{"id":"court_ctb_637_0","court":"CTB","case_no":"22-50073","doc_number":637,"sub_number":0,"doc_type":"ORDER","filed_date":"2022-07-28","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":null,"summary_en":null,"body_en":"### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|--------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, | :
:
: | Case No. 22-50073 (JAM) |\n| Debtor.1 | :
: | |\n| ------------------------------------------------------ | x | |\n\n### **OMNIBUS MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER UNDER BANKRUPTCY RULE 2004 AND LOCAL RULE 2004-1 AUTHORIZING DISCOVERY WITH RESPECT TO VARIOUS LEGAL AND FINANCIAL ADVISORS TO THE DEBTOR**\n\n Luc Despins, as the appointed Chapter 11 Trustee to the Debtor's estate (the \"Trustee\"), by and through his proposed undersigned counsel, Paul Hastings LLP, pursuant to Federal Rule of Bankruptcy Procedure 2004(a) (the \"Bankruptcy Rules\") and Local Bankruptcy Rule 2004-1 (the \"Local Rules\"), hereby applies (the \"Application\" or \"Motion\") to conduct the examination of the legal, advisory, or accounting firms identified in **Exhibit B** (the \"Professionals,\" and each, a \"Professional\"), attached hereto, in the above-captioned chapter 11 case (the \"Case\"). **Please take notice that the deadline to object to this Application is August 5, 2022, and in the absence of a timely filed objection, the proposed order filed herewith (the \"Proposed Order\") may enter without further notice and hearing.** In support of his Application, the Trustee respectfully states as follows:\n\n1 Although the Debtor's legal name is Ho Wan Kwok, he is also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases. The last four digits of the Debtor's taxpayer identification number are 9595.\n\n#### **PRELIMINARY STATEMENT**\n\n1. In authorizing the appointment of a chapter 11 trustee, the Court recognized that one of the trustee's key objectives would be to conduct an \"effective investigation of the Debtor's assets, liabilities, and financial affairs.\" (*See* ECF. No. 465, at 14, hereinafter referred to as the \"Trustee Order\"). Such an investigation is imperative in this case to explore, among other things, the glaring inconsistency between the Debtor's assertion in his schedules that he owns assets valued at only \\$3,850 and the fact that he nevertheless has access to significant funds and resources, including for the purpose of paying his counsel in this case, and has for years lived a lavish and luxurious lifestyle as a self-proclaimed billionaire. The Trustee needs to conduct, as expeditiously as possible, an extensive, comprehensive investigation into the Debtor's financial affairs to determine whether, despite the contents of his schedules, there may be significant assets—in the form of real and personal property, equity ownership in other legal entities, litigation claims, and other property interests—that constitute property of the estate.\n\n2. This Motion for Rule 2004 discovery—which is one of several the Trustee intends to file at the outset of his investigation—seeks documents and information from certain outside counsel and other advisors (collectively, the \"Professionals\") to the Debtor (or, in some cases, to entities related to the Debtor) whom the Trustee understands have advised him and/or related entities with respect to business transactions and litigation claims that could relate to potential assets of the estate. Given their roles and responsibilities, these Professionals are uniquely positioned to have detailed knowledge of the Debtor's assets, financial affairs, and potential financial interests in various corporate entities related to the Debtor, his family, or his associates. Indeed, the Trustee expects that, to the extent the Debtor has engaged in efforts to hide his wealth through a network of shell companies and otherwise (as the New York Supreme Court has found), the Debtor would likely have needed extensive assistance from outside counsel and advisors. The Professionals are therefore highly likely to have relevant documents.\n\n3. As discussed below, any privileges the Debtor formerly controlled with respect to these Professionals (including the attorney-client privilege and the work product doctrine) now belong to the Trustee. Accordingly, the Trustee is entitled to obtain relevant documents from the Professionals—including their communications with the Debtor and their internal work product regardless of whether the Debtor may have formerly held a privilege over such documents.\n\n#### **PROCEDURAL POSTURE**\n\n4. On March 19, 2022 the United States Trustee filed a Motion for an Order Directing the Appointment of an Examiner or, in the alternative, a Motion for Order Directing the Appointment of a Chapter 11 Trustee. (*See* ECF No. 102).\n\n5. On April 6, 2022, Pacific Alliance Asia Opportunity Fund L.P. (\"PAX\") filed a Motion to Dismiss Chapter 11 Case, or in the alternative, Joinder to the United States Trustee's Motion for an Order Directing the Appointment of a Chapter 11 Trustee. (*See* ECF No. 183).\n\n6. On June 15, 2022, this Court issued the Trustee Order.\n\n7. The Trustee Order held, in relevant part that, \"[w]hen balanced against dismissal or conversion, the complexity of the Debtor's financial affairs and lack of independent managerial oversight in this case warrants the appointment of a Chapter 11 trustee who can investigate, identify, and locate the Debtor's assets for the benefit of creditors and the estate\" and further held that \"[t]he Chapter 11 trustee shall perform all of the duties set forth in 11 U.S.C. § 1106.\" (*See id.* at 15-16, 18).\n\n8. The Trustee Order further held that \"[t]he appointment of a Chapter 11 trustee will also allow for the effective investigation of the Debtor's assets, liabilities, and financial affairs\"\n\nand \"allow[] the Chapter 11 trustee to investigate the Debtor's assets, liabilities, and financial affairs and to ensure compliance with the provisions of the Stipulated Order.\" (*See id.* at 14, 18).\n\n9. On July 7, 2022, a Notice of Appointment of Chapter 11 Trustee was filed by the Office of the United States Trustee appointing Luc Despins as Chapter 11 Trustee of the Debtor's estate. (*See* ECF No. 514).\n\n### **FACTUAL BACKGROUND**\n\n#### **I. Petition and Debtor's Schedules**\n\n10. On February 15, 2022 (the \"Petition Date\"), the Debtor filed a voluntary petition for relief under Chapter 11, Title 11 of the United States Code (the \"Bankruptcy Code\").\n\n11. The Debtor's schedules list aggregate unsecured claims in the amount of approximately \\$374 million (*See* ECF No. 78, at 1, hereinafter referred to as the \"Debtor's Schedules\"). The asserted \\$254 million claim of PAX is the largest single claim identified among the Debtor's scheduled unsecured claims. (*See id.*, Attached Schedule F). The Debtor's Schedules also list a secured claim in an unknown amount purportedly belonging to Golden Spring (New York) Ltd. (\"Golden Spring\"), an entity purportedly owned by the Debtor's son, Qiang Guo (the \"Son\" or \"Qiang\"), allegedly secured by \"[c]ertain claims and recoveries thereto,\" and asserted to have arisen in connection with a \"Litigation Funding Agreement.\" (*See id.*, Attached Schedule D).\n\n12. Despite evidence from prior proceedings demonstrating the Debtor's lavish lifestyle and luxurious accommodations, the Debtor's Schedules list assets of only \\$3,850.2 (*See id.* at 3-7). The Debtor contends that he earns no income, and that his expenses are paid for by\n\n2 The Debtor has scheduled certain assets with unknown values, including disputed unregistered copyrights and litigation claims. (*See id.*, at 6).\n\nGolden Spring (*See id.* at 1; *see also* ECF No. 107 at ¶17, hereinafter referred to as \"Debtor's Declaration\").\n\n### **II. Potential Assets Owned or Controlled by Debtor Not Identified in Schedules**\n\n13. Despite the Debtor's contentions in his Schedules, reports suggest he may own and control significant real and personal property assets in New York and Connecticut, among other locations, the title of which is held by business entities affiliated with the Debtor. Reports further suggest that the Debtor also has a financial interest in myriad for-profit and purported not-for profit entities. The Debtor has been found to display a pattern of manipulating ownership among those various business entities to hide assets, especially through entities owned by family members. (*See* Decision + Order on Motion, *Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok*, Index No. 652077/2017 (N.Y. Sup. Feb. 9, 2022), at 1, hereinafter referred to as the \"Final Contempt Order\" (finding that Debtor engaged \"in efforts to avoid and deceive his creditors by parking his substantial personal assets with a series of corporations, trusted confidants, and family members\" and had \"secreted his assets in a maze of corporate entities and with family members.\")).3\n\n#### *a. Controlled Related Entities*\n\n14. Although a thorough investigation is necessary to identify all the various entities over which the Debtor may have ownership or control, the Trustee has reason to believe, based on publicly available information, including findings by other courts, that the Debtor has an extensive network of shell companies he uses to pursue business interests and store his wealth.\n\n15. For example, in June 2021, a \\$1 million dollar judgment was awarded to Eastern Profit Corporation Limited (\"Eastern Profit\"), an entity allegedly controlled by the Debtor's daughter, Mei Guo (\"Daughter\" or \"Mei\"), in a breach of contract action against Strategic Vision\n\n3 The Final Contempt Order is attached as Exhibit A to the *Objection Of Chapter 11 Trustee to Debtor's Motion For Relief From Order Appointing Luc A. Despins as Chapter 11 Trustee* [Docket No. 575].\n\nUS LLC in the United States District Court for the Southern District of New York. (*See* ECF No. 77 at 12-13; *see also Eastern Profit Corp. v. Strategic Vision US LLC*, 2021 U.S. Dist. LEXIS 116334, at \\*98 (S.D.N.Y. June 22, 2021), hereinafter referred to as the \"Eastern Profit Lawsuit\"). In its Findings of Fact and Conclusion of Law issued in connection with the Eastern Profit Lawsuit, the District Court found that Eastern Profit was \"in essence, a shell corporation for\" the Debtor. (*See* the Eastern Profit Lawsuit at \\*4).\n\n16. Other entities that the Debtor potentially controls include: (i) Bravo Luck Limited (\"Bravo Luck\"), an entity purportedly owned by the Debtor's Son (*see* Debtor's Declaration, ¶33); (ii) Genever Holdings LLC (\"Genever NY\"), a wholly-owned subsidiary of Genever Holdings Corporation (\"Genever BVI\"), whose equity is held by the Debtor in his individual capacity (*see id.*); (iii) Golden Spring, an entity purportedly controlled by the Debtor's Son (*see id.* at ¶17); (iv) Greenwich Land LLC (\"Greenwich Land\"), an entity purportedly owned by the Debtor's purported wife, Hing Chi Ngok (\"Wife\" or \"Hing\") (*see id.*); (v) Lamp Capital LLC (\"Lamp\"), an entity purportedly owned by the Debtor's Son (*see id.*, ¶51); and (vi) HK International Funds Investment (USA) Limited, LLC (\"HK USA\"), an entity purportedly owned by the Debtor's Daughter (*see id.* at ¶33).\n\n17. The Debtor has stated that these above-listed entities, perhaps along with others, fund the lavish lifestyle the Debtor flaunts to the media and on social media. (*See, e.g.*, *id.,* ¶17 (stating that his Son, through Golden Spring, \"provides for [Debtor's] needs\"); *id.*, ¶ 23 (contending that his Daughter owns the *Lady May*, a luxury yacht allegedly purchased in 2015 for £41 million, and that his Son provides for *Lady May's* maintenance); and *id.*, ¶51 (noting that his Son, through Lamp, funded a \\$1 million retainer for Debtor's initial chapter 11 bankruptcy counsel). The Debtor does not explain, however, how these entities derive their income or what consideration, if any, he provides to these entities in exchange for the funding they provide him.\n\n### *b. Real and Personal Assets Potentially Owned or Controlled by Debtor*\n\n18. In addition to this opaque network of controlled related entities, there are extensive real and personal assets—which the Debtor himself has bragged about owning to the media—that may also be property of the estate.\n\n19. For example, when asked in a 2017 interview whether he had any regrets over how he has fought his campaign against the Chinese Communist Party, Debtor said:\n\n> I have absolutely no regrets for what I have done over the past nine months. I have the *wealthy life that everyone in the world dreams about*. I have the *biggest house in Hong Kong*, thousands of square meters. I have the *most luxurious apartment in London*. I have the *biggest place in Beijing*. I *have more than 10 properties in Pangu*. I have *two private jets*. I have the *most advanced yachts*. I have *hundreds of race cars*. I have *an apartment like this in New York*. I don't have any material needs anymore.\").\n\n(*See, e.g.,* Vice News, Exiled Chinese Billionaire Uses YouTube to Wage A War On Corruption, YOUTUBE, at 6:38-7:07 (Nov. 15 2017) (emphasis added) (available at http), hereinafter referred to as the \"Vice News Interview\")).4 Notably, the Debtor has never offered a credible explanation of what has become of these assets, or any proceeds from them – a central question the Trustee believes will be answered through this 2004 examination.\n\n20. Consistent with the Debtor's own admissions, other courts have already found that certain assets are effectively owned by the Debtor, despite his newfound contentions to the contrary in this Case.\n\n4 This quote was spoken by Debtor in Chinese and translated into English by Vice News.\n\n21. **The** *Lady May.* Following an evidentiary hearing to determine who held beneficial ownership of the *Lady May*, the New York Supreme Court found the Debtor beneficially owns and controls the *Lady May*. (Final Contempt Order at 9 (\"The evidence clearly and convincingly demonstrates that [Debtor] holds a beneficial interest in and controls the Lady May.\")). Specifically, the court, after considering all of the evidence, including lengthy testimony from the Debtor's daughter and three other witnesses presented by counsel for HK International on behalf of the Debtor, found that \"[t]he testimony adduced at the hearing out of the mouths of defendants' witnesses clearly and convincingly demonstrates that Kwok beneficially owns and controls the Lady May and has utter contempt for this Court and the judicial process.\" (Final Contempt Order at 4). The court went on to state that \"[i]n short, Ms. Guo's testimony that she owns and controls the Lady May cannot be credited in any respect\" and that, \"[n]ot only does Kwok control the yacht, it appears he provided the funds to purchase it and he is the person who principally enjoys the use of the yacht.\" (*Id.* at 6-8).5\n\n22. **The Sherry Netherland Hotel Property**. The Debtor may similarly own and control a condominium in the Sherry Netherland Hotel in Manhattan, allegedly purchased in 2015 for approximately \\$70 million (the \"Condominium\"). The Debtor maintains that the Condominium is owned by Genever NY, and that Genever NY holds the Condominium in trust for his Son through Bravo Luck. (*See* Debtor's Declaration, ¶ 33). As noted, *supra*, Genever NY is itself owned by Genever BVI, an entity owned by the Debtor. (*See id.*).\n\n5 On March 1, 2022, PAX filed a Motion for Entry of an Order Confirming the Inapplicability of the Automatic Stay or, in the Alternative, Relief from the Automatic Stay Pursuant to Section 362(d)(2) of the Bankruptcy Code (ECF No. 57) (the \"PAX Stay Motion\"). The PAX Stay Motion was resolved pursuant to a stipulated order pursuant to which, among other conditions, HK USA agreed to return the *Lady May* to the United States, securing this obligation through the placement \\$37 million in an escrow account. (*See* ECF No. 299). The *Lady May* was returned to the navigable waters of Connecticut in early July 2022.\n\n23. Similar to the *Lady May*, the Condominium became subject to prepetition litigation in the separate chapter 11 bankruptcy that Genever NY filed in October 2020 in the Southern District of New York before the Honorable Judge James L. Garrity Jr. (*See* Case No. 20-12411 (Bankr. S.D.N.Y.)). In that chapter 11 case, Genever NY and PAX entered into an agreement pursuant to which the Condominium will be sold and proceeds placed into escrow and distributed only upon further order of Judge Garrity. (*See* Second Am. and Restated Settlement Agreement, *In re Genever Holdings, LLC,* No. 20-12411, (ECF 131-1, ¶5(g))). The agreement also provided, among other things, that it would not prejudice the rights of the parties to proceed with litigation commenced by PAX against Bravo Luck and the Debtor in the British Virgin Islands, which challenges Bravo Luck's alleged beneficial ownership of the Condominium. (*Id.*, ¶7(b)).\n\n24. The Trustee also has reason to believe that a security deposit in an amount of approximately \\$2 million may also remain in connection with the Condominium's acquisition. (*See* ECF No. 77 at 7).\n\n25. **Other Real and Personal Property**. In addition to the foregoing, the Debtor has frequently referenced other significant real and personal property assets that he or his immediate family members own and control. For example:\n\n- The Debtor maintains that his Wife, through Greenwich Land, owns the Debtor's residential property located at 373 Taconic Road, Greenwich, Connecticut 06831. (*See* Debtor's Declaration, ¶¶ 6, 17). Greenwich Land may also hold ownership rights to another residential property located in Greenwich, Connecticut at 33 Ferncliff Rd.6\n- The Debtor has declared that he owns \"billions\" of \"funds and property, including real estate in Hong Kong\" which were frozen in 2019 by the High Court of the Hong Kong Special Administrative Region, Court of First Instance. (Debtor's Declaration, ¶ 17).\n\n6 *See Supplemental Memorandum of Law of the Official Committee of Unsecured Creditors Addressing the Alternatives of Dismissal, Conversion or the Appointment of a Chapter 11 Trustee*, at 3 [ECF No. 408] (noting \"other potential assets of the estate are two properties in Greenwich, Connecticut (373 Taconic Rd. and 33 Ferncliff Rd.) which [Debtor] claims are owned by [Greenwich Land].\").\n\n- The Debtor is also a co-plaintiff in litigation in the United Kingdom that involves claims of approximately \\$500 million.7\n- As noted above, in a 2017 interview, the Debtor bragged of owning, among other things, (i) the \"biggest house in Hong Kong,\" (ii) the \"most luxurious apartment in London,\" (iii) the \"biggest place in Beijing,\" (iv) \"more than 10 properties in Pangu,\" (v) two private jets,8 and (vi) \"hundreds of race cars.\"9\n\n26. The proposed examinations will help determine whether—and likely confirm—that these various property interests are property of the estate.\n\n### *c. Debtor's Potential Financial Interests in For-Profit and Purported Not-For Profit Business Entities*\n\n27. In addition to the real and personal property assets that the Debtor may own or control through business entities owned by his family members, the Debtor may also have significant financial or ownership interests (or liabilities) in both for-profit and alleged not-for profit business entities that may provide substantial value to the estate and creditors.\n\n28. For instance, it is reported that the Debtor has a financial interest in Gettr USA, Inc.\n\n(\"Gettr\"), a conservative social media platform. (*See* Will Sommer, Adam Rawnsley, A. Suebsaeng, *Trumpworld App Is Bankrolled by Fugitive Chinese Billionaire,* THE DAILY BEAST, http (July 5, 2021, 12:19 PM) (last visited July 20, 2022) (reporting that \"sites associated with the billionaire have suggested that Gettr is [Debtor's] brainchild,\" and attributing to a host on GTV, \"a media outlet that serves as a mouthpiece for [Debtor],\" the observation that\n\n7 *See* Approved Judgment dated February 9, 2022, *Kwok Ho Wan & Ors v UBS*, Cl-2020-000345, High Court of Justice of England and Wales Queen's Bench Division Commercial Court, ¶30(i) (\"The principal claim is for some US\\$495 million.\").\n\n8 According to a press report, one of these private jets bears tail number T7-GQM. *See* \"Steve Bannon's Use of Private Jet Linked to Chinese Businessman Could Violate Campaign Finance Law,\" ProPublica, dated Feb. 26, 2020, (available at http) (last visited July 25, 2022).\n\n9 Vice News Interview, at 6:38-7:07 (Nov. 15 2017).\n\nGettr was \"'the concentration of [Debtor]'s whole lifework',\" and adding that \"[Debtor] had come up with the idea for Gettr's logo, a torch.\"); *see also* The New York Times: Sway, *Best Of: Jason Miller*, at 30:15-30:35 (July 18, 2022) (downloaded using Apple Podcasts) (When asked who is funding Gettr, Gettr CEO Jason Miller responded, \"We have multiple international investment funds that are putting into this . . . . The family foundation of Miles Kwok is one of the initial funders, one of the initial sponsors of this. There's been over \\$50 million that's [been] put in the platform so far. [We] have somewhere [near] \\$25-\\$30 million range that we currently have in the bank.\")).10\n\n29. It has also been reported that Gettr's pay stubs list the same address as the \"Himalaya Embassy,\" a property leased in Manhattan's Upper East Side, that is also associated with the New Federal State of China (the \"NFSC\"), a proclaimed \"government in exile dedicated to overthrow the [Chinese Communist Party]\" created by the Debtor and Steve Bannon, former chief strategist to former President Donald J. Trump. (*See* Dan Friedman, *A Fugitive Chinese Tycoon Met Steve Bannon. Misinformation Mayhem Ensued. The weird, wild, and scary tale of Miles Guo*, Mother Jones (March-April 2022 Issue) (last visited July 21, 2022), http).\n\n30. The Debtor also reportedly owns or controls a \"web of more than 60 commercial, nonprofit, and online groups\" collectively referred to as the \"whistleblower movement.\" (S*ee id.*). At least two of these nonprofits—the Rule of Law Society and the Rule of Law Foundation—are said to fund the NFSC. (S*ee id.*). It has been reported that as of summer 2021 the Rule of Law Society and Rule of Law Foundation had \"combined receipts of about \\$15 million.\" (*Id.*).\n\n10 Shortly after this exchange, Miller was careful to distinguish the \"family foundation of Miles Kwok\" with Miles Kwok, himself, saying, \"Mr. Kwok doesn't have any direct financial investment in Gettr,\" instead calling the Debtor an \"ally\" to Gettr. (*See id.* at 30:51-31:11).\n\n31. The Debtor's alleged \"web\" of for-profit and not-for profit commercial interests may also include entities or brands such as (i) \"GCoin,\" a cryptocurrency allegedly created by Debtor to serve as a monetary currency for NFSC; (ii) \"GFashion,\" a clothing line designed by Debtor; (iii) \"GMusic,\" a music platform that promotes Debtor's videos; (iv) \"GClubs,\" a membership service which provides \"'concierge customer service' and special access to [Debtor's] fashion collections, music releases, and an annual GSummit\"; (v) \"GTV,\" a Chinese-language video platform; (vi) \"GNews,\" a news website that \"runs articles summarizing [Debtor's] pronouncements.\";11 (vii) Saraca Media, the parent company of GNews that also reportedly paid Mr. Bannon at least \\$1 million in consulting fees in May 2018; and (viii) the Himalaya Supervisory Organization, which oversees a number of online chat groups that promote and idolize Debtor, and which offered members of those chat groups \"various mechanisms\" to send Debtor money, including through a loan program which allegedly \"promised eventual repayment with interest and a chance to invest at a discount in other [Debtor] ventures\" and through stock purchases of GTV. (*See id.*). It is alleged that the GTV stock opportunity raised \\$114 million and that the loan program raised \"at least \\$90 million.\" (*See id.*).\n\n32. These are just certain of the business interests and entities that either the Debtor has boasted about, or that have been reported in the media to date. It stands to reason that the Debtor may be affiliated with numerous other entities whose assets, liabilities and financial interests may be critical to the Trustee's administration of the Debtor's estate.\n\n33. Because the Debtor may be the true owner of the aforementioned assets and interests, among other potentially unknown assets and interests, it is critical that the Chapter 11 trustee examine and investigate fully the Debtor's estate assets, including the role that his family\n\n11 *See id*.\n\nmembers, their business entities, and other third parties, including the law firms representing the Debtor and his affiliated family entities, have with regards to the Debtor's financial positioning.\n\n### **III. Information in Possession of Professionals Regarding Estate Assets**\n\n34. Numerous third parties, including the Debtor's law firms, accountants and financial firms, have advised the Debtor or related entities and individuals on a number of business deals and other matters concerning assets, liabilities or financial interests potentially relevant to the administration of the Debtor's estate. These Professionals likely have information, based on their communications with the Debtor and work they performed at his or others' requests, that could be of vital importance to the Trustee's investigation.\n\n35. Included among the relationships that the Trustee seeks to explore is the Debtor's interactions with his counsel at Brown Rudnick LLP and financial advisors, Verdolino & Lowey, P.C. The Debtor retained Brown Rudnick to represent him in this chapter 11 case, and he sought to retain Verdolino & Lowey as well. Both advisors likely assisted Mr. Kwok with, among other things, the preparation of his schedules of assets and liabilities. They are therefore likely to be in possession of information directly relevant to the Trustee's investigation.\n\n36. The Trustee has thus far identified a total of thirteen advisory firms (and the principal of one such firm) that may be in possession or control of information, knowledge, or documents that would be likely to lead to the identification and recovery of estate assets.12 In addition to Brown Rudnick and Verdolino & Lowey, these professionals include (i) Lawall & Mitchell, LLC, who has long represented the Debtor in various matters and temporarily represented him in this case following Brown Rudnick's attempted resignation; (ii) Baker Hostetler LLP, and multiple other firms that represented the Debtor in the New York state court\n\n12 The Trustee reserves all rights to supplement the list of Professionals included herein, including by seeking similar relief in a future application for relief under Rule 2004.\n\nlitigation against PAX; and (iii) Whitman Breed Abbott & Morgan LLC, which apparently has represented the Debtor in various matters and also represented the seller of one of the Debtor's Connecticut homes in connection with such sale.13 Each Professional, and the Trustee's basis for investigating such Professional, is included below:\n\n- **BAKER HOSTETLER LLP** has represented the Debtor in the New York state court litigation involving the Debtor's largest scheduled unsecured creditor, PAX, and is party to an executory engagement letter with the Debtor. *See Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok*, Index No. 652077/2017 (N.Y. Sup. Ct.). As noted above, the contempt proceedings in the New York state court litigation were critical to returning the *Lady May* to Connecticut waters, and Baker Hostetler LLP may be in possession of documents concerning the location and provenance of other estate property.\n- **BOIES SCHILLER FLEXNER LLP** was counsel of record for the Debtor \"in connection with several lawsuits.\" *Guo Wengui v. Schiller,* No. 150001/2019, (Cohen, J.) (N.Y. Sup. Ct. May 23, 2019). The Debtor and Boies Schiller Flexner LLP eventually litigated a fee dispute before an arbitrator, and given that the law firm represented the Debtor in multiple litigations, and the Debtor has scheduled a \"potential malpractice claim\" against the firm,14 it is likely to have documents relevant to the Trustee's investigation.\n- **BROWN RUDNICK LLP** is the Debtor's former chapter 11 counsel and would have assisted the Debtor in drafting his petition, schedules of assets and liabilities, and statement of financial affairs. Brown Rudnick LLP is therefore likely in possession of documents relevant to the Trustee's investigation.\n- **CLARK HILL PLC** allegedly represented the Debtor in connection with certain immigration matters. The Debtor has initiated litigation against Clark Hill PLC for breach of contract, among other claims, and seeks approximately \\$50 million in compensatory damages. This cause of action is estate property that may provide value to creditors and must be investigated thoroughly by the Trustee. In addition, as immigration counsel, Clark Hill PLC may have in its possession or control documents and admissions by the Debtor, directed to the U.S. Citizenship and Immigration Services (\"USCIS\") and other federal agencies, related to the Debtor's assets in the United States and abroad.\n- **THE FRANCIS FIRM PLLC** is a law firm included in the schedules to the Debtor's *Motion for Entry of an Order Authorizing (I) Employment and Payment of Professionals Utilized in the Ordinary Course, (II) Payment of Prepetition Claims, and (III) Granting Related Relief*, [ECF No. 119]. In addition to the Francis Firm PLLC's apparent role as outside counsel to the Debtor or others, **MELISSA B. FRANCIS** is General Counsel to\n\n13 As noted above, the Professionals the Trustee intends to examine if this Motion is granted are listed on Exhibit B to this Motion.\n\n14 [ECF No. 78 at 7].\n\nGolden Spring, the \"family office\" of the Debtor,15 that the Debtor claims pays all of his living expenses. Her e-mail address is registered to the domain \"gsnyus.com,\" and because of her role as General Counsel to the entity funding the Debtor's lifestyle, she is likely to have documents and knowledge as to property of the Debtor that may be estate property.\n\n- **HODGSON RUSS LLP,** like Baker Hostetler LLP, has represented the Debtor in *Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok*, Index No. 652077/2017 (N.Y. Sup. Ct.). For the same reasons discussed above as to Baker Hostetler LLP, Hodgson Russ LLP is likely to be in possession or control of documents critical to the Trustee's investigation.\n- **JANOVER LLC** is an accounting and advisory firm included in the schedules to the Debtor's *Motion for Entry of an Order Authorizing (I) Employment and Payment of Professionals Utilized in the Ordinary Course, (II) Payment of Prepetition Claims, and (III) Granting Related Relief*, [ECF No. 119]. Given the financial data and corporate information that Janover LLC is likely in possession of, the Trustee submits that it is an appropriate target of the discovery requested herein.\n- **LAWALL & MITCHELL, LLC** is a formal and informal legal advisor to the Debtor and Debtor-related entities across numerous lawsuits, including acting counsel to Genever (US) in certain New York state court matters and representing the Debtor—at least temporarily—before this Court, among other appearances on behalf of the Debtor and Debtor-related entities in other prepetition litigation. Upon information and belief, Lawall & Mitchell, LLC acts as an essential advisor to the Debtor, coordinating legal actions across multiple jurisdictions, and on behalf of multiple entities likely controlled by the Debtor, all for the benefit of the Debtor. It is critical that the Trustee obtain discovery from Lawall & Mitchell, LLC because the firm is likely in possession or control of documents concerning numerous assets, including the Condominium and the *Lady May,* that may constitute estate property.\n- **MATTHEW LEVINE** of Elliott Kwok Levine & Jaroslaw, and formerly of Phillips Nizer LLP, represented Lamp in its capacity as a non-party involved in *Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok*, Index No. 652077/2017 (N.Y. Sup. Ct.). Given Mr. Levine's representation of a Family Related Entity through which the Debtor's Son funded a \\$1 million retainer paid to the Debtor's initial chapter 11 counsel, Mr. Levine may be in possession of documents relevant to the Trustee's investigation.\n- **PAUL, WEISS, RIFKIND, WHARTON & GARRISON** advised the Debtor regarding the formation of Genever NY, a wholly-owned subsidiary of Genever BVI, whose equity is held by the Debtor in his individual capacity. In fact, Paul, Weiss, Rifkind, Wharton & Garrison LLP (c/o Brad Karp), is the registered agent according to Genever NY's Limited Liability Company Agreement, and is therefore likely to have documents relevant to corporate entities, including Genever NY, that may be, or be in possession of, estate property.\n\n 15 *Eastern Profit Corp. v. Strategic Vision US LLC*, 2021 U.S. Dist. LEXIS 116334, at \\*4 (S.D.N.Y. June 22, 2021).\n\n- **PHILLIPS NIZER LLP** represented Lamp in its capacity as a non-party involved in *Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok*, Index No. 652077/2017 (N.Y. Sup. Ct.). For the same reasons that Mr. Levine may be in possession of documents relevant to the Trustee's investigation, Phillips Nizer LLP may also be in possession of documents relevant to the Trustee's investigation.\n- **VERDOLINO & LOWEY P.C.** is an accounting firm and was the proposed financial advisor to the debtor-in-possession. *See Debtor's Application for Authorization to Retain and Employ Verdolino & Lowey, P.C. as Financial Advisor*, [ECF No. 90]. Given the Debtor's efforts to engage Verdolino & Lowey P.C. as its financial advisor, Verdolino & Lowey P.C. is likely in possession of due diligence data and documents, including records of the Debtor, that are likely to identify or include assets of the Debtor that may be estate property.\n- **WHITMAN BREED ABBOTT & MORGAN LLC** has served as counsel to the Debtor and/or Greenwich Land in connection with the acquisition by the Debtor, or entities controlled by the Debtor, of real property in Connecticut that may be estate assets. A representative of Whitman Breed Abbott & Morgan LLC has represented to the Trustee that the firm has represented the Debtor, and, thus, Whitman Breed Abbott & Morgan LLC is likely in possession of documents that may lead to the identification of unknown estate property, or, at a minimum, documents clarifying how the Debtor maintains his interests in certain real property assets.\n\t- 37. Each of these Professionals is either a legal or financial advisor to the Debtor or a\n\nclosely related entity, and, thus, is likely to be in possession or control of evidence that may lead\n\nto the identification and/or recovery of known and to-be-identified assets of the estate.\n\n### **JURISDICTION AND VENUE**\n\n38. The Court has jurisdiction to entertain this application under 28 U.S.C. §§ 157 and\n\n1334. Venue to hear this Application is proper in accordance with 28 U.S.C. §§ 1408 and 1409.\n\n39. This Application is a core proceeding pursuant to, *inter alia*, 28 U.S.C. § 157(b)(2)\n\n(A), (E), and (F).\n\n### **RELIEF REQUESTED**\n\n40. The Trustee seeks entry of an order, in substantially the form of the Proposed Order, pursuant to Bankruptcy Rule 2004(a) and Local Rule 2004-1, authorizing the Trustee to conduct the examination of the Professionals included on Exhibit B.\n\n#### **BASIS FOR RELIEF REQUESTED**\n\n41. Pursuant to Rule 2004(a), on application of a party in interest, the Court may order the examination of any person or entity. The scope of an examination authorized under Rule 2004 is exceedingly broad and may relate to the \"acts, conduct, or property or to the liabilities and financial condition of the Debtor, or to any matter which may affect the administration of the Debtor's estate.\" Fed. R. Bankr. P. 2004(b).\n\n42. \"The purpose of a Rule 2004 examination is to assist a party in interest in determining the nature and extent of the bankruptcy estate, revealing assets, examining transactions and assessing whether wrongdoing has occurred.\" *In re Transmar Commodity Group Ltd.*, 2018 WL 4006324, at \\*4 (Bankr. S.D.N.Y. Aug. 17, 2018) (internal quotation and citation omitted). This includes revealing the nature and extent of the estate and in discovering assets of the debtor that may have been intentionally or unintentionally concealed. *See In re Bennett Funding Group, Inc.*, 203 B.R. 24, 27-28 (Bankr. N.D.N.Y. 1996). *See also In re Millennium Lab Holdings II, LLC*, 562 B.R. 614, 626 (Bankr. D. Del. 2016) (\"Legitimate goals of Rule 2004 examinations include discovering assets, examining transactions, and determining whether wrongdoing has occurred.\" (internal quotation and citation omitted)).\n\n43. In the declaration he submitted on March 20, 2022 in support of the filing of this case, the Debtor represented that among the purposes for filing his chapter 11 case were \"to … (b) afford stakeholders an efficient opportunity to investigate [his] assets, liabilities, and financial affairs, given what [he] perceive[d] to be misunderstandings in that regard; [and] (c) establish what assets are estate property and, in turn, available for distribution to holders of allowed claims . . . .\" (Debtor's Declaration, ¶3). The investigation the Trustee seeks to perform is directly relevant to these stated purposes in that it will help the Trustee identify the Debtor's assets and liabilities in order to make distributions to creditors.\n\n44. The areas for initial inquiry pursuant to the requested examinations of the Professionals are readily apparent. Based on all the facts and evidence discussed above including the Debtor's own numerous public statements and past findings by other courts—the Trustee has already identified various corporate entities and real and personal property assets of the Debtor that may provide significant value to the estate. The Trustee needs, however, the investigative tools afforded by Rule 2004 to further establish the true ownership of these assets and to explore other potential assets about which the Trustee does not yet have knowledge.\n\n45. The Trustee requests that, in furtherance of his examinations, the Court direct the Professionals to provide documentation to the Trustee's counsel, as requested in the forms annexed hereto16 and made a part hereof (the \"Proposed Subpoenas\"), within thirty (30) days of the service of a subpoena, substantially similar in form and substance to the Proposed Subpoenas, or such other time as agreed upon by the Trustee. These requests seek documents consisting of, among other things, the Professionals' communications with the Debtor regarding his financial condition, asset transfers, and corporate governance issues. The requests also seek the Professionals' internal files and correspondence on these same topics.17\n\n16 Included in Exhibit B is an index of Proposed Subpoenas that would be served on the Professionals if this Motion is granted. The Trustee also attaches hereto as **Exhibits C-1 to C-14** the individualized Proposed Subpoenas, including the topics for discovery directed to each Professional, which are substantially similar in form and substance. 17 The *Lady May* is among the topics and potential estate assets with respect to which the Trustee seeks discovery. The Trustee submits that such discovery is appropriate pursuant to Rule 2004 even though an adversary proceeding with respect to the ownership of the *Lady May* is presently pending. The Trustee's proposed discovery related to the *Lady May* relates to the overall pattern of conduct by the Debtor to evade his creditors and is therefore broader than discovery that will likely be sought in the adversary proceeding. It is also more efficient for all parties for the Trustee to take this discovery now given that the Trustee is otherwise seeking Rule 2004 discovery from the same parties on other topics—it would be inefficient for the Trustee to have to take discovery from these same parties twice. Moreover, this is not the classic situation where an adversary plaintiff, through Rule 2004, seeks to undermine the protections provided by the Bankruptcy Rules governing discovery in adversary proceedings. In fact, the pending proceeding doctrine, if it would apply at all (it does not) would not prevent the Trustee from seeking Rule 2004 discovery from individuals or entities who are not parties to the adversary proceeding concerning the *Lady May*.\n\n46. This type of discovery from Professionals is well within the scope of Rule 2004. Bankruptcy courts routinely provide for Rule 2004 discovery against professional firms when the discovery may identify and aid the recovery of assets for the benefit of the estate and creditors. *See, e.g., In re Bame,* 251 B.R. 367 (Bankr. D. Minn. 2000) (finding trustee's request to waive privilege of individual debtor and seek discovery from prepetition advisors compelling when requested to recover assets); *In re Horvath*, No. 13-34137, 2015 WL 2195060 (Bankr. N.D. Ohio May 7, 2015) (discovery related to claims on schedule of assets permissible from individual debtor because trustee sought to potentially increase the value of debtor's estate). Any assertion by the Debtor that the attorney-client privilege or other applicable privileges may obstruct the Trustee's investigation into communications with counsel is without merit, because the Trustee now controls any attorney-client privilege or attorney work product to the extent it relates to the identification of assets, liabilities or the financial state of the Debtor's estate. *In re Tarkington,* No. 10-00012- 8-JRL, 2010 WL 1416813, at \\*3 (Bankr. E.D.N.C. Apr. 2, 2010) (\"trustee's waiver of [individual debtor's] attorney-client privilege is valid to the extent that questions asked during the examination pertain to the administration of estate property\"); *see also In re Klein*, No. 2:11-BK-12718RN, 2013 WL 6253819, at \\*13 (Bankr. C.D. Cal. Dec. 4, 2013) (chapter 11 trustee controls privilege between debtor and his former counsel upon appointment).\n\n47. The Trustee submits that the facts set forth above constitute sufficient cause for the Court to order the production of documents pursuant to Rule 2004 from the Professionals. Although the Debtor is a necessary source of information and documents to help the Trustee uncover estate assets, seeking discovery from other parties, including the Professionals, is likely\n\nFinally, given the procedural posture of the adversary proceeding, the Trustee may not be able to obtain discovery in that proceeding at present. The Trustee needs its Rule 2004 discovery now, however, to adequately protect and preserve potential assets of the estate.\n\nto significantly reduce the costs the estate would otherwise incur in identifying and recovering estate property. Indeed, lawyers and other professionals are uniquely positioned to have information concerning asset transfers, legal entity formation and other corporate governance issues, and the Debtor's financial condition. Accordingly, documents in the possession of the Professionals could be among the most valuable to the Trustee's investigation.\n\n48. Authorization of this Application is critical for the Trustee to fulfill the duties contemplated in the Trustee Order effectively, including specifically his mandate to \"locate the Debtor's assets for the benefit of creditors and the estate\" and \"investigate the Debtor's assets, liabilities, and financial affairs.\" (*See* Trustee Order at 15-16, 18).\n\n49. No party in interest, including the Debtor, shall suffer undue prejudice upon the granting of the relief sought in this Application.\n\n#### **NO PRIOR REQUEST**\n\n50. No prior application for the relief requested herein has been made.\n\n#### **OBJECTION DEADLINE**\n\n51. The deadline to object to this Application is **August 5, 2022**, and in the absence of a timely filed objection, the Proposed Order may enter without further notice and hearing.\n\n[*Remainder of Page Intentionally Left Blank*]\n\nWHEREFORE, the Trustee respectfully requests that the Court grant this Application and enter the Proposed Order, pursuant to Fed. R. Bankr. P. 2004(a), directing the examination of the Professionals, and directing the production of certain documents as set forth in the Requests for Production of Documents attached to the Proposed Subpoenas, and for such other and further relief as the Court may deem just and proper.\n\nDated: July 28, 2022 LUC A. DESPINS, New Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: */s/ Patrick R. Linsey*\n\nPatrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n*and*\n\nNicholas A. Bassett *(pro hac vice* pending) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n *and*\n\nAvram E. Luft *(pro hac vice* pending) Douglass Barron (*pro hac vice* pending) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n*Proposed counsel for the Chapter 11 Trustee*\n\n**Exhibit A – Proposed Order**\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x | |\n|-------------------------------------------------------------|---|-------------------------|\n| | : | |\n| In re: | : | Chapter 11 |\n| | : | |\n| HO WAN KWOK, | : | Case No. 22-50073 (JAM) |\n| | : | |\n| Debtor.18 | : | |\n| | : | |\n| ----------------------------------------------------------- | x | |\n\n### **[PROPOSED] ORDER**\n\n### **GRANTING CHAPTER 11 TRUSTEE'S APPLICATION FOR RULE 2004 DISCOVERY WITH RESPECT TO VARIOUS LEGAL AND FINANCIAL ADVISORS TO THE DEBTOR**\n\nUpon consideration of the Application seeking an order authorizing a Federal Rule of Bankruptcy Procedure 2004 examination of the Professionals listed on Exhibit B thereto (the \"Application\", ECF No. \\_\\_\\_\\_\\_), filed by Luc Despins, as the appointed Chapter 11 Trustee to the Debtor's estate (the \"Applicant\"), after notice and a hearing, see 11 U.S.C. § 102(1), it appearing that cause exists to grant the requested relief as conditioned hereafter; it is hereby\n\n**ORDERED**: The Rule 2004 Motion is granted as set forth below.\n\n**ORDERED**: Paul Hastings LLP and Neubert, Pepe & Monteith, P.C., as proposed counsel for the Trustee, are hereby authorized to sign Subpoenas in a form substantially similar to the Subpoenas attached to the Rule 2004 Motion as Exhibits C-1 to C-14 and to serve the Subpoenas, along with a copy of this Order, in accordance with Bankruptcy Rule 2004 requiring examination and the production of documents by the Professionals listed on Exhibit B to the Application.\n\n**ORDERED**: The Professionals are hereby directed to produce all documents within 30 days of the service of the Subpoena, or such other time as agreed upon by the Trustee. To the extent a Professional does not produce any documents requested in the Subpoena on the basis of some privilege, the Professional is hereby directed to produce to the Trustee a privilege log that comports with Fed. R. Civ. P. 45(e)(2), made applicable by Fed. R. Bankr. P. 9016, and D. Conn. L. Civ. R. 26(e), within 30 days of service of the Subpoena, or such other time as agreed upon by the Trustee.\n\n**ORDERED**: The Professionals are hereby directed to ensure that all documents and other information, including without limitation in any electronic format, requested in the Subpoenas or\n\n18 Although the Debtor's legal name is Ho Wan Kwok, he is also known as Guo Wengui, Miles Guo, and Miles Kwok, as well as numerous other aliases. The last four digits of the Debtor's taxpayer identification number are 9595.\n\notherwise relevant to the Debtor, his business, assets, liabilities, financial condition, or this Chapter 11 case, are properly maintained, are available for production, inspection and copying, and are not destroyed.\n\n**ORDERED**: Paul Hastings LLP and Neubert, Pepe & Monteith, P.C., as proposed counsel for the Trustee, are hereby authorized, without further order of this Court, to take the testimony of one or more representatives of any Professional listed on Exhibit B to the Application by examination under Bankruptcy Rule 2004 either at the offices of Paul Hastings LLP, 200 Park Avenue, New York, NY 10166, or at such other place that is mutually acceptable to the parties, on a date acceptable to the Trustee, which, at the election of the Trustee, shall be not less than 14 calendar days after the production of documents by the proposed examinee in compliance with the Subpoena and this Order pursuant to Bankruptcy Rule 2004, and such examination shall continue from day to day until completed.\n\nDated: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2022\n\nJulie A. Manning, United States Bankruptcy Judge\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\n**Exhibit B – List of Professionals**\n\n| Discovery Party | Role | Address | Subpoena Index |\n|-------------------------------|---------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|\n| Baker Hostetler LLP | Legal advisor | John Siegal, Esq.
Baker & Hostetler LLP
45 Rockefeller Plaza
New York, NY 10111 | Exhibit C-1 |\n| Boies Schiller Flexner
LLP | Legal advisor | Boies Schiller Flexner LLP
Joshua Irwin Schiller, Esq.
55 Hudson Yards
20th Floor
New York, NY 10001 | Exhibit C-2 |\n| Brown Rudnick LLP | Legal advisor | William R. Baldiga, Esq.
Brown Rudnick LLP
One Financial Center
Boston, MA 02111 | Exhibit C-3 |\n| Clark Hill PLC | Legal advisor | Clark Hill PLC
1001 Pennsylvania Ave NW
Suite 1300 South
Washington, DC 20004
Clark Hill PLC
c/o Kali N. Bracey, Esq.
Jenner
& Block LLP
1099 New York Ave., NW, Suite
900
Washington, DC 20001-4412 | Exhibit C-4 |\n| Melissa Francis | Legal advisor | Melissa Francis, Esq.
The Francis Firm PLLC
33 W 60th Street, Floor 2
New York, NY 10023 | Exhibit C-5 |\n| The Francis Firm
PLLC | Legal advisor | Melissa Francis, Esq.
The Francis Firm PLLC
33 W 60th Street, Floor 2
New York, NY 10023 | Exhibit C-6 |\n| Hodgson Russ LLP | Legal advisor | Mark A. Harmon, Esq.
Hodgson Russ LLP
605 Third Ave.
New York, NY 10036 | Exhibit C-7 |\n\n| Discovery Party | Role | Address | Subpoena Index |\n|----------------------------------------------------|----------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|\n| Janover LLC | Financial
advisor | Mindy Kamen
Janover LLC
100 Quentin Roosevelt Blvd
Suite 516
Garden City, NY 11530
Janover LLC
c/o Rory G. Greebel
Wilson Elser Moskowitz Edelman
& Dicker
LLP
1133 Westchester Avenue
White Plains, NY 10604 | Exhibit C-8 |\n| Lawall & Mitchell,
LLC | Legal advisor | Aaron
Mitchell, Esq.
Lawall & Mitchell, LLC
55 Madison Avenue
Morristown, NJ 07960 | Exhibit C-9 |\n| Matthew Levine | Legal advisor | Matthew Levine
Elliott Kwok Levine & Jaroslaw
LLP
565 Fifth Avenue
New York, NY 10017 | Exhibit C-10 |\n| Paul, Weiss, Rifkind,
Wharton & Garrison
LLP | Legal advisor | Brad Karp
Paul, Weiss, Rifkind, Wharton &
Garrison
1285 Avenue of the Americas
New York, NY 10019-6064 | Exhibit C-11 |\n| Phillips Nizer LLP | Legal advisor | Phillips Nizer LLP
485 Lexington Avenue
Floor 14
New York, NY 10017 | Exhibit C-12 |\n| Verdolino & Lowey
,
P.C. | Financial
advisor | Craig R. Jalbert, CIRA
Verdolino & Lowey, P.C.
124 Washington St.
Foxborough, MA 02035 | Exhibit C-13 |\n\n| Discovery Party | Role | Address | Subpoena Index |\n|-----------------------------------------|---------------|---------------------------------------------------------------------------------------------------------------|----------------|\n| Whitman Breed
Abbott & Morgan
LLC | Legal Advisor | James C. Riley, Esq.
Whitman Breed Abbott & Morgan
LLC
500 West Putnam Avenue
Greenwich, CT 06830 | Exhibit C-14 |\n\n### **Exhibits C-1 to C-14 – Subpoenas and Document Requests to Professionals**\n\n### **Exhibit C-1**\n\nB2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 31 of 311\n\n# UNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Baker Hostetler LLP\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name | Sample Data | Description | |\n|--------------|----------------------------|-------------------------------------------------------------|--|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email | |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email | |\n| | | **The LASTBATES field should be populated | |\n| | | for single page | |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent | |\n| | EDC0000015 | document to the Bates number of the last page of | |\n| | | the last attachment \"child\" document | |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range | |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range | |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided | |\n| | | Native: Name of the individual or department | |\n| | | from whose files the document originated | |\n| FROM | John Smith | Email: Sender | |\n| | | Native: Author(s) of document | |\n| | | **semi-colon should be used to separate | |\n| | | multiple entries | |\n| TO | Coffman, Janice; LeeW | Recipient(s) | |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple | |\n| | | entries | |\n| CC | Frank Thompson
[mailto: | Carbon copy recipient(s) | |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate | |\n| | | multiple entries | |\n| BCC | John Cain | Blind carbon copy recipient(s) | |\n| | | **semi-colon should be used to separate | |\n| | | multiple entries | |\n| SUBJECT | Board Meeting Minutes | Email:
Subject line of the email Native: Title | |\n| | | of document (if available) | |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, | |\n| | | including extension | |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent | |\n| | | Native: (empty) | |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in | |\n| TIME_ZONE | | which the emails were standardized | |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were | |\n| | | standardized during conversion. | |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document | |\n| | | **The linked file must be named per the | |\n| | | FIRSTBATES number | |\n| FILE_EXTEN | MSG | The file type extension | |\n| | | representing | |\n| | | the Email or | |\n| AUTHOR | John Smith | Email: (empty) | |\n| | | Native: Author of the document | |\n| DATE_CREATED | 10/10/2010 | Email: (empty) | |\n| | | Native: Date the document was created | |\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|--------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in
native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf, including Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Baker Hostetler LLP, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| PROOF OF SERVICE
(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) | | | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------|--|--|\n| I received this subpoena for (name of individual and title, if any): ______________________________________________
on (date)
__________ | | | |\n| I served the subpoena by delivering a copy to the named person
___________________________________________________________________________________________________ | as follows: ____________________________________ | | |\n| __________________________________ | on (date) ___________________ ; or | | |\n| ___________________________________________________________________________________________________ | I returned the subpoena unexecuted because: ____________________________________________________________ | | |\n| Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
My fees are \\$ _________
for travel and \\$_________
I declare under penalty of perjury
that this information is true and correct.
Date: _______________ | for services, for a total of \\$_________ | | |\n| | ________________________________________________
Server's signature | | |\n| | ________________________________________________
Printed name and title | | |\n| | ________________________________________________ | | |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c);\n\n (iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-2**\n\nB2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 51 of 311\n\n# UNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Boies Schiller Flexner LLP\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name
Sample Data
Description
FIRSTBATES
EDC0000001
First Bates number of native file document/email
LASTBATES
EDC0000001
Last Bates number of native file document/email
**The LASTBATES field should be populated
for single page
ATTACHRANGE
EDC0000001
-
Bates number of the first page of the parent
EDC0000015
document to the Bates number of the last page of
the last attachment \"child\" document
BEGATTACH
EDC0000001
First Bates number of attachment range
ENDATTACH
EDC0000015
Last Bates number of attachment range
CUSTODIAN
Smith, John
Email: Mailbox where the email resided
Native: Name of the individual or department
from whose files the document originated
FROM
John Smith
Email: Sender
Native: Author(s) of document
**semi-colon should be used to separate
multiple entries
TO
Coffman, Janice; LeeW
Recipient(s)
[mailto:LeeW@MSN.com]
**semi-colon should be used to separate multiple
entries
CC
Frank Thompson [mailto:
Carbon copy recipient(s)
frank_Thompson@cdt.com]
**semi-colon should be used to separate
multiple entries
BCC
John Cain
Blind carbon copy recipient(s)
**semi-colon should be used to separate
multiple entries |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| SUBJECT
Board Meeting Minutes
Email: Subject line of the email Native: Title |\n| of document (if available) |\n| FILE_NAME
BoardMeetingMinutes.docx
Native: Name of the original native file, |\n| including extension |\n| DATE_SENT
10/12/2010
Email: Date the email was sent |\n| Native: (empty) |\n| TIME_SENT/
07:05 PM GMT
Email: Time the email was sent/ Time zone in |\n| TIME_ZONE
which the emails were standardized |\n| TIME_ZONE
GMT
The
time
zone
in
which
the
emails
were |\n| standardized during conversion. |\n| LINK
>EDC0000001.msg
Hyperlink to the email or native file document |\n| **The linked file must be named per the |\n| FIRSTBATES number |\n| FILE_EXTEN
MSG
The file type extension |\n| representing |\n| the Email or |\n| AUTHOR
John Smith
Email: (empty) |\n| Native: Author of the document |\n| DATE_CREATED
10/10/2010
Email: (empty) |\n| Native: Date the document was created |\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf, including Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Boies Schiller Flexner LLP, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| PROOF OF SERVICE
(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) | |\n|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------|\n| I received this subpoena for (name of individual and title, if any): ______________________________________________
on (date) __________ . | |\n| I served the subpoena by delivering a copy to the named person as follows: ____________________________________ | |\n| ___________________________________________________________________________________________________
__________________________________ on (date) ___________________ ; or | |\n| I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ | |\n| Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
My fees are \\$ _________ for travel and \\$_________ for services, for a total of \\$_________ .
