{"id":"court_ctb_678_1","court":"CTB","case_no":"22-50073","doc_number":678,"sub_number":1,"doc_type":"UNKNOWN","filed_date":"2022-08-04","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION V","summary_zh":null,"summary_en":null,"body_en":"Case 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 2 of 26 Case 22-50073 Doc 77 Filed 03/09/22 Entered 03/09/22 23:25:16 Page 1 of 25\n\n## UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION\n\nV\n\n| 家居民营商品市场中国共同会议员会员同盟国家网首都新闻网站利益利益利益利用网络网络网址网址网址网址网址网址官网登录网站 | | |\n|------------------------------------------------------------|---------|-----------------------------|\n| | | |\n| In re: | | : Chapter 11 |\n| | | |\n| HO WAN KWOK, | | : Case No. 22-50073 (JAM) |\n| | | |\n| | Debtor. | |\n| | | |\n| | | |\n\n## GLOBAL NOTES AND STATEMENTS OF LIMITATIONS, METHODOLOGY, AND DISCLAIMERS REGARDING THE DEBTOR'S SCHEDULES OF ASSETS AND LIABILITIES AND STATEMENT OF FINANCIAL AFFAIRS\n\nHo Wan Kwok (the \"Debtor\"), is filing his Schedules of Assets and Liabilities (each, a \"Schedule,\" and, collectively, the \"Schedules\") and Statement of Financial Affairs (the \"SOFA\") in the Bankruptcy Court for the District of Connecticut (the \"Bankruptcy Court\") pursuant to section 521 of chapter 11 of the United States Code (the \"Bankruptcy Code\") and Rule 1007 of the Federal Rules of Bankruptcy Procedure (the \"Bankruptcy Rules\").\n\nThese Global Notes and Statements of Limitations, Methodology, and Disclaimers Regarding the Debtor's Schedules of Assets and Liabilities and SOFA (collectively, the \"Global Notes\") pertain to, are incorporated by reference in, and comprise an integral part of all of the Schedules and SOFA. The Global Notes are in addition to the specific notes set forth below with respect to particular Schedules and SOFA (the \"Specific Notes\" and, together with the Global Notes, the \"Notes\").\n\nThe Global Notes should be referred to, and referenced in connection with, any review of the Schedules and SOFA. The Debtor prepared the Schedules and SOFA with the assistance of his advisors and other professionals. The Schedules and SOFA are unaudited and subject to potential adjustment. In preparing the Schedules and SOFA, the Debtor relied on information that was available to him at the time of preparation. The Debtor has made reasonable efforts to ensure that the Schedules and SOFA are as accurate and complete as possible under the circumstances; however, subsequent information or discovery may result in material changes to the Schedules and SOFA and inadvertent errors or omissions may exist.\n\nThe Debtor reserves all rights to amend or supplement the Schedules and SOF A from time to time, in all respects, as may be necessary or appropriate, including the right to dispute or otherwise assert offsets or defenses to any claim reflected on the Schedules and SOFA as to amount, liability, classification, or to otherwise subsequently designate any claim as \"disputed,\" \"contingent,\" or \"unliquidated.\" Further, nothing contained in the Schedules, SOFA, or Notes shall constitute a waiver of the Debtor's rights or an admission with respect to his chapter 11 case.\n\n## GLOBAL NOTES\n\n- 1. Description of the Case. On February 15, 2022 (the \"Petition Date\"), the Debtor commenced a voluntary case under chapter 11 of the Bankruptcy Code.\n- 2. Aliases of Debtor. Debtor is known by the following names: Guo Wengui; Miles Guo; Miles Kwok; and Ho Wan Kwok.\n- 3. Basis of Presentation. The Schedules and SOFA do not purport to represent financial statements prepared in accordance with Generally Accepted Accounting Principles in the United States (\"GAAP\"). The Schedules and SOFA reflect the Debtor's reasonable efforts to report the assets and liabilities of the Debtor.\n- 4. Reporting Date. Unless otherwise noted, the reported asset values in Schedules A and B align with the asset values as of the Petition Date, and the liability values in Schedules D, E, and F are as of the Petition Date.\n- 5. Accuracy. The financial information disclosed herein was not prepared in accordance with federal or state securities laws or other applicable non-bankruptcy law. Persons and entities trading in or otherwise purchasing, selling, or transferring the claims against the Debtor should evaluate this financial information in light of the purposes and context for which it was prepared. The Debtor is not liable for, and undertakes no responsibility to indicate, variations from securities laws or for any evaluations of the Debtor based on this financial information or any other information.\n- 6. Estimates and Assumptions. The preparation of the Schedules and SOFA required the Debtor to make estimates and assumptions that affected the reported amounts of certain assets and liabilities, the disclosure of certain contingent assets and liabilities and the reported amounts of revenue and expense. Actual results could differ materially from these estimates. In nearly all instances, current market valuations are not maintained by, or readily available to, the Debtor. It would be prohibitively expensive, unduly burdensome, and an inefficient use of resources for the Debtor to obtain current market valuations for all assets. When necessary, the Debtor has indicated that the value of certain assets is \"Unknown\" or \"Undetermined.\" Amounts ultimately realized may vary materially from the estimated value\n- 7. Currency. Unless otherwise indicated, all amounts shown in the Schedules and SOFA are in U.S. Dollars.\n- 8. Debtors' Reservation of Rights. Nothing contained in the Schedules, SOFA, or Notes shall constitute a waiver of rights with respect to this chapter 11 case, including, but not limited to, the following:\n\t- a. Any failure to designate a claim listed on the Schedules and SOFA as \"disputed,\" \"contingent,\" or \"unliquidated\" does not constitute an admission by the Debtor that such amount is not \"disputed,\" \"contingent,\" or \"unliquidated.\" The Debtor reserves the right to dispute and to assert setoff rights, counterclaims, and defenses to any claim reflected on his Schedules as to amount, liability, and classification,\n\nand to otherwise subsequently designate any claim as \"disputed,\" \"contingent,\" or \"unliquidated.\"\n\n- b. The listing of a claim on Schedule D as \"secured,\" on Schedule E as \"priority,\" or on Schedule F as \"unsecured priority,\" or the listing of a contract or lease on Schedule G as \"executory\" or \"unexpired\" does not constitute an admission by the Debtor of the legal rights of the claimant, or a waiver of the Debtor's rights to recharacterize or reclassify such claim or contract pursuant to a schedule amendment, claim objection or otherwise. Moreover, although the Debtor may have scheduled claims of various creditors as secured claims for informational purposes, no current valuation of the Debtor's assets in which such creditors may have a security interest has been undertaken. The Debtor reserves all rights to dispute and challenge the secured nature or amount of any such creditor's claims or the characterization of the structure of any transaction, or any document or instrument related to such creditor's claims.\n- c. The claims of individual creditors may not reflect credits, allowances or other adjustments due from such creditors to the Debtor. The Debtor reserves all of his rights with regard to such credits, allowances and other adjustments, including the right to assert claims objections and/or setoffs with respect to the same.\n- d. Although the Debtor has exercised reasonable efforts to ensure the accuracy of his Schedules and SOFA, they nevertheless may contain errors and omissions. The Debtor hereby reserves all of his rights to dispute the validity, status, and enforceability of any contracts, agreements, and leases set forth on the Schedules and SOFA, and to amend and supplement the Schedules and SOFA as necessary.\n- e. The Debtor further reserves all of his rights, claims, and causes of action with respect to the contracts and agreements listed on the Schedules and SOFA, including, but not limited to, the right to dispute and challenge the characterization or the structure of any transaction, document, and instrument related to a creditor's claim.\n- f. Listing a contract or lease on the Schedules and SOFA shall not be deemed an admission that such contract is an executory contract, such lease is an unexpired lease, or that either necessarily is a binding, valid, and enforceable contract. The Debtor hereby expressly reserves the right to assert that any contract listed on the Schedules and SOFA does not constitute an executory contract within the meaning of section 365 of the Bankruptcy Code, as well as the right to assert that any lease so listed does not constitute an unexpired lease within the meaning of section 365 of the Bankruptcy Code.\n- 9. Global Notes Control. In the event that the Schedules or SOFA differ from any of the Global Notes, the Global Notes shall control.\n\n## SPECIFIC NOTES\n\nIn addition to the foregoing, the following conventions were adopted by the Debtor in the preparation of the Schedules and SOFA:\n\n- 1. Schedule A/B.\n\t- a. Generally. To the extent a line item pertaining to the Debtor's assets indicates a value of \"\\$0.00,\" the Debtor notes that such amount is either \"unknown\" or \"undetermined\" and such \"\\$0.00\" designation does not constitute an admission that assets are, in fact, valued at \"\\$0.00.\" Because certain assets or liabilities are noted as \"\\$0.00,\" summary line items in Schedule A/B reflect totals that may be less than the ultimate value of such assets or liabilities.\n\t- b. Question 1 Do you own or have any legal or equitable interest in any residence, building, land, or similar property?\n\t\t- i. The Debtor has use and occupancy of real estate located at 373 Taconic Road, Greenwich, CT 06831 (the \"Residence\"). The Debtor has no legal title to the Residence and no court has made any determination that the Debtor has any other interest, equitable or otherwise, in it. All related costs and expenses associated with the Residence are paid directly by family and family-controlled enterprises. The Residence is owned by Greenwich Land, LLC (\"Greenwich Land\"). The sole member of Greenwich Land is the Debtor's spouse.\n\t\t- ii. The Debtor also has access to an apartment located at the Sherry-Netherlands Hotel, 781 Fifth Avenue, New York, NY 10022 (the \"Apartment\"). The cooperative shares in the Apartment are held by Genever Holdings LLC (the \"US SPV\"). The membership interests in the US SPV are held by Genever Holdings Corporation (the \"BVI Company\"). The Debtor holds all of the equity of the BVI Company; however, pursuant to a Declaration of Trust and Agreement, dated as of February 17, 2015 (the \"Trust Date\"}, the Debtor holds such equity in trust for Bravo Luck Limited (the \"Apartment Owner\"). The Debtor's son owns the equity of the Apartment Owner. On or about the Trust Date, the Apartment Owner funded the US SPV with the purchase price for the Apartment. These funds came from entities owned or controlled by the Debtor's son and not from the Debtor.\n\nThe US SPV commenced its own chapter 11 case before the United States Bankruptcy Court for the Southern District of New York on October 12, 2020 (Case No. 20-12411 (JLG)). The US SPV's disclosure statement with respect to its reorganization plan states that the US SPV \"sought Chapter 11 relief . . . in the face of multiple court disputes relating primarily to the beneficial ownership of the Residence as between Bravo Luck Limited . . . and [Pacific Alliance Asia Opportunity Fund LP (\"PAX\")].\" [Docket No.\n\n165]. In litigation seeking to determine the ownership of the Apartment, the Apartment Owner contends that it is the beneficial owner of the Apartment. The ultimate ownership of the Apartment will be resolved outside of the US SPV's chapter 11 case. Before the BVI courts, PAX has sought the turnover of the US SPV's membership interests based upon its judgment (which remains under appeal) against the Debtor.\n\nThe Apartment is currently marketed for sale by Sotheby's International Realty under the authority of Melanie L. Cyganowski, Esq., the US SPV's sales officer. For these reasons, the Debtor does not report the value of the Apartment as an asset.\n\n- c. Question 3 Do you own, lease, or have legal or equitable interest in any vehicles, whether they are registered or not? Cars, vans, trucks, tractors, sport utility vehicles. motorcycles. The Debtor has use of automobiles, including luxury automobiles and motorcycles. The Debtor has no legal title to any vehicle of any type and no court has made any determination that the Debtor has any other interest, equitable or otherwise, in any such vehicle. All costs and expenses associated with such vehicles are provided for directly by family and family-controlled enterprises.\n- d. Question 4 Do you own, lease, or have legal or equitable interest in any vehicles, whether they are registered or not? Watercraft, aircraft, motor homes, ATVs and other recreational vehicles, other vehicles, and accessories. The Debtor previously had access to the use of a yacht named the \"Lady May.\" The Lady May is owned by HK International Funds Investments (USA) Limited, LLC, which is owned by the Debtor's daughter. The Lady May is currently in port in Europe. The Debtor currently has no access to the Lady May and has had no access to the Lady May for over a year.\n\nThe ownership and/or control of the Lady May was disputed by the Debtor in the New York State Supreme Court action commenced by PAX against the Debtor in response to sanctions and contempt proceedings initiated by PAX. Following an evidentiary hearing, conducted on February 9, 2021, Justice Barry Ostrager found (the \"February 9 Decision\"), among other things, that the evidence established that the Debtor \"beneficially owns and controls\" the Lady May. The Debtor disagrees with the February 9 Decision and has appealed it. Due to the pending appeal (which is currently stayed), the Debtor does not include the Lady May as an asset of his estate. However, if included as an asset (which the Debtor anticipates will be resolved through this Chapter 11 Case) of his estate, the Lady May may have significant value - in 2015, the sales price for the Lady May was €28 million.\n\ne. Question 6-Household goods and furnishings. Numerous items fitting the personal and household items definition are located at the Residence and the Apartment. Except as set forth herein, the Debtor has no legal title to the contents of either the Residence or the Apartment, and no court has made any determination that the Debtor has any other interest, equitable or otherwise, in any such items.\n\n- f. Question 7 Electronics Televisions, radios, audio. video, etc. Numerous items fitting the electronics items definition are located at the Residence and the Apartment including, but not limited to, computers, cell phones, and broadcasting equipment. Except as set forth herein, the Debtor has no legal title to the contents of either the Residence or the Apartment, and no court has made any determination that the Debtor has any other interest, equitable or otherwise, in any such items.\n- g. Question 8 Collectibles of value. Any items at the Residence or the Apartment fitting the definition of this category are the property of family or family-controlled enterprises. Except as set forth herein, the Debtor has no legal title to the contents of either the Residence or the Apartment, and no court has made any determination that the Debtor has any other interest, equitable or otherwise, in such items.\n- h. Question 9 Equipment for sports or hobbies. Any items at the Residence or the Apartment fitting the definition of this category are the property of family or family-controlled enterprises. Except as set forth herein, the Debtor has no legal title to the contents of either the Residence or the Apartment, and no court has made any determination that the Debtor has any other interest, equitable or otherwise, in any such items.\n- i. Question 11 Clothes. The Debtor owns both business and casual clothing, including suits, shoes and sneakers from various manufacturers, including high-end brands.\n- j. Question 17 Deposits of money. On October 23, 2018, the High Court of the Hong Kong Special Administrative Region, Court of First Instance (the \"High Court\"), entered a Restraint Order Prohibiting Disposal of Assets In Hong Kong and Elsewhere (the \"Restraint Order\"), dated October 18, 2018. The Restraint Order stated that it would remain in force up to and including April 30, 2019, with the understanding that it would remain in effect pursuant to a further order of the High Court entered on May 3, 2019. The effect of the Restraint Order was to freeze HK\\$3.7 million of funds alleged to belong to the Debtor. As much as billions more of funds and property, including real estate in Hong Kong, of individuals and entities purportedly subject to the Debtor's \"effective control\" (according to the Restraint Order) were also frozen and/or seized. Due to the freezing/seizure of these assets, the Debtor does not include them in his estate.\n- k. Question 18 Bonds, mutual funds, or publicly traded stocks. Out of an abundance of caution, the Debtor refers you to Schedule B Notes, Question 17.\n- 1. Question 19 Non-publicly traded stock or interest in incorporated and unincorporated businesses, LLCs, partnerships or joint ventures. The Debtor was the sole shareholder of two controlled foreign corporations: Shiny Times Holdings Ltd. (\"Shiny Times\") and Well Origin Ltd. (\"Well Origin\"). For the following reasons, the Debtor ascribes no value to the interests in these entities.\n- i. In September and October 2017, the Chinese government raided the offices of Shiny Times and seized all accounting corporate records and many personal financial records. Access to the records was not possible after this time. Online access to the bank accounts is frozen and there are no copies or backup of the data available. The Debtor has made all reasonable attempts to obtain the data, but since the seizure, has been unable to obtain financial records for the corporation. Shiny Times has been inactive since that time. The Debtor has not had control of Shiny Times since November 2, 2017.\n- ii. As to Well Origin, a company incorporated in the British Virgin Islands, in April of 2018, UBS took control of the shares of Well Origin, which it held as collateral, as the result of a default on a loan. After taking the shares of Well Origin and selling its assets, UBS put the company into liquidation in the British Virgin Islands. The Debtor has not had control of Well Origin since December 31, 2017.\n\nAs discussed above, in response to Statement Question 1, the Debtor holds the membership interests of the US UPV. The Debtor holds these membership interests in trust for the Apartment Owner.\n\nSee also Schedule B Notes, Question 17, related to numerous entities that are subject to the Restraint Order, and SOFA, Question 9, related to Eastern Profit (as defined below).\n\n- m. Question 20 Government and corporate bonds and other negotiable and nonnegotiable instruments. The Debtor has received the identified refund checks from the United States Treasury and the State of New York Department of Taxation and Finance. These checks are non-negotiated and may be dishonored if deposited because they were issued more than six months ago.\n- n. Question 22 Security deposits and prepayments. In connection with the acquisition of the Apartment, the US SPV provided the cooperative with respect to the Apartment, a security deposit (the \"Apartment Security Deposit\") of \\$5 million for the payment of taxes and other maintenance charges. The Apartment Owner funded the Apartment Security Deposit not from assets of the Debtor. Once the US SPV ceased regularly paying its maintenance charges, the cooperative began applying amounts due against the security deposit. On information and belief, approximately \\$2.065 million of the original Apartment Security Deposit remains. Due to the trust arrangement discussed above, in response to Question 1, the Debtor does not include the value of the remaining Apartment Security Deposit as an asset of his estate.