{"id":"court_ctb_441_6","court":"CTB","case_no":"22-50073","doc_number":441,"sub_number":6,"doc_type":"ORDER","filed_date":"2022-04-06","title":"Exhibit UCC-6 September 22, 2021 Decision and Order on PAX's Motion for Turnover in PAX v. Kwok, Index No. 652077/2017 (","summary_zh":null,"summary_en":null,"body_en":"## Exhibit UCC-6\n\nSeptember 22, 2021 Decision and Order on PAX's Motion for Turnover in PAX v. Kwok, Index No. 652077/2017 (N.Y. Sup. Ct.), Dkt. No. 904\n\n|                       |  | 22-50073                   |  |  |  |\n|-----------------------|--|----------------------------|--|--|--|\n| Ho Wan Kwok<br>IN RE: |  |                            |  |  |  |\n|                       |  |                            |  |  |  |\n| UCC                   |  | 6                          |  |  |  |\n|                       |  |                            |  |  |  |\n|                       |  | 5/25/2022 Admitted in Full |  |  |  |\n|                       |  | P.E.                       |  |  |  |\n|                       |  |                            |  |  |  |\n|                       |  |                            |  |  |  |\n\nNYSCEF DOC. NO. 904 RECEIVED NYSCEF: 09/22/2021 Case 22-50073 Doc 183-4 Filed 04/06/22 Entered 04/06/22 17:07:45 Page 175 of 269 Case 22-50073 Doc 406-6 Filed 05/20/22 Entered 05/20/22 12:13:10 Page 2 of 3 441-6 05/25/22 05/26/22 15:59:53\n\n## **SUPREME COURT OF THE STATE OF NEW YORK NEW YORK COUNTY**\n\n| PRESENT: | HON. BARRY R. OSTRAGER                                                                                            | PART            | IAS MOTION 61EFM           |\n|----------|-------------------------------------------------------------------------------------------------------------------|-----------------|----------------------------|\n|          | Justice                                                                                                           |                 |                            |\n|          | --------------------------------------------------------------------------------X                                 |                 |                            |\n|          | PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,                                                                      |                 |                            |\n|          | Plaintiff,                                                                                                        | INDEX NO.       | 652077/2017                |\n|          | -<br>v -                                                                                                          | MOTION DATE     |                            |\n|          | KWOK HO WAN, a/k/a KWOK HO, a/k/a GWO WEN<br>GUI, a/k/a GUO WENGUI, a/k/a GUO WEN-GUI, a/k/a                      | MOTION SEQ. NO. | 018                        |\n|          | WAN GUE HAOYUN, a/k/a MILES KWOK, a/k/a<br>HAOYUN GUO, GENEVER HOLDINGS LLC, and<br>GENEVER HOLDINGS CORPORATION, |                 | DECISION + ORDER ON MOTION |\n|          | Defendants.                                                                                                       |                 |                            |\n\n--------------------------------------------------------------------------------X\n\n## HON. BARRY R. OSTRAGER\n\nBefore the Court is Motion 018 by PAX for a post-judgment turnover pursuant to CPLR 5255 of Kwok's shares in Genever Holdings Corporation (\"Genever BVI\") and other relief. In accordance with the transcript of proceedings of September 22, 2021, the motion is granted to the extent of directing Kwok to take the steps necessary to effect the turnover his shares in Genever BVI to PAX. This order is expressly subject to the approval of Justice Adrian Jack who issued a stay in the British Virgin Islands (\"BVI\") in the related BVI litigation. The Court declines to appoint a receiver at this time.\n\nAccordingly, it is hereby,\n\nORDERED that Kwok Ho Wan take whatever steps are necessary in the British Virgin Islands to turnover all share certificates with respect to his 100% ownership interest in Genever Holdings Corporation (\"Genever BVI\"); and it is further\n\nORDERED that this decision and order is expressly contingent on the approval of Justice Jack in the related proceeding in the British Virgin Islands. Any actions affecting Genever\n\n![](_page_2_Picture_0.jpeg)\n\nHoldings LLC, a wholly owned subsidiary of Genever BVI, are subject to the jurisdiction of Justice Garrity in the Bankruptcy proceeding in the Southern District of New York involving Genever Holdings LLC, in which PAX is participating.\n\nA status conference is scheduled for November 16, 2021 at 10:00 am.\n\nDated: September 22, 2021\n\n![](_page_2_Figure_5.jpeg)","body_zh":"证据 UCC-6\n\n2021年9月22日关于 PAX 在 PAX 诉 Kwok 案中的移交动议的决定与命令，索引号 652077/2017（N.Y. Sup. Ct. [纽约州最高法院]），案卷号 904\n\n22-50073\n\nHo Wan Kwok（郭浩云/郭文贵）\n关于：\n\nUCC 6\n\n2022年5月25日 全面采纳为证据\nP.E.\n\nNYSCEF 文号 904 NYSCEF 接收日期：09/22/2021 案件 22-50073 文件 183-4 提交日期 04/06/22 录入日期 04/06/22 17:07:45 第 175 页，共 269 页 案件 22-50073 文件 406-6 提交日期 05/20/22 录入日期 05/20/22 12:13:10 第 2 页，共 3 页 441-6 05/25/22 05/26/22 15:59:53\n纽约州最高法院 纽约县\n\n出席法官：HON. BARRY R. OSTRAGER（巴里·R·奥斯特拉格法官） 法庭 IAS MOTION 61EFM\n\n法官\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.（太盟亚洲机会基金有限合伙），\n原告， 索引号 652077/2017\n\n诉 - 动议日期\nKWOK HO WAN（郭浩云），又名 KWOK HO、又名 GWO WEN GUI、又名 GUO WENGUI（郭文贵）、又名 GUO WEN-GUI、又名 动议序号 018\nWAN GUE HAOYUN、又名 MILES KWOK、又名\nHAOYUN GUO、GENEVER HOLDINGS LLC 及\nGENEVER HOLDINGS CORPORATION， 动议决定 + 命令\n被告。\n\nHON. BARRY R. OSTRAGER（巴里·R·奥斯特拉格法官）\n\n现呈交本法院审理的是由 PAX 提出的第 018 号动议，该动议依据 CPLR 5255 申请在判决后移交 Kwok（郭文贵）在 Genever Holdings Corporation（“Genever BVI”）的股份及其他救济。根据2021年9月22日的庭审记录，该动议在指令郭文贵采取必要步骤将其在 Genever BVI 的股份移交给 PAX 的范围内予以准许。本命令明确受制于 Adrian Jack（阿德里安·杰克法官）的批准，该法官在 British Virgin Islands（“BVI”，英属维尔京群岛）的相关 BVI 诉讼中签发了暂缓令。本法院目前拒绝指定财产管理人。\n\n据此，特此：\n\n命令 Kwok Ho Wan（郭浩云/郭文贵）在英属维尔京群岛采取一切必要步骤，移交其在 Genever Holdings Corporation（“Genever BVI”）持有的 100% 所有者权益相关的全部股票凭证；并进一步\n\n命令本决定与命令明确以 Jack（杰克法官）在英属维尔京群岛相关程序中的批准为先决条件。任何影响 Genever\n\nHoldings LLC（Genever BVI 的全资子公司）的诉讼行为，均受制于 Garrity（加里蒂法官）在 Southern District of New York（纽约南区）涉及 Genever Holdings LLC 且 PAX 参与其中的破产程序中的管辖权。\n\n现状会议定于2021年11月16日上午10:00举行。\n\n日期：2021年9月22日","key_entities":["Kwok","Guo","Je","Ho Wan Kwok","CIPA"],"ecf_references":[{"doc_number":183,"court":"CTB"},{"doc_number":406,"court":"CTB"},{"doc_number":904,"court":"CTB"}],"word_count":495,"status":"published","published_at":"2022-04-06 00:00:00","created_at":"2022-04-06","updated_at":"2026-08-23 12:28:09"}