{"id":"court_ctb_3212_0","court":"CTB","case_no":"22-50073","doc_number":3212,"sub_number":0,"doc_type":"ORDER","filed_date":"2024-05-23","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":"清算 VCTR 股票修改版拟定裁定通知 —— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #3212（2024-05-23立案）。第 11 章受托人 Luc A. Despins 提交经修订的拟定裁定及修订对照件，旨在批准清算 VCTR 股票并将净收益分配给破产财产，该版本采纳了美国受托人及美林证券的反馈意见。","summary_en":"Notice of revised proposed order on VCTR shares liquidation —— In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB 22-50073 ECF #3212 (filed 2024-05-23). Chapter 11 Trustee Luc A. Despins filed a notice and redline of a revised proposed order approving the liquidation of VCTR shares, distribution of net proceeds to the bankruptcy estate, and related releases, incorporating feedback from the U.S. Trustee and Merrill Lynch.","body_en":"# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x |                         |\n|-------------------------------------------------------------|---|-------------------------|\n|                                                             | : |                         |\n| In re:                                                      | : | Chapter 11              |\n|                                                             | : |                         |\n| 1<br>HO WAN KWOK, et al.,                                   | : | Case No. 22-50073 (JAM) |\n|                                                             | : |                         |\n| Debtor.                                                     | : | (Jointly Administered)  |\n| ------------------------------------------------------x     | x |                         |\n\n# **NOTICE OF REVISED [PROPOSED] ORDER GRANTING CHAPTER 11 TRUSTEE'S MOTION FOR ENTRY OF ORDER PURSUANT TO SECTIONS 105(a), 363(b), 541, AND 542 OF BANKRUPTCY CODE APPROVING LIQUIDATION OF VCTR SHARES, DISTRIBUTION OF PROCEEDS, AND RELATED RELIEF**\n\nPLEASE TAKE NOTICE, Luc A. Despins (hereinafter, the \"Trustee\"), in his capacity as\n\nChapter 11 Trustee of Ho Wan Kwok (the \"Debtor\"), hereby files a revised proposed order (the\n\n\"Revised Order\") granting the Trustee's *Motion for Entry of Order Pursuant to Sections 105(a),*\n\n*363(b), 541, and 542 of Bankruptcy Code Approving Liquidation of VCTR Shares, Distribution of*\n\n*Proceeds, and Related Relief* [ECF No. 3203] (the \"Motion\"). A true and accurate copy of the\n\nRevised Order is attached hereto as **Exhibit A**. The Revised Order addresses comments to the\n\noriginal proposed order filed with the Motion (the \"Original Order\") from the United States\n\nTrustee and Merrill Lynch, Pierce, Fenner & Smith Incorporated.\n\nPLEASE TAKE FURTHER NOTICE, a redline version of the Amended Order reflecting changes from the Original Order is attached hereto as **Exhibit B**.