{"id":"court_ctb_671_2","court":"CTB","case_no":"22-50073","doc_number":671,"sub_number":2,"doc_type":"ORDER","filed_date":null,"title":"Exhibit 2 Revised Proposed Order (blackline)","summary_zh":null,"summary_en":null,"body_en":"## **Exhibit 2**\n\n**Revised Proposed Order (blackline)**\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| -----------------------------------------------------------<br>x |                                        |\n|------------------------------------------------------------------|----------------------------------------|\n| In re:                                                           | :<br>:<br>Chapter 11                   |\n| HO WAN KWOK,                                                     | :<br>:<br>Case No. 22-50073 (JAM)<br>: |\n| Debtor.                                                          | :<br>:                                 |\n| -----------------------------------------------------------      | x                                      |\n\n## **ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor, it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Effective as of entry of the order, dated July 8, 2022, granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into the assets of the debtorDebtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and\n\nall related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) fill in all missing information and execute each of (i) the share transfer form andinstrument, (ii) the director's resolution with respect to the Debtor's shares in Genever (BVI), (iii) the transfer-in pack of Harneys Fiduciary, and (iv) the director's resolution related to the restoration of the Genever (BVI), execution of the transfer-in pack, and appointment of a new registered agent, in each case in the forms attached hereto as **Exhibit A** (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such completed and executed documents to the Trustee (who will then submit such documents to the new registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")); and\n- (b) request, no later than two business days after entry of this Order, his counsel, including, without limitation, the law firm of Harcus Parker Limited and any former counsel (collectively, \"UK Counsel\"), in the litigation styled *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)*, Case No. CL-2020-000345, pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), to (i) immediately deliver to and share with the Trustee all memoranda, advice, and other communications by UK Counsel to the Debtor regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by the Debtor or UK Counsel in\n\nconnection with such litigation, and (ii) immediately provide the Trustee willwith full access to UK Counsel's case file in the UBS Litigation as well as all pleadings and other court documents filed