{"id":"court_ctb_4018_0","court":"CTB","case_no":"22-50073","doc_number":4018,"sub_number":0,"doc_type":"PETITION","filed_date":"2025-01-30","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":null,"summary_en":null,"body_en":"# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------<br>x |             |                         |  |  |\n|-------------------------------------------------------------|-------------|-------------------------|--|--|\n| In re:                                                      | :<br>:      | Chapter 11              |  |  |\n| HO WAN KWOK, et al.,                                        | :<br>:<br>: | Case No. 22-50073 (JAM) |  |  |\n| Debtors.1                                                   | :<br>:      | Jointly Administered    |  |  |\n| ------------------------------------------------------      | x           |                         |  |  |\n\n# **COVERSHEET FOR THIRD INTERIM FEE APPLICATION OF PRAGER DREIFUSS AG**\n\n| Interim Application of:                                                                      |                                                     | Prager Dreifuss AG                                                      |                                                                                       |                |  |  |  |\n|----------------------------------------------------------------------------------------------|-----------------------------------------------------|-------------------------------------------------------------------------|---------------------------------------------------------------------------------------|----------------|--|--|--|\n| Time Period:                                                                                 |                                                     | September 19, 2024 through December 31, 2024                            |                                                                                       |                |  |  |  |\n| Bankruptcy Petition Filed:                                                                   |                                                     |                                                                         | February 15, 2022                                                                     |                |  |  |  |\n| Date of Entry of Retention Order:                                                            |                                                     | March 21, 2023 [Docket No. 3034] (effective as of January<br>17, 2024). |                                                                                       |                |  |  |  |\n| Amount Requested<br>Fees:<br>Expenses:<br>Total:                                             | CHF 277,920.00<br>CHF 14,148.35<br>CHF 292,068.35   |                                                                         | Reductions<br>Voluntary Fee Reductions:<br>Voluntary Expenses Reductions:             | none<br>none   |  |  |  |\n| Fees Previously Requested:<br>Requested Fees:<br>Awarded Fees:<br>Paid Fees:                 | CHF 120,011.25<br>CHF 120,011.25<br>CHF 120,011.252 |                                                                         | Retainer Request:<br>None                                                             |                |  |  |  |\n| Expenses Previously Requested:<br>Requested Expenses:<br>Awarded Expenses:<br>Paid Expenses: | CHF 2,400.20<br>CHF 2,400.20<br>CHF 2,400.20        |                                                                         | Expense Detail:<br>Retainer Received:<br>Copies per page cost & total: Not applicable | Not applicable |  |  |  |\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n<sup>2</sup> In addition, as detailed below, CHF 170,462.00 in fees and CHF 12,851.50 in expenses were previously paid in accordance with the Interim Compensation Order (as defined below) and Prager's monthly fee statements.\n\n| Monthly           | Total Fees     | Requested Fees | Requested          | Fees Paid      | Expenses Paid | 20% Fee       |\n|-------------------|----------------|----------------|--------------------|----------------|---------------|---------------|\n| Period<br>Covered | (100%)         | (80%)          | Expenses<br>(100%) |                |               | Holdback      |\n| 9/19/24 -         | CHF 94,301.25  | CHF 75,441.00  | CHF 10,431.00      | CHF 75,441.00  | CHF 10,431.00 | CHF 18,860.25 |\n| 10/31/24          |                |                |                    |                |               |               |\n| 11/1/24 -         | CHF 118,776.25 | CHF 95,021.00  | CHF 2,420.50       | CHF 95,021.00  | CHF 2,420.50  | CHF 23,755.25 |\n| 11/30/24          |                |                |                    |                |               |               |\n| 12/1/24 -         | CHF 64,842.50  | CHF 51,874.00  | CHF 1,296.85       | --             | --            | CHF 12,968.50 |\n| 12/31/24          |                |                |                    |                |               |               |\n| TOTAL             | CHF 277,920.00 | CHF 222,336.00 | CHF 14,148.35      | CHF 170,462.00 | CHF 12,851.50 | CHF 55,584.00 |\n|                   |                |                |                    |                |               |               |\n\n# **MONTHLY FEE REQUESTS FOR FEE PERIOD**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x      |                         |\n|--------------------------------------------------------|--------|-------------------------|\n| In re:                                                 | :<br>: | Chapter 11              |\n| HO WAN KWOK, et al.,                                   | :<br>: | Case No. 22-50073 (JAM) |\n| Debtors.1                                              | :<br>: | Jointly Administered    |\n| ------------------------------------------------------ | :<br>x |                         |\n\n# **THIRD INTERIM FEE APPLICATION OF PRAGER DREIFUSS AG, AS SWISS LAW COUNSEL, FOR COMPENSATION AND REIMBURSEMENT OF EXPENSES FOR PERIOD FROM SEPTEMBER 19, 2024 THROUGH DECEMBER 31, 2024**\n\nPursuant to sections 105(a), 328, 330, and 331 of title 11 of the United States Code (such title, hereinafter, the \"Bankruptcy Code\"), Rule 2016 of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\"), Rule 2016-1 of the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Connecticut (the \"Local Rules\"), and the *Order Establishing Procedures for Interim Compensation and Reimbursement of Expenses for Retained Professionals, dated August 18, 2023* [Docket No. 2094] (the \"Interim Compensation Procedures Order\"), Prager Dreifuss AG (\"Prager\" or the \"Applicant\"), as Swiss law counsel for Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), hereby files this *Third Interim Application of Prager Dreifuss AG, as Swiss Law Counsel, for Compensation and Reimbursement of Expenses for the Period from September 19, 2024 through December 31, 2024*\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n(the \"Application\"). By this Application, Prager requests interim allowance of professional fees incurred during the period from September 19, 2024 through and including December 31, 2024 (the \"Application Period\"). In support of this Application, Prager respectfully states as follows:\n\n# **JURISDICTION, VENUE, BASES FOR RELIEF, AND COMPLIANCE**\n\n1. The Court has jurisdiction over this matter pursuant to 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut. This matter is a core proceeding within the meaning of 28 U.S.C. § 157(b)(2). Venue is proper pursuant to 28 U.S.C. §§ 1408 and 1409.\n\n2. The legal predicates for the relief requested herein are sections 330 and 331 of the Bankruptcy Code, Bankruptcy Rule 2016, and Local Rule 2016-1.\n\n3. Prager believes that this Application, together with the attachments hereto, substantially complies with the Bankruptcy Rules, Local Rule 2016-1, and the *United States Trustee's Guidelines for Reviewing Applications for Compensation and Reimbursement of Expenses Filed Under 11 U.S.C. § 330 by Attorneys in Larger Chapter 11 Cases* (the \"U.S. Trustee Guidelines\").2 Prager respectfully requests a waiver of any of the foregoing requirements not met by this Application.\n\n- 4. Attached and incorporated herein by reference are the following Exhibits:\n\t- **Exhibit A** contains the Proposed Order granting this Application.\n\t- **Exhibit B** is a timekeeper summary that includes the name, hourly billing rate, aggregate hours, and amount of fees earned for each Prager individual who provided services during the Application Period; and\n\t- **Exhibit C** contains the detail of the fees and expenses incurred during the Application Period.\n\n<sup>2</sup> Prager reserves all rights as to the relevance and substantive legal effect of the U.S. Trustee Guidelines with respect to any application for compensation in these chapter 11 cases.\n\n## **BACKGROUND**\n\n## **I. Chapter 11 Cases**\n\n5. On February 15, 2022 (the \"Petition Date\"), the Individual Debtor filed a voluntary petition for relief under the Bankruptcy Code in the United States Bankruptcy Court for the District of Connecticut (Bridgeport Division) (the \"Court\").\n\n6. On March 21, 2022, the United States Trustee appointed an Official Committee of Unsecured Creditors (the \"Committee\") in the Individual Debtor's chapter 11 case. No examiner has been appointed in the Individual Debtor's chapter 11 case.\n\n7. On June 15, 2022, the Court entered a memorandum of decision and order [ECF No. 465] (the \"Trustee Order\") directing the United States Trustee to appoint a chapter 11 trustee in the Individual Debtor's chapter 11 case.\n\n8. Pursuant to the Trustee Order, the United States Trustee selected Luc A. Despins as the Trustee. On July 8, 2022, the Court entered an order granting the appointment of Luc A. Despins as the Trustee in the Individual Debtor's chapter 11 case.\n\n9. By order entered March 21, 2024, the Court authorized Prager's retention as Swiss law counsel to the Trustee [Docket No. 3034] (the \"Retention Order\") effective as of January 17, 2024 in the Debtor's chapter 11 case. The Retention Order authorizes Prager to be compensated on an hourly basis and reimbursed for actual and necessary out-of-pocket expenses pursuant to sections 328 and 330 of the Bankruptcy Code, the Bankruptcy Rules, the Local Rules, and such orders as the Court may direct. In accordance with the Retention Order, (a) Prager is authorized to charge a flat fee for disbursements in an amount equal to 2% of the total fees charged and (b) Prager is authorized to invoice its fees and expenses in Swiss Francs (CHF)\n\n3\n\nand to have such fees and expenses paid in Swiss Francs (CHF), subject to the terms of the Interim Compensation Order.\n\n10. On June 24, 2024, Prager filed its *First Interim Fee Application of Prager Dreifuss AG, as Swiss Law Counsel, for Compensation and Reimbursement of Expenses for Period from January 17, 2024 Through April 30, 2024* [Docket No. 3281] (the \"First Interim Fee Application\") requesting interim allowance of professional fees incurred during the period from January 17, 2024 through and including April 30, 2024. On July 23, 2024, the Court granted the First Interim Fee Application [Docket No. 3346].\n\n11. On October 15, 2024, Prager filed its *Second Interim Fee Application of Prager Dreifuss AG, as Swiss Law Counsel, for Compensation and Reimbursement of Expenses for Period from May 1, 2024 Through September 30, 2024* [Docket No. 3698] (the \"Second Interim Fee Application\") requesting interim allowance of professional fees incurred during the period from May 1, 2024 through and including September 30, 2024. On November 13, 2024, the Court granted the Second Interim Fee Application [Docket No. 3812].\n\n## **II. Monthly Fee Statements**\n\n12. On August 18, 2023, the Court entered the Interim Compensation Procedures Order, which, among other things, approves procedures for the payment of 80% of fees and 100% of expenses on a monthly basis.\n\n13. On November 4, 2024, Prager filed and served a monthly fee statement [Docket No. 3780] (the \"October Fee Statement\") requesting payment of 80% of all fees and 100% of all expenses actually and necessarily incurred for services rendered during the period from September 19, 2024 through October 31, 2024, in the amounts of CHF 75,441.00 (80% of CHF 94,301.25) and CHF 10,431.00, respectively. No objections were filed in response to the\n\n4\n\nOctober Fee Statement. Accordingly, the estate has paid Prager CHF 85,872.00 for fees and expenses with respect to the October Fee Statement.\n\n14. On December 5, 2024, Prager filed and served a monthly fee statement [Docket No. 3863] (the \"November Fee Statement\") requesting payment of 80% of all fees and 100% of all expenses actually and necessarily incurred for services rendered during the period from November 1, 2024 through November 30, 2024, in the amounts of CHF 95,021.00 (80% of CHF 118,776.25) and CHF 2,420.50, respectively. No objections were filed in response to the November Fee Statement. Accordingly, the estate has paid Prager CHF 97,441.50 for fees and expenses with respect to the November Fee Statement.\n\n15. On January 22, 2025, Prager filed and served a monthly fee statement [Docket No. 3995] (the \"December Fee Statement\") requesting payment of 80% of all fees and 100% of all expenses actually and necessarily incurred for services rendered during the period from December 1, 2024 through December 31, 2024, in the amounts of CHF 51,874.00 (80% of CHF 64,842.50) and CHF 1,296.85, respectively. The deadline to object to the December Fee Statement is February 12, 2025. Accordingly, at this time, the estate has not yet paid Prager for fees and expenses with respect to the December Fee Statement, but the Trustee intends to do so, in accordance with the Interim Compensation Procedures Order.