{"id":"court_ctb_3767_6","court":"CTB","case_no":"22-50073","doc_number":3767,"sub_number":6,"doc_type":"INDICTMENT","filed_date":"2024-11-01","title":"EXHIBIT 6 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK","summary_zh":"证据附件（替代起诉书）—— Ho Wan Kwok 破产案（郭文贵 / Guo Wengui / Miles Guo），CTB 22-50073 ECF #3767-6（2024-11-01立案）。该附件为纽约南区联邦地区法院（23 Cr. 118）的 S3 替代起诉书，指控郭文贵、余建明（Kin Ming Je）及王雁平（Yvette Wang）涉嫌实施超过 10 亿美元欺诈的 RICO 共谋、电汇与证券欺诈及洗钱罪行，并列明拟没收的特定财产清单。","summary_en":"Exhibit (Superseding Indictment) — In re Ho Wan Kwok (Miles Guo / Guo Wengui), CTB 22-50073 ECF #3767-6 (filed 2024-11-01). This exhibit contains the S3 Superseding Indictment from the U.S. District Court for the Southern District of New York (23 Cr. 118) charging Miles Guo, Kin Ming Je, and Yvette Wang with RICO conspiracy, wire fraud, securities fraud, and money laundering involving over $1 billion in alleged fraud proceeds, and detailing specific property subject to forfeiture.","body_en":"# **EXHIBIT 6**\n\n# UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK\n\n# UNITED STATES OF AMERICA\n\nV.\n\nMILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok.\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven.\" a/k/a \"The Principal,\" a/k/a \"Boss.\"\n\nKIN MING JE. a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and\n\nYVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\"\n\n## SUPERSEDING INDICTMENT\n\nS3 23 Cr. 118 (AT)\n\nORIGINAI\n\nDefendants.\n\n# COUNT ONE (Racketeering Conspiracy)\n\nThe Grand Jury charges:\n\n# Overview of the \"G Enterprise\"\n\n1. From at least in or about 2018 through at least in or about March 2023, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, conspired to defraud thousands of victims of more than approximately \\$1 billion, including victims located in the Southern District of New York. KWOK, JE, WANG, and their co-conspirators operated the G Enterprise through a series of complex fraudulent and fictitious businesses and\n\n#### Case 22-58673:28 oc-376186 ATFiled at 12 am en 2014 12 12:00 am 201 49\n\ninvestment opportunities that connected dozens of interrelated entities, which allowed the defendants and their co-conspirators to solicit, launder, and misappropriate victim funds (collectively, the \"G Enterprise\" as defined in paragraph 3b. below).\n\n2. a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"YanpingYVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and their co-conspirators, took advantage of GUO's prolific online presence and hundreds of thousands of online followers to solicit investments in various entities and programs by promising outsized financial returns and other benefits. In truth and in fact, and as GUO, JE, and WANG well knew, the entities were instrumentalities that GUO, JE, and WANG created and used to perpetrate their fraud, strengthen the G Enterprise, and exploit GUO's followers. The scheme allowed GUO, JE, and WANG to enrich themselves, their family members, and their co-conspirators, and to fund GUO's extravagant lifestyle.\n\n3. To effectuate their scheme, MILES GUO, alk/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y.\" the defendants, and others known and unknown, created and maintained several interrelated and overlapping entities-i.e., the G Enterprise. The G Enterprise obtained fraud proceeds, laundered those proceeds, spent fraud proceeds on expensive and luxury items, vehicles, and property for the benefit of GUO and his family, used fraud proceeds to promote the G Enterprise, and used fraud proceeds to operate and manage the G Enterprise.\n\na. The interrelated and overlapping entities that form the G Enterprise include: ACA Capital Group Limited, ACA Investment Limited, Freedom Media Ventures\n\n### Case 22-58673:28 oc-376186 ATFiled at 12 am en 2014 12 12:00 a 12 age 5 of 40\n\nand elsewhere. The G Enterprise was engaged in, and its activities affected, interstate and foreign commerce.\n\n4. To further effectuate their scheme, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y.\" the defendants, and their co-conspirators, laundered hundreds of millions of dollars of fraud proceeds. To conceal the illegal source of the funds, GUO, JE, and WANG transferred, and directed the transfer of, money into and through more than approximately 500 accounts held in the names of at least 80 different entities or individuals, including entities that are part of the G Enterprise. Hundreds of millions of dollars of the fraudulent scheme's proceeds were transferred, either directly or indirectly, to bank accounts in the United States, the Bahamas, Switzerland, and the United Arab Emirates (\"UAE\"), among other places, and held in the name of entities owned or otherwise controlled by JE, including ACA Capital, Hamilton Investment Ltd., and Hamilton Opportunity Fund SPC.\n\n5. a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" and KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendants, used more than approximately \\$300 million of the fraudulent scheme's proceeds for their and their families' benefit. For example, GUO used fraudulently-obtained victim money to purchase, fund, or finance: a \\$26.5 million approximately 50,000-square-foot mansion in New Jersey for GUO and his family; luxury vehicles, including an approximately \\$3.5 million Ferrari and an approximately \\$4.4 million custom Bugatti for one of GUO's close family members and co-conspirators (\"Relative-1\"); an approximately \\$37 million luxury yacht that was used by GUO and his family and purchased in the name of one of GUO's\n\n#### Case 22-58673:28 oc-376186 TFiled 11/01/2407 Emberd 20200224 123:29:57 14 Page 6 of 49\n\nclose family members (\"Relative-2\"); a piano valued at approximately \\$140,000; two approximately \\$36,000 mattresses; and a \\$100 million investment in a high-risk hedge fund for the ultimate benefit of Relative-1, among other things. For his part, among other things, JE transferred at least \\$10 million of the fraud proceeds into his and his spouse's personal bank accounts. For her part, among other things, YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" was paid at least approximately \\$500,000 per year, was gifted an approximately \\$1.1 million-dollar Manhattan condominium, and was promised millions of dollars' worth of a purported cryptocurrency.\n\n6. a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and their co-conspirators, operated the scheme for years, and continued to do so through at least March 2023. They did so by, among other things, expanding the G Enterprise to include additional entities and individuals; continually adapting the scheme's means and methods to evade the enforcement of investor-protection, anti-money laundering, and bankruptcy laws in the United States; and retaliating against individual victims, and others, who complained, requested return of invested funds, or criticized the G Enterprise.\n\n#### Purposes of the Enterprise\n\n- 7.\n\t- a. Enriching the members and associates of the enterprise;\n\t- b. Obtaining the money and property of victims;\n\t- c. Concealing and laundering fraud proceeds;\n\n## Case 22-58673:28 oc-376186ATFiled 11/01/2407 Emberd 11/01/24 123:00 15 of 40\n\nd. Purchasing, with fraud proceeds, expensive and luxury items, vehicles, and property for the benefit of the defendants and their co-conspirators; and\n\ne. Promoting, increasing, and preserving the standing of the G Enterprise, entities that are part of the G Enterprise, and members of the G Enterprise, including MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" in order to solicit additional victims, as well as to exert influence over, or to intimidate, those who criticized or threatened the G Enterprise.\n\n#### Means and Methods of the Enterprise\n\n8. The means and methods by which the members and the associates of the G Enterprises conducted their affairs included, but were not limited to, the following:\n\na. Causing the G Enterprise to amass significant assets through false and fraudulent misrepresentations;\n\nb. Obstructing and circumventing law enforcement and civil regulatory authorities:\n\nc. Obstructing and ignoring court orders;\n\nd. Concealing fraud proceeds through, among other things, monetary transfers between entities within the G Enterprise; and\n\ne. Harassing, threatening, and silencing critics of MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" the defendant, and the G Enterprise.\n\n## Case 22-58673:28 oc-376186 ATFiled at 12 am 2014 at 12:00 am 12 am 12 age 8 of 49\n\n#### Relevant Persons and Entities\n\n9. a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" the defendant, was the leader of, and directed, the G Enterprise.\n\na. GUO is an exiled Chinese businessman who fled to the United States in or about 2015 and purchased a penthouse apartment at a New York City hotel for approximately \\$67.5 million. Starting at least in or about 2017, GUO, who then purported to be a billionaire, garnered a substantial online following. GUO granted numerous media interviews and posted on social media, claiming to advance a movement against the Chinese Communist Party.\n\nb. In or about 2018, GUO founded two purported nonprofit organizations, namely, the Rule of Law Foundation and the Rule of Law Society. The Rule of Law Society's website listed GUO as its \"founder, a promotje]r, and a spokesperson.\" Both organizations feature photographs of GUO on their websites. GUO used the nonprofit organizations to amass followers who were aligned with his purported campaign against the Chinese Communist Party and who were also inclined to believe GUO's statements regarding investment and money-making opportunities. In truth and in fact, and as GUO well knew, he and others provided false and materially misleading information to promote these \"opportunities\" and to defraud GUO's followers and other victims. GUO directed others to create and maintain a variety of corporate entities that would come to make up the G Enterprise over which GUO was in charge.\n\n10. At all relevant times, KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendant, was a dual citizen of Hong Kong and the United Kingdom who principally resided in the United Kingdom, while traveling to the United States and elsewhere. JE owned and operated\n\n### Case 22-58673:28 October 11:10 Cultified 1:10 TEMBER 12 22 12 12 0 12 9:00 15 0 1 49\n\nnumerous companies and investment vehicles central to the scheme and served as the financial architect and key money launderer for the G Enterprise.\n\n11. At all relevant times, YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendant, was a citizen of China who principally resided in New York, New York and has had a close relationship with MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" the defendant. In particular, WANG has worked for GUO and GUO's family for several years, since at least in or about 2018, and has operated as a \"chief of staff\" for GUO and the G Enterprise. In that capacity, WANG has held titles in, and exercised control over, a variety of entities that were part of the G Enterprise and instrumentalities of the fraud described herein. For example, WANG has served as the President, Treasurer, and Secretary of entities that purportedly managed GUO's money, and exercised control over other entities within the G Enterprise, even where she held no formal position or title.\n\n12. was a corporation based in New York. Relative-1 was its ultimate beneficial owner.\n\n13. At certain times relevant to this Indictment, GTV Media Group, Inc. (\"GTV\") was a purported news-focused social media platform based in New York, New York. GTV was functionally owned and controlled by MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" the defendant, although GUO held no formal position or title at GTV. KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendant, likewise held no formal position or title at GTV, but in fact exercised control over its finances. Saraca was the parent company of GTV. YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendant, was an \"Executive Director\" of GTV.\n\n## Case 22-50073.:2 Boc-376786ATFiledc11r16b72407 Emeered 41201224 P3x29:57 of 48age 11 of 40\n\nrecruitment of Himalaya Exchange personnel, and worked to transfer fraud proceeds to the Himalaya Exchange.\n\n#### The G Enterprise's Fraud\n\n#### The GTV Private Placement\n\n16. Between in or about April 2020 and in or about June 2020, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, fraudulently obtained more than \\$400 million in victim funds through an illegal private stock offering related to GTV (the \"GTV Private Placement\"). The GTV Private Placement scheme included, but was not limited to, the following:\n\na. On or about April 21, 2020, GUO posted, and caused to be posted, a video on social media announcing the unregistered offering of GTV common stock via a private placement. In that video, GUO described, in substance and in part, the investment terms for the GTV Private Placement, and directed people to contact him, via a mobile messaging application, with any questions about the GTV Private Placement. The video and GTV Private Placement materials-including the written \"Confidential Information Memorandum\" (the \"Private Placement Memorandum\" or \"PPM\"), Subscription Agreement, and Investment Procedure Guidelines-were transmitted to thousands of potential investors, including those in the Southern District of New York, via mobile messaging applications, social media, and text messages.