{"id":"court_ctb_645_0","court":"CTB","case_no":"22-50073","doc_number":645,"sub_number":0,"doc_type":"ORDER","filed_date":"2022-07-31","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION CHAPTER 11 TRUSTEE'S NOTICE OF FILING REVISED","summary_zh":null,"summary_en":null,"body_en":"#### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n--------------------------------------------------------------------X In re: Ho Wan Kwok, Debtor.<sup>1</sup> : : : : : : : : Chapter 11 Case No. 22-50073 (JAM) --------------------------------------------------------------------X\n\n## **CHAPTER 11 TRUSTEE'S NOTICE OF FILING REVISED PROPOSED ORDER PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\n**PLEASE TAKE NOTICE** that on July 23, 2022, Mr. Luc A. Despins, in his capacity as\n\nthe chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the\n\n\"Debtor\"), filed the *Motion of Chapter 11 Trustee for Entry of Order, Pursuant to Bankruptcy*\n\n*Code Sections 363, 541, 1108, and 1505, (A) Confirming That Chapter 11 Trustee Holds All of*\n\n*Debtor's Economic and Corporate Governance Rights in Debtor-Controlled Entities, (B)*\n\n*Authorizing Chapter 11 Trustee to Act in Any Foreign Country on Behalf of Estate, and (C)*\n\n*Granting Related Relief* [ECF No. 598] (the \"Corporate Governance Rights Motion\").<sup>2</sup>\n\n**PLEASE TAKE FURTHER NOTICE** that attached hereto as **Exhibit 1** is a revised proposed order granting the Corporate Governance Rights Motion. The proposed order has been\n\n<sup>1</sup> The above-captioned debtor (the \"Debtor\") is known by the following names: Guo Wengui; Miles Guo; Miles Kwok; and Ho Wan Kwok.\n\n<sup>2</sup> Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Corporate Governance Rights Motion.\n\nrevised to address the concerns raised in the Debtor's objection to the Corporate Governance Rights Motion as well as to resolve certain informal comments received by the Trustee.\n\n**PLEASE TAKE FURTHER NOTICE** that attached hereto as **Exhibit 2** is a blackline version of the revised proposed order marked to show the changes that have been made to the version attached to the Corporate Governance Rights Motion.\n\nDated: July 31, 2022 LUC A. DESPINS,\n\nNew Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: /s/Douglas S. Skalka Douglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com\n\n*and*\n\nNicholas A. Bassett *(pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n*and*\n\nAvram E. Luft *(pro hac vice*) Douglass Barron (*pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com\n\n*Proposed counsel for the Chapter 11 Trustee*\n\n# **Exhibit 1**\n\n**Revised Proposed Order (clean)**\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------<br>x |             |                         |\n|-------------------------------------------------------------|-------------|-------------------------|\n| In re:                                                      | :<br>:      | Chapter 11              |\n| HO WAN KWOK,                                                | :<br>:<br>: | Case No. 22-50073 (JAM) |\n| Debtor.                                                     | :<br>:      |                         |\n| ------------------------------------------------------      | x           |                         |\n\n## **ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor, it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Effective as of entry of the order, dated July 8, 2022, granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into the assets of the debtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and\n\nall related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) execute the share transfer form and the director's