\n- o. Question 25 Trusts, equitable or future interests in property and rights or powers exercised for your benefit. See Schedule B Notes, Questions 17, 19 and 22.\n- p. Question 26 Patents, copyrights, trademarks, trade secrets, and other intellectual property. The Debtor has possible unregistered copyrights and other intellectual property interests in music and videos posted to various digital and media platforms, such as YouTube, GTV, Twitter and GETTR. The Debtor ascribes no value to his social media assets and has made no attempts to monetize his social media presence.\n- q. Question 30 Other amounts someone owes you. See SOFA Notes, Part 4, Question 9 for identification of lawsuits to which the Debtor is asserting a claim.\n\nIn addition, in certain jurisdictions, the prevailing party to a matter is entitled to reimbursement of its costs. In the case captioned Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch), pending before the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court, the Debtor may be entitled to the reimbursement of costs related to a recent jurisdictional dispute alongside the other plaintiffs. The amount awarded by the court to all plaintiffs to the action was £94,292.20. The Debtor's ratable entitlement to this amount is undetermined. Further, the defendant has been granted permission to appeal by the court and a successful appeal may result in the plaintiffs being ordered to repay the amount awarded by the court.\n\nIn the case captioned Wengui Guo v. Baosheng Guo, pending before the United States District Court for the Eastern District of Virginia, counsel for the Debtor is in receipt of the \\$12,000 judgment awarded in his favor.\n\n- r. Question 31 Interests in insurance policies. The Debtor is covered by his spouse's health insurance policy which has no cash value.\n- s. Question 33 Claims against third parties, whether or not a lawsuit has been filed or made a demand for payment. The Debtor is a claimant in certain litigation identified on the SOFA Notes, Part 4, question 9.\n- t. Question 37 Legal or equitable interest in any business-related property. See Schedule B Notes, Questions 17 and 19 above.\n- u. Question 39 Office equipment furnishings or supplies. There is nothing in this category that is not already covered by responses to Schedule B Notes, Questions 6 and 7 above.\n- v. Question 42 Interests in Partnership or Joint Ventures. See Schedule B Notes, Questions 17 and 19.\n- w. Question 53 Property of the kind not already listed. The Debtor is identified as the member for his family's membership at The Mar-a-Lago Club, located in Palm Beach, Florida. The membership has been active since 2015. The Debtor is not responsible for the payment of the membership dues, nor is he entitled to the refund\n\nof any deposits that may have previously been paid upon termination of the membership.\n\n- Schedule C. 2.\n\t- a. The Debtor does not identify any exempt property at this time. However, the Debtor reserves the right to amend such exemption selection should he be found to own assets in excess of his clothing and his dog during the pendency of the bankruptcy.\n- Schedule D. 3.\n\t- a. Based on the information currently available to the Debtor believes that Schedule D accurately reflects all creditors with secured claims against the Debtor. To the extent the Debtor discovers that any additional secured claims exist, the Debtor may amend Schedule D accordingly to reflect such claims.\n\t- b. The Debtor reserves all of his rights to amend Schedule D to the extent that the Debtor determines that any claims should be reported on Schedule D. Nothing herein shall be construed as an admission by the Debtor of the legal rights of the claimant, deemed a modification or interpretation of the terms of any agreement, or considered a waiver of the Debtor's rights to recharacterize or reclassify any claim or contract.\n\t- c. The Debtor has not included on Schedule D parties that may believe their claims are secured through setoff rights or inchoate statutory lien rights.\n\t- d. Except as otherwise agreed or ordered by the Bankruptcy Court, the Debtor reserves his rights to dispute or challenge the validity, perfection or immunity from avoidance of any lien purported to be granted or perfected in any specific asset of a secured creditor of the Debtor. Moreover, the Debtor reserves all of his rights to dispute or challenge the secured nature of any such creditor's claim or the characterization of the structure of any such transaction or any document or instrument related to such creditor's claim.\n\t- e. The Debtor is party to litigation funding agreements (\"Litigation Funding Agreements\") wherein the Debtor pledged a security interest in, among other things, certain claims and the proceeds thereof to certain entities owned or controlled by the Debtor's son (each, a \"Litigation Funder\"). The Debtor does not believe the security interests were perfected.\n- Schedule E/F. 4.\n\t- a. The Debtor has used reasonable efforts to report all unsecured claims against him on Schedule E/F. The claims listed on Schedule E/F arose or were incurred on various dates. In certain instances, the date on which a claim arose is an open issue of fact. Although reasonable efforts have been made to identify the date of incurrence of each claim, the determination of the date that each claim in Schedule E/F was incurred or arose would be unduly burdensome and cost prohibitive.\n\nTherefore, while the Debtor does not provide a date for each claim listed on Schedule E/F, to the best of the Debtor's knowledge, all claims listed on Schedule E/F have arisen or were incurred before the Petition Date.\n\n- b. The Debtor reserves the right to assert that any such claims are contingent, unliquidated and/or disputed, as applicable.\n- c. The Debtor reserves the right to assert that any claim listed on Schedule E/F does not constitute a priority claim under section 507 of the Bankruptcy Code and thus constitutes an unsecured nonpriority claim.\n- d. The claims of individual creditors may not reflect credits and/or allowances due from creditors to the Debtor. The Debtor reserves all of his rights with respect to any such credits and/or allowances, including the right to assert objections and/or setoffs with respect to same.\n- e. Schedule E/F may include pending litigations or legal actions involving the Debtor. These pending litigations or legal actions are also reflected in response to SOFA Question 7. In all instances, the amount that is the subject of the litigation is uncertain or undetermined. The Debtor believes that the amount of any potential claims associated with any such pending litigation is contingent, unliquidated, and disputed. The inclusion of any litigation in the Schedules and/or SOFA or otherwise does not constitute an admission of liability alleged in such litigation.\n- f. To the extent they are known, Schedule E/F represents the prepetition amounts owing to counterparties to executory contracts and unexpired leases. Such prepetition amounts, however, may be paid in connection with the assumption or the assumption and assignment of an executory contract or unexpired lease. Additionally, Schedule E/F does not include potential rejection damage claims, if any, of the counterparties to executory contracts and unexpired leases that may be rejected.\n\n#### న్. Schedule G.\n\n- a. Although the Debtor used reasonable efforts to identify and schedule executory contracts and unexpired leases, inadvertent errors or omissions may have occurred. The Debtor reserves all rights to dispute the validity, status, or enforceability of any contracts, agreements, or leases set forth in Schedule G and to amend or supplement Schedule G as necessary. The contracts, agreements and leases listed therein may have expired or been modified, amended, or supplemented from time to time by various amendments, restatement, waivers, estoppel certificates, letters, memoranda and other documents, instruments, and agreements which may not be listed therein.\n- b. The presence of a contract or agreement on Schedule G does not constitute an admission as to the existence, validity or enforceability of the contract or agreement, or that such contract or agreement is an executory contract or unexpired lease, and the omission of a contract or agreement from Schedule G does not\n\nconstitute an admission that a contract or agreement does not exist. The Debtor reserves all rights, claims, and causes of action with respect to the contracts and agreements listed on Schedule G, including the rights to dispute or challenge the characterization or the structure of any transaction document or instrument. Certain executory agreements may not have been memorialized in writing and could be subject to dispute.\n\n### Schedule H. 6.\n\na. The Debtor is involved in pending or threatened litigation. These matters may involve multiple plaintiffs and defendants, some or all of whom may assert crossclaims and counter-claims against other parties. Because all such claims are contingent, disputed and/or unliquidated, such claims have been set forth on both Schedules F (and flagged as contingent, liquidated and disputed) and H.\n\n## 7. Schedule I.\n\na. The Debtor has no income that meets any definition of income on Schedule I. The Debtor does receive support funded by family and companies controlled by family for housing, household and living expenses. None of the funding related to housing, household or living expenses is subject to any claim by the funding source and all housing, household and living expense funding is without any agreement or expectation to be repaid. The Debtor plans to amend Form 122B, filed on February 15, 2022 [Docket No. 3], in which the Debtor erroneously claimed monthly income of \\$19,488.00. Such funds stated were as described herein and are not properly defined or described as income.\n\n#### 8. Schedule J.\n\n- a. Consistent with the reporting on Schedule I, all expenses of any kind including housing, household and living, are funded by third party family members or by companies they control. The Debtor has no expenses for which he is personally liable. The Debtor reserves his right to amend this Schedule in the future should his circumstances change.\n- 9. Specific Notes Regarding the Debtor's Statement of Financial Affairs (SOFA).\n\t- a. SOFA Question 1. The Debtor and his spouse consider themselves married even though they do not have a certificate from China evidencing their marriage. The couple has been living together for over 30 years, file joint tax returns, and have two children together.\n\t- b. SOFA Question 2. The Debtor previously lived at the Apartment from on or about March/April 2015 through September 2015 and then from March/April 2017 through February 2020.\n\t- c. SOFA Question 5. The Debtor has no income that meets any definition of income for this question or on 122B or Schedule I. The debtor does receive support funded\n\nby family and companies controlled by family for housing, household and living expenses. None of the funding related to the housing, household or living expenses is subject to any claim by the funding source and there is no expectation or agreement in place relative to repayment. The Debtor is amending Form 122B, in which the Debtor erroneously claimed monthly income of \\$19,488.00. Such funds stated are as described herein and are not properly defined or described as income.\n\n- d. SOFA Question 6. Professional payments listed in this category were made on behalf of the Debtor by family or companies controlled by family and are subject to the Litigation Funding Agreements. The payments are reported because there is an expectation of repayment from any proceeds contingent upon the resolution of the litigation. In addition, the Debtor does receive support funded by family and companies controlled by family for housing, household and living expenses. None of the funding related to the housing, household or living expenses is subject to any claim by the funding source, and there is no expectation or agreement in place relative to repayment. They are therefore excluded from this list. There were two payments made by the family totaling \\$109,827.12 that were inadvertently made post-petition, on February 16, 2022. These payments are being treated as gifts.\n- e. SOFA Question 8. The Debtor borrowed funds from Litigation Funders (see SOFA Question 12, below) to pursue and defend against litigation. In certain instances, entities affiliated with the Debtor's son are party to the litigation. He is not responsible for the costs incurred by such parties to the litigation. To the extent the Litigation Funder inadvertently allocated such third-party costs to the Debtor, the Debtor intends to dispute such liability.\n- f. SOFA Question 9. The Debtor has made reasonable best efforts to identity all current pending litigation, investigations and other legal actions involving the Debtor. However, certain omissions may have inadvertently occurred. The inclusion of any legal action in this question does not constitute an admission by the Debtor of any liability, the validity of any litigation or the amount of any potential claim that may result from any claims with respect to any legal action and the amount and treatment of any potential claim resulting from any legal action currently pending or that may arise in the future. The Debtor is a party to numerous lawsuits that are currently in various stages, as a plaintiff, defendant, or codefendant. All litigation costs for the benefit of the Debtor are funded by companies controlled by family or through various Litigation Funding Agreements, all of which are listed on Schedule G.\n\nIn ruling that Eastern Profit Corporation Limited (\"Eastern Profit\") prevailed on its breach of contract claim against Strategic Vision US LLC (\"Strategic Vision\"), and was thus entitled to collect on its \\$1 million judgment against Strategic Vision, the United States District Court for the Southern District of New York made a passing remark concerning the Debtor's purported relationship to Eastern Profit, that the company was \"in essence, a shell corporation for\" the Debtor and his family. For this reason alone, the Debtor schedules this action. Eastern Profit is owned and controlled by the Debtor's daughter, and the Debtor disputes that he has an interest in the company.\n\n- g. SOFA Question 10. See Schedule B Notes, Questions 17 (assets subject to the Restraint Order) and 19 (Shiny Times Holdings Ltd. and Well Origin Ltd.).\n- h. SOFA Question 12. See Schedule B Notes, Questions 1 (the Apartment), 17 (assets subject to the Restraint Order) and 19 (Shiny Times Holdings Ltd. and Well Origin Ltd.).\n- i. SOFA Question 16. Prior to the Petition Date, on each of February 14, 2021, and February 15, 2021, Brown Rudnick was paid a retainer of \\$500,000. The source of \\$1 million in retainer payments (the \"BR Retainer\") was Lamp Capital LLC (\"Lamp\"). Lamp loaned the Debtor \\$1 million, and the Debtor directed Lamp to remit the proceeds of the loan directly to Brown Rudnick\n- j. SOFA Question 18. Within two years of the Debtor's Chapter 11 case, the Debtor entered into Litigation Funding Agreements with Litigation Funders. The most recent Litigation Funding Agreement is dated November 8, 2021. Pursuant to the Litigation Funding Agreements, the Litigation Funder has agreed to advance loans in connection with the Debtor's efforts to collect on judgments or damages he suffered. The Litigation Funding Agreements provide for a grant of a security interest in the Debtor's underlying claims and litigation proceeds to the applicable Litigation Funder.\n- k. SOFA Question 22. The Debtor continues to have access to the Apartment. Accordingly, he continues to store certain clothing and personal items there.\n- 1. SOFA Question 23. See SOFA Notes, Question 12. See Schedules Notes Questions 1, 3, 4, 6, 7, 8, 9, and 11. The Debtor has use of the Residence, various vehicles and numerous items fitting the personal and household items definition, such property being located at the Residence. The Debtor has no legal title to the Residence, the vehicles or its contents, and no court has made any determination that the Debtor has any other interest, equitable or otherwise in any such items.\n- m. SOFA Question 27. See Schedule B Notes, Questions 17 and 19.\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 15 of Case 22-50073 Doc 77 Filed 03/09/22 2Entered 03/09/22 23:25:16 Page 14 of 25\n\n| | Fill in this information to identify your case: | | | |\n|---------------------|-------------------------------------------------|-----------------------------------------------------------------|-----------|---------------------------------------|\n| Debtor 1 | Ho Wan Kwok | | | |\n| | First Name | Middle Name | Last Name | |\n| Debtor 2 | | | | |\n| (Spouse if, filing) | First Name | Middle Name | Last Name | |\n| | | United States Bankruptcy Court for the: DISTRICT OF CONNECTICUT | | |\n| Case number | 22-50073 | | | |\n| (if known) | | | | Check if this is an
amended filing |\n\n# Official Form 107 Statement of Financial Affairs for Individuals Filing for Bankruptcy\n\n4/19\n\nBe as complete and accurate as possible. If two maried people are filing together, both are equally for supplying correct information. If more space is needed, attach a separate sheet to this form. On the top of any additional pages, write your name and case number (if known). Answer every question.\n\nPart 1: Give Details About Your Marital Status and Where You Lived Before\n\n### 1. What is your current marital status?\n\n| V | Married |\n|---|-------------|\n| | Not married |\n\n2. During the last 3 years, have you lived anywhere other than where you live now?\n\n| No
Yes. List all of the places you lived in the last 3 years. Do not include where you live now. | | | |\n|-----------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------|-------------------------------|\n| Debtor 1 Prior Address: | Dates Debtor 1
lived there | Debtor 2 Prior Address: | Dates Debtor 2
lived there |\n| 781 5th Avenue
New York, NY 10022 | From-To:
March 2015 to
March 2020 | Same as Debtor 1 | i
From-To: |\n\n3. Within the last 8 years, did you ever live with a spouse or legal equivalent in a community property state or territory? (Community property states and territories include Arizona, California, Nevada, New Mexico, Puerto Rico, Texas, Washington and Wisconsin.)\n\n| V | No
{___ Yes. Make sure you fill out Schedule H: Your Codebtors (Official Form 106H). |\n|---|-----------------------------------------------------------------------------------------|\n| | Part 2 Explain the Sources of Your Income |\n\n4. Did you have any income from employment or from operating a business during this year or the two previous calendar years? Fill in the total amount of income you received from all jobs and all businesses, including part-time activities. If you are filing a joint case and you have income that you receive together, list it only once under Debtor 1.\n\n| S | No | | |\n|---|----|--|---------------------------|\n| | | | Yes. Fill in the details. |\n\nSources of income Check all that apply.\n\nDebtor 1\n\nGross income (before deductions and exclusions)\n\nDebtor 2\n\nSources of income Check all that apply. Gross income (before deductions and exclusions)\n\nOfficial Form 107\n\n| C | a
s
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o |\n|---|-------------|------------------------|--------|----------------------------|----------------------------------|-------------------------------------------|-------------------------|-------------------------------------------|---------|--------------|--------------------------------------|\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n\n| Case 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 17 of | | | | | |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-----------------|-----------------------------------|--------------|--|\n| Case 22-50073 Doc 77 Filed 03/09/22 22:25:16 Page 16 of 25 | | | | | |\n| Debtor 1
Ho Wan Kwok | | | Case number (if known) 22-50073 | | |\n| | | | | | |\n| Part 4: Identify Legal Actions, Repossessions, and Foreclosures | | | | | |\n| 9. Within 1 year before you filed for bankruptcy, were you a party in any lawsuit, court action, or administrative proceeding?