\n\nb. The PPM promoted GTV as the \"first ever platform which will combine the power of citizen journalism and social news with state-of-the-art technology, big data, artificial intelligence, block-chain technology and real-time interactive communication.\"\n\n# Case 22-50073:2Boc-376786ATFilledc1ir1012407Emtered14120124 Page:57 of 48age 12 of 40\n\nc. According to the PPM's metadata, JE was the \"author\" of the PPM. The PPM disclosed the terms of the GTV Private Placement and identified GUO as GTV's \"Sponsor and Adviser.\" According to the PPM, among other GTV materials, neither GUO nor JE held any formal management position with GTV. YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendant, was identified in the PPM as an \"Executive Director\" of GTV.\n\nd. The PPM also contained the following representations, in substance and in part, among others:\n\ni. The GTV Private Placement was for investors who were \"interested in evaluating an opportunity to invest capital into GTV;\"\n\nii. GTV planned to use the proceeds raised from the GTV Private Placement \"to expand and strengthen the business;\" and\n\niii. The PPM included a chart itemizing the \"contemplated use of proceeds\" raised from the GTV Private Placement:\n\n| Description                                             | Percentage of Proceeds |\n|---------------------------------------------------------|------------------------|\n| Acquisition of companies to strengthen and grow<br>GILV | Approximate 70%        |\n| Upgrade of GTV technology and security                  | Approximate 10%        |\n| Marketing                                               | Approximate 8%         |\n| Working capital                                         | Approximate 7%         |\n| Other<br>Total                                          | Approximate 5%<br>100% |\n\ne. Between on or about April 20, 2020 and on or about June 2, 2020, approximately \\$452 million worth of GTV common stock was sold to more than 5,500 investors\n\n### Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emeered 41201224 P3x29:57 of Page 13 of 40\n\nlocated in the United States, including in the Southern District of New York, and abroad. Investors participated in the GTV Private Placement based, in part, on the belief that their money would be invested into GTV to develop and grow that business, as the PPM promised.\n\nf. The vast majority of the proceeds derived from investors in the GTV Private Placement were not used to develop and grow the GTV business, but instead were deposited directly into bank accounts held in the name of Saraca, GTV's parent company, which is beneficially owned by Relative-1.\n\ng. The GTV Private Placement was not made pursuant to a registration statement filed with the U.S. Securities and Exchange Commission (\"SEC\"). Rather, the offering was purportedly made pursuant to SEC regulations that permit the sale of unregistered securities subject to limitations on the type of investors to whom the securities are offered and the manner in which their investments may be solicited. To evade these limitations, however, GUO and others under his control used at least one intermediary entity to purchase GTV stock on behalf of pools of investors who did not individually qualify to participate in the GTV Private Placement.\n\nh. In or about early June 2020, and only days after the GTV Private Placement closed. MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and their coconspirators, misappropriated approximately \\$100 million raised from investors in the GTV Private Placement and directed that those funds be placed with a high-risk hedge fund (\"Fund-1\") for the benefit of Saraca and its ultimate beneficial owner, Relative-1. This transaction was contrary to the PPM's representations to prospective GTV investors about how investments in GTV would be used. Indeed, the \\$100 million investment into Fund-1 was not made \"to strengthen\n\n#### Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emeerdd4120124 P3x29:53 of Page 14 of 40\n\nand grow\" GTV's business or to benefit GTV, but rather was made for the benefit of Saraca and Relative-1. The victims who supplied the \\$100 million invested into Fund-1 did not own any shares of Saraca. Ultimately, the investment into Fund-1 lost approximately \\$30 million in value.\n\ni. After directing \\$100 million of GTV victim funds into Fund-1, HO WAN GUO, a/k/a \"Miles Guo,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo \"Brother Seven,\" a/k/a \"The Principal,\" the defendant, continued to promote GTV using false and misleading representations.\n\n#### The Farm Loan Program\n\n17. Beginning in or about June 2020-the same month that MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal.\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and their co-conspirators misappropriated money from the GTV Private Placement for the benefit of Saraca and Relative-1-GUO, JE, and their co-conspirators fraudulently obtained more than approximately \\$150 million in victim funds through the \"Himalaya Farm Alliance.\" The Himalaya Farm Alliance, which GUO organized and promoted, was a collective of informal groups (each known as a \"Farm\") located in various cities around the world. GUO, JE, WANG and others working on their behalf and at their direction, obtained these funds by making further misrepresentations to the investors in the GTV Private Placement and fraudulently soliciting further investments, this time in the form of \"loans\" to a Farm, and promising that such loans would be convertible into GTV common stock at a conversion rate of one share per dollar loaned (the \"Farm Loan Program\"). The Farm Loan Program scheme included, but was not limited to, the following:\n\n## Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emeered 41201224 P3x29:57 of 48age 15 of 40\n\na. Starting in or about June 2020, domestic banks that held accounts used to process the funds raised through the GTV Private Placement began to freeze and close GTVassociated bank accounts because, among other reasons, the accounts had received dozens of large incoming wire transfers, some of which referenced an unregistered stock offering.\n\nb. These bank account closures frustrated the ability of GUO, JE, and their coconspirators to collect proceeds from victims seeking to invest in GTV.\n\nc. On or about July 22, 2020, in a video distributed via social media, GUO promoted the Farm Loan Program, stating, in substance and in part, \"the money has been changed to a new way of cooperation, signing a loan contract with a local farm, with 6% interest, giving you equity. . . . [i]n this case, it is a loan, and then you can ask for stocks . . . \" According to GUO and those working on his behalf, individuals seeking to invest (or reinvest) in GTV could participate in the Farm Loan Program.\n\nd. After launching the Farm Loan Program, GUO continued to promote GTV and to falsely represent the value of GTV. For example, on or about August 2, 2020, in a video distributed via social media, GUO falsely stated, in substance and part, \"How much is GTV? . . . a market value of 2 billion US dollars.\" In truth and in fact, and as GUO well knew, GTV's market value was far less because, among other things, GTV was a new business that generated no revenue.\n\ne. Thousands of victims \"loaned\" money to the Farms by sending money to bank accounts controlled by the Farms (and not GTV). According to the \"Loan Agreements,\" which the Farms frequently did not countersign, these funds were to be used for a Farm's \"general working capital purposes.\"\n\n<sup>1</sup> All statements attributed herein to KWOK have been translated from Mandarin to English.\n\n## Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emercol4120124 P3x29:55 of Page 16 of 40\n\nf. GUO and JE misappropriated funds that were raised through the Farm Loan Program. For example:\n\ni. Approximately \\$20 million was transferred to Relative-1, approximately \\$950,000 of which was used to pay for flight crew services on a private jet;\n\nii. Approximately \\$5 million was transferred to an entity owned by GUO's spouse;\n\niii. Approximately \\$2.3 million was used to cover maintenance expenses associated with an approximately 145-foot luxury yacht worth approximately \\$37 million, nominally owned by Relative-2 and used by GUO; and\n\niv. Approximately \\$10 million was transferred to personal bank accounts in the name of JE and/or JE's spouse.\n\n#### GICLUBS\n\n18. While making misrepresentations regarding the Farm Loan Program, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, fraudulently induced GUO's followers to transfer additional funds to a purported online membership club called G|CLUBS. From at least in or about June 2020 through at least in or about March 2023, GUO, JE, WANG, and others known and unknown, fraudulently obtained more than approximately \\$2.50 million in victim funds through G(CLUBS scheme included, but was not limited to, the following:\n\n#### Case 22-50073.:2 Boc-376786ATFilledd1ir1012407Emilered14120124 P3x29:55 of 48age 17 of 40\n\na. Starting at least on or about June 20, 2020, in a video distributed via social media, GUO promoted and encouraged individuals to purchase what GUO referred to as a \"G Club . . . membership card.\"\n\nb. Formally launched in or about October 2020, G/CLUBS claimed, on its website, to be \"an exclusive, high-end membership program offering a full spectrum of services\" and \"a gateway to carefully curated world-class products, services and experiences.\"\n\nc. To join GiCLUBS, a member was required to make a one-time payment to purchase a \"membership,\" in addition to an annual membership fee. The cost of the membership varied based on the membership tier selected by the prospective member: a Tier 5 Membership cost \\$50,000; a Tier 4 Membership cost \\$40,000; a Tier 3 Membership cost \\$30,000; a Tier 2 Membership cost \\$20,000; and a Tier 1 Membership cost \\$10,000.\n\nd. On or about July 5, 2021, in a video distributed via social media, GUO stated, in substance and in part, that there were \"25,000 [G|CLUBS] member[s] . . . \\$100 million dollars, the cash [in] the bank account. Then we have the 111 million . . . [who] want to join.\" By contrast, G(CLUBS internal documents reflected approximately 5,900 active members as of in or about August 2021.\n\ne. In truth and in fact, and as GUO, JE, and WANG well knew, G|CLUBS provided nothing close to \"a full spectrum of services\" and \"experiences\" to its members. Despite collecting hundreds of millions of dollars in purported membership fees, G|CLUBS maintained a relatively small number of employees and provided its members few to no discernable membership benefits. As of on or about March 8, 2021-months after G|CLUBS launched and began to collect \"membership\" fees-G|CLUBS did not have a business plan or a board of directors.\n\n### Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emeerdd4120124 P3x29:57 of 48age 18 of 40\n\nf. GUO, JE, and WANG also used G|CLUBS as a mechanism to continue fraudulent private placement stock offerings. GUO, and others known and unknown, told GUO's online followers that their purchase of G|CLUBS memberships would entitle them to stock in GUO-affiliated entities, such as GTV and G|Fashion.\n\ni. In a conversation regarding G|CLUBS membership funds on or about May 4, 2021, JE stated, in substance and in part, that \"first of all, [prospective members] are buying the GCLUBS membership, but they are expecting they would probably receive some shares, you know, on, on, on the future GTV, I think this is their expectation.\"\n\nii. On or about July 30, 2021, in a video distributed via social media, GUO stated, in substance and in part, \"Some of the comrades in arms asked, '[w]ill I still get a free stock offer when I buy a G|CLUBS membership?' 100%. Because I said that I have to promise that anyone who buys G-Club membership before September 17 must be allotted shares, which is exactly the same. Because we said that anyone can choose whether to use your money to buy G-Club before September 17, G-Club and the stock shares. You'll get both.\"\n\ng. GUO, JE, WANG, and others known and unknown, asked investors to purchase multiple memberships in GCLUBS, enabling GUO, JE, and WANG to increase the amount of money solicited. In this regard, the G(CLUBS website stated, in substance and in part, that members with multiple memberships would \"receive additional benefits\" when, in truth and in fact, and as GUO, JE, and WANG well knew, multiple memberships did not provide members with commensurate additional benefits.\n\nh. All told, investors purchased hundreds of millions of dollars' worth of GICLUBS memberships. However, most of this money did not fund the business of G|CLUBS. Rather, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a\n\n#### Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emered 14120124 P3x29:55 of 48age 19 of 40\n\n\"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, misappropriated a substantial portion of the funds victims had paid GICLUBS for \"memberships\" using, among other things, a complex web of entities and bank accounts to do so. For example:\n\ni. G(CLUBS funds, which had been funneled through bank accounts in other entities' names, were used to pay personal expenses for GUO and his family, including luxury purchases of an approximately \\$2.6 million yacht and luxury automobiles that together cost more than \\$5 million.