I declare under penalty of perjury
that this information is true and correct. | |\n| Date: _______________ | ________________________________________________ |\n| | Server's signature |\n| | ________________________________________________
Printed name and title
________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n*(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n(A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n(B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n(ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n(A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n*(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n*(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n(i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n(ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n*(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n(i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n*(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n(i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n(ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n*(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n(i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n(ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n*(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n*(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n*(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n*(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n*(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n*(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n(ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n*(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-3**\n\nB2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 71 of 311\n\n# UNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Brown Rudnick LLP\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name
Sample Data
Description
FIRSTBATES
EDC0000001
First Bates number of native file document/email
LASTBATES
EDC0000001
Last Bates number of native file document/email
**The LASTBATES field should be populated
for single page
ATTACHRANGE
EDC0000001
-
Bates number of the first page of the parent
EDC0000015
document to the Bates number of the last page of
the last attachment \"child\" document
BEGATTACH
EDC0000001
First Bates number of attachment range
ENDATTACH
EDC0000015
Last Bates number of attachment range
CUSTODIAN
Smith, John
Email: Mailbox where the email resided
Native: Name of the individual or department
from whose files the document originated
FROM
John Smith
Email: Sender
Native: Author(s) of document
**semi-colon should be used to separate
multiple entries
TO
Coffman, Janice; LeeW
Recipient(s)
[mailto:LeeW@MSN.com]
**semi-colon should be used to separate multiple
entries
CC
Frank Thompson [mailto:
Carbon copy recipient(s)
frank_Thompson@cdt.com]
**semi-colon should be used to separate
multiple entries
BCC
John Cain
Blind carbon copy recipient(s)
**semi-colon should be used to separate
multiple entries |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| SUBJECT
Board Meeting Minutes
Email: Subject line of the email Native: Title |\n| of document (if available) |\n| FILE_NAME
BoardMeetingMinutes.docx
Native: Name of the original native file, |\n| including extension |\n| DATE_SENT
10/12/2010
Email: Date the email was sent |\n| Native: (empty) |\n| TIME_SENT/
07:05 PM GMT
Email: Time the email was sent/ Time zone in |\n| TIME_ZONE
which the emails were standardized |\n| TIME_ZONE
GMT
The
time
zone
in
which
the
emails
were |\n| standardized during conversion. |\n| LINK
>EDC0000001.msg
Hyperlink to the email or native file document |\n| **The linked file must be named per the |\n| FIRSTBATES number |\n| FILE_EXTEN
MSG
The file type extension |\n| representing |\n| the Email or |\n| AUTHOR
John Smith
Email: (empty) |\n| Native: Author of the document |\n| DATE_CREATED
10/10/2010
Email: (empty) |\n| Native: Date the document was created |\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf, including Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Brown Rudnick LLP, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| | PROOF OF SERVICE
(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) |\n|----------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | I received this subpoena for (name of individual and title, if any): ______________________________________________ |\n| I served the subpoena by delivering a copy to the named person | as follows: ____________________________________ |\n| __________________________________ | ___________________________________________________________________________________________________
on (date) ___________________ ; or |\n| | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ |\n| My fees are \\$ _________
for travel and \\$_________
I declare under penalty of perjury | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________
that this information is true and correct. |\n| Date: _______________ | ________________________________________________ |\n| | |\n| | Printed name and title |\n| | Server's signature
________________________________________________
________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-4**\n\nB2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 91 of 311\n\n# UNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Clark Hill PLC\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n| Field Name
Sample Data
Description
FIRSTBATES
EDC0000001
First Bates number of native file document/email
LASTBATES
EDC0000001
Last Bates number of native file document/email
**The LASTBATES field should be populated
for single page
ATTACHRANGE
EDC0000001
-
Bates number of the first page of the parent
EDC0000015
document to the Bates number of the last page of
the last attachment \"child\" document
BEGATTACH
EDC0000001
First Bates number of attachment range
ENDATTACH
EDC0000015
Last Bates number of attachment range
CUSTODIAN
Smith, John
Email: Mailbox where the email resided
Native: Name of the individual or department
from whose files the document originated
FROM
John Smith
Email: Sender
Native: Author(s) of document
**semi-colon should be used to separate
multiple entries
TO
Coffman, Janice; LeeW
Recipient(s)
[mailto:LeeW@MSN.com]
**semi-colon should be used to separate multiple
entries
CC
Frank Thompson [mailto:
Carbon copy recipient(s)
frank_Thompson@cdt.com]
**semi-colon should be used to separate
multiple entries
BCC
John Cain
Blind carbon copy recipient(s)
**semi-colon should be used to separate
multiple entries |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| |\n| SUBJECT
Board Meeting Minutes
Email: Subject line of the email Native: Title |\n| of document (if available) |\n| FILE_NAME
BoardMeetingMinutes.docx
Native: Name of the original native file, |\n| including extension |\n| DATE_SENT
10/12/2010
Email: Date the email was sent |\n| Native: (empty) |\n| TIME_SENT/
07:05 PM GMT
Email: Time the email was sent/ Time zone in |\n| TIME_ZONE
which the emails were standardized |\n| TIME_ZONE
GMT
The
time
zone
in
which
the
emails
were |\n| standardized during conversion. |\n| LINK
>EDC0000001.msg
Hyperlink to the email or native file document |\n| **The linked file must be named per the |\n| FIRSTBATES number |\n| FILE_EXTEN
MSG
The file type extension |\n| representing |\n| the Email or |\n| AUTHOR
John Smith
Email: (empty) |\n| Native: Author of the document |\n| DATE_CREATED
10/10/2010
Email: (empty) |\n| Native: Date the document was created |\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf, including Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Clark Hill PLC, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 100 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 101 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 102 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 103 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 104 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 105 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 106 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 107 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 108 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| (This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) | | | | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|\n| on (date)
__________ | | I received this subpoena for (name of individual and title, if any): ______________________________________________ | | |\n| I served the subpoena by delivering a copy to the named person
as follows: ____________________________________
___________________________________________________________________________________________________ | | | | |\n| __________________________________ | on (date) ___________________ ; or | | | |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ | | |\n| | | | | |\n| My fees are \\$ _________ | for travel and \\$_________ | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ | | |\n| I declare under penalty of perjury | that this information is true and correct. | | | |\n| | | | | |\n| Date: _______________ | | ________________________________________________
Server's signature
________________________________________________ | | |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-5**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 111 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Melissa Francis\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 114 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 115 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 116 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 117 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 118 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Melissa Francis, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 119 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 120 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 121 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 122 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 123 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 124 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 125 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 126 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 127 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | Entered 07/28/22 23:23:50 | Page 128 of |\n|-----------------------------------------------------------------|---------|----------------|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | 311 | | |\n| | | | | |\n\n| I received this subpoena for (name of individual and title, if any): ______________________________________________ | | |\n|---------------------------------------------------------------------------------------------------------------------|------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | | |\n| I served the subpoena by delivering a copy to the named person | | as follows: ____________________________________ |\n| __________________________________ | on (date) ___________________ ; or | ___________________________________________________________________________________________________ |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ |\n| My fees are \\$ _________
for travel and \\$_________ | | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ |\n| I declare under penalty of perjury | | that this information is true and correct. |\n| Date: _______________ | | |\n| | | ________________________________________________
Server's signature |\n| | | ________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-6**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 131 of 311\n\nUNITED STATES BANKRUPTCY COURT\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_The Francis Firm PLLC \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n#### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 134 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or
native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 135 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|-------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 136 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 137 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 138 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to The Francis Firm PLLC, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 139 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 140 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 141 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 142 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 143 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 144 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 145 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 146 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 147 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 148 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| I received this subpoena for (name of individual and title, if any): ______________________________________________ | | |\n|---------------------------------------------------------------------------------------------------------------------|------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | | |\n| I served the subpoena by delivering a copy to the named person | | as follows: ____________________________________ |\n| __________________________________ | on (date) ___________________ ; or | ___________________________________________________________________________________________________ |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ |\n| My fees are \\$ _________
for travel and \\$_________ | | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ |\n| I declare under penalty of perjury | | that this information is true and correct. |\n| Date: _______________ | | |\n| | | ________________________________________________
Server's signature |\n| | | ________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-7**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 151 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Hodgson Russ LLP\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n#### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 154 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| | | |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or
native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 155 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) | |\n|--------------|---------------------------|-------------------------------------------------|--|\n| | | Native: Time the document was created | |\n| | | **This data must be a separate field and cannot | |\n| | | be combined with the DATE_CREATED field | |\n| DATE_MOD | 10/12/2010 | Email: (empty) | |\n| | | Native: Date the document was last modified | |\n| TIME_MOD | 07:00 PM | Email: (empty) | |\n| | | Native: Time the document was last modified | |\n| | | **This data must be a separate field and cannot | |\n| | | be combined with the DATE_MOD field | |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) | |\n| | | Native: Date the document was last accessed | |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) | |\n| | | Native: Time the document was last accessed | |\n| | | **This data must be a separate field and cannot | |\n| | | be combined with the DATE_ACCESSD field | |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB | |\n| PGCOUNT | 1 | Number of pages in native file document/email | |\n| PATH | | Email: (empty) | |\n| | Agenda.doc | Native: Path where native file document was | |\n| | | stored including original file name. | |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including | |\n| | Items\\Board Meeting | original file name. | |\n| | Minutes.msg | Native: (empty) | |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty) | |\n| | cb8306d1@MSN> | | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. | |\n| | 698aff95c | | |\n| | 2fcab58712467eab4004583e | | |\n| | b8fb7f89 | | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file | |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 156 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 157 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 158 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Hodgson Russ LLP, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 159 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 160 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 161 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 162 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 163 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 164 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 165 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 166 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 167 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 168 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| I received this subpoena for (name of individual and title, if any): ______________________________________________ | | | |\n|---------------------------------------------------------------------------------------------------------------------|------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date)
__________ | | | |\n| I served the subpoena by delivering a copy to the named person
as follows: ____________________________________ | | | |\n| __________________________________ | on (date) ___________________ ; or | ___________________________________________________________________________________________________ | |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ | |\n| My fees are \\$ _________
for travel and \\$_________ | | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ | |\n| I declare under penalty of perjury | | that this information is true and correct. | |\n| Date: _______________ | | | |\n| | | ________________________________________________
Server's signature | |\n| | | ________________________________________________ | |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c);\n\n (iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-8**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 171 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n## **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Janover LLC\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 174 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| | | |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n| | | |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 175 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 176 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 177 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 178 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Janover LLC, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 179 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 180 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 181 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 182 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 183 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 184 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 185 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 186 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 187 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 188 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| I received this subpoena for (name of individual and title, if any): ______________________________________________ | | | |\n|---------------------------------------------------------------------------------------------------------------------|------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date)
__________ | | | |\n| I served the subpoena by delivering a copy to the named person
as follows: ____________________________________ | | | |\n| __________________________________ | on (date) ___________________ ; or | ___________________________________________________________________________________________________ | |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ | |\n| My fees are \\$ _________
for travel and \\$_________ | | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ | |\n| I declare under penalty of perjury | | that this information is true and correct. | |\n| Date: _______________ | | | |\n| | | ________________________________________________
Server's signature | |\n| | | ________________________________________________ | |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-9**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 191 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Lawall & Mitchell, LLC \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 194 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| | | |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 195 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 196 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 197 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 198 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Lawall & Mitchell, LLC, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 199 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 200 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 201 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 202 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 203 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 204 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 205 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 206 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 207 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 208 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| | | (This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) |\n|------------------------------------|----------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | | I received this subpoena for (name of individual and title, if any): ______________________________________________ |\n| | I served the subpoena by delivering a copy to the named person | as follows: ____________________________________
___________________________________________________________________________________________________ |\n| __________________________________ | on (date) ___________________ ; or | |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ |\n| | | |\n| My fees are \\$ _________ | for travel and \\$_________ | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ |\n| I declare under penalty of perjury | that this information is true and correct. | |\n| | | |\n| Date: _______________ | | ________________________________________________
Server's signature
________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-10**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 211 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Matthew Levine\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 214 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| | | |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
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the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 215 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| | | |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 216 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 217 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 218 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Matthew Levine, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 219 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 220 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 221 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 222 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 223 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 224 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 225 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 226 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 227 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 228 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| (This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) | | |\n|------------------------------------------------------------------------------------------|----------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | | I received this subpoena for (name of individual and title, if any): ______________________________________________ |\n| | I served the subpoena by delivering a copy to the named person | as follows: ____________________________________ |\n| __________________________________ | on (date) ___________________ ; or | ___________________________________________________________________________________________________ |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ |\n| | | |\n| My fees are \\$ _________ | for travel and \\$_________ | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
for services, for a total of \\$_________ |\n| I declare under penalty of perjury | that this information is true and correct. | witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ . |\n| Date: _______________ | | ________________________________________________
Server's signature
________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c);\n\n (iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-11**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 231 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n## **SUBPOENA FOR RULE 2004 EXAMINATION**\n\n### To: **\\_Paull, Weiss, Rifkind, Wharton & Garrison LLP\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 234 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| | | |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 235 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 236 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 237 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 238 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Paul, Weiss, Rifkind, Wharton & Garrison LLP, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 239 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 240 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 241 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 242 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 243 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 244 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 245 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 246 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 247 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 248 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| (This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) | | | |\n|------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| on (date)
__________ | | I received this subpoena for (name of individual and title, if any): ______________________________________________ | |\n| | I served the subpoena by delivering a copy to the named person
as follows: ____________________________________ | | |\n| __________________________________ | on (date) ___________________ ; or | ___________________________________________________________________________________________________ | |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ | |\n| | | | |\n| My fees are \\$ _________ | for travel and \\$_________ | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ | |\n| I declare under penalty of perjury | that this information is true and correct. | | |\n| | | | |\n| Date: _______________ | | ________________________________________________
Server's signature
________________________________________________ | |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c);\n\n (iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-12**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 251 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Phillips Nizer LLP\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n| ________________________ | ________________________ |\n|------------------------------------|-----------------------------|\n| Signature of Clerk or Deputy Clerk | Attorney's signature |\n| | Patrick R. Linsey (ct29437) |\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 254 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 255 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| | | |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 256 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 257 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 258 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Phillips Nizer LLP, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 259 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 260 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 261 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 262 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 263 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 264 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 265 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 266 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 267 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | Entered 07/28/22 23:23:50 | Page 268 of |\n|-----------------------------------------------------------------|---------|----------------|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | 311 | | |\n| | | | | |\n\n| | | (This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) |\n|----------------------------------------------------------------|--------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | | I received this subpoena for (name of individual and title, if any): ______________________________________________ |\n| | I served the subpoena by delivering a copy to the named person | as follows: ____________________________________
___________________________________________________________________________________________________ |\n| __________________________________ | on (date) ___________________ ; or | |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________ |\n| | | ___________________________________________________________________________________________________ |\n| | | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the |\n| My fees are \\$ _________
I declare under penalty of perjury | for travel and \\$_________
that this information is true and correct. | witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ .
for services, for a total of \\$_________ |\n| Date: _______________ | | ________________________________________________
Server's signature |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c);\n\n (iii) requires disclosure of privileged or other protected matter, if no exception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-13**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 271 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n## **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_Verdolino & Lowey, P.C. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 274 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| TIME_ZONE | GMT | The
time
zone
in
which
the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 275 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) |\n|--------------|---------------------------|----------------------------------------------------|\n| | | Native: Time the document was created |\n| | | **This data must be a separate field
and cannot |\n| | | be combined with the DATE_CREATED field |\n| DATE_MOD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last modified |\n| | | |\n| TIME_MOD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last modified |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_MOD field |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) |\n| | | Native: Date the document was last accessed |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) |\n| | | Native: Time the document was last accessed |\n| | | **This data must be a separate field and cannot |\n| | | be combined with the DATE_ACCESSD field |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB |\n| PGCOUNT | 1 | Number of pages in native file document/email |\n| PATH | | Email: (empty) |\n| | Agenda.doc | Native: Path where native file document was |\n| | | stored including original file name. |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including |\n| | Items\\Board Meeting | original file name. |\n| | Minutes.msg | Native: (empty) |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message
ID Native: (empty) |\n| | cb8306d1@MSN> | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. |\n| | 698aff95c | |\n| | 2fcab58712467eab4004583e | |\n| | b8fb7f89 | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 276 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 277 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 278 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n#### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Verdolino & Lowey, P.C., together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 279 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 280 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 281 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 282 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 283 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n#### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 284 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 285 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 286 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 287 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | Entered 07/28/22 23:23:50 | Page 288 of |\n|-----------------------------------------------------------------|---------|----------------|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | 311 | | |\n| | | | | |\n\n| | | (This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) |\n|------------------------------------|----------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | | I received this subpoena for (name of individual and title, if any): ______________________________________________ |\n| | I served the subpoena by delivering a copy to the named person | as follows: ____________________________________ |\n| __________________________________ | on (date) ___________________ ; or | ___________________________________________________________________________________________________ |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ |\n| | | |\n| My fees are \\$ _________ | for travel and \\$_________ | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
for services, for a total of \\$_________ |\n| I declare under penalty of perjury | that this information is true and correct. | witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ . |\n| Date: _______________ | | ________________________________________________
Server's signature
________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **Exhibit C-14**\n\n#### B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (12/15) UNITED STATES BANKRUPTCY COURT Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 291 of 311\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ District of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Connecticut\n\nIn re \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase No. \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ Ho Wan Kwok 22-50073\n\nDebtor\n\nChapter \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ 11\n\n### **SUBPOENA FOR RULE 2004 EXAMINATION**\n\nTo: **\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_** Whitman Breed Abbott & Morgan LLC\n\n*(Name of person to whom the subpoena is directed)*\n\n *Testimony:* **YOU ARE COMMANDED** to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, Federal Rules of Bankruptcy Procedure. A copy of the court order authorizing the examination is attached.\n\n| PLACE | DATE AND TIME |\n|------------------------------------------------------------------|---------------|\n| Paul Hastings LLP
200 Park Avenue
New York, New York 10166 | |\n\nThe examination will be recorded by this method: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ court reporter/stenographer\n\n *Production:* You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n### See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankr. P. 9016, are attached – Rule 45(c), relating to the place of compliance; Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and 45(g), relating to your duty to respond to this subpoena and the potential consequences of not doing so.\n\nDate: \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ August \\_\\_, 2022\n\nCLERK OF COURT\n\nOR\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Signature of Clerk or Deputy Clerk* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ *Attorney's signature* Patrick R. Linsey (ct29437)\n\nThe name, address, email address, and telephone number of the attorney representing *(name of party)* \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ , who issues or requests this subpoena, are: Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n### **Notice to the person who issues or requests this subpoena**\n\nIf this subpoena commands the production of documents, electronically stored information, or tangible things, or the inspection of premises before trial, a notice and a copy of this subpoena must be served on each party before it is served on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\n### **Request for Production of Documents**\n\n### **I. INSTRUCTIONS**\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote þ ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\nname of the native file. The native file must be named after the FIRSTBATES.\n\n- b. Concordance Image® OR Opticon Cross-Reference File. The image crossreference file (.LOG or .OPT) links the images to the database records. It should be a comma-delimited file consisting of seven fields per line with a line in the cross-reference file for every image in the database with the following format: ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun.\n- c. Document Text. Text must be produced as separate text files, not as fields within the .DAT file. The full path to the text file (OCRPATH) should be included in the .DAT file. It is recommended document level ANSI text files, named per the FIRSTBATES/Image Key. Extracted text files must be in a separate folder, and the number of text files per folder should not exceed 1,000 files. There should be no special characters (including commas in the folder names). Text files must be provided on a document level.\n- d. Native Production for Certain File Types. File types that reasonably require viewing in their native format for a full understanding of their content and meaning must be produced in native format. These include, but are not limited to, spreadsheets, spreadsheet-like files (Microsoft Excel, comma separated values, tab separated values, etc.), Microsoft PowerPoint or other special presentation files, database files, and audio/visual files. Provide an image of a Bates numbered slip sheet indicating the presence of a native file, and include the path to the native as a field in the .dat file. Name the produced native file with the Bates number corresponding to the slip sheet for the file. Group native files within incrementally named \"NATIVE\" directories, separate from images directories.\n- e. De-duplication. Produce a single copy of each electronic document for which exact duplicates exist. For email messages, consolidate duplicates based on MD5 hash generated from the BCC, Body, CC, From, IntMsgID, To, and Attach properties. For email attachments and standalone electronic files, consolidate duplicates based on MD5 hash of the entire file.\n- f. Metadata. Produce extracted metadata for each document in the form of a Concordance compliant load file (.dat). The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance default delimiters: Comma , ASCII character (020) Quote þ ASCII character (254)\n\nDate fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. Required metadata listed below:\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 294 of 311\n\n| Field Name | Sample Data | Description |\n|--------------|---------------------------|-------------------------------------------------------------|\n| FIRSTBATES | EDC0000001 | First Bates number of native file document/email |\n| LASTBATES | EDC0000001 | Last Bates number of native file document/email |\n| | | **The LASTBATES field should be populated |\n| | | for single page |\n| ATTACHRANGE | EDC0000001
- | Bates number of the first page of the parent |\n| | EDC0000015 | document to the Bates number of the last page of |\n| | | the last attachment \"child\" document |\n| BEGATTACH | EDC0000001 | First Bates number of attachment range |\n| ENDATTACH | EDC0000015 | Last Bates number of attachment range |\n| CUSTODIAN | Smith, John | Email: Mailbox where the email resided |\n| | | Native: Name of the individual or department |\n| | | from whose files the document originated |\n| FROM | John Smith | Email: Sender |\n| | | Native: Author(s) of document |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| TO | Coffman, Janice; LeeW | Recipient(s) |\n| | [mailto:LeeW@MSN.com] | **semi-colon should be used to separate multiple |\n| | | entries |\n| CC | Frank Thompson [mailto: | Carbon copy recipient(s) |\n| | frank_Thompson@cdt.com] | **semi-colon should be used to separate |\n| | | multiple entries |\n| BCC | John Cain | Blind carbon copy recipient(s) |\n| | | **semi-colon should be used to separate |\n| | | multiple entries |\n| SUBJECT | Board Meeting Minutes | Email: Subject line of the email Native: Title |\n| | | of document (if available) |\n| FILE_NAME | BoardMeetingMinutes.docx | Native: Name of the original native file, |\n| | | including extension |\n| DATE_SENT | 10/12/2010 | Email: Date the email was sent |\n| | | Native: (empty) |\n| TIME_SENT/ | 07:05 PM GMT | Email: Time the email was sent/ Time zone in |\n| TIME_ZONE | | which the emails were standardized |\n| | | |\n| TIME_ZONE | GMT | The
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the
emails
were |\n| | | standardized during conversion. |\n| LINK | >EDC0000001.msg | Hyperlink to the email or native file document |\n| | | **The linked file must be named per the |\n| | | FIRSTBATES number |\n| FILE_EXTEN | MSG | The file type extension |\n| | | representing |\n| | | the Email or |\n| AUTHOR | John Smith | Email: (empty) |\n| | | Native: Author of the document |\n| DATE_CREATED | 10/10/2010 | Email: (empty) |\n| | | Native: Date the document was created |\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 295 of 311\n\n| TIME_CREATED | 10:25 AM | Email: (empty) | |\n|--------------|---------------------------|-------------------------------------------------|--|\n| | | Native: Time the document was created | |\n| | | **This data must be a separate field and cannot | |\n| | | be combined with the DATE_CREATED field | |\n| DATE_MOD | 10/12/2010 | Email: (empty) | |\n| | | Native: Date the document was last modified | |\n| TIME_MOD | 07:00 PM | Email: (empty) | |\n| | | Native: Time the document was last modified | |\n| | | **This data must be a separate field and cannot | |\n| | | be combined with the DATE_MOD field | |\n| DATE_ACCESSD | 10/12/2010 | Email: (empty) | |\n| | | Native: Date the document was last accessed | |\n| TIME_ACCESSD | 07:00 PM | Email: (empty) | |\n| | | Native: Time the document was last accessed | |\n| | | **This data must be a separate field and cannot | |\n| | | be combined with the DATE_ACCESSD field | |\n| FILE_SIZE | 5,952 | Size of native file document/email in KB | |\n| PGCOUNT | 1 | Number of pages in native file document/email | |\n| PATH | | Email: (empty) | |\n| | Agenda.doc | Native: Path where native file document was | |\n| | | stored including original file name. | |\n| INTFILEPATH | Personal Folders\\Deleted | Email: original location of email including | |\n| | Items\\Board Meeting | original file name. | |\n| | Minutes.msg | Native: (empty) | |\n| INTMSGID | <000805c2c71b\\$75977050\\$ | Email: Unique Message ID Native: (empty) | |\n| | cb8306d1@MSN> | | |\n| MD5HASH | d131dd02c5e6eec4693d9a0 | MD5 Hash value of the document. | |\n| | 698aff95c | | |\n| | 2fcab58712467eab4004583e | | |\n| | b8fb7f89 | | |\n| OCRPATH | TEXT/001/EDC0000001.txt | Path to extracted text of the native file | |\n\n3. Each Request operates and should be construed independently and, unless otherwise indicated, no Request limits the scope of any other Request.\n\n4. All Documents are to be produced as kept in the usual course of business or are to be organized and labeled to correspond with the categories in these Requests.\n\n5. Each Request contained herein extends to all Documents: (a) in Your possession, custody, or control; or (b) in the possession, custody, or control of anyone acting on Your behalf,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 296 of 311\n\nincluding Your counsel or other representatives and advisors. Each Document shall be produced in its entirety.\n\n6. If You are requested to produce a Document that is no longer in Your possession, custody, or control, then Your response must (a) describe in detail the nature of the document and its contents; (b) identify the person(s) who prepared or authored the Document (and, if applicable, the Person(s) to whom the Document was sent); (c) identify the date on which the document was prepared or created; (d) state whether such Document (i) is missing or lost, (ii) has been destroyed, (iii) has been transferred, voluntarily or involuntarily, to others, or (iv) was otherwise disposed of; (e) state the reason for, and the facts and circumstances surrounding, such disposition; (f) identify the Persons who authorized such disposition; (g) identify the date or approximate date of such disposition; (h)state when the Document was most recently in Your possession, custody or control; and (i) identify the Person, if any, presently in possession, custody, or control of such Document.\n\n7. If You are requested to produce a Document that has been destroyed, then Your response must state, in addition to the information required by the preceding Instruction: (a) the reason for the Document's destruction; (b) the identity of the Person who destroyed the Document; and (c) the identity of the Person who directed that the Document be destroyed.\n\n8. If You claim that a requested Document is privileged or attorney work-product, then Your response must: (a) state (i) a description of the Document adequate to support Your contention that the Document is privileged, (ii) the title of the Document, (iii) the date of the Document, (iv) the author of the Document, (v) the addressee of the Document, (vi) the identity of each Person who received or saw the original or any draft, copy, or reproduction of the Document, (vii) whether the Document itself, or any information contained or referred to in the Document is in the possession, custody, or control of any other Persons, and if so, the identity of\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 297 of 311\n\nsuch Persons, as well as a statement addressing how the information came into their possession, (viii) the claim of privilege under which the Document is withheld, and (ix) all of the circumstances upon which You will rely to support such claim of privilege; and (b) produce a privilege log containing all of the information requested in Part (a) of this Instruction for each Document withheld on the basis of a claim of privilege in accordance with D. Conn. L. Civ. R. 26(e). For any part of a Document Request as to which a claim of privilege or work product is not made, responsive documents should be provided in full.\n\n9. If a portion of an otherwise responsive Document contains information subject to a claim of privilege, only that portion of the Document subject to the claim of privilege shall be deleted or redacted from the Document following the instructions above, and the rest shall be produced.\n\n10. The Requests are continuing in nature. You are hereby instructed to (a) supplement or correct any responses later learned to be incomplete or incorrect immediately upon learning that a prior response was incomplete or incorrect; and (b) produce any additional Documents that are called for under the\n\n11. If a Document is in a language other than English, You should provide that Document. If a Document is in a language other than English, and an English translation exists, You should provide both Documents.\n\n12. All references to Entities includes all affiliates thereof.\n\n13. All references to individual names include all alternative names, aliased, or nicknames.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 298 of 311\n\n14. Unless otherwise expressly indicated, the period of time covered by the Document Requests is the period from February 5, 2012 to the date responses to the Document Requests are due.\n\n#### **II. RULES OF CONSTRUCTION**\n\n15. The use of (a) any singular noun shall be construed to include the plural, and vice versa, and (b) a verb in any tense shall be construed as the use of the verb in all othertenses.\n\n16. The terms (a) \"and\" and \"or\" shall be construed either conjunctively or disjunctively as necessary to bring within the scope of any request all responses that might otherwise be construed to be outside of its scope, and (b) \"each\" and \"any\" shall be deemed to include and encompass the words \"every\" and \"all.\"\n\n### **III. DEFINITIONS**\n\nThe definitions supplied by D. Conn. L. Civ. R. 26(c) and the rules of construction supplied by D. Conn. L. Civ. R. 26(d), as incorporated by D. Conn. Bankr. L.R. 2004-1(a), shall apply to the Document Requests. In addition, the following terms used in these Document Requests shall have the following meanings:\n\n1. \"You\" or \"Your\" or \"Yourself\" means and refers to Whitman Breed Abbott & Morgan LLC, together with any of its employees, agents, counsel, advisors, or anyone acting on its behalf.