\n\n### **ALLOWANCE REQUEST**\n\n16. The Applicant is applying for compensation pursuant to Sections 330 and 331 of the Bankruptcy Code for legal services performed for the Trustee during the Application Period.\n\n17. For the Application Period, the Applicant seeks allowance of CHF 277,920.00 as compensation for services rendered and allowance and reimbursement of CHF 14,148.35 in\n\n5\n\nexpenses incurred in connection with such services. The Applicant devoted 755.25 hours to this case during the Application Period, equating to an overall blended rate of CHF 367.98.\n\n18. As noted, Prager has already received payment of CHF 170,462.00 of the fees incurred during the Application Period and CHF 12,851.50 of the expenses incurred during the Application Period, such that Prager is only seeking payment of (a) 80% of the fees and 100% of the expenses incurred on the December Fee Statement, i.e., CHF 53,170.85,3 and (b) the remaining 20% of its fees incurred during the Application Period, namely CHF 55,584.00.\n\n19. Throughout the Application Period, the Applicant maintained records to indicate the name of each professional working on this matter, the time spent on a particular issue, and the nature of the work performed. These records, which describe in detail the services rendered by the Applicant, were created at the approximate time the services were performed.\n\n20. Annexed hereto and made a part hereof as **Exhibit C** is a detailed billing report, upon which this application is based that contains each individual professional's time for the Debtor's bankruptcy case, itemizing the dates upon which services were rendered, including a summary of the services on each of such dates by each person rendering the service, the time spent in rendering such service, and the CHF value of such services. The time detail attached hereto as **Exhibit C** include certain redactions to protect against the disclosure of privileged or confidential information.\n\n### **SUMMARY OF SERVICES RENDERED**\n\n21. The Trustee retained Prager, effective as of January 17, 2024, principally to assist the Trustee in investigating and recovering property of the estate located in Switzerland. After\n\n<sup>3</sup> For the avoidance of doubt, the estate will pay this amount upon the expiration of the February 12, 2025 objection deadline with respect to the December Fee Statement, provided no objections are filed with respect to that fee statement, in accordance with the Interim Compensation Procedures Order.\n\nthe Debtor's chapter 11 case was recognized in Switzerland on July 24, 2024, Prager has continued to investigate estate assets that the Trustee has reason to believe are located in Switzerland, including by submitting information requests to numerous financial institutions in Switzerland and communicating with Swiss prosecutors. In addition, Prager has been conducting legal research and preparing related memoranda concerning, among other things, the recognition and enforcement of this Court's judgments in Switzerland.\n\n22. The work undertaken by Prager to date has been significant, involving legal research and motion practice, factual analysis, correspondence, and strategic input. This work remains ongoing, with additional work expected in due course.\n\n## **NO PRIOR APPLICATION**\n\n23. No prior application for the relief requested has been made. However, as noted, certain fees and expenses incurred during the Application Period were previously paid in accordance with the Interim Compensation Procedures Order.\n\n### **LEGAL AUTHORITY FOR COMPENSATION**\n\n24. All of the professional services for which this award is being sought hereby were rendered solely on behalf of the Trustee in connection with the chapter 11 cases herein.\n\n25. Applicant respectfully submits that its services have benefited the Debtor's estate with the expertise and skill required to, among other things, conduct an investigation into estate assets located in Switzerland and seek the recovery of such assets. The services for which such compensation is requested were performed for and on behalf of the Trustee. Such services have been necessary to protect and enforce the rights and interests of the Debtor's estate in connection with these chapter 11 cases. The reasonable value of services rendered by Prager in these cases is based upon Prager's usual hourly rates for matters of this nature.\n\n26. Section 330 of the Bankruptcy Code prescribes the general standards for determining the amount of compensation to be paid to professionals. The Applicant submits that the amount sought for the Application Period represents reasonable compensation for professional services rendered based upon the time spent, the nature, the extent, and the value of such services, taking into account the cost of comparable services in a non-bankruptcy case.\n\n27. Section 331 of the Bankruptcy Code provides for interim compensation of professionals and incorporates the substantive standards of section 330 of the Bankruptcy Code to govern the Court's award of such compensation. Section 330(a) of the Bankruptcy Code provides that, after notice and a hearing, the Court may award a professional employed under 11 U.S.C. § 327 \"reasonable compensation for actual, necessary services rendered\" and \"reimbursement for actual, necessary expenses.\" 11 U.S.C. § 330(a)(1).4\n\n28. In determining the amount of \"reasonable compensation,\" the Court must consider the nature, extent, and value of the services, taking into account all the relevant factors, including the time spent on such services, the rates charged for such services, whether the services were necessary and beneficial, whether the services were performed in a reasonable amount of time commensurate with the complexity, importance, and nature of the problem, issue, or task addressed, and whether the compensation is reasonable based on the customary compensation charged by comparably skilled practitioners in cases other than cases under the Bankruptcy Code. See 11 U.S.C. § 330(a)(3). The Court enjoys \"considerable discretion in determining reasonable fee awards.\" *In re Ahead Communication Systems, Inc.*, 395 B.R. 512 (D. Conn. 2008).\n\n<sup>4</sup> Under section 328(a) of the Bankruptcy Code, with bankruptcy court approval, a trustee may employ professional persons under section 327(a) of the Bankruptcy Code \"on any reasonable terms and conditions of employment, including on a retainer, on an hourly basis, on a fixed or percentage fee basis, or on a contingent fee basis.\" 11 U.S.C. § 328(a).\n\n29. In assessing the \"reasonableness\" of the fees requested, the Second Circuit has stated that courts should consider the factors enumerated in *Johnson v. Ga. Highway Express, Inc.*, 5 while also incorporating the \"lodestar method.\" *See Arbor Hill Concerned Citizens Neighborhood Ass'n v. County of Albany and Albany County Bd. of Elections*, 522 F.3d 182, 190 (2d Cir. 2007) (*citing Johnson v. Ga. Highway Express, Inc.*, 488 F.2d 714 (5th Cir.1974), *abrogated on other grounds* by *Blanchard v. Bergeron*, 489 U.S. 87, 92–93, 96 (1989)). The \"lodestar method\" of calculating the reasonable fee contemplates \"the number of hours reasonably expended . . . multiplied by a reasonable hourly rate.\" *See Hensley v. Eckerhart*, 461 U.S. 424, 433 (1983); *Gisbrecht v. Barnhart*, 535 U.S. 789, 801 (2002); *Perdue v. Kenny A.*, 130 S.Ct. 1662, 1672 (2010); *In re Drexel Burnham Lambert Grp., Inc.*, 133 B.R. 13 (Bankr. S.D.N.Y. 1991). The factors set forth in *Johnson* and *In re First Colonial Corp. of Am.*, 544 F.2d 1291, 1298–99 (5th Cir. 1977) have been adopted by most courts.<sup>6</sup> *See In re Nine Assocs., Inc.*, 76 B.R. 943, 945 (S.D.N.Y. 1987) (adopting *First Colonial/Johnson* analysis); *In re Cuisine Magazine, Inc.*, 61 B.R. 210, 212–13 (Bankr. S.D.N.Y 1986) (same); *Green v. City of New York*, 403 F. Appx. 626, 629 (2d Cir. 2010) (summary order); *see generally* 3 COLLIER ON BANKRUPTCY ¶ 330.03[9] (Lawrence P. King ed., 16th ed. 2016) (describing *First Colonial*\n\n<sup>5</sup> The twelve *Johnson* factors are (1) the time and labor required, (2) the novelty and difficulty of the questions, (3) the skill requisite to perform the legal service properly, (4) the preclusion of other employment by the attorney due to acceptance of the case, (5) the customary fee, (6) whether the fee is fixed or contingent, (7) the time limitations imposed by the client or the circumstances, (8) the amount involved and the results obtained, (9) the experience, reputation, and ability of the attorneys, (10) the \"undesirability\" of the case, (11) the nature and length of the professional relationship with the client, and (12) awards in similar cases. *Johnson*, 488 F.2d at 717-19.\n\n<sup>6</sup> The factors articulated in *First Colonial* were first articulated by the Fifth Circuit in *Johnson*, with the *First Colonial* court adding the factor of the \"spirit of economy,\" which was later rejected by Congress. *See Stroock & Stroock & Lavan v. Hillsborough Holdings Corp. (In re Hillsborough Holdings Corp.)*, 127 F.3d 1398, 1403 (11th Cir. 1997).\n\nand *Johnson* as the \"leading cases with regard to the factors to be considered in determining a reasonable allowance of compensation\").\n\n30. In accordance with the factors enumerated in section 330 of the Bankruptcy Code and applicable case law, the amount requested herein by Prager is fair and reasonable.\n\n## **STATUTORY COMPLIANCE**\n\n38. No agreement or understanding exists between Prager and any other person for the sharing of compensation received or to be received for services rendered in or in connection with this matter. Prager will not, in any form or guise, share or agree to share compensation for services with any person, nor will Prager share in the compensation for any other person rendering service in these cases, except as so provided by Section 504(b) of the Bankruptcy Code and Rule 2016 of the Bankruptcy Rules.\n\n## **RESERVATION OF RIGHTS**\n\n39. To the extent that time or disbursement charges for services rendered or expenses incurred during the Application Period are not included in this Application, or Prager has for any reason not sought compensation or reimbursement with respect to such services, Prager reserves the right to request compensation and reimbursement for such services in a supplemental or future application in these chapter 11 cases. Also, Prager does not waive, and expressly reserves, its right to respond to any objections regarding this Application and the amounts sought for services rendered and expenses incurred.\n\n# [*Remainder of page intentionally left blank.*]\n\nWHEREFORE, Prager respectfully requests entry of an order, substantially in the form attached hereto, (i) allowing interim compensation for professional services rendered during the Application Period in the amount of CHF 277,920.00 and reimbursement of CHF 14,148.35 in expenses, (ii) authorizing and directing prompt payment of fees and expenses from the estate, to the extent not already paid, (iii) allowing such compensation and payment for professional services rendered without prejudice to Prager's right to seek further compensation and/or payment from the estates for the full value of services performed and expenses incurred, and (iv) granting Prager such other and further relief as is just.\n\nDated: January 30, 2025\n\nBy: */s/ Daniel Hayek*\n\nDaniel Hayek PRAGER DREIFUSS AG Mühlebachstrasse 6 CH-8008 Zürich\n\n*Swiss Law Counsel to Trustee*\n\n# **IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\nIn re:\n\nHO WAN KWOK, et al.,\n\nDebtors.1\n\nChapter 11\n\n) ) ) ) ) ) ) )\n\nCase No. 22-50073 (JAM)\n\n(Jointly Administered)\n\n# **CERTIFICATE OF SERVICE**\n\nThe undersigned hereby certifies that on the date hereof, the *Third Interim Application of Prager Dreifuss AG, as Swiss Law Counsel, for Compensation and Reimbursement of Expenses for the Period from September 19, 2024 through December 31, 2024* (the \"Application\")<sup>2</sup> was electronically filed. Notice of this filing was sent by e-mail to all parties to the above-captioned chapter 11 cases by operation of the Court's electronic filing (\"CM/ECF\") system or by mail to anyone unable to accept electronic filing as indicated on the Notice of Electronic Filing.3 In addition, to the extent not covered by the foregoing, copies of the Application were served on the twenty (20) largest creditors in the Debtor's chapter 11 case. Parties may access this filing through the Court's CM/ECF system.\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n<sup>2</sup> Capitalized terms used but not defined in this Certification shall have the meanings ascribed to them in the Application.\n\n<sup>3</sup> To the extent that the foregoing was filed outside regular business hours, service by mail on recipients unable or not qualified to accept electronic notice was made on the next business day.