List all such matters, including personal claims actions, divorces, collection suits, paterrity actions, support or oustody
modifications, and contract disputes. | | | | | |\n| No
Yes. Fill in the details. | | | | | |\n| Case title
Case number | Nature of the case | Court or agency | Status of the case | | |\n| See Attached Schedule # 9 | | | Pending
On appeal
Concluded | | |\n| 10. Within 1 year before you filed for bankruptcy, was any of your property repossessed, foreclosed, or levied?
Check all that apply and fill in the details below. | | | | | |\n| No. Go to line 11.
V
Yes. Fill in the information below. | | | | | |\n| Creditor Name and Address | Describe the Property | | Date | Value of the | |\n| | Explain what happened | | | property | |\n| 11. Within 90 days before you filed for bankruptcy, did any creditor, including a bank or financial institution, set off any amounts from your
accounts or refuse to make a payment because you owed a debt?
V
No | | | | | |\n| Yes. Fill in the details.
Creditor Name and Address | Describe the action the creditor took | | Date action was
taken | Amount | |\n| 12. Within 1 year before you filed for bankruptcy, was any of your property in the benefit of creditors, a
court-appointed receiver, a custodian, or another official? | | | | | |\n| No
Yes | | | | | |\n| Part 5: List Certain Gifts and Contributions | | | | | |\n| 13. Within 2 years before you filed for bankruptcy, did you give any gifts with a total value of more than \\$600 per person?
S
No
Yes. Fill in the details for each gift. | | | | | |\n| Gifts with a total value of more than \\$600
per person | Describe the gifts | | Dates you gave
the gifts | Value | |\n| Person to Whom You Gave the Gift and
Address: | | | | | |\n| 14. Within 2 years before you filed for bankruptcy, did you give any gifts or contributions with a total value of more than \\$600 to any charity?
No
>
Yes. Fill in the details for each gift or contribution. | | | | | |\n| Gifts or contributions to charities that total
more than \\$600
Charity's Name
Address (Number, Street, City, State and ZIP Code) | | | Dates you
contributed | Value | |\n\n| | C
2
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o | | | | | | |\n|--|-------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------|-------------------------------------------------------|-----------------------------------|--------------------------------------|--|--|--|--|--|--|\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 19 of Case 22-50073 Doc 77 Filed 03/09/22 2Entered 03/09/22 23:25:16 Page 18 of 25\n\nDebtor 1 Ho Wan Kwok Case number (if known) 22-50073\n\n| Part 8: List of Certain Financial Accounts, Instruments, Safe Deposit Boxes, and Storage Units | | | | | | | | | |\n|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|----------------------------------|---------------------------------------------------------------|-----------------------------------------------|--|--|--|--|--|\n| 20. Within 1 year before you filed for bankruptcy, were any financial accounts or instruments held in your benefit, closed,
sold, moved, or transferred? | | | | | | | | | |\n| Include checking, savings, money market, or other financial accounts; shares in barks, credit unions, brokerage
houses, pension funds, cooperatives, associations, and other financial institutions.
No
ﺍﻟﻤﺴﺎﺣﺔ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘﻮﻯ ﺍﻟﻤﺴﺘ | | | | | | | | | |\n| Yes. Fill in the details.
Name of Financial Institution and
Address (Number, Street, City, State and ZIP
Code) | Last 4 digits of
account number | Type of account or
instrument | Date account was
closed, sold,
moved, or
transferred | Last balance
before closing or
transfer | | | | | |\n| 21. Do you now have, or did you have within 1 year before you filed for bankruptcy, any safe depository for securities,
cash, or other valuables? | | | | | | | | | |\n| V
No
Yes. Fill in the details. | | | | | | | | | |\n| Name of Financial Institution
Address (Number, Street, City, State and ZIP Code) | Who else had access to it?
Address (Number, Street, City,
State and ZIP Code) | | Describe the contents | Do you still
have it? | | | | | |\n| 22. Have you stored property in a storage unit or place other than your home within 1 year before you filed for bankruptcy? | | | | | | | | | |\n| No
Yes. Fill in the details. | | | | | | | | | |\n| Name of Storage Facility
Address (Number, Street, City, State and ZIP Code) | Who else has or had access
to it?
Address (Number, Street, City,
State and ZIP Code) | | Describe the contents | Do you still
have it? | | | | | |\n| The Sherry-Netherland Hotel
781 5th Avenue
New York, NY 10022 | | | Business and Casual Clothes
and other household items | No
V Yes | | | | | |\n| Part 9: Identify Property You Hold or Control for Someone Else | | | | | | | | | |\n| 23. Do you hold or control any property that someone else owns? Include any property you borrowed from, are storing for or hold in trust
for someone. | | | | | | | | | |\n| No
Yes. Fill in the details. | | | | | | | | | |\n| Owner's Name
Address (Number, Street, City, State and ZIP Code) | Where is the property?
(Number, Street, City, State and ZIP
Code) | | Describe the property | Value | | | | | |\n| Refer to Global Notes Question 23 | | | | \\$0.00 | | | | | |\n\n### Part 10: Give Details About Environmental Information\n\nFor the purpose of Part 10, the following definitions apply:\n\n- වි Environmental law means any federal, statute or regulation concerning pollution, contamination, releases of hazardous or toxic substances, wastes, or material into the air, land, soil, surface water, groundwater, or other medium, including statutes or regulations controlling the cleanup of these substances, wastes, or material.\n- g Site means any location, facility, or property as defined under any environmental law, whether you now own, operate, or utilize it or used to own, operate, or utilize it, including disposal sites.\n- y Hazardous material means anything an environmental law delines as a hazardous substance, toxic substance, hazardous material, pollutant, contaminant, or similar term.\n\nReport all notices, releases, and proceedings that you know about, regardless of when they occurred.\n\n| | | Case 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 20 of
Case 22-50073 Doc 77 Filed 03/09/22 - Entered 03/09/22 23:25:16 Page 19 of 25 | | | | | | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------|-----------------------|--|--|--|--|--|--|\n| | Ho Wan Kwok
Debtor 1 | | Case number (if known) 22-50073 | | | | | | | |\n| | No
Yes. Fill in the details.
Name of site
Address (Number, Street, City, State and ZIP Code) | 24. Has any governmental unit notified you may be liable or potentially liable under or in violation of an environmental law?
Governmental unit
Address (Number, Street, City, State and | Environmental law, if you
know it | Date of notice | | | | | | |\n| | 25. Have you notified any governmental unit of any release of hazardous material? | ZIP Code) | | | | | | | | |\n| | No
S
Yes. Fill in the details.
Name of site
Address (Number, Street, City, State and ZIP Code) | Governmental unit
Address (Number, Street, City, State and
ZIP Code) | Environmental law, if you
know it | Date of notice | | | | | | |\n| | No
Yes. Fill in the details.
Case Title
Case Number | 26. Have you been a party in any judicial or administrative proceeding under any environmental law? Include settlements and orders.
Court or agency
Name
Address (Number, Street, City, | Nature of the case | Status of the
case | | | | | | |\n| | Part 11: Give Details About Your Business or Connections to Any Business | State and ZIP Code) | | | | | | | | |\n| 27. Within 4 years before you filed for bankruptcy, did you own a business or have any of the following connections to any business?
A sole proprietor or self-employed in a trade, profession, or other activity, either full-time or part-time
__ A member of a limited liability company (LLC) or limited liability partnership (LLP)
A partner in a partnership
An officer, director, or managing executive of a corporation
An owner of at least 5% of the voting or equity securities of a corporation | | | | | | | | | | |\n| | No. None of the above applies. Go to Part 12. | | | | | | | | | |\n| | Yes. Check all that apply above and fill in the details below for each business.
Business Name
Address
(Number, Street, City, State and ZIP Code)
Genever Holdings Corporation
P.O. Box 3170 | Describe the nature of the business
Name of accountant or bookkeeper
Holding Company for Genever
Holdings LLC | Employer Identification number
Do not include Social Security number or ITIN.
Dates business existed
EIN: | | | | | | | |\n| | Tortola, British Virgin Islands | | From-To | | | | | | | |\n| | Shiny Times Holdings, LTD
173 Des Voex Road Cntrl
4/F Nan Fung Twr, R411
Hong Kong, 9990777 Hong Kong | Investment Vehicle
MICHAEL LI & CO., , C/O HENRY
WONG 19/F PROSPERITY
TOWER, NO 39
QUEENS ROAD CENTRAL
HONG KONG | EIN:
From-To 12/13/2007 to 12/31/2020 | | | | | | | |\n| | Well Origin Limited
173 Des Voex Road Cntrl
4/F Nan Fung Twr, R411 | Investment Vehicle
MICHAEL LI & CO., , C/O HENRY
WONG 19/F PROSPERITY
TOWER, NO 39
QUEENS ROAD CENTRAL
HONG KONG | EIN:
From-To 4/1/2010 to 12/31/2020 | | | | | | | |\n\n| Debtor 1 Ho Wan Kwok | Case 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 21 of
Case 22-50073 Doc 77 Filed 03/09/22 24 Entered 03/09/22 23:25:16 Page 20 of 25
Case number (if known) 22-50073 | | | | | | | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|--|\n| | | | | | | | | |\n| institutions, creditors, or other parties. | 28. Within 2 years before you filed for bankruptcy, did you give a financial statement to anyone about your business? Include all financial | | | | | | | |\n| No
Yes. Fill in the details below. | | | | | | | | |\n| Date Issued
Name
Address
(Number, Street, City, State and ZIP Code) | | | | | | | | |\n| Part 12: Sign Below | | | | | | | | |\n| I have read the answers on this Statement of Financial Affairs and I declare under penally of perjury that the answers
are true and correct. I understand that make statement, concealing money or property by fraud in connection
with a bankruptcy case can result in fines up to \\$250,000, or imprisonment for up to 20 years, or both.
