{"id":"court_ctb_635_1","court":"CTB","case_no":"22-50073","doc_number":635,"sub_number":1,"doc_type":"ORDER","filed_date":"2022-07-28","title":"EXHIBIT A Trustee's Proposed Order (clean)","summary_zh":null,"summary_en":null,"body_en":"Case 22-50073 Doc 635-1 Filed 07/28/22 Entered 07/28/22 22:12:06 Page 1 of 24\n\n### **EXHIBIT A**\n\nTrustee's Proposed Order (clean)\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n--------------------------------------------------------------------X In re: Ho Wan Kwok, Debtor.1 : : : : : : : : Chapter 11 Case No. 22-50073 (JAM) --------------------------------------------------------------------X\n\n### **ORDER ESTABLISHING DEADLINES FOR FILING PROOFS OF CLAIM AND APPROVING FORM AND MANNER OF NOTICE THEREOF**\n\n Upon the motion (the \"Motion\")2 filed by the above-captioned debtor (the \"Debtor\") in this chapter 11 case (the \"Chapter 11 Case\"), pursuant to section 502(b)(9) of title 11 of the United States Code (the \"Bankruptcy Code\") and Rule 3003(c)(3) of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\"), for entry of an order (this \"Bar Date Order\") (a) setting bar dates for creditors to submit Proofs of Claim in this Chapter 11 Case, (b) approving procedures for submitting Proofs of Claim, (c) approving the Claim Form, and (d) approving the form of notice of the bar dates and manner of service thereof; all as more fully set forth in the Motion; and the Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Amended Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and the Trustee having been appointed in this Chapter 11 Case by order, dated July 8, 2022; and this Court having found that\n\n1 The Debtor is known by the following names: Guo Wengui; Miles Guo; Miles Kwok; and Ho Wan Kwok.\n\n2 Capitalized terms used but not defined herein have the meanings ascribed to such terms in the Motion. At the time of the filing of the Motion, the Debtor was the debtor in possession. On June 15, 2022, the Court entered a memorandum of decision and order [ECF No. 465] directing the United States Trustee to appoint a chapter 11 trustee in the Chapter 11 Case. Pursuant to that order, the United States Trustee selected Luc A. Despins as the chapter 11 trustee (the \"Trustee\"). On July 8, 2022, the Court entered an order granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523].\n\nthe Motion is a core proceeding pursuant to 28 U.S.C. § 157(b), and that the Trustee consents to entry of a final order under Article III of the United States Constitution; and this Court having found that venue of this Chapter 11 Case and the Motion in this district is proper pursuant to 28 U.S.C. §§ 1408 and 1409; and this Court having found that proper and adequate notice of the Motion has been given and that no other or further notice is necessary; and this Court having reviewed the Motion and having heard statements in support of the Motion at a hearing held before this Court (the \"Hearing\"); and this Court having determined that the legal and factual bases set forth in the Motion and at the Hearing establish just cause for the relief granted herein; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation thereon and good and sufficient cause appearing therefor, it is HEREBY ORDERED THAT:\n\n1. The Motion is granted as provided herein.\n\n2. Except as otherwise provided herein, all persons and entities (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, and governmental units) that assert a claim, as defined in section 101(5) of the Bankruptcy Code, against the Debtor which arose on or prior to the filing of this Chapter 11 Case shall file a proof of such claim in writing so that it is received on or before **October 28, 2022 at 11:59 p.m. (ET)** (the \"General Bar Date\") or such other later date fixed by the Court if a person or entity obtains leave of the Court to assert a claim after the General Bar Date.\n\n- 3. The following procedures for the filing of Proofs of Claim shall apply:\n\t- a. Proofs of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the Petition Date (using the exchange rate, if applicable, as of the Petition Date); (iii) conform substantially to the Claim Form or the Official Bankruptcy Form\n\n410 (the \"Official Form\");3 and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\nb. All Proofs of Claim must be filed so as to be received on or before the General Bar Date by the Bankruptcy Court at the following address:\n\n> US Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nA Proof of Claim is deemed to be timely filed only if it is **actually received** by the Court by the General Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Bankruptcy Court.\n\n### **Proofs of Claim may not be delivered by facsimile, telecopy, or electronic mail transmission.**\n\n- c. Any person (including, without limitation, individuals, partnerships, corporations, joint ventures, trusts, or governmental units) that asserts a claim arising from the rejection of an executory contract or unexpired lease must file a Proof of Claim based on such rejection by the later of (i) the General Bar Date and (ii) the date that is thirty (30) days after the entry of an order by the Court approving such rejection, or be forever barred from so filing. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the Petition Date, pursuant to such executory contract or unexpired lease (other than a claim for rejection damages), must file a Proof of Claim for such unpaid amounts on or before the General Bar Date unless an exception identified in subsection (e) below applies.\n- d. If the Trustee amends or supplements the Schedules of Assets and Liabilities (the \"Schedules\") after the Trustee's counsel gives notice of the General Bar Date, which is to be mailed under the terms of this Bar Date Order, then the Trustee shall give notice of any amendment or supplement to the holders of any claims affected thereby, and such holders shall have until the later of (i) the General Bar Date and (ii) thirty (30) days from the date of such notice to file a Proof of Claim, or be forever barred from so filing; provided, however, that any holder of a claim listed on the Schedules as disputed, contingent, or unliquidated shall have forty-five (45) calendar days with respect to such claim affected by such amendment as the bar date for filing a proof of claim.\n\n3 The Official Form can be found at www.uscourts.gov/forms/bankruptcy-forms on the official website for the United States Courts.\n\n- e. The following persons are not required to file a Proof of Claim on or before the General Bar Date, solely with respect to the claims described below:\n\t- i. any person whose claim is listed on the Schedules; if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n\t- ii. any person whose claim has been paid in full;\n\t- iii. a claim that has been allowed by an order of this Court entered on or before the General Bar Date;\n\t- iv. a claim for which a separate deadline has been fixed by this Court;\n\t- v. any person that already has filed a Proof of Claim against the Debtor in this Chapter 11 Case in a form that is substantially similar to the Official Form; or\n\t- vi. any person not required to file a proof of claim pursuant to any order of this Court.\n- 4. Pursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely file a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtor, his property, or this estate (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans of reorganization\n\nthat may be filed in this Chapter 11 Case.\n\n5. The (a) proposed notice of the Bar Dates, substantially in the form annexed hereto as **Annex I** (the \"Bar Date Notice\"), (b) the proposed form for Proofs of Claim (the \"Claim Form\"), substantially in the form annexed hereto as **Annex II**, and (c) the proposed form of publication notice (the \"Publication Notice\"), substantially in the form annexed hereto as **Annex III**, are approved.\n\n6. The following procedures are approved with respect to notice of the Bar Dates:\n\nWithin seven (7) business days after entry of this Order, the Trustee shall cause to be mailed (i) the Claim Form and (ii) the Bar Date Notice to the following parties:\n\n- i. the United States Trustee;\n- ii. counsel to the Committee and counsel to any examiner appointed as as of the date of entry of the Bar Date Order;\n- iii. all known holders of claims listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Trustee by any such creditor or by returned mail from the post office with a forwarding address; provided, however, that all holders of claims listed as disputed, contingent, or unliquidated in the Debtor's Schedules shall also be served with a Notice of Disputed, Contingent, or Unliquidated Claim and Notice of Deadline For Filing Proof of Claim pursuant to Local Rule 3003-1 and the Court's Order and Notice to Disputed, Contingent and Unliquidated Creditors (Appendix K), substantially in the form attached hereto as **Annex IV** (the \"Local Rule 3003-1 Notice\");\n- iv. all parties actually known to the Trustee as having potential claims against the Debtor;\n- v. all counterparties to the Debtor's executory contracts and unexpired leases listed on the Schedules at the addresses stated therein or as updated pursuant to a request made to the Trustee by any such counterparty or by returned mail from the post office with a forwarding address;\n- vi. the attorneys of record to all parties to pending litigation against the Debtor (as of the date of entry of the Bar Date Order);4\n- vii. the Internal Revenue Service, the Securities and Exchange Commission, the attorneys general for the states of Connecticut and New York, and local taxing authorities in Connecticut and New York;\n- viii. all persons or entities that have filed claims in this Chapter 11 Case (as of the date of entry of the Bar Date Order);\n- ix. all parties who have sent correspondence to the Court and that are listed on the Court's electronic docket for this Chapter 11 Case (as of the date of entry of the Bar Date Order);\n\n4 The Debtor shall provide the Trustee with such information within 2 business days of entry of this Bar Date Order.\n\n- x. all parties who have sent correspondence to the Trustee regarding assets of, or claims against, the Estate.\n- xi. all parties who have requested notice pursuant to Bankruptcy Rule 2002 in this Chapter 11 Case (as of the date of entry of the Bar Date Order); and\n- xii. such additional persons and entities as deemed appropriate by the Trustee.\n\n7. The Trustee shall cause the Publication Notice to be published on one occasion in each of the following newspapers:\n\n- a. the *USA Today*;\n- b. *Sing Tao USA* (with the Publication Notice translated into Mandarin); and\n- c. *The World Journal* (with the Publication Notice translated into Mandarin).\n\nwith such publication to occur no later than ten (10) business days after the entry of this Bar Date Order.\n\n8. The Debtor shall cause the Publication Notice to be posted, no later than seven business days after entry of this Bar Date Order, and at no expense to the Trustee or the Estate, (a) on his social media account on GETTR (i.e., the account known as @Miles), for a continuous period of no less than 48 hours and (b) on the homepage of GNews.org, for a continuous period of no less than 24 hours, for a continuous period of no less than 48 hours, in each case without modifying, in any way, the Bar Date notice and without adding any commentary with respect to such posting, whether such commentary is part of the same posting or added in any subsequent postings by, or at the direction of, the Debtor.