in the UBS Litigation (in the case of both (i) and (ii), regardless of whether such documents, communications, or information are subject to any attorney-client privilege, work product, or other privilege and regardless of when such documents, communications, or information were made or created). In furtherance of the foregoing, the Debtor shall deliver, no later than two business days after entry of this Order, a copy of the letter in the form attached hereto as **Exhibit B** to the law firm of Harcus Parker Limited (with a copy thereof to be delivered to the Trustee). For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt,\n\nnothing in this Order authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. Pursuant to section 1505 of the Bankruptcy Code, the Trustee is hereby authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating, collecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as necessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. In furtherance of the Trustee's exercise of the authority under this Order, the Court respectfully requests the assistance of the foreign courts, including the assistance of the BVI courts regarding any request of the Trustee for relief (including on an emergency basis) with respect to the Trustee's exercise of corporate control over Genever (BVI).\n\n8. Nothing in this Order shall be deemed to authorize any particular action with respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the Trustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n10. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n11. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.","body_zh":"证据 2\n\n修订后的拟定裁定（修订对照版）\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国康涅狄格区破产法院布里奇波特分院）\n\nx\n\n关于：\n第 11 章\nHO WAN KWOK（郭文贵），\n案号：22-50073 (JAM)\n债务人。\n\n----------------------------------------------------------- x\n根据《破产法典》第 363、521、541、1108 及 1505 条作出的裁定：(A) 确认第 11 章破产受托人享有债务人在受债务人控制的实体中的所有经济权利及公司治理权利，(B) 授权第 11 章破产受托人代表破产财产在任何外国行事，以及 (C) 准予相关救济\n\n鉴于 Luc A. Despins 先生以在 Ho Wan Kwok（郭文贵）（以下简称“债务人”）的第 11 章案件中获任命的第 11 章破产受托人（以下简称“受托人”）之身份提出动议（以下简称“本动议”），请求根据《美国法典》第 11 编（以下简称“《破产法典》”）第 363、541、1108 及 1505 条作出裁定（以下简称“本裁定”）：(a) 确认受托人享有债务人在债务人拥有和/或控制的所有公司实体（以下简称“受债务人控制的实体”）中的所有经济权利及公司治理权利，包括但不限于 Genever Holdings Corporation（以下简称“Genever (BVI)”），并准予相关救济，(b) 授权受托人代表债务人的破产财产（以下简称“破产财产”）在任何外国行事，以及 (c) 准予相关救济，所有内容均详见本动议；且本法院根据 28 U.S.C. §§ 157 及 1334 以及 United States District Court for the District of Connecticut（美国康涅狄格区联邦地区法院）的《移送案件常设命令》（经修订）具有审理本动议及其中所请求救济的司法管辖权；且审理本动议及其中所请求的救济根据 28 U.S.C. § 157(b) 属于核心程序；且根据 28 U.S.C. §§ 1408 及 1409，本法院为适当审判地；且法院已认定本动议中请求的救济符合破产财产、其债权人及所有利害关系方的最大利益；且在特定情况下已就本动议作出了适当且充分的通知；且看似无需再作出其他或进一步的通知；并在本法院进行的全部程序之后；且对本文所请求救济的任何异议均已被撤回或在实体上被驳回；经正当审议且有充分理由支持，特此裁定如下：\n\n1. 本动议按本文所述予以批准。\n\n2. 自 2022年7月8日 作出的准予任命 Luc A. Despins 为本第 11 章案件受托人的裁定 [ECF No. 523] 录入之日起生效，受托人为了破产财产的利益，对所有受债务人控制的实体（包括但不限于 Genever (BVI)）享有债务人的全部经济和治理权利。