{"id":"court_ctb_671_1","court":"CTB","case_no":"22-50073","doc_number":671,"sub_number":1,"doc_type":"ORDER","filed_date":"2022-08-02","title":"Exhibit 1 Revised Proposed Order (clean)","summary_zh":null,"summary_en":null,"body_en":"# **Exhibit 1**\n\n**Revised Proposed Order (clean)**\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|--------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, | :
:
: | Case No. 22-50073 (JAM) |\n| Debtor. | :
: | |\n| ------------------------------------------------------ | x | |\n\n# **ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor, it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Effective as of entry of the order, dated July 8, 2022, granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into the assets of the Debtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and\n\nall related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) fill in all missing information and execute each of (i) the share transfer instrument, (ii) the director's resolution with respect to the Debtor's shares in Genever (BVI), (iii) the transfer-in pack of Harneys Fiduciary, and (iv) the director's resolution related to the restoration of the Genever (BVI), execution of the transfer-in pack, and appointment of a new registered agent, in each case in the forms attached hereto as **Exhibit A** (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such completed and executed documents to the Trustee (who will then submit such documents to the new registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")); and\n- (b) request, no later than two business days after entry of this Order, his counsel, including, without limitation, the law firm of Harcus Parker Limited and any former counsel (collectively, \"UK Counsel\"), in the litigation styled *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)*, Case No. CL-2020-000345, pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), to (i) immediately deliver to and share with the Trustee all memoranda, advice, and other communications by UK Counsel to the Debtor regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by the Debtor or UK Counsel in\n\nconnection with such litigation, and (ii) immediately provide the Trustee with full access to UK Counsel's case file in the UBS Litigation as well as all pleadings and other court documents filed in the UBS Litigation (in the case of both (i) and (ii), regardless of whether such documents, communications, or information are subject to any attorney-client privilege, work product, or other privilege and regardless of when such documents, communications, or information were made or created). In furtherance of the foregoing, the Debtor shall deliver, no later than two business days after entry of this Order, a copy of the letter in the form attached hereto as **Exhibit B** to the law firm of Harcus Parker Limited (with a copy thereof to be delivered to the Trustee). For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this\n\nOrder authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. Pursuant to section 1505 of the Bankruptcy Code, the Trustee is hereby authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating, collecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as necessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. In furtherance of the Trustee's exercise of the authority under this Order, the Court respectfully requests the assistance of the foreign courts, including the assistance of the BVI courts regarding any request of the Trustee for relief (including on an emergency basis) with respect to the Trustee's exercise of corporate control over Genever (BVI).\n\n8. Nothing in this Order shall be deemed to authorize any particular action with respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the Trustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n10. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n11. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\n# **Exhibit A**\n\n**Share Transfer Form and Director's Resolution**\n\n# **GENEVER HOLDINGS CORPORATION**\n\n**incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n## **SHARE TRANSFER INSTRUMENT**\n\nI, **Ho Wan Kwok**, of [*insert address*] (the *Transferor*) DO HEREBY transfer to **Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok**, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), the 1000 shares of US\\$0.001 par value standing in my name in the share register of the Company.\n\nThis share transfer instrument is governed by British Virgin Islands law.\n\nAs witness the hand of the Transferor this \\_\\_\\_\\_\\_ day of August, 2022.\n\nExecuted by ) **Ho Wan Kwok** )\n\n)\n\n**This share transfer instrument is not subject to stamp duty in the British Virgin Islands unless the Company or its direct or indirect subsidiaries holds real property within the British Virgin Islands. The Company will not treat the Transferee as the registered holder of any shares until the name of the Transferee has been entered in the share register of the Company.**\n\n## 25\n\n# **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n## WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company has received a share transfer dated August \\_\\_\\_\\_\\_, 2022 relating to the transfer of 1000 shares in the capital of the Company (the *Shares*) executed by Ho Wan Kwok in favour of Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), together with a certificate representing the Shares (the *Certificate*).\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the transfer of the Shares be and is hereby approved;\n- 2. the Certificate be and is hereby cancelled;\n- 3. a new certificate relating to the Shares and signed by the director of the Company be issued under the common seal of the Company to the Transferee;\n- 4. the registered agent of the Company be and is hereby authorised and directed to update the Company's share register; and\n- 5. any of the foregoing which have been done on or before the date hereof be and are hereby adopted, ratified, confirmed and approved.\n\nHo Wan Kwok hereby confirms that he is the Transferor and therefore has an interest in and connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\nHo Wan Kwok – Director\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 11 of\n\n*Transfer-In Pack – BVI Business Company*\n\n\n\n| PART A - COMPANY | | | | |\n|---------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|------------|--|\n| | Name of the Company
(Note: Type the name exactly as listed on the
Certificate of Incorporation/Registration) | | | |\n| | Former Name(s) (if applicable) | | | |\n| | Company Type | | | |\n| Current Registered Agent | | Name of Registered Agent | | |\n| | | Contact Person | | |\n| | Contact Details | Telephone Number
Email Address | | |\n| | Method of Change of registered office and agent | ☐ I will arrange for the outgoing agent to file the transfer
☐ I would like to arrange a 'forced transfer' by Harneys legal team | | |\n| | Reason for change of registered office and agent | | | |\n| | Director's Resolution | Please click here for a template resolution to change the Company's
registered agent. | | |\n| | Is the Company operating a non-profit/charity within
the British Virgin Islands? | ☐ Yes ☐ No | | |\n| | Is the Company regulated by or registered with the
Financial Services Commission? | ☐ Yes ☐ No | | |\n| Purpose of Company
(Note: Please be specific \"holding Company\" or \"investment fund\" is insufficient) | | | | |\n| | | | | |\n| Intended nature of Company's business | | | | |\n| Does the Company: | | | | |\n| 1.
receive more than 20% of its revenue in the form of cash or equivalents? | | ☐ Yes ☐ No | | |\n| Is the company involved in: | | | | |\n| 2. | the arms, defence, military or nuclear industries? | | ☐ Yes ☐ No | |\n| 3. | trading oil and gas, precious metals, gems, jewels, fine art, real estate or other
☐ Yes ☐ No
collectors' items? | | | |\n| 4. | the creation or provision of any one of the following: | | ☐ Yes ☐ No | |\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 12 of\n\n# *Transfer-In Pack – BVI Business Company*\n\n\n\n| | •
blockchain technology | | | | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|--|--|--|\n| | •
the creation or issuance of virtual assets or tokens | | | | |\n| | •
any one of the following: the offering of an exchange between virtual assets
and fiat currencies, the offering an exchange between one or more forms of
virtual assets, the provision of services relating to the transfer of virtual assets,
the provision of virtual asset custody services or the participation in, and
provision of, financial services related to a virtual asset issuance or the sale of
a virtual asset? | | | | |\n| 5. | the production or trading of substances or products? | ☐ Yes ☐ No | | | |\n| 6. | gambling or the adult entertainment industry? | ☐ Yes ☐ No | | | |\n| 7. | activities that may have a major environmental impact (e.g. forestry, oil and gas, deep
sea mining, quarrying or power generation)? | ☐ Yes ☐ No | | | |\n| | Collective Investment | | | | |\n| 8. | Is this vehicle being used to pool investor capital to generate capital or income returns? | ☐ Yes ☐ No | | | |\n| Structure | | | | | |\n| If this entity will form part of a group (including holdings of minority interests), please provide a chart indicating the
position this entity will take in the structure. The chart should include all entities holding, directly or indirectly, an intere
9.