\n\n2. \"Debtor\" means Ho Wan Kwok (a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 299 of 311\n\n3. \"Debtor's Son\" means Qiang Guo (a/k/a Mileson Kwok, 郭强, or any other alias), together with his employees, agents, counsel, advisors, or anyone acting on his behalf.\n\n4. \"Debtor's Daughter\" means Mei Guo (a/k/a Mei Gui, 郭美, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n5. \"Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n6. \"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. \"Associated Individuals\" means, individually and collectively, all individuals that (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li\n\n(a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 300 of 311\n\nWang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明\n\n), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\n8. \"Associated Entities\" means, individually and collectively, all organizations or Entities of any type that (1) have been owned, controlled, or invested in by the Debtor or the Debtor's Family; or (2) have an interest, whether directly or indirectly, in any assets owned, controlled, or enjoyed by the Debtor or the Debtor's Family, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Entities shall include, but are not limited to: 7 Nod Hill LLC, AAGV Limited, ACA Investment Management Limited, ACA Capital Group Limited, Ace Decade Holdings Limited, AI Group Holdings Inc., Alfa Global Ventures Limited, Alfonso Global Limited, Allied Capital Global Limited, Alpine Fiduciaries SA, Anton Development Limited, Assets Sino Limited, Auspicious Coast Limited, Beijing Pangu Investment Co., Beijing Pangu Investment Co. Ltd., Beijing Pangu Investment Inc., Beijing Zenith Holdings Company Limited, Bravo Luck Limited, BSA Strategic Fund I, China Golden Spring (Hong Kong) Limited, Chuang Xin Limited, Crane Advisory Group LLC, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Dawn State Limited, Eastern Profit Corporation Limited, Elite Well Global Limited, Empire Growth Holdings, G Club Operations LLC, G Fashion LLC, G News LLC, GETTR USA, Genever Holdings Corporation, Genever Holdings LLC, GFASHION MEDIA GROUP INC., GFNY, Inc., Globalist International Limited, GNews Media Group Inc., Golden Spring (New York) Ltd., Greenwich Land LLC, Guo Media, GTV Media Group, Inc., Hamilton Capital Holdings Inc., Head Win Group Limited, Henan Yuda, Himalaya Embassy, Himalaya Exchange, Himalaya Federal Reserve, Himalaya Supervisory Organization, HK International Funds Investments (USA)\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 301 of 311\n\nLimited LLC, Hong Kong International Funds Investments Limited, Infinite Increase Limited, Infinitum Developments Limited, Insight Phoenix Fund, Lamp Capital LLC, Leading Shine Limited, Leading Shine NY Limited, Long Gate Limited, Next Tycoon Investments Limited, New Federal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind,\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 302 of 311\n\ncharts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, letters, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data compilations of any kind, telexes, facsimiles, emails, text messages, instant messages, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punch-cards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to,\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 303 of 311\n\nconnected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains, embodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, postings to a message board or group chat, social media posts, tweets, videos uploaded to any video platform, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item of economic value that is subject to Possession, Custody, or Control. Asset includes all real and personal property, including but limited to, real estate, land, houses, apartments, condominiums, automobiles, yachts, boats, planes, jets, helicopters, cash, bank accounts, cryptocurrencies, securities, accounts receivables, inventory, and other tangible and intangible property.\n\n### **IV. DOCUMENTS TO BE PRODUCED**\n\n1. All Documents related to any income or Asset of the Debtor, the Debtor's estate, the Debtor's Family, or Associated Entity.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 304 of 311\n\n2. All Documents related to any engagement letter with the Debtor, any member of the Debtor's Family, and/or any Associated Entity, including copy(ies) of such engagement letter(s).\n\n3. All Documents related to the payment of any retainer to You based upon your representation of the Debtor, the Debtor's Family, or an Associated Entity, including documents sufficient to identify the amount of the retainer and its source.\n\n4. All Documents related to any fees, payments, or monies received by You from or on behalf of the Debtor, the Debtor's Family, a Family Related Entity, or an Associated Entity held in escrow or in a client trust account.\n\n5. Documents sufficient to show the amount, date, and source of any payments made to You by or for the benefit of the Debtor, the Debtor's Family, or an Associated Entity.\n\n6. All Documents related to the Debtor's financial condition and obligations to his creditors, including without limitation all Documents related to any effort to avoid paying such obligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n7. All Documents related to the Associated Entities, including but not limited to Documents related to their corporate structure, Assets, incorporation information, officers and directors, business purpose, and relationship to the Debtor, to any member of the Debtor's Family, or to any Associated Individual.\n\n8. All Documents regarding any investment or business dealing made by, with, or on behalf of Debtor or the Debtor's Family, on the one hand, and an Associated Entity, on the other hand.\n\n#### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 305 of 311\n\n9. All Documents related to any Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities hold any interest or investment in, including but not limited to the nature and value of that interest or investment; any proceeds or benefits from such Entity that the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities receive on account of such interest or investment; and all Documents relating to any financial reporting or data relating to such Entity, including but not limited to all books and records, financial statements or tax Documents.\n\n10. All Documents regarding the *Lady May*; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut, at 373 Taconic Rd.; the residential property located in Greenwich, Connecticut, at 33 Ferncliff Rd.; the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.; and any financial interest that the Debtor or the Debtor's estate possesses in any Associated Entity.\n\n11. All Documents related to the purported Declaration of Trust and Agreement, dated February 17, 2015, entered into by the Debtor, as Trustee, Genever Holdings Corporation, and Genever Holdings LLC, in favor of Bravo Luck Limited, as beneficiary.\n\n12. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n13. All Documents related to any investments or trading by the Debtor, the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures or any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 306 of 311\n\n14. All Communications between You and, either, the Debtor, the Debtor's Family, or any Associated Individual, agent, employee, or other individual acting on behalf of the Debtor, related to any Transfer, investment, or other transaction or business dealing relating to the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities.\n\n15. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of Debtor, Debtor's Estate, Debtor's Family, or Associated Entities, including but not limited to Documents showing when the trust(s) was created, by whom it was created, to whose benefit it was created, and the corpus of the instrument.\n\n16. All Documents related to any sale, acquisition, disposition, purchase, investment, contribution, gift, extension of credit, loan, or Transfer involving the Debtor, the Debtor's Family, or any Associated Entity.\n\n17. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n18. All Documents related to any loans or extensions of credit, or applications for the same, to or from the Debtor, the Debtor's Estate, the Debtor's Family or any Associated Entity, including but not limited to (i) the terms of any such loans or extensions of credit, including their terms of repayment, representations and warranties, and interest rate, and (ii) all evidence of payments of the loans.\n\n### Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 307 of 311\n\n19. All Documents related to the Debtor's use of any Assets belonging to, controlled by, or whose complete or partial ownership is held by the Debtor's Family, an Associated Entity, or an Associated Individual.\n\n20. All Documents regarding any balance sheet, bank statement, account statement, financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor, the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n21. All Documents related to any pledges of Assets of any Associated Entity, including Bravo Luck Limited, to any other Entity.\n\n| Case 22-50073 | Doc 637 | Filed 07/28/22 | | Entered 07/28/22 23:23:50 | Page 308 of |\n|-----------------------------------------------------------------|---------|----------------|-----|---------------------------|-------------|\n| B2540 (Form 2540 – Subpoena for Rule 2004 Examination) (Page 2) | | | 311 | | |\n| | | | | | |\n\n| | (This section should not be filed with the court unless required by Fed. R. Civ. P. 45.) | |\n|------------------------------------|------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| on (date)
__________ | | I received this subpoena for (name of individual and title, if any): ______________________________________________ |\n| | I served the subpoena by delivering a copy to the named person | as follows: ____________________________________
___________________________________________________________________________________________________ |\n| __________________________________ | on (date) ___________________ ; or | |\n| | | |\n| | | I returned the subpoena unexecuted because: ____________________________________________________________
___________________________________________________________________________________________________ |\n| My fees are \\$ _________ | for travel and \\$_________ | Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also tendered to the
for services, for a total of \\$_________ |\n| I declare under penalty of perjury | that this information is true and correct. | witness the fees for one day's attendance, and the mileage allowed by law, in the amount of \\$ _______________________ . |\n| | | |\n| Date: _______________ | | ________________________________________________
Server's signature
________________________________________________ |\n\n*Server's address*\n\nAdditional information concerning attempted service, etc.:\n\n#### **Federal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)**\n\n#### **(c) Place of compliance.**\n\n *(1) For a Trial, Hearing, or Deposition.* A subpoena may command a person to attend a trial, hearing, or deposition only as follows:\n\n (A) within 100 miles of where the person resides, is employed, or regularly transacts business in person; or\n\n (B) within the state where the person resides, is employed, or regularly transacts business in person, if the person\n\n(i) is a party or a party's officer; or\n\n (ii) is commanded to attend a trial and would not incur substantial expense.\n\n#### *(2) For Other Discovery.* A subpoena may command:\n\n (A) production of documents, or electronically stored information, or things at a place within 100 miles of where the person resides, is employed, or regularly transacts business in person; and\n\n(B) inspection of premises, at the premises to be inspected.\n\n#### **(d) Protecting a Person Subject to a Subpoena; Enforcement.**\n\n*(1) Avoiding Undue Burden or Expense; Sanctions.* A party or attorney responsible for issuing and serving a subpoena must take reasonable steps to avoid imposing undue burden or expense on a person subject to the subpoena. The court for the district where compliance is required must enforce this duty and impose an appropriate sanction which may include lost earnings and reasonable attorney's fees — on a party or attorney who fails to comply.\n\n#### *(2) Command to Produce Materials or Permit Inspection.*\n\n *(A) Appearance Not Required.* A person commanded to produce documents, electronically stored information, or tangible things, or to permit the inspection of premises, need not appear in person at the place of production or inspection unless also commanded to appear for a deposition, hearing, or trial.\n\n *(B) Objections*. A person commanded to produce documents or tangible things or to permit inspection may serve on the party or attorney designated in the subpoena a written objection to inspecting, copying, testing or sampling any or all of the materials or to inspecting the premises — or to producing electronically stored information in the form or forms requested. The objection must be served before the earlier of the time specified for compliance or 14 days after the subpoena is served. If an objection is made, the following rules apply:\n\n (i) At any time, on notice to the commanded person, the serving party may move the court for the district where compliance is required for an order compelling production or inspection.\n\n (ii) These acts may be required only as directed in the order, and the order must protect a person who is neither a party nor a party's officer from significant expense resulting from compliance.\n\n#### *(3) Quashing or Modifying a Subpoena.*\n\n *(A) When Required.* On timely motion, the court for the district where compliance is required must quash or modify a subpoena that:\n\n (i) fails to allow a reasonable time to comply; (ii) requires a person to comply beyond the geographical limits\n\nspecified in Rule 45(c); (iii) requires disclosure of privileged or other protected matter, if no\n\nexception or waiver applies; or\n\n(iv) subjects a person to undue burden.\n\n *(B) When Permitted.* To protect a person subject to or affected by a subpoena, the court for the district where compliance is required may, on motion, quash or modify the subpoena if it requires:\n\n (i) disclosing a trade secret or other confidential research, development, or commercial information; or\n\n (ii) disclosing an unretained expert's opinion or information that does not describe specific occurrences in dispute and results from the expert's study that was not requested by a party.\n\n *(C) Specifying Conditions as an Alternative.* In the circumstances described in Rule 45(d)(3)(B), the court may, instead of quashing or modifying a subpoena, order appearance or production under specified conditions if the serving party:\n\n (i) shows a substantial need for the testimony or material that cannot be otherwise met without undue hardship; and\n\n (ii) ensures that the subpoenaed person will be reasonably compensated.\n\n#### **(e) Duties in Responding to a Subpoena.**\n\n *(1) Producing Documents or Electronically Stored Information.* These procedures apply to producing documents or electronically stored information:\n\n *(A) Documents.* A person responding to a subpoena to produce documents must produce them as they are kept in the ordinary course of business or must organize and label them to correspond to the categories in the demand.\n\n *(B) Form for Producing Electronically Stored Information Not Specified.* If a subpoena does not specify a form for producing electronically stored information, the person responding must produce it in a form or forms in which it is ordinarily maintained or in a reasonably usable form or forms.\n\n *(C) Electronically Stored Information Produced in Only One Form.* The person responding need not produce the same electronically stored information in more than one form.\n\n *(D) Inaccessible Electronically Stored Information.* The person responding need not provide discovery of electronically stored information from sources that the person identifies as not reasonably accessible because of undue burden or cost. On motion to compel discovery or for a protective order, the person responding must show that the information is not reasonably accessible because of undue burden or cost. If that showing is made, the court may nonetheless order discovery from such sources if the requesting party shows good cause, considering the limitations of Rule 26(b)(2)(C). The court may specify conditions for the discovery.\n\n#### *(2) Claiming Privilege or Protection.*\n\n *(A) Information Withheld.* A person withholding subpoenaed information under a claim that it is privileged or subject to protection as trial-preparation material must:\n\n(i) expressly make the claim; and\n\n (ii) describe the nature of the withheld documents, communications, or tangible things in a manner that, without revealing information itself privileged or protected, will enable the parties to assess the claim.\n\n *(B) Information Produced.* If information produced in response to a subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any party that received the information of the claim and the basis for it. After being notified, a party must promptly return, sequester, or destroy the specified information and any copies it has; must not use or disclose the information until the claim is resolved; must take reasonable steps to retrieve the information if the party disclosed it before being notified; and may promptly present the information under seal to the court for the district where compliance is required for a determination of the claim. The person who produced the information must preserve the information until the claim is resolved.\n\n**(g) Contempt.** The court for the district where compliance is required – and also, after a motion is transferred, the issuing court – may hold in contempt a person who, having been served, fails without adequate excuse to obey the subpoena or an order related to it.\n\nFor access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n…\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x | |\n|-------------------------------------------------------------|--------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| | : | |\n| HO WAN KWOK, | :
: | Case No. 22-50073 (JAM) |\n| Debtor. | : | |\n| | : | |\n| ----------------------------------------------------------- | x | |\n\n### **NOTICE OF OBJECTION DEADLINE**\n\nLuc Despins, as the appointed Chapter 11 Trustee to the Debtor's Estate (the \"Applicant\"), has filed an Application for Rule 2004 Examination of the legal, advisory, or accounting firms identified in **Exhibit B** (the \"Rule 2004 Examination\") with the U.S. Bankruptcy Court for the District of Connecticut. Notice is hereby given that any objection or response to the Rule 2004 Examination must be filed with the Court no later than August 5, 2022, in accordance with Fed. R. Bankr. P. 2002(a) and 9014 and Local Bankr. R. 2004-1(c).1 In the absence of a timely filed objection, the proposed order regarding the Rule 2004 Examination *may* enter without further notice and hearing, see 11 U.S.C. section 102(1).\n\n[*Remainder of Page Intentionally Left Blank*]\n\n1 Although objections to a Rule 2004 application are due seven days after filing under the Local Rules, the Trustee submits that a one-day extension of the objection deadline is appropriate given that some notice parties will not be served with the Application until Friday, July 29, 2022.\n\nNew Haven, Connecticut for HO WON KWOK\n\nDated: July 28, 2022 LUC DESPINS, as appointed Chapter 11 Trustee\n\nBy: */s/ Patrick R. Linsey* Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n*and*\n\nNicholas A. Bassett *(pro hac vice* pending) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n*and*\n\nAvram E. Luft *(pro hac vice* pending) Douglass Barron (*pro hac vice* pending) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n*Proposed counsel for the Chapter 11 Trustee*","body_zh":"美国联邦破产法院 Connecticut District（康涅狄格州联邦地区）Bridgeport Division（布里奇波特分部）\n\n------------------------------------------------------ x\n\n关于： :\n: Chapter 11\nHO WAN KWOK（郭文贵）， :\n:\n: Case No. 22-50073 (JAM)\n债务人。1 :\n\n------------------------------------------------------ x\n\n第11章受托人根据破产规则2004及地方规则2004-1申请作出命令、授权就债务人的多名法律及财务顾问进行证据开示的综合动议\n\nLuc Despins（吕克·德斯潘斯）作为获任命管理债务人财产的第11章受托人（以下简称“受托人”），通过其拟聘任的下列签署律师 Paul Hastings LLP（保罗·黑斯廷斯律师事务所），根据 Federal Rule of Bankruptcy Procedure 2004(a)（以下简称“破产规则”）及 Local Bankruptcy Rule 2004-1（以下简称“地方规则”），特此申请（以下简称“申请”或“动议”）在上述第11章案件（以下简称“本案”）中，对随附本申请的附件B所列法律、咨询或会计师事务所（以下统称“专业人士”，单称“一名专业人士”）进行审查。请注意，对本申请提出异议的截止日期为 August 5, 2022；如未及时提出异议，本申请随附提交的拟议命令（以下简称“拟议命令”）可在无需进一步通知及听证的情况下作出。为支持其申请，受托人谨陈述如下：\n\n1 尽管债务人的法定姓名为 Ho Wan Kwok（郭文贵），其亦被称为 Guo Wengui、Miles Guo 及 Miles Kwok，以及众多其他别名。债务人纳税人识别号码的最后四位数为9595。\n\n初步陈述\n\n1. 法院在授权任命第11章受托人时确认，受托人的一项主要目标将是对“债务人的资产、负债及财务状况进行有效调查”。（见 ECF. No. 465，第14页，以下称“受托人命令”）。在本案中，此类调查至关重要，以探究包括下列事项在内的问题：债务人在其清单中主张其仅拥有价值 $3,850 的资产，与其仍可动用大量资金及资源（包括用于支付其在本案中的律师费用），且多年来一直以自称亿万富翁的身份过着奢华生活这一事实之间存在的明显不一致。受托人需要尽快对债务人的财务状况开展广泛、全面的调查，以确定尽管其清单所载内容为何，是否可能存在构成财产的一项或多项重大资产——包括不动产和动产、对其他法人实体的股权所有权、诉讼请求权及其他财产权益。\n\n2. 本项依据规则2004进行证据开示的动议——是受托人拟在其调查开始时提交的数项动议之一——旨在向债务人（或在某些情况下，向与债务人有关联的实体）的某些外部律师及其他顾问（以下统称“专业人士”）获取文件和信息；受托人了解到，该等人士曾就可能涉及财产潜在资产的商业交易及诉讼请求权向债务人及／或关联实体提供建议。鉴于其角色和职责，这些专业人士具有独特条件，可详细了解债务人的资产、财务状况以及债务人在与其本人、其家人或其关联人士有关的各类公司实体中可能拥有的财务权益。事实上，受托人预计，如债务人曾通过空壳公司网络及其他方式试图隐匿其财富（正如 New York Supreme Court（纽约州最高法院）所认定），债务人很可能需要外部律师及顾问提供广泛协助。因此，这些专业人士极有可能持有相关文件。\n\n3. 如下文所述，债务人先前就这些专业人士所控制的任何特权（包括律师—当事人特权及工作成果原则）现均属于受托人。因此，受托人有权从专业人士处取得相关文件——包括其与债务人的通信以及其内部工作成果，无论债务人先前是否可能对该等文件享有特权。\n\n程序状况\n\n4. On March 19, 2022，美国受托人提交了一项动议，请求作出命令指示任命一名审查员，或者作为替代请求，请求作出命令指示任命一名第11章受托人。（见 ECF No. 102）。\n\n5. On April 6, 2022，Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业，以下简称“PAX”）提交了一项动议，请求驳回第11章案件，或者作为替代请求，请求加入美国受托人提出的、要求作出命令指示任命一名第11章受托人的动议。（见 ECF No. 183）。\n\n6. On June 15, 2022，本法院作出受托人命令。\n\n7. 受托人命令在相关部分认定：“与驳回或转换相比，债务人财务状况的复杂性以及本案中缺乏独立管理监督，足以支持任命一名第11章受托人，以为债权人及财产之利益调查、识别及查找债务人的资产”；并进一步认定：“第11章受托人应履行 11 U.S.C. § 1106 规定的全部职责。”（见同上，第15–16、18页）。\n\n8. 受托人命令进一步认定：“任命一名第11章受托人还将有助于对债务人的资产、负债及财务状况进行有效调查”，并“使第11章受托人能够调查债务人的资产、负债及财务状况，并确保遵守《协议命令》的规定。”（见同上，第14、18页）。\n\n9. On July 7, 2022，美国受托人办公室提交了《第11章受托人任命通知》，任命 Luc Despins（吕克·德斯潘斯）为债务人财产的第11章受托人。（见 ECF No. 514）。\n\n事实背景\n\nI. 申请书及债务人清单\n\n10. On February 15, 2022（以下简称“申请日”），债务人根据 United States Code（美国法典）Title 11（以下简称“破产法典”）Chapter 11 自愿提交了破产救济申请书。\n\n11. 债务人的清单列示无担保债权总额约为 $374 million（见 ECF No. 78，第1页，以下称“债务人清单”）。PAX 所主张的 $254 million 债权，是债务人所列无担保债权中确定的最大单项债权。（见同上，随附 Schedule F）。债务人清单还列有一项据称属于 Golden Spring (New York) Ltd.（金泉〔纽约〕有限公司，以下简称“Golden Spring”）的金额不明的有担保债权；该实体据称由债务人的儿子 Qiang Guo（郭强，以下简称“儿子”或“Qiang”）拥有，且据称由“[某]些与此相关的请求权及追偿款”担保，并主张该债权系与一份“诉讼融资协议”有关而产生。（见同上，随附 Schedule D）。\n\n12. 尽管先前程序中的证据显示债务人过着奢华生活并享有豪华住宿条件，债务人清单仅列有 $3,850 的资产。2（见同上，第3–7页）。债务人主张其没有任何收入，且其支出由 Golden Spring 支付（见同上，第1页；另见 ECF No. 107，第¶17段，以下称“债务人声明”）。\n\n2 债务人列示了若干价值不明的资产，包括有争议的未注册著作权及诉讼请求权。（见同上，第6页）。\n\nII. 债务人拥有或控制但未在清单中列明的潜在资产\n\n13. 尽管债务人在其清单中作出主张，报告显示其可能在 New York（纽约州）及 Connecticut（康涅狄格州）等地拥有并控制大量不动产及动产资产，其产权由与债务人有关联的商业实体持有。报告还显示，债务人亦在众多营利性及据称非营利性实体中拥有财务权益。债务人被认定存在通过在该等不同商业实体之间操纵所有权以隐藏资产的模式，尤其是通过由家庭成员拥有的实体。（见 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）v. Ho Wan Kwok（郭文贵），Index No. 652077/2017 (N.Y. Sup. Feb. 9, 2022)，《关于动议的裁定及命令》，第1页，以下称“最终藐视法庭命令”〔认定债务人“通过将其大量个人资产存放于一系列公司、受信任的密友及家庭成员名下，试图逃避并欺骗其债权人”，并且“将其资产藏匿于错综复杂的公司实体及家庭成员之中”。〕）。3\n\na. 受控制的关联实体\n\n14. 虽然需要进行彻底调查以识别债务人可能拥有所有权或控制权的全部各类实体，但受托人基于公开可得的信息，包括其他法院的认定，有理由相信债务人拥有庞大的空壳公司网络，其利用该网络从事商业利益活动并储存财富。\n\n15. 例如，in June 2021，Eastern Profit Corporation Limited（东方利润有限公司，以下简称“Eastern Profit”）在针对 Strategic Vision US LLC（战略愿景美国有限责任公司）的违约诉讼中获判 $1 million；Eastern Profit 是一家据称由债务人的女儿 Mei Guo（郭美，以下简称“女儿”或“Mei”）控制的实体，该诉讼在 United States District Court for the Southern District of New York（纽约南区联邦地区法院）提起。（见 ECF No. 77，第12–13页；另见 Eastern Profit Corp. v. Strategic Vision US LLC, 2021 U.S. Dist. LEXIS 116334，第 *98 页 (S.D.N.Y. June 22, 2021)，以下称“Eastern Profit 诉讼”）。地区法院在就 Eastern Profit 诉讼作出的《事实认定及法律结论》中认定，Eastern Profit“本质上是”债务人的“一家空壳公司”。（见 Eastern Profit 诉讼，第 *4 页）。\n\n16. 债务人可能控制的其他实体包括：(i) Bravo Luck Limited（好运有限公司，以下简称“Bravo Luck”），一家据称由债务人儿子拥有的实体（见债务人声明，第¶33段）；(ii) Genever Holdings LLC（Genever Holdings 有限责任公司，以下简称“Genever NY”），其为 Genever Holdings Corporation（Genever Holdings 公司，以下简称“Genever BVI”）的全资子公司，而后者的股权由债务人以个人身份持有（见同上）；(iii) Golden Spring，一家据称由债务人儿子控制的实体（见同上，第¶17段）；(iv) Greenwich Land LLC（格林尼治土地有限责任公司，以下简称“Greenwich Land”），一家据称由债务人所谓的妻子 Hing Chi Ngok（吴庆芝，以下简称“妻子”或“Hing”）拥有的实体（见同上）；(v) Lamp Capital LLC（蓝普资本有限责任公司，以下简称“Lamp”），一家据称由债务人儿子拥有的实体（见同上，第¶51段）；以及 (vi) HK International Funds Investment (USA) Limited, LLC（香港国际基金投资〔美国〕有限责任公司，以下简称“HK USA”），一家据称由债务人女儿拥有的实体（见同上，第¶33段）。\n\n17. 债务人曾表示，上述所列实体或许连同其他实体，为债务人向媒体及社交媒体炫耀的奢华生活提供资金。（例如，见同上，第¶17段〔称其儿子通过 Golden Spring“满足[债务人]的需求”〕；同上，第¶23段〔主张其女儿拥有 Lady May，一艘据称于2015年以 £41 million 购置的豪华游艇，且其儿子负责 Lady May 的维护〕；以及同上，第¶51段〔指出其儿子通过 Lamp 为债务人的初始第11章破产律师支付了 $1 million 的预付律师费〕）。然而，债务人并未说明这些实体如何取得收入，或其为换取这些实体向其提供的资金而向该等实体提供何种对价（如有）。\n\nb. 债务人可能拥有或控制的不动产及动产资产\n\n18. 除此不透明的受控制关联实体网络外，还存在大量不动产及动产资产——债务人本人曾向媒体吹嘘其拥有该等资产——亦可能构成财产。\n\n19. 例如，在2017年的一次采访中，当被问及其就反对中国共产党所开展的运动是否有所遗憾时，债务人表示：\n\n“我对过去九个月所做的一切绝无遗憾。我拥有全世界人人梦寐以求的富裕生活。我在香港有最大的房子，数千平方米。我在伦敦有最豪华的公寓。我在北京有最大的住所。我在盘古有超过10处房产。我有两架私人飞机。我有最先进的游艇。我有数百辆赛车。我在纽约有这样的公寓。我不再有任何物质需求。”）。\n\n（例如，参见 Vice News, Exiled Chinese Billionaire Uses YouTube to Wage A War On Corruption, YOUTUBE, at 6:38-7:07 (Nov. 15 2017)（着重强调）(available at http)，下称“Vice News 采访”）。4 值得注意的是，债务人从未对这些资产或其任何收益的去向作出可信解释——受托人认为，这一核心问题将通过本次2004审查得到解答。\n\n20. 与债务人自己的承认一致，其他法院已认定，尽管债务人在本案中提出相反的新近主张，某些资产实际上由债务人所有。\n\n4 该引文由债务人以中文作出，并由 Vice News 翻译成英文。\n\n21. Lady May（“Lady May”号游艇）。在为确定谁持有 Lady May 的实益所有权而举行证据听证后，New York Supreme Court（纽约州最高法院）认定债务人实益拥有并控制 Lady May。（最终藐视法庭命令，第9页（“证据以清楚且令人信服的方式表明，[债务人]持有 Lady May 的实益权益并控制 Lady May。”））。具体而言，该法院在审议全部证据后，包括债务人的女儿以及代表债务人的 HK International 律师所出示的另外三名证人的长篇证言，认定“在听证中由被告方证人亲口作出的证言，以清楚且令人信服的方式表明，Kwok 实益拥有并控制 Lady May，并且对本院及司法程序怀有彻底蔑视。”（最终藐视法庭命令，第4页）。该法院继而指出，“简言之，Guo 女士关于其拥有并控制 Lady May 的证言在任何方面均不可信”，并且“Kwok 不仅控制该游艇，看来也是其提供资金购买该游艇，而且其是主要享用该游艇的人。”（同上，第6-8页）。5\n\n22. Sherry Netherland Hotel Property（Sherry Netherland Hotel 房产）。债务人同样可能拥有并控制 Manhattan（曼哈顿）Sherry Netherland Hotel 的一套共管公寓，据称该公寓于2015年以约 \\$70 million 购得（下称“该共管公寓”）。债务人主张，该共管公寓由 Genever NY 所有，且 Genever NY 通过 Bravo Luck 为其儿子以信托方式持有该共管公寓。（参见债务人声明，第33段）。如上所述，Genever NY 本身由 Genever BVI 所有，而 Genever BVI 是由债务人所有的实体。（参见同上）。\n\n5 2022年3月1日，PAX 提交了《请求作出命令确认自动中止不适用，或备选地，根据破产法第362(d)(2)条解除自动中止的动议》(ECF No. 57)（下称“PAX 中止动议”）。PAX 中止动议依照一项经约定的命令获得解决，根据该命令，除其他条件外，HK USA 同意将 Lady May 返还至美国，并通过将 \\$37 million 存入监管账户，为该义务提供担保。（参见 ECF No. 299）。Lady May 于2022年7月初返回 Connecticut（康涅狄格州）的可通航水域。\n\n23. 与 Lady May 类似，该共管公寓成为 Genever NY 于2020年10月在 Southern District of New York（纽约南区）向 Honorable Judge James L. Garrity Jr.（James L. Garrity Jr. 尊敬的法官）提交的另一宗第11章破产案中申请前诉讼的标的。（参见 Case No. 20-12411 (Bankr. S.D.N.Y.)）。在该第11章案件中，Genever NY 与 PAX 达成协议，根据该协议，该共管公寓将被出售，所得款项将存入监管账户，并仅在 Garrity 法官进一步命令后予以分配。（参见 Second Am. and Restated Settlement Agreement, In re Genever Holdings, LLC, No. 20-12411, (ECF 131-1, ¶5(g))）。该协议还规定，除其他事项外，其不会损害各方继续进行 PAX 在 British Virgin Islands（英属维尔京群岛）对 Bravo Luck 和债务人提起的诉讼的权利；该诉讼对 Bravo Luck 所声称的该共管公寓实益所有权提出质疑。（同上，第7(b)段）。\n\n24. 受托人还有理由相信，与取得该共管公寓有关的约 \\$2 million 保证金也可能仍然存在。（参见 ECF No. 77，第7页）。\n\n25. 其他不动产及动产。除上述事项外，债务人经常提及由其本人或其直系家庭成员拥有和控制的其他重大不动产及动产资产。例如：\n\n－债务人主张，其妻子通过 Greenwich Land 拥有债务人位于 373 Taconic Road, Greenwich, Connecticut 06831 的住宅房产。（参见债务人声明，第6、17段）。Greenwich Land 还可能持有位于 Greenwich, Connecticut 的另一处住宅房产，即 33 Ferncliff Rd.6\n\n－债务人已声明，其拥有“数十亿”的“资金和财产，包括香港的不动产”，这些资产于2019年被 High Court of the Hong Kong Special Administrative Region, Court of First Instance（香港特别行政区高等法院原讼法庭）冻结。（债务人声明，第17段）。\n\n6 参见《无担保债权人官方委员会关于驳回、转换或指定第11章受托人之替代方案的补充法律备忘录》，第3页 [ECF No. 408]（指出“破产财产的其他潜在资产是位于 Greenwich, Connecticut 的两处房产（373 Taconic Rd. 和 33 Ferncliff Rd.），而[债务人]主张该等房产由[Greenwich Land]所有。”）。\n\n－债务人还是 United Kingdom（英国）一宗诉讼的共同原告，该诉讼涉及约 \\$500 million 的请求权。7\n\n－如上所述，在2017年的一次采访中，债务人吹嘘其拥有的财产包括：(i)“香港最大的房子”；(ii)“伦敦最豪华的公寓”；(iii)“北京最大的住所”；(iv)“盘古超过10处房产”；(v)两架私人飞机；8 以及 (vi)“数百辆赛车”。9\n\n26. 拟议审查将有助于确定——并且很可能确认——这些各类财产权益是否属于破产财产。\n\nc. 债务人在营利性及声称非营利性商业实体中的潜在财务权益\n\n27. 除债务人可能通过其家庭成员拥有的商业实体所拥有或控制的不动产及动产资产外，债务人还可能在营利性商业实体和声称非营利性商业实体中拥有重大财务或所有权权益（或负债），该等权益可能为破产财产和债权人提供重大价值。\n\n28. 例如，据报道，债务人在 Gettr USA, Inc.（“Gettr”）中拥有财务权益；Gettr 是一个保守派社交媒体平台。（参见 Will Sommer, Adam Rawnsley, A. Suebsaeng, Trumpworld App Is Bankrolled by Fugitive Chinese Billionaire, THE DAILY BEAST, http (July 5, 2021, 12:19 PM) (last visited July 20, 2022)（报道称，“与该亿万富翁有关的网站表明 Gettr 是[债务人]的构想”，并将 GTV 一名主持人的如下观点归于该主持人；GTV 是“一家充当[债务人]喉舌的媒体机构”：\n\n“Gettr 是‘[债务人]毕生事业的集中体现’”，并补充称，“[债务人]提出了 Gettr 标志——火炬——的构想。”；另参见 The New York Times: Sway, Best Of: Jason Miller, at 30:15-30:35 (July 18, 2022)（使用 Apple Podcasts 下载）（当被问及谁在资助 Gettr 时，Gettr 首席执行官 Jason Miller 回答：“我们有多个国际投资基金正在投入资金……Miles Kwok 的家族基金会是该平台的初始资助者之一、初始赞助者之一。迄今已有超过 \\$50 million 投入该平台。截至目前，我们在银行中有约 \\$25-\\$30 million。”））。10\n\n29. 据报道，Gettr 的工资单列示的地址与“喜马拉雅大使馆”相同；该房产租赁于 Manhattan 的 Upper East Side（上东区），也与 New Federal State of China（“NFSC”）有关联。NFSC 是债务人与 Steve Bannon（史蒂夫·班农）共同创建的、自称“致力于推翻[中国共产党]的流亡政府”；Steve Bannon 曾任前总统 Donald J. Trump（唐纳德·J·特朗普）的首席策略师。（参见 Dan Friedman, A Fugitive Chinese Tycoon Met Steve Bannon. Misinformation Mayhem Ensued. The weird, wild, and scary tale of Miles Guo, Mother Jones (March-April 2022 Issue) (last visited July 21, 2022), http）。\n\n30. 据报道，债务人还拥有或控制由“超过60个商业、非营利和在线团体”构成的“网络”，统称为“吹哨人运动”。（参见同上）。据称，其中至少两个非营利组织——Rule of Law Society 和 Rule of Law Foundation——为 NFSC 提供资金。（参见同上）。据报道，截至2021年夏季，Rule of Law Society 和 Rule of Law Foundation 的“合计收入约为 \\$15 million。”（同上）。\n\n10 在这段交流后不久，Miller 谨慎地区分了“Miles Kwok 的家族基金会”与 Miles Kwok 本人，称：“Kwok 先生并未在 Gettr 中进行任何直接财务投资”，而是称债务人为 Gettr 的“盟友”。（参见同上，第30:51-31:11）。\n\n31. 债务人所称的营利性及非营利性商业权益“网络”还可能包括如下实体或品牌：(i)“GCoin”，据称由债务人创建、作为 NFSC 货币的加密货币；(ii)“GFashion”，由债务人设计的服装系列；(iii)“GMusic”，推广债务人视频的音乐平台；(iv)“GClubs”，提供“‘礼宾客户服务’以及特别访问[债务人]时尚系列、音乐发布内容和年度 GSummit”的会员服务；(v)“GTV”，中文视频平台；(vi)“GNews”，一家“刊载总结[债务人]言论的文章”的新闻网站；11 (vii) Saraca Media，GNews 的母公司，据报道其还于2018年5月向 Bannon 先生支付至少 \\$1 million 的咨询费；以及 (viii) Himalaya Supervisory Organization，其监督多个宣传和崇拜债务人的在线聊天群组，并向该等聊天群组成员提供“各种机制”以向债务人汇款，包括通过一项贷款计划；该计划据称“承诺最终连本带息偿还，并有机会以折扣价投资于其他[债务人]事业”，以及通过购买 GTV 股票。（参见同上）。据称，GTV 股票机会筹集了 \\$114 million，贷款计划筹集了“至少 \\$90 million。”（参见同上）。\n\n32. 这些仅是债务人曾经吹嘘过的，或迄今被媒体报道的某些商业权益和实体。债务人有可能与许多其他实体存在关联，而该等实体的资产、负债和财务权益可能对受托人管理债务人的破产财产至关重要。\n\n33. 鉴于债务人可能是上述资产及权益以及其他可能尚不知悉的资产及权益的真正所有人，第11章受托人全面审查和调查债务人的破产财产资产至关重要，包括其家庭成员、其家庭成员的商业实体以及其他第三方（包括代表债务人及其关联家庭实体的律师事务所）在债务人的财务状况方面所发挥的作用。\n\n11 参见同上。\n\nIII. 专业人士掌握的关于破产财产资产的信息\n\n34. 众多第三方，包括债务人的律师事务所、会计师事务所和金融公司，曾就多项商业交易及其他与债务人破产财产管理可能相关的资产、负债或财务权益事项，向债务人或相关实体和个人提供建议。基于其与债务人的沟通以及其应债务人或他人请求所完成的工作，这些专业人士很可能掌握对受托人调查至关重要的信息。\n\n35. 受托人拟调查的关系包括债务人与其在 Brown Rudnick LLP（布朗·拉德尼克律师事务所）的律师以及财务顾问 Verdolino & Lowey, P.C.（韦尔多利诺与洛伊专业公司）之间的往来。债务人聘请 Brown Rudnick LLP 在本第11章案件中代理其事务，并且其亦寻求聘请 Verdolino & Lowey。两名顾问很可能曾协助 Kwok 先生，尤其是编制其资产负债表。故此，两者很可能持有与受托人调查直接相关的信息。\n\n36. 受托人迄今已确定，共有十三家咨询公司（以及其中一家公司的负责人）可能持有或控制可能有助于识别和追回破产财产资产的信息、知识或文件。12 除 Brown Rudnick 和 Verdolino & Lowey 外，这些专业人士还包括：(i) Lawall & Mitchell, LLC（劳沃尔与米切尔有限责任公司），该公司长期以来在各类事项中代理债务人，并在 Brown Rudnick 试图辞任后于本案中临时代理债务人；(ii) Baker Hostetler LLP（贝克·霍斯泰特勒律师事务所）以及在债务人与 PAX 的纽约州法院诉讼中代理债务人的其他多家律师事务所；以及 (iii) Whitman Breed Abbott & Morgan LLC（惠特曼·布里德·阿博特与摩根有限责任公司），该公司显然在各类事项中代理债务人，且曾就债务人位于康涅狄格州的一处住宅的出售代理该住宅的卖方。13 下文列明各专业人士，以及受托人调查该等专业人士的依据：\n\n12 受托人保留补充本申请所列专业人士名单的一切权利，包括在未来根据规则 2004 提出救济申请时寻求类似救济。\n\n- BAKER HOSTETLER LLP 曾在涉及债务人列示的最大无担保债权人 PAX 的纽约州法院诉讼中代理债务人，并且是与债务人签订的一份尚待履行的委聘函的当事方。参见 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）v. Ho Wan Kwok（郭文贵）, Index No. 652077/2017 (N.Y. Sup. Ct.（纽约州最高法院）)。如上所述，纽约州法院诉讼中的藐视法庭程序对于使 Lady May（“五月花”号）返回康涅狄格州水域至关重要，而 Baker Hostetler LLP 可能持有关于其他破产财产所在地及来源的文件。\n\n- BOIES SCHILLER FLEXNER LLP（博伊斯·席勒·弗莱克斯纳律师事务所）是在“与数起诉讼相关”的事项中债务人的登记代理律师。Guo Wengui（郭文贵）v. Schiller（席勒）, No. 150001/2019, (Cohen, J.) (N.Y. Sup. Ct. May 23, 2019). 债务人与 Boies Schiller Flexner LLP 最终就费用争议在仲裁员面前进行了诉讼，鉴于该律师事务所曾在多起诉讼中代理债务人，且债务人已列示对该所的一项“潜在的失职索赔”，14 该所很可能持有与受托人调查相关的文件。\n\n- BROWN RUDNICK LLP 是债务人的前第11章代理律师，并应曾协助债务人起草其申请书、资产负债表及财务状况说明书。因此，Brown Rudnick LLP 很可能持有与受托人调查相关的文件。\n\n- CLARK HILL PLC（克拉克·希尔专业公司）据称曾就某些移民事项代理债务人。债务人已就违约等主张对 Clark Hill PLC 提起诉讼，并寻求约 \\$50 million 的补偿性损害赔偿。该诉因属于破产财产，可能为债权人提供价值，且必须由受托人进行彻底调查。此外，作为移民代理律师，Clark Hill PLC 可能持有或控制债务人向 U.S. Citizenship and Immigration Services（美国公民及移民服务局）（“USCIS”）及其他联邦机构提交的、与债务人在美国境内及境外资产有关的文件和承认。\n\n- THE FRANCIS FIRM PLLC（弗朗西斯律师事务所专业有限责任公司）是一家律师事务所，列载于债务人的 *Motion for Entry of an Order Authorizing (I) Employment and Payment of Professionals Utilized in the Ordinary Course, (II) Payment of Prepetition Claims, and (III) Granting Related Relief*（《请求作出命令，授权：(I) 聘用及支付在日常业务过程中使用的专业人士；(II) 支付申请前债权；及 (III) 准予相关救济的动议》）, [ECF No. 119] 的附件中。除 Francis Firm PLLC 显然担任债务人或他人的外聘法律顾问外，MELISSA B. FRANCIS（梅利莎·B·弗朗西斯）还是债务人的“家族办公室” Golden Spring（黄金泉）的总法律顾问，15 债务人称该办公室支付其全部生活费用。其电子邮件地址登记于“gsnyus.com”域名，鉴于其作为为债务人生活方式提供资金的实体之总法律顾问的职责，她很可能持有关于债务人财产（可能属于破产财产）的文件和知识。\n\n13 如上所述，如本动议获准，受托人拟审查的专业人士列于本动议附件 B。\n\n14 [ECF No. 78 at 7].\n\n- HODGSON RUSS LLP（霍奇森·拉斯律师事务所）与 Baker Hostetler LLP 一样，曾在 Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok, Index No. 652077/2017 (N.Y. Sup. Ct.) 一案中代理债务人。基于上述关于 Baker Hostetler LLP 所述的相同理由，Hodgson Russ LLP 很可能持有或控制对受托人调查至关重要的文件。\n\n- JANOVER LLC（贾诺弗有限责任公司）是一家会计和咨询公司，列载于债务人的 *Motion for Entry of an Order Authorizing (I) Employment and Payment of Professionals Utilized in the Ordinary Course, (II) Payment of Prepetition Claims, and (III) Granting Related Relief*, [ECF No. 119] 的附件中。鉴于 Janover LLC 很可能持有财务数据和公司信息，受托人认为其是本申请所请求取证的适当对象。\n\n- LAWALL & MITCHELL, LLC 是债务人及与债务人相关实体在多起诉讼中的正式及非正式法律顾问，包括在某些纽约州法院事项中担任 Genever (US)（杰纳维尔〔美国〕）的代理律师，并且至少临时在本院代理债务人，此外还在其他申请前诉讼中代表债务人和与债务人相关的实体出庭。据所知并相信，Lawall & Mitchell, LLC 是债务人的重要顾问，其为债务人的利益，协调跨多个司法管辖区、并代表可能由债务人控制的多个实体的法律行动。受托人从 Lawall & Mitchell, LLC 获取取证至关重要，因为该所很可能持有或控制关于多项资产（包括公寓和 Lady May）的文件，而该等资产可能构成破产财产。\n\n- Elliott Kwok Levine & Jaroslaw（埃利奥特·郭·莱文与雅罗斯拉夫律师事务所）的 MATTHEW LEVINE（马修·莱文），前 Phillips Nizer LLP（菲利普斯·尼泽律师事务所）律师，曾在 Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok, Index No. 652077/2017 (N.Y. Sup. Ct.) 一案中代理作为非当事方涉案人的 Lamp（兰普）。鉴于 Levine 先生代理了一个家庭关联实体，债务人的儿子通过该实体为支付给债务人最初第11章代理律师的 \\$1 million 预付聘金提供资金，Levine 先生可能持有与受托人调查相关的文件。\n\n- PAUL, WEISS, RIFKIND, WHARTON & GARRISON（保罗·韦斯、里夫金德、沃顿与加里森律师事务所）曾就设立 Genever NY（杰纳维尔纽约）向债务人提供建议。Genever NY 是 Genever BVI（杰纳维尔英属维尔京群岛）的全资子公司，而后者的股权由债务人以个人身份持有。事实上，根据 Genever NY 的有限责任公司协议，Paul, Weiss, Rifkind, Wharton & Garrison LLP（c/o Brad Karp（布拉德·卡普））是其登记代理人，因此很可能持有与公司实体（包括 Genever NY）相关的文件，该等实体可能为破产财产，或可能持有破产财产。\n\n15 Eastern Profit Corp.（东部利润公司）v. Strategic Vision US LLC（战略愿景美国有限责任公司）, 2021 U.S. Dist. LEXIS 116334, at \\*4 (S.D.N.Y.（纽约南区） June 22, 2021).\n\n- PHILLIPS NIZER LLP 曾在 Pacific Alliance Asia Opportunity Fund L.P. v. Ho Wan Kwok, Index No. 652077/2017 (N.Y. Sup. Ct.) 一案中代理作为非当事方涉案人的 Lamp。基于 Levine 先生可能持有与受托人调查相关文件的相同理由，Phillips Nizer LLP 也可能持有与受托人调查相关的文件。\n\n- VERDOLINO & LOWEY P.C. 是一家会计师事务所，并曾被提议担任占有中的债务人的财务顾问。参见 Debtor's Application for Authorization to Retain and Employ Verdolino & Lowey, P.C. as Financial Advisor（《债务人请求授权聘用 Verdolino & Lowey, P.C. 担任财务顾问的申请》）, [ECF No. 90]。鉴于债务人拟聘请 Verdolino & Lowey P.C. 作为其财务顾问，Verdolino & Lowey P.C. 很可能持有尽职调查数据和文件，包括债务人的记录，该等资料很可能识别或包含可能属于破产财产的债务人资产。\n\n- WHITMAN BREED ABBOTT & MORGAN LLC 曾就债务人或债务人控制的实体收购位于康涅狄格州、可能构成破产财产资产的不动产一事，担任债务人和/或 Greenwich Land（格林尼治土地）的代理律师。Whitman Breed Abbott & Morgan LLC 的一名代表已向受托人表示，该所曾代理债务人；因此，Whitman Breed Abbott & Morgan LLC 很可能持有可能有助于识别未知破产财产的文件，或者至少持有阐明债务人如何维持其在某些不动产资产中权益的文件。\n\n37. 这些专业人士中的每一位均为债务人或与其密切相关实体的法律或财务顾问，因此很可能持有或控制可能有助于识别和/或追回已知及待识别破产财产资产的证据。\n\n管辖权和审理地点\n\n38. 本院根据 28 U.S.C. §§ 157 and 1334 对审理本申请具有管辖权。根据 28 U.S.C. §§ 1408 and 1409，本申请的审理地点适当。\n\n39. 本申请依据包括 28 U.S.C. § 157(b)(2) (A), (E), and (F) 在内的规定，属于核心程序。\n\n请求的救济\n\n40. 受托人根据 Bankruptcy Rule 2004(a) 和 Local Rule 2004-1，请求作出一项裁定，其内容实质上采用拟议裁定的形式，授权受托人对附件 B 所列专业人士进行审查。\n\n请求救济的依据\n\n41. 根据 Rule 2004(a)，经利害关系方申请，本院可以命令对任何个人或实体进行审查。根据 Rule 2004 获授权的审查范围极其广泛，可涉及“债务人的行为、行为方式或财产，或者债务人的负债和财务状况，或者可能影响债务人破产财产管理的任何事项。”Fed. R. Bankr. P. 2004(b).\n\n42. “Rule 2004 审查的目的在于协助利害关系方确定破产财产的性质和范围、查明资产、审查交易，并评估是否发生不当行为。”In re Transmar Commodity Group Ltd., 2018 WL 4006324, at *4 (Bankr. S.D.N.Y. Aug. 17, 2018)（省略内部引文和引用）。这包括查明破产财产的性质和范围，以及发现债务人可能被故意或非故意隐匿的资产。参见 In re Bennett Funding Group, Inc., 203 B.R. 24, 27-28 (Bankr. N.D.N.Y. 1996)。另参见 In re Millennium Lab Holdings II, LLC, 562 B.R. 614, 626 (Bankr. D. Del. 2016)（“Rule 2004 审查的正当目标包括发现资产、审查交易，以及确定是否发生不当行为。”（省略内部引文和引用））。\n\n43. 债务人在其于 March 20, 2022 提交以支持本案立案的声明中表示，提交其第 11 章案件的目的包括“……（b）鉴于[其]认为在此方面存在误解，给予利益相关方一个有效机会，以调查[其]资产、负债和财务事务；[以及]（c）确定哪些资产属于破产财产，进而可供向获准债权持有人分配……。”（债务人声明，第 3 段）。受托人拟进行的调查与这些既定目的直接相关，因为其将有助于受托人识别债务人的资产和负债，以便向债权人进行分配。\n\n44. 根据所请求对专业人士进行的审查所应作出的初步调查范围显而易见。基于上述讨论的所有事实和证据，包括债务人本人众多公开陈述以及其他法院先前作出的认定，受托人已识别出债务人的各类公司实体及不动产和动产资产，这些资产可能为破产财产提供重大价值。然而，受托人需要 Rule 2004 所提供的调查工具，以进一步确定这些资产的真实所有权，并探查受托人尚不知悉的其他潜在资产。\n\n45. 为推进其审查，受托人请求法院命令专业人士在收到形式和实质上与拟议传票基本相似的传票送达后 thirty (30) 日内，或在受托人与其另行约定的其他期限内，按照随附并构成本申请一部分的表格16（“拟议传票”），向受托人律师提供文件。这些请求寻求的文件包括但不限于专业人士与债务人就其财务状况、资产转让和公司治理问题进行的通信。该等请求还寻求专业人士就这些相同事项形成的内部档案和通信。17\n\n16 Exhibit B 包含一份拟议传票索引，如本动议获准，该等传票将向专业人士送达。受托人还将针对各专业人士的个性化拟议传票作为 Exhibits C-1 至 C-14 随附，其中包括向各专业人士提出的调查事项，且其形式和实质基本相似。17 Lady May（“Lady May”号）属于受托人寻求调查的事项及潜在破产财产之一。受托人主张，即使目前就 Lady May 的所有权已有一项对抗程序待决，根据 Rule 2004 进行该等调查仍属适当。受托人拟议的与 Lady May 有关的调查涉及债务人为规避其债权人而实施的整体行为模式，因此其范围比可能在该对抗程序中寻求的调查更广。鉴于受托人同时正就其他事项向相同当事人寻求 Rule 2004 调查，现在进行该等调查对各方而言也更为有效——若要求受托人从相同当事人处进行两次调查，将缺乏效率。此外，这并非对抗程序原告通过 Rule 2004 寻求削弱《破产规则》对对抗程序调查所规定保护的典型情形。事实上，即使待决程序原则适用（其并不适用），该原则亦不会阻止受托人向并非有关 Lady May 的对抗程序当事人的个人或实体寻求 Rule 2004 调查。\n\n46. 向专业人士进行此类调查完全处于 Rule 2004 的范围之内。当调查可能识别并有助于为破产财产和债权人的利益追回资产时，破产法院通常准许针对专业机构进行 Rule 2004 调查。参见，例如，In re Bame, 251 B.R. 367 (Bankr. D. Minn. 2000)（认定受托人请求放弃个人债务人的特权并向破产申请前顾问寻求调查，在旨在追回资产时具有说服力）；In re Horvath, No. 13-34137, 2015 WL 2195060 (Bankr. N.D. Ohio May 7, 2015)（由于受托人寻求可能增加债务人破产财产的价值，允许向个人债务人进行与资产清单所列债权有关的调查）。债务人任何关于律师—当事人特权或其他适用特权可能妨碍受托人调查其与律师通信的主张均无依据，因为就涉及识别债务人破产财产的资产、负债或财务状况而言，受托人现控制任何律师—当事人特权或律师工作成果。In re Tarkington, No. 10-00012- 8-JRL, 2010 WL 1416813, at *3 (Bankr. E.D.N.C. Apr. 2, 2010)（“只要审查期间提出的问题涉及破产财产的管理，受托人对[个人债务人]律师—当事人特权的放弃即为有效”）；另参见 In re Klein, No. 2:11-BK-12718RN, 2013 WL 6253819, at *13 (Bankr. C.D. Cal. Dec. 4, 2013)（第 11 章受托人在获任后控制债务人与其前律师之间的特权）。\n\n47. 受托人主张，上述事实构成充分理由，使法院命令专业人士根据 Rule 2004 提供文件。尽管债务人是帮助受托人查明破产财产资产所必需的信息和文件来源，但向包括专业人士在内的其他当事人寻求调查，可能显著降低破产财产为识别和追回破产财产原本将承担的成本。实际上，律师及其他专业人士具有独特条件掌握有关资产转让、法律实体设立及其他公司治理事项，以及债务人财务状况的信息。因此，专业人士持有的文件可能是对受托人调查最有价值的文件之一。最后，鉴于该对抗程序的程序状态，受托人目前可能无法在该程序中取得调查。然而，受托人现在需要其 Rule 2004 调查，以充分保护和保全破产财产的潜在资产。\n\n48. 批准本申请对于受托人有效履行《受托人命令》所设想的职责至关重要，尤其包括其“为债权人和破产财产的利益查找债务人资产”以及“调查债务人的资产、负债和财务事务”的职责。（参见《受托人命令》第 15-16、18 页）。\n\n49. 批准本申请所请求的救济不会使包括债务人在内的任何利害关系方遭受不当损害。\n此前未提出请求\n\n50. 此前未曾提出请求本申请所要求救济的申请。\n异议截止日期\n\n51. 对本申请提出异议的截止日期为 August 5, 2022；如未及时提出异议，拟议命令可在无需进一步通知和听证的情况下生效。\n\n[本页其余部分有意留白]\n\n因此，受托人恭请法院批准本申请，并根据 Fed. R. Bankr. P. 2004(a) 作出拟议命令，命令对专业人士进行审查，并命令按照附于拟议传票的文件出示请求所载内容提供若干文件，以及给予法院可能认为公正和适当的其他及进一步救济。\n\n日期：July 28, 2022 LUC A. DESPINS（卢克·A·德斯平斯），New Haven, Connecticut 第 11 章受托人\n\n签署人：/s/ Patrick R. Linsey\n\nPatrick R. Linsey（帕特里克·R·林赛）（ct29437）\nNEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙泰思律师事务所）\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 781-2847\nplinsey@npmlaw.com\n\n及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特）（pro hac vice 待决）\nPAUL HASTINGS LLP（普衡律师事务所）\n2050 M Street NW\nWashington, D.C., 20036\n(202) 551-1902\nnicholasbassett@paulhastings.com\n\n及\n\nAvram E. Luft（阿夫拉姆·E·卢夫特）（pro hac vice 待决）\nDouglass Barron（道格拉斯·巴伦）（pro hac vice 待决）\nPAUL HASTINGS LLP（普衡律师事务所）\n200 Park Avenue\nNew York, New York 10166\n(212) 318-6079\naviluft@paulhastings.com\ndouglassbarron@paulhastings.com\n\n第 11 章受托人的拟议律师\n\n附件 A——拟议命令\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\nDISTRICT OF CONNECTICUT（康涅狄格州联邦地区）\nBRIDGEPORT DIVISION（布里奇波特分院）\n\n----------------------------------------------------------- x\n\n关于： ： 第 11 章\n\nHO WAN KWOK（郭文贵）， ： Case No. 22-50073 (JAM)\n\n债务人。18 ：\n\n----------------------------------------------------------- x\n[拟议]命令\n批准第 11 章受托人关于就债务人的各类法律及财务顾问进行 RULE 2004 调查的申请\n\n经审议由 Luc Despins（卢克·德斯平斯）以获任债务人破产财产第 11 章受托人身份（“申请人”）提交的申请，该申请寻求作出命令，授权对其 Exhibit B 所列专业人士依据《联邦破产程序规则》Rule 2004 进行审查（“申请”，ECF No. ______）；经通知和听证，参见 11 U.S.C. § 102(1)；鉴于存在理由按如下条件给予所请求的救济；特此\n\n命令：如下所述，准许 Rule 2004 动议。\n\n命令：Paul Hastings LLP（普衡律师事务所）和 Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩及蒙泰思律师事务所）作为受托人的拟议律师，特此获授权签署形式上与作为 Exhibits C-1 至 C-14 附于 Rule 2004 动议的传票基本相似的传票，并依照《破产规则》Rule 2004 送达该等传票及本命令，要求本申请 Exhibit B 所列专业人士接受审查并提供文件。\n\n命令：专业人士特此被命令在传票送达后 30 日内，或在受托人与其另行约定的其他期限内，提供所有文件。如专业人士基于某项特权未提供传票所请求的任何文件，专业人士特此被命令在传票送达后 30 日内，或在受托人与其另行约定的其他期限内，向受托人提供一份符合 Fed. R. Civ. P. 45(e)(2)、经 Fed. R. Bankr. P. 9016 适用的规定，以及 D. Conn. L. Civ. R. 26(e) 的特权日志。\n\n命令：专业人士特此被命令确保传票所请求或以其他方式与债务人、其业务、资产、负债、财务状况或本第 11 章案件有关的所有文件及其他信息，包括但不限于任何电子格式的信息，均得到妥善保存，可供出示、查阅和复制，且不会被销毁。\n\n18 尽管债务人的法定姓名为 Ho Wan Kwok（郭文贵），其亦以 Guo Wengui、Miles Guo 和 Miles Kwok，以及众多其他别名为人所知。债务人纳税人识别号码的最后四位数字为 9595。\n\n兹命令：Paul Hastings LLP（普衡律师事务所）及 Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙蒂斯律师事务所）作为受托人的拟任代理律师，现获授权，无需本院另行命令，即可依据破产规则2004，在 Paul Hastings LLP 位于 200 Park Avenue, New York, NY 10166 的办公室，或在当事人双方共同接受的其他地点，于受托人接受的日期，对《申请书》附件B所列任何专业人士的一名或多名代表进行破产规则2004项下的询问并录取证言；该日期由受托人选择，应不早于拟受询问人依照传票及本命令、根据破产规则2004提交文件后14个日历日，且该询问应逐日持续进行，直至完成。\n\n日期：____________，2022\n\nJulie A. Manning（朱莉·A·曼宁），美国破产法院法官\n\n_____________________________________________________\n\n附件B－专业人士名单\n\n证据开示当事人 角色 地址 传票索引\n\nBaker Hostetler LLP（贝克·霍斯特勒律师事务所） 法律顾问 John Siegal, Esq.（约翰·西格尔律师）\nBaker & Hostetler LLP（贝克与霍斯特勒律师事务所）\n45 Rockefeller Plaza\nNew York, NY 10111 附件C-1\n\nBoies Schiller Flexner LLP（博伊斯·席勒·弗莱克斯纳律师事务所） 法律顾问 Boies Schiller Flexner LLP\nJoshua Irwin Schiller, Esq.（约书亚·欧文·席勒律师）\n55 Hudson Yards\n20th Floor\nNew York, NY 10001 附件C-2\n\nBrown Rudnick LLP（布朗·拉德尼克律师事务所） 法律顾问 William R. Baldiga, Esq.（威廉·R·巴尔迪加律师）\nBrown Rudnick LLP\nOne Financial Center\nBoston, MA 02111 附件C-3\n\nClark Hill PLC（克拉克·希尔律师事务所） 法律顾问 Clark Hill PLC\n1001 Pennsylvania Ave NW\nSuite 1300 South\nWashington, DC 20004\nClark Hill PLC\nc/o Kali N. Bracey, Esq.（卡莉·N·布雷西律师）\nJenner & Block LLP（詹纳与布洛克律师事务所）\n1099 New York Ave., NW, Suite\nWashington, DC 20001-4412 附件C-4\n\nMelissa Francis（梅丽莎·弗朗西斯） 法律顾问 Melissa Francis, Esq.\nThe Francis Firm PLLC（弗朗西斯律师事务所）\n33 W 60th Street, Floor 2\nNew York, NY 10023 附件C-5\n\nThe Francis Firm PLLC 法律顾问 Melissa Francis, Esq.\nThe Francis Firm PLLC\n33 W 60th Street, Floor 2\nNew York, NY 10023 附件C-6\n\nHodgson Russ LLP（霍奇森·拉斯律师事务所） 法律顾问 Mark A. Harmon, Esq.（马克·A·哈蒙律师）\nHodgson Russ LLP\n605 Third Ave.\nNew York, NY 10036 附件C-7\n\n证据开示当事人 角色 地址 传票索引\n\nJanover LLC（贾诺弗有限责任公司） 财务顾问 Mindy Kamen（明迪·卡门）\nJanover LLC\n100 Quentin Roosevelt Blvd\nSuite 516\nGarden City, NY 11530\nJanover LLC\nc/o Rory G. Greebel（罗里·G·格里贝尔）\nWilson Elser Moskowitz Edelman & Dicker LLP（威尔逊·埃尔瑟·莫斯科维茨·埃德尔曼与迪克尔律师事务所）\n1133 Westchester Avenue\nWhite Plains, NY 10604 附件C-8\n\nLawall & Mitchell, LLC（拉沃尔与米切尔有限责任公司） 法律顾问 Aaron Mitchell, Esq.（亚伦·米切尔律师）\nLawall & Mitchell, LLC\n55 Madison Avenue\nMorristown, NJ 07960 附件C-9\n\nMatthew Levine（马修·莱文） 法律顾问 Matthew Levine\nElliott Kwok Levine & Jaroslaw LLP（埃利奥特·郭·莱文与雅罗斯拉夫律师事务所）\n565 Fifth Avenue\nNew York, NY 10017 附件C-10\n\nPaul, Weiss, Rifkind, Wharton & Garrison LLP（保罗、魏斯、里夫金德、沃顿与加里森律师事务所） 法律顾问 Brad Karp（布拉德·卡普）\nPaul, Weiss, Rifkind, Wharton & Garrison\n1285 Avenue of the Americas\nNew York, NY 10019-6064 附件C-11\n\nPhillips Nizer LLP（菲利普斯·奈泽律师事务所） 法律顾问 Phillips Nizer LLP\n485 Lexington Avenue\nFloor 14\nNew York, NY 10017 附件C-12\n\nVerdolino & Lowey, P.C.（维尔多利诺与洛伊律师事务所） 财务顾问 Craig R. Jalbert, CIRA（克雷格·R·贾尔伯特，CIRA）\nVerdolino & Lowey, P.C.\n124 Washington St.\nFoxborough, MA 02035 附件C-13\n\n证据开示当事人 角色 地址 传票索引\n\nWhitman Breed Abbott & Morgan LLC（惠特曼·布里德·阿博特与摩根有限责任公司） 法律顾问 James C. Riley, Esq.（詹姆斯·C·赖利律师）\nWhitman Breed Abbott & Morgan LLC\n500 West Putnam Avenue\nGreenwich, CT 06830 附件C-14\n\n附件C-1至C-14－向专业人士发出的传票及文件提交请求\n\n附件C-1\n\nB2540（表格2540－规则2004询问传票）（12/15）案件 22-50073 文件 637 于 07/28/22 提交 于 07/28/22 23:23:50 录入 第 31 页，共 311 页\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\n_________________________________________________________________ District of _________________________________________________________________ Connecticut（康涅狄格州）\n\n关于 _________________________________________________________________\n\n案件编号：______________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章程 __________________ 11\n\n规则2004询问传票\n\n致：_Baker Hostetler LLP________________________________________________________________________________\n\n（传票所指向人员的姓名）\n\n证言：兹命令你于下列载明的时间、日期和地点出席，依据《联邦破产程序规则》规则2004接受询问并作证。随附授权进行该询问的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP\n200 Park Avenue\nNew York, New York 10166\n\n询问将通过下列方式记录：_______________________________________________________________ 法庭记录员／速记员\n\n提交：你或你的代表还必须在询问时携带下列文件、电子存储信息或物品，并必须允许对该等材料进行检查、复制、测试或抽样：\n见随附的《文件提交请求》。\n\n《联邦民事诉讼规则》45的下列规定，根据《联邦破产程序规则》9016适用于破产案件，现随附于后：关于履行地点的规则45(c)；关于作为传票对象的你所受保护的规则45(d)；以及关于你对本传票作出回应的义务及未履行该义务可能后果的规则45(e)和45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记员\n\n或\n\n__________________________ 书记员或副书记员签名 __________________________ 律师签名 Patrick R. Linsey（帕特里克·R·林西）（ct29437）\n\n代表（当事人名称）________________________________，签发或请求本传票的律师姓名、地址、电子邮件地址及电话号码如下：Luc Despins（卢克·德斯平斯），第11章受托人\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n致签发或请求本传票者的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向人员送达之前，向每一当事人送达通知及本传票副本。《联邦民事诉讼规则》45(a)(4)。\n\n文件提交请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，单称为“一项请求”）必须分别并具体作出回应。每项请求均应得到完整答复，除非对其善意提出异议；在该等情况下，你提出异议的理由应按下文规定详细说明。若异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，你仅须说明对该部分的异议，并对其余请求作出回应。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为300 DPI Group IV单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过1000个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。 .DAT 文件的第一行必须为标识字段名称的标题行。 .DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应以以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包含附件字段，以保留电子邮件与其附件之间的父／子关系。必须包含 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径及名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于带有原生文件的文件，必须包含 LINK 字段，以提供原生文件的文件路径及名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为逗号分隔文件，每行由七个字段组成，且数据库中每一图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件内的字段。通往文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议使用以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，且每个文件夹中的文本文件数量不得超过1,000个文件。文件夹名称中不得有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\nd. 特定文件类型的原生格式提交。为充分理解其内容及含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。该等文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频／视频文件。提供一张带有 Bates 编号的分隔页图像，表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段包含在内。所提交的原生文件须以与该文件分隔页相对应的 Bates 编号命名。将原生文件归类至按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复副本的每一电子文件，提交单一副本。对于电子邮件，依据由 BCC、Body、CC、From、IntMsgID、To 及 Attach 属性生成的 MD5 哈希值合并重复文件。对于电子邮件附件和独立电子文件，依据整个文件的 MD5 哈希值合并重复文件。\n\nf. 元数据。以符合 Concordance 的加载文件（.dat）形式提交每一文件的提取元数据。 .DAT 文件的第一行必须为标识字段名称的标题行。 .DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应以以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。下列为所要求的元数据：\n\n字段名称 示例数据 说明\n\n首贝茨编号 EDC0000001 原生文件文档/电子邮件的首个贝茨编号\n末贝茨编号 EDC0000001 原生文件文档/电子邮件的最后一个贝茨编号\n末贝茨编号字段应予填写\n适用于单页文件\n附件范围 EDC0000001\n- 母文件第一页的贝茨编号\nEDC0000015 至最后一个附件“子”文件最后一页的贝茨编号\n附件起始 EDC0000001 附件范围的首个贝茨编号\n附件结束 EDC0000015 附件范围的最后一个贝茨编号\n保管人 Smith, John（约翰·史密斯） 电子邮件：该电子邮件所在的邮箱\n原生文件：文件来源个人或部门的名称\n发件人 John Smith（约翰·史密斯） 电子邮件：发件人\n原生文件：文件作者\n多个条目应以分号分隔\n收件人 Coffman, Janice（贾尼斯·科夫曼）；LeeW 收件人\n[mailto:LeeW@MSN.com] 多个条目应以分号分隔\n抄送 Frank Thompson（弗兰克·汤普森）\n[mailto: 抄送收件人\nfrank_Thompson@cdt.com] 多个条目应以分号分隔\n密送 John Cain（约翰·凯恩） 密送收件人\n多个条目应以分号分隔\n主题 Board Meeting Minutes（董事会会议纪要） 电子邮件：\n电子邮件的主题行；原生文件：文件标题\n（如有）\n文件名称 BoardMeetingMinutes.docx 原生文件：原始原生文件的名称，\n包括扩展名\n发送日期 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\n发送时间/\n时区 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所用时区\n时区 GMT 电子邮件在转换过程中\n被标准化所用的\n时区。\n链接 >EDC0000001.msg 电子邮件或原生文件文档的超链接\n链接文件必须按\n首贝茨编号命名\n文件扩展名 MSG 代表\n电子邮件或\n原生文件的文件类型扩展名\n作者 John Smith（约翰·史密斯） 电子邮件：（空）\n原生文件：文件作者\n创建日期 10/10/2010 电子邮件：（空）\n原生文件：文件创建日期\n\n创建时间 10:25 AM 电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为单独字段，且不得\n与创建日期字段合并\n修改日期 10/12/2010 电子邮件：（空）\n原生文件：文件最后修改日期\n修改时间 07:00 PM 电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，且不得\n与修改日期字段合并\n访问日期 10/12/2010 电子邮件：（空）\n原生文件：文件最后访问日期\n访问时间 07:00 PM 电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，且不得\n与访问日期字段合并\n文件大小 5,952 原生文件文档/电子邮件的大小，单位为 KB\n页数 1 原生文件文档/电子邮件的\n页数\n路径 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件文档的路径，\n包括原始文件名。\n内部文件路径 Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting 原始文件名。\nMinutes.msg 原生文件：（空）\n内部邮件标识 <000805c2c71b\\$75977050\\$ 电子邮件：唯一邮件标识；原生文件：（空）\ncb8306d1@MSN>\nMD5哈希值 d131dd02c5e6eec4693d9a0 该文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCR路径 TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每项请求均独立运作并应被独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件应按其在正常业务过程中保存的方式提供，或应组织并标注，以对应本请求中的类别。\n\n5. 本文所载每项请求均延及以下所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由代表您行事的任何人占有、保管或控制的文件，包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细描述该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，该文件发送给的人员）；(c) 确认该文件编制或制作的日期；(d) 说明该文件是否：(i) 遗失或丢失；(ii) 已被销毁；(iii) 自愿或非自愿地转移给他人；或 (iv) 以其他方式处置；(e) 说明该等处置的原因及围绕该等处置的事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 足以支持您主张该文件享有特权的文件描述；(ii) 文件标题；(iii) 文件日期；(iv) 文件作者；(v) 文件收件人；(vi) 收到或阅览过该文件原件或任何草稿、副本或复制件的每一人员身份；(vii) 该文件本身，或该文件所载或提及的任何信息，是否由任何其他人员占有、保管或控制，如是，则确认该等人员身份，并说明该等信息如何进入其占有范围；(viii) 据以扣留该文件的特权主张；以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就每一份基于特权主张而被扣留的文件，提供一份特权日志，其中载明本指示第 (a) 部分要求的全部信息。