{"id":"court_ctb_4252_0","court":"CTB","case_no":"22-50073","doc_number":4252,"sub_number":0,"doc_type":"ORDER","filed_date":"2022-07-06","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":null,"summary_en":null,"body_en":"## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x      |                         |\n|-------------------------------------------------------------|--------|-------------------------|\n| In re:                                                      | :<br>: | Chapter 11              |\n|                                                             | :      |                         |\n| 1<br>HO WAN KWOK,<br>et al.,                                | :<br>: | Case No. 22-50073 (JAM) |\n| Debtors.                                                    | :      | (Jointly Administered)  |\n| ----------------------------------------------------------- | :<br>x |                         |\n\n# **NINETEENTH SUPPLEMENTAL OMNIBUS MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER UNDER BANKRUPTCY RULE 2004 AND LOCAL RULE 2004-1 AUTHORIZING DISCOVERY WITH RESPECT TO ADDITIONAL BANKS, HOSPITALITY COMPANIES, AND ADDITIONAL ENTITIES ASSOCIATED WITH AND/OR DOING BUSINESS WITH DEBTOR AND DEBTOR-RELATED PERSONS**\n\nLuc A. Despins, in his capacity as the Chapter 11 Trustee (the \"Trustee\") appointed in the above-captioned chapter 11 case (the \"Case\") of Ho Wan Kwok (the \"Debtor\"), by and through his undersigned counsel, pursuant to Federal Rule of Bankruptcy Procedure 2004(a) (the \"Bankruptcy Rules\") and Local Bankruptcy Rule 2004-1 (the \"Local Rules\"), hereby applies (the \"Application\" or \"Motion\") to conduct the examination of certain banks and certain entities associated with the Debtor at or with which the Trustee believes the Debtor, Debtor-associated shell companies, and/or Related Persons conducted business relevant to the estate of the Debtor (collectively, the \"Examinees\"), as such Examinees are identified in **Exhibit B**, attached hereto. **Please take notice that the deadline to object to this Application is April 1, 2025, and in the**\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n**absence of a timely filed objection, the proposed order filed herewith as Exhibit A (the \"Proposed Order\") may enter without further notice and hearing**. In support of his Application, the Trustee respectfully states as follows:\n\n#### **PRELIMINARY STATEMENT**\n\n1. The Trustee, in furtherance of his duties and responsibilities under the order authorizing the appointment of a chapter 11 trustee dated July 6, 2022, (*see* ECF. No. 465, at 14, hereinafter referred to as the \"Trustee Order\"), continues his investigation into the Debtor's financial and business affairs to determine whether additional estate assets exist and to recover upon those assets for the benefit of the Debtor's estate.\n\n2. The Trustee's investigation has identified more entities with possible knowledge of the Debtor's assets and financial activities, and the Trustee seeks to further his investigation through additional Bankruptcy Rule 2004 discovery of these Examinees.\n\n3. The Trustee believes that the Examinees have access to and knowledge of information relating to the Debtor's assets, financial affairs, and potential financial interests in various corporate entities related to the Debtor, his family, or his associates, including, without limitation, entities that are the Debtor's alter egos.\n\n4. The Trustee has submitted multiple Bankruptcy Rule 2004 motions granted by the Court, including one directed at legal and financial firms believed to have advised the Debtor and related entities and individuals (ECF No. 637, the \"Advisors 2004 Motion\"), one directed at entities and individuals believed to be affiliated with, controlled by, or otherwise connected to the Debtor (the \"Affiliates 2004 Motion\"), the Trustee's First Supplemental Omnibus Motion dated September 7, 2022 (the \"First Omnibus Motion\"), the Trustee's Second Supplemental Omnibus Motion dated November 18, 2022 (the \"Second Omnibus Motion\"), the Trustee's Third\n\nSupplemental Omnibus Motion dated December 21, 2022 (the \"Third Omnibus Motion,\"), the Trustee's Fourth Supplemental Omnibus Motion dated March 24, 2023 (the \"Fourth Omnibus Motion\"), the Trustee's Fifth Supplemental Omnibus Motion dated May 15, 2023 (the \"Fifth Omnibus Motion\"), the Trustee's Sixth Supplemental Omnibus Motion dated August 11, 2023 (the \"Sixth Omnibus Motion,\"), the Trustee's Seventh Supplemental Omnibus Motion dated October 10, 2023 (the \"Seventh Omnibus Motion\"), the Trustee's Eighth Supplemental Omnibus Motion dated November 2, 2023 (the \"Eighth Omnibus Motion\"), the Trustee's Ninth Supplemental Omnibus Motion dated November 6, 2023 (the \"Ninth Omnibus Motion\"), the Trustee's Tenth Supplemental Omnibus Motion dated December 14, 2023 (the \"Tenth Omnibus Motion\"), the Trustee's Eleventh Supplemental Omnibus Motion dated January 16, 2024 (the \"Eleventh Omnibus Motion\"), the Trustee's Twelfth Supplemental Omnibus Motion dated January 30, 2024 (the \"Twelfth Omnibus Motion\"), the Trustee's Thirteenth Supplemental Omnibus Motion dated March 21, 2024 (the \"Thirteenth Omnibus Motion\"), the Trustee's Fourteenth Supplemental Omnibus Motion dated March 25, 2024 (the \"Fourteenth Omnibus Motion\"), the Trustee's Fifteenth Supplemental Omnibus Motion dated May 16, 2024 (the \"Fifteenth Omnibus Motion\"), the Trustee's Sixteenth Supplemental Omnibus Motion dated August 13, 2024 (the \"Sixteenth Omnibus Motion\"), the Trustee's Seventeenth Omnibus Motion dated September 30, 2024 (the \"Seventeenth Omnibus Motion\") and the Trustee's Eighteenth Omnibus Motion dated February 12, 2025 (the \"Eighteenth Omnibus Motion\", and together with the Advisors 2004 Motion, the Affiliates 2004 Motion, the First Omnibus Motion, the Second Omnibus Motion, the Third Omnibus Motion, the Fourth Omnibus Motion, the Fifth Omnibus Motion, the Sixth Omnibus Motion, the Seventh Omnibus Motion, the Eighth Omnibus Motion, the Ninth Omnibus Motion, the Tenth Omnibus Motion, the Eleventh Omnibus Motion, the Twelfth Omnibus Motion, the Thirteenth Omnibus Motion, the Fourteenth Omnibus Motion, the Fifteenth Omnibus Motion, the Sixteenth Omnibus Motion, and the Seventeenth Omnibus Motion, collectively, the \"2004 Motions\"). The discovery requested herein will supplement and augment inquiries the Trustee has already begun, as well as open additional avenues of investigation and potential discovery of assets.\n\n5. In the interest of brevity, the Trustee incorporates the 2004 Motions herein by reference and makes them a part hereof. All capitalized terms not defined herein shall have the meanings ascribed to them in the 2004 Motions.\n\n#### **JURISDICTION AND VENUE**\n\n6. The Court has jurisdiction to entertain this application under 28 U.S.C. §§ 157 and 1334. Venue to hear this Application is proper in accordance with 28 U.S.C. §§ 1408 and 1409.\n\n7. This Application is a core proceeding pursuant to, *inter alia*, 28 U.S.C. § 157(b)(2) (A), (E), and (F).\n\n#### **THE EXAMINEES**\n\n8. The Examinees include banks and financial institutions where the Trustee understands that businesses and individuals associated with the Debtor engaged in transactions related to the Debtor's financial affairs; hospitality companies which have received transfers and provided services to Debtor-Related Persons, and businesses and entities associated with the Debtor and Debtor-Related Persons. The Examinees were not included in the prior 2004 Motions and may have material information concerning the Debtor's assets and financial condition.\n\n9. More specifically, the Examinees are as follows:\n\n(a) The banks and/or financial institutions are **Bankwell Bank, Avidia Bank, and Barclays PLC<sup>2</sup>** . The Trustee understands that at least one Debtor-associated individual or entity has maintained one or more account(s) at each of these Examinees and/or that such Examinees have assisted with or facilitated transfers between other Debtor-related accounts held at previously identified financial institutions.\n\n(b) **Uber Technologies Inc.** is an entity which has received payments from various Related Persons, including but not limited to the Debtor's son, Qiang Guo (a/k/a Mileson Guo), and which may have information regarding the location of Related Persons and assets that may be property of the estate;\n\n(c) The hospitality companies that may have done business with the Debtor and Related Persons are: **Marriot International, Inc.**, **Wyndham Hotels & Resorts, Inc.**, and **Choice Hotels International, Inc.** The Trustee understands that these Examinees received significant transfers from the Debtor and Related Persons. The Trustee intends to investigate, among other things, the disposition of these funds and the time-frames and locations at which the funds were used. Information regarding these transactions may also shed light on the location of Related Persons and assets that may be property of the estate;\n\n(d) The businesses, entities, and individuals that may have done business with the Debtor, Debtor's family members, associates and other Related Persons are:\n\n> i. **Joseph Rocco, Michael Rocco, Jr., and Frank Rocco**, **in their respective capacities as executors of the Estate of Anna Sofia Rocco (the \"Estate\"),**\n\n<sup>2</sup> The Court previously authorized the Trustee to undertake the Rule 2004 examination of an affiliate financial institution of Barclays PLC, *i.e.*, Barclays Bank PLC. [ECF Nos. 839 and 866] Because the Trustee's motion with respect to that examination did not expressly request authority to serve Rule 2004 subpoenas on the affiliates of examinees (as the Trustee customarily requests in his more recently filed motions to pursue Rule 2004 examinations), out of an abundance of caution, the Trustee further requests authority to examine Barclays PLC. The Trustee understands that Related Persons engaged in financial transactions related to the Debtor's financial affairs at Barclays PLC or its affiliates.\n\nwhich Estate, upon information and belief, owns 1 Loch Lane, Greenwich, Connecticut (the \"1 Loch Lane Property\"). The Trustee understands that Related Persons, including the Debtor's alleged wife, reside at or utilize the 1 Loch Lane Property, and that the (considerable) rent for such property is purportedly paid by third parties. The Trustee intends to investigate, among other things, who utilizes this property, for what purpose, how any rent payments are funded, and whether the source of such funding is property of the estate; and\n\nii. **The Royale Condominium, By its Board of Managers**, which is the condominium association for a residential building located at 188 East 64th Street, New York, NY 10065, in which building Yanping \"Yvette\" Wang owns a condominium apartment (the \"Wang Apartment\") through a shell company. The Trustee intends to investigate, among other things, the current use of the Wang Apartment and sources of funding for the Wang Apartment.\n\n#### **RELIEF REQUESTED**\n\n10. The Trustee seeks entry of an order, in substantially the form of the Proposed Order, pursuant to Bankruptcy Rule 2004(a) and Local Rule 2004-1, authorizing the Trustee to conduct the examination of the Examinees included on **Exhibit B**.\n\n#### **BASIS FOR RELIEF REQUESTED**\n\n11. Pursuant to Rule 2004(a), on application of a party in interest, the Court may order the examination of any person or entity. The scope of an examination authorized under Rule 2004 is exceedingly broad and may relate to the \"acts, conduct, or property or to the liabilities and financial condition of the debtor, or to any matter which may affect the administration of the debtor's estate.\" Fed. R. Bankr. P. 2004(b).\n\n12. \"The purpose of a Rule 2004 examination is to assist a party in interest in determining the nature and extent of the bankruptcy estate, revealing assets, examining transactions and assessing whether wrongdoing has occurred.\" *In re Transmar Commodity Group Ltd.*, 2018 WL 4006324, at \\*4 (Bankr. S.D.N.Y. Aug. 17, 2018) (internal quotation and citation omitted). This includes revealing the nature and extent of the estate and in discovering assets of the debtor that may have been intentionally or unintentionally concealed. *See In re Bennett Funding Group, Inc.*, 203 B.R. 24, 27-28 (Bankr. N.D.N.Y. 1996). *See also In re Millennium Lab Holdings II, LLC*, 562 B.R. 614, 626 (Bankr. D. Del. 2016) (\"Legitimate goals of Rule 2004 examinations include discovering assets, examining transactions, and determining whether wrongdoing has occurred.\" (internal quotation and citation omitted)).\n\n13. In the declaration he submitted on March 20, 2022 in support of the filing of this case, the Debtor represented that among the purposes for filing his chapter 11 case were \"to … (b) afford stakeholders an efficient opportunity to investigate [his] assets, liabilities, and financial affairs, given what [he] perceive[d] to be misunderstandings in that regard; [and] (c) establish what assets are estate property and, in turn, available for distribution to holders of allowed claims . . . .\" (Debtor's Declaration, ¶3). The investigation the Trustee seeks to perform is directly relevant to these stated purposes in that it will help the Trustee identify the Debtor's assets and liabilities in order to make distributions to creditors.\n\n14. The areas for inquiry herein are part of the Trustee's ongoing investigative efforts. As the investigation evolves, new avenues of inquiry become apparent and the need for additional discovery of persons, entities and areas of examination arises. Based on all the facts and evidence\n\ndiscussed above and as contained in the 2004 Motions, the Trustee seeks the investigative tools afforded by Rule 2004 to further establish the true ownership of assets and to explore other potential assets about which the Trustee does not yet have knowledge.\n\n15. The Trustee requests that, in furtherance of his examinations, the Court direct the Examinees to provide documentation to the Trustee's counsel, as requested in the forms annexed hereto<sup>3</sup> and made a part hereof (the \"Proposed Subpoenas\"), within fourteen (14) days of the service of a subpoena, substantially similar in form and substance to the Proposed Subpoenas, or such other time as agreed upon by the Trustee. These requests seek documents consisting of, among other things, the Examinees' communications with the Debtor regarding his financial condition, asset transfers, and corporate governance issues. The requests also seek the Examinees' internal files and correspondence on these same topics.\n\n16. The type of discovery that the Trustee will obtain from Examinees is well within the scope of Bankruptcy Rule 2004. Bankruptcy courts routinely provide for Rule 2004 discovery against professional firms when the discovery may identify and aid the recovery of assets for the benefit of the estate and creditors. *See, e.g., In re Bame,* 251 B.R. 367 (Bankr. D. Minn. 2000); *In re Horvath*, No. 13-34137, 2015 WL 2195060 (Bankr. N.D. Ohio May 7, 2015) (approving discovery related to claims on schedule of assets permissible from individual debtor where obtaining such discovery might increase the value of the debtor's estate).\n\n17. The Trustee submits that the facts set forth above constitute sufficient cause for the Court to order the production of documents pursuant to Bankruptcy Rule 2004 from the\n\n<sup>3</sup> Included in Exhibit B is an index of Proposed Subpoenas that would be served on the Examinees if this Motion is granted. The Trustee also attaches hereto as **Exhibits C-1 to C-11** the individualized Proposed Subpoenas, including the topics for discovery directed to each Examinee, which are substantially similar in form and substance.\n\nExaminees. Particularly considering the pattern of obstruction by the Debtor and certain of his family members and associates, seeking discovery from other parties, including the Examinees, is an essential investigative tool in identifying and recovering estate property. Indeed, documents in the possession of third parties like the Examinees have been among the most useful of those obtained in the Trustee's investigation to date.<sup>4</sup>\n\n18. Authorization of this Application is critical for the Trustee to fulfill the duties contemplated in the Trustee Order effectively, including specifically his mandate to \"locate the Debtor's assets for the benefit of creditors and the estate\" and \"investigate the Debtor's assets, liabilities, and financial affairs.\" (*See* Trustee Order at 15-16, 18).\n\n19. No party in interest, including the Debtor, shall suffer undue prejudice upon the granting of the relief sought in this Application.\n\n## **NO PRIOR REQUEST**\n\n20. No prior application for the relief requested herein has been made. The Trustee filed the prior 2004 Motions however, those prior motions did not request to take discovery from the Examinees at issue here.\n\n## **OBJECTION DEADLINE**\n\n21. The deadline to object to this Application is April 1, 2025, and in the absence of a timely filed objection, the Proposed Order may enter without further notice and hearing.\n\n*[THE REMAINDER OF THIS PAGE IS INTENTIONALLY BLANK.]*\n\n<sup>4</sup> The Trustee also requests authority to serve the Proposed Subpoenas on affiliates or subsidiaries of the Examinees if in the course of the Trustee's investigation it is determined that such affiliates and subsidiaries of the Examinees are the parties in control of documents relating to the Examinees that are relevant to the Trustee's investigation.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 10 of 208\n\nWHEREFORE, the Trustee respectfully requests that the Court grant this Application and enter the Proposed Order, pursuant to Fed. R. Bankr. P. 2004(a), directing the examination of the Examinees, and directing the production of certain documents as set forth in the Requests for Production of Documents attached to the Proposed Subpoenas, and for such other and further relief as the Court may deem just and proper.\n\nDated: March 25, 2025 LUC A. DESPINS,\n\nNew Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: */s/ Kari A. Mitchell*\n\nKari A. Mitchell (ct31578) Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2884 kmitchell@npmlaw.com dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for the Chapter 11 Trustee*\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x           |                         |\n|-------------------------------------------------------------|-------------|-------------------------|\n| In re:                                                      | :<br>:      | Chapter 11              |\n| 1<br>HO WAN KWOK,<br>et al.,                                | :<br>:      | Case No. 22-50073 (JAM) |\n| Debtors.                                                    | :<br>:<br>: | (Jointly Administered)  |\n| ----------------------------------------------------------- | x           |                         |\n\n## **NOTICE OF OBJECTION DEADLINE**\n\nLuc Despins, as the appointed Chapter 11 Trustee to the Debtor's Estate (the \"Applicant\"), has filed an Application for Rule 2004 Examination of certain corporate entities, individuals, and banking and financial institutions identified in **Exhibit B** (the \"Rule 2004 Examination\") with the U.S. Bankruptcy Court for the District of Connecticut. Notice is hereby given that any objection or response to the Rule 2004 Examination must be filed with the Court no later than April 1, 2025, in accordance with Fed. R. Bankr. P. 2002(a) and 9014 and Local Bankr. R. 2004-1(c). In the absence of a timely filed objection, the proposed order regarding the Rule 2004 Examination may enter without further notice and hearing, see 11 U.S.C. section 102(1).\n\n[*REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK*.]\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\nDated: March 25, 2025 LUC A. DESPINS, New Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: */s/ Kari A. Mitchell*\n\nKari A. Mitchell (ct31578) Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2884 kmitchell@npmlaw.com dskalka@npmlaw.com plinsey@npmlaw.com\n\n*Counsel for the Chapter 11 Trustee*\n\n# **Exhibit A**\n\n**Proposed Order**\n\n| Case 22-50073 | Doc 4252 | Filed 03/25/25 | Entered 03/25/25 15:34:28 | Page 14 of |\n|---------------|----------|----------------|---------------------------|------------|\n|               |          | 208            |                           |            |\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x           |                         |\n|-------------------------------------------------------------|-------------|-------------------------|\n| In re:                                                      | :<br>:      | Chapter 11              |\n| 1<br>HO WAN KWOK,<br>et al.,                                | :<br>:<br>: | Case No. 22-50073 (JAM) |\n| Debtors.                                                    | :<br>:      | (Jointly Administered)  |\n| ----------------------------------------------------------- | x           |                         |\n\n# **[PROPOSED] ORDER GRANTING NINETEENTH SUPPLEMENTAL OMNIBUS MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER UNDER BANKRUPTCY RULE 2004 AND LOCAL RULE 2004-1 AUTHORIZING DISCOVERY WITH RESPECT TO ADDITIONAL RELEVANT BANKS, HOSPITALITY COMPANIES, AND ADDITIONAL ENTITIES ASSOCIATED WITH AND/OR DOING BUSINESS WITH DEBTOR AND DEBTOR-RELATED PERSONS**\n\nUpon consideration of the Application seeking an order authorizing a Federal Rule of Bankruptcy Procedure 2004 examination of the Examinees listed on Exhibit B thereto (the \"Application\", ECF No. \\_\\_\\_\\_), filed by Luc Despins, as the appointed Chapter 11 Trustee to the Debtor's estate (the \"Applicant\"), after notice and a hearing, see 11 U.S.C. § 102(1), it appearing that cause exists to grant the requested relief as conditioned hereafter; it is hereby\n\n**ORDERED**: The Rule 2004 Motion is granted as set forth below.\n\n**ORDERED**: Neubert, Pepe & Monteith, P.C., as counsel for the Trustee, is hereby authorized to sign Subpoenas in a form substantially similar to the Subpoenas attached to the Rule 2004 Motion as Exhibits C-1 to C-11 and to serve the Subpoenas, along with a copy of this Order, in accordance with Bankruptcy Rule 2004 requiring examination and the production of documents by the Examinees listed on Exhibit B to the Application.\n\n**ORDERED**: Subject to any rights under the Federal Rules of Bankruptcy Procedure, the Federal Rules of Civil Procedure, and applicable Local Rules, and unless otherwise ordered by the Court, the Examinees are hereby directed to produce all documents within 14 days of the service\n\n<sup>1</sup> The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 15 of 208\n\nof the Subpoena, or such other time as agreed upon by the Trustee. To the extent an Examinee does not produce any documents requested in the Subpoena on the basis of some privilege, the Examinee is hereby directed to produce to the Trustee a privilege log that comports with Fed. R. Civ. P. 45(e)(2), made applicable by Fed. R. Bankr. P. 9016, and D. Conn. L. Civ. R. 26(e), within 14 days of service of the Subpoena, or such other time as agreed upon by the Trustee.\n\n**ORDERED**: The Examinees are hereby directed to ensure that all documents and other information, including without limitation in any electronic format, requested in the Subpoenas or otherwise relevant to the Debtor, his business, assets, liabilities, financial condition, or this Chapter 11 case, are properly maintained, are available for production, inspection and copying, and are not destroyed.\n\n**ORDERED**: Neubert, Pepe & Monteith, P.C., as counsel for the Trustee, is hereby authorized, without further order of this Court, to take the testimony of one or more representatives of any Examinee listed on Exhibit B to the Application by examination under Bankruptcy Rule 2004 either at the offices of Neubert, Pepe & Monteith, 195 Church Street, 13th Floor, New Haven, CT 06510, at the offices of Paul Hastings LLP, 200 Park Avenue, New York, NY 10166, or at such other place that is mutually acceptable to the parties, on a date acceptable to the Trustee, which, at the election of the Trustee, shall be not less than 14 calendar days after the production of documents by the proposed examinee in compliance with the Subpoena and this Order pursuant to Bankruptcy Rule 2004, and such examination shall continue from day to day until completed.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2025\n\nJulie A. Manning, United States Bankruptcy Judge\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n# **Exhibit B**\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 17 of 208\n\n| Discovery Party                      | Address                                                                                                                     | Subpoena Index |\n|--------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|----------------|\n| Bankwell Bank                        | 2704 Dixwell Avenue<br>Hamden, CT 06518                                                                                     | Exhibit C-1    |\n| Avidia Bank                          | Principal Office<br>42 Main Street<br>Hudson, MA 01749                                                                      | Exhibit C-2    |\n| Uber Technologies, Inc.              | Registered Agent<br>The Corporation Trust Company<br>Corporation Trust Center<br>1209 Orange Street<br>Wilmington, DE 19801 | Exhibit C-3    |\n| Marriot International,<br>Inc.       | Registered Agent<br>Corporation Service Company<br>Goodwin Square<br>225 Asylum Street, 20th Floor<br>Hartford, CT 06103    | Exhibit C-4    |\n| Wyndham Hotels &<br>Resorts          | Principal Office<br>22 Sylvan Way<br>Parsippany, NJ 07054                                                                   | Exhibit C-5    |\n| Choice Hotels<br>International, Inc. | Resident Agent<br>The United States Corporation Company<br>7 St. Paul St., Ste. 820<br>Baltimore, MD 21202                  | Exhibit C-6    |\n| Joseph Rocco                         | 50 Wrights Mill Road<br>Armonk, NY 10504<br>c/o Antoinette Violi, Esq.<br>78 East Putnam Avenue<br>Cos Cob, CT 06807        | Exhibit C-7    |\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 18 of 208\n\n| Discovery Party     | Address                                             | Subpoena Index |\n|---------------------|-----------------------------------------------------|----------------|\n| Michael Rocco, Jr.  | 627 North Street                                    | Exhibit C-8    |\n|                     | Greenwich, CT 06830                                 |                |\n|                     | c/o Antoinette Violi, Esq.                          |                |\n|                     | 78 East Putnam Avenue                               |                |\n|                     | Cos Cob, CT 06807                                   |                |\n| Frank Rocco         | 55 Wrights Mill Road                                | Exhibit C-9    |\n|                     | Armonk, NY 10504                                    |                |\n|                     |                                                     |                |\n|                     | c/o Antoinette Violi, Esq.<br>78 East Putnam Avenue |                |\n|                     | Cos Cob, CT 06807                                   |                |\n| The Royale          | 188 East 64th Street                                | Exhibit C-10   |\n| Condominium, By its | New York, NY 10065                                  |                |\n| Board of Managers   |                                                     |                |\n|                     |                                                     |                |\n|                     |                                                     |                |\n| Barclays PLC        | 745 Seventh Avenue                                  | Exhibit C-11   |\n|                     | New York, NY 10019                                  |                |\n|                     |                                                     |                |\n|                     |                                                     |                |\n|                     |                                                     |                |\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 19 of 208\n\n# Exhibit C-1\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 20 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n**SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Bankwell Bank**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           |                                                 |\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 27 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 28 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the subpoena.\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n## **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n## **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Bankwell Bank, together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 30 of 208\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 31 of 208\n\nLLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 32 of 208\n\nRule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC.\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n- 10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n- 11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 33 of 208\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 34 of 208\n\nbusiness entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 35 of 208\n\nhelicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 36 of 208\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 37 of 208\n\n# Exhibit C-2\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 38 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Avidia Bank**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           |                                                 |\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 45 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 46 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the subpoena.\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n## **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n## **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Avidia Bank, together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 48 of 208\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 49 of 208\n\nLLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 50 of 208\n\nRule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC.\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n- 10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n- 11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 51 of 208\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 52 of 208\n\nbusiness entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 53 of 208\n\nhelicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 54 of 208\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 55 of 208\n\n# Exhibit C-3\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 56 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Uber Technologies, Inc.**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n|              |                           |                                                 |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 63 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 64 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the subpoena.\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 65 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n## **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n## **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Uber Technologies, Inc., together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 66 of 208\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 67 of 208\n\nFashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 68 of 208\n\nMOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC.\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 69 of 208\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 70 of 208\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 71 of 208\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to the 2004 Discovery Targets including, without limitation: email addresses, phone numbers, partial credit card numbers, credit card zip codes, other payment instruments, government identification image (if available), trip/delivery information (including but not limited to amount charged, pickup and dropoff lat/long, and rider display name), billing transaction history, rider profile picture, and non-content records of communications between rider/driver.\n\n2. All Documents related to any Communications between you and the 2004 Discovery Targets including but not limited to recordings of customer support calls, and other customer support communications.