{"id":"court_ctb_404_0","court":"CTB","case_no":"22-50073","doc_number":404,"sub_number":0,"doc_type":"ORDER","filed_date":null,"title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION In re:","summary_zh":null,"summary_en":null,"body_en":"### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\nIn re:\n\nHo Wan Kwok<sup>1</sup>\n\nChapter 11 Case No.\n\nCase No. 22-50073 (JAM)\n\nDebtor.\n\nMay 20, 2022\n\n# **PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.'S EXHIBIT LIST RE MOTION TO DISMISS CHAPTER 11 CASE OR, IN THE ALTERNATIVE, PARTIAL JOINDER TO UNITED STATES TRUSTEE'S MOTION FOR AN ORDER DIRECTING THE APPOINTMENT OF A CHAPTER 11 TRUSTEE**\n\nIn accordance with the Court's *Scheduling Order on Motion to Dismiss* [Dkt. No. 274]\n\nand the status conference held on April 27, 2022 and in advance of the May 25, 2022 hearing on\n\n*Pacific Alliance Asia Opportunity Fund L.P.'s Motion to Dismiss Chapter 11 Case or, in the*\n\n*Alternative, Partial Joinder to United States Trustee's Motion for an Order Directing the*\n\n*Appointment of a Chapter 11 Trustee* [Dkt. No. 183] (the \"Motion to Dismiss\"), Pacific Alliance\n\nAsia Opportunity Fund L.P. (\"PAX\") respectfully submits its Exhibit List:\n\n## **EXHIBIT LIST**\n\n| PAX NO. | EXHIBIT DESCRIPTION                                                                                                                                                                   | DATE     | BATES RANGE | Doc. No. |\n|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------|-------------|----------|\n| PAX 01  | Transcript of April 27, 2022<br>Hearing                                                                                                                                               | 04/27/22 | N/A         | N/A      |\n| PAX 02  | Declaration of Ho Wan Kwok In<br>Support of the Chapter 11 Case<br>and Certain Motions                                                                                                | 03/20/22 | N/A         | 107      |\n| PAX 03  | Global Notes and Statements of<br>Limitations, Methodology, and<br>Disclaimers Regarding the<br>Debtor's Schedules of Assets and<br>Liabilities and Statement of<br>Financial Affairs | 03/09/22 | N/A         | 77       |\n\n<sup>1</sup> The last four digits of the Debtor's taxpayer identification number are 9595.\n\n| PAX NO. | EXHIBIT DESCRIPTION                                                                                               | DATE     | BATES RANGE  | Doc. No. |\n|---------|-------------------------------------------------------------------------------------------------------------------|----------|--------------|----------|\n| PAX 04  | Debtor's Schedules                                                                                                | 03/09/22 | N/A          | 78       |\n| PAX 05  | Declaration About Individual<br>Debtor's Schedules                                                                | 03/09/22 | N/A          | 79       |\n| PAX 06  | Debtor's Application for<br>Authorization to Retain and<br>Employ Verdolino & Lowey,<br>P.C. as Financial Advisor | 03/16/22 | N/A          | 90       |\n| PAX 07  | Transcript of the 341 Meeting of<br>Creditors (Part I)                                                            | 03/21/22 | N/A          | N/A      |\n| PAX 08  | Transcript of the 341 Meeting of<br>Creditors (Part II)                                                           | 04/06/22 | N/A          | N/A      |\n| PAX 09  | Monthly Operating Report for<br>Period