st of 10% or more in this entity and any subsidiaries of the entity. If the structure has 3
layers or less then copies of the Register of Members of each entity through to the ultimate parent maybe provided as
an alternative to a structure chart. | | | | | |\n| | If you have answered YES to any of the questions above, please provide details. | | | | |\n| | | | | | |\n| | If the intended nature of the Company's business is not identified above, please provide details. | | | | |\n| | | | | | |\n| | Country(ies) of intended business activities | | | | |\n| (Note: Please include location of customers, distributors and bank accounts.) | | | | | |\n| Source of funds | | | | | |\n| (Note: Please provide details of the source of funding for the initial activities of the Company. You may be asked to provide
supporting documentation.) | | | | | |\n| | | | | | |\n| PART B - ECONOMIC SUBSTANCE | | | | | |\n| The Company may be required to have adequate substance' in the BVI. | | | | | |\n| Please click here to review Harneys guidance on economic substance requirements. If you have any queries please liaise with
your usual Harneys contact. | | | | | |\n| | Economic Substance Financial Reporting Period | | | | |\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 13 of\n\n*Transfer-In Pack – BVI Business Company*\n\n\n\n| | | Default reporting periods depend on the date of incorporation. If you have elected to use an economic substance reporting
period end that is not your default date please tick here, and confirm the date of your reporting period end: | | | |\n|----------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|----------------------------|------------|\n| ☐ | We have formally notified the ITA of a change to our economic substance
reporting period, our current reporting period end is: | | | [dd/mm/yyyy to dd/mm/yyyy] | |\n| ☐ | We would like to apply to make a change to our default reporting period. Harneys is able to arrange this notification – we
will contact you to discuss what is possible to achieve and provide a quote. | | | | |\n| | If no box is ticked, the default reporting period will apply. | | | | |\n| | Does Company conduct: | | | | |\n| 1. | banking business? | | | | ☐ Yes ☐ No |\n| 2. | distribution and service centre business? | | | | ☐ Yes ☐ No |\n| 3. | financing and leasing business? | | | | ☐ Yes ☐ No |\n| 4. | fund management business? | | | | ☐ Yes ☐ No |\n| 5. | headquarters business? | | | | ☐ Yes ☐ No |\n| 6. | holding company business? | | | | |\n| | Please specify the types of asset(s) that the
Company is intending to hold. | | | | |\n| | partnership interests, etc.) | Please provide details of any other legal entities in
which the Company will hold interests (e.g. shares, | | | |\n| 7. | insurance business?
☐ Yes ☐ No | | | | |\n| 8. | intellectual property business? | | | | ☐ Yes ☐ No |\n| 9. | shipping business?
☐ Yes ☐ No | | | | |\n| | possible on the exact scope of any relevant activity.) | If you have answered YES to any of the questions above, please provide details.
(Note: The activities above may be 'relevant activities' for economic substance purposes. Please include as much detail as | | | |\n| Please confirm the entity's country(ies) of tax residence. | | | | | |\n| PART C - SHAREHOLDERS | | | | | |\n| (Note: Details of additional shareholders can be entered in Part I.) | | | | | |\n| | Name of Shareholder
Name | | | | |\n| | Contact Details | Telephone Number | Email Address | | |\n| | Name of Shareholder | Name | | | |\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 14 of\n\n# *Transfer-In Pack – BVI Business Company*\n\n\n\n| Contact Details | Telephone Number | Email Address | | |\n|---------------------|------------------|---------------|--|--|\n| | | | | |\n| Name of Shareholder | Name | | | |\n| Contact Details | Telephone Number | Email Address | | |\n| | | | | |\n| Name of Shareholder | Name | | | |\n| Contact Details | Telephone Number | Email Address | | |\n\n25\n\n## **PART D - BENEFICIAL OWNER(S)**\n\n*Note: Under the Beneficial Ownership Secure Search System Act, 2017 (BOSS Act), unless the Company is exempt, it is required to identify its beneficial owners and registrable legal entities and to notify its registered agent of the prescribed particulars of such persons. The registered agent is then obliged to establish and maintain a database with such particulars which may be made available for searching by the International Tax Authority. A beneficial owner under the BOSS Act is a natural person who: (i) ultimately owns or controls 25% or more of the shares or voting rights of the Company; or (ii) otherwise exercises control over the management of the Company. Any such person is referred to below as a \"BOSS Act Beneficial Owner\".*\n\nPlease provide:\n\n- (i) details of all beneficial owners of the Company who are interested in 10% or more of the Company (indicating which, if any, hold 25% or more or otherwise qualify as a BOSS Act Beneficial Owner); and\n- (ii) details of all registrable legal entities of the Company.\n\n## **Beneficial Owner Particulars - Natural Persons**\n\n*Note: A beneficial owner under the Anti-Money Laundering Terrorist Financing Code of Practice, 2008 (AML Code) is a natural person who ultimately owns or controls 10% or more of the shares or voting rights of the Company.*\n\n| First Name | Middle
Name | Surname | Residential Address | | |\n|------------------------------|----------------------------|----------------------------|--------------------------|--|--|\n| | | | Address 1 | | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | | |\n| | | | City
State | | |\n| BOSS Act Beneficial
Owner | ☐ Yes | ☐ No | Country
Post/Zip Code | | |\n| | | | | | |\n| First Name | Middle
Name | Surname | Residential Address | | |\n| | | | Address 1 | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | |\n| | | | City
State | | |\n| BOSS Act Beneficial
Owner | ☐ Yes | ☐ No | Country
Post/Zip Code | | |\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 15 of\n\n*Transfer-In Pack – BVI Business Company*\n\n\n\n| First Name | Middle
Name | Surname | Residential Address | | | |\n|-----------------------------------------------------------|----------------|----------------------------|---------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|\n| | | | Address 1 | | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | | Address 2 | | |\n| | | | City | State | | |\n| BOSS Act Beneficial
Owner | ☐ Yes | ☐ No | Country | Post/Zip Code | | |\n| First Name | Middle | Surname | Residential Address | | | |\n| | Name | | Address 1 | | | |\n| | | | | | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | | |\n| | | | City | State | | |\n| BOSS Act Beneficial
Owner | ☐ Yes | ☐ No | Country | Post/Zip Code | | |\n| | | | | | | |\n| Beneficial Owner Particulars - Registrable Legal Entities | | | | | | |\n| may be requested. | | | | Note: A registrable legal entity is a legal entity which would be a beneficial owner if it were a natural person and falls into one of
the following categories: (a) its securities are listed on a recognised stock exchange or a subsidiary of an entity the securities of
which are so listed; (b) it is a BVI regulated investment fund or a subsidiary of such a fund; (c) it is a BVI regulated person or a
foreign regulated person; or (d) it is a sovereign state or a wholly owned subsidiary of a sovereign state. Additional information | | |\n| Full Legal Name | | | Registered Address | | | |\n| | | Address 1 | | | | |\n| Alternative Name(s) (if applicable) | | Address 2 | | | | |\n| | | City | | City | | |\n| | | Country | | Country | | |\n| Country of Registration | | | | | | |\n| Registration Number | | | | | | |\n| Date of incorporation | | (DD/MM/YYYY) | | | | |\n| Name of Stock Exchange (if applicable) | | | | | | |\n| Name of Regulator (if applicable) | | | | | | |\n| Location of Beneficial Ownership Database | | Address | | | | |\n\n25\n\n**harneysfiduciary.com** 5 4315095\n\nEffective October 2019\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 16 of\n\n# *Transfer-In Pack – BVI Business Company*\n\n| | | Address 2 | | | | |\n|-----------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|---------------|---------|---------------|--|\n| | | City | | City | | |\n| | | Country | | Country | | |\n| Contact Details | | Telephone Number | | | Email Address | |\n| Beneficial Owner - Exemption | | | | | | |\n| | Will the company be an exempt person under the BOSS Act? | | | | ☐ Yes ☐ No | |\n| If YES, on what basis? | | | | | | |\n| | | | | | | |\n| PART E - DIRECTOR(S) | | | | | | |\n| | Each director must sign and complete the relevant section in our Compliance Pack (Individuals or Companies or Others)
together with a Consent to Act Form signed at their original date of appointment – if you need to reproduce this document
please use this template (Individual Directors or Non-Individual Directors).