8 U.S.C. §§ 152, 1341, 1519, and 3571. | | | | | | | | |\n| Signature of Debtor 2
Ho Wan Kwok
Signature of Debtor 1 | | | | | | | | |\n| Date 3/9/202 | Date | | | | | | | |\n| V No
Yes | Did you attach additional pages to Your Statement of Financial Affairs for Bankruptcy (Official Form 107)? | | | | | | | |\n\nDid you pay or agree to pay someone who is not an attorney to help you fill out bankruptcy forms?\n\ny No\n\n[] Yes. Name of Person \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 22 of\n\n| Chapler 11; Case No. 22-50073 [JAM] | | | | | | | | | | | |\n|------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|--------------------------|------------------------|--------------|-------|--------|----------------------|-----------------------------------|----------------------|-------------------------|------------------------------|\n| Statement of Financial Affairs - (Question # 6 - Dunny the 90 days before you fled for bankruptcy, did you pay any creditor a total of \\$600 or more | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| | | | | | | | | Dates of Payment | | | |\n| Creditor Name | Address 1 | Address2 | Address3 | | State | Zip | Date | Amount | Total Amount
Pald | Amount You Still
Owe | Reason for Payment |\n| Andrew Sufner/Forensic Document Examinations, ILC | 220 East 57th Street | Suite 200 | | New York | NY | 10012 | 12/10/21 | 52,566.25 5
રે | 52,566.25 | Unknown | Other- Professional Services |\n| Baker Hosteller LLP | 45 Rockefeller Plaza | | | Hew York | NY | 10111 | 12/27/21 | 275,000.00 S | 275,000.00 | \\$452,294.38 | Other- Professional Services |\n| Clayman & Rosenberg U.P. | | | | | | | 12/16/21 | 116,454,73
। ই | | | |\n| Clayman & Rosenberg LLP | | | | | | | 01/11/22 | 40.172.34
15 | | | |\n| Clayman & Rosenberg LLP | 305 Madison Avenue | Suite 650 | | New York | Hy | 10165 | 02/16/22 | 89.508.91 5
15 | 246,135.98 | \\$13,899.04 | Other- Professional Services |\n| Counsel Press Inc | 460 West 34th Street | 4th Floor | | Hew York | NY | 10001 | 01/19/22 | 36,729,37 5
5 | 36,729.37 | Unknown | Other- Professional Services |\n| Eric Goldsmith MD. LLC | 420 Madison Avenue | Suite 1201 | | New York | NV | 10017 | 02/09/22 | 11,700.00 5
15 | 11,700.00 | Unknown | Other- Professional Services |\n| Forbes Rate | | | | | | | 12/10/21 | 27,032.01 | | | |\n| Forbes Hare | Owomar Building, PO Box 4649 | Road Town Tortola VG1110 | British Vargin Islands | | | | 01/18/12 | 14,577.01 5 | 41,609.02 | Unknown | Other- Professional Services |\n| | | | | | | | | | | | |\n| Ganfer Shore Leeds & Zauderer LLP | | | | | | | 12/07/21 | 20 350.18 | | | |\n| Ganfer Shore Leeds & Zauderer LLP
Ganler Shore Leeds & Zauderer LLP | | | | | | | 12/31/21 | 22,753.02 | | | |\n| | 360 Lexington Avenue | | | New York | NY | 10017 | 02/09/22 | 14,129,22 | 57,222.42 | 560,133.05 | Other- Professional Services |\n| Harcus Parker | 7th Floor, Meibourne House | 44-46 Aldwych | london, WC28 411 | | | | 02/09/22 | 109.780.43 S
ੇ ਟੈ | 109.780.43 | Unknown | Other- Professional Services |\n| Janover LLC | 100 Quentin Roosevek Blvd | Suite 516 | | Garden City | NY | 11530 | 12/10/21 | 15
29,164.95 5 | 29.164.95 | Saknown | Other Professional Services |\n| Lawalt & Mitchell HC | | | | | | | 11/29/21 | 1, 720.00
15 | | | |\n| Lawall & Mitchell, LEC | 55 Madison Avenue | 4th Floor | | Morristown | NI | 07960 | 1/18/22 | 2,160.00 \\$ | 3,880.00 | 54,880.00 | Other- Professional Services |\n| | | | | | | | | | | | |\n| Petrillo Klein & Boxer LLP | | | | | | | 12/17/21 | 15
65,848.00 | | | |\n| Petrillo Klein & Boxer LLP
Petrillo Klein & Boxer LLP | 655 Third Avenue | 2 Jan Figar | | | | | G1/26/22 | 44,490.50
ે રે | | | |\n| | | | | New York | NY | 10017 | 02/03/12 | 17,581.00 5
ર | 127,919.50 | \\$10.634.50 | Other- Professional Services |\n| Roy D. Simon | | | | | | | 01/12/22 | 48.708.00 | | | |\n| Roy D. Simon | 205 West End Avenue | Suite Bri | | New York | 117 | 10073 | 01/10/22 | 9.523.20
ﮐ | 58,231.20
ડે | Unknown | Other- Professional Services |\n| | | | | | | | | | | | |\n| Schuiman Bhattacharya, ILC
Schulman Bhattacharya, LLC | | | | | | | 11/17/21
11/19/21 | 114.525.47
94.033.12
5 | | | |\n| Schulman Bhattacharya, LtC | | | | | | | 12/20/21 | 235,632.31 | | | |\n| Schulman Bhattacharya, LEC | 6116 Executive Boulevard | Suite 425 | | Bethesda | MD | 20852 | 02/09/22 | 256,061.00 \\$ | 600,241,85 | \\$173,987,48 | Other- Professional Services |\n| | | | | | | | | | | | |\n| Selas Montbrial Avocals | 10, Rue Cimarosa | 75116 | Paris- France | | | | 02/16/22 | 20,318.21 \\$
રે રે | 20,318.21 | \\$9,120.87 | Other. Professional Services |\n| The Casper Firm | | | | | | | 11/17/21 | 77,934.00 | | | |\n| The Casper Firm | | | | | | | 12/21/21 | 141,197.55
← | | | |\n| The Caspet Firm | | | | | | | 01/26/22 | 125,663.00 | | | |\n| The Casper Firm | 400 E. Pratt Street | Suite 903 | | Baltimore, | MO | 2202 | 02/09/22 | 28,013.00 5 | 372,807.55 | Unknown | Other- Professional Services |\n| The Francis Firm PLLC | | | | | | | | | | | |\n| The Francis Firm PLLC | | | | | | | 12/7/21
1/11/22 | ਵ
10 000 00
10 000.00
ਟੈ | | | |\n| The Francis Firm PLLC | 33 W 60th Street | Floor 2 | | New York | NY | 10023 | 2/7/22 | 10.000.00 S
く | 30.000.00 | \\$2.500.00 | Other- Professional Services |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n| U.S. Legal Support, Inc. | | | | | | | 01/12/22 | 1,018.75
ા ર | | | |\n| U.S. Legal Support, Inc. | 200 West Jackson | Suite 600 | | Chicago | | 60606 | 02/03/22 | ਨ
2,034.03 5 | 3,062.78 | \\$1.638.00 | Other- Professional Services |\n| Una Manyee Wilkinson | | | | | | | 12/01/21 | 600.00 | | | |\n| Una Manyce Willinson | | | | | | | 01/12/22 | 1,200.00 | | | |\n| Una Manyee Wilkinson | 68-18 Juno Street | | | Forest Hills | 150 | 11375 | 02/03/22 | 1,600.00 | 3.400.00 | Unknown | Other- Professional Services |\n| | | | | | | | | | | | |\n| Veritent | 290 West Mt. Pieasant Ave. | | | | | | 12/10/21 | 943.00 | | | |\n| | | | | | | | | | | | |\n| Veritent | | 5uite 3200 | | Livingston | NI | 07039 | 01/12/22 | 13,967.00 | 14,910.00 | Unknown | Other- Professional Services |\n| | | | | | | | | | | | |\n| VX Cerda & Associates | 601 Brickell Key Drive | Suite 700 | | Mismi | EI | 16166 | 12/22/21 | 1,055.33 | 3,055,33 | 53,124.99 | Other- Professional Services |\n| William Bradley Wendel | 123 Butleigh Drive | | | Ithaca | ાજ | 148 SO | 01/12/22 5 | 9,503.33 1 5 | 9,503.33 | Unknown | Other- Professional Services |\n| | | | | | | | | | | | |\n| | | | | | | | | | 2,054,671.92
ל | \\$732.212.37 | |\n| | | | | | | | | | | | |\n| | | | | | | | | | | | |\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 23 of\n\n| Ho Wan Kwok | | | | | |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|-------------------------|--------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------|--------|\n| Chapter 11; Case No. 22-50073 (JAM) | | | | | |\n| Statement of Financial Affairs - Question # { {Within } year before you a party in any bwsuit, court action, or administrative proceeding?) | | | | | |\n| | | | | | |\n| | | | | | |\n| Case Name | Case No. | Nature of Case | Iurisdiction | Court Address | Status |\n| | | | | | |\n| Pacific Alliance Asia Opportunity Fund L.P. v. Kwok Ho Wan (and
other a/k/a names), Genever Holdings Corporation, and Genever
Holdings LLC | 652077/2017 | Breach of Contract | NY Sup. | New York County Courthouse
60 Centre Street
New York, NY 10007 | Active |\n| Pacific Alliance Asia Opportunity Fund 1.P. v. Genever Holdings
Corp., Bravo Luck Ltd., Kwok Ho Wan (and other a/k/a names),
and Qiang Guo (and other a/k/a names) | BVIHCM 0137 of 2020 | Collection | Eastern Caribbean Sup. Ct, Virgin
Islands, High Court of Justice | | Active |\n| Rui Ma v. Guo Wengui a/k/a Miles Kwok and Golden Spring (New
York) Ltd | 158140/2017 | lort | NY Sup. | New York County Courthouse
60 Centre Street
New York, NY 10007 | Active |\n| Guo Wengui (a/k/a Miles Kwok) v. Clark Hill PLC and Thomas
Ragland | 1:19-cv-3195-JEB | Tort/Breach of Contract | D.D.C.
High Court of Justice, Business and | 333 Constitution Avenue N.W.
Washington D.C. 20001 | Active |\n| Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State
Limited v. UBS AG (London Branch) | CL-2020-000345 | Negligence | Property Courts of England and Wales,
Queen's Bench Division, Commercial
Court | | Active |\n| Ace Decade Holdings Limited and Kwok Ho Wan v. UBS AG | CL-2020-000345 | Negligence | Civil Court Basel-City, Conciliation
Authority | | Active |\n| Zheng Wu (a/k/a Bruno Wu) and Yang Lan v. Guo Wengui (a/k/a
Miles Kwok) | 152123/2018 | Tort (Defamation) | NY Sup. | New York County Courthouse
60 Centre Street
New York, NY 10007 | Active |\n| Weican (\"Watson\") Meng and Boxun, Inc. v. Guo Wengui (a/k/a
Miles Kwok) | 159636/2017 | Tort (Defamation) | NY Sup. | New York County Courthouse
60 Centre Street
New York, NY 10007 | Active |\n| Kiqui (\"Bob\") Fu v. Guo Wengui (and other a/k/a names), GTV
Media Group, Inc., Saraca Media Group, Inc., Voice of Guo