对于文件请求中未主张特权或工作成果保护的任何部分，应完整提供回应性文件。\n\n9. 如一份本应回应请求的文件的一部分含有受特权主张保护的信息，则仅应依照上述指示从该文件中删除或遮盖受特权主张保护的该部分，其余部分应予提供。\n\n10. 该等请求具有持续性。现指示您：(a) 在获知先前答复不完整或不正确后，立即补充或更正后来发现不完整或不正确的任何答复；以及 (b) 提供根据以下规定所要求的任何补充文件\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有其他名称、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为在所有其他时态中使用该动词。\n\n16. (a) “和”与“或”应在必要时解释为连词关系或选择关系，以使原本可能被解释为不在任何请求范围内的所有答复均纳入其范围；以及 (b) “每一”与“任何”应被视为包括并涵盖“每个”与“所有”二词。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义以及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有以下含义：\n\n1. “您”或“您的”或“您本人”系指 Baker Hostetler LLP（贝克·霍斯特勒律师事务所），连同其任何雇员、代理人、律师、顾问或任何代表其行事之人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “债务人之子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人之女”系指 Mei Guo（郭美）（又名 Mei Gui、郭美，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人所谓妻子”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家属”系指债务人、债务人之子、债务人之女和债务人所谓妻子的合称，以及与债务人有任何其他亲属关系之人。\n\n7. “关联个人”系指单独或合称符合以下情形的所有个人：(1) 持有、控制、保管或对债务人或债务人家属拥有、控制或享用的资产拥有自由裁量权；或 (2) 曾为一项或多项关联实体的雇员、董事，或以其他方式与其有关联，连同前述任何人员各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅丽莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿瑞苏莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·默库里奥）、Eduardo Eurnekian（爱德华多·厄内基安）、Han Chunguang（韩春光）（又名 韩春光）、Qu Guojiao（屈国姣）（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）（又名 郭丽杰）、Zhang Wei（张伟）（又名 张伟\\*）、Lihong Wei Lafrenz（魏丽红）（又名 Sara Wei、魏丽红）、Hao Haidong（郝海东）（又名 郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅丽莎·门德斯）、Ya Li（李娅）\n\n（又名 李娅）、Dinggang Wang（王定刚）（又名 王定刚）、An Hong（安红）（又名 安红）、Yvette Wang（王雁平）（又名 Yanping\n\nWang、Yan Ping Wang、王雁平）、Fiona Yu（菲奥娜·余）、Je Kin Ming（余建明）（又名 William Je、Yu Jianming、余建明\n\n）、Yaz Qingua（亚兹·钦瓜）以及 Lao Jiang（姜云浮）（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”系指单独及合并而言，属于下列情形的所有任何类型组织或实体：(1) 曾由债务人或债务人家庭拥有、控制或投资的；或 (2) 对债务人或债务人家庭拥有、控制或享有的任何资产直接或间接享有权益的；以及前述各方各自的雇员、代理人、法律顾问、顾问或任何代表前述各方行事的人员。此类关联实体包括但不限于：7 Nod Hill LLC（7 Nod Hill 有限责任公司）、AAGV Limited（AAGV 有限公司）、ACA Investment Management Limited（ACA 投资管理有限公司）、ACA Capital Group Limited（ACA 资本集团有限公司）、Ace Decade Holdings Limited（Ace Decade 控股有限公司）、AI Group Holdings Inc.（AI 集团控股公司）、Alfa Global Ventures Limited（Alfa 全球创投有限公司）、Alfonso Global Limited（Alfonso 全球有限公司）、Allied Capital Global Limited（Allied Capital Global 有限公司）、Alpine Fiduciaries SA（Alpine Fiduciaries SA）、Anton Development Limited（Anton Development 有限公司）、Assets Sino Limited（Assets Sino 有限公司）、Auspicious Coast Limited（Auspicious Coast 有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京Zenith控股有限公司）、Bravo Luck Limited（Bravo Luck 有限公司）、BSA Strategic Fund I（BSA 战略基金 I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（Crane 顾问集团有限责任公司）、Creative Apex Investments Limited（Creative Apex 投资有限公司）、Crystal Breeze Investments Limited（Crystal Breeze 投资有限公司）、Dawn State Limited（Dawn State 有限公司）、Eastern Profit Corporation Limited（Eastern Profit Corporation 有限公司）、Elite Well Global Limited（Elite Well Global 有限公司）、Empire Growth Holdings（Empire Growth 控股公司）、G Club Operations LLC（G Club 运营有限责任公司）、G Fashion LLC（G Fashion 有限责任公司）、G News LLC（G News 有限责任公司）、GETTR USA（GETTR 美国）、Genever Holdings Corporation（Genever 控股公司）、Genever Holdings LLC（Genever 控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION 媒体集团公司）、GFNY, Inc.（GFNY 公司）、Globalist International Limited（Globalist International 有限公司）、GNews Media Group Inc.（GNews 媒体集团公司）、Golden Spring (New York) Ltd.（Golden Spring〈纽约〉有限公司）、Greenwich Land LLC（Greenwich Land 有限责任公司）、Guo Media（Guo Media）、GTV Media Group, Inc.（GTV 媒体集团公司）、Hamilton Capital Holdings Inc.（Hamilton Capital 控股公司）、Head Win Group Limited（Head Win 集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA) Limited LLC（HK International Funds Investments〈USA〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（Infinite Increase 有限公司）、Infinitum Developments Limited（Infinitum Developments 有限公司）、Insight Phoenix Fund（Insight Phoenix 基金）、Lamp Capital LLC（Lamp Capital 有限责任公司）、Leading Shine Limited（Leading Shine 有限公司）、Leading Shine NY Limited（Leading Shine NY 有限公司）、Long Gate Limited（Long Gate 有限公司）、Next Tycoon Investments Limited（Next Tycoon Investments 有限公司）、New Federal State of China (a/k/a NFSC)（中国新联邦国，亦称 NFSC）、Noble Fame Global Limited（Noble Fame Global 有限公司）、Rosy Acme Ventures Limited（Rosy Acme Ventures 有限公司）、Rule of Law Foundation III, Inc.（法治基金会 III 公司）、Rule of Law Foundation IV, Inc.（法治基金会 IV 公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会 IV 公司）、G-Translators PTY LTD（G-Translators PTY LTD）、Saraca Media Group, Inc.（Saraca 媒体集团公司）、Shiny Ace Ltd.（Shiny Ace 有限公司）、Shiny Times Holdings Ltd.（Shiny Times 控股有限公司）、Spirit Charter Investment Limited（Spirit Charter Investment 有限公司）、Stevenson, Wong & Co.（Stevenson, Wong & Co.）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（Well Origin 有限公司）、World Century Limited（World Century 有限公司）、Worldwide Opportunity Holdings Limited（Worldwide Opportunity 控股有限公司）、Whitecroft Shore Limited（Whitecroft Shore 有限公司）及 ZIBA Limited（ZIBA 有限公司）。\n\n9. “包括”或其任何变体，系指“包括但不限于”。\n\n10. “和”及“或”系指“和/或”，并应作合取及析取两种解释，以最大限度扩大其范围。\n\n11. “任何”及“全部”以及“每一”系指“每一及全部”。\n\n12. “每一”及“每个”系指“每一及全部”。\n\n13. “第三方”系指除你方以外的个人或实体。\n\n14. “转让”应具有《破产法》section 101(54) 赋予该词的含义。\n\n15. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于任何种类、类型、性质或描述的、现由或曾由你方占有、保管或控制的每一份书面、记录或图形材料，包括电子邮件的所有纸质及电子副本、以电子形式保存的计算机文件、信函、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、图形、计划、文章、规格、日记、信件、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、账簿、分类账、笔记本、日程表、透明胶片、录音记录、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据；无论其以何种方式存储（无论为有形或电子形式）、记录、制作或复制；亦包括但不限于前述任何文件的草稿或副本，如其包含原始文件中未有的任何种类笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\n16. “个人”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与之相关、支持、有利于、反对、加强、削弱、载于、结合考虑、影响、证明、表明、报告、记录、暗指、回应、与之相连、评论、就其而言、有关、与之相关、讨论、展示、描述、反映、分析、构成及属于。\n\n19. 当“与……有关”、“涉及”或“相关”提及任何特定事项时，系指但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n20. “通信”系指在最广泛可能的意义上且不限于此，对信息或知识的任何传递（以事实、观点、询问或其他形式）。通信还系指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面形式，还是通过电子传输设备进行，并包括但不限于所有信函、电子邮件、录音记录、传递单、备忘录、电话通信、语音留言、电报、电传传真、影印传真、电传、即时消息、聊天、短信、在留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传递的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船只、飞机、喷气机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人遗产、债务人家庭或关联实体的任何收入或资产有关的所有文件。\n\n2. 与债务人、债务人家庭的任何成员和/或任何关联实体签订的任何委托函有关的所有文件，包括该等委托函的副本。\n\n3. 与基于你方代理债务人、债务人家庭或关联实体而向你方支付任何预付费用有关的所有文件，包括足以识别预付费用金额及其来源的文件。\n\n4. 与债务人、债务人家庭、家庭关联实体或关联实体向你方或代表其向你方支付的、由你方在托管账户或客户信托账户中持有的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭或关联实体向你方支付或为其利益向你方支付的任何款项之金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何规避支付该等义务的努力有关的所有文件，以及与本次或任何其他实际或潜在破产或类似无力偿债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、注册信息、高级职员及董事、经营目的，以及其与债务人、债务人家庭任何成员或任何关联个人之间关系有关的文件。\n\n8. 关于债务人或债务人家庭一方与关联实体另一方之间进行的、与之进行的或代表其进行的任何投资或商业交易的所有文件。\n\n9. 与债务人、债务人遗产、债务人家庭或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质及价值；债务人、债务人遗产、债务人家庭或关联实体因该权益或投资而从该实体取得的任何收益或利益；以及与该实体有关的任何财务报告或数据相关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于 Lady May（“Lady May”号游艇）；Sherry Netherland Hotel / Condominium（Sherry Netherland 酒店／产权公寓）；位于 Connecticut（康涅狄格州）Greenwich（格林威治）373 Taconic Rd. 的住宅物业；位于 Connecticut（康涅狄格州）Greenwich（格林威治）33 Ferncliff Rd. 的住宅物业；位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅物业；以及债务人或债务人遗产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与债务人作为受托人、Genever Holdings Corporation（Genever 控股公司）及 Genever Holdings LLC（Genever 控股有限责任公司）于 February 17, 2015 签订、以 Bravo Luck Limited（Bravo Luck 有限公司）为受益人的所谓《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为 T7-GQM 的航空器及在 San Marino（圣马力诺）登记的任何其他航空器，包括但不限于所有登记文件副本及显示该等航空器所执行航班和该等航班上人员的飞行舱单。\n\n13. 与债务人、债务人家庭或关联实体于 July 2020 前后或任何其他时间进行的原油期货或任何类似商品的任何投资或交易有关的所有文件，包括但不限于就该等投资或交易与 Jiang Yunfu Be（Jiang Yunfu Be）的通信。\n\n14. 你方与债务人、债务人家庭或任何关联个人、代理人、雇员或代表债务人行事的其他个人之间，就与债务人、债务人遗产、债务人家庭或关联实体有关的任何转让、投资或其他交易或商业往来所进行的所有通信。\n\n15. 关于由债务人、债务人遗产、债务人家庭或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭或任何关联实体的任何出售、收购、处置、购买、投资、出资、赠与、信贷展期、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构（无论是行政机构、法院、合议庭或替代性争议解决实体）进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人财产、债务人家庭或任何关联实体提供或由其提供的任何贷款或信贷展期，或对此类贷款或信贷展期的申请，有关的所有文件，包括但不限于：(i) 任何此类贷款或信贷展期的条款，包括其偿还条款、陈述与保证以及利率；以及 (ii) 证明贷款付款情况的所有证据。\n\n19. 与债务人使用属于、由债务人家庭、关联实体或关联个人控制，或其全部或部分所有权由债务人家庭、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 关于与债务人、债务人财产、债务人家庭、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户结单、电汇指示和/或确认函、资金证明、存款证、持仓证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何一方进行的所有转移的所有文件。\n\n21. 与将任何关联实体（包括 Bravo Luck Limited）的任何资产质押给任何其他实体有关的所有文件。\n\n送达证明\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n本人于（日期）收到向（个人姓名及职务，如有）：______________________________________________发出的本传票\n\n本人通过向被指定人交付副本的方式送达本传票\n___________________________________________________________________________________________________，具体如下：____________________________________\n__________________________________ 于（日期）___________________；或\n___________________________________________________________________________________________________ 本人未执行本传票即予以退回，原因是：____________________________________________________________\n除非本传票系代表美国或其官员或代理人发出，本人还已向证人支付一日出庭费用及法律允许的里程费，金额为 \\$ _______________________ 。\n\n本人的费用为 \\$ _________\n\n差旅费用为 \\$_________\n\n本人在伪证处罚下声明\n\n该等信息真实、正确。\n\n日期：_______________ 服务费用，合计为 \\$_________\n\n送达人的签名\n\n正楷姓名及职务\n\n送达人的地址\n\n关于尝试送达等的补充信息：\nFederal Rule of Civil Procedure 45(c)、(d)、(e)及(g)（Effective 12/1/13）（根据 Federal Rules of Bankruptcy Procedure Rule 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点的 100 英里以内；或\n\n(B) 在该人居住、受雇或经常亲自从事商业活动所在州内，如果该人\n\n(i) 是一方当事人或一方当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点的 100 英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查的场所检查该场所。\n\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行义务所在地区的法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出庭。被命令提交文件、电子存储信息或有形物品，或允许检查场所的人，无须亲自到提交或检查地点出庭，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或反对检查场所，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间之前或传票送达后 14 天之前（以较早者为准）送达。如提出异议，适用以下规则：\n\n(i) 送达方可在任何时候，在通知被命令人的情况下，向要求履行义务所在地区的法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依照命令的指示要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员的人免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行义务所在地区的法院必须撤销或修改具有下列情形的传票：\n\n(i) 未留出合理的履行时间；(ii) 要求某人在超出 Rule 45(c) 规定的地域限制范围外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在任何例外或豁免；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行义务所在地区的法院可以依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且源于未经任何一方当事人请求的专家研究。\n\n(C) 以规定条件作为替代方案。在 Rule 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有实质性需要，且无法在不遭受不当困难的情况下以其他方式满足该需要；并且\n\n(ii) 确保受传票人将获得合理补偿，\n\n法院可以不撤销或修改传票，而命令在规定条件下出庭或提交材料。\n\n(e) 对传票作出回应时的义务。\n\n(1) 提交文件或电子存储信息。以下程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票的人必须按照其在正常业务过程中保存的方式提交文件，或者必须将其整理并标注，以对应请求中的类别。\n\n(B) 未指定电子存储信息的提交形式。如果传票未指定提交电子存储信息的形式，回应人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应人无须以一种以上形式提交同一电子存储信息。\n\n(D) 无法合理取得的电子存储信息。回应人无须从其认定因不当负担或费用而无法合理取得的来源提供电子存储信息的证据开示。对于强制证据开示的动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理取得。如作出该证明，法院在考虑 Rule 26(b)(2)(C) 的限制后，如请求方证明存在正当理由，仍可命令从该等来源进行证据开示。法院可以规定证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。基于该等信息享有特权或作为审判准备材料受到保护而扣留被传唤信息的人必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，使各方能够评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如果为回应传票而提交的信息受特权主张或作为审判准备材料受保护的主张约束，提出主张的人可以通知收到该信息的任何一方该主张及其依据。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行义务所在地区的法院，以裁定该主张。提交该信息的人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行义务所在地区的法院，以及在动议被移送后签发传票的法院，均可认定已被送达但无充分理由不遵守传票或与其有关命令的人构成藐视法庭。\n\n关于获取传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件 C-2\n\nB2540（Form 2540 – Rule 2004 Examination 传票）（12/15）Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 51 of 311\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\n____________________________________________________________ District of ____________________________________________________________ Connecticut\n\n关于 ____________________________________________________________\n\nCase No. ______________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\nChapter __________________ 11\n\nRULE 2004 审查传票\n\n致：_Boies Schiller Flexner LLP（博伊斯·席勒·弗莱克斯纳律师事务所）____________________________________________________________________________________\n\n（传票所指向人员的姓名）\n\n证言：兹命令你于下列规定的时间、日期和地点出席，并根据 Federal Rules of Bankruptcy Procedure Rule 2004 在审查中作证。随附授权该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（保尔·黑斯廷斯律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将以下列方式记录：____________________________________________________________________________________ court reporter/stenographer\n\n提交：你或你的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该等材料进行检查、复制、测试或抽样：\n见随附的文件提交请求。\n\n以下 Fed. R. Civ. P. 45 的规定，根据 Fed. R. Bankr. P. 9016 适用于破产案件，随附于后——关于履行地点的 Rule 45(c)；关于您作为受传票约束之人的保护的 Rule 45(d)；以及关于您对本传票作出回应的义务及不作出回应的潜在后果的 Rule 45(e) 和 45(g)。\n\n日期：________________ August __, 2022\n\n法院书记官\n\n或\n\n____________________________ 法院书记官或副书记官签字 ____________________________ 律师签字 Patrick R. Linsey（帕特里克·R·林赛）(ct29437)\n\n签发或申请本传票的代表（当事人姓名）____________________________的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯潘），Ch. 11 Trustee（第11章受托人）\n\nPatrick R. Linsey（帕特里克·R·林赛）, Esq.; Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙蒂思专业公司）; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n向签发或申请本传票之人的通知\n\n如本传票要求在审判前出示文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n文件出示请求\nI. 指示\n\n1. 除非另有说明，下列文件出示请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。除非善意提出异议，否则必须对每项请求作出完整答复；如提出异议，则应按如下规定详细说明您提出异议的理由。如异议仅涉及一项请求的部分内容，或其中包含的某个词语、短语或条款，您仅须对该部分说明异议，并对其余请求作出回应。\n\n2. 电子存储信息必须按照以下指示出示：\n\n- a. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式出示。文件名不得含有嵌入空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每张图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件不得超过 1000 个。Excel 电子表格应有以该文件 Bates 编号命名的占位图像。\n- b. 图像加载文件\n - a. Concordance®（康考丹斯）数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括图像化的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所出示存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image®（康考丹斯图像）或 Opticon（奥普蒂康）交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为逗号分隔文件，每行由七个字段组成，数据库中的每幅图像均应在交叉引用文件中有一行，并采用以下格式：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCount。\n- c. 文件文本。文本必须作为独立文本文件出示，不得作为 .DAT 文件内的字段出示。通向文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议使用以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n- d. 特定文件类型的原生格式出示。为充分理解其内容和含义而合理要求以原生格式查看的文件类型，必须以原生格式出示。这些包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带有 Bates 编号的分隔页图像，注明原生文件的存在，并将原生文件的路径作为字段包含在 .dat 文件中。所出示的原生文件应以与该文件分隔页相对应的 Bates 编号命名。将原生文件归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n- e. 去重。对于存在完全重复副本的每一电子文件，仅出示一份副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复项。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复项。\n- f. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，为每个文件出示提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下为必需元数据：\n\n字段名称\n示例数据\n说明\nFIRSTBATES\nEDC0000001\n原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES\nEDC0000001\n原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页填写\nATTACHRANGE\nEDC0000001\n-\n从父文件第一页的 Bates 编号\nEDC0000015\n至最后一个附件“子”文件最后一页的 Bates 编号\nBEGATTACH\nEDC0000001\n附件范围的第一个 Bates 编号\nENDATTACH\nEDC0000015\n附件范围的最后一个 Bates 编号\nCUSTODIAN\nSmith, John\n电子邮件：电子邮件所在的邮箱\n原生文件：文件来源个人或部门的名称\nFROM\nJohn Smith\n电子邮件：发件人\n原生文件：文件作者\n多个条目应使用分号分隔\nTO\nCoffman, Janice; LeeW\n收件人\n[mailto:LeeW@MSN.com]\n多个条目应使用分号分隔\nCC\nFrank Thompson [mailto:\n抄送收件人\nfrank_Thompson@cdt.com]\n多个条目应使用分号分隔\nBCC\nJohn Cain\n密送收件人\n多个条目应使用分号分隔\n\nSUBJECT\nBoard Meeting Minutes\n电子邮件：电子邮件的主题行 原生文件：文件标题\n（如有）\nFILE_NAME\nBoardMeetingMinutes.docx\n原生文件：原始原生文件的名称，\n包括扩展名\nDATE_SENT\n10/12/2010\n电子邮件：发送电子邮件的日期\n原生文件：（空）\nTIME_SENT/\n07:05 PM GMT\n电子邮件：发送电子邮件的时间/电子邮件被标准化时所采用的时区\nTIME_ZONE\nTIME_ZONE\nGMT\n在转换过程中电子邮件被标准化所采用的时区。\nLINK\n>EDC0000001.msg\n电子邮件或原生文件文件的超链接\n所链接文件必须以 FIRSTBATES 编号命名\nFILE_EXTEN\nMSG\n代表电子邮件或原生文件的文件类型扩展名\nAUTHOR\nJohn Smith\n电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED\n10/10/2010\n电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为独立字段，\n不得与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得\n与 DATE_MOD 字段合并\nDATE_ACCESSED 10/12/2010 电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSED 07:00 PM 电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得\n与 DATE_ACCESSED 字段合并\nFILE_SIZE 5,952 原生文件文件/电子邮件的大小，单位为 KB\nPGCOUNT 1 原生文件文件/电子邮件的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件文件的路径，\n包括原始文件名。\nINTFILEPATH Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting 原始文件名。\nMinutes.msg 原生文件：（空）\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一消息\nID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH d131dd02c5e6eec4693d9a0 文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释，且除非另有说明，任何一项请求均不限制其他任何请求的范围。\n\n4. 所有文件均应按其在日常业务过程中保存的方式出示，或应整理并标记以对应于本请求中的类别。\n\n5. 本文所载每项请求延及所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由代表您行事的任何人占有、保管或控制的文件，包括您的律师或其他代表及顾问。每份文件均应完整出示。\n\n6. 如要求您出示的文件已不再由您占有、保管或控制，则您的回应必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，确认该文件被发送给的人员）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否 (i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 已以其他方式处置；(e) 说明该等处置的理由，以及围绕该等处置的事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或约略日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您出示的文件已被销毁，则除前述指示所要求的信息外，您的回应还必须说明：(a) 该文件被销毁的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如贵方主张某一被要求提供的文件享有特权或属于律师工作成果，则贵方的答复必须：(a) 说明：(i) 对该文件作出足以支持贵方关于该文件享有特权之主张的描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件、任何草稿、副本或复制件的每一人的身份，(vii) 该文件本身或其中所载或提及的任何信息是否由任何其他人占有、保管或控制；如是，该等人员的身份，以及说明该等信息如何被其占有的陈述，(viii) 据以不提供该文件的特权主张，及 (ix) 贵方将据以支持该等特权主张的全部情形；以及 (b) 依照 D. Conn. L. Civ. R. 26(e)，就每一份基于特权主张而未提供的文件，出具一份特权日志，其中载明本指示第 (a) 部分所要求的全部信息。对于未主张特权或工作成果保护的任何文件请求部分，应完整提供相关文件。\n\n9. 如一份原本应予提供的文件的一部分包含受特权主张保护的信息，则仅应按照上述指示从该文件中删除或遮盖受特权主张保护的部分，其余部分应予提供。\n\n10. 该等请求具有持续性。特此指示贵方：(a) 一旦获悉先前答复不完整或不正确，应立即补充或更正其后获悉为不完整或不正确的任何答复；以及 (b) 提供根据下述所要求的任何其他文件。\n\n11. 如某文件使用英语以外的语言，贵方应提供该文件。如某文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的所有提及均包括其全部关联方。\n\n13. 对个人姓名的所有提及均包括所有其他名称、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；及 (b) 任何时态动词的使用应解释为包括该动词所有其他时态的使用。\n\n16. (a) “and”与“or”应视为根据需要作连言或选言解释，以使任何请求的范围包括原本可能被解释为在其范围之外的全部答复；及 (b) “each”与“any”应视为包括并涵盖“every”与“all”二词。\n\nIII. 定义\n\n由 D. Conn. L. Civ. R. 26(c) 提供的定义以及由 D. Conn. L. Civ. R. 26(d) 提供的解释规则，并经 D. Conn. Bankr. L.R. 2004-1(a) 纳入者，应适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”或“Your”或“Yourself”系指 Boies Schiller Flexner LLP（博伊斯·希勒·弗莱克斯纳律师事务所），以及其任何雇员、代理人、律师、顾问或代表其行事的任何人。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “Debtor's Family”统称债务人、债务人的儿子、债务人的女儿及债务人声称的妻子，以及与债务人有任何其他亲属关系的人。\n\n7. “Associated Individuals”系指单独或共同：(1) 持有、控制、保管或对债务人或债务人家庭所拥有、控制或享有的资产拥有酌处权的全部个人；或 (2) 曾为一个或多个关联实体的雇员、董事或以其他方式与其关联的全部个人，以及前述任何人员各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联个人包括但不限于：Daniel Podhaskie、Jason Miller、Steve Bannon、Karin Maistrello、Melissa Francis、William Gertz、Arethusa Forsyth、Glenn Mellor、Jennifer Mercurio、Eduardo Eurnekian、Han Chunguang（韩春光）（又名 韩春光）、Qu Guojiao（屈国姣）（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）（又名 郭丽杰）、Zhang Wei（张伟）（又名 张伟*）、Lihong Wei Lafrenz（魏丽红）（又名 Sara Wei、魏丽红）、Hao Haidong（郝海东）（又名 郝海东）、Ross Heinemeyer、Max Krasner、Kyle Bass、Melissa Mendez、Ya Li（李娅）（又名 李娅）、Dinggang Wang（王定刚）（又名 王定刚）、An Hong（安红）（又名 安红）、Yvette Wang（王雁平）（又名 Yanping Wang、Yan Ping Wang、王雁平）、Fiona Yu、Je Kin Ming（余建明）（又名 William Je、Yu Jianming、余建明）、Yaz Qingua，以及 Lao Jiang（姜云浮）（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “Associated Entities”系指单独或共同：(1) 曾由债务人或债务人家庭拥有、控制或投资的任何类型的全部组织或实体；或 (2) 对债务人或债务人家庭所拥有、控制或享有的任何资产直接或间接享有权益的全部组织或实体，以及前述任何实体各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联实体包括但不限于：7 Nod Hill LLC、AAGV Limited、ACA Investment Management Limited、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alfonso Global Limited、Allied Capital Global Limited、Alpine Fiduciaries SA、Anton Development Limited、Assets Sino Limited、Auspicious Coast Limited、Beijing Pangu Investment Co.、Beijing Pangu Investment Co. Ltd.、Beijing Pangu Investment Inc.、Beijing Zenith Holdings Company Limited、Bravo Luck Limited、BSA Strategic Fund I、China Golden Spring (Hong Kong) Limited、Chuang Xin Limited、Crane Advisory Group LLC、Creative Apex Investments Limited、Crystal Breeze Investments Limited、Dawn State Limited、Eastern Profit Corporation Limited、Elite Well Global Limited、Empire Growth Holdings、G Club Operations LLC、G Fashion LLC、G News LLC、GETTR USA、Genever Holdings Corporation、Genever Holdings LLC、GFASHION MEDIA GROUP INC.、GFNY, Inc.、Globalist International Limited、GNews Media Group Inc.、Golden Spring (New York) Ltd.、Greenwich Land LLC、Guo Media、GTV Media Group, Inc.、Hamilton Capital Holdings Inc.、Head Win Group Limited、Henan Yuda、Himalaya Embassy、Himalaya Exchange、Himalaya Federal Reserve、Himalaya Supervisory Organization、HK International Funds Investments (USA) Limited LLC、Hong Kong International Funds Investments Limited、Infinite Increase Limited、Infinitum Developments Limited、Insight Phoenix Fund、Lamp Capital LLC、Leading Shine Limited、Leading Shine NY Limited、Long Gate Limited、Next Tycoon Investments Limited、New Federal State of China（又名 NFSC）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.、Rule of Law Foundation IV, Inc.、Rule of Law Fund、Rule of Law Society、Rule of Law Society IV, Inc.、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited，以及 ZIBA Limited。\n\n9. “Including”或其任何变体，系指“包括但不限于”。\n\n10. “And”与“or”系指“and/or”，并应同时作连言及选言解释，以最大限度扩大其范围。\n\n11. “Any”、“all”及“each”系指“each and every”。\n\n12. “Each”及“every”系指“each and every”。\n\n13. “Third Party”系指贵方以外的个人或实体。\n\n14. “Transfer”具有《破产法》section 101(54) 赋予该词的含义。\n\n15. “Document”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物件，并包括但不限于任何种类、类型、性质或描述的、现由或曾由贵方占有、保管或控制的每一项书面、记录或图形材料，包括电子邮件的全部纸质及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单、支票、汇票、报表、贷项通知单、报告、头寸报告、摘要、索引、账簿、分类账、笔记本、附表、透明胶片、录音、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、手册、宣传册、穿孔卡、工时单、推文、社交媒体帖子，或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论以有形或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，而该等草稿或副本包含原始文件中未见的任何种类的笔记、评论或标记，或在其他方面与原始文件不相同。\n\n16. “Person(s)”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “Entity”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、委员会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “Regarding”系指关于、描述、构成、提及、与之有关、支持、有利于、反对、强化、削弱、位于其中、结合其加以考虑、对其具有影响、证明、表明、报告、记录、暗示、回应、与之相连、评论、就其而言、涉及、与之相关、讨论、展示、描述、反映、分析、构成及属于。\n\n19. 就任何特定事项而言，“Relating to”、“relate(s) to”或“related to”系指包括但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n20. “通信”系指以最广泛的可能意义且不限于任何形式的信息或知识传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面方式，或通过电子传输设备进行，并包括但不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电传传真、电传复制件、电传、即时消息、聊天、短信、留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的记录。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、库存及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人财产、债务人家庭成员或关联实体的任何收入或资产有关的所有文件。\n\n2. 与债务人、债务人家庭成员的任何成员和/或任何关联实体订立的任何委托书有关的所有文件，包括该等委托书的副本。\n\n3. 与贵方因代理债务人、债务人家庭成员或关联实体而收取的任何预付费用有关的所有文件，包括足以识别该预付费用金额及其来源的文件。\n\n4. 与贵方从债务人、债务人家庭成员、家庭关联实体或关联实体处或代表其收取，并存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向贵方支付或为其利益向贵方支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何规避支付该等义务的行为有关的所有文件，以及与本次或任何其他实际或可能发生的破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级管理人员及董事、经营目的，以及其与债务人、债务人家庭成员的任何成员或任何关联个人之间关系有关的文件。\n\n8. 有关债务人或债务人家庭成员一方与关联实体另一方之间，由债务人或债务人家庭成员作出、与其进行或代表其进行的任何投资或商业交易的所有文件。\n\n9. 与债务人、债务人财产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质和价值；债务人、债务人财产、债务人家庭成员或关联实体因该等权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 有关Lady May；Sherry Netherland Hotel / Condominium；位于Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd.的住宅物业；位于Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd.的住宅物业；位于Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd.的住宅物业；以及债务人或债务人财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与债务人作为受托人、Genever Holdings Corporation和Genever Holdings LLC为Bravo Luck Limited作为受益人而订立的、日期为February 17, 2015的所谓《信托声明与协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为T7-GQM的航空器及在San Marino（圣马力诺）登记的任何其他航空器，包括但不限于所有登记文件副本及显示该等航空器所执行航班和该等航班机上人员的飞行舱单。\n\n13. 与债务人、债务人家庭成员或关联实体于July 2020前后或任何其他时间就原油期货或任何类似商品进行的任何投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be就任何该等投资或交易进行的通信。\n\n14. 贵方与债务人、债务人家庭成员，或任何关联个人、代理人、雇员或其他代表债务人行事的个人之间，就与债务人、债务人财产、债务人家庭成员或关联实体有关的任何转移、投资或其他交易或商业往来进行的所有通信。\n\n15. 有关由债务人、债务人财产、债务人家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托于何时设立、由谁设立、为谁的利益设立及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭成员或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、授信、贷款或转移有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构前进行的任何诉讼有关的文件，无论该机构是行政机关、法院、审裁小组还是替代性争议解决实体。\n\n18. 与向债务人、债务人财产、债务人家庭成员或任何关联实体提供或由其提供的任何贷款或授信，或同类申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其还款条款、陈述与保证及利率；以及(ii) 贷款还款的所有证据。\n\n19. 与债务人使用属于债务人家庭成员、关联实体或关联个人，受其控制，或其拥有全部或部分所有权的任何资产有关的所有文件。\n\n20. 有关与债务人、债务人财产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户结单、电汇指示和/或确认、资金证明、存款证、持仓证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何一方作出的所有转移的所有文件。\n\n21. 与将任何关联实体（包括Bravo Luck Limited）的任何资产质押给任何其他实体有关的所有文件。\n\n送达证明\n\n（除非Fed. R. Civ. P. 45要求，否则本节不应向法院提交。）\n\n本人于（日期）__________收到向以下人士（个人姓名及职务，如有）送达的本传票：______________________________________________。\n\n本人以下列方式向被指名人士交付副本，以送达本传票：____________________________________\n\n__________________________________ 于（日期）___________________；或\n\n本人未予执行而退回本传票，原因为：____________________________________________________________\n\n除非本传票系代表United States（美国）或其官员或代理人签发，本人亦已向证人支付一日出席费用及法律允许的里程费，金额为$ _______________________。\n\n本人的差旅费用为$_________，服务费用为$_________，合计为$_________。\n\n本人谨在伪证处罚的约束下声明，\n\n该等信息真实且正确。\n\n日期：_______________ ________________________________________________\n\n送达人员签名\n\n正楷姓名及职务\n\n送达人员地址\n\n有关尝试送达等的补充信息：\n\nFederal Rule of Civil Procedure 45(c), (d), (e), and (g)（Effective 12/1/13）（根据Federal Rules of Bankruptcy Procedure第9016条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点的100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事商业活动所在州内，但前提是该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点100英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查的场所检查场所。\n\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发及送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，该制裁可包括损失的收入及合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出庭。被命令提交文件、电子存储信息或有形物品，或允许检查场所的人，无须亲自出现在提交或检查地点，除非其亦被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人，可向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或反对检查场所，或反对以所请求的一种或多种形式提交电子存储信息。异议必须在规定履行时间届满前或传票送达后14日内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方可在任何时候通知被命令之人后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按照该命令的指示要求实施该等行为，且该命令必须保护非当事人亦非当事人高级职员的人免于承担因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在超出Rule 45(c)规定的地理范围之外履行；(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或豁免；或\n\n(iv) 对某人造成不当负担。\n\n(B) 在准许时。为保护受传票约束或受传票影响的人，要求履行传票义务所在地区的法院可依动议，在传票要求下列事项时撤销或修改该传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，且该意见或信息并非描述争议中的特定事件，且系源于未经任何一方当事人请求而由该专家进行的研究。\n\n(C) 规定条件作为替代。在规则45(d)(3)(B)所述情形下，如送达方当事人：\n\n(i) 证明其对该证言或材料具有实质性需要，且如不承受不当困难便无法以其他方式满足该需要；并且\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可不撤销或修改传票，而是命令在规定条件下出庭或提交材料。\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应要求提交文件之传票的人，必须按其在日常业务过程中保存的方式提交文件，或必须对文件进行整理和标记，使其与请求中的类别相对应。\n\n(B) 未指定电子存储信息提交形式。如传票未指定提交电子存储信息的形式，回应人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式提交该信息。\n\n(C) 电子存储信息仅以一种形式提交。回应人无需以一种以上的形式提交同一电子存储信息。\n\n(D) 不可访问的电子存储信息。回应人无需从其认定因不当负担或费用而无法合理访问的来源提供电子存储信息的证据开示。在提出强制证据开示动议或保护令动议时，回应人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑规则26(b)(2)(C)的限制后，如请求方当事人证明有正当理由，仍可命令从该等来源进行证据开示。法院可对该证据开示规定条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料受保护为由扣留传票所要求信息的人，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，能够使各方当事人评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张，提出该主张的人可将该主张及其依据通知收到该信息的任何当事人。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张获得解决前，不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行传票义务所在地区的法院，以裁定该主张。提交该信息的人必须保存该信息，直至该主张获得解决。\n\n(g) 蔑视法庭。要求履行传票义务所在地区的法院——以及在动议被移送后，发出传票的法院——可对已被送达但无充分理由未遵守传票或与之有关命令的人，以蔑视法庭论处。\n\n如需查阅传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件C-3\n\nB2540（表格2540——规则2004审查传票）(12/15) Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 71 of 311\nUNITED STATES BANKRUPTCY COURT（美国破产法院）\n\n＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ District of ＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ Connecticut（康涅狄格区）\n\n关于＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\nCase No. ＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\nChapter ＿＿＿＿＿＿＿＿＿＿ 11\n规则2004审查传票\n\n致：Brown Rudnick LLP（布朗·拉德尼克律师事务所）＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿\n\n（传票所指向之人的姓名）\n\n证言：兹命令你于下列载明的时间、日期和地点出庭，就《联邦破产程序规则》规则2004项下的审查作证。随附准许该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（保罗·黑斯廷斯律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n该审查将以以下方式记录：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 法庭书记员/速记员\n\n提交材料：你或你的代表还必须携带下列文件、电子存储信息或物品参加审查，并且必须允许对该材料进行检查、复制、测试或抽样：\n见随附的文件提交请求。\n\n根据 Fed. R. Bankr. P. 9016 适用于破产案件的下列 Fed. R. Civ. P. 45 规定随附于后——有关履行地点的规则45(c)；有关你作为受传票约束之人所受保护的规则45(d)；以及有关你回应本传票的义务和未予回应可能后果的规则45(e)和45(g)。\n\n日期：＿＿＿＿＿＿＿＿＿＿＿＿＿ August ＿＿, 2022\n\n法院书记员\n\n或\n\n＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 书记员或副书记员签名 ＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 律师签名 Patrick R. Linsey（帕特里克·R·林赛）(ct29437)\n\n代表（当事人姓名）＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿的、签发或请求本传票的律师姓名、地址、电子邮件地址及电话号码如下：Luc Despins（卢克·德斯平斯），第11章受托人\n\nPatrick R. Linsey（帕特里克·R·林赛）, Esq.; Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙蒂思律师事务所）; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n致签发或请求本传票之人的通知\n\n如本传票要求在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。除非基于善意提出异议，否则必须完整答复每一项请求；如提出异议，则必须按照下文规定详细说明你提出异议的理由。如异议仅涉及一项请求的一部分，或其中包含的一个词语、短语或条款，你必须仅说明对该部分的异议，并回应其余请求。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。图像必须在每张图像的右下角标注连续的 Bates 编号。每个文件夹内的 TIFF 文件数量不得超过1000个文件。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包含附件字段，以保持电子邮件与其附件之间的父/子关系。必须包含 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包含 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行包含七个字段，且数据库中的每个图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件内的字段。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名、以文件级别为单位的 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹内的文本文件数量不得超过1,000个文件。文件夹名称中不得含有特殊字符（包括逗号）。必须在文件级别提供文本文件。\n\nd. 特定文件类型的原生格式提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。这些文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张标有 Bates 编号的分隔页图像，表明存在原生文件，并在 .dat 文件中将原生文件路径作为一个字段列出。提交的原生文件应以与该文件分隔页相对应的 Bates 编号命名。将原生文件归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文件，仅提交一份副本。对于电子邮件信息，应根据从 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，提交每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。下列为所需元数据：\n\n字段名称\n样本数据\n说明\nFIRSTBATES\nEDC0000001\n原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES\nEDC0000001\n原生文件文件/电子邮件的最后一个 Bates 编号\n对于单页文件，应填写 LASTBATES 字段\nATTACHRANGE\nEDC0000001\n-\n父文件的第一页 Bates 编号至最后一份附件“子”文件的最后一页 Bates 编号\nEDC0000015\nBEGATTACH\nEDC0000001\n附件范围的第一个 Bates 编号\nENDATTACH\nEDC0000015\n附件范围的最后一个 Bates 编号\nCUSTODIAN\nSmith, John\n电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM\nJohn Smith\n电子邮件：发件人\n原生文件：文件作者\n应使用分号分隔多个条目\nTO\nCoffman, Janice; LeeW\n收件人\n[mailto:LeeW@MSN.com]\n应使用分号分隔多个条目\nCC\nFrank Thompson [mailto:\n抄送收件人\nfrank_Thompson@cdt.com]\n应使用分号分隔多个条目\nBCC\nJohn Cain\n密送收件人\n应使用分号分隔多个条目\n\nSUBJECT\nBoard Meeting Minutes\n电子邮件：电子邮件的主题行 原生文件：文件标题（如有）\nFILE_NAME\nBoardMeetingMinutes.docx\n原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT\n10/12/2010\n电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\n07:05 PM GMT\n电子邮件：电子邮件发送时间/电子邮件进行标准化所采用的时区\nTIME_ZONE\nTIME_ZONE\nGMT\n电子邮件在转换过程中进行标准化所采用的时区。\nLINK\n>EDC0000001.msg\n指向电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN\nMSG\n表示电子邮件或文件的文件类型扩展名\nAUTHOR\nJohn Smith\n电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED\n10/10/2010\n电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n\n原生文件：文件创建时间\n该数据必须为单独字段，且不得与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文件最后修改日期\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，且不得与 DATE_MOD 字段合并\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，且不得与 DATE_ACCESSD 字段合并\nFILE_SIZE 5,952 原生文件文件/电子邮件的大小，单位为 KB\nPGCOUNT 1 原生文件文件/电子邮件的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件文件的路径，包括原始文件名。\nINTFILEPATH Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，包括原始文件名。\nItems\\Board Meeting 原生文件：（空）\nMinutes.msg\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一消息\nID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH d131dd02c5e6eec4693d9a0 文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH TEXT/001/EDC0000001.txt 提取出的原生文件文本的路径\n\n3. 每项请求均独立运作并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按通常业务过程中保存的方式提交，或者应按与本请求中类别相对应的方式组织和标注。\n\n5. 本文件所载的每项请求均延及所有文件：(a) 由贵方占有、保管或控制的文件；或 (b) 由代表贵方行事的任何人占有、保管或控制的文件，包括贵方的律师或其他代表及顾问。每份文件均应完整提交。\n\n6. 如要求贵方提交一份已不再由贵方占有、保管或控制的文件，则贵方的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，该文件发送给的人员）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否 (i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿转移给他人，或 (iv) 已以其他方式处置；(e) 说明该等处置的理由以及相关事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最近一次由贵方占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求贵方提交一份已被销毁的文件，则除前一项指示所要求的信息外，贵方的答复还必须说明：(a) 销毁该文件的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如贵方主张所请求的文件受特权保护或属于律师工作成果，则贵方的答复必须：(a) 说明 (i) 足以支持贵方关于该文件受特权保护之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或看过该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身，或该文件中载有或提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则说明该等人员身份，以及说明该等信息如何进入其占有；(viii) 据以不提交该文件的特权主张；以及 (ix) 贵方将据以支持该等特权主张的所有情形；并且 (b) 根据 D. Conn. L. Civ. R. 26(e)，就基于特权主张而不予提交的每份文件，提交一份载有本指示第 (a) 部分所要求全部信息的特权清单。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供相关文件。\n\n9. 如一份本应提交的文件的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮蔽受特权主张约束的部分，其余部分应予提交。\n\n10. 各项请求具有持续性。现指示贵方：(a) 在获知先前答复不完整或不正确后，立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提交根据以下规定所要求的任何额外文件\n\n11. 如文件使用英语以外的语言，贵方应提供该文件。如文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有替代姓名、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为在所有其他时态中使用该动词。\n\n16. (a) “and”和“or”应视必要情况解释为连词或析取词，以将原本可能被解释为不在任何请求范围内的所有答复纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”两词。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义，以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，应适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “贵方”或“贵方的”或“贵方自身”系指 Brown Rudnick LLP（布朗·拉德尼克律师事务所），连同其任何雇员、代理人、律师、顾问或任何代表其行事之人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n3. “债务人之子”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人之女”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人声称的妻子”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家庭成员”系指债务人、债务人之子、债务人之女及债务人声称的妻子，以及与债务人有任何其他家庭关系之人，统称。\n\n7. “关联个人”单独及合称指以下所有个人：(1) 持有、控制、保管或对债务人或债务人家庭成员拥有、控制或享有的资产具有处置权；或 (2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与其有关联，连同前述任何人员各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅丽莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿雷苏莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·梅尔库里奥）、Eduardo Eurnekian（爱德华多·欧内基安）、Han Chunguang（韩春光）、Qu Guojiao（屈国姣）（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）、Zhang Wei（张伟*）、Lihong Wei Lafrenz（魏丽红）（又名 Sara Wei、魏丽红）、Hao Haidong（郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅丽莎·门德斯）、Ya Li（李娅）、Dinggang Wang（王定刚）、An Hong（安红）、Yvette Wang（王雁平）（又名 Yanping Wang、Yan Ping Wang、王雁平）、Fiona Yu（菲奥娜·于）、Je Kin Ming（余建明）（又名 William Je、Yu Jianming、余建明）、Yaz Qingua（亚兹·钦瓜）以及 Lao Jiang（姜云浮）（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”系指单独或共同符合下列任一情形的所有任何类型的组织或实体：(1) 曾由债务人或债务人家庭成员拥有、控制或投资；或 (2) 对债务人或债务人家庭成员拥有、控制或享有的任何资产直接或间接享有权益，以及前述各方各自的雇员、代理人、律师、顾问或代表前述任何一方行事的任何人士。该等关联实体包括但不限于：7 Nod Hill LLC（诺德山7号有限责任公司）、AAGV Limited（AAGV有限公司）、ACA Investment Management Limited（ACA投资管理有限公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法全球创投有限公司）、Alfonso Global Limited（阿方索全球有限公司）、Allied Capital Global Limited（联合资本全球有限公司）、Alpine Fiduciaries SA（阿尔卑斯受托人股份公司）、Anton Development Limited（安东开发有限公司）、Assets Sino Limited（中资资产有限公司）、Auspicious Coast Limited（吉祥海岸有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京泽尼思控股有限公司）、Bravo Luck Limited（好运有限公司）、BSA Strategic Fund I（BSA战略基金I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（克兰咨询集团有限责任公司）、Creative Apex Investments Limited（创意顶峰投资有限公司）、Crystal Breeze Investments Limited（水晶微风投资有限公司）、Dawn State Limited（黎明州有限公司）、Eastern Profit Corporation Limited（东方利润有限公司）、Elite Well Global Limited（精英环球有限公司）、Empire Growth Holdings（帝国增长控股）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Fashion LLC（G时尚有限责任公司）、G News LLC（G新闻有限责任公司）、GETTR USA（GETTR美国）、Genever Holdings Corporation（Genever控股公司）、Genever Holdings LLC（Genever控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION媒体集团公司）、GFNY, Inc.（GFNY公司）、Globalist International Limited（环球主义者国际有限公司）、GNews Media Group Inc.（GNews媒体集团公司）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Greenwich Land LLC（格林威治土地有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV媒体集团公司）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Head Win Group Limited（领赢集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA) Limited LLC（香港国际基金投资〈美国〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（无限增长有限公司）、Infinitum Developments Limited（无尽开发有限公司）、Insight Phoenix Fund（洞察凤凰基金）、Lamp Capital LLC（兰普资本有限责任公司）、Leading Shine Limited（领先光辉有限公司）、Leading Shine NY Limited（领先光辉纽约有限公司）、Long Gate Limited（长龙门有限公司）、Next Tycoon Investments Limited（下一大亨投资有限公司）、New Federal State of China (a/k/a NFSC)（中国新联邦国，亦称NFSC）、Noble Fame Global Limited（高贵名声环球有限公司）、Rosy Acme Ventures Limited（玫瑰顶点创投有限公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Foundation IV, Inc.（法治基金会IV公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会IV公司）、G-Translators PTY LTD（G-翻译员有限公司）、Saraca Media Group, Inc.（萨拉卡媒体集团公司）、Shiny Ace Ltd.（闪耀王牌有限公司）、Shiny Times Holdings Ltd.（闪耀时代控股有限公司）、Spirit Charter Investment Limited（精神宪章投资有限公司）、Stevenson, Wong & Co.（Stevenson, Wong & Co.）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（良好起源有限公司）、World Century Limited（世界世纪有限公司）、Worldwide Opportunity Holdings Limited（全球机遇控股有限公司）、Whitecroft Shore Limited（怀特克罗夫特海岸有限公司）以及ZIBA Limited（ZIBA有限公司）。\n\n9. “包括”或其任何变体，系指“包括但不限于”。\n\n10. “和”及“或”系指“和/或”，并应作连词性及析取性解释，以最大限度扩大其适用范围。\n\n11. “任何”及“所有”与“每一”均系指“每一及全部”。\n\n12. “每一”及“每个”均系指“每一及全部”。\n\n13. “第三方”系指除你方以外的个人或实体。\n\n14. “转让”应具有《破产法》第101(54)条所赋予的含义。\n\n15. “文件”系指属于《联邦民事诉讼规则》第34条范围内的任何信息或物品，包括但不限于，每一及全部现由或曾由你方占有、保管或控制的任何种类、类型、性质或描述的书面、记录或图形材料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、总账、笔记本、附表、透明胶片、录音记录、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论以有形或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，凡其中载有原始文件中不存在的任何种类的笔记、评论或标记，或以其他方式与原始文件不相同者。\n\n16. “个人”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与之有关、支持、赞成、反对、加强、削弱、位于、结合考虑、与之相关、证明、表明、报告、记录、暗指、答复、与之相连、评论、就其而言、有关、与之相关、讨论、展示、描述、反映、分析、构成及属于。\n\n19. “与……有关”、“与……相关”或“有关”，在提及任何特定事项时，系指包括但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n20. “通信”系指在最广泛可能意义上且不限于此的任何信息或知识传递（以事实、构想、询问或其他形式）。通信还指所有当面、通过电话、书面或借助电子传输设备作出的谈话、协议、询问或答复，包括但不限于所有函件、电子邮件、录音记录、传送单、备忘录、电话通信、语音留言、电报、电话传真、传真副本、电传、即时消息、聊天记录、短信、在留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或内部传送或与第三方传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人财产、债务人家庭成员或关联实体的任何收入或资产有关的所有文件。\n\n2. 与债务人、债务人家庭成员和/或任何关联实体的任何委托函有关的所有文件，包括该等委托函的副本。\n\n3. 与基于你方代理债务人、债务人家庭成员或关联实体而向你方支付任何预付费用有关的所有文件，包括足以识别该预付费用金额及其来源的文件。\n\n4. 与由债务人、债务人家庭成员、家庭关联实体或关联实体向你方或代表其向你方支付，并存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向你方支付，或为其利益向你方支付的任何款项之金额、日期和来源的文件。\n\n6. 与债务人的财务状况及其对债权人的债务有关的所有文件，包括但不限于与任何试图避免支付该等债务的行为有关的所有文件，以及与本次或任何其他实际或可能的破产或类似无力偿债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司架构、资产、设立信息、高级管理人员及董事、商业目的，以及其与债务人、债务人家庭成员或任何关联个人之间关系有关的文件。\n\n8. 关于债务人或债务人家庭成员一方与关联实体另一方之间由其作出、与其作出或代表其作出的任何投资或商业交易的所有文件。\n\n9. 与债务人、债务人财产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质和价值；债务人、债务人财产、债务人家庭成员或关联实体因该等权益或投资而从该实体取得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于Lady May（梅夫人号）；Sherry Netherland Hotel / Condominium（雪利荷兰酒店／共管公寓）；位于Connecticut（康涅狄格州）Greenwich（格林威治）373 Taconic Rd.的住宅房产；位于Connecticut（康涅狄格州）Greenwich（格林威治）33 Ferncliff Rd.的住宅房产；位于Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd.的住宅房产；以及债务人或债务人财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与债务人以受托人身份、Genever Holdings Corporation（Genever控股公司）及Genever Holdings LLC（Genever控股有限责任公司）于February 17, 2015订立、以Bravo Luck Limited（好运有限公司）为受益人的所谓《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何飞机有关的所有文件，包括但不限于尾号为T7-GQM的飞机，以及在San Marino（圣马力诺）登记的任何其他飞机，包括但不限于所有登记文件副本及显示该等飞机所执行航班和该等航班上人员的飞行舱单。\n\n13. 与债务人、债务人家庭成员或关联实体于July 2020前后或任何其他时间对原油期货或任何类似商品作出的任何投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be（江云福贝）就任何该等投资或交易进行的通信。\n\n14. 你方与下列任一方之间就与债务人、债务人财产、债务人家庭成员或关联实体有关的任何转让、投资或其他交易或商业往来而进行的所有通信：债务人、债务人家庭成员，或任何关联个人、代理人、雇员或代表债务人行事的其他个人。\n\n15. 与由债务人、债务人财产、债务人家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书有关的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭成员或任何关联实体的任何出售、取得、处置、购买、投资、出资、赠与、信用展期、贷款或转让有关的所有文件。\n\n17. 所有与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的文件，包括但不限于与在任何地方、州、联邦或国际机构（无论是行政机构、法院、合议庭还是替代性争议解决实体）进行的任何诉讼有关的文件。\n\n18. 所有与向债务人、债务人财产、债务人家庭成员或任何关联实体提供或由其提供的任何贷款或信贷展期，或就该等贷款或信贷展期提出的申请有关的文件，包括但不限于：(i) 任何该等贷款或信贷展期的条款，包括其偿还条款、陈述与保证以及利率；以及 (ii) 所有证明贷款付款的证据。\n\n19. 所有与债务人使用任何属于、由债务人家庭成员、关联实体或关联个人控制，或其全部或部分所有权由债务人家庭成员、关联实体或关联个人持有的资产有关的文件。\n\n20. 所有关于与债务人、债务人财产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示及/或确认、资金证明、存款证、持仓证明、投资组合摘要或类似文件的文件，包括但不限于足以显示向前述任何主体进行的所有转移的所有文件。\n\n21. 所有与任何关联实体（包括 Bravo Luck Limited）的资产向任何其他实体进行的任何质押有关的文件。\n\n送达证明\n\n（除非《联邦民事诉讼规则》第45条要求，否则本节不应向法院提交。）\n\n于（日期）\n__________ 本人收到向以下人员（姓名及职务，如有）发出的本传票：______________________________________________\n\n本人通过向被指定人员交付副本送达本传票，送达方式如下：____________________________________\n\n__________________________________ ___________________________________________________________________________________________________\n\n于（日期）___________________；或\n\n本人未执行即退回本传票，原因如下：____________________________________________________________\n\n本人的费用为 \\$ _________\n\n差旅费用为 \\$_________\n\n本人在伪证处罚的约束下声明 除非本传票代表美国或其官员或代理人发出，本人还已向证人支付\n\n一天出席费用及法律允许的里程费，金额为 \\$ _______________________ 。\n\n服务费用为 \\$_________，合计为 \\$_________\n\n上述信息真实、正确。\n\n日期：_______________ ________________________________________________\n\n正楷姓名及职务\n\n送达人员签名\n\n送达人员地址\n\n关于尝试送达等事项的补充信息：\n\n《联邦民事诉讼规则》第45(c)、(d)、(e)及(g)条（自12/1/13起生效）（根据《联邦破产程序规则》第9016条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自开展业务地点的100英里以内；或\n\n(B) 在该人居住、受雇或经常亲自开展业务所在州内，且该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自开展业务地点100英里以内的地点出示文件、电子存储信息或物品；以及\n\n(B) 在待检查的场所检查该场所。\n\n(d) 对受传票约束人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束人员施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n\n(2) 命令出示材料或允许检查。\n\n(A) 无须出席。被命令出示文件、电子存储信息或有形物品，或允许检查场所的人员，无须亲自到出示或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令出示文件或有形物品，或允许检查的人员，可以向传票指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查场所，或反对以所要求的一种或多种形式出示电子存储信息。异议必须在规定履行时间之前，或在传票送达后14日内（以较早者为准）送达。提出异议后，适用下列规则：\n\n(i) 在任何时候，送达方可在通知被命令人员后，向要求履行的地区法院提出动议，请求作出强制出示或检查的命令。\n\n(ii) 仅可按命令所指示的方式要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员的人员免于承担因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行的地区法院必须撤销或修改有下列情形的传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在超出第45(c)条规定的地理范围外履行；(iii) 要求披露享有特权或受其他保护的事项，而不存在\n\n适用的例外或放弃；或\n\n(iv) 对某人造成不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人员，要求履行的地区法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未经聘用的专家的意见或信息，该等意见或信息并未描述争议中的具体事件，且系源自该专家未经当事人请求而进行的研究。\n\n(C) 作为替代方案规定条件。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明对证言或材料具有重大需要，且不造成不当困难即无法通过其他方式满足该需要；并且\n\n(ii) 确保受传票人员将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出席或出示。\n\n(e) 对传票作出回应时的义务。\n\n(1) 出示文件或电子存储信息。下列程序适用于出示文件或电子存储信息：\n\n(A) 文件。对要求出示文件的传票作出回应的人员，必须按照文件在通常业务过程中保存的方式出示文件，或必须将文件整理并标注，以对应请求中的类别。\n\n(B) 未指定电子存储信息的出示形式。如传票未指定电子存储信息的出示形式，作出回应的人员必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式出示该信息。\n\n(C) 电子存储信息仅以一种形式出示。作出回应的人员无须以一种以上形式出示相同的电子存储信息。\n\n(D) 无法合理获取的电子存储信息。作出回应的人员无须就其认定因不当负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。在提出强制证据开示动议或保护令动议时，作出回应的人员必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院在考虑第26(b)(2)(C)条的限制后，如请求方证明有正当理由，仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。基于信息享有特权或作为审判准备材料受保护而扣留被传唤信息的人员，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下足以使各当事人评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已出示的信息。如为回应传票而出示的信息受制于特权主张或作为审判准备材料受保护的主张，提出主张的人员可以将该主张及其依据通知收到该信息的任何当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。出示该信息的人员必须保全该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议被移送后，签发法院——可认定已被送达但无充分理由不遵守传票或与之有关命令的人员构成藐视法庭。\n\n欲查阅传票材料，请参见《联邦民事诉讼规则》第45(a)条委员会说明（2013年）\n\n……\n\n附件 C-4\n\nB2540（表格2540——第2004条审查传票）（12/15）案号 22-50073 文件 637 于 07/28/22 提交 于 07/28/22 23:23:50 录入 第 91 页，共 311 页\n\n美国破产法院\n\n_________________________________________________________________ Connecticut（康涅狄格州）地区\n\n关于 _________________________________________________________________\n\n案号 __________________________________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章程 ______________ 11\n\n第2004条审查传票\n\n致：_Clark Hill PLC（克拉克·希尔律师事务所）_____________________________________________________________________________________________\n\n（传票所指向人员的姓名）\n\n证言：兹命令你于下列规定的时间、日期和地点出席，就依据《联邦破产程序规则》第2004条进行的审查作证。随附授权该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（普衡律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将通过以下方式记录：________________________________________________________________________________ 法院记录员/速记员\n\n出示：你或你的代表还必须在审查时携带下列文件、电子存储信息或物品，并且必须允许检查、复制、测试或抽样该等材料：\n\n见随附于此的文件出示请求。\n\n以下《联邦民事诉讼规则》第 45 条的规定，依据《联邦破产诉讼规则》第 9016 条适用于破产案件，现随附于后——第 45(c) 条，关于履行地点；第 45(d) 条，关于作为传票对象之人所受保护；以及第 45(e) 条和第 45(g) 条，关于您对本传票作出回应的义务及不作出回应的潜在后果。\n\n日期：________________ August __, 2022\n\n法院书记官\n\n或\n\n____________________________ 法院书记官或副书记官签名 ____________________________ 律师签名 Patrick R. Linsey（帕特里克·R·林赛） (ct29437)\n\n代表（当事人名称）____________________________的、发出或请求本传票的律师之姓名、地址、电子邮件地址及电话号码如下：Luc Despins（吕克·德斯平斯），第 11 章受托人\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.（诺伊伯特、佩佩与蒙蒂思专业公司）；195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com；203-821-2000\n\n致发出或请求本传票之人的通知\n\n如本传票要求在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向每一方当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提交请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（统称“请求”，单称“一项请求”）必须分别且具体地作出回应。除非您基于善意提出异议，否则必须对每项请求作出完整答复；如提出异议，则必须按照下文规定详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中所含的某个词语、短语或条款，您须仅对该部分说明异议，并对其余请求作出回应。\n\n2. 电子存储信息必须按照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每份图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个。Excel 电子表格应附有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括图像化的电子邮件及附件，必须包括附件字段，以保留电子邮件与其附件之间的父项/子项关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为以逗号分隔的文件，每行由七个字段组成；数据库中的每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件中的字段提交。通往文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生格式提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。这些文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带有 Bates 编号的分隔页图像，表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。提交的原生文件应以对应于该文件分隔页的 Bates 编号命名。将原生文件归入以递增方式命名的“NATIVE”目录，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提交一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件及独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，为每份文件提交提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。下列为必需的元数据：\n\n字段名称\n示例数据\n说明\n\nFIRSTBATES\nEDC0000001\n原生文件文件/电子邮件的第一个 Bates 编号\n\nLASTBATES\nEDC0000001\n原生文件文件/电子邮件的最后一个 Bates 编号\n对于单页文件，应填写 LASTBATES 字段\n\nATTACHRANGE\nEDC0000001\n-\nEDC0000015\n从父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH\nEDC0000001\n附件范围的第一个 Bates 编号\n\nENDATTACH\nEDC0000015\n附件范围的最后一个 Bates 编号\n\nCUSTODIAN\nSmith, John\n电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\n\nFROM\nJohn Smith\n电子邮件：发件人\n原生文件：文件作者\n多个条目之间应使用分号分隔\n\nTO\nCoffman, Janice; LeeW\n[mailto:LeeW@MSN.com]\n收件人\n多个条目之间应使用分号分隔\n\nCC\nFrank Thompson [mailto:\nfrank_Thompson@cdt.com]\n抄送收件人\n多个条目之间应使用分号分隔\n\nBCC\nJohn Cain\n密送收件人\n多个条目之间应使用分号分隔\n\nSUBJECT\nBoard Meeting Minutes\n电子邮件：电子邮件的主题行 原生文件：文件标题（如有）\n\nFILE_NAME\nBoardMeetingMinutes.docx\n原生文件：原始原生文件的名称，包括扩展名\n\nDATE_SENT\n10/12/2010\n电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/\nTIME_ZONE\n07:05 PM GMT\n电子邮件：电子邮件发送时间/电子邮件被标准化时所采用的时区\n\nTIME_ZONE\nGMT\n转换期间电子邮件被标准化时所采用的时区。\n\nLINK\n>EDC0000001.msg\n至电子邮件或原生文件的超链接\n所链接文件必须以 FIRSTBATES 编号命名\n\nFILE_EXTEN\nMSG\n表示电子邮件或原生文件的文件类型扩展名\n\nAUTHOR\nJohn Smith\n电子邮件：（空）\n原生文件：文件作者\n\nDATE_CREATED\n10/10/2010\n电子邮件：（空）\n原生文件：文件创建日期\n\nTIME_CREATED\n10:25 AM\n电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\n\nDATE_MOD\n10/12/2010\n电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD\n07:00 PM\n电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD\n10/12/2010\n电子邮件：（空）\n原生文件：文件最后访问日期\n\nTIME_ACCESSD\n07:00 PM\n电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE\n5,952\n原生文件文件/电子邮件的大小，以 KB 计\n\nPGCOUNT\n1\n原生文件文件/电子邮件的页数\n\nPATH\nEmail: (empty)\nAgenda.doc\n电子邮件：（空）\n原生文件：原生文件文件存储路径，包括原始文件名称。\n\nINTFILEPATH\nPersonal Folders\\Deleted\nItems\\Board Meeting\nMinutes.msg\n电子邮件：电子邮件的原始位置，包括原始文件名称。\n原生文件：（空）\n\nINTMSGID\n<000805c2c71b\\$75977050\\$\ncb8306d1@MSN>\n电子邮件：唯一邮件 ID\n原生文件：（空）\n\nMD5HASH\nd131dd02c5e6eec4693d9a0\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\n文件的 MD5 哈希值。\n\nOCRPATH\nTEXT/001/EDC0000001.txt\n原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释；除非另有说明，任何一项请求均不限制其他任何请求的范围。\n\n4. 所有文件应按其在正常业务过程中保存的方式提交，或者应进行整理和标记，以对应于本请求中的类别。\n\n5. 本文所载每项请求均延及所有文件：（a）由您占有、保管或控制的文件；或（b）由代表您行事的任何人占有、保管或控制的文件，包括您的律师或其他代表及顾问。