{"id":"court_ctb_257_0","court":"CTB","case_no":"22-50073","doc_number":257,"sub_number":0,"doc_type":"ORDER","filed_date":null,"title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION In re:","summary_zh":null,"summary_en":null,"body_en":"## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\nIn re:\n\nHo Wan Kwok[1](#page-0-0)\n\nChapter 11\n\nCase No. 22-50073 (JAM)\n\nDebtor.\n\nApril 26, 2022\n\n## **JOINT EXHIBIT GRID RE DEBTOR'S APPLICATION FOR AUTHORIZATION TO RETAIN AND EMPLOY VERDOLINO & LOWEY, P.C. AS FINANCIAL ADVISOR AND DEBTOR'S MOTION FOR ENTRY OF INTERIM AND FINAL DIP ORDERS AUTHORIZING THE DEBTOR TO OBTAIN UNSECURED, SUBORDINATED POSTPETITION FINANCING**\n\nIn accordance with the Court's instructions at the April 13, 2022 hearing and in advance\n\nof the April 27, 2022 hearing on Debtor's *Application for Authorization to Retain and Employ*\n\n*Verdolino & Lowey, P.C. as Financial Advisor* [ECF No. 90] and *Debtor's Motion for Entry of*\n\n*Interim and Final DIP Orders Authorizing the Debtor to Obtain Unsecured, Subordinated*\n\n*Postpetition Financing* [ECF No. 117], Pacific Alliance Asia Opportunity Fund L.P. (\"PAX\")\n\nrespectfully submits the below Joint Exhibit Grid on behalf of PAX, the Official Committee of\n\nUnsecured Creditors of Ho Wan Kwok (\"UCC\"), and Debtor Ho Wan Kwok.\n\n| Exhibit No. | Description                                             | Objection |\n|-------------|---------------------------------------------------------|-----------|\n| PAX 01      | C. Jalbert Dep Ex. 1: Notice of Deposition of Verdolino |           |\n|             | & Lowey, P.C.                                           | None      |\n| PAX 02      | C. Jalbert Dep Ex. 2: Email from C. Jalbert to B.       |           |\n|             | Silverberg re Kwok Engagement Letter                    | None      |\n| PAX 03      | C. Jalbert Dep Ex. 3: Email from C. Jalbert to B.       |           |\n|             | Silverberg re Kwok Engagement Letter and Post           |           |\n|             | Petition Retainer                                       | None      |\n\n<span id=\"page-0-0\"></span><sup>1</sup> The last four digits of the Debtor's taxpayer identification number are 9595.\n\n| PAX 04        | C. Jalbert Dep Ex. 4: Debtor's Application for           |                 |\n|---------------|----------------------------------------------------------|-----------------|\n|               | Authorization to Retain and Employ Verdolino &           |                 |\n|               | Lowey, P.C. as Financial Advisor                         | None            |\n| PAX 05        | C. Jalbert Dep Ex. 5: Debtor's Schedules                 | None            |\n| PAX 06        | C. Jalbert Dep Ex. 6: Global Notes and Statements of     | None            |\n|               | Limitations, Methodology, and Disclaimers Regarding      |                 |\n|               | the Debtor's Schedules of Assets and Liabilities and     |                 |\n|               | Statement of Financial Affairs                           |                 |\n| PAX 07        | C. Jalbert Dep Ex. 7: Email from A. Mitchell to M.       |                 |\n|               | Flynn and M. Francis re Kwok's Expenses                  | None            |\n| PAX 08        | C. Jalbert Dep Ex. 8: Monthly Operating Report           | None            |\n| PAX 09        | C. Jalbert Dep Ex. 9: Email from M. Flynn to A.          | None            |\n|               | Mitchell, M. Francis and Redacted Name re Kwok's         |                 |\n|               | Expenses                                                 |                 |\n| PAX 10        | C. Jalbert Dep Ex. 10: Email from M. Flynn to A.         |                 |\n|               | Mitchell, M. Francis and Redacted Name re Kwok's         |                 |\n|               | Expenses                                                 | None            |\n| PAX 11        | (1) Email from M. Schindler to S. Pohl and C. Jalbert re |                 |\n|               | V&L's Qualifications                                     |                 |\n|               | (2) Verdolino & Lowey Firm Experience                    |                 |\n|               | (3) Craig Jalbert CV                                     | None            |\n| PAX 12        | PAX's First Request for Production of Documents          |                 |\n|               | Directed to Verdolino & Lowey, P.C.                      | None            |\n| PAX 13        | Verdolino & Lowey, P.C.'s Objections and Responses       |                 |\n|               | to PAX's First Request for Production of Documents       | None            |\n| PAX 14        | Craig Jalbert Deposition Transcript                      | Debtor: Hearsay |\n| PAX 15        | Yvette Wang Deposition Transcript                        | Debtor: Hearsay |\n| PAX 16        | Declaration of Ho Wan Kwok                               | None            |\n| PAX 17        | Transcript of the 341 Meeting of Creditors               | None            |\n| PAX 18        | Kwok Affidavit filed in Ace Decade Holdings Limited v.   | Debtor:         |\n|               | USB AG, Index No. 653316/2015 (N.Y. Sup. Ct.)            | Foundation,     |\n|               | (English)                                                | Hearsay,        |\n|               |                                                          | Relevance       |\n| PAX 19        | Kwok Affidavit filed in Ace Decade Holdings Limited v.   | Debtor:         |\n|               | USB AG, Index No. 653316/2015 (N.Y. Sup. Ct.)            | Relevance       |\n|               | (Chinese)                                                |                 |\n| PAX 20        | Complaint filed in Ace Decade Holdings Limited v. USB    | Debtor:         |\n|               | AG, Index No. 653316/2015 (N.Y. Sup. Ct.)                | Relevance,      |\n|               |                                                          | Hearsay         |\n| PAX 21        | Monthly Operating Report                                 | None            |\n| UCC Exhibit 1 | Debtor's Declaration in Support of the Chapter 11 Case   | None            |\n|               | and Certain Motions                                      |                 |\n| UCC Exhibit 2 | Debtor's Proposed Interim DIP Order and Debtor-in        | None            |\n|               | Possession Credit Agreement                              |                 |\n| UCC Exhibit 3 | Jalbert April 8, 2022 Deposition Exhibit 10              | None            |\n\n| UCC Exhibit 4 | Debtor's Motion to Employ Professionals in Ordinary           | None |\n|---------------|---------------------------------------------------------------|------|\n|               | Course                                                        |      |\n| UCC Exhibit 5 | Debtor's Proposed Plan                                        | None |\n|               | Global Notes and Statements of Limitations,                   | None |\n|               | Methodology, and Disclaimers Regarding the Debtor's           |      |\n|               | Schedules of Assets and Liabilities and Statement of          |      |\n| Debtor 01     | Financial Affairs                                             |      |\n|               | Official Form 106Sum – Summary of Assets and                  | None |\n|               | Liabilities and Certain Statistical Information /             |      |\n| Debtor 02     | Schedules A, B, C, D, E, F, G, H, I and J                     |      |\n| Debtor 03     | Declaration About Individual Debtor's Schedules               | None |\n|               | Amended Official Form 122B - Chapter 11 Statement of          | None |\n| Debtor 04     | Your Current Monthly Income                                   |      |\n|               | Debtor's Application for Authorization to Retain and          | None |\n| Debtor 05     | Employ Verdolino & Lowey, P.C. as Financial Advisor           |      |\n| Debtor 06     | Debtor's Motion for Entry of Interim and Final DIP Orders     | None |\n|               | (I) Authorizing the Debtor to Obtain Unsecured,               |      |\n|               | Subordinated Postpetition Financing and (II) Scheduling       |      |\n|               | Interim and Final Hearings, and (III) Granting Related Relief |      |\n| Debtor 07     | Notice of Filing of Proposed Chapter 11 Plan of Ho Wan        | None |\n|               | Kwok                                                          |      |\n| Debtor 08     | Omnibus Reply of Debtor in Support of Entry of Order          | None |\n|               | Approving DIP Facilities                                      |      |\n\n*[Signature follows on next page]*\n\nDated: April 26, 2022 Hartford, Connecticut\n\n## **Pacific Alliance Asia Opportunity Fund L.P.**\n\n*/s/ Patrick M. Birney*  By: /s/ Patrick M. Birney Patrick M. Birney (CT No. 19875) Annecca H. Smith (CT No. 31148) **ROBINSON & COLE LLP**  280 Trumbull Street Hartford, CT 06103 Telephone: (860) 275-8275 Facsimile: (860) 275-8299 E-mail: pbirney@rc.com asmith@rc.com\n\n-and-\n\nPeter Friedman (admitted *pro hac vice*) Stuart M. Sarnoff (admitted *pro hac vice*) **O'MELVENY & MYERS LLP**  7 Times Square New York, NY 10036 Telephone: (212) 326-2000 Facsimile: (212) 326-2061 E-mail: pfriedman@omm.com ssarnoff@omm.com","body_zh":"United States Bankruptcy Court District of Connecticut Bridgeport Division（美国康涅狄格区联邦破产法院布里奇波特分部）\n\n关于：\n\nHo Wan Kwok（郭文贵）[1]\n\n第11章\n\n案号：22-50073 (JAM)\n\n债务人。