Ending 02/28/2022                                                          | 03/22/22 | N/A          | 120      |\n| PAX 10  | Supplement to the February 2022<br>Monthly Operating Report                                                       | 03/22/22 | N/A          | 120-1    |\n| PAX 11  | Monthly Operating Report for<br>Period Ending 03/31/2022                                                          | 04/20/22 | N/A          | 242      |\n| PAX 12  | May 2, 2022 Email from UST to<br>Brown Rudnick                                                                    | 05/02/22 | N/A          | N/A      |\n| PAX 13  | Accrued Professional Fee<br>Schedule                                                                              | N/A      | N/A          | N/A      |\n| PAX 14  | Jalbert Dep. Ex. 18: March 23,<br>2022 Email from Verdolino &<br>Lowey, P.C.                                      | 03/23/22 | KWOK00001820 | N/A      |\n| PAX 15  | Summary of Living Expenses<br>(February 2022 MOR)                                                                 | N/A      | N/A          | N/A      |\n| PAX 16  | Summary of Living Expenses<br>(March 2022 MOR)                                                                    | N/A      | N/A          | N/A      |\n| PAX 17  | April 26, 2019 Hearing<br>Transcript, PAX v. Kwok, Index.<br>No. 652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 331         | 04/26/19 | N/A          | N/A      |\n| PAX 18  | October 15, 2020 Hearing<br>Transcript, PAX v. Kwok, Index.<br>No. 652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 647       | 10/15/20 | N/A          | N/A      |\n| PAX 19  | April 30, 2021 Hearing<br>Transcript, PAX v. Kwok, Index.<br>No. 652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 837         | 04/30/21 | N/A          | N/A      |\n| PAX 20  | May 27, 2021 Hearing<br>Transcript, PAX v. Kwok, Index.<br>No. 652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 833           | 05/27/21 | N/A          | N/A      |\n| PAX 21  | July 21, 2021 Hearing Transcript,<br>PAX v. Kwok, Index. No.<br>652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 898          | 07/21/21 | N/A          | N/A      |\n\n| PAX NO. | EXHIBIT DESCRIPTION                                                                                                                                                                                                                                       | DATE     | BATES RANGE | Doc. No. |\n|---------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------|-------------|----------|\n| PAX 22  | January 14, 2022 Hearing<br>Transcript, PAX v. Kwok, Index.<br>No. 652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 1120                                                                                                                                              | 01/14/22 | N/A         | N/A      |\n| PAX 23  | Decision and Order on Motion,<br>PAX v. Kwok, Index. No.<br>652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 549                                                                                                                                                      | 09/15/20 | N/A         | N/A      |\n| PAX 24  | Decision and Order on Motion,<br>PAX v. Kwok, Index. No.<br>652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 728                                                                                                                                                      | 03/16/21 | N/A         | N/A      |\n| PAX 25  | Decision and Order on Motion,<br>PAX v. Kwok, Index. No.