{"id":"court_ctb_440_7","court":"CTB","case_no":"22-50073","doc_number":440,"sub_number":7,"doc_type":"EXHIBIT","filed_date":"2022-03-22","title":"EXHIBIT PAX 09 Monthly Operating Report for Period Ending 02/28/2022","summary_zh":null,"summary_en":null,"body_en":"# **EXHIBIT PAX 09**\n\nMonthly Operating Report for Period Ending 02/28/2022\n\n| 22-50073              |  |                            |   |  |\n|-----------------------|--|----------------------------|---|--|\n| Ho Wan Kwok<br>IN RE: |  |                            |   |  |\n|                       |  |                            |   |  |\n| PAX                   |  |                            | 9 |  |\n|                       |  |                            |   |  |\n|                       |  | 5/25/2022 Admitted in Full |   |  |\n|                       |  | P.E.                       |   |  |\n|                       |  |                            |   |  |\n|                       |  |                            |   |  |\n\n#### Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 1 of 12 Case 22-50073 Doc 440-7 Filed 05/25/22 Entered 05/26/22 15:30:37 Page 2 of 13\n\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     | UNITED STATES BANKRUPTCY COURT |                     |                                                                                                              |  |  |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------------------|--------------------------------------------------------------------------------------------------------------|--|--|\n| DISTRICT OF<br>CONNECTICUT                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          |                                |                     |                                                                                                              |  |  |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |                                | BRIDGEPORT DIVISION |                                                                                                              |  |  |\n| In Re.<br>Ho Wan Kwok                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               |                                | §<br>§              | Case No.<br>22-50073                                                                                         |  |  |\n| Debtor(s)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           |                                | §<br>§              | Jointly Administered                                                                                         |  |  |\n| Monthly Operating Report                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            |                                |                     | Chapter 11                                                                                                   |  |  |\n| Reporting Period Ended: 02/28/2022                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  |                                |                     | Petition Date: 02/15/2022                                                                                    |  |  |\n| Months Pending: 0                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   |                                |                     | Industry Classification:<br>0<br>0<br>0<br>0                                                                 |  |  |\n| Reporting Method:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   | Accrual Basis                  |                     | Cash Basis                                                                                                   |  |  |\n| Debtor's Full-Time Employees (current):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |                                |                     | 0                                                                                                            |  |  |\n| Debtor's Full-Time Employees (as of date of order for relief):                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      |                                |                     | 0                                                                                                            |  |  |\n| Supporting Documentation (check all that are attached):<br>(For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor)<br>Statement of cash receipts and disbursements<br>Statement of operations (profit or loss statement)<br>Accounts receivable aging<br>Postpetition liabilities aging<br>Statement of capital assets<br>Schedule of payments to professionals<br>Schedule of payments to insiders<br>All bank statements and bank reconciliations for the reporting