\n\n9. The Trustee is authorized and empowered to take such steps and perform such acts as may be necessary to implement and effectuate the terms of this Bar Date Order.\n\n10. Notification of the relief granted by this Bar Date Order as provided herein is fair and reasonable and will provide good, sufficient, and proper notice to all of the Debtor's creditors\n\nof their rights and obligations in connection with any potential claims that they may have against the Debtor in this Chapter 11 Case.\n\n11. Nothing in this Bar Date Order shall prejudice the right of the Trustee or any other party in interest to dispute or assert any setoffs or defenses to any claim that may be filed in this Chapter 11 Case, reflected in the Schedules, or otherwise.\n\n12. Entry of this Bar Date Order is without prejudice to the right of the Trustee to seek a further order of this Court fixing the deadline by which holders of claims not subject to the Bar Dates established herein must file Proofs of Claim or assert such claims by way of motion or application against the Debtor or be forever barred from so filing.\n\n13. This Court shall retain jurisdiction to hear and determine all matters arising from or related to this Order.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022 Bridgeport, Connecticut\n\n UNITED STATES BANKRUPTCY JUDGE Case 22-50073 Doc 635-1 Filed 07/28/22 Entered 07/28/22 22:12:06 Page 9 of 24\n\n### **Annex I**\n\nBar Date Notice\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n--------------------------------------------------------------------X In re: Ho Wan Kwok, Debtor.1 : : : : : : : : Chapter 11 Case No. 22-50073 (JAM) --------------------------------------------------------------------X\n\n### **NOTICE OF DEADLINES REQUIRING THE FILING OF PROOFS OF CLAIM TO ALL PERSONS WITH CLAIMS AGAINST THE DEBTOR**\n\n### **TO: ALL PERSONS AND ENTITIES WHO MAY HAVE CLAIMS AGAINST HO WAN KWOK, A.K.A. GUO WENGUI, A.K.A. MILES KWOK**\n\nOn February 15, 2022 (the \"Petition Date\"), Mr. Ho Wan Kwok (the \"Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Bankruptcy Court\"). On July 8, 2022, the Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Debtor's chapter 11 case (the \"Chapter 11 Case\").\n\nOn August [\\_\\_], 2022, the Bankruptcy Court entered an order (the \"Bar Date Order\") establishing **October 28, 2022 at 11:59 p.m. (ET)** (the \"General Bar Date\") as the last date and time for each person or entity (each as defined in the Bankruptcy Code), including governmental units (as defined in the Bankruptcy Code) to file a proof of claim (each, a \"Proof of Claim,\" and collectively, the \"Proofs of Claim\") in respect of any prepetition claim (as defined in the Bankruptcy Code) against the Debtor in the Chapter 11 Case.2\n\nThe General Bar Date and the procedures set forth below for filing Proofs of Claim (the \"Procedures\") apply to all claims, excluding prepetition Claims arising under section 503(b)(9) of the Bankruptcy Code, against the Debtor that arose before the Petition Date, i.e., February 15, 2022 (i.e., the Petition Date).\n\n1 Although the Debtor's legal name is Ho Wan Kwok, he is also known by the following names: Guo Wengui; Miles Guo; and Miles Kwok. 2\n\nThe Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the General Bar Date to permit the filing of a late Proof of Claim.\n\n### 24\n\n### **1. WHO MUST FILE A PROOF OF CLAIM**\n\n You must file a Proof of Claim in order to vote on a chapter 11 plan filed by the Debtor or to be able to share in distributions from the Debtor's estate if you have a claim that arose before the Petition Date, and it is not one of the types of claims described in section 4 below. Claims based on acts or omissions of the Debtor that occurred before the Petition Date must be filed on or before the General Bar Date, even if such claims are not now fixed, liquidated, or certain or did not mature or become fixed, liquidated, or certain before the Petition Date.\n\n Under section 101(5) of the Bankruptcy Code and as used in this notice, the word \"claim\" means a right to (a) payment, whether such right is reduced to judgment, liquidated, unliquidated, fixed, contingent, matured, unmatured, disputed, undisputed, legal, equitable, secured, or unsecured; or (b) an equitable remedy for breach of performance if such breach gives rise to a right to payment, whether such right to an equitable remedy is reduced to judgment, fixed, contingent, matured, unmatured, disputed, undisputed, secured, or unsecured.\n\n### **2. WHAT TO FILE**\n\n Enclosed with this notice is a Proof of Claim form for use in this Chapter 11 Case. You may utilize the Proof of Claim form(s) enclosed with this notice in order to file your claim(s). Additional Proof of Claim forms and instructions may be obtained on the Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms.\n\n All Proofs of Claim must be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant. All Proofs of Claim must be written in English and be denominated in United States currency (using the exchange rate, if applicable, as of the Petition Date). You may attach to your completed Proof of Claim any documents on which such claim is based.\n\n All Proofs of Claim must not contain complete social security numbers or taxpayer identification numbers (include only the last four (4) digits of such numbers), complete birth dates (include only the relevant year), the names of any minors (include only such minors' initials), or financial account numbers (include only the last four (4) digits of such numbers).\n\n### **3. WHEN AND WHERE TO FILE**\n\nAll Proofs of Claim must be filed so as to be received on or before **October 28, 2022 at 11:59 p.m. (ET)** by the Bankruptcy Court at the following address:\n\nUS Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nAll Proofs of Claim will be deemed filed only when **actually received** at the address listed above on or before the General Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Bankruptcy Court.\n\nPROOFS OF CLAIM **MAY NOT** BE DELIVERED BY FACSIMILE, TELECOPY, OR ELECTRONIC MAIL TRANSMISSION.\n\n### **4. WHO DOES NOT NEED TO FILE A PROOF OF CLAIM**\n\nYou do not need to file a Proof of Claim on or before the General Bar Date if you are:\n\n- a. any person whose claim is listed on the Schedules; if (x) the claim is not listed on the Schedules as disputed, contingent, or unliquidated, and (y) the person does not dispute the amount, nature, or priority of the claim as set forth in the Schedules;\n- b. any person whose claim has been paid in full;\n- c. a claim that has been allowed by an order of this Court entered on or before the General Bar Date;\n- d. a claim for which a separate deadline has been fixed by this Court;\n- e. any person that already has filed a Proof of Claim against the Debtor in this Chapter 11 Case in a form that is substantially similar to the Official Form; or\n- f. any person not required to file a proof of claim pursuant to any order of the Bankruptcy Court.\n\n This notice may be sent to many persons that have had some relationship with or have done some business with the Debtor, but that may not have an unpaid claim against the Debtor. The fact that you have received this notice does not mean that you have a claim against the Debtor or that the Bankruptcy Court or the Debtor believe that you have a claim against the Debtor.\n\n### **5. EXECUTORY CONTRACTS AND UNEXPIRED LEASES**\n\n If you hold a claim arising from the rejection of an executory contract or unexpired lease you must file a Proof of Claim based on such rejection by the later of (i) the General Bar Date and (ii) the date that is thirty (30) days after entry of an order by the Bankruptcy Court approving such rejection. Notwithstanding the foregoing, a party to an executory contract or unexpired lease that asserts a claim on account of unpaid amounts accrued and outstanding as of the Petition Date pursuant to such executory contract or unexpired lease (other than a claim for rejection damages) must file a Proof of Claim for such amounts on or before the General Bar Date, unless an exception identified in section 4 above applies.\n\n### **6. CONSEQUENCES OF THE FAILURE TO FILE A PROOF OF CLAIM BY THE GENERAL BAR DATE**\n\n ANY HOLDER OF A CLAIM THAT IS NOT EXEMPTED FROM THE REQUIREMENTS OF THE BAR DATE ORDER, AS SET FORTH IN FULL IN SECTION 4 ABOVE, AND THAT FAILS TO TIMELY FILE A PROOF OF CLAIM IN THE APPROPRIATE FORM SHALL NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH ALLEGED CLAIM FOR THE PURPOSES OF VOTING ON ANY PLAN OF REORGANIZATION FILED IN THIS CHAPTER 11 CASE AND FOR PARTICIPATING IN ANY DISTRIBUTION IN THE DEBTOR'S CHAPTER 11 CASE ON ACCOUNT OF SUCH ALLEGED CLAIM.\n\n PURSUANT TO BANKRUPTCY RULE 3003(c)(2), ANY HOLDER OF A CLAIM WHO FAILS TO TIMELY FILE A PROOF OF CLAIM AS PROVIDED HEREIN SHALL (A) BE FOREVER BARRED, ESTOPPED, AND ENJOINED FROM ASSERTING SUCH CLAIMS AGAINST THE DEBTOR, HIS PROPERTY, OR THIS ESTATE (OR FROM SUBMITTING A PROOF OF CLAIM WITH RESPECT THERETO) AND (B) NOT BE TREATED AS A CREDITOR WITH RESPECT TO SUCH CLAIM FOR THE PURPOSES OF VOTING AND DISTRIBUTION WITH RESPECT TO ANY CHAPTER 11 PLAN OR PLANS OF REORGANIZATION THAT MAY BE FILED IN THIS CHAPTER 11 CASE.\n\n THE BANKRUPTCY COURT, UPON MOTION BY A CREDITOR, MAY EXTEND THE TIME FOR FILING PROOFS OF CLAIM AFTER THE GENERAL BAR DATE TO PERMIT THE FILING OF A LATE PROOF OF CLAIM.\n\n### **7. THE DEBTOR'S SCHEDULES AND ACCESS THERETO**\n\nYou may be listed as a holder of a claim against the Debtor on the Debtor's Schedules.\n\n To determine if and how you are listed on the Schedules, please refer to the descriptions set forth on the enclosed Proof of Claim form(s) regarding the nature, amount, and status of your claim(s). If you received post-petition payments from the Debtor (as authorized by the Bankruptcy Court) on account of your claim(s), then the enclosed Proof of Claim form(s) should reflect the net amount of your claim(s).\n\n As set forth above, if you agree with the nature, amount, and status of your claim as listed on the Debtor's Schedules, and if your claim is not described as disputed, contingent, or unliquidated, then you need not file a Proof of Claim. Otherwise, or if you decide to file a Proof of Claim, then you must do so before the General Bar Date, in accordance with the Procedures as set forth in this notice.\n\n Copies of the Debtor's Schedules are available for inspection on the Bankruptcy Court's electronic docket for the Debtor's Chapter 11 Case, which may be accessed through the Bankruptcy Court's website at htt A login and password to the Bankruptcy Court's Public Access to Court Electronic Records (\"PACER\") are required in order to access this information through the Bankruptcy Court's website, and can be obtained through the PACER Service Center at htt Copies of the Debtor's Schedules also may be examined between the hours of 9:00 a.m. and 4:30 p.m. (Eastern Time), Monday through Friday at the Office of the Clerk of the Bankruptcy Court, located at:\n\n24\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_, 2022 Patrick R. Linsey (ct29437)\n\nA HOLDER OF A POTENTIAL CLAIM AGAINST THE DEBTOR SHOULD CONSULT AN ATTORNEY REGARDING ANY MATTERS NOT COVERED BY THIS NOTICE, SUCH AS\n\nWHETHER THE HOLDER OF SUCH A POTENTIAL CLAIM SHOULD FILE A PROOF OF CLAIM.