\n\n3. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, including but not limited to authorized users of the account, maintenance of the account, dates of account creations, account status, and IP addresses.\n\n4. All Documents related to any Transfers between You and any 2004 Discovery Target.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 72 of 208\n\n# Exhibit C-4\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 73 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n## **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Marriot International, Inc.**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 80 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 81 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 82 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n## **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n## **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to **Marriot International, Inc.**, together with all of its affiliates, subsidiaries, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 83 of 208\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n8. \"Associated Individuals\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 84 of 208\n\nLi), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 85 of 208\n\nMaistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC.\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 86 of 208\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n12. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 87 of 208\n\ntangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n13. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n14. \"Each\" and \"every\" mean \"each and every.\"\n\n15. \"Including\" or any variant thereof means \"including without limitation.\"\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Third Party\" means a Person or Entity other than Yourself.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 88 of 208\n\n20. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents and Communications related to any Transfers made by Associated Individuals, including, without limitation, the Debtor or the Debtor's Family, and further including, without limitation, Qiang Guo, *a/k/a* Mileson Guo, to You, including, without limitation, any hotels or other entities that are part of, associated with, or affiliated with You.\n\n2. All Documents and Communications related to the use of hotels by and/or the provision of hospitality or related services to Associated Persons, including, without limitation, the Debtor or the Debtor's Family, and further including, without limitation, Qiang Guo, *a/k/a* Mileson Guo, with respect to You, including, without limitation, hotels or other entities that are part of, associated with, or affiliated with You.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 89 of 208\n\n# Exhibit C-5\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 90 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n**SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Wyndham Hotels & Resorts**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           |                                                 |\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 97 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 98 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 99 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n## **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n## **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to **Wyndham Hotels & Resorts**, together with all of its affiliates, subsidiaries, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 100 of 208\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n8. \"Associated Individuals\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 101 of 208\n\nLi), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 102 of 208\n\nMaistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC.\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 103 of 208\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n12. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 104 of 208\n\ntangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n13. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n14. \"Each\" and \"every\" mean \"each and every.\"\n\n15. \"Including\" or any variant thereof means \"including without limitation.\"\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Third Party\" means a Person or Entity other than Yourself.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 105 of 208\n\n20. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents and Communications related to any Transfers made by Associated Individuals, including, without limitation, the Debtor or the Debtor's Family, and further including, without limitation, Qiang Guo, *a/k/a* Mileson Guo, to You, including, without limitation, any hotels or other entities that are part of, associated with, or affiliated with You.\n\n2. All Documents and Communications related to the use of hotels by and/or the provision of hospitality or related services to Associated Persons, including, without limitation, the Debtor or the Debtor's Family, and further including, without limitation, Qiang Guo, *a/k/a* Mileson Guo, with respect to You, including, without limitation, hotels or other entities that are part of, associated with, or affiliated with You.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 106 of 208\n\n# Exhibit C-6\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 107 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n## **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Choice Hotels International, Inc.**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n\n# Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 113 of 208\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 114 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 115 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 116 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to **Choice Hotels International, Inc.**, together with all of its affiliates, subsidiaries, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 117 of 208\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n8. \"Associated Individuals\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 118 of 208\n\nLi), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 119 of 208\n\nMaistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC.\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 120 of 208\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n12. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 121 of 208\n\ntangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n13. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n14. \"Each\" and \"every\" mean \"each and every.\"\n\n15. \"Including\" or any variant thereof means \"including without limitation.\"\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Third Party\" means a Person or Entity other than Yourself.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 122 of 208\n\n20. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n## **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents and Communications related to any Transfers made by Associated Individuals, including, without limitation, the Debtor or the Debtor's Family, and further including, without limitation, Qiang Guo, *a/k/a* Mileson Guo, to You, including, without limitation, any hotels or other entities that are part of, associated with, or affiliated with You.\n\n2. All Documents and Communications related to the use of hotels by and/or the provision of hospitality or related services to Associated Persons, including, without limitation, the Debtor or the Debtor's Family, and further including, without limitation, Qiang Guo, *a/k/a* Mileson Guo, with respect to You, including, without limitation, hotels or other entities that are part of, associated with, or affiliated with You.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 123 of 208\n\n# Exhibit C-7\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 124 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n## **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Joseph Rocco**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n|              |                          |                                                  |\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 130 of 208\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 131 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 132 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 133 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to **Joseph Rocco**, together with all representatives and/or anyone acting on his behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 134 of 208\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n8. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 135 of 208\n\nInc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 136 of 208\n\nLead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC, including, without limitation, the agents or representatives of the foregoing.\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise).\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 137 of 208\n\nCommunication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n12. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any\n\n### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 138 of 208\n\nkind not found on the original documents or that are otherwise not identical to the original documents.\n\n13. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n14. \"Each\" and \"every\" mean \"each and every.\"\n\n15. \"Including\" or any variant thereof means \"including without limitation.\"\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Third Party\" means a Person or Entity other than Yourself.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 139 of 208\n\n20. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n21. \"1 Loch Lane\" shall mean that real property (including all improvements and other Assets located thereon) commonly known as 1 Loch Lane, Greenwich, Connecticut.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to the lease, sale, or use of 1 Loch Lane, from January 1, 2024 through and including the date of Your response hereto, whether contemplated or consummated.\n\n2. All Documents related to any Transfers related to 1 Loch Lane, from January 1, 2024 through and including the date of Your response hereto.\n\n3. All Documents related to any Transfers by, on behalf of, or for the benefit of any of the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\n4. All Documents related to any of the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\n5. All Communications related to 1 Loch Lane from January 1, 2024 through and including the date of Your response hereto.\n\n6. All Communications with or related to the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 140 of 208\n\n# Exhibit C-8\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 141 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Michael Rocco, Jr.**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n|              |                          |                                                  |\n\n# Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 147 of 208\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 148 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 149 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 150 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to **Michael Rocco, Jr.**, together with all representatives and/or anyone acting on his behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 151 of 208\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n8. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 152 of 208\n\nInc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 153 of 208\n\nLead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC, including, without limitation, the agents or representatives of the foregoing.\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise).\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 154 of 208\n\nCommunication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n12. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any\n\n### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 155 of 208\n\nkind not found on the original documents or that are otherwise not identical to the original documents.\n\n13. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n14. \"Each\" and \"every\" mean \"each and every.\"\n\n15. \"Including\" or any variant thereof means \"including without limitation.\"\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Third Party\" means a Person or Entity other than Yourself.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 156 of 208\n\n20. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n21. \"1 Loch Lane\" shall mean that real property (including all improvements and other Assets located thereon) commonly known as 1 Loch Lane, Greenwich, Connecticut.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to the lease, sale, or use of 1 Loch Lane, from January 1, 2024 through and including the date of Your response hereto, whether contemplated or consummated.\n\n2. All Documents related to any Transfers related to 1 Loch Lane, from January 1, 2024 through and including the date of Your response hereto.\n\n3. All Documents related to any Transfers by, on behalf of, or for the benefit of any of the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\n4. All Documents related to any of the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\n5. All Communications related to 1 Loch Lane from January 1, 2024 through and including the date of Your response hereto.\n\n6. All Communications with or related to the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 157 of 208\n\n# Exhibit C-9\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 158 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Frank Rocco**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n|              |                          |                                                  |\n\n# Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 164 of 208\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 165 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 166 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 167 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to **Frank Rocco**, together with all representatives and/or anyone acting on his behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 168 of 208\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n8. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 169 of 208\n\nInc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 170 of 208\n\nLead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC, including, without limitation, the agents or representatives of the foregoing.\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise).\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 171 of 208\n\nCommunication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n12. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 172 of 208\n\nkind not found on the original documents or that are otherwise not identical to the original documents.\n\n13. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n14. \"Each\" and \"every\" mean \"each and every.\"\n\n15. \"Including\" or any variant thereof means \"including without limitation.\"\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Third Party\" means a Person or Entity other than Yourself.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 173 of 208\n\n20. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n21. \"1 Loch Lane\" shall mean that real property (including all improvements and other Assets located thereon) commonly known as 1 Loch Lane, Greenwich, Connecticut.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to the lease, sale, or use of 1 Loch Lane, from January 1, 2024 through and including the date of Your response hereto, whether contemplated or consummated.\n\n2. All Documents related to any Transfers related to 1 Loch Lane, from January 1, 2024 through and including the date of Your response hereto.\n\n3. All Documents related to any Transfers by, on behalf of, or for the benefit of any of the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\n4. All Documents related to any of the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\n5. All Communications related to 1 Loch Lane from January 1, 2024 through and including the date of Your response hereto.\n\n6. All Communications with or related to the 2004 Discovery Targets, including, without limitation, the Debtor's Family, further including, without limitation, the Debtor's Purported Wife or the Debtor's Daughter.\n\n# Exhibit C-10\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 175 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM) Debtor Chapter 11\n\n(Jointly Administered)\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\n## To: **The Royale Condominium, By its Board Of Managers**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 180 of 208\n\n| Field Name   | Sample Data              | Description                                                                                  |\n|--------------|--------------------------|----------------------------------------------------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email                                             |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email<br>**The LASTBATES field should be populated |\n|              |                          | for single page                                                                              |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent                                                 |\n|              | EDC0000015               | document to the Bates number of the last page of                                             |\n|              |                          | the last attachment \"child\" document                                                         |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range                                                       |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range                                                        |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided                                                       |\n|              |                          | Native: Name of the individual or department                                                 |\n|              |                          | from whose files the document originated                                                     |\n| FROM         | John Smith               | Email: Sender                                                                                |\n|              |                          | Native: Author(s) of document                                                                |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                                                                 |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple                                             |\n|              |                          | entries                                                                                      |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                                                                     |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                                                               |\n|              |                          | **semi-colon should be used to separate                                                      |\n|              |                          | multiple entries                                                                             |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title                                               |\n|              |                          | of document (if available)                                                                   |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,                                                    |\n|              |                          | including extension                                                                          |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                                                               |\n|              |                          | Native: (empty)                                                                              |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in                                                 |\n| TIME_ZONE    |                          | which the emails were standardized                                                           |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were                                              |\n|              |                          | standardized during conversion.                                                              |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document                                               |\n|              |                          | **The linked file must be named per the                                                      |\n|              |                          | FIRSTBATES number                                                                            |\n| FILE_EXTEN   | MSG                      | The file type extension                                                                      |\n|              |                          | representing                                                                                 |\n|              |                          | the Email or                                                                                 |\n| AUTHOR       | John Smith               | Email: (empty)                                                                               |\n|              |                          | Native: Author of the document                                                               |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                                                               |\n|              |                          | Native: Date the document was created                                                        |\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 181 of 208\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 182 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 183 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 184 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to **The Royale Condominium, By its Board of Managers**, together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, management companies, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 185 of 208\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n8. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 186 of 208\n\nLi), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations LLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 187 of 208\n\nMaistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer, Rule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC, including, without limitation, the agents or representatives of the foregoing.\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 188 of 208\n\n10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n11. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n12. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 189 of 208\n\ntangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n13. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n14. \"Each\" and \"every\" mean \"each and every.\"\n\n15. \"Including\" or any variant thereof means \"including without limitation.\"\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Third Party\" means a Person or Entity other than Yourself.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 190 of 208\n\n20. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n21. \"Wang Condominium\" shall mean that condominium unit commonly known as 188 East 64th Street, Unit 1601, New York, NY 10065.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any purchase, lease, rental, or other transaction related to the Wang Condominium, whether contemplated or consummated.\n\n2. All Documents related to any Transfers related to the Wang Condominium, including, without limitation, with respect to transactions involving the Wang Condominium or payment of condominium fees, maintenance fees, taxes, or any other costs or expenses related to the Wang Condominium.\n\n3. All Documents related to any Transfers by the 2004 Discovery Targets related to You or the Wang Condominium.\n\n4. All Communications by You with or related to any of the Wang Condominium or the 2004 Discovery Targets, including, without limitation, Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang).\n\n5. All Documents related to any agreements, applications, financial disclosures, or identification documents related to the Wang Condominium or the 2004 Discovery Targets, including, without limitation, Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang).\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 191 of 208\n\n# Exhibit C-11\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 192 of\n\nUNITED STATES BANKRUPTCY COURT 208\n\n**District of Connecticut**\n\nIn re HO WAN KWOK, *et al*.,\n\n<sup>1</sup> Case No. 22-50073 (JAM)\n\nDebtor Chapter 11\n\n(Jointly Administered)\n\n# **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **Barclays PLC**\n\n(*Name of person to whom the subpoena is directed*)\n\n*Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|-------|---------------|\n| n/a   | n/a           |\n|       |               |\n\nThe examination will be recorded by this method: n/a\n\n*Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n#### **See Requests for Production of Documents, attached hereto. Production due within fourteen (14) days of service.**\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate:\n\nCLERK OF COURT\n\nOR\n\n*Signature of Clerk or Deputy Clerk Attorney's signature*\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\n**Kari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884**\n\n#### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nSoftware Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 The Debtors in these chapter 11 cases are Ho Wan Kwok (also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases) (last four digits of tax identification number: 9595), Genever Holdings LLC (last four digits of tax identification number: 8202) and Genever Holdings Corporation. The mailing address for the Trustee, Genever Holdings LLC, and the Genever Holdings Corporation is Paul Hastings LLP, 200 Park Avenue, New York, NY 10166 c/o Luc A. Despins, as Trustee for the Estate of Ho Wan Kwok (solely for purposes of notices and communications).\n\n#### **PROOF OF SERVICE**\n\n**(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)**\n\nI received this subpoena for (*name of individual and title, if any*): on (*date*) .\n\nI served the subpoena by delivering a copy to the named person as follows:\n\non *(date)* ; or\n\nI returned the subpoena unexecuted because:\n\nUnless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ .\n\nMy fees are \\$ for travel and \\$ for services, for a total of \\$ .\n\nI declare under penalty of perjury that this information is true and correct.\n\nDate:\n\n*Server's signature*\n\n*Printed name and title*\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n*(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections.* A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply;\n\n(ii) requires a person to comply beyond the geographical limits specified in Rule 45(c);\n\n(iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n(C) *Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must: (i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trial-preparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed.R.Civ.P.45(a) Committee Note (2013)\n\n…\n\n## **Request for Production of Documents**\n\n## **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the\n\nfollowing instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name   | Sample Data              | Description                                      |\n|--------------|--------------------------|--------------------------------------------------|\n| FIRSTBATES   | EDC0000001               | First Bates number of native file document/email |\n| LASTBATES    | EDC0000001               | Last Bates number of native file document/email  |\n|              |                          | **The LASTBATES field should be populated        |\n|              |                          | for single page                                  |\n| ATTACHRANGE  | EDC0000001<br>-          | Bates number of the first page of the parent     |\n|              | EDC0000015               | document to the Bates number of the last page of |\n|              |                          | the last attachment \"child\" document             |\n| BEGATTACH    | EDC0000001               | First Bates number of attachment range           |\n| ENDATTACH    | EDC0000015               | Last Bates number of attachment range            |\n| CUSTODIAN    | Smith, John              | Email: Mailbox where the email resided           |\n|              |                          | Native: Name of the individual or department     |\n|              |                          | from whose files the document originated         |\n| FROM         | John Smith               | Email: Sender                                    |\n|              |                          | Native: Author(s) of document                    |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| TO           | Coffman, Janice; LeeW    | Recipient(s)                                     |\n|              | [mailto:LeeW@MSN.com]    | **semi-colon should be used to separate multiple |\n|              |                          | entries                                          |\n| CC           | Frank Thompson [mailto:  | Carbon copy recipient(s)                         |\n|              | frank_Thompson@cdt.com]  | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| BCC          | John Cain                | Blind carbon copy recipient(s)                   |\n|              |                          | **semi-colon should be used to separate          |\n|              |                          | multiple entries                                 |\n| SUBJECT      | Board Meeting Minutes    | Email: Subject line of the email Native: Title   |\n|              |                          | of document (if available)                       |\n| FILE_NAME    | BoardMeetingMinutes.docx | Native: Name of the original native file,        |\n|              |                          | including extension                              |\n| DATE_SENT    | 10/12/2010               | Email: Date the email was sent                   |\n|              |                          | Native: (empty)                                  |\n| TIME_SENT/   | 07:05 PM GMT             | Email: Time the email was sent/ Time zone in     |\n| TIME_ZONE    |                          | which the emails were standardized               |\n| TIME_ZONE    | GMT                      | The<br>time zone in which<br>the emails<br>were  |\n|              |                          | standardized during conversion.                  |\n| LINK         |  EDC0000001.msg   | Hyperlink to the email or native file document   |\n|              |                          | **The linked file must be named per the          |\n|              |                          | FIRSTBATES number                                |\n| FILE_EXTEN   | MSG                      | The file type extension                          |\n|              |                          | representing                                     |\n|              |                          | the Email or                                     |\n| AUTHOR       | John Smith               | Email: (empty)                                   |\n|              |                          | Native: Author of the document                   |\n| DATE_CREATED | 10/10/2010               | Email: (empty)                                   |\n|              |                          | Native: Date the document was created            |\n\n# Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 198 of 208\n\n| TIME_CREATED | 10:25 AM                  | Email: (empty)                                  |\n|--------------|---------------------------|-------------------------------------------------|\n|              |                           | Native: Time the document was created           |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_CREATED field         |\n| DATE_MOD     | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last modified     |\n| TIME_MOD     | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last modified     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_MOD field             |\n| DATE_ACCESSD | 10/12/2010                | Email: (empty)                                  |\n|              |                           | Native: Date the document was last accessed     |\n| TIME_ACCESSD | 07:00 PM                  | Email: (empty)                                  |\n|              |                           | Native: Time the document was last accessed     |\n|              |                           | **This data must be a separate field and cannot |\n|              |                           | be combined with the DATE_ACCESSD field         |\n| FILE_SIZE    | 5,952                     | Size of native file<br>document/email in KB     |\n| PGCOUNT      | 1                         | Number of pages in native file document/email   |\n| PATH         |   | Email: (empty)                                  |\n|              | Agenda.doc                | Native: Path where native file document was     |\n|              |                           | stored including original file name.            |\n| INTFILEPATH  | Personal Folders\\Deleted  | Email: original location of email including     |\n|              | Items\\Board Meeting       | original file name.                             |\n|              | Minutes.msg               | Native: (empty)                                 |\n| INTMSGID     | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty)        |\n|              | cb8306d1@MSN>             |                                                 |\n| MD5HASH      | d131dd02c5e6eec4693d9a0   | MD5 Hash value of the document.                 |\n|              | 698aff95c                 |                                                 |\n|              | 2fcab58712467eab4004583e  |                                                 |\n|              | b8fb7f89                  |                                                 |\n| OCRPATH      | TEXT/001/EDC0000001.txt   | Path to extracted text of the native file       |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 199 of 208\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h) state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 200 of 208\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the subpoena.\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 201 of 208\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all other tenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers, to Barclays PLC, together with all of its affiliates, divisions, agencies, instrumentalities, departments, offices, partners, officers, directors, agents, attorneys, representatives, employees, and/or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n#### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 202 of 208\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, individually and collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"2004 Discovery Targets\" means, individually and collectively, the Debtor, the Debtor's Family, 17 Miles, LLC, 5780 Saguaro LLC, Aaron Mitchell, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alphonso Global Ventures Limited, Ana C. Izquiedo-Henn, Andrew Childe, Anthony DiBattista, Anton Development Limited, Booming Sail New York LLC, Beile Li, Bingshang Jiao, Bravo Luck Limited, Brent Petro Inc., Celestial Tide Limited, Chris Lee (a/k/a Nan Li, Mei Guo Xiao Li), China Golden Spring Group (Hong Kong) Ltd., Crane Advisory Group, Daniel Thomas Podhaskie, Defeng Cao (a/k/a Wayne Cao, Max Cao), Ding \"Ivan\" Lin, Doaa Dashoush, Eastern Profit Corporation Limited, Genever Holdings Corporation, Genever Holdings LLC, Gettr USA, Inc., Gnews Media Group Inc., G Fashion (CA), G Fashion, G Fashion Hold Co. A. Limited, G Fashion Hold Co. B. Limited, G Fashion Media Group Inc., G Fashion International Limited, G Fashion LLC, Gmusic LLC, Gnews LLC, Geducation, GFNY, Inc., G Club Finance, G Club HoldCo I LLC, G Club International Limited, G Club Investments Limited, G Club Operations\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 203 of 208\n\nLLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li (a/k/a Huo Lai), Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer,\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 204 of 208\n\nRule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je a/k/a Je Kin Ming, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang (a/k/a Xiao Fei Xiang), Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao (a/k/a Ru Shui), Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang), Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup a/k/a Hee Seup Shin, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC, and Art Operation LLC.\n\n8. \"Including\" or any variant thereof means \"including without limitation.\"\n\n9. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n- 10. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n- 11. \"Each\" and \"every\" mean \"each and every.\"\n\n12. \"Third Party\" means a Person or Entity other than Yourself.\n\n13. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 205 of 208\n\n14. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n15. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n16. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 206 of 208\n\nbusiness entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n17. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n18. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n19. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n20. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets,\n\n### Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 207 of 208\n\nhelicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any account held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, power of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n2. All Documents related to any funds, securities, property, or assets belonging to, held by, controlled by, on behalf of, or otherwise related to any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n3. All Documents related to any business, commerce or financial transactions, including but not limited to any loan, line of credit, bailment, deposit, swap, securities transactions, mortgage, or ISDA, with any of the 2004 Discovery Targets, including any and all account statements, authorizations, powers of attorney, trusts, instructions or forms, copies of cancelled checks, correspondence, and wire transfers and related correspondence and instructions.\n\n4. All Documents relating to any wire transfer activity relating to the 2004 Discovery Targets, regardless of the existence of any accounts, including but not limited to all wire transfer receipts, account numbers, balances, authorizations, identification information related to the parties to the transfer, correspondence, instructions, or other records.\n\n5. All Documents related to any correspondence and communications between you and the 2004 Discovery Targets.\n\n## Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 208 of 208\n\n6. All Documents related to any account with any 2004 Discovery Target relating to opening of the account, authorized users of the account and maintenance of the account.\n\n7. All Documents related to any anti-money laundering, know-your-customer, or other compliance activity relating to any of the 2004 Discovery Targets, including but not limited to any information provided by any of the 2004 Discovery Targets, or learned by You.\n\n8. All Documents relating to any communications with any regulator from any country, including but not limited to the Bank of England, the United States Federal Reserve, the S.E.C., the CFTC, FINRA, China Securities Regulatory Commission, People's Bank of China, Hong Kong Securities and Futures Commission, and the Hong Kong Monetary Authority relating to any of the 2004 Discovery Targets.","body_zh":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格州联邦破产法院布里奇波特分院）\n\n-----------------------------------------------------------　x\n\n关于：　:\n:　第11章\n\nHO WAN KWOK（郭文贵），\n等，　:\n:　案件编号 22-50073 (JAM)\n债务人。　:　（合并管理）\n\nx\n\n第11章受托人根据《破产规则》第2004条及地方法院规则第2004-1条申请作出命令，以授权就与债务人及债务人关联人士有关联和/或与其有业务往来的额外银行、酒店业公司及额外实体进行取证的第十九份补充综合动议\n\nLuc A. Despins（卢克·A·德斯平斯）以其作为上述第11章案件（以下简称“本案”）中 Ho Wan Kwok（郭文贵）（以下简称“债务人”）获任命的第11章受托人（以下简称“受托人”）的身份，通过其下方签署的律师，依据《联邦破产程序规则》第2004(a)条（以下简称“破产规则”）及地方法院破产规则第2004-1条（以下简称“地方法院规则”），特此申请（以下简称“申请”或“动议”）对某些银行及与债务人有关联的某些实体进行审查；受托人认为，债务人、债务人关联空壳公司和/或关联人士曾在该等实体处或与其开展与债务人破产财产有关的业务（统称“被审查对象”），该等被审查对象列于随附的附件B。特此通知，对本申请提出异议的截止日期为 April 1, 2025，且如未及时提交异议，随本动议作为附件A提交的拟议命令（以下简称“拟议命令”）可在不另行通知及举行听证的情况下作出。为支持其申请，受托人谨陈述如下：\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui（郭文贵）、Miles Guo（郭文贵）及 Miles Kwok（郭文贵），以及其他众多别名）（税务识别号末四位：9595）、Genever Holdings LLC（吉纳维尔控股有限责任公司）（税务识别号末四位：8202）及 Genever Holdings Corporation（吉纳维尔控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（普衡律师事务所）, 200 Park Avenue, New York, NY 10166，c/o Luc A. Despins，作为 Ho Wan Kwok 破产财产的受托人（仅为通知和通信之目的）。\n\n初步陈述\n\n1. 受托人为履行其根据日期为 July 6, 2022 的授权任命第11章受托人的命令所负的职责和责任（见 ECF. No. 465, at 14，以下简称“受托人命令”），持续调查债务人的财务及业务事务，以确定是否存在额外的破产财产资产，并为债务人破产财产的利益追回该等资产。\n\n2. 受托人的调查已识别出更多可能知悉债务人资产及财务活动的实体，受托人寻求通过对该等被审查对象进行额外的《破产规则》第2004条取证，以进一步推进其调查。\n\n3. 受托人认为，被审查对象可取得且知悉与债务人的资产、财务事务，以及债务人在与债务人、其家人或其关联人士有关的各类公司实体中可能享有的财务权益有关的信息，包括但不限于作为债务人另我实体的实体。\n\n4. 受托人已提交多项获法院准许的《破产规则》第2004条动议，包括：针对被认为曾向债务人及关联实体和个人提供建议的法律及金融公司所提出的一项动议（ECF No. 637，以下简称“顾问2004动议”）；针对被认为与债务人有关联、受债务人控制或以其他方式与债务人存在联系的实体及个人所提出的一项动议（以下简称“关联方2004动议”）；受托人日期为 September 7, 2022 的第一份补充综合动议（以下简称“第一份综合动议”）；受托人日期为 November 18, 2022 的第二份补充综合动议（以下简称“第二份综合动议”）；受托人日期为 December 21, 2022 的第三份补充综合动议（以下简称“第三份综合动议”）；受托人日期为 March 24, 2023 的第四份补充综合动议（以下简称“第四份综合动议”）；受托人日期为 May 15, 2023 的第五份补充综合动议（以下简称“第五份综合动议”）；受托人日期为 August 11, 2023 的第六份补充综合动议（以下简称“第六份综合动议”）；受托人日期为 October 10, 2023 的第七份补充综合动议（以下简称“第七份综合动议”）；受托人日期为 November 2, 2023 的第八份补充综合动议（以下简称“第八份综合动议”）；受托人日期为 November 6, 2023 的第九份补充综合动议（以下简称“第九份综合动议”）；受托人日期为 December 14, 2023 的第十份补充综合动议（以下简称“第十份综合动议”）；受托人日期为 January 16, 2024 的第十一份补充综合动议（以下简称“第十一份综合动议”）；受托人日期为 January 30, 2024 的第十二份补充综合动议（以下简称“第十二份综合动议”）；受托人日期为 March 21, 2024 的第十三份补充综合动议（以下简称“第十三份综合动议”）；受托人日期为 March 25, 2024 的第十四份补充综合动议（以下简称“第十四份综合动议”）；受托人日期为 May 16, 2024 的第十五份补充综合动议（以下简称“第十五份综合动议”）；受托人日期为 August 13, 2024 的第十六份补充综合动议（以下简称“第十六份综合动议”）；受托人日期为 September 30, 2024 的第十七份综合动议（以下简称“第十七份综合动议”）；以及受托人日期为 February 12, 2025 的第十八份综合动议（以下简称“第十八份综合动议”，并与顾问2004动议、关联方2004动议、第一份综合动议、第二份综合动议、第三份综合动议、第四份综合动议、第五份综合动议、第六份综合动议、第七份综合动议、第八份综合动议、第九份综合动议、第十份综合动议、第十一份综合动议、第十二份综合动议、第十三份综合动议、第十四份综合动议、第十五份综合动议、第十六份综合动议及第十七份综合动议合称“2004动议”）。本动议所请求的取证将补充并扩展受托人已开始的调查，并开辟额外的调查途径及可能发现资产的途径。\n\n5. 为简明起见，受托人通过援引将2004动议纳入本动议，并使其构成本动议的一部分。本文未定义的所有首字母大写术语，均应具有2004动议中赋予其的含义。\n\n管辖权及审判地\n\n6. 本院根据 28 U.S.C. §§ 157 and 1334 对审理本申请具有管辖权。根据 28 U.S.C. §§ 1408 and 1409，本院为审理本申请的适当审判地。\n\n7. 本申请尤其根据 28 U.S.C. § 157(b)(2) (A), (E), and (F) 构成核心程序。\n\n被审查对象\n\n8. 被审查对象包括：受托人了解到与债务人有关联的企业及个人曾在其中从事与债务人财务事务有关交易的银行及金融机构；曾接收转款并向债务人关联人士提供服务的酒店业公司；以及与债务人及债务人关联人士有关联的企业和实体。被审查对象未被列入先前的2004动议，并可能掌握有关债务人资产及财务状况的重要信息。\n\n9. 更具体而言，被审查对象如下：\n\n(a) 该等银行和/或金融机构为 Bankwell Bank（班克韦尔银行）、Avidia Bank（阿维迪亚银行）及 Barclays PLC（巴克莱集团）。受托人了解到，至少一名债务人关联个人或实体在每一被审查对象处开立并持有一个或多个账户，和/或该等被审查对象曾协助或促成在此前确认的金融机构持有的其他债务人关联账户之间的转账。\n\n(b) Uber Technologies Inc.（优步科技公司）是一家已收取来自多名关联人士付款的实体，该等关联人士包括但不限于债务人的儿子 Qiang Guo（郭强）（又名 Mileson Guo（郭强））；该实体可能掌握有关关联人士所在地及可能属于破产财产的资产的信息；\n\n(c) 可能曾与债务人及关联人士开展业务的酒店业公司为：Marriot International, Inc.（万豪国际公司）、Wyndham Hotels & Resorts, Inc.（温德姆酒店及度假村公司）及 Choice Hotels International, Inc.（精选国际酒店集团）。受托人了解到，该等被审查对象曾从债务人及关联人士处收到数额巨大的转款。受托人拟调查的事项包括但不限于该等资金的去向，以及该等资金被使用的时间范围及地点。有关该等交易的信息亦可能有助于查明关联人士的所在地及可能属于破产财产的资产；\n\n(d) 可能曾与债务人、债务人的家属、关联人士及其他关联人士开展业务的企业、实体及个人为：\n\ni. Joseph Rocco（约瑟夫·罗科）、Michael Rocco, Jr.（小迈克尔·罗科）及 Frank Rocco（弗兰克·罗科），其各自以 Anna Sofia Rocco Estate（安娜·索菲娅·罗科遗产）（以下简称“遗产”）遗嘱执行人的身份行事；\n\n据所知所信，该遗产拥有位于 1 Loch Lane, Greenwich, Connecticut 的 1 Loch Lane Property（以下简称“1 Loch Lane房产”）。受托人了解到，包括债务人据称妻子在内的关联人士居住于或使用1 Loch Lane房产，且该房产数额可观的租金据称由第三方支付。受托人拟调查的事项包括但不限于：谁在使用该房产、使用目的为何、任何租金付款的资金来源，以及该等资金来源是否属于破产财产；以及\n\nii. The Royale Condominium（皇家公寓），由其管理委员会代表，其为位于 188 East 64th Street, New York, NY 10065 的一幢住宅楼的共管公寓协会；Yanping “Yvette” Wang（王燕平）通过一家空壳公司在该楼拥有一套共管公寓（以下简称“Wang Apartment（王公寓）”）。受托人拟调查的事项包括但不限于王公寓的当前用途及其资金来源。\n\n请求的救济\n\n10. 受托人寻求根据《破产规则》第2004(a)条及地方法院规则第2004-1条作出基本按照拟议命令形式的命令，授权受托人对附件B所列被审查对象进行审查。\n\n请求救济的依据\n\n11. 根据第2004(a)条，利害关系方提出申请时，法院可命令对任何个人或实体进行审查。根据第2004条授权的审查范围极为宽泛，并可涉及“债务人的行为、作为或财产，或债务人的负债及财务状况，或任何可能影响债务人破产财产管理的事项。”Fed. R. Bankr. P. 2004(b).\n\n12. “《规则》2004 审查的目的在于协助利害关系方确定破产财产的性质和范围、揭示资产、审查交易，并评估是否发生了不当行为。”In re Transmar Commodity Group Ltd.（Transmar商品集团有限公司）, 2018 WL 4006324, at \\*4 (Bankr. S.D.N.Y. Aug. 17, 2018)（省略内部引文和援引）。这包括揭示财产的性质和范围，以及发现债务人可能被故意或非故意隐匿的资产。参见 In re Bennett Funding Group, Inc.（贝内特融资集团公司）, 203 B.R. 24, 27-28 (Bankr. N.D.N.Y. 1996)。另参见 In re Millennium Lab Holdings II, LLC（千禧实验室控股II有限责任公司）, 562 B.R. 614, 626 (Bankr. D. Del. 2016)（“《规则》2004 审查的正当目标包括发现资产、审查交易，以及确定是否发生了不当行为。”（省略内部引文和援引））。\n\n13. 债务人在支持提起本案而于 March 20, 2022 提交的声明中表示，提起其第11章案件的目的包括“……（b）鉴于[其]认为在该等事项上存在误解，为利益相关方提供高效机会，以调查[其]资产、负债及财务事务；[以及]（c）确定哪些资产属于破产财产，并进而可供向获准债权持有人分配……。”（债务人声明，第3段）。受托人拟进行的调查与上述所述目的直接相关，因为该调查将协助受托人为向债权人进行分配而识别债务人的资产和负债。\n\n14. 本文所述调查事项属于受托人持续调查工作的一部分。随着调查进展，新的调查路径将显现，并产生对人员、实体及审查领域进行额外证据开示的需要。基于上述讨论的所有事实和证据，以及载于2004动议中的事实和证据，受托人寻求《规则》2004 所赋予的调查工具，以进一步确定资产的真实所有权，并探索受托人尚未知悉的其他潜在资产。\n\n15. 受托人请求，为推进其审查，法院命令受审查对象在送达传票后十四（14）日内，或在受托人同意的其他期限内，按照随附于本文件并构成本文件一部分的表格3所要求，向受托人的律师提供与拟议传票（“拟议传票”）在形式和实质上大致相似的文件。这些请求寻求的文件包括但不限于受审查对象与债务人之间关于其财务状况、资产转移及公司治理问题的通信。该等请求还寻求受审查对象就同一等事项所持有的内部文件和往来函件。\n\n16. 受托人将从受审查对象处取得的证据开示类型完全属于《破产规则》2004 的范围。破产法院通常允许针对专业机构进行《规则》2004 证据开示，只要该等证据开示可能识别并有助于为破产财产和债权人的利益追回资产。参见，例如，In re Bame（贝姆）, 251 B.R. 367 (Bankr. D. Minn. 2000)；In re Horvath（霍瓦特）, No. 13-34137, 2015 WL 2195060 (Bankr. N.D. Ohio May 7, 2015)（批准就资产清单中所列债权向个人债务人进行证据开示，因为取得该等证据开示可能增加债务人破产财产的价值）。\n\n17. 受托人主张，上述事实构成充分理由，使法院根据《破产规则》2004 命令受审查对象提供文件。\n\n3 附件B载有一份拟议传票索引，如本动议获准，该等拟议传票将向受审查对象送达。受托人还将针对各受审查对象的个别化拟议传票作为附件C-1至C-11随附于本文件，其中包括针对各受审查对象的证据开示事项，且在形式和实质上大致相似。\n\n尤其考虑到债务人及其某些家庭成员和关联人士的阻挠模式，向包括受审查对象在内的其他方寻求证据开示，是识别和追回破产财产的一项必要调查工具。事实上，截至目前，受托人在调查中取得的最有用文件之一，正是由受审查对象等第三方持有的文件。4\n\n18. 批准本申请对于受托人有效履行《受托人命令》所设想的职责至关重要，尤其包括其“为债权人和破产财产的利益查找债务人资产”以及“调查债务人的资产、负债和财务事务”的授权。（参见《受托人命令》第15-16、18页）。\n\n19. 批准本申请所寻求的救济，不会对包括债务人在内的任何利害关系方造成不当损害。\n\n此前未提出请求\n\n20. 此前未曾提出本文件所请求救济的申请。然而，受托人已提交先前的2004动议，但该等先前动议并未请求对本案所涉受审查对象进行证据开示。\n\n异议期限\n\n21. 对本申请提出异议的截止日期为 April 1, 2025；如未及时提交异议，拟议命令可在无进一步通知和听证的情况下生效。\n\n[本页其余部分特意留白。]\n\n4 如在受托人调查过程中确定受审查对象的关联方或子公司系控制与受审查对象有关且与受托人调查相关文件的一方，受托人还请求授权向该等受审查对象的关联方或子公司送达拟议传票。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 10 of 208\n\n因此，受托人谨请求法院批准本申请，并根据 Fed. R. Bankr. P. 2004(a) 作出拟议命令，命令对受审查对象进行审查，并命令提供拟议传票所附文件出示请求中所列的某些文件，以及给予法院认为公正和适当的其他及进一步救济。\n\n日期：March 25, 2025 卢克·A·德斯平斯（LUC A. DESPINS），\n\n康涅狄格州纽黑文 第11章受托人\n\n代表：/s/ Kari A. Mitchell\n\n卡里·A·米切尔（Kari A. Mitchell）（ct31578） 道格拉斯·S·斯卡尔卡（Douglas S. Skalka）（ct00616） 帕特里克·R·林西（Patrick R. Linsey）（ct29437） NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙泰斯律师事务所，专业公司） 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2884 kmitchell@npmlaw.com dskalka@npmlaw.com plinsey@npmlaw.com\n\n第11章受托人律师\n\n美国康涅狄格联邦破产法院布里奇波特分院\n\n-----------------------------------------------------------　x\n\n关于：　：\n：　第11章\n\nHO WAN KWOK（郭文贵），\n等，　：\n：　案号：22-50073 (JAM)\n债务人。　：\n：\n：　（合并管理）\n-----------------------------------------------------------　x\n异议期限通知\n\n作为债务人破产财产指定第11章受托人的卢克·德斯平斯（Luc Despins）（“申请人”），已向美国康涅狄格联邦破产法院提交申请，请求对附件B所列明的某些公司实体、个人、银行及金融机构进行《规则》2004 审查（“《规则》2004 审查”）。特此通知，对《规则》2004 审查提出的任何异议或答复，必须依照 Fed. R. Bankr. P. 2002(a) 和 9014 以及 Local Bankr. R. 2004-1(c)，最迟于 April 1, 2025 向法院提交。如未及时提交异议，关于《规则》2004 审查的拟议命令可在无进一步通知和听证的情况下生效，参见 11 U.S.C. section 102(1)。\n\n[本页其余部分特意留白。]\n\n1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui、Miles Guo 和 Miles Kwok，以及其他众多别名）（税务识别号码后四位：9595）、Genever Holdings LLC（Genever Holdings有限责任公司）（税务识别号码后四位：8202）及 Genever Holdings Corporation（Genever Holdings公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所）, 200 Park Avenue, New York, NY 10166，c/o 作为 Ho Wan Kwok 破产财产受托人的 Luc A. Despins（仅用于通知和通信之目的）。\n\n日期：March 25, 2025 卢克·A·德斯平斯，康涅狄格州纽黑文 第11章受托人\n\n代表：/s/ Kari A. Mitchell\n\n卡里·A·米切尔（ct31578） 道格拉斯·S·斯卡尔卡（ct00616） 帕特里克·R·林西（ct29437） NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2884 kmitchell@npmlaw.com dskalka@npmlaw.com plinsey@npmlaw.com\n\n第11章受托人律师\n\n附件A\n\n拟议命令\n\nCase 22-50073　Doc 4252　Filed 03/25/25　Entered 03/25/25 15:34:28　Page 14 of\n\n美国康涅狄格联邦破产法院布里奇波特分院\n\n-----------------------------------------------------------　x\n\n关于：　：\n：　第11章\n\nHO WAN KWOK，\n等，　：\n：\n：　案号：22-50073 (JAM)\n债务人。　：\n：　（合并管理）\n-----------------------------------------------------------　x\n[拟议] 命令：批准第11章受托人提出的第十九份补充综合动议，请求根据《破产规则》2004 和地方法则2004-1 作出命令，授权就其他相关银行、酒店服务公司，以及与债务人和债务人关联人士有关联和／或与其开展业务的其他实体进行证据开示\n\n经审议作为债务人破产财产指定第11章受托人的卢克·德斯平斯（“申请人”）所提交的申请（“申请”，ECF No. \\_\\_\\_\\_），该申请请求授权依《联邦破产程序规则》2004 对附件B所列受审查对象进行审查；在通知和听证后，参见 11 U.S.C. § 102(1)；查明存在理由按照下述条件批准所请求的救济；现特此\n\n兹命令：如下批准《规则》2004 动议。\n\n兹命令：作为受托人律师的 Neubert, Pepe & Monteith, P.C.，现获授权签署与作为附件C-1至C-11附于《规则》2004 动议的传票在形式上大致相似的传票，并依照《破产规则》2004，连同本命令副本一并送达该等传票，要求对本申请附件B所列受审查对象进行审查并提供文件。\n\n兹命令：在不影响《联邦破产程序规则》《联邦民事诉讼规则》和适用地方法则项下任何权利的前提下，且除非法院另有命令，受审查对象现被命令在传票送达后14日内，或在受托人同意的其他期限内，提供全部文件。如受审查对象以某项特权为由未提供传票所请求的任何文件，受审查对象现被命令在传票送达后14日内，或在受托人同意的其他期限内，向受托人提供符合 Fed. R. Civ. P. 45(e)(2) 的特权日志；该规则经 Fed. R. Bankr. P. 9016 及 D. Conn. L. Civ. R. 26(e) 适用于本案。\n\n兹命令：特此指示被审查人确保，传票所要求的或以其他方式与债务人、其业务、资产、负债、财务状况或本 Chapter 11 案件有关的所有文件及其他信息，包括但不限于任何电子格式的文件及信息，均得到妥善保存，可供提交、查阅和复制，且不得毁损。\n\n兹命令：Neubert, Pepe & Monteith, P.C.（诺伊贝特、佩佩和蒙蒂斯律师事务所）作为受托人的代理律师，特此获准，无须本院另行命令，根据《联邦破产程序规则》第2004条，在 Neubert, Pepe & Monteith, 195 Church Street, 13th Floor, New Haven, CT 06510 的办公室、Paul Hastings LLP（普衡律师事务所）, 200 Park Avenue, New York, NY 10166 的办公室，或双方均可接受的其他地点，对申请书附件B所列任何被审查人的一名或多名代表进行第2004条规则审查，以获取其证言；审查日期应为受托人可接受的日期，并由受托人选择，且不得早于拟被审查人依照传票及本命令、根据《联邦破产程序规则》第2004条提交文件之日后14个日历日；该审查应逐日持续，直至完成。\n\n日期：____________，2025\n\nJulie A. Manning（朱莉·A·曼宁），美国破产法院法官\n\n____________________________________________________________\n\n附件B\n\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 17 页，共 208 页\n\n取证对象　地址　传票索引\n\nBankwell Bank（班克韦尔银行）　2704 Dixwell Avenue\nHamden, CT 06518　附件 C-1\n\nAvidia Bank（阿维迪亚银行）　总办事处\n42 Main Street\nHudson, MA 01749　附件 C-2\n\nUber Technologies, Inc.（优步科技公司）　注册代理人\nThe Corporation Trust Company（公司信托公司）\nCorporation Trust Center\n1209 Orange Street\nWilmington, DE 19801　附件 C-3\n\nMarriot International, Inc.（万豪国际公司）　注册代理人\nCorporation Service Company（公司服务公司）\nGoodwin Square\n225 Asylum Street, 20th Floor\nHartford, CT 06103　附件 C-4\n\nWyndham Hotels & Resorts（温德姆酒店及度假村）　总办事处\n22 Sylvan Way\nParsippany, NJ 07054　附件 C-5\n\nChoice Hotels International, Inc.（精选国际酒店公司）　驻地代理人\nThe United States Corporation Company（美国公司服务公司）\n7 St. Paul St., Ste. 820\nBaltimore, MD 21202　附件 C-6\n\nJoseph Rocco（约瑟夫·罗科）　50 Wrights Mill Road\nArmonk, NY 10504\n转交 Antoinette Violi, Esq.（安托瓦内特·维奥利律师）\n78 East Putnam Avenue\nCos Cob, CT 06807　附件 C-7\n\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 18 页，共 208 页\n\n取证对象　地址　传票索引\n\nMichael Rocco, Jr.（小迈克尔·罗科）　627 North Street　附件 C-8\nGreenwich, CT 06830\n转交 Antoinette Violi, Esq.\n78 East Putnam Avenue\nCos Cob, CT 06807\n\nFrank Rocco（弗兰克·罗科）　55 Wrights Mill Road　附件 C-9\nArmonk, NY 10504\n\n转交 Antoinette Violi, Esq.\n78 East Putnam Avenue\nCos Cob, CT 06807\n\nThe Royale Condominium, By its Board of Managers（罗亚尔公寓，由其管理委员会代表）　188 East 64th Street　附件 C-10\nNew York, NY 10065\n\nBarclays PLC（巴克莱集团）　745 Seventh Avenue　附件 C-11\nNew York, NY 10019\n\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 19 页，共 208 页\n\n附件 C-1\n\nB2540（表格 2540——第2004条规则审查传票）（12/15）案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 20 页，共 208 页\n\n美国破产法院\n\n康涅狄格地区\n\n关于 HO WAN KWOK（郭文贵）等，\n\n1 案件编号 22-50073 (JAM)\n\n债务人 Chapter 11\n\n（合并管理）\n\n第2004条规则审查传票\n\n致：Bankwell Bank\n\n（传票所指向之人的姓名）\n\n证言：兹命令你于下列规定的时间、日期和地点出席，根据《联邦破产程序规则》第2004条接受审查并作证。随附授权该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将以以下方式记录：不适用\n\n提交：你或你的代表还必须在审查时随身携带下列文件、电子存储信息或物品，并且必须允许对该材料进行查阅、复制、测试或取样：\n\n见随附的文件提交请求。须于送达后十四（14）日内提交。\n\n《联邦民事诉讼规则》第45条的下列规定，依《联邦破产程序规则》第9016条适用于破产案件，现随附于后——关于履行地点的第45(c)条；关于对作为传票对象之人的保护的第45(d)条；以及关于你对本传票作出回应的义务及未作出回应的潜在后果的第45(e)条和第45(g)条。\n\n日期：\n\n法院书记员\n\n或\n\n书记员或副书记员签名　律师签名\n\n代表发出或请求本传票的 Chapter 11 受托人 Luc A. Despins（吕克·A·德斯潘）的律师姓名、地址、电子邮件地址及电话号码如下：\n\nKari A. Mitchell, Esq.（卡丽·A·米切尔律师）；Neubert, Pepe & Monteith, P.C.；195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com；(203) 781-2884\n\n致发出或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达之前，向各方送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 本 Chapter 11 案件中的债务人为 Ho Wan Kwok（又名 Guo Wengui、Miles Guo 及 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）以及 Genever Holdings Corporation（杰尼弗控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 破产财产的受托人（仅为通知和通信之目的）。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n我于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n我通过按如下方式向所列名人员交付副本，完成传票送达：\n\n于（日期）；或\n\n我未执行即退回本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人发出，我还已向证人预付一天出席费用及法律允许的里程费用，金额为 \\$ 。\n\n我的差旅费用为 \\$，服务费用为 \\$，合计 \\$。\n\n我在伪证处罚下声明，该信息真实且准确。\n\n日期：\n\n送达人员签名\n\n印刷体姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n\n《联邦民事诉讼规则》第45(c)、(d)、(e)和(g)条（于 12/1/13 生效）（依《联邦破产程序规则》第9016条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按以下规定命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自进行业务交易地点的100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自进行业务交易所在州内，如果该人\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他取证。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自进行业务交易地点的100英里范围内某地点提交文件、电子存储信息或物品；以及\n\n(B) 在被检查的场所检查该场所。\n\n(d) 对作为传票对象之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责发出和送达传票的一方或律师必须采取合理措施，避免对作为传票对象之人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未予遵守的一方或律师施加适当制裁，该制裁可包括收入损失及合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或准许检查场所之人，无须亲自出席提交或检查地点，除非其亦被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品或准许检查之人，可以向传票中指定的一方或律师送达书面异议，反对检查、复制、测试或取样任何或全部材料，或反对检查场所，或反对按请求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间或传票送达后14日两者中较早者之前送达。提出异议后，适用以下规则：\n\n(i) 送达方可随时在通知被命令之人后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按命令指示要求实施这些行为，且该命令必须保护非当事人亦非当事人高级职员之人免于因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行的地区法院必须撤销或修改符合下列情形的传票：\n\n(i) 未给予合理履行时间；\n\n(ii) 要求某人在第45(c)条规定的地域限制以外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或放弃；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护作为传票对象或受传票影响之人，要求履行的地区法院可以经动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未经聘用的专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且系源自并非由任何一方请求的该专家研究。\n\n(C) 规定条件作为替代方案。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有实质性需要，且如不遭受不当困难则无法以其他方式满足该需要；并且\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票之人，必须按文件在正常业务过程中保存的方式提交，或必须对文件进行整理和标注，以对应请求中的类别。\n\n(B) 未规定电子存储信息的提交形式。如传票未规定电子存储信息的提交形式，回应之人必须以该信息通常保存的一种或多种形式，或以一种或多种合理可用的形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无须以一种以上的形式提交同一电子存储信息。\n\n(D) 无法合理获取的电子存储信息。作出回应的人无需就其认定因过度负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。在提出强制证据开示动议或保护令动议时，作出回应的人必须证明该信息因过度负担或费用而无法合理获取。如作出该等证明，法院仍可在请求方根据 Rule 26(b)(2)(C) 的限制证明具有正当理由时，命令从该等来源进行证据开示。法院可规定该等证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。基于该信息享有特权或作为审判准备材料受保护而扣留被传唤信息的人，必须：(i) 明确提出该项主张；以及\n\n(ii) 以一种不披露本身享有特权或受保护信息的方式，描述被扣留文件、通信或有形物的性质，使各方能够评估该项主张。\n\n(B) 已提供的信息。如为回应传票而提供的信息受到特权主张或作为审判准备材料受保护的主张，提出该主张的人可将该主张及其依据通知任何收到该信息的一方。收到通知后，一方必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该方在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行地所在地区的法院，以裁定该主张。提供该信息的人必须在该主张得到解决前保存该信息。\n\n(g) 藐视法庭。要求履行地所在地区的法院——以及在动议被移送后，发出传票的法院——可对已被送达但无充分理由未遵守传票或与其有关命令的人作出藐视法庭认定。\n\n如需获取传票材料，请参见 Fed.R.Civ.P.45(a) Committee Note (2013)\n\n……\n\n文件出示请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。除非出于善意提出异议，否则每一项请求均应得到完整答复；如提出异议，应按如下规定详细说明贵方异议的理由。如异议仅涉及一项请求的一部分，或其中包含的一个词、短语或条款，贵方仅须就该部分说明异议，并对其余请求作出回应。\n\n2. 电子存储信息必须依照下列指示提供：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。图像必须在每张图像右下角标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过 1000 个。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像载入文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将载入 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，必须包含附件字段，以保留电子邮件与其附件之间的父/子关系。必须包含 OCRPATH 字段，以提供所提供存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于具有原生文件的文件，必须包含 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成；数据库中的每张图像均应在交叉引用文件中有一行，并采用以下格式：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提供，不得作为 .DAT 文件内的字段提供。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议使用按 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹内，每个文件夹中的文本文件数量不应超过 1,000 个。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生格式提供。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。该等文件包括但不限于电子表格、类电子表格文件（Microsoft Excel（微软 Excel）、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint（微软 PowerPoint）或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张标有 Bates 编号的分隔页图像，以表明存在原生文件，并在 .dat 文件中将原生文件路径作为一个字段列入。所提供的原生文件须以与该文件分隔页相对应的 Bates 编号命名。将原生文件分组置于按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提供一个副本。对于电子邮件，以从 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值为依据合并重复件。对于电子邮件附件和独立电子文件，以整个文件的 MD5 哈希值为依据合并重复件。\n\nf. 元数据。以符合 Concordance 要求的载入文件（.dat）形式提供每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。下列为必需元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应就单页文件填入。\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目之间应以分号分隔。\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目之间应以分号分隔。\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目之间应以分号分隔。\nBCC　John Cain　密送收件人\n多个条目之间应以分号分隔。\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\nTIME_ZONE　GMT　在转换期间电子邮件被标准化所采用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名。\nFILE_EXTEN　MSG　代表电子邮件或原生文件文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并。\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并。\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并。\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，单位为 KB\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文件的路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名。\nItems\\Board Meeting\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一邮件 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每一项请求独立适用并应独立解释；除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在通常业务过程中保存的方式提供，或者应予以组织和标注，以对应本请求中的类别。\n\n5. 本文所载每一项请求均延及所有文件：(a) 在贵方占有、保管或控制之下；或 (b) 在任何代表贵方行事之人的占有、保管或控制之下，\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 27 of 208\n\n包括贵方律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求贵方提供一份已不再由贵方占有、保管或控制的文书，则贵方的答复必须：(a) 详细说明该文书的性质及其内容；(b) 确认编制或撰写该文书之人士（以及如适用，确认该文书发送给的人员）；(c) 确认该文书编制或创建的日期；(d) 说明该文书是否：(i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转交他人，或 (iv) 以其他方式处置；(e) 说明该等处置的理由及其相关事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文书最近一次由贵方占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文书的人员（如有）。\n\n7. 如要求贵方提供一份已被销毁的文书，则除前述指示所要求的信息外，贵方的答复还必须说明：(a) 销毁该文书的理由；(b) 销毁该文书之人员的身份；以及 (c) 指示销毁该文书之人员的身份。\n\n8. 如贵方主张某一被要求提供的文书享有特权或属于律师工作成果，则贵方的答复必须：(a) 说明：(i) 足以支持贵方关于该文书享有特权之主张的文书描述，(ii) 该文书的标题，(iii) 该文书的日期，(iv) 该文书的作者，(v) 该文书的收件人，(vi) 收到或阅览该文书原件或任何草稿、副本或复制件的每一人员的身份，(vii) 该文书本身或该文书所载或提及的任何信息是否由任何其他人员占有、保管或控制；如是，则确认该等人员的身份，并说明该等信息如何进入其占有范围，(viii) 据以扣留该文书的特权主张，以及 (ix) 贵方将据以支持该等特权主张的全部情形；以及 (b) 就根据 D. Conn. L. Civ. R. 26(e) 以特权主张为由扣留的每一文书，提供一份特权清单，其中载明本指示第 (a) 部分要求的全部信息。对于文书请求中未主张特权或工作成果保护的任何部分，应完整提供相应文书。\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 28 页，共 208 页\n\n9. 如一份本应提供的文书的一部分包含受特权主张保护的信息，则仅应依照上述指示从该文书中删除或遮盖受该特权主张保护的部分，其余部分应予提供。\n\n10. 本请求具有持续性。特此指示贵方：(a) 一旦获知先前答复不完整或不正确，应立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供传票所要求的任何补充文书。\n\n11. 如某一文书使用英语以外的语言，贵方应提供该文书。如某一文书使用英语以外的语言且存在英文译本，贵方应同时提供两份文书。\n\n12. 对实体的所有提述均包括其全部关联方。\n\n13. 对个人姓名的所有提述均包括所有其他姓名、别名或昵称。\n\n14. 除非另有明确说明，文书请求所涵盖的期间为自 February 5, 2012 起至文书请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用均应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用均应解释为使用该动词的所有其他时态。\n\n16. (a) “和”及“或”应视需要解释为连词关系或选择关系，以将原本可能被解释为不属于任何请求范围的所有答复纳入该请求范围；以及 (b) “每一”及“任何”应视为包括并涵盖“每一个”及“所有”两词。\n\nIII. 定义\n\n根据 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义以及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，适用于本文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”或“Your”或“Yourself”系指 Bankwell Bank（班克韦尔银行），连同其所有关联方、部门、机构、职能机构、处室、办公室、合伙人、高级职员、董事、代理人、律师、代表、雇员和／或代表其行事的任何人。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok（郭文贵）、Miles Guo（郭文贵）、Guo Wengui（郭文贵）、Guo Haoyun（郭浩云）、郭文贵，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 30 页，共 208 页\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok（郭强）、郭强，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（又名 Mei Gui（郭美）、郭美，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng（岳庆芝）、Yue Qingzhi（岳庆芝）、岳庆芝，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “Debtor's Family”系指，就个别及整体而言，债务人、债务人之子、债务人之女及债务人所谓的妻子，以及与债务人有任何其他亲属关系的人员。\n\n7. “2004 Discovery Targets”系指，就个别及整体而言，债务人、债务人家属、17 Miles, LLC（17迈尔斯有限责任公司）、5780 Saguaro LLC（5780萨瓜罗有限责任公司）、Aaron Mitchell（阿伦·米切尔）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法全球创投有限公司）、Alphonso Global Ventures Limited（阿方索全球创投有限公司）、Ana C. Izquiedo-Henn（安娜·C·伊斯基耶多-亨）、Andrew Childe（安德鲁·柴尔德）、Anthony DiBattista（安东尼·迪巴蒂斯塔）、Anton Development Limited（安东开发有限公司）、Booming Sail New York LLC（兴帆纽约有限责任公司）、Beile Li（李贝乐）、Bingshang Jiao（焦冰霜）、Bravo Luck Limited（布拉沃幸运有限公司）、Brent Petro Inc.（布伦特石油公司）、Celestial Tide Limited（天潮有限公司）、Chris Lee（克里斯·李）（又名 Nan Li（李楠）、Mei Guo Xiao Li（郭美小李））、China Golden Spring Group (Hong Kong) Ltd.（中国金泉集团〔香港〕有限公司）、Crane Advisory Group（克兰咨询集团）、Daniel Thomas Podhaskie（丹尼尔·托马斯·波达斯基）、Defeng Cao（曹德丰）（又名 Wayne Cao（曹德丰）、Max Cao（曹德丰））、Ding “Ivan” Lin（林丁〔伊万〕）、Doaa Dashoush（杜阿·达舒什）、Eastern Profit Corporation Limited（东方利润有限公司）、Genever Holdings Corporation（杰尼弗控股公司）、Genever Holdings LLC（杰尼弗控股有限责任公司）、Gettr USA, Inc.（GETTR美国公司）、Gnews Media Group Inc.（Gnews媒体集团公司）、G Fashion (CA)（G时尚〔加州〕）、G Fashion（G时尚）、G Fashion Hold Co. A. Limited（G时尚控股A有限公司）、G Fashion Hold Co. B. Limited（G时尚控股B有限公司）、G Fashion Media Group Inc.（G时尚媒体集团公司）、G Fashion International Limited（G时尚国际有限公司）、G Fashion LLC（G时尚有限责任公司）、Gmusic LLC（G音乐有限责任公司）、Gnews LLC（Gnews有限责任公司）、Geducation（G教育）、GFNY, Inc.（GFNY公司）、G Club Finance（G俱乐部金融）、G Club HoldCo I LLC（G俱乐部控股I有限责任公司）、G Club International Limited（G俱乐部国际有限公司）、G Club Investments Limited（G俱乐部投资有限公司）、G Club Operations\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 31 页，共 208 页\n\nLLC（G俱乐部运营有限责任公司）、G Club US Operations Inc.（G俱乐部美国运营公司）、G Club US Operations LLC（G俱乐部美国运营有限责任公司）、G Club（G俱乐部）、G Club One（G俱乐部一号）、G Club Two（G俱乐部二号）、G Club Three（G俱乐部三号）、G Live, LLC（G直播有限责任公司）、Gbroadcast, LLC（G广播有限责任公司）、GF Italy（GF意大利）、GM 27 LLC（GM 27有限责任公司）、Gladys Chow（周格拉迪斯）、Golden Spring (New York) Ltd.（金泉〔纽约〕有限公司）、Gposts LLC（G帖子有限责任公司）、GTV Media Group, Inc.（GTV媒体集团公司）、Gypsy Mei Food Service LLC（吉普赛梅食品服务有限责任公司）、Gypsy Mei Productions LLC（吉普赛梅制作有限责任公司）、Gypsy Mei 27 Vestry, Inc.（吉普赛梅27维斯特里公司）、Dawn State Limited（黎明州有限公司）、Greenwich Land LLC（格林尼治土地有限责任公司）、Hao (Gavin) Li（李浩〔加文〕）（又名 Huo Lai（霍来））、Haitham Khaled（海萨姆·哈立德）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Hamilton Digital Assets Funds SP（汉密尔顿数字资产基金SP）、Hamilton Investment Management Limited（汉密尔顿投资管理有限公司）、Hamilton Opportunity Fund SPC（汉密尔顿机会基金SPC）、Hamilton PE Funds SP（汉密尔顿私募股权基金SP）、Holy City Hong Kong Ventures Ltd.（圣城香港创投有限公司）、GS Security Solutions Inc.（GS安保解决方案公司）、Alex Hadjcharalambous（亚历克斯·哈吉查拉兰布斯）、Han Chunguang（韩春光）、Haoran He（何浩然）、HCHK Property Management, Inc.（HCHK物业管理公司）、HCHK Technologies, Inc.（HCHK科技公司）、HK International Funds Investments (USA) Limited LLC（香港国际基金投资〔美国〕有限责任公司）、Freedom Media Ventures Ltd.（自由媒体创投有限公司）、FungWan Trading Inc.（风云贸易公司）、Himalaya Currency Clearing Pty. Ltd.（喜马拉雅货币清算有限公司）、Himalaya New World Inc.（喜马拉雅新世界公司）、Himalaya International Financial Group Ltd.（喜马拉雅国际金融集团有限公司）、Himalaya International Clearing Ltd.（喜马拉雅国际清算有限公司）、Himalaya International Payments Ltd.（喜马拉雅国际支付有限公司）、Himalaya International Reserves Ltd.（喜马拉雅国际储备有限公司）、Himalaya Ventures LLC（喜马拉雅创投有限责任公司）、Himalaya Investment LLC（喜马拉雅投资有限责任公司）、Hudson Diamond Holding, Inc.（哈德逊钻石控股公司）、Hudson Diamond Holding LLC（哈德逊钻石控股有限责任公司）、Hudson Diamond NY LLC（哈德逊钻石纽约有限责任公司）、Huk Trading Inc.（胡克贸易公司）、Infinity Treasury Management Inc.（无限财政管理公司）、Jesse Brown（杰西·布朗）、Jessica Mastrogiovanni（杰西卡·马斯特罗焦万尼）、Jiaming Liu（刘嘉明）、Jie Zhang（张杰）、Jovial Century International Limited（欢悦世纪国际有限公司）、Joyord Sportswear Limited（乔约德运动服饰有限公司）、K Legacy Ltd.（K传承有限公司）、Kamel Debeche（卡迈勒·德贝什）、Karin Maistrello（卡琳·迈斯特雷洛）、Kin Ming Je（谢建明）、Lamp Capital LLC（兰普资本有限责任公司）、Lawall & Mitchell, LLC（劳沃尔和米切尔有限责任公司）、Leading Shine NY Ltd.（领耀纽约有限公司）、Lexington Property and Staffing, Inc.（列克星敦物业与人力派遣公司）、Lexington Property and Staffing LLC（列克星敦物业与人力派遣有限责任公司）、Linwan “Irene” Feng（冯林婉〔艾琳〕）、Limarie Reyes（利马丽·雷耶斯）、Lihong “Sara” Wei Lafrenz（魏丽红〔萨拉〕·拉弗伦茨）、The Lost Draft LLC（遗失草稿有限责任公司）、Macaron Limited（马卡龙有限公司）、Major Lead International Limited（美杰领先国际有限公司）、Mary Jiang（江玛丽）、MOS Himalaya LLC（MOS喜马拉雅有限责任公司）、Maywind Trading LLC（五月风贸易有限责任公司）、New York MOS Himalaya LLC（纽约MOS喜马拉雅有限责任公司）、Next Tycoon Investments Limited（下一大亨投资有限公司）、Nicholas Savio（尼古拉斯·萨维奥）、Nodal Partners, LLC（诺达尔合伙人有限责任公司）、Qidong Xia（夏启东）、Oasis Tech Limited（绿洲科技有限公司）、Omicron Neutraceutical LLC（奥密克戎营养制药有限责任公司）、O.S.C. Orbit Service Company, LLC（O.S.C.