{"id":"court_ctb_404_9","court":"CTB","case_no":"22-50073","doc_number":404,"sub_number":9,"doc_type":"EXHIBIT","filed_date":"2022-03-22","title":"EXHIBIT PAX 09 Monthly Operating Report for Period Ending 02/28/2022","summary_zh":null,"summary_en":null,"body_en":"# **EXHIBIT PAX 09**\n\nMonthly Operating Report for Period Ending 02/28/2022\n\n#### Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 1 of 12 Case 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 2 of 13\n\n| In Re.<br>Ho Wan Kwok                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               | UNITED STATES BANKRUPTCY COURT<br>DISTRICT OF<br>CONNECTICUT<br>BRIDGEPORT DIVISION<br>Case No.<br>22-50073<br>§<br>§ |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|\n| Debtor(s)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           | §<br>§<br>Jointly Administered                                                                                        |\n| Monthly Operating Report                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            | Chapter 11                                                                                                            |\n| Reporting Period Ended: 02/28/2022                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  | Petition Date: 02/15/2022                                                                                             |\n| Months Pending: 0                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   | Industry Classification:<br>0<br>0<br>0<br>0                                                                          |\n| Reporting Method:<br>Accrual Basis                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  | Cash Basis                                                                                                            |\n| Debtor's Full-Time Employees (current):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             | 0                                                                                                                     |\n| Debtor's Full-Time Employees (as of date of order for relief):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      | 0                                                                                                                     |\n| Supporting Documentation (check all that are attached):<br>(For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor)<br>Statement of cash receipts and disbursements<br>Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit<br>Statement of operations (profit or loss statement)<br>Accounts receivable aging<br>Postpetition liabilities aging<br>Statement of capital assets<br>Schedule of payments to professionals<br>Schedule of payments to insiders<br>All bank statements and bank reconciliations for the reporting period<br>Description of the assets sold or transferred and the terms of the sale or transfer |                                                                                                                       |\n\n/s/ Ho Wan Kwok\n\n03/22/2022\n\nDate\n\nHo Wan Kwok\n\nSignature of Responsible Party Printed Name of Responsible Party\n\nAddress 373 Taconic Road Greenwich, CT 06831\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\n#### Case 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 3 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 2 of 12\n\n|    | Part 1: Cash Receipts and Disbursements                                                                   | Current Month | Cumulative |\n|----|-----------------------------------------------------------------------------------------------------------|---------------|------------|\n| a. | Cash balance beginning of month                                                                           | \\$0           |            |\n| b. | Total receipts (net of transfers between accounts)                                                        | \\$0           | \\$0        |\n| c. | Total disbursements (net of transfers between accounts)                                                   | \\$0           | \\$0        |\n| d. | Cash balance end of month (a+b-c)                                                                         | \\$0           |            |\n| e. | Disbursements made by third party for the benefit of the estate                                           | \\$161,323     | \\$161,323  |\n| f. | Total disbursements for quarterly fee calculation (c+e)                                                   | \\$161,323     | \\$161,323  |\n|    | Part 2: Asset and Liability Status<br>(Not generally applicable to Individual Debtors. See Instructions.) | Current Month |            |\n| a. | Accounts receivable (total net of allowance)                                                              | \\$0           |            |\n| b. | Accounts receivable over 90 days outstanding (net of allowance)                                           | \\$0           |            |\n| c. | Inventory<br>(Book<br>Market<br>Other<br>(attach explanation))                                            | \\$0           |            |\n| d  | Total current assets                                                                                      | \\$0           |            |\n| e. | Total