\n\nBrien McMahon Federal Building\n\n915 Lafayette Boulevard Bridgeport, CT 06604\n\n> NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n> > *and*\n\nNicholas A. Bassett *(pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n *and*\n\nAvram E. Luft *(pro hac vice*) Douglass Barron (*pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com\n\n*[Proposed] Counsel for the Chapter 11 Trustee*\n\n### **Annex II**\n\nClaim Form\n\n## Official Form 410\n\n# Instructions for Proof of Claim\n\nUnited States Bankruptcy Court 12/15\n\n**These instructions and definitions generally explain the law. In certain circumstances, such as bankruptcy cases that debtors do not file voluntarily, exceptions to these general rules may apply. You should consider obtaining the advice of an attorney, especially if you are unfamiliar with the bankruptcy process and privacy regulations.**\n\n**A person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both.** 18 U.S.C. §§ 152, 157 and 3571.\n\n### **How to fill out this form**\n\n- **Fill in all of the information about the claim as of the date the case was filed.**\n- **Fill in the caption at the top of the form.**\n- **If the claim has been acquired from someone else, then state the identity of the last party** who owned the claim or was the holder of the claim and who transferred it to you before the initial claim was filed.\n- **Attach any supporting documents to this form.** Attach redacted copies of any documents that show that the debt exists, a lien secures the debt, or both. (See the definition of *redaction* on the next page.)\n\nAlso attach redacted copies of any documents that show perfection of any security interest or any assignments or transfers of the debt. In addition to the documents, a summary may be added. Federal Rule of Bankruptcy Procedure (called \"Bankruptcy Rule\") 3001(c) and (d).\n\n- **Do not attach original documents because attachments may be destroyed after scanning.**\n- **If the claim is based on delivering health care goods or services, do not disclose confidential health care information. Leave out or redact confidential information both in the claim and in the attached documents.**\n- **A** *Proof of Claim* **form and any attached documents must show only the last 4 digits of any social security number, individual's tax identification number, or financial account number, and only the year of any person's date of birth.** See Bankruptcy Rule 9037.\n- **For a minor child, fill in only the child's initials and the full name and address of the child's parent or guardian.** For example, write *A.B., a minor child* (*John Doe, parent, 123 Main St., City, State*). See Bankruptcy Rule 9037.\n\n### **Confirmation that the claim has been filed**\n\nTo receive confirmation that the claim has been filed, either enclose a stamped self-addressed envelope and a copy of this form or go to the court's PACER system [\\(www.pacer.psc.uscourts.gov\\)](htt) to view the filed form.\n\n### **Understand the terms used in this form**\n\n**Administrative expense:** Generally, an expense that arises after a bankruptcy case is filed in connection with operating, liquidating, or distributing the bankruptcy estate. 11 U.S.C. § 503.\n\n**Claim:** A creditor's right to receive payment for a debt that the debtor owed on the date the debtor filed for bankruptcy. 11 U.S.C. §101 (5). A claim may be secured or unsecured.\n\n**Creditor:** A person, corporation, or other entity to whom a debtor owes a debt that was incurred on or before the date the debtor filed for bankruptcy. 11 U.S.C. §101 (10).\n\n**Debtor:** A person, corporation, or other entity who is in bankruptcy. Use the debtor's name and case number as shown in the bankruptcy notice you received. 11 U.S.C. § 101 (13).\n\n**Evidence of perfection:** Evidence of perfection of a security interest may include documents showing that a security interest has been filed or recorded, such as a mortgage, lien, certificate of title, or financing statement.\n\n**Information that is entitled to privacy:** A *Proof of Claim* form and any attached documents must show only the last 4 digits of any social security number, an individual's tax identification number, or a financial account number, only the initials of a minor's name, and only the year of any person's date of birth. If a claim is based on delivering health care goods or services, limit the disclosure of the goods or services to avoid embarrassment or disclosure of confidential health care information. You may later be required to give more information if the trustee or someone else in interest objects to the claim.\n\n**Priority claim:** A claim within a category of unsecured claims that is entitled to priority under 11 U.S.C. §507(a). These claims are paid from the available money or property in a bankruptcy case before other unsecured claims are paid. Common priority unsecured claims include alimony, child support, taxes, and certain unpaid wages.\n\n**Proof of claim:** A form that shows the amount of debt the debtor owed to a creditor on the date of the bankruptcy filing. The form must be filed in the district where the case is pending.\n\n**Redaction of information:** Masking, editing out, or deleting certain information to protect privacy. Filers must redact or leave out information entitled to **privacy** on the *Proof of Claim* form and any attached documents.\n\n**Secured claim under 11 U.S.C. §506(a):** A claim backed by a lien on particular property of the debtor. A claim is secured to the extent that a creditor has the right to be paid from the property before other creditors are paid. The amount of a secured claim usually cannot be more than the value of the particular property on which the creditor has a lien. Any amount owed to a creditor that is more than the value of the property normally may be an unsecured claim. But exceptions exist; for example, see 11 U.S.C. § 1322(b) and the final sentence of 1325(a).\n\nExamples of liens on property include a mortgage on real estate or a security interest in a car. A lien may be voluntarily granted by a debtor or may be obtained through a court proceeding. In some states, a court judgment may be a lien.\n\n**Setoff:** Occurs when a creditor pays itself with money belonging to the debtor that it is holding, or by canceling a debt it owes to the debtor.\n\n**Uniform claim identifier:** An optional 24-character identifier that some creditors use to facilitate electronic payment.\n\n**Unsecured claim:** A claim that does not meet the requirements of a secured claim. A claim may be unsecured in part to the extent that the amount of the claim is more than the value of the property on which a creditor has a lien.\n\n### **Offers to purchase a claim**\n\nCertain entities purchase claims for an amount that is less than the face value of the claims. These entities may contact creditors offering to purchase their claims. Some written communications from these entities may easily be confused with official court documentation or communications from the debtor. These entities do not represent the bankruptcy court, the bankruptcy trustee, or the debtor. A creditor has no obligation to sell its claim. However, if a creditor decides to sell its claim, any transfer of that claim is subject to Bankruptcy Rule 3001(e), any provisions of the Bankruptcy Code (11 U.S.C. § 101 et seq.) that apply, and any orders of the bankruptcy court that apply.\n\n**Do not file these instructions with your form.**\n\n **Fill in this information to identify the case:**\n\nDebtor: Ho Wan Kwok\n\nUnited States Bankruptcy Court for the District of Connecticut\n\nCase number: 22-50073\n\n# Official Form 410\n\n# Proof of Claim **4/19**\n\n**Read the instructions before filling out this form. This form is for making a claim for payment in a bankruptcy case. Do not use this form to make a request for payment of an administrative expense, including administrative expense claims arising under Bankruptcy Code Section 503(b)(9). Make such a request according to 11 U.S.C. § 503.**\n\n**Filers must leave out or redact** information that is entitled to privacy on this form or on any attached documents. Attach redacted copies of any documents that support the claim, such as promissory notes, purchase orders, invoices, itemized statements of running accounts, contracts, judgments, mortgages, and security agreements. **Do not send original documents;** they may be destroyed after scanning. If the documents are not available, explain in an attachment.\n\nA person who files a fraudulent claim could be fined up to \\$500,000, imprisoned for up to 5 years, or both. 18 U.S.C. §§ 152, 157, and 3571.\n\n**Fill in all the information about the claim as of the date the case was filed. That date is on the notice of bankruptcy** (Form 309) **that you received.**\n\n#### Part 1: Identify the Claim 1. **Who is the current creditor?** \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name of the current creditor (the person or entity to be paid for this claim) Other names the creditor used with the debtor \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 2. **Has this claim been acquired from someone else?** No Yes. From whom? \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 3. **Where should notices and payments to the creditor be sent?** Federal Rule of Bankruptcy Procedure (FRBP) 2002(g) **Where should notices to the creditor be sent? Where should payments to the creditor be sent?** (if different) \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Number Street \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ City State ZIP Code Contact phone \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Contact email \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Name \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Number Street \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ City State ZIP Code Contact phone \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Contact email \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 4. **Does this claim amend one already filed?** No Yes. Claim number on court claims registry (if known) \\_\\_\\_\\_\\_\\_\\_\\_ Filed on \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ MM / DD / YYYY 5. **Do you know if anyone else has filed a proof of claim for this claim?** No Yes. Who made the earlier filing? \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n| 6. | Do you have any number
you use to identify the
debtor? |
No
Yes. Last 4 digits of the debtor's account or any number you use to identify the debtor: ____ ____ ____ ____
\\$_____________________________. Does this amount include interest or other charges?
No
Yes. Attach statement itemizing interest, fees, expenses, or other
charges required by Bankruptcy Rule 3001(c)(2)(A). | | | | | | |\n|----|--------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|\n| 7. | How much is the claim? | | | | | | | |\n| 8. | What is the basis of the
claim? | Examples: Goods sold, money loaned, lease, services performed, personal injury or wrongful death, or credit card.
Attach redacted copies of any documents supporting the claim required by Bankruptcy Rule 3001(c).
Limit disclosing information that is entitled to privacy, such as health care information.