Please refer to our Additional Services section for more information about our director services.
(Note: Details of additional directors can be entered in Part I.) | | | | | |\n| Name of Director | Name | | | | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| Name of Director | Name | | | | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| Name of Director | Name | | | | | |\n| Contact Details | Telephone Number | Email Address | | | | |\n| PART F - OFFICER(S) | | | | | | |\n| | (Note: Details of additional officers can be entered in Part I.) | | | | | |\n| Name of Officer | Name | | | | | |\n| Contact Details | Telephone Number | Email Address | | | | |\n| Name of Officer | Name | | | | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| PART G - COMPLIANCE QUESTIONNAIRE | | | | | | |\n| Questionnaire: | Any natural person or corporate entity which is listed in one of the following sections must complete a Compliance | | | | | |\n\n*Transfer-In Pack – BVI Business Company*\n\n\n\n☐ Shareholders in Part C\n\n☐ Beneficial Owners in Part D\n\n☐ Registrable legal entities listed in Part D\n\n☐ Directors listed in Part E\n\nPlease refer to our Compliance Pack [\\(Individuals o](htt)r [Companies](htt) or [Others\\)](htt).\n\n## **PART H - LOCATION OF ORIGINAL CORPORATE RECORDS**\n\n*Note: It is a mandatory requirement for the Company to keep either: (i) the original; or (ii) a copy of the corporate records listed below at the office of its registered agent. The company must inform the registered agent if original corporate documents will be kept at an alternative address and update the registered agent within 14 days of any change in location of the original records.*\n\n| Corporate Record | Harneys | | Alternative Address | |\n|-----------------------------------------------------|------------------|-----------|---------------------|--|\n| Register of Members | ☐ | Address 1 | | |\n| | | Address 2 | | |\n| | | City | State | |\n| | | Country | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | |\n| Corporate Record | Harneys | | Alternative Address | |\n| | ☐ | Address 1 | | |\n| | | Address 2 | | |\n| Register of Directors | | City | State | |\n| | | Country | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | |\n| Corporate Record | Harneys | | Alternative Address | |\n| Minutes and Resolutions of
Directors and Members | ☐ | Address 1 | | |\n| | | Address 2 | | |\n| | | City | State | |\n| | | Country | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | |\n| Corporate Record | Harneys | | Alternative Address | |\n| | ☐ | Address 1 | | |\n| Register of Charges | | | | |\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 18 of\n\n# *Transfer-In Pack – BVI Business Company*\n\n\n\n| | | City | | State | |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------|---------------|---------------|--|\n| | Country | | | Post/Zip Code | |\n| Contact Details | Telephone Number | | | Email Address | |\n| Note: Additional fees will be incurred annually by the Company which must be paid in advance if Harneys are required to
maintain the original financial records. | | | | | |\n| Corporate Record | Harneys
Alternative Address | | | | |\n| | | Name of record keeper | | | |\n| Financial records and underlying | | Address 1 / Address 2 | | | |\n| documentation | ☐ | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Harneys can also provide specialised Bookkeeping and
Financial Statement preparation services. Would you like
us to contact you with more information? | ☐ Yes ☐ No | | | | |\n| PART I - ADDITIONAL INFORMATION | | | | | |\n| Note: Please use this space to provide us with any special instructions or additional information. Any work which is not within
the scope of our services may be referred to our affiliate law firm, Harneys Westwood & Riegels LP, who will contact you
directly. | | | | | |\n| PART J - PAYMENT INSTRUCTIONS AND BILLING | | | | | |\n| If you have not received a quote in relation to our services please contact our New Business Team. | | | | | |\n| Method of payment: We accept payments via wire transfer and credit card. Please click here for our payment instructions
and use the reference 'New Business' and the proposed name of the Company provided in Part A. | | | | | |\n| Instructing Agent/Client | | | | | |\n| Please indicate your method of payment | | ☐ Credit Card