每份文件均应完整提交。\n\n6. 如要求您提交一份已不再由您占有、保管或控制的文件，则您的回应必须：（a）详细说明该文件的性质及其内容；（b）确认编制或撰写该文件之人的身份（以及，如适用，确认该文件发送对象之人的身份）；（c）确认该文件编制或创建的日期；（d）说明该文件是否（i）遗失或丢失，（ii）已被销毁，（iii）自愿或非自愿地转移给他人，或（iv）以其他方式被处置；（e）说明该等处置的理由，以及与该等处置有关的事实和情形；（f）确认授权该等处置之人的身份；（g）确认该等处置的日期或大致日期；（h）说明该文件最近一次由您占有、保管或控制的时间；以及（i）确认目前占有、保管或控制该文件之人（如有）的身份。\n\n7. 如要求您提交一份已被销毁的文件，则除前述指示所要求的信息外，您的回应还必须说明：（a）该文件被销毁的原因；（b）销毁该文件之人的身份；以及（c）指示销毁该文件之人的身份。\n\n8. 如贵方主张某一被请求文件受特权或律师工作成果保护，则贵方的答复必须：(a) 说明：(i) 对该文件作出足以支持贵方关于该文件受特权保护之主张的描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件、任何草稿、副本或复制件的每一人员的身份，(vii) 该文件本身，或该文件所含或提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则说明该等人员的身份，以及说明该等信息如何进入其占有范围，(viii) 据以扣留该文件的特权主张，以及 (ix) 贵方将据以支持该等特权主张的所有情形；以及 (b) 就依据特权主张而扣留的每一文件，根据 D. Conn. L. Civ. R. 26(e)，提交一份载有本指示第 (a) 部分所要求全部信息的特权日志。对于未主张特权或工作成果保护的任何文件请求部分，应完整提供响应性文件。\n\n9. 如一份本应响应的文件的一部分包含受特权主张保护的信息，则仅应按照上述指示从该文件中删除或涂黑受该特权主张保护的部分，其余部分应予提供。\n\n10. 该等请求具有持续性。现指示贵方：(a) 在获知先前答复不完整或不正确后，立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据下列规定所要求的任何补充文件\n\n11. 如某一文件使用英语以外的语言，贵方应提供该文件。如某一文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有替代姓名、别名或昵称。\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为包括该动词所有其他时态的使用。\n\n16. (a) “和”及“或”应根据需要解释为连词或选择词，以将原本可能被解释为超出任何请求范围的所有答复纳入该请求范围；以及 (b) “每一”及“任何”应视为包括并涵盖“每个”及“所有”。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于该等文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “贵方”、“贵方的”或“贵方自身”系指 Clark Hill PLC，以及其任何雇员、代理人、律师、顾问或代表其行事的任何人。\n\n2. “债务人”系指 Ho Wan Kwok（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n3. “债务人之子”系指 Qiang Guo（又名 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “债务人之女”系指 Mei Guo（又名 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “债务人所谓的妻子”系指 Hing Chi Ngok（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “债务人家属”统称债务人、债务人之子、债务人之女、债务人所谓的妻子，以及与债务人具有任何其他亲属关系的人。\n\n7. “关联个人”单独及合并系指：(1) 持有、控制、保管或对债务人或债务人家属拥有、控制或享有的资产具有处置裁量权的所有个人；或 (2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与一个或多个关联实体有关联的所有个人，以及前述任何个人各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联个人包括但不限于：Daniel Podhaskie、Jason Miller、Steve Bannon、Karin Maistrello、Melissa Francis、William Gertz、Arethusa Forsyth、Glenn Mellor、Jennifer Mercurio、Eduardo Eurnekian、Han Chunguang（又名 韩春光）、Qu Guojiao（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（又名 郭丽杰）、Zhang Wei（又名 张伟*）、Lihong Wei Lafrenz（又名 Sara Wei、魏丽红）、Hao Haidong（又名 郝海东）、Ross Heinemeyer、Max Krasner、Kyle Bass、Melissa Mendez、Ya Li（又名 李娅）、Dinggang Wang（又名 王定刚）、An Hong（又名 安红）、Yvette Wang（又名 Yanping Wang、Yan Ping Wang、王雁平）、Fiona Yu、Je Kin Ming（又名 William Je、Yu Jianming、余建明）、Yaz Qingua，以及 Lao Jiang（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n案件 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 100 页，共 311 页\n\n8. “关联实体”单独及合并系指任何类型的所有组织或实体：(1) 曾由债务人或债务人家属拥有、控制或投资；或 (2) 对债务人或债务人家属拥有、控制或享有的任何资产直接或间接享有权益，以及前述任何实体各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联实体包括但不限于：7 Nod Hill LLC、AAGV Limited、ACA Investment Management Limited、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alfonso Global Limited、Allied Capital Global Limited、Alpine Fiduciaries SA、Anton Development Limited、Assets Sino Limited、Auspicious Coast Limited、Beijing Pangu Investment Co.、Beijing Pangu Investment Co. Ltd.、Beijing Pangu Investment Inc.、Beijing Zenith Holdings Company Limited、Bravo Luck Limited、BSA Strategic Fund I、China Golden Spring (Hong Kong) Limited、Chuang Xin Limited、Crane Advisory Group LLC、Creative Apex Investments Limited、Crystal Breeze Investments Limited、Dawn State Limited、Eastern Profit Corporation Limited、Elite Well Global Limited、Empire Growth Holdings、G Club Operations LLC、G Fashion LLC、G News LLC、GETTR USA、Genever Holdings Corporation、Genever Holdings LLC、GFASHION MEDIA GROUP INC.、GFNY, Inc.、Globalist International Limited、GNews Media Group Inc.、Golden Spring (New York) Ltd.、Greenwich Land LLC、Guo Media、GTV Media Group, Inc.、Hamilton Capital Holdings Inc.、Head Win Group Limited、Henan Yuda、Himalaya Embassy、Himalaya Exchange、Himalaya Federal Reserve、Himalaya Supervisory Organization、HK International Funds Investments (USA)\n\n案件 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 101 页，共 311 页\n\nLimited LLC、Hong Kong International Funds Investments Limited、Infinite Increase Limited、Infinitum Developments Limited、Insight Phoenix Fund、Lamp Capital LLC、Leading Shine Limited、Leading Shine NY Limited、Long Gate Limited、Next Tycoon Investments Limited、New Federal State of China（又名 NFSC）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.、Rule of Law Foundation IV, Inc.、Rule of Law Fund、Rule of Law Society、Rule of Law Society IV, Inc.、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited，以及 ZIBA Limited。\n\n9. “包括”或其任何变体，系指“包括但不限于”。\n\n10. “和”及“或”系指“和/或”，并应同时解释为连词及选择词，以最大化其范围。\n\n11. “任何”、“所有”及“每一”系指“每一个”。\n\n12. “每一”及“每个”系指“每一个”。\n\n13. “第三方”系指贵方以外的人员或实体。\n\n14. “转让”具有《破产法典》第 101(54) 条赋予该术语的含义。\n\n15. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于贵方占有、保管或控制之下或曾经处于贵方占有、保管或控制之下的任何种类、类型、性质或描述的每一书面、记录或图形材料，包括所有电子邮件的印刷版和电子版、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、各种书面表格、\n\n案件 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 102 页，共 311 页\n\n图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明书、日记、信件、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、分类账、笔记本、附表、透明胶片、录音、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为有形形式或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，如其包含原始文件中未见的任何种类的笔记、评论或标记，或以其他方式与原始文件不相同。\n\n16. “人员”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与之有关、支持、有利于、反对、强化、减损、位于其中、结合考虑、对其具有影响、证明、表明、报告、记录、暗指、回应、\n\n案件 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 103 页，共 311 页\n\n与之相连、评论、就其而言、有关、与之相关、讨论、展示、描述、反映、分析、构成及属于。\n\n19. 在提及任何特定事项时，“与……有关”、“涉及”或“相关”系指但不限于任何构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所确定的特定事项相关的文件。\n\n20. “通信”系指在最广义上且不受限制地以任何方式传递信息或知识（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面方式，还是通过电子传输设备进行，并包括但不限于所有往来函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、传真副本、电传、即时消息、聊天、短信、留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的记录。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人的破产财产、债务人的家庭成员或关联实体的任何收入或资产有关的所有文件。\n\n案件 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 104 页，共 311 页\n\n2. 与债务人、债务人的任何家庭成员和/或任何关联实体签订的任何委聘函有关的所有文件，包括该等委聘函的副本。\n\n3. 与基于贵方对债务人、债务人的家庭成员或关联实体的代理而向贵方支付任何预付费用有关的所有文件，包括足以识别该预付费用金额及其来源的文件。\n\n4. 与贵方从债务人、债务人的家庭成员、家庭关联实体或关联实体处或代表其收取并以托管或客户信托账户方式持有的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人的家庭成员或关联实体向贵方支付或为其利益向贵方支付的任何款项的金额、日期和来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何规避支付该等义务的努力有关的所有文件，以及与本案或任何其他实际或潜在破产或类似无力偿债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级管理人员和董事、经营目的，以及其与债务人、债务人的任何家庭成员或任何关联个人之间关系有关的文件。\n\n8. 关于一方为债务人或债务人的家庭成员，另一方为关联实体的任何投资或商业交易的所有文件，无论该等投资或商业交易是由其作出、与其进行，还是代表其作出。\n\n案件 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 105 页，共 311 页\n\n9. 与债务人、债务人的破产财产、债务人的家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该等权益或投资的性质和价值；债务人、债务人的破产财产、债务人的家庭成员或关联实体因该等权益或投资而从该实体取得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于 Lady May；Sherry Netherland Hotel / Condominium（雪莉荷兰酒店／共管公寓）；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅物业；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd. 的住宅物业；位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅物业；以及债务人或债务人的破产财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与债务人以受托人身份、Genever Holdings Corporation（Genever 控股公司）及 Genever Holdings LLC（Genever 控股有限责任公司）于 February 17, 2015 签订、以 Bravo Luck Limited（Bravo Luck 有限公司）为受益人的所谓《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为 T7-GQM 的航空器及在 San Marino（圣马力诺）登记的任何其他航空器，包括但不限于所有登记文件副本及显示该等航空器所执行航班和该等航班机上人员的飞行舱单。\n\n13. 与债务人、债务人的家庭成员或关联实体于 July 2020 前后或任何其他时间进行的任何原油期货或任何类似商品的投资或交易有关的所有文件，包括但不限于与 Jiang Yunfu Be（江云富贝）就任何该等投资或交易进行的通信。\n\n案件 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 106 页，共 311 页\n\n14. 贵方与债务人、债务人的家庭成员，或代表债务人行事的任何关联个人、代理人、雇员或其他个人之间，就与债务人、债务人的破产财产、债务人的家庭成员或关联实体有关的任何转让、投资或其他交易或商业交易进行的所有通信。\n\n15. 关于债务人、债务人的破产财产、债务人的家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人的家庭成员或任何关联实体的任何出售、取得、处置、购买、投资、出资、赠与、信用展期、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构（无论为行政机关、法院、合议庭或替代性争议解决实体）之前进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人的破产财产、债务人的家庭成员或任何关联实体提供或由其提供的任何贷款或信用展期，或就该等贷款或信用展期提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或信用展期的条款，包括其还款条款、陈述与保证及利率；以及 (ii) 所有贷款付款的证据。\n\n案件 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 107 页，共 311 页\n\n19. 与债务人使用任何属于债务人的家庭成员、关联实体或关联个人、由其控制或其拥有全部或部分所有权的资产有关的所有文件。\n\n20. 关于与债务人、债务人的破产财产、债务人的家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示和/或确认书、资金证明、存款证明、持仓证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何一方进行的所有转让的所有文件。\n\n21. 与任何关联实体（包括 Bravo Luck Limited（Bravo Luck 有限公司））向任何其他实体质押资产有关的所有文件。\n\n案件 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 108 页，共\n\nB2540（表格 2540——Rule 2004 审查传票）（第 2 页） 311\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n于（日期）\n__________ 本人收到为以下人员（个人姓名及职务，如有）发出的本传票：______________________________________________\n本人通过向被列名人员交付副本送达本传票，\n方式如下：____________________________________\n\n__________________________________ 于（日期）___________________；或\n本人因以下原因未执行送达而退回本传票：____________________________________________________________\n\n本人的旅费为 \\$_________，服务费为 \\$_________，合计 \\$_________。除非本传票代表 United States（美国）或其官员或代理人发出，本人还已向证人支付一日出席费用及法律允许的里程费，金额为 \\$_______________________。\n\n本人在伪证处罚的约束下声明，该等信息真实且正确。\n\n日期：_______________ ________________________________________________\n送达人签名\n\n送达人地址\n\n关于尝试送达等事项的补充信息：\n\nFederal Rule of Civil Procedure 45(c)、(d)、(e) 和 (g)（Effective 12/1/13）（根据 Federal Rules of Bankruptcy Procedure Rule 9016，适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点的 100 英里以内；或\n\n(B) 在该人居住、受雇或经常亲自办理业务所在州内，如该人\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点的 100 英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查的不动产所在地检查不动产。\n\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行义务所在地区的法院必须执行该项义务，并对未予遵守的当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出庭。被命令提交文件、电子存储信息或有形物品，或允许检查不动产的人，无须亲自到提交或检查地点出庭，除非其同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查不动产，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间之前，或传票送达后 14 日之前（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 送达方可随时在通知被命令人的情况下，向要求履行义务所在地区的法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依该命令所指示的方式要求实施该等行为，且该命令必须保护非当事人亦非当事人高级职员的人免于承担因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行义务所在地区的法院必须撤销或修改以下传票：\n\n(i) 未给予合理的遵从时间；(ii) 要求某人在\n\nRule 45(c)规定的地理范围之外遵从；(iii) 要求披露享有特权或受其他保护的事项，且不存在\n\n适用的例外或豁免；或者\n\n(iv) 使某人承受不当负担。\n\n(B) 准许时。为保护受传票约束或受传票影响的人，要求遵从地所在地区的法院可依动议撤销或修改传票，如该传票要求：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或者\n\n(ii) 披露未经聘用的专家对于并非描述争议中的具体事件的意见或信息，以及该专家未应任何一方请求所进行研究的结果。\n\n(C) 以规定条件作为替代。在Rule 45(d)(3)(B)所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有重大需要，且如不承受不当困难则无法以其他方式满足该需要；并且\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可不撤销或修改传票，而是命令在规定条件下出庭或提交材料。\n\n(e) 对传票作出回应的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。对要求提交文件的传票作出回应的人，必须按照文件在正常业务过程中保存的方式提交，或者必须对其进行整理和标记，以对应请求中所列的类别。\n\n(B) 未规定电子存储信息提交形式。如传票未规定提交电子存储信息的形式，作出回应的人必须以其通常保存的某一形式或多种形式，或以合理可用的某一形式或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。作出回应的人无需以一种以上的形式提交同一电子存储信息。\n\n(D) 无法访问的电子存储信息。作出回应的人无需就其认定因不当负担或费用而无法合理访问的来源中的电子存储信息提供证据开示。就强制证据开示的动议或保护令动议而言，作出回应的人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑Rule 26(b)(2)(C)的限制后，如请求方证明具有正当理由，仍可命令从该等来源进行证据开示。法院可规定该证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。以该信息享有特权或作为审判准备材料受到保护为由扣留被传唤信息的人，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，能够使各方评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张约束，提出该主张的人可以将该主张及其依据通知收到该信息的任何一方。收到通知后，一方必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张解决前不得使用或披露该信息；如该方在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求遵从地所在地区的法院，以裁定该主张。提交该信息的人必须在该主张解决前保存该信息。\n\n(g) 藐视法庭。要求遵从地所在地区的法院——以及在动议被移送后，签发传票的法院——可对已被送达但无充分理由未遵从传票或与其相关命令的人，认定其构成藐视法庭。\n\n有关获取传票材料，请参见Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件C-5\n\nB2540（表格2540——Rule 2004审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院） Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 111 of 311\n\n________________________________________________________________________ 地区 District of ________________________________________________________________________ Connecticut（康涅狄格州）\n\n关于 ________________________________________________________________________\n\n案号：____________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章节：________________ 11\n\nRULE 2004审查传票\n\n致：Melissa Francis（梅丽莎·弗朗西斯）________________________________________________________________________________________________\n\n（传票所指向之人的姓名）\n\n证言：现命令你于下列载明的时间、日期和地点出席，根据《联邦破产程序规则》Rule 2004进行审查并作证。随附准许该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（普衡律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将通过以下方式记录：________________________________________________________________________________ 法院记录员／速记员\n\n提交：你或你的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该等材料进行检查、复制、测试或抽样：\n见随附的《文件提交请求》。\n\nFed. R. Civ. P. 45的下列规定依Fed. R. Bankr. P. 9016适用于破产案件，并随附于此——有关遵从地点的Rule 45(c)；有关你作为受传票约束之人所受保护的Rule 45(d)；以及有关你回应本传票的义务及未作回应可能后果的Rule 45(e)和45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记员\n\n或\n\n____________________________ 法院书记员或副书记员签名 ____________________________ 律师签名 Patrick R. Linsey（帕特里克·R·林赛）(ct29437)\n\n代表（当事人姓名）____________________________、签发或请求本传票的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins（吕克·德斯潘），第11章受托人\n\nPatrick R. Linsey, Esq.（帕特里克·R·林赛，律师）；Neubert, Pepe & Monteith, P.C.（诺伊伯特、佩佩及蒙蒂斯律师事务所）；195 Church Street, New Haven, Connecticut 06510；plinsey@npmlaw.com；203-821-2000\n\n致签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向每一方送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提交请求\n\n一、指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别并具体作出回应。每项请求均应得到完整答复，除非基于善意提出异议；在此情况下，应按下文所述详细说明你提出异议的理由。如异议仅涉及一项请求的一部分，或其中包含的一个词、短语或条款，你仅须说明对该部分的异议，并对请求的其余部分作出回应。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为300 DPI Group IV单页TIFF文件。彩色图像必须以JPEG格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有TIFF图像文件必须具有唯一文件名，即Bates编号。每张图像右下角必须加注连续的Bates编号。每个文件夹中的TIFF文件数量不应超过1000个文件。Excel电子表格应具有以该文件的Bates编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance®数据文件。数据文件（.DAT）包含将加载至Concordance®数据库的所有字段化信息。.DAT文件的第一行必须为标明字段名称的标题行。.DAT文件必须使用以下Concordance®默认分隔符：逗号ASCII字符（020）引号þ ASCII字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父子关系。必须包括OCRPATH字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以FIRSTBATES命名。不得在.DAT文件中包含文本。对于含有原生文件的文件，必须包括LINK字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以FIRSTBATES命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行由七个字段组成，数据库中的每一图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文档文本。文本必须作为单独的文本文件提供，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文档级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，且每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文档级别提供。\n\nd. 某些文件类型的原生格式提供。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的占位页图像，以表明存在原生文件，并在 .dat 文件中将原生文件路径作为一个字段列明。所提供的原生文件应以与该文件占位页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的 “NATIVE” 目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文档，仅提供一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式，为每一文档提供提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。以下为所需元数据：\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 114 of 311\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文档/电子邮件的第一个 Bates 编号\nLASTBATES EDC0000001 原生文件文档/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应填写\n适用于单页文档\nATTACHRANGE EDC0000001\n- 父文档第一页的 Bates 编号至\nEDC0000015 最后一个附件“子”文档最后一页的 Bates 编号\nBEGATTACH EDC0000001 附件范围的第一个 Bates 编号\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\nCUSTODIAN Smith, John 电子邮件：电子邮件所在的邮箱\n原生文件：文档来源文件所属个人或部门的名称\nFROM John Smith 电子邮件：发件人\n原生文件：文档作者\n应使用分号分隔\n多个条目\nTO Coffman, Janice; LeeW 收件人\n[mailto:LeeW@MSN.com] 应使用分号分隔多个\n条目\nCC Frank Thompson [mailto: 抄送收件人\nfrank_Thompson@cdt.com] 应使用分号分隔\n多个条目\nBCC John Cain 密送收件人\n应使用分号分隔\n多个条目\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行 原生文件：文档标题\n（如有）\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件的名称，\n包括扩展名\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/ 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化\nTIME_ZONE 时所采用的时区\nTIME_ZONE GMT 在转换期间电子邮件被\n标准化时所采用的\n时区。\nLINK >EDC0000001.msg 电子邮件或原生文件文档的超链接\n链接文件必须按\nFIRSTBATES 编号命名\nFILE_EXTEN MSG 代表电子邮件或\n原生文件文档的文件类型\n扩展名\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文档作者\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文档创建日期\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 115 of 311\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n\n原生文件：文档创建时间\n该数据必须为单独字段，\n不得与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文档最后修改日期\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文档最后修改时间\n该数据必须为单独字段，不得\n与 DATE_MOD 字段合并\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文档最后访问日期\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文档最后访问时间\n该数据必须为单独字段，不得\n与 DATE_ACCESSD 字段合并\nFILE_SIZE 5,952 原生文件文档/电子邮件的大小，单位为 KB\nPGCOUNT 1 原生文件文档/电子邮件的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件文档的路径，\n包括原始文件名称。\nINTFILEPATH Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting 原始文件名称。\nMinutes.msg 原生文件：（空）\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一消息\nID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH d131dd02c5e6eec4693d9a0 文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每一请求均独立运作且应独立解释；除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文档应按其在正常业务过程中保存的方式提供，或应进行整理和标注，以对应于这些请求中的类别。\n\n5. 本文所载的每一请求均延及所有文档：(a) 由您占有、保管或控制的；或 (b) 由代表您行事的任何人占有、保管或控制的，\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 116 of 311\n\n包括您的律师或其他代表及顾问。每一文档均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文档，则您的答复必须：(a) 详细说明该文档的性质及其内容；(b) 确认编制或撰写该文档的人员（以及，如适用，向其发送该文档的人员）；(c) 确认该文档编制或创建的日期；(d) 说明该文档是否 (i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式处置；(e) 说明该等处置的原因，以及与之有关的事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文档最近一次处于您占有、保管或控制之下的时间；以及 (i) 确认目前占有、保管或控制该文档的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文档，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文档的原因；(b) 销毁该文档的人员身份；以及 (c) 指示销毁该文档的人员身份。\n\n8. 如您主张所请求的文档享有特权或属于律师工作成果，则您的答复必须：(a) 说明 (i) 对该文档作出足以支持您关于该文档享有特权之主张的描述，(ii) 该文档的标题，(iii) 该文档的日期，(iv) 该文档的作者，(v) 该文档的收件人，(vi) 收到或阅览过该文档原件或任何草稿、副本或复制件的每一人员的身份，(vii) 该文档本身或该文档中载有或提及的任何信息是否由任何其他人员占有、保管或控制；如是，则该等人员的身份，\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 117 of 311\n\n以及说明该等信息如何进入其占有范围的陈述，(viii) 据以扣留该文档的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 对于根据 D. Conn. L. Civ. R. 26(e) 基于特权主张而扣留的每一文档，提供一份特权清单，其中包含本指示第 (a) 部分所要求的全部信息。对于文档请求中未提出特权或工作成果主张的任何部分，应完整提供响应性文档。\n\n9. 如本应响应的文档的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文档中删除或遮蔽受特权主张约束的部分，其余部分应予提供。\n\n10. 该等请求具有持续性。现指示您：(a) 一旦知悉先前答复不完整或不正确，应立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据该等请求所要求的任何额外文档。\n\n11. 如文档使用英语以外的语言，您应提供该文档。如文档使用英语以外的语言，且存在英文译本，您应同时提供两份文档。\n\n12. 对实体的所有提述均包括其所有关联方。\n\n13. 对个人姓名的所有提述均包括所有别名、化名或昵称。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 118 of 311\n\n14. 除非另有明确说明，文档请求所涵盖的期间为自 February 5, 2012 起至应提交文档请求答复之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为包括该动词其他所有时态的使用。\n\n16. (a) “and” 和 “or” 应视需要解释为连词或选择连词，以使任何请求的范围涵盖所有原本可能被解释为超出其范围的答复；以及 (b) “each” 和 “any” 应视为包括并涵盖 “every” 和 “all”。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文档请求。此外，本文件请求中使用的下列术语具有如下含义：\n\n1. “您”或“您的”或“您本人”系指 Melissa Francis（梅丽莎·弗朗西斯），以及其任何雇员、代理人、律师、顾问或任何代表其行事之人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 119 of 311\n\n3. “债务人的儿子”系指Qiang Guo（又名Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “债务人的女儿”系指Mei Guo（又名Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “债务人所谓的妻子”系指Hing Chi Ngok（又名Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “债务人家庭成员”统称债务人、债务人的儿子、债务人的女儿及债务人所谓的妻子，以及与债务人具有任何其他亲属关系的人。\n\n7. “关联个人”单独或统称指：(1) 持有、控制、保管或对债务人或债务人家庭成员所拥有、控制或享有的资产具有处置权的所有个人；或(2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与一个或多个关联实体有关联的所有个人，以及前述任何人员各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联个人包括但不限于：Daniel Podhaskie、Jason Miller、Steve Bannon、Karin Maistrello、Melissa Francis、William Gertz、Arethusa Forsyth、Glenn Mellor、Jennifer Mercurio、Eduardo Eurnekian、Han Chunguang（又名韩春光）、Qu Guojiao（又名Qu Guo Jiao、屈国姣）、Guo Lijie（又名郭丽杰）、Zhang Wei（又名张伟*）、Lihong Wei Lafrenz（又名Sara Wei、魏丽红）、Hao Haidong（又名郝海东）、Ross Heinemeyer、Max Krasner、Kyle Bass、Melissa Mendez、Ya Li（又名李娅）、Dinggang Wang（又名王定刚）、An Hong（又名安红）、Yvette Wang（又名Yanping Wang、Yan Ping Wang、王雁平）、Fiona Yu、Je Kin Ming（又名William Je、Yu Jianming、余建明）、Yaz Qingua及Lao Jiang（又名Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”单独或统称指：(1) 曾由债务人或债务人家庭成员拥有、控制或投资的任何类型组织或实体；或(2) 对债务人或债务人家庭成员所拥有、控制或享有的任何资产直接或间接享有权益的任何类型组织或实体，以及前述任何实体各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联实体包括但不限于：7 Nod Hill LLC、AAGV Limited、ACA Investment Management Limited、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alfonso Global Limited、Allied Capital Global Limited、Alpine Fiduciaries SA、Anton Development Limited、Assets Sino Limited、Auspicious Coast Limited、Beijing Pangu Investment Co.、Beijing Pangu Investment Co. Ltd.、Beijing Pangu Investment Inc.、Beijing Zenith Holdings Company Limited、Bravo Luck Limited、BSA Strategic Fund I、China Golden Spring (Hong Kong) Limited、Chuang Xin Limited、Crane Advisory Group LLC、Creative Apex Investments Limited、Crystal Breeze Investments Limited、Dawn State Limited、Eastern Profit Corporation Limited、Elite Well Global Limited、Empire Growth Holdings、G Club Operations LLC、G Fashion LLC、G News LLC、GETTR USA、Genever Holdings Corporation、Genever Holdings LLC、GFASHION MEDIA GROUP INC.、GFNY, Inc.、Globalist International Limited、GNews Media Group Inc.、Golden Spring (New York) Ltd.、Greenwich Land LLC、Guo Media、GTV Media Group, Inc.、Hamilton Capital Holdings Inc.、Head Win Group Limited、Henan Yuda、Himalaya Embassy、Himalaya Exchange、Himalaya Federal Reserve、Himalaya Supervisory Organization、HK International Funds Investments (USA) Limited LLC、Hong Kong International Funds Investments Limited、Infinite Increase Limited、Infinitum Developments Limited、Insight Phoenix Fund、Lamp Capital LLC、Leading Shine Limited、Leading Shine NY Limited、Long Gate Limited、Next Tycoon Investments Limited、New Federal State of China（又名NFSC）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.、Rule of Law Foundation IV, Inc.、Rule of Law Fund、Rule of Law Society、Rule of Law Society IV, Inc.、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited及ZIBA Limited。\n\n9. “包括”或其任何变体，系指“包括但不限于”。\n\n10. “和”及“或”均指“和/或”，并应同时按照合取及析取方式解释，以最大限度扩大其范围。\n\n11. “任何”及“全部”以及“每一”，均指“每一及所有”。\n\n12. “每一”及“所有”，均指“每一及所有”。\n\n13. “第三方”系指除您以外的个人或实体。\n\n14. “转让”具有《破产法》第101(54)条赋予该词的含义。\n\n15. “文件”系指属于Fed. R. Civ. P. 34范围内的任何信息或物件，并包括但不限于处于或曾处于您的占有、保管或控制之下的任何种类、类型、性质或描述的每一及所有书面、记录或图形资料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、账簿、分类账、笔记本、附表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、册页、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；还包括但不限于前述任何材料的草稿或副本，只要其中含有原始文件中不存在的任何种类笔记、评论或标记，或者以其他方式与原始文件不完全相同。\n\n16. “个人”系指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、包含、提及、与之相关、支持、赞成、反对、强化、削弱、位于其中、结合其予以考虑、与其有关、证明、表明、报告、记录、暗指、回应、与之相连、评论、就其而言、有关、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. 在提及任何特定主题时，“与……相关”“涉及”或“有关”系指但不限于构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及该特定主题，或以任何方式与已确定的该特定主题有关的任何文件。\n\n20. “通信”在最广泛可能的意义上且不限于此，系指任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面方式，还是通过电子传输设备进行，并包括但不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电传、影印传真、电传电报、即时消息、聊天、短信、发布至留言板或群聊的信息、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提供的文件\n\n1. 与债务人、债务人财产、债务人家庭成员或关联实体的任何收入或资产有关的所有文件。\n\n2. 与债务人、债务人家庭成员的任何成员和/或任何关联实体的任何委聘函有关的所有文件，包括该等委聘函的副本。\n\n3. 与您因代理债务人、债务人家庭成员或关联实体而向您支付任何预付费用有关的所有文件，包括足以识别该预付费用金额及其来源的文件。\n\n4. 与债务人、债务人家庭成员、家庭关联实体或关联实体向您或代表其向您支付的、存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向您支付或为其利益向您支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与规避支付该等义务的任何努力有关的所有文件，以及与本次或任何其他实际或潜在破产或类似无力偿债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级职员和董事、经营目的，以及其与债务人、债务人家庭成员的任何成员或任何关联个人之间关系有关的文件。\n\n8. 与一方的债务人或债务人家庭成员和另一方的关联实体之间由其作出、与其进行或代表其进行的任何投资或商业交易有关的所有文件。\n\n9. 与债务人、债务人财产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该等权益或投资的性质和价值；债务人、债务人财产、债务人家庭成员或关联实体因该等权益或投资而从该实体取得的任何收益或利益；以及与有关该实体的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于Lady May（Lady May）；Sherry Netherland Hotel / Condominium（Sherry Netherland Hotel / Condominium）；位于康涅狄格州格林尼治（Greenwich, Connecticut）Taconic Rd. 373号的住宅房产；位于康涅狄格州格林尼治Ferncliff Rd. 33号的住宅房产；位于康涅狄格州威尔顿（Wilton, Connecticut）Nod Hill Rd. 354号的住宅房产；以及债务人或债务人财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与据称于February 17, 2015由债务人以受托人身份、Genever Holdings Corporation（Genever Holdings Corporation）和Genever Holdings LLC（Genever Holdings LLC）为受益人Bravo Luck Limited（Bravo Luck Limited）订立的《信托声明与协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为T7-GQM的航空器，以及在San Marino（圣马力诺）登记的任何其他航空器，包括但不限于所有登记文件副本及飞行清单，该等飞行清单显示此类航空器所进行的飞行及该等飞行中登机的个人。\n\n13. 与债务人、债务人家属或关联实体于July 2020前后或任何其他时间进行的任何原油期货或任何类似商品投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be（蒋云富贝）就任何此类投资或交易进行的通信。\n案号22-50073 文档637 提交于07/28/22 录入于07/28/22 23:23:50 第126页，共311页\n\n14. 您与债务人、债务人家属或任何关联个人、代理人、雇员或其他代表债务人行事的个人之间，就与债务人、债务人财产、债务人家属或关联实体有关的任何转移、投资或其他交易或业务往来进行的所有通信。\n\n15. 关于由债务人、债务人财产、债务人家属或关联实体设立、代表其设立或为其利益而设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托何时设立、由何人设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家属或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、信贷展期、贷款或转移有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构（无论是行政机构、法院、合议机构或替代性争议解决实体）进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人财产、债务人家属或任何关联实体提供或由其提供的任何贷款或信贷展期，或对此类贷款或信贷展期的申请有关的所有文件，包括但不限于：(i) 任何此类贷款或信贷展期的条款，包括其还款条款、陈述与保证及利率；以及(ii) 该等贷款所有付款的证据。\n案号22-50073 文档637 提交于07/28/22 录入于07/28/22 23:23:50 第127页，共311页\n\n19. 与债务人使用属于债务人家属、关联实体或关联个人，或由其控制，或其拥有全部或部分所有权的任何资产有关的所有文件。\n\n20. 关于与债务人、债务人财产、债务人家属、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示和/或确认、资金证明、存款证、持有证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何主体进行的所有转移的所有文件。\n\n21. 与将任何关联实体（包括Bravo Luck Limited）的任何资产质押给任何其他实体有关的所有文件。\n\n案号22-50073 文档637 提交于07/28/22 录入于07/28/22 23:23:50 第128页，共311页\n\nB2540（表格2540——依Rule 2004进行审查的传票）（第2页） 311\n\n本人于（个人姓名及职务，如有）：______________________________________________收到本传票\n\n日期：\n\n本人按如下方式向被指定人员交付副本，送达本传票：__________________________________\n__________________________________ 日期___________________；或 ___________________________________________________________________________________________________\n\n本人未执行传票即予退回，原因是：____________________________________________________________\n\n本人费用为$ _________\n差旅费用为$_________ 除非本传票系代表United States（美国）或其官员或代理人签发，本人亦已向证人支付一天出席费用及法律允许的里程费，金额为$ _______________________。\n服务费用为$_________，合计$_________\n\n本人在伪证处罚的约束下声明，该等信息真实且正确。\n\n日期：_______________\n\n送达人员签名\n\n送达人员地址\n\n有关尝试送达等的附加信息：\n\nFederal Rule of Civil Procedure（《联邦民事诉讼规则》）45(c)、(d)、(e)及(g)（Effective 12/1/13）（依据Federal Rules of Bankruptcy Procedure（《联邦破产程序规则》）Rule 9016适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点100英里以内；或\n\n(B) 在该人居住、受雇或经常亲自办理业务所在州内，前提是该人\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点100英里以内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所检查该场所。\n\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括收入损失和合理律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所的人，无须亲自到提交或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人，可以就检查、复制、测试或抽样任何或全部材料、检查场所，或以请求的形式提交电子存储信息，向传票指定的当事人或律师送达书面异议。异议必须在规定履行时间或传票送达后14日中较早的时间之前送达。提出异议后，适用下列规则：\n\n(i) 送达方可随时在通知被命令人的情况下，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依命令所指示的方式要求实施该等行为，且该命令必须保护非当事人亦非当事人高级职员的人免于因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。及时提出动议后，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在超出Rule 45(c)规定的地域范围外履行；(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或放弃；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行的地区法院可以依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且源自并非由当事人请求的该专家研究。\n\n(C) 以规定条件作为替代。在Rule 45(d)(3)(B)所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有重大需要，且无法在不遭受不当困难的情况下通过其他方式满足该需要；以及\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可以不撤销或修改传票，而是命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应要求提交文件的传票的人，必须按该等文件在日常业务过程中保存的方式提交，或者对其进行整理和标注，使之对应请求中的类别。\n\n(B) 未指定提交电子存储信息的形式。如传票未指定提交电子存储信息的形式，回应人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应人无须以一种以上的形式提交同一电子存储信息。\n\n(D) 不可合理获取的电子存储信息。回应人无须对其认定因不当负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。对于强制证据开示动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院在考虑Rule 26(b)(2)(C)的限制后，如请求方证明有正当理由，仍可命令从该等来源进行证据开示。法院可以规定证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料受保护为由扣留被传票要求提供的信息的人，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的前提下，足以使各方评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n（二）已提供的信息。若为回应传票而提供的信息涉及特权主张或审判准备材料保护主张，提出该主张的人可以将该主张及其依据通知收到该信息的任何当事人。接到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该当事人在接到通知前已披露该信息，必须采取合理措施予以追回；并可立即将该信息密封提交至要求履行义务所在地区的法院，以裁定该主张。提供该信息的人必须在该主张得到解决前保存该信息。\n\n（g）藐视法庭。要求履行义务所在地区的法院——以及在动议移送后，发出传票的法院——可以对已被送达但无充分理由不遵守传票或相关命令的人处以藐视法庭。\n\n有关获取传票材料的信息，见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件 C-6\nB2540（表格 2540——Rule 2004 审查传票）（12/15）Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 131 of 311\n\n美国破产法院（United States Bankruptcy Court）\n\n____________________________________________________________ 地区，康涅狄格州（Connecticut）\n\n关于 ___________________________________________________________\n\n案号：____________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章节：____________ 11\nRule 2004 审查传票\n\n致：The Francis Firm PLLC（弗朗西斯律师事务所）________________________________________________________________________________\n\n（传票所指向人员的姓名）\n\n证言：特此命令您在下列载明的时间、日期和地点出席，并依《联邦破产程序规则》Rule 2004 接受审查并作证。随附授权该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（普衡律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将通过以下方式记录：____________________________________________________________ 法院记录员/速记员\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该材料进行检查、复制、测试或取样：\n见随附的《文件提交请求》。\n\n以下 Fed. R. Civ. P. 45 的规定，依 Fed. R. Bankr. P. 9016 适用于破产案件，现随附于后：有关履行地点的 Rule 45(c)；有关您作为受传票约束人员之保护的 Rule 45(d)；以及有关您回应本传票之义务及不回应的潜在后果的 Rule 45(e) 和 45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记官\n\n或\n\n__________________________ 书记官或副书记官签名 __________________________ 律师签名 Patrick R. Linsey（ct29437）\n\n代表（当事人姓名）____________________________发出或请求本传票的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins（卢克·德斯平），第 11 章受托人\n\nPatrick R. Linsey（帕特里克·R·林赛）, Esq.; Neubert, Pepe & Monteith, P.C.（诺伊伯特、佩佩及蒙蒂思律师事务所）; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n致发出或请求本传票之人员的通知\n\n如本传票要求在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向人员送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提交请求\n\n一、指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称“一项请求”）必须分别并具体地作出回应。除非基于善意提出异议，否则必须完整答复每项请求；如提出异议，则必须按下文所述详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，您仅须说明对该部分的异议，并对其余请求作出回应。\n\n2. 电子存储信息必须依照以下指示提交：\n\n（一）图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入式空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入式空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每幅图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\n（二）图像加载文件\n\n（a）Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的全部字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括图像化的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于包含原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\n（b）Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为逗号分隔文件，每行包含七个字段，并应当就数据库中的每一图像在交叉引用文件中包含一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\n（c）文件文本。文本必须作为独立文本文件提交，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议使用文件级 ANSI 文本文件，并按 FIRSTBATES/Image Key 命名。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个文件。文件夹名称中不得含有特殊字符（包括逗号）。必须按文件级别提供文本文件。\n\n（d）特定文件类型的原生格式提交。为全面理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。这些包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的分隔页图像，注明存在原生文件，并在 .dat 文件中将原生文件路径作为一个字段列入。已提交的原生文件应以对应于该文件分隔页的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录，并与图像目录分开。\n\n（e）去重。对于存在完全重复件的每一电子文件，提交一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\n（f）元数据。以符合 Concordance 的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。下列为所需元数据：\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 134 of 311\n\n字段名称 样本数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件/电子邮件的首个 Bates 编号\nLASTBATES EDC0000001 原生文件文件/电子邮件的最后 Bates 编号\nLASTBATES 字段应填写\n用于单页文件\nATTACHRANGE EDC0000001\n- 父文件第一页的 Bates 编号至\nEDC0000015 最后一个附件“子”文件最后一页的 Bates 编号\nBEGATTACH EDC0000001 附件范围的首个 Bates 编号\nENDATTACH EDC0000015 附件范围的最后 Bates 编号\nCUSTODIAN Smith, John 电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\nFROM John Smith 电子邮件：发件人\n原生文件：文件作者\n多个条目之间应使用分号分隔\nTO Coffman, Janice; LeeW 收件人\n[mailto:LeeW@MSN.com] 多个条目之间应使用分号分隔\nCC Frank Thompson [mailto: 抄送收件人\nfrank_Thompson@cdt.com] 多个条目之间应使用分号分隔\nBCC John Cain 密送收件人\n多个条目之间应使用分号分隔\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行；原生文件：文件标题\n（如可获得）\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件的名称，\n包括扩展名\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所在的时区\nTIME_ZONE GMT 在转换期间电子邮件被标准化\n所在的时区。\nLINK >EDC0000001.msg 指向电子邮件或\n原生文件文件的超链接\n所链接文件必须按\nFIRSTBATES 编号命名\nFILE_EXTEN MSG 代表电子邮件或\n文件的文件类型扩展名\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文件创建日期\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 135 of 311\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n\n原生：文档创建时间\n本数据必须为单独字段，且不得与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生：文档最后修改日期\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生：文档最后修改时间\n本数据必须为单独字段，且不得与 DATE_MOD 字段合并\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生：文档最后访问日期\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生：文档最后访问时间\n本数据必须为单独字段，且不得与 DATE_ACCESSD 字段合并\nFILE_SIZE 5,952 原生文件文档/电子邮件的大小（KB）\nPGCOUNT 1 原生文件文档/电子邮件中的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生：存储原生文件文档的路径，包括原始文件名。\nINTFILEPATH Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，包括\nItems\\Board Meeting 原始文件名。\nMinutes.msg 原生：（空）\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一邮件 ID 原生：（空）\ncb8306d1@MSN>\nMD5HASH d131dd02c5e6eec4693d9a0 文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件应按其在通常业务过程中保存的方式提供，或者应予以整理并标注，以对应本等请求中的类别。\n\n5. 本文所载每项请求均延及以下所有文件：(a) 由您占有、保管或控制的；或 (b) 由代表您行事的任何人占有、保管或控制的，\n案号 22-50073 文件 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 136 页，共 311 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，确认接收该文件的人员）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否 (i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿转交他人，或 (iv) 以其他方式处置；(e) 说明该等处置的原因以及相关事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前项指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或律师工作成果保护，则您的答复必须：(a) 说明 (i) 足以支持您关于该文件享有特权之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 接收或阅览该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或该文件所载或所提及的任何信息是否由任何其他人员占有、保管或控制；如是，则说明\n案号 22-50073 文件 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 137 页，共 311 页\n\n该等人员的身份，以及说明该信息如何进入其占有范围，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就基于特权主张而扣留的每份文件，提供一份载有本指示第 (a) 部分所要求全部信息的特权日志。对于未就其提出特权或工作成果主张的文件请求部分，应完整提供响应文件。\n\n9. 如一份原本具有响应性的文件的一部分包含受特权主张保护的信息，则仅应按照上述指示从该文件中删除或遮盖受特权主张保护的该部分，其余部分应予提供。\n\n10. 本等请求具有持续性。特此指示您：(a) 在获悉先前答复不完整或不正确后，立即补充或更正其后发现不完整或不正确的任何答复；以及 (b) 提供根据下列内容所要求的任何额外文件\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的一切提及均包括其所有关联方。\n\n13. 对个人姓名的一切提及均包括所有别名、化名或昵称。\n案号 22-50073 文件 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 138 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至应提交文件请求答复之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为该动词所有其他时态的使用。\n\n16. (a) “和”与“或”应视需要解释为连词关系或选择关系，以使本应被解释为不在任何请求范围内的所有答复均纳入其范围；以及 (b) “每一”与“任何”应视为包括并涵盖“每一个”与“所有”。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本等文件请求中使用的下列术语具有如下含义：\n\n1. “您”或“您的”或“您本人”是指 The Francis Firm PLLC（弗朗西斯律师事务所 PLLC），连同其任何雇员、代理人、律师、顾问或任何代表其行事的人员。\n\n2. “债务人”是指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人员。\n案号 22-50073 文件 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 139 页，共 311 页\n\n3. “债务人之子”是指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人员。\n\n4. “债务人之女”是指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人员。\n\n5. “债务人声称的妻子”是指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人员。\n\n6. “债务人家庭成员”统称债务人、债务人之子、债务人之女及债务人声称的妻子，以及与债务人具有任何其他亲属关系的人。\n\n7. “关联个人”单独及共同指：(1) 持有、控制、保管或对债务人或债务人家庭成员拥有、控制或享有的资产具有处置权的所有个人；或 (2) 曾担任或现任一个或多个关联实体的雇员、董事或以其他方式与其有关联的所有个人，连同前述任何人员各自的雇员、代理人、律师、顾问或任何代表其行事的人员。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅丽莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿瑞苏莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·默库里奥）、Eduardo Eurnekian（爱德华多·厄内基安）、Han Chunguang（韩春光）（又名 韩春光）、Qu Guojiao（屈国姣）（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）（又名 郭丽杰）、Zhang Wei（张伟）（又名 张伟*）、Lihong Wei Lafrenz（魏丽红）（又名 Sara Wei、魏丽红）、Hao Haidong（郝海东）（又名 郝海东）、Ross Heinemeyer（罗斯·海涅迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅丽莎·门德斯）、Ya Li（李娅）\n（又名 李娅）、Dinggang Wang（王定刚）（又名 王定刚）、An Hong（安红）（又名 安红）、Yvette Wang（王雁平）（又名 Yanping\n案号 22-50073 文件 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 140 页，共 311 页\n\nWang、Yan Ping Wang、王雁平）、Fiona Yu（菲奥娜·余）、Je Kin Ming（余建明）（又名 William Je、Yu Jianming、余建明\n\n）、Yaz Qingua（亚兹·青瓦）以及 Lao Jiang（姜云浮）（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”单独及共同指：(1) 曾由债务人或债务人家庭成员拥有、控制或投资的任何类型的所有组织或实体；或 (2) 对债务人或债务人家庭成员拥有、控制或享有的任何资产直接或间接享有权益的所有组织或实体，连同前述任何实体各自的雇员、代理人、律师、顾问或任何代表其行事的人员。该等关联实体包括但不限于：7 Nod Hill LLC、AAGV Limited、ACA Investment Management Limited、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alfonso Global Limited、Allied Capital Global Limited、Alpine Fiduciaries SA、Anton Development Limited、Assets Sino Limited、Auspicious Coast Limited、Beijing Pangu Investment Co.、Beijing Pangu Investment Co. Ltd.、Beijing Pangu Investment Inc.、Beijing Zenith Holdings Company Limited、Bravo Luck Limited、BSA Strategic Fund I、China Golden Spring (Hong Kong) Limited、Chuang Xin Limited、Crane Advisory Group LLC、Creative Apex Investments Limited、Crystal Breeze Investments Limited、Dawn State Limited、Eastern Profit Corporation Limited、Elite Well Global Limited、Empire Growth Holdings、G Club Operations LLC、G Fashion LLC、G News LLC、GETTR USA、Genever Holdings Corporation、Genever Holdings LLC、GFASHION MEDIA GROUP INC.、GFNY, Inc.、Globalist International Limited、GNews Media Group Inc.、Golden Spring (New York) Ltd.、Greenwich Land LLC、Guo Media、GTV Media Group, Inc.、Hamilton Capital Holdings Inc.、Head Win Group Limited、Henan Yuda、Himalaya Embassy、Himalaya Exchange、Himalaya Federal Reserve、Himalaya Supervisory Organization、HK International Funds Investments (USA)\n案号 22-50073 文件 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 141 页，共 311 页\n\nLimited LLC、Hong Kong International Funds Investments Limited、Infinite Increase Limited、Infinitum Developments Limited、Insight Phoenix Fund、Lamp Capital LLC、Leading Shine Limited、Leading Shine NY Limited、Long Gate Limited、Next Tycoon Investments Limited、New Federal State of China（中国新联邦国）（又名 NFSC）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.、Rule of Law Foundation IV, Inc.、Rule of Law Fund、Rule of Law Society、Rule of Law Society IV, Inc.、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited 以及 ZIBA Limited。\n\n9. “包括”或其任何变体，是指“包括但不限于”。\n\n10. “和”及“或”均指“和/或”，并应同时按合取和析取方式解释，以最大限度扩大其范围。\n\n11. “任何”及“所有”以及“每一”均指“每一及全部”。\n\n12. “每一”及“每个”均指“每一及全部”。\n\n13. “第三方”是指除您本人以外的个人或实体。\n\n14. “转让”应具有《破产法典》第101(54)条赋予该词的含义。\n\n15. “文件”是指属于《联邦民事诉讼规则》第34条范围内的任何信息或物件，包括但不限于任何种类、类型、性质或描述的每一及全部书面、记录或图形资料，该等资料现由或曾由您占有、保管或控制，包括电子邮件的全部纸质及电子副本、以电子形式保存的计算机文件、信函、备忘录、磁带、速记或手写笔记、任何种类的书面表格，\n\n案号 22-50073 文档 637 提交 07/28/22 登记 07/28/22 23:23:50 第 142 页，共 311 页\n\n图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信件、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单表格、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、账簿、笔记本、明细表、透明胶片、录音资料、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论为有形形式或电子形式）、记录、制作或复制；还包括但不限于上述任何资料的草稿或副本，如其包含原始文件中未载有的任何种类的笔记、评论或标记，或在其他方面与原始文件并不相同。\n\n16. “个人”是指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”是指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”是指涉及、描述、包含、提及、与之相关、支持、有利于、反对、强化、削弱、载于、结合考虑、对其有影响、证明、表明、报告、记录、暗指、答复、\n\n案号 22-50073 文档 637 提交 07/28/22 登记 07/28/22 23:23:50 第 143 页，共 311 页\n\n与之联系、评论、就其而言、有关、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. 就任何特定事项而言，“与……有关”、“涉及”或“相关”是指，包括但不限于，构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项有关的任何文件。\n\n20. “通信”在最广义且不受限制的意义上，是指任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面形式，或通过电子传输设备进行，并包括但不限于所有信函、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电话传真、传真副本、电传、即时消息、聊天、短信、在留言板或群聊中的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方传递的笔记。\n\n21. “资产”是指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人的破产财产、债务人的家庭成员或关联实体的任何收入或资产有关的所有文件。\n\n案号 22-50073 文档 637 提交 07/28/22 登记 07/28/22 23:23:50 第 144 页，共 311 页\n\n2. 与您同债务人、债务人的任何家庭成员和/或任何关联实体签订的任何聘任函有关的所有文件，包括该等聘任函的副本。\n\n3. 与基于您对债务人、债务人的家庭成员或关联实体的代理而向您支付任何预付费用有关的所有文件，包括足以识别该预付费用金额及其来源的文件。\n\n4. 与您从债务人、债务人的家庭成员、家庭关联实体或关联实体处，或代表其收取的任何费用、付款或款项有关，并存放于托管账户或客户信托账户中的所有文件。\n\n5. 足以显示由债务人、债务人的家庭成员或关联实体向您支付或为其利益向您支付的任何款项之金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何规避支付该等义务的行为有关的所有文件，以及与本次或任何其他实际或可能发生的破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级管理人员和董事、业务目的，以及其与债务人、债务人的任何家庭成员或任何关联个人之关系有关的文件。\n\n8. 与债务人或债务人的家庭成员一方，同关联实体另一方之间作出、与之进行或代表其进行的任何投资或商业交易有关的所有文件。\n\n案号 22-50073 文档 637 提交 07/28/22 登记 07/28/22 23:23:50 第 145 页，共 311 页\n\n9. 与债务人、债务人的破产财产、债务人的家庭成员或关联实体在其中持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质和价值；债务人、债务人的破产财产、债务人的家庭成员或关联实体因该权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据相关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 与Lady May（“梅夫人号”）；Sherry Netherland Hotel / Condominium（谢里-内德兰酒店/公寓）；位于康涅狄格州格林尼治373 Taconic Rd.的住宅物业；位于康涅狄格州格林尼治33 Ferncliff Rd.的住宅物业；位于康涅狄格州威尔顿354 Nod Hill Rd.的住宅物业；以及债务人或债务人的破产财产在任何关联实体中拥有的任何财务权益有关的所有文件。\n\n11. 与债务人作为受托人、Genever Holdings Corporation（Genever控股公司）及Genever Holdings LLC（Genever控股有限责任公司）为使Bravo Luck Limited（Bravo Luck有限公司）作为受益人而订立的、日期为February 17, 2015的所谓《信托声明和协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为T7-GQM的航空器，以及在圣马力诺登记的任何其他航空器，包括但不限于所有登记文件的副本及飞行清单，该等飞行清单显示该等航空器所执行的航班及该等航班上搭乘的人员。\n\n13. 与债务人、债务人的家庭成员或关联实体于July 2020前后或任何其他时间进行的原油期货或任何类似商品的任何投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be（姜云福·贝）就任何该等投资或交易进行的通信。\n\n案号 22-50073 文档 637 提交 07/28/22 登记 07/28/22 23:23:50 第 146 页，共 311 页\n\n14. 您与债务人、债务人的家庭成员，或代表债务人行事的任何关联个人、代理人、雇员或其他个人之间，与任何转让、投资或其他交易或商业活动有关的所有通信，而该等转让、投资或其他交易或商业活动涉及债务人、债务人的破产财产、债务人的家庭成员或关联实体。\n\n15. 与由债务人、债务人的破产财产、债务人的家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书有关的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人的家庭成员或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、授信、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构前进行的任何诉讼有关的文件，无论该机构为行政机构、法院、审裁小组或替代性争议解决实体。\n\n18. 与向债务人、债务人的破产财产、债务人的家庭成员或任何关联实体提供或由其提供的任何贷款或授信，或就该等贷款或授信提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其还款条件、陈述与保证及利率；以及(ii) 所有贷款付款凭证。\n\n案号 22-50073 文档 637 提交 07/28/22 登记 07/28/22 23:23:50 第 147 页，共 311 页\n\n19. 与债务人使用属于、受控制于或其全部或部分所有权由债务人的家庭成员、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 与债务人、债务人的破产财产、债务人的家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账目报表、电汇指示和/或确认、资金证明、存款证明、持仓证明、投资组合摘要或类似文件有关的所有文件，包括但不限于足以显示向上述任何主体进行的所有转让的所有文件。\n\n21. 与任何关联实体（包括Bravo Luck Limited）向任何其他实体质押资产有关的所有文件。\n\n案号 22-50073 文档 637 提交 07/28/22 登记 07/28/22 23:23:50 第 148 页，共\n\nB2540（表格2540——规则2004审查传票）（第2页）311\n\n我于（日期）收到本传票，所涉对象为（个人姓名及职务，如有）：______________________________________________\n\n我于（日期）通过如下方式向被指名人员交付副本，完成本传票的送达：____________________________________\n__________________________________ 于（日期）___________________；或 ___________________________________________________________________________________________________\n\n我因以下原因退回未执行的传票：____________________________________________________________\n\n我的费用为 $ _________\n差旅费用为 $_________ 除非该传票是代表 United States（美国）或其官员或代理人签发，否则我亦已向证人支付一天出席费用及法律允许的里程费，金额为 $ _______________________。\n服务费用为 $_________，合计为 $_________\n我在伪证罪处罚的约束下声明，该等信息真实且正确。\n日期：_______________\n\n送达人员签名\n\n送达人员地址\n\n关于尝试送达等事项的补充信息：\nFederal Rule of Civil Procedure（《联邦民事诉讼规则》）45(c)、(d)、(e)和(g)（2013年12月1日生效）（根据 Federal Rules of Bankruptcy Procedure（《联邦破产程序规则》）第9016条适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按如下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地点100英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事营业所在州内，如该人\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地点100英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查的场所检查该场所。\n(d) 对受传票约束者的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师，必须采取合理措施，避免对受传票约束者施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，该制裁可包括收入损失及合理的律师费。\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查场所的人，无须亲自出席提交或检查地点，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人，可以就检查、复制、测试或抽样任何或全部材料，或检查场所，或以所要求的一种或多种形式提交电子存储信息，向传票中指定的当事人或律师送达书面异议。异议必须在指定履行时间或传票送达后14日中较早者之前送达。如提出异议，则适用下列规则：\n\n(i) 送达方可随时在通知被命令人的情况下，向要求履行的地区法院提出动议，要求作出强制提交或检查的命令。\n\n(ii) 仅可依照命令所指示的方式要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员之人免受因履行而产生的重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未留出合理的履行时间；(ii) 要求某人在超出第45(c)条规定的地域限制之外履行；(iii) 要求披露享有特权或受其他保护的事项，且不存在任何适用的例外或放弃；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受传票影响之人，要求履行的地区法院可依动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息既不描述争议中的特定事件，亦非因任何当事人请求而进行的专家研究所得。\n\n(C) 作为替代方案指定条件。在第45(d)(3)(B)条所述情形下，如送达方：\n\n(i) 证明其对该证言或材料具有重大需要，且不遭受不当困难便无法以其他方式满足该需要；且\n\n(ii) 确保受传票人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在指定条件下出席或提交。\n(e) 对传票作出回应的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。对要求提交文件的传票作出回应之人，必须按照文件在正常营业过程中保存的方式提交文件，或必须将文件整理并标注，以对应请求中的类别。\n\n(B) 未指定电子存储信息的提交形式。如传票未指定提交电子存储信息的形式，作出回应之人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交该信息。\n\n(C) 电子存储信息仅以一种形式提交。作出回应之人无须以多于一种形式提交同一电子存储信息。\n\n(D) 无法合理访问的电子存储信息。作出回应之人无须对其认定因不当负担或费用而无法合理访问的信息来源中的电子存储信息提供证据开示。对于强制证据开示的动议或保护令动议，作出回应之人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑第26(b)(2)(C)条的限制后，如请求方证明有正当理由，仍可命令对该等来源进行证据开示。法院可为该证据开示指定条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料受保护为由扣留被传唤信息之人，必须：\n\n(i) 明确提出该主张；且\n\n(ii) 以一种方式描述被扣留文件、通信或有形物品的性质，该方式在不披露本身享有特权或受保护的信息的情况下，使当事人能够评估该主张。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张，提出该主张之人可将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁指定信息及其所持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。提交该信息之人必须在该主张得到解决前保存该信息。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议移送后，签发传票的法院——可认定已被送达但无充分理由不遵守传票或相关命令之人构成藐视法庭。\n\n有关传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件C-7\nB2540（表格2540——第2004条审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院） Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 151 of 311\n\n_______________________________________________________ District of _______________________________________________________ Connecticut（康涅狄格州）\n\n关于 _______________________________________________________\n\n案号：_______________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章节：________________ 11\n第2004条审查传票\n\n致：_Hodgson Russ LLP_______________________________________________________________\n\n（传票指向之人的姓名）\n\n证言：兹命令你于下列规定的时间、日期和地点出席，依照 Federal Rules of Bankruptcy Procedure（《联邦破产程序规则》）第2004条接受审查并作证。随附授权该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP\n200 Park Avenue\nNew York, New York 10166\n\n审查将以以下方式记录：___________________________________________________ 法院记录员/速记员\n\n提交：你或你的代表还必须携带下列文件、电子存储信息或物品出席审查，并必须允许对该材料进行检查、复制、测试或抽样：\n见随附的《文件提交请求》。\n\n下列 Fed. R. Civ. P.（《联邦民事诉讼规则》）第45条规定，根据 Fed. R. Bankr. P.（《联邦破产程序规则》）第9016条适用于破产案件，随附于此——第45(c)条关于履行地点；第45(d)条关于你作为受传票约束之人的保护；以及第45(e)条和第45(g)条关于你对本传票作出回应的义务及不作回应可能导致的后果。\n\n日期：__________________ August __, 2022\n\n法院书记官\n\n或\n\n_________________________ 书记官或副书记官签名 _________________________ 律师签名 Patrick R. Linsey (ct29437)\n\n签发或请求本传票、代表（当事人姓名）_______________________________的律师的姓名、地址、电子邮件地址及电话号码如下：Luc Despins, Ch. 11 Trustee\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n向签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票指向之人送达前，向各当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n文件提交请求\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。除非基于善意提出异议，否则必须完整答复每项请求；如提出异议，必须如下文所述详细说明你提出异议的理由。如异议仅涉及一项请求的一部分，或其中所含的一个词、短语或条款，你仅须说明对该部分的异议，并对其余请求作出回应。\n\n2. 电子存储信息必须按照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每幅图像的右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父项/子项关系。必须包括 OCRPATH 字段，以提供所提供存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为以逗号分隔的文件，每行由七个字段组成，并且数据库中的每幅图像均应在交叉引用文件中对应一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为独立文本文件提供，而非作为 .DAT 文件中的字段提供。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个文件。文件夹名称中不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 某些文件类型的原生格式提供。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些包括但不限于电子表格、类电子表格文件（Microsoft Excel（微软 Excel）、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint（微软 PowerPoint）或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张标有 Bates 编号的分隔页图像，以表明原生文件的存在，并在 .dat 文件中将原生文件路径作为一个字段包括在内。所提供的原生文件应以与该文件分隔页相对应的 Bates 编号命名。原生文件应归入依次命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提供一份。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件及独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式，为每份文件提供提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。以下列出必需的元数据：\n\n案件 22-50073 文书 637 于 07/28/22 提交，于 07/28/22 23:23:50 录入，第 154 页，共 311 页\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件/电子邮件的首个 Bates 编号\n\nLASTBATES EDC0000001 原生文件文件/电子邮件的最后一个 Bates 编号\n\nLASTBATES 字段应针对单页文件填写\n\nATTACHRANGE EDC0000001 - EDC0000015 父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH EDC0000001 附件范围的首个 Bates 编号\n\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\n\nCUSTODIAN Smith, John 电子邮件：电子邮件所在的邮箱\n原生文件：文件来源个人或部门的名称\n\nFROM John Smith 电子邮件：发件人\n原生文件：文件作者\n多个条目应以分号分隔\n\nTO Coffman, Janice; LeeW [mailto:LeeW@MSN.com] 收件人\n多个条目应以分号分隔\n\nCC Frank Thompson [mailto:frank_Thompson@cdt.com] 抄送收件人\n多个条目应以分号分隔\n\nBCC John Cain 密送收件人\n多个条目应以分号分隔\n\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行\n原生文件：文件标题（如有）\n\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件的名称，包括扩展名\n\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/TIME_ZONE 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\n\nTIME_ZONE GMT 在转换过程中电子邮件标准化所采用的时区。