{"id":"court_ctb_3730_0","court":"CTB","case_no":"22-50073","doc_number":3730,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2024-10-21","title":"| | UNITED STATES BANKRUPTCY COURT","summary_zh":null,"summary_en":null,"body_en":"| | UNITED STATES BANKRUPTCY COURT | | | | |\n|----------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|--|--|--|\n| | DISTRICT OF
CONNECTICUT | | | | |\n| | BRIDGEPORT DIVISION | | | | |\n| | | | | | |\n| In Re.
Ho Wan Kwok | § | Case No.
22-50073 | | | |\n| | § | | | | |\n| Debtor(s) | §
§ | Lead Case No.
22-50073 | | | |\n| | | Jointly Administered | | | |\n| Monthly Operating Report | | Chapter 11 | | | |\n| Reporting Period Ended:
09/30/2024 | | Petition Date:
02/15/2022 | | | |\n| Months Pending:
32 | | Industry Classification:
0
0
0
0 | | | |\n| Reporting Method: | Accrual Basis | Cash Basis | | | |\n| Debtor's Full-Time Employees (current): | | 0 | | | |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 | | | |\n| | | | | | |\n| Supporting Documentation (check all that are attached): | | | | | |\n| | | (For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) | | | |\n| Statement of cash receipts and disbursements | | | | | |\n| | | | | | |\n| | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit
Statement of operations (profit or loss statement) | | | | |\n| Accounts receivable aging | | | | | |\n| Postpetition liabilities aging | | | | | |\n| Statement of capital assets | | | | | |\n| Schedule of payments to professionals | | | | | |\n\n- Schedule of payments to insiders\n- All bank statements and bank reconciliations for the reporting period\n- Description of the assets sold or transferred and the terms of the sale or transfer\n\n/s/ Luc A. Despins\n\n10/21/2024\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\n### Case 22-50073 Doc 3730 Filed 10/21/24 Entered 10/21/24 11:14:32 Page 2 of 23\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | Part 1: Cash Receipts and Disbursements | Current Month | Cumulative |\n|----|-----------------------------------------------------------------------------------------------------------|---------------|---------------|\n| a. | Cash balance beginning of month | \\$74,706,736 | |\n| b. | Total receipts (net of transfers between accounts) | \\$292,725 | \\$121,619,138 |\n| c. | Total disbursements (net of transfers between accounts) | \\$157,476 | \\$44,934,897 |\n| d. | Cash balance end of month (a+b-c) | \\$74,841,985 | |\n| e. | Disbursements made by third party for the benefit of the estate | \\$0 | \\$12,757 |\n| f. | Total disbursements for quarterly fee calculation (c+e) | \\$157,476 | \\$44,947,654 |\n| | Part 2: Asset and Liability Status
(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | |\n| a. | Accounts receivable (total net of allowance) | \\$0 | |\n| b. | Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | |\n| c. | Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | |\n| d | Total current assets | \\$0 | |\n| e. | Total assets | \\$0 | |\n| f. | Postpetition payables (excluding taxes) | \\$0 | |\n| g. | Postpetition payables past due (excluding taxes) | \\$0 | |\n| h. | Postpetition taxes payable | \\$0 | |\n| i. | Postpetition taxes past due | \\$0 | |\n| j. | Total postpetition debt (f+h) | \\$0 | |\n| k. | Prepetition secured debt | \\$0 | |\n| l. | Prepetition priority debt | \\$0 | |\n| m. | Prepetition unsecured debt | \\$0 | |\n| n. | Total liabilities (debt) (j+k+l+m) | \\$0 | |\n| o. | Ending equity/net worth (e-n) | \\$0 | |\n| | Part 3: Assets Sold or Transferred | Current Month | Cumulative |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary | | |\n| | course of business
Total payments to third parties incident to assets being sold/transferred | \\$0 | \\$26,236,348 |\n| b. | outside the ordinary course of business | \\$0 | \\$1,160,344 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary
course of business (a-b) | \\$0 | \\$25,076,004 |\n| | Part 4: Income Statement (Statement of Operations) | Current Month | Cumulative |\n\n| | (Not generally applicable to Individual Debtors. See Instructions.) | | |\n|----|---------------------------------------------------------------------|-----|-----|\n| a. | Gross income/sales (net of returns and allowances) | \\$0 | |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable) | \\$0 | |\n| c. | Gross profit (a-b) | \\$0 | |\n| d. | Selling expenses | \\$0 | |\n| e. | General and administrative expenses | \\$0 | |\n| f. | Other expenses | \\$0 | |\n| g. | Depreciation and/or amortization (not included in 4b) | \\$0 | |\n| h. | Interest | \\$0 | |\n| i. | Taxes (local, state, and federal) | \\$0 | |\n| j. | Reorganization items | \\$0 | |\n| k. | Profit (loss) | \\$0 | \\$0 |\n| | | | |\n\n#### UST Form 11-MOR (12/01/2021) 2\n\n#### Case 22-50073 Doc 3730 Filed 10/21/24 Entered 10/21/24 11:14:32 Page 3 of 23\n\n| | Part 5: Professional Fees and Expenses | | | | | |\n|--------|--------------------------------------------------------------------|---------------|---------------------------|------------------------|-----------------------|--------------------|\n| | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$12,419 | \\$40,649,299 | \\$12,419 | \\$40,649,299 |\n| | Itemized Breakdown by Firm | | | | | |\n| | Firm Name | Role | | | | |\n| i | Neubert, Pepe & Monteith, P.C Local Counsel | | \\$0 | \\$3,384,686 | \\$0 | \\$3,384,686 |\n| ii | Paul Hastings LLP (counsel to cLead Counsel | | \\$0 | \\$31,441,406 | \\$0 | \\$31,441,406 |\n| iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| iv | Pullman & Comley, LLC (coun Lead Counsel | | \\$0 | \\$765,645 | \\$0 | \\$765,645 |\n| v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vi | Dundon Advisors (UCC financi Financial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vii | Verdolino & Lowey, PC (financFinancial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| viii | Harney Westwood & Riegels LPOther | | \\$0 | \\$895,847 | \\$0 | \\$895,847 |\n| ix | Paul Wright | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| x | Pallas Partners LLP | Other | \\$0 | \\$413,965 | \\$0 | \\$413,965 |\n| xi | Edmiston and Company LimitedOther | | \\$0 | \\$1,176,250 | \\$0 | \\$1,176,250 |\n| xii | Engineering Operations and CerOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| xiii | Epiq Corporate Restructuring, LOther | | \\$0 | \\$306,099 | \\$0 | \\$306,099 |\n| xiv | Kroll LLC | Other | \\$0 | \\$2,085,756 | \\$0 | \\$2,085,756 |\n| xv | Prager Dreifuss AG | Local Counsel | \\$12,419 | \\$114,046 | \\$12,419 | \\$114,046 |\n| xvi | Eisner Advisory Group LLC | Other | \\$0 | \\$65,600 | \\$0 | \\$65,600 |\n| xvii | | | | | | |\n| xviii | | | | | | |\n| xix | | | | | | |\n| xx | | | | | | |\n| xxi | | | | | | |\n| xxii | | | | | | |\n| xxiii | | | | | | |\n| xxiv | | | | | | |\n| xxv | | | | | | |\n| xxvi | | | | | | |\n| xxvii | | | | | | |\n| xxviii | | | | | | |\n| xxix | | | | | | |\n| xxx | | | | | | |\n| xxxi | | | | | | |\n| xxxii | | | | | | |\n| xxxiii | | | | | | |\n| xxxiv | | | | | | |\n| xxxv | | | | | | |\n| xxxvi | | | | | | |\n| | | | | | | |\n\n| | xxxvii | | | |\n|-----|--------|--|--|--|\n| | xxxvii | | | |\n| | xxxix | | | |\n| xl | | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| li | | | | |\n| lii | | | | |\n| | liii | | | |\n| | liv | | | |\n| lv | | | | |\n| | lvi | | | |\n| | lvii | | | |\n| | lviii | | | |\n| | lix | | | |\n| lx | | | | |\n| | lxi | | | |\n| | lxii | | | |\n| | lxiii | | | |\n| | lxiv | | | |\n| | lxv | | | |\n| | lxvi | | | |\n| | lxvii | | | |\n| | lxviii | | | |\n| | lxix | | | |\n| | lxx | | | |\n| | lxxi | | | |\n| | lxxii | | | |\n| | lxxiii | | | |\n| | lxxiv | | | |\n| | lxxv | | | |\n| | lxxvi | | | |\n| | lxxvii | | | |\n| | lxxvii | | | |\n| | | | | |\n\n| | lxxix | | | | | | |\n|----|--------|-----------------------------------------------------------------------|-------|---------------|------------|--------------|------------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved | Approved | Paid Current | Paid |\n| | | | | Current Month | Cumulative | Month | Cumulative |\n| b. | | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Baker Hostetler LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & ZaudererOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n\n| | xv | | | |\n|---|--------|--|--|--|\n| | xvi | | | |\n| | xvii | | | |\n| | xviii | | | |\n| | xix | | | |\n| | xx | | | |\n| | xxi | | | |\n| | xxii | | | |\n| | xxiii | | | |\n| | xxiv | | | |\n| | xxv | | | |\n| | xxvi | | | |\n| | xxvii | | | |\n| | xxviii | | | |\n| | xxix | | | |\n| | xxx | | | |\n| | xxxi | | | |\n| | xxxii | | | |\n| | xxxiii | | | |\n| | xxxiv | | | |\n| | xxxv | | | |\n| | xxxvi | | | |\n| | xxxvii | | | |\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | | | | |\n\n| lvii | | | |\n|--------|--|--|--|\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| lxxix | | | |\n| lxxx | | | |\n| lxxxi | | | |\n| lxxxii | | | |\n| lxxxii | | | |\n| lxxxiv | | | |\n| lxxxv | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxix | | | |\n| xc | | | |\n| xci | | | |\n| xcii | | | |\n| xciii | | | |\n| xciv | | | |\n| xcv | | | |\n| xcvi | | | |\n| xcvii | | | |\n| xcviii | | | |\n\n## Case 22-50073 Doc 3730 Filed 10/21/24 Entered 10/21/24 11:14:32 Page 8 of 23\n\n| | xcix | | | | |\n|----|------|----------------------------------------------------------|--|--|--|\n| | c | | | | |\n| c. | | All professional fees and expenses (debtor & committees) | | | |\n\n| | Part 6: Postpetition Taxes | | | Current Month | Cumulative |\n|----|-----------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|\n| a. | | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| b. | | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| c. | | Postpetition employer payroll taxes accrued | | \\$0 | \\$0 |\n| d. | | Postpetition employer payroll taxes paid | | \\$0 | \\$0 |\n| e. | Postpetition property taxes paid | | | \\$0 | \\$0 |\n| f. | | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| g. | | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| | | Part 7: Questionnaire - During this reporting period: | | | |\n| a. | | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | |\n| b. | | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | |\n| c. | | Were any payments made to or on behalf of insiders? | Yes | No | |\n| d. | | Are you current on postpetition tax return filings? | Yes | No | |\n| e. | | Are you current on postpetition estimated tax payments? | Yes | No | |\n| f. | | Were all trust fund taxes remitted on a current basis? | Yes | No | |\n| g. | (if yes, see Instructions) | Was there any postpetition borrowing, other than trade credit? | Yes | No | |\n| h. | the court? | Were all payments made to or on behalf of professionals approved by | Yes | No
N/A | |\n| i. | Do you have: | Worker's compensation insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | Casualty/property insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | | General liability insurance? | Yes | No | |\n| | | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| j. | | Has a plan of reorganization been filed with the court? | Yes | No | |\n| k. | | Has a disclosure statement been filed with the court? | Yes | No | |\n| l. | set forth under 28 U.S.C. § 1930? | Are you current with quarterly U.S. Trustee fees as | Yes | No | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages | \\$0 |\n| b. | Gross income (receipts) from self-employment | \\$0 |\n| c. | Gross income from all other sources | \\$0 |\n| d. | Total income in the reporting period (a+b+c) | \\$0 |\n| e. | Payroll deductions | \\$0 |\n| f. | Self-employment related expenses | \\$0 |\n| g. | Living expenses | \\$0 |\n| h. | All other expenses | \\$0 |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 |\n| j. | Difference between total income and total expenses (d-i) | \\$0 |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No |\n| m. | If yes, have you made all Domestic Support Obligation payments? | Yes
No
N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n#### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n10/21/2024\n\n![](_page_9_Picture_3.jpeg)\n\n![](_page_10_Picture_3.jpeg)\n\n![](_page_11_Figure_3.jpeg)\n\nPageFour\n\n**In re** Ho Wan Kwok **Case No.** 22-50073 (JAM) **Debtor Reporting Period:** 9/1/2024 - 9/30/2024\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The\n\nbeginning cash should be the ending\n\ncash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was\n\nfiled. Attach the bank statements and a detailed list of all disbursements made during the\n\nreport period that includes\n\nthe date, the check number, the payee, the transaction description, and the amount. A\n\nbank reconciliation must\n\nbe attached for each account. [See MOR-1 (CON'T)]\n\n| | Current Month | Cumulative July 8, 2022 to Date |\n|---------------------------------------------------------------------------------------------------|------------------|---------------------------------|\n| | Actual | Actual |\n| Cash - Beginning of Month | | |\n| RECEIPTS | | |\n| Recovered Funds | \\$
- | \\$
23,712,225.06 |\n| Funds received from B. Hofmeister Assignee for benefit of creditors | \\$
- | \\$
38,792,899.51 |\n| of HCHK pursuant to settlement order | | |\n| Clark Hill Settlement | \\$
- | \\$
499,000.00 |\n| Retainer Refund (Kercsmar Collins & O'Hara / Lewis Roca) | \\$
- | \\$
4,544.00 |\n| Yacht Repair Escrow | \\$
- | \\$
4,000,000.00 |\n| Adversary Proceeding Interpleader Funds | \\$
- | \\$
32,923,028.42 |\n| Refund from AIG | \\$
- | \\$
71.25 |\n| Funds received from The Casper Firm Settlement | \\$
- | \\$
48,750.00 |\n| Refund from Yachtzoo Yacht Management (Lady May II balance) | \\$
- | \\$
255.17 |\n| | | |\n| Funds received from Axos Bank | \\$
- | \\$
1,592,469.98 |\n| Refund of insurance premium from cancellation of protection and | \\$
- | \\$
29,255.02 |\n| indemnity insurance upon sale of Lady May on 6/30/23 | | |\n| Funds received from Chiesa, Shahinian & Giantomasi PCA for sale of | \\$
- | \\$