Media, Inc., Lihong Wei Lafrenz (a/k/a Sara Wei), and Dongna
Fang | MO:20-CV-257-DC | Tort (Defamation) | W.D. Tex | U.S. District Clerk's Office
200 East Wall, Room 222
Midland, Texas 79701 | Active |\n| Wengui Guo (a/k/a Miles Kwok) v. Jun Chen (a/k/a Jonathan Ho) (MCA)(MAH) | No. 18-CV-03800 | Tort (Defamation) | NI Dist. | Martin Luther King Building
& U.S. Courthouse
50 Walnut Street
Newark, NJ 07102 | Active |\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 24 of\n\n\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 25 of\n\n| no vyali uwur | | | | | |\n|----------------------------------------------------------------------------------------------------------------------------------------------|----------------------|-------------------------|---------------------------------------|----------------------------------------|--------------------------------|\n| Chapter 11; Case No. 22-50073 (JAM) | | | | | |\n| Statement of Financial Affairs - Question A 9 (Within 1 year before you a party in any lawsuit, court action, or administrative proceeding?) | | | | | |\n| | | | | | |\n| | | | | | |\n| | | | | | |\n| Case Name | Case No. | Nature of Case | Jurisdiction | Court Address | Status |\n| | | | | | |\n| | | | | | |\n| Keyi Zilkie, Huizhen Wang, Chao-Chih Chiu, and Yunxia Wu v. | | | | New York County Courthouse | |\n| GTV Media Group, Inc., Saraca Media Group, Inc., and Wengui | | | | 60 Centre Street | |\n| Guo | 652843/2021 | | | | |\n| | | Securities; Tort | NY Sup. | New York, NY 10007 | Active |\n| | | | | | |\n| | | | | Albert V. Bryan U.S. Courthouse | |\n| | | | | 401 Courthouse Square | |\n| Wengui Guo (a/k/a Miles Kwok) v. Yeliang Xia | 1:18-CV-00174-LO-TCB | Tort (Defamation) | E.D. Va. | Alexandria, VA 22314 | Active |\n| | | | | New York County Courthouse | |\n| | | | | 60 Centre Street | |\n| Guo v. Hong Zeng | 157025/2020 | Tort (Defamation) | NY Sup. | New York, NY 10007 | Active |\n| | | | | | |\n| | | | Sup. Court of British Columbia, | | |\n| Guo v. Gao BingChen | VLC-5-5-187450 | Tort (Defamation) | Vancouver, Canada | | Active |\n| Beijing Zhong Xian Wei Ye Stainless Decoration Center, et al. v. | | | | | |\n| Wengui Guo, Beijing Zenith Holdings Co, Beijing Pangu | | | | | |\n| Investment Co., Genever Holdings LLC, and Golden Spring (New | | | | New York County Courthouse | |\n| | | | | 60 Centre Street | |\n| York) Ltd. | 653176/2017 | Collection Matter | NY Sup. | New York, NY 10007 | Active |\n| | | | | | |\n| | | | High Court of The Hong Kong Special | | |\n| The Hong Kong High Court forfeiture proceedings against Guo | | | Administrative Region: Court of First | | |\n| and numerous individuals & entities | | Asset Seizure | Instance | | Unknown |\n| | | | | | |\n| | | | | 33 Admin Drive, Wickhams Cay 1, Road | |\n| Kwok v. MacDonald | 2019/0048 | | British Virgin Islands | Town, Tortola, Virgin Islands (British | Active |\n| FAN BINGBING v. GUO WENGUI a/k/a GUO WEN GUI a/k/a GUO | | | | | |\n| | | | | | |\n| WEN-GUI a/k/a GUO HAOYUN a/k/a HAOYUN GUO a/k/a WAN | | | | New York County Courthouse | |\n| GUE HAOYUN a/k/a MILES KWOK a/k/a KWOK HO WAN a/k/a | | | | 60 Centre Street | |\n| KWOK HO | 156619/2017 | Tort (Defamation) | NY Sup. | New York, NY 10007 | Inactive |\n| | | | | | |\n| JIANSHENGXIE and JIEFU ZHENG v. WENGUI GUO a/k/a | | | | | |\n| HAOYUNGUO, a/k/a MILES KWOK, a/k/a HO WANKWOK, a/k/a | | | | New York County Courthouse | |\n| HO KWOK, a/k/a WEN GUI GWO, a/k/a WAN GUE HAOYUN, | | | | 60 Centre Street | |\n| a/k/a GUO HAOYUN | 155995/2017 | Tort (Defamation) | NY Sup. | New York, NY 10007 | Inactive |\n| | | | | | |\n| | | | | | |\n| | | | | | |\n| | | | | King County Superior Court | |\n| WA&HF LLC, RUIŽHENG AN V. SARACA MEDIA GROUP, INC. and | | | | 516 Third Avenue, Room C-203 | |\n| WENGUI GUO | No. 20-2-12680-2 SEA | Tort/Breach of Contract | WA Sup. Ct | Seattle, WA 98104 | Active (but inactive as to MK) |\n| | | | | | |\n| | | | | New York County Courthouse | |\n| GUO WENGUI a/k/a KWOK HO WAN a/k/a MILES | | | | 60 Centre Street | |\n| KWOK v. GUO BAOSHENG, YAN ZHAO, and NING YÉ | 151251/2019 | Tort/Breach of Contract | NY Sup. | New York, NY 10007 | |\n| | | | | | Active |\n| | | | | | |\n| | | | | | |\n| KUI CHENG v. G CLUB OPERATIONS LLC and WENGUI GUO A/K/A | | | | | |\n| HO WAN KWOK A/K/A MILES KWOK A/K/A MILES GLO | Stably\" Congalis | Broach of Contract | TOKERS COMPLICATION CAL | | |\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 26 of\n\n| Ho Wan Kwok | | | | | |\n|----------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|------------------------------|----------------------------|----------------------------------------------------------------------------------|-------------------------------------------------|\n| Chapter 11; Case No. 22-50073 (JAM) | | | | | |\n| | | | | | |\n| Statement of Financial Affairs - Question # 9 (Within 1 year before you a party in any lawsult, court action, or administrative proceeding?) | | | | | |\n| | | | | | |\n| | | | | | |\n| Case Name | Case No. | Nature of Case | Jurisdiction | Court Address | Status |\n| | | | | | |\n| Wengui Guo a/k/a Miles Kwok v. | | | | Matthew J. Perry, Jr. U.S. Courthouse | |\n| Danyu Lin | No. 2018-CP-03623 | | | 901 Richland Street | Resolved within 1 year of |\n| | | Tort (Defamation) | South Carolina state court | Columbia, South Carolina 29201 | bankruptcy filing. |\n| Yan Huang v. Wengui Guo | No. 156552/2017 | Tort (Defamation) | NY Sup. | New York County Courthouse
60 Centre Street
New York, NY 10007 | Resolved within 1 year of
bankruptcy filing. |\n| WENGUI GUO V. BAOSEHNG GUO | No. 1:18-cv-1064 | Tort (Defamation/Fraud) | ED Va. | Albert V. Bryan U.S. Courthouse
401 Courthouse Square
Alexandria, VA 22314 | Resolved within 1 year of
bankruptcy filing. |\n| BAIQIAO TANG a/k/a TANG BAIQIAO and
JING GENG v, WENGUI GUO a/k/a MILES KWOK a/k/a
GUO WEN GUI a/k/a HO WAN KWOK, | | | | | |\n| GOLDEN SPRING (NEW YORK) LTD., | | | | Thurgood Marshall | |\n| RULE OF LAW FOUNDATION III INC., | | | | United States Courthouse | |\n| RULE OF LAW SOCIETY IV INC., SARACA | | | | 40 Foley Square | Resolved within 1 year of |\n| MEDIA GROUP, INC. | No. 1:17-cv-09031-JFK | Tort (Defamation/Commercial) | SDNY | New York, NY 10007 | bankruptcy filing. |","body_zh":"案件 22-50073 文书 678-1 提交于 08/04/22 录入于 08/04/22 08:56:08 第 2 页，共 26 页 案件 22-50073 文书 77 提交于 03/09/22 录入于 03/09/22 23:25:16 第 1 页，共 25 页\n美国康涅狄格联邦破产法院\n布里奇波特分部\n\n关于： 第11章\n\nHO WAN KWOK（郭文贵）， 案件编号 22-50073 (JAM)\n\n债务人。\n\n关于债务人资产和负债明细表及财务状况说明书的总体说明、限制、方法和免责声明\n\nHo Wan Kwok（郭文贵，下称“债务人”）根据 United States Code（美国法典）第11章（下称“破产法典”）第521条以及 Federal Rules of Bankruptcy Procedure（联邦破产程序规则，下称“破产规则”）第1007条，向 Bankruptcy Court for the District of Connecticut（康涅狄格联邦破产法院，下称“破产法院”）提交其资产和负债明细表（每份称为“一份明细表”，合称“明细表”）及财务状况说明书（下称“SOFA”）。\n\n本关于债务人资产和负债明细表及SOFA的总体说明、限制、方法和免责声明（合称“总体说明”）适用于全部明细表及SOFA，并通过援引纳入其中，且构成全部明细表及SOFA不可分割的一部分。总体说明是对下文就特定明细表及SOFA所载具体说明的补充（下称“具体说明”，与总体说明合称“说明”）。\n\n审阅明细表及SOFA时，应参阅并援引总体说明。债务人在其顾问及其他专业人士的协助下编制了明细表及SOFA。明细表及SOFA未经审计，并可能予以调整。债务人在编制明细表及SOFA时，依赖于编制时其可获得的信息。债务人已作出合理努力，以确保在当时情况下明细表及SOFA尽可能准确和完整；但后续信息或发现可能导致明细表及SOFA发生重大变化，且其中可能存在非故意的错误或遗漏。\n\n债务人保留在必要或适当时不时以任何方式修改或补充明细表及SOFA的一切权利，包括就明细表及SOFA中反映的任何债权的金额、责任或分类提出异议，或以其他方式主张抵销或抗辩的权利，或随后将任何债权指定为“有争议”“或有”或“未确定金额”。此外，明细表、SOFA或说明中的任何内容均不构成对债务人权利的放弃，亦不构成就其第11章案件作出的承认。\n\n总体说明\n\n一、案件说明。债务人于 February 15, 2022（下称“申请日”）根据破产法典第11章启动自愿案件。\n\n二、债务人的别名。债务人以如下名称为人所知：Guo Wengui；Miles Guo；Miles Kwok；以及 Ho Wan Kwok。\n\n三、列报基础。明细表及SOFA并非旨在构成按照 United States Generally Accepted Accounting Principles（美国公认会计原则，下称“GAAP”）编制的财务报表。明细表及SOFA反映了债务人为报告其资产和负债所作的合理努力。\n\n四、报告日期。除非另有说明，明细表A和B中报告的资产价值与申请日的资产价值一致，明细表D、E和F中的负债价值均截至申请日。\n\n五、准确性。本文件披露的财务信息并非根据联邦或州证券法或其他适用的非破产法编制。交易债务人债权，或以其他方式购买、出售或转让债务人债权的个人和实体，应结合该财务信息编制的目的和背景评估该财务信息。债务人不对偏离证券法的情形承担责任，也不承担表明该等偏离情形的责任，亦不对基于该财务信息或任何其他信息对债务人作出的任何评估承担责任。\n\n六、估计和假设。编制明细表及SOFA要求债务人作出估计和假设，该等估计和假设影响某些资产和负债的报告金额、某些或有资产和负债的披露以及收入和费用的报告金额。实际结果可能与该等估计存在重大差异。在几乎所有情况下，债务人并不保有或无法随时获得当前市场估值。由债务人取得全部资产的当前市场估值将成本高昂、负担过重且会造成资源使用低效。在必要时，债务人已将某些资产的价值注明为“未知”或“未确定”。最终实现的金额可能与估计价值存在重大差异。\n\n七、货币。除非另有说明，明细表及SOFA中所示的全部金额均以美元计。\n\n八、债务人保留权利。明细表、SOFA或说明中的任何内容均不构成对与本第11章案件有关的权利的放弃，包括但不限于以下权利：\n\n（一）未将明细表及SOFA中列出的债权指定为“有争议”“或有”或“未确定金额”，并不构成债务人承认该金额并非“有争议”“或有”或“未确定金额”。债务人保留就其明细表中反映的任何债权的金额、责任及分类提出异议并主张抵销权、反诉及抗辩的权利，以及以其他方式随后将任何债权指定为“有争议”“或有”或“未确定金额”的权利。\n\n（二）在明细表D中将债权列为“有担保”、在明细表E中列为“优先”、在明细表F中列为“无担保优先”，或在明细表G中将合同或租约列为“待履行”或“未届满”，并不构成债务人承认债权人的法律权利，亦不构成放弃债务人根据明细表修订、债权异议或其他方式重新定性或重新分类该等债权或合同的权利。此外，尽管债务人可能为提供信息之目的，将各债权人的债权列为有担保债权，但并未对债务人资产中该等债权人可能享有担保权益的资产进行现时估值。债务人保留就任何该等债权人债权的担保性质或金额、任何交易结构的定性，或与该等债权人债权有关的任何文件或文书提出异议和质疑的一切权利。\n\n（三）个别债权人的债权可能未反映该等债权人应向债务人提供的贷记、折让或其他调整。债务人保留有关该等贷记、折让及其他调整的一切权利，包括就此提出债权异议和／或抵销的权利。\n\n（四）尽管债务人已作出合理努力以确保其明细表及SOFA的准确性，其中仍可能包含错误和遗漏。债务人特此保留就明细表及SOFA所列任何合同、协议及租约的有效性、状态及可执行性提出异议，以及在必要时修改和补充明细表及SOFA的一切权利。\n\n（五）债务人进一步保留就明细表及SOFA所列合同和协议享有的一切权利、债权及诉因，包括但不限于就与债权人债权有关的任何交易、文件及文书的定性或结构提出异议和质疑的权利。\n\n（六）在明细表及SOFA中列载合同或租约，不应视为承认该合同为待履行合同、该租约为未届满租约，或二者任一必然为具有约束力、有效且可执行的合同。