\n\nLINK >EDC0000001.msg 电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\n\nFILE_EXTEN MSG 表示电子邮件或原生文件文件的文件类型扩展名\n\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文件作者\n\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文件创建日期\n\n案件 22-50073 文书 637 于 07/28/22 提交，于 07/28/22 23:23:50 录入，第 155 页，共 311 页\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为独立字段，且不得与 DATE_CREATED 字段合并\n\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，且不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文件最后访问日期\n\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，且不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE 5,952 原生文件文件/电子邮件的大小，以 KB 计\n\nPGCOUNT 1 原生文件文件/电子邮件的页数\n\nPATH Email: (empty) Agenda.doc 电子邮件：（空）\n原生文件：存储原生文件文件的路径，包括原始文件名。\n\nINTFILEPATH Personal Folders\\Deleted Items\\Board Meeting Minutes.msg 电子邮件：电子邮件的原始位置，包括原始文件名。\n原生文件：（空）\n\nINTMSGID <000805c2c71b\\$75977050\\$cb8306d1@MSN> 电子邮件：唯一邮件 ID\n原生文件：（空）\n\nMD5HASH d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89 文件的 MD5 哈希值。\n\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 各项请求独立适用并应独立解释；除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在正常业务过程中保存的方式提供，或者应加以整理和标记，以对应本请求中的类别。\n\n5. 本文所载的每项请求均延及所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由代表您行事的任何人占有、保管或控制的文件，\n\n案件 22-50073 文书 637 于 07/28/22 提交，于 07/28/22 23:23:50 录入，第 156 页，共 311 页\n\n包括您的律师或其他代表和顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，该文件被发送给的人员）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否 (i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿转移给他人，或 (iv) 以其他方式被处置；(e) 说明该处置的原因，以及围绕该处置的事实和情形；(f) 确认授权该处置的人员；(g) 确认该处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 该文件被销毁的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明 (i) 足以支持您关于该文件享有特权之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或看过该文件原件或任何草稿、复制件或再制件的每一人员身份，(vii) 该文件本身或该文件所含或提及的任何信息是否由任何其他人员占有、保管或控制，如是，则确认该等人员身份，\n\n案件 22-50073 文书 637 于 07/28/22 提交，于 07/28/22 23:23:50 录入，第 157 页，共 311 页\n\n并说明该信息如何进入其占有范围，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将依赖以支持该特权主张的所有情形；以及 (b) 依照 D. Conn. L. Civ. R. 26(e)，就基于特权主张而扣留的每份文件，提供一份特权日志，其中包含本指示第 (a) 部分要求的全部信息。对于文件请求中未主张特权或工作成果的任何部分，应完整提供响应性文件。\n\n9. 如原本具有响应性的文件的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮盖受特权主张约束的该部分，其余部分应予提供。\n\n10. 各项请求具有持续性。现指示您：(a) 在得知先前答复不完整或不正确后，立即补充或更正任何后来得知不完整或不正确的答复；以及 (b) 提供根据本请求所要求的任何额外文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译文，您应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及，均包括所有其他名称、别名或昵称。\n\n案件 22-50073 文书 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 158 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的时间期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为包括该动词在所有其他时态中的使用。\n\n16. (a) “and”和“or”应视需要作连词或选择词解释，以使任何请求的范围包括所有原本可能被解释为不在其范围内的答复；以及 (b) “each”和“any”应被视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\n根据 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “You”或“Your”或“Yourself”是指 Hodgson Russ LLP（霍奇森·拉斯律师事务所），连同其任何雇员、代理人、律师、顾问，或任何代表其行事之人。\n\n2. “Debtor”是指 Ho Wan Kwok（郭文贵，又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun，或任何其他化名），连同其雇员、代理人、律师、顾问，或任何代表其行事之人。\n\n案件 22-50073 文书 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 159 页，共 311 页\n\n3. “Debtor's Son”是指 Qiang Guo（郭强，又名 Mileson Kwok，或任何其他化名），连同其雇员、代理人、律师、顾问，或任何代表其行事之人。\n\n4. “Debtor's Daughter”是指 Mei Guo（郭美，又名 Mei Gui，或任何其他化名），连同其雇员、代理人、律师、顾问，或任何代表其行事之人。\n\n5. “Debtor's Purported Wife”是指 Hing Chi Ngok（岳庆芝，又名 Hing Chi Ng、Yue Qingzhi，或任何其他化名），连同其雇员、代理人、律师、顾问，或任何代表其行事之人。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女及债务人所谓的妻子，以及与债务人有任何其他亲属关系之人。\n\n7. “Associated Individuals”单独及合称指以下所有个人：(1) 持有、控制、保管或对债务人或债务人家庭所拥有、控制或享有的资产具有酌处权者；或 (2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与其有关联者，连同前述任何人士各自的雇员、代理人、律师、顾问，或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波达斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅丽莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿雷图萨·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（珍妮弗·默库里奥）、Eduardo Eurnekian（爱德华多·厄尔内基安）、Han Chunguang（韩春光，又名 韩春光）、Qu Guojiao（屈国姣，又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰，又名 郭丽杰）、Zhang Wei（张伟，又名 张伟*）、Lihong Wei Lafrenz（魏丽红，又名 Sara Wei、魏丽红）、Hao Haidong（郝海东，又名 郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅丽莎·门德斯）、Ya Li（李娅，又名 李娅）、Dinggang Wang（王定刚，又名 王定刚）、An Hong（安红，又名 安红）、Yvette Wang（王雁平，又名 Yanping Wang、\n\n案件 22-50073 文书 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 160 页，共 311 页\n\nYan Ping Wang、王雁平）、Fiona Yu（菲奥娜·余）、Je Kin Ming（余建明，又名 William Je、Yu Jianming、余建明）、Yaz Qingua（亚兹·青瓜）及 Lao Jiang（姜云浮，又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “Associated Entities”单独及合称指以下所有类型的组织或实体：(1) 曾由债务人或债务人家庭拥有、控制或投资的组织或实体；或 (2) 对债务人或债务人家庭所拥有、控制或享有的任何资产直接或间接享有权益的组织或实体，连同前述任何人士各自的雇员、代理人、律师、顾问，或任何代表其行事之人。该等关联实体包括但不限于：7 Nod Hill LLC、AAGV Limited、ACA Investment Management Limited、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alfonso Global Limited、Allied Capital Global Limited、Alpine Fiduciaries SA、Anton Development Limited、Assets Sino Limited、Auspicious Coast Limited、Beijing Pangu Investment Co.、Beijing Pangu Investment Co. Ltd.、Beijing Pangu Investment Inc.、Beijing Zenith Holdings Company Limited、Bravo Luck Limited、BSA Strategic Fund I、China Golden Spring (Hong Kong) Limited、Chuang Xin Limited、Crane Advisory Group LLC、Creative Apex Investments Limited、Crystal Breeze Investments Limited、Dawn State Limited、Eastern Profit Corporation Limited、Elite Well Global Limited、Empire Growth Holdings、G Club Operations LLC、G Fashion LLC、G News LLC、GETTR USA、Genever Holdings Corporation、Genever Holdings LLC、GFASHION MEDIA GROUP INC.、GFNY, Inc.、Globalist International Limited、GNews Media Group Inc.、Golden Spring (New York) Ltd.、Greenwich Land LLC、Guo Media、GTV Media Group, Inc.、Hamilton Capital Holdings Inc.、Head Win Group Limited、Henan Yuda、Himalaya Embassy、Himalaya Exchange、Himalaya Federal Reserve、Himalaya Supervisory Organization、HK International Funds Investments (USA)\n\n案件 22-50073 文书 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 161 页，共 311 页\n\nLimited LLC、Hong Kong International Funds Investments Limited、Infinite Increase Limited、Infinitum Developments Limited、Insight Phoenix Fund、Lamp Capital LLC、Leading Shine Limited、Leading Shine NY Limited、Long Gate Limited、Next Tycoon Investments Limited、New Federal State of China（中国新联邦国，又名 NFSC）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.、Rule of Law Foundation IV, Inc.、Rule of Law Fund、Rule of Law Society、Rule of Law Society IV, Inc.、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited 及 ZIBA Limited。\n\n9. “Including”或其任何变体是指“包括但不限于”。\n\n10. “And”和“or”是指“and/or”，并应同时按连词及选择词解释，以最大限度扩大其范围。\n\n11. “Any”、“all”和“each”是指“每一及每一个”。\n\n12. “Each”和“every”是指“每一及每一个”。\n\n13. “Third Party”是指除您本人以外的个人或实体。\n\n14. “Transfer”具有《破产法典》第 101(54) 条赋予该词的含义。\n\n15. “Document”是指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于，现由或曾由您占有、保管或控制的任何种类、类型、性质或描述的每一及每一个书面、记录或图形材料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、\n\n案件 22-50073 文书 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 162 页，共 311 页\n\n图表、蓝图、绘图、草图、图形、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音消息、发票、订单表格、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、账簿、总账、笔记本、明细表、透明胶片、录音、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子，或任何其他种类的书面或记录材料，以及其所有元数据，无论其如何存储（无论以有形或电子形式）、记录、制作或复制，且还包括但不限于前述任何材料的草稿或副本，只要该等草稿或副本含有原始文件中没有的任何种类笔记、评论或标记，或在其他方面与原始文件不相同。\n\n16. “Person(s)”是指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “Entity”是指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “Regarding”是指有关、描述、包含、提及、与之相关、支持、有利于、反对、加强、减损、位于其中、结合考虑、对其有影响、证明、表明、报告、记录、暗指、答复、\n\n案件 22-50073 文书 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 163 页，共 311 页\n\n与之相连、评论、就其而言、关于、与之有关、讨论、显示、描述、反映、分析、构成及为。\n\n19. 在提及任何特定主题事项时，“Relating to”、“relate(s) to”或“related to”是指，包括但不限于，构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及该特定主题事项，或以任何方式与该特定主题事项相关的任何文件。\n\n20. “Communication(s)”在最广泛可能的意义上且不受限制地，是指任何信息或知识的传递（以事实、观点、询问或其他形式）。Communication(s)还指所有面谈、协议、询问或答复，无论是当面、通过电话、书面方式，还是借助电子传输设备，并包括但不限于所有通信函件、电子邮件、录音、传递单、备忘录、电话通信、语音消息、电报、电话传真、传真副本、电传、即时消息、聊天记录、短信、向留言板或群聊发布的内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传递的笔记。\n\n21. “Asset(s)”是指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、库存及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人财产、债务人家庭或关联实体的任何收入或资产有关的所有文件。\n\n案件 22-50073 文书 637 提交于 07/28/22 登记于 07/28/22 23:23:50 第 164 页，共 311 页\n\n2. 与债务人、债务人家庭的任何成员和/或任何关联实体签订的任何委托书有关的所有文件，包括该等委托书的副本。\n\n3. 与基于您对债务人、债务人家庭或关联实体的代理而向您支付任何预付律师费有关的所有文件，包括足以识别该预付律师费金额及其来源的文件。\n\n4. 与债务人、债务人家庭、家庭关联实体或关联实体向您或代表其向您支付的、存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向您作出或为其利益而向您作出的任何付款之金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何试图避免支付该等义务的行为有关的所有文件，以及与本案或任何其他实际或潜在的破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级管理人员及董事、经营目的，以及其与债务人、债务人任何家庭成员或任何关联个人之间关系有关的文件。\n\n8. 关于债务人或债务人家庭成员一方与关联实体另一方之间作出、与其进行或代表其进行的任何投资或商业交易的所有文件。\n案号 22-50073，文件 637，提交日期 07/28/22，录入日期 07/28/22 23:23:50，第 165 页，共 311 页\n\n9. 与债务人、债务人财产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该等权益或投资的性质及价值；债务人、债务人财产、债务人家庭成员或关联实体因该等权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于 Lady May；Sherry Netherland Hotel / Condominium；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅物业；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd. 的住宅物业；位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅物业；以及债务人或债务人财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与据称由债务人作为受托人、Genever Holdings Corporation（Genever Holdings 公司）及 Genever Holdings LLC（Genever Holdings 有限责任公司）于 February 17, 2015 签订、以 Bravo Luck Limited（Bravo Luck 有限公司）为受益人的《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何飞机有关的所有文件，包括但不限于尾号为 T7-GQM 的飞机及在 San Marino（圣马力诺）登记的任何其他飞机，包括但不限于所有登记文件副本，以及显示该等飞机所进行航班及该等航班上人员的飞行舱单。\n\n13. 与债务人、债务人家庭成员或关联实体于 July 2020 前后或任何其他时间对原油期货或任何类似商品进行的任何投资或交易有关的所有文件，包括但不限于与 Jiang Yunfu Be（江云福贝）就任何该等投资或交易进行的通信。\n案号 22-50073，文件 637，提交日期 07/28/22，录入日期 07/28/22 23:23:50，第 166 页，共 311 页\n\n14. 您与债务人、债务人家庭成员或任何关联个人、代理人、雇员或其他代表债务人行事的个人之间，就与债务人、债务人财产、债务人家庭成员或关联实体有关的任何转让、投资或其他交易或商业往来进行的所有通信。\n\n15. 与由债务人、债务人财产、债务人家庭成员或关联实体设立、代表其设立或为其利益而设立的任何信托或类似文书有关的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭成员或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、信贷展期、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与任何地方、州、联邦或国际机构（无论为行政机构、法院、合议庭或替代性争议解决实体）前的任何诉讼有关的文件。\n\n18. 与向债务人、债务人财产、债务人家庭成员或任何关联实体提供或由其提供的任何贷款或信贷展期，或对此提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或信贷展期的条款，包括其偿还条款、陈述与保证及利率；以及 (ii) 贷款付款的所有证据。\n案号 22-50073，文件 637，提交日期 07/28/22，录入日期 07/28/22 23:23:50，第 167 页，共 311 页\n\n19. 与债务人使用属于、受债务人家庭成员、关联实体或关联个人控制，或其全部或部分所有权由债务人家庭成员、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 关于与债务人、债务人财产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示及/或确认、资金证明、存款证、持有证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向上述任何一方作出的所有转让的所有文件。\n\n21. 与任何关联实体（包括 Bravo Luck Limited（Bravo Luck 有限公司））向任何其他实体质押资产有关的所有文件。\n\n案号 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 168 页，共\n\nB2540（表格 2540——规则 2004 审查传票）（第 2 页） 311\n\n我于（日期）收到向以下人员（个人姓名及职务，如有）送达的本传票：______________________________________________\n\n我于（日期）___________________，按如下方式将传票副本交付给被指定人员，从而送达本传票：___________________________________________________________________________________________________；或\n\n我退回未执行的传票，原因是：____________________________________________________________\n\n我的差旅费为 $ _________，服务费为 $_________，合计 $_________。除非传票代表 United States（美国）或其官员或代理人签发，我还已向证人支付一天出席费用及法律允许的里程费，金额为 $ _______________________。\n\n我在伪证处罚下声明，该等信息真实且正确。\n\n日期：_______________\n\n送达人的签名\n\n送达人的地址\n\n有关尝试送达等事项的补充信息：\n\nFederal Rule of Civil Procedure（《联邦民事诉讼规则》）45(c)、(d)、(e) 和 (g)（Effective 12/1/13）（根据 Federal Rules of Bankruptcy Procedure（《联邦破产程序规则》）规则 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言记录。传票仅可按下列方式命令某人出席审判、听证或证言记录：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点的 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事商业活动所在州内，如果该人：\n\n(i) 是当事人或当事人的高级管理人员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点的 100 英里范围内提交文件、电子存储信息或物品；以及\n\n(B) 在待检查的场所对该场所进行检查。\n\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免给受传票约束的人施加不当负担或费用。要求履行义务所在地区的法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，该制裁可包括损失的收入及合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或准许检查场所的人，无须亲自出席提交或检查地点，除非还被命令出席证言记录、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查场所，或反对以请求的一种或多种形式提交电子存储信息。异议必须在指定履行时间或传票送达后 14 天届满之日中较早者之前送达。如提出异议，适用下列规则：\n\n(i) 送达方可在任何时候，在通知被命令人的情况下，向要求履行义务所在地区的法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按照该命令的指示要求实施该等行为，且该命令必须保护非当事人亦非当事人高级管理人员的人免于承担因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行义务所在地区的法院必须撤销或修改符合下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在超出规则 45(c) 规定的地理范围之外履行；\n\n(iii) 在不存在任何例外或豁免适用的情况下，要求披露享有特权或受其他保护的事项；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受传票影响的人，经动议，要求履行义务所在地区的法院可以撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，而该等意见或信息并非描述争议中的特定事件，且系该专家在非由当事人要求进行的研究中所得。\n\n(C) 作为替代方案规定条件。在规则 45(d)(3)(B) 所述情形下，法院可以不撤销或修改传票，而在送达方满足下列条件时，命令在规定条件下出席或提交：\n\n(i) 证明对该证言或材料具有重大需要，且如不承受不当困难，无法以其他方式满足该需要；以及\n\n(ii) 确保被传唤人将获得合理补偿。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票的人必须按照文件在正常业务过程中保存的方式提交，或者必须对其进行整理和标记，以对应请求中的类别。\n\n(B) 未指定电子存储信息提交形式。如传票未指定电子存储信息的提交形式，回应人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应人无须以多于一种形式提交同一电子存储信息。\n\n(D) 无法合理获取的电子存储信息。答复人无需提供其认定因不当负担或费用而无法合理获取的来源中的电子存储信息。在提出强制披露动议或保护令动议时，答复人必须证明该信息因不当负担或费用而无法合理获取。如果作出该证明，法院仍可在请求方依照 Rule 26(b)(2)(C) 的限制证明有正当理由时，命令从该等来源进行披露。法院可就该披露规定条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。以该信息享有特权或受审判准备材料保护为由扣留被传唤信息的人必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种不会披露本身享有特权或受保护信息的方式，说明被扣留文件、通信或有形物品的性质，以使各方能够评估该主张。\n\n(B) 已提供的信息。如果为回应传票而提供的信息受到特权主张或审判准备材料保护主张的约束，提出该主张的人可以将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁指定信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如果该当事人在收到通知前披露了该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求遵从传票所在地区的法院，以裁定该主张。提供该信息的人必须在该主张得到解决前保全该信息。\n\n(g) 藐视法庭。要求遵从传票所在地区的法院——以及在动议被移送后，签发传票的法院——可对已被送达但无充分理由不遵从传票或与之相关命令的人认定藐视法庭。\n\n有关查阅传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件 C-8\n\nB2540（表格 2540——Rule 2004 审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院）Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 171 of 311\n\n________________________________________________________ 地区：________________________________________________________ Connecticut（康涅狄格）\n\n关于 ________________________________________________________\n\n案号：________________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章节：__________________ 11\n\nRULE 2004 审查传票\n\n致：_Janover LLC（杰诺弗有限责任公司）________________________________________________________________________________\n\n（传票送达对象姓名）\n\n证言：现命令你于下列规定的时间、日期和地点出席，并根据《联邦破产程序规则》Rule 2004 接受审查并作证。随附准许该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（保尔·黑斯廷斯律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将采用以下方式记录：________________________________________________________________________ 法庭记录员/速记员\n\n提供材料：你或你的代表还必须将下列文件、电子存储信息或物品带至审查现场，并必须允许对该材料进行检查、复制、测试或抽样：\n\n见随附的文件提供请求。\n\n下列 Fed. R. Civ. P. 45 条款已由 Fed. R. Bankr. P. 9016 规定适用于破产案件，现随附于此——涉及遵从地点的 Rule 45(c)；涉及你作为受传票约束之人所受保护的 Rule 45(d)；以及涉及你回应本传票的义务及未予回应可能后果的 Rule 45(e) 和 45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记官\n\n或\n\n__________________________ 书记官或副书记官签名 __________________________ 律师签名 Patrick R. Linsey（ct29437）\n\n代表（当事人姓名）______________________________且签发或请求本传票的律师姓名、地址、电子邮件地址及电话号码如下：Luc Despins（吕克·德斯平斯），Chapter 11 Trustee（第 11 章受托人）\n\nPatrick R. Linsey, Esq.（帕特里克·R·林赛律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩及蒙蒂思专业公司）；195 Church Street, New Haven, Connecticut 06510；plinsey@npmlaw.com；203-821-2000\n\n致签发或请求本传票之人的通知\n\n如果本传票命令在审判前提供文件、电子存储信息或有形物品，或检查场所，则必须在向受传票指向之人送达前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提供请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。每项请求均应得到完整答复，除非你出于善意提出异议；在此情形下，你必须按下文规定详细说明异议理由。如异议仅涉及某项请求的一部分，或其中包含的某一词语、短语或条款，你仅须陈述对该部分的异议，并回应请求的其余部分。\n\n2. 电子存储信息必须按照下列指示提供：\n\n- a. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得含有嵌入空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\n- b. 图像加载文件\n\n- a. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应采用如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。如文件包括图像化电子邮件及附件，则必须包括附件字段，以保持电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所提供存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包含在 .DAT 文件中。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为以逗号分隔的文件，每行包含七个字段，并且数据库中每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,BoxBreak,PageCount。\n\n- c. 文件文本。文本必须作为单独的文本文件提供，而不得作为 .DAT 文件内的字段提供。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供按 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须位于单独文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个文件。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须在文件级别提供。\n\n- d. 某些文件类型的原生格式提供。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件，以及音频/视频文件。提供一张标有 Bates 编号的隔页图像，说明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。所提供的原生文件应以与该文件隔页相对应的 Bates 编号命名。将原生文件归类于按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\n- e. 去重。对于存在完全重复件的每份电子文件，仅提供一份副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n\n- f. 元数据。以符合 Concordance 的加载文件（.dat）形式，为每份文件提供提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用如下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。下列为所需元数据：\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 174 of 311\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件/电子邮件的第一个 Bates 编号\n\nLASTBATES EDC0000001 原生文件文件/电子邮件的最后一个 Bates 编号\n\n**对于单页文件，LASTBATES 字段应予填写\n\nATTACHRANGE EDC0000001\n- 父文件第一页的 Bates 编号\nEDC0000015 至最后一个附件“子”文件最后一页的 Bates 编号\n\nBEGATTACH EDC0000001 附件范围的第一个 Bates 编号\n\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\n\nCUSTODIAN Smith, John 电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\n\nFROM John Smith 电子邮件：发件人\n原生文件：文件作者\n**应使用分号分隔多个条目\n\nTO Coffman, Janice; LeeW 收件人\n[mailto:LeeW@MSN.com] **应使用分号分隔多个条目\n\n抄送 Frank Thompson（弗兰克·汤普森）[mailto: frank_Thompson@cdt.com] 抄送收件人\n多个条目应使用分号分隔\n密送 John Cain（约翰·凯恩） 密送收件人\n多个条目应使用分号分隔\n主题 董事会会议纪要 电子邮件：电子邮件的主题行；原生文件：文件标题（如有）\n文件名 BoardMeetingMinutes.docx 原生文件：原始原生文件的名称，包括扩展名\n发送日期 10/12/2010 电子邮件：发送电子邮件的日期；原生文件：（空）\n发送时间/\n时区 07:05 PM GMT 电子邮件：发送电子邮件的时间/电子邮件标准化所采用时区内的时间\n时区 GMT 转换期间电子邮件标准化所采用的时区。\n链接 >EDC0000001.msg 指向电子邮件或原生文件的超链接\n链接文件必须按照 FIRSTBATES 编号命名\n文件扩展名 MSG 表示电子邮件的文件类型扩展名\n作者 John Smith（约翰·史密斯） 电子邮件：（空）；原生文件：文件作者\n创建日期 10/10/2010 电子邮件：（空）；原生文件：文件创建日期\n\n案件 22-50073 文书 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 175 页，共 311 页\n\n创建时间 10:25 AM 电子邮件：（空）；原生文件：文件创建时间\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\n修改日期 10/12/2010 电子邮件：（空）；原生文件：文件最后修改日期\n修改时间 07:00 PM 电子邮件：（空）；原生文件：文件最后修改时间\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\n访问日期 10/12/2010 电子邮件：（空）；原生文件：文件最后访问日期\n访问时间 07:00 PM 电子邮件：（空）；原生文件：文件最后访问时间\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\n文件大小 5,952 原生文件/电子邮件的大小，单位为 KB\n页数 1 原生文件/电子邮件的页数\n路径 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件的路径，包括原始文件名。\n内部文件路径 Personal Folders\\Deleted Items\\Board Meeting Minutes.msg 电子邮件：电子邮件的原始位置，包括原始文件名。原生文件：（空）\n内部邮件 ID <000805c2c71b\\$75977050\\$cb8306d1@MSN> 电子邮件：唯一邮件 ID；原生文件：（空）\nMD5 哈希值 d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89 文件的 MD5 哈希值。\nOCR 路径 TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按照其在正常业务过程中保存的方式提交，或者应加以组织和标注，以对应本请求中的类别。\n\n5. 本文所载的每项请求均延及以下所有文件：(a) 由贵方占有、保管或控制的文件；或 (b) 由代表贵方行事的任何人占有、保管或控制的文件，\n\n案件 22-50073 文书 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 176 页，共 311 页\n\n包括贵方的律师或其他代表和顾问。每份文件均应完整提交。\n\n6. 如要求贵方提交已不再由贵方占有、保管或控制的文件，则贵方的答复必须：(a) 详细说明该文件的性质及其内容；(b) 指明编制或撰写该文件的人员（以及，如适用，文件发送对象人员）；(c) 指明该文件编制或创建的日期；(d) 说明该文件是否 (i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式处置；(e) 说明该等处置的原因以及有关事实和情形；(f) 指明授权该等处置的人员；(g) 指明该等处置的日期或大致日期；(h) 说明该文件最近一次由贵方占有、保管或控制的时间；以及 (i) 指明现时占有、保管或控制该文件的人员（如有）。\n\n7. 如要求贵方提交已被销毁的文件，则除前述指示所要求的信息外，贵方的答复还必须说明：(a) 销毁该文件的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如贵方主张所请求的文件享有特权或属于律师工作成果，则贵方的答复必须：(a) 说明：(i) 对该文件作出足以支持贵方关于该文件享有特权之主张的描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或阅览过该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或该文件所载或提及的任何信息是否由任何其他人员占有、保管或控制；如是，则指明\n\n案件 22-50073 文书 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 177 页，共 311 页\n\n该等人员身份，并说明该等信息如何由其取得，(viii) 据以拒绝提交该文件的特权主张，以及 (ix) 贵方将据以支持该等特权主张的所有情形；以及 (b) 就根据 D. Conn. L. Civ. R. 26(e) 以特权主张为依据而拒绝提交的每份文件，提交一份特权清单，其中包含本指示第 (a) 部分所要求的全部信息。对于文件请求中未主张特权或工作成果的任何部分，应完整提供响应性文件。\n\n9. 如原本具有响应性的文件的一部分载有受特权主张约束的信息，则仅可按照上述指示从该文件中删除或遮盖受特权主张约束的部分，其余部分应予提交。\n\n10. 该等请求具有持续性。兹指示贵方：(a) 一旦得知先前答复不完整或不正确，立即补充或更正后来发现不完整或不正确的任何答复；以及 (b) 提交根据下述内容所要求的任何补充文件。\n\n11. 如文件使用英语以外的语言，贵方应提供该文件。如文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的一切提及均包括其所有关联方。\n\n13. 对个人姓名的一切提及均包括所有替代姓名、别名或昵称。\n\n案件 22-50073 文书 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 178 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用均应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用均应解释为该动词在所有其他时态中的使用。\n\n16. (a) “and”和“or”应视需要解释为连词或选择连词，以使原本可能被解释为超出任何请求范围的所有答复均纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”。\nIII. 定义\n\n根据 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有以下含义：\n\n1. “贵方”或“贵方的”或“贵方自身”是指并意指 Janover LLC（Janover有限责任公司），连同其任何雇员、代理人、律师、顾问或代表其行事的任何人。\n\n2. “债务人”是指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n案件 22-50073 文书 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 179 页，共 311 页\n\n3. “债务人之子”是指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n4. “债务人之女”是指 Mei Guo（郭美）（又名 Mei Gui、郭美，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n5. “债务人所谓妻子”是指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝，或任何其他别名），连同其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n6. “债务人家属”合称债务人、债务人之子、债务人之女及债务人所谓妻子，以及与债务人具有任何其他家庭关系的人。\n\n7. “关联个人”单独及合称指以下所有个人：(1) 持有、控制、保管或对债务人或债务人家属拥有、控制或享有的资产拥有自由裁量权的个人；或 (2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与其有关联的个人，连同前述任何人员各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅丽莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿雷图莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（珍妮弗·梅尔库里奥）、Eduardo Eurnekian（爱德华多·欧尔内基安）、Han Chunguang（韩春光）（又名 韩春光）、Qu Guojiao（屈国姣）（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）（又名 郭丽杰）、Zhang Wei（张伟）（又名 张伟*）、Lihong Wei Lafrenz（魏丽红）（又名 Sara Wei、魏丽红）、Hao Haidong（郝海东）（又名 郝海东）、Ross Heinemeyer（罗斯·海内迈尔）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅丽莎·门德斯）、Ya Li（李娅）\n\n（又名 李娅）、Dinggang Wang（王定刚）（又名 王定刚）、An Hong（安红）（又名 安红）、Yvette Wang（王雁平）（又名 Yanping Wang、\n\n案件 22-50073 文书 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 180 页，共 311 页\n\nYan Ping Wang、王雁平）、Fiona Yu（菲奥娜·于）、Je Kin Ming（余建明）（又名 William Je、Yu Jianming、余建明）、Yaz Qingua（亚兹·钦瓜）及 Lao Jiang（老姜）（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”系指，单独及合称：(1) 曾由债务人或债务人家庭拥有、控制或投资的任何类型的所有组织或实体；或 (2) 对债务人或债务人家庭拥有、控制或享有的任何资产直接或间接享有权益的所有组织或实体，以及上述任何主体各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联实体包括但不限于：7 Nod Hill LLC（7 Nod Hill有限责任公司）、AAGV Limited（AAGV有限公司）、ACA Investment Management Limited（ACA投资管理有限公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（Ace Decade控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（Alfa全球创投有限公司）、Alfonso Global Limited（Alfonso全球有限公司）、Allied Capital Global Limited（Allied Capital全球有限公司）、Alpine Fiduciaries SA（Alpine受托服务股份公司）、Anton Development Limited（Anton发展有限公司）、Assets Sino Limited（Assets Sino有限公司）、Auspicious Coast Limited（Auspicious Coast有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京Zenith控股有限公司）、Bravo Luck Limited（Bravo Luck有限公司）、BSA Strategic Fund I（BSA战略基金I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（Crane咨询集团有限责任公司）、Creative Apex Investments Limited（Creative Apex投资有限公司）、Crystal Breeze Investments Limited（Crystal Breeze投资有限公司）、Dawn State Limited（Dawn State有限公司）、Eastern Profit Corporation Limited（Eastern Profit有限公司）、Elite Well Global Limited（Elite Well全球有限公司）、Empire Growth Holdings（Empire Growth控股公司）、G Club Operations LLC（G Club运营有限责任公司）、G Fashion LLC（G Fashion有限责任公司）、G News LLC（G News有限责任公司）、GETTR USA（GETTR美国）、Genever Holdings Corporation（Genever控股公司）、Genever Holdings LLC（Genever控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION媒体集团公司）、GFNY, Inc.（GFNY公司）、Globalist International Limited（Globalist国际有限公司）、GNews Media Group Inc.（GNews媒体集团公司）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Greenwich Land LLC（格林尼治土地有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV媒体集团公司）、Hamilton Capital Holdings Inc.（Hamilton资本控股公司）、Head Win Group Limited（Head Win集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA) Limited LLC（香港国际基金投资〈美国〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（Infinite Increase有限公司）、Infinitum Developments Limited（Infinitum发展有限公司）、Insight Phoenix Fund（Insight Phoenix基金）、Lamp Capital LLC（Lamp资本有限责任公司）、Leading Shine Limited（Leading Shine有限公司）、Leading Shine NY Limited（Leading Shine纽约有限公司）、Long Gate Limited（Long Gate有限公司）、Next Tycoon Investments Limited（Next Tycoon投资有限公司）、New Federal State of China (a/k/a NFSC)（中国新联邦国，亦称NFSC）、Noble Fame Global Limited（Noble Fame全球有限公司）、Rosy Acme Ventures Limited（Rosy Acme创投有限公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Foundation IV, Inc.（法治基金会IV公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会IV公司）、G-Translators PTY LTD（G-Translators私人有限公司）、Saraca Media Group, Inc.（Saraca媒体集团公司）、Shiny Ace Ltd.（Shiny Ace有限公司）、Shiny Times Holdings Ltd.（Shiny Times控股有限公司）、Spirit Charter Investment Limited（Spirit Charter投资有限公司）、Stevenson, Wong & Co.（Stevenson, Wong & Co.）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（Well Origin有限公司）、World Century Limited（World Century有限公司）、Worldwide Opportunity Holdings Limited（Worldwide Opportunity控股有限公司）、Whitecroft Shore Limited（Whitecroft Shore有限公司）及ZIBA Limited（ZIBA有限公司）。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 181 of 311\n\n9. “包括”或其任何变体，系指“包括但不限于”。\n\n10. “和”及“或”系指“和/或”，并应同时作连词及选择词解释，以最大限度地扩大其范围。\n\n11. “任何”及“所有”以及“每一”系指“每一个及全部”。\n\n12. “每一”及“每个”系指“每一个及全部”。\n\n13. “第三方”系指贵方以外的个人或实体。\n\n14. “转让”具有《破产法》section 101(54)赋予其的含义。\n\n15. “文件”系指属于Fed. R. Civ. P. 34范围内的任何信息或物品，并包括但不限于现由或曾由贵方占有、保管或控制的任何种类、类型、性质或描述的每一项书面、记录或图形材料，包括电子邮件的所有打印和电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 182 of 311\n\n图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、书籍、总账、笔记本、附表、透明胶片、录音、目录、广告、促销材料、胶片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式储存（无论为有形或电子形式）、记录、制作或复制；还包括但不限于上述任何材料的草稿或副本，其中载有原始文件中未见的任何种类的笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\n16. “个人”系指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与之有关、支持、有利于、反对、加强、减损、载于、结合考虑、对……具有影响、证明、表明、报告、记录、暗示、回应、与之相连、评论、就……而言、关于、与……有关、讨论、显示、描述、反映、分析、构成及属于。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 183 of 311\n\n19. 就任何特定事项而言，“与……有关”、“涉及”或“相关”系指，包括但不限于，构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及该特定事项，或以任何方式与所识别的特定事项相关的任何文件。\n\n20. “通信”系指，在最广泛可能的意义上且不限于此，任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、书面方式还是通过电子传输设备进行，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电话传真、传真副本、电传、即时消息、聊天、短信、在留言板或群聊中发布的信息、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提供的文件\n\n1. 与债务人、债务人破产财产、债务人家庭或关联实体的任何收入或资产有关的所有文件。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 184 of 311\n\n2. 与贵方同债务人、债务人家庭的任何成员和/或任何关联实体签订的任何委聘函有关的所有文件，包括该等委聘函的副本。\n\n3. 与因贵方代理债务人、债务人家庭或关联实体而向贵方支付任何预付律师费有关的所有文件，包括足以识别该预付律师费金额及其来源的文件。\n\n4. 与贵方从债务人、债务人家庭、家庭关联实体或关联实体处或代表其收取，并以托管或客户信托账户持有的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭或关联实体向贵方支付或为其利益向贵方支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何规避支付该等义务的行为有关的所有文件，以及与本次或任何其他实际或可能的破产或类似无力偿债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、注册成立信息、高级职员和董事、商业目的及其与债务人、债务人家庭任何成员或任何关联个人之间关系有关的文件。\n\n8. 关于债务人或债务人家庭一方与关联实体另一方之间，由债务人或债务人家庭作出、与其进行或代表其进行的任何投资或商业交易的所有文件。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 185 of 311\n\n9. 与债务人、债务人破产财产、债务人家庭或关联实体在其中持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质和价值；债务人、债务人破产财产、债务人家庭或关联实体因该等权益或投资而从该实体取得的任何收益或利益；以及与该实体有关的任何财务报告或数据的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于Lady May（梅夫人号）；Sherry Netherland Hotel / Condominium（Sherry Netherland酒店／共管公寓）；位于康涅狄格州格林尼治373 Taconic Rd.的住宅物业；位于康涅狄格州格林尼治33 Ferncliff Rd.的住宅物业；位于康涅狄格州威尔顿354 Nod Hill Rd.的住宅物业；以及债务人或债务人破产财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与债务人作为受托人、Genever Holdings Corporation及Genever Holdings LLC于February 17, 2015签订、以Bravo Luck Limited为受益人的据称《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于机尾编号为T7-GQM的航空器，以及在San Marino注册的任何其他航空器；包括但不限于所有注册文件副本及显示该等航空器所执行航班和该等航班机上人员的飞行舱单。\n\n13. 与债务人、债务人家庭或关联实体于July 2020前后或任何其他时间就原油期货或任何类似商品作出的任何投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be（姜云福）的、关于任何该等投资或交易的通信。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 186 of 311\n\n14. 贵方与债务人、债务人家庭或任何关联个人、代理人、雇员或代表债务人行事的其他个人之间，与债务人、债务人破产财产、债务人家庭或关联实体有关的任何转让、投资或其他交易或商业往来有关的所有通信。\n\n15. 与由债务人、代表债务人或为债务人、债务人遗产、债务人家庭成员或关联实体的利益而设立的任何信托或类似文书有关的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭成员或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、授信、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构（无论是行政机构、法院、合议庭或替代性争议解决实体）进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人遗产、债务人家庭成员或任何关联实体提供或由其提供的任何贷款或授信，或就此提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其偿还条款、陈述与保证以及利率；以及 (ii) 贷款偿还的所有证据。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 187 of 311\n\n19. 与债务人使用属于、由债务人家庭成员、关联实体或关联个人控制，或其全部或部分所有权由债务人家庭成员、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 关于与债务人、债务人遗产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户结单、电汇指示和/或确认函、资金证明、存款证、持有证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向上述任何主体作出的所有转让的所有文件。\n\n21. 与将任何关联实体（包括 Bravo Luck Limited（布拉沃幸运有限公司））的资产质押给任何其他实体有关的所有文件。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 188 of\n\nB2540（表格 2540——Rule 2004 审查传票）（第 2 页） 311\n\n我于（日期）\n\n收到向（个人姓名及职务，如有）：______________________________________________送达的本传票。\n\n我通过向被指名人交付副本，按如下方式送达传票：____________________________________\n__________________________________ 于（日期）___________________；或 ___________________________________________________________________________________________________\n\n我未予送达而退回本传票，原因是：____________________________________________________________\n\n我的费用为：差旅费 \\$_________，服务费 \\$_________，合计 \\$_________。\n\n除非该传票系代表美国或其官员或代理人签发，我还已向证人预付一天出席费用及法律允许的里程费，金额为 \\$_______________________。\n\n本人在伪证处罚下声明，该等信息真实且正确。\n\n日期：_______________\n\n送达人签名\n\n送达人地址\n\n有关尝试送达等事项的补充信息：\n\nFederal Rule of Civil Procedure 45(c)、(d)、(e) 和 (g)（Effective 12/1/13）（根据 Federal Rules of Bankruptcy Procedure Rule 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自开展营业活动地点 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自开展营业活动所在州内，前提是该人：\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自开展营业活动地点 100 英里范围内的地点提供文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对场所进行检查。\n\n(d) 对受传票约束者的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束者施加不当负担或费用。要求履行义务所在地区的法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，其中可包括损失的收入和合理的律师费。\n\n(2) 命令提供材料或允许检查。\n\n(A) 无须出席。被命令提供文件、电子存储信息或有形物品，或允许检查场所的人，无须亲自到提供或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提供文件或有形物品，或允许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或检查场所，或以所要求的一种或多种形式提供电子存储信息。异议必须在规定履行时间或传票送达后 14 日届满两者中较早者之前送达。提出异议后，适用下列规则：\n\n(i) 送达方可在任何时候通知被命令人后，向要求履行义务所在地区的法院提出动议，请求作出强制提供或检查的命令。\n\n(ii) 仅可依照命令的指示要求实施该等行为，且该命令必须保护非当事人亦非当事人高级职员的人免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行义务所在地区的法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求人在超出 Rule 45(c) 规定的地理限制范围之外履行；(iii) 要求披露享有特权或受其他保护的事项，且不适用任何例外或豁免；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行义务所在地区的法院可以根据动议，在传票要求下列事项时撤销或修改传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见，或披露不描述争议中的具体事件且源自该专家未经任何当事人要求进行的研究的信息。\n\n(C) 规定条件作为替代办法。在 Rule 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明对证言或材料具有重大需要，且无法在不造成不当困难的情况下以其他方式满足该需要；并且\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可以不撤销或修改传票，而是命令在规定条件下出席或提供材料。\n\n(e) 回应传票的义务。\n\n(1) 提供文件或电子存储信息。下列程序适用于提供文件或电子存储信息：\n\n(A) 文件。回应提供文件传票的人必须按照文件在日常业务过程中保存的方式提供文件，或者必须将文件整理并标注，以对应请求中的类别。\n\n(B) 未指定提供电子存储信息的形式。如传票未指定提供电子存储信息的形式，回应人必须以其通常保存的一种或多种形式，或者以一种或多种合理可用的形式提供该等信息。\n\n(C) 电子存储信息仅以一种形式提供。回应人无须以多于一种形式提供相同的电子存储信息。\n\n(D) 无法合理获取的电子存储信息。回应人无须从其认定因不当负担或费用而无法合理获取的来源提供电子存储信息的证据开示。对于强制证据开示动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院仍可在请求方证明具有正当理由时，考虑 Rule 26(b)(2)(C) 的限制，命令从该等来源进行证据开示。法院可以为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。基于信息享有特权或作为审判准备材料受到保护而扣留被传唤信息的人必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护信息的情况下，使当事人能够评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提供的信息。如为回应传票而提供的信息受到特权主张或作为审判准备材料受保护的主张约束，提出该主张的人可以将该主张及其依据通知收到该信息的任何当事人。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行义务所在地区的法院，以裁定该主张。提供该信息的人必须在该主张得到解决前保存该信息。\n\n(g) 藐视法庭。要求履行义务所在地区的法院，以及在动议被移送后签发传票的法院，均可以认定已被送达却无充分理由不遵守传票或相关命令的人构成藐视法庭。\n\n有关获取传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件 C-9\n\nB2540（表格 2540——Rule 2004 审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院）Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 191 of 311\n\n________________________________________________________ District of ________________________________________________________ Connecticut（康涅狄格州）\n\n关于 ________________________________________________________\n\n案号：________________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\nChapter __________________ 11\n\nRule 2004 审查传票\n\n致：_Lawall & Mitchell, LLC（劳沃尔与米切尔律师事务所）_____________________________________________________________________________________________\n\n（传票所指向之人的姓名）\n\n证言：兹命令你于下文规定的时间、日期和地点出席，依 Federal Rules of Bankruptcy Procedure Rule 2004 接受审查并作证。随附准许该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（普衡律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n本次询问将通过以下方式记录：____________________________________________________________ 法庭记录员/速记员\n\n提供：您或您的代表还必须在询问时携带下列文件、以电子方式存储的信息或物品，并须允许对该等材料进行检查、复制、测试或取样：\n见随附的《文件提供请求》。\n\n以下《联邦民事诉讼规则》第45条规定，经《联邦破产程序规则》第9016条适用于破产案件，现随附于此——第45(c)条，关于履行地点；第45(d)条，关于对作为传票对象之人员的保护；以及第45(e)条和第45(g)条，关于您回应本传票的义务及未予回应的潜在后果。\n\n日期：__________________ August __, 2022\n\n法院书记员\n\n或\n\n_________________________ 书记员或副书记员签名 _________________________ 律师签名 Patrick R. Linsey (ct29437)\n\n代表（当事人姓名）_________________________并签发或请求本传票的律师的姓名、地址、电子邮件地址及电话号码如下：Luc Despins，Chapter 11 Trustee（第11章受托人）\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n致签发或请求本传票之人的通知\n\n如本传票要求在审判前提供文件、以电子方式存储的信息或有形物品，或检查场所，则必须在向本传票所指向之人送达前，向各方送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提供请求\n\n一、说明\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，各称“一项请求”）必须分别且具体地予以回应。除非善意提出异议，否则必须完整答复每项请求；如提出异议，则应按下文规定详细说明您提出异议的理由。如异议仅涉及某项请求的一部分，或其中所含的某一词语、短语或条款，您仅须说明对该部分的异议，并回应请求的其余部分。\n\n2. 以电子方式存储的信息必须按照以下说明提供：\n\na. 图像。黑白图像必须为300 DPI Group IV单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得含有嵌入空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像的右下角必须标注连续的 Bates 编号。每个文件夹内的 TIFF 文件数量不应超过1000个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供已提供存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得将文本包括在 .DAT 文件中。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为逗号分隔文件，每行由七个字段组成，并且数据库中的每个图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提供，而不得作为 .DAT 文件内的字段提供。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供按 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹内的文本文件数量不应超过1,000个文件。文件夹名称不得含有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生格式提供。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。这些文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文稿文件、数据库文件及音频/视频文件。应提供一张标有 Bates 编号的插页图像，以表明原生文件的存在，并在 .dat 文件中以字段形式包括原生文件的路径。提供的原生文件应以对应于该文件插页的 Bates 编号命名。原生文件应归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每份电子文件，仅提供一份副本。对于电子邮件，依据从 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，依据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，提供每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）。\n\n日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。以下为必需的元数据：\n\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 194 页，共 311 页\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件/电子邮件的首个 Bates 编号\n\nLASTBATES EDC0000001 原生文件文件/电子邮件的最后一个 Bates 编号\n\n最后一页字段应就单页文件填写\n\nATTACHRANGE EDC0000001 - EDC0000015 父文件第一页的 Bates 编号至最后一个“子”附件文件最后一页的 Bates 编号\n\nBEGATTACH EDC0000001 附件范围的首个 Bates 编号\n\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\n\nCUSTODIAN Smith, John 电子邮件：该电子邮件所在的邮箱\n原生文件：该文件来源的个人或部门名称\n\nFROM John Smith 电子邮件：发件人\n原生文件：文件作者\n应使用分号分隔多个条目\n\nTO Coffman, Janice; LeeW [mailto:LeeW@MSN.com] 收件人\n应使用分号分隔多个条目\n\nCC Frank Thompson [mailto:frank_Thompson@cdt.com] 抄送收件人\n应使用分号分隔多个条目\n\nBCC John Cain 密送收件人\n应使用分号分隔多个条目\n\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行\n原生文件：文件标题（如有）\n\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件名称，包括扩展名\n\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/\nTIME_ZONE 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所使用的时区\n\nTIME_ZONE GMT 在转换期间电子邮件被标准化所使用的时区。\n\nLINK >EDC0000001.msg 指向电子邮件或原生文件文件的超链接\n链接文件必须按 FIRSTBATES 编号命名\n\nFILE_EXTEN MSG 代表电子邮件或原生文件的文件类型扩展名\n\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文件作者\n\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文件创建日期\n\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 195 页，共 311 页\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为单独字段，且不得与 DATE_CREATED 字段合并\n\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，且不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文件最后访问日期\n\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，且不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE 5,952 原生文件文件/电子邮件的大小，单位为 KB\n\nPGCOUNT 1 原生文件文件/电子邮件的页数\n\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件文件的路径，包括原始文件名称。\n\nINTFILEPATH Personal Folders\\Deleted Items\\Board Meeting Minutes.msg 电子邮件：电子邮件的原始位置，包括原始文件名称。\n原生文件：（空）\n\nINTMSGID <000805c2c71b\\$75977050\\$cb8306d1@MSN> 电子邮件：唯一消息 ID\n原生文件：（空）\n\nMD5HASH d131dd02c5e6eec4693d9a0698aff95c2fcab58712467eab4004583eb8fb7f89 文件的 MD5 哈希值。\n\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在通常业务过程中保存的方式提供，或者应予以整理和标记，以对应于这些请求中的类别。\n\n5. 本文件所载每项请求均延及以下所有文件：(a) 在您占有、保管或控制之中的文件；或 (b) 在代表您行事的任何人占有、保管或控制之中的文件，\n\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 196 页，共 311 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求您提供一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确定编制或撰写该文件的人员（以及，如适用，确定该文件发送给的人员）；(c) 确定该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式处置；(e) 说明该等处置的理由，以及与之相关的事实和情形；(f) 确定授权该等处置的人员；(g) 确定该等处置的日期或大致日期；(h) 说明该文件最后一次由您占有、保管或控制的时间；以及 (i) 确定目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您出示已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 该文件被销毁的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所要求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件享有特权之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或该文件所载或提及的任何信息是否由任何其他人员占有、保管或控制；如是，则说明该等人员的身份，\n案件 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 197 页，共 311 页\n\n以及说明该等信息如何进入其占有；(viii) 据以扣留该文件的特权主张；以及 (ix) 您将据以支持该等特权主张的所有情形；并且 (b) 就依据 D. Conn. L. Civ. R. 26(e) 基于特权主张而扣留的每一文件，制作一份包含本指示第 (a) 部分所要求全部信息的特权日志。对于文件请求中未主张特权或工作成果保护的任何部分，应完整提供回应性文件。\n\n9. 如原本具有回应性的文件的一部分含有受特权主张约束的信息，则仅应依照上述指示从该文件中删除或遮盖受该特权主张约束的部分，其余部分应予出示。\n\n10. 该等请求具有持续性。特此指示您：(a) 在获悉先前答复不完整或不正确后，立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 出示根据下列规定所要求的任何额外文件\n\n11. 如某一文件使用英语以外的语言，您应提供该文件。如某一文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提及均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有替代姓名、别名或昵称。\n案件 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 198 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至应提交文件请求答复之日止。\n\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态的动词应解释为使用该动词的所有其他时态。\n\n16. (a) “和”及“或”应按必要情况作合取或析取解释，以使原本可能被解释为不在任何请求范围内的所有答复均纳入其范围；以及 (b) “每一”及“任何”应视为包括并涵盖“每个”及“所有”二词。\n\nIII. 定义\n\n由 D. Conn. L. Civ. R. 26(c) 提供的定义，以及由 D. Conn. L. Civ. R. 26(d) 提供并经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”系指 Lawall & Mitchell, LLC（Lawall & Mitchell 有限责任公司），以及其任何雇员、代理人、律师、顾问或任何代表其行事之人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（亦称 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n案件 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 199 页，共 311 页\n\n3. “债务人之子”系指 Qiang Guo（郭强）（亦称 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人之女”系指 Mei Guo（郭美）（亦称 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人所谓之妻”系指 Hing Chi Ngok（岳庆芝）（亦称 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家属”统称债务人、债务人之子、债务人之女及债务人所谓之妻，以及债务人的任何其他亲属关系人。\n\n7. “关联个人”单独及共同系指以下所有个人：(1) 持有、控制、保管债务人或债务人家属拥有、控制或享有的资产，或对其拥有自由裁量权者；或 (2) 曾为一项或多项关联实体的雇员、董事，或以其他方式与其有关联者；并包括前述各方各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅利莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿瑞修莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·梅尔库里奥）、Eduardo Eurnekian（爱德华多·埃尔内基安）、Han Chunguang（韩春光）（亦称 韩春光）、Qu Guojiao（屈国姣）（亦称 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）（亦称 郭丽杰）、Zhang Wei（张伟）（亦称 张伟*）、Lihong Wei Lafrenz（魏丽红）（亦称 Sara Wei、魏丽红）、Hao Haidong（郝海东）（亦称 郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅利莎·门德斯）、Ya Li（李娅）\n\n（亦称 李娅）、Dinggang Wang（王定刚）（亦称 王定刚）、An Hong（安红）（亦称 安红）、Yvette Wang（王雁平）（亦称 Yanping\n案件 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 200 页，共 311 页\n\nWang、Yan Ping Wang、王雁平）、Fiona Yu（余菲奥娜）、Je Kin Ming（余建明）（亦称 William Je、Yu Jianming、余建明\n\n）、Yaz Qingua（亚兹·钦瓜）以及 Lao Jiang（姜云浮）（亦称 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”单独及共同系指以下任何类型的所有组织或实体：(1) 曾由债务人或债务人家属拥有、控制或投资的组织或实体；或 (2) 直接或间接对债务人或债务人家属拥有、控制或享有的任何资产拥有权益的组织或实体；并包括前述各方各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联实体包括但不限于：7 Nod Hill LLC（7 Nod Hill 有限责任公司）、AAGV Limited（AAGV 有限公司）、ACA Investment Management Limited（ACA 投资管理有限公司）、ACA Capital Group Limited（ACA 资本集团有限公司）、Ace Decade Holdings Limited（Ace Decade 控股有限公司）、AI Group Holdings Inc.（AI 集团控股公司）、Alfa Global Ventures Limited（Alfa 全球风险投资有限公司）、Alfonso Global Limited（Alfonso 全球有限公司）、Allied Capital Global Limited（Allied Capital 全球有限公司）、Alpine Fiduciaries SA（Alpine 受托人股份公司）、Anton Development Limited（Anton 开发有限公司）、Assets Sino Limited（Assets Sino 有限公司）、Auspicious Coast Limited（Auspicious Coast 有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京 Zenith 控股有限公司）、Bravo Luck Limited（Bravo Luck 有限公司）、BSA Strategic Fund I（BSA 战略基金 I）、China Golden Spring (Hong Kong) Limited（中国金泉（香港）有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（Crane 咨询集团有限责任公司）、Creative Apex Investments Limited（Creative Apex 投资有限公司）、Crystal Breeze Investments Limited（Crystal Breeze 投资有限公司）、Dawn State Limited（Dawn State 有限公司）、Eastern Profit Corporation Limited（Eastern Profit 有限公司）、Elite Well Global Limited（Elite Well 全球有限公司）、Empire Growth Holdings（Empire Growth 控股公司）、G Club Operations LLC（G Club 运营有限责任公司）、G Fashion LLC（G Fashion 有限责任公司）、G News LLC（G News 有限责任公司）、GETTR USA（GETTR 美国）、Genever Holdings Corporation（Genever 控股公司）、Genever Holdings LLC（Genever 控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION 媒体集团公司）、GFNY, Inc.（GFNY 公司）、Globalist International Limited（Globalist 国际有限公司）、GNews Media Group Inc.（GNews 媒体集团公司）、Golden Spring (New York) Ltd.（Golden Spring（纽约）有限公司）、Greenwich Land LLC（Greenwich Land 有限责任公司）、Guo Media（Guo Media）、GTV Media Group, Inc.（GTV 媒体集团公司）、Hamilton Capital Holdings Inc.（Hamilton Capital 控股公司）、Head Win Group Limited（Head Win 集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA)\n案件 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 201 页，共 311 页\n\nLimited LLC（香港国际基金投资（美国）有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（Infinite Increase 有限公司）、Infinitum Developments Limited（Infinitum 开发有限公司）、Insight Phoenix Fund（Insight Phoenix 基金）、Lamp Capital LLC（Lamp Capital 有限责任公司）、Leading Shine Limited（Leading Shine 有限公司）、Leading Shine NY Limited（Leading Shine NY 有限公司）、Long Gate Limited（Long Gate 有限公司）、Next Tycoon Investments Limited（Next Tycoon 投资有限公司）、New Federal State of China（新中国联邦）（亦称 NFSC）、Noble Fame Global Limited（Noble Fame 全球有限公司）、Rosy Acme Ventures Limited（Rosy Acme 风险投资有限公司）、Rule of Law Foundation III, Inc.（法治基金会 III 公司）、Rule of Law Foundation IV, Inc.（法治基金会 IV 公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会 IV 公司）、G-Translators PTY LTD（G-Translators 私人有限公司）、Saraca Media Group, Inc.（Saraca 媒体集团公司）、Shiny Ace Ltd.（Shiny Ace 有限公司）、Shiny Times Holdings Ltd.（Shiny Times 控股有限公司）、Spirit Charter Investment Limited（Spirit Charter 投资有限公司）、Stevenson, Wong & Co.（Stevenson, Wong & Co.）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（Well Origin 有限公司）、World Century Limited（World Century 有限公司）、Worldwide Opportunity Holdings Limited（Worldwide Opportunity 控股有限公司）、Whitecroft Shore Limited（Whitecroft Shore 有限公司）以及 ZIBA Limited（ZIBA 有限公司）。\n\n9. “包括”或其任何变体，系指“包括但不限于”。\n\n10. “和”及“或”系指“和/或”，并应同时按合取及析取解释，以最大限度扩大其范围。\n\n11. “任何”、“所有”及“每一”系指“每一及每个”。\n\n12. “每一”及“每个”系指“每一及每个”。\n\n13. “第三方”系指您本人以外的人员或实体。\n\n14. “转让”具有《破产法典》第 101(54) 条赋予其的含义。\n\n15. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于现由或曾由您占有、保管或控制的任何种类、类型、性质或描述的每一书面、记录或图形资料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、通信、备忘录、磁带、速记或手写笔记、任何种类的书面表格、\n案件 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 202 页，共 311 页\n\n图表、蓝图、图纸、草图、图形、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查、计算机打印件、任何种类的数据汇编、电传、电传传真、电子邮件、短信、即时消息、语音消息、发票、订单表、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、明细表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、小册子、宣传册、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式储存（无论为有形形式或电子形式）、记录、制作或复制；并还包括但不限于上述任何资料的草稿或副本，该等草稿或副本载有原始文件中未见的任何种类的笔记、评论或标记，或者在其他方面与原始文件不相同。\n\n16. “人员”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “关于”系指有关、描述、构成、提及、与之相关、支持、赞成、反对、加强、减损、位于其中、结合其考虑、对其具有影响、证明、表明、报告、记录、暗指、答复、\n案件 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 203 页，共 311 页\n\n与……有关、评论……、就……而言、关于……、与……相关、讨论……、展示……、描述……、反映……、分析……、构成……以及为……。\n\n19. 就任何特定事项而言，“Relating to”（“与……有关”）、“relate(s) to”（“与……有关”）或“related to”（“与……有关”）系指，包括但不限于，构成、组成、涉及、包含、体现、反映、识别、陈述、直接或间接提及该特定事项，或以任何方式与所识别的特定事项相关的任何文件。\n\n20. “Communication(s)”（“通信”）系指以最广义且不限于任何形式的信息或知识传递（包括事实、观点、询问或其他形式）。Communication(s)还指所有谈话、协议、询问或回复，无论是当面、通过电话、书面方式，还是通过电子传输设备，并包括但不限于所有信函、电子邮件、录音、传输单、备忘录、电话通信、语音留言、电报、传真、影印传真、电传、即时消息、聊天、短信、发布至留言板或群聊的内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传递的记录。\n\n21. “Asset(s)”（“资产”）系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人财产、债务人家庭成员或关联实体的任何收入或资产有关的所有文件。\n\n案号 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 204 页，共 311 页\n\n2. 与债务人、债务人家庭成员的任何成员和/或任何关联实体签订的任何委聘函有关的所有文件，包括该等委聘函的副本。\n\n3. 与基于您对债务人、债务人家庭成员或关联实体的代理而向您支付任何预付费用有关的所有文件，包括足以识别该预付费用金额及其来源的文件。\n\n4. 与您从债务人、债务人家庭成员、家庭关联实体或关联实体处或代表其收取，并存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向您支付或为其利益向您支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何规避支付该等义务的努力有关的所有文件，以及与本次或任何其他实际或潜在的破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、注册成立信息、高级职员及董事、商业目的，以及其与债务人、债务人家庭成员的任何成员或任何关联个人之间关系有关的文件。\n\n8. 有关债务人或债务人家庭成员一方与关联实体另一方之间作出、与其进行或代表其进行的任何投资或商业交易的所有文件。\n\n案号 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 205 页，共 311 页\n\n9. 与债务人、债务人财产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质和价值；债务人、债务人财产、债务人家庭成员或关联实体因该等权益或投资而从该实体取得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 有关Lady May（“Lady May”号）、Sherry Netherland Hotel / Condominium（雪莉·内德兰酒店/共管公寓）、位于康涅狄格州格林尼治市 373 Taconic Rd. 的住宅物业、位于康涅狄格州格林尼治市 33 Ferncliff Rd. 的住宅物业、位于康涅狄格州威尔顿市 354 Nod Hill Rd. 的住宅物业，以及债务人或债务人财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与债务人以受托人身份、Genever Holdings Corporation（杰尼弗控股公司）及Genever Holdings LLC（杰尼弗控股有限责任公司）于 February 17, 2015 为受益人Bravo Luck Limited（百乐福有限公司）订立的所谓《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何飞机有关的所有文件，包括但不限于尾号为 T7-GQM 的飞机以及在圣马力诺登记的任何其他飞机，包括但不限于所有登记文件的副本及显示该等飞机所执行航班和该等航班上人员的飞行清单。\n\n13. 与债务人、债务人家庭成员或关联实体于 July 2020 前后或任何其他时间进行的原油期货或任何类似商品的任何投资或交易有关的所有文件，包括但不限于与Jiang Yunfu Be（江云富贝）就任何该等投资或交易进行的通信。\n\n案号 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 206 页，共 311 页\n\n14. 您与债务人、债务人家庭成员，或代表债务人行事的任何关联个人、代理人、雇员或其他个人之间，就与债务人、债务人财产、债务人家庭成员或关联实体有关的任何转移、投资或其他交易或商业交易进行的所有通信。\n\n15. 有关由债务人、债务人财产、债务人家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭成员或任何关联实体的任何出售、收购、处分、购买、投资、出资、赠与、授信、贷款或转移有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与任何地方、州、联邦或国际机构，无论是行政机构、法院、合议庭或替代性争议解决实体，进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人财产、债务人家庭成员或任何关联实体提供或从其取得的任何贷款或授信，或对此提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其偿还条款、陈述与保证及利率；以及 (ii) 贷款付款的所有证据。\n\n案号 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 207 页，共 311 页\n\n19. 与债务人使用属于、由债务人家庭成员、关联实体或关联个人控制，或其全部或部分所有权由债务人家庭成员、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 有关债务人、债务人财产、债务人家庭成员、关联实体或关联个人的任何资产负债表、银行对账单、账户对账单、财务报表、账户结单、电汇指示和/或确认、资金证明、存款证、持仓证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向上述任何主体进行的所有转移的所有文件。\n\n21. 与任何关联实体（包括Bravo Luck Limited（百乐福有限公司））向任何其他实体质押资产有关的所有文件。\n\n案号 22-50073 文件 637 提交日期 07/28/22 录入日期 07/28/22 23:23:50 第 208 页，共\n\nB2540（表格 2540——规则 2004 审查传票）（第 2 页） 311\n\n（除非《联邦民事诉讼规则》第 45 条要求，否则本节不得向法院提交。）\n\n于（日期）\n__________ 本人收到向以下人员送达的本传票（个人姓名及职务，如有）：______________________________________________\n本人通过向被指定人员交付副本送达本传票，送达方式如下：____________________________________\n\n__________________________________ 于（日期）___________________；或\n本人未执行传票即予退回，原因如下：____________________________________________________________\n\n本人就差旅收取费用 \\$ _________，并就服务收取 \\$_________，合计 \\$_________。除非本传票系代表美国或其官员或代理人签发，本人还已向证人支付出席一日的费用及法律允许的里程费，金额为 \\$ _______________________。\n\n本人在伪证罪处罚的约束下声明，该等信息真实且正确。\n\n日期：_______________ ________________________________________________\n送达人员签名\n\n送达人员地址\n\n关于尝试送达等的补充信息：\n\n《联邦民事诉讼规则》第 45(c)、(d)、(e) 及 (g) 条（Effective 12/1/13）（根据《联邦破产程序规则》第 9016 条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按以下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点的 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自办理业务所在州内，如果该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点 100 英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查处所对该处所进行检查。\n\n(d) 对受传票约束人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束人员施加不当负担或费用。要求履行义务地区的法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查处所的人员，无须亲自出席提交或检查地点，除非其亦被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人员，可以就检查、复制、测试或抽样全部或部分材料，或检查处所，或以所要求的一种或多种形式提交电子存储信息，向传票中指定的当事人或律师送达书面异议。异议必须在规定履行时间届满前或传票送达后 14 天内（以较早者为准）送达。如提出异议，则适用以下规则：\n\n(i) 在任何时候，经通知被命令人，送达方可向要求履行义务所在地区的法院提出动议，请求作出强制出示或检查的命令。\n\n(ii) 仅可按照命令所指示的方式要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员的人免于承担因履行义务而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行义务所在地区的法院必须撤销或修改具有下列情形的传票：\n\n(i) 未留出合理的履行时间；(ii) 要求某人在超出\n\nRule 45(c) 规定的地理范围之外履行义务；(iii) 要求披露享有特权或受其他保护的事项，且不存在\n\n适用的例外或豁免；或者\n\n(iv) 使某人承受不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行义务所在地区的法院可经动议，在传票要求下列事项时撤销或修改该传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或者\n\n(ii) 披露未受聘专家的意见或信息，而该等意见或信息并非描述争议中的具体事件，且系该专家未经任何当事人请求而进行研究所得。