period<br>Description of the assets sold or transferred and the terms of the sale or transfer |                                |                     | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit |  |  |\n\n/s/ Ho Wan Kwok\n\n03/22/2022\n\nDate\n\nHo Wan Kwok\n\nSignature of Responsible Party Printed Name of Responsible Party\n\nAddress 373 Taconic Road Greenwich, CT 06831\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\n#### Case 22-50073 Doc 440-7 Filed 05/25/22 Entered 05/26/22 15:30:37 Page 3 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 2 of 12\n\n|    | Part 1: Cash Receipts and Disbursements                                                                   | Current Month | Cumulative |\n|----|-----------------------------------------------------------------------------------------------------------|---------------|------------|\n| a. | Cash balance beginning of month                                                                           | \\$0           |            |\n| b. | Total receipts (net of transfers between accounts)                                                        | \\$0           | \\$0        |\n| c. | Total disbursements (net of transfers between accounts)                                                   | \\$0           | \\$0        |\n| d. | Cash balance end of month (a+b-c)                                                                         | \\$0           |            |\n| e. | Disbursements made by third party for the benefit of the estate                                           | \\$161,323     | \\$161,323  |\n| f. | Total disbursements for quarterly fee calculation (c+e)                                                   | \\$161,323     | \\$161,323  |\n|    | Part 2: Asset and Liability Status<br>(Not generally applicable to Individual Debtors. See Instructions.) | Current Month |            |\n| a. | Accounts receivable (total net of allowance)                                                              | \\$0           |            |\n| b. | Accounts receivable over 90 days outstanding (net of allowance)                                           | \\$0           |            |\n| c. | Inventory<br>(Book<br>Market<br>Other<br>(attach explanation))                                            | \\$0           |            |\n| d  | Total current assets                                                                                      | \\$0           |            |\n| e. | Total assets                                                                                              | \\$0           |            |\n| f. | Postpetition payables (excluding taxes)                                                                   | \\$0           |            |\n| g. | Postpetition payables past due (excluding taxes)                                                          | \\$0           |            |\n| h. | Postpetition taxes payable                                                                                | \\$0           |            |\n| i. | Postpetition taxes past due                                                                               | \\$0           |            |\n| j. | Total postpetition debt (f+h)                                                                             | \\$0           |            |\n| k. | Prepetition secured debt                                                                                  | \\$0           |            |\n| l. | Prepetition priority debt                                                                                 | \\$0           |            |\n| m. | Prepetition unsecured debt                                                                                | \\$0           |            |\n| n. | Total liabilities (debt) (j+k+l+m)                                                                        | \\$0           |            |\n| o. | Ending equity/net worth (e-n)                                                                             | \\$0           |            |\n|    |                                                                                                           |               |            |\n\n|    | Part 3: Assets Sold or Transferred                                        | Current Month | Cumulative |     |  |\n|----|---------------------------------------------------------------------------|---------------|------------|-----|--|\n| a. | Total cash sales price for assets sold/transferred outside the ordinary   |               |            |     |  |\n|    | course of business                                                        |               | \\$0        | \\$0 |  |\n| b. | Total