resolution with respect to the Debtor's shares in Genever (BVI) in the forms attached hereto as **Exhibit A** (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such executed documents to the Trustee (who will then submit such documents to the registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")); and\n- (b) request, no later than two business days after entry of this Order, his counsel, including, without limitation, the law firm of Harcus Parker Limited and any former counsel (collectively, \"UK Counsel\"), in the litigation styled *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)*, Case No. CL-2020-000345, pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), to (i) immediately deliver to and share with the Trustee all memoranda, advice, and other communications by UK Counsel to the Debtor regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by the Debtor or UK Counsel in connection with such litigation, and (ii) immediately provide the Trustee will full access to UK Counsel's case file in the UBS Litigation as well as all pleadings and other court documents filed in the UBS Litigation (in the case of both (i) and (ii), regardless of whether such documents, communications, or information are\n\nsubject to any attorney-client privilege, work product, or other privilege and regardless of when such documents, communications, or information were made or created). In furtherance of the foregoing, the Debtor shall deliver, no later than two business days after entry of this Order, a copy of the letter in the form attached hereto as **Exhibit B** to the law firm of Harcus Parker Limited (with a copy thereof to be delivered to the Trustee). For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this Order authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. Pursuant to section 1505 of the Bankruptcy Code, the Trustee is hereby authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating,\n\ncollecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as necessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. In furtherance of the Trustee's exercise of the authority under this Order, the Court respectfully requests the assistance of the foreign courts, including the assistance of the BVI courts regarding any request of the Trustee for relief (including on an emergency basis) with respect to the Trustee's exercise of corporate control over Genever (BVI).\n\n8. Nothing in this Order shall be deemed to authorize any particular action with respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the\n\nTrustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n10. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n11. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\n#### **Exhibit A**\n\n**Share Transfer Form and Director's Resolution**\n\n**GENEVER HOLDINGS CORPORATION**\n\n**incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n#### **SHARE TRANSFER INSTRUMENT**\n\nI, **Ho Wan Kwok**, of [*insert address*] (the *Transferor*) DO HEREBY transfer to **Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok**, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), the 1000 shares of US\\$0.001 par value standing in my name in the share register of the Company.\n\nThis share transfer instrument is governed by British Virgin Islands law.\n\nAs witness the hand of the Transferor this \\_\\_\\_\\_\\_ day of August, 2022.\n\nExecuted by ) **Ho Wan Kwok** )\n\n)\n\n**This share transfer instrument is not subject to stamp duty in the British Virgin Islands unless the Company or its direct or indirect subsidiaries holds real property within the British Virgin Islands. The Company will not treat the Transferee as the registered holder of any shares until the name of the Transferee has been entered in the share register of the Company.