\n\n(C) 作为替代方案规定条件。在 Rule 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明其对该证言或材料具有实质性需要，且若不承受不当困难则无法通过其他方式满足该需要；并且\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出庭或出示材料。\n\n(e) 回应传票的义务。\n\n(1) 出示文件或电子存储信息。下列程序适用于出示文件或电子存储信息：\n\n(A) 文件。回应要求出示文件的传票的人，必须按照该等文件在日常业务过程中保存的方式出示，或者必须将其整理并标记，以对应请求中的类别。\n\n(B) 未规定电子存储信息出示形式。如传票未规定出示电子存储信息的形式，回应人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式出示该信息。\n\n(C) 电子存储信息仅以一种形式出示。回应人无需以一种以上形式出示相同的电子存储信息。\n\n(D) 无法合理获取的电子存储信息。回应人无需就其认定因不当负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。对于强制证据开示的动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，若提出请求的一方在考虑 Rule 26(b)(2)(C) 的限制后证明存在正当理由，法院仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以享有特权或作为审判准备材料而受保护为由扣留传票所要求的信息的人，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 在不披露本身享有特权或受保护的信息的情况下，以使各方能够评估该主张的方式说明被扣留文件、通信或有形物品的性质。\n\n(B) 已出示的信息。如为回应传票而出示的信息受到特权主张或作为审判准备材料而受保护的主张，提出该主张的人可向任何收到该信息的当事人通知该主张及其依据。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交给要求履行义务所在地区的法院，以裁定该主张。出示该信息的人必须保全该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行义务所在地区的法院——以及在动议被移送后，签发传票的法院——可对已被送达但无充分理由不遵守传票或与其相关命令的人处以藐视法庭。\n\n有关获取传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n证物 C-10\n\nB2540（表格 2540－Rule 2004 审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院）Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 211 of 311\n\n__________________________________________________________________________ District of __________________________________________________________________________ Connecticut（康涅狄格州）\n\n关于 __________________________________________________________________________\n\n案号 __________________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\nChapter __________________ 11\n\nRULE 2004 审查传票\n\n致：Matthew Levine（马修·莱文）____________________________________________________________________________________________________\n\n（传票所指向人员的姓名）\n\n证言：特此命令你于下列规定的时间、日期和地点出席，并根据 Federal Rules of Bankruptcy Procedure（联邦破产程序规则）Rule 2004 审查作证。随附授权该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（保罗·黑斯廷斯律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将采用以下方式记录：____________________________________________________________ 法庭记录员／速记员\n\n出示材料：你或你的代表还必须携带下列文件、电子存储信息或物品参加审查，并必须允许对该等材料进行检查、复制、测试或取样：\n\n见随附于本传票的文件出示请求。\n\n下列 Fed. R. Civ. P. 45 条款根据 Fed. R. Bankr. P. 9016 适用于破产案件，现随附于后：关于履行地点的 Rule 45(c)；关于你作为受传票约束人员所获保护的 Rule 45(d)；以及关于你回应本传票的义务及不作回应可能后果的 Rule 45(e) 和 45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记员\n\n或\n\n____________________________ 法院书记员或副书记员签名 ____________________________ 律师签名 Patrick R. Linsey（帕特里克·R·林赛）(ct29437)\n\n代表（当事人姓名）____________________________ 并签发或请求本传票的律师的姓名、地址、电子邮件地址及电话号码如下：Luc Despins（卢克·德斯平斯），Chapter 11 受托人\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩和蒙蒂思律师事务所）；195 Church Street, New Haven, Connecticut 06510；plinsey@npmlaw.com；203-821-2000\n\n致签发或请求本传票人员的通知\n\n如本传票命令在审判前出示文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向人员送达之前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件出示请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，每一项以下简称“一项请求”）必须分别且具体地作出回应。除非善意提出异议，否则每项请求均应完整答复；如提出异议，应按下文规定详细说明你提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的一个词语、短语或条款，你仅须说明对该部分的异议，并对其余请求作出回应。\n\n2. 电子存储信息必须按照下列指示出示：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式出示。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像的右下角必须加注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不应超过 1000 个文件。Excel 电子表格应具有以该文件 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将载入 Concordance® 数据库的所有字段化信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用下列 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包含图像化电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父子关系。必须包括 OCRPATH 字段，以提供出示的存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于具有原生文件的文件，必须包括 LINK 字段，以提供文件路径及\n\n原生文件的名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。该文件应为逗号分隔文件，每行包含七个字段，数据库中的每一图像均应在交叉引用文件中占一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCount。\n\nc. 文件文本。文本必须作为单独的文本文件提供，不得作为 .DAT 文件中的字段提供。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文档级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得包含特殊字符（包括逗号）。文本文件必须按文档级别提供。\n\nd. 特定文件类型的原生格式提供。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提供。该等文件包括但不限于：电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的分隔页图像，表明存在原生文件，并将该原生文件的路径作为 .dat 文件中的一个字段列入。提供的原生文件应以该文件分隔页对应的 Bates 编号命名。原生文件应归入名称递增的“NATIVE”目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文档，仅提供一份副本。对于电子邮件，应根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应根据整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式，为每一文档提供提取的元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。以下列出必需的元数据：\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 214 页，共 311 页\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文档/电子邮件的第一个 Bates 编号\nLASTBATES EDC0000001 原生文件文档/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页予以填写\nATTACHRANGE EDC0000001\n- 父文档第一页的 Bates 编号至最后一个附件“子”文档最后一页的 Bates 编号\nEDC0000015\nBEGATTACH EDC0000001 附件范围的第一个 Bates 编号\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\nCUSTODIAN Smith, John 电子邮件：电子邮件所在的邮箱\n原生文件：文档来源的个人或部门名称\nFROM John Smith 电子邮件：发件人\n原生文件：文档作者\n多个条目之间应使用分号分隔\n\nTO Coffman, Janice; LeeW 收件人\n[mailto:LeeW@MSN.com] 多个条目之间应使用分号分隔\nCC Frank Thompson [mailto: 抄送收件人\nfrank_Thompson@cdt.com] 多个条目之间应使用分号分隔\nBCC John Cain 密送收件人\n多个条目之间应使用分号分隔\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件的主题行；原生文件：文档标题（如有）\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件名称，包括扩展名\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所用时区\nTIME_ZONE GMT 在转换期间电子邮件被标准化所用的时区。\nLINK >EDC0000001.msg 电子邮件或原生文件文档的超链接\n链接文件必须以 FIRSTBATES 编号命名\nFILE_EXTEN MSG 代表电子邮件或原生文件的文件类型扩展名\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文档作者\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文档创建日期\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 215 页，共 311 页\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n原生文件：文档创建时间\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文档最后修改日期\n\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文档最后修改时间\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文档最后访问日期\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文档最后访问时间\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE 5,952 原生文件文档/电子邮件的大小，以 KB 为单位\nPGCOUNT 1 原生文件文档/电子邮件的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件文档的路径，包括原始文件名称。\nINTFILEPATH Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，包括原始文件名称。\nItems\\Board Meeting\nMinutes.msg 原生文件：（空）\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一邮件 ID；原生文件：（空）\ncb8306d1@MSN>\nMD5HASH d131dd02c5e6eec4693d9a0 文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每项请求均独立运作并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件应按其在通常业务过程中保存的方式提供，或者应予组织和标注，以与本等请求中的类别相对应。\n\n5. 本文所载每项请求均延及所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由代表您行事的任何人占有、保管或控制的文件，\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 216 页，共 311 页\n\n包括您的律师或其他代表和顾问。每一文件均应完整提供。\n\n6. 如要求您提供已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确定编制或撰写该文件的人员（并且，如适用，确定文件被发送给的人员）；(c) 确定该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失；(ii) 已被销毁；(iii) 已自愿或非自愿地转移给他人；或 (iv) 以其他方式被处置；(e) 说明该等处置的原因，以及围绕该等处置的事实和情形；(f) 确定授权该等处置的人员；(g) 确定该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确定目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 文件被销毁的原因；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件享有特权之主张的文件描述；(ii) 文件标题；(iii) 文件日期；(iv) 文件作者；(v) 文件收件人；(vi) 收到或查阅该文件原件或任何草稿、副本或复制件的每一人员身份；(vii) 该文件本身，或该文件所载或所提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则确定该等人员的身份，并说明该等信息如何进入其占有范围；(viii) 据以扣留该文件的特权主张；以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就基于特权主张而被扣留的每一文件，提供一份特权清单，其中包含本指示第 (a) 部分所要求的全部信息。对于文件请求中未主张特权或工作成果的任何部分，应完整提供响应性文件。\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 217 页，共 311 页\n\n9. 如原本具有响应性的文件的一部分含有受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮蔽受该特权主张约束的部分，其余部分应予提供。\n\n10. 各项请求具有持续性。特此指示您：(a) 一旦得知先前答复不完整或不正确，应立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供根据该等请求所要求的任何其他文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的一切指称均包括其所有关联方。\n\n13. 对个人姓名的一切指称均包括所有其他名称、别名或昵称。\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 218 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为该动词在所有其他时态中的使用。\n\n16. (a) “and”和“or”应在必要时解释为连词或析取词，以将否则可能被解释为处于任何请求范围之外的所有答复纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”两词。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义，以及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本等文件请求中使用的下列术语应具有下列含义：\n\n1. “您”或“您的”或“您本人”系指并意指 Matthew Levine（马修·莱文），以及其任何雇员、代理人、律师、顾问或代表其行事的任何人。\n\n2. “债务人”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵，或任何其他别名），以及其雇员、代理人、律师、顾问或代表其行事的任何人。\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 219 页，共 311 页\n\n3. “债务人的儿子”系指 Qiang Guo（郭强，亦称 Mileson Kwok，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人的女儿”系指 Mei Guo（郭美，亦称 Mei Gui，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人声称的妻子”系指 Hing Chi Ngok（岳庆芝，亦称 Hing Chi Ng、Yue Qingzhi，或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家属”统称债务人、债务人的儿子、债务人的女儿及债务人声称的妻子，以及与债务人具有任何其他亲属关系之人。\n\n7. “关联个人”单独及合称：(1) 持有、控制、保管或有权酌情处置由债务人或债务人家属拥有、控制或享有之资产的所有个人；或 (2) 曾为一个或多个关联实体的雇员、董事或以其他方式与其关联的所有个人，以及上述各方各自的雇员、代理人、律师、顾问或任何代表上述任何一方行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波达斯基）、Jason Miller（贾森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅利莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿雷图萨·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·默库里奥）、Eduardo Eurnekian（爱德华多·欧内基安）、Han Chunguang（韩春光，亦称 韩春光）、Qu Guojiao（屈国姣，亦称 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰，亦称 郭丽杰）、Zhang Wei（张伟，亦称 张伟*）、Lihong Wei Lafrenz（魏丽红，亦称 Sara Wei、魏丽红）、Hao Haidong（郝海东，亦称 郝海东）、Ross Heinemeyer（罗斯·海涅迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅利莎·门德斯）、Ya Li（李娅，亦称 李娅）、Dinggang Wang（王定刚，亦称 王定刚）、An Hong（安红，亦称 安红）、Yvette Wang（王雁平，亦称 Yanping Wang、Yan Ping Wang、王雁平）、Fiona Yu（菲奥娜·余）、Je Kin Ming（余建明，亦称 William Je、Yu Jianming、余建明）、Yaz Qingua（亚兹·青瓦）及 Lao Jiang（姜云浮，亦称 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”单独及合称：(1) 曾由债务人或债务人家属拥有、控制或投资的任何类型的所有组织或实体；或 (2) 对债务人或债务人家属拥有、控制或享有的任何资产直接或间接享有权益的所有组织或实体，以及上述各方各自的雇员、代理人、律师、顾问或任何代表上述任何一方行事之人。该等关联实体包括但不限于：7 Nod Hill LLC（7 Nod Hill 有限责任公司）、AAGV Limited（AAGV 有限公司）、ACA Investment Management Limited（ACA 投资管理有限公司）、ACA Capital Group Limited（ACA 资本集团有限公司）、Ace Decade Holdings Limited（Ace Decade 控股有限公司）、AI Group Holdings Inc.（AI Group 控股公司）、Alfa Global Ventures Limited（Alfa 全球风险投资有限公司）、Alfonso Global Limited（Alfonso 全球有限公司）、Allied Capital Global Limited（Allied Capital 全球有限公司）、Alpine Fiduciaries SA（Alpine Fiduciaries 股份有限公司）、Anton Development Limited（Anton 开发有限公司）、Assets Sino Limited（Assets Sino 有限公司）、Auspicious Coast Limited（Auspicious Coast 有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京鼎盛控股有限公司）、Bravo Luck Limited（Bravo Luck 有限公司）、BSA Strategic Fund I（BSA 战略基金 I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（Crane 顾问集团有限责任公司）、Creative Apex Investments Limited（Creative Apex 投资有限公司）、Crystal Breeze Investments Limited（Crystal Breeze 投资有限公司）、Dawn State Limited（Dawn State 有限公司）、Eastern Profit Corporation Limited（Eastern Profit 公司有限公司）、Elite Well Global Limited（Elite Well 全球有限公司）、Empire Growth Holdings（Empire Growth 控股公司）、G Club Operations LLC（G Club 运营有限责任公司）、G Fashion LLC（G Fashion 有限责任公司）、G News LLC（G News 有限责任公司）、GETTR USA（GETTR 美国）、Genever Holdings Corporation（Genever 控股公司）、Genever Holdings LLC（Genever 控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION 媒体集团公司）、GFNY, Inc.（GFNY 公司）、Globalist International Limited（Globalist International 有限公司）、GNews Media Group Inc.（GNews 媒体集团公司）、Golden Spring (New York) Ltd.（Golden Spring〈纽约〉有限公司）、Greenwich Land LLC（Greenwich Land 有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV 媒体集团公司）、Hamilton Capital Holdings Inc.（Hamilton Capital 控股公司）、Head Win Group Limited（Head Win 集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA) Limited LLC（HK International Funds Investments〈美国〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（Infinite Increase 有限公司）、Infinitum Developments Limited（Infinitum 开发有限公司）、Insight Phoenix Fund（Insight Phoenix 基金）、Lamp Capital LLC（Lamp Capital 有限责任公司）、Leading Shine Limited（Leading Shine 有限公司）、Leading Shine NY Limited（Leading Shine NY 有限公司）、Long Gate Limited（Long Gate 有限公司）、Next Tycoon Investments Limited（Next Tycoon Investments 有限公司）、New Federal State of China（中国新联邦国，亦称 NFSC）、Noble Fame Global Limited（Noble Fame Global 有限公司）、Rosy Acme Ventures Limited（Rosy Acme Ventures 有限公司）、Rule of Law Foundation III, Inc.（法治基金会 III 公司）、Rule of Law Foundation IV, Inc.（法治基金会 IV 公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会 IV 公司）、G-Translators PTY LTD（G-Translators 私人有限公司）、Saraca Media Group, Inc.（Saraca 媒体集团公司）、Shiny Ace Ltd.（Shiny Ace 有限公司）、Shiny Times Holdings Ltd.（Shiny Times 控股有限公司）、Spirit Charter Investment Limited（Spirit Charter Investment 有限公司）、Stevenson, Wong & Co.（Stevenson, Wong & Co.）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（Well Origin 有限公司）、World Century Limited（World Century 有限公司）、Worldwide Opportunity Holdings Limited（Worldwide Opportunity 控股有限公司）、Whitecroft Shore Limited（Whitecroft Shore 有限公司）及 ZIBA Limited（ZIBA 有限公司）。\n\n9. “包括”或其任何变体，意指“包括但不限于”。\n\n10. “和”及“或”意指“和/或”，并应同时按合取及析取方式解释，以最大限度扩大其范围。\n\n11. “任何”“所有”及“每一”均意指“每一个及所有”。\n\n12. “每一”及“每个”均意指“每一个及所有”。\n\n13. “第三方”系指除您本人以外的个人或实体。\n\n14. “转让”应具有《破产法典》第 101(54) 条赋予其的含义。\n\n15. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，包括但不限于任何种类、类型、性质或描述的、现由或曾由您占有、保管或控制的每一份书面、记录或图形资料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、信函、备忘录、磁带、速记或手写笔记、任何种类的书面表格、图表、蓝图、绘图、草图、曲线图、计划、文章、规格说明、日记、信件、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、账簿、笔记本、日程表、透明胶片、录音制品、目录、广告、宣传材料、胶片、录像带、录音带、CD、计算机磁盘、小册子、宣传册、穿孔卡、工时单、推文、社交媒体帖文或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；还包括但不限于上述任何资料的草稿或副本，如其中载有原始文件中未见的任何种类的笔记、评论或标记，或其在其他方面与原始文件并不相同。\n\n16. “个人”系指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、委员会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与……有关、支持、有利于、反对、强化、削弱、位于、结合……考虑、对……有影响、证明、表明、报告、记录、暗指、答复、与……相连、评论、就……而言、有关、与……相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. 就任何特定事项而言，“与……有关”“涉及”或“相关”系指，包括但不限于，构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定事项相关的任何文件。\n\n20. “通信”系指以最广泛的可能含义且不限于此的任何信息或知识传递（以事实、观念、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面形式，还是通过电子传输设备进行，并包括但不限于所有信函、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电话传真、传真副本、电传、即时消息、聊天信息、短信、在留言板或群聊中的帖文、社交媒体帖文、推文、上传至任何视频平台的视频、电话记录或内部传送或与第三方传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人财产、债务人家属或关联实体的任何收入或资产有关的所有文件。\n\n2. 与债务人、债务人家属的任何成员和/或任何关联实体的任何委托协议有关的所有文件，包括该等委托协议的副本。\n\n3. 与因您代表债务人、债务人家属或关联实体而向您支付任何预付费用有关的所有文件，包括足以识别该预付费用金额及其来源的文件。\n\n4. 与由您从债务人、债务人家属、家族关联实体或关联实体处或代表其收取，并存入托管账户或客户信托账户的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家属或关联实体向您支付或为其利益向您支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人所负义务有关的所有文件，包括但不限于与任何避免支付该等义务的努力有关的所有文件，以及与本次或任何其他实际或潜在破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级职员及董事、业务目的，以及其与债务人、债务人家属的任何成员或任何关联个人之间关系有关的文件。\n\n8. 与一方为债务人或债务人家属，另一方为关联实体而由、与或代表该等各方进行的任何投资或商业交易有关的所有文件。\n\n9. 与债务人、债务人财产、债务人家属或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质及价值；债务人、债务人财产、债务人家属或关联实体因该等权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 有关 Lady May（梅夫人号）；Sherry Netherland Hotel / Condominium（Sherry Netherland 酒店／公寓）；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅房产；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd. 的住宅房产；位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅房产；以及债务人或债务人财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与据称由债务人（作为受托人）、Genever Holdings Corporation（Genever控股公司）和 Genever Holdings LLC（Genever控股有限责任公司）于 February 17, 2015 订立、以 Bravo Luck Limited（好运有限公司）为受益人的《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为 T7-GQM 的航空器，以及任何其他在 San Marino（圣马力诺）登记的航空器，包括但不限于所有登记文件副本，以及显示该等航空器所执行航班及该等航班机上人员的飞行舱单。\n\n13. 与债务人、债务人家属或关联实体于 July 2020 前后或任何其他时间就原油期货或任何类似商品所作任何投资或交易有关的所有文件，包括但不限于就任何该等投资或交易与 Jiang Yunfu Be（姜云福贝）进行的通信往来。\n案件 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 226 页，共 311 页\n\n14. 您与债务人、债务人家属或任何关联个人、代理人、雇员或其他代表债务人行事的个人中任一方之间，就与债务人、债务人财产、债务人家属或关联实体有关的任何转让、投资或其他交易或商业往来所进行的全部通信往来。\n\n15. 有关由债务人、债务人财产、债务人家属或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托何时设立、由何人设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家属或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、授信、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与任何地方、州、联邦或国际机构前的任何诉讼有关的文件，无论该机构为行政机构、法院、审裁小组或替代性争议解决实体。\n\n18. 与向债务人、债务人财产、债务人家属或任何关联实体提供或从其获得的任何贷款或授信，或就此提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其偿还条款、陈述与保证以及利率；及 (ii) 贷款付款的所有证据。\n案件 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 227 页，共 311 页\n\n19. 与债务人使用属于、由债务人家属、关联实体或关联个人控制，或其全部或部分所有权由其持有的任何资产有关的所有文件。\n\n20. 有关债务人、债务人财产、债务人家属、关联实体或关联个人的任何资产负债表、银行对账单、账户结单、财务报表、账户报表、电汇指示和／或确认书、资金证明、存款证、持有证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何主体作出的所有转让的全部文件。\n\n21. 与将任何关联实体（包括 Bravo Luck Limited（好运有限公司））的资产质押给任何其他实体有关的所有文件。\n\n案件 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 228 页，共\n\nB2540（表格 2540－规则 2004 审查传票）（第 2 页） 311\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不得向法院提交。）\n\n于（日期）\n__________ 本人收到为（个人姓名及职务，如有）：______________________________________________ 发出的本传票。\n本人已按如下方式向被点名之人送达传票副本：____________________________________\n__________________________________ 于（日期）___________________；或 ___________________________________________________________________________________________________\n本人因以下原因未执行而退回传票：____________________________________________________________\n\n本人差旅费为 \\$ _________，服务费为 \\$_________ 除非本传票系代表 United States（美国）或其官员或代理人签发，本人亦已向\n提供出席一日的证人费用及法律允许的里程费，金额为 \\$ _______________________。\n服务费用合计为 \\$_________\n本人谨以伪证罪处罚为担保，声明该等信息真实且正确。 \n日期：_______________ ________________________________________________\n送达人员签名\n\n送达人员地址\n\n关于尝试送达等事项的补充信息：\nFederal Rule of Civil Procedure 45(c)、(d)、(e) 和 (g)（Effective 12/1/13）（经 Federal Rules of Bankruptcy Procedure（联邦破产程序规则）Rule 9016 适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令人员出席审判、听证或证言录取：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点的 100 英里范围内；或\n\n(B) 在该人员居住、受雇或经常亲自从事商业活动所在州内，如该人员\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人员居住、受雇或经常亲自从事商业活动地点的 100 英里范围内的地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对该场所进行检查。\n(d) 保护受传票约束的人员；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免给受传票约束的人员造成不当负担或费用。要求履行的地区法院必须执行此项义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括收入损失和合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无须出庭。被命令提交文件、电子存储信息或有形物品，或准许检查场所的人员，无须亲自到提交或检查地点出庭，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查的人员，可以就检查、复制、测试或抽样任何或全部材料，或检查场所，或以所要求的一种或多种形式提交电子存储信息，向传票中指定的当事人或律师送达书面异议。该异议必须在规定履行时间或传票送达后 14 日两者中较早者之前送达。如提出异议，适用下列规则：\n\n(i) 在任何时候，送达传票的当事人可在通知被命令人员后，向要求履行的地区法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依照该命令的指示要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员的人员免于承担因履行而产生的重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区法院必须撤销或修改符合下列情形的传票：\n\n(i) 未留出合理履行时间；(ii) 要求人员在超出\n\nRule 45(c) 规定的地理范围之外履行；\n\n(iii) 如不适用任何例外或豁免，要求披露享有特权或受其他保护的事项；或\n\n(iv) 使人员承担不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人员，经动议，如传票要求：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，而该等意见或信息并非描述争议中的具体事件，且源于并非由当事人请求的该专家研究成果，\n\n要求履行的地区法院可以撤销或修改该传票。\n\n(C) 作为替代方案规定条件。在 Rule 45(d)(3)(B) 所述情形下，如送达传票的当事人：\n\n(i) 证明其对证言或材料有重大需要，且不造成不当困难便无法以其他方式满足该需要；并且\n\n(ii) 确保受传票人员将获得合理补偿，\n\n法院可以不撤销或修改传票，而是在规定条件下命令出庭或提交。\n(e) 答复传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。答复提交文件传票的人员必须按照文件在正常业务过程中保存的方式提交，或将其整理并标注，以对应请求中的类别。\n\n(B) 未规定电子存储信息提交形式。如传票未规定提交电子存储信息的形式，答复人员必须以其通常保存的一种或多种形式，或以合理可使用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。答复人员无须以一种以上形式提交相同的电子存储信息。\n\n(D) 不可访问的电子存储信息。答复人员无须对其认定因不当负担或费用而无法合理访问的来源中的电子存储信息提供证据开示。在请求强制证据开示或保护令的动议中，答复人员必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，若提出请求的一方在考虑 Rule 26(b)(2)(C) 的限制后证明有正当理由，法院仍可命令从该等来源进行证据开示。法院可为该证据开示规定条件。\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。基于该信息享有特权或作为审判准备材料受到保护而扣留被传唤信息的人员必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，能够使各方评估该主张的方式，描述被扣留文件、通信往来或有形物品的性质。\n\n（B）已出示的信息。若为回应传票而出示的信息受特权主张或审判准备材料保护主张的约束，提出该主张的人可以将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理步骤追回该信息；并可立即将该信息密封提交至须履行传票的地区法院，以裁定该主张。出示该信息的人必须保全该信息，直至该主张得到解决。\n\n（g）藐视法庭。须履行传票的地区法院——以及在动议被移送后，签发传票的法院——可认定已被送达但无充分理由不遵守传票或与之有关命令的人构成藐视法庭。\n\n有关查阅传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件 C-11\nB2540（表格 2540——根据 Rule 2004 进行审查的传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院）Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 231 of 311\n\n________________________________________________________________________________ 地区：________________________________________________________________________________ Connecticut（康涅狄格州）\n\n关于________________________________________________________________________________\n\n案号：________________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章节：________________ 11\n根据 Rule 2004 进行审查的传票\n致：_Paull, Weiss, Rifkind, Wharton & Garrison LLP（保罗·魏斯、里夫金德、沃顿与加里森律师事务所）________________________________________________________________________________\n\n（传票所指向之人的姓名）\n\n证言：兹命令你于下列载明的时间、日期和地点出席，根据 Federal Rules of Bankruptcy Procedure（联邦破产程序规则）Rule 2004 进行审查并作证。随附授权进行该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（保罗·黑斯廷斯律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将以如下方式记录：________________________________________________________________________________ 法庭记录员/速记员\n\n提交：你或你的代表还必须携带下列文件、电子存储信息或物品参加审查，并必须准许对该材料进行查验、复制、测试或抽样：\n见随附的《文件提交请求》。\n\n以下 Fed. R. Civ. P. 45 的规定，经 Fed. R. Bankr. P. 9016 适用于破产案件，现随附于后——有关履行地点的 Rule 45(c)；有关你作为受传票约束之人的保护的 Rule 45(d)；以及有关你回应本传票之义务和不予回应的潜在后果的 Rule 45(e) 和 45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记官\n\n或\n\n____________________________ 书记官或副书记官签名 ____________________________ 律师签名 Patrick R. Linsey（ct29437）\n\n代表（当事人姓名）____________________________ 的律师姓名、地址、电子邮件地址和电话号码，其签发或请求本传票者为：Luc Despins（吕克·德斯平斯），第 11 章受托人\n\nPatrick R. Linsey, Esq.（帕特里克·R·林赛律师）；Neubert, Pepe & Monteith, P.C.（诺伯特、佩佩与蒙蒂斯律师事务所）；195 Church Street, New Haven, Connecticut 06510；plinsey@npmlaw.com；203-821-2000\n\n致签发或请求本传票之人的通知\n\n如本传票要求在审判前提交文件、电子存储信息或有形物品，或查验场所，则必须在向传票所指向之人送达前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提交请求\n\n一、指示\n\n1. 除非另有说明，下列文件请求（下称“请求”，各称“一项请求”）必须分别且具体地予以答复。每项请求均应作出完整答复，除非对其善意提出异议；如提出异议，则应如下文所述详细说明贵方异议的理由。如异议仅涉及一项请求的部分内容，或其中所含的某个词语、短语或条款，贵方仅须对该部分提出异议，并答复请求的其余部分。\n\n2. 电子存储信息必须依照下列指示提交：\n\n- a. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得含有嵌入空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。每张图像右下角必须标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个。Excel 电子表格应有一张以该文件 Bates 编号命名的占位图像。\n- b. 图像加载文件\n\t- a. Concordance® 数据文件。数据文件（.DAT）包含将加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期字段和时间字段必须为两个独立字段。如文件包含已成像的电子邮件及附件，则必须包含附件字段，以保留电子邮件与其附件之间的父项/子项关系。必须包含 OCRPATH 字段，以提供已提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于包含原生文件的文件，必须包含 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为以逗号分隔的文件，每行包含七个字段，并且数据库中的每张图像均应在交叉引用文件中对应一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n- c. 文件文本。文本必须作为独立文本文件提交，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包含在 .DAT 文件中。建议使用按 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹内，每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级提供。\n- d. 特定文件类型的原生提交。为完整理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。其中包括但不限于电子表格、类电子表格文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。提供一张带 Bates 编号的插页图像，表明原生文件的存在，并将原生文件路径作为字段包含在 .dat 文件中。提交的原生文件应以与该文件插页相对应的 Bates 编号命名。将原生文件归入名称递增的“NATIVE”目录中，并与图像目录分开。\n- e. 去重。对于存在完全重复件的每份电子文件，提交一份副本。对于电子邮件，依据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，依据整个文件的 MD5 哈希值合并重复件。\n- f. 元数据。以符合 Concordance 的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标明字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期字段和时间字段必须为两个独立字段。下列为必需元数据：\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 234 of 311\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件/电子邮件的第一个 Bates 编号\nLASTBATES EDC0000001 原生文件文件/电子邮件的最后一个 Bates 编号\n**对于单页文件，应填写 LASTBATES 字段\nATTACHRANGE EDC0000001\n- 父项文件第一页的 Bates 编号至最后一个附件“子项”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH EDC0000001 附件范围的第一个 Bates 编号\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\nCUSTODIAN Smith, John 电子邮件：该电子邮件所在的邮箱\n原生文件：该文件来源的个人或部门名称\nFROM John Smith 电子邮件：发件人\n原生文件：文件作者\n**多个条目应使用分号分隔\nTO Coffman, Janice; LeeW 收件人\n[mailto:LeeW@MSN.com] **多个条目应使用分号分隔\nCC Frank Thompson [mailto: 抄送收件人\nfrank_Thompson@cdt.com] **多个条目应使用分号分隔\nBCC John Cain 密送收件人\n**多个条目应使用分号分隔\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行；原生文件：文件标题（如有）\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件的名称，包括扩展名\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/ 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所在时区\nTIME_ZONE\n\nTIME_ZONE GMT 在转换期间电子邮件被标准化所在的时区。\n\nLINK >EDC0000001.msg 电子邮件或原生文件文件的超链接\n**链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN MSG 代表电子邮件或原生文件的文件类型扩展名\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文件创建日期\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 235 of 311\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n\n原生字段：文档创建时间\n**此数据必须为单独字段，且不得\n与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生字段：文档最后修改日期\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生字段：文档最后修改时间\n**此数据必须为单独字段，且不得\n与 DATE_MOD 字段合并\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生字段：文档最后访问日期\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生字段：文档最后访问时间\n**此数据必须为单独字段，且不得\n与 DATE_ACCESSD 字段合并\nFILE_SIZE 5,952 原生文件文档/电子邮件的大小（KB）\nPGCOUNT 1 原生文件文档/电子邮件中的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生字段：存储原生文件文档的路径，\n包括原始文件名。\nINTFILEPATH Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，\nItems\\Board Meeting 包括原始文件名。\nMinutes.msg 原生字段：（空）\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一邮件\nID 原生字段：（空）\ncb8306d1@MSN>\nMD5HASH d131dd02c5e6eec4693d9a0 文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH TEXT/001/EDC0000001.txt 提取自原生文件的文本路径\n\n3. 每项请求均独立适用并应独立解释，除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按照其在正常业务过程中保存的方式提供，或者应予以整理和标注，以对应本请求中的类别。\n\n5. 本文所载每项请求均延伸至所有文件：（a）由贵方占有、保管或控制的；或（b）由任何代表贵方行事之人占有、保管或控制的，\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 236 页，共 311 页\n\n包括贵方的律师或其他代表及顾问。每份文件均应完整提供。\n\n6. 如要求贵方提供一份已不再由贵方占有、保管或控制的文件，则贵方的答复必须：（a）详细说明该文件的性质及其内容；（b）确认编制或撰写该文件之人士（如适用，亦确认该文件送达的人士）；（c）确认该文件编制或创建的日期；（d）说明该文件是否（i）遗失或丢失，（ii）已被销毁，（iii）已自愿或非自愿地转移给他人，或（iv）以其他方式处置；（e）说明该处置的理由以及有关事实和情形；（f）确认授权该处置的人士；（g）确认该处置的日期或大致日期；（h）说明该文件最近一次由贵方占有、保管或控制的时间；以及（i）确认目前占有、保管或控制该文件的人士（如有）。\n\n7. 如要求贵方提供一份已被销毁的文件，则除前述指示所要求的信息外，贵方的答复还必须说明：（a）销毁该文件的理由；（b）销毁该文件之人士的身份；以及（c）指示销毁该文件之人士的身份。\n\n8. 如贵方主张所请求的文件享有特权或属于律师工作成果，则贵方的答复必须：（a）说明（i）足以支持贵方关于该文件享有特权之主张的文件描述，（ii）文件标题，（iii）文件日期，（iv）文件作者，（v）文件收件人，（vi）收到或阅览该文件原件或任何草稿、副本或复制件的每一人士的身份，（vii）该文件本身或该文件所载或提及的任何信息是否由任何其他人士占有、保管或控制；如是，则确认该等人士的身份，\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 237 页，共 311 页\n\n以及说明该等信息如何进入其占有范围，（viii）据以扣留该文件的特权主张，以及（ix）贵方将据以支持该等特权主张的所有情形；以及（b）根据 D. Conn. L. Civ. R. 26(e)，就每份基于特权主张而被扣留的文件，提供一份载有本指示第（a）部分所要求全部信息的特权清单。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供答复性文件。\n\n9. 如一份原本具有答复性的文件中有一部分含有受特权主张约束的信息，则仅应按照上述指示从该文件中删除或遮蔽受该特权主张约束的部分，其余部分应予提供。\n\n10. 本请求具有持续性。现指示贵方：（a）一旦得知先前答复不完整或不正确，应立即补充或更正任何其后得知不完整或不正确的答复；以及（b）提供根据下列规定所要求的任何补充文件\n\n11. 如文件使用英语以外的语言，贵方应提供该文件。如文件使用英语以外的语言，且存在英文译本，贵方应同时提供两份文件。\n\n12. 对实体的一切提及均包括其所有关联方。\n\n13. 对个人姓名的一切提及均包括所有其他名称、化名或昵称。\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 238 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. （a）任何单数名词的使用应解释为包括复数，反之亦然；以及（b）任何时态动词的使用应解释为该动词在所有其他时态下的使用。\n\n16. （a）“and”和“or”应视必要情况分别作连词性或选择性解释，以将原本可能被解释为在任何请求范围之外的所有答复纳入该请求范围；以及（b）“each”和“any”应视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于文件请求。此外，本文件请求中所使用的下列术语具有如下含义：\n\n1. “You”、“Your”或“Yourself”系指 Paul, Weiss, Rifkind, Wharton & Garrison LLP（宝维斯律师事务所），以及其任何雇员、代理人、律师、顾问或任何代表其行事之人。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 239 页，共 311 页\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他化名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女及债务人声称的妻子，以及与债务人具有任何其他亲属关系之人。\n\n7. “Associated Individuals”单独及统称指所有符合以下情形的个人：（1）持有、控制、保管或对债务人或债务人家族拥有、控制或享有的资产具有酌处权；或（2）曾为一家或多家关联实体的雇员、董事，或以其他方式与其有关联；并包括前述任何人士各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波达斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅利莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿雷图萨·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·默丘里奥）、Eduardo Eurnekian（爱德华多·尤尔内基安）、Han Chunguang（韩春光）（又名 韩春光）、Qu Guojiao（屈国姣）（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）（又名 郭丽杰）、Zhang Wei（张伟）（又名 张伟*）、Lihong Wei Lafrenz（魏丽红）（又名 Sara Wei、魏丽红）、Hao Haidong（郝海东）（又名 郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅利莎·门德斯）、Ya Li（李娅）\n\n（又名 李娅）、Dinggang Wang（王定刚）（又名 王定刚）、An Hong（安红）（又名 安红）、Yvette Wang（王雁平）（又名 Yanping\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 240 页，共 311 页\n\nWang、Yan Ping Wang、王雁平）、Fiona Yu（余菲奥娜）、Je Kin Ming（余建明）（又名 William Je、Yu Jianming、余建明\n\n）、Yaz Qingua（亚兹·青瓦）及 Lao Jiang（姜云浮）（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “Associated Entities”单独及统称指所有符合以下情形的任何类型组织或实体：（1）曾由债务人或债务人家族拥有、控制或投资；或（2）对债务人或债务人家族拥有、控制或享有的任何资产直接或间接拥有权益；并包括前述任何实体各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联实体包括但不限于：7 Nod Hill LLC（7诺德山有限责任公司）、AAGV Limited（AAGV有限公司）、ACA Investment Management Limited（ACA投资管理有限公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法全球创投有限公司）、Alfonso Global Limited（阿方索全球有限公司）、Allied Capital Global Limited（联合资本全球有限公司）、Alpine Fiduciaries SA（阿尔卑斯受托人股份公司）、Anton Development Limited（安东开发有限公司）、Assets Sino Limited（中资资产有限公司）、Auspicious Coast Limited（吉祥海岸有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京鼎峰控股有限公司）、Bravo Luck Limited（好运有限公司）、BSA Strategic Fund I（BSA战略基金I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（克兰咨询集团有限责任公司）、Creative Apex Investments Limited（创意顶峰投资有限公司）、Crystal Breeze Investments Limited（水晶微风投资有限公司）、Dawn State Limited（黎明州有限公司）、Eastern Profit Corporation Limited（东方利润有限公司）、Elite Well Global Limited（精英环球有限公司）、Empire Growth Holdings（帝国增长控股）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Fashion LLC（G时尚有限责任公司）、G News LLC（G新闻有限责任公司）、GETTR USA（GETTR美国）、Genever Holdings Corporation（Genever控股公司）、Genever Holdings LLC（Genever控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION媒体集团公司）、GFNY, Inc.（GFNY公司）、Globalist International Limited（环球主义者国际有限公司）、GNews Media Group Inc.（GNews媒体集团公司）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Greenwich Land LLC（格林尼治地产有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV媒体集团公司）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Head Win Group Limited（领赢集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监管组织）、HK International Funds Investments (USA)\n案号 22-50073 文件 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 241 页，共 311 页\n\nLimited LLC（香港国际基金投资〈美国〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（无限增长有限公司）、Infinitum Developments Limited（无限发展有限公司）、Insight Phoenix Fund（洞察凤凰基金）、Lamp Capital LLC（蓝普资本有限责任公司）、Leading Shine Limited（领耀有限公司）、Leading Shine NY Limited（领耀纽约有限公司）、Long Gate Limited（长门有限公司）、Next Tycoon Investments Limited（下一大亨投资有限公司）、New Federal State of China（中国新联邦国）（又名 NFSC）、Noble Fame Global Limited（高贵名望环球有限公司）、Rosy Acme Ventures Limited（玫瑰顶峰创投有限公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Foundation IV, Inc.（法治基金会IV公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会IV公司）、G-Translators PTY LTD（G-翻译者有限公司）、Saraca Media Group, Inc.（娑罗媒体集团公司）、Shiny Ace Ltd.（闪耀王牌有限公司）、Shiny Times Holdings Ltd.（闪耀时代控股有限公司）、Spirit Charter Investment Limited（精神宪章投资有限公司）、Stevenson, Wong & Co.（史蒂文森、黄律师事务所）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（良好起源有限公司）、World Century Limited（世界世纪有限公司）、Worldwide Opportunity Holdings Limited（全球机遇控股有限公司）、Whitecroft Shore Limited（怀特克罗夫特海岸有限公司）及 ZIBA Limited（ZIBA有限公司）。\n\n9. “Including”或其任何变体意为“包括但不限于”。\n\n10. “和”与“或”意为“和/或”，并应分别作合取及析取解释，以最大限度扩大其范围。\n\n11. “任何”及“所有”以及“每一”均意为“每一及全部”。\n\n12. “每一”及“每个”均意为“每一及全部”。\n\n13. “第三方”系指除你方以外的个人或实体。\n\n14. “转让”应具有 Bankruptcy Code（《破产法典》）section 101(54) 所赋予的含义。\n\n15. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于目前或曾经由你方占有、保管或控制的任何种类、类型、性质或描述的每一份书面、记录或图形材料，包括电子邮件、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格的所有打印副本和电子副本，\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 242 of 311\n\n图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、书籍、分类账、笔记本、日程表、透明胶片、录音、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、小册子、宣传册、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论以有形或电子形式）、记录、制作或复制；还包括但不限于上述任何材料的草稿或副本，该等草稿或副本载有原始文件中未见的任何种类笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\n16. “个人”系指自然人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、组成、提及、与之相关、支持、赞成、反对、强化、减损、位于其中、结合其考虑、对其有影响、证明、表明、报告、记录、暗示、答复、\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 243 of 311\n\n与之相连、评论、就其而言、有关、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. “与……有关”、“涉及”或“相关”，在提及任何特定事项时，系指但不限于构成、组成、涉及、包含、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所确定特定事项相关的任何文件。\n\n20. “通信”系指在最广泛可能意义上且不限于任何信息或知识的传递（以事实、观点、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面形式，还是通过电子传输设备进行，并包括但不限于所有函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传、即时消息、聊天记录、短信、在留言板或群聊中的发布内容、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方之间传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产及动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船只、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人财产、债务人家庭成员或关联实体的任何收入或资产有关的所有文件。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 244 of 311\n\n2. 与债务人、债务人任何家庭成员和/或任何关联实体之间的任何聘用函有关的所有文件，包括该等聘用函的副本。\n\n3. 与你方基于代表债务人、债务人家庭成员或关联实体而收取任何预付聘用费有关的所有文件，包括足以识别该预付聘用费金额及其来源的文件。\n\n4. 与你方从债务人、债务人家庭成员、家庭关联实体或关联实体处或代表其收取，并存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向你方支付或为其利益向你方支付的任何款项之金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何避免支付该等义务的行为有关的所有文件，以及与本次或任何其他实际或潜在破产或类似无力偿债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级职员及董事、经营目的，以及其与债务人、债务人任何家庭成员或任何关联个人之间关系有关的文件。\n\n8. 与一方为债务人或债务人家庭成员、另一方为关联实体所进行的任何投资或商业交易有关的所有文件。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 245 of 311\n\n9. 与债务人、债务人财产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该等权益或投资的性质及价值；债务人、债务人财产、债务人家庭成员或关联实体因该等权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 与 Lady May（“Lady May”号游艇）、Sherry Netherland Hotel / Condominium（雪莉·荷兰酒店／共管公寓）、位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅房产、位于 Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd. 的住宅房产、位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅房产，以及债务人或债务人财产在任何关联实体中拥有的任何财务权益有关的所有文件。\n\n11. 与债务人以受托人身份、Genever Holdings Corporation（Genever控股公司）及 Genever Holdings LLC（Genever控股有限责任公司）于 February 17, 2015 为受益人 Bravo Luck Limited（Bravo Luck有限公司）订立的据称为《信托声明及协议》的文件有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为 T7-GQM 的航空器及在 San Marino（圣马力诺）登记的任何其他航空器，包括但不限于所有登记文件副本及显示该等航空器所执行航班和该等航班机上人员的飞行清单。\n\n13. 与债务人、债务人家庭成员或关联实体于 July 2020 前后或任何其他时间进行的任何原油期货或任何类似商品投资或交易有关的所有文件，包括但不限于与 Jiang Yunfu Be（江云福贝）就任何该等投资或交易进行的通信。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 246 of 311\n\n14. 你方与债务人、债务人家庭成员，或任何关联个人、代理人、雇员或代表债务人行事的其他个人之间，就与债务人、债务人财产、债务人家庭成员或关联实体有关的任何转让、投资或其他交易或商业往来所进行的所有通信。\n\n15. 与由债务人、债务人财产、债务人家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书有关的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭成员或任何关联实体的任何出售、取得、处置、购买、投资、出资、赠与、授信、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构——无论该机构为行政机关、法院、合议庭或替代性争议解决实体——面前进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人财产、债务人家庭成员或任何关联实体提供或由其提供的任何贷款或授信，或对此提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其还款条款、陈述与保证及利率；以及 (ii) 该等贷款付款的全部证据。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 247 of 311\n\n19. 与债务人使用属于、由……控制，或由债务人家庭成员、关联实体或关联个人完全或部分持有所有权的任何资产有关的所有文件。\n\n20. 与债务人、债务人财产、债务人家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示和/或确认、资金证明、存款证明、持仓证明、投资组合摘要或类似文件有关的所有文件，包括但不限于足以显示向上述任何主体进行的全部转让的所有文件。\n\n21. 与任何关联实体（包括 Bravo Luck Limited（Bravo Luck有限公司））向任何其他实体质押资产有关的所有文件。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 248 of\n\nB2540（Form 2540 – Rule 2004 Examination 传票）（第 2 页） 311\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n于（日期）\n__________ 本人收到向以下个人（姓名及职务，如有）发出的本传票：______________________________________________\n本人通过向被指定人送达副本的方式送达本传票，\n具体如下：____________________________________\n__________________________________ 于（日期）___________________；或 ___________________________________________________________________________________________________\n本人因下列原因未执行传票即予退回：____________________________________________________________\n\n我的费用为差旅费 $ _________ 及服务费 $_________，合计 $_________。除非该传票系代表 United States（美国）或其官员或代理人签发，我还已向证人支付出席一天的费用及法律允许的里程费，金额为 $ _______________________。\n\n我在伪证处罚的约束下声明，该等信息真实、正确。\n\n日期：_______________ ________________________________________________\n送达人员签名\n\n送达人员地址\n\n关于尝试送达等事项的附加信息：\n\nFederal Rules of Civil Procedure（联邦民事诉讼规则）第 45(c)、(d)、(e) 和 (g) 条（Effective 12/1/13）（经 Federal Rules of Bankruptcy Procedure（联邦破产程序规则）第 9016 条适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按以下方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点的 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自办理业务所在州内，如该人\n\n(i) 是当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判，且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自办理业务地点的 100 英里范围内某地点提交文件、电子存储信息或物品；以及\n\n(B) 在拟检查的不动产所在地检查该不动产。\n\n(d) 对受传票约束人员的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师，必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行义务地区的法院必须执行该义务，并对未遵守该义务的当事人或律师施加适当制裁，其中可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或允许检查。\n\n(A) 无须出席。被命令提交文件、电子存储信息或有形物品，或允许检查不动产的人，无须亲自到提交或检查地点出席，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或允许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查不动产，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在指定履行时间或传票送达后 14 天两者中较早者之前送达。如提出异议，适用下列规则：\n\n(i) 经通知被命令人后，送达传票的当事人可随时向要求履行义务地区的法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可依命令所指示的方式要求实施该等行为，且该命令必须保护并非当事人或当事人高级职员的人免于因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行义务地区的法院必须撤销或修改符合下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在超出第 45(c) 条规定的地域限制范围外履行；\n\n(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或豁免；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，经动议，要求履行义务地区的法院可以撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并未描述争议中的具体事件，且源自该专家未经当事人请求而进行的研究。\n\n(C) 以规定条件作为替代。在第 45(d)(3)(B) 条所述情形下，如送达传票的当事人：\n\n(i) 证明对该证言或材料具有重大需要，且如不遭受不当困难则无法以其他方式满足该需要；并且\n\n(ii) 确保受传票人将获得合理补偿，\n\n法院可以不撤销或修改传票，而命令在规定条件下出席或提交。\n\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应要求提交文件的传票的人，必须按该等文件在日常业务过程中保存的方式提交，或者必须按请求中所列类别对其进行整理和标记。\n\n(B) 未规定电子存储信息的提交形式。如传票未规定电子存储信息的提交形式，回应人必须以其通常保存的一种或多种形式，或以一种或多种合理可用的形式提交该等信息。\n\n(C) 电子存储信息仅以一种形式提交。回应人无须以一种以上形式提交同一电子存储信息。\n\n(D) 无法合理获取的电子存储信息。对于回应人确认因不当负担或费用而无法合理获取的来源中的电子存储信息，回应人无须提供证据开示。对于强制证据开示的动议或保护令动议，回应人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院在考虑第 26(b)(2)(C) 条的限制后，如请求方证明有正当理由，仍可命令从该等来源进行证据开示。法院可以规定该证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 扣留的信息。以该等信息享有特权或作为审判准备材料受到保护为由扣留传票所要求信息的人，必须：\n\n(i) 明确提出该主张；并且\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，能够使当事人评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已提交的信息。如为回应传票而提交的信息受到特权主张或作为审判准备材料受保护的主张约束，提出该主张的人可以将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并且可立即将该信息密封提交给要求履行义务地区的法院，以裁定该主张。提交该信息的人必须在该主张得到解决前保留该信息。\n\n(g) 藐视法庭。要求履行义务地区的法院——以及在动议被移送后，签发传票的法院——可以认定已被送达但无充分理由不遵守传票或与其有关命令的人构成藐视法庭。\n\n欲获取传票材料，请参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n证据附件 C-12\n\nB2540（表格 2540－第 2004 条审查传票）（12/15）UNITED STATES BANKRUPTCY COURT（美国破产法院）Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 251 of 311\n\n________________________________________________________ District of ________________________________________________ Connecticut（康涅狄格地区）\n\n关于 _______________________________________________________\n\n案号：________________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n第 __________________ 章 11\n\n第 2004 条审查传票\n\n致：_Phillips Nizer LLP（菲利普斯·尼泽律师事务所）________________________________________________________________________________________\n\n（传票所指向之人的姓名）\n\n证言：兹命令你于下列规定的时间、日期和地点出席，根据 Federal Rules of Bankruptcy Procedure（联邦破产程序规则）第 2004 条进行审查并作证。随附授权该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（普衡律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将通过以下方式记录：________________________________________________________________________________ 法庭记录员／速记员\n\n提交：你或你的代表还必须携带下列文件、电子存储信息或物品参加审查，并必须允许检查、复制、测试或抽样该等材料：\n\n见随附的文件提交请求。\n\n下列 Fed. R. Civ. P. 45 条款经 Fed. R. Bankr. P. 9016 适用于破产案件，现随附于后——第 45(c) 条，关于履行地点；第 45(d) 条，关于你作为受传票约束人员所受的保护；以及第 45(e) 和 45(g) 条，关于你回应本传票的义务及未履行该义务的潜在后果。\n\n日期：__________________ August __, 2022\n\n法院书记员\n\n或\n\n________________________ ________________________\n\n书记员或副书记员签名 律师签名\n\nPatrick R. Linsey（ct29437）\n\n签发或请求本传票并代表（当事人名称）________________________________________ 的律师的姓名、地址、电子邮箱地址和电话号码为：Luc Despins（Luc Despins），第 11 章受托人\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.; 195 Church Street, New Haven, Connecticut 06510 plinsey@npmlaw.com; 203-821-2000\n\n致签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查不动产，则必须在向传票所指向之人送达前，向每一当事人送达通知及本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提交请求\n\n一、说明\n\n1. 除非另有说明，下文所列文件请求（“请求”，每一项称为“一项请求”）必须分别且具体地作出回应。除非善意提出异议，否则必须对每项请求作出完整答复；如提出异议，则必须如下文所述详细说明你提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某个词语、短语或条款，你仅须说明你对该部分的异议，并回应其余请求。\n\n2. 电子存储信息必须依照下列说明提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每张图像右下角必须加注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个文件。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将被加载到 Concordance® 数据库中的所有字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。如果文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所提供存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于含有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为以逗号分隔的文件，每行由七个字段组成，数据库中的每一张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提供，而非作为 .DAT 文件内的字段提供。文本文件的完整路径（OCRPATH）应包含于 .DAT 文件中。建议提供按 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个文件。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级提供。\n\nd. 某些文件类型的原生格式提供。为完整理解其内容和含义而合理地需要以原生格式查看的文件类型，必须以原生格式提供。这些文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件以及音频/视频文件。应提供一张带有 Bates 编号的分隔页图像，以表明存在原生文件，并在 .dat 文件中将原生文件路径作为字段列入。所提供的原生文件应以与该文件分隔页相对应的 Bates 编号命名。原生文件应归入按递增方式命名的 “NATIVE” 目录中，并与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文件，仅提供一份副本。对于电子邮件，应基于由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应基于整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。应以符合 Concordance 要求的加载文件（.dat）形式提供每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）。\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个单独字段。以下列出所需元数据：\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 254 of 311\n\n字段名称 样本数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件/电子邮件的首个 Bates 编号\nLASTBATES EDC0000001 原生文件文件/电子邮件的最后一个 Bates 编号\nLASTBATES 字段应针对单页予以填充\nATTACHRANGE EDC0000001\n- 父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\nBEGATTACH EDC0000001 附件范围的首个 Bates 编号\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\nCUSTODIAN Smith, John（约翰·史密斯） 电子邮件：该电子邮件所在的邮箱\n原生文件：该文件来源的个人或部门名称\nFROM John Smith（约翰·史密斯） 电子邮件：发件人\n原生文件：文件作者\n应使用分号分隔多个条目\nTO Coffman, Janice（珍妮丝·科夫曼）; LeeW\n[mailto:LeeW@MSN.com] 收件人\n应使用分号分隔多个条目\nCC Frank Thompson（弗兰克·汤普森） [mailto:\nfrank_Thompson@cdt.com] 抄送收件人\n应使用分号分隔多个条目\nBCC John Cain（约翰·凯恩） 密送收件人\n应使用分号分隔多个条目\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行；原生文件：文件标题（如有）\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件名称，包括扩展名\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/\nTIME_ZONE 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所采用时区中的时间\nTIME_ZONE GMT 在转换过程中电子邮件被标准化所采用的时区。\nLINK >EDC0000001.msg 电子邮件或原生文件文件的超链接\n所链接文件必须按 FIRSTBATES 编号命名\nFILE_EXTEN MSG 代表电子邮件或原生文件的文件类型扩展名\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文件作者\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文件创建日期\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 255 of 311\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为单独字段，不得与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为单独字段，不得与 DATE_MOD 字段合并\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文件最后访问日期\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为单独字段，不得与 DATE_ACCESSD 字段合并\nFILE_SIZE 5,952 原生文件文件/电子邮件的大小，以 KB 计\nPGCOUNT 1 原生文件文件/电子邮件中的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：原生文件文件的存储路径，包括原始文件名。\nINTFILEPATH Personal Folders\\Deleted\nItems\\Board Meeting\nMinutes.msg 电子邮件：电子邮件的原始位置，包括原始文件名。\n原生文件：（空）\nINTMSGID <000805c2c71b\\$75977050\\$\ncb8306d1@MSN> 电子邮件：唯一消息 ID；原生文件：（空）\nMD5HASH d131dd02c5e6eec4693d9a0\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89 文件的 MD5 哈希值。\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每项请求均独立运作且应被独立解释；除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按其在正常业务过程中保存的方式提供，或者应整理并标记，以对应于本请求中的类别。\n\n5. 每项载于本文件中的请求均延伸至所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由任何代表您行事之人占有、保管或控制的文件，\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 256 of 311\n\n包括您的律师或其他代表和顾问。每份文件均应完整提供。\n\n6. 如要求您提供已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细描述该文件的性质及其内容；(b) 确认编制或撰写该文件的人员（以及，如适用，该文件被发送给的人员）；(c) 确认该文件编制或创建的日期；(d) 说明该文件是否：(i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 已以其他方式处置；(e) 说明该等处置的理由，以及围绕该等处置的事实和情形；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大致日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提供已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 该文件被销毁的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件受特权或律师工作成果保护，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件受特权保护之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或看到该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身或文件中所含或提及的任何信息是否由任何其他人员占有、保管或控制；如是，则确认该等人员身份，并说明该等信息如何进入其占有范围，(viii) 据以拒绝提供该文件的特权主张，以及 (ix) 您将据以支持该等特权主张的全部情形；以及 (b) 就每份基于特权主张而拒绝提供的文件，根据 D. Conn. L. Civ. R. 26(e)，制作一份特权日志，其中载明本指示第 (a) 部分所要求的全部信息。对于文件请求中未提出特权或工作成果主张的任何部分，应完整提供响应性文件。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 257 of 311\n\n9. 如原本具有响应性的文件的一部分包含受特权主张约束的信息，则仅应按照上述指示从该文件中删除或涂黑受特权主张约束的该部分，其余部分应予提供。\n\n10. 本请求具有持续性。特此指示您：(a) 一旦获知先前答复不完整或不正确，应立即补充或更正任何后来发现不完整或不正确的答复；以及 (b) 提供本请求所要求的任何其他文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的所有提述均包括其所有关联方。\n\n13. 对个人姓名的所有提及均包括所有其他名称、别名或昵称。\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 258 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至应提交文件请求答复之日止。\n\n二、解释规则\n\n15. (a) 任何单数名词的使用应解释为包括复数，反之亦然；以及 (b) 任何时态动词的使用应解释为包括该动词所有其他时态的使用。\n\n16. (a) “and”和“or”应视必要情况作连词或选择连词解释，以使任何请求的范围涵盖所有本可能被解释为不在其范围内的答复；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\n\n三、定义\n\n由 D. Conn. L. Civ. R. 26(c) 提供的定义，以及经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(d) 提供的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有以下含义：\n\n1. “You”或“Your”或“Yourself”系指 Phillips Nizer LLP（菲利普斯·尼泽律师事务所），以及其任何雇员、代理人、律师、顾问，或任何代表其行事的人员。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（a/k/a Miles Kwok, Miles Guo, Guo Wengui, Guo Haoyun, 郭文贵, or any other alias），以及其雇员、代理人、律师、顾问，或任何代表其行事的人员。\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 259 页，共 311 页\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（a/k/a Mileson Kwok, 郭强, or any other alias），以及其雇员、代理人、律师、顾问，或任何代表其行事的人员。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（a/k/a Mei Gui, 郭美, or any other alias），以及其雇员、代理人、律师、顾问，或任何代表其行事的人员。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（a/k/a Hing Chi Ng, Yue Qingzhi, 岳庆芝, or any other alias），以及其雇员、代理人、律师、顾问，或任何代表其行事的人员。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女及债务人的自称妻子，以及与债务人存在其他亲属关系的任何人员。\n\n7. “Associated Individuals”单独及合称指所有符合以下情形的个人：(1) 持有、控制、保管债务人或债务人家庭拥有、控制或享有的资产，或对该等资产拥有酌情决定权；或 (2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与其有关联，以及上述任何人员各自的雇员、代理人、律师、顾问，或任何代表上述任何人员行事的人员。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波达斯基）、Jason Miller（杰森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅利莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿瑞图莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（詹妮弗·默丘里奥）、Eduardo Eurnekian（爱德华多·厄内基安）、Han Chunguang（韩春光）（a/k/a 韩春光）、Qu Guojiao（屈国姣）（a/k/a Qu Guo Jiao, 屈国姣）、Guo Lijie（郭丽杰）（a/k/a 郭丽杰）、Zhang Wei（张伟）（a/k/a 张伟*）、Lihong Wei Lafrenz（魏丽红）（a/k/a Sara Wei, 魏丽红）、Hao Haidong（郝海东）（a/k/a 郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅利莎·门德斯）、Ya Li（李娅）\n\n（a/k/a 李娅）、Dinggang Wang（王定刚）（a/k/a 王定刚）、An Hong（安红）（a/k/a 安红）、Yvette Wang（王雁平）（a/k/a Yanping\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 260 页，共 311 页\n\nWang, Yan Ping Wang, 王雁平）、Fiona Yu（菲奥娜·余）、Je Kin Ming（余建明）（a/k/a William Je, Yu Jianming, 余建明\n\n）、Yaz Qingua（亚兹·青瓜）及 Lao Jiang（姜云浮）（a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮）。\n\n8. “Associated Entities”单独及合称指所有符合以下情形的任何类型组织或实体：(1) 曾由债务人或债务人家庭拥有、控制或投资；或 (2) 对债务人或债务人家庭拥有、控制或享有的任何资产直接或间接拥有权益，以及上述任何实体各自的雇员、代理人、律师、顾问，或任何代表上述任何实体行事的人员。该等关联实体包括但不限于：7 Nod Hill LLC（七诺德山有限责任公司）、AAGV Limited（AAGV有限公司）、ACA Investment Management Limited（ACA投资管理有限公司）、ACA Capital Group Limited（ACA资本集团有限公司）、Ace Decade Holdings Limited（艾斯十年控股有限公司）、AI Group Holdings Inc.（AI集团控股公司）、Alfa Global Ventures Limited（阿尔法全球创投有限公司）、Alfonso Global Limited（阿方索全球有限公司）、Allied Capital Global Limited（联合资本全球有限公司）、Alpine Fiduciaries SA（阿尔卑斯受托人股份公司）、Anton Development Limited（安东开发有限公司）、Assets Sino Limited（中资产有限公司）、Auspicious Coast Limited（吉祥海岸有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京泽尼思控股有限公司）、Bravo Luck Limited（好运有限公司）、BSA Strategic Fund I（BSA战略基金I）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（克兰咨询集团有限责任公司）、Creative Apex Investments Limited（创意顶峰投资有限公司）、Crystal Breeze Investments Limited（水晶微风投资有限公司）、Dawn State Limited（黎明州有限公司）、Eastern Profit Corporation Limited（东方利润有限公司）、Elite Well Global Limited（精英环球有限公司）、Empire Growth Holdings（帝国增长控股）、G Club Operations LLC（G俱乐部运营有限责任公司）、G Fashion LLC（G时尚有限责任公司）、G News LLC（G新闻有限责任公司）、GETTR USA（GETTR美国）、Genever Holdings Corporation（吉尼弗控股公司）、Genever Holdings LLC（吉尼弗控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION媒体集团公司）、GFNY, Inc.（GFNY公司）、Globalist International Limited（全球主义者国际有限公司）、GNews Media Group Inc.