______________________________________________________________________________ | | | | | | |\n| 9. | Is all or part of the claim
secured? |
No
Yes.
The claim is secured by a lien on property.
Nature of property:
Real estate. If the claim is secured by the debtor's principal residence, file a Mortgage Proof of Claim
Attachment (Official Form 410-A) with this Proof of Claim.
Motor vehicle
Other. Describe:
_____________________________________________________________
Basis for perfection:
_____________________________________________________________
Attach redacted copies of documents, if any, that show evidence of perfection of a security interest (for
example, a mortgage, lien, certificate of title, financing statement, or other document that shows the lien has
been filed or recorded.)
Value of property:
\\$__________________
\\$__________________
Amount of the claim that is secured:
Amount of the claim that is unsecured: \\$__________________(The sum of the secured and unsecured
amounts should match the amount in line 7.)
\\$____________________
Amount necessary to cure any default as of the date of the petition: | | | | | | |\n| | 10. Is this claim based on a
lease? | Annual Interest Rate (when case was filed)_______%
Fixed
Variable
No
Yes. Amount necessary to cure any default as of the date of the petition.
\\$____________________ | | | | | | |\n| | 11. Is this claim subject to a
right of setoff? |
No
Yes. Identify the property: ___________________________________________________________________ | | | | | | |\n\n| 12. Is all or part of the claim |
No | | | | | | | |\n|--------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|--|--|--|--|--|--|\n| entitled to priority under
11 U.S.C. § 507(a)? |
Yes. Check all that apply: | Amount entitled to priority | | | | | | |\n| A claim may be partly
priority and partly |
Domestic support obligations (including alimony and child support) under
11 U.S.C. § 507(a)(1)(A) or (a)(1)(B). | \\$____________________ | | | | | | |\n| nonpriority. For example,
in some categories, the
law limits the amount
entitled to priority. |
Up to \\$3,025* of deposits toward purchase, lease, or rental of property or services for
personal, family, or household use. 11 U.S.C. § 507(a)(7). | \\$____________________ | | | | | | |\n| |
Wages, salaries, or commissions (up to \\$13,650*) earned within 180 days before the
bankruptcy petition is filed or the debtor's business ends, whichever is earlier.
11 U.S.C. § 507(a)(4). | \\$____________________ | | | | | | |\n| |
Taxes or penalties owed to governmental units. 11 U.S.C. § 507(a)(8). | \\$____________________ | | | | | | |\n| |
Contributions to an employee benefit plan. 11 U.S.C. § 507(a)(5). | \\$____________________ | | | | | | |\n| |
Other. Specify subsection of 11 U.S.C. § 507(a)(__) that applies. | \\$____________________ | | | | | | |\n| | * Amounts are subject to adjustment on 4/01/22 and every 3 years after that for cases begun on or after the date of adjustment. | | | | | | | |\n\n| Part 3:
Sign Below | | | | | | | | |\n|-------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|-------------------------------------|-------------------------------|-----------------------------------------------------------------------------------------------------|-------|------------------------------------------------------------------------------------------------------------------------|--|\n| The person completing | Check the appropriate box: | | | | | | | |\n| this proof of claim must
sign and date it. |
I am the creditor. | | | | | | | |\n| FRBP 9011(b). | | I am the creditor's attorney or authorized agent. | | | | | | |\n| If you file this claim | | I am the trustee, or the debtor, or their authorized agent. Bankruptcy Rule 3004. | | | | | | |\n| electronically, FRBP
5005(a)(2) authorizes courts
to establish local rules | | | | | I am a guarantor, surety, endorser, or other codebtor. Bankruptcy Rule 3005. | | | |\n| specifying what a signature
is. | | | | | amount of the claim, the creditor gave the debtor credit for any payments received toward the debt. | | I understand that an authorized signature on this Proof of Claim serves as an acknowledgment that when calculating the | |\n| A person who files a
fraudulent claim could be
fined up to \\$500,000,
imprisoned for up to 5 | I have examined the information in this Proof of Claim and have a reasonable belief that the information is true
and correct. | | | | | | | |\n| years, or both.
18 U.S.C. §§ 152, 157, and | I declare under penalty of perjury that the foregoing is true and correct. | | | | | | | |\n| 3571. | | Executed on date | _________________
MM / DD / YYYY | | | | | |\n| | | Signature | | | ________________________________________________________________________ | | | |\n| | Print the name of the person who is completing and signing this claim: | | | | | | | |\n| | Name | | First name | | Middle name | | _______________________________________________________________________________________________
Last name | |\n| | Title | | | | | | _______________________________________________________________________________________________ | |\n| | Company
_______________________________________________________________________________________________
Identify the corporate servicer as the company if the authorized agent is a servicer. | | | | | | | |\n| | Address | | Number | Street | | | _______________________________________________________________________________________________ | |\n| | | | City | | | State | _______________________________________________________________________________________________