<br>652077/2017 (N.Y. Sup. Ct.),<br>Dkt. 1181                                                                                                                                                     | 02/09/22 | N/A         | N/A      |\n| PAX 26  | Transcript of Craig Jalbert<br>Deposition                                                                                                                                                                                                                 | 04/08/22 | N/A         | N/A      |\n| PAX 27  | Rule 1006 Summary Re:<br>Litigation Claims                                                                                                                                                                                                                | 05/20/22 | N/A         | N/A      |\n| PAX 28  | Declaration of Laura Aronsson in<br>Further Support of PAX's Motion<br>to Dismiss Chapter 11 Case or, in<br>the Alternative, Partial Joinder to<br>United States Trustee's Motion<br>for an Order Directing the<br>Appointment of a Chapter 11<br>Trustee | 05/20/22 | N/A         | N/A      |\n| PAX 29  | Proposed Chapter 11 Plan of Ho<br>Wan Kwok                                                                                                                                                                                                                | 04/10/22 | N/A         | 197      |\n| PAX 30  | Deposition Transcript of Wengui<br>Guo, Guo v. Guo, Case No. 18-<br>cv-01064 (E.D. Va.)                                                                                                                                                                   | 01/23/19 | N/A         | N/A      |\n| PAX 31  | Debtor's Motion for Entry of<br>Interim and Final DIP Orders (I)<br>Authorizing the Debtor to Obtain<br>Unsecured, Subordinated<br>Postpetition Financing and (II)<br>Scheduling Interim and Final<br>Hearings, and (III) Granting<br>Related Relief      | 03/22/22 | N/A         | 117      |\n\n[*Signature on Following Page*]\n\nDated: May 20, 2022 Hartford, Connecticut\n\n#### **Pacific Alliance Asia Opportunity Fund L.P.**\n\nBy: */s/ Patrick M. Birney*  Patrick M. Birney (CT No. 19875) Annecca H. Smith (CT No. 31148) **ROBINSON & COLE LLP**  280 Trumbull Street Hartford, CT 06103 Telephone: (860) 275-8275 Facsimile: (860) 275-8299 E-mail: pbirney@rc.com asmith@rc.com\n\n-and-\n\nPeter Friedman (admitted *pro hac vice*) Stuart M. Sarnoff (admitted *pro hac vice*) **O'MELVENY & MYERS LLP**  7 Times Square New York, NY 10036 Telephone: (212) 326-2000 Facsimile: (212) 326-2061 E-mail: pfriedman@omm.com ssarnoff@omm.com\n\n#### **CERTIFICATE OF SERVICE**\n\nI hereby certify that on May 20, 2022, a copy of the foregoing was filed electronically through the Court's CM/ECF System. Notice of this filing will be sent by e-mail to all parties by operation of the court's electronic filing system. Parties in interest may access this filing through the Court's CM/ECF System.\n\n> /s/ *Patrick M. Birney*  Patrick M. Birney","body_zh":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格区破产法院布里奇波特分院）\n\n关于：\n\nHo Wan Kwok（郭文贵）1\n\n第 11 章案件编号\n\n案号：22-50073 (JAM)\n\n债务人。\n\n2022年5月20日\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.（太平洋联盟亚洲机会基金有限公司）关于驳回第 11 章案件的动议，或在备选方案下，关于部分加入联邦受托人提请作出指定第 11 章受托人命令的动议的证据清单\n\n根据法院关于驳回动议的排期裁定 [Dkt. No. 274] 以及2022年4月27日举行的状况通报会，并在2022年5月25日就 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限公司）关于驳回第 11 章案件的动议，或在备选方案下，关于部分加入 United States Trustee（联邦受托人）提请作出指定第 11 章受托人命令的动议 [Dkt. No. 183]（下称“驳回动议”）举行听证会之前，Pacific Alliance Asia Opportunity Fund L.P.