**\n\n#### **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n#### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company has received a share transfer dated August \\_\\_\\_\\_\\_, 2022 relating to the transfer of 1000 shares in the capital of the Company (the *Shares*) executed by Ho Wan Kwok in favour of Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), together with a certificate representing the Shares (the *Certificate*).\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the transfer of the Shares be and is hereby approved;\n- 2. the Certificate be and is hereby cancelled;\n- 3. a new certificate relating to the Shares and signed by the director of the Company be issued under the common seal of the Company to the Transferee;\n- 4. the registered agent of the Company be and is hereby authorised and directed to update the Company's share register; and\n- 5. any of the foregoing which have been done on or before the date hereof be and are hereby adopted, ratified, confirmed and approved.\n\nHo Wan Kwok hereby confirms that he is the Transferor and therefore has an interest in and connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\nHo Wan Kwok – Director\n\n## **Exhibit B**\n\n**Letter to Harcus Parker Limited**\n\nHo Wan Kwok [*insert address*]\n\nAugust [\\_\\_], 2022\n\n### **VIA EMAIL AND OVERNIGHT MAIL**\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL Attn: Jennifer Morrissey Email: JMorrissey@harcusparker.co.uk\n\n### **Re:** *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)***, Case No. CL-2020-000345 – Appointment of Trustee in Chapter 11 Case of Ho Wan Kwok**\n\nDear Ms. Morrisey:\n\nThis is to confirm to you that Luc A. Despins has been appointed as the trustee (the \"Trustee\") in my chapter 11 case, pending before the United States District Court for the District of Connecticut (the \"U.S. Bankruptcy Court\"). All of my interests in the litigation against UBS AG (London Branch) pending in in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\") is property of my bankruptcy estate.\n\nUpon Mr. Despins' appointment as the Trustee, he exercises control over all property of the bankruptcy estate, including the UBS Litigation, so that he now has authority and standing to prosecute the UBS Litigation. I have no authority or standing at this time to prosecute the UBS Litigation.\n\nIn furtherance of the foregoing, and for the avoidance of doubt, I hereby expressly authorize you to have full and complete discussions with Mr. Despins regarding the UBS Litigation, the merits thereof, any related settlement discussions, and any other topics related to the prosecution of the UBS Litigation, regardless of any attorney-client privilege, work product, or other privilege, which I hereby fully waive for such purposes.\n\nAmong other things, and as detailed in the order of the U.S. Bankruptcy Court (a copy of which is enclosed as Exhibit 1), I instruct you to (i) immediately deliver to and share with the Trustee all memoranda, advice, and other communications by you to me regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by me or you in connection with such\n\nlitigation, and (ii) immediately provide the Trustee will full access to your case file in the UBS Litigation as well as all pleadings and other court documents filed in the UBS Litigation.