为免生疑问，前述权利包括受托人更换受债务人控制的实体的任何现任高级职员、董事、经理或类似人员的权力。作为前述内容的一部分，在必要范围内，受托人获授权以其在本第 11 章案件中担任的第 11 章破产受托人身份，履行任何被免职的此类高级职员、董事、经理或类似人员的职责。\n\n3. 根据《破产法典》第 521(a)(3) 条和第 521(a)(4) 条，特此指示债务人分别：(a) 在必要范围内配合受托人，以使受托人能够履行其职责，包括但不限于受托人对债务人财产的调查，以及 (b) 向受托人交出破产财产的所有财产及任何已记录的信息，包括但不限于与破产财产相关的账簿、文件、记录和文书（包括但不限于其在 Genever (BVI) 的股份及所有相关的公司治理文件）。为推进债务人根据《破产法典》第 521(a)(3) 条和第 521(a)(4) 条应承担的职责，特此指示债务人：\n\n- (a) 填写所有缺失信息并签署以下各项文件：(i) 股份转让表格与文书，(ii) 就债务人在 Genever (BVI) 中的股份作出的董事决议，(iii) Harneys Fiduciary 的转入文件包（transfer-in pack），以及 (iv) 与恢复 Genever (BVI) 地位、签署转入文件包及任命新注册代理人相关的董事决议，各项文件均采用本文所附附件 A 的格式（该等文件保持未注明日期状态），并在本裁定录入后两个工作日内将填写完整并签署的该等文件交付给受托人（受托人随后会将该等文件提交给 Genever (BVI) 位于 British Virgin Islands（英属维尔京群岛，简称“BVI”）的新注册代理人）；以及\n- (b) 在不晚于本裁定录入后两个工作日内，要求其在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商事与财产法院王座法庭商事法庭）审理中的案号为 CL-2020-000345、案由为 Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch) 的诉讼（以下简称“瑞银诉讼”）中的法律顾问（包括但不限于 Harcus Parker Limited 律师事务所以及任何前任法律顾问，统称“英国法律顾问”）：(i) 立即向受托人交付并与其共享英国法律顾问就瑞银诉讼向债务人出具的所有备忘录、意见书和其他通讯内容、关于瑞银诉讼实体是非曲直的任何其他信息（无论是否为书面形式），以及债务人或英国法律顾问就该诉讼收到或提出的任何和解要约，以及 (ii) 立即向受托人提供查阅英国法律顾问在瑞银诉讼中的全部案件卷宗以及在瑞银诉讼中提交的所有诉状和其他法院文件的完整权限（对于 (i) 和 (ii) 两项，无论该等文件、通讯或信息是否受律师-委托人保密特权、工作成果特权或其他特权保护，且无论该等文件、通讯或信息是在何时作出或生成的）。为推进前述事项，债务人应在不晚于本裁定录入后两个工作日内，将符合本文附件 B 格式的信函副本交付给 Harcus Parker Limited 律师事务所（并将该信函副本交付给受托人）。为免生疑问，在所有目的下，受托人均应被视为债务人在瑞银诉讼中所主张诉求的所有人。\n\n4. 在受托人对受债务人控制的实体行使经济和治理权利被视为属于日常业务范围之外的限度内，鉴于行使该等权利存在合理的商业正当理由，包括由于受托人为了破产财产的利益享有债务人对该等实体的全部经济和治理权利，特此批准该等行使。尽管《破产程序规则》第 6004(h) 条或《破产程序规则》或《美国康涅狄格区破产法院破产执业与程序本地规则》中任何相反的规定可能适用，本裁定的各项条款和条件在本裁定录入后立即生效并具有可执行性，特此放弃本裁定生效和可执行性的任何适用中止。为免生疑问，本裁定中的任何内容均未授权受托人出售、以其他方式处分、出租或设定负担于受债务人控制的实体中的任何股权或债务人的其他资产。\n\n5. 根据《破产法典》第 1505 条，特此授权受托人作为破产财产的外国代表，在适用外国法律允许的任何方式下代表破产财产在任何外国行事，以便：(a) 调查、收集和追回债务人位于外国的资产，包括在必要或适当时在外国法院寻求救济以推进该等事项，(b) 对受债务人控制的实体实施控制，包括在必要或适当时在外国法院寻求救济以推进该等事项，以及 (c) 向持有受债务人控制的实体的相关公司文件的适当外国公司登记机构（或类似实体）请求并获取该等文件。在不限制前述规定的前提下，受托人根据《破产法典》第 1505 条获授权向持有 Genever (BVI) 相关公司文件的适当 BVI 实体请求并获取该等文件。\n\n6. 债务人不得干预、阻碍或拖延受托人行使本裁定项下的职权，包括受托人为推进该等职权而代表破产财产在外国法院采取或将要采取的任何行动。如果债务人反对受托人行使该等职权，只要债务人能够证明其具备提出反对的主体资格，债务人应仅限于在通知利害关系方的前提下向本法院寻求救济（而不能向相关的外国法院或其他外国实体寻求救济，视情况而定）。\n\n7. 为推进受托人行使本裁定项下的职权，本法院谨请求外国法院提供协助，包括就受托人关于行使对 Genever (BVI) 公司控制权的救济请求（包括基于紧急情况的救济请求）请求 BVI 法院提供协助。\n\n8. 本裁定中的任何内容均不得被视为授权针对 United States Bankruptcy Court for the Southern District of New York（美国纽约南区破产法院）（以下简称“Genever 法院”）审理中的 Genever Holdings LLC（以下简称“Genever (US)”）第 11 章案件采取任何特定行动。在受托人行使对 Genever (US) 的公司治理权利会影响其第 11 章案件的限度内，受托人应向 Genever 法院出庭并寻求指引。\n\n9. 授权并赋予受托人权力采取一切必要行动，以落实本裁定所准予的救济。\n\n10. 本裁定的各项条款和条件在本裁定录入后立即生效并具有可执行性。\n\n11. 本法院对因本裁定的执行、解释和强制执行而产生或与之相关的所有事项保留管辖权。","key_entities":["Kwok","Ho Wan Kwok","Despins","Je"],"ecf_references":[{"doc_number":523,"court":"CTB"}],"word_count":1665,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 12:58:37"}