\n\nDated: January 30, 2025\n\nNew York, New York By: */s/ G. Alexander Bongartz*\n\n G. Alexander Bongartz (*pro hac vice*) Douglass Barron (*pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6000 alexbongartz@paulhastings.com douglassbarron@paulhastings.com\n\n*Counsel for the Chapter 11 Trustee*\n\nCase 22-50073 Doc 4018 Filed 01/30/25 Entered 01/30/25 15:07:10 Page 16 of 36\n\n# **EXHIBIT A**\n\n**Proposed Order**\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| -------------------------------------------------------------- | x                                   |\n|----------------------------------------------------------------|-------------------------------------|\n| In re:                                                         | :<br>:<br>Chapter 11                |\n| HO WAN KWOK, et al.,                                           | :<br>:<br>Case No. 22-50073 (JAM)   |\n| Debtors.1                                                      | :<br>:<br>Jointly Administered<br>: |\n|                                                                |                                     |\n\n**[PROPOSED] ORDER GRANTING THIRD INTERIM FEE APPLICATION OF PRAGER DREIFUSS AG, AS SWISS LAW COUNSEL, FOR COMPENSATION AND REIMBURSEMENT OF EXPENSES FOR PERIOD FROM SEPTEMBER 19, 2024 THROUGH DECEMBER 31, 2024**\n\nx\n\nUpon consideration of the Application (the \"Application\") of Prager Dreifuss AG\n\n(\"Prager\"), as Swiss law counsel for Luc A. Despins, in his capacity as the chapter 11 trustee (the\n\n\"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"),2 for interim\n\nallowance of compensation and reimbursement of expenses from September 19, 2024 through\n\nDecember 31, 2024; and sufficient notice having been given; and a hearing having been held on\n\n\\_\\_\\_\\_\\_\\_\\_\\_, 2025 and due consideration having been given to any responses thereto; and sufficient\n\ncause having been shown therefor, it is hereby:\n\n--------------------------------------------------------------\n\n1. ORDERED that the Application is granted, pursuant to 11 U.S.C. §§ 330 and 331,\n\nand compensation in the amount of CHF 277,920.00 and reimbursement of expenses in the\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n<sup>2</sup> Capitalized terms not otherwise defined herein adopt the definitions set forth in the Application.\n\namount of CHF 14,148.35 are awarded to Prager, subject to final adjustment and disgorgement in the event all administrative expenses are not paid in full; it is further\n\n2. ORDERED that nothing herein modified the Retention Order; it is further\n\n3. ORDERED that the estates are authorized and directed to pay Prager's fees in the amount of CHF 55,584.00, *i.e.*, 20% of the fees allowed in paragraph 1 above, within fourteen days of the date of this Order; it is further\n\n4. ORDERED that this Court shall retain jurisdiction to hear and determine all matters arising from the implementation of this Order; it is further\n\n5. ORDERED that the Trustee and Prager are authorized and empowered to take all necessary actions to implement the relief granted in this Order; it is further\n\n6. ORDERED that notwithstanding the possible applicability of Bankruptcy Rules 6006(d), 7062, 9014, or otherwise, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry; and it is further\n\n7. ORDERED that all time periods set forth in this Order shall be calculated in accordance with Bankruptcy Rule 9006(a).\n\nCase 22-50073 Doc 4018 Filed 01/30/25 Entered 01/30/25 15:07:10 Page 19 of 36\n\n## **EXHIBIT B**\n\n## **Timekeeper Summary**\n\n| Name                | Hours  | Rate CHF | Amount CHF |\n|---------------------|--------|----------|------------|\n| Hayek, Daniel       | 37.2   | 750.00   | 27,900.00  |\n| Jegher, Gion        | 46.8   | 650.00   | 30,420.00  |\n| Meili, Mark         | 45.55  | 550.00   | 25,052.50  |\n| Oliver, Jany        | 425.25 | 375.00   | 159,468.75 |\n| Sangiorgio, Shannon | 200.45 | 175.00   | 35,078.75  |\n| TOTAL               | 755.25 |          | 277,920.00 |\n\nCase 22-50073 Doc 4018 Filed 01/30/25 Entered 01/30/25 15:07:10 Page 20 of 36\n\n# **EXHIBIT C**\n\n**Fee Detail**\n\n#### **Details of invoice no. 201334-24-17**\n\nInvoice period: September 19, 2024 – October 31, 2024\n\n#### **Legal Fees**\n\n| Date       | Service                                                                           | Name | VAT   | Hours |\n|------------|-----------------------------------------------------------------------------------|------|-------|-------|\n| 19.09.2024 | rev. of file                                                                      | OJY  | 0.00% | 1.20  |\n| 25.09.2024 | Emails to OJA with law review articles re same                                    | GJ   | 0.00% | 0.20  |\n| 26.09.2024 | rev.                                                                              | MMA  | 0.00% | 0.70  |\n| 01.10.2024 | Memo on                                                                           | SSA  | 0.00% | 5.90  |\n| 01.10.2024 | Draft RFIs                                                                        | OJY  | 0.00% | 6.50  |\n| 01.10.2024 | Meeting with MMA and OJY reg. Memo on                                             | SSA  | 0.00% | 0.35  |\n| 01.10.2024 | Revision of memo on                                                               | SSA  | 0.00% | 0.10  |\n| 01.10.2024 | amend draft memo re                                                               | MMA  | 0.00% | 1.00  |\n| 01.10.2024 | conf. OJY re request letters                                                      | MMA  | 0.00% | 0.20  |\n| 02.10.2024 | Revision of memo on                                                               | SSA  | 0.00% | 3.15  |\n| 02.10.2024 | Letter to                                                                         | OJY  | 0.00% | 6.35  |\n| 02.10.2024 | Memo re                                                                           | OJY  | 0.00% | 0.20  |\n| 02.10.2024 | work on letter                                                                    | HA   | 0.00% | 0.70  |\n| 02.10.2024 | Conf OJY                                                                          | HA   | 0.00% | 0.50  |\n| 02.10.2024 | rev. request for information                                                      | MMA  | 0.00% | 0.80  |\n| 02.10.2024 | conf HA/SSA re memo on                                                            | MMA  | 0.00% | 0.25  |\n| 02.10.2024 | rev. e-mal<br>, E-Mails Luc                                                       | HA   | 0.00% | 0.30  |\n| 03.10.2024 | Revision of memo on                                                               | SSA  | 0.00% | 5.60  |\n| 03.10.2024 | RFI re<br>finalization                                                            | OJY  | 0.00% | 1.60  |\n| 03.10.2024 | rev. letter to                                                                    | HA   | 0.00% | 0.30  |\n| 03.10.2024 | Conf. OJY to give comments on letter                                              | HA   | 0.00% | 0.30  |\n| 03.10.2024 | E-Mail to Luc and Alex re: letter                                                 | HA   | 0.00% | 0.50  |\n| 03.10.2024 |                                                                                   | OJY  | 0.00% | 1.70  |\n| 03.10.2024 | RFI re                                                                            | OJY  | 0.00% | 2.65  |\n| 03.10.2024 | Conf. OJY re: request to<br>, e-maila to Luc and<br>Alex, first results data base | HA   | 0.00% | 0.70  |\n| 03.10.2024 | Review RFI input PH re                                                            | OJY  | 0.00% | 2.30  |\n| 03.10.2024 | review Swiss law regarding                                                        | GJ   | 0.00% | 1.00  |\n\n| 03.10.2024 | conf SSA regarding                                                         | GJ  | 0.00% | 0.50 |\n|------------|----------------------------------------------------------------------------|-----|-------|------|\n| 03.10.2024 | rev. emails on the draft request for information                           | MMA | 0.00% | 0.20 |\n| 04.10.2024 | Assess Input re                                                            | OJY | 0.00% | 2.40 |\n| 04.10.2024 | Draft RFI re                                                               | OJY | 0.00% | 4.35 |\n| 04.10.2024 | amend memo on                                                              | MMA | 0.00% | 1.30 |\n| 04.10.2024 | Call re Luc and Alex re next steps                                         | OJY | 0.00% | 0.80 |\n| 04.10.2024 | Instructing                                                                | OJY | 0.00% | 1.00 |\n| 04.10.2024 | Conf. OJY re: draft letter to                                              | HA  | 0.00% | 0.50 |\n| 04.10.2024 | Call Luc and Alex re: next steps, investigations in                        | HA  | 0.00% | 0.70 |\n| 04.10.2024 | Call                                                                       | HA  | 0.00% | 0.70 |\n| 05.10.2024 | E-Mail to                                                                  | HA  | 0.00% | 0.10 |\n| 05.10.2024 | E-Mail to Luc                                                              | HA  | 0.00% | 0.10 |\n| 05.10.2024 | Email to                                                                   | OJY | 0.00% | 0.20 |\n| 07.10.2024 | Revision of memo on                                                        | SSA | 0.00% | 5.55 |\n| 07.10.2024 | Finializing RFI                                                            | OJY | 0.00% | 2.55 |\n| 07.10.2024 |                                                                            | OJY | 0.00% | 3.60 |\n| 07.10.2024 | rev. extract of                                                            | HA  | 0.00% | 0.30 |\n| 07.10.2024 | Conf. OYJ re:<br>and e-mail to be drafted                                  | HA  | 0.00% | 0.30 |\n| 07.10.2024 | Deal. w. motion to obtain Certificate of Finality (District<br>Court etc.) | HA  | 0.00% | 0.40 |\n| 07.10.2024 | Meeting with MMA reg. memo on                                              | SSA | 0.00% | 0.30 |\n| 07.10.2024 | conf HA/SSA re memo on                                                     | MMA | 0.00% | 0.30 |\n| 07.10.2024 | conf OJY re request letter                                                 | MMA | 0.00% | 0.30 |\n| 07.10.2024 | conf OJY re                                                                | MMA | 0.00% | 0.20 |\n| 08.10.2024 | Revision of memo on                                                        | SSA | 0.00% | 1.70 |\n| 08.10.2024 | RFI                                                                        | OJY | 0.00% | 5.70 |\n| 08.10.2024 | rev. various and anwser e-mails of Alex                                    | HA  | 0.00% | 0.50 |\n| 08.10.2024 | Conf. OJY re: Lettrs to                                                    | HA  | 0.00% | 0.50 |\n| 08.10.2024 | rev. and answer E-mail Alex on fees                                        | HA  | 0.00% | 0.50 |\n| 08.10.2024 | rev. memo on                                                               | MMA | 0.00% | 0.80 |\n| 09.10.2024 | Draft RFIs                                                                 | OJY | 0.00% | 3.80 |\n| 09.10.2024 | rev.<br>, call                                                             | HA  | 0.00% | 0.30 |\n| 09.10.2024 | rev. drafts requests for information                                       | MMA | 0.00% | 0.40 |\n| 09.10.2024 | amend memo on                                                              | MMA | 0.00% | 0.80 |\n| 10.10.2024 | Revision of Memo                                                           | SSA | 0.00% | 6.85 |\n| 10.10.2024 | Finalising Drafts and Annexes                                              | OJY | 0.00% | 1.55 |\n| 10.10.2024 |                                                                            | OJY | 0.00% | 3.70 |\n\n| 10.10.2024 | conf SSA re memo on                              | MMA | 0.00% | 0.70 |\n|------------|--------------------------------------------------|-----|-------|------|\n| 11.10.2024 | Memo re                                          | OJY | 0.00% | 2.70 |\n| 11.10.2024 |                                                  | OJY | 0.00% | 1.10 |\n| 14.10.2024 | Meeting with OJY reg. Memo on                    | SSA | 0.00% | 0.80 |\n| 14.10.2024 | Conf re Memo                                     | OJY | 0.00% | 0.55 |\n| 14.10.2024 | Editing down of the memo reg.                    | SSA | 0.00% | 1.70 |\n| 14.10.2024 | Letter re RFIs                                   | OJY | 0.00% | 1.95 |\n| 15.10.2024 | RFI                                              | OJY | 0.00% | 4.10 |\n| 15.10.2024 | Memo                                             | OJY | 0.00% | 2.65 |\n| 15.10.2024 | Revision of memo on                              | SSA | 0.00% | 0.55 |\n| 16.10.2024 | Memo finalisation                                | OJY | 0.00% | 0.70 |\n| 16.10.2024 | Call<br>re                                       | MMA | 0.00% | 0.25 |\n| 16.10.2024 | Update re                                        | OJY | 0.00% | 2.80 |\n| 16.10.2024 | Conf. Olli and Marc: re: Call                    | HA  | 0.00% | 0.30 |\n| 16.10.2024 | E-Mail to Luc Despins                            | HA  | 0.00% | 0.30 |\n| 16.10.2024 | rev. memo on                                     | HA  | 0.00% | 0.90 |\n| 16.10.2024 | Research reg.                                    | SSA | 0.00% | 2.10 |\n| 17.10.2024 |                                                  | OJY | 0.00% | 1.25 |\n| 17.10.2024 | Draft RFIs                                       | OJY | 0.00% | 6.75 |\n| 17.10.2024 | legal research and conf OJY re                   | GJ  | 0.00% | 1.50 |\n|            |                                                  |     |       |      |\n| 18.10.2024 | Draft next RFIs                                  | OJY | 0.00% | 6.95 |\n| 18.10.2024 | E-Mails<br>re document request, conf OJY         | MMA | 0.00% | 0.25 |\n| 20.10.2024 | General Questions from Trustee                   | OJY | 0.00% | 5.60 |\n| 21.10.2024 | Review of comments and questions reg. memo on    | SSA | 0.00% | 0.75 |\n| 21.10.2024 | General Questions from Trustee                   | OJY | 0.00% | 7.35 |\n| 21.10.2024 | Meeting with OJY reg. revision of memo           | SSA | 0.00% | 0.80 |\n| 21.10.2024 | Revision of memo reg.                            | SSA | 0.00% | 4.25 |\n| 21.10.2024 | rev. and discuss draft answers to Alex           | HA  | 0.00% | 0.50 |\n| 21.10.2024 | Call w, Luc and Alex re:                         | HA  | 0.00% | 1.00 |\n| 21.10.2024 | Meeting with HA and OJY reg. Memo on             | SSA | 0.00% | 0.60 |\n| 21.10.2024 | Update Call                                      | OJY | 0.00% | 1.10 |\n| 21.10.2024 | Call with HA, OJY, Luc Despins and Alex Bongartz | SSA | 0.00% | 1.00 |\n| 21.10.2024 | conf OJY re questions trustee on<br>memo         | MMA | 0.00% | 0.50 |\n| 22.10.2024 | Draft re longer Memo                             | OJY | 0.00% | 2.85 |\n| 22.10.2024 | Email re                                         | OJY | 0.00% | 1.45 |\n| 22.10.2024 | rev. content of stick, Conf. OJY                 | HA  | 0.00% | 0.70 |\n| 23.10.2024 | Draft re Memo                                    | OJY | 0.00% | 5.40 |\n| 23.10.2024 | Revision of memo                                 | SSA | 0.00% | 0.50 |\n\n| 23.10.2024 | Creating an overview of                     | SSA | 0.00% | 0.50 |\n|------------|---------------------------------------------|-----|-------|------|\n| 23.10.2024 | conf OJY re                                 | MMA | 0.00% | 0.20 |\n| 23.10.2024 | conf OJY re                                 | GJ  | 0.00% | 0.50 |\n|            |                                             |     |       |      |\n|            |                                             |     |       |      |\n| 24.10.2024 | Creating an overview of                     | SSA | 0.00% | 7.55 |\n| 24.10.2024 |                                             | OJY | 0.00% | 2.30 |\n| 24.10.2024 | Memo re                                     | OJY | 0.00% | 2.75 |\n| 24.10.2024 | Update Call                                 | OJY | 0.00% | 0.40 |\n| 24.10.2024 | rev. email Alex re                          | MMA | 0.00% | 0.30 |\n| 24.10.2024 | conf HA/OJA re status and next steps        | MMA | 0.00% | 0.30 |\n| 24.10.2024 | call Paul Hastings re status and next steps | MMA | 0.00% | 0.50 |\n| 24.10.2024 | rev. documents provided by                  | MMA | 0.00% | 0.50 |\n| 24.10.2024 | correspondence<br>re documents<br>request   | MMA | 0.00% | 0.20 |\n| 25.10.2024 | Creating an overview of                     | SSA | 0.00% | 8.30 |\n| 25.10.2024 | Memo including new documents                | OJY | 0.00% | 6.90 |\n| 25.10.2024 | legal research and study of                 | GJ  | 0.00% | 2.50 |\n|            |                                             |     |       |      |\n|            | ; two conf with OJY on this                 |     |       |      |\n|            | subject                                     |     |       |      |\n| 26.10.2024 | E-Mails Luc about                           | HA  | 0.00% | 0.50 |\n| 28.10.2024 |                                             | OJY | 0.00% | 1.00 |\n| 28.10.2024 | Memo                                        | OJY | 0.00% | 3.65 |\n| 28.10.2024 | conf HA/OJY re                              | MMA | 0.00% | 0.20 |\n| 28.10.2024 | Conf OJY rev. e-mail                        | HA  | 0.00% | 0.50 |\n| 28.10.2024 | conf with OJY regarding                     | GJ  | 0.00% | 0.50 |\n|            |                                             |     |       |      |\n| 28.10.2024 | Letter to                                   | OJY | 0.00% | 1.90 |\n| 28.10.2024 |                                             | OJY | 0.00% | 0.30 |\n| 28.10.2024 | Draft Reminder to                           | OJY | 0.00% | 0.75 |\n| 28.10.2024 | rev. docs, call                             | HA  | 0.00% | 0.50 |\n| 28.10.2024 | emails Alex Bongartz re                     | MMA | 0.00% | 0.30 |\n| 29.10.2024 | Reminder                                    | OJY | 0.00% | 1.10 |\n| 29.10.2024 | RFI                                         | OJY | 0.00% | 1.75 |\n| 29.10.2024 | Call<br>re update                           | MMA | 0.00% | 0.25 |\n| 29.10.2024 | Update re Workstreams                       | OJY | 0.00% | 1.10 |\n| 29.10.2024 | RFI re                                      | OJY | 0.00% | 3.20 |\n| 29.10.2024 | Conf OYA re update email to client          | MMA | 0.00% | 0.50 |\n| 29.10.2024 | Conf. OJY re: Update etc.                   | HA  | 0.00% | 0.50 |\n| 29.10.2024 |                                             | OJY | 0.00% | 1.70 |\n\n| 31.10.2024 | rev. additional request letter                           | MMA | 0.00% | 0.60 |\n|------------|----------------------------------------------------------|-----|-------|------|\n| 31.10.2024 | call criminal prosecution re                             | MMA | 0.00% | 0.20 |\n| 31.10.2024 | re additional Questions                                  | OJY | 0.00% | 2.40 |\n| 31.10.2024 | Federal Prosecution                                      | OJY | 0.00% | 0.30 |\n| 31.10.2024 | RFI re                                                   | OJY | 0.00% | 4.30 |\n| 31.10.2024 | Draft Memo                                               | OJY | 0.00% | 1.00 |\n| 31.10.2024 | Creating an overview of                                  | SSA | 0.00% | 4.10 |\n| 30.10.2024 | rev.<br>information request                              | MMA | 0.00% | 0.25 |\n| 30.10.2024 | conf OJY re comments client on<br>information<br>request | MMA | 0.00% | 0.20 |\n| 30.10.2024 | rev. memo on                                             | MMA | 0.00% | 1.00 |\n| 30.10.2024 | RFI feedback                                             | OJY | 0.00% | 2.05 |\n| 30.10.2024 | rev.<br>information request                              | MMA | 0.00% | 0.30 |\n| 30.10.2024 | RFI re                                                   | OJY | 0.00% | 3.60 |\n| 30.10.2024 | Memo re                                                  | OJY | 0.00% | 1.00 |\n| 30.10.2024 | Proof reading of memo reg.                               | SSA | 0.00% | 0.70 |\n| 30.10.2024 | RFI draft                                                | OJY | 0.00% | 1.80 |\n| 30.10.2024 | Creating an overview of                                  | SSA | 0.00% | 7.50 |\n| 29.10.2024 | review memo on                                           | GJ  | 0.00% | 0.70 |\n| 29.10.2024 | email to client re                                       | MMA | 0.00% | 1.00 |\n| 29.10.2024 | emails to client re                                      | MMA | 0.00% | 1.00 |\n| 29.10.2024 | E-Mails Luc and Alex                                     | HA  | 0.00% | 0.20 |\n\n**Total excl. VAT 262.10**\n\n#### **Expenses**\n\n| Date            | Text                         | VAT   | Amount CHF |\n|-----------------|------------------------------|-------|------------|\n| 04.10.2024      | Invoice                      | 0.00% | 45.00      |\n| 15.10.2024      | Invoice<br>- Consulting Fees | 0.00% | 8'500.00   |\n| 01.11.2024      | Disbursements                | 0.00% | 1'886.00   |\n| Total excl. VAT |                              |       | 10'431.00  |\n\n| Provider      | Hours  | Rate CHF | Amount CHF |\n|---------------|--------|----------|------------|\n| Hayek, Daniel | 14.10  | 750.00   | 10'575.00  |\n| Jany, Oliver  | 152.65 | 375.00   | 57'243.75  |\n| Jegher, Gion  | 7.40   | 650.00   | 4'810.00   |\n\n| Meili, Mark         | 16.75  | 550.00 | 9'212.50  |\n|---------------------|--------|--------|-----------|\n| Sangiorgio, Shannon | 71.20  | 175.00 | 12'460.00 |\n|                     | 262.10 | 359.80 | 94'301.25 |\n\n#### **Details of invoice no. 201334-24-18**\n\nInvoice period: November 1, 2024 – November 30, 2024\n\n#### **Legal Fees**\n\n| Date       | Service                                             | Name | VAT   | Hours |\n|------------|-----------------------------------------------------|------|-------|-------|\n| 01.11.2024 | Draft: 2nd. RFI to                                  | OJY  | 0.00% | 0.60  |\n| 01.11.2024 | Draft: RFI to                                       | OJY  | 0.00% | 3.95  |\n| 01.11.2024 | Draft: Additional questions                         | OJY  | 0.00% | 2.25  |\n| 01.11.2024 | Draft: Letter                                       | OJY  | 0.00% | 0.65  |\n| 01.11.2024 | Conf. OJY re: different requests to<br>and feedback | HA   | 0.00% | 0.50  |\n| 01.11.2024 | rev. answer<br>to information request               | MMA  | 0.00% | 0.20  |\n| 01.11.2024 | rev. letter                                         | MMA  | 0.00% | 0.20  |\n| 01.11.2024 | rev. e-mails Luc                                    | HA   | 0.00% | 0.20  |\n| 01.11.2024 | Draft: RFI to<br>re                                 | OJY  | 0.00% | 2.30  |\n| 01.11.2024 | rev. draft additional letter to                     | MMA  | 0.00% | 0.20  |\n| 01.11.2024 | rev. draft information request                      | MMA  | 0.00% | 0.30  |\n| 01.11.2024 | Handle                                              | HA   | 0.00% | 0.20  |\n| 01.11.2024 | rev. and comment letters to<br>und                  | HA   | 0.00% | 0.20  |\n| 04.11.2024 | Draft: RFIs to<br>and 2. RFI to                     | OJY  | 0.00% | 1.00  |\n| 04.11.2024 | Draft:<br>RFI re                                    | OJY  | 0.00% | 5.65  |\n| 04.11.2024 | final review<br>letter                              | MMA  | 0.00% | 0.60  |\n| 04.11.2024 | rev. and comment Lt.                                | HA   | 0.00% | 0.40  |\n| 04.11.2024 | rev. and comment Lt. to                             | HA   | 0.00% | 0.70  |\n| 04.11.2024 | Call:                                               | OJY  | 0.00% | 0.20  |\n| 04.11.2024 | conf HA/OJY re                                      | MMA  | 0.00% | 0.30  |\n| 04.11.2024 | call                                                | MMA  | 0.00% | 0.10  |\n| 04.11.2024 | conf OJY re status of workstreams                   | MMA  | 0.00% | 0.10  |\n| 04.11.2024 | Draft:<br>legal basis                               | OJY  | 0.00% | 1.15  |\n| 05.11.2024 | Draft:<br>second RFI re                             | OJY  | 0.00% | 3.25  |\n| 05.11.2024 | Handle                                              | HA   | 0.00% | 0.50  |\n| 05.11.2024 | Call                                                | HA   | 0.00% | 0.70  |\n| 05.11.2024 | Call                                                | MMA  | 0.00% | 0.70  |\n| 05.11.2024 | Call:                                               | OJY  | 0.00% | 0.70  |\n| 05.11.2024 | Draft: legal basis                                  | OJY  | 0.00% | 2.80  |\n| 05.11.2024 | rev. information request<br>re                      | MMA  | 0.00% | 0.80  |\n| 05.11.2024 | Email: re second RFI and Update                     | OJY  | 0.00% | 0.35  |\n| 05.11.2024 | Research: re                                        | OJY  | 0.00% | 2.45  |\n\n| 06.11.2024 | amend draft letter to                            | MMA | 0.00% | 0.40 |\n|------------|--------------------------------------------------|-----|-------|------|\n| 06.11.2024 | call Alex re letter to                           | MMA | 0.00% | 0.20 |\n| 06.11.2024 | conf OJY re letter to                            | MMA | 0.00% | 0.10 |\n| 07.11.2024 | Draft: translation RFI<br>re                     | OJY | 0.00% | 3.45 |\n| 07.11.2024 | Draft: additional letter to                      | OJY | 0.00% | 3.35 |\n| 07.11.2024 | Draft: Memo follow-up questions                  | OJY | 0.00% | 2.20 |\n| 07.11.2024 | rev. letter to                                   | MMA | 0.00% | 0.50 |\n| 07.11.2024 | Call: with Alex                                  | OJY | 0.00% | 0.25 |\n| 08.11.2024 | Draft: letter to<br>and                          | OJY | 0.00% | 2.20 |\n| 08.11.2024 | Draft: Memo Follow-up questions                  | OJY | 0.00% | 5.75 |\n| 09.11.2024 | Draft : Memo re additional questions             | OJY | 0.00% | 6.10 |\n| 09.11.2024 | review email OJY                                 | GJ  | 0.00% | 0.50 |\n| 09.11.2024 | legal research regarding                         | GJ  | 0.00% | 1.80 |\n| 09.11.2024 | email to OJY                                     | GJ  | 0.00% | 0.20 |\n| 11.11.2024 | Research reg.                                    | SSA | 0.00% | 4.80 |\n| 11.11.2024 | Drafte Memo re follow up                         | OJY | 0.00% | 4.55 |\n| 11.11.2024 | Draft re                                         | OJY | 0.00% | 4.75 |\n| 11.11.2024 | rev. letter<br>re additional information request | MMA | 0.00% | 0.25 |\n| 11.11.2024 | Conf. OJY re: memo and return from<br>etc.       | HA  | 0.00% | 0.50 |\n| 12.11.2024 | Research reg.                                    | SSA | 0.00% | 2.60 |\n| 12.11.2024 | Research: additional<br>Documents                | OJY | 0.00% | 4.00 |\n| 12.11.2024 | rev. draft information request to                | MMA | 0.00% | 0.40 |\n| 12.11.2024 | Meeting with HA and OJY reg.                     | SSA | 0.00% | 1.00 |\n| 12.11.2024 | Revision of RFI to                               | SSA | 0.00% | 1.15 |\n| 12.11.2024 | Draft: RFI to                                    | OJY | 0.00% | 3.20 |\n| 12.11.2024 | rev. additional information                      | MMA | 0.00% | 0.40 |\n| 12.11.2024 | Emails: to PH                                    | OJY | 0.00% | 0.50 |\n| 12.11.2024 | Research:                                        | OJY | 0.00% | 1.15 |\n| 12.11.2024 | Call Luc Despins                                 | HA  | 0.00% | 0.50 |\n| 12.11.2024 | rev. draf letter to                              | HA  | 0.00% | 1.00 |\n| 12.11.2024 | conf HA/LCH/OYA/SSA re                           | MMA | 0.00% | 0.50 |\n| 12.11.2024 | Call with HA, GJ, MMA and OJY reg.               | SSA | 0.00% | 0.50 |\n| 12.11.2024 | Call with HA, MMA, OJY and SSA re                | GJ  | 0.00% | 0.50 |\n| 13.11.2024 | rev. information request to                      | MMA | 0.00% | 0.40 |\n| 13.11.2024 | Research reg.                                    | SSA | 0.00% | 7.20 |\n| 13.11.2024 | Draft RFI re                                     | OJY | 0.00% | 2.85 |\n| 13.11.2024 | Reserach re                                      | OJY | 0.00% | 1.35 |\n| 13.11.2024 | Call with OJY reg.                               | SSA | 0.00% | 0.45 |\n\n| 13.11.2024 | Doc. Review re                 | OJY | 0.00% | 0.70  |\n|------------|--------------------------------|-----|-------|-------|\n| 13.11.2024 | Draft 3rd RFI to               | OJY | 0.00% | 2.40  |\n| 13.11.2024 | conf OJA re additional request | MMA | 0.00% | 0.10  |\n| 13.11.2024 | conf OJA re status             | MMA | 0.00% | 0.10  |\n| 13.11.2024 | rev. final letter to           | MMA | 0.00% | 0.40  |\n| 13.11.2024 | rev. Letter to                 | HA  | 0.00% | 0.50  |\n| 13.11.2024 | rev. E-Mails Oli re            | HA  | 0.00% | 0.20  |\n| 14.11.2024 | Research reg.                  | SSA | 0.00% | 8.40  |\n| 14.11.2024 | Review: Documents              | OJY | 0.00% | 1.25  |\n| 14.11.2024 | Draft: 3rd RFI to              | OJY | 0.00% | 1.95  |\n| 14.11.2024 | conf HA re                     | MMA | 0.00% | 0.50  |\n| 14.11.2024 | conf OJA re<br>letter          | MMA | 0.00% | 0.50  |\n| 14.11.2024 | Emails Luc re<br>letter        | MMA | 0.00% | 0.25  |\n| 14.11.2024 | rev.<br>letter                 | MMA | 0.00% | 0.20  |\n| 14.11.2024 | conf OJA re status             | MMA | 0.00% | 0.10  |\n| 14.11.2024 | conf OJA re status             | MMA | 0.00% | 0.10  |\n| 15.11.2024 | Research reg.                  | SSA | 0.00% | 10.15 |\n| 15.11.2024 | Draft: Letter                  | OJY | 0.00% | 1.45  |\n| 15.11.2024 | Draft: Letter                  | OJY | 0.00% | 5.50  |\n| 15.11.2024 | rev. final letter to           | MMA | 0.00% | 0.10  |\n| 15.11.2024 | rev. final letter to           | MMA | 0.00% | 0.10  |\n| 15.11.2024 | email Alex re follow-up to     | MMA | 0.00% | 0.10  |\n| 15.11.2024 | conf HA/GJ/OJA re              | MMA | 0.00% | 0.40  |\n| 15.11.2024 | legal research regarding       | GJ  | 0.00% | 4.00  |\n|            |                                |     |       |       |\n|            |                                |     |       |       |\n|            |                                |     |       |       |\n| 15.11.2024 | Research:                      | OJY | 0.00% | 0.55  |\n| 15.11.2024 | Research reg.                  | SSA | 0.00% | 0.15  |\n| 15.11.2024 | Review Documents               | OJY | 0.00% | 1.55  |\n| 15.11.2024 | rev. follow-up request         | MMA | 0.00% | 0.30  |\n| 15.11.2024 | rev. memo re                   | MMA | 0.00% | 0.70  |\n| 15.11.2024 | conf OJA/SSA re                | MMA | 0.00% | 0.25  |\n| 15.11.2024 | call OJY                       | GJ  | 0.00% | 0.40  |\n| 15.11.2024 | call HA, MME and OJY           | GJ  | 0.00% | 0.40  |\n| 15.11.2024 | email to Luc Despins           | GJ  | 0.00% | 0.20  |\n|            |                                |     |       |       |\n\n18.11.2024 Research reg. SSA 0.00% 7.35\n\n| 18.11.2024 | Discussion re                            | OJY | 0.00% | 2.35 |\n|------------|------------------------------------------|-----|-------|------|\n| 18.11.2024 | Research re                              | OJY | 0.00% | 5.40 |\n| 18.11.2024 | rev. final version follow-up letter      | MMA | 0.00% | 0.25 |\n| 18.11.2024 | Draft: Letter to                         | OJY | 0.00% | 0.70 |\n| 18.11.2024 | Conf. GJ and Team re:                    | HA  | 0.00% | 1.70 |\n| 18.11.2024 | Request                                  | OJY | 0.00% | 0.35 |\n| 19.11.2024 | Research reg.                            | SSA | 0.00% | 3.55 |\n| 19.11.2024 | Research: re                             | OJY | 0.00% | 7.65 |\n| 19.11.2024 | Draft: letter to                         | OJY | 0.00% | 1.40 |\n| 19.11.2024 | rev. letter                              | MMA | 0.00% | 0.20 |\n| 19.11.2024 | ref. draft follow-up                     | MMA | 0.00% | 0.25 |\n| 19.11.2024 | call Alex Bongartz re                    | MMA | 0.00% | 0.20 |\n| 19.11.2024 | Revision of memo on                      | SSA | 0.00% | 5.00 |\n| 20.11.2024 | Revision of memo on                      | SSA | 0.00% | 4.50 |\n| 20.11.2024 | Draft: Memo re                           | OJY | 0.00% | 6.20 |\n| 20.11.2024 | Draft: Additional RFI re                 | OJY | 0.00% | 1.45 |\n| 20.11.2024 | Call                                     | OJY | 0.00% | 0.30 |\n| 20.11.2024 | rev. letter                              | MMA | 0.00% | 0.20 |\n| 20.11.2024 | Conf. OJY                                | HA  | 0.00% | 0.40 |\n| 20.11.2024 | Draft Letter re                          | OJY | 0.00% | 1.35 |\n| 20.11.2024 | rev. follow-up                           | MMA | 0.00% | 0.50 |\n| 20.11.2024 | email Alex re                            | MMA | 0.00% | 0.25 |\n| 20.11.2024 | rev. draft response letter               | MMA | 0.00% | 0.20 |\n| 20.11.2024 | rev. memo                                | HA  | 0.00% | 1.00 |\n| 20.11.2024 | rev. emails Alex re response letters     | MMA | 0.00% | 0.20 |\n| 20.11.2024 | Tel.                                     | HA  | 0.00% | 0.30 |\n| 21.11.2024 | Draft<br>and<br>letters inc. translation | OJY | 0.00% | 7.00 |\n| 21.11.2024 | conf OJY re status information requests  | MMA | 0.00% | 0.30 |\n| 21.11.2024 | conf OJY re                              | MMA | 0.00% | 0.20 |\n| 21.11.2024 | email Alex re                            | MMA | 0.00% | 0.10 |\n| 21.11.2024 | email Alex re                            | MMA | 0.00% | 0.10 |\n| 22.11.2024 | Draft Letters to<br>and                  | OJY | 0.00% | 4.80 |\n| 22.11.2024 | conf HA/OJY re status of                 | MMA | 0.00% | 0.30 |\n| 22.11.2024 | email Alex re<br>letter                  | MMA | 0.00% | 0.10 |\n| 22.11.2024 | rev. response letter                     | MMA | 0.00% | 0.20 |\n| 25.11.2024 | Revision of memo on                      | SSA | 0.00% | 7.40 |\n| 25.11.2024 | Draft: Letters to<br>and                 | OJY | 0.00% | 4.85 |\n| 25.11.2024 | Response from                            | OJY | 0.00% | 0.10 |\n| 25.11.2024 | Research and Draft                       | OJY | 0.00% | 4.00 |\n| 25.11.2024 | rev. letter by attorney retained by      | MMA | 0.00% | 0.20 |\n\n| 25.11.2024 | rev. final information request to              | MMA | 0.00% | 0.20 |\n|------------|------------------------------------------------|-----|-------|------|\n| 25.11.2024 | rev. additional documents provided by          | MMA | 0.00% | 0.20 |\n| 25.11.2024 | rev. amended information request to            | MMA | 0.00% | 0.30 |\n| 25.11.2024 | Call                                           | MMA | 0.00% | 0.20 |\n| 25.11.2024 | email Luc and Alex re new information obtained | MMA | 0.00% | 0.20 |\n| 25.11.2024 | call with OJA regarding                        | GJ  | 0.00% | 0.50 |\n| 25.11.2024 | rev.<br>letter                                 | HA  | 0.00% | 0.70 |\n| 25.11.2024 | Conf. OJY re: change letter                    | HA  | 0.00% | 0.30 |\n| 25.11.2024 | E-Mail Alex re. change letter                  | HA  | 0.00% | 0.50 |\n| 26.11.2024 | Revision of memo on                            | SSA | 0.00% | 8.70 |\n| 26.11.2024 | Draft: Finalized letter to                     | OJY | 0.00% | 1.00 |\n| 26.11.2024 | Draft:                                         | OJY | 0.00% | 6.65 |\n| 26.11.2024 | rev. and sign letter                           | HA  | 0.00% | 0.50 |\n| 26.11.2024 | rev. final version information request to      | MMA | 0.00% | 0.30 |\n| 26.11.2024 | rev. draft memo                                | HA  | 0.00% | 0.90 |\n| 26.11.2024 | Draft: Letter to                               | OJY | 0.00% | 1.00 |\n| 26.11.2024 | conf OJY re letter to                          | GJ  | 0.00% | 0.10 |\n| 26.11.2024 | conf OJY re addition letter to                 | MMA | 0.00% | 0.10 |\n| 26.11.2024 | review memorandum regarding                    | GJ  | 0.00% | 1.90 |\n| 26.11.2024 | legal research re                              | GJ  | 0.00% | 2.00 |\n| 27.11.2024 | Revision of memo on                            | SSA | 0.00% | 8.85 |\n| 27.11.2024 | Draft: Letter to                               | OJY | 0.00% | 0.30 |\n| 27.11.2024 | Draft:                                         | OJY | 0.00% | 8.90 |\n| 27.11.2024 | Email to                                       | OJY | 0.00% | 0.30 |\n| 27.11.2024 | rev. letter                                    | MMA | 0.00% | 0.10 |\n| 27.11.2024 | conf HA/OJY re letter                          | MMA | 0.00% | 0.20 |\n| 27.11.2024 | rev. letter. conf. OJY                         | HA  | 0.00% | 0.50 |\n| 27.11.2024 | rev. lt                                        | HA  | 0.00% | 0.30 |\n| 27.11.2024 | E-Mail to Luc                                  | HA  | 0.00% | 0.50 |\n| 27.11.2024 | review draft                                   | GJ  | 0.00% | 1.00 |\n| 27.11.2024 | legal research re                              | GJ  | 0.00% | 1.00 |\n| 27.11.2024 | mark-up draft                                  | GJ  | 0.00% | 1.00 |\n| 27.11.2024 | various conf with OJY                          | GJ  | 0.00% | 0.50 |\n| 28.11.2024 | Revision of memo on                            | SSA | 0.00% | 7.50 |\n| 28.11.2024 | Draft                                          | OJY | 0.00% | 5.90 |\n| 28.11.2024 | Letter to                                      | OJY | 0.00% | 0.60 |\n| 28.11.2024 | telephone with OJY regarding                   | GJ  | 0.00% | 0.50 |\n| 28.11.2024 | rev. follow-up letter                          | MMA | 0.00% | 0.30 |\n| 29.11.2024 | Revision of memo on                            | SSA | 0.00% | 8.25 |\n\n![](_page_31_Figure_1.jpeg)\n\n#### **Expenses**\n\n| Date            | Text          | VAT   | Amount CHF |\n|-----------------|---------------|-------|------------|\n| 19.11.2024      | Invoice       | 0.00% | 45.00      |\n| 03.12.2024      | Disbursements | 0.00% | 2'375.50   |\n| Total excl. VAT |               |       | 2'420.50   |\n\nProvider Hours Rate CHF Amount CHF Hayek, Daniel 13.70 750.00 10'275.00 Jany, Oliver 174.85 375.00 65'568.75 Jegher, Gion 25.50 650.00 16'575.00 Meili, Mark 16.90 550.00 9'295.00 Sangiorgio, Shannon 97.50 175.00 17'062.50\n\n328.45 361.65 118'776.25\n\n#### **Details of invoice no. 201334-25-01**\n\nInvoice period: December 1, 2024 – December 31, 2024\n\n#### **Legal Fees**\n\n| Date       | Service                                                                                                                             | Name | VAT   | Hours |\n|------------|-------------------------------------------------------------------------------------------------------------------------------------|------|-------|-------|\n| 01.12.2024 | work on draft                                                                                                                       | GJ   | 0.00% | 6.00  |\n| 02.12.2024 | Letter from                                                                                                                         | OJY  | 0.00% | 0.20  |\n| 02.12.2024 | Draft :                                                                                                                             | OJY  | 0.00% | 7.15  |\n| 02.12.2024 | rev. letter                                                                                                                         | MMA  | 0.00% | 0.20  |\n| 02.12.2024 | conf HA/GJ/OJY re                                                                                                                   | MMA  | 0.00% | 0.30  |\n| 02.12.2024 | Reading of the                                                                                                                      | SSA  | 0.00% | 0.95  |\n| 02.12.2024 | Research re                                                                                                                         | OJY  | 0.00% | 1.10  |\n| 02.12.2024 | conf with OJY re draft<br>; further conf OJY re<br>same                                                                             | GJ   | 0.00% | 2.00  |\n| 02.12.2024 | rev. draft                                                                                                                          | MMA  | 0.00% | 0.50  |\n| 03.12.2024 | E-Mail Luc and Alex                                                                                                                 | HA   | 0.00% | 0.30  |\n| 03.12.2024 | Research re                                                                                                                         | OJY  | 0.00% | 1.10  |\n| 03.12.2024 | review and revise draft email to Luc Despin regarding<br>; conf OJY re<br>same                                                      | GJ   | 0.00% | 0.80  |\n| 04.12.2024 | Preparation re Call                                                                                                                 | OJY  | 0.00% | 2.10  |\n| 04.12.2024 | conf OJY re<br>and answer of Luc Despin;<br>internal conference regarding options; call with PD team<br>and Luc and Alex re options | GJ   | 0.00% | 2.00  |\n| 04.12.2024 | conf OJY re answer                                                                                                                  | MMA  | 0.00% | 0.20  |\n| 04.12.2024 | email Luc and Alex re answer                                                                                                        | MMA  | 0.00% | 0.10  |\n| 04.12.2024 | Memo : re                                                                                                                           | OJY  | 0.00% | 2.80  |\n| 04.12.2024 | Call with OJY reg. memo on                                                                                                          | SSA  | 0.00% | 0.25  |\n| 04.12.2024 | Revision of memo reg.                                                                                                               | SSA  | 0.00% | 2.50  |\n| 04.12.2024 | Call re next steps                                                                                                                  | OJY  | 0.00% | 0.80  |\n| 04.12.2024 | Call with HA, OJY and Luc reg. assets                                                                                               | SSA  | 0.00% | 1.05  |\n| 04.12.2024 | Draft:                                                                                                                              | OJY  | 0.00% | 3.00  |\n| 04.12.2024 | conf HA/GJ/OJY re strategy and next steps                                                                                           | MMA  | 0.00% | 0.50  |\n| 04.12.2024 | Call Luc and Alex re strategy Switzerland                                                                                           | MMA  | 0.00% | 0.80  |\n| 04.12.2024 | prep. call reading and with team                                                                                                    | HA   | 0.00% | 1.00  |\n| 04.12.2024 | Call team Luc and Alex: discuss                                                                                                     | HA   | 0.00% | 1.00  |\n| 05.12.2024 | Revision of memo reg.                                                                                                               | SSA  | 0.00% | 2.95  |\n| 05.12.2024 | Draft:                                                                                                                              | OJY  | 0.00% | 4.30  |\n\n| 05.12.2024 | Research reg.                                                    | SSA | 0.00% | 2.70 |\n|------------|------------------------------------------------------------------|-----|-------|------|\n| 05.12.2024 | Call with Alex Bongrartz                                         | OJY | 0.00% | 0.60 |\n| 05.12.2024 | Reserach: re                                                     | OJY | 0.00% | 2.35 |\n| 05.12.2024 | Call with OJY and Alex reg.                                      | SSA | 0.00% | 0.60 |\n| 05.12.2024 | rev. memo re                                                     | MMA | 0.00% | 0.70 |\n| 05.12.2024 | rev. memo etc.                                                   | HA  | 0.00% | 1.30 |\n| 05 12 2024 | conf OJY regarding                                               | GJ  | 0.00% | 0.50 |\n| 06.12.2024 | Revision of memo reg.                                            | SSA | 0.00% | 4.00 |\n| 06.12.2024 | Draft:                                                           | OJY | 0.00% | 6.60 |\n| 06.12.2024 | Research reg.                                                    | SSA | 0.00% | 3.00 |\n| 06.12.2024 | Research re                                                      | OJY | 0.00% | 2.20 |\n| 06.12.2024 | Call with Alex Bongartz                                          | OJY | 0.00% | 0.60 |\n| 06.12.2024 | legal research regarding<br>; conf OJY                           | GJ  | 0.00% | 1.00 |\n| 09.12.2024 | Research:                                                        | OJY | 0.00% | 7.60 |\n| 09.12.2024 | conf HA/GJ/OJY re                                                | MMA | 0.00% | 0.50 |\n| 09.12.2024 | review and comment draft email of OJY re<br>;email to HA re same | GJ  | 0.00% | 0.80 |\n| 09.12.2024 | rev. draft                                                       | MMA | 0.00% | 0.80 |\n| 10.12.2024 | Research re                                                      | OJY | 0.00% | 4.85 |\n| 10.12.2024 | Revision of memo reg.                                            | SSA | 0.00% | 4.40 |\n| 10.12.2024 | Draft:                                                           | OJY | 0.00% | 4.40 |\n| 10.12.2024 | rev.                                                             | MMA | 0.00% | 1.70 |\n| 10.12.2024 | conf OJY re                                                      | MMA | 0.00% | 0.20 |\n| 10.12.2024 | rev. options andreview of law                                    | HA  | 0.00% | 1.00 |\n| 10.12.2024 | E-Mail to Luc and Alex                                           | HA  | 0.00% | 0.50 |\n| 11.12.2024 | Revision of memo reg.                                            | SSA | 0.00% | 1.25 |\n| 11.12.2024 | Research                                                         | OJY | 0.00% | 2.40 |\n| 11.12.2024 | Draft                                                            | OJY | 0.00% | 3.45 |\n| 11.12.2024 | rev.                                                             | MMA | 0.00% | 0.80 |\n| 12.12.2024 | Revision of memo on                                              | SSA | 0.00% | 0.30 |\n| 12.12.2024 | Draft: alternative Option                                        | OJY | 0.00% | 5.80 |\n| 12.12.2024 | Discussion: re legal options                                     | OJY | 0.00% | 0.50 |\n| 13.12.2024 | Draft: Letter to                                                 | OJY | 0.00% | 3.20 |\n| 13.12.2024 | Research:                                                        | OJY | 0.00% | 3.35 |\n| 13.12.2024 | rev. draft                                                       | MMA | 0.00% | 0.50 |\n| 13.12.2024 | Call with HA, MMA, OJY, Luc and Alex                             | SSA | 0.00% | 0.30 |\n| 13.12.2024 | Meeting with HA, MMA and OJY reg. call with Luc and<br>Alex      | SSA | 0.00% | 0.50 |\n| 13.12.2024 | Discussion re call                                               | OJY | 0.00% | 0.50 |\n\n| 10. 12.2024 | Call. Te flext Steps                                             | UJI | U.UU 70 | 0.40 |\n|-------------|------------------------------------------------------------------|-----|---------|------|\n| 13.12.2024  | rev, memos                                                       | HA  | 0.00%   | 1.00 |\n| 13.12.2024  | perpare call with team                                           | HA  | 0.00%   | 0.50 |\n| 13.12.2024  | Call Luc / Alex                                                  | HA  | 0.00%   | 0.90 |\n| 13.12.2024  | Meeting with HA, MMA, OJY and SSA reg. call with Luc<br>and Alex | GJ  | 0.00%   | 0.50 |\n| 13.12.2024  | Call with HA, MMA, OJY, SSA, Luc and Alex                        | GJ  | 0.00%   | 0.30 |\n| 13.12.2024  | conf HA/GJ/OJY re strategy and legal options Switzerland         | MMA | 0.00%   | 0.50 |\n| 13.12.2024  | call Luc/Alex re next steps                                      | MMA | 0.00%   | 0.50 |\n| 16.12.2024  | Research: re                                                     | OJY | 0.00%   | 0.35 |\n| 16.12.2024  | Draft:                                                           | OJY | 0.00%   | 4.35 |\n| 16.12.2024  | Call:                                                            | OJY | 0.00%   | 0.40 |\n| 16.12.2024  | Draft: Email re Comments                                         | OJY | 0.00%   | 1.90 |\n| 16.12.2024  | Call:                                                            | MMA | 0.00%   | 0.40 |\n| 16.12.2024  | rev. comments Alex on                                            | MMA | 0.00%   | 0.50 |\n| 17.12.2024  | Research reg.                                                    | SSA | 0.00%   | 6.45 |\n| 17.12.2024  | Review: Transfers from Kwok                                      | OJY | 0.00%   | 0.90 |\n| 17.12.2024  | Draft: Answers re Email                                          | OJY | 0.00%   | 2.50 |\n| 17.12.2024  | Call with OJY reg.                                               | SSA | 0.00%   | 0.55 |\n| 17.12.2024  | rev. letter                                                      | MMA | 0.00%   | 0.20 |\n| 17.12.2024  | draft email Alex re                                              | MMA | 0.00%   | 0.40 |\n| 17.12.2024  | draft email Alex re                                              | MMA | 0.00%   | 0.30 |\n| 17.12.2024  | Call: re Email                                                   | OJY | 0.00%   | 0.30 |\n| 18.12.2024  | Draft: Letter to                                                 | OJY | 0.00%   | 3.50 |\n| 18.12.2024  | rev. letter                                                      | HA  | 0.00%   | 1.90 |\n| 18.12.2024  | rev. draft                                                       | MMA | 0.00%   | 0.40 |\n| 19.12.2024  | Draft: English Mashine Translation                               | OJY | 0.00%   | 0.90 |\n| 19.12.2024  | Draft: Draft Letter for                                          | OJY | 0.00%   | 4.90 |\n| 20.12.2024  | Draft: Fınalızıng Submission                                     | OJY | 0.00%   | 3.20 |\n| 20 12 2024  | rev. draft                                                       | MMA | 0.00%   | 0.50 |\n| 20.12.2024  | Review:                                                          | OJY | 0.00%   | 1.90 |\n| 20 12 2024  | Review: Documents                                                | OJY | 0.00%   | 1.30 |\n| 20.12.2024  | conf. HA/OJY re                                                  | MMA | 0.00%   | 0.40 |\n\n| Date | ext                      | VAT   | Amount CHF |\n|------|--------------------------|-------|------------|\n|      | 08.01.2025 Disbursements | 0.00% | 1 296.85   |\n\n#### **Total excl. VAT 1'296.85**\n\n| Provider            | Hours  | Rate CHF | Amount CHF |\n|---------------------|--------|----------|------------|\n| Hayek, Daniel       | 9.40   | 750.00   | 7'050.00   |\n| Jany, Oliver        | 97.75  | 375.00   | 36'656.25  |\n| Jegher, Gion        | 13.90  | 650.00   | 9'035.00   |\n| Meili, Mark         | 11.90  | 550.00   | 6'545.00   |\n| Sangiorgio, Shannon | 31.75  | 175.00   | 5'556.25   |\n|                     | 164.70 | 393.70   | 64'842.50  |","body_zh":"美国破产法院康涅狄格地区布里奇波特分部\n\nx\n\n关于：　：\n：　第 11 章\nHO WAN KWOK（郭文贵）等，　：\n：\n：　案号 22-50073 (JAM)\n债务人。1　：\n：　合并管理\n------------------------------------------------------　x\nPRAGER DREIFUSS AG（Prager Dreifuss股份公司）第三次临时费用申请封面页\n\n临时申请人：　Prager Dreifuss AG\n\n期间：　September 19, 2024 through December 31, 2024\n破产申请提交日期：　February 15, 2022\n聘任命令录入日期：　March 21, 2023 [Docket No. 3034]（自 January\n17, 2024 起生效）。\n请求金额\n费用：\n支出：\n合计：　CHF 277,920.00\nCHF 14,148.35\nCHF 292,068.35　减免\n自愿费用减免：\n自愿支出减免：　无\n无\n此前请求的费用：\n请求费用：\n获准费用：\n已付费用：　CHF 120,011.25\nCHF 120,011.25\nCHF 120,011.252　预付金请求：\n无\n此前请求的支出：\n请求支出：\n获准支出：\n已付支出：　CHF 2,400.20\nCHF 2,400.20\nCHF 2,400.20　支出明细：\n已收预付金：\n每页复印成本及总额：不适用　不适用\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及其他众多别名）（税务识别号码后四位：9595）、Genever Holdings LLC（Genever Holdings有限责任公司）（税务识别号码后四位：8202）及 Genever Holdings Corporation（Genever Holdings股份公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（卢克·A·德斯潘斯），作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n\n2 此外，如下文详述，CHF 170,462.00 的费用及 CHF 12,851.50 的支出此前已根据临时报酬命令（定义见下文）及 Prager 的月度费用报表支付。\n\n月度　费用总额　请求费用　请求　已付费用　已付支出　20% 费用\n\n所涵盖期间\n（100%）　（80%）　支出\n（100%）　暂扣款\n9/19/24 -　CHF 94,301.25　CHF 75,441.00　CHF 10,431.00　CHF 75,441.00　CHF 10,431.00　CHF 18,860.25\n10/31/24\n11/1/24 -　CHF 118,776.25　CHF 95,021.00　CHF 2,420.50　CHF 95,021.00　CHF 2,420.50　CHF 23,755.25\n11/30/24\n12/1/24 -　CHF 64,842.50　CHF 51,874.00　CHF 1,296.85　--　--　CHF 12,968.50\n12/31/24\n合计　CHF 277,920.00　CHF 222,336.00　CHF 14,148.35　CHF 170,462.00　CHF 12,851.50　CHF 55,584.00\n\n费用期间的月度费用请求\n美国破产法院康涅狄格地区布里奇波特分部\n\n------------------------------------------------------　x\n\n关于：　：\n：　第 11 章\nHO WAN KWOK 等，　：\n：　案号 22-50073 (JAM)\n债务人。1　：\n：　合并管理\n\nx\nPRAGER DREIFUSS AG 作为瑞士法律顾问就 September 19, 2024 至 December 31, 2024 期间的报酬及支出偿还提出的第三次临时费用申请\n\n根据 United States Code（《美国法典》）title 11（以下称“Bankruptcy Code（《破产法典》）”）第 105(a)、328、330 及 331 条、Federal Rules of Bankruptcy Procedure（《联邦破产程序规则》）Rule 2016（“Bankruptcy Rules（《破产规则》）”）、United States Bankruptcy Court for the District of Connecticut（康涅狄格地区美国破产法院）的 Local Rules of Bankruptcy Practice and Procedure（《当地破产实务与程序规则》）Rule 2016-1（“Local Rules（《当地规则》）”），以及日期为 August 18, 2023 的《为受聘专业人士的临时报酬和支出偿还确立程序的命令》[Docket No. 2094]（“Interim Compensation Procedures Order（《临时报酬程序命令》）”），Prager Dreifuss AG（“Prager”或“申请人”）作为 Luc A. Despins 以 Ho Wan Kwok 第 11 章案件中获任命的第 11 章受托人（“Trustee（受托人）”）身份行事时的瑞士法律顾问，特此提交本《PRAGER DREIFUSS AG 作为瑞士法律顾问就 September 19, 2024 至 December 31, 2024 期间的报酬及支出偿还提出的第三次临时费用申请》\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及其他众多别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n\n（“申请”）。Prager 通过本申请，请求临时准许其在 September 19, 2024 至 December 31, 2024（含当日）期间（“申请期间”）产生的专业费用。为支持本申请，Prager 谨陈述如下：\n管辖权、审理地点、救济依据及合规情况\n\n1. 本院根据 28 U.S.C. §§ 157 and 1334 以及 United States District Court for the District of Connecticut（康涅狄格地区美国联邦地区法院）的常设移交命令，对本事项具有管辖权。本事项属于 28 U.S.C. § 157(b)(2) 所指的核心程序。根据 28 U.S.C. §§ 1408 and 1409，审理地点适当。\n\n2. 本文所请求救济的法律依据为 Bankruptcy Code 第 330 及 331 条、Bankruptcy Rule 2016 及 Local Rule 2016-1。\n\n3. Prager 认为，本申请连同其附件，实质上符合 Bankruptcy Rules、Local Rule 2016-1 以及《美国受托人审查律师根据 11 U.S.C. § 330 在较大型第 11 章案件中提交的报酬及支出偿还申请的指引》（“U.S. Trustee Guidelines（《美国受托人指引》）”）。2 对于本申请未满足的任何前述要求，Prager 谨请求予以豁免。\n\n- 4. 随附并以引用方式并入本文的证据材料如下：\n\t- 证据材料 A 包含准许本申请的拟议命令。\n\t- 证据材料 B 为计时人员摘要，其中包括在申请期间提供服务的每位 Prager 人员的姓名、每小时计费费率、累计工时及所获费用金额；以及\n\t- 证据材料 C 包含申请期间产生的费用和支出的明细。\n\n2 对于《美国受托人指引》就本第 11 章案件中任何报酬申请的相关性及实体法律效力，Prager 保留一切权利。\n背景\nI. 第 11 章案件\n\n5. On February 15, 2022（“Petition Date（申请日）”），个人债务人在 Connecticut 地区美国破产法院（Bridgeport Division）（“Court（本院）”）根据 Bankruptcy Code 提交了自愿救济申请。\n\n6. On March 21, 2022，United States Trustee（美国受托人）在个人债务人的第 11 章案件中任命了 Official Committee of Unsecured Creditors（无担保债权人正式委员会）（“Committee（委员会）”）。个人债务人的第 11 章案件中尚未任命审查员。\n\n7. On June 15, 2022，本院录入了一份裁决备忘录及命令 [ECF No. 465]（“Trustee Order（《受托人命令》）”），指示美国受托人在个人债务人的第 11 章案件中任命一名第 11 章受托人。\n\n8. 根据《受托人命令》，美国受托人选定 Luc A. Despins 为受托人。