10,302,313.64 |\n| Bombardier jet | | |\n| Net proceeds of sale of shares of Victory Capital Holdings, Inc. held | \\$
- | \\$
2,692,924.71 |\n| by Reverence Capital Partners Opportunities Fund I (Cayman) L.P. | | |\n| | | |\n| Cash dividends on account of shares of Victory Capital Holdings, Inc. | \\$
- | \\$
54,858.88 |\n| held by Reverence Capital Partners Opportunities Fund I (Cayman) L.P. | | |\n| | | |\n| Cash distribution on account of limited partnership interest held in | \\$
- | \\$
2,561,150.56 |\n| Reverence Capital Partners Opportunities Fund I (Cayman), L.P. | | |\n| | | |\n| | | |\n| Bank Account Interest | \\$
292,725.16 | \\$
4,405,391.93 |\n| Total Receipts | \\$
292,725.16 | \\$
121,619,138.13 |\n| DISBURSEMENTS | | |\n| ORDINARY ITEMS: | | |\n| Bank Fees | \\$
6,867.66 | \\$
98,256.04 |\n| Fees paid to International Surety Ltd for surety bond renewal | \\$
- | \\$
268,747.00 |\n| | | |\n| premium | | |\n| Fees paid with respect to Yacht repair invoices out of the Yacht | \\$
- | \\$
576,895.09 |\n| Repair Escrow | | |\n| Fees paid with respect to Miller Advertising Agency Inc. (English | \\$
- | \\$
21,140.60 |\n| Court Publication Notice)
Fees paid with respect to Dexter White Invoice | \\$
- | \\$
16,235.00 |\n| Fees paid with respect to Bridgeport Harbor Marina out of the Yacht | \\$
- | \\$
18,137.64 |\n| | | |\n| Repair Escrow
Fees paid with respect to Safe Harbor out of the Yacht Repair | \\$
- | |\n| | | \\$
148,287.04 |\n| Escrow
Fees paid with respect to Yachtzoo for operating expenses out of the | \\$
- | \\$
431,604.00 |\n| | | |\n| Yacht Repair Escrow
Fees paid with respect to Harneys Corporate Services Limited | \\$
- | \\$
1,665.00 |\n| Disbursement paid to JP Reynolds Company Inc. (for customs duty | \\$
- | \\$
14,965.35 |\n| | | |\n| and customs bond premium)
Disbursement paid to James Pizzaruso for pay roll in connection with | \\$
- | \\$
31,026.98 |\n| sale of Lady May | | |\n| Disbursement paid to B. Hofmeister Assignee for Benefit of Creditors | \\$
- | \\$
76,150.88 |\n| of HCHK (for HCHK admin matters and employee payments) | | |\n| | | |\n| Disbursement paid to RKH IT Solutions (IT Consultant for HCHK | \\$
- | \\$
17,794.73 |\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) | |\n|----------------------------------------------------------------------------------------------------------------------------|-------------------|----------------------|--|\n| Debtor | Reporting Period: | 9/1/2024 - 9/30/2024 | |\n| Fees paid to SHM Newport Shipyard LLC (for Lady May II
winterization and dockage fees) | \\$
- | \\$
16,384.10 | |\n| Disbursement paid to R.I. Martine Survey (for Lady May II appraisal) | \\$
- | \\$
700.00 | |\n| Disbursement paid to Brosnan Risk Consultants LTD (for security | \\$
- | \\$
57,246.47 | |\n| services for HCHK Assignee)
Disbursement paid to ARD Facilities Management Group LLC (for | \\$
9,975.00 | \\$
212,200.00 | |\n| moving and storage services for HCHK and Golden Spring)
Disbursement paid to FDS46 Crew Series LLC (Lady May II captain | \\$
- | \\$
2,130.00 | |\n| salary)
Disbursement paid to B. Hofmeister Assignee for Benefit of Creditors | \\$
- | \\$
550,000.00 | |\n| of HCHK (for settlement payment)
Disbursement paid to Cole Schotz, counsel to Brian W. Hofmeister, | \\$
- | \\$
766,758.37 | |\n| Assignee of HCHK Entities (for preparation and prosecution of the
assignment proceedings per settlement order) | | | |\n| Disbursement paid to A. Atkins Appraisal Corp., appraiser to Brian | \\$
- | \\$
7,800.00 | |\n| W. Hofmeister, Assignee of HCHK Entities (for appraisal fees per | | | |\n| | | | |\n| settlement order) | | | |\n| Disbursement paid to McManimon, Scotland & Baumann, LLC, MSB | \\$
- | \\$
75,000.00 | |\n| counsel to Brian. W. Hofmeister, Assignee of HCHK Entities (for fees | | | |\n| and expenses per settlement order) | | | |\n| Disbursement paid to DLA, LLC, financial advisor to Brian. W. | \\$
- | \\$
155,000.00 | |\n| Hofmeister, Assignee of HCHK Entities (for fees per settlement order) | | | |\n| | | | |\n| Disbursement paid to Prager Dreifuss AG (for advance on Swiss | \\$
- | \\$
5,835.49 | |\n| court fees) | | | |\n| Disbursement paid to Hawk Eye Security LLC (for security services | \\$
59,635.36 | \\$
116,424.57 | |\n| at Mahwah Mansion) | | | |\n| Disbursement paid to A&A Home Services LLC (for repairs to the | \\$
12,800.00 | \\$
17,800.00 | |\n| 373 Taconic property) | | | |\n| Disbursement paid to Next Frontier Advisors (for deposit for virtual | \\$
5,500.00 | \\$
11,000.00 | |\n| staging at the 373 Taconic property) | | | |\n| Disbursement paid to Knight Security Systems (for security system | \\$
- | \\$
1,462.32 | |\n| installation at the 373 Taconic property) | | | |\n| Disbursement paid to Slocum's Lock & Key LLC (for updating keys | \\$
- | \\$
1,932.91 | |\n| and replacing deadbolt at the 373 Taconic property) | | | |\n| Disbursement paid to CT Fence and Landscaping, LLC (for servicing | \\$
- | \\$
638.10 | |\n| the gate at the 373 Taconic property) | | | |\n| Disbursement paid to Township of Mahwah, NJ (for 675 Ramapo | \\$
- | \\$
72,909.89 | |\n| Valley Road real property taxes) | | | |\n| Disbursement paid to Township of Mahwah, NJ (for 675 Ramapo | \\$
215.54 | \\$
215.54 | |\n| Valley Road sewer and water taxes) | | | |\n| Disbursement paid to World Insurance Associates LLC (for the 373 | \\$
- | \\$
75,139.60 | |\n| Taconic property) | | | |\n| Disbursement paid to Tax Collector - Town of Greenwich (for the | \\$
- | \\$
27,847.85 | |\n| 373 Taconic property real estate tax bill) | | | |\n| Disbursement paid to Rockland Electric (for electric company | \\$
7,638.47 | \\$
7,638.47 | |\n| invoices at 675 Ramapo Valley Road house and gate house ) | | | |\n| Disbursement paid to City of Stamford, CT (for tax bills for 2022 and | \\$
617.73 | \\$
617.73 | |\n| 2023) | | | |\n| Disbursement paid to Seriatim Inc. (for deposit for personal property | \\$
1,800.00 | \\$
1,800.00 | |\n| inventory services at 373 Taconic property) | | | |\n| Disbursement paid to Greenwich Pool Service, LLC (for pool services | \\$
775.00 | \\$
775.00 | |\n| at 373 Taconic property) | | | |\n| Disbursement paid to PSE&G (for gas utility invoices at 675 Ramapo | \\$
644.90 | \\$
644.90 | |\n| Valley Road property) | | | |\n| Disbursement paid to Town of Greenwich (for alarm registration fee | \\$
30.00 | \\$
30.00 | |\n| for 373 Taconic property) | | | |\n| | | | |\n| Disbursement paid to Verizon (for services at 675 Ramapo Valley | \\$
850.26 | \\$
850.26 | |\n| Road property ) | | | |\n| Disbursement paid to Optimum (for internet services at 373 Taconic | \\$
357.56 | \\$
357.56 | |\n| property) | | | |\n| Total Ordinary Disbursements | \\$
107,707.48 | \\$
3,908,044.48 | |\n| REORGANIZATION ITEMS: | | | |\n| Professional Fees | | | |\n| Fees paid with respect to Neubert, Pepe & Monteith PC | \\$
- | \\$
3,384,686.44 | |\n| Fees paid with respect to Paul Hastings LLP | \\$
- | \\$
31,441,405.54 | |\n| Broker fees paid with respect to Edmiston and Company Limited | \\$