\n\nSincerely,\n\nHo Wan Kwok\n\ncc: Luc A. Despins, in his capacity as trustee in the chapter 11 case of Ho Wan Kwok\n\nEnclosure\n\n# **Exhibit 2**\n\n**Revised Proposed Order (blackline)**\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| -----------------------------------------------------------<br>x |                                   |  |\n|------------------------------------------------------------------|-----------------------------------|--|\n| In re:                                                           | :<br>:<br>Chapter 11<br>:         |  |\n| HO WAN KWOK,                                                     | :<br>Case No. 22-50073 (JAM)<br>: |  |\n| Debtor.                                                          | :<br>:                            |  |\n| -----------------------------------------------------------      | x                                 |  |\n\n## **ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor, it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Effective as of entry of the order, dated July 8, 2022, granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into the assets of the debtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and\n\nall related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) execute the share transfer form and the director's resolution with respect to the Debtor's shares in Genever (BVI) in the forms attached hereto as **Exhibit A** (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such executed documents to the Trustee (who will then submit such documents to the registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")); and\n- (b) request, no later than two business days after entry of this Order, his counsel, including, without limitation, the law firm of Harcus Parker Limited and any former counsel (collectively, \"UK Counsel\"), in the litigation styled *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)*, Case No. CL-2020-000345, pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), to (i) immediately deliver to and share with the Trustee all memoranda, advice, and other communications by UK Counsel to the Debtor regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by the Debtor or UK Counsel in connection with such litigation, and (ii) immediately provide the Trustee will full access to UK Counsel's case file in the UBS Litigation as well as all pleadings and other court documents filed in the UBS Litigation (in the case of both (i) and (ii), regardless of whether such documents, communications, or information are\n\nsubject to any attorney-client privilege, work product, or other privilege and regardless of when such documents, communications, or information were made or created). In furtherance of the foregoing, the Debtor shall deliver, no later than two business days after entry of this Order, a copy of the letter in the form attached hereto as **Exhibit B** to the law firm of Harcus Parker Limited (with a copy thereof to be delivered to the Trustee). For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. 3. To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this Order authorizes the Trustee to sell or, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the DebtorsDebtor.\n\n5. 4. Pursuant to section 1505 of the Bankruptcy Code, the Trustee is hereby authorized to act, as the DebtorEstate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating,\n\ncollecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as necessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate British Virgin Island (\"BVI\") entity holding such corporate documents.\n\n6. 5. The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. 6. In furtherance of the Trustee's exercise of the authority under this Order, the Court respectfully requests the assistance of the foreign courts, including the assistance of the BVI courts regarding any request of the Trustee for relief (including on an emergency basis) with respect to the Trustee's exercise of corporate control over Genever (BVI).