On July 8, 2022，本院录入命令，批准任命 Luc A. Despins 为个人债务人第 11 章案件中的受托人。\n\n9. 根据 On March 21, 2024 录入的命令，本院授权在债务人的第 11 章案件中，自 January 17, 2024 起生效，聘任 Prager 担任受托人的瑞士法律顾问 [Docket No. 3034]（“Retention Order（《聘任命令》）”）。《聘任命令》授权 Prager 根据 Bankruptcy Code 第 328 及 330 条、Bankruptcy Rules、Local Rules 以及本院可能指示的命令，按小时获得报酬，并就实际且必要的自付支出获得偿还。根据《聘任命令》，(a) Prager 获授权就支出收取固定费用，金额相当于所收取费用总额的 2%，且 (b) Prager 获授权以 Swiss Francs (CHF) 开具其费用及支出发票，并根据 Interim Compensation Order（《临时报酬命令》）的条款，以 Swiss Francs (CHF) 收取该等费用及支出。\n\n10. On June 24, 2024，Prager 提交其《PRAGER DREIFUSS AG 作为瑞士法律顾问就 January 17, 2024 至 April 30, 2024 期间的报酬及支出偿还提出的第一次临时费用申请》[Docket No. 3281]（“First Interim Fee Application（第一次临时费用申请）”），请求临时准许其在 January 17, 2024 至 April 30, 2024（含当日）期间产生的专业费用。On July 23, 2024，本院准许第一次临时费用申请 [Docket No. 3346]。\n\n11. On October 15, 2024，Prager 提交其《PRAGER DREIFUSS AG 作为瑞士法律顾问就 May 1, 2024 至 September 30, 2024 期间的报酬及支出偿还提出的第二次临时费用申请》[Docket No. 3698]（“Second Interim Fee Application（第二次临时费用申请）”），请求临时准许其在 May 1, 2024 至 September 30, 2024（含当日）期间产生的专业费用。On November 13, 2024，本院准许第二次临时费用申请 [Docket No. 3812]。\nII. 月度费用报表\n\n12. On August 18, 2023，本院录入 Interim Compensation Procedures Order，该命令除其他事项外，批准按月支付 80% 的费用和 100% 的支出的程序。\n\n13. On November 4, 2024，Prager 提交并送达一份月度费用报表 [Docket No. 3780]（“October Fee Statement（十月费用报表）”），请求支付其在 September 19, 2024 至 October 31, 2024 期间所提供服务实际且必要产生的全部费用的 80% 及全部支出的 100%，金额分别为 CHF 75,441.00（CHF 94,301.25 的 80%）及 CHF 10,431.00。针对十月费用报表未提交任何异议。因此，遗产已就十月费用报表向 Prager 支付 CHF 85,872.00 的费用和支出。\n\n14. On December 5, 2024，Prager 提交并送达一份月度费用报表 [Docket No. 3863]（“November Fee Statement（十一月费用报表）”），请求支付其在 November 1, 2024 至 November 30, 2024 期间所提供服务实际且必要产生的全部费用的 80% 及全部支出的 100%，金额分别为 CHF 95,021.00（CHF 118,776.25 的 80%）及 CHF 2,420.50。针对十一月费用报表未提交任何异议。因此，遗产已就十一月费用报表向 Prager 支付 CHF 97,441.50 的费用和支出。\n\n15. On January 22, 2025，Prager 提交并送达一份月度费用报表 [Docket No. 3995]（“December Fee Statement（十二月费用报表）”），请求支付其在 December 1, 2024 至 December 31, 2024 期间所提供服务实际且必要产生的全部费用的 80% 及全部支出的 100%，金额分别为 CHF 51,874.00（CHF 64,842.50 的 80%）及 CHF 1,296.85。对十二月费用报表提出异议的截止日期为 February 12, 2025。因此，截至目前，遗产尚未就十二月费用报表向 Prager 支付费用和支出，但受托人拟根据 Interim Compensation Procedures Order 如此办理。\n准许请求\n\n16. 申请人根据 Bankruptcy Code 第 330 及 331 条，就其在申请期间为受托人提供的法律服务申请报酬。\n\n17. 就申请期间而言，申请人请求准许 CHF 277,920.00 作为已提供服务的报酬，并准许及偿还与该等服务有关而产生的 CHF 14,148.35 支出。申请人在申请期间为本案投入 755.25 小时，折合总体混合费率为 CHF 367.98。\n\n18. 如前所述，Prager Dreifuss AG（普拉格·德赖富斯股份公司）已收到申请期间产生的费用 CHF 170,462.00 及申请期间产生的支出 CHF 12,851.50，因此，Prager 仅请求支付：(a) 12 月费用报表所产生费用的 80% 及支出的 100%，即 CHF 53,170.85，3 以及 (b) 其在申请期间产生的其余 20% 费用，即 CHF 55,584.00。\n\n19. 在整个申请期间，申请人保存记录，以标明处理本事项的每一名专业人员的姓名、就特定问题所花费的时间以及所完成工作的性质。这些记录详细说明了申请人提供的服务，且在该等服务实施的大致同期制作。\n\n20. 随附于本申请并构成本申请一部分的附件 C 是本申请所依据的详细计费报告，其中载明每一名专业人员就债务人破产案件所耗用的时间，逐项列明提供服务的日期，包括每名提供服务人员于各该日期提供服务的摘要、提供该等服务所花费的时间及该等服务的 CHF 价值。作为附件 C 随附的工时明细包含若干删节，以防止披露享有特权或保密的信息。\n\n已提供服务摘要\n\n21. 受托人自 2024 年 1 月 17 日起聘用 Prager，主要协助受托人调查及追回位于瑞士的破产财产。债务人的 chapter 11 案件于 2024 年 7 月 24 日在瑞士获承认后，Prager 继续调查受托人有理由相信位于瑞士的破产财产资产，包括向瑞士多家金融机构提交信息请求，并与瑞士检察官沟通。此外，Prager 一直进行法律研究并编写相关备忘录，其中包括涉及承认及执行本院判决书在瑞士效力的问题。\n\n3 为免生疑义，如未就该费用报表提出异议，破产财产将依照《临时报酬程序命令》，在有关 12 月费用报表的 2025 年 2 月 12 日异议期限届满时支付该金额。\n\n22. Prager 迄今开展的工作具有重要意义，涉及法律研究和动议程序、事实分析、通信及战略意见。该等工作仍在进行中，预计将在适当时候开展更多工作。\n\n此前未提出申请\n\n23. 此前未就所请求的救济提出申请。但是，如前所述，申请期间产生的若干费用和支出已依照《临时报酬程序命令》支付。\n\n报酬的法律依据\n\n24. 本申请请求裁定支付报酬的所有专业服务，均仅代表受托人并与本案中的 chapter 11 案件有关而提供。\n\n25. 申请人谨陈，其服务已凭借开展位于瑞士的破产财产资产调查及寻求追回该等资产等所需的专业知识和技能，使债务人的破产财产受益。请求该等报酬的服务系为受托人并代表受托人而提供。该等服务对于保护及执行债务人破产财产在该等 chapter 11 案件中的权利和利益属必要。Prager 在本案中提供服务的合理价值，以 Prager 对此类事项通常收取的小时费率为基础。\n\n26. 《破产法》第 330 条规定了确定向专业人员支付报酬金额的一般标准。申请人陈述，鉴于所花费的时间、该等服务的性质、范围及价值，并考虑非破产案件中可比服务的成本，申请期间所请求的金额构成对已提供专业服务的合理报酬。\n\n27. 《破产法》第 331 条规定了专业人员的临时报酬，并援引《破产法》第 330 条的实体标准，以规范本院对该等报酬的裁定。《破产法》第 330(a) 条规定，经通知和听证后，本院可以向根据 11 U.S.C. § 327 聘用的专业人员裁定“对已提供的实际、必要服务的合理报酬”及“对实际、必要支出的偿还”。11 U.S.C. § 330(a)(1).4\n\n28. 在确定“合理报酬”的金额时，本院必须考虑服务的性质、范围和价值，并考虑所有相关因素，包括该等服务所花费的时间、该等服务收取的费率、服务是否必要且有益、服务是否在与所处理问题、争点或任务的复杂性、重要性和性质相称的合理时间内完成，以及根据在《破产法》案件以外案件中具有可比技能的执业人员通常收取的报酬，该报酬是否合理。见 11 U.S.C. § 330(a)(3)。本院在确定合理费用裁定时享有“相当大的裁量权”。In re Ahead Communication Systems, Inc., 395 B.R. 512 (D. Conn. 2008)。\n\n4 根据《破产法》第 328(a) 条，经破产法院批准，受托人可根据《破产法》第 327(a) 条“按任何合理的聘用条款和条件聘用专业人员，包括按预付聘金、按小时、按固定费用或百分比费用，或按风险代理费”。11 U.S.C. § 328(a)。\n\n29. 在评估所请求费用的“合理性”时，Second Circuit（第二巡回上诉法院）指出，法院应考虑 Johnson v. Ga. Highway Express, Inc.，5 所列因素，同时纳入“基准计算法”。见 Arbor Hill Concerned Citizens Neighborhood Ass'n v. County of Albany and Albany County Bd. of Elections, 522 F.3d 182, 190 (2d Cir. 2007) (citing Johnson v. Ga. Highway Express, Inc., 488 F.2d 714 (5th Cir.1974), abrogated on other grounds by Blanchard v. Bergeron, 489 U.S. 87, 92–93, 96 (1989))。“基准计算法”计算合理费用时，考虑“合理花费的小时数……乘以合理的小时费率”。见 Hensley v. Eckerhart, 461 U.S. 424, 433 (1983); Gisbrecht v. Barnhart, 535 U.S. 789, 801 (2002); Perdue v. Kenny A., 130 S.Ct. 1662, 1672 (2010); In re Drexel Burnham Lambert Grp., Inc., 133 B.R. 13 (Bankr. S.D.N.Y. 1991)。Johnson 和 In re First Colonial Corp. of Am., 544 F.2d 1291, 1298–99 (5th Cir. 1977) 所列因素已获大多数法院采纳。6 见 In re Nine Assocs., Inc., 76 B.R. 943, 945 (S.D.N.Y. 1987)（采纳 First Colonial/Johnson 分析）；In re Cuisine Magazine, Inc., 61 B.R. 210, 212–13 (Bankr. S.D.N.Y 1986)（同上）；Green v. City of New York, 403 F. Appx. 626, 629 (2d Cir. 2010)（简易命令）；另参见一般论述，3 COLLIER ON BANKRUPTCY ¶ 330.03[9] (Lawrence P. King ed., 16th ed. 2016)（将 First Colonial 和 Johnson 描述为“有关确定合理报酬许可时应考虑因素的主要判例”）。\n\n5 Johnson 的十二项因素为：(1) 所需时间和劳动；(2) 问题的新颖性和难度；(3) 适当提供法律服务所需的技能；(4) 律师因接受案件而无法从事其他工作的情形；(5) 通常费用；(6) 费用是固定还是附条件的；(7) 客户或情势施加的时间限制；(8) 涉及的金额及取得的结果；(9) 律师的经验、声誉和能力；(10) 案件的“不受欢迎程度”；(11) 与客户专业关系的性质和持续时间；以及 (12) 类似案件中的裁定。Johnson, 488 F.2d at 717-19。\n\n6 First Colonial 所阐述的因素最初由 Fifth Circuit（第五巡回上诉法院）在 Johnson 中提出，First Colonial 法院增加了“经济精神”因素，而该因素后来被国会否决。见 Stroock & Stroock & Lavan v. Hillsborough Holdings Corp. (In re Hillsborough Holdings Corp.), 127 F.3d 1398, 1403 (11th Cir. 1997)。\n\n30. 根据《破产法》第 330 条所列因素及适用判例法，Prager 在本申请中请求的金额公平且合理。\n\n法定合规\n\n38. Prager 与任何其他人之间不存在就因本事项中或与本事项有关而提供服务所已收取或将收取的报酬进行分配的协议或谅解。除《破产法》第 504(b) 条和《破产规则》第 2016 条规定者外，Prager 不会以任何形式或方式与任何人分配或同意分配服务报酬，亦不会分享任何其他在本案中提供服务人员的报酬。\n\n权利保留\n\n39. 如申请期间提供服务或产生支出的工时或垫付款项未包含于本申请中，或 Prager 因任何原因未就该等服务请求报酬或偿还，Prager 保留在该等 chapter 11 案件中通过补充申请或日后申请，就该等服务请求报酬和偿还的权利。此外，Prager 不放弃并明确保留其就本申请及所请求的已提供服务和已产生支出金额对任何异议作出回应的权利。\n\n［本页其余部分有意留白。］\n\n因此，Prager 谨请求本院作出一项大体按随附格式的命令，(i) 准许就申请期间提供的专业服务支付 CHF 277,920.00 的临时报酬，并偿还 CHF 14,148.35 的支出，(ii) 授权并指示从破产财产中及时支付尚未支付的费用和支出，(iii) 准许该等已提供专业服务的报酬和付款，且不妨碍 Prager 就已完成服务及已产生支出的全部价值向各破产财产请求进一步报酬和／或付款的权利，以及 (iv) 给予 Prager 其他公正适当的救济。\n\n日期：2025 年 1 月 30 日\n\n签署人：/s/ Daniel Hayek\n\nDaniel Hayek（丹尼尔·哈耶克） PRAGER DREIFUSS AG Mühlebachstrasse 6 CH-8008 Zürich\n\n受托人的瑞士法律顾问\n\n美国康涅狄格联邦地区破产法院布里奇波特分院\n\n关于：\n\nHO WAN KWOK（郭文贵）等，\n\n债务人。1\n\nChapter 11\n\n) ) ) ) ) ) ) )\n\n案号 22-50073 (JAM)\n\n（联合管理）\n\n送达证明\n\n下列签署人特此证明，于本文件日期，*Prager Dreifuss AG, as Swiss Law Counsel, for Compensation and Reimbursement of Expenses for the Period from September 19, 2024 through December 31, 2024 的第三次临时申请*（“本申请”）2 已以电子方式提交。该提交的通知已通过本院电子提交（“CM/ECF”）系统的自动操作，以电子邮件发送给上述 chapter 11 案件的所有当事人；或按照《电子提交通知》中所示，通过邮寄方式发送给无法接受电子提交的任何人士。3 此外，对于未被前述送达涵盖的范围，本申请副本已送达债务人 chapter 11 案件中的二十（20）名最大债权人。当事人可通过本院 CM/ECF 系统查阅该提交文件。\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 及 Miles Kwok，以及其他众多别名）（税务识别号码后四位：9595）、Genever Holdings LLC（Genever控股有限责任公司，税务识别号码后四位：8202）及 Genever Holdings Corporation（Genever控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所），200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 财产的受托人（仅为通知及通信之目的）。\n\n2 本证明中使用但未定义的大写术语，应具有《申请书》中赋予该等术语的含义。\n\n3 如前述文件是在正常营业时间以外提交，则向无法或无资格接受电子通知的收件人进行的邮寄送达，于下一营业日完成。\n\n日期：January 30, 2025\n\nNew York, New York 签字：/s/ G. Alexander Bongartz\n\nG. Alexander Bongartz（临时获准出庭）\nDouglass Barron（临时获准出庭）\nPAUL HASTINGS LLP\n200 Park Avenue\nNew York, New York 10166\n(212) 318-6000\nalexbongartz@paulhastings.com\ndouglassbarron@paulhastings.com\n\n第11章受托人代理律师\n\n案件 22-50073 文件 4018 提交日期 01/30/25 录入日期 01/30/25 15:07:10 第 16 页，共 36 页\n附件 A\n\n拟议命令\n美国破产法院 康涅狄格地区 布里奇波特分院\n\n--------------------------------------------------------------　x\n\n关于：　：\n：\n第11章\nHO WAN KWOK 等，　：\n：\n案件编号 22-50073 (JAM)\n债务人。1　：\n：\n合并管理\n\n[拟议]命令：准许 PRAGER DREIFUSS AG 作为瑞士法律顾问就 2024年9月19日至2024年12月31日期间的报酬及费用偿还提出的第三次临时费用申请\n\nx\n\n经审议 Prager Dreifuss AG（“Prager”）作为 Luc A. Despins 以 Ho Wan Kwok（“债务人”）第11章案件中获任命的第11章受托人（“受托人”）身份的瑞士法律顾问所提出的申请（“申请书”），2 请求临时准许支付 2024年9月19日至2024年12月31日期间的报酬及偿还费用；且已作出充分通知；且已于\n\n____________, 2025 举行听证会，并已适当审议对此作出的任何答复；且已就此显示充分理由，现命令如下：\n\n1. 命令，根据 11 U.S.C. §§ 330 and 331，准许该申请书，并向 Prager 裁定支付 CHF 277,920.00 的报酬及偿还 CHF 14,148.35 的费用，但如所有行政费用未获全额支付，则须作最终调整及返还；并进一步\n\n2. 命令，本命令不修改《聘任命令》；并进一步\n\n3. 命令，授权并指示各财产在本命令之日起十四日内向 Prager 支付 CHF 55,584.00 的费用，即上文第1段获准费用的 20%；并进一步\n\n4. 命令，本院保留管辖权，以审理及裁决因执行本命令而产生的所有事项；并进一步\n\n5. 命令，授权并赋予受托人及 Prager 采取实施本命令所准许救济所必需的一切行动的权力；并进一步\n\n6. 命令，尽管《破产程序规则》6006(d)、7062、9014 或其他规则可能适用，本命令的条款及条件应于录入后立即生效并可执行；并进一步\n\n7. 命令，本命令规定的所有期间均应依《破产程序规则》9006(a)计算。\n\n案件 22-50073 文件 4018 提交日期 01/30/25 录入日期 01/30/25 15:07:10 第 19 页，共 36 页\n附件 B\n工时记录人员汇总\n\n姓名　工时　费率 CHF　金额 CHF\n\nHayek, Daniel　37.2　750.00　27,900.00\nJegher, Gion　46.8　650.00　30,420.00\nMeili, Mark　45.55　550.00　25,052.50\nOliver, Jany　425.25　375.00　159,468.75\nSangiorgio, Shannon　200.45　175.00　35,078.75\n合计　755.25　277,920.00\n\n案件 22-50073 文件 4018 提交日期 01/30/25 录入日期 01/30/25 15:07:10 第 20 页，共 36 页\n附件 C\n\n费用明细\n发票编号 201334-24-17 的详情\n\n发票期间：2024年9月19日 – 2024年10月31日\n法律费用\n\n日期　服务　姓名　增值税　工时\n\n19.09.2024　审阅文件　OJY　0.00%　1.20\n25.09.2024　就同一事项向 OJA 发送附有法律评论文章的电子邮件　GJ　0.00%　0.20\n26.09.2024　审阅　MMA　0.00%　0.70\n01.10.2024　关于……的备忘录　SSA　0.00%　5.90\n01.10.2024　起草信息请求　OJY　0.00%　6.50\n01.10.2024　与 MMA 及 OJY 就关于……的备忘录会面　SSA　0.00%　0.35\n01.10.2024　修订关于……的备忘录　SSA　0.00%　0.10\n01.10.2024　修订关于……的备忘录草案　MMA　0.00%　1.00\n01.10.2024　与 OJY 就请求函举行会议　MMA　0.00%　0.20\n02.10.2024　修订关于……的备忘录　SSA　0.00%　3.15\n02.10.2024　致……的函件　OJY　0.00%　6.35\n02.10.2024　关于……的备忘录　OJY　0.00%　0.20\n02.10.2024　处理函件　HA　0.00%　0.70\n02.10.2024　与 OJY 会议　HA　0.00%　0.50\n02.10.2024　审阅信息请求　MMA　0.00%　0.80\n02.10.2024　HA/SSA 就关于……的备忘录举行会议　MMA　0.00%　0.25\n02.10.2024　审阅电子邮件、致 Luc 的电子邮件　HA　0.00%　0.30\n03.10.2024　修订关于……的备忘录　SSA　0.00%　5.60\n03.10.2024　关于……的已完成信息请求　OJY　0.00%　1.60\n03.10.2024　审阅致……的函件　HA　0.00%　0.30\n03.10.2024　与 OJY 会议，就函件提出意见　HA　0.00%　0.30\n03.10.2024　就函件向 Luc 及 Alex 发送电子邮件　HA　0.00%　0.50\n03.10.2024　OJY　0.00%　1.70\n03.10.2024　关于……的信息请求　OJY　0.00%　2.65\n03.10.2024　与 OJY 就向……提出请求举行会议，向 Luc 及 Alex 发送电子邮件，数据库初步结果　HA　0.00%　0.70\n03.10.2024　审阅 PH 就……提供的信息请求意见　OJY　0.00%　2.30\n03.10.2024　审阅有关……的瑞士法律　GJ　0.00%　1.00\n\n03.10.2024　与 SSA 就……举行会议　GJ　0.00%　0.50\n\n03.10.2024　审阅关于信息请求草案的电子邮件　MMA　0.00%　0.20\n04.10.2024　评估有关……的意见　OJY　0.00%　2.40\n04.10.2024　起草关于……的信息请求　OJY　0.00%　4.35\n04.10.2024　修订关于……的备忘录　MMA　0.00%　1.30\n04.10.2024　与 Luc 及 Alex 就下一步骤通话　OJY　0.00%　0.80\n04.10.2024　指示……　OJY　0.00%　1.00\n04.10.2024　与 OJY 就致……的函件草案举行会议　HA　0.00%　0.50\n04.10.2024　与 Luc 及 Alex 就下一步骤、在……的调查通话　HA　0.00%　0.70\n04.10.2024　通话　HA　0.00%　0.70\n05.10.2024　致……的电子邮件　HA　0.00%　0.10\n05.10.2024　致 Luc 的电子邮件　HA　0.00%　0.10\n05.10.2024　致……的电子邮件　OJY　0.00%　0.20\n07.10.2024　修订关于……的备忘录　SSA　0.00%　5.55\n07.10.2024　完成信息请求　OJY　0.00%　2.55\n07.10.2024　OJY　0.00%　3.60\n07.10.2024　审阅……摘录　HA　0.00%　0.30\n07.10.2024　与 OJY 就……举行会议，以及待起草的电子邮件　HA　0.00%　0.30\n07.10.2024　处理取得终局证明书的动议（地区法院等）　HA　0.00%　0.40\n07.10.2024　与 MMA 就关于……的备忘录会面　SSA　0.00%　0.30\n07.10.2024　HA/SSA 就关于……的备忘录举行会议　MMA　0.00%　0.30\n07.10.2024　与 OJY 就请求函举行会议　MMA　0.00%　0.30\n07.10.2024　与 OJY 就……举行会议　MMA　0.00%　0.20\n08.10.2024　修订关于……的备忘录　SSA　0.00%　1.70\n08.10.2024　信息请求　OJY　0.00%　5.70\n08.10.2024　审阅 Alex 的各种电子邮件并予回复　HA　0.00%　0.50\n08.10.2024　与 OJY 就致……的函件举行会议　HA　0.00%　0.50\n08.10.2024　审阅并回复 Alex 关于费用的电子邮件　HA　0.00%　0.50\n08.10.2024　审阅关于……的备忘录　MMA　0.00%　0.80\n09.10.2024　起草信息请求　OJY　0.00%　3.80\n09.10.2024　审阅……，通话　HA　0.00%　0.30\n09.10.2024　审阅信息请求草案　MMA　0.00%　0.40\n09.10.2024　修订关于……的备忘录　MMA　0.00%　0.80\n10.10.2024　修订备忘录　SSA　0.00%　6.85\n10.10.2024　完成草案及附件　OJY　0.00%　1.55\n10.10.2024　OJY　0.00%　3.70\n\n10.10.2024　与 SSA 就关于……的备忘录举行会议　MMA　0.00%　0.70\n\n11.10.2024　关于……的备忘录　OJY　0.00%　2.70\n11.10.2024　OJY　0.00%　1.10\n14.10.2024　与 OJY 就关于……的备忘录会面　SSA　0.00%　0.80\n14.10.2024　就备忘录举行会议　OJY　0.00%　0.55\n14.10.2024　缩编关于……的备忘录　SSA　0.00%　1.70\n14.10.2024　关于信息请求的函件　OJY　0.00%　1.95\n15.10.2024　信息请求　OJY　0.00%　4.10\n15.10.2024　备忘录　OJY　0.00%　2.65\n15.10.2024　修订关于……的备忘录　SSA　0.00%　0.55\n16.10.2024　完成备忘录　OJY　0.00%　0.70\n16.10.2024　关于……的通话　MMA　0.00%　0.25\n16.10.2024　关于……的更新　OJY　0.00%　2.80\n16.10.2024　Olli 和 Marc 会议：关于通话　HA　0.00%　0.30\n16.10.2024　致 Luc Despins 的电子邮件　HA　0.00%　0.30\n16.10.2024　审阅关于……的备忘录　HA　0.00%　0.90\n16.10.2024　有关……的研究　SSA　0.00%　2.10\n17.10.2024　OJY　0.00%　1.25\n17.10.2024　起草信息请求　OJY　0.00%　6.75\n17.10.2024　法律研究及与 OJY 就……举行会议　GJ　0.00%　1.50\n\n18.10.2024　起草下一批信息请求　OJY　0.00%　6.95\n18.10.2024　关于文件请求的电子邮件，与 OJY 会议　MMA　0.00%　0.25\n20.10.2024　受托人的一般问题　OJY　0.00%　5.60\n21.10.2024　审阅有关关于……的备忘录的意见及问题　SSA　0.00%　0.75\n21.10.2024　受托人的一般问题　OJY　0.00%　7.35\n21.10.2024　与 OJY 就修订备忘录会面　SSA　0.00%　0.80\n21.10.2024　修订有关……的备忘录　SSA　0.00%　4.25\n21.10.2024　审阅并讨论给 Alex 的答复草案　HA　0.00%　0.50\n21.10.2024　与 Luc 及 Alex 就……通话　HA　0.00%　1.00\n21.10.2024　与 HA 及 OJY 就关于……的备忘录会面　SSA　0.00%　0.60\n21.10.2024　更新通话　OJY　0.00%　1.10\n21.10.2024　与 HA、OJY、Luc Despins 及 Alex Bongartz 通话　SSA　0.00%　1.00\n21.10.2024　与 OJY 就受托人关于备忘录的问题举行会议　MMA　0.00%　0.50\n22.10.2024　起草有关较长备忘录的文件　OJY　0.00%　2.85\n22.10.2024　关于……的电子邮件　OJY　0.00%　1.45\n22.10.2024　审阅存储设备内容，与 OJY 会议　HA　0.00%　0.70\n23.10.2024　起草有关备忘录的文件　OJY　0.00%　5.40\n23.10.2024　修订备忘录　SSA　0.00%　0.50\n\n23.10.2024　制作……的概览　SSA　0.00%　0.50\n\n23.10.2024　与 OJY 就……举行会议　MMA　0.00%　0.20\n23.10.2024　与 OJY 就……举行会议　GJ　0.00%　0.50\n\n24.10.2024　制作……的概览　SSA　0.00%　7.55\n24.10.2024　OJY　0.00%　2.30\n24.10.2024　关于……的备忘录　OJY　0.00%　2.75\n24.10.2024　更新通话　OJY　0.00%　0.40\n24.10.2024　审阅 Alex 关于……的电子邮件　MMA　0.00%　0.30\n24.10.2024　HA/OJA 就状态及下一步骤举行会议　MMA　0.00%　0.30\n24.10.2024　与 Paul Hastings 就状态及下一步骤通话　MMA　0.00%　0.50\n24.10.2024　审阅……提供的文件　MMA　