轨道服务公司有限责任公司）、Pixshow Film Inc.（派秀电影公司）、Qu Guo Jiao（郭娇）、Roscalitar 2（罗斯卡利塔尔2）、Ridwan Mamode Saib（里德万·马莫德·赛义卜）、Ross Heinemeyer（罗斯·海内迈耶）、\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 32 页，共 208 页\n\nRule of Law Society IV Inc.（法治协会IV公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Fund（法治基金）、Saraca Media Group Inc.（萨拉卡媒体集团公司）、Savio Law LLC（萨维奥律师事务所有限责任公司）、Scott Barnett（斯科特·巴尼特）、Seven Mission Group LLC（七项使命集团有限责任公司）、Shih Hsin Yu（余世新）、Sirius Networking Inc.（天狼星网络公司）、Taurus Fund LLC（金牛基金有限责任公司）、Taurus Management LLC（金牛管理有限责任公司）、US Himalaya Capital Inc.（美国喜马拉雅资本公司）、V.X. Cerda & Associates P.A.（V.X.塞尔达及合伙人专业协会）、Victor Cerda（维克托·塞尔达）、Voice of Guo Media, Inc.（郭之声媒体公司）、Wen Xiao（肖文）、Wencong Wang（王文聪）、William Je（谢威廉）、Kin Ming Je（谢建明）又名 Je Kin Ming（谢建明）、Wise Creation International Limited（智创国际有限公司）、Xuebing Wang（王雪冰）、Yan Chun Liu（刘艳春）、Yinying (Aila) Wang（王茵莹〔艾拉〕）（又名 Xiao Fei Xiang（小飞象））、Yongbing Zhang（张永兵）、Yongping Yan (Shan Mu) Yue Zhou（周月洲〔永平彦／山木〕）、Yumei Hao（郝玉梅）（又名 Ru Shui（如水））、Yvette Wang（王伊薇特）（又名 Yanping Wang（王艳萍），又名 Yan Ping Wang（王艳平））、Zhixuan Li（李志轩）、Zhouer “Joe” Wang（王周儿〔乔〕）、NewPeople LLC（新人民有限责任公司）、Ziba Limited（齐巴有限公司）、New Mulberry PTE Ltd（新桑树私人有限公司）、TD Primrose Limited（TD报春花有限公司）、Shin Hee-Seup（申熙燮）又名 Hee Seup Shin（熙燮·申）、River Valley Operations LLC（河谷运营有限责任公司）、Fiesta Investment Ltd.（嘉年华投资有限公司）、Fiesta Property Developments Ltd.（嘉年华地产开发有限公司）、Medical Supply System International LLC（国际医疗供应系统有限责任公司）、New Smoke LLC（新烟有限责任公司）、Mountains of Spices, LLC（香料之山有限责任公司）、Rainbow Gifts Inc.（彩虹礼品公司）、Santel LLC（桑特尔有限责任公司）、Davy & Tony International Limited（戴维和托尼国际有限公司）、Love Miles for Zisun Inc.（为子孙爱迈尔斯公司）、Himalaya Boston Mayflower LLC（喜马拉雅波士顿五月花有限责任公司）、Top California Beach Corporation（顶级加州海滩公司）、Golden Eagle Ventures, LLC（金鹰创投有限责任公司）、Whole Alpha Trading LLC（全阿尔法贸易有限责任公司）及 Art Operation LLC（艺术运营有限责任公司）。\n\n8. “Including”或其任何变体意为“包括但不限于”。\n\n9. “And”及“or”意为“and/or”，并应同时按连词关系及选择关系解释，以最大化其范围。\n\n10. “Any”、“all”及“each”意为“每一及所有”。\n\n11. “Each”及“every”意为“每一及所有”。\n\n12. “Third Party”系指贵方以外的人员或实体。\n\n13. “Transfer”具有《破产法》section 101(54) 赋予该词的含义。\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 33 页，共 208 页\n\n14. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于任何种类、类型、性质或描述的每一项书面、记录或图形材料，凡现由或曾由您占有、保管或控制者，均包括在内；包括电子邮件的所有印刷版及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、各种书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信件、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、电传传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、明细表、透明胶片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、小册子、宣传册、穿孔卡、工时单、Tweets、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为有形形式还是电子形式）、记录、制作或复制；还包括但不限于上述任何材料的草稿或副本，如其中载有原始文件中未有的任何种类的笔记、评论或标记，或以其他方式与原始文件不完全相同。\n\n15. “个人”系指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 34 页，共 208 页\n\n17. “关于”系指涉及、描述、构成、提及、与之相关、支持、有利于、反对、强化、减损、位于、结合考虑、对其有影响、证明、表明、报告、记录、暗示、回应、与之有关、评论、就其而言、有关、与之关联、讨论、显示、描述、反映、分析、构成及为。\n\n18. 当“与……有关”、“涉及”或“相关”用于指称任何特定主题事项时，系指但不限于构成、包括、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定主题事项相关的任何文件。\n\n19. “通信”系指以最广义且不受限制的意义而言，任何信息或知识的传递（以事实、想法、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面形式或通过电子传输设备进行，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传副本、电传、即时消息、聊天、短信、向留言板或群聊发布的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方传送的笔记。\n\n20. “资产”系指受占有、保管或控制的任何具有经济价值的物品。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船舶、飞机、喷气式飞机、\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 35 页，共 208 页\n\n直升机、现金、银行账户、加密货币、证券、应收账款、存货以及其他有形和无形财产。\n\n四、应提交的文件\n\n1. 与任何 2004 取证对象持有、控制、代表其持有或以其他方式与其相关的任何账户有关的所有文件，包括所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n2. 与属于任何 2004 取证对象、由其持有、控制、代表其持有或以其他方式与其相关的任何资金、证券、财产或资产有关的所有文件，包括所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n3. 与任何商业、贸易或金融交易有关的所有文件，包括但不限于与任何 2004 取证对象进行的任何贷款、信贷额度、寄托、存款、互换、证券交易、抵押贷款或 ISDA（国际掉期与衍生工具协会），包括所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、通信函件，以及电汇及相关通信函件和指示。\n\n4. 与任何涉及 2004 取证对象的电汇活动有关的所有文件，不论是否存在任何账户，包括但不限于所有电汇收据、账号、余额、授权书、与转账当事人有关的身份识别信息、通信函件、指示或其他记录。\n\n5. 与您和 2004 取证对象之间的任何通信函件和通信有关的所有文件。\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 36 页，共 208 页\n\n6. 与任何 2004 取证对象的任何账户有关的所有文件，涉及该账户的开立、该账户的获授权用户及该账户的维护。\n\n7. 与任何 2004 取证对象有关的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何 2004 取证对象提供的或您获知的任何信息。\n\n8. 与任何国家的任何监管机构进行的、涉及任何 2004 取证对象的任何通信有关的所有文件，包括但不限于 Bank of England（英格兰银行）、United States Federal Reserve（美国联邦储备系统）、S.E.C.（美国证券交易委员会）、CFTC（美国商品期货交易委员会）、FINRA（美国金融业监管局）、China Securities Regulatory Commission（中国证券监督管理委员会）、People's Bank of China（中国人民银行）、Hong Kong Securities and Futures Commission（香港证券及期货事务监察委员会）和 Hong Kong Monetary Authority（香港金融管理局）。\n\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 37 页，共 208 页\n\n附件 C-2\n\nB2540（表格 2540 — 规则 2004 审查传票）（12/15）案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 38 页，共 208 页\n\n美国破产法院\n\n康涅狄格地区\n\n关于 HO WAN KWOK（郭文贵）等人，\n\n1 案号 22-50073 (JAM)\n\n债务人 第 11 章\n\n（合并管理）\n\n规则 2004 审查传票\n\n致：Avidia Bank（阿维迪亚银行）\n\n（传票所指向人员的姓名）\n\n证言：兹命令您于下列规定的时间、日期和地点出席，依《联邦破产程序规则》规则 2004 接受审查并作证。随附准许进行该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将通过以下方式记录：不适用\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须准许对该材料进行检查、复制、测试或取样：\n\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n《联邦民事诉讼规则》规则 45 的下列规定，经《联邦破产程序规则》规则 9016 适用于破产案件，现随附于后：关于履行地点的规则 45(c)；关于对作为传票对象之人员的保护的规则 45(d)；以及关于您对本传票的答复义务及未履行该义务可能产生后果的规则 45(e) 和 45(g)。\n\n日期：\n\n法院书记员\n\n或\n\n书记员或副书记员签名　律师签名\n\n签发或请求本传票、代表第 11 章受托人 Luc A. Despins（吕克·A·德斯平）的律师姓名、地址、电子邮箱地址和电话号码如下：\n\nKari A. Mitchell, Esq.（卡丽·A·米切尔律师）；Neubert, Pepe & Monteith, P.C.（诺伊伯特、佩佩及蒙蒂思律师事务所）；195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com；(203) 781-2884\n\n向签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或者检查场所，则必须在向本传票所指向人员送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）和 Genever Holdings Corporation。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（宝盛律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 财产的受托人（仅为通知和通信之目的）。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，本节不应向法院提交。）\n\n我于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n我通过以下方式向所列明人员交付副本，送达本传票：\n\n于（日期）；或\n\n我未执行而退回本传票，理由如下：\n\n除非本传票系代表美国或其官员或代理人签发，我还已向证人支付一天出席的费用及法律允许的里程费用，金额为 \\$ 。\n\n我的差旅费用为 \\$ ，服务费用为 \\$ ，合计 \\$ 。\n\n我在伪证罪处罚下声明，该信息真实且正确。\n\n日期：\n\n送达人员签名\n\n印刷姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n\n《联邦民事诉讼规则》规则 45(c)、(d)、(e) 和 (g)（自 12/1/13 起生效）（经《联邦破产程序规则》规则 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 关于审判、听证或证言录取。传票仅可按以下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动所在地 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事商业活动所在州内，如该人\n\n(i) 是当事人或当事人的管理人员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 关于其他取证。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动所在地 100 英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在拟检查的场所检查该场所。\n\n(d) 保护作为传票对象之人员；执行。\n\n（1）避免不当负担或费用；制裁。负责签发和送达传票的一方当事人或律师，必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行的地区的法院必须执行此项义务，并对未予遵守的一方当事人或律师施加适当制裁，其中可包括损失的收入和合理的律师费。\n\n（2）命令提交材料或准许检查。\n\n（A）无需出庭。被命令提交文件、电子存储信息或有形物品，或准许检查场所的人，无需亲自到提交或检查地点出庭，除非同时被命令为接受证言、听证或审判而出庭。\n\n（B）异议。被命令提交文件或有形物品或准许检查的人，可以向传票中指定的一方当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查场所，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间届满前，或在传票送达后14天内（以较早者为准）送达。如提出异议，适用以下规则：\n\n（i）在任何时候，送达方经通知被命令之人后，可以向要求履行的地区的法院提出动议，请求作出强制提交或检查的命令。\n\n（ii）仅可依照命令所指示的方式要求实施这些行为，且该命令必须保护既非当事人亦非当事人员工的人免于承担因履行而产生的重大费用。\n\n（3）撤销或修改传票。\n\n（A）必须撤销或修改的情形。经及时动议，要求履行的地区的法院必须撤销或修改具有下列情形的传票：\n\n（i）未留出合理的履行时间；\n\n（ii）要求某人在第45(c)条规定的地理范围以外履行；\n\n（iii）要求披露享有特权或受其他保护的事项，且不存在适用的例外或放弃；或\n\n（iv）使某人承受不当负担。\n\n（B）准许撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行的地区的法院可以经动议撤销或修改传票，如该传票要求：\n\n（i）披露商业秘密或其他保密的研究、开发或商业信息；或\n\n（ii）披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的特定事件，且源于并非由当事人请求的该专家研究。\n\n（C）将指定条件作为替代办法。在第45(d)(3)(B)条所述情形下，如送达方：\n\n（i）证明对证言或材料存在实质性需要，且若不遭受不当困难即无法以其他方式满足该需要；并且\n\n（ii）确保被传唤之人将获得合理补偿，\n\n法院可以不撤销或修改传票，而命令在指定条件下出庭或提交材料。\n\n（e）答复传票的义务。\n\n（1）提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n（A）文件。答复提交文件传票的人必须按该等文件在日常业务过程中保存的方式提交，或必须将其整理并标记，以对应请求中的类别。\n\n（B）未指定电子存储信息的提交形式。如传票未指定提交电子存储信息的形式，答复之人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式提交。\n\n（C）电子存储信息仅以一种形式提交。答复之人无需以一种以上形式提交相同的电子存储信息。\n\n（D）不可合理访问的电子存储信息。答复之人无需就其认定因不当负担或费用而无法合理访问的来源中的电子存储信息提供证据开示。对于强制证据开示动议或保护令动议，答复之人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院仍可在请求方根据第26(b)(2)(C)条的限制证明存在正当理由时，命令从该等来源进行证据开示。法院可以为该证据开示指定条件。\n\n（2）主张特权或保护。\n\n（A）扣留的信息。以该信息享有特权或作为审判准备材料受到保护为由扣留被传唤信息的人，必须：（i）明确提出该主张；并且\n\n（ii）以一种在不披露本身享有特权或受保护的信息的情况下，能够使各方当事人评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n（B）已提交的信息。如为答复传票而提交的信息受特权主张或作为审判准备材料受保护的主张约束，提出该主张的人可以将该主张及其依据通知收到该信息的任何当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施予以追回；并且可以立即将该信息密封提交给要求履行的地区的法院，以裁定该主张。提交该信息的人必须保存该信息，直至该主张得到解决。\n\n（g）藐视法庭。要求履行的地区的法院，以及在动议被移送后签发传票的法院，均可以认定已被送达但无充分理由而未遵守传票或与其有关命令的人构成藐视法庭。\n\n如需查阅传票材料，见《联邦民事诉讼规则》第45(a)条委员会说明（2013）\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，以下所列文件请求（以下简称“各项请求”，每一项称为“一项请求”）必须分别且具体地作出答复。除非善意提出异议，否则必须对每一项请求作出完整答复；如提出异议，必须按如下规定详细说明贵方异议的理由。如异议仅涉及一项请求的一部分，或其中包含的某个词语、短语或条款，贵方须仅就该部分说明异议，并答复其余请求。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入式空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入式空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过1000个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。 .DAT 文件的第一行必须为标识字段名称的标题行。 .DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括图像化的电子邮件及附件，必须包含附件字段，以保留电子邮件与其附件之间的父项/子项关系。必须包含 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本纳入 .DAT 文件。对于具有原生文件的文件，必须包含 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成，数据库中的每一图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为独立文本文件提交，而非作为 .DAT 文件内的字段。文本文件的完整路径（OCRPATH）应纳入 .DAT 文件。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不得超过1,000个文件。文件夹名称中不得有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\nd. 特定文件类型的原生提交。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。此类文件包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带有 Bates 编号的隔页图像，表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。所提交的原生文件应以与该文件隔页对应的 Bates 编号命名。将原生文件归入按递增方式命名的“NATIVE”目录，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文件，仅提交一份副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 的加载文件（.dat）形式提交每份文件的提取元数据。 .DAT 文件的第一行必须为标识字段名称的标题行。 .DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应以如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下列出所需元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文档/电子邮件的首个 Bates 编号\n\nLASTBATES　EDC0000001　原生文件文档/电子邮件的最后一个 Bates 编号\n\nLASTBATES 字段应当填写\n单页文件\n\nATTACHRANGE　EDC0000001\n-　母文件首页的 Bates 编号\nEDC0000015　至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\n\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\n\nCUSTODIAN　Smith, John（约翰·史密斯）　电子邮件：该电子邮件所在的邮箱\n原生文件：该文档来源的个人或部门名称\n其文件中产生该文档\n\nFROM　John Smith（约翰·史密斯）　电子邮件：发件人\n原生文件：文档作者\n多个条目之间应使用分号分隔\n\nTO　Coffman, Janice（贾尼斯·科夫曼）; LeeW（李W）　收件人\n[mailto:LeeW@MSN.com]　多个条目之间应使用分号分隔\n\nCC　Frank Thompson（弗兰克·汤普森） [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目之间应使用分号分隔\n\nBCC　John Cain（约翰·凯恩）　密送收件人\n多个条目之间应使用分号分隔\n\nSUBJECT　Board Meeting Minutes（董事会会议纪要）　电子邮件：电子邮件主题行 原生文件：文档标题\n（如有）\n\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，\n包括扩展名\n\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用时区内的时间\n\nTIME_ZONE　GMT　电子邮件在转换过程中\n被标准化所采用的\n时区。\n\nLINK　EDC0000001.msg　电子邮件或原生文件文档的超链接\n链接文件必须按\nFIRSTBATES 编号命名\n\nFILE_EXTEN　MSG　表示\n电子邮件或\n原生文件的文件类型扩展名\n\nAUTHOR　John Smith（约翰·史密斯）　电子邮件：（空）\n原生文件：文档作者\n\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文档创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n原生文件：文档创建时间\n该数据必须为单独字段，且不得\n与 DATE_CREATED 字段合并\n\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文档最后修改日期\n\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文档最后修改时间\n该数据必须为单独字段，且不得\n与 DATE_MOD 字段合并\n\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文档最后访问日期\n\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文档最后访问时间\n该数据必须为单独字段，且不得\n与 DATE_ACCESSD 字段合并\n\nFILE_SIZE　5,952　原生文件\n文档/电子邮件的大小，单位为 KB\n\nPGCOUNT　1　原生文件文档/电子邮件的页数\n\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文档的存储路径，\n包括原始文件名。\n\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting　原始文件名。\nMinutes.msg　原生文件：（空）\n\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一邮件 ID 原生文件：（空）\ncb8306d1@MSN>\n\nMD5HASH　d131dd02c5e6eec4693d9a0　文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\n\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 各项请求均独立适用并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在正常业务过程中保存的方式提供，或者应予组织和标注，以对应本请求中的类别。\n\n5. 本文所载各项请求均延及下列所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由任何代表您行事之人占有、保管或控制的文件，\n案件 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 45 页，共 208 页\n\n包括您的律师或其他代表和顾问。各文件均应完整提供。\n\n6. 如要求您提供的文件已不再由您占有、保管或控制，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 识别编制或撰写该文件的人员（以及，如适用，该文件被发送给的人员）；(c) 识别该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被毁坏，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式处置；(e) 说明该等处置的原因，以及围绕该等处置的事实和情形；(f) 识别授权该等处置的人员；(g) 识别该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 识别目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供的文件已被毁坏，则除前述指示所要求的信息外，您的答复还必须说明：(a) 该文件被毁坏的原因；(b) 毁坏该文件的人员身份；以及 (c) 指示毁坏该文件的人员身份。\n\n8. 如您主张所请求的文件受特权或律师工作成果保护，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件受特权保护之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或文件所载或提及的任何信息是否由任何其他人员占有、保管或控制；如是，则说明\n案件 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 46 页，共 208 页\n\n该等人员的身份，以及说明该信息如何由其占有，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就每一份因主张特权而被扣留的文件，提交一份包含本指示第 (a) 部分所要求全部信息的特权日志。对于文件请求中未主张特权或工作成果保护的任何部分，应完整提供回应性文件。\n\n9. 如一份本应回应的文件的一部分包含受特权主张保护的信息，则仅应按照上述指示从该文件中删除或遮盖受特权主张保护的部分，其余部分应予提供。\n\n10. 各项请求具有持续性。兹指示您：(a) 一旦知悉先前答复不完整或不正确，应立即补充或更正任何后来得知不完整或不正确的答复；以及 (b) 提供传票所要求的任何补充文件。\n\n11. 如文件为英语以外的语言，您应提供该文件。如文件为英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的一切提述均包括其所有关联方。\n\n13. 对个人姓名的一切提述均包括所有其他姓名、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至应提交文件请求答复之日止的期间。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为使用该动词的所有其他时态。\n\n16. (a) “和”及“或”应视需要作连词性或选择性解释，以使本可能被解释为超出任何请求范围的所有答复均纳入该请求范围；以及 (b) “每一”及“任何”应视为包括并涵盖“每个”及“所有”等词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”是指 Avidia Bank（阿维迪亚银行），连同其所有关联公司、部门、机构、执行机构、处室、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事之人。\n\n2. “债务人”是指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok（郭文贵）、Miles Guo（郭文贵）、Guo Wengui（郭文贵）、Guo Haoyun（郭浩云）、郭文贵，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n案件 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 48 页，共 208 页\n\n3. “债务人之子”是指 Qiang Guo（郭强）（又名 Mileson Kwok（郭强）、郭强，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人之女”是指 Mei Guo（郭美）（又名 Mei Gui（郭美）、郭美，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人据称的妻子”是指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng（岳庆芝）、Yue Qingzhi（岳庆芝）、岳庆芝，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家属”是指，单独及合计，债务人、债务人之子、债务人之女和债务人据称的妻子，以及与债务人具有其他亲属关系的任何人。\n\n7. “2004 年证据开示对象”是指，单独及合计，债务人、债务人家属、17 Miles, LLC（17 Miles 有限责任公司）、5780 Saguaro LLC（5780 Saguaro 有限责任公司）、Aaron Mitchell（艾伦·米切尔）、ACA Capital Group Limited（ACA 资本集团有限公司）、Ace Decade Holdings Limited（王牌十年控股有限公司）、AI Group Holdings Inc.（AI 集团控股公司）、Alfa Global Ventures Limited（阿尔法全球创投有限公司）、Alphonso Global Ventures Limited（阿方索全球创投有限公司）、Ana C. Izquiedo-Henn（安娜·C·伊斯基耶多-亨）、Andrew Childe（安德鲁·柴尔德）、Anthony DiBattista（安东尼·迪巴蒂斯塔）、Anton Development Limited（安东发展有限公司）、Booming Sail New York LLC（纽约兴帆有限责任公司）、Beile Li（李贝乐）、Bingshang Jiao（焦炳尚）、Bravo Luck Limited（幸运喝彩有限公司）、Brent Petro Inc.（布伦特石油公司）、Celestial Tide Limited（天潮有限公司）、Chris Lee（克里斯·李）（又名 Nan Li（李楠）、Mei Guo Xiao Li（郭美小李））、China Golden Spring Group (Hong Kong) Ltd.（中国金泉集团（香港）有限公司）、Crane Advisory Group（克兰咨询集团）、Daniel Thomas Podhaskie（丹尼尔·托马斯·波德哈斯基）、Defeng Cao（曹德峰）（又名 Wayne Cao（曹德峰）、Max Cao（曹德峰））、Ding “Ivan” Lin（丁“伊万”林）、Doaa Dashoush（杜阿·达舒什）、Eastern Profit Corporation Limited（东方利润有限公司）、Genever Holdings Corporation（热内维尔控股公司）、Genever Holdings LLC（热内维尔控股有限责任公司）、Gettr USA, Inc.（Gettr 美国公司）、Gnews Media Group Inc.（Gnews 媒体集团公司）、G Fashion (CA)（G 时尚（加利福尼亚））、G Fashion（G 时尚）、G Fashion Hold Co. A. Limited（G 时尚控股 A 有限公司）、G Fashion Hold Co. B. Limited（G 时尚控股 B 有限公司）、G Fashion Media Group Inc.（G 时尚媒体集团公司）、G Fashion International Limited（G 时尚国际有限公司）、G Fashion LLC（G 时尚有限责任公司）、Gmusic LLC（Gmusic 有限责任公司）、Gnews LLC（Gnews 有限责任公司）、Geducation（G 教育）、GFNY, Inc.（GFNY 公司）、G Club Finance（G 俱乐部金融）、G Club HoldCo I LLC（G 俱乐部控股公司 I 有限责任公司）、G Club International Limited（G 俱乐部国际有限公司）、G Club Investments Limited（G 俱乐部投资有限公司）、G Club Operations\n\nLLC, G Club US Operations Inc., G Club US Operations LLC, G Club, G Club One, G Club Two, G Club Three, G Live, LLC, Gbroadcast, LLC, GF Italy, GM 27 LLC, Gladys Chow, Golden Spring (New York) Ltd., Gposts LLC, GTV Media Group, Inc., Gypsy Mei Food Service LLC, Gypsy Mei Productions LLC, Gypsy Mei 27 Vestry, Inc., Dawn State Limited, Greenwich Land LLC, Hao (Gavin) Li（又名 Huo Lai）, Haitham Khaled, Hamilton Capital Holdings Inc., Hamilton Digital Assets Funds SP, Hamilton Investment Management Limited, Hamilton Opportunity Fund SPC, Hamilton PE Funds SP, Holy City Hong Kong Ventures Ltd., GS Security Solutions Inc., Alex Hadjcharalambous, Han Chunguang, Haoran He, HCHK Property Management, Inc., HCHK Technologies, Inc., HK International Funds Investments (USA) Limited LLC, Freedom Media Ventures Ltd., FungWan Trading Inc., Himalaya Currency Clearing Pty. Ltd., Himalaya New World Inc., Himalaya International Financial Group Ltd., Himalaya International Clearing Ltd., Himalaya International Payments Ltd., Himalaya International Reserves Ltd., Himalaya Ventures LLC, Himalaya Investment LLC, Hudson Diamond Holding, Inc., Hudson Diamond Holding LLC, Hudson Diamond NY LLC, Huk Trading Inc., Infinity Treasury Management Inc., Jesse Brown, Jessica Mastrogiovanni, Jiaming Liu, Jie Zhang, Jovial Century International Limited, Joyord Sportswear Limited, K Legacy Ltd., Kamel Debeche, Karin Maistrello, Kin Ming Je, Lamp Capital LLC, Lawall & Mitchell, LLC, Leading Shine NY Ltd., Lexington Property and Staffing, Inc., Lexington Property and Staffing LLC, Linwan \"Irene\" Feng, Limarie Reyes, Lihong \"Sara\" Wei Lafrenz, The Lost Draft LLC, Macaron Limited, Major Lead International Limited, Mary Jiang, MOS Himalaya LLC, Maywind Trading LLC, New York MOS Himalaya LLC, Next Tycoon Investments Limited, Nicholas Savio, Nodal Partners, LLC, Qidong Xia, Oasis Tech Limited, Omicron Neutraceutical LLC, O.S.C. Orbit Service Company, LLC, Pixshow Film Inc., Qu Guo Jiao, Roscalitar 2, Ridwan Mamode Saib, Ross Heinemeyer，\n\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 50 页，共 208 页\n\nRule of Law Society IV Inc., Rule of Law Foundation III, Inc., Rule of Law Fund, Saraca Media Group Inc., Savio Law LLC, Scott Barnett, Seven Mission Group LLC, Shih Hsin Yu, Sirius Networking Inc., Taurus Fund LLC, Taurus Management LLC, US Himalaya Capital Inc., V.X. Cerda & Associates P.A., Victor Cerda, Voice of Guo Media, Inc., Wen Xiao, Wencong Wang, William Je, Kin Ming Je（又名 Je Kin Ming）, Wise Creation International Limited, Xuebing Wang, Yan Chun Liu, Yinying (Aila) Wang（又名 Xiao Fei Xiang）, Yongbing Zhang, Yongping Yan (Shan Mu) Yue Zhou, Yumei Hao（又名 Ru Shui）, Yvette Wang（又名 Yanping Wang，又名 Yan Ping Wang）, Zhixuan Li, Zhouer \"Joe\" Wang, NewPeople LLC, Ziba Limited, New Mulberry PTE Ltd, TD Primrose Limited, Shin Hee-Seup（又名 Hee Seup Shin）, River Valley Operations LLC, Fiesta Investment Ltd., Fiesta Property Developments Ltd., Medical Supply System International LLC, New Smoke LLC, Mountains of Spices, LLC, Rainbow Gifts Inc., Santel LLC, Davy & Tony International Limited, Love Miles for Zisun Inc., Himalaya Boston Mayflower LLC, Top California Beach Corporation, Golden Eagle Ventures, LLC, Whole Alpha Trading LLC，以及 Art Operation LLC。\n\n8. “包括”或其任何变体，是指“包括但不限于”。\n\n9. “和”及“或”均指“和/或”，并应同时按连词和析取词解释，以最大限度扩大其范围。\n\n10. “任何”及“所有”以及“每一”均指“每一个及全部”。\n\n11. “每一”及“每个”均指“每一个及全部”。\n\n12. “第三方”是指除您本人以外的个人或实体。\n\n13. “转让”应具有《破产法典》第 101(54) 条赋予该词的含义。\n\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 51 页，共 208 页\n\n14. “文件”是指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，包括但不限于处于或曾处于您占有、保管或控制之下的任何种类、类型、性质或描述的每一份书面、记录或图像资料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、往来函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、账簿、分类账、笔记本、附表、透明胶片、录音资料、目录、广告、促销材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子，或任何其他种类的书面或记录资料，以及其所有元数据，无论以何种方式存储（无论为有形形式或电子形式）、记录、制作或复制；还包括但不限于前述任何资料的草稿或副本，如其包含原始文件中未载有的任何种类笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\n15. “个人”是指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “实体”是指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他\n\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 52 页，共 208 页\n\n商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “关于”是指涉及、描述、构成、提及、与之相关、支持、赞成、反对、强化、减损、位于其中、结合考虑、对其有影响、证明、表明、报告、记录、暗示、回应、与之相连、评论、就其而言、有关、与其相关、讨论、显示、描述、反映、分析、构成及属于。\n\n18. “与……有关”、“与……有关联”或“相关”，在指代任何特定事项时，是指包括但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项有关的任何文件。\n\n19. “通信”在最广泛的可能意义上且不限于此，是指任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面方式，还是通过电子传输设备，并包括但不限于所有往来函件、电子邮件、录音、传送单、备忘录、电话通信、语音消息、电报、电子传真、传真副本、电传、即时消息、聊天、短信、发布至留言板或群聊的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n20. “资产”是指受占有、保管或控制的任何具有经济价值的物品。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、\n\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 53 页，共 208 页\n\n直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n四、应提交的文件\n\n1. 与由任何 2004 取证对象持有、控制、代表其持有或以其他方式与其相关的任何账户有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、往来函件，以及电汇和相关往来函件及指示。\n\n2. 与属于任何 2004 取证对象、由其持有、控制、代表其持有或以其他方式与其相关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、往来函件，以及电汇和相关往来函件及指示。\n\n3. 与同任何 2004 取证对象进行的任何业务、商业或金融交易有关的所有文件，包括但不限于任何贷款、信贷额度、寄托、存款、互换、证券交易、抵押或 ISDA，包括任何及所有账户对账单、授权书、委托书、信托、指示或表格、已注销支票副本、往来函件，以及电汇和相关往来函件及指示。\n\n4. 与涉及 2004 取证对象的任何电汇活动有关的所有文件，无论是否存在任何账户，包括但不限于所有电汇收据、账户号码、余额、授权书、与转账各方有关的身份识别信息、往来函件、指示或其他记录。\n\n5. 与您和 2004 取证对象之间的任何往来函件及通信有关的所有文件。\n\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 54 页，共 208 页\n\n6. 与任何 2004 取证对象的任何账户有关的所有文件，涉及账户开立、账户获授权用户及账户维护。\n\n7. 与涉及任何 2004 取证对象的任何反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何由 2004 取证对象提供或由您获知的信息。\n\n8. 与任何国家的任何监管机构就任何 2004 取证对象进行的任何通信有关的所有文件，包括但不限于英格兰银行（Bank of England）、美国联邦储备系统（United States Federal Reserve）、S.E.C.、CFTC、FINRA、中国证券监督管理委员会（China Securities Regulatory Commission）、中国人民银行（People's Bank of China）、香港证券及期货事务监察委员会（Hong Kong Securities and Futures Commission）以及香港金融管理局（Hong Kong Monetary Authority）。\n\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 55 页，共 208 页\n\n附件 C-3\n\nB2540（表格 2540——Rule 2004 审查传票）（12/15）案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 56 页，共\n\n美国破产法院 208\n\n康涅狄格地区\n\n关于 HO WAN KWOK（郭文贵）等人，\n\n1 案件编号 22-50073 (JAM)\n\n债务人 第 11 章\n\n（合并管理）\nRule 2004 审查传票\n\n致：Uber Technologies, Inc.\n\n（传票所指向的人员名称）\n\n证言：兹命令您于下列载明的时间、日期和地点出席，并根据《联邦破产程序规则》Rule 2004 在审查中作证。随附授权该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将以下列方式记录：不适用\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该等材料进行检查、复制、测试或取样：\n\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n以下《联邦民事诉讼规则》第45条的规定，依《联邦破产程序规则》第9016条适用于破产案件，现附于后——第45(c)条，关于履行地点；第45(d)条，关于作为传票对象的人员所受保护；以及第45(e)条和第45(g)条，关于您对本传票的回应义务及不履行该义务的潜在后果。\n\n日期：\n\n法院书记员\n\n或\n\n书记员或副书记员签名　律师签名\n\n签发或申请本传票、代表第11章受托人 Luc A. Despins（Luc A. Despins）的律师姓名、地址、电子邮件地址和电话号码如下：\n\nKari A. Mitchell, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884\n致签发或申请本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 本第11章案件中的债务人为 Ho Wan Kwok（又称 Guo Wengui、Miles Guo 和 Miles Kwok，以及其他众多别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）及 Genever Holdings Corporation。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，c/o Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不得向法院提交。）\n\n本人于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n本人按如下方式向具名人员交付副本，以送达该传票：\n\n于（日期）；或\n\n本人未予执行即退回本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人签发，本人亦已向证人支付一天出席费用及法律允许的里程费，金额为 \\$ 。\n\n本人旅费为 \\$，服务费为 \\$，合计为 \\$。\n\n本人在伪证处罚的约束下声明，上述信息真实且正确。\n\n日期：\n\n送达人员签名\n\n印刷体姓名及职务\n\n送达人员地址\n\n有关尝试送达等的补充信息：\n《联邦民事诉讼规则》第45(c)、(d)、(e)及(g)条（2013年12月1日生效）（依《联邦破产程序规则》第9016条适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点100英里以内；或\n\n(B) 在该人居住、受雇或经常亲自从事商业活动所在州内，如该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点100英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在拟检查的场所检查场所。\n(d) 对作为传票对象的人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对作为传票对象的人员施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者，即当事人或律师，施加适当制裁，其中可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所之人，无须亲自到提交或检查地点出席，除非其还被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查之人，可向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查场所——或反对以所要求的一种或多种形式提交电子存储信息。异议必须在指定履行时间或传票送达后14日届满之日两者中较早者之前送达。如提出异议，则适用以下规则：\n\n(i) 送达方可随时在通知被命令人后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依命令所指示要求实施该等行为，并且该命令必须保护既非当事人亦非当事人高级职员之人，使其免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；\n\n(ii) 要求某人在第45(c)条规定的地域范围以外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不适用任何例外或豁免；或\n\n(iv) 使某人承担不当负担。\n\n(B) 可以撤销或修改的情形。为保护作为传票对象或受传票影响之人，若传票要求：\n\n(i) 披露商业秘密或其他机密研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的特定事件，且源于并非由当事人要求进行的该专家研究，\n\n要求履行的地区法院可依动议撤销或修改该传票。\n\n(C) 作为替代方案规定条件。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有重大需求，且不遭受不当困难即无法通过其他方式满足该需求；并且\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可不撤销或修改传票，而是在规定条件下命令出席或提交。\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票之人必须按文件在通常业务过程中保存的方式提交，或者必须将文件整理并标注，使其对应于请求中的类别。\n\n(B) 未指定提交电子存储信息的形式。如传票未指定提交电子存储信息的形式，回应之人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无须以一种以上形式提交相同的电子存储信息。\n\n(D) 无法合理访问的电子存储信息。回应之人无须提供其认定为因不当负担或费用而无法合理访问之来源中的电子存储信息的证据开示。对于强制证据开示或保护令的动议，回应之人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院仍可在请求方证明存在正当理由时，命令从该等来源进行证据开示，并考虑第26(b)(2)(C)条的限制。法院可对该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料受到保护为由而扣留被传唤信息之人必须：(i) 明确提出该主张；并且\n\n(ii) 以一种方式说明被扣留文件、通信或有形物品的性质，该方式在不披露本身享有特权或受保护的信息的情况下，使当事人能够评估该主张。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张，该主张人可将该主张及其依据通知收到该信息的任何当事人。接到通知后，当事人必须立即返还、隔离或销毁指定信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。提交信息之人必须保存该信息，直至该主张得到解决。\n\n(g) 蔑视法庭。要求履行的地区法院——以及在动议被移送后，签发法院——可对已被送达但无充分理由不遵守传票或与其有关命令之人，以蔑视法庭论处。\n\n关于获取传票材料，参见 Fed.R.Civ.P.45(a) 委员会说明（2013年）\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，各称“一项请求”）必须分别且具体地予以回应。每项请求均应得到完整答复，除非对其善意提出异议；在此情况下，应按下文规定详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，您须仅对该部分提出异议，并回应请求的其余部分。\n\n2. 电子存储信息必须依照下列指示提交：\n\n下列指示：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须采用 JPEG 格式制作。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像的右下角必须加注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance®（康科迪恩斯）数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括图像化电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所交付存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包括文本。对于附有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image®（康科迪恩斯图像）或 Opticon（奥普蒂康）交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像与数据库记录链接。其应为以逗号分隔的文件，每行由七个字段组成；对于数据库中的每张图像，交叉引用文件中均应有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCount。\n\nc. 文件文本。文本必须作为独立文本文件提供，而非作为 .DAT 文件内的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议使用以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个文件。文件夹名称中不得包含特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生格式交付。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel（微软 Excel）、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint（微软 PowerPoint）或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带有 Bates 编号的分隔页图像，以表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段包括在内。交付的原生文件应以与该文件分隔页相对应的 Bates 编号命名。将原生文件归入按递增方式命名的 “NATIVE” 目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提供一份副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式提供每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）。\n\n日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下列出必需的元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件/电子邮件文件的第一个 Bates 编号\n\nLASTBATES　EDC0000001　原生文件/电子邮件文件的最后一个 Bates 编号\n\n单页文件应填写 LASTBATES 字段。\n\nATTACHRANGE　EDC0000001 - EDC0000015　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\n\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\n\nCUSTODIAN　Smith, John（约翰·史密斯）　电子邮件：电子邮件所在的邮箱；原生文件：文件来源个人或部门的名称\n\nFROM　John Smith（约翰·史密斯）　电子邮件：发件人；原生文件：文件作者；多个条目应使用分号分隔\n\nTO　Coffman, Janice（贾尼斯·科夫曼）; LeeW [mailto:LeeW@MSN.com]　收件人；多个条目应使用分号分隔\n\nCC　Frank Thompson（弗兰克·汤普森） [mailto:frank_Thompson@cdt.com]　抄送收件人；多个条目应使用分号分隔\n\nBCC　John Cain（约翰·凯恩）　密送收件人；多个条目应使用分号分隔\n\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\n\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\n\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期；原生文件：（空）\n\nTIME_SENT/TIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\n\nTIME_ZONE　GMT　在转换过程中电子邮件被标准化所采用的时区。\n\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接；链接文件必须按照 FIRSTBATES 编号命名\n\nFILE_EXTEN　MSG　表示电子邮件或原生文件的文件类型扩展名\n\nAUTHOR　John Smith　电子邮件：（空）；原生文件：文件作者\n\nDATE_CREATED　10/10/2010　电子邮件：（空）；原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）；原生文件：文件创建时间；该数据必须为独立字段，不得与 DATE_CREATED 字段合并\n\nDATE_MOD　10/12/2010　电子邮件：（空）；原生文件：文件最后修改日期\n\nTIME_MOD　07:00 PM　电子邮件：（空）；原生文件：文件最后修改时间；该数据必须为独立字段，不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD　10/12/2010　电子邮件：（空）；原生文件：文件最后访问日期\n\nTIME_ACCESSD　07:00 PM　电子邮件：（空）；原生文件：文件最后访问时间；该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，单位为 KB\n\nPGCOUNT　1　原生文件文件/电子邮件的页数\n\nPATH　Email: (empty) Agenda.doc　电子邮件：（空）；原生文件：原生文件文件存储的路径，包括原始文件名。\n\nINTFILEPATH　Personal Folders\\Deleted Items\\Board Meeting Minutes.msg　电子邮件：电子邮件的原始位置，包括原始文件名；原生文件：（空）\n\nINTMSGID　<000805c2c71b\\$75977050\\$cb8306d1@MSN>　电子邮件：唯一邮件 ID；原生文件：（空）\n\nMD5HASH　d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89　文件的 MD5 哈希值。\n\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 各项请求独立运作并应作独立解释；除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件应按其在通常业务过程中保存的方式提供，或者应组织并标记为与本请求中的类别相对应。\n\n5. 本文所载各项请求延伸至所有文件：（a）由您占有、保管或控制的文件；或（b）由代表您行事的任何人占有、保管或控制的文件，\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 63 页，共 208 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：（a）详细说明该文件的性质及其内容；（b）指明编制或撰写该文件的人员（以及，如适用，该文件被发送给的人员）；（c）指明该文件编制或创建的日期；（d）说明该文件是否：（i）遗失或丢失；（ii）已被销毁；（iii）已自愿或非自愿地转移给他人；或（iv）以其他方式处置；（e）说明该等处置的理由以及相关事实和情形；（f）指明授权该等处置的人员；（g）指明该等处置的日期或大致日期；（h）说明该文件最后一次由您占有、保管或控制的时间；以及（i）指明目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：（a）该文件被销毁的理由；（b）销毁该文件的人员身份；以及（c）指示销毁该文件的人员身份。\n\n8. 如您主张某一被请求文件享有特权或属于律师工作成果，则您的答复必须：（a）说明：（i）足以支持您关于该文件享有特权之主张的文件描述；（ii）文件标题；（iii）文件日期；（iv）文件作者；（v）文件收件人；（vi）收到或阅览该文件原件或任何草稿、副本或复制件的每一人员身份；（vii）该文件本身或该文件所载或提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则说明该等人员身份，\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 64 页，共 208 页\n\n以及说明该等信息如何进入其占有；（viii）据以扣留该文件的特权主张；以及（ix）您将据以支持该特权主张的全部情形；以及（b）依照 D. Conn. L. Civ. R. 26(e)，针对基于特权主张而被扣留的每份文件，制作一份特权日志，其中载有本指示第（a）部分所要求的全部信息。对于未就其提出特权或工作成果主张的任何文件请求部分，应完整提供相关文件。\n\n9. 如一份本应提供的文件的一部分含有受特权主张约束的信息，则仅应根据上述指示从该文件中删除或遮蔽受该特权主张约束的部分，其余部分应予提供。\n\n10. 本请求具有持续性。现指示您：（a）一旦获悉先前答复不完整或不正确，应立即补充或更正任何后来得知不完整或不正确的答复；以及（b）提供传票所要求的任何额外文件。\n\n11. 如一份文件使用英语以外的语言，您应提供该文件。如一份文件使用英语以外的语言且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提述包括其全部关联方。\n\n13. 对个人姓名的所有提述包括所有别名、化名或昵称。\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 65 页，共 208 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为在所有其他时态中使用该动词。\n\n16. (a) “and”和“or”应视为根据需要作合取或析取解释，以将原本可能被解释为不在任何请求范围内的所有答复纳入该请求的范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义，以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于本文件请求。此外，本文件请求中所用下列术语具有如下含义：\n\n1. “You”或“Your”或“Yourself”系指 Uber Technologies, Inc.，连同其所有关联方、部门、机构、办事机构、职能部门、处室、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事之人。\n案号 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 66 页，共 208 页\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “Debtor's Family”单独及合称指债务人、债务人之子、债务人之女及债务人名义上的妻子，以及与债务人具有任何其他家庭关系之人。\n\n7. “2004 Discovery Targets”单独及合称指债务人、债务人家属、17 Miles, LLC、5780 Saguaro LLC、Aaron Mitchell、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alphonso Global Ventures Limited、Ana C. Izquiedo-Henn、Andrew Childe、Anthony DiBattista、Anton Development Limited、Booming Sail New York LLC、Beile Li、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Celestial Tide Limited、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、China Golden Spring Group (Hong Kong) Ltd.、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion (CA)、G Fashion、G Fashion Hold Co. A. Limited、G\n案号 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 67 页，共 208 页\n\nFashion Hold Co. B. Limited、G Fashion Media Group Inc.、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US Operations Inc.、G Club US Operations LLC、G Club、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GF Italy、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Haitham Khaled、Hamilton Capital Holdings Inc.、Hamilton Digital Assets Funds SP、Hamilton Investment Management Limited、Hamilton Opportunity Fund SPC、Hamilton PE Funds SP、Holy City Hong Kong Ventures Ltd.、GS Security Solutions Inc.、Alex Hadjcharalambous、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya Currency Clearing Pty. Ltd.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jessica Mastrogiovanni、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、K Legacy Ltd.