\n\n8. 7. Nothing in this Order shall be deemed to authorize any particular action with respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the\n\nTrustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. 8. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n10. 9. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n11. 10. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x                                 |\n|-------------------------------------------------------------|-----------------------------------|\n| In re:                                                      | :<br>:<br>Chapter 11              |\n| HO WAN KWOK,                                                | :<br>:<br>Case No. 22-50073 (JAM) |\n| Debtor.                                                     | :<br>:                            |\n| ----------------------------------------------------------- | :<br>x                            |\n\n#### **CERTIFICATE OF SERVICE**\n\nThe undersigned hereby certifies that on July 31, 2022, the foregoing Notice, and all exhibits and attachments thereto, was electronically filed. Notice of this filing will be sent by email to all parties to the above-captioned chapter 11 case by operation of the Court's electronic filing (\"CM/ECF\") system or by mail to anyone unable to accept electronic filing as indicated on the Notice of Electronic Filing.<sup>3</sup> Parties may access this filing through the Court's CM/ECF system. The undersigned further certifies that on July 31, 2022 a copy of the Notice was sent to Bravo Luck Limited by email to its counsel as follows:\n\nFrancis J. Lawall Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 Francis.lawall@troutman.com\n\n<sup>3</sup> To the extent that the foregoing was filed outside regular business hours, service by mail on recipients unable or not qualified to accept electronic notice will be made on the next business day.\n\nDated: July 31, 2022 LUC A. DESPINS, New Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: /s/Douglas S. Skalka\n\nDouglas S. Skalka (ct00616) Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847 dskalka@npmlaw.com plinsey@npmlaw.com","body_zh":"美国康涅狄格联邦破产法院布里奇波特分院\n\n————————————————————————————————————X\n关于：\nHo Wan Kwok（郭文贵），\n债务人。\n第11章\n案号：22-50073 (JAM)\n————————————————————————————————————X\n\n第11章受托人提交经修订拟议命令的通知，该命令依据《破产法典》第363、521、541、1108及1505条作出，以：（A）确认第11章受托人持有债务人在债务人控制实体中的全部经济及公司治理权利；（B）授权第11章受托人代表破产财产在任何外国行事；及（C）给予相关救济\n\n特此通知：2022年7月23日，Luc A. Despins（卢克·A·德斯平斯）先生以获任命负责Ho Wan Kwok（郭文贵）第11章案件的第11章受托人（“受托人”）身份，提交了《第11章受托人请求作出命令的动议，该命令依据〈破产法典〉第363、541、1108及1505条作出，以：（A）确认第11章受托人持有债务人在债务人控制实体中的全部经济及公司治理权利；（B）授权第11章受托人代表破产财产在任何外国行事；及（C）给予相关救济》[ECF No. 598]（“公司治理权利动议”）。\n\n特此进一步通知：随附本通知的附件1为准许公司治理权利动议的经修订拟议命令。\n\n1 上述标题所列债务人（“债务人”）还以如下名称为人所知：Guo Wengui；Miles Guo；Miles Kwok；以及Ho Wan Kwok。\n\n2 本文所用但未定义的首字母大写术语，应具有公司治理权利动议中赋予该等术语的含义。\n\n该拟议命令经修订，以回应债务人对公司治理权利动议提出的异议中所提出的关切，并解决受托人收到的某些非正式意见。\n\n特此进一步通知：随附本通知的附件2为经修订拟议命令的修订痕迹版本，标明对公司治理权利动议所附版本作出的变更。\n\n日期：2022年7月31日　　　　　　　　　　　　　LUC A. DESPINS（卢克·A·德斯平斯），\n\n康涅狄格州纽黑文　　　　　　　　　　　　　　　第11章受托人\n\n签字人：/s/Douglas S. Skalka\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡）(ct00616)\nPatrick R. Linsey（帕特里克·R·林赛）(ct29437)\nNEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩与蒙蒂思律师事务所）\nChurch Street 195号，13层\n康涅狄格州纽黑文 06510\n(203) 781-2847\ndskalka@npmlaw.com\nplinsey@npmlaw.com\n\n以及\n\nNicholas A. Bassett（尼古拉斯·A·巴塞特）(pro hac vice)\nPAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所）\nM Street NW 2050号\n华盛顿哥伦比亚特区 20036\n(202) 551-1902\nnicholasbassett@paulhastings.com\n\n以及\n\nAvram E. Luft（阿夫拉姆·E·卢夫特）(pro hac vice)\nDouglass Barron（道格拉斯·巴伦）(pro hac vice)\nPAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所）\nPark Avenue 200号\n纽约州纽约市 10166\n(212) 318-6079\naviluft@paulhastings.com\n\n第11章受托人的拟任律师\n\n附件1\n\n经修订拟议命令（清稿）\n\n美国康涅狄格联邦破产法院布里奇波特分院\n\nX\n\n关于：\nHO WAN KWOK（郭文贵），\n债务人。