\n\nii. In or about November 2021, JE directed approximately \\$26.5 million of G|CLUBS funds, which had been funneled through bank accounts in other entities' names, toward the purchase of GUO's 50,000-square-foot New Jersey mansion.\n\niii. JE directed the transfer of an additional \\$13 million of G|CLUBS membership payments to an escrow account. The funds were subsequently used to pay for extravagant renovations to GUO's New Jersey mansion, including to a wing for Relative-1 and to a wing for Relative-2, and to purchase various furniture and decorative items including, among other items, Chinese and Persian rugs worth approximately \\$978,000, a \\$62,000 television, and a \\$53,000 fireplace log cradle holder.\n\niv. On or about August 5, 2021, JE directed the transfer of approximately \\$1.1 million consisting of G/CLUBS membership payments into a bank account that .E controlled.\n\nv. GICLUBS used membership fees to purchase luxury automobiles, including a custom-built Bugatti sports car for approximately \\$4.4 million. While the car's signed\n\n## Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emercol4120124 P3x20:59 of Page 20 of 40\n\npurchase agreement listed GCLUBS as the customer, the initial specifications documentation for the custom-built car named Relative-1 as the customer. Relative-1 had no official position with GCLUBS.\n\n#### The Himalaya Exchange\n\n19. From at least in or about April 2021 through at least in or about March 2023, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" and KIN MING JE, a/k/a \"Yu Jianming,\" the defendants, and others known and unknown, fraudulently obtained more than approximately \\$262 million in victim funds through the Himalaya Exchange, a purported cryptocurrency \"ecosystem\" accessible on the internet. The Himalaya Exchange included a purported stablecoin called the Himalaya Dollar (\"HDO\" or \"H Dollar\") and a trading coin called Himalaya Coin (\"HCN\" or \"H Coin\"). The Himalaya Exchange claimed that the \"stablecoin\" was a digital asset with a fixed 1-to-\\$1 value backed by reserves, and that the \"trading coin\" was a cryptocurrency with valuation based on supply and demand. JE was the founder and Chairman of the Himalaya Exchange. The Himalaya Exchange scheme included, but was not limited to, the following:\n\na. In videos distributed via social media, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" the defendant, trumpeted the prospects and valuation of the Himalaya Exchange and both HCN and HDO, which he publicly described as cryptocurrencies. For example, in a video posted on the Internet on or about October 20, 2021, GUO falsely stated the following, among other things, and in substance and in part:\n\n#### Case 22-50073.:2 Boc-376786ATFiledd1ir1ebf2407 Emeredd4120124 P3x29:20 of Page 21 of 40\n\ni. \"I am talking about your H Coins, 'Brother Seven' [i.e., GUO] designed it . . . . [I]t has the attribute of currency, why? It has 20% gold. Awesome[.] [I]t was born as currency on the first day, so it has value and it is linked to gold . . . clear gold directly. No matter how much it raises, 20% will turn into gold.\"\n\nii. \"If the H Coin is worthless, [the issuer of H coin] can sell all 20% of the gold, exchange it to you, and become your money. Or take all the value of 20% gold and ask everyone to unify it and make it yours.\"\n\niii. \"If anyone loses money, I can say that I will compensate 100%. I give you 100%. Whoever loses money, I will bear it.\"\n\niv. \"I can sell the H Coin in the market in one minute and get it back to my H Dollar, and back to your fiat money unit. . . . [A]nd you can buy anything immediately.\"\n\nb. The initial coin offering of HCN and HDO occurred on or about November 1, 2021. HCN began trading at 10 cents and, within approximately two weeks, the Himalaya Exchange website claimed that each HCN purportedly was worth approximately 27 HDO (i.e., \\$27), which represented a 26,900% increase in value. That is, approximately two weeks after the initial coin offering, the Himalaya Exchange website indicated that HCN purportedly had an approximately \\$27 billion valuation.\n\nc. At the time of the Himalaya Exchange launch, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" the defendant, marketed HCN to his online followers and others. For example, on or about November 1, 2021-the day of the initial coin offering-GUO released an official music video for an original song called \"HCoin To the Moon\" via social media. The phrase \"to the\n\n## Case 22-58973.:2 Boc-376786ATFilledd1ir1ebf2407Emilerdd4120124 P3x29:57 of Page 22 of 40\n\nmoon\" is popularly associated with cryptocurrencies and implies a sharp increase in value. The music video depicted GUO in various locations and depicted imagery of gold and wealth.\n\nd. At times, including following the Himalaya Exchange launch, KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendant, misleadingly marketed the Himalaya Exchange. For example, in or about June 2022, JE attempted to create the impression that a €3,561,127 purchase of a Ferrari (the \"Ferrari\") from a particular auction house was completed with HDO. JE stated, in substance and in part, that he was \"extremely pleased that [a] buyer decided to purchase [a] world-class car using HDO.\" Contrary to JE's claim, the Ferrari was not purchased using HDO. In truth and in fact, and as JE well knew, a Himalaya Exchange employee sent the auction house an international bank wire to cover the Ferrari, while also processing a corresponding \"transaction\" on the Himalaya Exchange to create the false appearance that the purchase had taken place using HDO. JE's statement was also misleading in that, among other things, the unidentified \"buyer\" of the Ferrari was, in fact, Relative-1.\n\ne. Contrary to representations of MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" and KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendants, and others known and unknown, HCN and HDO were not cryptocurrencies. In particular, and contrary to the defendants' representations that HCN and HDO were cryptocurrencies, transactions using HCN and HDO were-unlike real cryptocurencies-not recorded on a \"blockchain,\" which is an electronic, publicly accessible, decentralized ledger that uses cryptography to record cryptocurrency transactions Instead of using a publicly accessible blockchain, transactions in HCN and HDO were recorded in an internal database, which was not subject to public review.\n\n#### Case 22-50073.:2 Boc-376786ATFilledd1ir1ebf2407Emilered14120124 P3x29:57 of Page 23 of 40\n\nf. Moreover, HCN and HDO could not be traded anywhere other than (purportedly) on the Himalaya Exchange. Nor could HCN be traded for, or converted into, other currencies. HCN purportedly could be traded for only HDO (and only on the Himalaya Exchange), and HDO purportedly could be converted only to or from fiat currency (and only on the Himalaya Exchange).\n\ni. Indeed, the HDO and HCN Whitepapers, available on the Himalaya Exchange website, provided in fine print that, contrary to GUO's representations, HCN and HDO were merely \"Credits.\" According to the HCN Whitepaper, the \"operation of the Himalaya Exchange and associated applications and infrastructure will be facilitated through the use of 'Credits.'\" Those credits (i) could \"only be used on the Himalaya Exchange or within the Himalaya Ecosystem,\" and (ii) did \"not carry any right to require their exchange for fiat currency or crypto-assets.\"\n\nii. Moreover, while Himalaya Exchange members could request to exchange their \"HDO\" credits for an equivalent payment in U.S. dollars, the HDO Whitepaper stated that the Himalaya Exchange had the \"discretion\" to deny any such request.\n\ng. In or about April 2022, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" and KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendants, arranged for the transfer of approximately \\$37 million in Himalaya Exchange funds from a Himalaya Exchange bank account to a particular escrow account. The \\$37 million was structured as a purported \"loan\" to personally guarantee the cost of a luxury yacht that GUO had previously purchased and used, which yacht was then-owned by an entity held in the name of Relative-2.\n\n## Case 22-50073.:2 Boc-376786ATFilledd1ir1ebf2407Emeerdd4120124 P3x29:53 of Page 24 of 40\n\n#### Concealment of Ownership and Control\n\n20. Despite his extravagant lifestyle and his control of hundreds of millions of dollars in fraud proceeds, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/s/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" the defendant, filed for bankruptcy on or about February 15, 2022. GUO's claim of bankruptcy was based on years-long efforts to obscure the funds used and controlled by GUO, which was a means and method of the G Enterprise. For example, GUO, KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, regularly moved funds within the G Enterprise and for the benefit of GUO, his family, and his associates, by disguising the money movements as \"loans\"or \"investments.\" As another example, the defendants installed figurehead executives and/or straw owners at the entities within the G Enterprise, while the entities within the G Enterprise were, in reality, owned and/or controlled by GUO, KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown.\n\n#### Government Seizure of Proceeds of the G Enterprise\n\n21. O On or about September 20, 2022 and September 21, 2022, U.S. authorities served judicially-authorized seizure warrants on several domestic banks, and subsequently seized approximately \\$335 million of proceeds from bank accounts held in the names of Himalaya Exchange entities and other entities associated with the G Enterprise. Following the September 2022 judicially authorized seizures, KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendant, attempted to transfer approximately \\$46 million from domestic bank accounts associated with the Himalaya Exchange, which had not yet been seized by the United States, to a bank account in the UAE that JE controlled.\n\n### Case 22-50073.:2 Boc-376786ATFiled 11/10/2407 Emeered 412/01/24 12:29:29:27 of 48age 25 of 40\n\na. Within approximately two days of the first judicially authorized seizures of Himalaya Exchange-related funds, on or about September 22, 2022, JE contacted the management of a domestic bank that held Himalaya Exchange bank accounts. JE sought to implement a wire transfer, which he and a Himalaya Exchange executive claimed to the domestic bank was needed to effectuate a \"redemption\" from HDO to U.S. dollars for an unnamed \"VIP\" (i.e., very important) client of the Himalaya Exchange.\n\nb. In subsequent communications with the domestic bank, JE revealed that the VIP was, in fact, JE himself. JE provided the domestic bank with documents reflecting two purported HCN sales by JE on or about September 22, 2022-totaling 46 million HDO-which JE was attempting to \"convert\" into \\$46 million. In an attempt to protect the assets of the G Enterprise from a judicially authorized seizure, JE twice emphasized to the domestic bank's management, in substance and in part, that the \\$46 million transfer needed to happen \"today or it is meaningless.\"\n\n22. On or about October 16, 2022, pursuant to a judicially authorized warrant, U.S. authorities seized an additional approximately \\$274 million of proceeds from several Himalaya Exchange and G|CLUBS accounts at the domestic bank from which KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendant, requested the \\$46 million transfer.\n\n23. As a result of the judicially-authorized seizures, U.S. authorities seized more than approximately \\$634 million of fraud proceeds, including approximately \\$278 million from bank accounts held in the names of the Himalaya Exchange entities that purported to hold the Himalaya Exchange's HDO cash reserves.\n\n### Case 22-50073.:2 Boc-376786ATFiled 11/1012407 Emered 14120124 Parket 26 of 40\n\na. Following the seizures, the Himalaya Exchange website continued to represent that HDO was backed by a \"Reserve consisting of USD and cash-equivalent assets\" when, in truth and in fact, it was not.\n\nb. Despite the seizure of the Himalaya Exchange's cash reserves, the purported price of HCN had not suddenly and sharply declined as of in or about March 2023.\n\n#### STATUTORY ALLEGATIONS\n\n24. From at least in or about 2018 up to and including at least in or about March 2023, in the Southern District of New York and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y.