（“PAX”）谨呈交其证据清单：\n\n证据清单\n\nPAX 编号　证据描述　日期　贝茨编号范围　文件编号\n\nPAX 01　2022年4月27日听证会记录　04/27/22　不适用　不适用\nPAX 02　Ho Wan Kwok 支持第 11 章案件及某些动议的声明书　03/20/22　不适用　107\nPAX 03　关于债务人资产与负债明细表以及财务状况说明书的总体说明及限制、方法与免责声明　03/09/22　不适用　77\n\n1 债务人纳税人识别号的后四位为 9595。\n\nPAX 编号　证据描述　日期　贝茨编号范围　文件编号\n\nPAX 04　债务人财产明细表　03/09/22　不适用　78\nPAX 05　关于个人债务人财产明细表的声明书　03/09/22　不适用　79\nPAX 06　债务人关于授权聘请 Verdolino & Lowey, P.C. 担任财务顾问的申请　03/16/22　不适用　90\nPAX 07　第 341 条债权人会议记录（第一部分）　03/21/22　不适用　不适用\nPAX 08　第 341 条债权人会议记录（第二部分）　04/06/22　不适用　不适用\nPAX 09　截至 2022/02/28 期间的月度运营报告　03/22/22　不适用　120\nPAX 10　2022年2月月度运营报告的补充文件　03/22/22　不适用　120-1\nPAX 11　截至 2022/03/31 期间的月度运营报告　04/20/22　不适用　242\nPAX 12　2022年5月2日 UST 发送给 Brown Rudnick 的电子邮件　05/02/22　不适用　不适用\nPAX 13　应计专业费用明细表　不适用　不适用　不适用\nPAX 14　Jalbert 作证证据 18：2022年3月23日来自 Verdolino & Lowey, P.C. 的电子邮件　03/23/22　KWOK00001820　不适用\nPAX 15　生活费用摘要（2022年2月 MOR）　不适用　不适用　不适用\nPAX 16　生活费用摘要（2022年3月 MOR）　不适用　不适用　不适用\nPAX 17　2019年4月26日听证会记录，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)（纽约州最高法院），Dkt. 331　04/26/19　不适用　不适用\nPAX 18　2020年10月15日听证会记录，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 647　10/15/20　不适用　不适用\nPAX 19　2021年4月30日听证会记录，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 837　04/30/21　不适用　不适用\nPAX 20　2021年5月27日听证会记录，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 833　05/27/21　不适用　不适用\nPAX 21　2021年7月21日听证会记录，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 898　07/21/21　不适用　不适用\n\nPAX 编号　证据描述　日期　贝茨编号范围　文件编号\n\nPAX 22　2022年1月14日听证会记录，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 1120　01/14/22　不适用　不适用\nPAX 23　动议决定与裁定，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 549　09/15/20　不适用　不适用\nPAX 24　动议决定与裁定，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 728　03/16/21　不适用　不适用\nPAX 25　动议决定与裁定，PAX 诉 Kwok，案卷索引号 652077/2017 (N.Y. Sup. Ct.)，Dkt. 1181　02/09/22　不适用　不适用\nPAX 26　Craig Jalbert 庭外宣誓采证笔录　04/08/22　不适用　不适用\nPAX 27　关于诉讼主张的第 1006 条规则摘要　05/20/22　不适用　不适用\nPAX 28　Laura Aronsson 进一步支持 PAX 关于驳回第 11 章案件的动议，或在备选方案下，关于部分加入联邦受托人提请作出指定第 11 章受托人命令的动议的声明书　05/20/22　不适用　不适用\nPAX 29　Ho Wan Kwok 拟议的第 11 章计划　04/10/22　不适用　197\nPAX 30　Wengui Guo（郭文贵）宣誓采证笔录，Guo 诉 Guo，案号 18-cv-01064 (E.D. Va.)（弗吉尼亚东区联邦地区法院）　01/23/19　不适用　不适用\nPAX 31　债务人关于作出临时与最终 DIP 命令的动议：(I) 授权债务人获取无担保、次级申请后融资，以及 (II) 确定临时与最终听证会排期，以及 (III) 给予相关救济　03/22/22　不适用　117\n\n[签名见下页]\n\n日期：2022年5月20日 康涅狄格州哈特福德\nPacific Alliance Asia Opportunity Fund L.P.\n\n签署人：/s/ Patrick M. Birney  Patrick M. Birney (CT 执业编号 19875) Annecca H. Smith (CT 执业编号 31148) ROBINSON & COLE LLP  280 Trumbull Street Hartford, CT 06103 电话：(860) 275-8275 传真：(860) 275-8299 电子邮件：pbirney@rc.com asmith@rc.com\n\n-以及-\n\nPeter Friedman（经特许出庭认可）Stuart M. Sarnoff（经特许出庭认可）O'MELVENY & MYERS LLP  7 Times Square New York, NY 10036 电话：(212) 326-2000 传真：(212) 326-2061 电子邮件：pfriedman@omm.com ssarnoff@omm.com\n\n送达证书\n\n本人特此证明，于2022年5月20日，本文件副本已通过法院的 CM/ECF 系统以电子方式提交。本提交的通知将通过法院的电子提交系统运行发送电子邮件给所有当事人。利害关系方可通过法院的 CM/ECF 系统查阅本文件。\n\n/s/ Patrick M. Birney  Patrick M. Birney","key_entities":["Kwok","Guo","Ho Wan Kwok"],"ecf_references":[{"doc_number":183,"court":"CTB"},{"doc_number":274,"court":"CTB"},{"doc_number":331,"court":"CTB"},{"doc_number":549,"court":"CTB"},{"doc_number":647,"court":"CTB"},{"doc_number":728,"court":"CTB"},{"doc_number":833,"court":"CTB"},{"doc_number":837,"court":"CTB"},{"doc_number":898,"court":"CTB"},{"doc_number":1120,"court":"CTB"},{"doc_number":1181,"court":"CTB"}],"word_count":1030,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 12:56:03"}