\n第11章\n案号：22-50073 (JAM)\n\n——————————————————————X\n\n命令，依据《破产法典》第363、521、541、1108及1505条作出，以：（A）确认第11章受托人持有债务人在债务人控制实体中的全部经济及公司治理权利；（B）授权第11章受托人代表破产财产在任何外国行事；及（C）给予相关救济\n\n兹因Luc A. Despins（卢克·A·德斯平斯）先生以获任命负责Ho Wan Kwok（郭文贵）（“债务人”）第11章案件的第11章受托人（“受托人”）身份提出动议（“动议”），请求根据《美国法典》第11编（“破产法典”）第363、541、1108及1505条作出命令（“本命令”），以（a）确认受托人持有债务人在债务人拥有及/或控制的所有公司实体（“债务人控制实体”）中的全部经济及公司治理权利，包括但不限于Genever Holdings Corporation（Genever控股公司）（“Genever (BVI)”），并给予相关救济；（b）授权受托人代表债务人的破产财产（“破产财产”）在任何外国行事；及（c）给予相关救济，具体内容均载于动议；且本院根据28 U.S.C. §§ 157及1334，以及United States District Court for the District of Connecticut（康涅狄格联邦地区法院）（经修订）作出的移送常设命令，对审理动议及其中请求的救济具有管辖权；且根据28 U.S.C. § 157(b)，对动议及其中请求的救济进行审理属于核心程序；且根据28 U.S.C. §§ 1408及1409，本院为适格审理地；且本院认定动议中请求的救济符合破产财产、其债权人及所有利害关系方的最佳利益；且已在具体情形下就动议发出了适当且充分的通知；且表明无需发出其他或进一步通知；且经本院审理的所有程序；且对本命令所请求救济的任何异议均已撤回或经实体审理予以驳回；且经适当审议并有充分理由，现命令如下：\n\n1. 动议按本命令所述予以准许。\n\n2. 自2022年7月8日作出的、准许任命Luc A. Despins（卢克·A·德斯平斯）为本第11章案件受托人的命令录入之日起生效[ECF No. 523]，受托人为破产财产的利益，持有债务人在所有债务人控制实体（包括但不限于Genever (BVI)）中的全部经济及治理权利。为免生疑义，上述权利包括受托人更换债务人控制实体任何现任高级职员、董事、经理或类似人员的权力。作为上述事项的一部分，在必要范围内，受托人获授权以本第11章案件第11章受托人的身份，担任任何已被免职的该等高级职员、董事、经理或类似人员。\n\n3. 根据《破产法典》第521(a)(3)及521(a)(4)条，现分别命令债务人：（a）在使受托人能够履行其职责所必要的范围内与受托人合作，包括但不限于受托人对债务人资产进行的调查；及（b）向受托人交出破产财产的全部财产以及任何已记录的信息，包括但不限于与破产财产有关的账簿、文件、记录及文书（包括但不限于其持有的Genever (BVI)股份及所有相关公司治理文件）。为履行债务人在《破产法典》第521(a)(3)及521(a)(4)条项下的义务，现命令债务人：\n\n（a）签署随附本命令附件A所载格式的、有关债务人持有Genever (BVI)股份的股份转让表格及董事决议（该等文件不填写日期），并在本命令录入后两个营业日内，将该等已签署文件交付给受托人（受托人随后将该等文件提交给Genever (BVI)在British Virgin Islands（英属维尔京群岛）（“BVI”）的注册代理人）；及\n\n（b）在本命令录入后不晚于两个营业日内，请求其在名为Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（艾斯十年控股有限公司）及Dawn State Limited（道恩州有限公司）v. UBS AG (London Branch)（瑞银集团股份公司（伦敦分行）），Case No. CL-2020-000345的诉讼中担任代理人的律师，包括但不限于Harcus Parker Limited（哈克斯·帕克有限公司）律师事务所及任何前任律师（统称“英国律师”）；该案目前在High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商业与财产法院王座法庭商事法院）（“瑞银诉讼”）审理，要求该等律师：（i）立即向受托人交付并与其共享英国律师就瑞银诉讼向债务人提供的全部备忘录、意见及其他通信、有关瑞银诉讼实体问题的任何其他信息（无论是否以书面形式存在），以及债务人或英国律师就该诉讼收到或提出的任何和解要约；及（ii）立即向受托人提供对英国律师在瑞银诉讼中的案件档案，以及瑞银诉讼中提交的全部诉状及其他法院文件的完全访问权限（就（i）及（ii）而言，无论该等文件、通信或信息是否受任何律师—当事人特权、工作成果特权或其他特权保护，亦无论该等文件、通信或信息何时制作或形成）。为推进上述事项，债务人应在本命令录入后不晚于两个营业日内，向Harcus Parker Limited（哈克斯·帕克有限公司）律师事务所交付一份采用随附本命令附件B所载格式的信函副本（并向受托人交付该副本）。为免生疑义，就所有目的而言，受托人应被视为债务人在瑞银诉讼中主张的请求权的所有人。\n\n4. 如受托人行使有关债务人控制实体的经济及治理权利被视为超出日常经营范围，现批准该等行使，因为行使该等权利具有合理的商业正当理由，包括因为受托人为破产财产的利益持有债务人就该等实体享有的全部经济及治理权利。尽管Bankruptcy Rule 6004(h)（破产程序规则6004(h)）或任何其他《破产程序规则》或United States Bankruptcy Court for the District of Connecticut（康涅狄格联邦破产法院）《地方破产实务与程序规则》中存在任何相反规定，本命令的条款及条件应于录入后立即生效并可执行，现放弃对本命令效力及可执行性的任何适用中止。为免生疑义，本命令中任何内容均未授权受托人出售、以其他方式处分、出租或设定负担于债务人控制实体的任何股权或债务人的其他资产。\n\n5. 根据《破产法典》第1505条，现授权受托人作为破产财产的外国代表，为以下目的，代表破产财产以适用外国法允许的任何方式在任何外国行事：（a）调查、收集及追回位于外国的债务人资产，包括在必要或适当时为推进上述事项而在外国法院寻求救济；（b）对债务人控制实体行使控制权，包括在必要或适当时为推进上述事项而在外国法院寻求救济；及（c）向持有有关债务人控制实体文件的适当外国公司登记机构（或类似实体）请求并取得公司文件。在不限制上述规定的前提下，根据破产法院第1505条，受托人获授权向持有该等公司文件的适当BVI实体请求并取得与Genever (BVI)有关的公司文件。\n\n6. 债务人不得干涉、阻碍或延误受托人行使本命令项下权力，包括受托人为推进该等权力而代表破产财产在外国法院已采取或将采取的任何行动。如债务人反对受托人行使该等权力，债务人应仅限于在向利害关系方发出通知后向本院（而非视情况而定的相关外国法院或其他外国实体）寻求救济，前提是债务人能够证明其具有如此行事的诉讼资格。\n\n7. 为协助受托人行使本裁定项下的权限，本院谨请求外国法院提供协助，包括就受托人请求获得与其对 Genever（BVI）行使公司控制权有关的救济（包括紧急救济）时，请求英属维尔京群岛法院提供协助。\n\n8. 本裁定的任何内容均不得被视为授权就 Genever Holdings LLC（Genever（美国））在纽约南区美国破产法院（United States Bankruptcy Court for the Southern District of New York，下称“Genever法院”）待决的第11章案件采取任何特定行动。就受托人行使有关 Genever（美国）的公司治理权将影响其第11章案件的范围，受托人应出庭于 Genever法院，并向其寻求指引。\n\n9. 授权并赋予受托人采取一切必要行动，以落实本裁定所授予的救济。\n\n10. 本裁定的条款和条件自录入之时起立即生效并可执行。\n\n11. 本院保留对因实施、解释和执行本裁定而产生或与之相关的一切事项的管辖权。