\" the defendants, and others known and unknown, being persons employed by and associated with the enterprise described above, namely, the G Enterprise, which was engaged in, and the activities of which affected, interstate and foreign commerce, willfully and knowingly combined, conspired, confederated, and agreed together and with each other to violate the racketeering laws of the United States, to wit, Title 18 , United States Code, Section 1962(c), that is, to conduct and participate, directly and indirectly, in the conduct of the G Enterprise through a pattern of racketeering activity, as that term is defined in Title 18, United States Code, Sections 1961(1) and 1961(5), consisting of multiple:\n\na. Acts indictable under Title 18, United States Code, Section 1343 (relating to wire fraud):\n\nb. Acts indictable under Title 18, United States Code, Section 1344 (relating to financial institution fraud);\n\nરેટ\n\n### Case 22-50073.:2 Boc-376786ATFilledd1ir1ebf2407Emeerdd4120124 P3x29:25 of 48age 27 of 40\n\nc. Acts indictable under Title 18, United States Code, Section 1956 (relating to the laundering of monetary instruments);\n\nd. Acts indictable under Title 18, United States Code, Section 1957 (relating to engaging in monetary transactions in property derived from specified unlawful activity); and\n\ne. Offenses involving fraud in the sale of securities, in violation of Title 15, United States Code, Sections 78j (b) and 78ff, and Title 17, Code of Federal Regulations, Section 240.10b-5.\n\n25. It was a part of the conspiracy that each defendant agreed that a conspirator would commit at least two acts of racketeering activity in the conduct of the affairs of the enterprise.\n\n26. MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, sought to advance the purposes of the racketeering conspiracy, and to conduct and participate, directly and indirectly, in the conduct of the affairs of the G Enterprise, through various unlawful means and methods, including:\n\na. The defendants caused the G Enterprise to amass significant assets through false and fraudulent misrepresentations.\n\nb. The defendants caused the G Enterprise to conceal its fraud proceeds through, among other things, monetary transfers between entities within the G Enterprise.\n\nc. The defendants caused the G Enterprise to silence its critics through threats and intimidation directed at its opponents.\n\nd. The defendants obstructed, influenced, and interfered with an official proceeding.\n\ne. The defendants obstructed and interfered with court orders.\n\n(Title 18, United States Code, Section 1962(d).)\n\n# COUNT TWO (Conspiracy to Commit Wire Fraud and Bank Fraud)\n\nThe Grand Jury further charges:\n\n27. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n28. From at least in or about 2018, up to and including at least in or about March 2023, in the Southern District of New York and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, willfully and knowingly combined, conspired, confederated, and agreed together and with each other to commit wire fraud, in violation of Title 18, United States Code, Section 1343.\n\n29. It was a part and object of the conspiracy that MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Y anping,\" a/k/a \"Y,\" the defendants, and others known and unknown, knowingly having devised and intending to devise a scheme and artifice to defraud, and for obtaining money and property by means of false and fraudulent pretenses, representations, and promises, would and did transmit and cause to be transmitted by means of wire, radio, and television communication in interstate and foreign commerce, writings, signs, signals, pictures, and sounds for the purpose of executing such scheme and artifice, in violation of Title 18, United States Code, Section 1343, to wit, GUO,\n\n### Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407Emeerdd4120124 P3x29:55 of Page 29 of 40\n\nJE, WANG, and others known and unknown, fraudulently induced victims to send money by providing materially false and misleading information and representations.\n\n30. It was further a part and an object of the conspiracy that MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, knowingly would and did execute, and attempt to execute, a scheme and artifice to defraud a financial institution, as that term is defined in Title 18, United States Code, Section 20, and to obtain moneys, funds, credits, assets, securities, and other property owned by, and under the custody and control of, such financial institution, by means of false and fraudulent pretenses, representations, and promises, in violation of Title 18, United States Code, Section 1344, to wit, GUO, JE, WANG, and others known and unknown, made false representations, and caused others to make false representations, to financial institutions to, among other things, open and maintain bank accounts used in furtherance of their fraud and obtain funds under the custody and control of those financial institutions.\n\n(Title 18, United States Code, Section 1349.)\n\n# COUNT THREE (Money Laundering Conspiracy)\n\nThe Grand Jury further charges:\n\n31. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n32. in the Southern District of New York and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\"\n\n#### Case 22-50073.:2 Boc-376786ATFiledd1ir1ebf2407Emeerdd4120124 P3x29:259 of Page 30 of 40\n\nKIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, willfully and knowingly combined, conspired, confederated, and agreed together and with each other to commit money laundering, in violation of Title 18, United States Code, Sections 1956(a)(1)(B)(i), 1956(a)(2)(A), and 1956(a)(2)(B)(i).\n\n33. It was a part and object of the conspiracy that MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, knowing that the property involved in a financial transaction represented the proceeds of some form of unlawful activity, would and did conduct and attempt to conduct such a financial transaction, which transaction affected interstate and foreign commerce and involved the use of a financial institution which was engaged in, and the activities of which affected, interstate and foreign commerce, and which in fact involved the proceeds of specified unlawful activity, to wit, Counts Five through Eleven of this Indictment, knowing that the transaction was designed in whole and in part to conceal and disguise the nature, location, source, ownership, and control of the proceeds of specified unlawful activity, in violation of Title 18, United States Code, Section 1956(a)(1)(B)(i).\n\n34. It was further a part and object of the conspiracy that MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown would and did transport, transmit, and transfer, and attempted to transmit, and transfer, a monetary instrument and funds from a place in the United States to and through a place outside the United\n\n#### Case 22-58873.:2 Boc-376786ATFiledd1ir1ebf2407 Emeredd4120124 P3x29:57 of Page 31 of 40\n\nStates, and to a place in the United States from and through a place outside the United States, knowing that the monetary instrument and funds involved in the transportation, transmission, and transfer represent the proceeds of some form of unlawful activity, and knowing that such transportation, transmission, and transfer was designed in whole and in part to conceal and disguise the nature, location, source, ownership, and control of the proceeds of specified unlawful activity, to wit, the offenses alleged in Counts Five through Eleven of this Indictment, in violation of Title 18. United States Code, Section 1956(a)(2)(B)(i).\n\n35. Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, would and did transport, transmit, and transfer, and attempt to transmit, and transfer, a monetary instrument and funds from a place in the United States to and through a place outside the United States, and to a place in the United States from and through a place outside the United States, with the intent to promote the carrying on specified unlawful activity, to wit, the offenses alleged in Counts Five through Eleven of this Indictment, in violation of Title 18, United States Code, Section 1956(a)(2)(A).\n\n(Title 18, United States Code, Section 1956(h).)\n\n# COUNT FOUR (Conspiracy to Commit Securities Fraud)\n\nThe Grand Jury further charges:\n\n36. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\nand G|CLUBS by providing materially false and misleading information and representations in connection with purported shares of GTV common stock and purported companies affiliated with GTV.\n\n#### Overt Acts\n\n39. \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, and others known and unknown, committed the following overt acts, among others, in the Southern District of New York and elsewhere:\n\na. On or about April 21, 2020, GUO posted, and caused to be posted, a video on social media announcing the unregistered offering of GTV stock via the GTV Private Placement.\n\nb. On or about May 20, 2020, WANG opened a particular bank account in the name of GTV and, in documents submitted to the bank, indicated that the intended balance of the account would be between \\$25,000 to \\$50,000. On or about June 2, 2020, WANG transferred approximately \\$200,000,000 into that account.\n\nc. On or about June 5, 2020, WANG, while located in the Southern District of New York, authorized a wire transfer of \\$100 million from Saraca to Fund-1.\n\nd. On or about July 22, 2020, in a video distributed via social media, GUO promoted the Farm Loan Program, stating, in substance and in part, \"the money has been changed to a new way of cooperation, signing a loan contract with a local farm, with 6% interest, giving you equity. . . . [i]n this case, it is a loan, and then you can ask for stocks . . . \"\n\n#### Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emercod14120124 P3x29:53 of Page 34 of 40\n\ne. On or about August 2, 2020, in a video distributed via social media, GUO\n\nstated, in substance and part, \"How much is GTV? . . . a market value of 2 billion US dollars.\"\n\nf. On or about July 30, 2021, in a video distributed via social media, GUO stated, in substance and in part, \"Some of the comrades in arms asked, '[W]ill I still get a free stock offer when I buy a G-Clubs membership?' 100%. Because I said that I have to promise that anyone who buys G-Clubs membership before September 17 must be allotted shares, which is exactly the same. Because we said that anyone can choose whether to use your money to buy G-Clubs before September 17, G-Clubs and the stock shares. You'll get both.\"\n\ng. On or about August 5, 2021, JE directed the transfer of approximately \\$1.1 million consisting of funds victims had sent to GCLUBS in exchange for \"memberships\" to a bank account that JE controlled.\n\n(Title 18. United States Code, Section 371.)\n\n# COUNT FIVE (Wire Fraud - GTV Private Placement)\n\nThe Grand Jury further charges:\n\n40. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n41. From at least in or about April 2020 up to and including at least in or about September 2021, in the Southern District of New York and elsewhere, MILES GUO, alk/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, knowingly having devised and intending to devise a scheme and artifice to defraud, and for obtaining money and property by means of false and fraudulent pretenses, representations, and promises, transmitted and caused to be transmitted\n\n#### Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407 Emercod14120124 Parkets7 of Page 35 of 40\n\nby means of wire, radio, and television communication in interstate and foreign commerce, writings, signs, signals, pictures, and sounds, for the purpose of executing such scheme and artifice, to wit, GUO, JE, and WANG conducted the GTV Private Placement to sell GTV stock and fraudulently obtain money from victims through false statements and misrepresentations, including regarding, among other things, the purpose and use of victims' money, which scheme was furthered through electronic communications and monetary transfers to and from the Southern District of New York and elsewhere.\n\n(Title 18, United States Code, Sections 1343 and 2.)\n\n# COUNT SIX (Securities Fraud - GTV Private Placement)\n\nThe Grand Jury further charges:\n\n42. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n43. From at least in or about April 2020 up to and including at least in or about September 2021, in the Southern District of New York, and elsewhere, MILES GUO, alk/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, wilfully and knowingly, directly and indirectly, by use of a means and instrumentality of interstate commerce and of the mails, and of a facility of a national securities exchange, used and employed, in connection with the purchase and sale of a security registered on a national securities exchange and any security not so registered, a manipulative and deceptive device and contrivance, in violation of Title 17, Code of Federal Regulations, Section 240.10b-5, by (a) employing a device, scheme and artifice to defraud; (b) making an untrue statement of material fact and omitting to state a material fact necessary in\n\n### Case 22-58873.:2 Boc-376786ATFiledd1ir1ebf2407Emeerdd4120124 Parkets5 of Page 36 of 40\n\norder to make the statement made, in light of the circumstances under which it was made, not misleading; and (c) engaging in an act, practice and course of business which operated and would operate as a fraud and deceit upon a person, to wit, GUO, JE, and WANG conducted the GTV Private Placement to sell GTV stock and obtain money from victims through false statements and misrepresentations, including regarding, among other things, the purpose and use of victims' money, which scheme was furthered through electronic communications and monetary transfers to and from the Southern District of New York and elsewhere.\n\n(Title 15, United States Code, Sections 78j(b) & 78ff; Title 17, Code of Federal Regulations, Section 240.10b-5; and Title 18, United States Code, Section 2.)\n\n# COUNT SEVEN (Wire Fraud - Farm Loan Program)\n\nThe Grand Jury further charges:\n\n44. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n45. 