、Kamel Debeche、Karin Maistrello、Kin Ming Je、Lamp Capital LLC、Lawall & Mitchell, LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Lexington Property and Staffing LLC、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Major Lead International Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York\n案号 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 68 页，共 208 页\n\nMOS Himalaya LLC、Next Tycoon Investments Limited、Nicholas Savio、Nodal Partners, LLC、Qidong Xia、Oasis Tech Limited、Omicron Neutraceutical LLC、O.S.C. Orbit Service Company, LLC、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Seven Mission Group LLC、Shih Hsin Yu、Sirius Networking Inc.、Taurus Fund LLC、Taurus Management LLC、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Kin Ming Je 又名 Je Kin Ming、Wise Creation International Limited、Xuebing Wang、Yan Chun Liu、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu) Yue Zhou、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang、又名 Yan Ping Wang）、Zhixuan Li、Zhouer “Joe” Wang、NewPeople LLC、Ziba Limited、New Mulberry PTE Ltd、TD Primrose Limited、Shin Hee-Seup 又名 Hee Seup Shin、River Valley Operations LLC、Fiesta Investment Ltd.、Fiesta Property Developments Ltd.、Medical Supply System International LLC、New Smoke LLC、Mountains of Spices, LLC、Rainbow Gifts Inc.、Santel LLC、Davy & Tony International Limited、Love Miles for Zisun Inc.、Himalaya Boston Mayflower LLC、Top California Beach Corporation、Golden Eagle Ventures, LLC、Whole Alpha Trading LLC 及 Art Operation LLC。\n\n8. “Including”或其任何变体意为“包括但不限于”。\n\n9. “And”和“or”意为“and/or”，并应同时作合取及析取解释，以最大限度扩大其范围。\n\n10. “Any”“all”和“each”意为“每一个及所有”。\n\n11. “Each”和“every”意为“每一个及所有”。\n\n12. “Third Party”系指除贵方以外的个人或实体。\n案号 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 69 页，共 208 页\n\n13. “Transfer”具有《破产法典》第 101(54) 节赋予其的含义。\n\n14. “Document”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并且包括但不限于任何种类、类型、性质或描述的每一份书面、记录或图形材料，该等材料现处于或曾处于贵方的占有、保管或控制之下，包括电子邮件的所有纸质及电子副本、以电子形式保存的计算机文件、往来函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、方案、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、账簿、分类账、笔记本、清单、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、手册、宣传册、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据；无论其以何种方式存储（无论为有形或电子形式）、记录、制作或复制；亦包括但不限于前述任何材料的草稿或副本，只要其含有原始文件中未见的任何种类的笔记、评注或标记，或在其他方面与原始文件并不相同。\n\n15. “Person(s)”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n案号 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 70 页，共 208 页\n\n16. “Entity”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “Regarding”意为关于、描述、构成、提及、与之有关、支持、有利于、反对、加强、削弱、位于其中、结合考虑、与之相关、作为证据表明、表明、就其报告、记录、暗示、答复、与之相连、评论、就其而言、关于、与之相关、讨论、显示、描述、反映、分析、构成及为。\n\n18. 在提及任何特定事项时，“Relating to”“relate(s) to”或“related to”意为包括但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及该特定事项，或以任何方式与所识别的特定事项相关的任何文件。\n\n19. “Communication(s)”在最广义且不受限制的意义上，系指任何信息或知识的传递（以事实、观点、询问或其他形式）。Communication(s) 进一步系指所有面对面、电话、书面或通过电子传输设备进行的谈话、协议、询问或答复，并包括但不限于所有往来函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传副本、电传、即时消息、聊天、短信、留言板或群聊帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记或内部传递或与第三方传递的笔记。\n案号 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 71 页，共 208 页\n\n20. “Asset(s)”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与2004 证据开示对象有关的所有文件，包括但不限于：电子邮件地址、电话号码、部分信用卡号码、信用卡邮政编码、其他支付工具、政府身份证明图像（如有）、行程/配送信息（包括但不限于收取金额、上车和下车地点的经纬度以及乘客显示名称）、账单交易历史、乘客个人资料照片，以及乘客/司机之间通信的非内容性记录。\n\n2. 与您与2004 证据开示对象之间的任何通信有关的所有文件，包括但不限于客户支持电话录音及其他客户支持通信。\n\n3. 与任何2004 证据开示对象的任何账户有关的、涉及账户开立的所有文件，包括但不限于该账户的获授权用户、账户维护、账户创建日期、账户状态及 IP 地址。\n\n4. 与您和任何2004 证据开示对象之间任何转账有关的所有文件。\n\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第72页，共208页\n\n附件 C-4\n\nB2540（表格 2540——规则 2004 审查传票）（12/15）案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第73页，共208页\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\nDistrict of Connecticut（康涅狄格州地区）\n\n关于 HO WAN KWOK（郭文贵）等人，\n\n1 案件编号 22-50073 (JAM)\n\n债务人 第11章\n\n（合并管理）\n规则 2004 审查传票\n\n致：Marriot International, Inc.（万豪国际公司）\n\n（传票所指向人员的姓名）\n\n作证：兹命令您于下列载明的时间、日期和地点出席，并根据《联邦破产程序规则》规则 2004 接受审查并作证。随附授权该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将以下列方式记录：不适用\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须准许对该等材料进行检查、复制、测试或取样：\n\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n《联邦民事诉讼规则》规则 45 的下列规定（根据《联邦破产程序规则》规则 9016 适用于破产案件）随附于此——涉及履行地点的规则 45(c)；涉及您作为受传票约束人员所受保护的规则 45(d)；以及涉及您回应本传票的义务及未作出回应的潜在后果的规则 45(e) 和 45(g)。\n\n日期：\n\n法院书记官\n\n或\n\n书记官或副书记官签名　律师签名\n\n签发或请求本传票、代表第11章受托人 Luc A. Despins（吕克·A·德斯平斯）的律师的姓名、地址、电子邮件地址和电话号码如下：\n\nKari A. Mitchell, Esq.（卡丽·A·米切尔，律师）；Neubert, Pepe & Monteith, P.C.；195 Church Street, 13th Floor, New Haven, Connecticut 06510；kmitchell@npmlaw.com；(203) 781-2884\n\n致签发或请求本传票之人员的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向本传票所指向人员送达之前，向各方送达通知及本传票副本。《联邦民事诉讼规则》规则 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（税务识别号码后四位：8202）以及 Genever Holdings Corporation。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166，收件人为作为 Ho Wan Kwok 遗产受托人的 Luc A. Despins，仅为通知和通信之目的。\n\n送达证明\n\n（除非《联邦民事诉讼规则》规则 45 要求，否则本节不应向法院提交。）\n\n我于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n我通过如下方式向该具名人员交付副本以送达该传票：\n\n于（日期）；或\n\n我未予执行而退回该传票，原因如下：\n\n除非该传票代表美国或其官员或代理人签发，我还已向证人支付一天出席费用及法律允许的里程费，金额为 $ 。\n\n我的差旅费用为 $ ，服务费用为 $ ，合计为 $ 。\n\n我在伪证处罚下声明，该等信息真实且准确。\n\n日期：\n\n送达人员签名\n\n印刷体姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n\n《联邦民事诉讼规则》规则 45(c)、(d)、(e) 和 (g)（自 12/1/13 起生效）（根据《联邦破产程序规则》规则 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令人员出席审判、听证或证言录取：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点 100 英里以内；或\n\n(B) 在该人员居住、受雇或经常亲自从事商业活动所在州内，如该人员\n\n(i) 是一方当事人或一方当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点 100 英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在被检查场所对该场所进行检查。\n\n(d) 保护受传票约束的人员；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的一方当事人或律师必须采取合理措施，避免对受传票约束的人员施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守该义务的一方当事人或律师施加适当制裁，该制裁可包括收入损失和合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或准许检查场所的人员，无须亲自到提交或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查的人员，可以向传票中指定的一方当事人或律师送达书面异议，反对检查、复制、测试或取样任何或全部材料，或反对检查场所——或反对以所请求的一种或多种形式提交电子存储信息。异议必须在规定履行时间届满前或传票送达后 14 日内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方可随时在通知被命令人员后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依照命令所指示的方式要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员的人员，使其免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；\n\n(ii) 要求人员在规则 45(c) 规定的地域限制以外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或放弃；或\n\n(iv) 使人员承受不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受传票影响的人员，要求履行的地区法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密研究、开发或商业信息；或\n\n(ii) 披露未经聘任的专家的意见或信息，该等意见或信息并未描述争议中的具体事件，且源于未经一方当事人请求的该专家研究。\n\n(C) 将规定条件作为替代办法。在规则 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明其对该证言或材料具有重大需要，且如不承受不当困难则无法通过其他方式满足该需要；并且\n\n(ii) 确保受传票人员将获得合理补偿，\n\n法院可以不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应要求提交文件之传票的人员，必须按文件在正常业务过程中保存的方式提交，或者必须将其整理并标注为与请求中的类别相对应。\n\n(B) 未指定电子存储信息的提交形式。如传票未指定提交电子存储信息的形式，回应人员必须以该信息通常保存的一种或多种形式，或以一种或多种合理可用的形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应人员无须以多于一种形式提交相同的电子存储信息。\n\n(D) 无法访问的电子存储信息。回应人员无须从其认定因不当负担或费用而无法合理访问的来源提供电子存储信息的证据开示。就强制证据开示动议或保护令动议而言，回应人员必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院仍可在请求方考虑规则 26(b)(2)(C) 的限制后证明有正当理由的情况下，命令对该等来源进行证据开示。法院可以为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料受到保护为由扣留被传票要求的信息的人员，必须：(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，使各方能够评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张约束，提出该主张的人员可向收到该信息的任何一方通知该主张及其依据。收到通知后，一方当事人必须立即返还、隔离或销毁指定信息及其所持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该方在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。提交该信息的人员必须在该主张得到解决前保存该信息。\n\n（g）藐视法庭。要求履行义务所在地的法院——以及在动议移送后，签发法院——可对已被送达但无正当理由不遵守传票或与其有关命令的人处以藐视法庭。\n\n关于获取传票材料，见 Fed.R.Civ.P.45(a) Committee Note (2013)\n\n……\n\n文件出示请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，各称“一项请求”）必须分别作出具体答复。除非你方基于诚信提出异议，否则应完整答复每一项请求；如提出异议，应依如下所述详细说明你方异议的理由。若异议仅涉及某项请求的一部分，或其中包含的某一词语、短语或条款，你方仅须说明对该部分的异议，并答复其余请求。\n\n2. 电子存储信息必须依照下列指示出示：\n\n（a）图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式出示。文件名不得含有嵌入空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。图像必须在每张图像的右下角加注连续的 Bates 编号。每个文件夹中的 TIFF 文件不得超过 1000 个。Excel 电子表格应附有以该文件的 Bates 编号命名的占位图像。\n\n（b）图像加载文件\n\n（a）Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括图像化的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所出示存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本纳入 .DAT 文件。对于具有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\n（b）Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成，数据库中的每幅图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\n（c）文件文本。文本必须作为单独的文本文件出示，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件不得超过 1,000 个。文件夹名称不得含有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\n（d）特定文件类型的原生格式出示。为充分理解其内容和含义而合理要求以原生格式查看的文件类型，必须以原生格式出示。这些包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的分隔页图像，注明原生文件的存在，并在 .dat 文件中将原生文件的路径作为字段列入。所出示的原生文件应以与该文件分隔页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录，与图像目录分开。\n\n（e）去重。对于存在完全重复副本的每份电子文件，仅出示一份副本。对于电子邮件信息，应基于由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复项。对于电子邮件附件及独立电子文件，应基于整个文件的 MD5 哈希值合并重复项。\n\n（f）元数据。应以符合 Concordance 要求的加载文件（.dat）形式，为每份文件出示提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应以如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下列出所需元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应就单页予以填写\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n应使用分号分隔多个条目\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　应使用分号分隔多个条目\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　应使用分号分隔多个条目\nBCC　John Cain　密送收件人\n应使用分号分隔多个条目\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\nTIME_ZONE\nTIME_ZONE　GMT　在转换过程中电子邮件被标准化所采用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n所链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表电子邮件或文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文件的存储路径，包括原始文件名称。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名称。\nItems\\Board Meeting\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一信息 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每一项请求均独立适用并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件应按通常业务过程中保存的方式出示，或应予以整理和标注，以对应本请求中的类别。\n\n5. 本文所载每一项请求均延及以下所有文件：（a）由你方占有、保管或控制的文件；或（b）由代表你方行事的任何人占有、保管或控制的文件，\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 80 of 208\n\n包括你方律师或其他代表及顾问。每份文件均应完整出示。\n\n6. 如要求你方出示一份已不再由你方占有、保管或控制的文件，则你方的答复必须：（a）详细说明该文件的性质及其内容；（b）确认编制或撰写该文件的人员（以及，如适用，该文件被发送给的人员）；（c）确认该文件编制或创建的日期；（d）说明该文件是否（i）遗失或丢失，（ii）已被销毁，（iii）已自愿或非自愿地转移给他人，或（iv）已以其他方式处置；（e）说明该等处置的理由，以及围绕该等处置的事实和情形；（f）确认授权该等处置的人员；（g）确认该等处置的日期或大致日期；（h）说明该文件最近一次由你方占有、保管或控制的时间；以及（i）确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求你方出示一份已被销毁的文件，则除前述指示所要求的信息外，你方的答复还必须说明：（a）销毁该文件的理由；（b）销毁该文件的人员身份；以及（c）指示销毁该文件的人员身份。\n\n8. 如你方主张所请求的文件享有特权或属于律师工作成果，则你方的答复必须：（a）说明：（i）足以支持你方关于该文件享有特权之主张的文件描述；（ii）该文件的标题；（iii）该文件的日期；（iv）该文件的作者；（v）该文件的收件人；（vi）收到或阅览该文件原件或任何草稿、副本或复制件的每一人员身份；（vii）该文件本身，或文件中所载或提及的任何信息，是否由任何其他人员占有、保管或控制；如是，确认该等人员身份，\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 81 of 208\n\n并说明该等信息如何进入其占有；（viii）据以扣留该文件的特权主张；以及（ix）你方将据以支持该等特权主张的所有情形；以及（b）对于依据 D. Conn. L. Civ. R. 26(e) 以特权主张为由扣留的每份文件，出示一份特权日志，其中包含本指示第（a）部分就每份文件所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供响应性文件。\n\n9. 如一份原本应当提交的文件中有部分信息受特权主张约束，则仅应按照上述指示从该文件中删除或遮蔽受该特权主张约束的部分，其余部分应予提交。\n\n10. 本请求具有持续性。特此指示您：(a) 一旦得知先前答复不完整或不正确，应立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提交根据该等请求所要求的任何补充文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 凡提及实体，均包括其所有关联方。\n\n13. 凡提及个人姓名，均包括所有其他姓名、别名或昵称。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 82 of 208\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为包括该动词所有其他时态的使用。\n\n16. (a) “和”及“或”应按必要解释为连词关系或选择关系，以使任何请求的范围包括所有原本可能被解释为不在其范围内的答复；以及 (b) “每一”及“任何”应视为包括并涵盖“每一个”及“所有”。\nIII. 定义\n\n根据 D. Conn. L. Civ. R. 26(c) 提供的定义及根据 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(d) 提供的解释规则，适用于本文件请求。此外，本文件请求中所使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”系指 Marriot International, Inc.（万豪国际公司），连同其所有关联方、子公司、部门、机构、职能部门、处室、合伙人、高级管理人员、董事、代理人、律师、代表、雇员，及/或任何代表其行事的人。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 83 of 208\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n3. “债务人之子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n4. “债务人之女”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n5. “债务人自称的妻子”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n6. “债务人家庭成员”系指合称的债务人、债务人之子、债务人之女及债务人自称的妻子，以及与债务人有任何其他亲属关系的人。\n\n7. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n8. “关联个人”系指个别及合称的债务人、债务人家庭成员、17 Miles, LLC、5780 Saguaro LLC、Aaron Mitchell、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alphonso Global Ventures Limited、Ana C. Izquiedo-Henn、Andrew Childe、Anthony DiBattista、Anton Development Limited、Booming Sail New York LLC、Beile Li、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Celestial Tide Limited、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、China Golden Spring Group (Hong Kong) Ltd.、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion (CA)、G Fashion、G Fashion Hold Co. A. Limited、G Fashion Hold Co. B. Limited、G Fashion Media Group Inc.、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US Operations Inc.、G Club US Operations LLC、G Club、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GF Italy、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Haitham Khaled、Hamilton Capital Holdings Inc.、Hamilton Digital Assets Funds SP、Hamilton Investment Management Limited、Hamilton Opportunity Fund SPC、Hamilton PE Funds SP、Holy City Hong Kong Ventures Ltd.、GS Security Solutions Inc.、Alex Hadjcharalambous、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya Currency Clearing Pty. Ltd.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jessica Mastrogiovanni、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、K Legacy Ltd.、Kamel Debeche、Karin\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 84 of 208\n\nMaistrello、Kin Ming Je、Lamp Capital LLC、Lawall & Mitchell, LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Lexington Property and Staffing LLC、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Major Lead International Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Next Tycoon Investments Limited、Nicholas Savio、Nodal Partners, LLC、Qidong Xia、Oasis Tech Limited、Omicron Neutraceutical LLC、O.S.C. Orbit Service Company, LLC、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Seven Mission Group LLC、Shih Hsin Yu、Sirius Networking Inc.、Taurus Fund LLC、Taurus Management LLC、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Kin Ming Je（又名 Je Kin Ming）、Wise Creation International Limited、Xuebing Wang、Yan Chun Liu、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan、(Shan Mu) Yue Zhou、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang、又名 Yan Ping Wang）、Zhixuan Li、Zhouer “Joe” Wang、NewPeople LLC、Ziba Limited、New Mulberry PTE Ltd、TD Primrose Limited、Shin Hee-Seup（又名 Hee Seup Shin）、River Valley Operations LLC、Fiesta Investment Ltd.、Fiesta Property Developments Ltd.、Medical Supply System International LLC、New Smoke LLC、Mountains of Spices, LLC、Rainbow Gifts Inc.、Santel LLC、Davy & Tony International Limited、Love Miles for Zisun Inc.、Himalaya Boston Mayflower LLC、Top California Beach Corporation、Golden Eagle Ventures, LLC、Whole Alpha Trading LLC及Art Operation LLC。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 85 of 208\n\n9. “和”及“或”系指“和/或”，并应同时按连词关系及选择关系解释，以最大限度扩大其范围。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 86 of 208\n\n10. “任何”、“所有”及“每一”均系指“每一及每一个”。\n\n11. “通信”系指在最广泛可能意义上且不受限制地，任何信息或知识的传递（以事实、理念、询问或其他形式）。通信还指所有面谈、协议、询问或答复，无论是当面、通过电话、以书面形式，还是借助电子传输设备进行，并包括但不限于所有信函、电子邮件、录音、传输单、备忘录、电话通信、语音留言、电报、传真、影印传真、电传、即时消息、聊天、短信、在留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的笔记。\n\n12. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于处于或曾处于您占有、保管或控制之下的各种类别、类型、性质或描述的每一份书面、记录或图形材料，包括电子邮件的所有纸质和电子副本、以电子形式保存的计算机文件、信函、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格说明书、日记、信件、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、账簿、笔记本、时间表、透明胶片、录音、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、小册子、宣传册、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 87 of 208\n\n有形或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，如其中载有原始文件中不存在的任何种类的笔记、评论或标记，或在其他方面与原始文件不一致。\n\n13. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、委员会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n14. “每一”及“每一个”均系指“每一及每一个”。\n\n15. “包括”或其任何变体，系指“包括但不限于”。\n\n16. “人员”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “关于”系指涉及、描述、构成、提及、与……相关、支持、赞成、反对、加强、减损、位于、结合……予以考虑、与……有关、证明、表明、报告、记录、暗指、回应、与……相连、评论、就……而言、关于、与……有关、讨论、显示、描述、反映、分析、构成及属于。\n\n18. 就任何特定主题而言，“与……有关”、“涉及”或“相关”系指，包括但不限于，构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及该特定主题，或以任何方式与所识别的特定主题相关的任何文件。\n\n19. “第三方”系指除您本人以外的个人或实体。\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 88 页，共 208 页\n\n20. “转让”应具有《破产法典》第101(54)条赋予该词的含义。\nIV. 应提交的文件\n\n1. 与关联个人所作出的任何转让有关的所有文件和通信，包括但不限于债务人或债务人的家庭成员，以及进一步包括但不限于 Qiang Guo（郭强），又名 Mileson Guo，向您作出的任何转让，包括但不限于属于您、与您有关联或附属的任何酒店或其他实体。\n\n2. 与关联人士使用酒店和/或向关联人士提供接待或相关服务有关的所有文件和通信，包括但不限于债务人或债务人的家庭成员，以及进一步包括但不限于 Qiang Guo（郭强），又名 Mileson Guo，就您而言，包括但不限于属于您、与您有关联或附属的酒店或其他实体。\n\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 89 页，共 208 页\n附件 C-5\nB2540（表格 2540－《规则2004审查传票》）（12/15）案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 90 页，共\n\n美国破产法院 208\n\n康涅狄格区\n\n关于 HO WAN KWOK（郭文贵）等人，\n\n1 案件编号 22-50073 (JAM)\n\n债务人 第11章\n\n（合并管理）\n\n规则2004审查传票\n\n致：Wyndham Hotels & Resorts（温德姆酒店及度假村）\n\n（传票所指向之人的姓名）\n\n证言：现命令您于下文列明的时间、日期和地点出席，并根据《联邦破产程序规则》第2004条接受审查并作证。随附准许该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将通过以下方式记录：不适用\n\n提交：您或您的代表还必须在审查时随身携带下列文件、电子存储信息或物品，并应允许对该材料进行检查、复制、测试或抽样：\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n《联邦民事诉讼规则》第45条的下列规定，经《联邦破产程序规则》第9016条规定适用于破产案件，随附于此——关于履行地点的第45(c)条；关于您作为受传票约束之人的保护的第45(d)条；以及关于您回应本传票的义务及未予回应的潜在后果的第45(e)条和第45(g)条。\n\n日期：\n\n法院书记官\n\n或\n\n书记官或副书记官签字　律师签字\n\n签发或请求本传票的第11章受托人 Luc A. Despins（卢克·A·德斯平斯）的代理律师姓名、地址、电子邮件地址和电话号码如下：\n\nKari A. Mitchell, Esq.（卡里·A·米切尔律师）；Neubert, Pepe & Monteith, P.C.；195 Church Street, 13th Floor, New Haven, Connecticut 06510；kmitchell@npmlaw.com；(203) 781-2884\n致签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向各方送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC（百思凯斯有限责任公司）- www.bestcase.com Best Case Bankruptcy 1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（吉尼弗控股有限责任公司）（税务识别号码后四位：8202）及 Genever Holdings Corporation（吉尼弗控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（普衡律师事务所），200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n本人于（日期）收到向（个人姓名及职务，如有）签发的本传票。\n\n本人以下列方式通过向被指定之人交付副本送达本传票：\n\n于（日期）；或\n\n本人未执行而退回本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人签发，本人亦已向证人支付一天出席费用及法律允许的里程费，金额为 \\$ 。\n\n本人差旅费为 \\$，服务费为 \\$，合计 \\$。\n\n本人在伪证处罚的约束下声明，该等信息真实且正确。\n\n日期：\n\n送达人员签字\n\n正楷姓名及职务\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n《联邦民事诉讼规则》第45(c)、(d)、(e)和(g)条（Effective 12/1/13）（经《联邦破产程序规则》第9016条规定适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事营业所在州内，如该人\n\n(i) 为一方当事人或一方当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地100英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在拟检查的场所进行场所检查。\n(d) 保护受传票约束之人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束之人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或准许检查场所的人，无须亲自到达提交或检查地点，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查的人，可以就检查、复制、测试或抽样任何或全部材料，或检查场所，或以所要求的一种或多种形式提交电子存储信息，向传票中指定的当事人或律师送达书面异议。异议必须于指定履行时间或传票送达后14日两者中较早者之前送达。如提出异议，则适用下列规则：\n\n(i) 在任何时候，送达方经通知被命令人后，可向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按命令所指示要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员之人免受因履行而产生的重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改下列传票：\n\n(i) 未给予合理履行时间；\n\n(ii) 要求某人在第45(c)条规定的地理范围之外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不适用任何例外或放弃；或\n\n(iv) 使某人承受不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响之人，要求履行的地区法院可经动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息既未描述争议中的具体事件，亦系该专家未经一方当事人请求而进行研究的结果。\n\n(C) 以规定条件作为替代。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明对证言或材料有重大需要，且不造成不当困难即无法以其他方式满足该需要；并且\n\n(ii) 确保受传票人将获得合理补偿，\n\n法院可以不撤销或修改传票，而命令在规定条件下出席或提交。\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票的人必须按照文件在通常业务过程中保存的方式提交，或者必须将其整理并标注为与请求中的类别相对应。\n\n(B) 未指定电子存储信息的提交形式。如传票未指定电子存储信息的提交形式，回应人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应人无须以一种以上形式提交相同的电子存储信息。\n\n(D) 无法取得的电子存储信息。回应人无须从其认定因不当负担或费用而无法合理取得的来源提供电子存储信息的证据开示。对于强制证据开示动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理取得。如作出该证明，法院在考虑第26(b)(2)(C)条限制的情况下，如请求方证明有正当理由，仍可命令从该等来源进行证据开示。法院可以规定该证据开示的条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料而受保护为由扣留受传票要求信息的人必须：(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，足以使各方能够评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n（B）已提供的信息。若为响应传票而提供的信息受到特权主张或审判准备材料保护主张的约束，提出该主张的人可以将该主张及其依据通知任何已收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决之前，不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行义务所在地区的法院，以裁定该主张。提供该信息的人必须在该主张得到解决之前保存该信息。\n\n(g) 蔑视法庭。要求履行义务所在地区的法院——以及在动议被移送后，发出传票的法院——可以认定已被送达但无充分理由不遵守传票或与其相关命令的人构成蔑视法庭。\n\n有关获取传票材料，请参见 Fed.R.Civ.P.45(a) 委员会说明（2013）\n\n…\n\n文件出示请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，单称“一项请求”）必须分别且具体地作出答复。除非善意提出异议，否则应完整答复每项请求；如提出异议，应按如下规定详细说明贵方异议的理由。如异议仅涉及一项请求的一部分，或其中所含的某个词语、短语或条款，贵方仅须说明对该部分的异议，并答复其余请求。\n\n2. 电子存储信息必须按照下列指示提供：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得含有嵌入式空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入式空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每幅图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将被加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括图像化电子邮件及附件，必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所提供存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于带有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为逗号分隔文件，每行包含七个字段，并应就数据库中的每一幅图像在交叉引用文件中设一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为独立文本文件提供，而非作为 .DAT 文件中的字段提供。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹内，每个文件夹中的文本文件数量不应超过 1,000 个文件。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生格式提供。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些包括但不限于电子表格、类电子表格文件（Microsoft（微软） Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张标有 Bates 编号的分隔页图像，说明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。所提供的原生文件应以与该文件分隔页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复副本的每份电子文件，仅提供一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复项。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复项。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式，为每份文件提供提取的元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。以下列出所需元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页文件填写\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John（史密斯，约翰）　电子邮件：该电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith（约翰·史密斯）　电子邮件：发件人\n原生文件：文件作者\n多个条目应使用分号分隔\nTO　Coffman, Janice（科夫曼，贾尼斯）; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应使用分号分隔\nCC　Frank Thompson（弗兰克·汤普森） [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目应使用分号分隔\nBCC　John Cain（约翰·凯恩）　密送收件人\n多个条目应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所在时区\nTIME_ZONE　GMT　电子邮件在转换过程中被标准化的时区。\nLINK　EDC0000001.msg　指向电子邮件或原生文件文件的超链接\n所链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文件的存储路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名。\nItems\\Board Meeting　原生文件：（空）\nMinutes.msg\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一邮件 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件应按通常业务过程中保存的方式提供，或者应加以组织和标注，以对应本请求中的类别。\n\n5. 本文所含每项请求均延及所有文件：(a) 由贵方占有、保管或控制的文件；或 (b) 由代表贵方行事的任何人占有、保管或控制的文件，\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 97 of 208\n\n包括贵方的律师或其他代表和顾问。每份文件均应完整提供。\n\n6. 如要求贵方提供已不再由贵方占有、保管或控制的文件，则贵方的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人士（以及，如适用，该文件被发送给的人士）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失；(ii) 已被销毁；(iii) 已自愿或非自愿地转交他人；或 (iv) 以其他方式处置；(e) 说明该等处置的理由以及有关事实和情形；(f) 确认授权该等处置的人士；(g) 确认该等处置的日期或大约日期；(h) 说明该文件最后一次由贵方占有、保管或控制的时间；以及 (i) 确认现时占有、保管或控制该文件的人士（如有）。\n\n7. 如要求贵方提供已被销毁的文件，则除前述指示所要求的信息外，贵方的答复还必须说明：(a) 销毁该文件的理由；(b) 销毁该文件的人士身份；以及 (c) 指示销毁该文件的人士身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 对该文件作出足以支持您关于该文件享有特权之主张的描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人士的身份，(vii) 该文件本身，或该文件中包含或提及的任何信息，是否由任何其他人士占有、保管或控制；如是，则说明该等人士的身份，以及说明该信息如何进入其占有、保管或控制之中的陈述，(viii) 据以拒绝提供该文件的特权主张，及 (ix) 您将据以支持该特权主张的所有情形；以及 (b) 就每一份基于特权主张而被扣留的文件，依照 D. Conn. L. Civ. R. 26(e)，制作一份特权日志，其中载明本指示第 (a) 部分所要求的全部信息。对于文件请求中未主张特权或工作成果保护的任何部分，应完整提供响应性文件。\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 录入 第 98 页，共 208 页\n\n9. 如一份原本应予提供的文件的一部分包含受特权主张保护的信息，则仅应依照上述指示从该文件中删除或遮蔽受特权主张保护的该部分，其余部分应予提供。\n\n10. 该等请求具有持续性。特此指示您：(a) 一旦得知先前答复不完整或不正确，应立即补充或更正任何后来得知不完整或不正确的答复；以及 (b) 提供根据文件请求所要求的任何补充文件。\n\n11. 如文件为非英语语言，您应提供该文件。如文件为非英语语言且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的一切提及均包括其所有关联方。\n\n13. 对个人姓名的一切提及均包括所有别名、化名或昵称。\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 录入 第 99 页，共 208 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为在所有其他时态下使用该动词。\n\n16. (a) “and”和“or”应按必要情形解释为连词或选择词，以使任何请求的范围包括原本可能被解释为超出其范围的所有答复；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\nD. Conn. L. Civ. R. 26(c) 所规定的定义，以及经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有如下含义：\n\n1. “You”、“Your”或“Yourself”系指 Wyndham Hotels & Resorts，以及其所有关联方、子公司、事业部、机构、部门、办事处、合伙人、高级管理人员、董事、代理人、律师、代表、雇员，和/或任何代表其行事的人。\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 录入 第 100 页，共 208 页\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女、债务人据称的妻子，以及与债务人有任何其他家庭关系的人。\n\n7. “Asset(s)”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货以及其他有形和无形财产。\n\n8. “Associated Individuals”单独及统称指债务人、债务人家属、17 Miles, LLC、5780 Saguaro LLC、Aaron Mitchell、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alphonso Global Ventures Limited、Ana C. Izquiedo-Henn、Andrew Childe、Anthony DiBattista、Anton Development Limited、Booming Sail New York LLC、Beile Li、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Celestial Tide Limited、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、China Golden Spring Group (Hong Kong) Ltd.、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion (CA)、G Fashion、G Fashion Hold Co. A. Limited、G Fashion Hold Co. B. Limited、G Fashion Media Group Inc.、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US Operations Inc.、G Club US Operations LLC、G Club、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GF Italy、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Haitham Khaled、Hamilton Capital Holdings Inc.、Hamilton Digital Assets Funds SP、Hamilton Investment Management Limited、Hamilton Opportunity Fund SPC、Hamilton PE Funds SP、Holy City Hong Kong Ventures Ltd.、GS Security Solutions Inc.、Alex Hadjcharalambous、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya Currency Clearing Pty. Ltd.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jessica Mastrogiovanni、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、K Legacy Ltd.、Kamel Debeche、Karin Maistrello、Kin Ming Je、Lamp Capital LLC、Lawall & Mitchell, LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Lexington Property and Staffing LLC、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Major Lead International Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Next Tycoon Investments Limited、Nicholas Savio、Nodal Partners, LLC、Qidong Xia、Oasis Tech Limited、Omicron Neutraceutical LLC、O.S.C. Orbit Service Company, LLC、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Seven Mission Group LLC、Shih Hsin Yu、Sirius Networking Inc.、Taurus Fund LLC、Taurus Management LLC、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Kin Ming Je（又名 Je Kin Ming）、Wise Creation International Limited、Xuebing Wang、Yan Chun Liu、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan、Yue Zhou（Shan Mu）、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang，又名 Yan Ping Wang）、Zhixuan Li、Zhouer “Joe” Wang、NewPeople LLC、Ziba Limited、New Mulberry PTE Ltd、TD Primrose Limited、Shin Hee-Seup（又名 Hee Seup Shin）、River Valley Operations LLC、Fiesta Investment Ltd.、Fiesta Property Developments Ltd.、Medical Supply System International LLC、New Smoke LLC、Mountains of Spices, LLC、Rainbow Gifts Inc.、Santel LLC、Davy & Tony International Limited、Love Miles for Zisun Inc.、Himalaya Boston Mayflower LLC、Top California Beach Corporation、Golden Eagle Ventures, LLC、Whole Alpha Trading LLC，以及 Art Operation LLC。\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 录入 第 103 页，共 208 页\n\n9. “And”和“or”意为“and/or”，并应同时按连词及选择词解释，以最大限度扩大其范围。\n\n10. “Any”、“all”和“each”意为“每一个和所有”。\n\n11. “Communication(s)”系指在最广义且不受限制的意义上，任何信息或知识的传递（以事实、想法、询问或其他形式）。Communication(s) 还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面形式，还是通过电子传输设备进行，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传副本、电传、即时消息、聊天、短信、发布至留言板或群聊的内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的笔记。\n\n12. “文件”是指属于 Fed. R. Civ. P. 34 范围内的任何信息或物件，包括但不限于，现由或曾由您占有、保管或控制的各种类别、类型、性质或描述的每一项书面、记录或图形资料，包括电子邮件的所有印刷和电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、图形、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、仓位报告、摘要、索引、书籍、账簿、笔记本、时间表、透明片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论其以何种方式储存（无论为有形或电子形式）、记录、制作或复制，亦包括但不限于前述任何文件的草稿或副本，如其中载有原始文件中不存在的任何种类的笔记、评论或标记，或在其他方面与原始文件不一致。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 104 of 208\n\n13. “实体”是指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n14. “每一”及“所有”均指“每一及所有”。\n\n15. “包括”或其任何变体均指“包括但不限于”。\n\n16. “人士”是指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人士”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “关于”是指涉及、描述、构成、提及、与之有关、支持、有利于、反对、强化、削弱、载于、结合考虑、对其有影响、证明、表明、报告、记录、暗示、回应、与之相连、评论、就其而言、关于、与之相关、讨论、展示、描述、反映、分析、构成及属于。\n\n18. 在提及任何特定事项时，“与……相关”“关联”或“有关”是指，包括但不限于，构成、组成、涉及、包含、体现、反映、识别、陈述、直接或间接提及或以任何方式与所识别的特定事项有关的任何文件。\n\n19. “第三方”是指除您本人以外的人士或实体。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 105 of 208\n\n20. “转让”应具有《破产法》section 101(54)赋予该词的含义。\n\nIV. 应提交的文件\n\n1. 与关联个人作出的任何转让有关的所有文件和通信，包括但不限于债务人或债务人的家庭成员，以及进一步包括但不限于 Qiang Guo（郭强），又名 Mileson Guo（郭美生），向您作出的任何转让，包括但不限于属于您、与您有关联或附属于您的任何酒店或其他实体。\n\n2. 与关联人士使用酒店及／或向关联人士提供接待或相关服务有关的所有文件和通信，包括但不限于债务人或债务人的家庭成员，以及进一步包括但不限于 Qiang Guo（郭强），又名 Mileson Guo（郭美生），就您而言，包括但不限于属于您、与您有关联或附属于您的酒店或其他实体。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 106 of 208\n\n附件 C-6\n\nB2540（表格 2540——Rule 2004 审查传票）（12/15）Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 107 of 208\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\nDistrict of Connecticut（康涅狄格州联邦地区）\n\n关于 HO WAN KWOK（郭文贵）等人，\n\n1 Case No. 22-50073 (JAM)\n\n债务人 第 11 章\n\n（合并管理）\n\nRULE 2004 审查传票\n\n致：Choice Hotels International, Inc.（精选国际酒店公司）\n\n（传票所指向之人的姓名）\n\n证言：特此命令您于下列规定的时间、日期及地点出席，并根据《联邦破产程序规则》Rule 2004 在审查中作证。随附准许该审查的法院命令副本。\n\n地点　日期及时间\n\n不适用　不适用\n\n审查将通过以下方式记录：不适用\n\n提交：您或您的代表还必须在审查时携带下列文件、以电子方式储存的信息或物件，并必须允许对该等材料进行查验、复制、测试或取样：\n\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n下列 Fed. R. Civ. P. 45 条款，根据 Fed. R. Bankr. P. 9016 适用于破产案件，随附于后——Rule 45(c)，关于履行地点；Rule 45(d)，关于对作为传票对象之人的保护；以及 Rule 45(e) 和 45(g)，关于您回应本传票的义务及未作回应的潜在后果。\n\n日期：\n\n法院书记员\n\n或\n\n书记员或副书记员签名　律师签名\n\n签发或请求本传票并代表第 11 章受托人 Luc A. Despins（卢克·A·德斯平斯）的律师姓名、地址、电子邮件地址及电话号码如下：\n\nKari A. Mitchell, Esq.（卡丽·A·米切尔律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙泰思专业公司）；195 Church Street, 13th Floor, New Haven, Connecticut 06510；kmitchell@npmlaw.com；(203) 781-2884\n\n致签发或请求本传票之人的通知\n\n如本传票要求在审判前提交文件、以电子方式储存的信息或有形物品，或检查场所，则必须在向传票所指向之人送达之前，向每一方当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC（最佳案件有限责任公司）- www.bestcase.com Best Case Bankruptcy（最佳案件破产软件）1 本第 11 章案件中的债务人为 Ho Wan Kwok（郭文贵）（又名 Guo Wengui（郭文贵）、Miles Guo（郭文贵）及 Miles Kwok（郭文贵），以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（Genever控股有限责任公司）（税务识别号码后四位：8202）及 Genever Holdings Corporation（Genever控股公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（普衡律师事务所），200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n本人于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n本人以下列方式向具名人士交付副本，送达本传票：\n\n于（日期）；或\n\n本人未执行即退回本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人签发，本人亦已向证人支付一日出庭费用及法律允许的里程费，金额为 \\$ 。\n\n本人的差旅费用为 \\$，服务费用为 \\$，合计为 \\$ 。\n\n本人谨在伪证罪处罚下声明，该等信息真实且正确。\n\n日期：\n\n送达人签名\n\n正楷姓名及职务\n\n送达人地址\n\n关于尝试送达等的补充信息：\n\n《联邦民事诉讼规则》Rule 45(c)、(d)、(e) 及 (g)（Effective 12/1/13）（根据《联邦破产程序规则》Rule 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令一人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事商业交易地点的 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事商业交易所在州内，如该人\n\n(i) 为一方当事人或一方当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业交易地点的 100 英里范围内某地点提交文件、以电子方式储存的信息或物品；及\n\n(B) 在待检查场所对该场所进行检查。\n\n(d) 对作为传票对象之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发及送达传票的一方当事人或律师，必须采取合理措施，避免向作为传票对象之人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者——当事人或律师——施加适当制裁，该制裁可包括收入损失及合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、以电子方式储存的信息或有形物品，或准许检查场所之人，无须亲自出席提交或检查地点，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查之人，可以向传票指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或反对检查场所——或反对以所要求的一种或多种形式提交以电子方式储存的信息。异议必须在指定履行时间之前或传票送达后 14 日内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方可在任何时候通知被命令之人后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按该命令的指示要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员之人，使其免于因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。要求履行的地区法院应依及时提出的动议，撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；\n\n(ii) 要求一人在 Rule 45(c) 规定的地理范围以外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，而不存在适用的例外或豁免；或\n\n(iv) 使一人承担不当负担。\n\n(B) 可撤销或修改的情形。