（GNews媒体集团公司）、Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司）、Greenwich Land LLC（格林尼治地产有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV媒体集团公司）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Head Win Group Limited（领先集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA)\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 261 页，共 311 页\n\nLimited LLC（香港国际基金投资〈美国〉有限责任公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（无限增长有限公司）、Infinitum Developments Limited（无限开发有限公司）、Insight Phoenix Fund（洞察凤凰基金）、Lamp Capital LLC（兰普资本有限责任公司）、Leading Shine Limited（领耀有限公司）、Leading Shine NY Limited（领耀纽约有限公司）、Long Gate Limited（长门有限公司）、Next Tycoon Investments Limited（下一个大亨投资有限公司）、New Federal State of China（中国新联邦国）（a/k/a NFSC）、Noble Fame Global Limited（显名全球有限公司）、Rosy Acme Ventures Limited（蔷薇顶点创投有限公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Foundation IV, Inc.（法治基金会IV公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会IV公司）、G-Translators PTY LTD（G翻译员有限公司）、Saraca Media Group, Inc.（萨拉卡媒体集团公司）、Shiny Ace Ltd.（闪耀王牌有限公司）、Shiny Times Holdings Ltd.（闪耀时代控股有限公司）、Spirit Charter Investment Limited（精神宪章投资有限公司）、Stevenson, Wong & Co.（史蒂文森、黄及公司）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（良源有限公司）、World Century Limited（世界世纪有限公司）、Worldwide Opportunity Holdings Limited（全球机会控股有限公司）、Whitecroft Shore Limited（白克罗夫特海岸有限公司）及 ZIBA Limited（ZIBA有限公司）。\n\n9. “Including”或其任何变体意为“包括但不限于”。\n\n10. “And”和“or”意为“and/or”，并应同时作连词及选择连词解释，以最大限度扩大其范围。\n\n11. “Any”、“all”和“each”意为“每一及每一者”。\n\n12. “Each”和“every”意为“每一及每一者”。\n\n13. “Third Party”指除您本人以外的个人或实体。\n\n14. “Transfer”应具有《Bankruptcy Code》第 101(54) 条赋予其的含义。\n\n15. “Document”指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于处于或曾处于您的占有、保管或控制之下的任何种类、类型、性质或描述的每一项书面、记录或图示材料，包括所有电子邮件的印刷及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 262 页，共 311 页\n\n图表、蓝图、图纸、草图、曲线图、计划、文章、规格说明书、日记、信件、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、持仓报告、摘要、索引、账簿、分类账、笔记本、附表、透明片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、Tweets、社交媒体帖子，或任何其他种类的书面或记录材料，以及其所有元数据；无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；还包括但不限于上述任何材料的草稿或副本，如其中包含原始文件中未载有的任何种类的注释、评论或标记，或以其他方式与原始文件不相同。\n\n16. “Person(s)”指个人、公司、独资企业、合伙企业、协会或任何其他实体。“Person”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “Entity”指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “Regarding”意为关于、描述、构成、提及、与之有关、支持、赞成、反对、加强、贬损、位于其中、结合考虑、与之相关、证明、表明、报告、记录、暗示、答复、\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 263 页，共 311 页\n\n与之相连、评论、就其而言、有关、与之相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. 当“Relating to”、“relate(s) to”或“related to”提及任何既定主题时，指包括但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别特定主题相关的任何文件。\n\n20. “Communication(s)”在最广泛可能的意义上且不限于此，指任何信息或知识的传递（以事实、观点、询问或其他形式）。Communication(s)还指所有面谈、协议、询问或答复，无论以当面、电话、书面或电子传输装置方式进行，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电话传真、传真副本、电传、即时消息、聊天、短信、发布至留言板或群聊的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方传递的笔记。\n\n21. “Asset(s)”指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\n四、应提交的文件\n\n1. 与债务人、债务人财产、债务人家庭或关联实体的任何收入或资产有关的所有文件。\n\n案号 22-50073 文书 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 264 页，共 311 页\n\n2. 与同债务人、债务人家庭任何成员和/或任何关联实体签订的任何聘任函有关的所有文件，包括该等聘任函的副本。\n\n3. 与基于您对债务人、债务人家庭或关联实体的代理而向您支付任何预付律师费有关的所有文件，包括足以识别该预付律师费金额及其来源的文件。\n\n4. 与您从债务人、债务人家庭、家庭关联实体或关联实体处或代表其收取，并存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人的家庭成员或关联实体向您支付或为其利益而向您支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人所负义务有关的所有文件，包括但不限于与任何试图避免支付该等义务的行为有关的所有文件，以及与本案或任何其他实际或潜在的破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级职员及董事、业务目的，以及其与债务人、债务人的任何家庭成员或任何关联个人之间关系有关的文件。\n\n8. 与债务人或债务人的家庭成员一方，以及关联实体另一方所进行、与其进行或代表其进行的任何投资或商业交易有关的所有文件。\n案号 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 265 页，共 311 页\n\n9. 与债务人、债务人破产财产、债务人的家庭成员或关联实体在其中持有任何权益或投资的任何实体有关的所有文件，包括但不限于该等权益或投资的性质及价值；债务人、债务人破产财产、债务人的家庭成员或关联实体因该等权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 与 Lady May（“梅夫人”号）；Sherry Netherland Hotel / Condominium（雪利荷兰酒店／公寓）；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅地产；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd. 的住宅地产；位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅地产；以及债务人或债务人破产财产在任何关联实体中拥有的任何财务权益有关的所有文件。\n\n11. 与债务人作为受托人、Genever Holdings Corporation（杰尼弗控股公司）和 Genever Holdings LLC（杰尼弗控股有限责任公司）于 February 17, 2015 签订、以 Bravo Luck Limited（布拉沃·拉克有限公司）为受益人的所谓《信托宣言及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为 T7-GQM 的航空器以及在 San Marino（圣马力诺）登记的任何其他航空器，包括但不限于所有登记文件副本及飞行清单，该等飞行清单显示该等航空器所进行的飞行及该等飞行中机上人员。\n\n13. 与债务人、债务人的家庭成员或关联实体于 July 2020 前后或任何其他时间进行的任何原油期货或任何类似商品的投资或交易有关的所有文件，包括但不限于与 Jiang Yunfu Be（江云福·贝）就任何该等投资或交易进行的通信。\n案号 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 266 页，共 311 页\n\n14. 您与债务人、债务人的家庭成员，或代表债务人行事的任何关联个人、代理人、雇员或其他个人之间，与债务人、债务人破产财产、债务人的家庭成员或关联实体有关的任何转让、投资或其他交易或商业往来有关的所有通信。\n\n15. 与由债务人、债务人破产财产、债务人的家庭成员或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书有关的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立以及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人的家庭成员或任何关联实体的任何出售、取得、处置、购买、投资、出资、赠与、授信、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与任何地方、州、联邦或国际机构之前的任何诉讼有关的文件，无论该机构为行政机构、法院、合议庭或替代性争议解决实体。\n\n18. 与向债务人、债务人破产财产、债务人的家庭成员或任何关联实体提供或由其提供的任何贷款或授信，或该等贷款或授信的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其偿还条款、陈述与保证及利率；以及 (ii) 贷款付款的所有证据。\n案号 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 267 页，共 311 页\n\n19. 与债务人使用任何属于、由其控制或其全部或部分所有权由债务人的家庭成员、关联实体或关联个人持有的资产有关的所有文件。\n\n20. 与债务人、债务人破产财产、债务人的家庭成员、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账目报表、电汇指示及／或确认、资金证明、存款证明、持有证明、投资组合摘要或类似文件有关的所有文件，包括但不限于足以显示向前述任何一方作出的所有转让的所有文件。\n\n21. 与任何关联实体（包括 Bravo Luck Limited（布拉沃·拉克有限公司））向任何其他实体质押其资产有关的所有文件。\n\n案号 22-50073 文件 637 提交日期 07/28/22 登记日期 07/28/22 23:23:50 第 268 页，共\n\nB2540（表格 2540——Rule 2004 审查传票）（第 2 页） 311\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n于（日期）\n__________ 本人收到为（个人姓名及职务，如有）签发的本传票：______________________________________________\n本人通过向具名人员交付副本送达传票，具体如下：____________________________________\n\n__________________________________ 于（日期）___________________；或\n本人未执行本传票即予退回，原因是：____________________________________________________________\n\n除非本传票系代表 United States（美国）或其官员或代理人签发，本人还已向该具名人员支付一日出庭证人费及法律允许的差旅里程费，金额为 $ _______________________ 。\n\n本人费用为 $ _________\n本人在伪证处罚的约束下声明， 差旅费用为 $_________\n该等信息真实且正确。 服务费用为 $_________\n合计为 $_________\n\n日期：_______________ ________________________________________________\n送达人签名\n\n送达人地址\n\n关于尝试送达等事项的补充信息：\nFederal Rule of Civil Procedure 45(c)、(d)、(e) 和 (g)（自 12/1/13 起生效）（根据 Federal Rules of Bankruptcy Procedure（联邦破产程序规则）Rule 9016 适用于破产案件）\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事商业活动所在州内，若该人\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事商业活动地点 100 英里范围内的某地点提交文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对该场所进行检查。\n(d) 保护受传票约束之人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免向受传票约束之人施加不当负担或费用。要求履行的地区的法院必须执行该义务，并对未遵守者的当事人或律师施加适当制裁，该制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提交材料或准许检查。\n\n(A) 无需出席。被命令提交文件、电子存储信息或有形物品，或准许检查场所之人，无需亲自到提交或检查地点出席，除非其还被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提交文件或有形物品，或准许检查之人，可以向传票指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查场所，或反对以所要求的一种或多种形式提交电子存储信息。异议必须在规定的履行时间或传票送达后 14 天届满之日中较早者之前送达。如提出异议，适用以下规则：\n\n(i) 送达传票的一方可随时在通知被命令之人后，向要求履行的地区的法院提出动议，请求作出强制提交或检查的命令。\n\n(ii) 仅可按该命令所指示的方式要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员之人，使其免受因履行而产生的重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时动议，要求履行的地区的法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在超出 Rule 45(c) 规定的地域限制之外履行；\n\n(iii) 在不存在适用例外或豁免的情况下，要求披露享有特权或受其他保护的事项；或\n\n(iv) 使某人承受不当负担。\n\n(B) 可撤销或修改的情形。为保护受传票约束或受传票影响之人，要求履行的地区的法院可经动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他机密研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并不描述争议中的特定事件，且源于该专家未经当事人请求进行的研究。\n\n(C) 规定条件作为替代方案。在 Rule 45(d)(3)(B) 所述情形下，如送达传票的一方：\n\n(i) 证明其对证言或材料具有实质性需要，且不造成不当困难便无法以其他方式满足该需要；以及\n\n(ii) 确保受传票人将获得合理补偿，\n\n法院可不撤销或修改传票，而是命令在规定条件下出席或提交。\n(e) 回应传票的义务。\n\n(1) 提交文件或电子存储信息。下列程序适用于提交文件或电子存储信息：\n\n(A) 文件。回应提交文件传票之人必须按照该等文件在正常业务过程中保存的方式提交，或者必须整理并标注该等文件，使其与请求中的类别相对应。\n\n(B) 未指定提交电子存储信息的形式。如传票未指定提交电子存储信息的形式，回应之人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式提交。\n\n(C) 电子存储信息仅以一种形式提交。回应之人无需以多于一种形式提交相同的电子存储信息。\n\n(D) 无法以电子方式访问的存储信息。作出回应的人无需就其认定因过度负担或费用而无法合理访问的来源提供电子存储信息的证据开示。在提出强制证据开示动议或保护令动议时，作出回应的人必须证明该信息因过度负担或费用而无法合理访问。如作出该证明，法院仍可在请求方证明有正当理由的情况下，命令从该等来源进行证据开示，并应考虑规则26(b)(2)(C)的限制。法院可以规定该证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。基于该信息享有特权或作为审判准备材料受保护而扣留被传唤信息的人必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种不披露本身享有特权或受保护的信息、但足以使各方评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已提供的信息。如为响应传票而提供的信息被主张享有特权或作为审判准备材料受保护，提出该主张的人可以通知收到该信息的任何一方该主张及其依据。收到通知后，一方必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张得到解决前不得使用或披露该信息；如该方在收到通知前已披露该信息，必须采取合理措施追回该信息；并可立即将该信息密封提交至要求履行的地区法院，以裁定该主张。提供该信息的人必须在该主张得到解决前保存该信息。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议被移送后，签发传票的法院——可以认定已被送达但无充分理由未遵守传票或与其相关命令的人构成藐视法庭。\n\n关于获取传票材料，见 Fed. R. Civ. P. 45(a) 委员会说明（2013）\n\n……\n\n附件 C-13\nB2540（表格2540——规则2004审查传票）（12/15）美国破产法院 Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 271 of 311\n\n____________________________________________________________ 康涅狄格州地区\n\n关于 ____________________________________________________________\n\n案号 ______________________________ Ho Wan Kwok（郭文贵）22-50073\n\n债务人\n\n章节 ________________ 11\n规则2004审查传票\n\n致：Verdolino & Lowey, P.C.（韦尔多利诺与洛伊律师事务所）________________________________________________________________________________\n\n（传票所指向之人的姓名）\n\n证言：兹命令你于下列规定的时间、日期和地点出席，根据《联邦破产程序规则》规则2004进行审查并作证。随附准许该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（普衡律师事务所）\n200 Park Avenue\nNew York, New York 10166\n\n审查将以以下方式记录：____________________________________________________________ 法庭记录员／速记员\n\n提交：你或你的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该等材料进行检查、复制、测试或抽样：\n见随附的文件提交请求。\n\n《联邦民事诉讼规则》规则45的下列规定，依《联邦破产程序规则》规则9016适用于破产案件，现随附于后——关于履行地点的规则45(c)；关于作为传票对象之人受保护的规则45(d)；以及关于你回应本传票的义务和不回应的潜在后果的规则45(e)和45(g)。\n\n日期：__________________ August __, 2022\n\n法院书记员\n\n或\n\n__________________________ 书记员或副书记员签名 __________________________ 律师签名 Patrick R. Linsey（帕特里克·R·林赛）(ct29437)\n\n代表（当事人姓名）____________________________、签发或请求本传票的律师姓名、地址、电子邮件地址和电话号码如下：Luc Despins（吕克·德斯潘），第11章受托人\n\nPatrick R. Linsey, Esq.（帕特里克·R·林赛律师）；Neubert, Pepe & Monteith, P.C.（纽伯特、佩佩与蒙蒂思律师事务所）；195 Church Street, New Haven, Connecticut 06510；plinsey@npmlaw.com；203-821-2000\n\n致签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向传票所指向之人送达前，向每一方送达通知和本传票副本。Fed. R. Civ. P. 45(a)(4)。\n\n文件提交请求\n\nI. 指示\n\n1. 除非另有说明，下列文件请求（以下简称“请求”，各称“一项请求”）必须分别且具体地作出回应。除非基于诚信提出异议，否则必须完整回答每项请求；如提出异议，必须按如下规定详细说明你提出异议的理由。如异议仅涉及某项请求的一部分，或其中包含的某一词语、短语或条款，你仅须就该部分陈述异议，并对其余请求作出回应。\n\n2. 电子存储信息必须依照下列指示提交：\n\n- a. 图像。黑白图像必须为300 DPI Group IV单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得包含嵌入空格或特殊字符（包括逗号）。文件夹名称不得包含嵌入空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一文件名，即 Bates 编号。图像必须在每张图像的右下角标注连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过1000个。Excel 电子表格应有以该文件 Bates 编号命名的占位图像。\n\n- b. 图像加载文件\n\n- a. Concordance® 数据文件。数据文件（.DAT）包含将加载到 Concordance® 数据库中的所有字段化信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）引号 þ ASCII 字符（254）。日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，必须包括附件字段，以保留电子邮件及其附件之间的父／子关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包括文本。对于附有原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\n- b. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为逗号分隔文件，每行由七个字段组成，数据库中每张图像均应在交叉引用文件中有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\n- c. 文件文本。文本必须作为独立文本文件提交，而不得作为 .DAT 文件内的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议使用以 FIRSTBATES/Image Key 命名、以文件为单位的 ANSI 文本文件。提取的文本文件必须置于单独文件夹内，每个文件夹中的文本文件数量不得超过1,000个。文件夹名称不得包含特殊字符（包括逗号）。必须以文件为单位提供文本文件。\n\n- d. 特定文件类型的原生格式提交。为充分理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。该等文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件及音频／视频文件。提供一张标有 Bates 编号的分隔页图像，注明原生文件的存在，并在 .dat 文件中将原生文件路径列为一个字段。以该文件分隔页对应的 Bates 编号命名所提交的原生文件。将原生文件归入按递增方式命名的“NATIVE”目录中，并与图像目录分开。\n\n- e. 去重。对于存在完全重复件的每份电子文件，仅提交一个副本。对于电子邮件，根据由 BCC、Body、CC、From、IntMsgID、To 和 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，根据整个文件的 MD5 哈希值合并重复件。\n\n- f. 元数据。以符合 Concordance 的加载文件（.dat）形式提交每份文件的提取元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）引号 þ ASCII 字符（254）\n\n日期字段应按以下格式提供：mm/dd/yyyy。日期和时间字段必须为两个独立字段。所需元数据如下：\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 274 of 311\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件／电子邮件的第一个 Bates 编号\n\nLASTBATES EDC0000001 原生文件文件／电子邮件的最后一个 Bates 编号\n\nLASTBATES 字段应予填列\n针对单页\n\nATTACHRANGE EDC0000001\n- 父文件第一页的 Bates 编号\nEDC0000015 至……最后一页的 Bates 编号\n\n最后一个附件“子”文档\nBEGATTACH EDC0000001 附件范围的第一个 Bates 编号\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\nCUSTODIAN Smith, John（约翰·史密斯） 电子邮件：该电子邮件所在的邮箱\n原生文件：文档来源的个人或部门名称\nFROM John Smith 电子邮件：发件人\n原生文件：文档作者\n**应使用分号分隔多个条目\nTO Coffman, Janice（贾妮斯·科夫曼）；LeeW 收件人\n[mailto:LeeW@MSN.com] **应使用分号分隔多个条目\nCC Frank Thompson（弗兰克·汤普森）[mailto: 抄送收件人\nfrank_Thompson@cdt.com] **应使用分号分隔多个条目\nBCC John Cain（约翰·凯恩） 密送收件人\n**应使用分号分隔多个条目\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行 原生文件：文档标题\n（如有）\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件名称，\n包括扩展名\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\nTIME_SENT/ 07:05 PM GMT 电子邮件：电子邮件发送时间／时间\nTIME_ZONE 电子邮件标准化所采用的时区\nTIME_ZONE GMT 在转换过程中电子邮件被\n标准化所采用的\n时区。\nLINK >EDC0000001.msg 指向电子邮件或原生文件文档的超链接\n**链接文件必须按照\nFIRSTBATES 编号命名\nFILE_EXTEN MSG 代表\n电子邮件或\n原生文件的文件类型扩展名\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文档作者\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文档创建日期\n案号 22-50073 文档 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 275 页，共 311 页\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n\n原生文件：文档创建时间\n**该数据必须为单独字段，\n不得\n与 DATE_CREATED 字段合并\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文档最后修改日期\n\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文档最后修改时间\n**该数据必须为单独字段，且不得\n与 DATE_MOD 字段合并\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文档最后访问日期\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文档最后访问时间\n**该数据必须为单独字段，且不得\n与 DATE_ACCESSD 字段合并\nFILE_SIZE 5,952 原生文件文档／电子邮件的大小，单位为 KB\nPGCOUNT 1 原生文件文档／电子邮件中的页数\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：存储原生文件文档的路径，\n包括原始文件名称。\nINTFILEPATH Personal Folders\\Deleted 电子邮件：包括\nItems\\Board Meeting 原始文件名称在内的电子邮件原始位置。\nMinutes.msg 原生文件：（空）\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一邮件\nID 原生文件：（空）\ncb8306d1@MSN>\nMD5HASH d131dd02c5e6eec4693d9a0 文档的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\nOCRPATH TEXT/001/EDC0000001.txt 提取自原生文件的文本路径\n\n3. 每项请求均独立运作并应独立解释；除非另有说明，任何请求均不限制任何其他请求的范围。\n\n4. 所有文件应按照通常业务过程中的保存方式提交，或者应予组织并标注，以对应本请求中的类别。\n\n5. 本文件所载的每项请求均延及所有下列文件：(a) 由您占有、保管或控制的文件；或 (b) 由任何代表您行事之人占有、保管或控制的文件，\n案号 22-50073 文档 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 276 页，共 311 页\n\n包括您的律师或其他代表及顾问。每份文件均应完整提交。\n\n6. 如要求您提交一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 确认准备或撰写该文件的人员（以及，如适用，向其发送该文件的人员）；(c) 确认该文件准备或创建的日期；(d) 说明该文件是否 (i) 缺失或遗失，(ii) 已被销毁，(iii) 已自愿或非自愿地转移给他人，或 (iv) 已以其他方式处置；(e) 说明该等处置的理由，以及与该等处置有关的事实和情况；(f) 确认授权该等处置的人员；(g) 确认该等处置的日期或大约日期；(h) 说明该文件最近一次由您占有、保管或控制的时间；以及 (i) 确认目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提交一份已被销毁的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 销毁该文件的理由；(b) 销毁该文件的人员身份；以及 (c) 指示销毁该文件的人员身份。\n\n8. 如您主张所请求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明 (i) 对该文件作出足以支持您关于该文件享有特权之主张的描述，(ii) 该文件的标题，(iii) 该文件的日期，(iv) 该文件的作者，(v) 该文件的收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员身份，(vii) 该文件本身，或者该文件所含或提及的任何信息，是否由任何其他人员占有、保管或控制；如是，则确认该等人员的身份，\n案号 22-50073 文档 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 277 页，共 311 页\n\n并说明该等人员如何取得该信息，(viii) 据以扣留该文件的特权主张，以及 (ix) 您将据以支持该等特权主张的所有情形；以及 (b) 根据 D. Conn. L. Civ. R. 26(e)，就每一份基于特权主张而被扣留的文件，提交一份特权日志，其中载有本指示第 (a) 部分所要求的全部信息。对于文件请求中未就其主张特权或工作成果的任何部分，应完整提供响应性文件。\n\n9. 如一份本应响应的文件的一部分包含受特权主张约束的信息，则仅应按照上述指示，从该文件中删除或遮盖受特权主张约束的部分，其余部分应予提交。\n\n10. 各项请求具有持续性。现指示您：(a) 在得知先前答复不完整或不正确后，立即补充或更正任何随后得知不完整或不正确的答复；以及 (b) 提交下述规定所要求提供的任何其他文件。\n\n11. 如文件使用英语以外的语言，您应提供该文件。如文件使用英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的一切提及均包括其所有关联方。\n\n13. 对个人姓名的一切提及均包括所有其他姓名、别名或绰号。\n案号 22-50073 文档 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 278 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\nII. 解释规则\n\n15. (a) 使用任何单数名词，应解释为包括复数，反之亦然；以及 (b) 使用任何时态的动词，应解释为在所有其他时态下使用该动词。\n\n16. (a) “and”和“or”应在必要时解释为连词或析取词，以使本可被解释为不在任何请求范围内的所有答复均纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”。\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所提供的定义，以及 D. Conn. L. Civ. R. 26(d) 所提供的解释规则，适用于文件请求。此外，本文件请求中使用的下列术语具有下列含义：\n\n1. “您”或“您的”或“您本人”是指 Verdolino & Lowey, P.C.（Verdolino & Lowey 律师事务所），以及其任何雇员、代理人、律师、顾问或任何代表其行事之人。\n\n2. “债务人”是指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n案号 22-50073 文档 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 279 页，共 311 页\n\n3. “债务人之子”是指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “债务人之女”是指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “债务人所称妻子”是指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他别名），以及其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “债务人家庭成员”统称债务人、债务人之子、债务人之女和债务人所称妻子，以及与债务人有任何其他亲属关系之人。\n\n7. “关联个人”单独及合并而言，是指所有符合下列情形的个人：(1) 持有、控制、保管或对债务人或债务人家庭成员拥有、控制或享有的资产具有酌处权；或 (2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与一个或多个关联实体有关联；并包括上述各方各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie（丹尼尔·波德哈斯基）、Jason Miller（贾森·米勒）、Steve Bannon（史蒂夫·班农）、Karin Maistrello（卡琳·迈斯特雷洛）、Melissa Francis（梅利莎·弗朗西斯）、William Gertz（威廉·格茨）、Arethusa Forsyth（阿瑞图莎·福赛思）、Glenn Mellor（格伦·梅勒）、Jennifer Mercurio（珍妮弗·梅尔库里奥）、Eduardo Eurnekian（爱德华多·厄尔内基安）、Han Chunguang（韩春光）（又名韩春光）、Qu Guojiao（屈国姣）（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（郭丽杰）（又名郭丽杰）、Zhang Wei（张伟）（又名张伟*）、Lihong Wei Lafrenz（魏丽红）（又名 Sara Wei、魏丽红）、Hao Haidong（郝海东）（又名郝海东）、Ross Heinemeyer（罗斯·海内迈耶）、Max Krasner（马克斯·克拉斯纳）、Kyle Bass（凯尔·巴斯）、Melissa Mendez（梅利莎·门德斯）、Ya Li\n（又名李娅）、Dinggang Wang（王定刚）（又名王定刚）、An Hong（安红）（又名安红）、Yvette Wang（王雁平）（又名 Yanping\n案号 22-50073 文档 637 提交于 07/28/22 录入于 07/28/22 23:23:50 第 280 页，共 311 页\n\nWang、Yan Ping Wang、王雁平）、Fiona Yu（菲奥娜·于）、Je Kin Ming（余建明）（又名 William Je、Yu Jianming、余建明\n\n）、Yaz Qingua（亚兹·钦瓜）及 Lao Jiang（姜云浮）（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “关联实体”系指，单独或共同指任何类型的所有组织或实体，该等组织或实体：(1) 曾由债务人或债务人家庭成员拥有、控制或投资；或(2) 对债务人或债务人家庭成员拥有、控制或享有的任何资产直接或间接享有权益，以及前述任何组织或实体各自的雇员、代理人、律师、顾问或代表其行事的任何人。该等关联实体应包括但不限于：7 Nod Hill LLC（7 Nod Hill 有限责任公司）、AAGV Limited（AAGV 有限公司）、ACA Investment Management Limited（ACA 投资管理有限公司）、ACA Capital Group Limited（ACA 资本集团有限公司）、Ace Decade Holdings Limited（Ace Decade 控股有限公司）、AI Group Holdings Inc.（AI 集团控股公司）、Alfa Global Ventures Limited（Alfa 全球创投有限公司）、Alfonso Global Limited（Alfonso 全球有限公司）、Allied Capital Global Limited（Allied Capital Global 有限公司）、Alpine Fiduciaries SA（Alpine Fiduciaries SA）、Anton Development Limited（Anton 开发有限公司）、Assets Sino Limited（Assets Sino 有限公司）、Auspicious Coast Limited（Auspicious Coast 有限公司）、Beijing Pangu Investment Co.（北京盘古投资公司）、Beijing Pangu Investment Co. Ltd.（北京盘古投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资股份有限公司）、Beijing Zenith Holdings Company Limited（北京Zenith控股有限公司）、Bravo Luck Limited（Bravo Luck 有限公司）、BSA Strategic Fund I（BSA 战略基金I）、China Golden Spring (Hong Kong) Limited（中国金泉（香港）有限公司）、Chuang Xin Limited（创新有限公司）、Crane Advisory Group LLC（Crane 咨询集团有限责任公司）、Creative Apex Investments Limited（Creative Apex 投资有限公司）、Crystal Breeze Investments Limited（Crystal Breeze 投资有限公司）、Dawn State Limited（Dawn State 有限公司）、Eastern Profit Corporation Limited（Eastern Profit 有限公司）、Elite Well Global Limited（Elite Well Global 有限公司）、Empire Growth Holdings（Empire Growth 控股公司）、G Club Operations LLC（G Club 运营有限责任公司）、G Fashion LLC（G Fashion 有限责任公司）、G News LLC（G News 有限责任公司）、GETTR USA（GETTR 美国）、Genever Holdings Corporation（Genever 控股公司）、Genever Holdings LLC（Genever 控股有限责任公司）、GFASHION MEDIA GROUP INC.（GFASHION 媒体集团公司）、GFNY, Inc.（GFNY 公司）、Globalist International Limited（Globalist International 有限公司）、GNews Media Group Inc.（GNews 媒体集团公司）、Golden Spring (New York) Ltd.（金泉（纽约）有限公司）、Greenwich Land LLC（Greenwich Land 有限责任公司）、Guo Media（郭媒体）、GTV Media Group, Inc.（GTV 媒体集团公司）、Hamilton Capital Holdings Inc.（Hamilton Capital 控股公司）、Head Win Group Limited（Head Win 集团有限公司）、Henan Yuda（河南裕达）、Himalaya Embassy（喜马拉雅大使馆）、Himalaya Exchange（喜马拉雅交易所）、Himalaya Federal Reserve（喜马拉雅联邦储备）、Himalaya Supervisory Organization（喜马拉雅监督组织）、HK International Funds Investments (USA)\n\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 281 页，共 311 页\n\nLimited LLC（HK International Funds Investments (USA) Limited LLC）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Infinite Increase Limited（Infinite Increase 有限公司）、Infinitum Developments Limited（Infinitum 开发有限公司）、Insight Phoenix Fund（Insight Phoenix 基金）、Lamp Capital LLC（Lamp Capital 有限责任公司）、Leading Shine Limited（Leading Shine 有限公司）、Leading Shine NY Limited（Leading Shine NY 有限公司）、Long Gate Limited（Long Gate 有限公司）、Next Tycoon Investments Limited（Next Tycoon Investments 有限公司）、New Federal State of China (a/k/a NFSC)（新中国联邦，亦称 NFSC）、Noble Fame Global Limited（Noble Fame Global 有限公司）、Rosy Acme Ventures Limited（Rosy Acme Ventures 有限公司）、Rule of Law Foundation III, Inc.（法治基金会III公司）、Rule of Law Foundation IV, Inc.（法治基金会IV公司）、Rule of Law Fund（法治基金）、Rule of Law Society（法治协会）、Rule of Law Society IV, Inc.（法治协会IV公司）、G-Translators PTY LTD（G-Translators 私人有限公司）、Saraca Media Group, Inc.（Saraca 媒体集团公司）、Shiny Ace Ltd.（Shiny Ace 有限公司）、Shiny Times Holdings Ltd.（Shiny Times 控股有限公司）、Spirit Charter Investment Limited（Spirit Charter Investment 有限公司）、Stevenson, Wong & Co.（Stevenson、Wong 及公司）、Voice of Guo Media, Inc.（郭媒体之声公司）、Well Origin Ltd.（Well Origin 有限公司）、World Century Limited（World Century 有限公司）、Worldwide Opportunity Holdings Limited（Worldwide Opportunity 控股有限公司）、Whitecroft Shore Limited（Whitecroft Shore 有限公司）及 ZIBA Limited（ZIBA 有限公司）。\n\n9. “包括”或其任何变体，系指“包括但不限于”。\n\n10. “和”及“或”系指“和／或”，并应同时按连词及选择连词解释，以最大限度扩大其范围。\n\n11. “任何”及“全部”以及“每一”系指“每一个及全部”。\n\n12. “每一”及“每个”系指“每一个及全部”。\n\n13. “第三方”系指除您以外的个人或实体。\n\n14. “转让”应具有《破产法》第 101(54) 条赋予该词的含义。\n\n15. “文件”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，包括但不限于您占有、保管或控制之中或曾处于您占有、保管或控制之中的任何种类、类型、性质或描述的每一份书面、记录或图示材料，包括电子邮件的所有印刷及电子副本、以电子形式保存的计算机文件、通信函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、\n\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 282 页，共 311 页\n\n图表、蓝图、图纸、草图、图形、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印输出、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、账簿、分类账、笔记本、明细表、透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子，或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制，亦包括但不限于前述任何材料的草稿或副本，如该等草稿或副本载有原始文件中没有的任何种类的笔记、评论或标记，或在其他方面与原始文件不完全相同。\n\n16. “个人”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“个人”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、独资企业、商号、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于律师、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、构成、提及、与之相关、支持、赞成、反对、强化、削弱、载于其中、与之联系一并考虑、对其具有影响、证明、表明、报告、记录、暗指、回应、\n\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 283 页，共 311 页\n\n与之有关、对其评论、就其而言、关于、与其相关、讨论、显示、描述、反映、分析、构成及属于。\n\n19. 就任何特定主题而言，“与……有关”、“涉及”或“相关”，系指包括但不限于构成、包含、涉及、含有、体现、反映、识别、陈述、直接或间接提及，或以任何方式与所识别的特定主题相关的任何文件。\n\n20. “通信”系指在最广泛可能意义上且不限于此的任何信息或知识传递（以事实、构想、询问或其他形式）。通信还指所有谈话、协议、询问或答复，无论是当面、通过电话、以书面方式，还是借助电子传输设备，并包括但不限于所有通信函件、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、电传传真、影印传真、电传、即时消息、聊天、短信、发送至留言板或群聊的帖子、社交媒体帖子、推文、上传至任何视频平台的视频、电话笔记，或在内部或与第三方之间传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、产权公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应提交的文件\n\n1. 与债务人、债务人财产、债务人家庭成员或关联实体的任何收入或资产有关的全部文件。\n\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 284 页，共 311 页\n\n2. 与债务人、债务人任何家庭成员及／或任何关联实体的任何委聘函有关的全部文件，包括该等委聘函的副本。\n\n3. 与基于您对债务人、债务人家庭成员或关联实体的代理而向您支付任何预付律师费有关的全部文件，包括足以识别该预付律师费金额及其来源的文件。\n\n4. 与您从债务人、债务人家庭成员、家庭关联实体或关联实体处收取或代表其收取，并存放于托管账户或客户信托账户中的任何费用、付款或款项有关的全部文件。\n\n5. 足以显示债务人、债务人家庭成员或关联实体向您支付或为其利益向您支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的全部文件，包括但不限于与任何规避支付该等义务的努力有关的全部文件，以及与本次或任何其他实际或可能的破产或类似无力偿债程序有关的全部文件。\n\n7. 与关联实体有关的全部文件，包括但不限于与其公司结构、资产、成立信息、高级管理人员及董事、营业目的，以及其与债务人、债务人任何家庭成员或任何关联个人的关系有关的文件。\n\n8. 与一方的债务人或债务人家庭成员，以及另一方的关联实体之间，由债务人或债务人家庭成员作出、与其进行或代表其进行的任何投资或商业交易有关的全部文件。\n\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 285 页，共 311 页\n\n9. 与债务人、债务人财产、债务人家庭成员或关联实体持有任何权益或投资的任何实体有关的全部文件，包括但不限于该等权益或投资的性质及价值；债务人、债务人财产、债务人家庭成员或关联实体因该等权益或投资而从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据的全部文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 与 Lady May（“梅夫人”号）；Sherry Netherland Hotel / Condominium（Sherry Netherland 酒店／公寓）；位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅物业；位于 Connecticut Greenwich 33 Ferncliff Rd. 的住宅物业；位于 Connecticut Wilton（威尔顿）354 Nod Hill Rd. 的住宅物业；以及债务人或债务人财产在任何关联实体中持有的任何财务权益有关的全部文件。\n\n11. 与债务人作为受托人，Genever Holdings Corporation 及 Genever Holdings LLC 为 Bravo Luck Limited 作为受益人的利益而订立的、日期为 February 17, 2015 的所谓《信托声明及协议》有关的全部文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的全部文件，包括但不限于尾号为 T7-GQM 的航空器，以及在 San Marino（圣马力诺）登记的任何其他航空器；包括但不限于所有登记文件的副本，以及显示该等航空器所执行航班及该等航班机上人员的飞行清单。\n\n13. 与债务人、债务人家庭成员或关联实体在或约于 July 2020，或在任何其他时间，就原油期货或任何类似商品进行的任何投资或交易有关的全部文件，包括但不限于与 Jiang Yunfu Be（江云富贝）就任何该等投资或交易进行的通信。\n\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 286 页，共 311 页\n\n14. 您与债务人、债务人家庭成员或任何关联个人、代理人、雇员或代表债务人行事的其他个人之间，就与债务人、债务人财产、债务人家庭成员或关联实体有关的任何转让、投资或其他交易或商业交易进行的全部通信。\n\n15. 与由债务人、代表债务人或为债务人、债务人财产、债务人家属或关联实体之利益而设立的任何信托或类似文书有关的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益而设立以及该文书的信托财产的文件。\n\n16. 与涉及债务人、债务人家属或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、授信、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构（无论为行政机构、法院、合议庭或替代性争议解决实体）进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人财产、债务人家属或任何关联实体提供或由其提供的任何贷款或授信，或就该等贷款或授信提出的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其偿还条款、陈述与保证以及利率；及 (ii) 贷款付款的所有证据。\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 287 of 311\n\n19. 与债务人使用属于、由债务人家属、关联实体或关联个人控制，或其全部或部分所有权由债务人家属、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 有关与债务人、债务人财产、债务人家属、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示和/或确认函、资金证明、存款证、持仓证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向上述任何主体进行的所有转让的所有文件。\n\n21. 与将任何关联实体（包括 Bravo Luck Limited（布拉沃幸运有限公司））的任何资产质押给任何其他实体有关的所有文件。\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 288 of\n\nB2540（表格2540——Rule 2004 审查传票）（第2页） 311\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不应向法院提交。）\n\n于（日期）\n__________ 本人收到为以下人士（姓名及职务，如有）发出的本传票：______________________________________________\n本人通过向被指名人士交付副本送达本传票，具体如下：____________________________________\n__________________________________ 于（日期）___________________；或 ___________________________________________________________________________________________________\n本人未执行本传票即予退回，原因是：____________________________________________________________\n\n本人因差旅收取的费用为 \\$ _________，因服务收取的费用为 \\$_________，合计 \\$_________\n本人在伪证罪处罚下声明，本信息真实且正确。除非该传票系代表 United States（美国）或其官员或代理人发出，本人亦已向证人支付一日出席费用及法律允许的里程费，金额为 \\$ _______________________。\n日期：_______________ ________________________________________________\n送达人员签名\n\n送达人员地址\n\n关于尝试送达等事项的补充信息：\nFederal Rule of Civil Procedure 45(c)、(d)、(e) 和 (g)（Effective 12/1/13）（依 Federal Rules of Bankruptcy Procedure Rule 9016 适用于破产案件）\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可按下列方式命令某人出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地点的 100 英里范围内；或\n\n(B) 在该人居住、受雇或经常亲自从事营业所在州内，如该人：\n\n(i) 为当事人或当事人的高级职员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可命令：\n\n(A) 在该人居住、受雇或经常亲自从事营业之地点的 100 英里范围内某地点提供文件、电子存储信息或物品；及\n\n(B) 在待检查的场所检查该场所。\n\n(d) 对受传票约束之人的保护；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束之人施加不当负担或费用。要求履行的地区法院必须执行该义务，并对未遵守者当事人或律师施加适当制裁，制裁可包括损失的收入和合理的律师费。\n\n(2) 命令提供材料或准许检查。\n\n(A) 无需出庭。被命令提供文件、电子存储信息或有形物品，或准许检查场所之人，无需亲自到提供或检查地点出庭，除非同时被命令出席证言录取、听证或审判。\n\n(B) 异议。被命令提供文件或有形物品，或准许检查的人，可向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样全部或部分材料，或反对检查场所，或反对以被请求的一种或多种形式提供电子存储信息。异议必须在规定履行时间届满前或传票送达后 14 日内（以较早者为准）送达。如提出异议，适用以下规则：\n\n(i) 送达方可在任何时候，通知被命令之人后，向要求履行的地区法院提出动议，请求作出强制提供或检查的命令。\n\n(ii) 仅可依命令所指示的方式要求实施该等行为，且该命令必须保护既非当事人亦非当事人高级职员之人，使其免于因履行而产生重大费用。\n\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行的地区法院必须撤销或修改符合下列情形的传票：\n\n(i) 未给予合理履行时间；(ii) 要求某人在超出 Rule 45(c) 规定的地域限制之外履行；(iii) 要求披露享有特权或受其他保护的事项，而无任何例外或放弃适用；或\n\n(iv) 对某人施加不当负担。\n\n(B) 可撤销或修改的情形。为保护受传票约束或受其影响之人，要求履行的地区法院可经动议撤销或修改要求下列事项的传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未受聘专家的意见或信息，该等意见或信息并非描述争议中的具体事件，且系该专家进行未经任何当事人请求的研究所得。\n\n(C) 作为替代方案规定条件。在 Rule 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明对该证言或材料具有重大需要，且不造成不当困难便无法以其他方式满足该需要；及\n\n(ii) 确保受传票人将获得合理补偿，\n\n法院可不撤销或修改传票，而命令在规定条件下出庭或提供材料。\n\n(e) 回应传票的义务。\n\n(1) 提供文件或电子存储信息。以下程序适用于提供文件或电子存储信息：\n\n(A) 文件。回应要求提供文件的传票之人，必须按其通常业务过程中保存的方式提供文件，或将文件整理并标示，使其与请求中的类别相对应。\n\n(B) 未指定提供电子存储信息的形式。如传票未指定提供电子存储信息的形式，回应之人必须以其通常保存的一种或多种形式，或以一种或多种合理可使用的形式提供该信息。\n\n(C) 电子存储信息仅以一种形式提供。回应之人无需以一种以上形式提供同一电子存储信息。\n\n(D) 无法合理访问的电子存储信息。回应之人无需就其认定因不当负担或费用而无法合理访问之来源中的电子存储信息提供证据开示。在请求强制证据开示或保护令的动议中，回应之人必须证明该信息因不当负担或费用而无法合理访问。如作出该证明，法院在考虑 Rule 26(b)(2)(C) 的限制后，如请求方证明有正当理由，仍可命令对该等来源进行证据开示。法院可规定该证据开示的条件。\n\n(2) 主张特权或保护。\n\n(A) 被扣留的信息。以该信息享有特权或作为审判准备材料受到保护为由而扣留被传唤信息之人，必须：\n\n(i) 明确提出该主张；及\n\n(ii) 以一种在不披露本身享有特权或受保护信息的前提下足以使当事人评估该主张的方式，描述被扣留文件、通信或有形物品的性质。\n\n(B) 已提供的信息。如为回应传票而提供的信息受到特权主张或作为审判准备材料受保护的主张约束，提出该主张之人可将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指明的信息及其持有的任何副本；在该主张解决前不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施予以追回；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。提供该信息之人必须在该主张解决前保存该信息。\n\n(g) 藐视法庭。要求履行的地区法院——以及在动议移送后，签发法院——可对已被送达但无充分理由不遵从传票或相关命令之人，以藐视法庭论处。\n\n如需查阅传票材料，参见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\n附件 C-14\nB2540（表格2540——Rule 2004 审查传票）（12/15） UNITED STATES BANKRUPTCY COURT（美国破产法院） Case 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 291 of 311\n\n_________________________________________________________ District of _________________________________________________________ Connecticut（康涅狄格州）\n\n关于 _________________________________________________________ 一案\n\n案号：________________________________ Ho Wan Kwok（郭文贵） 22-50073\n\n债务人\n\n章节：__________________ 11\nRule 2004 审查传票\n\n致：________________________________________________________________________________________________ Whitman Breed Abbott & Morgan LLC（惠特曼·布里德·阿博特与摩根有限责任公司）\n\n（传票所指向之人的姓名）\n\n证言：兹命令您于下列规定的时间、日期和地点出席，根据《联邦破产程序规则》第 2004 条进行的审查中作证。随附授权该审查的法院命令副本。\n\n地点 日期和时间\n\nPaul Hastings LLP（保罗·黑斯廷斯律师事务所）\n200 Park Avenue\nNew York, New York 10166（纽约州纽约市 10166）\n\n审查将通过以下方式记录：＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 法庭记录员/速记员\n\n提交：您或您的代表还必须在审查时携带下列文件、电子存储信息或物品，并必须允许对该等材料进行检查、复制、测试或抽样：\n见随附的文件提交请求。\n\n以下《联邦民事诉讼规则》第 45 条的规定，经《联邦破产程序规则》第 9016 条适用于破产案件，随附于后——第 45(c) 条，涉及履行地点；第 45(d) 条，涉及作为传票对象的人员对您的保护；以及第 45(e) 条和第 45(g) 条，涉及您回应本传票的义务及未履行该义务可能产生的后果。\n\n日期：＿＿＿＿＿＿＿＿＿＿＿＿＿ August ＿＿, 2022\n\n法院书记官\n\n或\n\n＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 书记官或副书记官签名 ＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿ 律师签名 Patrick R. Linsey (ct29437)\n\n代表（当事人姓名）＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿＿的、签发或请求本传票的律师的姓名、地址、电子邮件地址和电话号码如下：Luc Despins, Ch. 11 Trustee（Luc Despins，第 11 章受托人）\n\nPatrick R. Linsey, Esq.; Neubert, Pepe & Monteith, P.C.（Neubert, Pepe & Monteith 律师事务所）; 195 Church Street, New Haven, Connecticut 06510（康涅狄格州纽黑文市 Church Street 195 号，邮编 06510） plinsey@npmlaw.com; 203-821-2000\n\n致签发或请求本传票之人的通知\n\n如本传票命令在审判前提交文件、电子存储信息或有形物品，或检查场所，则必须在向本传票所指定之人送达前，向每一当事人送达通知及本传票副本。《联邦民事诉讼规则》第 45(a)(4) 条。\n\n文件提交请求\n\n一、指示\n\n1. 除非另有说明，下述文件请求（简称“请求”，每一项称为“一项请求”）必须分别且具体地予以回应。除非基于善意提出异议，否则必须对每项请求作出完整答复；如提出异议，则必须按下文规定详细说明您提出异议的理由。如异议仅涉及一项请求的一部分，或其中所含的某一词语、短语或条款，您仅须说明对该部分的异议，并对请求的其余部分作出回应。\n\n2. 电子存储信息必须依照下列指示提交：\n\na. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提交。文件名不得含有嵌入的空格或特殊字符（包括逗号）。文件夹名称不得含有嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。每幅图像的右下角必须加盖连续的 Bates 编号。每个文件夹中的 TIFF 文件数量不得超过 1000 个。Excel 电子表格应具有以该文件的 Bates 编号命名的占位图像。\n\nb. 图像加载文件\n\na. Concordance® 数据文件。数据文件（.DAT）包含将被加载至 Concordance® 数据库的所有字段信息。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance® 默认分隔符：逗号 ASCII 字符（020）；引号 þ ASCII 字符（254）。日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。如文件包括已成像的电子邮件及附件，则必须包括附件字段，以保留电子邮件与其附件之间的父/子关系。必须包括 OCRPATH 字段，以提供所提交存储介质上提取文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不得在 .DAT 文件中包含文本。对于包含原生文件的文件，必须包括 LINK 字段，以提供原生文件的文件路径和\n\n名称。原生文件必须以 FIRSTBATES 命名。\n\nb. Concordance Image® 或 Opticon 交叉引用文件。图像交叉引用文件（.LOG 或 .OPT）将图像链接至数据库记录。其应为以逗号分隔的文件，每行由七个字段组成；数据库中的每幅图像在交叉引用文件中均应有一行，格式如下：ImageID,VolumeLabel,ImageFilePath,DocumentBreak,FolderBreak,Box Break,PageCoun。\n\nc. 文件文本。文本必须作为单独的文本文件提交，而非作为 .DAT 文件中的字段。文本文件的完整路径（OCRPATH）应包括在 .DAT 文件中。建议提供以 FIRSTBATES/Image Key 命名的文件级 ANSI 文本文件。提取的文本文件必须置于单独的文件夹中，每个文件夹中的文本文件数量不得超过 1,000 个。文件夹名称中不得有特殊字符（包括逗号）。文本文件必须按文件级别提供。\n\nd. 特定文件类型的原生提交。为全面理解其内容和含义而合理需要以原生格式查看的文件类型，必须以原生格式提交。该等文件包括但不限于电子表格、类似电子表格的文件（Microsoft Excel、逗号分隔值、制表符分隔值等）、Microsoft PowerPoint 或其他特殊演示文件、数据库文件及音频/视频文件。提供一张带 Bates 编号的分隔页图像，标明存在原生文件，并将原生文件路径作为字段纳入 .dat 文件。以与该文件分隔页相对应的 Bates 编号命名所提交的原生文件。将原生文件归入名称递增的“NATIVE”目录中，与图像目录分开。\n\ne. 去重。对于存在完全重复件的每一电子文件，提交单一副本。对于电子邮件，应基于由 BCC、Body、CC、From、IntMsgID、To 及 Attach 属性生成的 MD5 哈希值合并重复件。对于电子邮件附件和独立电子文件，应基于整个文件的 MD5 哈希值合并重复件。\n\nf. 元数据。以符合 Concordance 要求的加载文件（.dat）形式，为每份文件提交提取的元数据。.DAT 文件的第一行必须为标识字段名称的标题行。.DAT 文件必须使用以下 Concordance 默认分隔符：逗号 , ASCII 字符（020）；引号 þ ASCII 字符（254）\n\n日期字段应以 mm/dd/yyyy 格式提供。日期和时间字段必须为两个独立字段。下列为必需的元数据：\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 294 of 311\n\n字段名称 示例数据 说明\n\nFIRSTBATES EDC0000001 原生文件文件/电子邮件的首个 Bates 编号\n\nLASTBATES EDC0000001 原生文件文件/电子邮件的最后一个 Bates 编号\n\nLASTBATES 字段应针对单页文件填写。\n\nATTACHRANGE EDC0000001\n- 父文件第一页的 Bates 编号至最后一个附件“子”文件最后一页的 Bates 编号\nEDC0000015\n\nBEGATTACH EDC0000001 附件范围的首个 Bates 编号\n\nENDATTACH EDC0000015 附件范围的最后一个 Bates 编号\n\nCUSTODIAN Smith, John 电子邮件：电子邮件所在的邮箱\n原生文件：文件来源的个人或部门名称\n\nFROM John Smith 电子邮件：发件人\n原生文件：文件作者\n多个条目之间应使用分号分隔\n\nTO Coffman, Janice; LeeW 收件人\n[mailto:LeeW@MSN.com] 多个条目之间应使用分号分隔\n\nCC Frank Thompson [mailto: 抄送收件人\nfrank_Thompson@cdt.com] 多个条目之间应使用分号分隔\n\nBCC John Cain 密送收件人\n多个条目之间应使用分号分隔\n\nSUBJECT Board Meeting Minutes 电子邮件：电子邮件主题行 原生文件：文件标题（如有）\n\nFILE_NAME BoardMeetingMinutes.docx 原生文件：原始原生文件的名称，包括扩展名\n\nDATE_SENT 10/12/2010 电子邮件：电子邮件发送日期\n原生文件：（空）\n\nTIME_SENT/\nTIME_ZONE 07:05 PM GMT 电子邮件：电子邮件发送时间/电子邮件标准化所采用的时区\n\nTIME_ZONE GMT 在转换过程中电子邮件被标准化所采用的时区。\n\nLINK >EDC0000001.msg 电子邮件或原生文件文件的超链接\n所链接文件必须按 FIRSTBATES 编号命名\n\nFILE_EXTEN MSG 表示电子邮件或原生文件的文件类型扩展名\n\nAUTHOR John Smith 电子邮件：（空）\n原生文件：文件作者\n\nDATE_CREATED 10/10/2010 电子邮件：（空）\n原生文件：文件创建日期\n\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 295 of 311\n\nTIME_CREATED 10:25 AM 电子邮件：（空）\n原生文件：文件创建时间\n该数据必须为独立字段，不得与 DATE_CREATED 字段合并\n\nDATE_MOD 10/12/2010 电子邮件：（空）\n原生文件：文件最后修改日期\n\nTIME_MOD 07:00 PM 电子邮件：（空）\n原生文件：文件最后修改时间\n该数据必须为独立字段，不得与 DATE_MOD 字段合并\n\nDATE_ACCESSD 10/12/2010 电子邮件：（空）\n原生文件：文件最后访问日期\n\nTIME_ACCESSD 07:00 PM 电子邮件：（空）\n原生文件：文件最后访问时间\n该数据必须为独立字段，不得与 DATE_ACCESSD 字段合并\n\nFILE_SIZE 5,952 原生文件文件/电子邮件的大小，单位为 KB\n\nPGCOUNT 1 原生文件文件/电子邮件的页数\n\nPATH 电子邮件：（空）\nAgenda.doc 原生文件：原生文件文件的存储路径，包括原始文件名。\n\nINTFILEPATH Personal Folders\\Deleted 电子邮件：电子邮件的原始位置，包括原始文件名。\nItems\\Board Meeting\nMinutes.msg 原生文件：（空）\n\nINTMSGID <000805c2c71b\\$75977050\\$ 电子邮件：唯一消息 ID 原生文件：（空）\ncb8306d1@MSN>\n\nMD5HASH d131dd02c5e6eec4693d9a0 文件的 MD5 哈希值。\n698aff95c\n2fcab58712467eab4004583e\nb8fb7f89\n\nOCRPATH TEXT/001/EDC0000001.txt 原生文件提取文本的路径\n\n3. 每一项请求独立适用并应独立解释，除非另有说明，任何一项请求均不限制任何其他请求的范围。\n\n4. 所有文件均应按照其在正常业务过程中保存的方式提交，或者应予以组织和标记，以与本请求中的类别相对应。\n\n5. 本文所载每一项请求均延伸至下列所有文件：(a) 由您占有、保管或控制的文件；或 (b) 由代表您行事的任何人占有、保管或控制的文件，\nCase 22-50073 Doc 637 Filed 07/28/22 Entered 07/28/22 23:23:50 Page 296 of 311\n\n包括您的律师或其他代表和顾问。每份文件均应完整提交。\n\n6. 如要求您提交一份已不再由您占有、保管或控制的文件，则您的答复必须：(a) 详细说明该文件的性质及其内容；(b) 识别编制或撰写该文件的人员（以及，如适用，识别该文件被发送至的人员）；(c) 识别该文件编制或创建的日期；(d) 说明该文件是否：(i) 遗失或丢失，(ii) 已被毁灭，(iii) 已自愿或非自愿地转移给他人，或 (iv) 以其他方式处置；(e) 说明该等处置的原因及围绕该等处置的事实和情形；(f) 识别授权该等处置的人员；(g) 识别该等处置的日期或大致日期；(h) 说明该文件最后一次由您占有、保管或控制的时间；以及 (i) 识别目前占有、保管或控制该文件的人员（如有）。\n\n7. 如要求您提交一份已被毁灭的文件，则除前述指示所要求的信息外，您的答复还必须说明：(a) 该文件被毁灭的原因；(b) 毁灭该文件的人员身份；以及 (c) 指示毁灭该文件的人员身份。\n\n8. 如您主张所要求的文件享有特权或属于律师工作成果，则您的答复必须：(a) 说明：(i) 足以支持您关于该文件享有特权之主张的文件描述，(ii) 文件标题，(iii) 文件日期，(iv) 文件作者，(v) 文件收件人，(vi) 收到或阅览该文件原件或任何草稿、副本或复制件的每一人员的身份，(vii) 该文件本身或文件中所载或所提及的任何信息是否由任何其他人员占有、保管或控制，如是，则说明该等人员的身份，以及说明该等信息如何进入其占有；(viii) 据以扣留该文件的特权主张；以及 (ix) 您将据以支持该等特权主张的全部情形；以及 (b) 就根据 D. Conn. L. Civ. R. 26(e) 以特权主张为由扣留的每一文件，制作一份包含本指示第 (a) 部分所要求全部信息的特权日志。对于文件请求中未主张特权或工作成果保护的任何部分，应完整提供响应性文件。\n\n案件 22-50073 文档 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 297 页，共 311 页\n\n9. 如一份原本具有响应性的文件的一部分含有受特权主张保护的信息，则仅应按照上述指示从该文件中删除或遮蔽受特权主张保护的该部分，并应提交其余部分。\n\n10. 该等请求具有持续性。现指示您：(a) 一旦得知先前答复不完整或不正确，应立即补充或更正任何后来得知不完整或不正确的答复；以及 (b) 提交根据下述规定所要求的任何补充文件\n\n11. 如文件为英语以外的语言，您应提供该文件。如文件为英语以外的语言，且存在英文译本，您应同时提供两份文件。\n\n12. 对实体的一切提述均包括其所有关联方。\n\n13. 对个人姓名的一切提述均包括所有别名、化名或昵称。\n\n案件 22-50073 文档 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 298 页，共 311 页\n\n14. 除非另有明确说明，文件请求所涵盖的期间为自 February 5, 2012 起至文件请求答复到期之日止。\n\nII. 解释规则\n\n15. (a) 使用任何单数名词应解释为包括复数，反之亦然；以及 (b) 使用任何时态的动词应解释为使用该动词的所有其他时态。\n\n16. (a) “and”和“or”应在必要时解释为连词关系或选择关系，以将原本可能被解释为不在任何请求范围内的所有答复纳入该请求范围；以及 (b) “each”和“any”应视为包括并涵盖“every”和“all”二词。\n\nIII. 定义\n\n经 D. Conn. Bankr. L.R. 2004-1(a) 纳入的 D. Conn. L. Civ. R. 26(c) 所规定的定义及 D. Conn. L. Civ. R. 26(d) 所规定的解释规则，适用于该等文件请求。此外，本文件请求中使用的下列术语具有如下含义：\n\n1. “You”或“Your”或“Yourself”系指 Whitman Breed Abbott & Morgan LLC（惠特曼·布里德·阿博特与摩根有限责任公司），连同其任何雇员、代理人、律师、顾问或任何代表其行事之人。\n\n2. “Debtor”系指 Ho Wan Kwok（郭文贵）（又名 Miles Kwok、Miles Guo、Guo Wengui、Guo Haoyun、郭文贵或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n案件 22-50073 文档 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 299 页，共 311 页\n\n3. “Debtor's Son”系指 Qiang Guo（郭强）（又名 Mileson Kwok、郭强或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n4. “Debtor's Daughter”系指 Mei Guo（郭美）（又名 Mei Gui、郭美或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n5. “Debtor's Purported Wife”系指 Hing Chi Ngok（岳庆芝）（又名 Hing Chi Ng、Yue Qingzhi、岳庆芝或任何其他化名），连同其雇员、代理人、律师、顾问或任何代表其行事之人。\n\n6. “Debtor's Family”统称债务人、债务人之子、债务人之女及债务人所谓之妻，以及与债务人具有任何其他家庭关系之人。\n\n7. “Associated Individuals”系指单独及共同而言，所有符合下列条件的个人：(1) 持有、控制、保管或对债务人或债务人家庭拥有、控制或享有的资产具有自由裁量权；或 (2) 曾为一个或多个关联实体的雇员、董事，或以其他方式与一个或多个关联实体有关联，连同前述任何人员各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联个人包括但不限于：Daniel Podhaskie、Jason Miller、Steve Bannon、Karin Maistrello、Melissa Francis、William Gertz、Arethusa Forsyth、Glenn Mellor、Jennifer Mercurio、Eduardo Eurnekian、Han Chunguang（又名韩春光）、Qu Guojiao（又名 Qu Guo Jiao、屈国姣）、Guo Lijie（又名郭丽杰）、Zhang Wei（又名张伟*）、Lihong Wei Lafrenz（又名 Sara Wei、魏丽红）、Hao Haidong（又名郝海东）、Ross Heinemeyer、Max Krasner、Kyle Bass、Melissa Mendez、Ya Li（又名李娅）、Dinggang Wang（又名王定刚）、An Hong（又名安红）、Yvette Wang（又名 Yanping Wang、\n\n案件 22-50073 文档 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 300 页，共 311 页\n\nYan Ping Wang、王雁平）、Fiona Yu、Je Kin Ming（又名 William Je、Yu Jianming、余建明）、Yaz Qingua，以及 Lao Jiang（又名 Jiang Yunfu、Jiang Yunfu Be、姜云浮）。\n\n8. “Associated Entities”系指单独及共同而言，所有符合下列条件的任何类型组织或实体：(1) 曾由债务人或债务人家庭拥有、控制或投资；或 (2) 对债务人或债务人家庭拥有、控制或享有的任何资产直接或间接享有权益，连同前述任何实体各自的雇员、代理人、律师、顾问或任何代表其行事之人。该等关联实体包括但不限于：7 Nod Hill LLC、AAGV Limited、ACA Investment Management Limited、ACA Capital Group Limited、Ace Decade Holdings Limited、AI Group Holdings Inc.、Alfa Global Ventures Limited、Alfonso Global Limited、Allied Capital Global Limited、Alpine Fiduciaries SA、Anton Development Limited、Assets Sino Limited、Auspicious Coast Limited、Beijing Pangu Investment Co.、Beijing Pangu Investment Co. Ltd.、Beijing Pangu Investment Inc.、Beijing Zenith Holdings Company Limited、Bravo Luck Limited、BSA Strategic Fund I、China Golden Spring (Hong Kong) Limited、Chuang Xin Limited、Crane Advisory Group LLC、Creative Apex Investments Limited、Crystal Breeze Investments Limited、Dawn State Limited、Eastern Profit Corporation Limited、Elite Well Global Limited、Empire Growth Holdings、G Club Operations LLC、G Fashion LLC、G News LLC、GETTR USA、Genever Holdings Corporation、Genever Holdings LLC、GFASHION MEDIA GROUP INC.、GFNY, Inc.、Globalist International Limited、GNews Media Group Inc.、Golden Spring (New York) Ltd.、Greenwich Land LLC、Guo Media、GTV Media Group, Inc.、Hamilton Capital Holdings Inc.、Head Win Group Limited、Henan Yuda、Himalaya Embassy、Himalaya Exchange、Himalaya Federal Reserve、Himalaya Supervisory Organization、HK International Funds Investments (USA)\n\n案件 22-50073 文档 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 301 页，共 311 页\n\nLimited LLC、Hong Kong International Funds Investments Limited、Infinite Increase Limited、Infinitum Developments Limited、Insight Phoenix Fund、Lamp Capital LLC、Leading Shine Limited、Leading Shine NY Limited、Long Gate Limited、Next Tycoon Investments Limited、New Federal State of China（又名 NFSC）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.、Rule of Law Foundation IV, Inc.、Rule of Law Fund、Rule of Law Society、Rule of Law Society IV, Inc.、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited，以及 ZIBA Limited。\n\n9. “Including”或其任何变体系指“包括但不限于”。\n\n10. “And”和“or”系指“and/or”，并应同时解释为连词关系及选择关系，以最大限度扩大其范围。\n\n11. “Any”、“all”和“each”系指“each and every”。\n\n12. “Each”和“every”系指“each and every”。\n\n13. “Third Party”系指您本人以外的个人或实体。\n\n14. “Transfer”具有《破产法典》第 101(54) 条赋予其的含义。\n\n15. “Document”系指属于 Fed. R. Civ. P. 34 范围内的任何信息或物品，并包括但不限于，处于或曾处于您占有、保管或控制之下的任何种类、类型、性质或描述的每一书面、记录或图形资料，包括电子邮件的所有纸质及电子副本、以电子形式保存的计算机文件、函件、备忘录、磁带、速记或手写笔记、任何种类的书面表格、\n\n案件 22-50073 文档 637 于 07/28/22 提交 于 07/28/22 23:23:50 登记 第 302 页，共 311 页\n\n图表、蓝图、图纸、草图、图形、计划、文章、规格说明、日记、信函、电报、照片、会议记录、合同、协议、调查资料、计算机打印件、任何种类的数据汇编、电传、传真、电子邮件、短信、即时消息、语音留言、发票、订购单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、账簿、分类账、笔记本、时间表、透明片、录音、目录、广告、宣传材料、电影、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其全部元数据，无论以何种方式存储（无论为有形或电子形式）、记录、制作或复制；并且还包括但不限于上述任何文件的草稿或副本，如其中含有原始文件中不存在的任何种类笔记、评论或标记，或在其他方面与原始文件不相同。\n\n16. “人员”系指个人、公司、独资企业、合伙企业、协会或任何其他实体。“人员”还包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”系指任何自然人、公司、合伙企业、子公司、个人独资企业、企业、董事会、合资企业、协会、机构、主管机关、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于”系指涉及、描述、包含、提及、与……有关、支持、赞成、反对、强化、贬损、位于、结合……予以考虑、对……有影响、证明、表明、报告、记录、暗指、回应、\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 303 页，共 311 页\n与……相连、评论、就……而言、关于、与……有关、讨论、展示、描述、反映、分析、构成及属于。\n\n19. 就任何特定事项而言，“与……有关”“关联”或“相关”系指，包括但不限于，构成、包含、涉及、载有、体现、反映、识别、陈述、直接或间接提及或以任何方式与所识别特定事项相关的任何文件。\n\n20. “通信”系指，以最广泛可能的含义且不限于此，任何信息或知识的传递（以事实、观点、查询或其他形式）。通信还指所有谈话、协议、查询或答复，无论是当面、电话、书面或通过电子传输设备进行，并包括但不限于所有信函、电子邮件、录音、传送单、备忘录、电话通信、语音留言、电报、传真、电传副本、电传、即时消息、聊天、短信、发布至留言板或群聊的信息、社交媒体帖子、推文、上传至任何视频平台的视频、电话记录，或在内部或与第三方传送的笔记。\n\n21. “资产”系指受占有、保管或控制的任何具有经济价值的项目。资产包括所有不动产和动产，包括但不限于房地产、土地、房屋、公寓、共管公寓、汽车、游艇、船舶、飞机、喷气式飞机、直升机、现金、银行账户、加密货币、证券、应收账款、存货及其他有形和无形财产。\n\nIV. 应出示的文件\n\n1. 与债务人、债务人财产、债务人家庭或关联实体的任何收入或资产有关的所有文件。\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 304 页，共 311 页\n\n2. 与债务人、债务人家庭任何成员和/或任何关联实体的任何委托书有关的所有文件，包括该等委托书的副本。\n\n3. 与基于您对债务人、债务人家庭或关联实体的代理而向您支付任何预付律师费有关的所有文件，包括足以识别该预付律师费金额及其来源的文件。\n\n4. 与您从债务人、债务人家庭、家庭关联实体或关联实体处或代表其收取，并存放于托管账户或客户信托账户中的任何费用、付款或款项有关的所有文件。\n\n5. 足以显示债务人、债务人家庭或关联实体向您支付或为其利益向您支付的任何款项的金额、日期及来源的文件。\n\n6. 与债务人的财务状况及其对债权人的义务有关的所有文件，包括但不限于与任何避免支付该等义务的努力有关的所有文件，以及与本次或任何其他实际或潜在破产或类似资不抵债程序有关的所有文件。\n\n7. 与关联实体有关的所有文件，包括但不限于与其公司结构、资产、设立信息、高级管理人员和董事、商业目的，以及其与债务人、债务人家庭任何成员或任何关联个人的关系有关的文件。\n\n8. 关于债务人或债务人家庭一方与关联实体另一方之间由其作出、与其进行或代表其进行的任何投资或商业交易的所有文件。\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 305 页，共 311 页\n\n9. 与债务人、债务人财产、债务人家庭或关联实体持有任何权益或投资的任何实体有关的所有文件，包括但不限于该权益或投资的性质和价值；债务人、债务人财产、债务人家庭或关联实体因该等权益或投资从该实体获得的任何收益或利益；以及与该实体有关的任何财务报告或数据有关的所有文件，包括但不限于所有账簿和记录、财务报表或税务文件。\n\n10. 关于 Lady May（“Lady May”号游艇）、Sherry Netherland Hotel / Condominium（Sherry Netherland 酒店／共管公寓）、位于 Connecticut（康涅狄格州）Greenwich（格林尼治）373 Taconic Rd. 的住宅物业、位于 Connecticut（康涅狄格州）Greenwich（格林尼治）33 Ferncliff Rd. 的住宅物业、位于 Connecticut（康涅狄格州）Wilton（威尔顿）354 Nod Hill Rd. 的住宅物业，以及债务人或债务人财产在任何关联实体中拥有的任何财务权益的所有文件。\n\n11. 与债务人作为受托人、Genever Holdings Corporation（Genever Holdings 公司）和 Genever Holdings LLC（Genever Holdings 有限责任公司）于 February 17, 2015 为 Bravo Luck Limited（Bravo Luck 有限公司）作为受益人而订立的所谓《信托声明及协议》有关的所有文件。\n\n12. 与债务人拥有、控制或使用的任何航空器有关的所有文件，包括但不限于尾号为 T7-GQM 的航空器及在 San Marino（圣马力诺）登记的任何其他航空器，包括但不限于所有登记文件副本及显示该等航空器所进行航班和该等航班上人员的飞行舱单。\n\n13. 与债务人、债务人家庭或关联实体于 July 2020 前后或任何其他时间进行的任何原油期货或任何类似商品投资或交易有关的所有文件，包括但不限于与 Jiang Yunfu Be（姜云福贝）就任何该等投资或交易进行的通信。\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 306 页，共 311 页\n\n14. 您与债务人、债务人家庭或任何关联个人、代理人、雇员或其他代表债务人行事的个人之间，就与债务人、债务人财产、债务人家庭或关联实体有关的任何转让、投资或其他交易或商业往来进行的所有通信。\n\n15. 关于由债务人、债务人财产、债务人家庭或关联实体设立、代表其设立或为其利益设立的任何信托或类似文书的所有文件，包括但不限于显示该等信托何时设立、由谁设立、为谁的利益设立及该文书信托财产的文件。\n\n16. 与涉及债务人、债务人家庭或任何关联实体的任何出售、取得、处分、购买、投资、出资、赠与、授信、贷款或转让有关的所有文件。\n\n17. 与涉及债务人的任何法律争议相关的任何义务、请求权、责任或债务有关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构（无论是行政机构、法院、合议庭或替代性争议解决实体）前进行的任何诉讼有关的文件。\n\n18. 与向债务人、债务人财产、债务人家庭或任何关联实体提供或由其提供的任何贷款或授信，或对该等贷款或授信的申请有关的所有文件，包括但不限于：(i) 任何该等贷款或授信的条款，包括其还款条款、陈述与保证及利率；及 (ii) 贷款付款的所有证据。\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 307 页，共 311 页\n\n19. 与债务人使用属于、由债务人家庭、关联实体或关联个人控制，或其全部或部分所有权由债务人家庭、关联实体或关联个人持有的任何资产有关的所有文件。\n\n20. 关于与债务人、债务人财产、债务人家庭、关联实体或关联个人有关的任何资产负债表、银行对账单、账户对账单、财务报表、账户报表、电汇指示和/或确认、资金证明、存款证明、持仓证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向前述任何主体作出的所有转让的所有文件。\n\n21. 与任何关联实体（包括 Bravo Luck Limited（Bravo Luck 有限公司））向任何其他实体质押其资产有关的所有文件。\n\n案号 22-50073 文件 637 提交 07/28/22 录入 07/28/22 23:23:50 第 308 页，共\n\nB2540（表格 2540——Rule 2004 审查传票）（第 2 页） 311\n\n（除非 Fed. R. Civ. P. 45 要求，否则本节不得向法院提交。）\n\n于（日期）\n__________ 本人收到为（个人姓名及职务，如有）：______________________________________________送达的本传票。\n本人通过向被指定人员交付副本送达本传票，方式如下：____________________________________\n\n__________________________________ 于（日期）___________________；或\n\n本人因下列原因未执行本传票即予退回：____________________________________________________________\n\n本人差旅费用为 $_________，服务费用为 $_________，合计为 $_________。\n本人在伪证处罚的约束下声明，该等信息真实且正确。除非本传票系代表美国或其官员或代理人签发，本人还已向证人支付一天出席费及法律允许的里程费，金额为 $_______________________。\n\n日期：_______________ ________________________________________________\n送达人的签名\n\n送达人的地址\n\n关于尝试送达等事项的附加信息：\n\nFederal Rule of Civil Procedure 45(c), (d), (e), and (g) (Effective 12/1/13) (made applicable in bankruptcy cases by Rule 9016, Federal Rules of Bankruptcy Procedure)\n\n(c) 履行地点。\n\n(1) 审判、听证或证言录取。传票仅可命令某人按下列方式出席审判、听证或证言录取：\n\n(A) 在该人居住、受雇或经常亲自从事业务地点 100 英里以内；或\n\n(B) 在该人居住、受雇或经常亲自从事业务所在州内，如该人：\n\n(i) 是当事人或当事人的高级管理人员；或\n\n(ii) 被命令出席审判且不会产生重大费用。\n\n(2) 其他证据开示。传票可以命令：\n\n(A) 在该人居住、受雇或经常亲自从事业务地点 100 英里以内的地点出示文件、电子存储信息或物品；以及\n\n(B) 在待检查场所对该场所进行检查。\n\n(d) 保护受传票约束的人；执行。\n\n(1) 避免不当负担或费用；制裁。负责签发和送达传票的当事人或律师必须采取合理措施，避免对受传票约束的人施加不当负担或费用。要求履行义务所在地区的法院必须执行此项义务，并对未遵守者的当事人或律师施加适当制裁，其中可包括收入损失和合理的律师费。\n\n(2) 命令出示材料或准许检查。\n\n(A) 无须出庭。被要求出示文件、电子存储信息或有形物品，或允许检查场所的人，无须亲自到出示或检查地点出庭，除非同时被要求为接受证言、听证或审判而出庭。\n\n(B) 异议。被要求出示文件或有形物品，或允许检查的人，可以向传票中指定的当事人或律师送达书面异议，反对检查、复制、测试或抽样任何或全部材料，或反对检查场所，或反对以所请求的一种或多种形式出示电子存储信息。异议必须在规定履行的时间之前或传票送达后 14 天内（以较早者为准）送达。如提出异议，适用下列规则：\n\n(i) 在任何时候，送达方均可在通知被传唤人后，向要求履行的地区法院提出动议，请求作出强制出示或检查的命令。\n\n(ii) 仅可依照该命令的指示要求实施这些行为，且该命令必须保护并非当事人或当事人高级职员的人，使其免受因履行而产生的重大费用。\n(3) 撤销或修改传票。\n\n(A) 必须撤销或修改的情形。经及时提出动议，要求履行的地区法院必须撤销或修改具有下列情形的传票：\n\n(i) 未给予合理的履行时间；(ii) 要求某人在超出 Rule 45(c) 规定的地域限制范围之外履行；(iii) 要求披露享有特权或受其他保护的事项，且不存在适用的例外或放弃；或\n\n(iv) 使某人承受不当负担。\n\n(B) 可以撤销或修改的情形。为保护受传票约束或受其影响的人，要求履行的地区法院可经动议，在传票要求下列事项时撤销或修改传票：\n\n(i) 披露商业秘密或其他保密的研究、开发或商业信息；或\n\n(ii) 披露未经聘用的专家的意见或信息，该等信息并非描述争议中的具体事件，且系该专家未经任何当事人请求而进行研究所得的结果。\n\n(C) 规定条件作为替代方案。在 Rule 45(d)(3)(B) 所述情形下，如送达方：\n\n(i) 证明其对证言或材料具有实质性需要，且若不承受不当困难则无法以其他方式满足该需要；以及\n\n(ii) 确保被传唤人将获得合理补偿，\n\n法院可不撤销或修改传票，而是命令在规定条件下出庭或出示。\n(e) 答复传票的义务。\n\n(1) 出示文件或电子存储信息。下列程序适用于出示文件或电子存储信息：\n\n(A) 文件。答复要求出示文件的传票的人，必须按照文件在日常业务过程中保存的方式出示文件，或必须将文件整理并标注，使其与请求中的类别相对应。\n\n(B) 未指定电子存储信息的出示形式。如传票未指定电子存储信息的出示形式，答复人必须以其通常保存的一种或多种形式，或以合理可用的一种或多种形式出示该信息。\n\n(C) 电子存储信息仅以一种形式出示。答复人无须以一种以上的形式出示同一电子存储信息。\n\n(D) 无法合理获取的电子存储信息。答复人无须就其认定因不当负担或费用而无法合理获取的来源中的电子存储信息提供证据开示。对于强制证据开示动议或保护令动议，答复人必须证明该信息因不当负担或费用而无法合理获取。如作出该证明，法院在考虑 Rule 26(b)(2)(C) 的限制后，如请求方证明有正当理由，仍可命令从该等来源进行证据开示。法院可规定证据开示的条件。\n(2) 主张特权或保护。\n\n(A) 扣留的信息。以信息享有特权或作为审判准备材料受到保护为由扣留被传唤信息的人，必须：\n\n(i) 明确提出该主张；以及\n\n(ii) 以一种在不披露本身享有特权或受保护的信息的情况下，能够使当事人评估该主张的方式，说明被扣留文件、通信或有形物品的性质。\n\n(B) 已出示的信息。如为答复传票而出示的信息被主张享有特权或作为审判准备材料受到保护，提出该主张的人可以将该主张及其依据通知任何收到该信息的当事人。收到通知后，当事人必须立即返还、隔离或销毁所指定的信息及其持有的任何副本；在该主张得到解决前，不得使用或披露该信息；如该当事人在收到通知前已披露该信息，必须采取合理措施取回该信息；并可立即将该信息密封提交给要求履行的地区法院，以裁定该主张。出示该信息的人必须保存该信息，直至该主张得到解决。\n\n(g) 藐视法庭。要求履行的地区法院——并且在动议移送后，签发法院亦可——可对已被送达但无充分理由不遵守传票或相关命令的人处以藐视法庭。\n\n有关获取传票材料，见 Fed. R. Civ. P. 45(a) Committee Note (2013)\n\n……\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格联邦破产法院布里奇波特分庭）\n\n----------------------------------------------------------- x\n\n关于： :\n: Chapter 11\n\nHO WAN KWOK（郭文贵）， :\n: Case No. 22-50073 (JAM)\n债务人。 :\n\n----------------------------------------------------------- x\n异议期限通知\n\nLuc Despins（卢克·德斯平斯）作为获指定担任债务人财产 Chapter 11 受托人的人（“申请人”），已向 U.S. Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦破产法院）提交申请，请求根据 Rule 2004 对 Exhibit B 中列明的法律、咨询或会计师事务所进行审查（“Rule 2004 审查”）。现通知，任何对 Rule 2004 审查提出的异议或答复，均须依照 Fed. R. Bankr. P. 2002(a) 和 9014 以及 Local Bankr. R. 2004-1(c)，最迟于 August 5, 2022 向法院提交。1 如未及时提交异议，有关 Rule 2004 审查的拟议命令可在无须进一步通知和听证的情况下作出，见 11 U.S.C. section 102(1)。\n\n[本页其余部分特意留白]\n\n1 尽管根据地方法规，对 Rule 2004 申请的异议应于提交后七日内提出，但受托人称，鉴于部分通知当事人将至 Friday, July 29, 2022 才会收到申请书的送达，将异议期限延长一天是适当的。\n\n康涅狄格州纽黑文，代表 HO WAN KWOK（郭文贵）\n\nDated: July 28, 2022 LUC DESPINS（卢克·德斯平斯），作为获指定的 Chapter 11 受托人\n\nBy: /s/ Patrick R. Linsey（帕特里克·R·林赛） Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩与蒙泰思律师事务所） 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 plinsey@npmlaw.com\n\n以及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特） (pro hac vice pending) PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所） 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n以及\n\nAvram E. Luft（艾弗拉姆·E·卢夫特） (pro hac vice pending) Douglass Barron（道格拉斯·巴伦） (pro hac vice pending) PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所） 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\nChapter 11 受托人的拟议律师","key_entities":["Je","Guo","Kwok","Himalaya","Ho Wan Kwok","GETTR","Paul Hastings","Despins","Luc Despins","GTV","Miles Guo","Saraca","William Je","Himalaya Exchange","CIPA","Chinese Communist Party"],"ecf_references":[{"doc_number":57,"court":"CTB"},{"doc_number":77,"court":"CTB"},{"doc_number":78,"court":"CTB"},{"doc_number":90,"court":"CTB"},{"doc_number":102,"court":"CTB"},{"doc_number":107,"court":"CTB"},{"doc_number":119,"court":"CTB"},{"doc_number":131,"court":"CTB"},{"doc_number":183,"court":"CTB"},{"doc_number":299,"court":"CTB"},{"doc_number":408,"court":"CTB"},{"doc_number":514,"court":"CTB"}],"word_count":101045,"status":"published","published_at":"2022-07-28 00:00:00","created_at":"2022-07-28","updated_at":"2026-08-24 00:38:38"}