\n\n<span id=\"page-0-0\"></span><sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\nNew Haven, Connecticut\n\n#### Dated: May 23, 2024 LUC A. DESPINS, CHAPTER 11 TRUSTEE\n\nBy: */s/ Patrick R. Linsey* Patrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n*and*\n\nNicholas A. Bassett (admitted *pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n*and*\n\nG. Alexander Bongartz (admitted *pro hac vice*) Douglass Barron (admitted *pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6690 alexbongartz@paulhastings.com douglassbarron@paulhastings.com\n\n*Counsel for the Chapter 11 Trustee*\n\n# **EXHIBIT A**\n\n**(Revised Proposed Order)**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x |                         |\n|-------------------------------------------------------------|---|-------------------------|\n|                                                             | : |                         |\n| In re:                                                      | : | Chapter 11              |\n|                                                             | : |                         |\n| 1<br>HO WAN KWOK, et al.,                                   | : | Case No. 22-50073 (JAM) |\n|                                                             | : |                         |\n| Debtor.                                                     | : | (Jointly Administered)  |\n| ------------------------------------------------------x     | x |                         |\n\n## **REVISED [PROPOSED] ORDER PURSUANT TO SECTIONS 105(a), 363(b), 541, AND 542 OF BANKRUPTCY CODE APPROVING LIQUIDATION OF VCTR SHARES, DISTRIBUTION OF PROCEEDS, AND RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Luc A. Despins, as chapter 11 trustee (the \"Trustee\") for the estate of Ho Wan Kwok (the \"Debtor\"), for entry of an order (this \"Order\") pursuant to sections 105(a), 363(b), 541, and 542 of the Bankruptcy Code[2](#page-3-1) approving the liquidation of the VCTR Shares and the distribution of their proceeds to the Trustee for the benefit of the Estate, and for related relief, due and sufficient notice having been given, and good cause appearing for the relief sought by the Motion, it is hereby\n\n**ORDERED,** that the Motion is granted as set forth herein; and it is further\n\n**ORDERED,** that within two business days of the entry of this Order, the Reverence Fund shall direct Merrill Lynch to liquidate the VCTR Shares and distribute the proceeds to the Trustee pursuant to the terms of this Order; and it is further\n\n<span id=\"page-3-0\"></span><sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n<span id=\"page-3-1\"></span><sup>2</sup> All capitalized terms not expressly defined herein shall adopt the definitions set forth in the Motion.\n\n**ORDERED**, that within five business days of the entry of this Order, Merrill Lynch shall liquidate the VCTR Shares on the stock market at their market price at the time of liquidation; and it is further\n\n**ORDERED**, that Merrill Lynch may deduct its Expenses from Gross Proceeds of the liquidation, which Expenses shall be capped at three thousand dollars (\\$3,000.00) and shall not include Merrill Lynch's attorney's fees; and it is further\n\n**ORDERED**, that within seven business days of the entry of this Order, Merrill Lynch shall distribute the Net Proceeds to the Trustee; and it is further\n\n**ORDERED**, that the L.P. Interest is property of the Estate and, given the nature of the L.P Interest and the circumstances under which it is held, as described in the Motion including ¶¶ 6 and 37-39 thereof, the Trustee is hereby authorized to hold the L.P. Interest for the benefit of the Estate pending further order of the Court; and is further\n\n**ORDERED**, that the Reverence