\n\n附件A\n\n股份转让表格及董事决议\n\nGENEVER HOLDINGS CORPORATION（Genever控股公司）\n\n在英属维尔京群岛注册成立，公司编号1862840（下称“公司”）\n\n股份转让文书\n\n本人，Ho Wan Kwok（郭文贵），地址为[填写地址]（下称“转让人”），特此将登记于公司股东名册、以本人名义持有的1,000股每股面值US$0.001的股份，转让予 Luc A. Despins（卢克·A. 德斯平斯），其仅以 Ho Wan Kwok 第11章案件受托人的身份，地址为200 Park Avenue, New York, New York 10166（下称“受让人”）。\n\n本股份转让文书受英属维尔京群岛法律管辖。\n\n转让人于2022年8月______日亲笔签署，以昭信守。\n\n由 Ho Wan Kwok 签署）\n\n）\n\n本股份转让文书无需在英属维尔京群岛缴纳印花税，除非公司或其直接或间接子公司在英属维尔京群岛持有不动产。在受让人的姓名被记载于公司股东名册之前，公司不会将受让人视为任何股份的登记持有人。\n\nGENEVER HOLDINGS CORPORATION（Genever控股公司）在英属维尔京群岛注册成立，公司编号1862840（下称“公司”）\n\n公司唯一董事书面决议\n\n鉴于，公司已收到一份日期为2022年8月______日的股份转让文书，涉及转让公司资本中的1,000股股份（下称“股份”），该文书由 Ho Wan Kwok 签署，以 Luc A. Despins 为受让人，其仅以 Ho Wan Kwok 第11章案件受托人的身份，地址为200 Park Avenue, New York, New York 10166（下称“受让人”），并附有代表该等股份的股票证书（下称“证书”）。\n\n本人，即下述签署人，作为公司唯一董事，特此通过下列决议：\n\n1. 特此批准该等股份的转让；\n\n2. 特此注销该证书；\n\n3. 应以公司公章向受让人签发一份与该等股份有关、并由公司董事签署的新证书；\n\n4. 特此授权并指示公司的注册代理人更新公司的股东名册；以及\n\n5. 特此通过、追认、确认并批准截至本决议日期或之前已完成的前述任何事项。\n\nHo Wan Kwok 特此确认，其为转让人，因此对本决议所拟进行的交易具有利益关系和关联关系。\n\n本人于2022年8月……日签署本董事决议。\n\n________________________________________\n\nHo Wan Kwok（郭文贵）—董事\n\n附件B\n\n致 Harcus Parker Limited（哈卡斯·帕克有限责任公司）的函件\n\nHo Wan Kwok（郭文贵）[填写地址]\n\n2022年8月[__]日\n\n通过电子邮件及隔夜邮件发送\n\nHarcus Parker Limited\n7th Floor\nMelbourne House\n44 - 46 Aldwych\nLondon, WC2B 4LL\n收件人：Jennifer Morrissey（詹妮弗·莫里西）\n电子邮件：JMorrissey@harcusparker.co.uk\n\n事由：Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（艾斯十年控股有限公司）及 Dawn State Limited（黎明州有限公司）诉 UBS AG (London Branch)（瑞银集团伦敦分行），案号CL-2020-000345——在 Ho Wan Kwok 第11章案件中任命受托人\n\n尊敬的 Morrisey 女士：\n\n特此向您确认，Luc A. Despins 已获任命为本人在康涅狄格地区美国联邦地区法院（United States District Court for the District of Connecticut，下称“美国破产法院”）待决的第11章案件中的受托人（下称“受托人”）。本人在英格兰及威尔士高等法院（High Court of Justice, Business and Property Courts of England and Wales）、王座法院商业法庭（Queen's Bench Division, Commercial Court）待决的针对 UBS AG（London Branch）的诉讼（下称“UBS诉讼”）中的全部权益，均为本人破产财产的一部分。\n\n在 Despins 先生获任命为受托人后，其对全部破产财产，包括 UBS诉讼，行使控制权，因此其现有权力及诉讼资格对 UBS诉讼进行推进。本人目前无权力或诉讼资格对 UBS诉讼进行推进。\n\n为落实上述事项，并为免生疑义，本人特此明确授权您与 Despins 先生就 UBS诉讼、其实体依据、任何相关和解讨论，以及与推进 UBS诉讼有关的任何其他事项进行充分且完整的讨论；无论是否涉及任何律师—当事人特权、工作成果特权或其他特权，本人特此为该等目的完全放弃该等特权。\n\n除其他事项外，并如美国破产法院命令（其副本随附为附件1）所详述，本人指示您：(i) 立即向受托人交付并与其分享您就 UBS诉讼向本人作出的所有备忘录、意见及其他通信、有关 UBS诉讼实体依据的任何其他信息（无论是否以书面形式），以及本人或您就该等诉讼所收到或提出的任何和解要约；以及(ii) 立即向受托人提供对您在 UBS诉讼中案件卷宗的完全访问权限，以及在 UBS诉讼中提交的所有诉状及其他法院文件。\n\n谨此，\n\nHo Wan Kwok（郭文贵）\n\n抄送：Luc A. Despins，以 Ho Wan Kwok 第11章案件受托人的身份\n\n附件\n\n附件2\n\n修订后的拟议裁定（黑线标示）\n\n美国破产法院\n康涅狄格地区\n布里奇波特分院\n\nx\n\n关于：　：\n：\n第11章\n\nHO WAN KWOK（郭文贵），　：\n案号22-50073 (JAM)\n\n债务人。　：\n\n-----------------------------------------------------------　x\n\n根据《破产法典》第363、521、541、1108及1505条作出的裁定：(A) 确认第11章受托人持有债务人在债务人控制实体中的全部经济及公司治理权利；(B) 授权第11章受托人代表破产财产在任何外国采取行动；以及(C) 授予相关救济\n\n兹因 Luc A. Despins 先生以其作为在 Ho Wan Kwok（下称“债务人”）第11章案件中获任命的第11章受托人（下称“受托人”）的身份提出动议（下称“本动议”），请求根据《美国法典》第11编（下称“《破产法典》”）第363、541、1108及1505条录入一项裁定（下称“本裁定”），以(a)确认受托人持有债务人在债务人拥有及/或控制的所有公司实体（下称“债务人控制实体”）中的全部经济及公司治理权利，包括但不限于 Genever Holdings Corporation（Genever控股公司，下称“Genever（BVI）”），并授予相关救济；(b)授权受托人代表债务人的破产财产（下称“破产财产”）在任何外国采取行动；及(c)授予相关救济，具体内容均如本动议所进一步详细阐述；并且，本院根据28 U.S.C. §§ 157 and 1334及康涅狄格地区美国联邦地区法院作出的移送常设命令（经修订），对审理本动议及其中请求的救济具有管辖权；并且，根据28 U.S.C. § 157(b)，对本动议及其中请求救济的审理属于核心程序；并且，根据28 U.S.C. §§ 1408 and 1409，本院为适格审理地点；并且，本院已认定，本动议所请求的救济符合破产财产、其债权人及所有利害关系方的最佳利益；并且，鉴于具体情形，已就本动议作出适当且充分的通知；并且，显然无需作出任何其他或进一步通知；并且，根据在本院进行的全部程序；并且，对本裁定所请求救济的任何异议均已撤回或经实体审理后驳回；并且，经审慎审议并有充分理由，特此命令：\n\n1. 按照本裁定所述，准许本动议。\n\n2. 自2022年7月8日任命 Luc A. Despins 为本第11章案件受托人的裁定[ECF No. 523]录入之日起，受托人为破产财产利益而持有债务人在所有债务人控制实体中的全部经济及治理权利，包括但不限于 Genever（BVI）。为免生疑义，前述权利包括受托人更换债务人控制实体任何现任高级人员、董事、经理或类似人员的权限。作为前述事项的一部分，如有必要，授权受托人以其作为本第11章案件第11章受托人的身份，担任任何已被免职的该等高级人员、董事、经理或类似人员。\n\n3. 