为保护作为传票对象或受其影响之人，要求履行的地区法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且系该专家未应一方当事人请求进行的研究所得。\n\n(C) 作为替代方案规定条件。在 Rule 45(d)(3)(B) 所述情形下，如送达方：法院可不撤销或修改传票，而是命令在规定条件下出席或提交：\n\n(i) 表明对该证言或材料具有重大需要，且如无不当困难，无法通过其他方式满足该需要；并且\n\n(ii) 确保被传唤人将获得合理补偿。\n\n(e) 对传票作出回应时的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。对要求提交文件的传票作出回应的人，必须按照文件在正常业务过程中保存的方式提交，或者必须将文件整理并标注，以对应请求中的类别。\n\n(B) 未指定电子存储信息提交形式。如传票未指定提交电子存储信息的形式，作出回应的人必须以其通常保存的形式，或以一种或多种合理可用的形式提交该信息。\n\n(C) 电子存储信息仅以一种形式提交。作出回应的人无需以一种以上的形式提交相同的电子存储信息。\n\n(D) 无法合理获取的电子存储信息。作出回应的人无需对其认定因不当负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。在提出强制证据开示动议或保护令动议时，作出回应的人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院在考虑第 26(b)(2)(C) 条的限制后，若提出请求的一方证明具有正当理由，仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 未提交的信息。以该信息享有特权或受审判准备材料保护为由而不提交被传唤信息的人，必须：(i) 明确提出该主张；并且\n\n(ii) 以一种方式描述被扣留的文件、通信或有形物品的性质，使各方能够评估该主张，而不披露本身享有特权或受保护的信息。\n\n(B) 已提交的信息。如为回应传票而提交的信息受特权主张或审判准备材料保护主张约束，提出该主张的人可将该主张及其依据通知收到该信息的任何一方。收到通知后，一方必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该方在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交给要求履行义务所在地区的法院，以裁定该主张。提交该信息的人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行义务所在地区的法院，以及在动议被移送后签发传票的法院，均可对已被送达但无充分理由不遵守传票或与之相关命令的人处以藐视法庭。\n\n有关获取传票材料，请参见 Fed.R.Civ.P.45(a) 委员会说明（2013）\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。除非基于善意提出异议，否则每项请求均应得到完整答复；如提出异议，贵方必须按下文规定详细说明异议理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，贵方仅须对该部分说明异议，并对请求的其余部分作出回应。\n\n2. 电子存储信息必须按照下列指示提交：\n\n- a. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每幅图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件不得超过 1000 个。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n- b. 图像加载文件\n  - a. Concordance® 数据文件。数据文件（.DAT）包含将加载到 Concordance® 数据库中的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于具有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成，并且数据库中每幅图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCount。\n- c. 文件文本。文本必须作为单独的文本文件提交，不得作为 .DAT 文件内的字段提交。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议使用以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹内，每个文件夹中的文本文件不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n- d. 特定文件类型的原生格式提交。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。此类文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。请提供一张标有 Bates 编号的分隔页图像，以表明原生文件的存在，并在 .dat 文件中将该原生文件路径列作一个字段。提交的原生文件应以与该文件分隔页相对应的 Bates 编号命名。原生文件应归入以递增方式命名的“NATIVE”目录中，并与图像目录分开。\n- e. 去重。对于存在完全重复件的每份电子文件，仅提交一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n- f. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，为每份文件提交提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。下列为所要求的元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页文件填写\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应使用分号分隔\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应使用分号分隔\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目应使用分号分隔\nBCC　John Cain　密送收件人\n多个条目应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所使用的时区\nTIME_ZONE\nTIME_ZONE　GMT　在转换过程中电子邮件被标准化所使用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n所链接文件必须以 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　表示电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 113 of 208\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，单位为 KB\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文件的存储路径，包括原始文件名称。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名称。\nItems\\Board Meeting\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一信息 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求独立运作并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按正常业务过程中保存的方式提交，或应整理并标注，以对应本请求中的类别。\n\n5. 本文所载每项请求均延及所有文件：(a) 在贵方占有、保管或控制之下的文件；或 (b) 在任何代表贵方行事之人的占有、保管或控制之下的文件，\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 登记 第 114 页，共 208 页\n\n包括贵方的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求贵方提供一份已不再处于贵方占有、保管或控制之下的文件，则贵方的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，该文件被发送给的人员）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否 (i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式被处置；(e) 说明该等处置的理由以及相关事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最后一次处于贵方占有、保管或控制之下的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求贵方提供一份已被销毁的文件，则除前述指示所要求的信息外，贵方的答复还必须说明：(a) 该文件被销毁的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如贵方主张某一被请求的文件享有特权或属于律师工作成果，则贵方的答复必须：(a) 说明 (i) 足以支持贵方关于该文件享有特权之主张的文件描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员的身份，(vii) 该文件本身或该文件所载或所述的任何信息是否处于任何其他人员的占有、保管或控制之下，如是，则确认该等人员的身份，\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 登记 第 115 页，共 208 页\n\n并说明该信息如何进入其占有之下，(viii) 据以扣留该文件的特权主张，以及 (ix) 贵方将据以支持该等特权主张的所有情形；以及 (b) 对于每一份依据特权主张而被扣留的文件，依照 D. Conn. L. Civ. R. 26(e)，制作一份特权清单，其中包含本指示第 (a) 部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供响应文件。\n\n9. 如一份原本具有响应性的文件的一部分包含受特权主张约束的信息，则仅可按照上述指示从该文件中删除或遮盖受特权主张约束的该部分，其余部分应予提供。\n\n10. 该等请求具有持续性。现指示贵方：(a) 一旦得知先前答复不完整或不正确，立即补充或更正后来获知不完整或不正确的任何答复；以及 (b) 提供依下列规定所要求的任何补充文件\n\n11. 如某份文件使用英语以外的语言，贵方应提供该文件。如某份文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的所有提述均包括其所有关联方。\n\n13. 对个人姓名的所有提述均包括所有其他姓名、别名或昵称。\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 登记 第 116 页，共 208 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态的动词应解释为使用该动词的所有其他时态。\n\n16. (a) “和”及“或”应视为必要时以连词或析取词解释，以使任何请求的范围包括原本可能被解释为在其范围之外的所有答复；以及 (b) “每一”及“任何”应被视为包括并涵盖“每一个”及“所有”一词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义以及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “贵方”或“贵方的”或“贵方本人”系指 Choice Hotels International, Inc.（精选国际酒店集团公司），连同其所有关联方、子公司、事业部、机构、部门、办事处、合伙人、高级职员、董事、代理人、律师、代表、雇员和/或任何代表其行事之人。\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 登记 第 117 页，共 208 页\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “债务人之子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人之女”系指 Mei Guo（郭美）（又名 Mei Gui、郭美，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人声称的妻子”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家属”统称债务人、债务人之子、债务人之女及债务人声称的妻子，以及与债务人存在任何其他亲属关系的人。\n\n7. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n8. “关联个人”单独及统称债务人、债务人家属、17 Miles, LLC（17英里有限责任公司）、5780 Saguaro LLC（5780萨瓜罗有限责任公司）、Aaron Mitchell（阿伦·米切尔）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（王牌十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法全球创投有限公司）、Alphonso Global Ventures Limited（阿方索全球创投有限公司）、Ana C. Izquiedo-Henn（安娜·C·伊斯基耶多-亨）、Andrew Childe（安德鲁·柴尔德）、Anthony DiBattista（安东尼·迪巴蒂斯塔）、Anton Development Limited（安东开发有限公司）、Booming Sail New York LLC（繁盛帆纽约有限责任公司）、Beile Li（李贝乐）、Bingshang Jiao（焦冰尚）、Bravo Luck Limited（布拉沃幸运有限公司）、Brent Petro Inc.（布伦特石油公司）、Celestial Tide Limited（天潮有限公司）、Chris Lee（李克里斯）（又名 Nan Li、Mei Guo Xiao\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 登记 第 118 页，共 208 页\n\nLi）、China Golden Spring Group (Hong Kong) Ltd.（中国金泉集团〈香港〉有限公司）、Crane Advisory Group（克兰咨询集团）、Daniel Thomas Podhaskie（丹尼尔·托马斯·波达斯基）、Defeng Cao（曹德峰）（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin（林丁〈伊万〉）、Doaa Dashoush（多阿·达舒什）、Eastern Profit Corporation Limited（东方利润有限公司）、Genever Holdings Corporation（吉尼弗控股公司）、Genever Holdings LLC（吉尼弗控股有限责任公司）、Gettr USA, Inc.（盖特尔美国公司）、Gnews Media Group Inc.（Gnews媒体集团公司）、G Fashion (CA)（G时尚〈加利福尼亚〉）、G Fashion（G时尚）、G Fashion Hold Co. A. Limited（G时尚控股A有限公司）、G Fashion Hold Co. B. Limited（G时尚控股B有限公司）、G Fashion Media Group Inc.（G时尚媒体集团公司）、G Fashion International Limited（G时尚国际有限公司）、G Fashion LLC（G时尚有限责任公司）、Gmusic LLC（G音乐有限责任公司）、Gnews LLC（Gnews有限责任公司）、Geducation（G教育）、GFNY, Inc.（GFNY公司）、G Club Finance（G俱乐部金融）、G Club HoldCo I LLC（G俱乐部控股一号有限责任公司）、G Club International Limited（G俱乐部国际有限公司）、G Club Investments Limited（G俱乐部投资有限公司）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Club US Operations Inc.（G俱乐部美国运营公司）、G Club US Operations LLC（G俱乐部美国运营有限责任公司）、G Club（G俱乐部）、G Club One（G俱乐部一号）、G Club Two（G俱乐部二号）、G Club Three（G俱乐部三号）、G Live, LLC（G直播有限责任公司）、Gbroadcast, LLC（G广播有限责任公司）、GF Italy（GF意大利）、GM 27 LLC（GM 27有限责任公司）、Gladys Chow（格拉迪斯·周）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Gposts LLC（G帖子有限责任公司）、GTV Media Group, Inc.（GTV媒体集团公司）、Gypsy Mei Food Service LLC（吉普赛梅餐饮服务有限责任公司）、Gypsy Mei Productions LLC（吉普赛梅制作有限责任公司）、Gypsy Mei 27 Vestry, Inc.（吉普赛梅27维斯特里公司）、Dawn State Limited（黎明州有限公司）、Greenwich Land LLC（格林尼治土地有限责任公司）、Hao (Gavin) Li（李浩〈加文〉）（又名 Huo Lai）、Haitham Khaled（海瑟姆·哈立德）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Hamilton Digital Assets Funds SP（汉密尔顿数字资产基金SP）、Hamilton Investment Management Limited（汉密尔顿投资管理有限公司）、Hamilton Opportunity Fund SPC（汉密尔顿机会基金SPC）、Hamilton PE Funds SP（汉密尔顿私募股权基金SP）、Holy City Hong Kong Ventures Ltd.（圣城香港创投有限公司）、GS Security Solutions Inc.（GS安全解决方案公司）、Alex Hadjcharalambous（亚历克斯·哈吉查兰博斯）、Han Chunguang（韩春光）、Haoran He（何浩然）、HCHK Property Management, Inc.（HCHK物业管理公司）、HCHK Technologies, Inc.（HCHK科技公司）、HK International Funds Investments (USA) Limited LLC（香港国际基金投资〈美国〉有限责任公司）、Freedom Media Ventures Ltd.（自由媒体创投有限公司）、FungWan Trading Inc.（风云贸易公司）、Himalaya Currency Clearing Pty. Ltd.（喜马拉雅货币清算有限公司）、Himalaya New World Inc.（喜马拉雅新世界公司）、Himalaya International Financial Group Ltd.（喜马拉雅国际金融集团有限公司）、Himalaya International Clearing Ltd.（喜马拉雅国际清算有限公司）、Himalaya International Payments Ltd.（喜马拉雅国际支付有限公司）、Himalaya International Reserves Ltd.（喜马拉雅国际储备有限公司）、Himalaya Ventures LLC（喜马拉雅创投有限责任公司）、Himalaya Investment LLC（喜马拉雅投资有限责任公司）、Hudson Diamond Holding, Inc.（哈德逊钻石控股公司）、Hudson Diamond Holding LLC（哈德逊钻石控股有限责任公司）、Hudson Diamond NY LLC（哈德逊钻石纽约有限责任公司）、Huk Trading Inc.（胡克贸易公司）、Infinity Treasury Management Inc.（无限财资管理公司）、Jesse Brown（杰西·布朗）、Jessica Mastrogiovanni（杰西卡·马斯特罗焦万尼）、Jiaming Liu（刘佳明）、Jie Zhang（张杰）、Jovial Century International Limited（欢乐世纪国际有限公司）、Joyord Sportswear Limited（乔约德运动服饰有限公司）、K Legacy Ltd.（K传承有限公司）、Kamel Debeche（卡迈勒·德贝什）、Karin\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 登记 第 119 页，共 208 页\n\nMaistrello（卡琳·迈斯特雷洛）、Kin Ming Je（谢建明）、Lamp Capital LLC（兰普资本有限责任公司）、Lawall & Mitchell, LLC（劳沃尔与米切尔有限责任公司）、Leading Shine NY Ltd.（领耀纽约有限公司）、Lexington Property and Staffing, Inc.（列克星敦物业与人力公司）、Lexington Property and Staffing LLC（列克星敦物业与人力有限责任公司）、Linwan “Irene” Feng（冯林婉〈艾琳〉）、Limarie Reyes（利马里·雷耶斯）、Lihong “Sara” Wei Lafrenz（魏丽红〈莎拉〉·拉弗伦茨）、The Lost Draft LLC（遗失草稿有限责任公司）、Macaron Limited（马卡龙有限公司）、Major Lead International Limited（主要领先国际有限公司）、Mary Jiang（玛丽·蒋）、MOS Himalaya LLC（MOS喜马拉雅有限责任公司）、Maywind Trading LLC（五月风贸易有限责任公司）、New York MOS Himalaya LLC（纽约MOS喜马拉雅有限责任公司）、Next Tycoon Investments Limited（下一个大亨投资有限公司）、Nicholas Savio（尼古拉斯·萨维奥）、Nodal Partners, LLC（节点合伙人有限责任公司）、Qidong Xia（夏启东）、Oasis Tech Limited（绿洲科技有限公司）、Omicron Neutraceutical LLC（奥密克戎营养制品有限责任公司）、O.S.C. Orbit Service Company, LLC（O.S.C.轨道服务公司有限责任公司）、Pixshow Film Inc.（皮克斯秀电影公司）、Qu Guo Jiao（郭娇）、Roscalitar 2（罗斯卡利塔尔2）、Ridwan Mamode Saib（里德万·马莫德·赛布）、Ross Heinemeyer（罗斯·海内迈耶）、Rule of Law Society IV Inc.（法治协会IV公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Fund（法治基金）、Saraca Media Group Inc.（萨拉卡媒体集团公司）、Savio Law LLC（萨维奥法律有限责任公司）、Scott Barnett（斯科特·巴尼特）、Seven Mission Group LLC（七项使命集团有限责任公司）、Shih Hsin Yu（余世新）、Sirius Networking Inc.（天狼星网络公司）、Taurus Fund LLC（金牛基金有限责任公司）、Taurus Management LLC（金牛管理有限责任公司）、US Himalaya Capital Inc.（美国喜马拉雅资本公司）、V.X. Cerda & Associates P.A.（V.X.塞尔达与合伙人专业协会）、Victor Cerda（维克多·塞尔达）、Voice of Guo Media, Inc.（郭之声媒体公司）、Wen Xiao（肖文）、Wencong Wang（王文聪）、William Je（威廉·谢）、Kin Ming Je a/k/a Je Kin Ming（谢建明，又名 Je Kin Ming）、Wise Creation International Limited（智创国际有限公司）、Xuebing Wang（王雪冰）、Yan Chun Liu（刘艳春）、Yinying (Aila) Wang（王茵茵〈艾拉〉）（又名 Xiao Fei Xiang）、Yongbing Zhang（张永兵）、Yongping Yan (Shan Mu) Yue Zhou（周月洲〈山木〉）、Yumei Hao（郝玉梅）（又名 Ru Shui）、Yvette Wang（王伊薇）（又名 Yanping Wang，又名 Yan Ping Wang）、Zhixuan Li（李智轩）、Zhouer “Joe” Wang（王周二〈乔〉）、NewPeople LLC（新人类有限责任公司）、Ziba Limited（齐巴有限公司）、New Mulberry PTE Ltd（新桑树私人有限公司）、TD Primrose Limited（TD报春花有限公司）、Shin Hee-Seup（申熙燮）（又名 Hee Seup Shin）、River Valley Operations LLC（河谷运营有限责任公司）、Fiesta Investment Ltd.（嘉年华投资有限公司）、Fiesta Property Developments Ltd.（嘉年华地产开发有限公司）、Medical Supply System International LLC（医疗供应系统国际有限责任公司）、New Smoke LLC（新烟雾有限责任公司）、Mountains of Spices, LLC（香料山有限责任公司）、Rainbow Gifts Inc.（彩虹礼品公司）、Santel LLC（桑特尔有限责任公司）、Davy & Tony International Limited（戴维与托尼国际有限公司）、Love Miles for Zisun Inc.（为子孙爱迈尔斯公司）、Himalaya Boston Mayflower LLC（喜马拉雅波士顿五月花有限责任公司）、Top California Beach Corporation（顶级加利福尼亚海滩公司）、Golden Eagle Ventures, LLC（金鹰创投有限责任公司）、Whole Alpha Trading LLC（全阿尔法贸易有限责任公司）以及 Art Operation LLC（艺术运营有限责任公司）。\n\n9. “和”及“或”意为“和/或”，并应同时以连词和析取词解释，以最大限度扩大其范围。\n\n案件 22-50073 文件 4252 于 03/25/25 提交 于 03/25/25 15:34:28 登记 第 120 页，共 208 页\n\n10. “任何”、“所有”及“每一”意为“每一个及全部”。\n\n11. “通信”系指，在最广泛可能的意义上且不限于此，任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或回复，无论是当面、通过电话、以书面形式，还是通过电子传输设备进行，并包括但不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电传传真、复印传真、电传、即时消息、聊天、短信、发布至留言板或群聊的内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方传送的记录。\n\n12. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于任何及所有种类、类型、性质或描述的书面、录制或图形材料，该等材料现由或曾由您占有、保管或控制，包括电子邮件的所有纸质和电子副本、以电子形式保存的计算机文件、函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、立场报告、摘要、索引、书籍、账簿、笔记本、日程表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或录制材料，以及其所有元数据，无论以何种方式存储（无论以\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 121 of 208\n\n有形或电子形式）、记录、制作或复制，且还包括但不限于前述任何文件的草稿或副本，如其含有原始文件中未见的任何种类笔记、评论或标记，或在其他方面与原始文件不一致。\n\n13. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n14. “每一”及“所有”均指“每一及所有”。\n\n15. “包括”或其任何变体均指“包括但不限于”。\n\n16. “人员”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “关于”系指涉及、描述、构成、提及、与之相关、支持、赞成、反对、加强、削弱、位于其中、结合其加以考虑、对其具有影响、证明、表明、报告、记录、暗指、回应、与之连接、评论、就其而言、关于、与其有关、讨论、显示、描述、反映、分析、构成及为其本身。\n\n18. 就任何特定事项而言，“与……有关”、“涉及”或“相关”系指，包括但不限于，构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及该特定已识别事项，或以任何方式与其相关的任何文件。\n\n19. “第三方”系指除您本人以外的人员或实体。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 122 of 208\n\n20. “转让”应具有《破产法典》第101(54)条赋予该术语的含义。\n\nIV. 应提交的文件\n\n1. 与关联个人作出的任何转让有关的所有文件和通信，包括但不限于债务人或债务人的家庭成员，并进一步包括但不限于 Qiang Guo（郭强），又名 Mileson Guo（郭强），向您作出的转让，包括但不限于作为您一部分、与您有关联或附属的任何酒店或其他实体。\n\n2. 与关联人员使用酒店及/或向关联人员提供接待或相关服务有关的所有文件和通信，包括但不限于债务人或债务人的家庭成员，并进一步包括但不限于 Qiang Guo（郭强），又名 Mileson Guo（郭强），就您而言，包括但不限于作为您一部分、与您有关联或附属的酒店或其他实体。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 123 of 208\n\n附件 C-7\n\nB2540（表格2540——Rule 2004 审查传票）（12/15）Case 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 124 of\n\n美国破产法院 208\n\n康涅狄格州地区\n\n关于 HO WAN KWOK（郭文贵）等人案，\n\n1 案号 22-50073 (JAM)\n\n债务人 第11章\n\n（合并管理）\nRule 2004 审查传票\n\n致：Joseph Rocco（约瑟夫·罗科）\n\n（传票所指向人员的姓名）\n\n证言：兹命令您于下列规定的时间、日期和地点出席，根据《联邦破产程序规则》Rule 2004 进行审查并作证。随附准许该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将通过以下方式记录：不适用\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该等材料进行查阅、复制、测试或取样：\n\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n下列 Fed. R. Civ. P. 45 条款依据 Fed. R. Bankr. P. 9016 适用于破产案件，现随附：有关履行地点的 Rule 45(c)；有关作为传票对象的您所受保护的 Rule 45(d)；以及有关您回应本传票的义务及未回应的潜在后果的 Rule 45(e) 和 45(g)。\n\n日期：\n\n法院书记官\n\n或\n\n书记官或副书记官签名　律师签名\n\n签发或请求本传票、代表第11章受托人 Luc A. Despins（吕克·A·德斯平斯）的律师的姓名、地址、电子邮件地址和电话号码如下：\n\nKari A. Mitchell（卡丽·A·米切尔）, Esq.; Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙泰思专业公司）; 195 Church Street, 13th Floor, New Haven, Connecticut 06510 kmitchell@npmlaw.com; (203) 781-2884\n\n致签发或请求本传票之人员的通知\n\n如本传票要求在审判前提交文件、电子存储信息或有形物品，或查验场所，则必须在向传票所指向人员送达之前，向各方送达通知和本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵）（亦称 Guo Wengui（郭文贵）、Miles Guo（郭文贵）及 Miles Kwok（郭文贵），以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（Genever Holdings有限责任公司）（税务识别号码后四位：8202）及 Genever Holdings Corporation（Genever Holdings公司）。受托人、Genever Holdings LLC 及 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（普衡律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅用于通知和通信）。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n本人于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n本人通过如下方式向指定人员交付副本以送达传票：\n\n于（日期）；或\n\n本人未予执行而退回本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人签发，本人还已向证人支付一日出席费用及法律允许的里程费，金额为 \\$ 。\n\n本人的差旅费用为 \\$，服务费用为 \\$，合计 \\$。\n\n本人在伪证处罚的约束下声明，该等信息真实、正确。\n\n日期：\n\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n有关尝试送达等的附加信息：\n\n《联邦民事诉讼规则》45(c)、(d)、(e) 和 (g)（自12/1/13起生效）（根据《联邦破产程序规则》Rule 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令人员出席审判、听证或证言录取：\n\n(A) 在该人员居住、受雇或经常亲自经营业务地点的100英里范围内；或\n\n(B) 在该人员居住、受雇或经常亲自经营业务所在州内，如该人员\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人员居住、受雇或经常亲自经营业务地点100英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待查验场所对该场所进行查验。\n\n(d) 对作为传票对象人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对作为传票对象的人员施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，该制裁可包括收入损失和合理的律师费。\n\n(2) 命令提交材料或允许查验。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许查验场所的人员，无须亲自到提交或查验地点出席，除非其同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许查验的人员，可以向传票中指定的当事人或律师送达书面异议，反对查验、复制、测试或取样任何或全部材料，或反对查验场所——或反对以所请求的一种或多种形式提交电子存储信息。异议必须在规定履行时间或传票送达后14日内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方可随时在通知被命令人员后，向要求履行的地区法院提出动议，请求作出强制提交或查验的命令。\n\n(ii) 只有依照该命令的指示，方可要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员的人员，使其免于因履行而产生重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；\n\n(ii) 要求人员在 Rule 45(c) 规定的地理范围以外履行；\n\n(iii) 如无适用的例外或豁免，要求披露享有特权或受其他保护的事项；或\n\n(iv) 对人员造成不当负担。\n\n(B) 准许情形。为保护受传票约束或受其影响的人，在要求履行传票的地区，法院可经动议，在传票要求下列事项时撤销或修改传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且源自并非由任何一方当事人要求进行的该专家研究。\n\n(C) 作为替代方案指定条件。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明其对该证言或材料具有重大需要，且如不造成不当困难则无法通过其他方式满足该需要；以及\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在指定条件下出庭或提交材料。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应要求提交文件的传票的人，必须按照文件在正常业务过程中保存的方式提交，或者必须对文件进行整理和标注，使其对应于要求中的类别。\n\n(B) 未指定电子存储信息提交形式。如传票未指定提交电子存储信息的形式，回应人必须以其通常保存的某种形式，或以合理可用的一种或多种形式提交该信息。\n\n(C) 电子存储信息仅以一种形式提交。回应人无需以一种以上形式提交同一电子存储信息。\n\n(D) 无法访问的电子存储信息。对于回应人认定因不当负担或费用而无法合理访问的来源中的电子存储信息，回应人无需提供取证。对于强制取证动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑第26(b)(2)(C)条的限制后，如请求方证明有正当理由，仍可命令从该等来源进行取证。法院可为该取证指定条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。基于被传唤的信息享有特权或作为审判准备材料受到保护而扣留该信息的人，必须：(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，能够使各方当事人评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张约束，提出该主张的人可将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张解决前，不得使用或披露该信息；如当事人在收到通知前已披露该信息，必须采取合理措施收回该信息；并可立即将该信息密封提交给要求履行传票的地区法院，以裁定该主张。提交该信息的人必须在该主张解决前保存该信息。\n\n(g) 蔑视法庭。在要求履行传票的地区，法院——以及在动议被移送后，签发传票的法院——可对已被送达但无充分理由不遵守传票或相关命令的人处以蔑视法庭。\n\n有关获取传票材料，请参见 Fed.R.Civ.P.45(a) Committee Note (2013)\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，单称“一项请求”）必须分别且具体地作出回应。每项请求均应得到完整答复，除非对其善意提出异议；在该情况下，应按下文规定详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，您仅须说明对该部分的异议，并对请求的其余部分作出回应。\n\n2. 电子存储信息必须按照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得含有嵌入的空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每张图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将被加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应采用如下格式：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供已提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于包含原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成；数据库中的每张图像均应在交叉引用文件中有一行，并采用下列格式：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,BoxBreak,PageCount。\n\nc. 文件文本。文本必须作为单独的文本文件提交，不得作为 .DAT 文件内的字段提交。通往文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供按 FIRSTBATES/Image Key 命名、以文件为单位的 ANSI 文本文件。提取的文本文件必须位于单独的文件夹内，每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须以文件为单位提供。\n\nd. 特定文件类型的原生提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。此类文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张标有 Bates 编号的分隔页图像，以表明原生文件的存在，并将原生文件的路径作为 .dat 文件中的一个字段包括在内。提交的原生文件须以与该文件分隔页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文件，仅提交一份副本。对于电子邮件，应根据从 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式，提交每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）\n\n日期字段应采用如下格式：mm/dd/yyyy。日期和时间字段必须为两个独立字段。下列为要求提供的元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件/电子邮件文件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件/电子邮件文件的最后一个 Bates 编号\nLASTBATES 字段应针对单页文件填写\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应使用分号分隔\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应使用分号分隔\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目应使用分号分隔\nBCC　John Cain　密送收件人\n多个条目应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件在转换过程中被标准化所采用的时区\nTIME_ZONE\nTIME_ZONE　GMT　电子邮件在转换过程中被标准化所采用的时区。\nLINK　EDC0000001.msg　指向电子邮件或原生文件的超链接\n所链接的文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　表示电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 130 of 208\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原始：文档创建时间\n该数据必须为单独字段，且不得\n与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原始：文档最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原始：文档最后修改时间\n该数据必须为单独字段，且不得\n与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原始：文档最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原始：文档最后访问时间\n该数据必须为单独字段，且不得\n与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原始文件文档/电子邮件的大小（KB）\nPGCOUNT　1　原始文件文档/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原始：存储原始文件文档的路径，\n包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：包括\nItems\\Board Meeting　原始文件名在内的电子邮件原始位置。\nMinutes.msg　原始：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一消息 ID　原始：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原始文件提取文本的路径\n\n3. 每项请求均独立适用，并应独立解释；除非另有说明，任何一项请求均不限制其他任何请求的范围。\n\n4. 所有文件应按其在通常业务过程中保存的方式提供，或应予以组织和标记，以对应本等请求中的类别。\n\n5. 本文所载每项请求均延伸至所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由代表您行事的任何人占有、保管或控制的文件，\n案号 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 131 页，共 208 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细描述该文件的性质及其内容；(b) 识别编制或撰写该文件的人员，以及（如适用）该文件被发送至的人员；(c) 识别该文件编制或创建的日期；(d) 说明该文件是否 (i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式被处置；(e) 说明该处置的原因以及与之相关的事实和情形；(f) 识别授权该处置的人员；(g) 识别该处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 识别目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前一项指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 陈述 (i) 对该文件的充分描述，以支持您关于该文件享有特权的主张，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员的身份，(vii) 该文件本身或该文件所载或提及的任何信息是否由其他任何人员占有、保管或控制，如是，则该等人员的身份，以及说明该等信息如何进入其占有范围的陈述，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将据以支持该特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就每一份基于特权主张而被扣留的文件，提供一份特权清单，其中载明本指示第 (a) 部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供回应性文件。\n案号 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 132 页，共 208 页\n\n9. 如一份原本具有回应性的文件的一部分包含受特权主张约束的信息，则仅应依照上述指示从该文件中删除或涂黑受特权主张约束的该部分，其余部分应予提供。\n\n10. 本等请求具有持续性。现指示您：(a) 一旦得知先前答复不完整或不正确，立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据下列规定所要求的任何其他文件\n\n11. 如某文件使用英语以外的语言，您应提供该文件。如某文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提述均包括其所有关联方。\n\n13. 对个人姓名的所有提述均包括所有替代姓名、别名或昵称。\n案号 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 133 页，共 208 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至应提交文件请求答复之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；(b) 任何时态动词的使用应解释为在所有其他时态中使用该动词。\n\n16. (a) “and”和“or”应视需要解释为连词或选择连词，以将本可能被解释为不在任何请求范围内的所有答复纳入该请求范围；以及 (b) “each”和“any”应被视为包括并涵盖“every”和“all”。\nIII. 定义\n\nD. Conn. L. Civ. R. 26(c) 所规定的定义，以及经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本等文件请求中使用的下列术语具有如下含义：\n\n1. “您”或“您的”或“您本人”系指 Joseph Rocco（约瑟夫·罗科），以及所有代表其行事和/或代表其行事的任何人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵，又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n案号 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 134 页，共 208 页\n\n3. “债务人之子”系指 Qiang Guo（郭强，又名 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “债务人之女”系指 Mei Guo（郭美，又名 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “债务人所谓的妻子”系指 Hing Chi Ngok（岳庆芝，又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “债务人家属”统称债务人、债务人之子、债务人之女及债务人所谓的妻子，以及与债务人具有任何其他亲属关系的人。\n\n7. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货以及其他有形和无形财产。\n\n8. “2004 年调查对象”单独及共同系指债务人、债务人家属、17 Miles, LLC、5780 Saguaro LLC、Aaron Mitchell（艾伦·米切尔）、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alphonso Global Ventures Limited、Ana C. Izquiedo-Henn（安娜·C·伊斯基耶多-亨恩）、Andrew Childe（安德鲁·柴尔德）、Anthony DiBattista（安东尼·迪巴蒂斯塔）、Anton Development Limited、Booming Sail New York LLC、Beile Li（李贝乐）、Bingshang Jiao（焦炳尚）、Bravo Luck Limited、Brent Petro Inc.、Celestial Tide Limited、Chris Lee（克里斯·李，又名 Nan Li、Mei Guo Xiao Li）、China Golden Spring Group (Hong Kong) Ltd.、Crane Advisory Group、Daniel Thomas Podhaskie（丹尼尔·托马斯·波达斯基）、Defeng Cao（曹德峰，又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin（丁“伊万”·林）、Doaa Dashoush（杜阿·达舒什）、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA、\n案号 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 135 页，共 208 页\n\nInc.、Gnews Media Group Inc.、G Fashion (CA)、G Fashion、G Fashion Hold Co. A. Limited、G Fashion Hold Co. B. Limited、G Fashion Media Group Inc.、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US Operations Inc.、G Club US Operations LLC、G Club、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GF Italy、GM 27 LLC、Gladys Chow（格拉迪斯·周）、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（李浩，又名 Huo Lai）、Haitham Khaled（海瑟姆·哈立德）、Hamilton Capital Holdings Inc.、Hamilton Digital Assets Funds SP、Hamilton Investment Management Limited、Hamilton Opportunity Fund SPC、Hamilton PE Funds SP、Holy City Hong Kong Ventures Ltd.、GS Security Solutions Inc.、Alex Hadjcharalambous（亚历克斯·哈吉查兰布斯）、Han Chunguang（韩春光）、Haoran He（何浩然）、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya Currency Clearing Pty. Ltd.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown（杰西·布朗）、Jessica Mastrogiovanni（杰西卡·马斯特罗焦万尼）、Jiaming Liu（刘佳明）、Jie Zhang（张杰）、Jovial Century International Limited、Joyord Sportswear Limited、K Legacy Ltd.、Kamel Debeche（卡梅尔·德贝什）、Karin Maistrello（卡琳·迈斯特雷洛）、Kin Ming Je（杰建明）、Lamp Capital LLC、Lawall & Mitchell, LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Lexington Property and Staffing LLC、Linwan “Irene” Feng（冯林婉，又名“艾琳”）、Limarie Reyes（利马丽·雷耶斯）、Lihong “Sara” Wei Lafrenz（魏丽红·“萨拉”·拉弗伦茨）、The Lost Draft LLC、Macaron Limited、Major\n案号 22-50073 文件 4252 提交于 03/25/25 登记于 03/25/25 15:34:28 第 136 页，共 208 页\n\nLead International Limited（利德国际有限公司）、Mary Jiang（江玛丽）、MOS Himalaya LLC（MOS喜马拉雅有限责任公司）、Maywind Trading LLC（五月风贸易有限责任公司）、New York MOS Himalaya LLC（纽约MOS喜马拉雅有限责任公司）、Next Tycoon Investments Limited（新大亨投资有限公司）、Nicholas Savio（尼古拉斯·萨维奥）、Nodal Partners, LLC（诺达尔合伙人有限责任公司）、Qidong Xia（夏启东）、Oasis Tech Limited（绿洲科技有限公司）、Omicron Neutraceutical LLC（奥密克戎营养保健有限责任公司）、O.S.C. Orbit Service Company, LLC（O.S.C.轨道服务公司有限责任公司）、Pixshow Film Inc.（皮克斯秀电影公司）、Qu Guo Jiao（屈国娇）、Roscalitar 2（罗斯卡利塔尔2）、Ridwan Mamode Saib（里德万·马莫德·赛义卜）、Ross Heinemeyer（罗斯·海内迈耶）、Rule of Law Society IV Inc.（法治协会IV公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Fund（法治基金）、Saraca Media Group Inc.（萨拉卡媒体集团公司）、Savio Law LLC（萨维奥律师事务所有限责任公司）、Scott Barnett（斯科特·巴尼特）、Seven Mission Group LLC（七项使命集团有限责任公司）、Shih Hsin Yu（施信宇）、Sirius Networking Inc.（天狼星网络公司）、Taurus Fund LLC（金牛基金有限责任公司）、Taurus Management LLC（金牛管理有限责任公司）、US Himalaya Capital Inc.（美国喜马拉雅资本公司）、V.X. Cerda & Associates P.A.（V.X. Cerda及合伙人专业协会）、Victor Cerda（维克托·塞尔达）、Voice of Guo Media, Inc.（郭之声媒体公司）、Wen Xiao（肖雯）、Wencong Wang（王文聪）、William Je（杰威廉）、Kin Ming Je a/k/a Je Kin Ming（杰建明，又名 Je Kin Ming）、Wise Creation International Limited（慧创国际有限公司）、Xuebing Wang（王学兵）、Yan Chun Liu（刘艳春）、Yinying (Aila) Wang (a/k/a Xiao Fei Xiang)（王寅莹〔艾拉〕，又名肖飞翔）、Yongbing Zhang（张永兵）、Yongping Yan (Shan Mu) Yue Zhou（周月舟〔杉木〕）、Yumei Hao (a/k/a Ru Shui)（郝玉梅，又名如水）、Yvette Wang (a/k/a Yanping Wang, a/k/a Yan Ping Wang)（王伊薇特，又名王燕平，又名王燕萍）、Zhixuan Li（李芷萱）、Zhouer \"Joe\" Wang（王周二〔乔〕）、NewPeople LLC（新人类有限责任公司）、Ziba Limited（兹巴有限公司）、New Mulberry PTE Ltd（新桑树私人有限公司）、TD Primrose Limited（TD报春花有限公司）、Shin Hee-Seup a/k/a Hee Seup Shin（申熙燮，又名 Hee Seup Shin）、River Valley Operations LLC（河谷运营有限责任公司）、Fiesta Investment Ltd.（嘉年华投资有限公司）、Fiesta Property Developments Ltd.（嘉年华房地产开发有限公司）、Medical Supply System International LLC（国际医疗供应系统有限责任公司）、New Smoke LLC（新烟有限责任公司）、Mountains of Spices, LLC（香料山有限责任公司）、Rainbow Gifts Inc.（彩虹礼品公司）、Santel LLC（桑特尔有限责任公司）、Davy & Tony International Limited（戴维与托尼国际有限公司）、Love Miles for Zisun Inc.（为子孙爱迈尔斯公司）、Himalaya Boston Mayflower LLC（喜马拉雅波士顿五月花有限责任公司）、Top California Beach Corporation（加州顶级海滩公司）、Golden Eagle Ventures, LLC（金鹰创投有限责任公司）、Whole Alpha Trading LLC（全阿尔法贸易有限责任公司）及 Art Operation LLC（艺术运营有限责任公司），包括但不限于前述各方的代理人或代表。\n\n9. “And”和“or”均指“and/or”，并应作连词意义和选择连词意义两种解释，以最大限度扩大其范围。\n\n10. “Any”、“all”和“each”均指“每一及全部”。\n\n11. “Communication(s)”系指以最广义且不受限制地传递任何信息或知识（以事实、观点、询问或其他形式）。\n\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 137 页，共 208 页\n\n“Communication(s)”还指所有面谈、协议、询问或答复，无论是当面、电话、书面，还是通过电子传输设备进行，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、影印传真、电传、即时消息、聊天、短信、留言板或群聊帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方传送的记录。\n\n12. “Document”系指属于 Fed. R. Civ. P. 34 规定范围内的任何信息或物件，并包括但不限于每一及全部任何种类、类型、性质或描述的书面、记录或图形材料，该等材料现由或曾由您占有、保管或控制，包括电子邮件的所有打印副本和电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格、日记、信件、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订货单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、账簿、笔记本、日程表、透明胶片、录音、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子，或任何其他种类的书面或记录材料，以及其所有元数据，无论其以何种方式存储（无论以有形或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，如其中含有原始文件中未载的任何种类笔记、评论或标记，或在其他方面与原始文件不一致。\n\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 138 页，共 208 页\n\n13. “Entity”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n14. “Each”和“every”均指“每一及全部”。\n\n15. “Including”或其任何变体均指“包括但不限于”。\n\n16. “Person(s)”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “Regarding”系指关于、描述、构成、提及、与之相关、支持、赞成、反对、强化、贬损、位于其中、结合其考虑、对其有影响、证明、表明、报告、记录、暗示、答复、与之相连、评论、就其而言、关于、与之有关、讨论、显示、描述、反映、分析、构成及属于。\n\n18. 就任何特定主题而言，“Relating to”、“relate(s) to”或“related to”系指包括但不限于构成、组成、涉及、包含、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定主题有关的任何文件。\n\n19. “Third Party”系指除您本人之外的个人或实体。\n\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 139 页，共 208 页\n\n20. “Transfer”应具有《破产法》section 101(54)赋予该词的含义。\n\n21. “1 Loch Lane”系指通常称为康涅狄格州格林尼治洛赫巷1号的该不动产（包括其上的所有改良物及其他资产）。\n\nIV. 应提交的文件\n\n1. 自 January 1, 2024 起至并包括您就本文件作出答复之日，与租赁、出售或使用 1 Loch Lane 有关的所有文件，无论该等事项是否拟议或已完成。\n\n2. 自 January 1, 2024 起至并包括您就本文件作出答复之日，与涉及 1 Loch Lane 的任何转让有关的所有文件。\n\n3. 与任何2004取证对象作出、代表任何2004取证对象作出，或为任何2004取证对象利益而作出的任何转让有关的所有文件，包括但不限于债务人的家庭成员，进一步包括但不限于债务人的所谓妻子或债务人的女儿。\n\n4. 与任何2004取证对象有关的所有文件，包括但不限于债务人的家庭成员，进一步包括但不限于债务人的所谓妻子或债务人的女儿。\n\n5. 自 January 1, 2024 起至并包括您就本文件作出答复之日，与 1 Loch Lane 有关的所有通信。\n\n6. 与2004取证对象之间或与其有关的所有通信，包括但不限于债务人的家庭成员，进一步包括但不限于债务人的所谓妻子或债务人的女儿。\n\n案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 140 页，共 208 页\n\n附件 C-8\n\nB2540（表格2540——规则2004审查传票）（12/15）案号 22-50073 文件 4252 提交日期 03/25/25 登记日期 03/25/25 15:34:28 第 141 页，共 208 页\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\nDistrict of Connecticut（康涅狄格地区）\n\n关于 HO WAN KWOK（郭文贵）等人案，\n\n1 案号 22-50073 (JAM)\n\n债务人 第11章\n\n（合并管理）\n\n规则2004审查传票\n\n致：Michael Rocco, Jr.（小迈克尔·罗科）\n\n（传票所指向人员姓名）\n\n证言：兹命令您于下列规定的时间、日期和地点出席，并根据《联邦破产程序规则》规则2004接受审查并作证。随附授权该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将以以下方式记录：不适用\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物件，并必须允许对该等材料进行检查、复制、测试或抽样：\n\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n下列 Fed. R. Civ. P. 45 条款经 Fed. R. Bankr. P. 9016 规定适用于破产案件，现随附于后——有关履行地点的规则45(c)；有关您作为受传票约束人员所受保护的规则45(d)；以及有关您答复本传票的义务及未答复可能导致后果的规则45(e)和45(g)。\n\n日期：\n\n法院书记官\n\n或\n\n书记官或副书记官签名　律师签名\n\n签发或申请本传票、代表第11章受托人 Luc A. Despins（吕克·A·德斯平斯）的律师姓名、地址、电子邮件地址及电话号码如下：\n\nKari A. Mitchell, Esq.（卡丽·A·米切尔，律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩及蒙蒂思专业公司）；195 Church Street, 13th Floor, New Haven, Connecticut 06510；kmitchell@npmlaw.com；(203) 781-2884\n\n致签发或申请本传票者的通知\n\n如本传票要求在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向人员送达前，向每一方当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC（最佳案件有限责任公司）- www.bestcase.com Best Case Bankruptcy（最佳案件破产软件）1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码末四位：9595）、Genever Holdings LLC（吉尼弗控股有限责任公司）（税务识别号码末四位：8202）及 Genever Holdings Corporation（吉尼弗控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（保罗·黑斯廷斯律师事务所），200 Park Avenue, New York, NY 10166，转交 Luc A. Despins（吕克·A·德斯平斯），其作为 Ho Wan Kwok 遗产的受托人（仅为通知及通信之目的）。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n本人于（日期）收到向（个人姓名及职务，如有）送达的本传票。\n\n本人按以下方式向被指名人员送达本传票副本：\n\n于（日期）；或\n\n本人未执行而退回本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人签发，本人还已向证人支付其一天出席费用及法律允许的里程费，金额为 \\$ 。\n\n本人差旅费用为 \\$ ，服务费用为 \\$ ，合计为 \\$ 。\n\n本人在伪证处罚的约束下声明，该等信息真实且正确。\n\n日期：\n\n送达人签名\n\n正楷姓名及职务\n\n送达人地址\n\n关于尝试送达等事项的补充信息：\n\n《联邦民事诉讼规则》规则45(c)、(d)、(e)和(g)（Effective 12/1/13）（依据《联邦破产程序规则》规则9016适用于破产案件）\n\n(c) 履行地点。\n\n(1) 关于审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自办理业务所在州内，如该人：\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 关于其他取证。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业交易所在地 100 英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在拟检查的不动产所在地检查该不动产。\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的一方当事人或律师必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行地所在地区的法院必须执行该义务，并对未遵守该义务的一方当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n(2) 要求提交材料或准许检查的命令。\n\n(A) 无需出庭。被命令提交文件、电子存储信息或有形物品，或准许检查不动产的人，无需亲自到提交或检查地点出庭，除非其亦被命令为作证、听证或审判而出庭。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查的人，可向传票中指定的一方当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或任何部分材料，或反对检查不动产，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间届满前或传票送达后 14 天内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方当事人可随时通知被命令之人后，向要求履行地所在地区的法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依照该命令的指示要求实施这些行为，且该命令必须保护并非当事人或当事人高级职员的人免于承担因履行而产生的重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行地所在地区的法院必须撤销或修改具有下列情形的传票：\n\n(i) 未留出合理履行时间；\n\n(ii) 要求某人在 Rule 45(c) 规定的地域限制之外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或豁免；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受传票影响的人，要求履行地所在地区的法院可经动议，在传票要求下列事项时撤销或修改传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的特定事件，且源自并非由一方当事人请求的该专家研究。