债务人特此明确保留主张明细表及SOFA中列载的任何合同不构成破产法典第365条所称待履行合同的权利，以及主张其中列载的任何租约不构成破产法典第365条所称未届满租约的权利。\n\n九、总体说明优先适用。如明细表或SOFA与任何总体说明存在不一致，应以总体说明为准。\n\n具体说明\n\n除上述内容外，债务人在编制明细表及SOFA时采用了下列惯例：\n\n一、明细表A/B。\n\n（一）一般规定。如与债务人资产有关的某一项目显示价值为“$0.00”，债务人说明，该金额为“未知”或“未确定”，且该“$0.00”标注并不构成承认该资产事实上价值为“$0.00”。由于某些资产或负债被标注为“$0.00”，明细表A/B中的汇总项目反映的总额可能低于该等资产或负债的最终价值。\n\n（二）问题1：您是否拥有或对任何住宅、建筑物、土地或类似财产享有任何法定或衡平法权益？\n\n（1）债务人使用和占有位于 373 Taconic Road, Greenwich, CT 06831 的房地产（下称“住宅”）。债务人对该住宅不享有法定所有权，且任何法院均未裁定债务人对该住宅享有任何其他权益，无论为衡平法权益或其他权益。与该住宅有关的一切成本和费用均由家人及家人控制的企业直接支付。该住宅由 Greenwich Land, LLC（格林尼治土地有限责任公司，下称“Greenwich Land”）所有。Greenwich Land 的唯一成员是债务人的配偶。\n\n（2）债务人亦可使用位于 Sherry-Netherlands Hotel（谢里-荷兰酒店）, 781 Fifth Avenue, New York, NY 10022 的一套公寓（下称“公寓”）。该公寓的合作公寓股份由 Genever Holdings LLC（杰尼弗控股有限责任公司，下称“美国特殊目的实体”）持有。该美国特殊目的实体的成员权益由 Genever Holdings Corporation（杰尼弗控股公司，下称“英属维尔京群岛公司”）持有。债务人持有该英属维尔京群岛公司的全部股权；但根据一份日期为 February 17, 2015 的信托声明及协议（下称“信托日期”），债务人为 Bravo Luck Limited（布拉沃幸运有限公司，下称“公寓所有人”）信托持有该等股权。债务人的儿子拥有公寓所有人的股权。于信托日期当日或前后，公寓所有人以该公寓的购买价款向美国特殊目的实体提供资金。该等资金来自债务人儿子拥有或控制的实体，而非来自债务人。\n\n美国特殊目的实体于 October 12, 2020 在 United States Bankruptcy Court for the Southern District of New York（纽约南区联邦破产法院）自行启动第11章案件（案件编号 20-12411 (JLG)）。美国特殊目的实体就其重整计划作出的披露声明称，美国特殊目的实体“面对多起主要涉及 Bravo Luck Limited . . . 与 [Pacific Alliance Asia Opportunity Fund LP（太平洋联盟亚洲机会基金有限合伙企业，下称“PAX”）] 之间住宅实益所有权的法院争议，. . . 寻求第11章救济。”[案卷编号 165]。在寻求确定公寓所有权的诉讼中，公寓所有人主张其为该公寓的实益所有人。该公寓的最终所有权将在美国特殊目的实体的第11章案件之外予以解决。在英属维尔京群岛法院，PAX基于其针对债务人的判决（该判决仍在上诉中），寻求移交美国特殊目的实体的成员权益。\n\n该公寓目前由 Sotheby's International Realty（苏富比国际地产）根据美国特殊目的实体销售官 Melanie L. Cyganowski, Esq.（梅拉妮·L·西加诺夫斯基律师）的授权进行出售营销。基于上述原因，债务人未将该公寓的价值报告为资产。\n\nc. 问题3：您是否拥有、租赁，或对任何车辆享有法定或衡平权益，无论其是否已登记？汽车、厢式货车、卡车、拖拉机、运动型多用途车、摩托车。债务人使用汽车，包括豪华汽车和摩托车。债务人不拥有任何类型车辆的法定所有权，且任何法院均未认定债务人对任何此类车辆享有任何其他权益，无论是衡平权益还是其他权益。与此类车辆有关的所有成本和费用均由家庭及家庭控制的企业直接负担。\n\nd. 问题4：您是否拥有、租赁，或对任何车辆享有法定或衡平权益，无论其是否已登记？船舶、航空器、房车、全地形车及其他休闲车辆、其他车辆和配件。债务人此前可使用一艘名为“Lady May（梅号）”的游艇。Lady May 由 HK International Funds Investments (USA) Limited, LLC（香港国际基金投资〈美国〉有限责任公司）所有，该公司由债务人的女儿所有。Lady May 目前停泊于欧洲港口。债务人目前无法使用 Lady May，且已一年多未能使用 Lady May。\n\n债务人在 PAX 因 PAX 发起的制裁及藐视法庭程序而对债务人提起的 New York State Supreme Court（纽约州最高法院）诉讼中，对 Lady May 的所有权和/或控制权提出异议。在于 February 9, 2021 进行证据听证后，Barry Ostrager 法官在裁定（“February 9 Decision”）中认定，除其他事项外，证据表明债务人“实益拥有并控制”Lady May。债务人不同意 February 9 Decision，并已对其提出上诉。鉴于该上诉尚未审结（目前处于中止状态），债务人未将 Lady May 列为其破产财产的资产。但是，如 Lady May 被列为其破产财产的资产（债务人预计此问题将通过本 Chapter 11 Case（第11章案件）解决），其可能具有重大价值——2015 年，Lady May 的售价为 €28 million。\n\ne. 问题6——家庭用品和家具。住宅和公寓内存有大量符合个人及家庭用品定义的物品。除本文件所述外，债务人对住宅或公寓内的任何物品均不拥有法定所有权，且任何法院均未认定债务人对任何此类物品享有任何其他权益，无论是衡平权益还是其他权益。\n\nf. 问题7：电子产品。电视、收音机、音频、视频等。住宅和公寓内存有大量符合电子产品定义的物品，包括但不限于计算机、手机和广播设备。除本文件所述外，债务人对住宅或公寓内的任何物品均不拥有法定所有权，且任何法院均未认定债务人对任何此类物品享有任何其他权益，无论是衡平权益还是其他权益。\n\ng. 问题8：有价值的收藏品。住宅或公寓内符合本类别定义的任何物品，均为家庭或家庭控制企业的财产。除本文件所述外，债务人对住宅或公寓内的任何物品均不拥有法定所有权，且任何法院均未认定债务人对该等物品享有任何其他权益，无论是衡平权益还是其他权益。\n\nh. 问题9：用于体育或爱好的设备。住宅或公寓内符合本类别定义的任何物品，均为家庭或家庭控制企业的财产。除本文件所述外，债务人对住宅或公寓内的任何物品均不拥有法定所有权，且任何法院均未认定债务人对任何此类物品享有任何其他权益，无论是衡平权益还是其他权益。\n\ni. 问题11：衣物。债务人拥有商务和休闲服装，包括来自各制造商的西装、鞋和运动鞋，其中包括高端品牌。\n\nj. 问题17：货币存款。October 23, 2018，Hong Kong Special Administrative Region, Court of First Instance（香港特别行政区高等法院原讼法庭，“高等法院”）作出一项日期为 October 18, 2018 的《禁止处置香港及其他地区资产限制令》（“限制令”）。该限制令规定，其效力持续至并包括 April 30, 2019，但理解为其将根据高等法院于 May 3, 2019 作出的进一步命令继续有效。该限制令的效力是冻结据称属于债务人的 HK\\$3.7 million 资金。据该限制令所述，另有多达数十亿的资金和财产，包括位于香港的不动产，属于据称受债务人“有效控制”的个人和实体，亦被冻结和/或扣押。由于该等资产被冻结/扣押，债务人未将其列入其破产财产。\n\nk. 问题18：债券、共同基金或公开交易股票。出于谨慎考虑，债务人请您参阅附表 B 注释，问题17。\n\nl. 问题19：非公开交易的股票，或在公司和非公司制企业、有限责任公司、合伙企业或合资企业中的权益。债务人曾是两家受控外国公司的唯一股东：Shiny Times Holdings Ltd.（Shiny Times 控股有限公司，“Shiny Times”）和 Well Origin Ltd.（Well Origin 有限公司，“Well Origin”）。基于以下理由，债务人认为其在该等实体中的权益不具有价值。\n\ni. 于 September 和 October 2017，中国政府突击搜查了 Shiny Times 的办公场所，并扣押了所有公司会计记录及大量个人财务记录。此后无法查阅该等记录。银行账户的在线访问已被冻结，且没有可用的数据副本或备份。债务人已作出一切合理尝试以获取该等数据，但自扣押以来，始终无法获得该公司的财务记录。Shiny Times 自此一直未开展经营活动。债务人自 November 2, 2017 起未再控制 Shiny Times。\n\nii. 关于在 British Virgin Islands（英属维尔京群岛）注册成立的 Well Origin，因贷款违约，UBS 于 April 2018 接管了其作为担保物持有的 Well Origin 股份。在接管 Well Origin 的股份并出售其资产后，UBS 将该公司置于 British Virgin Islands 的清算程序中。债务人自 December 31, 2017 起未再控制 Well Origin。\n\n如上文就陈述问题1所述，债务人持有 US UPV 的成员权益。债务人以信托方式代公寓所有人持有该等成员权益。\n\n另请参阅附表 B 注释问题17，该问题涉及受限制令约束的众多实体；以及 SOFA（财务状况说明书）问题9，该问题涉及 Eastern Profit（定义见下文）。\n\nm. 问题20：政府和公司债券及其他可流通和不可流通票据。债务人已收到来自 United States Treasury（美国财政部）和 State of New York Department of Taxation and Finance（纽约州税务与财政部）的所列退款支票。该等支票尚未兑付，且由于签发已超过六个月，如予存入，可能被拒付。\n\nn. 问题22：保证金和预付款。就取得该公寓而言，US SPV 向与该公寓有关的合作公寓公司提供了 \\$5 million 的保证金（“公寓保证金”），以支付税款及其他维护费用。公寓所有人并非以债务人的资产支付公寓保证金。在 US SPV 停止定期支付其维护费用后，该合作公寓公司开始从保证金中抵扣应付款项。根据所知及所信，原公寓保证金中约有 \\$2.065 million 尚未使用。由于上文就问题1所述的信托安排，债务人未将剩余公寓保证金的价值列为其破产财产的资产。\n\no. 问题25：信托、财产中的衡平或未来权益，以及为您的利益行使的权利或权力。参见附表 B 注释问题17、19和22。\n\np. 问题26：专利、著作权、商标、商业秘密及其他知识产权。债务人可能对发布于各种数字和媒体平台的音乐和视频享有未登记的著作权及其他知识产权权益，例如 YouTube、GTV、Twitter 和 GETTR。债务人认为其社交媒体资产不具有价值，且未曾尝试将其社交媒体影响力变现。\n\nq. 问题30：他人欠付您的其他金额。关于债务人主张权利的诉讼之识别，请参见 SOFA 注释第4部分问题9。\n\n此外，在某些司法管辖区，案件的胜诉方有权获得其费用的偿还。在由 Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（Ace Decade 控股有限公司）和 Dawn State Limited（Dawn State 有限公司）诉 UBS AG (London Branch)（瑞银集团股份公司〈伦敦分行〉）一案中，该案目前正在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商务与财产法院王座法庭商事法院）审理，债务人可能有权与其他原告一同获得与近期管辖权争议有关的费用偿还。法院向该诉讼全体原告裁定的金额为 £94,292.20。债务人对该金额按比例享有的份额尚未确定。此外，法院已准许被告上诉，如上诉成功，原告可能被命令返还法院裁定的金额。\n\n在目前由 United States District Court for the Eastern District of Virginia（美国弗吉尼亚东区联邦地区法院）审理的 Wengui Guo（郭文贵）诉 Baosheng Guo（郭宝胜）一案中，债务人的律师已收到裁定债务人胜诉的 \\$12,000 判决款。\n\nr. 问题31：保险单权益。债务人受其配偶健康保险单保障，该保险单不具有现金价值。\n\ns. 问题33：针对第三方的请求权，无论是否已提起诉讼或提出付款要求。债务人是 SOFA 注释第4部分问题9所列某些诉讼中的请求权人。\n\nt. 问题37：对任何与企业有关财产的法定或衡平权益。参见上文附表 B 注释问题17和19。\n\nu. 问题39：办公设备、家具或用品。本类别中不存在任何未被上文附表 B 注释问题6和7的答复涵盖的项目。\n\nv. 问题42：合伙企业或合资企业中的权益。参见附表 B 注释问题17和19。\n\nw. 问题53：尚未列明类别的财产。债务人被列为其家人在位于 Florida（佛罗里达州）Palm Beach（棕榈滩）的 The Mar-a-Lago Club（海湖庄园俱乐部）的会员资格之会员。该会员资格自 2015 起一直有效。债务人无需支付会员费，亦无权在终止会员资格时获得对先前可能已支付的任何保证金的返还。\n\n附表C。2.\n\na. 债务人目前未列明任何豁免财产。但是，如在破产程序进行期间发现债务人拥有除其衣物和其狗之外的资产，债务人保留修改该等豁免选择的权利。\n\n附表D。3.\n\na. 根据债务人目前可获得的信息，债务人相信附表D准确反映了所有对债务人享有担保债权的债权人。如债务人发现存在任何额外的担保债权，债务人可相应修改附表D以反映该等债权。\n\nb. 如债务人确定任何债权应在附表D中申报，债务人保留修改附表D的一切权利。本文件中的任何内容均不得解释为债务人承认债权人的法律权利、视为对任何协议条款的修改或解释，或视为债务人放弃将任何债权或合同重新定性或重新分类的权利。\n\nc. 债务人未在附表D中列入可能认为其债权通过抵销权或未成熟的法定留置权受到担保的当事人。\n\nd. 除非另有约定或破产法院命令，债务人保留对据称就债务人任何担保债权人的任何特定资产设定或完善的任何留置权之有效性、完善性或免于撤销性提出异议或质疑的权利。此外，债务人保留对任何该等债权人的债权是否具有担保性质，或任何该等交易或与该等债权人的债权有关的任何文件或文书之性质或结构提出异议或质疑的一切权利。\n\ne. 债务人是诉讼资金协议（“Litigation Funding Agreements”）的当事人，根据该等协议，债务人向由其儿子拥有或控制的某些实体（各称为“诉讼出资人”（“Litigation Funder”））质押了对包括某些债权及其收益在内的财产的担保权益。债务人不认为该等担保权益已获完善。\n\n附表E/F。4.\n\na. 债务人已作出合理努力，在附表E/F中申报所有针对其的无担保债权。附表E/F所列债权产生或发生于不同日期。在某些情况下，债权产生之日期是一个尚待确定的事实问题。尽管已作出合理努力以确定每项债权发生的日期，但确定附表E/F中每项债权发生或产生的日期将造成不适当的负担并产生高昂成本。\n\n因此，尽管债务人未为附表E/F所列每项债权提供日期，但据债务人所知，附表E/F所列所有债权均在申请日之前产生或发生。\n\nb. 债务人保留在适用情况下主张任何该等债权为附条件、未定额及/或有争议债权的权利。\n\nc. 债务人保留主张附表E/F所列任何债权不构成《破产法典》第507条规定的优先债权，因而构成无担保非优先债权的权利。\n\nd. 个别债权人的债权可能未反映债权人应向债务人提供的抵免及/或宽免。债务人保留就任何该等抵免及/或宽免享有的一切权利，包括就其提出异议及/或抵销的权利。\n\ne. 附表E/F可能包括涉及债务人的待决诉讼或法律程序。该等待决诉讼或法律程序亦在对SOFA问题7的答复中反映。在所有情况下，作为诉讼标的的金额均不确定或未确定。债务人认为，与任何该等待决诉讼相关的任何潜在债权金额均为附条件、未定额且有争议。将任何诉讼列入附表及/或SOFA或以其他方式列入，均不构成承认该等诉讼中所主张的责任。\n\nf. 在已知范围内，附表E/F反映了在申请日前应付给未履行合同和未届满租赁相对方的金额。然而，该等申请前金额可能因承继或承继并转让未履行合同或未届满租赁而得到支付。此外，附表E/F不包括任何可能被拒绝的未履行合同和未届满租赁的相对方可能提出的拒绝履行损害赔偿债权。\n\n附表G。\n\na. 尽管债务人已作出合理努力以识别并列入未履行合同和未届满租赁，但可能发生无意的错误或遗漏。债务人保留对附表G所列任何合同、协议或租赁的有效性、状态或可执行性提出异议的一切权利，并保留在必要时修改或补充附表G的权利。其中所列合同、协议和租赁可能已届满，或者不时经各种修订、重述、豁免、禁止反言证明书、信函、备忘录及其他文件、文书和协议修改、修订或补充，而该等文件、文书和协议可能未列于其中。\n\nb. 在附表G中列入合同或协议，并不构成承认该合同或协议的存在、有效性或可执行性，亦不构成承认该合同或协议属于未履行合同或未届满租赁；未在附表G中列入合同或协议，也不构成承认不存在该合同或协议。债务人保留就附表G所列合同和协议享有的一切权利、债权和诉因，包括对任何交易文件或文书的定性或结构提出异议或质疑的权利。某些未履行协议可能未以书面形式记录，并可能存在争议。\n\n附表H。6.\n\na. 债务人涉及待决或受威胁的诉讼。该等事项可能涉及多名原告和被告，其中部分或全部可能对其他当事人提出交叉诉讼请求和反诉请求。由于所有该等债权均为附条件、有争议及/或未定额债权，该等债权已同时列于附表F（并标注为附条件、已定额及有争议）和附表H。\n\n7. 附表I。\n\na. 债务人不存在符合附表I中任何收入定义的收入。债务人确实获得由家庭成员及其控制的公司提供资金的住房、家庭和生活费用支持。与住房、家庭或生活费用有关的任何资金均不受资金来源方任何债权的约束，且所有住房、家庭和生活费用资金均不存在偿还协议或偿还预期。如债务人在2022年2月15日提交的表格122B [Docket No. 3]中错误主张每月收入为$19,488.00，债务人计划修改该表格。所述资金如本文件所述，并不适当地被定义或描述为收入。\n\n8. 附表J。\n\na. 与附表I中的申报一致，任何种类的所有费用，包括住房、家庭和生活费用，均由第三方家庭成员或其控制的公司提供资金。债务人不存在其个人承担责任的任何费用。如其情况日后发生变化，债务人保留在未来修改本附表的权利。\n\n9. 关于债务人财务状况说明书（SOFA）的具体说明。\n\na. SOFA问题1。债务人及其配偶认为自己已婚，尽管他们没有中国出具的证明其婚姻关系的证书。该夫妇共同生活已逾30年，共同申报纳税表，并育有两名子女。\n\nb. SOFA问题2。债务人此前自约2015年3月/4月至2015年9月居住于该公寓，后自2017年3月/4月至2020年2月居住于该公寓。\n\nc. SOFA问题5。债务人不存在符合本问题、表格122B或附表I中任何收入定义的收入。债务人确实获得由家庭成员及其控制的公司提供资金的住房、家庭和生活费用支持。与住房、家庭或生活费用有关的任何资金均不受资金来源方任何债权的约束，且不存在有关偿还的任何预期或协议。债务人正在修改表格122B，其中债务人错误主张每月收入为$19,488.00。所述资金如本文件所述，并不适当地被定义或描述为收入。\n\nd. SOFA问题6。本类别所列专业费用由家庭成员或其控制的公司代债务人支付，并受诉讼资金协议的约束。该等付款之所以被申报，是因为预期将在诉讼解决后从任何收益中获得偿还。此外，债务人确实获得由家庭成员及其控制的公司提供资金的住房、家庭和生活费用支持。与住房、家庭或生活费用有关的任何资金均不受资金来源方任何债权的约束，且不存在有关偿还的任何预期或协议。因此，该等款项未列入本清单。家庭成员于2022年2月16日无意中在申请后作出了两笔付款，共计$109,827.12。该等付款被视为赠与。\n\ne. SOFA问题8。债务人为提起及应对诉讼而向诉讼出资人借款（见下文SOFA问题12）。在某些情况下，与债务人儿子有关联的实体是诉讼当事人。债务人不负责该等诉讼当事人发生的费用。如诉讼出资人无意中将该等第三方费用分配给债务人，债务人拟对该等责任提出异议。