- | \\$
1,176,250.00 | |\n| | | | |\n\n| | Case No. | | 22-50073 (JAM) |\n|--------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|\n| | Reporting Period: | | 9/1/2024 - 9/30/2024 |\n| \\$ | - | \\$ | 765,644.67 |\n| \\$ | - | \\$ | 306,098.63 |\n| \\$ | - | \\$ | 895,847.07 |\n| | | \\$ | 2,085,755.84 |\n| | | \\$ | 413,964.63 |\n| | | \\$ | 114,046.07 |\n| \\$ | - | \\$ | 65,600.00 |\n| \\$ | 37,349.33 | \\$ | 377,553.76 |\n| \\$ | - | \\$ | - |\n| \\$ | 49,768.63 | \\$ | 41,026,852.65 |\n| | | | |\n| \\$ | 157,476.11 | \\$ | 44,934,897.13 |\n| | | | |\n| | | | 25,004.19 |\n| | | | |\n| | | | |\n| | | | |\n| | | | 236,452.00 |\n| | | | |\n| | | | 230,263.96 |\n| | | | |\n| | | | |\n| | | | 48,659.58 |\n| | | | |\n| | | | 121,300.00 |\n| | | | |\n| | | | |\n| | | | 39,924.43 |\n| | | | |\n| | | | |\n| | | | 300,609.59 |\n| | | | |\n| | | | |\n| | | | |\n| | | | 2,875.00 |\n| | | | |\n| | | | |\n| | | | 62,590.55 |\n| | | | |\n| | | | |\n| | | | 2,515.01 |\n| | | | |\n| | | | |\n| \\$ | - | \\$ | 105,526.25 |\n| | | | |\n| | | | 189,719.92 |\n| | | | |\n| | | | |\n| | | | 18,356.06 |\n| | | | |\n| | | | |\n| | | | |\n| | | | 7,080.09 |\n| | | | |\n| | | | 84,183.25 |\n| | | | |\n| | | | 29,446.33 |\n| | | | |\n| | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US
\\$ | 2,850.00 | \\$ | 14,850.00 |\n| | | | |\n| | | | |\n| | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US
\\$ | - | \\$ | |\n| | | | |\n| | | | 2,068.63 |\n| | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US
\\$ | - | \\$ | 12,450.00 |\n| US invoices for Acheson Doyle Partners Architects, PC (for apartment
US invoices for Sciame Homes NY LLC (for general contractor at The | \\$
\\$
\\$
Payment pursuant to DIP Order with respect to financing Genever US
\\$
asbestos abatement, ATRU and variance drawings, final inspection and
\\$
\\$
\\$
\\$
\\$
\\$
Payment pursuant to DIP Order with respect to financing Genever US
\\$
invoices for Catalpa Special Inspections, Inc. (for remediation project at
Payment pursuant to DIP Order with respect to financing Genever US
\\$
Payment pursuant to DIP Order with respect to financing Genever US
\\$
Payment pursuant to DIP Order with respect to financing Genever US
\\$
\\$
US invoices for Burnham Nationwide, Inc. (for apartment restoration at
Payment pursuant to DIP Order with respect to financing Genever US
\\$
Payment pursuant to DIP Order with respect to financing Genever US
\\$
Payment pursuant to DIP Order with respect to financing Genever US
\\$ | -
-
12,419.30
-
-
-
-
-
18,395.44
25,680.00
-
-
-
-
1,500.00
1,656.09
-
12,821.12 | \\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$
\\$ |\n\n| In re Ho Wan Kwok | | Case No. | 22-50073 (JAM) | |\n|---------------------------------------------------------------------|----|-------------------|----------------------|---------------|\n| Debtor | | Reporting Period: | 9/1/2024 - 9/30/2024 | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$ | 184,756.60 | \\$ | 554,269.78 |\n| invoices for J and A Construction Consultants dba Dryfast Property | | | | |\n| Restoration (for restoration work at The Sherry Netherland) | | | | |\n| Payment pursuant to DIP Order with respect to financing Genever US | \\$ | - | \\$ | 1,750.00 |\n| invoices for The Light Touch (for work removing and packaging light | | | | |\n| fixtures at The Sherry Netherland) | | | | |\n| Total DIP Financing Items | \\$ | 247,659.25 | \\$ | 2,089,894.62 |\n| | | | | |\n| Net Cash Flow (Total Receipts - Total Disbursements - DIP | \\$ | (112,410.20) \\$ | | 74,594,346.38 |\n| Financing) | | | | |\n| | | | | |\n| Cash - End of Month (Must equal reconciled bank statement) | \\$ | 74,594,325.76 | \\$ | 74,594,325.76 |\n| Third Party Disbursements on Behalf of the Estate | | | | |\n| None | \\$ | - | \\$ | 12,757.00 |\n\n#### **THE FOLLOWING SECTION MUST BE COMPLETED DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
157,476.11 |\n|----------------------------------------------------------------------|------------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$
- |\n| accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
157,476.11 |\n| FEES | |\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------
x | | | | | | |\n|-------------------------------------------------------------|-------------------------------------------|--|--|--|--|--|\n| In re: | :
:
Chapter 11 | | | | | |\n| HO WAN KWOK, | :
:
Case No. 22-50073
(JAM)
: | | | | | |\n| Debtor. | :
: | | | | | |\n| ------------------------------------------------------ | x | | | | | |\n\n## **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD SEPTEMBER 1, 2024 THROUGH SEPTEMBER 30, 2024**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n## **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-16-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n#### **Specific Responses**\n\n#### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control. Not all cash receipts held by the Trustee as reflected in this MOR have been determined to be\n\n1 The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\nproperty of the estate at this time. There are various on-going litigations with respect to the funds held by the Trustee, which, if finally determined in a manner adverse to the Trustee, would materially reduce the total amount of cash held by the Trustee at this time. In addition, cash disbursements included here do not reflect payments made pursuant to the *Order (I) Authorizing Chapter 11 Trustee to Extend Financing Pursuant to Bankruptcy Code Section 363, (II) Authorizing Genever US and Genever BVI to Obtain Post-Petition Financing Pursuant to Bankruptcy Code Section 264, (III) Granting Non-Priming Liens and Providing Superpriority Administrative Expense Claims, (IV) Modifying Automatic Stay, and (V) Granting Related Relief*, entered on September 12, 2023 [Dkt. 2193], which authorized the Kwok estate to finance expenses of the Genever entities, which are described in the summary of cash receipts and disbursements.\n\n#### Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's professionals. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n\n#### Part 3 Responses\n\n7. On June 27, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May [Docket No. 1953]. On December 19, 2023, the Bankruptcy Court entered an order authorizing and approving the sale of the Lady May II [Docket No. 2449]. On June 20, 2024, the Bankruptcy Court entered an amended order [Docket No. 3265] authorizing and approving the liquidation of shares of Victory Capital Holdings, Inc. held by Reverence Capital Partners Opportunities Fund I (Cayman) L.P. and the distribution of the proceeds of such liquidation, as discussed in the Trustee' s related motion [Docket No. 3203] and report of results of sale [Docket No. 3372].\n\n## Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n### Part 5 Responses\n\n- 9. As of the end of the reporting period, certain interim applications for reimbursement of expenses have been approved by the Court pursuant to various orders approving interim fee applications and as set forth in the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals*, entered on August 18, 2023 [Docket No. 2094].