Fund and the Trustee will negotiate and discuss in good faith the steps required, if any, to memorialize the Trustee's ownership of the L.P. Interest; and is further\n\n**ORDERED**, that any Distributions on account of the L.P. Interest whether presently payable or at such time as they may become payable in the future shall be made to the Trustee or otherwise distributed at the direction of the Trustee; and it is further\n\n**ORDERED**, that effective as of the date of entry of this Order, that the Reverence Fund and each of its respective affiliates and subsidiaries shall be absolutely, unconditionally and irrevocably released and forever discharged and acquitted from any and all obligations, claims, counterclaims, defenses, offsets, demands, debts, accounts, contracts, liabilities, responsibilities, disputes, remedies, indebtedness, obligations, rights, assertions, allegations, actions, suits,\n\ncontroversies, proceedings, losses, damages, injuries, attorney's fees, costs, expenses, judgments of every type, and causes of action arising from, or related to, the distribution and liquidation of the VCTR shares pursuant to the terms of this Order; any steps taken to memorialize the Trustee's ownership of the L.P. Interest as agreed with the Trustee or as approved by the Court; and/or from any future Distributions made pursuant to the terms of this Order to or at the direction of the Trustee on account of the L.P. Interests; and it is further\n\n**ORDERED**, that the Trustee and the Reverence Fund reserve their respective rights in connection with the Reverence Action, including arguments by Reverence Fund that by receiving the L.P. Interest and Distributions associated with the L.P. Interest, the Trustee may not also recover the value of the initial transfers that created the L.P. Interest; and it is further\n\n**ORDERED**, that within five (5) business days of receipt of the Net Proceeds, the Trustee shall file a report in the Chapter 11 Case disclosing (i) the date on which the VCTR Shares were sold, (ii) the sale price of the VCTR Shares, (iii) the amount of the Gross Proceeds, (iv) the amount of the Expenses deducted, and (v) the amount of the Net Proceeds received by the Trustee; and it is further\n\n**ORDERED**, that the Trustee is authorized to take all actions necessary or appropriate to effectuate this Order; and it is further\n\n**ORDERED**, that within five business days of the entry of this Order, the Trustee shall provide Merrill Lynch with a completed W-9 form, a copy of a government-issued identification card, wire instructions, and any other documentation that Merrill Lynch reasonably requests in order to cause payment of the Net Proceeds to the Trustee; and it is further\n\n3\n\n**ORDERED**, that Merrill Lynch is not and shall not be deemed to be responsible for any taxes or tax consequences associated with or caused by the liquidation and/or sale and/or transfer and/or distribution of the VCTR Shares or the Net Proceeds, as applicable; and it is further\n\n**ORDERED**, that Merrill Lynch shall not have liability for actions taken in compliance with this Order; and it is further\n\n**ORDERED**, that this Order shall be immediately enforceable upon entry pursuant to Bankruptcy Rule 6004(h); and it is further\n\n**ORDERED**, that the Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\n#### **EXHIBIT B**\n\n**(Redline Version of Revised Proposed Order)**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x |                         |\n|-------------------------------------------------------------|---|-------------------------|\n|                                                             | : |                         |\n| In re:                                                      | : | Chapter 11              |\n|                                                             | : |                         |\n| 1<br>HO WAN KWOK, et al.,                                   | : | Case No. 22-50073 (JAM) |\n|                                                             | : |                         |\n| Debtor.                                                     | : | (Jointly Administered)  |\n| ------------------------------------------------------x     | x |                         |\n\n# **REVISED [PROPOSED] ORDER PURSUANT TO SECTIONS 105(a), 363(b), 541, AND 542 OF BANKRUPTCY CODE APPROVING LIQUIDATION OF VCTR SHARES, DISTRIBUTION OF PROCEEDS, AND RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Luc A. Despins, as chapter 11 trustee (the \"Trustee\") for the estate of Ho Wan Kwok (the \"Debtor\"), for entry of an order (this \"Order\") pursuant to sections 105(a), 363(b), 541, and 542 of the Bankruptcy Code[2](#page-8-1) approving the liquidation of the VCTR Shares and the distribution of their proceeds to the Trustee for the benefit of the Estate, and for related relief, due and sufficient notice having been given, and good cause appearing for the relief sought by the Motion, it is hereby\n\n**ORDERED,** that the Motion is granted as set forth herein; and it is further\n\n**ORDERED,** that within two business days of the entry of this Order, the Reverence Fund shall direct Merrill Lynch to liquidate the VCTR Shares and distribute the proceeds to the Trustee pursuant to the terms of this Order; and it is further\n\n<span id=\"page-8-0\"></span><sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n<span id=\"page-8-1\"></span><sup>2</sup> All capitalized terms not expressly defined herein shall adopt the definitions set forth in the Motion.\n\n**ORDERED**, that within five business days of the entry of this Order, Merrill Lynch shall liquidate the VCTR Shares on the stock market at their market price at the time of liquidation; and it is further\n\n**ORDERED**, that Merrill Lynch may deduct its Expenses from Gross Proceeds of the liquidation, which Expenses shall be capped at three thousand dollars (\\$3,000.00) and shall not include Merrill Lynch's attorney's fees; and it is further\n\n**ORDERED**, that within seven business days of the entry of this Order, Merrill Lynch shall distribute the Net Proceeds to the Trustee; and it is further\n\n**ORDERED**, that the L.P. Interest is property of the Estate and, given the nature of the L.P Interest and the circumstances under which it is held, as described in the Motion including ¶¶ 6 and 37-39 thereof, the Trustee is hereby authorized to hold the L.P. Interest for the benefit of the Estate pending further order of the Court; and is further\n\n**ORDERED**, that the Reverence Fund and the Trustee will negotiate and discuss in good