2023, in the Southern District of New York and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping.\" alk/a \"Y.\" the defendants, knowingly having devised and intending to devise a scheme and artifice to defraud, and for obtaining money and property by means of false and fraudulent pretenses, representations, and promises, transmitted and caused to be transmitted by means of wire, radio, and television communication in interstate and foreign commerce, writings, signs, signals, pictures, and sounds, for the purpose of executing such scheme and artifice, to wit, GUO, JE, and WANG conducted the Farm Loan Program to fraudulently obtain money from victims\n\n## Case 22-50073.:2Boc-376786ATFilledd11f0112407Emeerd241201244 Page:37 of 40\n\nthrough false statements and misrepresentations, including regarding, among other things, the purpose and use of victims' money, which scheme was furthered through electronic communications and monetary transfers to and from the Southern District of New York and elsewhere.\n\n(Title 18. United States Code, Sections 1343 and 2.)\n\n# COUNT EIGHT (Securities Fraud - Farm Loan Program)\n\nThe Grand Jury further charges:\n\n46. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n47. From at least in or about June 2020 up to and including at least in or about March 2023, in the Southern District of New York, and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, willfully and knowingly, directly and indirectly, by use of a means and instrumentality of interstate commerce and of the mails, and of a facility of a national securities exchange, used and employed, in connection with the purchase and sale of a security registered on a national securities exchange and any security not so registered, a manipulative and deceptive device and contrivance, in violation of Title 17, Code of Federal Regulations, Section 240.10b-5, by (a) employing a device, scheme and artifice to defraud; (b) making an untrue statement of material fact and omitting to state a material fact necessary in order to make the statement made, in light of the circumstances under which it was made, not misleading; and (c) engaging in an act, practice and course of business which operated and would operate as a fraud and deceit upon a person, to wit, GUO, JE, and WANG conducted the Farm Loan Program to obtain money from victims through false statements and misrepresentations, including regarding, among other things, the purpose and use of victims' money, which scheme was furthered through electronic communications and monetary transfers to and from the Southern District of New York and elsewhere.\n\n(Title 15, United States Code, Sections 78j(b) & 78ff; Title 17, Code of Federal Regulations, Section 240.10b-5; and Title 18, United States Code, Section 2.)\n\n# COUNT NINE (Wire Fraud - G|CLUBS)\n\nThe Grand Jury further charges:\n\n48. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n49. From at least in or about June 2020 up to and including at least in or about March 2023, in the Southern District of New York and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, knowingly having devised and intending to devise a scheme and artifice to defraud, and for obtaining money and property by means of false and fraudulent pretenses, representations, and promises, transmitted and caused to be transmitted by means of wire, radio, and television communication in interstate and foreign commerce, writings, signs, signals, pictures, and sounds, for the purpose of executing such scheme and artifice, to wit, GUO, JE, and WANG promoted and marketed G(CLUBS to fraudulently obtain money from victims through false statements and misrepresentations, to obtain money from victims through false statements and misrepresentations, including regarding, among other things, the purpose and use of victims' money which scheme was furthered through electronic communications and monetary transfers to and from the Southern District of New York and elsewhere.\n\n(Title 18, United States Code, Sections 1343 and 2.)\n\n# COUNT TEN (Securities Fraud - G|CLUBS)\n\nThe Grand Jury further charges:\n\n50. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n51. From at least in or about June 2020 up to and including at least in or about March 2023, in the Southern District of New York, and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, willfully and knowingly, directly, by use of a means and instrumentality of interstate commerce and of the mails, and of a facility of a national securities exchange, used and employed, in connection with the purchase and sale of a security registered on a national securities exchange and any security not so registered, a manipulative and deceptive device and contrivance, in violation of Title 17, Code of Federal Regulations, Section 240.10b-5, by (a) employing a device, scheme and artifice to defraud; (b) making an untrue statement of material fact and omitting to state a material fact necessary in order to make the statement made, in light of the circumstances under which it was made, not misleading; and (c) engaging in an act, practice, and course of business which operated and would operate as a fraud and deceit upon a person, to wit, GUO, JE, and WANG promoted and marketed G(CLUBS to obtain money from victims through false statements and misrepresentations, including regarding, among other things, the purpose and use of victims' money, which scheme was furthered through electronic communications and monetary transfers to and from the Southern District of New York and elsewhere.\n\n> (Title 15, United States Code, Sections 78j(b) & 78ff; Title 17, Code of Federal Regulations, Section 240.10b-5; and Title 18, United States Code, Section 2.)\n\n# COUNT ELEVEN (Wire Fraud - The Himalaya Exchange)\n\nThe Grand Jury further charges:\n\n52. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n53. From at least in or about April 2021 up to and including at least in or about March 2023, in the Southern District of New York and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" and KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jiaming,\" the defendants, knowingly having devised and intending to devise a scheme and artifice to defraud, and for obtaining money and property by means of false and fraudulent pretenses, representations, and promises, transmitted and caused to be transmitted by means of wire, radio, and television communication in interstate and foreign commerce, writings, signs, signals, pictures, and sounds, for the purpose of executing such scheme and artifice, to wit, GUO and JE operated the Himalaya Exchange to fraudulently obtain money from victims through false statements and misrepresentations, including regarding, among other things, the purpose and use of victims' money, which scheme was furthered through electronic communications and monetary transfers to and from the Southern District of New York and elsewhere.\n\n(Title 18. United States Code, Sections 1343 and 2.)\n\n## COUNT TWELEVE (Unlawful Monetary Transactions)\n\nThe Grand Jury further charges:\n\n54. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n55. On or about June 5, 2020, in the Southern District of New York and elsewhere, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, within the United States, knowingly engaged and attempted to engage in a monetary transaction, as defined in Title 18, United States Code, Section 1957(f)(1), in criminally derived property of a value greater than \\$10,000 that was derived from specified unlawful activity, to wit, GUO, JE, and WANG made, and directed others to make, a wire transfer of approximately \\$100 million derived from the offenses charged in Counts Five and Six to Fund-1.\n\n(Title 18, United States Code, Sections 1957 and 2.)\n\n# COUNT THIRTEEN (Obstruction of Justice)\n\nThe Grand Jury further charges:\n\n56. The allegations contained in paragraphs 1 through 23 of this Indictment are repeated and realleged as if fully set forth herein.\n\n57. of this Indictment, in the Southern District of New York and elsewhere, KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" the defendant, corruptly obstructed, and impeded an official proceeding and attempted so to do, to wit, JE attempted to transfer money to\n\n### Case 22-50073.:2 Boc-376786ATFilledd1ir1ebf2407Emilered14120124 Parters10 of Page 42 of 40\n\nthe UAE, beyond the jurisdiction of the United States, to impede and interfere with a federal grand jury investigation in the Southern District of New York of the offenses alleged in Counts One through Eleven of this Indictment, and proceedings before the United States District Court for the Southern District of New York concerning the seizure and forfeiture of criminally derived proceeds.\n\n(Title 18, United States Code, Sections 1512(c)(2) and 2.)\n\n#### FORFEITURE ALLEGATIONS\n\n58. Jo As a result of committing the offense alleged in Count One of this Indictment, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, shall forfeit to the United States, pursuant to Title 18, United States Code, Section 1963:\n\na. any interest acquired or maintained in violation of Section 1962;\n\nb. any interest in, security of, claim against, or property or contractual right of any kind affording a source of influence over, any enterprise the defendants and their coconspirators established, operated, controlled, conducted, or participated in the conduct of, in violation of Section 1962; and\n\nc. any property constituting , or derived from, any proceeds obtained, directly or indirectly, from the racketeering activity charged in Count One including the following specific property:\n\n(1) \\$64,826.87 in United States currency formerly on deposit in Account Number 5090037713 at Silvergate Bank held in the name of \"Hamilton Opportunity Fund SPC,\" seized by the Government on or about September 18, 2022;\n\n## Case 22-58873 : 2 Boc-376786ATFilledd1ir1ebf2407 Emercod14120124 Parters7 of Page 43 of 40\n\n(2) = \\$75,000,000.00 in United States currency formerly on deposit in Account Number 5090037705 at Silvergate Bank held in the name of \"Hamilton Opportunity Fund SPC,\" seized by the Government on or about September 18, 2022;\n\n(3) \\$467,343.00 in United States currency formerly on deposit in Account Number 5090037754 at Silvergate Bank held in the name of \"Hamilton Opportunity Fund SPC,\" seized by the Government on or about September 18, 2022;\n\n(4) \\$89,992,861.75 in United States currency formerly on deposit in Account Number 5090042770 at Silvergate Bank held in the name of \"Hamilton Opportunity Fund SPC,\" seized by the Government on or about September 18, 2022;\n\n(5) \\$1,683,077.40 in United States currency formerly on deposit in Account Number 5090042762 at Silvergate Bank held in the name of \"Hamilton Opportunity Fund SPC,\" seized by the Government on or about September 18, 2022;\n\n(6) \\$85,899,889.20 in United States currency formerly on deposit in Account Number 5090042853 at Silvergate Bank held in the name of \"Hamilton Opportunity Funds SPC,\" seized by the Government on or about September 18, 2022;\n\n(7) \\$48,230,709.62 in United States currency formerly on deposit in Account Number 5090030288 at Silvergate Bank held in the name of \"Hamilton Investment Management\" Ltd., seized by the Government on or about September 18, 2022;\n\n(8) - \\$1,800,000.00 in United States currency formerly on deposit in Account Number 5090037739 at Silvergate Bank held in the name of \"Hamilton Opportunity Fund SPC,\" seized by the Government on or about September 18, 2022;\n\n### Case 22-50073:2Bock76ATFilledc1ir1012407Emtered14120124 Page:57 of 48age 44 of 40\n\n(9) \\$85,899,889.20 in United States currency formerly on deposit in Account Number 5090042853 at Silvergate Bank held in the name of \"Hamilton Opportunity Funds SPC,\" seized by the Government on or about September 18, 2022;\n\n(10) \\$4,643,744.70 in United States currency formerly on deposit in Account Number 7801000590 at FV Bank held in the name of \"Himalaya International Reserves, Ltd.,\" seized by the Government on or about September 20, 2022;\n\n(11) \\$14,599,257.25 in United States currency formerly on deposit in Account Number 7801000254 at FV Bank held in the name of \"Himalaya International Clearing, Ltd.,\" seized by the Government on or about September 20, 2022;\n\n(12) \\$11,538,579.87 in United States currency formerly on deposit in Account Number MBI10103-0000 at Mercantile Bank International held in the name of \"G Club International Ltd.,\" seized by the Government on or about October 16, 2022;\n\n(13) \\$10,008,284.04 in United States currency formerly on deposit in Account Number MBI10133-0000 at Mercantile Bank International held in the name of \"Himalaya International Clearing Ltd.,\" seized by the Government between on or about October 16, 2022 and on or about March 10, 2023;\n\n(14) \\$3,090,856.54 in United States currency formerly on deposit in Account Number MBI10137-0000 at Mercantile Bank International held in the name of \"Hamilton Capital Holding Ltd.,\" seized by the Government between on or about October 16, 2022 and on or about March 10, 2023;\n\n(15) = \\$272,350,313.76 in United States currency formerly on deposit in Account Number MBI10138-0000 at Mercantile Bank International held in the name of \"Himalaya\n\nਕਤੇ\n\n## Case 22-50073.:2 Boc-376786ATFiledc11r1ebf2407Emtered14120124 Parkers7 of Page 45 of 