\n\n(C) 将规定条件作为替代方案。在 Rule 45(d)(3)(B) 所述情形下，如送达方当事人：\n\n(i) 证明对该证词或材料具有重大需要，且如无不当困难即无法通过其他方式满足该需要；并且\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可不撤销或修改传票，而是在规定条件下命令出庭或提交。\n(e) 对传票作出回应的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。对提交文件的传票作出回应的人，必须按其在日常业务过程中保存的方式提交文件，或者必须对文件进行整理和标记，使其与请求中的类别相对应。\n\n(B) 未规定电子存储信息的提交形式。如传票未规定电子存储信息的提交形式，作出回应的人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式提交。\n\n(C) 电子存储信息仅以一种形式提交。作出回应的人无需以一种以上形式提交相同的电子存储信息。\n\n(D) 无法访问的电子存储信息。作出回应的人无需提供来自其认定为因不当负担或费用而无法合理访问之来源的电子存储信息的证据开示。对于强制证据开示动议或保护令动议，作出回应的人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑 Rule 26(b)(2)(C) 的限制后，如请求方当事人证明存在正当理由，仍可命令对该等来源进行证据开示。法院可规定证据开示的条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以享有特权或作为审判准备材料而受保护为由扣留被传唤信息的人，必须：(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，使当事人能够评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张，提出该主张的人可通知收到该信息的任何当事人该主张及其依据。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即向要求履行地所在地区的法院密封提交该信息，以裁定该主张。提交该信息的人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行地所在地区的法院——以及在动议移送后，签发传票的法院——可认定已被送达但无充分理由不遵守传票或与之相关命令的人构成藐视法庭。\n\n关于获取传票材料，参见 Fed.R.Civ.P.45(a) 委员会注释（2013）\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（“请求”，每一项均称为“请求”）必须分别且具体地作出答复。除非善意提出异议，否则每项请求均应完整答复；如提出异议，须按下文所述详细说明贵方异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，贵方须仅就该部分说明异议，并对其余请求作出答复。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须加注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符 (020)；引号 þ ASCII 字符 (254)。日期字段应采用下列格式提供：mm/dd/yyyy。日期字段和时间字段必须为两个独立字段。如文件包括已生成图像的电子邮件及附件，则必须包含附件字段，以保留电子邮件与其附件之间的父子关系。必须包含 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于包含原生文件的文件，必须包含 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像与数据库记录相链接。其应为逗号分隔文件，每行由七个字段组成，并且数据库中每一图像均应在交叉引用文件中占一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCount。\n\nc. 文件文本。文本必须作为独立文本文件提交，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供文件级 ANSI 文本文件，并按 FIRSTBATES/Image Key 命名。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得包含特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 某些文件类型的原生格式提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。这些文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带有 Bates 编号的分隔页图像，注明原生文件的存在，并将原生文件路径作为字段包含在 .dat 文件中。提交的原生文件须以与该文件分隔页对应的 Bates 编号命名。将原生文件归入按递增方式命名的 “NATIVE” 目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，提交单一副本。对于电子邮件，将基于由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，将基于整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，提交每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符 (020)；引号 þ ASCII 字符 (254)\n\n日期字段应采用下列格式提供：mm/dd/yyyy。日期字段和时间字段必须为两个独立字段。下列为必需的元数据：\n\n字段名称　示例数据　说明\n英文>>>\n\nFIRSTBATES　EDC0000001　原生文件文档/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文档/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应予填写\n适用于单页\nATTACHRANGE　EDC0000001 - EDC0000015　从母文件的第一页 Bates 编号至最后一个“子”附件文件的最后一页 Bates 编号\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应以分号分隔\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应以分号分隔\nCC　Frank Thompson [mailto:frank_Thompson@cdt.com]　抄送收件人\n多个条目应以分号分隔\nBCC　John Cain　密送收件人\n多个条目应以分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/TIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用时区内的时间\nTIME_ZONE　GMT　在转换过程中对电子邮件进行标准化所采用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文档的超链接\n链接文件必须按照 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　表示电子邮件或原生文件文档的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\n案件 22-50073 文书 4252 于 03/25/25 提交，于 03/25/25 15:34:28 登记，第 147 页，共 208 页\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文档/电子邮件的大小，以 KB 计\nPGCOUNT　1　原生文件文档/电子邮件中的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文档的存储路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted Items\\Board Meeting Minutes.msg　电子邮件：电子邮件的原始位置，包括原始文件名。\n原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$cb8306d1@MSN>　电子邮件：唯一消息 ID；原生文件：（空）\nMD5HASH　d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89　文件的 MD5 哈希值。\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 各项请求均独立适用并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按照通常业务过程中保存的方式提供，或者应当组织并标注，以对应本请求中的类别。\n\n5. 本文所载每项请求均延及所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由任何代表您行事之人占有、保管或控制的文件，\n\n案件 22-50073 文书 4252 于 03/25/25 提交，于 03/25/25 15:34:28 登记，第 148 页，共 208 页\n\n包括您的律师或其他代表及顾问。每一文件均应完整提供。\n\n6. 如要求您提供的文件已不再由您占有、保管或控制，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的个人，以及（如适用）该文件被发送给的个人；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否：(i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式被处置；(e) 说明该等处置的原因以及相关事实和情形；(f) 确认授权该等处置的个人；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的个人（如有）。\n\n7. 如要求您提供的文件已被销毁，则除前述指示所要求的信息外，您的答复还必须说明：(a) 该文件被销毁的原因；(b) 销毁该文件的个人身份；以及 (c) 指示销毁该文件的个人身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 对该文件作出足以支持您关于该文件享有特权之主张的描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或查阅该文件原件或任何草稿、复制件或再制件的每一人的身份，(vii) 该文件本身，或该文件所含或提及的任何信息，是否由任何其他人占有、保管或控制；如是，则确认该等人员的身份，以及说明该等信息如何进入其占有范围，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 就根据 D. Conn. L. Civ. R. 26(e) 以特权主张为由扣留的每一文件，提供一份特权清单，其中载明本指示第 (a) 部分所要求的全部信息。对于未主张特权或工作成果的任何文件请求部分，应完整提供响应性文件。\n\n案件 22-50073 文书 4252 于 03/25/25 提交，于 03/25/25 15:34:28 登记，第 149 页，共 208 页\n\n9. 如原本应予提供的文件的一部分含有受特权主张约束的信息，则仅可按照上述指示从该文件中删除或遮蔽受特权主张约束的该部分，其余部分应予提供。\n\n10. 各项请求具有持续性。特此指示您：(a) 在得知先前答复不完整或不正确时，立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据下列规定所要求的任何额外文件\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的一切提及均包括其所有关联方。\n\n13. 对个人姓名的一切提及均包括所有替代姓名、化名或昵称。\n\n案件 22-50073 文书 4252 于 03/25/25 提交，于 03/25/25 15:34:28 登记，第 150 页，共 208 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 对任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 对任何时态动词的使用应解释为包括该动词的所有其他时态。\n\n16. (a) “and”和“or”应视需要解释为连词或选择连词，以将原本可能被解释为不在任何请求范围内的所有答复纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义，以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”或“Your”或“Yourself”系指 Michael Rocco, Jr.（小迈克尔·罗科），以及其所有代表和/或任何代表其行事之人。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵，亦称 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n案件 22-50073 文书 4252 于 03/25/25 提交，于 03/25/25 15:34:28 登记，第 151 页，共 208 页\n\n3. “Debtor's Son”系指 Qiang Guo（郭强，亦称 Mileson Kwok、郭强或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美，亦称 Mei Gui、郭美或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝，亦称 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女及债务人声称的妻子，以及与债务人有任何其他家庭关系之人。\n\n7. “Asset(s)”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n8. “2004 Discovery Targets”单独及共同系指债务人、债务人家庭成员、17 Miles, LLC（17英里有限责任公司）、5780 Saguaro LLC（5780号巨柱仙人掌有限责任公司）、Aaron Mitchell（亚伦·米切尔）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法环球风险投资有限公司）、Alphonso Global Ventures Limited（阿方索环球风险投资有限公司）、Ana C. Izquiedo-Henn（安娜·C·伊兹基耶多-亨）、Andrew Childe（安德鲁·柴尔德）、Anthony DiBattista（安东尼·迪巴蒂斯塔）、Anton Development Limited（安东开发有限公司）、Booming Sail New York LLC（繁盛帆船纽约有限责任公司）、Beile Li（贝乐·李）、Bingshang Jiao（冰尚·焦）、Bravo Luck Limited（布拉沃幸运有限公司）、Brent Petro Inc.（布伦特·彼得罗公司）、Celestial Tide Limited（天潮有限公司）、Chris Lee（克里斯·李，亦称 Nan Li、Mei Guo Xiao Li）、China Golden Spring Group (Hong Kong) Ltd.（中国金泉集团〈香港〉有限公司）、Crane Advisory Group（克兰咨询集团）、Daniel Thomas Podhaskie（丹尼尔·托马斯·波达斯基）、Defeng Cao（曹德峰，亦称 Wayne Cao、Max Cao）、Ding “Ivan” Lin（丁“伊万”·林）、Doaa Dashoush（多阿·达舒什）、Eastern Profit Corporation Limited（东方利润有限公司）、Genever Holdings Corporation（杰内弗控股公司）、Genever Holdings LLC（杰内弗控股有限责任公司）、Gettr USA（盖特尔美国），\n\n案件 22-50073 文书 4252 于 03/25/25 提交，于 03/25/25 15:34:28 登记，第 152 页，共 208 页\n\nInc., Gnews Media Group Inc.（Gnews传媒集团公司）, G Fashion (CA)（G时尚（加利福尼亚））, G Fashion（G时尚）, G Fashion Hold Co. A. Limited（G时尚控股公司A有限公司）, G Fashion Hold Co. B. Limited（G时尚控股公司B有限公司）, G Fashion Media Group Inc.（G时尚传媒集团公司）, G Fashion International Limited（G时尚国际有限公司）, G Fashion LLC（G时尚有限责任公司）, Gmusic LLC（G音乐有限责任公司）, Gnews LLC（Gnews有限责任公司）, Geducation（G教育）, GFNY, Inc.（GFNY公司）, G Club Finance（G俱乐部金融）, G Club HoldCo I LLC（G俱乐部控股公司I有限责任公司）, G Club International Limited（G俱乐部国际有限公司）, G Club Investments Limited（G俱乐部投资有限公司）, G Club Operations LLC（G俱乐部运营有限责任公司）, G Club US Operations Inc.（G俱乐部美国运营公司）, G Club US Operations LLC（G俱乐部美国运营有限责任公司）, G Club（G俱乐部）, G Club One（G俱乐部一）, G Club Two（G俱乐部二）, G Club Three（G俱乐部三）, G Live, LLC（G直播有限责任公司）, Gbroadcast, LLC（G广播有限责任公司）, GF Italy（GF意大利）, GM 27 LLC（GM 27有限责任公司）, Gladys Chow（周格拉迪斯）, Golden Spring (New York) Ltd.（金泉（纽约）有限公司）, Gposts LLC（G帖子有限责任公司）, GTV Media Group, Inc.（GTV传媒集团公司）, Gypsy Mei Food Service LLC（吉普赛梅食品服务有限责任公司）, Gypsy Mei Productions LLC（吉普赛梅制作有限责任公司）, Gypsy Mei 27 Vestry, Inc.（吉普赛梅27维斯特里公司）, Dawn State Limited（黎明州有限公司）, Greenwich Land LLC（格林尼治土地有限责任公司）, Hao (Gavin) Li（李浩（加文））（又名 Huo Lai）, Haitham Khaled（海瑟姆·哈立德）, Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）, Hamilton Digital Assets Funds SP（汉密尔顿数字资产基金SP）, Hamilton Investment Management Limited（汉密尔顿投资管理有限公司）, Hamilton Opportunity Fund SPC（汉密尔顿机会基金SPC）, Hamilton PE Funds SP（汉密尔顿私募股权基金SP）, Holy City Hong Kong Ventures Ltd.（圣城香港创投有限公司）, GS Security Solutions Inc.（GS安全解决方案公司）, Alex Hadjcharalambous（亚历克斯·哈吉查兰布斯）, Han Chunguang（韩春光）, Haoran He（何浩然）, HCHK Property Management, Inc.（HCHK物业管理公司）, HCHK Technologies, Inc.（HCHK科技公司）, HK International Funds Investments (USA) Limited LLC（香港国际基金投资（美国）有限责任公司）, Freedom Media Ventures Ltd.（自由媒体创投有限公司）, FungWan Trading Inc.（风云贸易公司）, Himalaya Currency Clearing Pty. Ltd.（喜马拉雅货币清算有限公司）, Himalaya New World Inc.（喜马拉雅新世界公司）, Himalaya International Financial Group Ltd.（喜马拉雅国际金融集团有限公司）, Himalaya International Clearing Ltd.（喜马拉雅国际清算有限公司）, Himalaya International Payments Ltd.（喜马拉雅国际支付有限公司）, Himalaya International Reserves Ltd.（喜马拉雅国际储备有限公司）, Himalaya Ventures LLC（喜马拉雅创投有限责任公司）, Himalaya Investment LLC（喜马拉雅投资有限责任公司）, Hudson Diamond Holding, Inc.（哈德逊钻石控股公司）, Hudson Diamond Holding LLC（哈德逊钻石控股有限责任公司）, Hudson Diamond NY LLC（哈德逊钻石纽约有限责任公司）, Huk Trading Inc.（Huk贸易公司）, Infinity Treasury Management Inc.（无限资金管理公司）, Jesse Brown（杰西·布朗）, Jessica Mastrogiovanni（杰西卡·马斯特罗焦瓦尼）, Jiaming Liu（刘佳明）, Jie Zhang（张杰）, Jovial Century International Limited（欢乐世纪国际有限公司）, Joyord Sportswear Limited（乔约德运动服有限公司）, K Legacy Ltd.（K传承有限公司）, Kamel Debeche（卡迈勒·德贝什）, Karin Maistrello（卡琳·梅斯特雷洛）, Kin Ming Je（谢建明）, Lamp Capital LLC（兰普资本有限责任公司）, Lawall & Mitchell, LLC（劳尔与米切尔有限责任公司）, Leading Shine NY Ltd.（领耀纽约有限公司）, Lexington Property and Staffing, Inc.（列克星敦物业与人力派遣公司）, Lexington Property and Staffing LLC（列克星敦物业与人力派遣有限责任公司）, Linwan \"Irene\" Feng（冯林婉“艾琳”）, Limarie Reyes（利马里·雷耶斯）, Lihong \"Sara\" Wei Lafrenz（魏丽红“萨拉”·拉弗伦茨）, The Lost Draft LLC（遗失草稿有限责任公司）, Macaron Limited（马卡龙有限公司）, Major\n\n案件 22-50073，文件 4252，提交于 03/25/25，录入于 03/25/25 15:34:28，第 153 页，共 208 页\n\nLead International Limited（领航国际有限公司）, Mary Jiang（江玛丽）, MOS Himalaya LLC（MOS喜马拉雅有限责任公司）, Maywind Trading LLC（五月风贸易有限责任公司）, New York MOS Himalaya LLC（纽约MOS喜马拉雅有限责任公司）, Next Tycoon Investments Limited（下一大亨投资有限公司）, Nicholas Savio（尼古拉斯·萨维奥）, Nodal Partners, LLC（诺达尔合伙人有限责任公司）, Qidong Xia（夏启东）, Oasis Tech Limited（绿洲科技有限公司）, Omicron Neutraceutical LLC（奥密克戎营养制药有限责任公司）, O.S.C. Orbit Service Company, LLC（O.S.C.轨道服务公司有限责任公司）, Pixshow Film Inc.（皮克斯秀电影公司）, Qu Guo Jiao（曲国娇）, Roscalitar 2（罗斯卡利塔尔2）, Ridwan Mamode Saib（里德万·马莫德·赛卜）, Ross Heinemeyer（罗斯·海内迈耶）, Rule of Law Society IV Inc.（法治协会IV公司）, Rule of Law Foundation III, Inc.（法治基金会III公司）, Rule of Law Fund（法治基金）, Saraca Media Group Inc.（萨拉卡传媒集团公司）, Savio Law LLC（萨维奥律师事务所有限责任公司）, Scott Barnett（斯科特·巴尼特）, Seven Mission Group LLC（七项使命集团有限责任公司）, Shih Hsin Yu（施新宇）, Sirius Networking Inc.（天狼星网络公司）, Taurus Fund LLC（金牛基金有限责任公司）, Taurus Management LLC（金牛管理有限责任公司）, US Himalaya Capital Inc.（美国喜马拉雅资本公司）, V.X. Cerda & Associates P.A.（V.X.塞尔达及合伙人专业协会）, Victor Cerda（维克托·塞尔达）, Voice of Guo Media, Inc.（郭之声传媒公司）, Wen Xiao（肖文）, Wencong Wang（王文聪）, William Je（威廉·谢）, Kin Ming Je a/k/a Je Kin Ming（谢建明，又名 Je Kin Ming）, Wise Creation International Limited（智创国际有限公司）, Xuebing Wang（王雪冰）, Yan Chun Liu（刘彦春）, Yinying (Aila) Wang（王茵莹（艾拉））（又名 Xiao Fei Xiang）, Yongbing Zhang（张永兵）, Yongping Yan (Shan Mu) Yue Zhou（周月舟（严永平／山木））, Yumei Hao（郝玉梅）（又名 Ru Shui）, Yvette Wang（王伊薇特）（又名 Yanping Wang，又名 Yan Ping Wang）, Zhixuan Li（李智轩）, Zhouer \"Joe\" Wang（王周二“乔”）, NewPeople LLC（新人民有限责任公司）, Ziba Limited（Ziba有限公司）, New Mulberry PTE Ltd（新桑树私人有限公司）, TD Primrose Limited（TD报春花有限公司）, Shin Hee-Seup a/k/a Hee Seup Shin（申熙燮，又名 Hee Seup Shin）, River Valley Operations LLC（河谷运营有限责任公司）, Fiesta Investment Ltd.（嘉年华投资有限公司）, Fiesta Property Developments Ltd.（嘉年华物业开发有限公司）, Medical Supply System International LLC（国际医疗供应系统有限责任公司）, New Smoke LLC（新烟雾有限责任公司）, Mountains of Spices, LLC（香料山有限责任公司）, Rainbow Gifts Inc.（彩虹礼品公司）, Santel LLC（桑特尔有限责任公司）, Davy & Tony International Limited（戴维与托尼国际有限公司）, Love Miles for Zisun Inc.（为子孙而爱的里程公司）, Himalaya Boston Mayflower LLC（喜马拉雅波士顿五月花有限责任公司）, Top California Beach Corporation（顶级加利福尼亚海滩公司）, Golden Eagle Ventures, LLC（金鹰创投有限责任公司）, Whole Alpha Trading LLC（全阿尔法贸易有限责任公司）, 以及 Art Operation LLC（艺术运营有限责任公司），包括但不限于前述各方的代理人或代表。\n\n9. “And”和“or”均指“and/or”，并应同时按合取和析取方式解释，以最大限度扩大其范围。\n\n10. “Any”、“all”和“each”均指“每一及所有”。\n\n11. “Communication(s)”在最广泛可能的含义下且不限于此，指任何信息或知识的传递（以事实、观点、询问或其他形式）。\n\n案件 22-50073，文件 4252，提交于 03/25/25，录入于 03/25/25 15:34:28，第 154 页，共 208 页\n\n“Communication(s)”还指所有当面、通过电话、书面或借助电子传输设备进行的谈话、协议、询问或答复，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传副本、电传、即时消息、聊天、短信、在留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或内部传送或与第三方传送的笔记。\n\n12. “Document”指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于任何种类、类型、性质或描述的、现处于或曾处于您的占有、保管或控制之下的每一份书面、记录或图形材料，包括电子邮件的所有打印副本和电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单表格、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、账簿、分类账、笔记本、日程表、透明胶片、录音、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子，或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为有形形式或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，如其载有任何原始文件中不存在的任何种类的笔记、评论或标记，或者其在其他方面与原始文件不相同。\n\n案件 22-50073，文件 4252，提交于 03/25/25，录入于 03/25/25 15:34:28，第 155 页，共 208 页\n\n13. “Entity”指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n14. “Each”和“every”均指“每一及所有”。\n\n15. “Including”或其任何变体指“包括但不限于”。\n\n16. “Person(s)”指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “Regarding”指有关、描述、包含、提及、与之相关、支持、有利于、反对、加强、贬损、位于其中、结合考虑、影响、证明、表明、报告、记录、暗指、回应、与之连接、评论、就其而言、关于、与之有关、讨论、显示、描述、反映、分析、构成及属于。\n\n18. 在指称任何特定主题事项时，“Relating to”、“relate(s) to”或“related to”指，包括但不限于，构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定主题事项相关的任何文件。\n\n19. “Third Party”指您本人以外的个人或实体。\n\n案件 22-50073，文件 4252，提交于 03/25/25，录入于 03/25/25 15:34:28，第 156 页，共 208 页\n\n20. “Transfer”应具有《破产法》section 101(54)赋予其的含义。\n\n21. “1 Loch Lane”指通常称为位于 Connecticut州 Greenwich市 1 Loch Lane 的不动产（包括其上所有改良物及其他资产）。\n\nIV. 待出示文件\n\n1. 自 January 1, 2024 起至并包括您就此作出答复之日止，与 1 Loch Lane 的租赁、出售或使用有关的所有文件，无论该等事项处于拟议阶段或已完成。\n\n2. 自 January 1, 2024 起至并包括您就此作出答复之日止，与任何涉及 1 Loch Lane 的转让有关的所有文件。\n\n3. 与任何由任何 2004 调查对象作出、代表其作出，或为其利益作出的转让有关的所有文件，包括但不限于债务人的家庭成员，进一步包括但不限于债务人据称的妻子或债务人的女儿。\n\n4. 与任何 2004 调查对象有关的所有文件，包括但不限于债务人的家庭成员，进一步包括但不限于债务人据称的妻子或债务人的女儿。\n\n5. 自 January 1, 2024 起至并包括您就此作出答复之日止，与 1 Loch Lane 有关的所有通信。\n\n6. 与 2004 调查对象进行或有关的所有通信，包括但不限于债务人的家庭成员，进一步包括但不限于债务人据称的妻子或债务人的女儿。\n\n案件 22-50073，文件 4252，提交于 03/25/25，录入于 03/25/25 15:34:28，第 157 页，共 208 页\n\n附件 C-9\n\nB2540（表格2540——Rule 2004 审查传票）（12/15）案件 22-50073，文件 4252，提交于 03/25/25，录入于 03/25/25 15:34:28，第 158 页，共\n\n美国破产法院 208\n\nConnecticut地区\n\n关于 HO WAN KWOK（郭文贵）等人，\n\n1 案件编号 22-50073 (JAM)\n\n债务人 第11章\n\n（合并管理）\nRule 2004 审查传票\n\n致：Frank Rocco（弗兰克·罗科）\n\n（传票所指向之人姓名）\n\n证言：兹命令您于下文载明的时间、日期及地点到场，就依据《联邦破产程序规则》Rule 2004 进行的审查作证。随附授权该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将通过以下方式记录：不适用\n\n提交：您或您的代表还必须携带下列文件、电子存储信息或物品前往审查，并必须允许对该等材料进行检查、复制、测试或取样：\n见随附的文件出示请求。应于送达后十四（14）日内提交。\n\n下列 Fed. R. Civ. P. 45 条款已附后，并依 Fed. R. Bankr. P. 9016 适用于破产案件——有关履行地点的 Rule 45(c)；有关作为传票对象之人的保护的 Rule 45(d)；以及有关您对本传票的答复义务及不答复可能后果的 Rule 45(e) 和 45(g)。\n\n日期：\n\n法院书记员\n\n或\n\n书记员或副书记员签名　律师签名\n\n签发或请求本传票的、代表第11章受托人 Luc A. Despins（吕克·A·德斯潘）的律师姓名、地址、电子邮件地址和电话号码如下：\n\nKari A. Mitchell, Esq.（卡里·A·米切尔，律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙泰斯专业公司）；195 Church Street, 13th Floor, New Haven, Connecticut 06510；kmitchell@npmlaw.com；(203) 781-2884\n\n向签发或请求本传票之人的通知\n\n如本传票要求在审判前出示文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达之前，向每一方送达通知和本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件著作权 (c) 1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 本第11章案件的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo、Miles Kwok，以及众多其他别名）（税务识别号后四位：9595）、Genever Holdings LLC（Genever Holdings LLC）（税务识别号后四位：8202）以及 Genever Holdings Corporation（Genever Holdings Corporation）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（普衡律师事务所），200 Park Avenue, New York, NY 10166，收件人：Luc A. Despins（卢克·A·德斯平斯），作为 Ho Wan Kwok（郭文贵）遗产的受托人（仅为通知和通信之目的）。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n我于（日期）收到向以下人员送达的本传票（个人姓名及职务，如有）：\n\n我通过如下方式向被指定人员交付一份副本，送达本传票：\n\n于（日期）；或\n\n我未执行即退还本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人签发，我还已向证人预付其一天出席费用及法律允许的里程费用，金额为 \\$ 。\n\n我的差旅费用为 \\$，服务费用为 \\$，合计为 \\$。\n\n我在伪证处罚的约束下声明，该等信息真实且正确。\n\n日期：\n\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n有关尝试送达等的补充信息：\n《联邦民事诉讼规则》第45(c)、(d)、(e)及(g)条（自12/1/13起生效）（依《联邦破产程序规则》第9016条适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按以下方式命令人员出席审判、听证或证言录取：\n\n(A) 在该人员居住、受雇或经常亲自开展业务之地100英里以内；或\n\n(B) 在该人员居住、受雇或经常亲自开展业务所在州内，前提是该人员\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人员居住、受雇或经常亲自开展业务之地100英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在应受检查的场所对该场所进行检查。\n(d) 对受传票约束人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人员施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括损失的收入及合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所的人员，无须亲自出席提交或检查地点，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人员，可向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或反对检查场所，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在指定履行时间届满前或传票送达后14日内（以较早者为准）送达。如提出异议，适用以下规则：\n\n(i) 送达方可在任何时候，在通知被命令人员后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按照命令指示要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员的人员，使其免于因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改具有以下情形的传票：\n\n(i) 未给予合理履行时间；\n\n(ii) 要求人员在第45(c)条规定的地理限制以外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或豁免；或\n\n(iv) 对人员施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人员，要求履行的地区法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并未描述争议中的具体事件，且源于该专家未经任何当事人请求所进行的研究。\n\n(C) 规定条件作为替代方案。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有重大需要，且若不承受不当困难便无法以其他方式满足该需要；并且\n\n(ii) 确保受传票人员将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出席或提交材料。\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。以下程序适用于提交文件或电子存储信息：\n\n(A) 文件。响应要求提交文件的传票的人员，必须按照文件在通常业务过程中保存的方式提交，或必须将其整理并标记为与要求中的类别相对应。\n\n(B) 未指定提交电子存储信息的形式。如传票未指定提交电子存储信息的形式，响应人员必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。响应人员无须以一种以上的形式提交相同的电子存储信息。\n\n(D) 无法合理获取的电子存储信息。对于响应人员认定因不当负担或费用而无法合理获取的来源中的电子存储信息，响应人员无须提供证据开示。在强制证据开示动议或保护令动议中，响应人员必须证明该等信息因不当负担或费用而无法合理获取。如作出该证明，法院仍可在请求方证明具有正当理由时，考虑第26(b)(2)(C)条的限制，命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。基于信息享有特权或受审判准备材料保护而扣留被传票要求的信息的人员必须：(i) 明确提出该主张；并且\n\n(ii) 以一种方式描述被扣留文件、通信或有形物品的性质，使当事人在不披露本身享有特权或受保护的信息的情况下，能够评估该主张。\n\n(B) 已提交的信息。如为响应传票而提交的信息受特权主张或审判准备材料保护主张约束，提出该主张的人员可将该主张及其依据通知收到该信息的任何当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其所持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。提交信息的人员必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议被移送后，签发法院——可对已被送达但无充分理由不遵守传票或相关命令的人员，以藐视法庭论处。\n\n有关传票材料的获取，请参见 Fed.R.Civ.P.45(a) 委员会说明（2013）\n\n……\n\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每项单称“一项请求”）必须分别且具体地作出回应。每项请求均应得到完整答复，除非基于善意提出异议；在此情况下，应如下文所述详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某一词语、短语或条款，您须仅对该部分陈述异议，并对请求的其余部分作出回应。\n\n2. 电子存储信息必须依照以下指示提交：\n\n- a. 图像。黑白图像必须为300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入的空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每幅图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过1000个文件。Excel 电子表格应有一个以文件 Bates 编号命名的占位图像。\n- b. 图像加载文件\n\t- a. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。如文件包括已成像的电子邮件及附件，必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供已提取文本文件在所提交存储介质上的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包括文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像与数据库记录关联。该文件应为逗号分隔文件，每行由七个字段组成，且数据库中的每张图像在交叉引用文件中均应有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,BoxBreak,PageCount。\n- c. 文件文本。文本必须作为单独的文本文件提供，而非作为 .DAT 文件中的字段提供。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供文档级 ANSI 文本文件，并按照 FIRSTBATES/Image Key 命名。提取的文本文件必须存放于单独文件夹中，且每个文件夹中的文本文件不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文档级别提供。\n- d. 特定文件类型的原生格式提供。为充分理解其内容和含义而合理地需要以其原生格式查看的文件类型，必须以原生格式提供。此类文件包括但不限于：电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的隔页图像，以表明存在原生文件，并将该原生文件的路径作为 .dat 文件中的字段。所提供的原生文件应以与该文件隔页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的 “NATIVE” 目录中，并与图像目录分开。\n- e. 去重。对于存在完全重复副本的每份电子文件，仅提供一份副本。对于电子邮件，应基于根据 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复项。对于电子邮件附件和独立电子文件，应基于整个文件的 MD5 哈希值合并重复项。\n- f. 元数据。应以符合 Concordance 要求的载入文件（.dat）形式，为每份文件提供提取的元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下为必需元数据：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页文件填写\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源个人或部门的名称\nFROM　John Smith　电子邮件：发件人\n原生文件：文件作者\n多个条目应以分号分隔\nTO　Coffman, Janice; LeeW　收件人\n[mailto:LeeW@MSN.com]　多个条目应以分号分隔\nCC　Frank Thompson [mailto:　抄送收件人\nfrank_Thompson@cdt.com]　多个条目应以分号分隔\nBCC　John Cain　密送收件人\n多个条目应以分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行 原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\nTIME_ZONE　GMT　在转换期间电子邮件被标准化所采用的时区。\nLINK　EDC0000001.msg　指向电子邮件或原生文件文件的超链接\n链接文件必须按照 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 164 页，共 208 页\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：存储原生文件文件的路径，包括原始文件名称。\nINTFILEPATH　Personal Folders\\Deleted　电子邮件：电子邮件的原始位置，包括原始文件名称。\nItems\\Board Meeting\nMinutes.msg　原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$　电子邮件：唯一邮件 ID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH　d131dd02c5e6eec4693d9a0　文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立运作并应独立解释；除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在日常业务过程中保存的方式提供，或应予以整理和标记，以对应本请求中的类别。\n\n5. 本文件所载的每项请求均延及所有文件：(a) 由您占有、保管或控制的；或 (b) 由代表您行事的任何人占有、保管或控制的，\n\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 165 页，共 208 页\n\n包括您的律师或其他代表和顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 识别编制或撰写该文件的人员（以及，如适用，接收该文件的人员）；(c) 识别该文件编制或创建的日期；(d) 说明该文件是否 (i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式处置；(e) 说明该等处置的理由，以及有关该等处置的事实和情形；(f) 识别授权该等处置的人员；(g) 识别该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 识别目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件受特权或律师工作成果保护，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件受特权保护之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或看过该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或该文件所含或所指的任何信息是否由任何其他人员占有、保管或控制；如是，该等人员的身份，以及说明该等信息如何进入其占有范围的陈述，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就每份基于特权主张而被扣留的文件，提供一份特权日志，其中载明本指示第 (a) 部分所要求的全部信息。对于文件请求中未主张特权或工作成果保护的任何部分，应完整提供相应文件。\n\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 166 页，共 208 页\n\n9. 如原本应予提供的文件中有一部分包含受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮盖受特权主张约束的部分，并应提供其余部分。\n\n10. 该等请求具有持续性。现指示您：(a) 在得知先前答复不完整或不正确后，立即补充或更正其后得知不完整或不正确的任何答复；以及 (b) 提供根据该等请求所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译文，您应同时提供两份文件。\n\n12. 对实体的所有提述均包括其所有关联方。\n\n13. 对个人姓名的所有提述均包括所有其他名称、别名或昵称。\n\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 167 页，共 208 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 对任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 对任何时态动词的使用应解释为在所有其他时态中使用该动词。\n\n16. (a) “和”及“或”应视需要作连词性或选择性解释，以将原本可能被解释为不在任何请求范围内的所有答复纳入其范围；以及 (b) “每一”及“任何”应视为包括并涵盖“每一个”及“全部”。\nIII. 定义\n\nD. Conn. L. Civ. R. 26(c) 所规定的定义，以及经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”系指 Frank Rocco（弗兰克·罗科），以及所有代表其行事的人员和/或任何代表其行事的人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n案件 22-50073 文件 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 168 页，共 208 页\n\n3. “债务人之子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n4. “债务人的女儿”系指 Mei Guo（郭美，亦名 Mei Gui 或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人的所谓妻子”系指 Hing Chi Ngok（岳庆芝，亦名 Hing Chi Ng、Yue Qingzhi 或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家庭成员”统称债务人、债务人的儿子、债务人的女儿及债务人的所谓妻子，以及与债务人具有任何其他家庭关系之人。\n\n7. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括一切不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n8. “2004 取证对象”系指单独及共同而言，债务人、债务人家庭成员、17 Miles, LLC（17 Miles 有限责任公司）、5780 Saguaro LLC（5780 Saguaro 有限责任公司）、Aaron Mitchell（艾伦·米切尔）、ACA Capital Group Limited（ACA 资本集团有限公司）、Ace Decade Holdings Limited（Ace Decade 控股有限公司）、AI Group Holdings Inc.（AI Group 控股公司）、Alfa Global Ventures Limited（Alfa 全球创投有限公司）、Alphonso Global Ventures Limited（Alphonso 全球创投有限公司）、Ana C. Izquiedo-Henn（安娜·C·伊斯基耶多-亨恩）、Andrew Childe（安德鲁·柴尔德）、Anthony DiBattista（安东尼·迪巴蒂斯塔）、Anton Development Limited（Anton 开发有限公司）、Booming Sail New York LLC（Booming Sail New York 有限责任公司）、Beile Li（李贝乐）、Bingshang Jiao（焦冰尚）、Bravo Luck Limited（Bravo Luck 有限公司）、Brent Petro Inc.（Brent Petro 公司）、Celestial Tide Limited（Celestial Tide 有限公司）、Chris Lee（李克里斯，亦名 Nan Li、Mei Guo Xiao Li）、China Golden Spring Group (Hong Kong) Ltd.（中国金泉集团〈香港〉有限公司）、Crane Advisory Group（Crane 顾问集团）、Daniel Thomas Podhaskie（丹尼尔·托马斯·波德哈斯基）、Defeng Cao（曹德峰，亦名 Wayne Cao、Max Cao）、Ding “Ivan” Lin（林丁〈伊万〉）、Doaa Dashoush（多阿·达舒什）、Eastern Profit Corporation Limited（Eastern Profit 有限公司）、Genever Holdings Corporation（Genever 控股公司）、Genever Holdings LLC（Genever 控股有限责任公司）、Gettr USA, Inc.（Gettr USA 公司）、Gnews Media Group Inc.（Gnews 媒体集团公司）、G Fashion (CA)（G Fashion〈加州〉）、G Fashion（G Fashion）、G Fashion Hold Co. A. Limited（G Fashion Hold Co. A. 有限公司）、G Fashion Hold Co. B. Limited（G Fashion Hold Co. B. 有限公司）、G Fashion Media Group Inc.（G Fashion 媒体集团公司）、G Fashion International Limited（G Fashion 国际有限公司）、G Fashion LLC（G Fashion 有限责任公司）、Gmusic LLC（Gmusic 有限责任公司）、Gnews LLC（Gnews 有限责任公司）、Geducation（Geducation）、GFNY, Inc.（GFNY 公司）、G Club Finance（G Club Finance）、G Club HoldCo I LLC（G Club HoldCo I 有限责任公司）、G Club International Limited（G Club International 有限公司）、G Club Investments Limited（G Club Investments 有限公司）、G Club Operations LLC（G Club Operations 有限责任公司）、G Club US Operations Inc.（G Club US Operations 公司）、G Club US Operations LLC（G Club US Operations 有限责任公司）、G Club（G Club）、G Club One（G Club One）、G Club Two（G Club Two）、G Club Three（G Club Three）、G Live, LLC（G Live 有限责任公司）、Gbroadcast, LLC（Gbroadcast 有限责任公司）、GF Italy（GF Italy）、GM 27 LLC（GM 27 有限责任公司）、Gladys Chow（周格拉迪斯）、Golden Spring (New York) Ltd.（Golden Spring〈纽约〉有限公司）、Gposts LLC（Gposts 有限责任公司）、GTV Media Group, Inc.（GTV 媒体集团公司）、Gypsy Mei Food Service LLC（Gypsy Mei 食品服务有限责任公司）、Gypsy Mei Productions LLC（Gypsy Mei 制作有限责任公司）、Gypsy Mei 27 Vestry, Inc.（Gypsy Mei 27 Vestry 公司）、Dawn State Limited（Dawn State 有限公司）、Greenwich Land LLC（Greenwich Land 有限责任公司）、Hao (Gavin) Li（李昊〈加文〉，亦名 Huo Lai）、Haitham Khaled（海瑟姆·哈立德）、Hamilton Capital Holdings Inc.（Hamilton 资本控股公司）、Hamilton Digital Assets Funds SP（Hamilton 数字资产基金 SP）、Hamilton Investment Management Limited（Hamilton 投资管理有限公司）、Hamilton Opportunity Fund SPC（Hamilton Opportunity Fund SPC）、Hamilton PE Funds SP（Hamilton PE Funds SP）、Holy City Hong Kong Ventures Ltd.（Holy City Hong Kong Ventures 有限公司）、GS Security Solutions Inc.（GS 安全解决方案公司）、Alex Hadjcharalambous（亚历克斯·哈吉查拉兰博斯）、Han Chunguang（韩春光）、Haoran He（何浩然）、HCHK Property Management, Inc.（HCHK 物业管理公司）、HCHK Technologies, Inc.（HCHK 技术公司）、HK International Funds Investments (USA) Limited LLC（HK International Funds Investments〈美国〉有限责任公司）、Freedom Media Ventures Ltd.（Freedom Media Ventures 有限公司）、FungWan Trading Inc.（FungWan Trading 公司）、Himalaya Currency Clearing Pty. Ltd.（Himalaya Currency Clearing Pty. Ltd.）、Himalaya New World Inc.（Himalaya New World 公司）、Himalaya International Financial Group Ltd.（Himalaya International Financial Group 有限公司）、Himalaya International Clearing Ltd.（Himalaya International Clearing 有限公司）、Himalaya International Payments Ltd.（Himalaya International Payments 有限公司）、Himalaya International Reserves Ltd.（Himalaya International Reserves 有限公司）、Himalaya Ventures LLC（Himalaya Ventures 有限责任公司）、Himalaya Investment LLC（Himalaya Investment 有限责任公司）、Hudson Diamond Holding, Inc.（Hudson Diamond Holding 公司）、Hudson Diamond Holding LLC（Hudson Diamond Holding 有限责任公司）、Hudson Diamond NY LLC（Hudson Diamond NY 有限责任公司）、Huk Trading Inc.（Huk Trading 公司）、Infinity Treasury Management Inc.（Infinity Treasury Management 公司）、Jesse Brown（杰西·布朗）、Jessica Mastrogiovanni（杰西卡·马斯特罗焦瓦尼）、Jiaming Liu（刘家明）、Jie Zhang（张杰）、Jovial Century International Limited（Jovial Century International 有限公司）、Joyord Sportswear Limited（Joyord Sportswear 有限公司）、K Legacy Ltd.（K Legacy 有限公司）、Kamel Debeche（卡梅尔·德贝什）、Karin Maistrello（卡琳·梅斯特雷洛）、Kin Ming Je（谢健明）、Lamp Capital LLC（Lamp Capital 有限责任公司）、Lawall & Mitchell, LLC（Lawall & Mitchell 有限责任公司）、Leading Shine NY Ltd.（Leading Shine NY 有限公司）、Lexington Property and Staffing, Inc.（Lexington Property and Staffing 公司）、Lexington Property and Staffing LLC（Lexington Property and Staffing 有限责任公司）、Linwan “Irene” Feng（冯林婉〈艾琳〉）、Limarie Reyes（利马丽·雷耶斯）、Lihong “Sara” Wei Lafrenz（魏丽红〈萨拉〉·拉弗伦茨）、The Lost Draft LLC（The Lost Draft 有限责任公司）、Macaron Limited（Macaron 有限公司）、Major Lead International Limited（Major Lead International 有限公司）、Mary Jiang（江玛丽）、MOS Himalaya LLC（MOS Himalaya 有限责任公司）、Maywind Trading LLC（Maywind Trading 有限责任公司）、New York MOS Himalaya LLC（New York MOS Himalaya 有限责任公司）、Next Tycoon Investments Limited（Next Tycoon Investments 有限公司）、Nicholas Savio（尼古拉斯·萨维奥）、Nodal Partners, LLC（Nodal Partners 有限责任公司）、Qidong Xia（夏启东）、Oasis Tech Limited（Oasis Tech 有限公司）、Omicron Neutraceutical LLC（Omicron Neutraceutical 有限责任公司）、O.S.C. Orbit Service Company, LLC（O.S.C. Orbit Service Company 有限责任公司）、Pixshow Film Inc.（Pixshow Film 公司）、Qu Guo Jiao（郭娇）、Roscalitar 2（Roscalitar 2）、Ridwan Mamode Saib（里德万·马莫德·赛义卜）、Ross Heinemeyer（罗斯·海内迈耶）、Rule of Law Society IV Inc.（法治协会 IV 公司）、Rule of Law Foundation III, Inc.（法治基金会 III 公司）、Rule of Law Fund（法治基金）、Saraca Media Group Inc.（Saraca 媒体集团公司）、Savio Law LLC（Savio Law 有限责任公司）、Scott Barnett（斯科特·巴内特）、Seven Mission Group LLC（Seven Mission Group 有限责任公司）、Shih Hsin Yu（余世新）、Sirius Networking Inc.（Sirius Networking 公司）、Taurus Fund LLC（Taurus Fund 有限责任公司）、Taurus Management LLC（Taurus Management 有限责任公司）、US Himalaya Capital Inc.（US Himalaya Capital 公司）、V.X. Cerda & Associates P.A.（V.X. Cerda & Associates P.A.）、Victor Cerda（维克托·塞尔达）、Voice of Guo Media, Inc.（郭媒体之声公司）、Wen Xiao（肖文）、Wencong Wang（王文聪）、William Je（谢威廉）、Kin Ming Je a/k/a Je Kin Ming（谢健明，亦名 Je Kin Ming）、Wise Creation International Limited（Wise Creation International 有限公司）、Xuebing Wang（王雪冰）、Yan Chun Liu（刘彦春）、Yinying (Aila) Wang（王茵茵〈艾拉〉，亦名 Xiao Fei Xiang）、Yongbing Zhang（张永兵）、Yongping Yan (Shan Mu) Yue Zhou（周月州〈山木〉）、Yumei Hao（郝玉梅，亦名 Ru Shui）、Yvette Wang（王伊薇特，亦名 Yanping Wang、Yan Ping Wang）、Zhixuan Li（李志炫）、Zhouer “Joe” Wang（王周二〈乔〉）、NewPeople LLC（NewPeople 有限责任公司）、Ziba Limited（Ziba 有限公司）、New Mulberry PTE Ltd（New Mulberry PTE Ltd）、TD Primrose Limited（TD Primrose 有限公司）、Shin Hee-Seup（申熙燮，亦名 Hee Seup Shin）、River Valley Operations LLC（River Valley Operations 有限责任公司）、Fiesta Investment Ltd.（Fiesta Investment 有限公司）、Fiesta Property Developments Ltd.（Fiesta Property Developments 有限公司）、Medical Supply System International LLC（Medical Supply System International 有限责任公司）、New Smoke LLC（New Smoke 有限责任公司）、Mountains of Spices, LLC（Mountains of Spices 有限责任公司）、Rainbow Gifts Inc.（Rainbow Gifts 公司）、Santel LLC（Santel 有限责任公司）、Davy & Tony International Limited（Davy & Tony International 有限公司）、Love Miles for Zisun Inc.（Love Miles for Zisun 公司）、Himalaya Boston Mayflower LLC（Himalaya Boston Mayflower 有限责任公司）、Top California Beach Corporation（Top California Beach 公司）、Golden Eagle Ventures, LLC（Golden Eagle Ventures 有限责任公司）、Whole Alpha Trading LLC（Whole Alpha Trading 有限责任公司）及 Art Operation LLC（Art Operation 有限责任公司），包括但不限于前述各方的代理人或代表。\n\n9. “和”及“或”系指“和/或”，并应按并列和选择两种含义解释，以最大化其适用范围。\n\n10. “任何”及“所有”以及“每一”均系指“每一个及所有”。\n\n11. “通信”系指以最广泛可能的含义且不受限制的任何信息或知识传递（以事实、观点、询问或其他形式）。\n\n通信还指所有当面、通过电话、书面或通过电子传输设备进行的谈话、协议、询问或答复，包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传、即时消息、聊天记录、短信、向留言板或群聊发布的内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的记录。\n\n12. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，包括但不限于贵方占有、保管或控制之下或曾处于贵方占有、保管或控制之下的各种、各类、各种性质或描述的每一项书面、记录或图形材料，包括电子邮件的所有纸质和电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、图形、计划、文章、规格说明、日记、信件、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、日程表、透明胶片、录音、目录、广告、促销材料、电影、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；还包括但不限于前述任何文件的草稿或副本，如其中载有原始文件中未见的任何种类笔记、评论或标记，或在其他方面与原始文件不相同。\n\n13. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n14. “每一”及“所有”均系指“每一个及所有”。\n\n15. “包括”或其任何变体均系指“包括但不限于”。\n\n16. “人士”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人士”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “关于”系指涉及、描述、构成、提及、与之有关、支持、有利于、反对、加强、削弱、位于其中、结合考虑、对其具有影响、证明、表明、报告、记录、暗指、答复、与之相连、评论、就其而言、关于、与之相关、讨论、展示、描述、反映、分析、构成及属于。\n\n18. 在指代任何特定事项时，“与……有关”“涉及”或“相关”系指，包括但不限于，构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所确定特定事项相关的任何文件。\n\n19. “第三方”系指贵方以外的人士或实体。\n\n20. “转让”应具有《破产法典》第 101(54) 条赋予该词的含义。\n\n21. “1 Loch Lane”系指通常称为 1 Loch Lane, Greenwich, Connecticut 的不动产（包括其上的一切改良物及其他资产）。\n\n四、应提交的文件\n\n1. 自 January 1, 2024 起至并包括贵方对本文件作出答复之日止，与 1 Loch Lane 的租赁、出售或使用有关的所有文件，无论该等事项仅属拟议或已经完成。\n\n2. 自 January 1, 2024 起至并包括贵方对本文件作出答复之日止，与 1 Loch Lane 相关的任何转让有关的所有文件。\n\n3. 与任何 2004 取证对象所作、代表其所作或为其利益所作的任何转让有关的所有文件，包括但不限于债务人家庭成员，进一步包括但不限于债务人的所谓妻子或债务人的女儿。\n\n4. 与任何 2004 取证对象有关的所有文件，包括但不限于债务人家庭成员，进一步包括但不限于债务人的所谓妻子或债务人的女儿。