☐ Wire | | | |\n| | | Address 1 | | | |\n| | | Address 2 | | | |\n| Billing Address | | City | | City | |\n| | | Country | | Country | |\n| Billing Email (Note: We only send invoices by email.) | | | | | |\n| | | | | | |\n\n25\n\n**harneysfiduciary.com** 8 4315095\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 19 of\n\n# *Transfer-In Pack – BVI Business Company*\n\n\n\nI declare that I have read the **[Terms and Conditions](http)** and request that Harneys Fiduciary proceed with the Transfer-In of the Company according to the details provided in this Pack and I am authorised by each data subject to provide their personal data to Harneys Fiduciary. I certify that the information provided in this Pack is true and correct to the best of my knowledge, and I undertake to inform Harneys Fiduciary promptly should any of the provided details change. I further confirm that no situation has occurred where I have reason to believe that there may be legal or tax issues in connection with this structure and the laws and institutions of any jurisdiction.\n\n| Full Name | |\n|------------------------------------------------|--|\n| Name of corporate entity (if applicable) | |\n| Position with corporate entity (if applicable) | |\n| Signature | |\n| Date | |\n\nCase 22-50073 Doc 671-1 Filed 08/02/22 Entered 08/02/22 21:49:07 Page 20 of\n\n# *Transfer-In Pack – BVI Business Company*\n\n\n\n## **ADDITIONAL SERVICES**\n\n#### **Company Secretarial Services**\n\nOur company administration teams provide secretarial and administrative support including acting as company secretary throughout the life of a business or project. This includes maintenance of company records.\n\n25\n\n### **Nominee Shareholder Services & Trust Services**\n\nWe provide nominee shareholder services. For clients interested in succession planning involving their BVI business company shares we would invite you to consider the use of our trust services. Our experienced team of private wealth practitioners can advise you on this process. One of the key benefits of succession planning through trusts is avoiding the time, cost and publicity associated with a BVI probate application.\n\n#### **Director Services**\n\nHarneys Fiduciary offers both corporate directors and qualified professionals who may be appointed to serve as directors of a BVI Company. Provision of director services is considered on a case by case basis, however, taking into consideration the type of company and its activities.\n\n#### **Bank Accounts**\n\nWe work closely with numerous financial institutions in the BVI and internationally and can help you open a bank account for your new company quickly and efficiently. We can provide authorised signatories for bank accounts and maintain and keep your financial records.\n\n#### **Accounting Services**\n\nHarneys Fiduciary has its own in-house accounting team specialising in the provision of bookkeeping and accounting services to meet the needs of companies, limited partnerships and trusts.\n\nOur accounting services include maintenance of financial records, preparation of monthly, quarterly, or annual management accounts, preparation of annual financial statements and liaising with external auditors and advisors as required.\n\nWe can also provide access to auditors and other specialists outside our firm if this is necessary to meet your particular needs. Our connections both locally in the BVI and internationally are numerous and well established.\n\n### **Other Services**\n\nHarneys Fiduciary also provides other services including liquidation services, authorised representative services, safe custody, escrow and a wide range of corporate secretarial services provided on an ad-hoc basis.\n\nIf you have any questions or would like more information on any of the above services please contact us.\n\n**GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n## 25\n\n# WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company's registered agent has resigned, and the Company is currently struck‐off of the Registry of Corporate Affairs (the *Registry*) pursuant to s.213(1) of the BVI Business Companies Act 2004.\n\nWHEREAS the Company intends to rectify the status of the Company and place it back in good standing and in order to do so desires to appoint Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands as its registered agent.