assets                                                                                              | \\$0           |            |\n| f. | Postpetition payables (excluding taxes)                                                                   | \\$0           |            |\n| g. | Postpetition payables past due (excluding taxes)                                                          | \\$0           |            |\n| h. | Postpetition taxes payable                                                                                | \\$0           |            |\n| i. | Postpetition taxes past due                                                                               | \\$0           |            |\n| j. | Total postpetition debt (f+h)                                                                             | \\$0           |            |\n| k. | Prepetition secured debt                                                                                  | \\$0           |            |\n| l. | Prepetition priority debt                                                                                 | \\$0           |            |\n| m. | Prepetition unsecured debt                                                                                | \\$0           |            |\n| n. | Total liabilities (debt) (j+k+l+m)                                                                        | \\$0           |            |\n| o. | Ending equity/net worth (e-n)                                                                             | \\$0           |            |\n|    | Part 3: Assets Sold or Transferred                                                                        | Current Month | Cumulative |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary                                   |               |            |\n\n|    | course of business                                                        | \\$0 | \\$0 |\n|----|---------------------------------------------------------------------------|-----|-----|\n| b. | Total payments to third parties incident to assets being sold/transferred |     |     |\n|    | outside the ordinary course of business                                   | \\$0 | \\$0 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary       |     |     |\n|    | course of business (a-b)                                                  | \\$0 | \\$0 |\n\n|    | Part 4: Income Statement (Statement of Operations)<br>(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | Cumulative |\n|----|---------------------------------------------------------------------------------------------------------------------------|---------------|------------|\n| a. | Gross income/sales (net of returns and allowances)                                                                        | \\$0           |            |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable)                                                             | \\$0           |            |\n| c. | Gross profit (a-b)                                                                                                        | \\$0           |            |\n| d. | Selling expenses                                                                                                          | \\$0           |            |\n| e. | General and administrative expenses                                                                                       | \\$0           |            |\n| f. | Other expenses                                                                                                            | \\$0           |            |\n| g. | Depreciation and/or amortization (not included in 4b)                                                                     | \\$0           |            |\n| h. | Interest                                                                                                                  | \\$0           |            |\n| i. | Taxes (local, state, and federal)                                                                                         | \\$0           |            |\n| j. | Reorganization items                                                                                                      | \\$0           |            |\n| k. | Profit (loss)                                                                                                             | \\$0           | \\$0        |\n|    |                                                                                                                           |               |            |\n\n#### Case 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 4 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 3 of 12\n\n|    |                            | Part 5: Professional Fees and Expenses                             |      |                           |                        |                       |                    |\n|----|----------------------------|--------------------------------------------------------------------|------|---------------------------|------------------------|-----------------------|--------------------|\n|    |                            |                                                                    |      | Approved<br>Current Month | Approved<br>Cumulative | Paid