\n\n2022年4月26日\n关于债务人申请授权聘用 Verdolino & Lowey, P.C. 担任财务顾问以及债务人请求作出授权债务人获得无担保、次级申请后融资之临时及最终 DIP 命令之动议的联合证据清单表\n\n根据法院在 2022年4月13日 听证会上的指示，并在 2022年4月27日 就《债务人申请授权聘用 Verdolino & Lowey, P.C. 担任财务顾问》[ECF No. 90] 和《债务人请求作出授权债务人获得无担保、次级申请后融资之临时及最终 DIP 命令之动议》[ECF No. 117] 举行听证会之前，Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙，下称「PAX」）谨代表 PAX、Official Committee of Unsecured Creditors of Ho Wan Kwok（郭文贵无担保债权人官方委员会，下称「UCC」）以及债务人郭文贵提交以下联合证据清单表。\n\n证据编号　说明　异议\n\nPAX 01　C. Jalbert 作证证据 1：Verdolino & Lowey, P.C. 取证通知　无\nPAX 02　C. Jalbert 作证证据 2：C. Jalbert 致 B. Silverberg 关于郭文贵聘用函的电子邮件　无\nPAX 03　C. Jalbert 作证证据 3：C. Jalbert 致 B. Silverberg 关于郭文贵聘用函及申请后预付款的电子邮件　无\n\n1 债务人纳税人识别号的后四位数字为 9595。\n\nPAX 04　C. Jalbert 作证证据 4：债务人申请授权聘用 Verdolino & Lowey, P.C. 担任财务顾问　无\nPAX 05　C. Jalbert 作证证据 5：债务人财产明细表　无\nPAX 06　C. Jalbert 作证证据 6：关于债务人资产与负债明细表及财务状况说明书的总体说明及限制、方法与免责声明　无\nPAX 07　C. Jalbert 作证证据 7：A. Mitchell 致 M. Flynn 和 M. Francis 关于郭文贵费用的电子邮件　无\nPAX 08　C. Jalbert 作证证据 8：月度运营报告　无\nPAX 09　C. Jalbert 作证证据 9：M. Flynn 致 A. Mitchell、M. Francis 及被隐去姓名者关于郭文贵费用的电子邮件　无\nPAX 10　C. Jalbert 作证证据 10：M. Flynn 致 A. Mitchell、M. Francis 及被隐去姓名者关于郭文贵费用的电子邮件　无\nPAX 11　(1) M. Schindler 致 S. Pohl 和 C. Jalbert 关于 V&L 资质的电子邮件\n(2) Verdolino & Lowey 律师事务所经验\n(3) Craig Jalbert 简历　无\nPAX 12　PAX 向 Verdolino & Lowey, P.C. 发出的第一轮文件出示请求　无\nPAX 13　Verdolino & Lowey, P.C. 对 PAX 第一轮文件出示请求的异议与答复　无\nPAX 14　Craig Jalbert 作证笔录　债务人：传闻证据\nPAX 15　Yvette Wang（王雁平）作证笔录　债务人：传闻证据\nPAX 16　郭文贵声明书　无\nPAX 17　第341条债权人会议记录　无\nPAX 18　在 Ace Decade Holdings Limited v. USB AG，索引号 653316/2015（纽约州最高法院）中提交的郭文贵宣誓书（英文）　债务人：缺乏证据基础、传闻证据、关联性\nPAX 19　在 Ace Decade Holdings Limited v. USB AG，索引号 653316/2015（纽约州最高法院）中提交的郭文贵宣誓书（中文）　债务人：关联性\nPAX 20　在 Ace Decade Holdings Limited v. USB AG，索引号 653316/2015（纽约州最高法院）中提交的起诉状　债务人：关联性、传闻证据\nPAX 21　月度运营报告　无\nUCC 证据 1　债务人支持第11章案件及若干动议的声明书　无\nUCC 证据 2　债务人拟议的临时 DIP 命令及占有中债务人信贷协议　无\nUCC 证据 3　Jalbert 2022年4月8日 作证证据 10　无\n\nUCC 证据 4　债务人关于在日常业务中聘用专业人士的动议　无\n\nUCC 证据 5　债务人拟议的重整计划　无\n债务人 01　关于债务人资产与负债明细表及财务状况说明书的总体说明及限制、方法与免责声明　无\n债务人 02　官方表格 106Sum – 资产与负债汇总及若干统计信息 / 明细表 A、B、C、D、E、F、G、H、I 和 J　无\n债务人 03　关于个人债务人明细表的声明书　无\n债务人 04　经修正的官方表格 122B - 第11章当前月收入声明书　无\n债务人 05　债务人申请授权聘用 Verdolino & Lowey, P.C. 担任财务顾问　无\n债务人 06　债务人请求作出(I) 授权债务人获得无担保、次级申请后融资及(II) 安排临时与最终听证会，以及(III) 准予相关救济之临时与最终 DIP 命令的动议　无\n债务人 07　郭文贵拟议第11章重整计划提交通知　无\n债务人 08　债务人支持作出批准 DIP 融资命令的综合答复　无\n\n[签名见下页]\n\n日期：2022年4月26日 康涅狄格州哈特福德\nPacific Alliance Asia Opportunity Fund L.P.\n\n/签名/ Patrick M. Birney  签署人：/签名/ Patrick M. Birney Patrick M. Birney（康涅狄格州律师执业号：19875）Annecca H. Smith（康涅狄格州律师执业号：31148）ROBINSON & COLE LLP  280 Trumbull Street Hartford, CT 06103 电话：(860) 275-8275 传真：(860) 275-8299 电子邮件：pbirney@rc.com asmith@rc.com\n\n-以及-\n\nPeter Friedman（获准特许出庭代理）Stuart M. Sarnoff（获准特许出庭代理）O'MELVENY & MYERS LLP  7 Times Square New York, NY 10036 电话：(212) 326-2000 传真：(212) 326-2061 电子邮件：pfriedman@omm.com ssarnoff@omm.com","key_entities":["Kwok","Ho Wan Kwok","Je"],"ecf_references":[{"doc_number":90,"court":"CTB"},{"doc_number":117,"court":"CTB"}],"word_count":1168,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 12:52:33"}