payments to third parties incident to assets being sold/transferred |               |            |     |  |\n|    | outside the ordinary course of business                                   |               | \\$0        | \\$0 |  |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary       |               |            |     |  |\n|    | course of business (a-b)                                                  |               | \\$0        | \\$0 |  |\n\n|    | Part 4: Income Statement (Statement of Operations)<br>(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | Cumulative |\n|----|---------------------------------------------------------------------------------------------------------------------------|---------------|------------|\n| a. | Gross income/sales (net of returns and allowances)                                                                        | \\$0           |            |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable)                                                             | \\$0           |            |\n| c. | Gross profit (a-b)                                                                                                        | \\$0           |            |\n| d. | Selling expenses                                                                                                          | \\$0           |            |\n| e. | General and administrative expenses                                                                                       | \\$0           |            |\n| f. | Other expenses                                                                                                            | \\$0           |            |\n| g. | Depreciation and/or amortization (not included in 4b)                                                                     | \\$0           |            |\n| h. | Interest                                                                                                                  | \\$0           |            |\n| i. | Taxes (local, state, and federal)                                                                                         | \\$0           |            |\n| j. | Reorganization items                                                                                                      | \\$0           |            |\n| k. | Profit (loss)                                                                                                             | \\$0           | \\$0        |\n|    |                                                                                                                           |               |            |\n\n#### Case 22-50073 Doc 440-7 Filed 05/25/22 Entered 05/26/22 15:30:37 Page 4 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 3 of 12\n\n|        | Part 5: Professional Fees and Expenses                             |      |                           |                        |                       |                    |\n|--------|--------------------------------------------------------------------|------|---------------------------|------------------------|-----------------------|--------------------|\n|        |                                                                    |      | Approved<br>Current Month | Approved<br>Cumulative | Paid Current<br>Month | Paid<br>Cumulative |\n|        | Debtor's professional fees & expenses (bankruptcy) Aggregate Total |      | \\$0                       |                        |                       |                    |\n|        | Itemized Breakdown by Firm                                         |      |                           |                        |                       |                    |\n|        | Firm Name                                                          | Role |                           |                        |                       |                    |\n| i      |                                                                    |      | \\$0                       |                        |                       |                    |\n| ii     |                                                                    |      |                           |                        |                       |                    |\n| iii    |                                                                    |      |                           |                        |                       |                    |\n| iv     |                                                                    |      |                           |                        |                       |                    |\n| v      |                                                                    |      |                           |                        |                       |                    |\n| vi     |                                                                    |      |                           |                        |                       |                    |\n| vii    |                                                                    |      |                           |                        |                       |                    |\n| viii   |                                                                    |      |                           |                        |                       |                    |\n| ix     |                                                                    |      |                           |                        |                       |                    |\n| x      |                                                                    |      |                           |                        |                       |                    |\n| xi     |                                                                    |      |                           |                        |                       |                    |\n| xii    |                                                                    |      |                           |                        |                       |                    |\n| xiii   |                                                                    |      |                           |                        |                       |                    |\n| xiv    |                                                                    |      |                           |                        |                       |                    |\n| xv     |                                                                    |      |                           |                        |                       |                    |\n| xvi    |                                                                    |      |                           |                        |                       |                    |\n| xvii   |                                                                    |      |                           |                        |                       |                    |\n| xviii  |                                                                    |      |                           |                        |                       |                    |\n| xix    |                                                                    |      |                           |                        |                       |                    |\n| xx     |                                                                    |      |                           |                        |                       |                    |\n| xxi    |                                                                    |      |                           |                        |                       |                    |\n| xxii   |                                                                    |      |                           |                        |                       |                    |\n| xxiii  |                                                                    |      |                           |                        |                       |                    |\n| xxiv   |                                                                    |      |                           |                        |                       |                    |\n| xxv    |                                                                    |      |                           |                        |                       |                    |\n| xxvi   |                                                                    |      |                           |                        |                       |                    |\n| xxvii  |                                                                    |      |                           |                        |                       |                    |\n| xxviii |                                                                    |      |                           |                        |                       |                    |\n| xxix   |                                                                    |      |                           |                        |                       |                    |\n| xxx    |                                                                    |      |                           |                        |                       |                    |\n| xxxi   |                                                                    |      |                           |                        |                       |                    |\n| xxxii  |                                                                    |      |                           |                        |                       |                    |\n| xxxiii |                                                                    |      |                           |                        |                       |                    |\n| xxxiv  |                                                                    |      |                           |                        |                       |                    |\n| xxxv   |                                                                    |      |                           |                        |                       |                    |\n| xxxvi  |                                                                    |      |                           |                        |                       |                    |\n\n| xxxvii |  |  |  |\n|--------|--|--|--|\n| xxxvii |  |  |  |\n| xxxix  |  |  |  |\n| xl     |  |  |  |\n| xli    |  |  |  |\n| xlii   |  |  |  |\n| xliii  |  |  |  |\n| xliv   |  |  |  |\n| xlv    |  |  |  |\n| xlvi   |  |  |  |\n| xlvii  |  |  |  |\n| xlviii |  |  |  |\n| xlix   |  |  |  |\n| l      |  |  |  |\n| li     |  |  |  |\n| lii    |  |  |  |\n| liii   |  |  |  |\n| liv    |  |  |  |\n| lv     |  |  |  |\n| lvi    |  |  |  |\n| lvii   |  |  |  |\n| lviii  |  |  |  |\n| lix    |  |  |  |\n| lx     |  |  |  |\n| lxi    |  |  |  |\n| lxii   |  |  |  |\n| lxiii  |  |  |  |\n| lxiv   |  |  |  |\n| lxv    |  |  |  |\n| lxvi   |  |  |  |\n| lxvii  |  |  |  |\n| lxviii |  |  |  |\n| lxix   |  |  |  |\n| lxx    |  |  |  |\n| lxxi   |  |  |  |\n| lxxii  |  |  |  |\n| lxxiii |  |  |  |\n| lxxiv  |  |  |  |\n| lxxv   |  |  |  |\n| lxxvi  |  |  |  |\n| lxxvii |  |  |  |\n| lxxvii |  |  |  |\n|        |  |  |  |\n\n| lxxix<br>lxxx<br>lxxxi<br>lxxxii<br>lxxxii<br>lxxxiv<br>lxxxv<br>lxxxvi<br>lxxxvi<br>lxxxvi<br>lxxxix<br>xc<br>xci<br>xcii<br>xciii<br>xciv<br>xcv<br>xcvi<br>xcvii<br>xcviii<br>xcix<br>c<br>ci<br>Approved<br>Approved<br>Paid Current<br>Current Month<br>Cumulative<br>Month<br>b.<br>Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total<br>Itemized Breakdown by Firm<br>Firm Name<br>Role<br>i<br>ii<br>iii<br>iv<br>v<br>vi<br>vii<br>viii<br>ix<br>x<br>xi<br>xii<br>xiii<br>xiv |  |  |  |            |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|------------|\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  | Paid       |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  | Cumulative |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n|                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |  |  |  |            |\n\n| xv     |  |  |  |\n|--------|--|--|--|\n| xvi    |  |  |  |\n| xvii   |  |  |  |\n| xviii  |  |  |  |\n| xix    |  |  |  |\n| xx     |  |  |  |\n| xxi    |  |  |  |\n| xxii   |  |  |  |\n| xxiii  |  |  |  |\n| xxiv   |  |  |  |\n| xxv    |  |  |  |\n| xxvi   |  |  |  |\n| xxvii  |  |  |  |\n| xxviii |  |  |  |\n| xxix   |  |  |  |\n| xxx    |  |  |  |\n| xxxi   |  |  |  |\n| xxxii  |  |  |  |\n| xxxiii |  |  |  |\n| xxxiv  |  |  |  |\n| xxxv   |  |  |  |\n| xxxvi  |  |  |  |\n| xxxvii |  |  |  |\n| xxxvii |  |  |  |\n| xxxix  |  |  |  |\n| xl     |  |  |  |\n| xli    |  |  |  |\n| xlii   |  |  |  |\n| xliii  |  |  |  |\n| xliv   |  |  |  |\n| xlv    |  |  |  |\n| xlvi   |  |  |  |\n| xlvii  |  |  |  |\n| xlviii |  |  |  |\n| xlix   |  |  |  |\n| l      |  |  |  |\n| li     |  |  |  |\n| lii    |  |  |  |\n| liii   |  |  |  |\n| liv    |  |  |  |\n| lv     |  |  |  |\n| lvi    |  |  |  |\n\n| lvii   |  |  |  |\n|--------|--|--|--|\n| lviii  |  |  |  |\n| lix    |  |  |  |\n| lx     |  |  |  |\n| lxi    |  |  |  |\n| lxii   |  |  |  |\n| lxiii  |  |  |  |\n| lxiv   |  |  |  |\n| lxv    |  |  |  |\n| lxvi   |  |  |  |\n| lxvii  |  |  |  |\n| lxviii |  |  |  |\n| lxix   |  |  |  |\n| lxx    |  |  |  |\n| lxxi   |  |  |  |\n| lxxii  |  |  |  |\n| lxxiii |  |  |  |\n| lxxiv  |  |  |  |\n| lxxv   |  |  |  |\n| lxxvi  |  |  |  |\n| lxxvii |  |  |  |\n| lxxvii |  |  |  |\n| lxxix  |  |  |  |\n| lxxx   |  |  |  |\n| lxxxi  |  |  |  |\n| lxxxii |  |  |  |\n| lxxxii |  |  |  |\n| lxxxiv |  |  |  |\n| lxxxv  |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxix |  |  |  |\n| xc     |  |  |  |\n| xci    |  |  |  |\n| xcii   |  |  |  |\n| xciii  |  |  |  |\n| xciv   |  |  |  |\n| xcv    |  |  |  |\n| xcvi   |  |  |  |\n| xcvii  |  |  |  |\n| xcviii |  |  |  |\n|        |  |  |  |\n\n## Case 22-50073 Doc 440-7 Filed 05/25/22 Entered 05/26/22 15:30:37 Page 9 of 13 Case 22-50073 Doc 120 Filed 03/22/22 Entered 03/22/22 12:43:37 Page 8 of 12\n\n|                                                                | xcix |  |  |  |  |\n|----------------------------------------------------------------|------|--|--|--|--|\n|                                                                | c    |  |  |  |  |\n| c.