0.00%　0.50\n24.10.2024　有关文件请求的通信　MMA　0.00%　0.20\n25.10.2024　制作……的概览　SSA　0.00%　8.30\n25.10.2024　包含新文件的备忘录　OJY　0.00%　6.90\n25.10.2024　法律研究及研究……　GJ　0.00%　2.50\n\n；就此事项与 OJY 举行两次会议\n26.10.2024　关于……向 Luc 发送电子邮件　HA　0.00%　0.50\n28.10.2024　OJY　0.00%　1.00\n28.10.2024　备忘录　OJY　0.00%　3.65\n28.10.2024　HA/OJY 就……举行会议　MMA　0.00%　0.20\n28.10.2024　与 OJY 就审阅电子邮件举行会议　HA　0.00%　0.50\n28.10.2024　与 OJY 就……举行会议　GJ　0.00%　0.50\n\n28.10.2024　致……的函件　OJY　0.00%　1.90\n28.10.2024　OJY　0.00%　0.30\n28.10.2024　起草致……的催告函　OJY　0.00%　0.75\n28.10.2024　审阅文件，通话　HA　0.00%　0.50\n28.10.2024　Alex Bongartz 关于……的电子邮件　MMA　0.00%　0.30\n29.10.2024　催告函　OJY　0.00%　1.10\n29.10.2024　信息请求　OJY　0.00%　1.75\n29.10.2024　关于更新的通话　MMA　0.00%　0.25\n29.10.2024　关于工作流程的更新　OJY　0.00%　1.10\n29.10.2024　关于……的信息请求　OJY　0.00%　3.20\n29.10.2024　与 OJY 就致客户的更新电子邮件举行会议　MMA　0.00%　0.50\n29.10.2024　与 OJY 就更新等事项举行会议　HA　0.00%　0.50\n29.10.2024　OJY　0.00%　1.70\n\n31.10.2024　审阅补充请求函　MMA　0.00%　0.60\n\n31.10.2024　就刑事起诉事宜通话　MMA　0.00%　0.20\n31.10.2024　就补充问题事宜　OJY　0.00%　2.40\n31.10.2024　联邦起诉　OJY　0.00%　0.30\n31.10.2024　就信息请求（RFI）事宜　OJY　0.00%　4.30\n31.10.2024　起草备忘录　OJY　0.00%　1.00\n31.10.2024　制作概览　SSA　0.00%　4.10\n30.10.2024　修订信息请求　MMA　0.00%　0.25\n30.10.2024　MMA就客户对信息请求的意见与OJY召开会议　MMA　0.00%　0.20\n30.10.2024　修订有关备忘录　MMA　0.00%　1.00\n30.10.2024　信息请求反馈　OJY　0.00%　2.05\n30.10.2024　修订信息请求　MMA　0.00%　0.30\n30.10.2024　就信息请求事宜　OJY　0.00%　3.60\n30.10.2024　有关备忘录　OJY　0.00%　1.00\n30.10.2024　校对有关备忘录　SSA　0.00%　0.70\n30.10.2024　信息请求草案　OJY　0.00%　1.80\n30.10.2024　制作概览　SSA　0.00%　7.50\n29.10.2024　审阅有关备忘录　GJ　0.00%　0.70\n29.10.2024　就有关事项致客户电子邮件　MMA　0.00%　1.00\n29.10.2024　就有关事项致客户电子邮件　MMA　0.00%　1.00\n29.10.2024　致Luc和Alex的电子邮件　HA　0.00%　0.20\n\n不含增值税合计 262.10\n费用\n\n日期　文本　增值税　金额（CHF）\n\n04.10.2024　发票　0.00%　45.00\n15.10.2024　发票\n- 咨询费用　0.00%　8'500.00\n01.11.2024　垫付费用　0.00%　1'886.00\n不含增值税合计　10'431.00\n\n服务提供者　小时　费率（CHF）　金额（CHF）\n\nDaniel Hayek（丹尼尔·哈耶克）　14.10　750.00　10'575.00\nOliver Jany（奥利弗·亚尼）　152.65　375.00　57'243.75\nGion Jegher（吉翁·耶格尔）　7.40　650.00　4'810.00\n\nMark Meili（马克·迈利）　16.75　550.00　9'212.50\n\nShannon Sangiorgio（香农·桑焦尔焦）　71.20　175.00　12'460.00\n262.10　359.80　94'301.25\n发票编号 201334-24-18 的明细\n\n发票期间：November 1, 2024 – November 30, 2024\n律师费\n\n日期　服务　姓名　增值税　小时\n\n01.11.2024　起草：致的第二份信息请求　OJY　0.00%　0.60\n01.11.2024　起草：致的信息请求　OJY　0.00%　3.95\n01.11.2024　起草：补充问题　OJY　0.00%　2.25\n01.11.2024　起草：函件　OJY　0.00%　0.65\n01.11.2024　HA与OJY就向提出的不同请求及反馈召开会议　HA　0.00%　0.50\n01.11.2024　修订对信息请求的答复　MMA　0.00%　0.20\n01.11.2024　修订函件　MMA　0.00%　0.20\n01.11.2024　修订致Luc的电子邮件　HA　0.00%　0.20\n01.11.2024　起草：致的有关信息请求　OJY　0.00%　2.30\n01.11.2024　修订致的补充函件草案　MMA　0.00%　0.20\n01.11.2024　修订信息请求草案　MMA　0.00%　0.30\n01.11.2024　处理　HA　0.00%　0.20\n01.11.2024　修订并评论致及的函件　HA　0.00%　0.20\n04.11.2024　起草：致的信息请求及致的第二份信息请求　OJY　0.00%　1.00\n04.11.2024　起草：有关信息请求　OJY　0.00%　5.65\n04.11.2024　最终审阅函件　MMA　0.00%　0.60\n04.11.2024　修订并评论函件　HA　0.00%　0.40\n04.11.2024　修订并评论致的函件　HA　0.00%　0.70\n04.11.2024　通话：　OJY　0.00%　0.20\n04.11.2024　MMA与HA/OJY就有关事项召开会议　MMA　0.00%　0.30\n04.11.2024　通话　MMA　0.00%　0.10\n04.11.2024　MMA与OJY就工作流状态召开会议　MMA　0.00%　0.10\n04.11.2024　起草：法律依据　OJY　0.00%　1.15\n05.11.2024　起草：有关第二份信息请求　OJY　0.00%　3.25\n05.11.2024　处理　HA　0.00%　0.50\n05.11.2024　通话　HA　0.00%　0.70\n05.11.2024　通话　MMA　0.00%　0.70\n05.11.2024　通话：　OJY　0.00%　0.70\n05.11.2024　起草：法律依据　OJY　0.00%　2.80\n05.11.2024　修订有关信息请求　MMA　0.00%　0.80\n05.11.2024　电子邮件：有关第二份信息请求及更新　OJY　0.00%　0.35\n05.11.2024　研究：有关事项　OJY　0.00%　2.45\n\n06.11.2024　修改致的函件草案　MMA　0.00%　0.40\n\n06.11.2024　就致的函件与Alex通话　MMA　0.00%　0.20\n06.11.2024　MMA与OJY就致的函件召开会议　MMA　0.00%　0.10\n07.11.2024　起草：有关信息请求的翻译　OJY　0.00%　3.45\n07.11.2024　起草：致的补充函件　OJY　0.00%　3.35\n07.11.2024　起草：后续问题备忘录　OJY　0.00%　2.20\n07.11.2024　修订致的函件　MMA　0.00%　0.50\n07.11.2024　通话：与Alex通话　OJY　0.00%　0.25\n08.11.2024　起草：致及的函件　OJY　0.00%　2.20\n08.11.2024　起草：后续问题备忘录　OJY　0.00%　5.75\n09.11.2024　起草：有关补充问题的备忘录　OJY　0.00%　6.10\n09.11.2024　审阅OJY电子邮件　GJ　0.00%　0.50\n09.11.2024　有关事项的法律研究　GJ　0.00%　1.80\n09.11.2024　致OJY电子邮件　GJ　0.00%　0.20\n11.11.2024　有关事项的研究　SSA　0.00%　4.80\n11.11.2024　起草有关后续事项的备忘录　OJY　0.00%　4.55\n11.11.2024　起草有关事项　OJY　0.00%　4.75\n11.11.2024　修订有关补充信息请求的函件　MMA　0.00%　0.25\n11.11.2024　HA与OJY就备忘录及等的回复召开会议　HA　0.00%　0.50\n12.11.2024　有关事项的研究　SSA　0.00%　2.60\n12.11.2024　研究：补充文件　OJY　0.00%　4.00\n12.11.2024　修订致的信息请求草案　MMA　0.00%　0.40\n12.11.2024　SSA与HA及OJY就有关事项举行会议　SSA　0.00%　1.00\n12.11.2024　修订致的信息请求　SSA　0.00%　1.15\n12.11.2024　起草：致的信息请求　OJY　0.00%　3.20\n12.11.2024　修订补充信息　MMA　0.00%　0.40\n12.11.2024　电子邮件：致PH　OJY　0.00%　0.50\n12.11.2024　研究：　OJY　0.00%　1.15\n12.11.2024　与Luc Despins（卢克·德斯平）通话　HA　0.00%　0.50\n12.11.2024　修订致的函件草案　HA　0.00%　1.00\n12.11.2024　MMA与HA/LCH/OYA/SSA就有关事项召开会议　MMA　0.00%　0.50\n12.11.2024　SSA与HA、GJ、MMA和OJY就有关事项通话　SSA　0.00%　0.50\n12.11.2024　GJ与HA、MMA、OJY和SSA就有关事项通话　GJ　0.00%　0.50\n13.11.2024　修订致的信息请求　MMA　0.00%　0.40\n13.11.2024　有关事项的研究　SSA　0.00%　7.20\n13.11.2024　起草有关信息请求　OJY　0.00%　2.85\n13.11.2024　有关事项的研究　OJY　0.00%　1.35\n13.11.2024　与OJY就有关事项通话　SSA　0.00%　0.45\n\n13.11.2024　有关文件审阅　OJY　0.00%　0.70\n\n13.11.2024　起草致的第三份信息请求　OJY　0.00%　2.40\n13.11.2024　MMA与OJA就补充请求召开会议　MMA　0.00%　0.10\n13.11.2024　MMA与OJA就状态召开会议　MMA　0.00%　0.10\n13.11.2024　修订致的最终函件　MMA　0.00%　0.40\n13.11.2024　修订致的函件　HA　0.00%　0.50\n13.11.2024　修订Oli有关事项的电子邮件　HA　0.00%　0.20\n14.11.2024　有关事项的研究　SSA　0.00%　8.40\n14.11.2024　审阅：文件　OJY　0.00%　1.25\n14.11.2024　起草：致的第三份信息请求　OJY　0.00%　1.95\n14.11.2024　MMA与HA就有关事项召开会议　MMA　0.00%　0.50\n14.11.2024　MMA与OJA就函件召开会议　MMA　0.00%　0.50\n14.11.2024　Luc就函件的电子邮件　MMA　0.00%　0.25\n14.11.2024　修订函件　MMA　0.00%　0.20\n14.11.2024　MMA与OJA就状态召开会议　MMA　0.00%　0.10\n14.11.2024　MMA与OJA就状态召开会议　MMA　0.00%　0.10\n15.11.2024　有关事项的研究　SSA　0.00%　10.15\n15.11.2024　起草：函件　OJY　0.00%　1.45\n15.11.2024　起草：函件　OJY　0.00%　5.50\n15.11.2024　修订致的最终函件　MMA　0.00%　0.10\n15.11.2024　修订致的最终函件　MMA　0.00%　0.10\n15.11.2024　就致的后续事项向Alex发送电子邮件　MMA　0.00%　0.10\n15.11.2024　MMA与HA/GJ/OJA就有关事项召开会议　MMA　0.00%　0.40\n15.11.2024　有关事项的法律研究　GJ　0.00%　4.00\n\n15.11.2024　研究：　OJY　0.00%　0.55\n15.11.2024　有关事项的研究　SSA　0.00%　0.15\n15.11.2024　审阅文件　OJY　0.00%　1.55\n15.11.2024　修订后续请求　MMA　0.00%　0.30\n15.11.2024　修订有关备忘录　MMA　0.00%　0.70\n15.11.2024　MMA与OJA/SSA就有关事项召开会议　MMA　0.00%　0.25\n15.11.2024　与OJY通话　GJ　0.00%　0.40\n15.11.2024　与HA、MME和OJY通话　GJ　0.00%　0.40\n15.11.2024　致Luc Despins的电子邮件　GJ　0.00%　0.20\n\n18.11.2024　有关事项的研究　SSA　0.00%　7.35\n\n18.11.2024　有关事项的讨论　OJY　0.00%　2.35\n\n18.11.2024　有关事项的研究　OJY　0.00%　5.40\n18.11.2024　修订后续函件的最终版本　MMA　0.00%　0.25\n18.11.2024　起草：致的函件　OJY　0.00%　0.70\n18.11.2024　HA与GJ及团队就有关事项召开会议　HA　0.00%　1.70\n18.11.2024　请求　OJY　0.00%　0.35\n19.11.2024　有关事项的研究　SSA　0.00%　3.55\n19.11.2024　研究：有关事项　OJY　0.00%　7.65\n19.11.2024　起草：致的函件　OJY　0.00%　1.40\n19.11.2024　修订函件　MMA　0.00%　0.20\n19.11.2024　修订后续草案　MMA　0.00%　0.25\n19.11.2024　就有关事项与Alex Bongartz（亚历克斯·邦加茨）通话　MMA　0.00%　0.20\n19.11.2024　修订有关备忘录　SSA　0.00%　5.00\n20.11.2024　修订有关备忘录　SSA　0.00%　4.50\n20.11.2024　起草：有关备忘录　OJY　0.00%　6.20\n20.11.2024　起草：有关补充信息请求　OJY　0.00%　1.45\n20.11.2024　通话　OJY　0.00%　0.30\n20.11.2024　修订函件　MMA　0.00%　0.20\n20.11.2024　与OJY召开会议　HA　0.00%　0.40\n20.11.2024　起草有关函件　OJY　0.00%　1.35\n20.11.2024　修订后续事项　MMA　0.00%　0.50\n20.11.2024　就有关事项向Alex发送电子邮件　MMA　0.00%　0.25\n20.11.2024　修订答复函件草案　MMA　0.00%　0.20\n20.11.2024　修订备忘录　HA　0.00%　1.00\n20.11.2024　修订Alex有关答复函件的电子邮件　MMA　0.00%　0.20\n20.11.2024　电话　HA　0.00%　0.30\n21.11.2024　起草及函件，包括翻译　OJY　0.00%　7.00\n21.11.2024　MMA与OJY就信息请求状态召开会议　MMA　0.00%　0.30\n21.11.2024　MMA与OJY就有关事项召开会议　MMA　0.00%　0.20\n21.11.2024　就有关事项向Alex发送电子邮件　MMA　0.00%　0.10\n21.11.2024　就有关事项向Alex发送电子邮件　MMA　0.00%　0.10\n22.11.2024　起草致及的函件　OJY　0.00%　4.80\n22.11.2024　MMA与HA/OJY就的状态召开会议　MMA　0.00%　0.30\n22.11.2024　就函件向Alex发送电子邮件　MMA　0.00%　0.10\n22.11.2024　修订答复函件　MMA　0.00%　0.20\n25.11.2024　修订有关备忘录　SSA　0.00%　7.40\n25.11.2024　起草：致及的函件　OJY　0.00%　4.85\n25.11.2024　来自的答复　OJY　0.00%　0.10\n25.11.2024　研究及起草　OJY　0.00%　4.00\n25.11.2024　修订由所聘律师出具的函件　MMA　0.00%　0.20\n\n25.11.2024　修订致的最终信息请求　MMA　0.00%　0.20\n\n25.11.2024　修订由提供的补充文件　MMA　0.00%　0.20\n25.11.2024　修订致的经修改信息请求　MMA　0.00%　0.30\n25.11.2024　通话　MMA　0.00%　0.20\n25.11.2024　就新获得的信息致Luc和Alex电子邮件　MMA　0.00%　0.20\n25.11.2024　与OJA就有关事项通话　GJ　0.00%　0.50\n25.11.2024　修订函件　HA　0.00%　0.70\n25.11.2024　HA与OJY就修改函件召开会议　HA　0.00%　0.30\n25.11.2024　就修改函件致Alex电子邮件　HA　0.00%　0.50\n26.11.2024　修订有关备忘录　SSA　0.00%　8.70\n26.11.2024　起草：致的最终定稿函件　OJY　0.00%　1.00\n26.11.2024　起草：　OJY　0.00%　6.65\n26.11.2024　修订并签署函件　HA　0.00%　0.50\n26.11.2024　修订致的信息请求最终版本　MMA　0.00%　0.30\n26.11.2024　修订备忘录草案　HA　0.00%　0.90\n26.11.2024　起草：致的函件　OJY　0.00%　1.00\n26.11.2024　GJ与OJY就致的函件召开会议　GJ　0.00%　0.10\n26.11.2024　MMA与OJY就致的补充函件召开会议　MMA　0.00%　0.10\n26.11.2024　审阅有关备忘录　GJ　0.00%　1.90\n26.11.2024　有关事项的法律研究　GJ　0.00%　2.00\n27.11.2024　修订有关备忘录　SSA　0.00%　8.85\n27.11.2024　起草：致的函件　OJY　0.00%　0.30\n27.11.2024　起草：　OJY　0.00%　8.90\n27.11.2024　致的电子邮件　OJY　0.00%　0.30\n27.11.2024　修订函件　MMA　0.00%　0.10\n27.11.2024　MMA与HA/OJY就函件召开会议　MMA　0.00%　0.20\n27.11.2024　修订函件；与OJY召开会议　HA　0.00%　0.50\n27.11.2024　修订函件　HA　0.00%　0.30\n27.11.2024　致Luc的电子邮件　HA　0.00%　0.50\n27.11.2024　审阅草案　GJ　0.00%　1.00\n27.11.2024　有关事项的法律研究　GJ　0.00%　1.00\n27.11.2024　标注草案　GJ　0.00%　1.00\n27.11.2024　与OJY进行多次会议　GJ　0.00%　0.50\n28.11.2024　修订有关备忘录　SSA　0.00%　7.50\n28.11.2024　起草　OJY　0.00%　5.90\n28.11.2024　致的函件　OJY　0.00%　0.60\n28.11.2024　与OJY就有关事项电话沟通　GJ　0.00%　0.50\n28.11.2024　修订后续函件　MMA　0.00%　0.30\n29.11.2024　修订有关备忘录　SSA　0.00%　8.25\n\n费用\n\n日期　文本　增值税　金额（CHF）\n\n19.11.2024　发票　0.00%　45.00\n03.12.2024　垫付费用　0.00%　2'375.50\n不含增值税合计　2'420.50\n\n服务提供者　小时　费率（CHF）　金额（CHF）　Daniel Hayek　13.70　750.00　10'275.00　Oliver Jany　174.85　375.00　65'568.75　Gion Jegher　25.50　650.00　16'575.00　Mark Meili　16.90　550.00　9'295.00　Shannon Sangiorgio　97.50　175.00　17'062.50\n\n328.45　361.65　118'776.25\n发票编号 201334-25-01 的明细\n\n发票期间：December 1, 2024 – December 31, 2024\n律师费\n\n日期　服务　姓名　增值税　小时\n\n01.12.2024　处理草案　GJ　0.00%　6.00\n02.12.2024　来自的函件　OJY　0.00%　0.20\n02.12.2024　起草：　OJY　0.00%　7.15\n02.12.2024　修订函件　MMA　0.00%　0.20\n02.12.2024　MMA与HA/GJ/OJY就有关事项召开会议　MMA　0.00%　0.30\n02.12.2024　阅读　SSA　0.00%　0.95\n02.12.2024　有关事项的研究　OJY　0.00%　1.10\n02.12.2024　GJ与OJY就草案召开会议；OJY就同一事项进一步召开会议　GJ　0.00%　2.00\n02.12.2024　修订草案　MMA　0.00%　0.50\n03.12.2024　致Luc和Alex的电子邮件　HA　0.00%　0.30\n03.12.2024　有关事项的研究　OJY　0.00%　1.10\n03.12.2024　审阅并修订致Luc Despin的电子邮件草案，内容有关；OJY就同一事项召开会议　GJ　0.00%　0.80\n04.12.2024　准备有关通话　OJY　0.00%　2.10\n04.12.2024　GJ与OJY就及Luc Despin的答复召开会议；就选项进行内部会议；与PD团队及Luc和Alex就选项通话　GJ　0.00%　2.00\n04.12.2024　MMA与OJY就答复召开会议　MMA　0.00%　0.20\n04.12.2024　就答复致Luc和Alex电子邮件　MMA　0.00%　0.10\n04.12.2024　备忘录：有关事项　OJY　0.00%　2.80\n04.12.2024　与OJY就有关备忘录通话　SSA　0.00%　0.25\n04.12.2024　修订有关备忘录　SSA　0.00%　2.50\n04.12.2024　就下一步措施通话　OJY　0.00%　0.80\n04.12.2024　SSA与HA、OJY和Luc就资产通话　SSA　0.00%　1.05\n04.12.2024　起草：　OJY　0.00%　3.00\n04.12.2024　MMA与HA/GJ/OJY就策略和下一步措施召开会议　MMA　0.00%　0.50\n04.12.2024　与Luc和Alex就瑞士策略通话　MMA　0.00%　0.80\n04.12.2024　准备通话、阅读并与团队沟通　HA　0.00%　1.00\n04.12.2024　与Luc和Alex团队通话：讨论　HA　0.00%　1.00\n05.12.2024　修订有关备忘录　SSA　0.00%　2.95\n05.12.2024　起草：　OJY　0.00%　4.30\n\n05.12.2024　有关事项的研究　SSA　0.00%　2.70\n\n05.12.2024　与Alex Bongrartz（亚历克斯·邦格拉茨）通话　OJY　0.00%　0.60\n05.12.2024　研究：关于　OJY　0.00%　2.35\n05.12.2024　与OJY及Alex就相关事项通话　SSA　0.00%　0.60\n05.12.2024　审阅关于事项的备忘录　MMA　0.00%　0.70\n05.12.2024　审阅备忘录等　HA　0.00%　1.30\n05.12.2024　与OJY就相关事项商议　GJ　0.00%　0.50\n06.12.2024　修订关于事项的备忘录　SSA　0.00%　4.00\n06.12.2024　起草：　OJY　0.00%　6.60\n06.12.2024　关于事项的研究　SSA　0.00%　3.00\n06.12.2024　关于事项的研究　OJY　0.00%　2.20\n06.12.2024　与Alex Bongartz（亚历克斯·邦加茨）通话　OJY　0.00%　0.60\n06.12.2024　关于事项的法律研究；与OJY商议　GJ　0.00%　1.00\n09.12.2024　研究：　OJY　0.00%　7.60\n09.12.2024　HA/GJ/OJY就相关事项商议　MMA　0.00%　0.50\n09.12.2024　审阅并评论OJY关于事项的电子邮件草稿；就同一事项向HA发送电子邮件　GJ　0.00%　0.80\n09.12.2024　审阅草稿　MMA　0.00%　0.80\n10.12.2024　关于事项的研究　OJY　0.00%　4.85\n10.12.2024　修订关于事项的备忘录　SSA　0.00%　4.40\n10.12.2024　起草：　OJY　0.00%　4.40\n10.12.2024　审阅　MMA　0.00%　1.70\n10.12.2024　与OJY就相关事项商议　MMA　0.00%　0.20\n10.12.2024　审阅方案及法律　HA　0.00%　1.00\n10.12.2024　向Luc（卢克）和Alex发送电子邮件　HA　0.00%　0.50\n11.12.2024　修订关于事项的备忘录　SSA　0.00%　1.25\n11.12.2024　研究　OJY　0.00%　2.40\n11.12.2024　起草　OJY　0.00%　3.45\n11.12.2024　审阅　MMA　0.00%　0.80\n12.12.2024　修订关于事项的备忘录　SSA　0.00%　0.30\n12.12.2024　起草：替代方案　OJY　0.00%　5.80\n12.12.2024　讨论：法律方案　OJY　0.00%　0.50\n13.12.2024　起草：致函　OJY　0.00%　3.20\n13.12.2024　研究：　OJY　0.00%　3.35\n13.12.2024　审阅草稿　MMA　0.00%　0.50\n13.12.2024　与HA、MMA、OJY、Luc和Alex通话　SSA　0.00%　0.30\n13.12.2024　与HA、MMA和OJY举行会议，讨论与Luc和Alex的通话　SSA　0.00%　0.50\n13.12.2024　讨论通话　OJY　0.00%　0.50\n\n10.12.2024　通话：后续步骤　UJI　0.00%　0.40\n\n13.12.2024　审阅备忘录　HA　0.00%　1.00\n13.12.2024　准备与团队通话　HA　0.00%　0.50\n13.12.2024　与Luc / Alex通话　HA　0.00%　0.90\n13.12.2024　与HA、MMA、OJY和SSA举行会议，讨论与Luc和Alex的通话　GJ　0.00%　0.50\n13.12.2024　与HA、MMA、OJY、SSA、Luc和Alex通话　GJ　0.00%　0.30\n13.12.2024　HA/GJ/OJY就瑞士策略及法律方案商议　MMA　0.00%　0.50\n13.12.2024　与Luc/Alex就后续步骤通话　MMA　0.00%　0.50\n16.12.2024　研究：关于　OJY　0.00%　0.35\n16.12.2024　起草：　OJY　0.00%　4.35\n16.12.2024　通话：　OJY　0.00%　0.40\n16.12.2024　起草：关于意见的电子邮件　OJY　0.00%　1.90\n16.12.2024　通话：　MMA　0.00%　0.40\n16.12.2024　审阅Alex关于事项的意见　MMA　0.00%　0.50\n17.12.2024　关于事项的研究　SSA　0.00%　6.45\n17.12.2024　审阅：来自Kwok（郭文贵）的转账　OJY　0.00%　0.90\n17.12.2024　起草：关于电子邮件的答复　OJY　0.00%　2.50\n17.12.2024　与OJY就相关事项通话　SSA　0.00%　0.55\n17.12.2024　审阅信函　MMA　0.00%　0.20\n17.12.2024　起草致Alex的关于事项电子邮件　MMA　0.00%　0.40\n17.12.2024　起草致Alex的关于事项电子邮件　MMA　0.00%　0.30\n17.12.2024　通话：关于电子邮件　OJY　0.00%　0.30\n18.12.2024　起草：致函　OJY　0.00%　3.50\n18.12.2024　审阅信函　HA　0.00%　1.90\n18.12.2024　审阅草稿　MMA　0.00%　0.40\n19.12.2024　起草：英文机器翻译　OJY　0.00%　0.90\n19.12.2024　起草：致函草稿　OJY　0.00%　4.90\n20.12.2024　起草：最终确定提交材料　OJY　0.00%　3.20\n20.12.2024　审阅草稿　MMA　0.00%　0.50\n20.12.2024　审阅：　OJY　0.00%　1.90\n20.12.2024　审阅：文件　OJY　0.00%　1.30\n20.12.2024　HA/OJY就相关事项商议　MMA　0.00%　0.40\n\n日期　文本　增值税　金额 CHF\n\n08.01.2025　支出　0.00%　1 296.85\n不含增值税合计　1'296.85\n\n服务提供者　小时　费率 CHF　金额 CHF\n\nHayek, Daniel（丹尼尔·哈耶克）　9.40　750.00　7'050.00\nJany, Oliver（奥利弗·雅尼）　97.75　375.00　36'656.25\nJegher, Gion（吉翁·耶格）　13.90　650.00　9'035.00\nMeili, Mark（马克·迈利）　11.90　550.00　6'545.00\nSangiorgio, Shannon（香农·桑焦尔焦）　31.75　175.00　5'556.25\n164.70　393.70　64'842.50","key_entities":["Kwok","Ho Wan Kwok","Je","Despins","Guo","Paul Hastings","Miles Guo","Luc Despins","CIPA"],"ecf_references":[{"doc_number":465,"court":"CTB"}],"word_count":11090,"status":"published","published_at":"2025-01-30 00:00:00","created_at":"2025-01-30","updated_at":"2026-08-23 21:34:43"}