\n- 10. The Trustee is aware of a number of professional firms that have provided services to the official committee of unsecured creditors or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n#### Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n#### Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\n#### Part 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\n# Case 22-50073 Doc 3730 Filed 10/21/24 Entered 10/21/24 11:14:32 Page 20 of 23\n\n**EASTWESTBANK** Your financial bridge®\n\n9300 Flair Dr., 1St FL\n\nEl Monte, CA. 91731\n\nDirect inquiries to: 888 761-3967\n\nACCOUNT STATEMENT STARTING DATE: September 01, 2024 ENDING DATE: September 30, 2024 Total days in statement period: 30 Page 1 of 3\n\n( 6)\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\nSwitch to e-statements via our Mobile App or Online Banking for a paperless experience! You can access up to seven years of account history easily at your fingertips. Learn more by visiting eastwestbank.com/mobile or call 833.468.8356 for details.\n\n# Standard Business Checking\n\n| Account number
Enclosures
Low balance
Average balance | | 6
\\$80,000.00
\\$785,996.11 | Total additions
Ending balance | Beginning balance
Total subtractions | \\$125,233.08
1,000,000.00
( 1)
405,135.36
( 46)
\\$720,097.72 | |\n|----------------------------------------------------------------|-------------------------|--------------------------------------------|-----------------------------------|-----------------------------------------|-----------------------------------------------------------------------------|--|\n| CREDITS
Number | Date
09-04 | Transaction Description
Onln Bkg Trft C | FR ACC 05500018816 | | Additions
1,000,000.00 | |\n| CHECKS | | | | | | |\n| Number | Date | Amount | Number | Date | Amount | |\n| 1167 | 09-09 | 775.00 | 1172 | 09-17 | 30.00 | |\n| 1168 | 09-16 | 622.70 | 1173 | 09-13 | 357.56 | |\n| 1170 * | 09-16 | 850.26 | * Skip in check sequence | | | |\n| 1171 | 09-16 | 22.20 | | | | |\n| | | | | | | |\n| DEBITS | | | | | | |\n| Date | Transaction Description | | | | Subtractions | |\n| 08-30 | Preauth Debit | QUARTERLY FEE PAYMENT 240830 0000 | | | 39,005.42 | |\n| 09-03 | Debit Memo | FIDUCIARY MAINTENA NCE | | | 25.00 | |\n| 09-03 | Debit Memo | FIDUCIARY COLLATER AL | 6,202.66 | | | |\n| 09-03 | Preauth Debit | IC FEE STAMFORD WEB PAYMNT 240903 | 0.95 | | | |\n| 09-03 | Preauth Debit | CITY OF STAMFORD TAX 240903 | | 616.78 | | |\n| 09-04 | Outgoing Wire | SERIATIM INC | | | 1,800.00 | |\n| 09-04 | Service Charge | OUTGOING WIRE | | | 40.00 | |\n| 09-04 | Outgoing Wire | A AND A HOME SERVI CES LLC | | | 5,000.00 | |\n| 09-04 | Service Charge | OUTGOING WIRE | | | 40.00 | |\n| 09-04 | Outgoing Wire | GUSTAV RESTORATION LLC | | | 18,395.44 | |\n| 09-04 | Service Charge | OUTGOING WIRE | | | 40.00 | |\n| 09-04 | Outgoing Wire | ACHESON DOYLE PART NERS | | | 25,680.00 | |\n| 09-04 | Service Charge | OUTGOING WIRE | | | 40.00 | |\n| 09-10 | Outgoing Wire | BURNHAM NATIONWIDE INC | | | 1,500.00 | |\n| 09-10 | Service Charge | OUTGOING WIRE | | | 40.00 | |\n\nACCOUNT STATEMENT **li EASTWESTBANK** Your financial bridge® Page 2 of 3 Case 22-50073 Doc 3730 Filed 10/21/24 Entered 10/21/24 11:14:32 Page 21 of 23\n\n9300 Flair Dr., 1St FL STARTING DATE: September 01, 2024\n\nEl Monte, CA. 91731 ENDING DATE: September 30, 2024\n\nBK EST/HO WAN KWOK DEBTOR\n\n| Date | Transaction Description | | Subtractions |\n|-------|-------------------------|----------------------------------------------|--------------|\n| 09-10 | Outgoing Wire | ARD FACILITIES MAN AGEMENT GROUP LLC | 1,975.00 |\n| 09-10 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-10 | Outgoing Wire | ARD FACILITIES MAN AGEMENT GROUP LLC | 2,850.00 |\n| 09-10 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-10 | Outgoing Wire | A AND A HOME SERVI CES LLC | 7,800.00 |\n| 09-10 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-10 | Outgoing Wire | ARD FACILITIES MAN AGEMENT GROUP LLC | 8,000.00 |\n| 09-10 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-10 | Outgoing Wire | HAWK EYE SECURITY LLC | 31,241.12 |\n| 09-10 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-11 | Outgoing Fx Ccy | FX OUT WIRE 101473759 1 1 BK EST HO WAN KWOK | 12,419.30 |\n| 09-11 | Service Charge | OUTGOING FX CCY WI | 40.00 |\n| 09-11 | Preauth Debit | Township of Mahw 2015295757 240911 | 215.54 |\n| 09-12 | Preauth Debit | ROCKLAND ELECTR RECO 240912 59297160000 | 971.95 |\n| 09-13 | Preauth Debit | ROCKLAND ELECTR RECO 240913 85766340005 | 6,666.52 |\n| 09-18 | Outgoing Wire | HILLMANN CONSULTIN G LLC | 12,821.12 |\n| 09-18 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-18 | Outgoing Wire | HAWK EYE SECURITY LLC | 14,197.12 |\n| 09-18 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-18 | Outgoing Wire | J AND A CONSTRUCTI ON CONSULTANTS | 184,756.60 |\n| 09-18 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-25 | Outgoing Wire | NEXT FRONTIER ADVI SORS INC | 5,500.00 |\n| 09-25 | Service Charge | OUTGOING WIRE | 40.00 |\n| 09-25 | Outgoing Wire | HAWK EYE SECURITY LLC | 14,197.12 |\n| 09-25 | Service Charge | OUTGOING WIRE | 40.00 |\n\n#### DAILY BALANCES Date Amount Date Amount Date Amount 08-31 86,227.66 09-03 79,382.27 09-04 1,028,346.83 09-09 1,027,571.83 09-10 973,965.71 09-11 961,290.87 09-12 960,318.92 09-13 953,294.84 09-16 951,799.68 09-17 951,769.68 09-18 739,874.84 09-25 720,097.72\n\n#### OVERDRAFT/RETURN ITEM FEES\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |\n\n![](_page_21_Figure_0.jpeg)\n\n| Case 22-50073
Doc 3730
Filed 10/21/24
Entered 10/21/24 11:14:32
EASTWESTBANK Your financial bridge®
9300 Flair Dr., 1St FL | Page 23 of 23
Direct inquiries to:
888 761-3967 |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| El Monte, CA. 91731 | ACCOUNT STATEMENT
Page
1
of
1
STARTING DATE: September 01, 2024
ENDING DATE: September 30, 2024
Total days in statement period: 30
( 0) |\n| BK EST/HO WAN KWOK DEBTOR
LUC A DESPINS, CH11 TRUSTEE
CASE #22-50073
C/O PAUL HASTINGS LLP
200 PARK AVE
NEW YORK NY 10166-0005 | Switch to e-statements via our Mobile App
or Online Banking for a paperless
experience! You can access up to seven
years of account history easily at your
fingertips. Learn more by visiting
eastwestbank.com/mobile or call
833.468.8356 for details. |\n| Trustee-Non Vendor MMA
Account number
Beginning balance
Low balance
\\$73,581,502.88
Total additions
Average balance
\\$73,681,502.88
Total subtractions
Interest paid year to date
\\$2,644,661.54
Ending balance | \\$74,581,502.88
292,725.16
( 1)
1,000,000.00
( 1)
\\$73,874,228.04 |\n| CREDITS
Number
Date
Transaction Description
09-30
Interest Credit | Additions
292,725.16 |\n| DEBITS
Date
Transaction Description
09-04
Onln Bkg Trfn D
TO ACC 05500018263 | Subtractions
-1,000,000.00 |\n| DAILY BALANCES
Date
Amount
Date
Amount
08-31
74,581,502.88