ZIP Code | |\n| | | Contact phone | | _____________________________ | | Email | ____________________________________ | |\n\n### **Annex III**\n\nPublication Notice\n\nCase 22-50073 Doc 635-1 Filed 07/28/22 Entered 07/28/22 22:12:06 Page 22 of 24\n\n#### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| | | ---------------------------------------------------------------------------------X | | |\n|--------|--------------|-------------------------------------------------------------------------------------|---|-------------------------|\n| | | | : | |\n| In re: | | | : | Chapter 11 |\n| | Ho Wan Kwok, | | : | Case No. 22-50073 (JAM) |\n| | | Debtor.1 | : | |\n| | | ----------------------------------------------------------------------------------X | | |\n\n### **NOTICE OF BAR DATES FOR FILING PROOFS OF CLAIM**\n\n#### PLEASE TAKE NOTICE THAT:\n\nOn February 15, 2022 (the \"Petition Date\"), Mr. Ho Wan Kwok (the \"Debtor\") filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\") in the United States Bankruptcy Court for the District of Connecticut (the \"Bankruptcy Court\"). On July 8, 2022, the Bankruptcy Court entered an order granting the appointment of Luc A. Despins as the chapter 11 trustee (the \"Trustee\") in the Debtor's chapter 11 case (the \"Chapter 11 Case\").\n\nOn August [\\_\\_], 2022, the Bankruptcy Court entered an order (the \"Bar Date Order\") establishing **October 28, 2022 at 11:59 p.m. (ET)** (the \"General Bar Date\") as the last date and time for each person or entity (each as defined in the Bankruptcy Code), including governmental units (as defined in the Bankruptcy Code) to file a proof of claim (each, a \"Proof of Claim,\" and collectively, the \"Proofs of Claim\") in respect of any prepetition claim (as defined in the Bankruptcy Code) against the Debtor in the Chapter 11 Case.2 Copies of the Proof of Claim form may be viewed and downloaded free of charge on the Bankruptcy Court's website located at www.uscourts.gov/forms/bankruptcy-forms. Copies of the Bar Date Order may be obtained upon written request to [proposed] counsel for the Trustee at douglassbarron@paulhastings.com.\n\nAll Proofs of Claim must be filed so as to be received on or before the General Bar Date by the Bankruptcy Court at the following address:\n\n> US Bankruptcy Court District of Connecticut Brien McMahon Federal Building 915 Lafayette Boulevard Bridgeport, CT 06604\n\nAll Proofs of Claim will be deemed filed only when **actually received** at the address listed above on or before the General Bar Date. Alternatively, Proofs of Claim may be submitted electronically with the Bankruptcy Court. **Proofs of claim sent by fax or email will not be accepted**.\n\nTo be properly filed, each Proof of Claim must: (i) be written in the English language; (ii) be denominated in the lawful currency of the United States as of the Petition Date (using the exchange rate, if applicable, as of the Petition Date); (iii) conform substantially to the form of Proof of Claim attached to the Bar Date Order or the Official Bankruptcy Form 410; and (iv) be signed by the claimant or, if the claimant is not an individual, by an authorized agent of the claimant.\n\nPursuant to Bankruptcy Rule 3003(c)(2), any holder of a claim who fails to timely file a Proof of Claim as provided herein shall (a) be forever barred, estopped, and enjoined from asserting such claims against the Debtor, his property, or this estate (or from submitting a Proof of Claim with respect thereto) and (b) not be treated as a creditor with respect to such claim for the purposes of voting and distribution with respect to any chapter 11 plan or plans of reorganization that may be filed in this Chapter 11 Case.\n\nIf you require additional information regarding this Notice, you may contact the Trustee's [proposed] counsel at 1-212-318- 6690 or submit an inquiry via e-mail to douglassbarron@paulhastings.com. mailto:mujiinfo@donlinrecano.com**If you believe that you hold a claim against the Debtor, you should consult an attorney if you have any questions regarding this Notice, including whether you should file a Proof of Claim.**\n\n1 Although the Debtor's legal name is Ho Wan Kwok, he is also known by the following names: Guo Wengui; Miles Guo; and Miles Kwok. 2\n\nThe Bankruptcy Court, upon motion by a creditor, may extend the time for filing Proofs of Claim after the General Bar Date to permit the filing of a late Proof of Claim.\n\n### **Annex IV**\n\nAppendix K – Notice of Disputed, Contingent, or Unliquidated Claim\n\n### Case 22-50073 Doc 635-1 Filed 07/28/22 Entered 07/28/22 22:12:06 Page 24 of 24\n\n### **NOTICE OF DISPUTED, CONTINGENT, OR UNLIQUIDATED CLAIM AND NOTICE OF DEADLINE FOR FILING PROOF OF CLAIM**\n\nTo: Claimant(s) Address(es)\n\nScheduled Claim Amount(s): \\$ \\_ Claim(s) Scheduled as: [disputed, contingent, or unliquidated, as applicable]\n\n**[Note:** *All Claimants should be listed here, or an exhibit may be used to list each claimant, with their respective address and the amount of the claim scheduled as disputed, contingent, or unliquidated]*\n\n- **1.** The Debtor scheduled your claim as indicated above. Any creditor whose claim is scheduled as disputed, contingent, or unliquidated in the Debtor's Schedules filed on \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 202\\_\\_ (ECF No. \\_), and/or the Amended Schedules filed on \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 202\\_\\_ (ECF No. \\_), must file a proof of claim by \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 202\\_\\_. Pursuant to Federal Rule of Bankruptcy Procedure 3003(c)(2), any creditor required to file a proof of claim who fails to do so shall not be treated as a creditor with respect to such a claim for the purposes of voting on the Debtor's Plan and for distributions to creditors.\n- **2.** Creditors who have already filed claims need not file them again.\n- **3.** A proof of claim form is enclosed with this notice.\n- **4.** Counsel to the Debtor shall file this completed notice listing all those creditors whose claim was not scheduled or whose claim was scheduled as disputed, contingent, or unliquidated in the Schedules and Amended Schedules (ECF Nos.\\_) on or before \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 202\\_\\_. Counsel to the Debtor shall also serve this notice on all affected parties by First Class Mail, postage prepaid on or before \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 202\\_\\_. Counsel to the Debtor shall file a Certificate of Service indicating such compliance on or before \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 202\\_\\_.","body_zh":"案号 22-50073 文书 635-1 提交日期 07/28/22 录入日期 07/28/22 22:12:06 第 1 页，共 24 页\n附件 A\n\n受托人拟议裁定（清稿）\n美国康涅狄格州联邦破产法院布里奇波特分部\n\n--------------------------------------------------------------------X\n关于：Ho Wan Kwok（郭文贵），债务人。