\n\nf. SOFA问题9。债务人已尽合理最大努力识别所有当前涉及债务人的待决诉讼、调查和其他法律程序。然而，可能无意中发生某些遗漏。在本问题中列入任何法律程序，并不构成债务人承认任何责任、任何诉讼的有效性，或因任何法律程序相关任何债权可能产生的任何潜在债权金额，亦不构成承认任何当前待决或将来可能发生的法律程序所产生的任何潜在债权的金额和处理方式。债务人作为原告、被告或共同被告，是目前处于不同阶段的众多诉讼的当事人。所有为债务人利益而发生的诉讼费用均由家庭成员控制的公司或通过各种诉讼资金协议提供资金，该等协议均列于附表G。\n\n美国纽约南区联邦地区法院（United States District Court for the Southern District of New York）裁定，东方利润有限公司（Eastern Profit Corporation Limited，“Eastern Profit”）在其针对美国战略愿景有限责任公司（Strategic Vision US LLC，“Strategic Vision”）的违约之诉中胜诉，因此有权收取其针对Strategic Vision的$1 million判决款；该法院在裁定中顺带提及债务人与Eastern Profit据称的关系，称该公司“实质上是为”债务人及其家人设立的空壳公司。仅因此原因，债务人将本案列入附表。Eastern Profit由债务人的女儿拥有和控制，债务人对其拥有该公司的权益提出异议。\n\n- g. SOFA 问题 10。见附表 B 注释，问题 17（受限制令约束的资产）及 19（Shiny Times Holdings Ltd.（闪耀时代控股有限公司）和 Well Origin Ltd.（Well Origin 有限公司））。\n\n- h. SOFA 问题 12。见附表 B 注释，问题 1（该公寓）、17（受限制令约束的资产）及 19（Shiny Times Holdings Ltd.（闪耀时代控股有限公司）和 Well Origin Ltd.（Well Origin 有限公司））。\n\n- i. SOFA 问题 16。在申请日之前，Brown Rudnick（布朗·拉德尼克律师事务所）于 February 14, 2021 和 February 15, 2021 分别收到 \\$500,000 的预付聘金。\\$1 million 预付聘金（“BR Retainer”）的来源为 Lamp Capital LLC（蓝普资本有限责任公司）（“Lamp”）。Lamp 向债务人出借 \\$1 million，债务人指示 Lamp 将该贷款所得款项直接汇付给 Brown Rudnick。\n\n- j. SOFA 问题 18。在债务人 Chapter 11 案件前两年内，债务人与诉讼融资方订立了诉讼融资协议。最新的诉讼融资协议日期为 November 8, 2021。根据诉讼融资协议，诉讼融资方同意就债务人为收取其获得的判决款或所受损害赔偿金所作的努力提供贷款垫款。诉讼融资协议规定，就债务人的基础请求权及诉讼收益向适用的诉讼融资方授予担保权益。\n\n- k. SOFA 问题 22。债务人仍可使用该公寓。因此，他仍在该处存放某些衣物及个人物品。\n\n- l. SOFA 问题 23。见 SOFA 注释，问题 12。见附表注释问题 1、3、4、6、7、8、9 和 11。债务人可使用该住所、各类车辆以及符合个人和家庭物品定义的众多物品，该等财产位于该住所内。债务人对该住所、车辆或其内物品不享有法定所有权，且任何法院均未认定债务人对任何该等物品享有任何其他权益，无论是衡平权益或其他权益。\n\n- m. SOFA 问题 27。见附表 B 注释，问题 17 和 19。\n\n案件 22-50073 文书 678-1 于 08/04/22 提交 于 08/04/22 08:56:08 登记 第 15 页；案件 22-50073 文书 77 于 03/09/22 提交 于 03/09/22 23:25:16 登记，第 14 页，共 25 页\n\n填写以下信息以识别您的案件：\n\n债务人 1 Ho Wan Kwok（郭文贵）\n\n名字 中间名 姓氏\n\n债务人 2\n\n（如共同申请，配偶） 名字 中间名 姓氏\n\nUnited States Bankruptcy Court for the: DISTRICT OF CONNECTICUT（康涅狄格州联邦破产法院）\n\n案件编号 22-50073\n\n（如已知） 如属修正申报，请勾选\n\n官方表格 107 申请破产的个人财务状况说明书\n\n4/19\n\n请尽可能完整、准确地填写。如两名已婚人士共同申请，双方均同等负责提供正确的信息。如需更多空间，请在本表后附上单独的附页。在任何附加页顶部写明您的姓名和案件编号（如已知）。请回答每一问题。\n\n第 1 部分：提供您的婚姻状况及此前居住地详情\n\n1. 您目前的婚姻状况为何？\n\nV 已婚\n\n未婚\n\n2. 在过去 3 年中，您是否曾居住于现住址以外的任何地点？\n\n否\n\n是。列出您在过去 3 年中居住过的所有地点。请勿包括您现居住的地点。\n\n债务人 1 先前地址： 债务人 1 在此居住的日期 债务人 2 先前地址： 债务人 2 在此居住的日期\n\n781 5th Avenue\n\nNew York, NY 10022 自—至：\n\nMarch 2015 至\n\nMarch 2020 与债务人 1 相同 自—至：\n\n3. 在过去 8 年内，您是否曾与配偶或法律上等同于配偶者共同居住于共同财产州或领地？（共同财产州和领地包括 Arizona、California、Nevada、New Mexico、Puerto Rico、Texas、Washington 和 Wisconsin。）\n\nV 否\n\n是。请务必填写附表 H：您的共同债务人（官方表格 106H）。\n\n第 2 部分 说明您的收入来源\n\n4. 在本年度或此前两个日历年度内，您是否有受雇所得收入或经营企业所得收入？请填写您从所有工作及所有企业获得的收入总额，包括兼职活动所得。如您共同申请且有共同获得的收入，请仅在债务人 1 名下列示一次。\n\nS 否\n\n是。请填写详情。\n\n收入来源 勾选所有适用项。\n\n债务人 1\n\n总收入（扣除及排除前）\n\n债务人 2\n\n收入来源 勾选所有适用项。总收入（扣除及排除前）\n\n官方表格 107\n\n案件 22-50073 文书 678-1 于 08/04/22 提交 于 08/04/22 08:56:08 登记 第 17 页\n\n案件 22-50073 文书 77 于 03/09/22 22:25:16 提交 第 16 页，共 25 页\n\n债务人 1\n\nHo Wan Kwok 案件编号（如已知）22-50073\n\n第 4 部分：识别法律行动、收回财产及止赎\n\n9. 在您申请破产前 1 年内，您是否为任何诉讼、法院程序或行政程序的一方当事人？\n\n列出所有该等事项，包括个人请求权诉讼、离婚、追收诉讼、亲子关系诉讼、扶养费或监护权变更，以及合同争议。\n\n否\n\n是。请填写详情。\n\n案件名称\n\n案件编号 案件性质 法院或机构 案件状态\n\n见所附附表 # 9 待决\n\n上诉中\n\n已结案\n\n10. 在您申请破产前 1 年内，您的任何财产是否被收回、止赎或扣押？\n\n勾选所有适用项，并填写以下详情。\n\n否。转至第 11 项。\n\nV\n\n是。请填写以下信息。\n\n债权人名称及地址 说明财产 日期 财产价值\n\n说明发生了何事 财产\n\n11. 在您申请破产前 90 天内，任何债权人（包括银行或金融机构）是否从您的账户中抵销任何金额，或因您欠有债务而拒绝付款？\n\nV\n\n否\n\n是。请填写详情。\n\n债权人名称及地址 说明债权人采取的行动 采取行动的日期 金额\n\n12. 在您申请破产前 1 年内，您的任何财产是否由为债权人利益而设的受让人、法院指定的接管人、保管人或其他官员占有？\n\n否\n\n是\n\n第 5 部分：列出某些赠与和捐赠\n\n13. 在您申请破产前 2 年内，您是否赠与任何礼物，且每位受赠人的礼物总价值超过 \\$600？\n\nS\n\n否\n\n是。请填写每项赠与的详情。\n\n每位受赠人所获总价值超过 \\$600 的礼物 说明礼物 赠与日期 价值\n\n您向其赠与礼物的人员姓名及地址：\n\n14. 在您申请破产前 2 年内，您是否向任何慈善机构赠与礼物或捐款，且总价值超过 \\$600？\n\n否\n\n>\n\n是。请填写每项礼物或捐款的详情。\n\n总额超过 \\$600 的慈善机构礼物或捐款\n\n慈善机构名称\n\n地址（门牌号、街道、城市、州及邮政编码） 捐款日期 价值\n\n案件 22-50073 文书 678-1 于 08/04/22 提交 于 08/04/22 08:56:08 登记 第 19 页；案件 22-50073 文书 77 于 03/09/22 提交 于 03/09/22 23:25:16 登记，第 18 页，共 25 页\n\n债务人 1 Ho Wan Kwok 案件编号（如已知）22-50073\n\n第 8 部分：列出某些金融账户、票据、保管箱和储存单元\n\n20. 在您申请破产前 1 年内，是否有任何以您的名义或为您的利益持有的金融账户或票据被关闭、出售、迁移或转让？\n\n包括支票账户、储蓄账户、货币市场账户或其他金融账户；银行、信用合作社、经纪行、养老基金、合作社、协会及其他金融机构中的股份。\n\n否\n\n是。请填写详情。\n\n金融机构名称及\n\n地址（门牌号、街道、城市、州及邮政编码） 账户号码后 4 位 账户或票据类型 账户关闭、出售、迁移或转让日期 关闭或转让前的最后余额\n\n21. 您目前是否拥有，或在申请破产前 1 年内是否拥有任何用于存放证券、现金或其他贵重物品的保管箱？\n\nV\n\n否\n\n是。请填写详情。\n\n金融机构名称\n\n地址（门牌号、街道、城市、州及邮政编码） 还有谁可进入？\n\n地址（门牌号、街道、城市、州及邮政编码） 说明内容物 您是否仍持有？\n\n22. 在您申请破产前 1 年内，您是否曾将财产存放于储存单元或住宅以外的地点？\n\n否\n\n是。请填写详情。\n\n储存设施名称\n\n地址（门牌号、街道、城市、州及邮政编码） 还有谁现在或曾经可进入？\n\n地址（门牌号、街道、城市、州及邮政编码） 说明内容物 您是否仍持有？\n\nThe Sherry-Netherland Hotel（谢里-荷兰酒店）\n\n781 5th Avenue\n\nNew York, NY 10022 商务及休闲服装\n\n以及其他家庭物品 否\n\nV 是\n\n第 9 部分：识别您为他人持有或控制的财产\n\n23. 您是否持有或控制他人拥有的任何财产？包括您从他人处借用、为他人存放或以信托方式持有的任何财产。\n\n否\n\n是。请填写详情。\n\n所有人姓名\n\n地址（门牌号、街道、城市、州及邮政编码） 财产位于何处？\n\n（门牌号、街道、城市、州及邮政编码） 说明财产 价值\n\n参见全球注释问题 23 \\$0.00\n\n第 10 部分：提供环境信息详情\n\n为第 10 部分之目的，适用下列定义：\n\n- 环境法系指任何有关污染、污染物、有害或有毒物质、废弃物或材料向空气、土地、土壤、地表水、地下水或其他介质排放的联邦法规或规章，包括管制清理该等物质、废弃物或材料的法规或规章。\n\n- 场地系指任何环境法所定义的任何地点、设施或财产，无论您目前是否拥有、经营或使用该等场地，或曾经拥有、经营或使用该等场地，包括处置场地。\n\n- 危险材料系指环境法定义为危险物质、有毒物质、危险材料、污染物、污染源或类似术语的任何物品。\n\n无论何时发生，请报告您知悉的所有通知、排放和程序。\n\n案件 22-50073 文书 678-1 于 08/04/22 提交 于 08/04/22 08:56:08 登记 第 20 页\n\n案件 22-50073 文书 77 于 03/09/22 提交 于 03/09/22 23:25:16 登记 第 19 页，共 25 页\n\nHo Wan Kwok（郭文贵）\n\n债务人 1 案件编号（如已知）22-50073\n\n否\n\n是。请填写详情。\n\n地点名称\n\n地址（门牌号、街道、城市、州和邮政编码） 24. 是否有任何政府单位通知您，根据环境法您可能承担责任或潜在责任，或您可能违反环境法？\n\n政府单位\n\n地址（门牌号、街道、城市、州和 环境法，如您\n知悉 通知日期\n\n25. 您是否已就任何危险材料泄漏通知任何政府单位？ 邮政编码）\n\n否\n\n是。请填写详情。\n\n地点名称\n\n地址（门牌号、街道、城市、州和邮政编码） 政府单位\n\n地址（门牌号、街道、城市、州和\n邮政编码） 环境法，如您\n知悉 通知日期\n\n否\n\n是。请填写详情。\n\n案件名称\n\n案件编号 26. 您是否曾作为任何依据环境法进行的司法或行政程序的一方当事人？包括和解及命令。\n\n法院或机构\n名称\n\n地址（门牌号、街道、城市、 案件性质 案件\n状态\n\n第11部分：提供有关您的企业或与任何企业的关联详情 州和邮政编码）\n\n27. 在您申请破产前4年内，您是否拥有一家企业，或与任何企业存在下列任何关联？\n\n 作为独资经营者，或在某一行业、专业或其他活动中以全职或兼职形式自营\n\n__ 有限责任公司（LLC）或有限责任合伙企业（LLP）的成员\n\n合伙企业中的合伙人\n\n公司的高级职员、董事或管理主管\n\n持有公司至少5%有表决权证券或股权证券的所有人\n\n否。以上均不适用。转至第12部分。\n\n是。勾选以上所有适用项，并就每家企业填写以下详情。\n\n企业名称\n\n地址\n（门牌号、街道、城市、州和邮政编码）\n\nGenever Holdings Corporation（Genever控股公司）\n\nP.O. Box 3170 说明企业性质\n\n会计师或簿记员姓名\n\nGenever Holdings LLC（Genever控股有限责任公司）的控股公司 雇主识别号码\n\n请勿填写社会保障号码或ITIN。\n\n企业存续日期\n\nEIN：\n\nTortola, British Virgin Islands（英属维尔京群岛托托拉） 自—至\n\nShiny Times Holdings, LTD（Shiny Times控股有限公司）\n\n173 Des Voex Road Cntrl\n4/F Nan Fung Twr, R411\nHong Kong, 9990777 Hong Kong（香港） 投资载体\n\nMICHAEL LI & CO., , C/O HENRY\nWONG 19/F PROSPERITY\nTOWER, NO 39\nQUEENS ROAD CENTRAL\nHONG KONG EIN：\n\n自—至 12/13/2007 至 12/31/2020\n\nWell Origin Limited（Well Origin有限公司）\n\n173 Des Voex Road Cntrl\n4/F Nan Fung Twr, R411 投资载体\n\nMICHAEL LI & CO., , C/O HENRY\nWONG 19/F PROSPERITY\nTOWER, NO 39\nQUEENS ROAD CENTRAL\nHONG KONG EIN：\n\n自—至 4/1/2010 至 12/31/2020\n\n债务人 1 Ho Wan Kwok 案件 22-50073 文件 678-1 提交日期 08/04/22 录入日期 08/04/22 08:56:08 第 21 页，共\n\n案件 22-50073 文件 77 提交日期 03/09/22 24 录入日期 03/09/22 23:25:16 第 20 页，共 25 页\n\n案件编号（如已知）22-50073\n\n金融机构、债权人或其他当事人。 28. 在您申请破产前2年内，您是否曾就您的企业向任何人提供财务报表？包括所有财务报表。\n\n否\n\n是。请填写以下详情。\n\n出具日期\n\n名称\n\n地址\n（门牌号、街道、城市、州和邮政编码）\n\n第12部分：在下方签名\n\n我已阅读本《财务状况说明书》中的答复，并在伪证罪处罚的约束下声明，答复真实且正确。我理解，在破产案件中作出虚假陈述、以欺诈方式隐匿金钱或财产，可导致最高 \\$250,000 的罚款、最高20年的监禁，或两者并处。\n\n8 U.S.C. §§ 152, 1341, 1519, and 3571。\n\n债务人 2 签名\n\nHo Wan Kwok\n\n债务人 1 签名\n\n日期 3/9/202 日期\n\nV 否\n\n是 您是否在《破产财务状况说明书》（官方表格107）中附加了额外页？\n\n您是否曾向非律师的任何人支付或同意支付费用，以协助您填写破产表格？\n\ny 否\n\n[] 是。人员姓名 ________________________________________________________________________________________________________________________________\n\n案件 22-50073 文件 678-1 提交日期 08/04/22 录入日期 08/04/22 08:56:08 第 22 页，共\n\n第11章；案件编号 22-50073 [JAM]\n\n财务状况说明书——（问题第6项——在您申请破产前90天内，您是否向任何债权人支付合计 \\$600 或以上的款项）\n\n付款日期\n\n债权人名称 地址1 地址2 地址3 州 邮编 日期 金额 已付总额 您仍\n欠付的金额 付款原因\n\nAndrew Sufner/Forensic Document Examinations, ILC（Andrew Sufner／法证文件检验，ILC） 220 East 57th Street Suite 200 New York（纽约） NY 10012 12/10/21 52,566.25 5\n52,566.25 未知 其他——专业服务\n\nBaker Hosteller LLP（Baker Hosteller律师事务所） 45 Rockefeller Plaza Hew York NY 10111 12/27/21 275,000.00 S 275,000.00 \\$452,294.38 其他——专业服务\n\nClayman & Rosenberg U.P.