\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the Company change its registered agent to Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 2. the Company change its registered office to Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 3. a notice, in the approved form, of the change of registered agent and registered office of the Company, be filed with the BVI Registry of Corporate Affairs; and\n- 4. the sole director, any employee of Harneys Corporate Services Limited or any employee of Harney Westwood & Riegels LP, be and is hereby authorised to:\n\t- a. pay any outstanding fees due to the Registry;\n\t- b. execute or submit any document to the Registry; and\n\t- c. to take any and all other actions necessary to bring the Company into good standing and to give full effect to the change of registered agent and registered office; and\n\n5. the terms and conditions of Harneys Corporate Services Limited for the provision of registered office and registered agent services (as amended or supplemented from to time) be and are approved, and the completion and execution of the Harneys Corporate Services Limited 'transfer‐in pack' for and on behalf of the Company by the sole director be and is hereby approved.\n\nHo Wan Kwok hereby confirms that he has no conflict of interest in connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\nHo Wan Kwok – Director\n\n# **Exhibit B**\n\n**Letter to Harcus Parker Limited**\n\nHo Wan Kwok [*insert address*]\n\nAugust [\\_\\_], 2022\n\n# **VIA EMAIL AND OVERNIGHT MAIL**\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL Attn: Jennifer Morrissey Email: JMorrissey@harcusparker.co.uk\n\n## **Re:** *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)***, Case No. CL-2020-000345 – Appointment of Trustee in Chapter 11 Case of Ho Wan Kwok**\n\nDear Ms. Morrisey:\n\nThis is to confirm to you that Luc A. Despins has been appointed as the trustee (the \"Trustee\") in my chapter 11 case, pending before the United States District Court for the District of Connecticut (the \"U.S. Bankruptcy Court\"). All of my interests in the litigation against UBS AG (London Branch) pending in in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\") is property of my bankruptcy estate.\n\nUpon Mr. Despins' appointment as the Trustee, he exercises control over all property of the bankruptcy estate, including the UBS Litigation, so that he now has authority and standing to prosecute the UBS Litigation. I have no authority or standing at this time to prosecute the UBS Litigation.\n\nIn furtherance of the foregoing, and for the avoidance of doubt, I hereby expressly authorize you to have full and complete discussions with Mr. Despins regarding the UBS Litigation, the merits thereof, any related settlement discussions, and any other topics related to the prosecution of the UBS Litigation, regardless of any attorney-client privilege, work product, or other privilege, which I hereby fully waive for such purposes.\n\nAmong other things, and as detailed in the order of the U.S. Bankruptcy Court (a copy of which is enclosed as Exhibit 1), I instruct you to (i) immediately deliver to and share with the Trustee all memoranda, advice, and other communications by you to me regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by me or you in connection with such\n\nlitigation, and (ii) immediately provide the Trustee will full access to your case file in the UBS Litigation as well as all pleadings and other court documents filed in the UBS Litigation.\n\nSincerely,\n\nHo Wan Kwok\n\ncc: Luc A. Despins, in his capacity as trustee in the chapter 11 case of Ho Wan Kwok\n\nEnclosure","body_zh":"证物 1\n\n修订后的拟议裁定（清稿）\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格联邦破产法院布里奇波特分庭）\n\n------------------------------------------------------ x\n\n关于： :\n: 第11章\nHO WAN KWOK（郭文贵）， :\n:\n: 案件编号 22-50073 (JAM)\n债务人。 :\n\n------------------------------------------------------ x\n\n依据《破产法典》第363、521、541、1108及1505条作出的裁定：(A) 确认第11章管理人持有债务人在债务人控制实体中的全部经济权利及公司治理权利；(B) 授权第11章管理人代表破产财产在任何外国行事；以及 (C) 准予相关救济\n\n兹审理Luc A. Despins（卢克·A·德斯平斯）先生以在Ho Wan Kwok（郭文贵）（下称“债务人”）第11章案件中获任命的第11章管理人（下称“管理人”）身份提出的动议（下称“本动议”），请求依据《美国法典》第11编（下称“《破产法典》”）第363、541、1108及1505条作出裁定（下称“本裁定”），(a) 确认管理人持有债务人在由债务人拥有及/或控制的所有公司实体（下称“债务人控制实体”）中的全部经济权利及公司治理权利，包括但不限于Genever Holdings Corporation（Genever控股公司，以下简称“Genever (BVI)”），并准予相关救济；(b) 授权管理人代表债务人的破产财产（下称“破产财产”）在任何外国行事；以及 (c) 准予相关救济，具体内容均载于本动议；本院依据28 U.S.C. §§ 157 and 1334及United States District Court for the District of Connecticut（美国康涅狄格联邦地区法院）作出的移交常设命令（经修订），对本动议及其中请求的救济具有管辖权；依据28 U.S.C. § 157(b)，对本动议及其中请求的救济的审理属于核心程序；依据28 U.S.C. §§ 1408 and 1409，本院为适格审理地；本院认定，本动议所请求的救济符合破产财产、其债权人及所有利害关系方的最佳利益；在具体情形下已就本动议给予适当且充分的通知；并且看来无需给予其他或进一步通知；并经本院进行的全部程序；且对本裁定所请求救济提出的任何异议均已撤回或经实体审理后驳回；经适当审议并认为理由充分，现特此裁定：\n\n1. 本动议按本裁定所述予以准许。\n\n2. 