faith the steps required, if any, to memorialize the Trustee's ownership of the L.P. Interest; and is further\n\n**ORDERED**, that any Distributions on account of the L.P. Interest whether presently payable or at such time as they may become payable in the future shall be made to the Trustee or otherwise distributed at the direction of the Trustee; and it is further\n\n**ORDERED**, that effective as of the date of entry of this Order, that the Reverence Fund and each of its respective affiliates and subsidiaries shall be absolutely, unconditionally and irrevocably released and forever discharged and acquitted from any and all obligations, claims, counterclaims, defenses, offsets, demands, debts, accounts, contracts, liabilities, responsibilities, disputes, remedies, indebtedness, obligations, rights, assertions, allegations, actions, suits,\n\ncontroversies, proceedings, losses, damages, injuries, attorney's fees, costs, expenses, judgments of every type, and causes of action arising from, or related to, the distribution and liquidation of the VCTR shares pursuant to the terms of this Order; any steps taken to memorialize the Trustee's ownership of the L.P. Interest as agreed with the Trustee or as approved by the Court; and/or from any future Distributions made pursuant to the terms of this Order to or at the direction of the Trustee on account of the L.P. Interests; and it is further\n\n**ORDERED**, that the Trustee and the Reverence Fund reserve their respective rights in connection with the Reverence Action, including arguments by Reverence Fund that by receiving the L.P. Interest and Distributions associated with the L.P. Interest, the Trustee may not also recover the value of the initial transfers that created the L.P. Interest; and it is further\n\n**ORDERED**, that within five (5) business days of receipt of the Net Proceeds, the Trustee shall file a report in the Chapter 11 Case disclosing (i) the date on which the VCTR Shares were sold, (ii) the sale price of the VCTR Shares, (iii) the amount of the Gross Proceeds, (iv) the amount of the Expenses deducted, and (v) the amount of the Net Proceeds received by the Trustee; and it is further\n\n**ORDERED**, that the Trustee is authorized to take all actions necessary or appropriate to effectuate this Order; and it is further\n\n**ORDERED**, that within five business days of the entry of this Order, the Trustee shall provide Merrill Lynch with a completed W-9 form, a copy of a government-issued identification card, wire instructions, and any other documentation that Merrill Lynch reasonably requests in order to cause payment of the Net Proceeds to the Trustee; and it is further\n\n**ORDERED**, that Merrill Lynch is not and shall not be deemed to be responsible for any taxes or tax consequences associated with or caused by the liquidation and/or sale and/or transfer and/or distribution of the VCTR Shares or the Net Proceeds, as applicable; and it is further\n\n**ORDERED**, that Merrill Lynch shall not have liability for actions taken in compliance with this Order; and it is further\n\n**ORDERED**, that this Order shall be immediately enforceable upon entry pursuant to Bankruptcy Rule 6004(h); and it is further\n\n**ORDERED**, that the Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.","body_zh":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州破产法院布里奇波特分院）\n\n-----------------------------------------------------------　x\n\n关于：　:　第 11 章\n\nHO WAN KWOK（郭文贵）等人，　:　案号：22-50073 (JAM)\n\n债务人。　