1\n：\n：\n：\n：\n：\n：\n：\n第 11 章\n案号 22-50073 (JAM)\n--------------------------------------------------------------------X\n关于确定提交债权证明期限及批准相关通知格式和送达方式的裁定\n\n鉴于，上述标题债务人（“债务人”）在本第 11 章案件（“第 11 章案件”）中提出的动议（“动议”）2，根据《美国法典》第 11 编（“破产法”）第 502(b)(9) 条和《联邦破产程序规则》（“破产规则”）第 3003(c)(3) 条，请求作出裁定（本“债权申报截止日裁定”），以：(a) 确定债权人在本第 11 章案件中提交债权证明的截止日期；(b) 批准提交债权证明的程序；(c) 批准债权申报表；以及 (d) 批准有关截止日期的通知格式及其送达方式；上述内容均如动议中更充分载明；且本院根据 28 U.S.C. §§ 157 和 1334，以及美国康涅狄格州联邦地区法院（United States District Court for the District of Connecticut）（经修订）的修订后移送常设命令，对审理该动议及其中请求的救济具有管辖权；且受托人已根据日期为 July 8, 2022 的裁定获任命处理本第 11 章案件；且本院已认定：\n\n1 债务人亦以以下姓名为人所知：Guo Wengui；Miles Guo；Miles Kwok；以及 Ho Wan Kwok。\n\n2 本文所用但未定义的首字母大写术语，具有动议中赋予该等术语的含义。在提交动议时，债务人为占有中的债务人。On June 15, 2022，本院作出决定备忘录及裁定 [ECF No. 465]，指示 United States Trustee（美国受托人）在该第 11 章案件中任命一名第 11 章受托人。根据该裁定，美国受托人选定 Luc A. Despins（卢克·A·德斯平斯）担任第 11 章受托人（“受托人”）。On July 8, 2022，本院作出裁定，批准任命 Luc A. Despins 为该第 11 章案件的受托人 [ECF No. 523]。\n\n该动议根据 28 U.S.C. § 157(b) 属于核心程序，且受托人同意依据《美国宪法》第 III 条作出终局裁定；且本院已认定，根据 28 U.S.C. §§ 1408 和 1409，本第 11 章案件及动议在本地区的审理地适当；且本院已认定，已就该动议作出适当且充分的通知，无需其他或进一步通知；且本院已审阅该动议，并在本院举行的听证会（“听证会”）上听取了支持该动议的陈述；且本院已认定，动议及听证会上所述的法律和事实依据，为本文所授予的救济构成正当理由；且对本文所请求救济提出的任何异议均已撤回或经实体审理被驳回；且经适当审议并鉴于存在充分且正当理由，现据此裁定：\n\n1．动议按本文规定予以批准。\n\n2．除本文另有规定外，所有主张对债务人享有《破产法》第 101(5) 条所定义的、于本第 11 章案件提交当日或之前产生的债权的个人和实体（包括但不限于个人、合伙企业、公司、合资企业、信托及政府单位），均应以书面形式提交该等债权的债权证明，确保本院于 October 28, 2022 at 11:59 p.m. (ET) 或之前收到（“一般申报截止日”）；如个人或实体获得本院许可于一般申报截止日之后主张债权，则应于本院确定的其他较晚日期前提交。\n\n3．债权证明的提交适用下列程序：\n\na．债权证明必须：(i) 以英文书写；(ii) 按申请日的汇率（如适用）以申请日的美国法定货币计价；(iii) 与债权申报表或官方破产表格\n\n410（“官方表格”）3 实质相符；以及 (iv) 由债权人签署；如债权人并非个人，则由债权人的授权代理人签署。\n\nb．所有债权证明均须于一般申报截止日或之前提交，以便由破产法院在下列地址收到：\n\n美国康涅狄格州联邦破产法院\nBrien McMahon Federal Building（布里恩·麦克马洪联邦大楼）\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n债权证明仅在本院于一般申报截止日或之前实际收到时，方视为及时提交。或者，债权证明可通过破产法院以电子方式提交。\n债权证明不得通过传真、电传或电子邮件传送。\n\nc．任何主张因解除履行中合同或未到期租约而产生债权的个人（包括但不限于个人、合伙企业、公司、合资企业、信托或政府单位），必须于下列日期中较晚者前，就该解除提交债权证明：(i) 一般申报截止日；及 (ii) 本院作出批准该等解除的裁定后第三十（30）日；否则将永久丧失提交该等债权证明的资格。尽管有上述规定，履行中合同或未到期租约的一方，如根据该履行中合同或未到期租约，就申请日时已累计且未付的款项主张债权（解除损害赔偿债权除外），除非适用下文第 (e) 款所列例外情形，否则必须于一般申报截止日或之前就该等未付款项提交债权证明。\n\nd．如在受托人律师依本债权申报截止日裁定条款邮寄一般申报截止日通知后，受托人修订或补充资产及负债清单（“清单”），则受托人应将任何该等修订或补充通知受其影响的任何债权持有人；该等持有人应于下列日期中较晚者前提交债权证明，否则将永久丧失提交资格：(i) 一般申报截止日；及 (ii) 该通知之日起三十（30）日；但条件是，清单中列为有争议、有条件或未经清算的债权持有人，就受该等修订影响的该债权，提交债权证明的截止日为四十五（45）个日历日。\n\n3 官方表格可在 United States Courts（美国联邦法院）官方网站 www.uscourts.gov/forms/bankruptcy-forms 的 bankruptcy forms 页面查阅。\n\ne．下列人员仅就下述债权，无须于一般申报截止日或之前提交债权证明：\n\ni．其债权列于清单中的任何人员；条件是：(x) 该债权未在清单中列为有争议、有条件或未经清算；且 (y) 该人员不对清单中所列债权的金额、性质或优先顺位提出异议；\n\nii．其债权已获全额支付的任何人员；\n\niii．于一般申报截止日或之前已由本院裁定准予确认的债权；\n\niv．本院已就其确定单独截止日期的债权；\n\nv．已在本第 11 章案件中，以与官方表格实质相似的格式针对债务人提交债权证明的任何人员；或\n\nvi．根据本院任何裁定无须提交债权证明的任何人员。\n\n4．根据破产规则第 3003(c)(2) 条，任何未按本文规定及时提交债权证明的债权持有人，应：(a) 被永久禁止、不得主张并被禁令禁止针对债务人、其财产或本破产财产主张该等债权（或就该等债权提交债权证明）；以及 (b) 就本第 11 章案件中可能提交的任何第 11 章重整计划的表决和分配而言，不得被视为该等债权的债权人。\n\n5．(a) 与本文所附附件 I 形式实质相符的拟议截止日期通知（“截止日期通知”）；(b) 与本文所附附件 II 形式实质相符的拟议债权证明表格（“债权申报表”）；以及 (c) 与本文所附附件 III 形式实质相符的拟议公告通知格式（“公告通知”），均获批准。\n\n6．就截止日期通知，批准下列程序：\n\n本裁定作出后七（7）个营业日内，受托人应安排向下列各方邮寄：(i) 债权申报表；以及 (ii) 截止日期通知：\n\ni．美国受托人；\n\nii．截至债权申报截止日裁定作出之日委员会的律师，以及截至该日已任命的任何审查员的律师；\n\niii．所有已知且列于清单中的债权持有人，寄送至清单所载地址，或根据该等债权人向受托人提出的请求，或根据邮局退回且载有转寄地址的邮件所更新的地址；但条件是，债务人清单中列为有争议、有条件或未经清算的所有债权持有人，还应根据地方法则 3003-1 及本院向有争议、有条件及未经清算债权人发出的裁定和通知（附录 K），获送达有争议、有条件或未经清算债权通知及提交债权证明期限通知，其格式与本文所附附件 IV 的形式实质相符（“地方法则 3003-1 通知”）；\n\niv．受托人实际知悉的所有可能对债务人享有债权的各方；\n\nv．列于清单中的债务人所有履行中合同及未到期租约的相对方，寄送至清单所载地址，或根据该等相对方向受托人提出的请求，或根据邮局退回且载有转寄地址的邮件所更新的地址；\n\nvi．截至债权申报截止日裁定作出之日，针对债务人的所有未决诉讼当事人的登记在案律师；4\n\nvii．Internal Revenue Service（美国国内税收署）、Securities and Exchange Commission（美国证券交易委员会）、康涅狄格州和纽约州的总检察长，以及康涅狄格州和纽约州的地方税务机关；\n\nviii．截至债权申报截止日裁定作出之日，已在本第 11 章案件中提交债权的所有个人或实体；\n\nix．截至债权申报截止日裁定作出之日，已向本院寄送函件且列于本第 11 章案件本院电子案卷中的所有各方；\n\n4 债务人应于本债权申报截止日裁定作出后 2 个营业日内，向受托人提供该等信息。\n\nx．就本破产财产的资产或针对本破产财产的债权，已向受托人寄送函件的所有各方。\n\nxi．截至债权申报截止日裁定作出之日，已根据破产规则第 2002 条在本第 11 章案件中请求通知的所有各方；以及\n\nxii．受托人认为适当的其他个人和实体。\n\n7．受托人应安排在下列各报纸上各刊登一次公告通知：\n\na．USA Today（《今日美国》）；\n\nb．Sing Tao USA（《美国星岛日报》）（公告通知译为普通话）；以及\n\nc．The World Journal（《世界日报》）（公告通知译为普通话）。\n\n该等公告应不迟于本债权申报截止日裁定作出后十（10）个营业日内刊登。\n\n8. 债务人应促使《公告通知》在本《申报截止日命令》作出后不迟于七个营业日内发布，且不得由受托人或破产财产承担任何费用：(a) 在其 GETTR（GETTR）社交媒体账户（即名为 @Miles 的账户）上连续发布不少于 48 小时；及 (b) 在 GNews.org（GNews.org）首页上连续发布不少于 24 小时，并连续发布不少于 48 小时；在任何情况下，均不得以任何方式修改申报截止日通知，亦不得就该等发布添加任何评论，无论该等评论构成同一发布的一部分，还是由债务人或依其指示在任何后续发布中添加。\n\n9. 受托人获授权并有权采取为实施及实现本《申报截止日命令》条款所必需的步骤并实施所必需的行为。\n\n10. 按照本命令规定，就本《申报截止日命令》所授予的救济作出的通知是公平、合理的，并将向债务人的全体债权人提供良好、充分及适当的通知，告知其就其在本 Chapter 11 案件中可能对债务人提出的任何潜在债权所享有的权利和承担的义务。\n\n11. 本《申报截止日命令》的任何内容均不妨害受托人或任何其他利害关系方就可能在本 Chapter 11 案件中提交、载于附表中或以其他方式提出的任何债权提出争议，或主张任何抵销权或抗辩的权利。\n\n12. 作出本《申报截止日命令》不妨害受托人向本院申请进一步命令，以确定不受本命令所设申报截止日约束的债权持有人必须在何期限前提交债权申报表，或通过动议或申请方式对债务人主张该等债权，否则将永久被禁止提交或主张该等债权。\n\n13. 本院保留管辖权，以审理和裁定因本命令产生或与本命令有关的一切事项。\n\n日期：____________, 2022 康涅狄格州布里奇波特\n\n美国破产法院法官 案号 22-50073 文件 635-1 提交日期 07/28/22 录入日期 07/28/22 22:12:06 第 9 页，共 24 页\n\n附件 I\n\n申报截止日通知\n\n美国康涅狄格地区破产法院布里奇波特分院\n\n--------------------------------------------------------------------X\n关于：Ho Wan Kwok（郭文贵），债务人。1\n：\n：\n：\n：\n：\n：\n：\n：\nChapter 11 案件编号 22-50073 (JAM)\n--------------------------------------------------------------------X\n\n关于要求对债务人享有债权的所有人士提交债权申报表之截止日期的通知\n\n致：可能对 HO WAN KWOK（郭文贵），又名 GUO WENGUI（郭文贵），又名 MILES KWOK（郭文贵）享有债权的所有人士及实体\n\n2022 年 2 月 15 日（“申请日”），Ho Wan Kwok（“债务人”）向美国康涅狄格地区破产法院（“破产法院”）根据《美国法典》第 11 编（“破产法典”）第 11 章自愿提交了破产救济申请。2022 年 7 月 8 日，破产法院作出命令，批准任命 Luc A. Despins（卢克·A·德斯平斯）为债务人第 11 章案件（“Chapter 11 案件”）的第 11 章受托人（“受托人”）。\n\n2022 年 8 月 [__] 日，破产法院作出命令（“申报截止日命令”），确定 2022 年 10 月 28 日晚上 11:59（ET）（“一般申报截止日”）为每一人士或实体（均按《破产法典》所定义），包括政府单位（按《破产法典》所定义），就其在 Chapter 11 案件中对债务人享有的任何申请前债权（按《破产法典》所定义）提交债权申报表（各称“一份债权申报表”，合称“债权申报表”）的最后日期和时间。2\n\n一般申报截止日及下述提交债权申报表的程序（“程序”）适用于对债务人在申请日前，即 2022 年 2 月 15 日（即申请日）产生的所有债权，但不包括根据《破产法典》第 503(b)(9) 条产生的申请前债权。\n\n1 尽管债务人的法定姓名为 Ho Wan Kwok（郭文贵），其亦以如下姓名为人所知：Guo Wengui（郭文贵）；Miles Guo（郭文贵）；及 Miles Kwok（郭文贵）。2\n\n破产法院可应债权人的动议，在一般申报截止日后延长提交债权申报表的期限，以允许提交迟延的债权申报表。\n\n1. 谁必须提交债权申报表\n\n如您享有一项在申请日前产生的债权，且该债权不属于下文第 4 节所述的债权类型之一，则您必须提交债权申报表，方可就债务人提交的第 11 章计划进行表决，或有资格参与债务人破产财产的分配。基于债务人在申请日前实施的作为或不作为而产生的债权，必须在一般申报截止日当日或之前提交，即使该等债权目前尚未确定、清算或确定，或者在申请日前尚未到期或变为确定、清算或确定。