自日期为July 8, 2022、准许任命Luc A. Despins（卢克·A·德斯平斯）为本第11章案件管理人的裁定[ECF No. 523]作出之日起生效，管理人为破产财产的利益持有债务人就所有债务人控制实体（包括但不限于Genever (BVI)）享有的全部经济权利及公司治理权利。为免生疑义，上述权利包括管理人替换债务人控制实体任何现任高级职员、董事、经理或类似人员的权限。作为上述安排的一部分，在必要范围内，管理人获授权以其作为本第11章案件第11章管理人的身份，担任任何已被免职的该等高级职员、董事、经理或类似人员。\n\n3. 根据《破产法典》第521(a)(3)及521(a)(4)条，现责令债务人分别：(a) 在必要范围内与管理人合作，以使管理人能够履行其职责，包括但不限于管理人对债务人资产的调查；以及 (b) 向管理人交出全部破产财产及任何已记录的信息，包括但不限于与破产财产有关的账簿、文件、记录及文书（包括但不限于其在Genever (BVI)持有的股份及所有相关公司治理文件）。为履行债务人根据《破产法典》第521(a)(3)及521(a)(4)条承担的义务，现责令债务人：\n\n(a) 补全所有缺失信息，并签署下列各项：(i) 股份转让文书；(ii) 关于债务人在Genever (BVI)所持股份的董事决议；(iii) Harneys Fiduciary（Harneys信托服务公司）的转入文件包；以及 (iv) 关于恢复Genever (BVI)、签署转入文件包及任命新注册代理人的董事决议；各项均采用本裁定所附证物A的格式（该等文件不填写日期），并于本裁定作出后两个营业日内，将该等填写完整并已签署的文件交付管理人（管理人随后将该等文件提交给British Virgin Islands（英属维尔京群岛，以下简称“BVI”）Genever (BVI)的新注册代理人）；以及\n\n(b) 至迟于本裁定作出后两个营业日内，要求其在题为Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch), Case No. CL-2020-000345、目前在High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰及威尔士高等法院商业及财产法庭王座法庭商事法院）审理的诉讼（下称“UBS Litigation”）中的律师，包括但不限于Harcus Parker Limited（Harcus Parker有限责任律师事务所）及任何前任律师（统称“UK Counsel”），(i) 立即向管理人交付并与其共享UK Counsel就UBS Litigation向债务人提供的全部备忘录、意见及其他通信、有关UBS Litigation实体理由的任何其他信息（无论是否为书面形式），以及债务人或UK Counsel就该诉讼收到或提出的任何和解要约；以及 (ii) 立即向管理人提供对UK Counsel在UBS Litigation中的案件档案，以及在UBS Litigation中提交的全部诉状和其他法院文件的完全访问权限（对于(i)及(ii)二者，均不论该等文件、通信或信息是否受任何律师—委托人特权、工作成果特权或其他特权保护，亦不论该等文件、通信或信息于何时作出或形成）。为落实上述事项，债务人应至迟于本裁定作出后两个营业日内，向Harcus Parker Limited律师事务所交付一份采用本裁定所附证物B格式的信函副本（并向管理人交付其副本）。为免生疑义，就一切目的而言，管理人应被视为债务人在UBS Litigation中主张的请求权的所有人。\n\n4. 如管理人行使其就债务人控制实体享有的经济权利及公司治理权利被视为超出正常营业过程，则现批准该等行使，因为行使该等权利具有正当的商业理由，其中包括管理人为破产财产利益持有债务人就该等实体享有的全部经济权利及公司治理权利。尽管Bankruptcy Rule 6004(h)或《破产规则》或United States Bankruptcy Court for the District of Connecticut（美国康涅狄格联邦破产法院）《地方破产实务及程序规则》的任何其他相反规定可能适用，本裁定的条款及条件应于作出时立即生效并可执行，任何适用的关于本裁定生效及可执行性的暂缓执行现予放弃。为免生疑义，本裁定任何内容均不授权管理人出售、以其他方式处分、出租或设定负担于债务人控制实体中的任何股权或债务人的其他资产。\n\n5. 根据《破产法典》第1505条，现授权管理人作为破产财产的外国代表，为以下目的，以适用外国法律允许的任何方式代表破产财产在任何外国行事：(a) 调查、收集及追回位于外国的债务人资产，包括在必要或适当时为推进该等目的在外国法院寻求救济；(b) 对债务人控制实体行使控制权，包括在必要或适当时为推进该等目的在外国法院寻求救济；以及 (c) 向持有债务人控制实体相关该等文件的适当外国公司登记机关（或类似实体）请求并取得公司文件。在不限制前述规定的情况下，管理人获授权根据Bankruptcy Court第1505条，向持有该等公司文件的适当BVI实体请求并取得与Genever (BVI)有关的公司文件。\n\n6. 债务人不得干预、阻碍或拖延管理人行使本裁定项下的权限，包括管理人为推进该等权限而代表破产财产在外国法院已采取或将采取的任何行动。如债务人反对管理人行使该等权限，债务人应仅限于向本院（而非视具体情况而定的相关外国法院或其他外国实体）寻求救济，并向利害关系方发出通知，但债务人须能够证明其具有这样做的诉讼资格。\n\n7. 为推进管理人行使本裁定项下的权限，本院谨请外国法院予以协助，包括BVI法院就管理人关于其对Genever (BVI)行使公司控制权的任何救济请求（包括紧急基础上的请求）予以协助。\n\n8. 本裁定任何内容均不得视为授权就Genever Holdings LLC（Genever控股有限责任公司，以下简称“Genever (US)”）在United States Bankruptcy Court for the Southern District of New York（美国纽约南区联邦破产法院，以下简称“Genever Court”）审理的第11章案件采取任何特定行动。如管理人就Genever (US)行使公司治理权利将影响其第11章案件，管理人应出庭于Genever Court并向其寻求指引。\n\n9. 管理人获授权并有权采取一切必要行动，以落实本裁定准予的救济。\n\n10. 本裁定的条款及条件应于作出时立即生效并可执行。\n\n11. 本院对因实施、解释及执行本裁定而产生或与之相关的所有事项保留管辖权。\n\n证物 A\n\n股份转让表格及董事决议\nGENEVER HOLDINGS CORPORATION（Genever控股公司）\n\n在British Virgin Islands（英属维尔京群岛）注册成立，公司编号1862840（以下简称“公司”）\n股份转让文书\n\n本人，Ho Wan Kwok（郭文贵），地址为[insert address]（下称“转让人”），特此将登记于公司股东名册中、以本人名义持有的1000股每股面值为US\\$0.001的股份，转让予Luc A. Despins（卢克·A·德斯平斯），其仅以Ho Wan Kwok（郭文贵）第11章案件管理人的身份行事，地址为200 Park Avenue, New York, New York 10166（下称“受让人”）。\n\n本股份转让文书受British Virgin Islands（英属维尔京群岛）法律管辖。\n\n兹证明，转让人于2022年August月____日亲笔签署。\n\n签署人 ) Ho Wan Kwok（郭文贵） )\n\n)\n\n除非公司或其直接或间接子公司在British Virgin Islands（英属维尔京群岛）内持有不动产，本股份转让文书无需缴纳British Virgin Islands（英属维尔京群岛）印花税。在受让人的姓名被记入公司股东名册之前，公司不会将受让人视为任何股份的登记持有人。\n\nGENEVER HOLDINGS CORPORATION（Genever控股公司） 在British Virgin Islands（英属维尔京群岛）注册成立，公司编号1862840（以下简称“公司”）\n公司唯一董事的书面决议\n\n鉴于，公司已收到一份日期为 2022 年 8 月 _____ 日的股份转让书，该转让书涉及 Ho Wan Kwok（郭文贵）向 Luc A. Despins（卢克·A·德斯平斯）转让公司股本中的 1000 股股份（该等股份）；卢克·A·德斯平斯仅以 Ho Wan Kwok（郭文贵）第 11 章破产案件受托人的身份行事，地址为 200 Park Avenue, New York, New York 10166（受让人）；连同代表该等股份的一份证书（该证书）。\n\n本人，即下列签署人，作为公司的唯一董事，特此通过以下决议：\n\n1. 特此批准该等股份的转让；\n\n2. 特此注销该证书；\n\n3. 向受让人签发一份与该等股份有关、由公司董事签署并加盖公司公章的新证书；\n\n4. 特此授权并指示公司的注册代理人更新公司的股东名册；及\n\n5. 凡于本文件日期当日或之前已完成的上述任何事项，特此予以通过、追认、确认及批准。\n\nHo Wan Kwok（郭文贵）特此确认，其为转让人，因此对本决议所拟议的交易具有利益关系及关联。\n\n本人已于 2022 年 8 月……日签署本董事决议。\n\n________________________________________\n\nHo Wan Kwok（郭文贵）— 董事\n\n案号 22-50073 文件 671-1 提交日期 08/02/22 录入日期 08/02/22 21:49:07 第 11 页，共\n\n转入文件包 — 英属维尔京群岛商业公司\n\nA 部分 — 公司\n\n公司名称\n\n（注：请完全按照公司注册/登记证书所载名称填写）\n\n曾用名称（如适用）\n\n公司类型\n\n现任注册代理人 注册代理人名称\n\n联系人\n\n联系信息 电话号码\n\n电子邮件地址\n\n变更注册办事处及代理人的方式 ☐ 我将安排离任代理人提交转让文件\n\n☐ 我希望由 Harneys（哈尼思）法律团队安排“强制转让”\n\n变更注册办事处及代理人的原因\n\n董事决议 请点击此处获取用于变更公司注册代理人的决议模板。\n\n公司是否在 British Virgin Islands（英属维尔京群岛）境内经营非营利组织/慈善机构？ ☐ 是 ☐ 否\n\n公司是否受 Financial Services Commission（金融服务委员会）监管或已向其登记？ ☐ 是 ☐ 否\n\n公司宗旨\n\n（注：请具体说明；“控股公司”或“投资基金”并不足够。）\n\n公司业务的预期性质\n\n公司是否：\n\n1. 以现金或现金等价物形式获得超过其收入 20% 的收入？ ☐ 是 ☐ 否\n\n公司是否涉及：\n\n2. 武器、国防、军事或核工业？ ☐ 是 ☐ 否\n\n3. 石油和天然气、贵金属、宝石、珠宝、艺术精品、不动产或其他收藏品的交易？ ☐ 是 ☐ 否\n\n4. 创建或提供以下任何一项： ☐ 是 ☐ 否\n\n案号 22-50073 文件 671-1 提交日期 08/02/22 录入日期 08/02/22 21:49:07 第 12 页，共\n\n转入文件包 — 英属维尔京群岛商业公司\n\n• 区块链技术\n\n• 创建或发行虚拟资产或代币\n\n• 以下任何一项：提供虚拟资产与法定货币之间的兑换服务，提供一种或多种形式虚拟资产之间的兑换服务，提供与虚拟资产转让有关的服务，提供虚拟资产托管服务，或参与并提供与虚拟资产发行或虚拟资产销售有关的金融服务？\n\n5. 物质或产品的生产或交易？ ☐ 是 ☐ 否\n\n6. 赌博或成人娱乐行业？ ☐ 是 ☐ 否\n\n7. 可能对环境产生重大影响的活动（例如林业、石油和天然气、深海采矿、采石或发电）？ ☐ 是 ☐ 否\n\n集合投资\n\n8. 该载体是否用于汇集投资者资本以产生资本或收益回报？ ☐ 是 ☐ 否\n\n结构\n\n如该实体将构成集团的一部分（包括持有少数股权），请提供一份图表，说明该实体在该结构中所处的位置。该图表应包括直接或间接持有该实体 10% 或以上权益的所有实体，以及该实体的任何子公司。如该结构不超过 3 层，则可提供从各实体直至最终母公司的股东名册副本，以替代结构图。\n\n如您对上述任何问题回答“是”，请提供详情。\n\n如公司的预期业务性质未在上文列明，请提供详情。\n\n预期业务活动所在国家\n\n（注：请包括客户、分销商及银行账户所在地。）\n\n资金来源\n\n（注：请提供公司初始活动资金来源的详情。可能会要求您提供证明文件。）\n\nB 部分 — 经济实质\n\n公司可能被要求在 BVI 具备充分的“实质”。\n\n请点击此处查阅 Harneys（哈尼思）关于经济实质要求的指引。如有任何疑问，请与您通常联系的 Harneys（哈尼思）联系人沟通。\n\n经济实质财务报告期间\n\n案号 22-50073 文件 671-1 提交日期 08/02/22 录入日期 08/02/22 21:49:07 第 13 页，共\n\n转入文件包 — 英属维尔京群岛商业公司\n\n默认报告期间取决于注册成立日期。如您已选择使用并非默认日期的经济实质报告期间截止日，请在此勾选，并确认您的报告期间截止日期：\n\n☐ 我们已正式通知 ITA（国际税务局）变更我们的经济实质报告期间；我们当前报告期间截止日为： [dd/mm/yyyy 至 dd/mm/yyyy]\n\n☐ 我们希望申请变更默认报告期间。Harneys（哈尼思）可安排作出该通知——我们将与您联系，以讨论可实现的方案并提供报价。\n\n如未勾选任何方框，则适用默认报告期间。\n\n公司是否开展：\n\n1. 银行业务？ ☐ 是 ☐ 否\n\n2. 分销及服务中心业务？ ☐ 是 ☐ 否\n\n3. 融资及租赁业务？ ☐ 是 ☐ 否\n\n4. 基金管理业务？ ☐ 是 ☐ 否\n\n5. 总部业务？ ☐ 是 ☐ 否\n\n6. 控股公司业务？\n\n请具体说明公司拟持有的资产类型。\n\n合伙权益等。） 请提供公司将持有权益的任何其他法律实体的详情（例如股份、合伙权益等）。\n\n7. 保险业务？ ☐ 是 ☐ 否\n\n8. 知识产权业务？ ☐ 是 ☐ 否\n\n9. 航运业务？ ☐ 是 ☐ 否\n\n如您对上述任何问题回答“是”，请提供详情。\n\n（注：上述活动可能属于经济实质目的下的“相关活动”。请尽可能详细说明任何相关活动的确切范围。）\n\n请确认该实体的税务居民身份所在国家。\n\nC 部分 — 股东\n\n（注：可在 I 部分填写其他股东的详情。）\n\n股东姓名\n\n姓名\n\n联系信息 电话号码 电子邮件地址\n\n股东姓名 姓名\n\n案号 22-50073 文件 671-1 提交日期 08/02/22 录入日期 08/02/22 21:49:07 第 14 页，共\n\n转入文件包 — 英属维尔京群岛商业公司\n\n联系信息 电话号码 电子邮件地址\n\n股东姓名 姓名\n\n联系信息 电话号码 电子邮件地址\n\n股东姓名 姓名\n\n联系信息 电话号码 电子邮件地址\n\nD 部分 — 实益所有人\n\n注：根据《2017 年实益所有权安全搜索系统法》（Beneficial Ownership Secure Search System Act, 2017，BOSS Act），除非公司获得豁免，否则公司须识别其实益所有人及应登记法律实体，并将该等人士的规定详情通知其注册代理人。注册代理人随后有义务建立并维护载有该等详情的数据库，International Tax Authority（国际税务局）可对该数据库进行搜索。BOSS Act 所称实益所有人，是指：(i) 最终拥有或控制公司 25% 或以上股份或表决权的自然人；或 (ii) 以其他方式对公司管理行使控制权的自然人。下文将任何该等人士称为“BOSS Act 实益所有人”。\n\n请提供：\n\n（i）持有公司 10% 或以上权益的所有公司实益所有人的详情（注明其中任何持有 25% 或以上权益或以其他方式符合 BOSS Act 实益所有人资格者）；及\n\n（ii）公司的所有应登记法律实体的详情。\n\n实益所有人资料 — 自然人\n\n注：根据《2008 年反洗钱和恐怖主义融资业务守则》（Anti-Money Laundering Terrorist Financing Code of Practice, 2008，AML Code），实益所有人是指最终拥有或控制公司 10% 或以上股份或表决权的自然人。\n\n名字 中间名 姓氏 居住地址\n\n地址 1\n\n国籍 出生日期（DD/MM/YYYY） 地址 2\n\n城市\n\n州\n\nBOSS Act 实益所有人 ☐ 是 ☐ 否 国家\n\n邮政编码\n\n名字 中间名 姓氏 居住地址\n\n地址 1\n\n国籍 出生日期（DD/MM/YYYY） 地址 2\n\n城市\n\n州\n\nBOSS Act 实益所有人 ☐ 是 ☐ 否 国家\n\n邮政编码\n\n案号 22-50073 文件 671-1 提交日期 08/02/22 录入日期 08/02/22 21:49:07 第 15 页，共\n\n转入文件包 — 英属维尔京群岛商业公司\n\n名字 中间名 姓氏 居住地址\n\n地址 1\n\n国籍 出生日期（DD/MM/YYYY） 地址 2\n\n城市 州\n\nBOSS Act 实益所有人 ☐ 是 ☐ 否 国家 邮政编码\n\n名字 中间名 姓氏 居住地址\n\n地址 1\n\n国籍 出生日期（DD/MM/YYYY） 地址 2\n\n城市 州\n\nBOSS Act 实益所有人 ☐ 是 ☐ 否 国家 邮政编码\n\n实益所有人资料 — 应登记法律实体\n\n注：应登记法律实体是指如其为自然人即会构成实益所有人，并属于下列类别之一的法律实体：(a) 其证券在获认可证券交易所上市，或其为其证券如此上市实体的子公司；(b) 其为受 BVI 监管的投资基金或该等基金的子公司；(c) 其为受 BVI 监管人士或外国受监管人士；或 (d) 其为主权国家或主权国家的全资子公司。可能会要求提供额外信息。\n\n完整法定名称 注册地址\n\n地址 1\n\n替代名称（如适用） 地址 2\n\n城市 城市\n\n国家 国家\n\n注册国家\n\n注册编号\n\n注册成立日期 （DD/MM/YYYY）\n\n证券交易所名称（如适用）\n\n监管机构名称（如适用）\n\n实益所有权数据库所在地 地址\n\nharneysfiduciary.com 5 4315095\n\n2019 年 10 月起生效\n\n案号 22-50073 文件 671-1 提交日期 08/02/22 录入日期 08/02/22 21:49:07 第 16 页，共\n\n转入文件包 — 英属维尔京群岛商业公司\n\n地址 2\n\n城市 城市\n\n国家 国家\n\n联系信息 电话号码 电子邮件地址\n\n实益所有人 — 豁免\n\n公司是否为 BOSS Act 下的豁免人士？ ☐ 是 ☐ 否\n\n如是，依据为何？\n\nE 部分 — 董事\n\n每名董事均须签署并填写我们《合规文件包》中的相关部分（个人、公司或其他），并连同一份于其原始任命日期签署的同意任职表一并提交——如您需要复制该文件，请使用此模板（个人董事或非个人董事）。\n\n请参阅我们的附加服务部分，了解有关我们董事服务的更多信息。\n\n（注：可在 I 部分填写其他董事的详情。）\n\n董事姓名 姓名\n\n联系信息 电话号码 电子邮件地址\n\n董事姓名 姓名\n\n联系信息 电话号码 电子邮件地址\n\n董事姓名 姓名\n\n联系信息 电话号码 电子邮件地址\n\nF 部分 — 高级人员\n\n（注：可在 I 部分填写其他高级人员的详情。）\n\n高级人员姓名 姓名\n\n联系信息 电话号码 电子邮件地址\n\n高级人员姓名 姓名\n\n联系信息 电话号码 电子邮件地址\n\nG 部分 — 合规问卷\n\n问卷：列于下列任一部分的任何自然人或法人实体均须填写一份合规问卷：\n\n转入文件包 — 英属维尔京群岛商业公司\n\n☐ C 部分的股东\n\n☐ D 部分的实益所有人\n\n☐ D部分所列的须登记法律实体\n\n☐ E部分所列的董事\n\n请参阅我们的合规资料包[个人]或[公司]或[其他]。\nH部分——公司原始记录的存放地点\n\n注：公司必须在其注册代理人办事处保存以下所列公司记录的以下任一文件：(i) 原件；或(ii) 副本。公司如将在其他地址保存公司文件原件，必须通知注册代理人，并须在原始记录存放地点发生任何变更后14日内更新注册代理人信息。