根据《破产法典》第521(a)(3)及521(a)(4)条，特此命令债务人分别：(a)在必要范围内与受托人合作，使受托人能够履行其职责，包括但不限于受托人对债务人资产进行的调查；以及(b)向受托人交出全部破产财产及任何已记录信息，包括但不限于与破产财产有关的账簿、文件、记录和文书（包括但不限于其在 Genever（BVI）中的股份以及所有相关公司治理文件）。为落实债务人根据《破产法典》第521(a)(3)及521(a)(4)条承担的职责，特此命令债务人：\n\n(a) 以本裁定所附附件A所载形式，签署关于债务人在 Genever（BVI）中股份的股份转让表格及董事决议（该等文件不填写日期），并于本裁定录入后两个营业日内将该等已签署文件交付受托人（受托人随后将该等文件提交给位于英属维尔京群岛（BVI）的 Genever（BVI）注册代理人）；以及\n\n(b) 不迟于本裁定录入后两个营业日，要求其律师，包括但不限于 Harcus Parker Limited 律师事务所及任何前任律师（以下统称“英国律师”），在英格兰及威尔士高等法院、王座法院商业法庭待决的、案名为 Kwok Ho Wan、Ace Decade Holdings Limited 及 Dawn State Limited 诉 UBS AG (London Branch)、案号CL-2020-000345的诉讼（下称“UBS诉讼”）中：(i)立即向受托人交付并与其分享英国律师就 UBS诉讼向债务人作出的所有备忘录、意见及其他通信、有关 UBS诉讼实体依据的任何其他信息（无论是否以书面形式），以及债务人或英国律师就该等诉讼所收到或提出的任何和解要约；以及(ii)立即向受托人提供对英国律师在 UBS诉讼中案件卷宗的完全访问权限，以及在 UBS诉讼中提交的所有诉状及其他法院文件（就(i)及(ii)两者而言，均不论该等文件、通信或信息是否\n\n受任何律师—客户特权、工作成果特权或其他特权的约束，且不论该等文件、通信或信息于何时制作或形成）。为落实前述规定，债务人应不迟于本命令录入后两个营业日，向 Harcus Parker Limited（哈库斯·帕克律师事务所）交付一份采用本命令附件 B 所附格式的函件副本（并向受托人交付该副本）。为免生疑问，就所有目的而言，受托人应被视为债务人在 UBS Litigation（瑞银诉讼）中提出的请求权的所有人。\n\n3. 如受托人行使其就债务人控制实体所享有的经济权利和治理权利被视为超出正常营业过程，则该等行使特此获准，因为行使该等权利具有合理的商业理由，包括受托人为破产财产之利益持有债务人就该等实体所享有的全部经济权利和治理权利。尽管 Bankruptcy Rule 6004(h) 或 Bankruptcy Rules 或 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格州联邦破产法院）的 Local Rules of Bankruptcy Practice and Procedure 中任何其他相反规定可能适用，本命令的条款和条件应于录入后立即生效并可执行，任何适用的对本命令效力和可执行性的暂缓特此放弃。为免生疑问，本命令任何内容均不授权受托人出售、以其他方式处分、出租或设定负担于债务人控制实体的任何股权或债务人的其他资产。\n\n4. 根据 Bankruptcy Code 第 1505 条，受托人特此获授权作为破产财产的外国代表，在任何外国代表破产财产以适用外国法律允许的任何方式行事，其目的在于：(a) 调查、收集和追回位于外国的债务人资产，包括在必要或适当时为此在外国法院寻求救济；(b) 对债务人控制实体行使控制权，包括在必要或适当时为此在外国法院寻求救济；以及 (c) 向持有与债务人控制实体有关的该等公司文件的适当外国公司登记机关（或类似实体）请求并取得公司文件。在不限制前述规定的前提下，受托人获授权根据 Bankruptcy Code 第 1505 条，向持有该等公司文件的适当 British Virgin Island（英属维尔京群岛，“BVI”）实体请求并取得与 Genever (BVI)（Genever（英属维尔京群岛））有关的公司文件。\n\n5. 债务人不得干扰、阻碍或延误受托人行使本命令项下的授权，包括受托人为落实该等授权而代表破产财产在外国法院已采取或拟采取的任何行动。如债务人反对受托人行使该等授权，债务人应仅限于在通知利害关系方后向本院（而非视具体情况而定的相关外国法院或其他外国实体）寻求救济，但以债务人能够证明其具有提出该等请求的资格为限。\n\n6. 为落实受托人行使本命令项下的授权，本院谨请求外国法院提供协助，包括就受托人针对其行使对 Genever (BVI) 的公司控制权而提出的任何救济请求（包括紧急救济请求），请求 BVI 法院提供协助。\n\n7. 本命令任何内容均不得被视为授权就 Genever Holdings LLC（Genever Holdings LLC（“Genever (US)”））在 United States Bankruptcy Court for the Southern District of New York（美国纽约南区联邦破产法院）（“Genever Court”）待决的第 11 章案件采取任何特定行动。如受托人就 Genever (US) 行使公司治理权利将影响其第 11 章案件，受托人应出庭于 Genever Court 并向其寻求指引。\n\n8. 受托人获授权并被赋予采取一切必要行动以落实本命令所准予救济的权力。\n\n9. 本命令的条款和条件应于录入后立即生效并可执行。\n\n10. 本院应保留对因本命令的实施、解释和执行而产生或与之相关的所有事项的管辖权。\n\n美国康涅狄格州联邦破产法院\n布里奇波特分院\n\n-----------------------------------------------------------　x\n\n关于：　:\n:\n第 11 章\nHO WAN KWOK（郭文贵），　:\n:\n案号：22-50073 (JAM)\n债务人。　:\n\nx\n送达证明\n\n下列签署人特此证明，于 July 31, 2022，前述通知及其所有证物和附件已以电子方式提交。根据法院电子提交（“CM/ECF”）系统的运行，该项提交通知将通过电子邮件发送给上述第 11 章案件的所有当事方；或者，如电子提交通知书所示，对于无法接受电子提交的任何人士，则通过邮寄送达。3 当事方可通过法院的 CM/ECF 系统查阅该项提交。下列签署人进一步证明，于 July 31, 2022，通知副本已通过电子邮件发送给 Bravo Luck Limited（布拉沃·拉克有限公司）的律师如下：\n\nFrancis J. Lawall（弗朗西斯·J·劳沃尔）\nTroutman Pepper Hamilton Sanders LLP（特劳特曼·佩珀·汉密尔顿·桑德斯律师事务所）\n3000 Two Logan Square\nEighteenth and Arch Streets\nPhiladelphia, PA 19103-2799\nFrancis.lawall@troutman.com\n\n3 如前述文件于正常营业时间之外提交，则对无法或无资格接受电子通知的收件人的邮寄送达将于下一个营业日进行。\n\n日期：July 31, 2022　LUC A. DESPINS（吕克·A·德斯平），New Haven, Connecticut\n第 11 章受托人\n\n签署人：/s/Douglas S. Skalka\n\nDouglas S. Skalka（道格拉斯·S·斯卡尔卡）(ct00616)\nPatrick R. Linsey（帕特里克·R·林赛）(ct29437)\nNEUBERT, PEPE & MONTEITH, P.C.（诺伊伯特、佩佩及蒙泰思律师事务所）\n195 Church Street, 13th Floor\nNew Haven, Connecticut 06510\n(203) 781-2847\ndskalka@npmlaw.com\nplinsey@npmlaw.com","key_entities":["Kwok","Ho Wan Kwok","Despins","Je","Guo","Paul Hastings","Miles Guo"],"ecf_references":[{"doc_number":523,"court":"CTB"},{"doc_number":598,"court":"CTB"}],"word_count":4772,"status":"published","published_at":"2022-07-31 00:00:00","created_at":"2022-07-31","updated_at":"2026-08-23 18:43:13"}