Current<br>Month | Paid<br>Cumulative |\n| a. |                            | Debtor's professional fees & expenses (bankruptcy) Aggregate Total |      | \\$0                       |                        |                       |                    |\n|    | Itemized Breakdown by Firm |                                                                    |      |                           |                        |                       |                    |\n|    |                            | Firm Name                                                          | Role |                           |                        |                       |                    |\n|    | i                          |                                                                    |      | \\$0                       |                        |                       |                    |\n|    | ii                         |                                                                    |      |                           |                        |                       |                    |\n|    | iii                        |                                                                    |      |                           |                        |                       |                    |\n|    | iv                         |                                                                    |      |                           |                        |                       |                    |\n|    | v                          |                                                                    |      |                           |                        |                       |                    |\n|    | vi                         |                                                                    |      |                           |                        |                       |                    |\n|    | vii                        |                                                                    |      |                           |                        |                       |                    |\n|    | viii                       |                                                                    |      |                           |                        |                       |                    |\n|    | ix                         |                                                                    |      |                           |                        |                       |                    |\n|    | x                          |                                                                    |      |                           |                        |                       |                    |\n|    | xi                         |                                                                    |      |                           |                        |                       |                    |\n|    | xii                        |                                                                    |      |                           |                        |                       |                    |\n|    | xiii                       |                                                                    |      |                           |                        |                       |                    |\n|    | xiv                        |                                                                    |      |                           |                        |                       |                    |\n|    | xv                         |                                                                    |      |                           |                        |                       |                    |\n|    | xvi                        |                                                                    |      |                           |                        |                       |                    |\n|    | xvii                       |                                                                    |      |                           |                        |                       |                    |\n|    | xviii                      |                                                                    |      |                           |                        |                       |                    |\n|    | xix                        |                                                                    |      |                           |                        |                       |                    |\n|    | xx                         |                                                                    |      |                           |                        |                       |                    |\n|    | xxi                        |                                                                    |      |                           |                        |                       |                    |\n|    | xxii                       |                                                                    |      |                           |                        |                       |                    |\n|    | xxiii                      |                                                                    |      |                           |                        |                       |                    |\n|    | xxiv                       |                                                                    |      |                           |                        |                       |                    |\n|    | xxv                        |                                                                    |      |                           |                        |                       |                    |\n|    | xxvi                       |                                                                    |      |                           |                        |                       |                    |\n|    | xxvii                      |                                                                    |      |                           |                        |                       |                    |\n|    | xxviii                     |                                                                    |      |                           |                        |                       |                    |\n|    | xxix                       |                                                                    |      |                           |                        |                       |                    |\n|    | xxx                        |                                                                    |      |                           |                        |                       |                    |\n|    | xxxi                       |                                                                    |      |                           |                        |                       |                    |\n|    | xxxii                      |                                                                    |      |                           |                        |                       |                    |\n|    | xxxiii                     |                                                                    |      |                           |                        |                       |                    |\n|    | xxxiv                      |                                                                    |      |                           |                        |                       |                    |\n|    | xxxv                       |                                                                    |      |                           |                        |                       |                    |\n|    | xxxvi                      |                                                                    |      |                           |                        |                       |                    |\n|    |                            |                                                                    |      |                           |                        |                       |                    |\n\n| xxxvii |  |  |  |\n|--------|--|--|--|\n| xxxvii |  |  |  |\n| xxxix  |  |  |  |\n| xl     |  |  |  |\n| xli    |  |  |  |\n| xlii   |  |  |  |\n| xliii  |  |  |  |\n| xliv   |  |  |  |\n| xlv    |  |  |  |\n| xlvi   |  |  |  |\n| xlvii  |  |  |  |\n| xlviii |  |  |  |\n| xlix   |  |  |  |\n| l      |  |  |  |\n| li     |  |  |  |\n| lii    |  |  |  |\n| liii   |  |  |  |\n| liv    |  |  |  |\n| lv     |  |  |  |\n| lvi    |  |  |  |\n| lvii   |  |  |  |\n| lviii  |  |  |  |\n| lix    |  |  |  |\n| lx     |  |  |  |\n| lxi    |  |  |  |\n| lxii   |  |  |  |\n| lxiii  |  |  |  |\n| lxiv   |  |  |  |\n| lxv    |  |  |  |\n| lxvi   |  |  |  |\n| lxvii  |  |  |  |\n| lxviii |  |  |  |\n| lxix   |  |  |  |\n| lxx    |  |  |  |\n| lxxi   |  |  |  |\n| lxxii  |  |  |  |\n| lxxiii |  |  |  |\n| lxxiv  |  |  |  |\n| lxxv   |  |  |  |\n| lxxvi  |  |  |  |\n| lxxvii |  |  |  |\n| lxxvii |  |  |  |\n|        |  |  |  |\n\n| lxxix       |           |                                                                              |                                                                       |            |          |              |\n|-------------|-----------|------------------------------------------------------------------------------|-----------------------------------------------------------------------|------------|----------|--------------|\n| lxxx        |           |                                                                              |                                                                       |            |          |              |\n| lxxxi       |           |                                                                              |                                                                       |            |          |              |\n| lxxxii      |           |                                                                              |                                                                       |            |          |              |\n| lxxxii      |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          |              |\n| lxxxv       |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          |              |\n| xc          |           |                                                                              |                                                                       |            |          |              |\n| xci         |           |                                                                              |                                                                       |            |          |              |\n| xcii        |           |                                                                              |                                                                       |            |          |              |\n| xciii       |           |                                                                              |                                                                       |            |          |              |\n| xciv        |           |                                                                              |                                                                       |            |          |              |\n| xcv         |           |                                                                              |                                                                       |            |          |              |\n| xcvi        |           |                                                                              |                                                                       |            |          |              |\n| xcvii       |           |                                                                              |                                                                       |            |          |              |\n| xcviii      |           |                                                                              |                                                                       |            |          |              |\n| xcix        |           |                                                                              |                                                                       |            |          |              |\n| c           |           |                                                                              |                                                                       |            |          |              |\n| ci          |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          | Paid         |\n|             |           |                                                                              | Current Month                                                         | Cumulative | Month    | Cumulative   |\n|             |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          |              |\n|             |           |                                                                              |                                                                       |            |          |              |\n|             | Firm Name | Role                                                                         |                                                                       |            |          |              |\n| i           |           |                                                                              |                                                                       |            |          |              |\n| ii          |           |                                                                              |                                                                       |            |          |              |\n| iii         |           |                                                                              |                                                                       |            |          |              |\n| iv          |           |                                                                              |                                                                       |            |          |              |\n| v           |           |                                                                              |                                                                       |            |          |              |\n| vi          |           |                                                                              |                                                                       |            |          |              |\n| vii         |           |                                                                              |                                                                       |            |          |              |\n| viii        |           |                                                                              |                                                                       |            |          |              |\n| ix          |           |                                                                              |                                                                       |            |          |              |\n| x           |           |                                                                              |                                                                       |            |          |              |\n| xi          |           |                                                                              |                                                                       |            |          |              |\n| xii         |           |                                                                              |                                                                       |            |          |              |\n| xiii<br>xiv |           |                                                                              |                                                                       |            |          |              |\n|             |           | lxxxiv<br>lxxxvi<br>lxxxvi<br>lxxxvi<br>lxxxix<br>Itemized Breakdown by Firm | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | Approved   | Approved | Paid Current |\n\n| xv     |  |  |  |\n|--------|--|--|--|\n| xvi    |  |  |  |\n| xvii   |  |  |  |\n| xviii  |  |  |  |\n| xix    |  |  |  |\n| xx     |  |  |  |\n| xxi    |  |  |  |\n| xxii   |  |  |  |\n| xxiii  |  |  |  |\n| xxiv   |  |  |  |\n| xxv    |  |  |  |\n| xxvi   |  |  |  |\n| xxvii  |  |  |  |\n| xxviii |  |  |  |\n| xxix   |  |  |  |\n| xxx    |  |  |  |\n| xxxi   |  |  |  |\n| xxxii  |  |  |  |\n| xxxiii |  |  |  |\n| xxxiv  |  |  |  |\n| xxxv   |  |  |  |\n| xxxvi  |  |  |  |\n| xxxvii |  |  |  |\n| xxxvii |  |  |  |\n| xxxix  |  |  |  |\n| xl     |  |  |  |\n| xli    |  |  |  |\n| xlii   |  |  |  |\n| xliii  |  |  |  |\n| xliv   |  |  |  |\n| xlv    |  |  |  |\n| xlvi   |  |  |  |\n| xlvii  |  |  |  |\n| xlviii |  |  |  |\n| xlix   |  |  |  |\n| l      |  |  |  |\n| li     |  |  |  |\n| lii    |  |  |  |\n| liii   |  |  |  |\n| liv    |  |  |  |\n| lv     |  |  |  |\n| lvi    |  |  |  |\n\n| lvii   |  |  |  |\n|--------|--|--|--|\n| lviii  |  |  |  |\n| lix    |  |  |  |\n| lx     |  |  |  |\n| lxi    |  |  |  |\n| lxii   |  |  |  |\n| lxiii  |  |  |  |\n| lxiv   |  |  |  |\n| lxv    |  |  |  |\n| lxvi   |  |  |  |\n| lxvii  |  |  |  |\n| lxviii |  |  |  |\n| lxix   |  |  |  |\n| lxx    |  |  |  |\n| lxxi   |  |  |  |\n| lxxii  |  |  |  |\n| lxxiii |  |  |  |\n| lxxiv  |  |  |  |\n| lxxv   |  |  |  |\n| lxxvi  |  |  |  |\n| lxxvii |  |  |  |\n| lxxvii |  |  |  |\n| lxxix  |  |  |  |\n| lxxx   |  |  |  |\n| lxxxi  |  |  |  |\n| lxxxii |  |  |  |\n| lxxxii |  |  |  |\n| lxxxiv |  |  |  |\n| lxxxv  |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxix |  |  |  |\n| xc     |  |  |  |\n| xci    |  |  |  |\n| xcii   |  |  |  |\n| xciii  |  |  |  |\n| xciv   |  |  |  |\n| xcv    |  |  |  |\n| xcvi   |  |  |  |\n| xcvii  |  |  |  |\n| xcviii |  |  |  |\n|        |  |  |  |\n\nUST Form 11-MOR (12/01/2021) 7\n\n## Case 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 9 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 8 of 12\n\n|                                                                | xcix |  |  |  |  |\n|----------------------------------------------------------------|------|--|--|--|--|\n|                                                                | c    |  |  |  |  |\n| c.<br>All professional fees and expenses (debtor & committees) |      |  |  |  |  |\n\n|    | Part 6: Postpetition Taxes                                                                                           |                                    |     | Current Month | Cumulative                |\n|----|----------------------------------------------------------------------------------------------------------------------|------------------------------------|-----|---------------|---------------------------|\n| a. | Postpetition income taxes accrued (local, state, and federal)                                                        |                                    |     | \\$0           | \\$0                       |\n| b. | Postpetition income taxes paid (local, state, and federal)                                                           |                                    |     | \\$0           | \\$0                       |\n| c. | Postpetition employer payroll taxes accrued                                                                          |                                    |     | \\$0           | \\$0                       |\n| d. | Postpetition employer payroll taxes paid                                                                             |                                    |     | \\$0           | \\$0                       |\n| e. | Postpetition property taxes paid                                                                                     |                                    |     | \\$0           | \\$0                       |\n| f. | Postpetition other taxes accrued (local, state, and federal)                                                         |                                    |     | \\$0           | \\$0                       |\n| g. | Postpetition other taxes paid (local, state, and federal)                                                            |                                    |     | \\$0           | \\$0                       |\n|    | Part 7: Questionnaire - During this reporting period:                                                                |                                    |     |               |                           |\n| a. | Were any payments made on prepetition debt? (if yes, see Instructions)                                               |                                    | Yes | No            |                           |\n| b. | Were any payments made outside the ordinary course of business<br>without court approval? (if yes, see Instructions) |                                    | Yes | No            |                           |\n| c. | Were any payments made to or on behalf of insiders?                                                                  |                                    | Yes | No            |                           |\n| d. | Are you current on postpetition tax return filings?                                                                  |                                    | Yes | No            |                           |\n| e. | Are you current on postpetition estimated tax payments?                                                              |                                    | Yes | No            |                           |\n| f. | Were all trust fund taxes remitted on a current basis?                                                               |                                    | Yes | No            |                           |\n| g. | Was there any postpetition borrowing, other than trade credit?<br>(if yes, see Instructions)                         |                                    | Yes | No            |                           |\n| h. | Were all payments made to or on behalf of professionals approved by<br>the court?                                    |                                    | Yes | No<br>N/A     |                           |\n| i. | Do you have:                                                                                                         | Worker's compensation insurance?   | Yes | No            |                           |\n|    |                                                                                                                      | If yes, are your premiums current? | Yes | No<br>N/A     | (if no, see Instructions) |\n|    |                                                                                                                      | Casualty/property insurance?       | Yes | No            |                           |\n|    |                                                                                                                      | If yes, are your premiums current? | Yes | No<br>N/A     | (if no, see Instructions) |\n|    |                                                                                                                      | General liability insurance?       | Yes | No            |                           |\n|    |                                                                                                                      | If yes, are your premiums current? | Yes | No<br>N/A     | (if no, see Instructions) |\n| j. | Has a plan of reorganization been filed with the court?                                                              |                                    | Yes | No            |                           |\n| k. | Has a disclosure statement been filed with the court?                                                                |                                    | Yes | No            |                           |\n| l. | Are you current with quarterly U.S. Trustee fees as<br>set forth under 28 U.S.C. § 1930?                             |                                    | Yes | No            |                           |\n\n13\n\n|    | Part 8: Individual Chapter 11 Debtors (Only)                                                   |                  |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages                                                  | \\$0              |\n| b. | Gross income (receipts) from self-employment                                                   | \\$0              |\n| c. | Gross income from all other sources                                                            | \\$0              |\n| d. | Total income in the reporting period (a+b+c)                                                   | \\$0              |\n| e. | Payroll deductions                                                                             | \\$0              |\n| f. | Self-employment related expenses                                                               | \\$0              |\n| g. | Living expenses                                                                                | \\$0              |\n| h. | All other expenses                                                                             | \\$0              |\n| i. | Total expenses in the reporting period (e+f+g+h)                                               | \\$0              |\n| j. | Difference between total income and total expenses (d-i)                                       | \\$0              |\n| k. | List the total amount of all postpetition debts that are past due                              | \\$0              |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11<br>U.S.C § 101(14A)? | Yes<br>No        |\n| m. | If yes, have you made all Domestic Support Obligation payments?                                | Yes<br>No<br>N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n## **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Ho Wan Kwok\n\nSignature of Responsible Party\n\nDebtor\n\nTitle Date\n\nHo Wan Kwok\n\nPrinted Name of Responsible Party\n\n03/21/2022\n\n![](_page_10_Figure_3.jpeg)\n\n13\n\n![](_page_11_Figure_4.jpeg)\n\n![](_page_12_Figure_3.jpeg)\n\nPageFour","body_zh":"证物 PAX 09\n\n截至 02/28/2022 期间的月度经营报告\nCase 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 1 of 12 Case 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 2 of 13\n\n关于\nHo Wan Kwok（郭文贵）　UNITED STATES BANKRUPTCY COURT（美国破产法院）\nDISTRICT OF\nCONNECTICUT（康涅狄格州）\nBRIDGEPORT DIVISION（布里奇波特分庭）\n案号\n22-50073\n§\n§\n\n债务人　§\n§\n合并管理\n月度经营报告　第11章\n报告期截止日：02/28/2022　申请日期：02/15/2022\n待决月数：0　行业分类：\n\n报告方法：\n权责发生制　现金收付制\n债务人的全职雇员（当前）：0\n债务人的全职雇员（截至救济令日期）：0\n证明文件（勾选所有随附文件）：\n（对于合并管理的债务人，任何必需的附表均须按每一债务人为单位以非合并基础提供）\n现金收支表\n载有资产、负债和权益（净值）或赤字汇总及明细的资产负债表\n经营报表（损益表）\n应收账款账龄分析\n申请破产后负债账龄分析\n资本资产报表\n向专业人士付款的附表\n向内部人士付款的附表\n报告期内的所有银行对账单和银行调节表\n对已出售或转让资产及出售或转让条款的说明\n\n/s/ Ho Wan Kwok\n\n03/22/2022\n\n日期\n\nHo Wan Kwok（郭文贵）\n\n责任方签名　责任方姓名（正楷）\n\n地址：373 Taconic Road Greenwich, CT 06831\n\n声明：本定期报告与一宗未结破产案件相关；因此，适用《文书工作减负法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\nCase 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 3 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 2 of 12\n\n第1部分：现金收入和支出　当月　累计\n\na.　月初现金余额　\\$0\nb.　收入总额（扣除账户之间的转账）　\\$0　\\$0\nc.　支出总额（扣除账户之间的转账）　\\$0　\\$0\nd.　月末现金余额（a+b-c）　\\$0\ne.　第三方为破产财产利益而支付的支出　\\$161,323　\\$161,323\nf.　用于计算季度费用的支出总额（c+e）　\\$161,323　\\$161,323\n第2部分：资产和负债状况\n（通常不适用于个人债务人。参见说明。）　当月\na.　应收账款（扣除备抵后的总额）　\\$0\nb.　逾期超过90天的应收账款（扣除备抵）　\\$0\nc.　存货\n（账面价值\n市场价值\n其他\n（附说明））　\\$0\nd　流动资产总额　\\$0\ne.　资产总额　\\$0\nf.　申请破产后应付账款（不包括税款）　\\$0\ng.　逾期的申请破产后应付账款（不包括税款）　\\$0\nh.　应付申请破产后税款　\\$0\ni.　逾期申请破产后税款　\\$0\nj.　申请破产后债务总额（f+h）　\\$0\nk.　申请破产前有担保债务　\\$0\nl.　申请破产前优先债务　\\$0\nm.　申请破产前无担保债务　\\$0\nn.　负债（债务）总额（j+k+l+m）　\\$0\no.　期末权益/净值（e-n）　\\$0\n第3部分：已出售或转让的资产　当月　累计\na.　在正常业务过程之外出售/转让资产的现金销售总价\n\n　\\$0　\\$0\n\nb.　与在正常业务过程之外出售/转让资产相关而向第三方支付的款项总额\n　\\$0　\\$0\nc.　在正常业务过程之外出售/转让资产所得的净现金收益\n（a-b）　\\$0　\\$0\n\n第4部分：损益表（经营报表）\n（通常不适用于个人债务人。参见说明。）　当月　累计\n\na.　总收入/销售额（扣除退货和折让）　\\$0\nb.　销售成本（包括折旧，如适用）　\\$0\nc.　毛利（a-b）　\\$0\nd.　销售费用　\\$0\ne.　一般和行政费用　\\$0\nf.　其他费用　\\$0\ng.　折旧和/或摊销（未计入4b）　\\$0\nh.　利息　\\$0\ni.　税款（地方、州和联邦）　\\$0\nj.　重组项目　\\$0\nk.　利润（亏损）　\\$0　\\$0\n\nCase 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 4 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 3 of 12\n\n第5部分：专业费用和支出\n\n已批准\n当月　已批准\n累计　当月已付\n　已付\n累计\na.　债务人的专业费用和支出（破产）合计总额　\\$0\n按事务所逐项明细\n事务所名称　角色\ni　\\$0\nii\niii\niv\nv\nvi\nvii\nviii\nix\nx\nxi\nxii\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nxxxvii\n\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\n\nlxxix\n\nlxxx\nlxxxi\nlxxxii\nlxxxii\n\nlxxxv\n\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n已付\n当月　累计　当月　累计\n\n事务所名称　角色\ni\nii\niii\niv\nv\nvi\nvii\nviii\nix\nx\nxi\nxii\nxiii\nxiv\nlxxxiv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\n按事务所逐项明细　债务人的专业费用和支出（非破产）合计总额　已批准　已批准　当月已付\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\nUST Form 11-MOR（12/01/2021）7\nCase 22-50073 Doc 404-9 Filed 05/20/22 Entered 05/20/22 11:52:18 Page 9 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 8 of 12\n\nxcix\n\nc\nc.\n所有专业费用和支出（债务人及委员会）\n\n第6部分：申请破产后税款　当月　累计\n\na.　应计申请破产后所得税（地方、州和联邦）　\\$0　\\$0\nb.　已付申请破产后所得税（地方、州和联邦）　\\$0　\\$0\nc.　应计申请破产后雇主薪资税　\\$0　\\$0\nd.　已付申请破产后雇主薪资税　\\$0　\\$0\ne.　已付申请破产后财产税　\\$0　\\$0\nf.　应计申请破产后其他税款（地方、州和联邦）　\\$0　\\$0\ng.　已付申请破产后其他税款（地方、州和联邦）　\\$0　\\$0\n第7部分：问卷——在本报告期内：\na.　是否就申请破产前债务作出任何付款？（如是，参见说明）　是　否\nb.　是否未经法院批准在正常业务过程之外作出任何付款？\n（如是，参见说明）　是　否\nc.　是否向内部人士或代表内部人士作出任何付款？　是　否\nd.　您是否按时提交申请破产后税表？　是　否\ne.　您是否按时支付申请破产后预估税款？　是　否\nf.　是否按时缴付所有信托基金税？　是　否\ng.　是否存在申请破产后借款（商业信用除外）？\n（如是，参见说明）　是　否\nh.　是否所有向专业人士或代表专业人士作出的付款均获法院批准？　是　否\n不适用\ni.　您是否具有：　工伤保险？　是　否\n如是，您的保费是否按时缴纳？　是　否\n不适用　（如否，参见说明）\n意外事故/财产保险？　是　否\n如是，您的保费是否按时缴纳？　是　否\n不适用　（如否，参见说明）\n一般责任保险？　是　否\n如是，您的保费是否按时缴纳？　是　否\n不适用　（如否，参见说明）\nj.　是否已向法院提交重组计划？　是　否\nk.　是否已向法院提交披露说明书？　是　否\nl.　您是否按时缴纳根据 28 U.S.C. § 1930 规定的美国受托人季度费用？　是　否\n第8部分：个人第11章债务人（仅适用）\n\na.　工资和薪金的总收入（收入款项）　\\$0\nb.　自雇所得总收入（收入款项）　\\$0\nc.　所有其他来源的总收入　\\$0\nd.　报告期内总收入（a+b+c）　\\$0\ne.　薪资扣除　\\$0\nf.　与自雇相关的费用　\\$0\ng.　生活费用　\\$0\nh.　所有其他费用　\\$0\ni.　报告期内总支出（e+f+g+h）　\\$0\nj.　总收入与总支出之间的差额（d-i）　\\$0\nk.　列明所有逾期申请破产后债务的总额　\\$0\nl.　您是否需要支付 11\nU.S.C § 101(14A) 所定义的任何家庭扶养义务？　是\n否\nm.　如是，您是否已支付所有家庭扶养义务款项？　是\n否\n不适用\n《隐私法声明》\n\n28 U.S.C. § 589b 授权收集本信息，且根据 11 U.S.C. §§ 704、1106 和 1107，提供本信息属强制性要求。美国受托人将使用本信息计算根据 28 U.S.C. § 1930(a)(6) 征收的法定费用。美国受托人还将使用本信息评估第11章债务人在破产制度中的进展情况，包括重组计划获确认的可能性以及该案件是否以善意进行。本信息可在履行受托人或审查员职责需要该信息时披露给破产受托人或审查员，或在该信息表明存在违法或潜在违法行为时披露给适当的联邦、州、地方、监管、部落或外国执法机构。还可为日常用途作出其他披露。有关可作出的日常披露类型的说明，您可查阅美国受托人执行办公室的记录系统公告 UST-001，“破产案件档案及相关记录”。参见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该公告副本可通过以下链接取得：htt www.justice.gov/ust/eo/rules\\_regulations/index.htm。未能提供本信息可能导致您的破产案件被驳回或转换，或美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证处罚的约束下声明，上述月度经营报告及其证明文件真实且正确，并且本人已获授权代表破产财产签署本报告。\n\n/s/ Ho Wan Kwok\n\n责任方签名\n\n债务人\n\n职务　日期\n\nHo Wan Kwok（郭文贵）\n\n责任方姓名（正楷）\n\n03/21/2022\n第4页","key_entities":["Kwok","Ho Wan Kwok"],"ecf_references":[{"doc_number":120,"court":"CTB"}],"word_count":3462,"status":"published","published_at":"2022-03-22 00:00:00","created_at":"2022-03-22","updated_at":"2026-08-23 20:04:29"}