\n\n公司记录 Harneys 备选地址\n\n成员名册 ☐ 地址1\n地址2\n城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n公司记录 Harneys 备选地址\n☐ 地址1\n地址2\n董事名册 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n公司记录 Harneys 备选地址\n董事和成员的会议记录及决议 ☐ 地址1\n地址2\n城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n公司记录 Harneys 备选地址\n☐ 地址1\n抵押登记册\n\n案件 22-50073 文件 671-1 提交于 08/02/22 录入于 08/02/22 21:49:07 第 18 页，共\n转入资料包——英属维尔京群岛商业公司\n\n城市 州\n\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n注：如要求Harneys保存财务记录原件，公司将产生额外的年度费用，且该等费用必须预先支付。\n公司记录 Harneys\n备选地址\n记录保管人姓名\n财务记录及相关 地址1 / 地址2\n文件 ☐ 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\nHarneys还可提供专业簿记及\n财务报表编制服务。您是否希望\n我们与您联系并提供更多信息？ ☐ 是 ☐ 否\nI部分——补充信息\n注：请使用此处向我们提供任何特别指示或补充信息。任何不属于我们服务范围内的工作，可能会转介给我们的关联律师事务所Harneys Westwood & Riegels LP（Harneys Westwood & Riegels有限责任合伙律师事务所），该所将直接与您联系。\nJ部分——付款指示及账单\n如您尚未收到有关我们服务的报价，请联系我们的新业务团队。\n付款方式：我们接受电汇和信用卡付款。请点击此处查看我们的付款指示，并使用“New Business”及A部分所提供的拟定公司名称作为附言。\n委托代理人/客户\n请注明您的付款方式 ☐ 信用卡\n☐ 电汇\n地址1\n地址2\n账单地址 城市 城市\n国家 国家\n账单电子邮箱（注：我们仅通过电子邮件发送发票。）\nharneysfiduciary.com 8 4315095\n\n案件 22-50073 文件 671-1 提交于 08/02/22 录入于 08/02/22 21:49:07 第 19 页，共\n转入资料包——英属维尔京群岛商业公司\n\n本人声明，本人已阅读[条款和条件]，并请求Harneys Fiduciary（Harneys 受托服务公司）根据本资料包所提供的详情继续办理公司的转入，且本人已获每一数据主体授权，向Harneys Fiduciary提供其个人数据。本人证明，据本人所知，本资料包所提供的信息真实、正确；如所提供的任何详情发生变更，本人承诺将及时通知Harneys Fiduciary。本人进一步确认，未发生任何使本人有理由相信该架构以及任何司法辖区的法律和制度可能涉及法律或税务问题的情形。\n\n全名\n\n公司实体名称（如适用）\n在公司实体中的职务（如适用）\n签名\n日期\n\n案件 22-50073 文件 671-1 提交于 08/02/22 录入于 08/02/22 21:49:07 第 20 页，共\n转入资料包——英属维尔京群岛商业公司\n附加服务\n公司秘书服务\n\n我们的公司管理团队提供秘书及行政支持，包括在企业或项目存续期间担任公司秘书。这包括维护公司记录。\n\n名义股东服务及信托服务\n\n我们提供名义股东服务。对于有意就其英属维尔京群岛商业公司股份进行继承规划的客户，我们建议您考虑使用我们的信托服务。我们经验丰富的私人财富从业团队可就此流程向您提供建议。通过信托进行继承规划的主要优势之一，是避免与英属维尔京群岛遗嘱认证申请相关的时间、费用和公开性。\n董事服务\n\nHarneys Fiduciary提供公司董事及可获委任担任英属维尔京群岛公司董事的合资格专业人士。董事服务将视个案而定，并会考虑公司的类型及其活动。\n银行账户\n\n我们与英属维尔京群岛及国际上的众多金融机构密切合作，可协助您迅速高效地为您的新公司开立银行账户。我们可为银行账户提供获授权签字人，并维护和保存您的财务记录。\n会计服务\n\nHarneys Fiduciary设有内部会计团队，专门提供簿记和会计服务，以满足公司、有限合伙企业和信托的需要。\n\n我们的会计服务包括维护财务记录、编制月度、季度或年度管理账目、编制年度财务报表，以及按要求与外部审计师和顾问联络。\n\n如为满足您的特定需求所必需，我们还可提供本所外部审计师及其他专家的联系渠道。我们在英属维尔京群岛当地及国际上的联系广泛且稳固。\n其他服务\n\nHarneys Fiduciary还提供其他服务，包括清算服务、授权代表服务、安全保管、托管以及临时提供的广泛公司秘书服务。\n\n如您对上述任何服务有任何疑问或希望获得更多信息，请联系我们。\n\nGENEVER HOLDINGS CORPORATION（GENEVER控股公司），于英属维尔京群岛注册成立，公司编号 1862840（以下简称“公司”）\n\n公司唯一董事书面决议\n\n鉴于，公司注册代理人已辞任，且公司目前已根据《2004年英属维尔京群岛商业公司法》第213(1)条从企业事务登记处（以下简称“登记处”）除名。\n\n鉴于，公司拟纠正公司的状态并恢复良好存续状态，为此拟委任地址为Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands的Harneys Corporate Services Limited（Harneys 企业服务有限公司）为其注册代理人。\n\n本人，即下方签署人，作为公司唯一董事，特此通过下列决议：\n\n1. 公司将其注册代理人变更为地址为Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands的Harneys Corporate Services Limited；\n\n2. 公司将其注册办事处变更为Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands；\n\n3. 公司注册代理人及注册办事处变更的通知，应以核准格式向英属维尔京群岛企业事务登记处提交；以及\n\n4. 唯一董事、Harneys Corporate Services Limited的任何雇员或Harney Westwood & Riegels LP的任何雇员，特此获授权：\na. 支付应付登记处的任何未清费用；\nb. 签署或向登记处提交任何文件；以及\nc. 采取任何及一切其他必要行动，以使公司恢复良好存续状态，并使注册代理人及注册办事处的变更充分生效；以及\n\n5. Harneys Corporate Services Limited就提供注册办事处和注册代理人服务的条款和条件（经不时修订或补充）获批准，且唯一董事代表公司完成及签署Harneys Corporate Services Limited的“转入资料包”亦特此获批准。\n\nHo Wan Kwok（郭文贵）特此确认，其就本决议所预期的交易不存在利益冲突。\n\n本人已于2022年8月……日签署本董事决议。\n\n________________________________________\n\nHo Wan Kwok（郭文贵）——董事\n附件B\n\n致Harcus Parker Limited（Harcus Parker有限公司）的信函\n\nHo Wan Kwok（郭文贵）[填写地址]\n\nAugust [__], 2022\n通过电子邮件及隔夜邮件发送\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL 收件人：Jennifer Morrissey（詹妮弗·莫里西） 电子邮箱：JMorrissey@harcusparker.co.uk\n事由：Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（Ace Decade控股有限公司）及Dawn State Limited（Dawn State有限公司）诉UBS AG (London Branch)（瑞银集团伦敦分行），案件编号 CL-2020-000345——在Ho Wan Kwok（郭文贵）第11章案件中委任受托人\n\n尊敬的Morrisey女士：\n\n兹向您确认，Luc A. Despins（吕克·A·德斯平斯）已获委任为本人在United States District Court for the District of Connecticut（美国康涅狄格联邦地区法院）审理的第11章案件中的受托人（以下简称“受托人”）。本人在High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商事与财产法院王座法庭商事法庭）审理的针对UBS AG (London Branch)的诉讼（以下简称“UBS诉讼”）中的全部权益，均属于本人的破产财产。\n\n在Despins先生获委任为受托人后，其对破产财产的全部财产行使控制权，包括UBS诉讼，因此其现有权力及诉讼资格提起UBS诉讼。本人目前无权力或诉讼资格提起UBS诉讼。\n\n为推进上述事项并为免生疑问，本人特此明确授权您就UBS诉讼、其案情、任何相关和解讨论，以及与提起UBS诉讼有关的任何其他事项，与Despins先生进行充分且完整的讨论，无论是否涉及任何律师—客户保密特权、工作成果保密特权或其他特权；本人特此为该等目的完全放弃该等特权。\n\n除其他事项外，并如美国破产法院的命令（其副本作为附件1随附）所详述，本人指示您：(i) 立即向受托人交付并与其共享您就UBS诉讼向本人提供的所有备忘录、意见及其他通讯、有关UBS诉讼案情的任何其他信息（无论是否以书面形式），以及本人或您就该等\n\n诉讼收到或提出的任何和解要约；以及(ii) 立即向受托人提供对您在UBS诉讼中的案件档案，以及在UBS诉讼中提交的全部诉状和其他法院文件的完全访问权限。\n\n此致，\n\nHo Wan Kwok（郭文贵）\n\n抄送：Luc A. Despins（吕克·A·德斯平斯），以其作为Ho Wan Kwok（郭文贵）第11章案件受托人的身份\n\n随附文件","key_entities":["Kwok","Ho Wan Kwok","Despins","Je","CIPA"],"ecf_references":[{"doc_number":523,"court":"CTB"}],"word_count":6808,"status":"published","published_at":"2022-08-02 00:00:00","created_at":"2022-08-02","updated_at":"2026-08-23 21:46:35"}