\n\n5. 自 January 1, 2024 起至并包括贵方对本文件作出答复之日止，与 1 Loch Lane 有关的所有通信。\n\n6. 与 2004 取证对象进行或有关的所有通信，包括但不限于债务人家庭成员，进一步包括但不限于债务人的所谓妻子或债务人的女儿。\n\n附件 C-10\n\nB2540（表格 2540——根据规则 2004 进行审查的传票）（12/15）案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 175 页，共 208 页\n\n美国破产法院\n\n康涅狄格区\n\n关于 HO WAN KWOK（郭文贵）等人，\n\n1 案号 22-50073 (JAM) 债务人 第 11 章\n\n（合并管理）\n\n根据规则 2004 进行审查的传票\n\n致：The Royale Condominium（The Royale 共管公寓），由其管理委员会代表\n\n（传票送达对象姓名）\n\n证言：兹命令贵方于下列规定的时间、日期和地点到场，就《联邦破产程序规则》规则 2004 项下的审查作证。随附准许该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n审查将以如下方式记录：n/a\n\n提交：您或您的代表还必须随身携带下列文件、电子存储信息或物品参加审查，并须允许对该材料进行检查、复制、测试或抽样：\n见随附的文件提交请求。须于送达后十四（14）日内提交。\n\n下列《联邦民事诉讼规则》第45条的规定，经《联邦破产程序规则》第9016条适用于破产案件，随附于后——第45(c)条，关于履行地点；第45(d)条，关于您作为传票对象所受的保护；以及第45(e)条和第45(g)条，关于您回应本传票的义务及不履行该义务可能产生的后果。\n\n日期：\n\n法院书记员\n\n或\n\n书记员或副书记员签名　律师签名\n\n签发或请求本传票的、代表第11章受托人 Luc A. Despins（卢克·A·德斯平斯）的律师姓名、地址、电子邮件地址及电话号码如下：\n\nKari A. Mitchell, Esq.（卡里·A·米切尔，律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩和蒙蒂思律师事务所）；195 Church Street, 13th Floor, New Haven, Connecticut 06510；kmitchell@npmlaw.com；(203) 781-2884\n\n致签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权 (c) 1996-2022 Best Case, LLC（百斯特凯斯有限责任公司）- www.bestcase.com Best Case Bankruptcy 1 本第11章案件中的债务人为 Ho Wan Kwok（郭文贵，亦称 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名）（税务识别号码后四位：9595）、Genever Holdings LLC（吉尼弗控股有限责任公司）（税务识别号码后四位：8202）及 Genever Holdings Corporation（吉尼弗控股公司）。受托人、Genever Holdings LLC 和 Genever Holdings Corporation 的邮寄地址为 Paul Hastings LLP（普衡律师事务所）, 200 Park Avenue, New York, NY 10166，转交 Luc A. Despins，作为 Ho Wan Kwok 遗产的受托人（仅为通知和通信之目的）。\n\n送达证明\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n我于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n我以下列方式向所列明之人交付副本，以送达该传票：\n\n于（日期）；或\n\n我未执行而退回本传票，原因如下：\n\n除非本传票系代表美国或其官员或代理人签发，我还已向证人支付一日出席费及法律允许的里程费，金额为 \\$ 。\n\n我的差旅费用为 \\$，服务费用为 \\$，合计为 \\$ 。\n\n我在伪证处罚的约束下声明，该等信息真实且正确。\n\n日期：\n\n送达人签名\n\n印刷体姓名及职务\n\n送达人地址\n\n关于尝试送达等的附加信息：\n\n《联邦民事诉讼规则》第45(c)、(d)、(e)及(g)条（2013年12月1日生效）（经《联邦破产程序规则》第9016条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下规定命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事营业的地点100英里以内；或\n\n(B) 在该人居住、受雇或经常亲自从事营业的州内，如该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事营业的地点100英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在被检查的场所检查场所。\n\n(d) 保护作为传票对象的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对作为传票对象的人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括收入损失和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所的人，无须亲自到提交或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或反对检查场所，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在指定履行时间或传票送达后14日（以较早者为准）之前送达。如提出异议，适用下列规则：\n\n(i) 送达方可在任何时候，在通知被命令之人后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依照该命令所指示的方式要求实施这些行为，且该命令必须保护既非当事人亦非当事人高级职员的人免于承担因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行的地区法院必须撤销或修改有下列情形的传票：\n\n(i) 未给予合理的履行时间；\n\n(ii) 要求某人在第45(c)条规定的地域限制以外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不适用任何例外或弃权；或\n\n(iv) 对某人造成不当负担。\n\n(B) 可以撤销或修改的情形。为保护作为传票对象或受传票影响的人，要求履行的地区法院可经动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未经聘用的专家意见或信息，该等意见或信息并非描述争议中的具体事件，且源自当事人未请求的专家研究。\n\n(C) 以规定条件作为替代。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明对证言或材料具有重大需要，且不遭受不当困难即无法以其他方式满足该需要；以及\n\n(ii) 确保被传唤之人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应要求提交文件的传票之人，必须按照文件在通常业务过程中保存的方式提交，或必须对其进行整理和标注，以对应请求中的类别。\n\n(B) 未指定提交电子存储信息的形式。如传票未指定提交电子存储信息的形式，回应之人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无须以一种以上的形式提交相同的电子存储信息。\n\n(D) 不可合理访问的电子存储信息。回应之人无须对其认定因不当负担或费用而无法合理访问的来源中的电子存储信息提供证据开示。在请求强制证据开示或保护令的动议中，回应之人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑第26(b)(2)(C)条的限制后，如请求方证明有正当理由，仍可命令对该等来源进行证据开示。法院可规定证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以信息享有特权或受审判准备材料保护为由扣留被传唤信息之人，必须：(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，足以使当事人评估该主张的方式，描述被扣留的文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受特权主张或审判准备材料保护主张约束，提出该主张之人可将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。提交该信息之人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议被移送后，签发法院——可认定已被送达但无充分理由不遵守传票或相关命令的人构成藐视法庭。\n\n有关传票材料的获取，请参见 Fed.R.Civ.P.45(a) 委员会说明（2013）\n\n…\n\n文件提交请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，各称“一项请求”）必须分别并具体地作出回应。除非善意提出异议，否则必须完整答复每项请求；如提出异议，则必须按照下文规定详细说明您异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，您仅须说明对该部分的异议，并回应请求的其余部分。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式制作。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每幅图像的右下角必须加盖连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所制作存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。请勿在 .DAT 文件中包含文本。对于包含原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成；数据库中的每幅图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,BoxBreak,PageCount。\n\nc. 文件文本。文本必须作为单独的文本文件提供，而非作为 .DAT 文件内的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不应超过 1,000 个文件。文件夹名称中不得有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\nd. 特定文件类型的原生格式制作。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式制作。这些文件包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的插页图像，注明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。所制作的原生文件应以与该文件插页对应的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅制作一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式，为每份文件制作提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）。\n\n日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。下列为必需的元数据：\n\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 180 页，共 208 页\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的首个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页填写\nATTACHRANGE　EDC0000001 - EDC0000015　父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nBEGATTACH　EDC0000001　附件范围的首个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John　电子邮件：该电子邮件所在的邮箱；原生文件：文件来源的个人或部门名称\nFROM　John Smith　电子邮件：发件人；原生文件：文件作者；多个条目应使用分号分隔\nTO　Coffman, Janice; LeeW [mailto:LeeW@MSN.com]　收件人；多个条目应使用分号分隔\nCC　Frank Thompson [mailto:frank_Thompson@cdt.com]　抄送收件人；多个条目应使用分号分隔\nBCC　John Cain　密送收件人；多个条目应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件主题行；原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期；原生文件：（空）\nTIME_SENT/TIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件标准化时所采用的时区\nTIME_ZONE　GMT　在转换期间电子邮件被标准化时所采用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接；链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　表示电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith　电子邮件：（空）；原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）；原生文件：文件创建日期\n\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 181 页，共 208 页\n\nTIME_CREATED　10:25 AM　电子邮件：（空）；原生文件：文件创建时间；该数据必须为独立字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）；原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）；原生文件：文件最后修改时间；该数据必须为独立字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）；原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）；原生文件：文件最后访问时间；该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，以 KB 计\nPGCOUNT　1　原生文件文件/电子邮件中的页数\nPATH　Email: (empty) Agenda.doc　电子邮件：（空）；原生文件：存储原生文件文件的路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted Items\\Board Meeting Minutes.msg　电子邮件：电子邮件的原始位置，包括原始文件名；原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$cb8306d1@MSN>　电子邮件：唯一邮件 ID；原生文件：（空）\nMD5HASH　d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89　文件的 MD5 哈希值。\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立运作且应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在正常业务过程中保存的方式制作，或者应加以组织和标注，以对应本请求中的类别。\n\n5. 本文所载每项请求均延及所有文件：(a) 在贵方占有、保管或控制之下的文件；或 (b) 在代表贵方行事的任何人占有、保管或控制之下的文件，\n\n案件 22-50073 文件 4252 提交日期 03/25/25 录入日期 03/25/25 15:34:28 第 182 页，共 208 页\n\n包括贵方的律师或其他代表和顾问。每份文件均应完整制作。\n\n6. 如要求贵方制作一份已不再由贵方占有、保管或控制的文件，则贵方的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，该文件送交的人员）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失；(ii) 已被毁坏；(iii) 自愿或非自愿地转交给他人；或 (iv) 以其他方式处置；(e) 说明该等处置的原因，以及围绕该等处置的事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最后一次由贵方占有、保管或控制的时间；以及 (i) 确认（如有）目前占有、保管或控制该文件的人员。\n\n7. 如要求贵方制作一份已被毁坏的文件，则除前述指示所要求的信息外，贵方的答复还必须说明：(a) 该文件被毁坏的原因；(b) 毁坏该文件的人员身份；以及 (c) 指示毁坏该文件的人员身份。\n\n8. 如贵方主张某份被请求的文件享有特权或属于律师工作成果，则贵方的答复必须：(a) 说明：(i) 对该文件作出足以支持贵方主张该文件享有特权的描述；(ii) 该文件的标题；(iii) 该文件的日期；(iv) 该文件的作者；(v) 该文件的收件人；(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员身份；(vii) 该文件本身或该文件所载或提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则确认该等人员身份，并说明该等信息如何由其占有；(viii) 据以扣留该文件的特权主张；以及 (ix) 贵方将据以支持该特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就每份基于特权主张而扣留的文件，制作一份特权日志，其中载明本指示第 (a) 部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供回应性文件。\n\n9. 如一份原本具有回应性的文件的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮蔽受特权主张约束的该部分，其余部分应予制作。\n\n10. 该等请求具有持续性。兹指示贵方：(a) 一旦获知先前答复不完整或不正确，应立即补充或更正后来获知为不完整或不正确的任何答复；以及 (b) 制作根据该等请求所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，贵方应提供该文件。如文件使用英语以外的语言，且存在英语译文，贵方应同时提供两份文件。\n\n12. 对实体的所有提述均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有别名、化名或昵称。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 184 of 208\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至应提交文件请求答复之日止。\n\nII. 解释规则\n\n15. (a) 对任何单数名词的使用应解释为包括复数，反之亦然；(b) 对任何时态动词的使用应解释为在所有其他时态下使用该动词。\n\n16. (a) “and”和“or”应视需要解释为连词关系或选择关系，以使任何请求的范围涵盖原本可能被解释为不在其范围内的所有答复；及 (b) “each”和“any”应被视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\n由 D. Conn. L. Civ. R. 26(c) 提供的定义，以及由 D. Conn. L. Civ. R. 26(d) 提供的解释规则（经 D. Conn. Bankr. L.R. 2004-1(a) 纳入），应适用于本文件请求。此外，本文件请求中使用的下列术语具有如下含义：\n\n1. “You”或“Your”或“Yourself”系指 The Royale Condominium（皇家公寓），由其管理委员会代表，以及其所有关联机构、部门、代理机构、工具机构、处室、办公室、合伙人、高级职员、董事、代理人、管理公司、律师、代表、雇员和/或任何代表其行事之人。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 185 of 208\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “Debtor’s Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “Debtor’s Daughter”系指 Mei Guo（郭美）（又名 Mei Gui、郭美，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “Debtor’s Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “Debtor’s Family”合称债务人、债务人之子、债务人之女及债务人所谓之妻，以及与债务人存在任何其他家庭关系之人。\n\n7. “Asset(s)”系指受占有、保管或控制的任何具有经济价值之物项。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n8. “2004 Discovery Targets”系指单独及合称债务人、债务人家属、17 Miles, LLC、5780 Saguaro LLC、Aaron Mitchell（艾伦·米切尔）、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alphonso Global Ventures Limited、Ana C. Izquiedo-Henn（安娜·C·伊斯奎耶多-亨）、Andrew Childe（安德鲁·柴尔德）、Anthony DiBattista（安东尼·迪巴蒂斯塔）、Anton Development Limited、Booming Sail New York LLC、Beile Li（李贝乐）、Bingshang Jiao（焦冰裳）、Bravo Luck Limited、Brent Petro Inc.、Celestial Tide Limited、Chris Lee（克里斯·李）（又名 Nan Li、Mei Guo Xiao Li），\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 186 of 208\n\nChina Golden Spring Group (Hong Kong) Ltd.、Crane Advisory Group、Daniel Thomas Podhaskie（丹尼尔·托马斯·波达斯基）、Defeng Cao（曹德峰）（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin（林丁，“伊万”）、Doaa Dashoush（多阿·达舒什）、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion (CA)、G Fashion、G Fashion Hold Co. A. Limited、G Fashion Hold Co. B. Limited、G Fashion Media Group Inc.、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations LLC、G Club US Operations Inc.、G Club US Operations LLC、G Club、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GF Italy、GM 27 LLC、Gladys Chow（周格蕾丝）、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（李浩，“加文”）（又名 Huo Lai）、Haitham Khaled（海赛姆·哈立德）、Hamilton Capital Holdings Inc.、Hamilton Digital Assets Funds SP、Hamilton Investment Management Limited、Hamilton Opportunity Fund SPC、Hamilton PE Funds SP、Holy City Hong Kong Ventures Ltd.、GS Security Solutions Inc.、Alex Hadjcharalambous（亚历克斯·哈吉查拉兰布斯）、Han Chunguang（韩春光）、Haoran He（何浩然）、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya Currency Clearing Pty. Ltd.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown（杰西·布朗）、Jessica Mastrogiovanni（杰西卡·马斯特罗焦万尼）、Jiaming Liu（刘嘉明）、Jie Zhang（张洁）、Jovial Century International Limited、Joyord Sportswear Limited、K Legacy Ltd.、Kamel Debeche（卡迈勒·德贝什）、Karin\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 187 of 208\n\nMaistrello（卡琳·迈斯特雷洛）、Kin Ming Je（谢建明）、Lamp Capital LLC、Lawall & Mitchell, LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Lexington Property and Staffing LLC、Linwan “Irene” Feng（冯林婉，“艾琳”）、Limarie Reyes（利玛丽·雷耶斯）、Lihong “Sara” Wei Lafrenz（魏丽红，“莎拉”·拉弗伦茨）、The Lost Draft LLC、Macaron Limited、Major Lead International Limited、Mary Jiang（江玛丽）、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Next Tycoon Investments Limited、Nicholas Savio（尼古拉斯·萨维奥）、Nodal Partners, LLC、Qidong Xia（夏启东）、Oasis Tech Limited、Omicron Neutraceutical LLC、O.S.C. Orbit Service Company, LLC、Pixshow Film Inc.、Qu Guo Jiao（郭娇）、Roscalitar 2、Ridwan Mamode Saib（里德万·马莫德·赛义卜）、Ross Heinemeyer（罗斯·海内迈耶）、Rule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett（斯科特·巴内特）、Seven Mission Group LLC、Shih Hsin Yu（余世新）、Sirius Networking Inc.、Taurus Fund LLC、Taurus Management LLC、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda（维克托·塞尔达）、Voice of Guo Media, Inc.、Wen Xiao（肖文）、Wencong Wang（王文聪）、William Je（谢威廉）、Kin Ming Je（谢建明）（又名 Je Kin Ming）、Wise Creation International Limited、Xuebing Wang（王雪冰）、Yan Chun Liu（刘彦春）、Yinying (Aila) Wang（王茵茵，“艾拉”）（又名 Xiao Fei Xiang）、Yongbing Zhang（张永兵）、Yongping Yan (Shan Mu) Yue Zhou（周月，“山木”） 、Yumei Hao（郝玉梅）（又名 Ru Shui）、Yvette Wang（王伊薇）（又名 Yanping Wang，亦又名 Yan Ping Wang）、Zhixuan Li（李智轩）、Zhouer “Joe” Wang（王周二，“乔”）、NewPeople LLC、Ziba Limited、New Mulberry PTE Ltd、TD Primrose Limited、Shin Hee-Seup（申熙燮）（又名 Hee Seup Shin）、River Valley Operations LLC、Fiesta Investment Ltd.、Fiesta Property Developments Ltd.、Medical Supply System International LLC、New Smoke LLC、Mountains of Spices, LLC、Rainbow Gifts Inc.、Santel LLC、Davy & Tony International Limited、Love Miles for Zisun Inc.、Himalaya Boston Mayflower LLC、Top California Beach Corporation、Golden Eagle Ventures, LLC、Whole Alpha Trading LLC 及 Art Operation LLC，包括但不限于上述各方的代理人或代表。\n\n9. “And”和“or”意为“and/or”，并应同时解释为连词关系及选择关系，以最大限度扩大其范围。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 188 of 208\n\n10. “Any”、“all”和“each”均意为“each and every”。\n\n11. “Communication(s)”在最广泛可能的意义上且不受限制地，系指任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面形式，还是通过电子传输设备进行，并包括但不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音信息、电报、电传传真、复印传真、电传、即时消息、聊天、短信、留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传递的记录。\n\n12. “Document”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于处于或曾处于您的占有、保管或控制之下的任何种类、类型、性质或描述的每一项书面、记录或图形材料，包括电子邮件的所有纸质和电子副本、以电子形式保存的计算机文件、函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音信息、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、账簿、分类账、笔记本、时间表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式储存（无论为有形或电子形式）、记录、制作或复制，亦包括但不限于上述任何材料的草稿或副本；该等草稿或副本含有原始文件中未载的任何种类笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 189 of 208\n\n13. “Entity”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n14. “Each”和“every”均意为“each and every”。\n\n15. “Including”或其任何变体意为“包括但不限于”。\n\n16. “Person(s)”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “Regarding”意为涉及、描述、包含、提及、与之相关、支持、赞成、反对、强化、削弱、位于其中、在与之相关时予以考虑、对其具有影响、证明、表明、报告、记录、暗示、答复、与之联系、对其发表评论、就其而言、关于、与之有关、讨论、显示、描述、反映、分析、构成及成为。\n\n18. “Relating to”、“relate(s) to”或“related to”，在指称任何特定主题时，系指但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所确定的特定主题相关的任何文件。\n\n19. “Third Party”系指除您本人以外的个人或实体。\n\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 190 of 208\n\n20. “Transfer”应具有《破产法》section 101(54) 赋予该词的含义。\n\n21. “Wang Condominium（王氏公寓单元）”系指通常称为位于纽约州纽约市 East 64th Street 188号1601单元、邮编10065的该公寓单元。\n\nIV. 应提交的文件\n\n1. 与王氏公寓单元有关的任何购买、租赁、出租或其他交易的所有文件，无论该等交易是拟议进行还是已完成。\n\n2. 与王氏公寓单元有关的任何转移的所有文件，包括但不限于与涉及王氏公寓单元的交易，或支付公寓费、维护费、税款或与王氏公寓单元有关的任何其他成本或费用相关的文件。\n\n3. 2004 Discovery Targets（2004规则证据开示对象）就您或王氏公寓单元所作任何转移的所有相关文件。\n\n4. 您与王氏公寓单元或任何2004规则证据开示对象之间、或与其有关的所有通信，包括但不限于Yvette Wang（王燕平，亦称Yanping Wang、Yan Ping Wang）。\n\n5. 与王氏公寓单元或2004规则证据开示对象有关的任何协议、申请、财务披露或身份证明文件的所有文件，包括但不限于Yvette Wang（王燕平，亦称Yanping Wang、Yan Ping Wang）。\n\n案件22-50073　文书4252　提交日期03/25/25　录入日期03/25/25 15:34:28　第191页，共208页\n\n附件C-11\n\nB2540（表格2540——Rule 2004审查传票）（12/15）案件22-50073　文书4252　提交日期03/25/25　录入日期03/25/25 15:34:28　第192页，共208页\n\n美国破产法院\n\n康涅狄格地区\n\n关于HO WAN KWOK（郭文贵）等人之案，\n\n1　案号22-50073 (JAM)\n\n债务人　第11章\n\n（合并管理）\nRULE 2004 审查传票\n\n致：Barclays PLC（巴克莱集团）\n\n（传票所指向人员的姓名）\n\n证言：兹命令您于下列规定的时间、日期和地点出席，并根据《联邦破产程序规则》Rule 2004接受审查并作证。随附准许该审查的法院命令副本。\n\n地点　日期和时间\n\n不适用　不适用\n\n该审查将以下列方式记录：不适用\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并须允许对该等材料进行检查、复制、测试或取样：\n\n见随附的文件提交请求。应于送达后十四（14）日内提交。\n\n《联邦民事诉讼规则》Rule 45的下列规定，根据《联邦破产程序规则》Rule 9016适用于破产案件，现随附于后——有关履行地点的Rule 45(c)；有关对作为传票对象之人员的保护的Rule 45(d)；以及有关您对本传票作出回应的义务及未作出回应可能产生后果的Rule 45(e)和45(g)。\n\n日期：\n\n法院书记员\n\n或\n\n书记员或副书记员签名　律师签名\n\n代表第11章受托人Luc A. Despins（卢克·A·德斯平斯）签发或请求本传票的律师之姓名、地址、电子邮箱地址和电话号码如下：\n\nKari A. Mitchell（卡丽·A·米切尔）律师；Neubert, Pepe & Monteith, P.C.（诺伯特、佩佩和蒙特斯律师事务所）；195 Church Street, 13th Floor, New Haven, Connecticut 06510；kmitchell@npmlaw.com；(203) 781-2884\n\n向签发或请求本传票之人员的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则在向传票所指向人员送达之前，必须向各方当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n软件版权（c）1996-2022 Best Case, LLC - www.bestcase.com Best Case Bankruptcy 1 本第11章案件中的债务人为Ho Wan Kwok（郭文贵）（亦称Guo Wengui（郭文贵）、Miles Guo（郭文贵）和Miles Kwok（郭文贵），以及众多其他别名）（税务识别号码末四位：9595）、Genever Holdings LLC（税务识别号码末四位：8202）及Genever Holdings Corporation。受托人、Genever Holdings LLC及Genever Holdings Corporation的邮寄地址为Paul Hastings LLP，200 Park Avenue, New York, NY 10166，转交Luc A. Despins，作为Ho Wan Kwok遗产的受托人（仅为通知和通信之目的）。\n\n送达证明\n\n（除非Fed. R. Civ. P. 45要求，否则本节不应向法院提交。）\n\n本人于（日期）收到向（个人姓名及职务，如有）发出的本传票。\n\n本人以下列方式通过向指定人员交付副本送达该传票：\n\n于（日期）送达；或\n\n本人未予执行而退回本传票，原因如下：\n\n除非本传票代表美国或其官员或代理人签发，本人还已向证人支付一天出席费用及法律允许的里程费，金额为\\$。\n\n本人的差旅费为\\$，服务费为\\$，合计\\$。\n\n本人依伪证罪处罚之责声明，该等信息真实、正确。\n\n日期：\n\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n有关尝试送达等的补充信息：\n\n《联邦民事诉讼规则》45(c)、(d)、(e)及(g)（自12/1/13起生效）（根据《联邦破产程序规则》Rule 9016适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按以下方式命令人员出席审判、听证或证言录取：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点100英里以内；或\n\n(B) 在该人员居住、受雇或经常亲自从事商业活动所在州内，如该人员：\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判，且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点100英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在拟检查的场所进行场所检查。\n\n(d) 对作为传票对象人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对作为传票对象的人员施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，制裁可包括收入损失及合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或准许检查场所的人员，无须亲自到提交或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查的人员，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或取样任何或全部材料，或反对检查场所——或反对以所要求的一种或多种形式提交电子存储信息。异议必须于规定履行时间或传票送达后14日中较早者之前送达。如提出异议，适用下列规则：\n\n(i) 在任何时候，送达方经通知被命令人员后，可以向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依命令所指示的方式要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员的人员，使其免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理的履行时间；\n\n(ii) 要求人员在Rule 45(c)规定的地理范围以外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，而不存在适用的例外或豁免；或\n\n(iv) 对人员造成不当负担。\n\n(B) 可准许撤销或修改的情形。为保护作为传票对象或受传票影响的人员，要求履行的地区法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且源自未经任何一方当事人请求的该专家研究。\n\n(C) 以规定条件作为替代。在Rule 45(d)(3)(B)所述情形下，如送达方：\n\n(i) 证明对证言或材料具有重大需要，且如不承受不当困难便无法以其他方式满足该需要；并且\n\n(ii) 确保被传唤人员将获得合理补偿，\n\n法院可以不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应要求提交文件的传票的人员，必须按照文件在通常业务过程中保存的方式提交，或者必须将其整理并标注，以对应请求中的类别。\n\n(B) 未规定提交电子存储信息的形式。如传票未规定提交电子存储信息的形式，回应人员必须以通常保存的一种或多种形式，或者以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应人员无须以超过一种形式提交相同的电子存储信息。\n\n(D) 无法访问的电子存储信息。回应人员无须就其认定为因不当负担或费用而无法合理访问的来源中的电子存储信息提供证据开示。就强制证据开示或保护令提出动议时，回应人员必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑Rule 26(b)(2)(C)的限制后，如请求方证明有正当理由，仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。根据该信息享有特权或作为审判准备材料受到保护的主张而扣留被传唤信息的人员，必须：(i) 明确提出该主张；并且\n\n(ii) 以一种方式说明被扣留文件、通信或有形物品的性质，该方式在不披露本身享有特权或受保护的信息的情况下，使各方当事人能够评估该主张。\n\n(B) 已提交的信息。如根据传票提交的信息受制于特权主张或作为审判准备材料受保护的主张，提出该主张的人员可以将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张获得解决前，不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施予以取回；并可立即向要求履行的地区法院密封提交该信息，以裁定该主张。提交该信息的人员必须保存该信息，直至该主张获得解决。\n\n(g) 蔑视法庭。要求遵从传票所在地辖区的法院——以及在动议移送后，签发传票的法院——可以对已获送达但无充分理由未遵从传票或与之相关命令的人员，以藐视法庭论处。\n\n有关获取传票材料，请参见 Fed.R.Civ.P.45(a) Committee Note (2013)\n\n……\n\n文件提供请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，各称“一项请求”）必须分别且具体地予以答复。除非基于善意提出异议，否则应完整答复每项请求；如提出异议，应按下文规定详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中所含的某一词语、短语或条款，您仅须说明对该部分的异议，并答复请求的其余部分。\n\n2. 电子存储信息必须依照以下指示提供：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得包含嵌入式空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入式空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹内的 TIFF 文件不得超过 1000 个。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将被加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。如文件包括已成像的电子邮件及附件，必须包含附件字段，以保留电子邮件与其附件之间的父/子关系。必须包含 OCRPATH 字段，以提供所交付存储介质上提取文本文件的文件路径及名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包含 LINK 字段，以提供原生文件的文件路径及名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为以逗号分隔的文件，每行由七个字段组成，并且数据库中的每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提供，而非作为 .DAT 文件中的字段提供。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹内，每个文件夹内的文本文件不得超过 1,000 个。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生格式提供。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张标有 Bates 编号的分隔页图像，以表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。所提供的原生文件应以与该文件分隔页相对应的 Bates 编号命名。将原生文件归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提供一份副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件及独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 标准的加载文件（.dat）形式，提供每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）。\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。所需元数据如下：\n\n字段名称　示例数据　说明\n\nFIRSTBATES　EDC0000001　原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES　EDC0000001　原生文件文件/电子邮件的最后一个 Bates 编号\n对于单页文件，LASTBATES 字段应予填充\nATTACHRANGE　EDC0000001\n-　父文件第一页的 Bates 编号至最后一份“子”附件文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH　EDC0000001　附件范围的第一个 Bates 编号\nENDATTACH　EDC0000015　附件范围的最后一个 Bates 编号\nCUSTODIAN　Smith, John（史密斯，约翰）　电子邮件：电子邮件所在的邮箱\n原生文件：文件来源个人或部门的名称\nFROM　John Smith（约翰·史密斯）　电子邮件：发件人\n原生文件：文件作者\n多个条目之间应使用分号分隔\nTO　Coffman, Janice（科夫曼，贾妮斯）；LeeW（李W）\n[mailto:LeeW@MSN.com]　收件人\n多个条目之间应使用分号分隔\nCC　Frank Thompson（弗兰克·汤普森）[mailto:\nfrank_Thompson@cdt.com]　抄送收件人\n多个条目之间应使用分号分隔\nBCC　John Cain（约翰·凯恩）　密送收件人\n多个条目之间应使用分号分隔\nSUBJECT　Board Meeting Minutes　电子邮件：电子邮件的主题行；原生文件：文件标题（如有）\nFILE_NAME　BoardMeetingMinutes.docx　原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT　10/12/2010　电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE　07:05 PM GMT　电子邮件：电子邮件发送时间/电子邮件经标准化处理时所使用的时区\nTIME_ZONE　GMT　在转换过程中电子邮件被标准化处理所使用的时区。\nLINK　EDC0000001.msg　电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN　MSG　代表电子邮件或原生文件的文件类型扩展名\nAUTHOR　John Smith（约翰·史密斯）　电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED　10/10/2010　电子邮件：（空）\n原生文件：文件创建日期\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 198 页，共 208 页\n\nTIME_CREATED　10:25 AM　电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\nDATE_MOD　10/12/2010　电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD　07:00 PM　电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD　10/12/2010　电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD　07:00 PM　电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE　5,952　原生文件文件/电子邮件的大小，单位为 KB\nPGCOUNT　1　原生文件文件/电子邮件的页数\nPATH　电子邮件：（空）\nAgenda.doc　原生文件：原生文件文件的存储路径，包括原始文件名。\nINTFILEPATH　Personal Folders\\Deleted\nItems\\Board Meeting\nMinutes.msg　电子邮件：电子邮件的原始位置，包括原始文件名。\n原生文件：（空）\nINTMSGID　<000805c2c71b\\$75977050\\$\ncb8306d1@MSN>　电子邮件：唯一消息 ID；原生文件：（空）\nMD5HASH　d131dd02c5e6eec4693d9a0\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89　文件的 MD5 哈希值。\nOCRPATH　TEXT/001/EDC0000001.txt　原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件应按其在通常业务过程中保存的方式提供，或应整理并标记以对应这些请求中的类别。\n\n5. 本文所载每项请求均延及所有文件：（a）由您占有、保管或控制的；或（b）由代表您行事的任何人占有、保管或控制的，\n案件 22-50073 文书 4252 提交于 03/25/25 录入于 03/25/25 15:34:28 第 199 页，共 208 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：（a）详细说明该文件的性质及内容；（b）确定编制或撰写该文件的人员（以及，如适用，确定该文件被发送给的人员）；（c）确定该文件编制或创建的日期；（d）说明该文件是否（i）遗失或丢失，（ii）已被销毁，（iii）已自愿或非自愿地转交他人，或（iv）以其他方式被处置；（e）说明该等处置的原因以及相关事实和情形；（f）确定授权该等处置的人员；（g）确定该等处置的日期或大致日期；（h）说明该文件最近一次由您占有、保管或控制的时间；以及（i）确定目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前一项指示要求的信息外，您的答复还必须说明：（a）该文件被销毁的原因；（b）销毁该文件的人员身份；以及（c）指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：（a）说明（i）足以支持您关于该文件享有特权之主张的文件描述，（ii）文件标题，（iii）文件日期，（iv）文件作者，（v）文件收件人，（vi）收到或阅览该文件原件、任何草稿、副本或复制件的每名人员身份，（vii）该文件本身或该文件所含或提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则说明该等人员身份，以及说明该信息如何由其取得占有，（viii）据以拒绝提供该文件的特权主张，以及（ix）您将据以支持该特权主张的所有情形；并且（b）依照 D. Conn. L. Civ. R. 26(e)，就每份基于特权主张而拒绝提供的文件，制作一份特权日志，其中载明本指示第（a）部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供回应性文件。\n\n9. 如一份本应回应的文件中有部分信息受特权主张约束，则仅应按照上述指示从该文件中删除或遮蔽受特权主张约束的部分，其余部分应予提交。\n\n10. 该等请求具有持续性质。特此指示你：(a) 一旦知悉先前的答复不完整或不正确，应立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提交传票所要求的任何其他文件。\n\n11. 如文件使用英语以外的语言，你应提供该文件。如文件使用英语以外的语言，且存在英文译本，你应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有别名、化名或昵称。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 201 of 208\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 对任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 对任何时态动词的使用应解释为使用该动词的所有其他时态。\n\n16. (a) “and”和“or”应根据需要作连词性或选择性解释，以使任何请求的范围包括所有原本可能被解释为超出其范围的答复；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”。\nIII. 定义\n\n根据 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于该等文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”或“Your”或“Yourself”指 Barclays PLC（巴克莱集团），连同其所有关联方、部门、机构、工具机构、处室、办公室、合伙人、高级管理人员、董事、代理人、律师、代表、雇员，及/或任何代表其行事的人。\n\n2. “Debtor”指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 202 of 208\n\n3. “Debtor's Son”指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n4. “Debtor's Daughter”指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n5. “Debtor's Purported Wife”指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人。\n\n6. “Debtor's Family”单独及合称指债务人、债务人之子、债务人之女及债务人所谓妻子，以及与债务人具有任何其他亲属关系的人。\n\n7. “2004 Discovery Targets”单独及合称指债务人、债务人家属、17 Miles, LLC、5780 Saguaro LLC、Aaron Mitchell、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alphonso Global Ventures Limited、Ana C. Izquiedo-Henn、Andrew Childe、Anthony DiBattista、Anton Development Limited、Booming Sail New York LLC、Beile Li、Bingshang Jiao、Bravo Luck Limited、Brent Petro Inc.、Celestial Tide Limited、Chris Lee（又名 Nan Li、Mei Guo Xiao Li）、China Golden Spring Group (Hong Kong) Ltd.、Crane Advisory Group、Daniel Thomas Podhaskie、Defeng Cao（又名 Wayne Cao、Max Cao）、Ding “Ivan” Lin、Doaa Dashoush、Eastern Profit Corporation Limited、Genever Holdings Corporation、Genever Holdings LLC、Gettr USA, Inc.、Gnews Media Group Inc.、G Fashion (CA)、G Fashion、G Fashion Hold Co. A. Limited、G Fashion Hold Co. B. Limited、G Fashion Media Group Inc.、G Fashion International Limited、G Fashion LLC、Gmusic LLC、Gnews LLC、Geducation、GFNY, Inc.、G Club Finance、G Club HoldCo I LLC、G Club International Limited、G Club Investments Limited、G Club Operations\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 203 of 208\n\nLLC、G Club US Operations Inc.、G Club US Operations LLC、G Club、G Club One、G Club Two、G Club Three、G Live, LLC、Gbroadcast, LLC、GF Italy、GM 27 LLC、Gladys Chow、Golden Spring (New York) Ltd.、Gposts LLC、GTV Media Group, Inc.、Gypsy Mei Food Service LLC、Gypsy Mei Productions LLC、Gypsy Mei 27 Vestry, Inc.、Dawn State Limited、Greenwich Land LLC、Hao (Gavin) Li（又名 Huo Lai）、Haitham Khaled、Hamilton Capital Holdings Inc.、Hamilton Digital Assets Funds SP、Hamilton Investment Management Limited、Hamilton Opportunity Fund SPC、Hamilton PE Funds SP、Holy City Hong Kong Ventures Ltd.、GS Security Solutions Inc.、Alex Hadjcharalambous、Han Chunguang、Haoran He、HCHK Property Management, Inc.、HCHK Technologies, Inc.、HK International Funds Investments (USA) Limited LLC、Freedom Media Ventures Ltd.、FungWan Trading Inc.、Himalaya Currency Clearing Pty. Ltd.、Himalaya New World Inc.、Himalaya International Financial Group Ltd.、Himalaya International Clearing Ltd.、Himalaya International Payments Ltd.、Himalaya International Reserves Ltd.、Himalaya Ventures LLC、Himalaya Investment LLC、Hudson Diamond Holding, Inc.、Hudson Diamond Holding LLC、Hudson Diamond NY LLC、Huk Trading Inc.、Infinity Treasury Management Inc.、Jesse Brown、Jessica Mastrogiovanni、Jiaming Liu、Jie Zhang、Jovial Century International Limited、Joyord Sportswear Limited、K Legacy Ltd.、Kamel Debeche、Karin Maistrello、Kin Ming Je、Lamp Capital LLC、Lawall & Mitchell, LLC、Leading Shine NY Ltd.、Lexington Property and Staffing, Inc.、Lexington Property and Staffing LLC、Linwan “Irene” Feng、Limarie Reyes、Lihong “Sara” Wei Lafrenz、The Lost Draft LLC、Macaron Limited、Major Lead International Limited、Mary Jiang、MOS Himalaya LLC、Maywind Trading LLC、New York MOS Himalaya LLC、Next Tycoon Investments Limited、Nicholas Savio、Nodal Partners, LLC、Qidong Xia、Oasis Tech Limited、Omicron Neutraceutical LLC、O.S.C. Orbit Service Company, LLC、Pixshow Film Inc.、Qu Guo Jiao、Roscalitar 2、Ridwan Mamode Saib、Ross Heinemeyer、\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 204 of 208\n\nRule of Law Society IV Inc.、Rule of Law Foundation III, Inc.、Rule of Law Fund、Saraca Media Group Inc.、Savio Law LLC、Scott Barnett、Seven Mission Group LLC、Shih Hsin Yu、Sirius Networking Inc.、Taurus Fund LLC、Taurus Management LLC、US Himalaya Capital Inc.、V.X. Cerda & Associates P.A.、Victor Cerda、Voice of Guo Media, Inc.、Wen Xiao、Wencong Wang、William Je、Kin Ming Je 又名 Je Kin Ming、Wise Creation International Limited、Xuebing Wang、Yan Chun Liu、Yinying (Aila) Wang（又名 Xiao Fei Xiang）、Yongbing Zhang、Yongping Yan (Shan Mu)、Yue Zhou、Yumei Hao（又名 Ru Shui）、Yvette Wang（又名 Yanping Wang、又名 Yan Ping Wang）、Zhixuan Li、Zhouer “Joe” Wang、NewPeople LLC、Ziba Limited、New Mulberry PTE Ltd、TD Primrose Limited、Shin Hee-Seup 又名 Hee Seup Shin、River Valley Operations LLC、Fiesta Investment Ltd.、Fiesta Property Developments Ltd.、Medical Supply System International LLC、New Smoke LLC、Mountains of Spices, LLC、Rainbow Gifts Inc.、Santel LLC、Davy & Tony International Limited、Love Miles for Zisun Inc.、Himalaya Boston Mayflower LLC、Top California Beach Corporation、Golden Eagle Ventures, LLC、Whole Alpha Trading LLC，以及 Art Operation LLC。\n\n8. “Including”或其任何变体意为“包括但不限于”。\n\n9. “And”和“or”意为“and/or”，并应同时作连词性及选择性解释，以最大限度扩大其范围。\n\n10. “Any”和“all”以及“each”意为“each and every”。\n\n11. “Each”和“every”意为“each and every”。\n\n12. “Third Party”指你本人以外的个人或实体。\n\n13. “Transfer”具有 Bankruptcy Code 第 101(54) 条赋予其的含义。\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 205 of 208\n\n14. “Document”指属于 Fed. R. Civ. P. 34 范围内的任何信息或物件，并包括但不限于现由或曾由你占有、保管或控制的各种种类、类型、性质或描述的每一项书面、录制或图形材料，包括电子邮件的所有打印及电子副本、以电子形式保存的计算机文件、函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查材料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订单表格、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、账簿、笔记本、清单、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、Tweets、社交媒体帖子或任何其他种类的书面或录制材料，以及其全部元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；亦包括但不限于上述任何材料的草稿或副本，如其中含有原始文件中不存在的任何种类的笔记、评论或标记，或在其他方面与原始文件不相同。\n\n15. “Person(s)”指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n16. “Entity”指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他\nCase 22-50073 Doc 4252 Filed 03/25/25 Entered 03/25/25 15:34:28 Page 206 of 208\n\n商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n17. “Regarding”意为涉及、描述、构成、提及、与之有关、支持、有利于、反对、强化、削弱、位于其中、结合其考虑、对其有影响、证明、表明、报告、记录、暗指、回应、与之连接、评论、就其而言、关于、与之相关、讨论、展示、描述、反映、分析、构成及属于。\n\n18. 当提及任何特定事项时，“Relating to”、“relate(s) to”或“related to”意为，包括但不限于，任何构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的文件。\n\n19. “通信”系指以最广义且不受限制地传递任何信息或知识（以事实、观点、询问或其他形式）。通信还指所有对话、协议、询问或答复，无论是当面、通过电话、以书面形式，还是通过电子传输设备进行，并包括但不限于所有信函、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、传真副本、电传、即时消息、聊天、短信、在留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的记录。\n\n20. “资产”系指任何受占有、保管或控制的具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、\n\n案号 22-50073，文件 4252，提交日期 03/25/25，登记日期 03/25/25 15:34:28，第 207 页，共 208 页\n\n直升机、现金、银行账户、加密货币、证券、应收账款、存货以及其他有形和无形财产。\n\n四、应提交的文件\n\n1. 与由任何 2004 年证据开示对象持有、控制、代表其持有或以其他方式与其有关的任何账户有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信往来，以及电汇及相关通信往来和指示。\n\n2. 与属于任何 2004 年证据开示对象、由其持有、控制、代表其持有或以其他方式与其有关的任何资金、证券、财产或资产有关的所有文件，包括任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信往来，以及电汇及相关通信往来和指示。\n\n3. 与同任何 2004 年证据开示对象进行的任何商业、贸易或金融交易有关的所有文件，包括但不限于任何贷款、信用额度、寄托、存款、掉期、证券交易、抵押贷款或 ISDA，以及任何及所有账户对账单、授权书、委托书、信托文件、指示或表格、已注销支票副本、通信往来，以及电汇及相关通信往来和指示。\n\n4. 与涉及 2004 年证据开示对象的任何电汇活动有关的所有文件，无论是否存在任何账户，包括但不限于所有电汇收据、账号、余额、授权书、与转账各方有关的身份识别信息、通信往来、指示或其他记录。\n\n5. 与贵方和 2004 年证据开示对象之间的任何信函往来和通信有关的所有文件。\n\n案号 22-50073，文件 4252，提交日期 03/25/25，登记日期 03/25/25 15:34:28，第 208 页，共 208 页\n\n6. 与任何 2004 年证据开示对象的任何账户有关的所有文件，涉及账户开立、账户授权用户及账户维护。\n\n7. 与任何涉及 2004 年证据开示对象的反洗钱、了解你的客户或其他合规活动有关的所有文件，包括但不限于任何 2004 年证据开示对象提供的信息，或贵方获知的信息。\n\n8. 与来自任何国家的任何监管机构就任何 2004 年证据开示对象进行的任何通信有关的所有文件，包括但不限于英格兰银行（Bank of England）、美国联邦储备系统（United States Federal Reserve）、美国证券交易委员会（S.E.C.）、美国商品期货交易委员会（CFTC）、美国金融业监管局（FINRA）、中国证券监督管理委员会（China Securities Regulatory Commission）、中国人民银行（People's Bank of China）、香港证券及期货事务监察委员会（Hong Kong Securities and Futures Commission）以及香港金融管理局（Hong Kong Monetary Authority）。","key_entities":["Je","Himalaya","Guo","Kwok","Ho Wan Kwok","Despins","Miles Guo","Kin Ming Je","HCHK","Paul Hastings","Yanping Wang","William Je","GTV","Saraca","GETTR","Luc Despins","CIPA"],"ecf_references":[{"doc_number":637,"court":"CTB"}],"word_count":70646,"status":"published","published_at":"2022-07-06 00:00:00","created_at":"2022-07-06","updated_at":"2026-08-23 23:49:46"}