40\n\nInternational Reserves Ltd.,\" seized by the Government between on or about October 16, 2022 and on or about March 10, 2023;\n\n(16) \\$310,594.31 in United States currency formerly on deposit in Account Number MBI10139-0000 at Mercantile Bank International held in the name of \"Himalaya International Financial Group Ltd.,\" seized by the Government between on or about October 16, 2022 and on or about March 10, 2023;\n\n(17) \\$1,187,278.87 in United States currency formerly on deposit in Account Number MBI10171-0000 at Mercantile Bank International held in the name of \"Hamilton Investment Management Ltd.,\" seized by the Government between on or about October 16, 2022 and on or about March 10, 2023;\n\n(18) \\$43,782.71 in United States currency formerly on deposit in Account Number MBI10172-0000 at Mercantile Bank International held in the name of \"G Fashion International Limited,\" seized by the Government on or about October 16, 2022;\n\n(19) \\$7,715.00, in United States currency formerly on deposit in Account Number 7801000589 at FV Bank held in the name of \"Himalaya International Financial Group, Ltd.,\" seized by the Government on or about September 20, 2022;\n\n(20) \\$161,809.47 in United States currency formerly on deposit in Account Number MBI10183-0000 at Mercantile Bank International held in the name of \"Himalaya Currency Clearing Pty Ltd.,\" seized by the Government on or about October 16, 2022;\n\n(21) - \\$2,745,377.75 in United States currency formerly on deposit in Account Number 9878904409 at Manufacturers & Traders Trust Co. held in the name of \"GETTR USA, Inc.,\" seized by the Government on or about September 18, 2022;\n\n#### Case 22-50073.:2 Boc-376786ATFilledd1ir1ebf2407Emeerdd4120124 P3x29:57 of Page 46 of 40\n\n(22) \\$9,899,659.19 in United States currency formerly on deposit in Account Number 157525208185 at US Bank held in the name of \"G Fashion,\" seized by the Government on or about September 18, 2022;\n\n(23) All that lot or parcel of land, together with its buildings, appurtenances, improvements, fixtures, attachments, and easements, located at 675 Ramapo Valley Road, Mahwah, New Jersey 07430, Parcel No. 3300021-03-00001-02 and described as Lot Number: 1.02 Block: 21.03 District: 33 City, Municipality, Township: MAHWAH TWP;\n\n(24) A Bugatti Chiron Super Sport, bearing Vehicle Identification Number VF9SW3V3XNM795047;\n\n(25) A Lamborghini Aventador SVJ Roads, bearing Vehicle Identification Number ZHWUN6ZD2MLA10393;\n\n(26) A Rolls Royce Phantom EWB, bearing Vehicle Identification Number SCATT8C08MU206445;\n\n(27) IMO Number 112359, MMSI Number 319059500, and Callsign ZGDQ9;\n\n(28) A Bösendorfer 185VC Porsche #49539 piano with custom bench, purchased for approximately \\$140,938.69;\n\n(29) A Railis Design Iceland Contemporary Poseidon Bed with Nightstands, Ebony Veneer, Brass, Velvet, purchased for approximately \\$31,413.71;\n\n(30) A Hästens 2000T md mattress, purchased for approximately \\$36,590.00;\n\n(31) A Hästens 2000T sf mattress, purchased for approximately \\$36,210.00;\n\nવર્ષ્ડ\n\n(32) A Wembe watch storage box, purchased for approximately \\$59,392.91;\n\n(33) A Samsung Q900 Series QN98Q900RBF 98\" QLED Smart TV -8K, purchased for approximately \\$62,787.54;\n\n(34) A Louis XV Style French Ormolu-Mounted Mahogany Commode by Joseph Emmanuel Zweiner;\n\n(35) A \"K'ang Hsi\" extension table in etched and patinated pewter and bronze with hand-painted enamel colors by Philip & Kelvin LaVerne, purchased for approximately \\$180,000.00; and\n\n(36) A \"Punto '83\" table in stainless steel with mesh tabletop with adjustable height and adjustable petals by Gabriella Crespi, Italy 1982, purchased for approximately \\$180,000.00.\n\n(1) through (36), collectively, the \"Specific Property.\"\n\n59. As a result of committing the wire fraud and securities fraud offenses alleged in Counts Two, Four, and Five through Eleven of this Indictment, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, shall forfeit to the United States, pursuant to Title 18, United States Code, Section 981(a)(C) and Title 28 United States Code, Section 2461(c), any and all property, real and personal, that constitutes or is derived from proceeds traceable to the commission of said offenses, including but not limited to a sum of money in United States currency representing the amount of proceeds traceable to the commission of said offenses and the Specific Property.\n\n## Case 22-50073:2Boc-376786ATFilledd1ir1012407Emtered1110124 Page:57 of 48age 48 of 40\n\n60. As a result of committing the money laundering offenses alleged in Counts Three and Twelve of this Indictment, MILES GUO, a/k/a \"Ho Wan Kwok,\" a/k/a \"Miles Kwok,\" a/k/a \"Guo Wengui,\" a/k/a \"Brother Seven,\" a/k/a \"The Principal,\" a/k/a \"Boss,\" KIN MING JE, a/k/a \"William Je,\" a/k/a \"Yu Jianming,\" and YVETTE WANG, a/k/a \"Yanping,\" a/k/a \"Y,\" the defendants, shall forfeit to the United States, pursuant to Title 18, United States Code, Section 982(a)(1), any and all property, real and personal, involved in said offenses, or any property traceable to such property, including but not limited to a sum of money in United States currency representing the amount of property involved in said offenses and the Specific Property.\n\n#### Substitute Assets Provision\n\n61. If any of the above-described forfeitable property, as a result of any act or omission of the defendants:\n\n- cannot be located upon the exercise of due diligence; a.\n- has been transferred or sold to, or deposited with, a third person; b.\n- has been placed beyond the jurisdiction of the Court; C.\n- has been substantially diminished in value; or તે.\n- e. has been commingled with other property which cannot be subdivided without difficulty;\n\nit is the intent of the United States, pursuant to Title 18, United States Code, Section 1963(m), Title 21, United States Code, Section 853(p) and Title 28, United States Code, Section 2461(c), to\n\n# Case 22-58973:2Boc-376786ATFilledc11r1012407Emtered141120124 Page:557 of #age 49 of 49\n\nseek forfeiture of any other property of the defendants up to the value of the above forfeitable property.\n\n> (Title 18, United States Code, Sections 981, 982, and 1963; Title 21, United States Code, Section 853; and Title 28, United States Code, Section 2461.)\n\nFOREPERSON\n\nDomic on U.S. II: and\n\nDAMIAN WILLIAMS United States Attorney","body_zh":"附件6\nUNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK（美国纽约南区联邦地区法院）\nUNITED STATES OF AMERICA（美利坚合众国）\n\n诉\n\nMILES GUO（郭文贵），亦称“Ho Wan Kwok（郭文贵）”，亦称“Miles Kwok”，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”\n\nKIN MING JE（介明杰），亦称“William Je”，亦称“Yu Jianming”，以及\n\nYVETTE WANG（王雁平），亦称“Yanping”，亦称“Y”，\n替代起诉书\n\nS3 23 Cr. 118 (AT)\n\n正本\n\n被告人。\n第一项罪名（有组织犯罪共谋）\n\n大陪审团指控如下：\n“G Enterprise”的概述\n\n1. 自至少约2018年起至至少约2023年3月止，MILES GUO（郭文贵），亦称“Ho Wan Kwok（郭文贵）”，亦称“Miles Kwok”，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，KIN MING JE（介明杰），亦称“William Je”，亦称“Yu Jianming”，以及YVETTE WANG（王雁平），亦称“Yanping”，亦称“Y”，该等被告人及其他已知和未知人员，共谋诈骗数千名受害人，金额超过约$1 billion，其中包括位于Southern District of New York（纽约南区）的受害人。KWOK、JE、WANG及其共谋者通过一系列复杂的欺诈性和虚构性企业及投资机会经营G Enterprise；这些企业及投资机会连接了数十个相互关联的实体，使被告人及其共谋者能够招揽、洗钱和侵占受害人资金（统称为下文第3b段所界定的“G Enterprise”）。\n\n2. GUO，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，KIN MING JE，亦称“William Je”，亦称“Yu Jianming”，以及YVETTE WANG，亦称“Yanping”，亦称“Y”，该等被告人及其共谋者，利用GUO大量的网络曝光及数十万名网络追随者，以承诺超额财务回报及其他利益的方式，招揽对各种实体和项目的投资。事实上，且如GUO、JE和WANG明知，这些实体是GUO、JE和WANG创建并用以实施其诈骗、强化G Enterprise及利用GUO追随者的工具。该计划使GUO、JE和WANG得以使其本人、家庭成员及共谋者获利，并为GUO奢靡的生活方式提供资金。\n\n3. 为实施其计划，MILES GUO，亦称“Ho Wan Kwok”，亦称“Miles Kwok”，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，KIN MING JE，亦称“William Je”，亦称“Yu Jianming”，以及YVETTE WANG，亦称“Yanping”，亦称“Y”，该等被告人及其他已知和未知人员，创建并维持了若干相互关联和重叠的实体，即G Enterprise。G Enterprise取得诈骗所得，对该等所得进行洗钱，将诈骗所得用于购买供GUO及其家人受益的昂贵和奢侈物品、车辆及财产，使用诈骗所得推广G Enterprise，并使用诈骗所得运营和管理G Enterprise。\n\na. 构成G Enterprise的相互关联和重叠实体包括：ACA Capital Group Limited（ACA资本集团有限公司）、ACA Investment Limited（ACA投资有限公司）、Freedom Media Ventures（自由媒体创投）以及其他地点。G Enterprise从事州际和对外贸易，其活动对州际和对外贸易产生影响。\n\n4. 为进一步实施其计划，MILES GUO，亦称“Ho Wan Kwok”，亦称“Miles Kwok”，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，KIN MING JE，亦称“William Je”，亦称“Yu Jianming”，以及YVETTE WANG，亦称“Yanping”，亦称“Y”，该等被告人及其共谋者，对数亿美元的诈骗所得进行了洗钱。为隐瞒资金的非法来源，GUO、JE和WANG将资金转入并经由以至少80个不同实体或个人名义持有的超过约500个账户进行转移，或指示进行该等转移，其中包括属于G Enterprise的实体。该欺诈计划数亿美元的所得被直接或间接转入位于美国、巴哈马、瑞士及阿拉伯联合酋长国（“UAE”）等地的银行账户，并以JE拥有或以其他方式控制的实体名义持有，其中包括ACA Capital（ACA资本）、Hamilton Investment Ltd.（汉密尔顿投资有限公司）及Hamilton Opportunity Fund SPC（汉密尔顿机会基金SPC）。\n\n5. GUO，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，以及KIN MING JE，亦称“William Je”，亦称“Yu Jianming”，该等被告人将该欺诈计划超过约$300 million的所得用于其本人及其家人的利益。例如，GUO使用欺诈取得的受害人资金购买、出资或融资取得：一座供GUO及其家人使用、位于New Jersey（新泽西州）、价值$26.5 million、面积约50,000平方英尺的豪宅；豪华车辆，包括一辆价值约$3.5 million的Ferrari（法拉利）以及一辆为GUO的一名近亲属和共谋者（“Relative-1（亲属-1）”）定制、价值约$4.4 million的Bugatti（布加迪）；一艘价值约$37 million的豪华游艇，该游艇由GUO及其家人使用，并以GUO一名近亲属（“Relative-2（亲属-2）”）的名义购买；一架价值约$140,000的钢琴；两张各价值约$36,000的床垫；以及为最终使Relative-1受益而对一家高风险对冲基金作出的$100 million投资，等等。就JE而言，除其他事项外，JE将至少$10 million的诈骗所得转入其本人及其配偶的个人银行账户。就YVETTE WANG而言，除其他事项外，其每年至少获得约$500,000报酬，被赠与一套价值约$1.1 million的Manhattan（曼哈顿）共管公寓，并获承诺价值数百万美元的所谓加密货币。\n\n6. GUO，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，KIN MING JE，亦称“William Je”，亦称“Yu Jianming”，以及YVETTE WANG，亦称“Yanping”，亦称“Y”，该等被告人及其共谋者，多年来一直运作该计划，并至少持续至2023年3月。除其他方式外，其通过将更多实体和个人纳入G Enterprise；持续调整该计划的手段和方法，以规避美国投资者保护、反洗钱及破产法律的执行；以及报复提出投诉、要求返还投资资金或批评G Enterprise的个别受害人及其他人员，实施该计划。\n企业的目的\n\n7.\na. 使企业成员和关联人员获利；\n\nb. 获取受害人的金钱和财产；\n\nc. 隐匿和洗白诈骗所得；\n\nd. 使用诈骗所得购买供被告人及其共谋者受益的昂贵和奢侈物品、车辆及财产；以及\n\ne. 提升、增加和维持G Enterprise、属于G Enterprise的实体及G Enterprise成员（包括MILES GUO，亦称“Ho Wan Kwok”，亦称“Miles Kwok”，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”）的地位，以招揽更多受害人，并对批评或威胁G Enterprise的人员施加影响或予以恐吓。\n企业的手段和方法\n\n8. G Enterprise成员和关联人员开展其事务的手段和方法包括但不限于以下各项：\n\na. 通过虚假和欺诈性陈述使G Enterprise积累大量资产；\n\nb. 妨碍和规避执法机关及民事监管机构；\n\nc. 妨碍并无视法院命令；\n\nd. 除其他方式外，通过G Enterprise内部实体之间的资金转移隐匿诈骗所得；以及\n\ne. 骚扰、威胁并压制被告人MILES GUO，亦称“Ho Wan Kwok”，亦称“Miles Kwok”，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，以及G Enterprise的批评者。\n相关人员和实体\n\n9. GUO，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，该被告人是G Enterprise的领导者并指挥G Enterprise。\n\na. GUO是一名流亡的中国商人，于约2015年逃往美国，并以约$67.5 million购买了纽约市一家酒店的一套顶层公寓。自至少约2017年起，当时自称为亿万富翁的GUO积累了大量网络追随者。GUO接受了众多媒体采访，并在社交媒体上发帖，声称推动一场反对中国共产党的运动。\n\nb. 于约2018年，GUO成立了两个所谓非营利组织，即Rule of Law Foundation（法治基金会）和Rule of Law Society（法治协会）。Rule of Law Society的网站将GUO列为其“创始人、推动者和发言人”。两个组织的网站均展示GUO的照片。GUO利用这些非营利组织积累了与其所谓反对中国共产党运动立场一致的追随者；这些追随者也倾向于相信GUO关于投资和赚钱机会的陈述。事实上，且如GUO明知，其本人及其他人员提供虚假且具有重大误导性的信息，以推广这些“机会”并诈骗GUO的追随者及其他受害人。GUO指示其他人员创建和维持各种公司实体，这些实体后来构成由GUO负责的G Enterprise。\n\n10. 在所有相关期间，KIN MING JE，亦称“William Je”，亦称“Yu Jianming”，该被告人是一名拥有香港和英国双重国籍的人，主要居住在英国，同时前往美国及其他地区旅行。JE拥有并经营众多对该计划至关重要的公司和投资工具，并担任G Enterprise的财务架构师和关键洗钱者。\n\n11. 在所有相关期间，YVETTE WANG，亦称“Yanping”，亦称“Y”，该被告人是一名中国公民，主要居住在纽约州纽约市，并与被告人MILES GUO，亦称“Ho Wan Kwok”，亦称“Miles Kwok”，亦称“Guo Wengui”，亦称“Brother Seven”，亦称“The Principal”，亦称“Boss”，保持密切关系。具体而言，自至少约2018年起，WANG已为GUO及GUO家人工作数年，并作为GUO和G Enterprise的“幕僚长”行事。以该身份，WANG在作为G Enterprise组成部分及本文所述诈骗工具的各种实体中担任职务并行使控制权。例如，WANG曾担任据称管理GUO资金的实体的总裁、财务主管及秘书，并对G Enterprise内其他实体行使控制权，即使其未在该等实体中担任正式职位或拥有正式头衔。\n\n12. 是一家总部位于纽约的公司。Relative-1是其最终受益所有人。\n\n13. 在与本起诉书有关的某些时期，GTV Media Group, Inc.（GTV传媒集团公司，以下简称“GTV”）是一家总部位于纽约州纽约市、自称以新闻为重点的社交媒体平台。被告 MILES GUO（郭文贵），又名“Ho Wan Kwok”、“Miles Kwok”、“Guo Wengui”、“Brother Seven”、“The Principal”及“Boss”，实质上拥有并控制GTV，尽管郭文贵在GTV未担任任何正式职务或拥有任何正式头衔。被告 KIN MING JE（谢建明），又名“William Je”及“Yu Jianming”，同样未在GTV担任任何正式职务或拥有任何正式头衔，但实际上对其财务行使控制权。Saraca（萨拉卡）是GTV的母公司。被告 YVETTE WANG（王雁平），又名“Yanping”及“Y”，担任GTV的“执行董事”。\n\n招募 Himalaya Exchange（喜马拉雅交易所）人员，并致力于将欺诈所得转移至喜马拉雅交易所。\n\nG企业的欺诈行为\n\nGTV私募配售\n\n16. 约在2020年4月至约在2020年6月期间，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok”、“Miles Kwok”、“Guo Wengui”、“Brother Seven”、“The Principal”及“Boss”；KIN MING JE（谢建明），又名“William Je”及“Yu Jianming”；以及 YVETTE WANG（王雁平），又名“Yanping”及“Y”，连同其他已知及未知人员，通过与GTV有关的非法私募股票发行（以下简称“GTV私募配售”），以欺诈手段获取了超过 $400 million 的受害人资金。GTV私募配售计划包括但不限于以下内容：\n\na. 约在2020年4月21日，郭文贵在社交媒体上发布并促使发布了一段视频，宣布通过私募配售方式进行未经注册的GTV普通股发行。郭文贵在该视频中实质性地并部分地描述了GTV私募配售的投资条款，并指示人们如对GTV私募配售有任何疑问，可通过移动通信应用程序与其联系。该视频及GTV私募配售材料——包括书面《保密信息备忘录》（以下简称“私募配售备忘录”或“PPM”）、认购协议和投资程序指南——通过移动通信应用程序、社交媒体和短信发送给数千名潜在投资者，包括位于纽约南区及海外的投资者。\n\nb. PPM将GTV宣传为“首个将公民新闻和社交新闻的力量与最先进技术、大数据、人工智能、区块链技术以及实时互动通信相结合的平台。”\n\nc. 根据PPM的元数据，谢建明是PPM的“作者”。PPM披露了GTV私募配售的条款，并将郭文贵确定为GTV的“发起人和顾问”。根据PPM及其他GTV材料，郭文贵和谢建明均未在GTV担任任何正式管理职务。被告王雁平在PPM中被确定为GTV的“执行董事”。\n\nd. PPM还作出了以下实质性且部分的陈述，其中包括：\n\ni. GTV私募配售面向“有兴趣评估向GTV投入资本的投资机会”的投资者；\n\nii. GTV计划将GTV私募配售募集的所得款项“用于扩展和加强业务”；以及\n\niii. PPM载有一张图表，逐项列明GTV私募配售所募集资金的“拟议用途”：\n\n说明　所得款项百分比\n\n收购公司以加强和发展GTV　约70%\n升级GTV技术和安全性　约10%\n营销　约8%\n营运资金　约7%\n其他　约5%\n合计　100%\n\ne. 在约2020年4月20日至约2020年6月2日期间，价值约 $452 million 的GTV普通股被出售给5,500多名位于美国（包括纽约南区）及海外的投资者。投资者参与GTV私募配售，部分基于其相信其资金将如PPM所承诺的那样投入GTV，用于发展和壮大该业务。\n\nf. GTV私募配售从投资者获得的绝大多数所得款项并未用于发展和壮大GTV业务，而是直接存入以GTV母公司Saraca名义持有的银行账户；Relative-1（亲属-1）是该公司的受益所有人。\n\ng. GTV私募配售并非依据向 U.S. Securities and Exchange Commission（美国证券交易委员会，以下简称“SEC”）提交的注册声明进行。相反，该发行据称是依据SEC法规进行，该等法规允许在对证券提供对象的投资者类型及征求其投资的方式施加限制的前提下销售未经注册的证券。然而，为规避这些限制，郭文贵及受其控制的其他人使用至少一个中介实体，代表不具备单独参与GTV私募配售资格的投资者集合购买GTV股票。\n\nh. 约在2020年6月初，即GTV私募配售结束仅数日后，被告郭文贵、谢建明和王雁平及其共谋者挪用了从GTV私募配售投资者处筹集的约 $100 million，并指示将该等资金投入一家高风险对冲基金（以下简称“Fund-1”），以使Saraca及其最终受益所有人Relative-1受益。该交易与PPM就GTV投资将如何使用而向潜在GTV投资者作出的陈述相违背。