:　（合并审理）\n------------------------------------------------------x　x\n\n关于根据《破产法典》第 105(a)、363(b)、541 及 542 条批准变现 VCTR 股份、分配收益及相关救济的第 11 章受托人动议之准予命令修改后［拟定］裁定的通知\n\n请注意，Luc A. Despins（卢克·A·德斯平斯）（以下简称“受托人”），以 Ho Wan Kwok（郭文贵）（“债务人”）的第 11 章受托人身份，特此提交一份修改后的拟定命令（“《修改后命令》”），该命令准予受托人提起的《根据〈破产法典〉第 105(a)、363(b)、541 及 542 条作出批准变现 VCTR 股份、分配收益及相关救济之命令的动议》[ECF No. 3203]（“《动议》”）。《修改后命令》的真实准确副本作为附件 A 附于本通知。该《修改后命令》采纳了 United States Trustee（美国联邦受托人）以及 Merrill Lynch, Pierce, Fenner & Smith Incorporated（美林证券）对随《动议》一并提交的原始拟定命令（“《原始命令》”）提出的意见。\n\n请进一步注意，反映相比《原始命令》所作修改的修改版《修改后命令》红线对比本作为附件 B 附于本通知。\n\n1 本第 11 章破产案件中的债务人为 Ho Wan Kwok（郭文贵，亦称郭文贵、Miles Guo 及 Miles Kwok，以及诸多其他化名）（税务识别号后四位：9595）、Genever Holdings LLC（日内瓦控股有限责任公司）（税务识别号后四位：8202）及 Genever Holdings Corporation（日内瓦控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok（仅用于接收通知和沟通目的）。\n\n康涅狄格州纽黑文\n日期：2024年5月23日 LUC A. DESPINS，第 11 章受托人\n\n签署人：/s/ Patrick R. Linsey Patrick R. Linsey (ct29437)\n\nNEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n及\n\nNicholas A. Bassett（经特别准许执业） PAUL HASTINGS LLP（普衡律师事务所） 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n及\n\nG. Alexander Bongartz（经特别准许执业） Douglass Barron（经特别准许执业） PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6690 alexbongartz@paulhastings.com douglassbarron@paulhastings.com\n\n第 11 章受托人之代理律师\n\n附件 A\n\n（修改后拟定命令）\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州破产法院布里奇波特分院）\n\n-----------------------------------------------------------　x\n\n关于：　:　第 11 章\n\nHO WAN KWOK（郭文贵）等人，　:　案号：22-50073 (JAM)\n\n债务人。　:　（合并审理）\n------------------------------------------------------x　x\n\n根据《破产法典》第 105(a)、363(b)、541 及 542 条批准变现 VCTR 股份、分配收益及相关救济的修改后［拟定］命令\n\n鉴于 Luc A. Despins 作为 Ho Wan Kwok（“债务人”）破产财产的第 11 章受托人（“受托人”）提出动议（“《动议》”），请求根据《破产法典》第 105(a)、363(b)、541 及 542 条[2]作出命令（本“《命令》”），批准变现 VCTR 股份并将变现收益分配给受托人以使破产财产受益，并请求相关救济；且已送达正当且充分的通知，且《动议》所请求的救济具有充分正当理由，特此\n\n裁定：《动议》按本命令所述予以准许；并进一步\n\n裁定：在本《命令》作出后两个工作日内，Reverence Fund（崇敬基金）应指示 Merrill Lynch（美林）根据本《命令》的条款变现 VCTR 股份并将收益分配给受托人；并进一步\n\n1 本第 11 章破产案件中的债务人为 Ho Wan Kwok（郭文贵，亦称郭文贵、Miles Guo 及 Miles Kwok，以及诸多其他化名）（税务识别号后四位：9595）、Genever Holdings LLC（日内瓦控股有限责任公司）（税务识别号后四位：8202）及 Genever Holdings Corporation（日内瓦控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok（仅用于接收通知和沟通目的）。\n\n2 本命令中未予明文定义的所有首字母大写术语均采用《动议》中所列的定义。\n\n裁定：在本《命令》作出后五个工作日内，美林应按变现时的市场价格在股票市场上变现 VCTR 股份；并进一步\n\n裁定：美林可从变现的总收益中扣除其费用，该等费用上限为三千美元（$3,000.00），且不得包含美林的律师费；并进一步\n\n裁定：在本《命令》作出后七个工作日内，美林应将净收益分配给受托人；并进一步\n\n裁定：有限合伙权益属于破产财产，且鉴于《动议》（包括其第 6 段及第 37 至 39 段）中所述的有限合伙权益的性质及其被持有的情况，特此授权受托人为破产财产的利益持有该有限合伙权益，直至本法院另有命令为止；并进一步\n\n裁定：Reverence Fund 与受托人应就明确受托人对有限合伙权益之所有权所需的步骤（如有）进行善意协商与讨论；并进一步\n\n裁定：就有限合伙权益应支付的任何分配款项，无论系当前应付还是将来可能应付，均应向受托人支付，或以其他方式根据受托人的指示进行分配；并进一步\n\n裁定：自本《命令》作出之日起生效，Reverence Fund 及其各自的关联实体与子公司应完全、无条件且不可撤销地免除、永远免除并解除因下列事项产生或与之相关的任何及所有义务、权利主张、反诉、抗辩、抵销、要求、债务、账目、合同、法律责任、责任、争议、救济、负债、义务、权利、主张、指控、诉权、诉讼、\n\n纠纷、程序、损失、损害赔偿、伤害、律师费、诉讼费、支出、各类判决以及诉因：根据本《命令》的条款分配和变现 VCTR 股份；经与受托人约定或经法院批准为明确受托人对有限合伙权益之所有权而采取的任何步骤；以及/或者根据本《命令》的条款就有限合伙权益向受托人或根据受托人指示进行的任何未来分配；并进一步\n\n裁定：受托人与 Reverence Fund 保留其各自与 Reverence 诉讼相关的权利，包括 Reverence Fund 