09-04
73,581,502.88 | Date
Amount
09-30
73,874,228.04 |\n| INTEREST INFORMATION
Annual percentage yield earned
4.96%
Interest-bearing days
Average balance for APY
\\$73,681,502.88
Interest earned | 30
\\$292,725.16 |\n| OVERDRAFT/RETURN ITEM FEES | |\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |","body_zh":"美国破产法院\n\n康涅狄格州联邦地区\n布里奇波特分院\n\n关于\nHo Wan Kwok（郭文贵）　§　案号\n22-50073\n§\n债务人　§\n§　主案案号\n22-50073\n合并管理\n月度经营报告　第 11 章\n报告期截至：\n09/30/2024　申请日期：\n02/15/2022\n待决月数：\n32　行业分类：\n\n报告方法：　权责发生制　现金制\n债务人的全职雇员（当前）：　0\n债务人的全职雇员（截至救济令作出之日）：　0\n\n支持性文件（勾选所有随附文件）：\n（对于合并管理的债务人，任何必需的附表均须按每一债务人为单位、以非合并基础提供）\n现金收入及支出表\n\n载有资产、负债及权益（净值）或赤字汇总和明细的资产负债表\n经营情况表（损益表）\n应收账款账龄表\n申请后负债账龄表\n资本资产表\n向专业人士付款明细表\n\n- 向内部人士付款明细表\n- 报告期内所有银行对账单及银行存款调节表\n- 对已出售或转让资产及其出售或转让条款的说明\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n10/21/2024\n\n日期\n\n责任方签名　责任方姓名（正楷）　地址　Luc A. Despins（卢克·A·德斯平斯），以第 11 章受托人身份　Paul Hastings LLP（保罗·黑斯廷斯律师事务所）　200 Park Avenue　New York, NY 10166\n\n声明：本定期报告与一宗未结破产案件有关；因此，适用《文书工作减负法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n案件 22-50073　文件 3730　提交日期 10/21/24　录入日期 10/21/24 11:14:32　第 2 页，共 23 页\n\n债务人姓名 Ho Wan Kwok（郭文贵）　案号 22-50073\n\n第 1 部分：现金收入及支出　当月　累计\n\na.　月初现金余额　\\$74,706,736\nb.　收入总额（扣除账户间转账）　\\$292,725　\\$121,619,138\nc.　支出总额（扣除账户间转账）　\\$157,476　\\$44,934,897\nd.　月末现金余额（a+b-c）　\\$74,841,985\ne.　第三方为破产财团利益所作的支出　\\$0　\\$12,757\nf.　用于计算季度费用的支出总额（c+e）　\\$157,476　\\$44,947,654\n\n第 2 部分：资产及负债状况\n（通常不适用于个人债务人。参见说明。）　当月\n\na.　应收账款（扣除备抵后的总额）　\\$0\nb.　逾期超过 90 天的应收账款（扣除备抵）　\\$0\nc.　存货\n（账面价值\n市场价值\n其他\n（附说明））　\\$0\nd.　流动资产总额　\\$0\ne.　资产总额　\\$0\nf.　申请后应付账款（不含税款）　\\$0\ng.　逾期的申请后应付账款（不含税款）　\\$0\nh.　应付申请后税款　\\$0\ni.　逾期申请后税款　\\$0\nj.　申请后债务总额（f+h）　\\$0\nk.　申请前有担保债务　\\$0\nl.　申请前优先债务　\\$0\nm.　申请前无担保债务　\\$0\nn.　负债（债务）总额（j+k+l+m）　\\$0\no.　期末权益／净值（e-n）　\\$0\n\n第 3 部分：已出售或转让的资产　当月　累计\n\na.　在正常营业过程之外出售／转让资产的现金销售价格总额\n因出售／转让资产而向第三方支付的款项总额　\\$0　\\$26,236,348\nb.　在正常营业过程之外　\\$0　\\$1,160,344\nc.　在正常营业过程之外出售／转让资产所得现金净收益（a-b）　\\$0　\\$25,076,004\n\n第 4 部分：利润表（经营情况表）　当月　累计\n\n（通常不适用于个人债务人。参见说明。）\n\na.　总收入／销售额（扣除退货及折让）　\\$0\nb.　销售成本（如适用，包括折旧）　\\$0\nc.　毛利润（a-b）　\\$0\nd.　销售费用　\\$0\ne.　一般及行政费用　\\$0\nf.　其他费用　\\$0\ng.　折旧和／或摊销（未计入第 4b 项）　\\$0\nh.　利息　\\$0\ni.　税款（地方、州及联邦）　\\$0\nj.　重组项目　\\$0\nk.　利润（亏损）　\\$0　\\$0\n\nUST 表格 11-MOR（12/01/2021）2\n案件 22-50073　文件 3730　提交日期 10/21/24　录入日期 10/21/24 11:14:32　第 3 页，共 23 页\n\n第 5 部分：专业费用及开支\n\n获批准\n当月　获批准\n累计　当月已付　已付\n累计\n债务人专业费用及开支（破产）合计　\\$12,419　\\$40,649,299　\\$12,419　\\$40,649,299\n按事务所逐项明细\n事务所名称　角色\ni　Neubert, Pepe & Monteith, P.C（纽伯特、佩佩及蒙蒂思律师事务所）　当地律师　\\$0　\\$3,384,686　\\$0　\\$3,384,686\nii　Paul Hastings LLP（保罗·黑斯廷斯律师事务所）（第 11 章受托人的律师）　首席律师　\\$0　\\$31,441,406　\\$0　\\$31,441,406\niii　Brown Rudnick（布朗·拉德尼克律师事务所）（Ho Wan Kwok 的律师）　首席律师　\\$0　\\$0　\\$0　\\$0\niv　Pullman & Comley, LLC（普尔曼及康利有限责任公司）（律师）　首席律师　\\$0　\\$765,645　\\$0　\\$765,645\nv　Coleman Worldwide Advisors L　其他　\\$0　\\$0　\\$0　\\$0\nvi　Dundon Advisors（邓登顾问公司）（UCC 财务）　财务专业人士　\\$0　\\$0　\\$0　\\$0\nvii　Verdolino & Lowey, PC（维尔多利诺及洛伊 PC）（财务）　财务专业人士　\\$0　\\$0　\\$0　\\$0\nviii　Harney Westwood & Riegels LP（哈尼·韦斯特伍德及里格尔斯有限合伙企业）　其他　\\$0　\\$895,847　\\$0　\\$895,847\nix　Paul Wright（保罗·赖特）　其他　\\$0　\\$0　\\$0　\\$0\nx　Pallas Partners LLP（帕拉斯合伙人律师事务所）　其他　\\$0　\\$413,965　\\$0　\\$413,965\nxi　Edmiston and Company Limited（埃德米斯顿有限公司）　其他　\\$0　\\$1,176,250　\\$0　\\$1,176,250\nxii　Engineering Operations and Cer　其他　\\$0　\\$0　\\$0　\\$0\nxiii　Epiq Corporate Restructuring, L　其他　\\$0　\\$306,099　\\$0　\\$306,099\nxiv　Kroll LLC（科尔尼有限责任公司）　其他　\\$0　\\$2,085,756　\\$0　\\$2,085,756\nxv　Prager Dreifuss AG（普拉格·德赖富斯股份公司）　当地律师　\\$12,419　\\$114,046　\\$12,419　\\$114,046\nxvi　Eisner Advisory Group LLC（艾斯纳咨询集团有限责任公司）　其他　\\$0　\\$65,600　\\$0　\\$65,600\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nxxxvii\n\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\n\nlxxix\n\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n\n获批准　获批准　当月已付　已付\n当月　累计　累计\nb.　债务人专业费用及开支（非破产）合计　\\$0　\\$0　\\$0　\\$0\n按事务所逐项明细\n事务所名称　角色\ni　Baker Hostetler LLP（贝克·霍斯特勒律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\nii　Clayman & Rosenberg LLP（克莱曼及罗森伯格律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\niii　Ganfer Shore Leeds & Zauderer（甘弗、肖尔、利兹及佐德勒律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\niv　Harcus Parker Ltd.（哈克斯·帕克有限公司）　其他　\\$0　\\$0　\\$0　\\$0\nv　LALIVE SA（拉利夫股份公司）　其他　\\$0　\\$0　\\$0　\\$0\nvi　Lawall & Mitchell, LLC（拉沃尔及米切尔有限责任公司）　其他　\\$0　\\$0　\\$0　\\$0\nvii　Petrillo Klein & Boxer LLP（彼得里洛、克莱因及博克瑟律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\nviii　Schulman Bhattacharya, LLC（舒尔曼·巴塔查里亚有限责任公司）　其他　\\$0　\\$0　\\$0　\\$0\nix　The Casper Firm（卡斯珀律师事务所）　其他　\\$0　\\$0　\\$0　\\$0\nx　The Francis Firm PLLC（弗朗西斯律师事务所 PLLC）　其他　\\$0　\\$0　\\$0　\\$0\nxi　VX Cerda & Associates（VX 塞尔达及合伙人）　其他　\\$0　\\$0　\\$0　\\$0\nxii\nxiii\nxiv\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\n案件 22-50073　文件 3730　提交日期 10/21/24　录入日期 10/21/24 11:14:32　第 8 页，共 23 页\n\nxcix\n\nc\nc.　所有专业费用及开支（债务人及委员会）\n\n第 6 部分：申请后税款　当月　累计\n\na.　已计提的申请后所得税（地方、州及联邦）　\\$0　\\$0\nb.　已支付的申请后所得税（地方、州及联邦）　\\$0　\\$0\nc.　已计提的申请后雇主工资税　\\$0　\\$0\nd.　已支付的申请后雇主工资税　\\$0　\\$0\ne.　已支付的申请后财产税　\\$0　\\$0\nf.　已计提的申请后其他税款（地方、州及联邦）　\\$0　\\$0\ng.　已支付的申请后其他税款（地方、州及联邦）　\\$0　\\$0\n\n第 7 部分：问卷——在本报告期内：\n\na.　是否就申请前债务支付任何款项？（如是，参见说明）　是　否\nb.　是否在未经法院批准的情况下，于正常营业过程之外支付任何款项？（如是，参见说明）　是　否\nc.　是否向内部人士或代内部人士支付任何款项？　是　否\nd.　您是否已按时提交申请后纳税申报表？　是　否\ne.　您是否已按时支付申请后预估税款？　是　否\nf.　是否已按时缴付所有信托基金税款？　是　否\ng.　（如是，参见说明）　除贸易信贷外，是否存在任何申请后借款？　是　否\nh.　是否所有向专业人士或代专业人士支付的款项均经法院批准？　是　否\n不适用\ni.　您是否拥有：　工伤赔偿保险？　是　否\n如是，您的保费是否已按时缴纳？　是　否\n不适用　（如否，参见说明）\n意外事故／财产保险？　是　否\n如是，您的保费是否已按时缴纳？　是　否\n不适用　（如否，参见说明）\n一般责任保险？　是　否\n如是，您的保费是否已按时缴纳？　是　否\n不适用　（如否，参见说明）\nj.　是否已向法院提交重组计划？　是　否\nk.　是否已向法院提交披露声明？　是　否\nl.　您是否已按 28 U.S.C. § 1930 所规定按时缴纳季度美国受托人费用？　是　否\n\n第 8 部分：个人第 11 章债务人（仅适用）\n\na.　工资及薪金的总收入（收款）　\\$0\nb.　自营职业的总收入（收款）　\\$0\nc.　所有其他来源的总收入　\\$0\nd.　报告期内总收入（a+b+c）　\\$0\ne.　工资扣除额　\\$0\nf.　与自营职业有关的费用　\\$0\ng.　生活费用　\\$0\nh.　所有其他费用　\\$0\ni.　报告期内总费用（e+f+g+h）　\\$0\nj.　总收入与总费用之差额（d-i）　\\$0\nk.　列出所有已逾期申请后债务的总额　\\$0\nl.　您是否须支付 11 U.S.C § 101(14A) 所定义的任何家庭扶养义务？　是\n否\nm.　如是，您是否已支付全部家庭扶养义务款项？　是\n否\n不适用\n\n《隐私法》声明\n\n28 U.S.C. § 589b 授权收集本信息，且根据 11 U.S.C. §§ 704、1106 和 1107，提供本信息属强制性要求。美国受托人将使用本信息，根据 28 U.S.C. § 1930(a)(6) 计算法定费用评估。美国受托人还将使用本信息，评估第 11 章债务人在破产制度中的进展情况，包括重组计划获确认的可能性以及案件是否以善意推进。当履行受托人或审查员职责需要该信息时，该信息可披露给破产受托人或审查员；当该信息显示存在违法或潜在违法行为时，该信息可披露给相应的联邦、州、地方、监管、部落或外国执法机构。亦可为日常目的作出其他披露。有关可能作出的日常披露类型的讨论，您可查阅美国受托人执行办公室的记录系统公告 UST-001，即“破产案件档案及相关记录”。参见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该公告副本可通过以下链接获得：htt www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供本信息可能导致您的破产案件被驳回或转换，或美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证罪处罚的约束下声明：上述月度经营报告及其支持性文件真实、准确，且本人已获授权代表破产财团签署本报告。\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n责任方签名\n\n第 11 章受托人\n\n职务　日期\n\nLuc A. Despins（卢克·A·德斯平斯），以第 11 章受托人身份\n\n责任方姓名（正楷）\n\n10/21/2024\n\n第 4 页\n\n关于 Ho Wan Kwok（郭文贵）　案号 22-50073 (JAM)　债务人　报告期：9/1/2024 - 9/30/2024\n个人债务人现金收入及现金支出\n\n（债务人持有的每个银行账户均须提交本表）\n\n所报告的金额应以债务人的账簿为准，而非银行对账单。期初现金应为上月的期末现金，或者，如为首次报告，该金额应为申请提交之日的余额。随附银行对账单及报告期内所有支出的详细清单。\n\n包括以下内容的报告期间：日期、支票号码、收款人、交易说明及金额。每个账户均须附上银行对账单。