<br>All professional fees and expenses (debtor & committees) |      |  |  |  |  |\n\n|    | Part 6: Postpetition Taxes        |                                                                                                                      |     | Current Month | Cumulative                |\n|----|-----------------------------------|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|\n| a. |                                   | Postpetition income taxes accrued (local, state, and federal)                                                        |     | \\$0           | \\$0                       |\n| b. |                                   | Postpetition income taxes paid (local, state, and federal)                                                           |     | \\$0           | \\$0                       |\n| c. |                                   | Postpetition employer payroll taxes accrued                                                                          |     | \\$0           | \\$0                       |\n| d. |                                   | Postpetition employer payroll taxes paid                                                                             |     | \\$0           | \\$0                       |\n| e. | Postpetition property taxes paid  |                                                                                                                      |     | \\$0           | \\$0                       |\n| f. |                                   | Postpetition other taxes accrued (local, state, and federal)                                                         |     | \\$0           | \\$0                       |\n| g. |                                   | Postpetition other taxes paid (local, state, and federal)                                                            |     | \\$0           | \\$0                       |\n|    |                                   | Part 7: Questionnaire - During this reporting period:                                                                |     |               |                           |\n| a. |                                   | Were any payments made on prepetition debt? (if yes, see Instructions)                                               | Yes | No            |                           |\n| b. |                                   | Were any payments made outside the ordinary course of business<br>without court approval? (if yes, see Instructions) | Yes | No            |                           |\n| c. |                                   | Were any payments made to or on behalf of insiders?                                                                  | Yes | No            |                           |\n| d. |                                   | Are you current on postpetition tax return filings?                                                                  | Yes | No            |                           |\n| e. |                                   | Are you current on postpetition estimated tax payments?                                                              | Yes | No            |                           |\n| f. |                                   | Were all trust fund taxes remitted on a current basis?                                                               | Yes | No            |                           |\n| g. | (if yes, see Instructions)        | Was there any postpetition borrowing, other than trade credit?                                                       | Yes | No            |                           |\n| h. | the court?                        | Were all payments made to or on behalf of professionals approved by                                                  | Yes | No<br>N/A     |                           |\n| i. | Do you have:                      | Worker's compensation insurance?                                                                                     | Yes | No            |                           |\n|    |                                   | If yes, are your premiums current?                                                                                   | Yes | No<br>N/A     | (if no, see Instructions) |\n|    |                                   | Casualty/property insurance?                                                                                         | Yes | No            |                           |\n|    |                                   | If yes, are your premiums current?                                                                                   | Yes | No<br>N/A     | (if no, see Instructions) |\n|    |                                   | General liability insurance?                                                                                         | Yes | No            |                           |\n|    |                                   | If yes, are your premiums current?                                                                                   | Yes | No<br>N/A     | (if no, see Instructions) |\n| j. |                                   | Has a plan of reorganization been filed with the court?                                                              | Yes | No            |                           |\n| k. |                                   | Has a disclosure statement been filed with the court?                                                                | Yes | No            |                           |\n| l. | set forth under 28 U.S.C. § 1930? | Are you current with quarterly U.S. Trustee fees as                                                                  | Yes | No            |                           |\n\n13\n\n| Part 8: Individual Chapter 11 Debtors (Only) |                                                                                                |                  |\n|----------------------------------------------|------------------------------------------------------------------------------------------------|------------------|\n| a.                                           | Gross income (receipts) from salary and wages                                                  | \\$0              |\n| b.                                           | Gross income (receipts) from self-employment                                                   | \\$0              |\n| c.                                           | Gross income from all other sources                                                            | \\$0              |\n| d.                                           | Total income in the reporting period (a+b+c)                                                   | \\$0              |\n| e.                                           | Payroll deductions                                                                             | \\$0              |\n| f.                                           | Self-employment related expenses                                                               | \\$0              |\n| g.                                           | Living expenses                                                                                | \\$0              |\n| h.                                           | All other expenses                                                                             | \\$0              |\n| i.                                           | Total expenses in the reporting period (e+f+g+h)                                               | \\$0              |\n| j.                                           | Difference between total income and total expenses (d-i)                                       | \\$0              |\n| k.                                           | List the total amount of all postpetition debts that are past due                              | \\$0              |\n| l.                                           | Are you required to pay any Domestic Support Obligations as defined by 11<br>U.S.C § 101(14A)? | Yes<br>No        |\n| m.                                           | If yes, have you made all Domestic Support Obligation payments?                                | Yes<br>No<br>N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n## **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Ho Wan Kwok\n\nSignature of Responsible Party\n\nDebtor\n\nTitle Date\n\nHo Wan Kwok\n\nPrinted Name of Responsible Party\n\n03/21/2022\n\n![](_page_10_Figure_3.jpeg)\n\n![](_page_11_Figure_3.jpeg)\n\n![](_page_12_Picture_3.jpeg)\n\nPageFour","body_zh":"证据 PAX 09\n\n截至 02/28/2022 期间的月度经营报告\n\n22-50073\n\n关于：\n\nHo Wan Kwok（郭文贵）\n\nPAX　9\n\n5/25/2022 全额接纳\nP.E.