\n\n根据《破产法典》第 101(5) 条及本通知中的用法，“债权”一词是指：(a) 获得付款的权利，无论该权利是否已化为判决、已清算、未清算、确定、附条件、已到期、未到期、有争议、无争议、法定、衡平法上的、有担保或无担保；或 (b) 因履行义务遭违反而享有衡平法救济的权利，如该等违反产生付款权利，无论该等衡平法救济权利是否已化为判决、确定、附条件、已到期、未到期、有争议、无争议、有担保或无担保。\n\n2. 应提交何种文件\n\n随本通知附有一份供本 Chapter 11 案件使用的债权申报表。您可使用随本通知附送的债权申报表提交您的债权。可在破产法院网站 www.uscourts.gov/forms/bankruptcy-forms 获取额外的债权申报表及说明。\n\n所有债权申报表均须由债权人签署；如债权人并非个人，则须由债权人的获授权代理人签署。所有债权申报表均须以英文书写，并以美元计价（如适用，按申请日的汇率）。您可将作为该债权依据的任何文件附于填妥的债权申报表。\n\n所有债权申报表不得包含完整的社会保障号码或纳税人识别号码（仅列出该等号码的后四 (4) 位）、完整的出生日期（仅列出相关年份）、任何未成年人的姓名（仅列出该等未成年人的姓名首字母），或金融账户号码（仅列出该等号码的后四 (4) 位）。\n\n3. 何时及何处提交\n\n所有债权申报表均须于 2022 年 10 月 28 日晚上 11:59（ET）或之前由破产法院在下列地址收到：\n\n美国康涅狄格地区破产法院\nBrien McMahon Federal Building\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n所有债权申报表仅在一般申报截止日当日或之前实际送达上述地址时，方视为已提交。或者，可向破产法院以电子方式提交债权申报表。\n\n不得通过传真、电传或电子邮件传送债权申报表。\n\n4. 谁无需提交债权申报表\n\n如您属于以下情形，则无需在一般申报截止日当日或之前提交债权申报表：\n\na. 其债权列载于附表中的任何人士，前提是：(x) 该债权未在附表中列为有争议、附条件或未清算，且 (y) 该人士不对附表所载该债权的金额、性质或优先顺位提出争议；\n\nb. 其债权已获全额偿付的任何人士；\n\nc. 本院在一般申报截止日当日或之前作出的命令已予准许的债权；\n\nd. 本院已为其确定单独截止日期的债权；\n\ne. 已经以与官方表格实质上相似的格式在本 Chapter 11 案件中针对债务人提交债权申报表的任何人士；或\n\nf. 根据破产法院任何命令无需提交债权申报表的任何人士。\n\n本通知可能会发送给许多曾与债务人存在某种关系或曾与债务人有过某种业务往来，但可能并未对债务人享有未偿债权的人士。您收到本通知这一事实并不意味着您对债务人享有债权，亦不意味着破产法院或债务人认为您对债务人享有债权。\n\n5. 待履行合同和未到期租约\n\n如您持有因待履行合同或未到期租约被拒绝履行而产生的债权，您必须不迟于以下两者中较晚者，提交基于该等拒绝履行的债权申报表：(i) 一般申报截止日；及 (ii) 破产法院作出批准该等拒绝履行的命令后第三十 (30) 日。尽管有前述规定，待履行合同或未到期租约的一方如根据该待履行合同或未到期租约，就截至申请日已累积且尚未支付的金额主张债权（拒绝履行损害赔偿债权除外），则必须在一般申报截止日当日或之前就该等金额提交债权申报表，除非适用上文第 4 节所列的例外情形。\n\n6. 未在一般申报截止日前提交债权申报表的后果\n\n任何未获豁免遵守申报截止日命令要求（如上文第 4 节所完整规定），且未能及时以适当格式提交债权申报表的债权持有人，就任何在本 Chapter 11 案件中提交的重整计划进行表决及就该等主张债权参与债务人 Chapter 11 案件中的任何分配而言，不得被视为就该等主张债权的债权人。\n\n根据《破产程序规则》第 3003(c)(2) 条，任何未能按本通知规定及时提交债权申报表的债权持有人，应：(A) 被永久禁止、禁止反言并被禁令禁止就该等债权向债务人、其财产或本破产财产主张该等债权（或就其提交债权申报表）；及 (B) 就任何可能在本 Chapter 11 案件中提交的第 11 章重整计划进行表决及分配而言，不得被视为就该等债权的债权人。\n\n破产法院可应债权人的动议，在一般申报截止日后延长提交债权申报表的期限，以允许提交迟延的债权申报表。\n\n7. 债务人的附表及查阅方式\n\n您可能被列为债务人附表中对债务人享有债权的持有人。\n\n为确定您是否及如何被列载于附表中，请参阅随附债权申报表中关于您债权的性质、金额及状态的说明。如您在申请日后就您的债权从债务人处收到付款（经破产法院授权），则随附的债权申报表应反映您债权的净额。\n\n如上所述，如您同意债务人附表所列您债权的性质、金额及状态，且您的债权未被描述为有争议、附条件或未清算，则您无需提交债权申报表。否则，或如您决定提交债权申报表，则必须依照本通知所规定的程序，在一般申报截止日之前提交。\n\n债务人财产清单的副本可在破产法院就债务人 Chapter 11 案件所设的电子案卷中查阅，该案卷可通过破产法院网站 htt 访问。通过破产法院网站访问该信息须使用破产法院公共法院电子记录访问系统（Public Access to Court Electronic Records，“PACER”）的登录名和密码，该等登录名和密码可通过 PACER 服务中心 htt 获得。债务人财产清单的副本亦可于周一至周五上午 9:00 至下午 4:30（东部时间），在破产法院书记员办公室查阅，地址如下：\n\n日期：____________，2022 年 Patrick R. Linsey（ct29437）\n\n对债务人享有潜在债权的持有人，应就本通知未涵盖的任何事项咨询律师，例如\n\n该潜在债权的持有人是否应提交债权申报。\n\nBrien McMahon 联邦大楼\n\n915 Lafayette Boulevard, Bridgeport, CT 06604\n\nNEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n以及\n\nNicholas A. Bassett（临时获准出庭） PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n以及\n\nAvram E. Luft（临时获准出庭） Douglass Barron（临时获准出庭） PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com\n\n[拟议] Chapter 11 受托人代理律师\n附件 II\n\n债权申报表\n官方表格 410\n债权申报说明\n\n美国破产法院 12/15\n\n本说明和定义通常解释法律。在某些情形下，例如债务人并非自愿提交的破产案件，可能适用上述一般规则的例外。您应考虑取得律师的意见，尤其是在您不熟悉破产程序和隐私法规的情况下。\n\n提交欺诈性债权申报的人，可能被处以最高 $500,000 的罚款、最高 5 年的监禁，或两者并处。18 U.S.C. §§ 152, 157 and 3571。\n如何填写本表格\n\n• 填写案件提交之日关于该债权的全部信息。\n• 填写表格顶部的抬头。\n• 如该债权系从他人处取得，请说明在最初债权申报提交前拥有该债权或为该债权持有人，并将该债权转让给您的最后一方当事人的身份。\n• 将任何支持性文件附于本表格。附上经隐去敏感信息的文件副本，以证明债务存在、债务由留置权担保，或两者兼有。（参见下一页对信息隐去的定义。）\n\n亦应附上经隐去敏感信息的文件副本，以证明任何担保权益的完善，或债务的任何让与或转让。除文件外，还可附加摘要。联邦破产程序规则（称为“破产规则”）3001(c) 和 (d)。\n\n• 请勿附上文件原件，因为附件在扫描后可能会被销毁。\n• 如债权基于提供医疗保健商品或服务，请勿披露保密医疗保健信息。请在债权申报及所附文件中省略或隐去保密信息。\n• 债权申报表及任何所附文件必须仅显示任何社会保障号码、个人纳税人识别号码或金融账户号码的后 4 位数字，以及任何人出生日期的年份。参见破产规则 9037。\n• 对于未成年子女，仅填写该子女姓名的首字母以及该子女父母或监护人的全名和地址。例如，填写 A.B., a minor child（John Doe, parent, 123 Main St., City, State）。参见破产规则 9037。\n确认债权申报已提交\n\n如欲收到债权申报已提交的确认，请随附已贴邮票并写明回邮地址的信封及本表格副本，或访问法院的 PACER 系统 [\\(www.pacer.psc.uscourts.gov\\)] 查看已提交的表格。\n了解本表格中使用的术语\n\n行政费用：通常指在提交破产案件后，因经营、清算或分配破产财产而产生的费用。11 U.S.C. § 503。\n\n债权：债权人就债务人在提交破产申请之日所欠债务获得付款的权利。11 U.S.C. §101 (5)。债权可以是有担保债权或无担保债权。\n\n债权人：债务人对其负有债务的个人、公司或其他实体，该债务于债务人提交破产申请之日或之前产生。11 U.S.C. §101 (10)。\n\n债务人：处于破产程序中的个人、公司或其他实体。请使用您收到的破产通知中所示的债务人姓名和案号。11 U.S.C. § 101 (13)。\n\n完善证据：担保权益完善的证据可包括显示担保权益已提交备案或登记的文件，例如抵押、留置权、所有权证书或融资声明。\n\n享有隐私权的信息：债权申报表及任何所附文件必须仅显示任何社会保障号码、个人纳税人识别号码或金融账户号码的后 4 位数字、未成年人姓名的首字母，以及任何人出生日期的年份。如债权基于提供医疗保健商品或服务，应限制对该等商品或服务的披露，以避免造成尴尬或披露保密医疗保健信息。如受托人或其他利害关系人对该债权提出异议，您日后可能被要求提供更多信息。\n\n优先债权：根据 11 U.S.C. §507(a) 享有优先权的无担保债权类别中的债权。该等债权在破产案件中可供分配的资金或财产中，于其他无担保债权获偿前受偿。常见的优先无担保债权包括赡养费、子女抚养费、税款及某些未支付工资。\n\n债权申报：显示债务人在提交破产申请之日欠债权人债务金额的表格。该表格必须向案件待决地区提交。\n\n信息隐去：为保护隐私而遮盖、编辑删除或删除某些信息。提交人必须在债权申报表及任何所附文件中隐去或省略享有隐私权的信息。\n\n根据 11 U.S.C. §506(a) 的有担保债权：由债务人特定财产上的留置权支持的债权。债权人在其他债权人获得清偿前有权从该财产中受偿的范围内，该债权为有担保债权。有担保债权的金额通常不得超过债权人享有留置权的特定财产的价值。债务人欠债权人的任何超过该财产价值的金额，通常可以构成无担保债权。但存在例外；例如，参见 11 U.S.C. § 1322(b) 及 1325(a) 的最后一句。\n\n财产上的留置权示例包括不动产抵押或汽车上的担保权益。留置权可由债务人自愿授予，亦可通过法院程序取得。在某些州，法院判决可以构成留置权。\n\n抵销：指债权人以其持有的属于债务人的资金自行受偿，或通过取消其对债务人所负债务而进行的情形。\n\n统一债权识别码：某些债权人为便利电子支付而使用的可选 24 字符识别码。\n\n无担保债权：不符合有担保债权要求的债权。在债权金额超过债权人享有留置权的财产价值的范围内，债权可部分为无担保债权。\n购买债权的要约\n\n某些实体以低于债权面值的金额购买债权。这些实体可能会联系债权人，提出购买其债权。该等实体发出的某些书面通信可能很容易与法院官方文件或债务人的通信混淆。该等实体不代表破产法院、破产受托人或债务人。债权人没有出售其债权的义务。但是，如债权人决定出售其债权，该债权的任何转让均受破产规则 3001(e)、适用的《破产法典》（11 U.S.C. § 101 et seq.）规定以及适用的破产法院裁定约束。\n\n请勿将本说明与您的表格一并提交。\n\n填写以下信息以识别案件：\n\n债务人：Ho Wan Kwok（郭文贵）\n\n康涅狄格州联邦破产法院\n\n案号：22-50073\n官方表格 410\n债权申报 4/19\n\n填写本表格前请阅读说明。本表格用于在破产案件中提出付款债权。请勿使用本表格提出支付行政费用的请求，包括根据《破产法典》第 503(b)(9) 条产生的行政费用债权。请依照 11 U.S.C. § 503 提出该等请求。\n\n提交人必须在本表格或任何所附文件中省略或隐去享有隐私权的信息。请附上支持该债权的任何文件的经隐去敏感信息的副本，例如本票、采购订单、发票、往来账户明细表、合同、判决书、抵押文件和担保协议。请勿寄送文件原件；该等文件在扫描后可能被销毁。如文件无法取得，请在附件中说明。\n\n提交欺诈性债权申报的人，可能被处以最高 $500,000 的罚款、最高 5 年的监禁，或两者并处。18 U.S.C. §§ 152, 157, and 3571.\n\n填写截至案件提交日期有关该债权的全部信息。该日期载于您收到的破产通知（表格 309）中。\n第 1 部分：确定债权\n1. 现任债权人是谁？\n________________________________________________________________________________\n现任债权人的姓名（应就该债权获得付款的个人或实体）\n债权人曾向债务人使用的其他名称\n________________________________________________________________________________\n2. 该债权是否从他人处取得？\n否\n是。从何人处取得？\n________________________________________________________________________________\n3. 应将给债权人的通知和付款寄往何处？\n《联邦破产程序规则》（FRBP）2002(g)\n应将给债权人的通知寄往何处？\n应将给债权人的付款寄往何处？