[见 MOR-1（续）]\n\n本月　自 2022年7月8日起累计至今\n\n实际　实际\n月初现金\n收入\n收回资金　$\n-　$\n23,712,225.06\n根据和解命令从 HCHK 债权人利益受让人 B. Hofmeister（B. Hofmeister）处收到的资金　$\n-　$\n38,792,899.51\nClark Hill（克拉克·希尔）和解款　$\n-　$\n499,000.00\n预付聘用费退款（Kercsmar Collins & O'Hara（克什马尔·柯林斯与奥哈拉）/ Lewis Roca（刘易斯·罗卡））　$\n-　$\n4,544.00\n游艇维修托管资金　$\n-　$\n4,000,000.00\n对抗诉讼提存资金　$\n-　$\n32,923,028.42\nAIG（美国国际集团）退款　$\n-　$\n71.25\n从 The Casper Firm（卡斯珀律师事务所）和解款中收到的资金　$\n-　$\n48,750.00\nYachtzoo Yacht Management（游艇动物园游艇管理公司）退款（Lady May II 余额）　$\n-　$\n255.17\n\n从 Axos Bank（阿克索斯银行）收到的资金　$\n-　$\n1,592,469.98\n因于 6/30/23 出售 Lady May 而取消保护及赔偿保险所退还的保险费　$\n-　$\n29,255.02\n从 Chiesa, Shahinian & Giantomasi PCA（基耶萨、沙希尼安与詹托马西 PCA）收到的、用于出售 Bombardier（庞巴迪）喷气机的资金　$\n-　$\n10,302,313.64\n由 Reverence Capital Partners Opportunities Fund I (Cayman) L.P.（尊崇资本合伙人机会基金一期〔开曼〕有限合伙企业）持有的 Victory Capital Holdings, Inc.（胜利资本控股公司）股份出售净收益　$\n-　$\n2,692,924.71\n\n就 Reverence Capital Partners Opportunities Fund I (Cayman) L.P. 持有的 Victory Capital Holdings, Inc. 股份取得的现金股息　$\n-　$\n54,858.88\n\n就 Reverence Capital Partners Opportunities Fund I (Cayman), L.P. 持有的有限合伙权益取得的现金分配　$\n-　$\n2,561,150.56\n\n银行账户利息　$\n292,725.16　$\n4,405,391.93\n收入总额　$\n292,725.16　$\n121,619,138.13\n支出\n日常项目：\n银行费用　$\n6,867.66　$\n98,256.04\n向 International Surety Ltd（国际担保有限公司）支付的担保债券续期保费　$\n-　$\n268,747.00\n\n从游艇维修托管资金中支付的与游艇维修发票有关的费用　$\n-　$\n576,895.09\n支付的与 Miller Advertising Agency Inc.（米勒广告代理公司）有关的费用（英格兰法院公告通知）　$\n-　$\n21,140.60\n支付的与 Dexter White（德克斯特·怀特）发票有关的费用　$\n-　$\n16,235.00\n从游艇维修托管资金中支付的与 Bridgeport Harbor Marina（布里奇波特港码头）有关的费用　$\n-　$\n18,137.64\n\n从游艇维修托管资金中支付的与 Safe Harbor（安全港）有关的费用　$\n\n$\n148,287.04\n托管资金\n从游艇维修托管资金中支付给 Yachtzoo 的运营费用　$\n-　$\n431,604.00\n\n游艇维修托管资金\n支付的与 Harneys Corporate Services Limited（哈尼公司服务有限公司）有关的费用　$\n-　$\n1,665.00\n向 JP Reynolds Company Inc.（JP 雷诺兹公司）支付的支出款（用于关税及海关保证金保费）　$\n-　$\n14,965.35\n\n向 James Pizzaruso（詹姆斯·皮扎鲁索）支付的、与出售 Lady May 有关的工资支出款　$\n-　$\n31,026.98\n向 HCHK 债权人利益受让人 B. Hofmeister 支付的支出款（用于 HCHK 行政事项及雇员付款）　$\n-　$\n76,150.88\n\n向 RKH IT Solutions（RKH 信息技术解决方案公司）支付的支出款（HCHK 信息技术顾问）　$\n-　$\n17,794.73\n\n关于 Ho Wan Kwok（郭文贵）案　案号　22-50073 (JAM)\n\n债务人　报告期间：　9/1/2024 - 9/30/2024\n向 SHM Newport Shipyard LLC（SHM 纽波特船厂有限责任公司）支付的费用（用于 Lady May II 的冬季维护及停泊费）　$\n-　$\n16,384.10\n向 R.I. Martine Survey（R.I. 马丁勘测公司）支付的支出款（用于 Lady May II 估价）　$\n-　$\n700.00\n向 Brosnan Risk Consultants LTD（布罗斯南风险顾问有限公司）支付的支出款（用于为 HCHK 受让人提供安保服务）　$\n-　$\n57,246.47\n向 ARD Facilities Management Group LLC（ARD 设施管理集团有限责任公司）支付的支出款（用于 HCHK 及 Golden Spring（黄金之泉）的搬运和仓储服务）　$\n9,975.00　$\n212,200.00\n向 FDS46 Crew Series LLC（FDS46 船员系列有限责任公司）支付的支出款（Lady May II 船长薪酬）　$\n-　$\n2,130.00\n向 HCHK 债权人利益受让人 B. Hofmeister 支付的支出款（用于和解付款）　$\n-　$\n550,000.00\n向 Cole Schotz（科尔·朔茨律师事务所）支付的支出款，该所为 HCHK 实体受让人 Brian W. Hofmeister（布莱恩·W·霍夫迈斯特）的律师（用于根据和解命令准备和推进受让程序）　$\n-　$\n766,758.37\n向 A. Atkins Appraisal Corp.（A. 阿特金斯评估公司）支付的支出款，该公司为 HCHK 实体受让人 Brian W. Hofmeister 的评估师（用于根据和解命令支付评估费用）　$\n-　$\n7,800.00\n\n向 McManimon, Scotland & Baumann, LLC（麦克马尼蒙、斯科特兰与鲍曼有限责任公司）支付的支出款，该所为 HCHK 实体受让人 Brian W. Hofmeister 的 MSB 律师（用于根据和解命令支付费用及支出）　$\n-　$\n75,000.00\n向 DLA, LLC（DLA 有限责任公司）支付的支出款，该公司为 HCHK 实体受让人 Brian W. Hofmeister 的财务顾问（用于根据和解命令支付费用）　$\n-　$\n155,000.00\n\n向 Prager Dreifuss AG（普拉格·德赖富斯股份公司）支付的支出款（用于预付瑞士法院费用）　$\n-　$\n5,835.49\n向 Hawk Eye Security LLC（鹰眼安保有限责任公司）支付的支出款（用于 Mahwah Mansion（马瓦豪宅）的安保服务）　$\n59,635.36　$\n116,424.57\n向 A&A Home Services LLC（A&A 家居服务有限责任公司）支付的支出款（用于 373 Taconic 房产的维修）　$\n12,800.00　$\n17,800.00\n向 Next Frontier Advisors（新前沿顾问公司）支付的支出款（用于 373 Taconic 房产虚拟布置的定金）　$\n5,500.00　$\n11,000.00\n向 Knight Security Systems（奈特安保系统公司）支付的支出款（用于在 373 Taconic 房产安装安保系统）　$\n-　$\n1,462.32\n向 Slocum's Lock & Key LLC（斯洛克姆锁具与钥匙有限责任公司）支付的支出款（用于更新钥匙及更换 373 Taconic 房产的门栓）　$\n-　$\n1,932.91\n向 CT Fence and Landscaping, LLC（CT 围栏与景观有限责任公司）支付的支出款（用于维修 373 Taconic 房产的大门）　$\n-　$\n638.10\n向 Township of Mahwah, NJ（新泽西州马瓦镇）支付的支出款（用于 675 Ramapo Valley Road 房产税）　$\n-　$\n72,909.89\n向 Township of Mahwah, NJ 支付的支出款（用于 675 Ramapo Valley Road 污水及供水税）　$\n215.54　$\n215.54\n向 World Insurance Associates LLC（世界保险联合有限责任公司）支付的支出款（用于 373 Taconic 房产）　$\n-　$\n75,139.60\n向 Tax Collector - Town of Greenwich（格林尼治镇税务征收官）支付的支出款（用于 373 Taconic 房产房地产税账单）　$\n-　$\n27,847.85\n向 Rockland Electric（罗克兰电力公司）支付的支出款（用于 675 Ramapo Valley Road 房屋及门房的电力公司账单）　$\n7,638.47　$\n7,638.47\n向 City of Stamford, CT（康涅狄格州斯坦福市）支付的支出款（用于 2022 年和 2023 年税单）　$\n617.73　$\n617.73\n向 Seriatim Inc.（瑟里亚廷公司）支付的支出款（用于 373 Taconic 房产个人财产清点服务的定金）　$\n1,800.00　$\n1,800.00\n向 Greenwich Pool Service, LLC（格林尼治泳池服务有限责任公司）支付的支出款（用于 373 Taconic 房产的泳池服务）　$\n775.00　$\n775.00\n向 PSE&G（公共服务电气与燃气公司）支付的支出款（用于 675 Ramapo Valley Road 房产的燃气公用事业账单）　$\n644.90　$\n644.90\n向 Town of Greenwich（格林尼治镇）支付的支出款（用于 373 Taconic 房产的警报登记费）　$\n30.00　$\n30.00\n\n向 Verizon（威瑞森）支付的支出款（用于 675 Ramapo Valley Road 房产的服务）　$\n850.26　$\n850.26\n向 Optimum（奥普蒂姆）支付的支出款（用于 373 Taconic 房产的互联网服务）　$\n357.56　$\n357.56\n日常支出总额　$\n107,707.48　$\n3,908,044.48\n重组项目：\n专业费用\n支付的与 Neubert, Pepe & Monteith PC（纽伯特、佩佩与蒙蒂斯专业公司）有关的费用　$\n-　$\n3,384,686.44\n支付的与 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）有关的费用　$\n-　$\n31,441,405.54\n支付的与 Edmiston and Company Limited（埃德米斯顿有限公司）有关的经纪费用　$\n-　$\n1,176,250.00\n\n案号　22-50073 (JAM)\n\n报告期间：　9/1/2024 - 9/30/2024\n$　-　$　765,644.67\n$　-　$　306,098.63\n$　-　$　895,847.07\n$　2,085,755.84\n$　413,964.63\n$　114,046.07\n$　-　$　65,600.00\n$　37,349.33　$　377,553.76\n$　-　$　-\n$　49,768.63　$　41,026,852.65\n\n$　157,476.11　$　44,934,897.13\n\n25,004.19\n\n236,452.00\n\n230,263.96\n\n48,659.58\n\n121,300.00\n\n39,924.43\n\n300,609.59\n\n2,875.00\n\n62,590.55\n\n2,515.01\n\n$　-　$　105,526.25\n\n189,719.92\n\n18,356.06\n\n7,080.09\n\n84,183.25\n\n29,446.33\n\n根据 DIP Order（债务人占有融资命令）就 Genever US（热那亚美国公司）融资作出的付款\n$　2,850.00　$　14,850.00\n\n根据 DIP Order 就 Genever US 融资作出的付款\n$　-　$\n\n2,068.63\n\n根据 DIP Order 就 Genever US 融资作出的付款\n$　-　$　12,450.00\nAcheson Doyle Partners Architects, PC（艾奇逊·多伊尔合伙建筑师专业公司）的美国发票（用于公寓\nSciame Homes NY LLC（夏姆纽约住宅有限责任公司）的美国发票（用于 The　$\n$\n$\n根据 DIP Order 就 Genever US 融资作出的付款\n$\n石棉清除、ATRU 及差异图纸、最终检查以及\n$\n$\n$\n$\n$\n$\n根据 DIP Order 就 Genever US 融资作出的付款\n$\nCatalpa Special Inspections, Inc.（卡塔尔帕特别检查公司）的美国发票（用于位于\n根据 DIP Order 就 Genever US 融资作出的付款\n$\n根据 DIP Order 就 Genever US 融资作出的付款\n$\n根据 DIP Order 就 Genever US 融资作出的付款\n$\n$\nBurnham Nationwide, Inc.（伯纳姆全国公司）的美国发票（用于公寓修复，位于\n根据 DIP Order 就 Genever US 融资作出的付款\n$\n根据 DIP Order 就 Genever US 融资作出的付款\n$\n根据 DIP Order 就 Genever US 融资作出的付款\n$　-\n-\n12,419.30\n\n18,395.44\n25,680.00\n\n1,500.00\n1,656.09\n-\n12,821.12　$\n$\n$\n$\n$\n$\n$\n$\n$\n$\n$\n$\n$\n$\n$\n\n关于 Ho Wan Kwok（郭文贵）案　案号　22-50073 (JAM)\n\n债务人　报告期间：　9/1/2024 - 9/30/2024\n根据 DIP Order 就 Genever US 融资、J and A Construction Consultants dba Dryfast Property Restoration（以 Dryfast 财产修复公司名义营业的 J and A 建筑顾问公司）发票作出的付款（用于 The Sherry Netherland（雪莉荷兰酒店）的修复工程）　$　184,756.60　$　554,269.78\n根据 DIP Order 就 Genever US 融资、The Light Touch（轻触公司）发票作出的付款（用于拆除和包装 The Sherry Netherland 的灯具）　$　-　$　1,750.00\nDIP 融资项目总额　$　247,659.25　$　2,089,894.62\n\n净现金流量（总收入－总支出－DIP 融资）　$　(112,410.20) $　74,594,346.38\n\n月末现金（必须等于已对账银行对账单）　$　74,594,325.76　$　74,594,325.76\n代表财产由第三方支付的支出\n无　$　-　$　12,757.00\n以下部分必须填写，以计算美国受托人季度费用：（取自本月实际栏）\n\n支出总额　$\n157,476.11\n\n减：转入其他债务人占有账户的款项　$\n\n加：外部来源作出的财产支出（即来自托管账户的款项）　$\n\n用于计算美国受托人季度费用的支出总额　$\n157,476.11\n费用\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州联邦破产法院布里奇波特分院）\n\nx\n\n关于：　：\n：\n第 11 章\nHO WAN KWOK（郭文贵），　：\n：\n案号 22-50073\n(JAM)\n\n债务人。　