事实上，对Fund-1的 $100 million 投资并非为“加强和发展”GTV业务或使GTV受益，而是为使Saraca和Relative-1受益。提供投入Fund-1的 $100 million 的受害人并不拥有Saraca的任何股份。最终，对Fund-1的投资损失了约 $30 million 的价值。\n\ni. 在将 $100 million 的GTV受害人资金投入Fund-1后，被告郭文贵，又名“Miles Guo”、“Miles Kwok”、“Guo Wengui”、“Brother Seven”及“The Principal”，继续使用虚假和误导性陈述宣传GTV。\n\n农场贷款计划\n\n17. 自约2020年6月起——即被告郭文贵、谢建明和王雁平及其共谋者为使Saraca和Relative-1受益而从GTV私募配售中挪用资金的同一个月——郭文贵、谢建明及其共谋者通过“Himalaya Farm Alliance（喜马拉雅农场联盟）”以欺诈手段获取了超过约 $150 million 的受害人资金。由郭文贵组织和宣传的喜马拉雅农场联盟，是由分布于世界各地城市的非正式团体组成的集合体（每个团体称为一个“Farm（农场）”）。郭文贵、谢建明、王雁平及其他代表他们并按其指示行事的人员，通过进一步向GTV私募配售投资者作出虚假陈述，并以欺诈手段征求额外投资而取得该等资金；此次投资采取向农场“贷款”的形式，并承诺该等贷款可按每贷款一美元转换一股GTV普通股的转换比率转换为GTV普通股（以下简称“农场贷款计划”）。农场贷款计划包括但不限于以下内容：\n\na. 自约2020年6月起，持有用于处理通过GTV私募配售募集资金的账户的国内银行，开始冻结和关闭与GTV相关联的银行账户，原因包括该等账户已收到数十笔大额入账电汇，其中一些提及未经注册的股票发行。\n\nb. 这些银行账户关闭行为妨碍了郭文贵、谢建明及其共谋者从寻求投资GTV的受害人处收取所得款项的能力。\n\nc. 约在2020年7月22日，郭文贵在一段通过社交媒体发布的视频中宣传农场贷款计划，实质性且部分地表示：“这笔钱已经变成一种新的合作方式，与当地农场签订贷款合同，利息为6%，给你股权……在这种情况下，这是贷款，然后你可以要求股票……”据郭文贵及代表其行事的人员称，寻求投资（或再投资）GTV的个人可以参加农场贷款计划。\n\nd. 在推出农场贷款计划后，郭文贵继续宣传GTV，并继续虚假陈述GTV的价值。例如，约在2020年8月2日，郭文贵在一段通过社交媒体发布的视频中实质性且部分地虚假表示：“GTV值多少钱？……市值20亿美元。”事实上，且如郭文贵明知，GTV的市值远低于此，因为包括在内的原因是，GTV是一项没有产生任何收入的新业务。\n\ne. 数千名受害人通过向由农场（而非GTV）控制的银行账户汇款，向农场“出借”资金。根据农场经常未予会签的《贷款协议》，该等资金应当用于农场的“一般营运资金用途”。\n\n1 本文归于 KWOK 的所有陈述均已从普通话译为英语。\n\nf. 郭文贵和谢建明挪用了通过农场贷款计划筹集的资金。例如：\n\ni. 约 $20 million 被转给Relative-1，其中约 $950,000 被用于支付私人飞机飞行机组服务费用；\n\nii. 约 $5 million 被转给由郭文贵配偶拥有的实体；\n\niii. 约 $2.3 million 被用于支付一艘价值约 $37 million、长约145英尺、名义上由Relative-2（亲属-2）拥有并由郭文贵使用的豪华游艇的相关维护费用；以及\n\niv. 约 $10 million 被转入以谢建明和/或谢建明配偶名义开立的个人银行账户。\n\nG|CLUBS（G|俱乐部）\n\n18. 在就农场贷款计划作出虚假陈述的同时，被告郭文贵、谢建明和王雁平，以及其他已知及未知人员，以欺诈手段诱使郭文贵的追随者向一个名为G|CLUBS的自称在线会员俱乐部转入额外资金。自至少约2020年6月至至少约2023年3月期间，郭文贵、谢建明、王雁平及其他已知和未知人员，通过G|CLUBS以欺诈手段获取了超过约 $2.50 million 的受害人资金。G|CLUBS计划包括但不限于以下内容：\n\na. 自至少约2020年6月20日起，郭文贵在一段通过社交媒体发布的视频中宣传并鼓励个人购买其称为“G Club……会员卡”的产品。\n\nb. G|CLUBS于约2020年10月正式推出，其在网站上声称自己是“一个提供全方位服务的专属高端会员计划”，并且是“通往经过精心筛选的世界级产品、服务和体验的门户”。\n\nc. 要加入 G|CLUBS，成员除须缴纳年度会员费外，还须一次性付款购买“会员资格”。会员资格的费用因潜在成员所选择的会员等级而异：第 5 级会员资格费用为 \\$50,000；第 4 级会员资格费用为 \\$40,000；第 3 级会员资格费用为 \\$30,000；第 2 级会员资格费用为 \\$20,000；第 1 级会员资格费用为 \\$10,000。\n\nd. 约于 2021 年 7 月 5 日，在一段通过社交媒体发布的视频中，GUO 实质上并部分地表示，存在“25,000 名 [G|CLUBS] 会员……\\$100 million dollars，银行账户中的现金。然后我们还有 111 million……[想要]加入的人。”与此相反，G|CLUBS 的内部文件显示，截至约 2021 年 8 月，活跃会员约为 5,900 名。\n\ne. 事实上，且如 GUO、JE 和 WANG 明知的那样，G|CLUBS 向其会员提供的服务和“体验”远未达到“全方位服务”的程度。尽管收取了数亿美元所谓的会员费，G|CLUBS 维持的雇员人数相对较少，并且向其会员提供的可辨识会员福利少之又少，甚至没有。截止约 2021 年 3 月 8 日，即 G|CLUBS 推出并开始收取“会员”费用数月之后，G|CLUBS 尚无商业计划或董事会。\n\nf. GUO、JE 和 WANG 还将 G|CLUBS 作为继续进行欺诈性私募股票发行的机制。GUO 及其他已知和未知人员告知 GUO 的网络追随者，购买 G|CLUBS 会员资格将使其有权获得 GUO 关联实体的股票，例如 GTV 和 G|Fashion。\n\ni. 约于 2021 年 5 月 4 日，在一次有关 G|CLUBS 会员资金的谈话中，JE 实质上并部分地表示：“首先，[潜在成员]是在购买 GCLUBS 会员资格，但他们预期自己可能会在未来的 GTV 获得一些股份，我认为这就是他们的预期。”\n\nii. 约于 2021 年 7 月 30 日，在一段通过社交媒体发布的视频中，GUO 实质上并部分地表示：“一些战友问，‘[我]购买 G|CLUBS 会员资格时，还会获得免费股票吗？’100%。因为我说过，我必须承诺，凡在 9 月 17 日之前购买 G-Club 会员资格的人，都必须获配股份，这完全一样。因为我们说过，任何人都可以选择在 9 月 17 日之前用你的钱购买 G-Club、G-Club 和股票份额。你将两者兼得。”\n\ng. GUO、JE、WANG 及其他已知和未知人员要求投资者购买多份 GCLUBS 会员资格，使 GUO、JE 和 WANG 能够增加所募资金数额。就此而言，G|CLUBS 网站实质上并部分地称，持有多份会员资格的成员将“获得额外福利”，而事实上，且如 GUO、JE 和 WANG 明知的那样，多份会员资格并未向成员提供相称的额外福利。\n\nh. 总计而言，投资者购买了价值数亿美元的 G|CLUBS 会员资格。然而，其中大部分资金并未用于资助 G|CLUBS 的业务。相反，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok”，又名“Miles Kwok”，又名“Guo Wengui”，又名“Brother Seven”，又名“The Principal”，又名“Boss”；KIN MING JE（闫明），又名“William Je”，又名“Yu Jianming”；以及 YVETTE WANG（王雁平），又名“Yanping”，又名“Y”，及其他已知和未知人员，通过包括复杂的实体和银行账户网络在内的方式，挪用了受害人就“会员资格”向 G|CLUBS 支付的资金中的很大一部分。例如：\n\ni. 经由以其他实体名义开设的银行账户转移的 G|CLUBS 资金，被用于支付 GUO 及其家人的个人开支，包括购买一艘价值约 \\$2.6 million 的豪华游艇，以及总价超过 \\$5 million 的豪华汽车。\n\nii. 约于 2021 年 11 月，JE 指示将约 \\$26.5 million 的 G|CLUBS 资金——该等资金已通过以其他实体名义开设的银行账户转移——用于购买 GUO 位于新泽西州、面积为 50,000 平方英尺的宅邸。\n\niii. JE 指示将额外 \\$13 million 的 G|CLUBS 会员付款转入一个托管账户。该等资金随后被用于支付 GUO 新泽西州宅邸的奢华翻修费用，包括为 Relative-1 和 Relative-2 各自设置的一翼进行翻修，并购买各种家具和装饰物品，其中包括价值约 \\$978,000 的中国和波斯地毯、一台 \\$62,000 的电视机，以及一个 \\$53,000 的壁炉柴架。\n\niv. 约于 2021 年 8 月 5 日，JE 指示将约 \\$1.1 million 的 G|CLUBS 会员付款转入一个由 JE 控制的银行账户。\n\nv. G|CLUBS 使用会员费购买豪华汽车，其中包括一辆价值约 \\$4.4 million 的定制布加迪跑车。尽管该汽车已签署的购买协议将 GCLUBS 列为客户，但该定制汽车的初始规格文件将 Relative-1 列为客户。Relative-1 在 GCLUBS 未担任任何正式职务。\n\n喜马拉雅交易所\n\n19. 至少自约 2021 年 4 月起至至少约 2023 年 3 月止，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok”，又名“Miles Kwok”，又名“Guo Wengui”，又名“Brother Seven”，又名“The Principal”，又名“Boss”，以及 KIN MING JE（闫明），又名“Yu Jianming”，和其他已知和未知人员，通过一个可在互联网上访问、名为 Himalaya Exchange（喜马拉雅交易所）的所谓加密货币“生态系统”，欺诈性获取了超过约 \\$262 million 的受害人资金。喜马拉雅交易所包括一种名为 Himalaya Dollar（“HDO”或“H Dollar”）的所谓稳定币，以及一种名为 Himalaya Coin（“HCN”或“H Coin”）的交易币。喜马拉雅交易所声称，该“稳定币”是一种由储备支持、具有固定 1-to-\\$1 价值的数字资产，而该“交易币”是一种其估值基于供求关系的加密货币。JE 是喜马拉雅交易所的创始人兼董事长。喜马拉雅交易所计划包括但不限于以下内容：\n\na. 在通过社交媒体发布的视频中，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok”，又名“Miles Kwok”，又名“Guo Wengui”，又名“Brother Seven”，又名“The Principal”，又名“Boss”，大肆宣传喜马拉雅交易所及 HCN 和 HDO 两者的前景和估值；他公开将二者描述为加密货币。例如，在约 2021 年 10 月 20 日发布于互联网的一段视频中，GUO 作出了包括以下内容在内的虚假陈述，实质上并部分地表示：\n\ni. “我说的是你们的 H Coins，‘Brother Seven’[即 GUO] 设计了它……[它]具有货币属性，为什么？它有 20% 黄金。太棒了[。][它]从第一天起就作为货币诞生，所以它有价值，并且与黄金挂钩……直接的实物黄金。无论它上涨多少，20% 都将变成黄金。”\n\nii. “如果 H Coin 没有价值，[H coin 的发行人]可以出售全部 20% 的黄金，将其兑换给你，并成为你的钱。或者拿出全部 20% 黄金的价值，让所有人统一处理并使其成为你的。”\n\niii. “如果任何人亏钱，我可以说我将赔偿 100%。我给你 100%。谁亏钱，我就承担。”\n\niv. “我可以在一分钟内在市场上卖出 H Coin，并将其换回我的 H Dollar，再换回你们的法定货币单位……[而且]你可以立即购买任何东西。”\n\nb. HCN 和 HDO 的首次代币发行于约 2021 年 11 月 1 日进行。HCN 的交易起始价为 10 cents，约两周内，喜马拉雅交易所网站声称每枚 HCN 据称价值约 27 HDO（即 \\$27），即价值增长 26,900%。亦即，在首次代币发行约两周后，喜马拉雅交易所网站显示，HCN 据称的估值约为 \\$27 billion。\n\nc. 在喜马拉雅交易所推出时，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok”，又名“Miles Kwok”，又名“Guo Wengui”，又名“Brother Seven”，又名“The Principal”，又名“Boss”，向其网络追随者及其他人营销 HCN。例如，约于 2021 年 11 月 1 日，即首次代币发行当日，GUO 通过社交媒体发布了一首名为“HCoin To the Moon”的原创歌曲的官方音乐视频。“to the moon”一语通常与加密货币相关联，并暗示价值急剧上涨。该音乐视频描绘了 GUO 身处不同地点，并展示了黄金和财富的图像。\n\nd. 被告 KIN MING JE（闫明），又名“William Je”，又名“Yu Jianming”，有时包括在喜马拉雅交易所推出后，以误导性方式营销喜马拉雅交易所。例如，约于 2022 年 6 月，JE 试图制造一种印象，即从某一拍卖行购买一辆价值 €3,561,127 的法拉利汽车（下称“Ferrari”）的交易，是使用 HDO 完成的。JE 实质上并部分地表示，他“非常高兴[一名]买家决定使用 HDO 购买[一辆]世界级汽车”。与 JE 的说法相反，该 Ferrari 并非使用 HDO 购买。事实上，且如 JE 明知的那样，一名喜马拉雅交易所雇员向该拍卖行发送了一笔国际银行电汇以支付该 Ferrari，同时还在喜马拉雅交易所处理了一笔相应的“交易”，以制造该购买系使用 HDO 进行的虚假表象。JE 的陈述还具有误导性，因为其中包括，该 Ferrari 身份不明的“买家”实际上是 Relative-1。\n\ne. 与被告 MILES GUO（郭文贵），又名“Ho Wan Kwok”，又名“Miles Kwok”，又名“Guo Wengui”，又名“Brother Seven”，又名“The Principal”，又名“Boss”，以及 KIN MING JE（闫明），又名“William Je”，又名“Yu Jianming”，和其他已知和未知人员的陈述相反，HCN 和 HDO 并非加密货币。特别是，与被告关于 HCN 和 HDO 是加密货币的陈述相反，使用 HCN 和 HDO 的交易——不同于真正的加密货币——并未记录在“区块链”上；区块链是一种使用密码学记录加密货币交易的电子化、可公开访问的去中心化账本。HCN 和 HDO 的交易并未使用可公开访问的区块链，而是记录在一个不受公众审查的内部数据库中。\n\nf. 此外，HCN 和 HDO 除了据称可在喜马拉雅交易所交易外，无法在其他任何地方交易。HCN 也无法与其他货币交易或兑换。HCN 据称仅可兑换为 HDO（且仅限在喜马拉雅交易所），而 HDO 据称仅可兑换为或由法定货币兑换而来（且仅限在喜马拉雅交易所）。\n\ni. 事实上，喜马拉雅交易所网站上提供的 HDO 和 HCN 白皮书以小字规定，与 GUO 的陈述相反，HCN 和 HDO 仅为“Credits”。根据 HCN 白皮书，“喜马拉雅交易所及相关应用程序和基础设施的运营，将通过使用‘Credits’得到便利。”该等 Credits（i）“只能在喜马拉雅交易所或喜马拉雅生态系统内使用”，并且（ii）“不具有要求将其兑换为法定货币或加密资产的任何权利。”\n\nii. 此外，尽管 Himalaya Exchange（喜马拉雅交易所）成员可以请求将其“HDO”积分兑换为等值的美元付款，HDO 白皮书规定，喜马拉雅交易所拥有酌情决定权拒绝任何此类请求。\n\ng. 于2022年4月前后，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，以及 KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，安排将约$37 million的喜马拉雅交易所资金从一个喜马拉雅交易所银行账户转入某一特定托管账户。该$37 million被构成为一笔所谓“贷款”，以个人担保郭此前购买并使用的一艘豪华游艇的成本；该游艇当时由一个以 Relative-2（亲属-2）名义持有的实体所有。\n\n所有权和控制权的隐匿\n\n20. 尽管被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，过着奢靡的生活方式并控制着数亿美元的欺诈所得，其仍于2022年2月15日前后申请破产。郭的破产主张基于其历时多年的努力，即隐匿由郭使用和控制的资金；这是 G Enterprise（G 企业）的一种手段和方法。例如，被告郭、KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，以及 YVETTE WANG（王雁平），又名“Yanping”、又名“Y”，经常通过将资金流动伪装为“贷款”或“投资”，在 G 企业内部以及为郭、其家人和其关联人士的利益而转移资金。再例如，被告在 G 企业内的实体中安插挂名高管和/或名义所有人，而实际上，G 企业内的实体由被告郭、KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，以及 YVETTE WANG（王雁平），又名“Yanping”、又名“Y”，和其他已知及未知人员所有和/或控制。\n\n政府扣押 G 企业所得\n\n21. 于2022年9月20日和2022年9月21日前后，美国当局向数家美国境内银行送达经司法授权的扣押令，随后从以喜马拉雅交易所实体及其他与 G 企业有关联的实体名义持有的银行账户中扣押约$335 million所得。在2022年9月经司法授权的扣押之后，被告 KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，试图将约$46 million从尚未被美国扣押的、与喜马拉雅交易所有关的美国境内银行账户，转移至一个由 JE 控制的位于 UAE（阿拉伯联合酋长国）的银行账户。\n\na. 在首次经司法授权扣押喜马拉雅交易所相关资金后约两天内，即于2022年9月22日前后，JE 联系了持有喜马拉雅交易所银行账户的一家美国境内银行的管理层。JE 试图实施一笔电汇；其与一名喜马拉雅交易所高管向该美国境内银行声称，该电汇是为使喜马拉雅交易所一名未具名“VIP”（即，非常重要）客户将 HDO “赎回”为美元所必需。\n\nb. 在随后与该美国境内银行的沟通中，JE 透露，该 VIP 实际上就是 JE 本人。JE 向该美国境内银行提供了文件，显示 JE 于2022年9月22日前后进行了两笔所谓 HCN 销售——合计46 million HDO——JE 正试图将其“兑换”为$46 million。为保护 G 企业资产免受经司法授权的扣押，JE 两次向该美国境内银行管理层强调，实质上并且部分地说，该笔$46 million转账必须在“今天，否则就毫无意义”时完成。\n\n22. 于2022年10月16日前后，根据经司法授权的令状，美国当局从被告 KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，请求进行$46 million转账的该美国境内银行的数个喜马拉雅交易所和 G|CLUBS 账户中，额外扣押约$274 million所得。\n\n23. 由于经司法授权的扣押，美国当局扣押了超过约$634 million的欺诈所得，其中包括约$278 million，来自以声称持有喜马拉雅交易所 HDO 现金储备的喜马拉雅交易所实体名义持有的银行账户。\n\na. 扣押后，喜马拉雅交易所网站继续宣称 HDO 由“由 USD 和现金等价资产组成的储备”支持，而事实上并非如此。\n\nb. 尽管喜马拉雅交易所的现金储备被扣押，截至2023年3月前后，HCN 的所谓价格并未突然大幅下跌。\n\n法定指控\n\n24. 自至少2018年前后起，至至少2023年3月前后止，在 Southern District of New York（纽约南区）及其他地区，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，以及 YVETTE WANG（王雁平），又名“Yanping”、又名“Y”，和其他已知及未知人员，作为受雇于并关联于上述企业即 G 企业的人员，该企业从事并且其活动影响州际及国际商业，故意且明知地共同结合、共谋、结盟并相互同意违反美国反敲诈法律，即 Title 18, United States Code, Section 1962(c)，即通过 Title 18, United States Code, Sections 1961(1) and 1961(5) 所定义的持续敲诈活动模式，直接和间接地实施及参与 G 企业事务的实施，该模式由多项下列行为构成：\n\na. 可依 Title 18, United States Code, Section 1343（涉及电信欺诈）起诉的行为：\n\nb. 可依 Title 18, United States Code, Section 1344（涉及金融机构欺诈）起诉的行为；\n\nc. 可依 Title 18, United States Code, Section 1956（涉及货币工具洗钱）起诉的行为；\n\nd. 可依 Title 18, United States Code, Section 1957（涉及对源自特定非法活动财产从事货币交易）起诉的行为；以及\n\ne. 涉及证券销售欺诈的犯罪，违反 Title 15, United States Code, Sections 78j (b) and 78ff，以及 Title 17, Code of Federal Regulations, Section 240.10b-5。\n\n25. 该共谋的一部分内容是，每名被告均同意，一名共谋者将在实施企业事务中实施至少两项敲诈活动行为。\n\n26. 被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，以及 YVETTE WANG（王雁平），又名“Yanping”、又名“Y”，和其他已知及未知人员，试图推进该敲诈共谋的目的，并通过各种非法手段和方法直接和间接地实施及参与 G 企业事务的实施，包括：\n\na. 被告使 G 企业通过虚假和欺诈性失实陈述积累大量资产。\n\nb. 被告使 G 企业通过包括 G 企业内部实体之间的资金转移在内的方式隐匿其欺诈所得。\n\nc. 被告通过针对其反对者的威胁和恐吓，使 G 企业压制其批评者。\n\nd. 被告妨碍、影响和干扰一项官方程序。\n\ne. 被告妨碍和干扰法院命令。\n\n（Title 18, United States Code, Section 1962(d)。）\n\n第二罪名项（电信欺诈及银行欺诈共谋）\n\n大陪审团进一步指控：\n\n27. 本起诉书第1至23段所载指控在此重复提出并重新主张，如同在此完整列明。\n\n28. 自至少2018年前后起，至至少2023年3月前后止，在 Southern District of New York（纽约南区）及其他地区，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，以及 YVETTE WANG（王雁平），又名“Yanping”、又名“Y”，和其他已知及未知人员，故意且明知地共同结合、共谋、结盟并相互同意实施电信欺诈，违反 Title 18, United States Code, Section 1343。\n\n29. 该共谋的一部分和目标是，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，以及 YVETTE WANG（王雁平），又名“Yanping”、又名“Y”，和其他已知及未知人员，明知已设计并意图设计一项欺诈计划和手段，以及通过虚假和欺诈性的借口、陈述和承诺取得金钱和财产，将会并且确实通过州际及国际商业中的有线电、无线电和电视通信，传送并促使传送文字、标志、信号、图像和声音，以执行该等计划和手段，违反 Title 18, United States Code, Section 1343，即，GUO、JE、WANG 和其他已知及未知人员通过提供重大虚假及误导性信息和陈述，欺诈性地诱使受害人汇款。\n\n30. 该共谋的另一部分和目标是，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，KIN MING JE（解克敏），又名“William Je”、又名“Yu Jianming”，以及 YVETTE WANG（王雁平），又名“Yanping”、又名“Y”，和其他已知及未知人员，明知地实施并企图实施一项欺诈金融机构的计划和手段，且如 Title 18, United States Code, Section 20 所定义，通过虚假和欺诈性的借口、陈述和承诺，取得该金融机构所有并处于其保管和控制之下的金钱、资金、信贷、资产、证券及其他财产，违反 Title 18, United States Code, Section 1344，即，GUO、JE、WANG 和其他已知及未知人员向金融机构作出虚假陈述，并使他人向金融机构作出虚假陈述，以便除其他事项外，开立和维持用于推进其欺诈行为的银行账户，并取得处于该等金融机构保管和控制之下的资金。\n\n（Title 18, United States Code, Section 1349。）\n\n第三罪名项（洗钱共谋）\n\n大陪审团进一步指控：\n\n31. 本起诉书第1至23段所载指控在此重复提出并重新主张，如同在此完整列明。\n\n32. 在 Southern District of New York（纽约南区）及其他地区，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”、又名“Miles Kwok”、又名“Guo Wengui”、又名“Brother Seven（七哥）”、又名“The Principal（主席）”、又名“Boss（老板）”，\n\nKIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，以及其他已知和未知人员，故意且明知地相互联合、共谋、结成同盟并达成协议实施洗钱，违反 Title 18, United States Code, Sections 1956(a)(1)(B)(i), 1956(a)(2)(A), and 1956(a)(2)(B)(i)。\n\n33. 该共谋的组成部分和目的之一是，MILES GUO（郭文贵，又名“Ho Wan Kwok”“Miles Kwok”“Guo Wengui”“Brother Seven”“The Principal”“Boss”）、KIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，以及其他已知和未知人员，明知某项金融交易所涉财产代表某种形式非法活动的收益，实施并企图实施该金融交易；该交易影响州际及外国商业，且涉及一家从事州际及外国商业并且其活动影响州际及外国商业的金融机构；该交易事实上涉及特定非法活动的收益，即本起诉书第五项至第十一项罪名；且明知该交易全部或部分旨在隐瞒和掩饰特定非法活动收益的性质、所在地、来源、所有权及控制权，违反 Title 18, United States Code, Section 1956(a)(1)(B)(i)。\n\n34. 该共谋的另一组成部分和目的之一是，MILES GUO（郭文贵，又名“Ho Wan Kwok”“Miles Kwok”“Guo Wengui”“Brother Seven”“The Principal”“Boss”）、KIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，以及其他已知和未知人员，将并企图传送及转移货币工具和资金，从美国境内某地传输至并经由美国境外某地，以及从并经由美国境外某地传输至美国境内某地；明知该运输、传送及转移所涉货币工具和资金代表某种形式非法活动的收益，并明知该等运输、传送及转移全部或部分旨在隐瞒和掩饰特定非法活动收益的性质、所在地、来源、所有权及控制权，即本起诉书第五项至第十一项罪名所指控的犯罪，违反 Title 18, United States Code, Section 1956(a)(2)(B)(i)。\n\n35. MILES GUO（郭文贵，又名“Ho Wan Kwok”“Miles Kwok”“Guo Wengui”“Brother Seven”“The Principal”“Boss”）、KIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，以及其他已知和未知人员，为促进实施特定非法活动，即本起诉书第五项至第十一项罪名所指控的犯罪，意图将、传送及转移并企图传送及转移货币工具和资金，从美国境内某地传输至并经由美国境外某地，以及从并经由美国境外某地传输至美国境内某地，违反 Title 18, United States Code, Section 1956(a)(2)(A)。\n\n(Title 18, United States Code, Section 1956(h).)\n\n第四项罪名（共谋实施证券欺诈）\n\n大陪审团进一步指控：\n\n36. 本起诉书第1至23段所载指控在此重复陈述并重新主张，如同在此完整载明。\n\n以及 GCLUBS，方式是在与所谓的 GTV 普通股股份及所谓与 GTV 关联的公司有关的事项中，提供重大虚假及误导性信息和陈述。\n\n公开行为\n\n39. MILES GUO（郭文贵，又名“Ho Wan Kwok”“Miles Kwok”“Guo Wengui”“Brother Seven”“The Principal”“Boss”）、KIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，以及其他已知和未知人员，在 Southern District of New York（纽约南区）及其他地区实施了以下公开行为，其中包括：\n\na. 约于 April 21, 2020，GUO 在社交媒体上发布并促使他人发布一段视频，宣布通过 GTV Private Placement 进行未经注册的 GTV 股票发行。\n\nb. 约于 May 20, 2020，WANG 以 GTV 名义开设一个特定银行账户，并在提交给银行的文件中表示，该账户的预期余额将在 $25,000 至 $50,000 之间。