（如与通知地址不同）\n________________________________________________________________________________\n姓名\n________________________________________________________________________________\n门牌号 街道\n________________________________________________________________________________\n城市 州 邮政编码 联系电话\n_________________________ 联系电子邮箱 _________________________\n________________________________________________________________________________\n姓名\n________________________________________________________________________________\n门牌号 街道\n________________________________________________________________________________\n城市 州 邮政编码 联系电话\n_________________________ 联系电子邮箱 _________________________\n4. 本债权是否修改已提交的债权？\n否\n是。法院债权登记册上的债权编号（如知悉）__________ 提交日期 _________________________\n月 / 日 / 年\n5. 您是否知悉他人已就该债权提交债权证明？\n否\n是。谁作出了先前提交？\n________________________________________________________________________________\n\n6. 您是否有用于识别债务人的任何编号？\n否\n是。债务人账户的后 4 位数字，或您用于识别债务人的任何编号：____ ____ ____ ____\n$_____________________________。该金额是否包括利息或其他费用？\n否\n是。附上逐项列明利息、费用、支出或《破产规则》3001(c)(2)(A)要求的其他费用的说明。\n\n7. 债权金额是多少？\n8. 债权依据是什么？示例：出售货物、出借款项、租赁、已提供服务、人身伤害或非正常死亡，或信用卡。\n附上《破产规则》3001(c)要求的支持该债权的任何文件的经删节副本。\n限制披露有权获得隐私保护的信息，例如医疗保健信息。\n\n9. 该债权是否全部或部分有担保？\n否\n是。\n该债权由对财产的留置权担保。\n财产性质：\n不动产。如该债权由债务人的主要住所担保，请随本债权证明一并提交《抵押债权证明附件》（官方表格 410-A）。\n机动车\n其他。请说明：\n\n完善担保权的依据：\n\n附上证明担保权益已经完善的文件（如有）的经删节副本（例如，抵押、留置权、产权证书、融资声明，或显示该留置权已提交或登记的其他文件。）\n财产价值：\n$__________________\n有担保的债权金额：\n$__________________\n无担保的债权金额：$__________________（有担保金额和无担保金额之和应与第 7 行的金额一致。）\n$____________________\n截至申请日期补救任何违约所必需的金额：\n10. 本债权是否基于租赁？ 年利率（案件提交时）_______%\n固定\n浮动\n否\n是。截至申请日期补救任何违约所必需的金额。\n$____________________\n11. 本债权是否受抵销权约束？\n否\n是。确定该财产：___________________________________________________________________\n\n12. 该债权是否全部或部分有权根据\n11 U.S.C. § 507(a)获得优先权？\n否\n是。勾选所有适用项： 有权获得优先权的金额\n一项债权可能部分具有优先权，部分不具有优先权。例如，在某些类别中，法律限制有权获得优先权的金额。\n家庭扶养义务（包括赡养费和子女抚养费），根据\n11 U.S.C. § 507(a)(1)(A) 或 (a)(1)(B)。 $____________________\n为购买、租赁或租用供个人、家庭或家庭户使用的财产或服务而支付的定金，最高 $3,025*。11 U.S.C. § 507(a)(7)。 $____________________\n在破产申请提交前 180 日内或债务人营业终止前（以较早者为准）赚取的工资、薪金或佣金（最高 $13,650*）。\n11 U.S.C. § 507(a)(4)。 $____________________\n欠政府单位的税款或罚金。11 U.S.C. § 507(a)(8)。 $____________________\n对雇员福利计划的缴款。11 U.S.C. § 507(a)(5)。 $____________________\n其他。请注明适用的 11 U.S.C. § 507(a)(__) 款。 $____________________\n* 对于在调整日期当日或之后开始的案件，金额将于 4/01/22 及此后每 3 年调整一次。\n\n第 3 部分：\n在下方签署\n\n填写本债权证明的人必须签署并注明日期。\n勾选适当的方框：\n我是债权人。\nFRBP 9011(b)。\n我是债权人的律师或获授权代理人。\n如以电子方式提交本债权，FRBP 5005(a)(2)授权法院制定当地规则，规定何者构成签名。\n我是受托人、债务人或其获授权代理人。《破产规则》3004。\n我是保证人、连带保证人、背书人或其他共同债务人。《破产规则》3005。\n我了解，本债权证明上的获授权签名，即表示确认：在计算债权金额时，债权人已将就该债务收到的任何付款计入债务人的贷方。\n提交欺诈性债权的人可能被处以最高 $500,000 的罚款、最高 5 年监禁，或并处两者。\n我已审阅本债权证明中的信息，并有合理理由相信该信息真实且正确。\n18 U.S.C. §§ 152、157 和 3571。\n我在伪证处罚的约束下声明，上述内容真实且正确。\n签署日期 _________________\n月 / 日 / 年\n签名 ________________________________________________________________________\n请以印刷体填写完成并签署本债权的人姓名：\n姓名 名字 中间名 _______________________________________________________________________________________________\n姓氏\n职务 _______________________________________________________________________________________________\n公司\n\n如获授权代理人为服务机构，请将公司服务机构确定为公司。\n地址 门牌号 街道 _______________________________________________________________________________________________\n城市 州 _______________________________________________________________________________________________\n邮政编码\n联系电话 _____________________________ 电子邮箱 ____________________________________\n附件 III\n\n公告通知\n\n案件 22-50073 文件 635-1 提交日期 07/28/22 录入日期 07/28/22 22:12:06 第 22 页，共 24 页\nUNITED STATES BANKRUPTCY COURT（美国破产法院） DISTRICT OF CONNECTICUT（康涅狄格州联邦地区法院） BRIDGEPORT DIVISION（布里奇波特分院）\n\n关于： ： 第 11 章\nHo Wan Kwok（郭文贵）， ： 案件编号 22-50073 (JAM)\n债务人。1 ：\n\n提交债权证明的截止日期通知\n特此通知：\n\n2022 年 2 月 15 日（“申请日期”），Ho Wan Kwok 先生（“债务人”）向 United States Bankruptcy Court for the District of Connecticut（康涅狄格州联邦地区美国破产法院）（“破产法院”）提交了根据《美国法典》第 11 编第 11 章寻求救济的自愿申请（“破产法典”）。2022 年 7 月 8 日，破产法院作出命令，批准指定 Luc A. Despins（卢克·A·德斯平斯）为债务人第 11 章案件（“第 11 章案件”）中的第 11 章受托人（“受托人”）。\n\n2022 年 8 月 [__] 日，破产法院作出一项命令（“截止日期命令”），确定 2022 年 10 月 28 日东部时间晚上 11:59（“一般截止日期”）为每一名个人或实体（各自定义见《破产法典》），包括政府单位（定义见《破产法典》），就债务人在第 11 章案件中任何申请前债权（定义见《破产法典》）提交债权证明（各称“一份债权证明”，合称“债权证明”）的最后日期和时间。2 债权证明表格副本可在破产法院网站 www.uscourts.gov/forms/bankruptcy-forms 免费查阅和下载。截止日期命令副本可向受托人的［拟议］律师 douglassbarron@paulhastings.com 提出书面请求取得。\n\n所有债权证明必须于一般截止日期当日或之前由破产法院在下列地址收到：\n\n美国破产法院康涅狄格州联邦地区法院\nBrien McMahon 联邦大楼\n915 Lafayette Boulevard\nBridgeport, CT 06604\n\n所有债权证明仅在一般截止日期当日或之前实际送达上述地址时，方视为已提交。或者，可向破产法院以电子方式提交债权证明。通过传真或电子邮件发送的债权证明将不被接受。\n\n为妥善提交，每份债权证明必须：(i) 以英文书写；(ii) 以申请日期的美国法定货币计价（如适用，使用申请日期的汇率）；(iii) 在实质上符合附于截止日期命令的债权证明表格或官方破产表格 410；以及 (iv) 由债权人签署，或者，如债权人不是个人，则由债权人的获授权代理人签署。\n\n根据《破产规则》3003(c)(2)，任何未按本通知规定及时提交债权证明的债权持有人，将：(a) 被永久禁止、不得主张且被禁令禁止向债务人、其财产或本破产财产主张该等债权（或就该等债权提交债权证明）；以及 (b) 就本第 11 章案件中可能提交的任何第 11 章重整计划的表决和分配而言，不被视为该等债权的债权人。\n\n如您需要与本通知有关的其他信息，可通过 1-212-318-6690 联系受托人的［拟议］律师，或通过电子邮件向 douglassbarron@paulhastings.com 提交查询。mailto:mujiinfo@donlinrecano.com如您认为您对债务人享有债权，对于本通知（包括您是否应提交债权证明）有任何疑问，您应咨询律师。\n\n1 尽管债务人的法定名称为 Ho Wan Kwok，他亦以以下名称为人所知：Guo Wengui；Miles Guo；以及 Miles Kwok。2\n\n破产法院可应债权人的动议，于一般截止日期后延长提交债权证明的期限，以允许提交逾期债权证明。\n附件 IV\n\n附录 K——有争议、附条件或未清算债权通知\n案件 22-50073 文件 635-1 提交日期 07/28/22 录入日期 07/28/22 22:12:06 第 24 页，共 24 页\n有争议、附条件或未清算债权通知，以及提交债权证明截止日期通知\n\n致：债权人 地址\n\n列明的债权金额：$ _ 列明债权的性质：[视情况为有争议、附条件或未确定金额]\n\n[注：*应在此列出所有债权人，或者可使用附件列出每位债权人及其各自地址，以及被列明为有争议、附条件或未确定金额的债权金额*]\n\n- 1. 债务人已按上述所示列明您的债权。任何债权人的债权在债务人于 _________________________, 202__（ECF No. _）提交的债务人财产清单中和/或于 _________________________, 202__（ECF No. _）提交的修订财产清单中被列为有争议、附条件或未确定金额的，必须于 _________________________, 202__ 前提交债权证明。根据《联邦破产程序规则》第 3003(c)(2) 条，任何被要求提交债权证明而未提交的债权人，就债务人计划的表决及向债权人作出分配而言，不应被视为就该等债权享有债权的债权人。\n\n- 2. 已经提交债权证明的债权人无需再次提交。\n\n- 3. 本通知随附一份债权证明表格。\n\n- 4. 债务人代理律师应于 _________________________, 202__ 前提交本已完成的通知，其中列明所有其债权未被列明，或其债权在财产清单及修订财产清单（ECF Nos._）中被列为有争议、附条件或未确定金额的债权人。债务人代理律师还应于 _________________________, 202__ 前，以预付邮资的一级邮件向所有受影响方送达本通知。债务人代理律师应于 _________________________, 202__ 前提交送达证明，以表明已遵守上述要求。","key_entities":["Kwok","Je","Ho Wan Kwok","Guo","Despins","Miles Guo","Paul Hastings","CIPA","GETTR"],"ecf_references":[{"doc_number":465,"court":"CTB"},{"doc_number":523,"court":"CTB"}],"word_count":7807,"status":"published","published_at":"2022-07-28 00:00:00","created_at":"2022-07-28","updated_at":"2026-08-23 21:08:11"}