\n\n对第16项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS提请受托人参阅随附提供的文件。\n\n第17项调取文件请求\n\n足以显示贵方占有或控制下的所有银行账户和投资账户的文件，包括各账户的余额以及进出各账户的转账情况。\n\n对第17项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。ROLS进一步对该项调取文件请求提出异议，理由是该请求在一定程度上旨在寻求披露机密的、专有的和/或敏感的商业或个人信息。ROLS进一步对该项调取文件请求提出异议，理由是其所寻求的文件和信息缺乏相关性，且无法合理预期会引出相关且可采纳的证据。ROLS进一步对该项调取文件请求提出异议，理由是该请求构成不当或不必要的负担、不合理、具有压迫性和/或无理骚扰性，且与本案的需要不相适应。\n\n第18项调取文件请求\n\n所有涉及贵方使用的任何信用卡的文件，包括但不限于足以显示为债务人或关联实体的利益而进行的所有相关消费的月度账单或其他文件。\n\n对第18项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。\n\n在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS没有任何回应此项请求的文件。\n\n第19项调取文件请求\n\n所有公司治理和组织机构文件，包括但不限于公司章程（by-laws）和公司注册证书（certificates of incorporation），以及其他足以显示贵方公司架构、高级职员与董事姓名、业务宗旨，以及与债务人或债务人家属任何成员之关系的文件。\n\n对第19项调取文件请求的答复\n\nROLS对该项调取文件请求提出异议，理由是该请求模糊、歧义且过于宽泛。ROLS进一步对该项调取文件请求提出异议，理由是该请求在一定程度上旨在寻求披露机密的、专有的和/或敏感的商业或个人信息。在不损害前述异议且受限于上述所有一般性异议及保留权利的前提下，ROLS对该项请求作出的实质性部分答复如下：ROLS提请受托人参阅随附提供的文件。\n\n日期：纽约州纽约市 2022年10月11日\nLAW OFFICE OF RICHARD E. SIGNORELLI（理查德·E·西格诺雷利律师事务所）\n\n___________________________\n\n签署人：/s/ Richard E. Signorelli /s/ Bryan Ha\n\nRichard E. Signorelli（理查德·E·西格诺雷利） Bryan Ha（布莱恩·夏）\n52 Duane Street, 7th Floor\nNew York, NY 10007\n电话：917 750 8842\n传真：212 254 1396\nrichardsignorelli@gmail.com\nbhanyc@gmail.com\nwww.nycjd.com\n\nRule of Law Society IV, Inc.（法治社会第四公司）代理律师","key_entities":["Je","Guo","CIPA","Kwok","Ho Wan Kwok","Despins"],"ecf_references":[],"word_count":3007,"status":"published","published_at":"2024-02-05 00:00:00","created_at":"2024-02-05","updated_at":"2026-08-23 13:33:05"}