约于 June 2, 2020，WANG 向该账户转入约 $200,000,000。\n\nc. 约于 June 5, 2020，WANG 在 Southern District of New York（纽约南区）境内，授权从 Saraca 向 Fund-1 电汇 $100 million。\n\nd. 约于 July 22, 2020，在通过社交媒体传播的一段视频中，GUO 推介 Farm Loan Program，并在实质上及部分地表示：“这笔钱已经变成一种新的合作方式，与当地农场签订贷款合同，利息为 6%，给你股权……在这种情况下，这是贷款，然后你可以要求股票……”\n\ne. 约于 August 2, 2020，在通过社交媒体传播的一段视频中，GUO 在实质上及部分地表示：“GTV 值多少？……市值为 2 billion US dollars。”\n\nf. 约于 July 30, 2021，在通过社交媒体传播的一段视频中，GUO 在实质上及部分地表示：“一些战友问，‘当我购买 G-Clubs 会员资格时，我还会获得免费股票发行吗？’100%。因为我说过，我必须承诺，凡是在 September 17 之前购买 G-Clubs 会员资格的人，都必须获配股份，这完全一样。因为我们说过，在 September 17 之前，任何人都可以选择是否用你的钱购买 G-Clubs、G-Clubs 和股票份额。你会两者都得到。”\n\ng. 约于 August 5, 2021，JE 指示将约 $1.1 million 转入由 JE 控制的一个银行账户；该款项由受害人支付给 GCLUBS，以换取“会员资格”。\n\n(Title 18, United States Code, Section 371.)\n\n第五项罪名（电信欺诈——GTV Private Placement）\n\n大陪审团进一步指控：\n\n40. 本起诉书第1至23段所载指控在此重复陈述并重新主张，如同在此完整载明。\n\n41. 自至少约 April 2020 起至至少约 September 2021 止（包括该期间），在 Southern District of New York（纽约南区）及其他地区，MILES GUO（郭文贵，又名“Ho Wan Kwok”“Miles Kwok”“Guo Wengui”“Brother Seven”“The Principal”“Boss”）、KIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，明知已设计并意图设计一项欺诈计划及手段，并以虚假和欺诈性的借口、陈述和承诺取得金钱和财产，为实施该计划及手段之目的，通过州际及外国商业中的有线电、无线电和电视通信传送并促使传送文字、标志、信号、图像和声音，即 GUO、JE 和 WANG 通过 GTV Private Placement 出售 GTV 股票，并通过虚假陈述和不实说明从受害人处欺诈性取得金钱，包括但不限于就受害人资金的目的和用途作出的虚假陈述和不实说明；该计划通过往返 Southern District of New York（纽约南区）及其他地区的电子通信和资金转移得到推进。\n\n(Title 18, United States Code, Sections 1343 and 2.)\n\n第六项罪名（证券欺诈——GTV Private Placement）\n\n大陪审团进一步指控：\n\n42. 本起诉书第1至23段所载指控在此重复陈述并重新主张，如同在此完整载明。\n\n43. 自至少约 April 2020 起至至少约 September 2021 止（包括该期间），在 Southern District of New York（纽约南区）及其他地区，MILES GUO（郭文贵，又名“Ho Wan Kwok”“Miles Kwok”“Guo Wengui”“Brother Seven”“The Principal”“Boss”）、KIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，故意且明知地、直接或间接地，通过使用州际商业和邮政的手段及工具，以及全国性证券交易所的设施，就在全国性证券交易所注册的证券及任何未经此类注册的证券的买卖，使用和采用操纵性及欺骗性装置和诡计，违反 Title 17, Code of Federal Regulations, Section 240.10b-5，具体方式为：(a) 使用欺诈装置、计划和手段；(b) 作出对重大事实的不实陈述，并遗漏陈述为使已作出的陈述在作出时所处情形下不具误导性所必需的重大事实；以及 (c) 从事已经并将会对他人构成欺诈和欺骗的行为、做法和业务过程，即 GUO、JE 和 WANG 通过 GTV Private Placement 出售 GTV 股票，并通过虚假陈述和不实说明从受害人处取得金钱，包括但不限于就受害人资金的目的和用途作出的虚假陈述和不实说明；该计划通过往返 Southern District of New York（纽约南区）及其他地区的电子通信和资金转移得到推进。\n\n(Title 15, United States Code, Sections 78j(b) & 78ff; Title 17, Code of Federal Regulations, Section 240.10b-5; and Title 18, United States Code, Section 2.)\n\n第七项罪名（电信欺诈——Farm Loan Program）\n\n大陪审团进一步指控：\n\n44. 本起诉书第1至23段所载指控在此重复陈述并重新主张，如同在此完整载明。\n\n45. 2023，在 Southern District of New York（纽约南区）及其他地区，MILES GUO（郭文贵，又名“Ho Wan Kwok”“Miles Kwok”“Guo Wengui”“Brother Seven”“The Principal”“Boss”）、KIN MING JE（又名“William Je”“Yu Jianming”）及 YVETTE WANG（王雁平，又名“Yanping”“Y”），即被告人，明知已设计并意图设计一项欺诈计划及手段，并以虚假和欺诈性的借口、陈述和承诺取得金钱和财产，为实施该计划及手段之目的，通过州际及外国商业中的有线电、无线电和电视通信传送并促使传送文字、标志、信号、图像和声音，即 GUO、JE 和 WANG 通过 Farm Loan Program，以虚假陈述和不实说明从受害人处欺诈性取得金钱，包括但不限于就受害人资金的目的和用途作出的虚假陈述和不实说明；该计划通过往返 Southern District of New York（纽约南区）及其他地区的电子通信和资金转移得到推进。\n\n(Title 18, United States Code, Sections 1343 and 2.)\n\n第八项罪名（证券欺诈——Farm Loan Program）\n\n大陪审团进一步指控：\n\n46. 本起诉书第1至23段所载指控在此重复陈述并重新主张，如同在此完整载明。\n\n47. 自至少约 2020 年 6 月起至至少约 2023 年 3 月止（包括该期间），在 Southern District of New York（纽约南区）及其他地区，MILES GUO（郭文贵），又名 “Ho Wan Kwok”，又名 “Miles Kwok”，又名 “Guo Wengui”，又名 “Brother Seven”，又名 “The Principal”，又名 “Boss”，KIN MING JE（于建明），又名 “William Je”，又名 “Yu Jianming”，以及 YVETTE WANG（王雁平），又名 “Yanping”，又名 “Y”，即被告人，故意且明知地，直接或间接地，通过使用州际商业和邮件的手段及工具，以及全国性证券交易所的设施，就在全国性证券交易所注册的证券及任何未如此注册的证券的买卖，使用和采用操纵性及欺骗性的手段和计谋，违反 Title 17, Code of Federal Regulations, Section 240.10b-5，方式为：(a) 使用诈骗性手段、计划和诡计；(b) 作出对重大事实的不实陈述，并遗漏陈述为使已作出的陈述在作出该陈述时的情形下不具误导性所必需的重大事实；以及 (c) 从事对任何人构成并将构成欺诈和欺骗的行为、做法及业务过程，具体而言，GUO、JE 及 WANG 经营 Farm Loan Program（农场贷款项目），通过虚假陈述和不实表示从受害人处获取资金，包括但不限于有关受害人资金的目的和用途；该计划通过往来于纽约南区及其他地区的电子通信和资金转移得以推进。\n\n(Title 15, United States Code, Sections 78j(b) & 78ff; Title 17, Code of Federal Regulations, Section 240.10b-5; and Title 18, United States Code, Section 2.)\n\n第九项罪名（电信诈骗—G|CLUBS）\n\n大陪审团进一步指控：\n\n48. 本起诉书第 1 至 23 段所载指控在此重复援引，并如同在此完整列明。\n\n49. 自至少约 2020 年 6 月起至至少约 2023 年 3 月止（包括该期间），在纽约南区及其他地区，MILES GUO，又名 “Ho Wan Kwok”，又名 “Miles Kwok”，又名 “Guo Wengui”，又名 “Brother Seven”，又名 “The Principal”，又名 “Boss”，KIN MING JE，又名 “William Je”，又名 “Yu Jianming”，以及 YVETTE WANG，又名 “Yanping”，又名 “Y”，即被告人，明知已制定并意图制定诈骗性计划和诡计，并意图通过虚假及欺诈性的借口、陈述和承诺获取资金和财产，而通过州际及对外商业中的电信、无线电和电视通信，传送并促使传送文字、标志、信号、图像和声音，以实施该等计划和诡计，具体而言，GUO、JE 及 WANG 推广和营销 G|CLUBS，以通过虚假陈述和不实表示欺诈性地从受害人处获取资金，包括但不限于有关受害人资金的目的和用途；该计划通过往来于纽约南区及其他地区的电子通信和资金转移得以推进。\n\n(Title 18, United States Code, Sections 1343 and 2.)\n\n第十项罪名（证券诈骗—G|CLUBS）\n\n大陪审团进一步指控：\n\n50. 本起诉书第 1 至 23 段所载指控在此重复援引，并如同在此完整列明。\n\n51. 自至少约 2020 年 6 月起至至少约 2023 年 3 月止（包括该期间），在纽约南区及其他地区，MILES GUO，又名 “Ho Wan Kwok”，又名 “Miles Kwok”，又名 “Guo Wengui”，又名 “Brother Seven”，又名 “The Principal”，又名 “Boss”，KIN MING JE，又名 “William Je”，又名 “Yu Jianming”，以及 YVETTE WANG，又名 “Yanping”，又名 “Y”，即被告人，故意且明知地，直接通过使用州际商业和邮件的手段及工具，以及全国性证券交易所的设施，就在全国性证券交易所注册的证券及任何未如此注册的证券的买卖，使用和采用操纵性及欺骗性的手段和计谋，违反 Title 17, Code of Federal Regulations, Section 240.10b-5，方式为：(a) 使用诈骗性手段、计划和诡计；(b) 作出对重大事实的不实陈述，并遗漏陈述为使已作出的陈述在作出该陈述时的情形下不具误导性所必需的重大事实；以及 (c) 从事对任何人构成并将构成欺诈和欺骗的行为、做法及业务过程，具体而言，GUO、JE 及 WANG 推广和营销 G|CLUBS，以通过虚假陈述和不实表示从受害人处获取资金，包括但不限于有关受害人资金的目的和用途；该计划通过往来于纽约南区及其他地区的电子通信和资金转移得以推进。\n\n(Title 15, United States Code, Sections 78j(b) & 78ff; Title 17, Code of Federal Regulations, Section 240.10b-5; and Title 18, United States Code, Section 2.)\n\n第十一项罪名（电信诈骗—The Himalaya Exchange（喜马拉雅交易所））\n\n大陪审团进一步指控：\n\n52. 本起诉书第 1 至 23 段所载指控在此重复援引，并如同在此完整列明。\n\n53. 自至少约 2021 年 4 月起至至少约 2023 年 3 月止（包括该期间），在纽约南区及其他地区，MILES GUO，又名 “Ho Wan Kwok”，又名 “Miles Kwok”，又名 “Guo Wengui”，又名 “Brother Seven”，又名 “The Principal”，又名 “Boss”，以及 KIN MING JE，又名 “William Je”，又名 “Yu Jiaming”，即被告人，明知已制定并意图制定诈骗性计划和诡计，并意图通过虚假及欺诈性的借口、陈述和承诺获取资金和财产，而通过州际及对外商业中的电信、无线电和电视通信，传送并促使传送文字、标志、信号、图像和声音，以实施该等计划和诡计，具体而言，GUO 及 JE 经营 The Himalaya Exchange，以通过虚假陈述和不实表示欺诈性地从受害人处获取资金，包括但不限于有关受害人资金的目的和用途；该计划通过往来于纽约南区及其他地区的电子通信和资金转移得以推进。\n\n(Title 18. United States Code, Sections 1343 and 2.)\n\n第十二项罪名（非法货币交易）\n\n大陪审团进一步指控：\n\n54. 本起诉书第 1 至 23 段所载指控在此重复援引，并如同在此完整列明。\n\n55. 于约 2020 年 6 月 5 日，在纽约南区及其他地区，MILES GUO，又名 “Ho Wan Kwok”，又名 “Miles Kwok”，又名 “Guo Wengui”，又名 “Brother Seven”，又名 “The Principal”，又名 “Boss”，KIN MING JE，又名 “Yu Jianming”，以及 YVETTE WANG，又名 “Yanping”，又名 “Y”，即被告人，在美国境内，明知地从事并企图从事 Title 18, United States Code, Section 1957(f)(1) 所界定的货币交易，所涉为价值超过 $10,000、源自特定非法活动的犯罪所得财产，具体而言，GUO、JE 及 WANG 进行了并指示他人进行一笔约 $100 million 的电汇转账，该款项源自第五项和第六项罪名所指控的犯罪，并转入 Fund-1。\n\n(Title 18, United States Code, Sections 1957 and 2.)\n\n第十三项罪名（妨碍司法公正）\n\n大陪审团进一步指控：\n\n56. 本起诉书第 1 至 23 段所载指控在此重复援引，并如同在此完整列明。\n\n57. 在本起诉书所述期间，于纽约南区及其他地区，KIN MING JE，又名 “William Je”，又名 “Yu Jianming”，即被告人，以腐败方式妨碍和阻挠正式程序，并企图如此作为，具体而言，JE 企图将资金转移至 UAE（阿拉伯联合酋长国），即美国管辖范围之外，以妨碍和干扰纽约南区联邦大陪审团对本起诉书第一项至第十一项罪名所指控犯罪的调查，以及 United States District Court for the Southern District of New York（美国纽约南区联邦地区法院）就犯罪所得收益的扣押和没收所进行的程序。\n\n(Title 18, United States Code, Sections 1512(c)(2) and 2.)\n\n没收指控\n\n58. 因实施本起诉书第一项罪名所指控的犯罪，MILES GUO，又名 “Ho Wan Kwok”，又名 “Miles Kwok”，又名 “Guo Wengui”，又名 “Brother Seven”，又名 “The Principal”，又名 “Boss”，KIN MING JE，又名 “Yu Jianming”，以及 YVETTE WANG，又名 “Yanping”，又名 “Y”，即被告人，应依据 Title 18, United States Code, Section 1963，向美国没收：\n\na. 任何违反 Section 1962 取得或维持的权益；\n\nb. 对被告人及其共谋者为违反 Section 1962 而设立、经营、控制、开展或参与其经营的任何企业，具有影响力来源的任何权益、担保权益、债权，或任何种类的财产权利或合同权利；以及\n\nc. 构成或源自第一项罪名所指控敲诈活动直接或间接获得的任何收益的任何财产，包括下列特定财产：\n\n(1) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank（银门银行）账户号码 5090037713、以 “Hamilton Opportunity Fund SPC” 名义持有的 $64,826.87 美元；\n\n(2) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090037705、以 “Hamilton Opportunity Fund SPC” 名义持有的 $75,000,000.00 美元；\n\n(3) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090037754、以 “Hamilton Opportunity Fund SPC” 名义持有的 $467,343.00 美元；\n\n(4) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090042770、以 “Hamilton Opportunity Fund SPC” 名义持有的 $89,992,861.75 美元；\n\n(5) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090042762、以 “Hamilton Opportunity Fund SPC” 名义持有的 $1,683,077.40 美元；\n\n(6) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090042853、以 “Hamilton Opportunity Funds SPC” 名义持有的 $85,899,889.20 美元；\n\n(7) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090030288、以 “Hamilton Investment Management” Ltd. 名义持有的 $48,230,709.62 美元；\n\n(8) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090037739、以 “Hamilton Opportunity Fund SPC” 名义持有的 $1,800,000.00 美元；\n\n(9) 政府于约 2022 年 9 月 18 日扣押的、原存放于 Silvergate Bank 账户号码 5090042853、以 “Hamilton Opportunity Funds SPC” 名义持有的 $85,899,889.20 美元；\n\n(10) 原存于以“Himalaya International Reserves, Ltd.（喜马拉雅国际储备有限公司）”名义持有的 FV Bank 账户号码 7801000590 中的 \\$4,643,744.70 美国货币，由政府于 2022年9月20日或前后扣押；\n\n(11) 原存于以“Himalaya International Clearing, Ltd.（喜马拉雅国际清算有限公司）”名义持有的 FV Bank 账户号码 7801000254 中的 \\$14,599,257.25 美国货币，由政府于 2022年9月20日或前后扣押；\n\n(12) 原存于以“G Club International Ltd.（G俱乐部国际有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10103-0000 中的 \\$11,538,579.87 美国货币，由政府于 2022年10月16日或前后扣押；\n\n(13) 原存于以“Himalaya International Clearing Ltd.（喜马拉雅国际清算有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10133-0000 中的 \\$10,008,284.04 美国货币，由政府于 2022年10月16日或前后至 2023年3月10日或前后期间扣押；\n\n(14) 原存于以“Hamilton Capital Holding Ltd.（汉密尔顿资本控股有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10137-0000 中的 \\$3,090,856.54 美国货币，由政府于 2022年10月16日或前后至 2023年3月10日或前后期间扣押；\n\n(15) 原存于以“Himalaya International Reserves Ltd.（喜马拉雅国际储备有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10138-0000 中的 \\$272,350,313.76 美国货币，由政府于 2022年10月16日或前后至 2023年3月10日或前后期间扣押；\n\n(16) 原存于以“Himalaya International Financial Group Ltd.（喜马拉雅国际金融集团有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10139-0000 中的 \\$310,594.31 美国货币，由政府于 2022年10月16日或前后至 2023年3月10日或前后期间扣押；\n\n(17) 原存于以“Hamilton Investment Management Ltd.（汉密尔顿投资管理有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10171-0000 中的 \\$1,187,278.87 美国货币，由政府于 2022年10月16日或前后至 2023年3月10日或前后期间扣押；\n\n(18) 原存于以“G Fashion International Limited（G时尚国际有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10172-0000 中的 \\$43,782.71 美国货币，由政府于 2022年10月16日或前后扣押；\n\n(19) 原存于以“Himalaya International Financial Group, Ltd.（喜马拉雅国际金融集团有限公司）”名义持有的 FV Bank 账户号码 7801000589 中的 \\$7,715.00 美国货币，由政府于 2022年9月20日或前后扣押；\n\n(20) 原存于以“Himalaya Currency Clearing Pty Ltd.（喜马拉雅货币清算有限公司）”名义持有的 Mercantile Bank International 账户号码 MBI10183-0000 中的 \\$161,809.47 美国货币，由政府于 2022年10月16日或前后扣押；\n\n(21) 原存于以“GETTR USA, Inc.（GETTR美国公司）”名义持有的 Manufacturers & Traders Trust Co. 账户号码 9878904409 中的 \\$2,745,377.75 美国货币，由政府于 2022年9月18日或前后扣押；\n\n(22) 原存于以“G Fashion（G时尚）”名义持有的 US Bank 账户号码 157525208185 中的 \\$9,899,659.19 美国货币，由政府于 2022年9月18日或前后扣押；\n\n(23) 位于 675 Ramapo Valley Road, Mahwah, New Jersey 07430 的全部土地或地块，以及其建筑物、附属物、改良物、固定装置、附着物及地役权，地块编号为 3300021-03-00001-02，描述为：地块号码：1.02；街区：21.03；区：33；城市、市镇、镇区：MAHWAH TWP；\n\n(24) 一辆 Bugatti Chiron Super Sport，车辆识别号码为 VF9SW3V3XNM795047；\n\n(25) 一辆 Lamborghini Aventador SVJ Roadster，车辆识别号码为 ZHWUN6ZD2MLA10393；\n\n(26) 一辆 Rolls Royce Phantom EWB，车辆识别号码为 SCATT8C08MU206445；\n\n(27) IMO 编号 112359，MMSI 编号 319059500，以及呼号 ZGDQ9；\n\n(28) 一架 Bösendorfer 185VC Porsche #49539 钢琴，配有定制琴凳，购置价格约为 \\$140,938.69；\n\n(29) 一张 Railis Design Iceland Contemporary Poseidon Bed 床，配有床头柜、乌木饰面、黄铜及天鹅绒，购置价格约为 \\$31,413.71；\n\n(30) 一张 Hästens 2000T md 床垫，购置价格约为 \\$36,590.00；\n\n(31) 一张 Hästens 2000T sf 床垫，购置价格约为 \\$36,210.00；\n\n(32) 一个 Wembe 手表收纳盒，购置价格约为 \\$59,392.91；\n\n(33) 一台 Samsung Q900 Series QN98Q900RBF 98\" QLED Smart TV -8K，购置价格约为 \\$62,787.54；\n\n(34) 一件由 Joseph Emmanuel Zweiner 制作的路易十五风格法国镀金青铜镶饰桃花心木五斗柜；\n\n(35) 一张名为“K'ang Hsi”的可延伸餐桌，由 Philip & Kelvin LaVerne 制作，采用蚀刻及做旧处理的锡镴和青铜，饰以手绘珐琅彩，购置价格约为 \\$180,000.00；以及\n\n(36) 一张名为“Punto '83”的不锈钢桌，由 Gabriella Crespi 制作，意大利，1982年，配有可调节高度及可调节花瓣的网状桌面，购置价格约为 \\$180,000.00。\n\n(1) 至 (36) 项合称“特定财产”。\n\n59. 因实施本起诉书第二、第四及第五至第十一罪名项所指控的电信欺诈和证券欺诈犯罪，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”，又名“Miles Kwok”，又名“Guo Wengui”，又名“Brother Seven”，又名“The Principal”，又名“Boss”，KIN MING JE，又名“William Je”，又名“Yu Jianming”，以及 YVETTE WANG，又名“Yanping”，又名“Y”，应根据 Title 18, United States Code, Section 981(a)(C) 和 Title 28 United States Code, Section 2461(c)，向美国没收构成或源自可追溯至实施所述犯罪所得的一切不动产及动产，包括但不限于相当于可追溯至实施所述犯罪所得数额的美国货币款项及特定财产。\n\n60. 因实施本起诉书第三及第十二罪名项所指控的洗钱犯罪，被告 MILES GUO（郭文贵），又名“Ho Wan Kwok（郭文贵）”，又名“Miles Kwok”，又名“Guo Wengui”，又名“Brother Seven”，又名“The Principal”，又名“Boss”，KIN MING JE，又名“William Je”，又名“Yu Jianming”，以及 YVETTE WANG，又名“Yanping”，又名“Y”，应根据 Title 18, United States Code, Section 982(a)(1)，向美国没收涉及所述犯罪的一切不动产及动产，或可追溯至该等财产的任何财产，包括但不限于相当于涉及所述犯罪财产数额的美国货币款项及特定财产。\n\n替代资产条款\n\n61. 如因被告的任何作为或不作为，上述任何可没收财产：\n\na. 经行使应有勤勉仍无法找到；\n\nb. 已转让或出售给第三人，或已存放于第三人处；\n\nc. 已被置于法院管辖范围之外；\n\nd. 价值已大幅减少；或\n\ne. 已与其他财产混同，且无法在不造成困难的情况下予以分割；\n\n美国拟根据 Title 18, United States Code, Section 1963(m)、Title 21, United States Code, Section 853(p) 和 Title 28, United States Code, Section 2461(c)，寻求没收被告价值不超过上述可没收财产价值的任何其他财产。\n\n（Title 18, United States Code, Sections 981, 982, and 1963; Title 21, United States Code, Section 853; and Title 28, United States Code, Section 2461.）\n\n大陪审团主席\n\nDAMIAN WILLIAMS（达米安·威廉姆斯） 美国联邦检察官","key_entities":["Guo","Je","Kwok","GTV","CIPA","Himalaya","Kin Ming Je","William Je","Miles Guo","Ho Wan Kwok","Himalaya Exchange","Farm Loan","Saraca","forfeiture","Chinese Communist Party","GETTR","853(p)"],"ecf_references":[{"doc_number":307,"court":"CTB"}],"word_count":12357,"status":"published","published_at":"2024-11-01 00:00:00","created_at":"2024-11-01","updated_at":"2026-08-23 21:35:37"}