（Clayman & Rosenberg律师事务所） 12/16/21 116,454,73\n\nClayman & Rosenberg LLP 01/11/22 40.172.34\n\nClayman & Rosenberg LLP 305 Madison Avenue Suite 650 New York Hy 10165 02/16/22 89.508.91 5\n15 246,135.98 \\$13,899.04 其他——专业服务\n\nCounsel Press Inc（Counsel Press公司） 460 West 34th Street 4th Floor Hew York NY 10001 01/19/22 36,729,37 5\n5 36,729.37 未知 其他——专业服务\n\nEric Goldsmith MD. LLC（Eric Goldsmith医学博士有限责任公司） 420 Madison Avenue Suite 1201 New York NV 10017 02/09/22 11,700.00 5\n15 11,700.00 未知 其他——专业服务\n\nForbes Rate 12/10/21 27,032.01\n\nForbes Hare Owomar Building, PO Box 4649 Road Town Tortola VG1110 British Vargin Islands 01/18/12 14,577.01 5 41,609.02 未知 其他——专业服务\n\nGanfer Shore Leeds & Zauderer LLP（Ganfer Shore Leeds & Zauderer律师事务所） 12/07/21 20 350.18\n\nGanfer Shore Leeds & Zauderer LLP\n\nGanler Shore Leeds & Zauderer LLP 12/31/21 22,753.02\n\n360 Lexington Avenue New York NY 10017 02/09/22 14,129,22 57,222.42 560,133.05 其他——专业服务\n\nHarcus Parker（Harcus Parker律师事务所） 7th Floor, Meibourne House 44-46 Aldwych london, WC28 411 02/09/22 109.780.43 S\n109.780.43 未知 其他——专业服务\n\nJanover LLC（Janover有限责任公司） 100 Quentin Roosevek Blvd Suite 516 Garden City NY 11530 12/10/21 15\n29,164.95 5 29.164.95 未知 其他专业服务\n\nLawalt & Mitchell HC 11/29/21 1, 720.00\n\nLawall & Mitchell, LEC 55 Madison Avenue 4th Floor Morristown NI 07960 1/18/22 2,160.00 \\$ 3,880.00 54,880.00 其他——专业服务\n\nPetrillo Klein & Boxer LLP（Petrillo Klein & Boxer律师事务所） 12/17/21 15\n65,848.00\n\nPetrillo Klein & Boxer LLP\n\nPetrillo Klein & Boxer LLP 655 Third Avenue 2 Jan Figar G1/26/22 44,490.50\n\nNew York NY 10017 02/03/12 17,581.00 5\n127,919.50 \\$10.634.50 其他——专业服务\n\nRoy D. Simon 01/12/22 48.708.00\n\nRoy D. Simon 205 West End Avenue Suite Bri New York 117 10073 01/10/22 9.523.20\n58,231.20\n未知 其他——专业服务\n\nSchuiman Bhattacharya, ILC\n\nSchulman Bhattacharya, LLC（Schulman Bhattacharya有限责任公司） 11/17/21\n11/19/21 114.525.47\n94.033.12\n\nSchulman Bhattacharya, LtC 12/20/21 235,632.31\n\nSchulman Bhattacharya, LEC 6116 Executive Boulevard Suite 425 Bethesda MD 20852 02/09/22 256,061.00 \\$ 600,241,85 \\$173,987,48 其他——专业服务\n\nSelas Montbrial Avocals 10, Rue Cimarosa 75116 Paris- France 02/16/22 20,318.21 \\$\n20,318.21 \\$9,120.87 其他。专业服务\n\nThe Casper Firm（Casper律师事务所） 11/17/21 77,934.00\n\nThe Casper Firm 12/21/21 141,197.55\n\nThe Caspet Firm 01/26/22 125,663.00\n\nThe Casper Firm 400 E. Pratt Street Suite 903 Baltimore, MO 2202 02/09/22 28,013.00 5 372,807.55 未知 其他——专业服务\n\nThe Francis Firm PLLC（Francis专业有限责任律师事务所）\n\nThe Francis Firm PLLC 12/7/21\n1/11/22\n10 000 00\n10 000.00\n\nThe Francis Firm PLLC 33 W 60th Street Floor 2 New York NY 10023 2/7/22 10.000.00 S\n30.000.00 \\$2.500.00 其他——专业服务\n\nU.S. Legal Support, Inc.（美国法律支持公司） 01/12/22 1,018.75\n\nU.S. Legal Support, Inc. 200 West Jackson Suite 600 Chicago 60606 02/03/22\n2,034.03 5 3,062.78 \\$1.638.00 其他——专业服务\n\nUna Manyee Wilkinson 12/01/21 600.00\n\nUna Manyce Willinson 01/12/22 1,200.00\n\nUna Manyee Wilkinson 68-18 Juno Street Forest Hills 150 11375 02/03/22 1,600.00 3.400.00 未知 其他——专业服务\n\nVeritent 290 West Mt. Pieasant Ave. 12/10/21 943.00\n\nVeritent 5uite 3200 Livingston NI 07039 01/12/22 13,967.00 14,910.00 未知 其他——专业服务\n\nVX Cerda & Associates 601 Brickell Key Drive Suite 700 Mismi EI 16166 12/22/21 1,055.33 3,055,33 53,124.99 其他——专业服务\n\nWilliam Bradley Wendel 123 Butleigh Drive Ithaca 148 SO 01/12/22 5 9,503.33 1 5 9,503.33 未知 其他——专业服务\n\n2,054,671.92\n\n\\$732.212.37\n\n案件 22-50073 文件 678-1 提交日期 08/04/22 录入日期 08/04/22 08:56:08 第 23 页，共\n\nHo Wan Kwok（郭文贵）\n\n第11章；案件编号 22-50073 (JAM)\n\n财务状况说明书——问题第11项（在此前1年内，您是否为任何诉讼、法院诉讼或行政程序的一方当事人？）\n\n案件名称 案件编号 案件性质 管辖法院 法院地址 状态\n\nPacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）诉 Kwok Ho Wan（郭文贵）（及其他别名）、Genever Holdings Corporation（Genever控股公司）及 Genever Holdings LLC（Genever控股有限责任公司） 652077/2017 违约 NY Sup. New York County Courthouse（纽约县法院）\n60 Centre Street\nNew York, NY 10007 进行中\n\nPacific Alliance Asia Opportunity Fund L.P. 诉 Genever Holdings Corp.、Bravo Luck Ltd.、Kwok Ho Wan（及其他别名）及 Qiang Guo（郭强）（及其他别名） BVIHCM 0137 of 2020 追偿 Eastern Caribbean Sup. Ct, Virgin Islands, High Court of Justice（东加勒比最高法院、维尔京群岛高等法院） 进行中\n\nRui Ma（马蕊）诉 Guo Wengui（郭文贵），又名 Miles Kwok（郭文贵），及 Golden Spring (New York) Ltd（Golden Spring〈纽约〉有限公司） 158140/2017 侵权 NY Sup. New York County Courthouse\n60 Centre Street\nNew York, NY 10007 进行中\n\nGuo Wengui（郭文贵）（又名 Miles Kwok）诉 Clark Hill PLC（Clark Hill专业有限公司）及 Thomas Ragland 1:19-cv-3195-JEB 侵权／违约 D.D.C.\nHigh Court of Justice, Business and 333 Constitution Avenue N.W.\nWashington D.C. 20001 进行中\n\nKwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（Ace Decade控股有限公司）及 Dawn State Limited（Dawn State有限公司）诉 UBS AG (London Branch)（瑞银集团〈伦敦分行〉） CL-2020-000345 过失 Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士财产法院、王座法庭商事法院） 进行中\n\nAce Decade Holdings Limited 及 Kwok Ho Wan 诉 UBS AG CL-2020-000345 过失 Civil Court Basel-City, Conciliation Authority（巴塞尔城市民事法院、调解机构） 进行中\n\nZheng Wu（吴征）（又名 Bruno Wu）及 Yang Lan（杨澜）诉 Guo Wengui（又名 Miles Kwok） 152123/2018 侵权（诽谤） NY Sup. New York County Courthouse\n60 Centre Street\nNew York, NY 10007 进行中\n\nWeican (\"Watson\") Meng（孟维参〈“Watson”〉）及 Boxun, Inc.（博讯公司）诉 Guo Wengui（又名 Miles Kwok） 159636/2017 侵权（诽谤） NY Sup. New York County Courthouse\n60 Centre Street\nNew York, NY 10007 进行中\n\nKiqui (\"Bob\") Fu（傅起奇〈“Bob”〉）诉 Guo Wengui（及其他别名）、GTV Media Group, Inc.（GTV媒体集团公司）、Saraca Media Group, Inc.（Saraca媒体集团公司）、Voice of Guo Media, Inc.（郭媒体之声公司）、Lihong Wei Lafrenz（魏丽红·拉弗伦茨）（又名 Sara Wei）及 Dongna Fang（方冬娜） MO:20-CV-257-DC 侵权（诽谤） W.D. Tex U.S. District Clerk's Office（美国地区法院书记官办公室）\n200 East Wall, Room 222\nMidland, Texas 79701 进行中\n\nWengui Guo（郭文贵）（又名 Miles Kwok）诉 Jun Chen（陈军）（又名 Jonathan Ho） (MCA)(MAH) No. 18-CV-03800 侵权（诽谤） NI Dist. Martin Luther King Building\n& U.S. Courthouse（马丁·路德·金大楼及美国法院）\n50 Walnut Street\nNewark, NJ 07102 进行中\n\n案件 22-50073 文件 678-1 提交日期 08/04/22 录入日期 08/04/22 08:56:08 第 24 页，共\n\n案件 22-50073 文件 678-1 提交日期 08/04/22 录入日期 08/04/22 08:56:08 第 25 页，共\n\nno vyali uwur\n\n第11章；案件编号 22-50073 (JAM)\n\n财务状况说明书——问题第11项（在此前1年内，您是否为任何诉讼、法院诉讼或行政程序的一方当事人？）\n\n案件名称 案件编号 案件性质 管辖法院 法院地址 状态\n\nKeyi Zilkie、Huizhen Wang、Chao-Chih Chiu 及 Yunxia Wu 诉 New York County Courthouse\nGTV Media Group, Inc.、Saraca Media Group, Inc. 及 Wengui 60 Centre Street\nGuo 652843/2021\n证券；侵权 NY Sup. New York, NY 10007 进行中\n\nAlbert V. Bryan U.S. Courthouse（Albert V. Bryan美国法院）\n401 Courthouse Square\nWengui Guo（郭文贵）（又名 Miles Kwok）诉 Yeliang Xia（夏业良） 1:18-CV-00174-LO-TCB 侵权（诽谤） E.D. Va. Alexandria, VA 22314 进行中\n\nNew York County Courthouse\n60 Centre Street\nGuo 诉 Hong Zeng（曾宏） 157025/2020 侵权（诽谤） NY Sup. New York, NY 10007 进行中\n\n不列颠哥伦比亚省最高法院（Sup. Court of British Columbia），\nGuo（郭）诉Gao BingChen（高冰尘） VLC-5-5-187450 侵权（诽谤） 加拿大温哥华 进行中\n\nBeijing Zhong Xian Wei Ye Stainless Decoration Center（北京中贤伟业不锈钢装饰中心）等诉Wengui Guo（郭文贵）、Beijing Zenith Holdings Co（北京政泉控股有限公司）、Beijing Pangu Investment Co（北京盘古投资有限公司）、Genever Holdings LLC（Genever控股有限责任公司）及Golden Spring (New York) Ltd.（金泉〈纽约〉有限公司） 653176/2017 债务追收事项 纽约州最高法院（NY Sup.） 纽约县法院大楼（New York County Courthouse）\n60 Centre Street\nNew York, NY 10007 进行中\n\n香港特别行政区高等法院（High Court of The Hong Kong Special Administrative Region）：原讼法庭（Court of First Instance）\n香港高等法院针对Guo（郭）的没收程序以及针对众多个人和实体的程序 资产扣押 不明\n\nKwok（郭）诉MacDonald（麦克唐纳） 2019/0048 英属维尔京群岛（British Virgin Islands）\n33 Admin Drive, Wickhams Cay 1, Road Town, Tortola, Virgin Islands (British) 进行中\n\nFAN BINGBING（范冰冰）诉GUO WENGUI（郭文贵），亦称GUO WEN GUI、GUO WEN-GUI、GUO HAOYUN、HAOYUN GUO、WAN GUE HAOYUN、MILES KWOK、KWOK HO WAN及KWOK HO 156619/2017 侵权（诽谤） 纽约州最高法院（NY Sup.） 纽约县法院大楼（New York County Courthouse）\n60 Centre Street\nNew York, NY 10007 未进行\n\nJIANSHENGXIE（谢建生）及JIEFU ZHENG（郑杰夫）诉WENGUI GUO（郭文贵），亦称HAOYUNGUO、MILES KWOK、HO WANKWOK、HO KWOK、WEN GUI GWO、WAN GUE HAOYUN及GUO HAOYUN 155995/2017 侵权（诽谤） 纽约州最高法院（NY Sup.） 纽约县法院大楼（New York County Courthouse）\n60 Centre Street\nNew York, NY 10007 未进行\n\n金县高等法院（King County Superior Court）\nWA&HF LLC（WA&HF有限责任公司）、RUIŽHENG AN（安瑞正）诉SARACA MEDIA GROUP, INC.（Saraca媒体集团公司）及WENGUI GUO（郭文贵） No. 20-2-12680-2 SEA 侵权／违约 华盛顿州高等法院（WA Sup. Ct） 516 Third Avenue, Room C-203\nSeattle, WA 98104 进行中（但就MK而言未进行）\n\nGUO WENGUI（郭文贵），亦称KWOK HO WAN及MILES KWOK，诉GUO BAOSHENG（郭保胜）、YAN ZHAO（赵燕）及NING YÉ（叶宁） 151251/2019 侵权／违约 纽约州最高法院（NY Sup.） 纽约县法院大楼（New York County Courthouse）\n60 Centre Street\nNew York, NY 10007\n进行中\n\nKUI CHENG（程奎）诉G CLUB OPERATIONS LLC（G Club运营有限责任公司）及WENGUI GUO（郭文贵），亦称HO WAN KWOK、MILES KWOK及MILES GLO Stably” Congalis 合同违约 TOKERS COMPLICATION CAL\n\nCase 22-50073 Doc 678-1 Filed 08/04/22 Entered 08/04/22 08:56:08 Page 26 of\n\nHo Wan Kwok（郭文贵）\n\n第11章；案号22-50073 (JAM)\n\n财务状况说明——问题第9项（在提交破产申请前1年内，您是否为任何诉讼、法院案件或行政程序的一方？）\n\n案件名称 案号 案件性质 管辖地 法院地址 状态\n\nWengui Guo（郭文贵），亦称Miles Kwok，诉Danyu Lin（林丹玉） No. 2018-CP-03623 侵权（诽谤） 南卡罗来纳州法院 Matthew J. Perry, Jr. U.S. Courthouse\n901 Richland Street\nColumbia, South Carolina 29201 在提交破产申请前1年内已解决。\n\nYan Huang（黄燕）诉Wengui Guo（郭文贵） No. 156552/2017 侵权（诽谤） 纽约州最高法院（NY Sup.） 纽约县法院大楼（New York County Courthouse）\n60 Centre Street\nNew York, NY 10007 在提交破产申请前1年内已解决。\n\nWENGUI GUO（郭文贵）诉BAOSEHNG GUO（郭保胜） No. 1:18-cv-1064 侵权（诽谤／欺诈） 弗吉尼亚东区联邦地区法院（ED Va.） Albert V. Bryan U.S. Courthouse\n401 Courthouse Square\nAlexandria, VA 22314 在提交破产申请前1年内已解决。\n\nBAIQIAO TANG（唐柏桥），亦称TANG BAIQIAO，及JING GENG（耿静）诉WENGUI GUO（郭文贵），亦称MILES KWOK、GUO WEN GUI及HO WAN KWOK、GOLDEN SPRING (NEW YORK) LTD.（金泉〈纽约〉有限公司）、RULE OF LAW FOUNDATION III INC.（法治基金会III公司）、RULE OF LAW SOCIETY IV INC.（法治协会IV公司）、SARACA MEDIA GROUP, INC.（Saraca媒体集团公司） No. 1:17-cv-09031-JFK 侵权（诽谤／商业） 纽约南区联邦地区法院（SDNY） Thurgood Marshall United States Courthouse\n40 Foley Square\nNew York, NY 10007 在提交破产申请前1年内已解决。","key_entities":["Kwok","Guo","Je","Ho Wan Kwok","Saraca","GTV","Miles Guo","GETTR","RICO","CIPA","forfeiture"],"ecf_references":[{"doc_number":77,"court":"CTB"}],"word_count":12156,"status":"published","published_at":"2022-08-04 00:00:00","created_at":"2022-08-04","updated_at":"2026-08-23 22:06:26"}