提出的以下主张：受托人在获得有限合伙权益及与该有限合伙权益相关的分配款项后，不得再追讨设立该有限合伙权益的初始转让款项的价值；并进一步\n\n裁定：在收到净收益后五 (5) 个工作日内，受托人应在第 11 章案件中提交一份报告，披露 (i) 出售 VCTR 股份的日期，(ii) VCTR 股份的出售价格，(iii) 总收益金额，(iv) 扣除的费用金额，以及 (v) 受托人收到的净收益金额；并进一步\n\n裁定：授权受托人采取为使本《命令》生效所需或适当的所有行动；并进一步\n\n裁定：在本《命令》作出后五个工作日内，受托人应向美林提供填写完毕的 W-9 表格、政府颁发的身份证件复印件、电汇指引，以及美林为促成向受托人支付净收益而合理要求的任何其他文件；并进一步\n\n裁定：美林对与变现和/或出售和/或转让和/或分配 VCTR 股份或净收益（视情况而定）相关或由此引起的任何税费或税务后果不承担责任，且不应被视为承担责任；并进一步\n\n裁定：美林对依本《命令》采取的行动不承担法律责任；并进一步\n\n裁定：根据《破产程序规则》第 6004(h) 条，本《命令》在作出后立即生效并具有执行力；并进一步\n\n裁定：本法院应就因本《命令》的执行、解释及强制执行所产生或与之相关的所有事项保留管辖权。\n\n附件 B\n\n（修改后拟定命令红线对比本）\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州破产法院布里奇波特分院）\n\n-----------------------------------------------------------　x\n\n关于：　:　第 11 章\n\nHO WAN KWOK（郭文贵）等人，　:　案号：22-50073 (JAM)\n\n债务人。　:　（合并审理）\n------------------------------------------------------x　x\n\n根据《破产法典》第 105(a)、363(b)、541 及 542 条批准变现 VCTR 股份、分配收益及相关救济的修改后［拟定］命令\n\n鉴于 Luc A. Despins 作为 Ho Wan Kwok（“债务人”）破产财产的第 11 章受托人（“受托人”）提出动议（“《动议》”），请求根据《破产法典》第 105(a)、363(b)、541 及 542 条[2]作出命令（本“《命令》”），批准变现 VCTR 股份并将变现收益分配给受托人以使破产财产受益，并请求相关救济；且已送达正当且充分的通知，且《动议》所请求的救济具有充分正当理由，特此\n\n裁定：《动议》按本命令所述予以准许；并进一步\n\n裁定：在本《命令》作出后两个工作日内，Reverence Fund（崇敬基金）应指示 Merrill Lynch（美林）根据本《命令》的条款变现 VCTR 股份并将收益分配给受托人；并进一步\n\n1 本第 11 章破产案件中的债务人为 Ho Wan Kwok（郭文贵，亦称郭文贵、Miles Guo 及 Miles Kwok，以及诸多其他化名）（税务识别号后四位：9595）、Genever Holdings LLC（日内瓦控股有限责任公司）（税务识别号后四位：8202）及 Genever Holdings Corporation（日内瓦控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok（仅用于接收通知和沟通目的）。\n\n2 本命令中未予明文定义的所有首字母大写术语均采用《动议》中所列的定义。\n\n裁定：在本《命令》作出后五个工作日内，美林应按变现时的市场价格在股票市场上变现 VCTR 股份；并进一步\n\n裁定：美林可从变现的总收益中扣除其费用，该等费用上限为三千美元（$3,000.00），且不得包含美林的律师费；并进一步\n\n裁定：在本《命令》作出后七个工作日内，美林应将净收益分配给受托人；并进一步\n\n裁定：L.P. 权益（L.P. Interest）属于破产财产（Estate），且鉴于动议（Motion）中（包括其 ¶¶ 6 以及 37-39 段）所述之 L.P. 权益的性质及其被持有的情况，特此授权受托人（Trustee）在法院（Court）进一步下达裁定前为破产财产的利益持有该 L.P. 权益；并进一步\n\n裁定：Reverence Fund（Reverence 基金）与受托人应就落实受托人对 L.P. 权益所有权所需的步骤（如有）进行善意协商和讨论；并进一步\n\n裁定：因 L.P. 权益而产生的任何分配款项（Distributions），无论是目前应付还是未来可能应付，均应支付给受托人，或根据受托人的指示另行分配；并进一步\n\n裁定：自本裁定签署生效之日起，Reverence 基金及其各自的关联方和子公司应绝对、无条件且不可撤销地免除、永久免除并免除以下各项产生的或与之相关的任何及所有义务、权利主张、反诉、抗辩、抵销、请求、债务、账目、合同、法律责任、职责、争议、救济、负债、义务、权利、主张、指控、诉讼、官司、纷争、程序、损失、损害赔偿、损害、律师费、费用、支出、任何类型的判决以及诉由：依据本裁定条款分配和清算 VCTR 股份（VCTR shares）；经与受托人商定或经法院批准为落实受托人对 L.P. 权益的所有权而采取的任何步骤；以及/或者依据本裁定条款因 L.P. 权益向受托人或按受托人指示支付的任何未来分配款项；并进一步\n\n裁定：受托人与 Reverence 基金保留其与 Reverence 诉讼（Reverence Action）相关的各自权利，包括 Reverence 基金的主张，即受托人通过接收 L.P. 权益及与 L.P. 权益相关的分配款项，不得同时追回设立该 L.P. 权益的初始转让的价值；并进一步\n\n裁定：受托人在收到净收益（Net Proceeds）后五（5）个工作日内，应在第 11 章案件（Chapter 11 Case）中提交一份报告，披露：(i) 出售 VCTR 股份的日期，(ii) VCTR 股份的出售价格，(iii) 总收益（Gross Proceeds）的金额，(iv) 扣除的费用（Expenses）金额，以及 (v) 受托人收到的净收益金额；并进一步\n\n裁定：受托人获授权采取为执行本裁定所必要或适当的一切行动；并进一步\n\n裁定：在本裁定签署下达后五个工作日内，受托人应向 Merrill Lynch（美林）提供填写完毕的 W-9 表格、政府签发的身份证件复印件、电汇指引以及美林为促成向受托人支付净收益而合理要求的任何其他文件；并进一步\n\n裁定：美林不对与清算和/或出售和/或转让和/或分配 VCTR 股份或净收益（视情况适用）相关或引起的任何税费或税务后果承担责任，亦不得被视为对此承担责任；并进一步\n\n裁定：美林对为遵守本裁定而采取的行动不承担任何责任；并进一步\n\n裁定：根据 Bankruptcy Rule 6004(h)（《联邦破产诉讼规则》第 6004(h) 条），本裁定一经签署下达即具有立即执行力；并进一步\n\n裁定：对于因本裁定的实施、解释和执行而产生或与之相关的一切事项，法院均保留管辖权。","key_entities":["Kwok","Ho Wan Kwok","Despins","Guo","Paul Hastings","Miles Guo"],"ecf_references":[{"doc_number":3203,"court":"CTB"}],"word_count":2573,"status":"published","published_at":"2024-05-23 00:00:00","created_at":"2024-05-23","updated_at":"2026-08-23 13:23:54"}