：\n\n------------------------------------------------------　x\n2024年9月1日至2024年9月30日期间月度经营报告附件\n\n本附件并入第 11 章受托人 Luc A. Despins（吕克·A·德斯潘斯）月度经营报告（“MOR”），并构成该报告的一部分。\n一般免责声明\n\n1．MOR 采用美国受托人执行办公室于 2021 年颁布的表格。在许多情况下，即使某一项目不适用，该表格亦要求为该项目填入数字。该表格亦不允许在答案旁插入说明或星号。因此，按所示形式，某些答复可能不适用或不完整。根据美国受托人办公室的指引，本附件作为 MOR 的组成部分提交。\n\n2．2022年7月8日，破产法院签署命令，批准任命 Luc A. Despins, Esq.（吕克·A·德斯潘斯律师）为第 11 章受托人（“受托人”）。本 MOR 中的信息仅基于自受托人获任之日起的信息，且仅涉及受托人控制的银行账户。[1]\n\n3．受托人保留修改、变更或补充本 MOR，或在未来 MOR 中更新本报告的权利。\n具体答复\n第一部分答复\n\n4．如上所述，该等信息仅限于自受托人获任以来的现金收入和支出，以及受托人控制的账户。本 MOR 所反映的并非所有由受托人持有的现金收入均已被确定为\n\n1　受托人目前正在调查债务人的资产和财务事务（债务人未配合该项调查）。\n\n目前属于遗产财产。就受托人持有的资金，存在多项正在进行的诉讼；如该等诉讼最终以对受托人不利的方式裁定，将实质性减少受托人目前持有的现金总额。此外，此处所列现金支付不反映根据于 September 12, 2023 作出的《命令：（I）授权 Chapter 11 受托人依据 Bankruptcy Code Section 363 延长融资期限；（II）授权 Genever US 和 Genever BVI 依据 Bankruptcy Code Section 264 获得破产申请后融资；（III）授予非优先留置权并提供具有超级优先权的行政费用请求权；（IV）修改自动中止；以及（V）准予相关救济》[Dkt. 2193] 所作的付款。该命令授权 Kwok（郭文贵）遗产为 Genever 实体的费用提供融资；该等费用载于现金收入与支出摘要。\n\n第2部分答复\n\n5. 在本节适用的范围内（债务人为个人），受托人没有足够信息完成本节。受托人的律师目前正在审查与债权申报截止日有关而提交的逾 1,200 份债权申报；该截止日为 February 17, 2023。\n\n6. 受托人知悉，因受托人的专业人士所提供的服务而产生了若干专业费用及开支。截至报告期末，法院已依据批准临时费用申请的各项命令，以及于 August 18, 2023 作出的《为受聘专业人士的临时报酬及开支偿还制定程序的命令》[Docket No. 2094]，批准了若干开支偿还的临时申请。\n\n第3部分答复\n\n7. 于 June 27, 2023，破产法院作出命令，授权并批准出售 Lady May [Docket No. 1953]。于 December 19, 2023，破产法院作出命令，授权并批准出售 Lady May II [Docket No. 2449]。于 June 20, 2024，破产法院作出修订命令 [Docket No. 3265]，授权并批准清算 Reverence Capital Partners Opportunities Fund I (Cayman) L.P. 持有的 Victory Capital Holdings, Inc. 股份，并分配该等清算所得款项，具体如受托人的相关动议 [Docket No. 3203] 及出售结果报告 [Docket No. 3372] 所述。\n\n第4部分答复\n\n8. 在本节适用的范围内（债务人为个人），受托人没有足够信息完成本节。\n\n第5部分答复\n\n9. 截至报告期末，法院已依据批准临时费用申请的各项命令，以及于 August 18, 2023 作出的《为受聘专业人士的临时报酬及开支偿还制定程序的命令》[Docket No. 2094]，批准了若干开支偿还的临时申请。\n\n10. 受托人知悉，有若干专业机构曾向无担保债权人正式委员会或债务人（在指定受托人之前）提供服务，但其聘任目前尚未获法院批准。出于审慎考虑，受托人将其知悉的该等专业机构列入 MOR 的本部分，但保留其就该等专业机构的聘任及／或费用支付所享有的一切权利。受托人还指出，债务人可能曾聘用受托人并不知悉的专业人士（在指定受托人之前）。\n\n第6部分答复\n\n11. 受托人并不知悉自其获指定以来的期间内产生任何破产申请后税款。\n\n第7部分答复\n\n12. 受托人指出，债务人于 April 20, 2022 提交了一份 chapter 11 计划 [Docket No. 197]（“April 2022 Plan”），但并未就该计划提交或批准任何披露声明。\n\n第8部分答复\n\n13. 受托人没有足够信息答复第8部分。\n\nCase 22-50073 Doc 3730 Filed 10/21/24 Entered 10/21/24 11:14:32 Page 20 of 23\n\nEASTWESTBANK（华美银行） 您的金融桥梁®\n\n9300 Flair Dr., 1St FL\n\nEl Monte, CA. 91731\n\n咨询请直接致电：888 761-3967\n\n账户对账单 起始日期：September 01, 2024 截止日期：September 30, 2024 对账单期间总天数：30 第 1 页，共 3 页\n\n( 6)\n\nBK EST/HO WAN KWOK（郭文贵） DEBTOR LUC A DESPINS（卢克·A·德斯平斯）, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP（普衡律师事务所） 200 PARK AVE NEW YORK NY 10166-0005\n\n通过我们的移动应用程序或网上银行切换至电子对账单，享受无纸化体验！您可轻松随时查阅长达七年的账户历史记录。欲了解更多信息，请访问 eastwestbank.com/mobile 或致电 833.468.8356。\n\n标准商业支票账户\n\n账户号码\n附页\n最低余额\n平均余额　6\n\\$80,000.00\n\\$785,996.11　存入总额\n期末余额　期初余额\n支出总额　\\$125,233.08\n1,000,000.00\n( 1)\n405,135.36\n( 46)\n\\$720,097.72\n\n贷记\n\n编号　日期\n\n09-04　交易说明\n\n网上银行转账 C　来自账户 05500018816　存入\n\n1,000,000.00\n\n支票\n\n编号　日期　金额　编号　日期　金额\n\n1167　09-09　775.00　1172　09-17　30.00\n\n1168　09-16　622.70　1173　09-13　357.56\n\n1170 *　09-16　850.26　* 支票编号序列跳号\n\n1171　09-16　22.20\n\n借记\n\n日期　交易说明　支出\n\n08-30　预授权扣款　季度费用付款 240830 0000　39,005.42\n\n09-03　借记通知单　受托管理费　25.00\n\n09-03　借记通知单　受托抵押品　6,202.66\n\n09-03　预授权扣款　IC 费用 STAMFORD 网上付款 240903　0.95\n\n09-03　预授权扣款　STAMFORD 市税款 240903　616.78\n\n09-04　汇出电汇　SERIATIM INC　1,800.00\n\n09-04　服务费　汇出电汇　40.00\n\n09-04　汇出电汇　A AND A HOME SERVICES LLC　5,000.00\n\n09-04　服务费　汇出电汇　40.00\n\n09-04　汇出电汇　GUSTAV RESTORATION LLC　18,395.44\n\n09-04　服务费　汇出电汇　40.00\n\n09-04　汇出电汇　ACHESON DOYLE PARTNERS　25,680.00\n\n09-04　服务费　汇出电汇　40.00\n\n09-10　汇出电汇　BURNHAM NATIONWIDE INC　1,500.00\n\n09-10　服务费　汇出电汇　40.00\n\n账户对账单　EASTWESTBANK（华美银行） 您的金融桥梁®　第 2 页，共 3 页　Case 22-50073 Doc 3730 Filed 10/21/24 Entered 10/21/24 11:14:32 Page 21 of 23\n\n9300 Flair Dr., 1St FL　起始日期：September 01, 2024\n\nEl Monte, CA. 91731　截止日期：September 30, 2024\n\nBK EST/HO WAN KWOK（郭文贵） DEBTOR\n\n日期　交易说明　支出\n\n09-10　汇出电汇　ARD FACILITIES MANAGEMENT GROUP LLC　1,975.00\n\n09-10　服务费　汇出电汇　40.00\n\n09-10　汇出电汇　ARD FACILITIES MANAGEMENT GROUP LLC　2,850.00\n\n09-10　服务费　汇出电汇　40.00\n\n09-10　汇出电汇　A AND A HOME SERVICES LLC　7,800.00\n\n09-10　服务费　汇出电汇　40.00\n\n09-10　汇出电汇　ARD FACILITIES MANAGEMENT GROUP LLC　8,000.00\n\n09-10　服务费　汇出电汇　40.00\n\n09-10　汇出电汇　HAWK EYE SECURITY LLC　31,241.12\n\n09-10　服务费　汇出电汇　40.00\n\n09-11　汇出外币　外汇汇出电汇 101473759 1 1 BK EST HO WAN KWOK　12,419.30\n\n09-11　服务费　汇出外币电汇　40.00\n\n09-11　预授权扣款　Mahw 镇 2015295757 240911　215.54\n\n09-12　预授权扣款　ROCKLAND ELECTR RECO 240912 59297160000　971.95\n\n09-13　预授权扣款　ROCKLAND ELECTR RECO 240913 85766340005　6,666.52\n\n09-18　汇出电汇　HILLMANN CONSULTING LLC　12,821.12\n\n09-18　服务费　汇出电汇　40.00\n\n09-18　汇出电汇　HAWK EYE SECURITY LLC　14,197.12\n\n09-18　服务费　汇出电汇　40.00\n\n09-18　汇出电汇　J AND A CONSTRUCTION CONSULTANTS　184,756.60\n\n09-18　服务费　汇出电汇　40.00\n\n09-25　汇出电汇　NEXT FRONTIER ADVISORS INC　5,500.00\n\n09-25　服务费　汇出电汇　40.00\n\n09-25　汇出电汇　HAWK EYE SECURITY LLC　14,197.12\n\n09-25　服务费　汇出电汇　40.00\n\n每日余额 日期 金额 日期 金额 日期 金额 08-31 86,227.66 09-03 79,382.27 09-04 1,028,346.83 09-09 1,027,571.83 09-10 973,965.71 09-11 961,290.87 09-12 960,318.92 09-13 953,294.84 09-16 951,799.68 09-17 951,769.68 09-18 739,874.84 09-25 720,097.72\n\n透支／退回项目费用\n\n本期合计　年初至今合计\n\n透支费用总额　\\$0.00　\\$0.00\n\n退回项目费用总额　\\$0.00　\\$0.00\n\nCase 22-50073\n\nDoc 3730\n\nFiled 10/21/24\n\nEntered 10/21/24 11:14:32\n\nEASTWESTBANK（华美银行） 您的金融桥梁®\n\n9300 Flair Dr., 1St FL　Page 23 of 23\n\n咨询请直接致电：\n\n888 761-3967\n\nEl Monte, CA. 91731　账户对账单\n\n起始日期：September 01, 2024\n\n截止日期：September 30, 2024\n\n对账单期间总天数：30\n\n( 0)\n\nBK EST/HO WAN KWOK（郭文贵） DEBTOR\n\nLUC A DESPINS（卢克·A·德斯平斯）, CH11 TRUSTEE\n\nCASE #22-50073\n\nC/O PAUL HASTINGS LLP（普衡律师事务所）\n\n200 PARK AVE\n\nNEW YORK NY 10166-0005　通过我们的移动应用程序\n\n或网上银行切换至电子对账单，享受无纸化\n\n体验！您可轻松查阅长达七\n\n年的账户历史记录，随时可得。\n\n欲了解更多信息，请访问\n\neastwestbank.com/mobile 或致电\n\n833.468.8356。\n\n受托人－非供应商货币市场账户\n\n账户号码\n\n期初余额\n\n最低余额\n\n\\$73,581,502.88\n\n存入总额\n\n平均余额\n\n\\$73,681,502.88\n\n支出总额\n\n本年度已付利息\n\n\\$2,644,661.54\n\n期末余额　\\$74,581,502.88\n\n292,725.16\n\n( 1)\n\n1,000,000.00\n\n( 1)\n\n\\$73,874,228.04\n\n贷记\n\n编号\n\n日期\n\n交易说明\n\n09-30\n\n利息入账　存入\n\n292,725.16\n\n借记\n\n日期\n\n交易说明\n\n09-04\n\n网上银行转账 D\n\n至账户 05500018263　支出\n\n-1,000,000.00\n\n每日余额\n\n日期\n\n金额\n\n日期\n\n金额\n\n08-31\n\n74,581,502.88\n\n09-04\n\n73,581,502.88　日期\n\n金额\n\n09-30\n\n73,874,228.04\n\n利息信息\n\n已获年收益率\n\n4.96%\n\n计息天数\n\n年收益率平均余额\n\n\\$73,681,502.88\n\n已赚利息　30\n\n\\$292,725.16\n\n透支／退回项目费用\n\n本期合计　年初至今合计\n\n透支费用总额　\\$0.00　\\$0.00\n\n退回项目费用总额　\\$0.00　\\$0.00","key_entities":["Kwok","HCHK","Ho Wan Kwok","Despins","Paul Hastings","Je"],"ecf_references":[{"doc_number":2193,"court":"CTB"}],"word_count":8589,"status":"published","published_at":"2024-10-21 00:00:00","created_at":"2024-10-21","updated_at":"2026-08-23 22:14:28"}