\n\n案号 22-50073 文件 120 提交日期 03/22/22 录入日期 03/22/22 12:43:37 第 1 页，共 12 页 案号 22-50073 文件 440-7 提交日期 05/25/22 录入日期 05/26/22 15:30:37 第 2 页，共 13 页\n\n美国破产法院\n\n康涅狄格州联邦地区\n布里奇波特分院\n关于：\nHo Wan Kwok（郭文贵）　§\n§　案号\n22-50073\n债务人　§\n§　合并管理\n月度经营报告　第 11 章\n报告期截止日：02/28/2022　申请日：02/15/2022\n待决月数：0　行业分类：\n\n报告方法：　权责发生制　现金收付制\n债务人的全职雇员（目前）：0\n债务人的全职雇员（截至救济命令之日）：0\n佐证文件（勾选所有随附文件）：\n（对于合并管理的债务人，每一债务人须以非合并基础提供任何所要求的附表）\n现金收入和支出报表\n经营报表（损益表）\n应收账款账龄表\n申请后负债账龄表\n资本资产报表\n向专业人士付款明细表\n向内部人士付款明细表\n报告期间的所有银行对账单及银行余额调节表\n已出售或转让资产的说明以及出售或转让条款　载有资产、负债及权益（净值）或亏损汇总和明细的资产负债表\n\n/s/ Ho Wan Kwok\n\n03/22/2022\n\n日期\n\nHo Wan Kwok（郭文贵）\n\n负责人签名　负责人印刷体姓名\n\n地址 373 Taconic Road Greenwich, CT 06831\n\n声明：本定期报告与一宗未结破产案件有关；因此，适用《文书工作减负法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n案号 22-50073 文件 440-7 提交日期 05/25/22 录入日期 05/26/22 15:30:37 第 3 页，共 13 页 案号 22-50073 文件 120 提交日期 03/22/22 录入日期 03/22/22 12:43:37 第 2 页，共 12 页\n\n第 1 部分：现金收入和支出　当月　累计\n\na.　月初现金余额　$0\nb.　收入总额（扣除账户之间的转账）　$0　$0\nc.　支出总额（扣除账户之间的转账）　$0　$0\nd.　月末现金余额（a+b-c）　$0\ne.　第三方为破产财产利益而作出的支出　$161,323　$161,323\nf.　用于计算季度费用的支出总额（c+e）　$161,323　$161,323\n第 2 部分：资产和负债状况\n（通常不适用于个人债务人。参见说明。）　当月\na.　应收账款（扣除备抵后的总额）　$0\nb.　逾期超过 90 日的应收账款（扣除备抵）　$0\nc.　存货\n（账面价值\n市场价值\n其他\n（附说明））　$0\nd　流动资产总额　$0\ne.　资产总额　$0\nf.　申请后应付账款（不包括税款）　$0\ng.　逾期的申请后应付账款（不包括税款）　$0\nh.　应付申请后税款　$0\ni.　逾期的申请后税款　$0\nj.　申请后债务总额（f+h）　$0\nk.　申请前有担保债务　$0\nl.　申请前优先债务　$0\nm.　申请前无担保债务　$0\nn.　负债（债务）总额（j+k+l+m）　$0\no.　期末权益／净值（e-n）　$0\n\n第 3 部分：已出售或转让的资产　当月　累计\n\na.　在正常营业过程之外出售／转让资产的现金售价总额　$0　$0\nb.　在正常营业过程之外出售／转让资产时向第三方支付的款项总额　$0　$0\nc.　在正常营业过程之外出售／转让资产所得现金净收益（a-b）　$0　$0\n\n第 4 部分：损益表（经营报表）\n（通常不适用于个人债务人。参见说明。）　当月　累计\n\na.　毛收入／销售额（扣除退货和折让）　$0\nb.　销售成本（如适用，包括折旧）　$0\nc.　毛利润（a-b）　$0\nd.　销售费用　$0\ne.　一般及行政费用　$0\nf.　其他费用　$0\ng.　折旧及／或摊销（未包括在 4b 中）　$0\nh.　利息　$0\ni.　税款（地方、州及联邦）　$0\nj.　重组项目　$0\nk.　利润（亏损）　$0　$0\n\n案号 22-50073 文件 440-7 提交日期 05/25/22 录入日期 05/26/22 15:30:37 第 4 页，共 13 页 案号 22-50073 文件 120 提交日期 03/22/22 录入日期 03/22/22 12:43:37 第 3 页，共 12 页\n\n第 5 部分：专业费用和开支\n\n已批准\n当月　已批准\n累计　当月已付\n款项　累计\n已付款项\n债务人的专业费用及开支（破产）合计　$0\n按律所逐项列示\n律所名称　角色\ni　$0\nii\niii\niv\nv\nvi\nvii\nviii\nix\nx\nxi\nxii\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nxxxvii\n\nxxxviii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxviii\n\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxiii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvii\nlxxxviii\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n已批准\n已批准\n当月已付\n当月\n累计\n款项\nb.\n债务人的专业费用及开支（非破产）合计\n按律所逐项列示\n律所名称\n角色\ni\nii\niii\niv\nv\nvi\nvii\nviii\nix\nx\nxi\nxii\nxiii\nxiv\n\n累计\n已付款项\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxviii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxviii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxiii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvii\nlxxxviii\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\n案号 22-50073 文件 440-7 提交日期 05/25/22 录入日期 05/26/22 15:30:37 第 9 页，共 13 页 案号 22-50073 文件 120 提交日期 03/22/22 录入日期 03/22/22 12:43:37 第 8 页，共 12 页\n\nxcix\n\nc\nc.\n所有专业费用和开支（债务人及委员会）\n\n第 6 部分：申请后税款　当月　累计\n\na.　应计申请后所得税（地方、州及联邦）　$0　$0\nb.　已付申请后所得税（地方、州及联邦）　$0　$0\nc.　应计申请后雇主工资税　$0　$0\nd.　已付申请后雇主工资税　$0　$0\ne.　已付申请后财产税　$0　$0\nf.　应计申请后其他税款（地方、州及联邦）　$0　$0\ng.　已付申请后其他税款（地方、州及联邦）　$0　$0\n第 7 部分：问卷——在本报告期间：\na.　是否就申请前债务作出任何付款？（如是，参见说明）　是　否\nb.　是否在未经法院批准的情况下，于正常营业过程之外作出任何付款？（如是，参见说明）　是　否\nc.　是否向内部人士或代表内部人士作出任何付款？　是　否\nd.　您是否已按时提交申请后纳税申报表？　是　否\ne.　您是否已按时支付申请后预估税款？　是　否\nf.　是否所有信托基金税款均已按时缴付？　是　否\ng.　（如是，参见说明）　除贸易信贷外，是否存在任何申请后借款？　是　否\nh.　法院？　向专业人士或代表专业人士作出的所有付款是否均获法院批准？　是　否\n不适用\ni.　您是否有：　工伤赔偿保险？　是　否\n如有，您的保费是否已按时缴纳？　是　否\n不适用　（如否，参见说明）\n意外事故／财产保险？　是　否\n如有，您的保费是否已按时缴纳？　是　否\n不适用　（如否，参见说明）\n一般责任保险？　是　否\n如有，您的保费是否已按时缴纳？　是　否\n不适用　（如否，参见说明）\nj.　是否已向法院提交重组计划？　是　否\nk.　是否已向法院提交披露声明？　是　否\nl.　28 U.S.C. § 1930 所规定的费用？　您是否已按时缴纳季度美国受托人费用？　是　否\n第 8 部分：个人第 11 章债务人（仅适用）\n\na.　工资和薪金的毛收入（收款）　$0\nb.　自营职业的毛收入（收款）　$0\nc.　所有其他来源的毛收入　$0\nd.　报告期间收入总额（a+b+c）　$0\ne.　工资扣款　$0\nf.　自营职业相关开支　$0\ng.　生活开支　$0\nh.　所有其他开支　$0\ni.　报告期间开支总额（e+f+g+h）　$0\nj.　收入总额与开支总额之差（d-i）　$0\nk.　列出所有已逾期的申请后债务总额　$0\nl.　您是否须支付 11 U.S.C § 101(14A) 所定义的任何家庭扶养义务？　是\n否\nm.　如是，您是否已支付所有家庭扶养义务款项？　是\n否\n不适用\n《隐私法》声明\n\n28 U.S.C. § 589b 授权收集该等信息，并且根据 11 U.S.C. §§ 704, 1106, and 1107，提供该等信息是强制性的。美国受托人将使用该等信息，根据 28 U.S.C. § 1930(a)(6) 计算法定费用评估。美国受托人还将使用该等信息，评估第 11 章债务人在破产制度中的进展，包括重组计划获确认的可能性以及该案件是否善意推进。当该等信息为履行受托人或审查员职责所必需时，该等信息可披露给破产受托人或审查员；当该等信息显示违法或可能违法时，该等信息可披露给适当的联邦、州、地方、监管、部落或外国执法机构。还可为例行目的作出其他披露。关于可作出的例行披露类型的讨论，您可查阅美国受托人执行办公室的记录系统通知 UST-001，“破产案件档案及相关记录”。参见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。可通过以下链接获取该通知副本：htt www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供该等信息可能导致您的破产案件被驳回或转换，或美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n本人在伪证处罚的约束下声明，上述月度经营报告及其佐证文件真实且正确，并且本人已获授权代表破产财产签署本报告。\n\n/s/ Ho Wan Kwok\n\n负责人签名\n\n债务人\n\n职务　日期\n\nHo Wan Kwok（郭文贵）\n\n负责人印刷体姓名\n\n03/21/2022\n\n第4页","key_entities":["Kwok","Ho Wan Kwok"],"ecf_references":[{"doc_number":120,"court":"CTB"}],"word_count":3432,"status":"published","published_at":"2022-03-22 00:00:00","created_at":"2022-03-22","updated_at":"2026-08-23 20:54:18"}