{"id":"court_ctb_679_1","court":"CTB","case_no":"22-50073","doc_number":679,"sub_number":1,"doc_type":"ORDER","filed_date":"2022-08-04","title":"Exhibit A SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK","summary_zh":null,"summary_en":null,"body_en":"## **Exhibit A**\n\n# SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\nPlaintiff,\n\nvs.\n\nIndex No. 652077/2017\n\nHon. Barry Ostrager\n\nPart 61\n\nKWOK HO WAN, et al.,\n\nDefendants.\n\n### **DEFENDANT KWOK'S RESPONSES AND OBJECTIONS TO PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.'S THIRD SET OF INTERROGATORIES**\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 2 of 31\n\nDefendant Kwok Ho Wan (\"Defendant Kwok\"), based on present information and belief, and pursuant to the requirements of the CPLR, the Rules of the Commercial Division, and in accordance with this Court's October 15, 2020 Decision and Order (Dkt. No. 630) (\"Order\"), hereby provides the following responses and objections to Plaintiff Pacific Alliance Asia Opportunity Fund L.P. 's Third Set oflnterrogatories, dated November 6, 2020\n\n(\"Interrogatories\"):\n\n## **GENERAL OBJECTIONS**\n\n1. Defendant Kwok objects to these Interrogatories as they violate Commercial Division Rule 11-a( a) which limits interrogatories to \"25 in number, including subparts, unless another limit is specified in the preliminary conference order.\"\n\n2. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is not limited in time to the relevant period at issue.\n\n3. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is not reasonably calculated to lead to the discovery of admissible evidence.\n\n4. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is beyond the scope permitted under CPLR § 5229 and/or other applicable laws or rules of the court.\n\n5. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is protected by the attorney-client privilege, work product doctrine, or any other applicable privilege, immunity, or protection.\n\n6. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery in the possession of third parties not under his control or within the scope of his authority to produce.\n\n7. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents to which Plaintiff should already have access.\n\n8. Defendant Kwok objects to each Interrogatory to the extent that it is vague or ambiguous.\n\n9. Defendant Kwok objects to each Interrogatory to the extent that it is overly broad or unduly burdensome.\n\n10. Defendant Kwok objects to each Interrogatory to the extent that it is, or assumes, a legal conclusion.\n\n11. Defendant Kwok objects to each Interrogatory to the extent that it exceeds, contradicts, and/or varies in any way from any agreement reached by counsel for all parties.\n\n2\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 4 of 31\n\n13. Defendant Kwok objects to each Interrogatory to the extent that it is intended to harass, oppress or unduly burden Defendant Kwok.\n\n14. Defendant Kwok objects to each Interrogatory to the extent that it calls for speculation, conjecture, or legal conclusions.\n\n15. Defendant Kwok objects to each Interrogatory to the extent that it calls for information presently unknown to Defendant Kwok. The responses herein are based upon Defendant Kwok's present recollection, knowledge, information and belief. Defendant Kwok reserves the right to supplement, amend, correct or clarify his responses.\n\n16. The omission of any objection from this document does not constitute a waiver of that objection.\n\n## **SPECIFIC RESPONSES AND OBJECTIONS**\n\nSubject to and without waiving the foregoing General Objections, each of which is hereby incorporated by reference, Defendant Kwok responds and objects to each specified Definition and Interrogatory as follows:\n\n## **DEFINITION 2 (\"Interest\")**\n\nThe term \"Interest\" means any direct or indirect interest, whether partial, whole, potential, or contingent, including without limitation legal ownership, beneficial ownership, right to control, ownership of any or all of the shares of an incorporated entity, membership or interest in a limited liability company or partnership, or access to funds or assets.\n\n![](_page_4_Picture_0.jpeg)\n\n## **Response to Definition 2**\n\nDefendant Kwok objects to the definition of \"Interest\" as it is overbroad, unduly burdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's Order to the extent that it includes \"potential\" interest. Defendant Kwok further objects to the definition of \"Interest\" as vague and ambiguous to the extent that it includes \"access to funds or assets.\" Defendant Kwok also objects to the definition of \"Interest\" to the extent that it calls for speculation, conjecture, or legal conclusions.\n\n## **DEFINITION 3 (\"Asset\")**\n\nThe term \"Asset\" means any asset or property whatsoever, whether tangible or intangible, including without limitation cash, bank accounts, brokerage accounts, real property, land, corporate shares, membership or interest in a limited liability company or partnership, stocks, shares, bonds, investments, investment vehicles, actual or potential judgments, liens, easements, attachments, leases, intellectual property including without limitation patents and trademarks, automobiles, airplanes, helicopters, sea vessels, vehicles, artwork, collectibles, clothing, jewelry, cryptocurrency, crypto-wallets, safe deposit boxes, chattel, precious stones or securities, commodities, receivables, convertible loans, and interests derived from financial instruments, whether directly or indirectly held.\n\n### **Response to Definition 3**\n\nDefendant Kwok objects to the definition of \"Asset\" as it is overbroad, unduly\n\nburdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's\n\nOrder to the extent that it includes \"intangible\" assets. Defendant Kwok further objects to the\n\ndefinition of \"Asset\" as vague and ambiguous to the extent that it includes \"intangible\" assets.\n\n### **DEFINITION 4 (\"Family Member\")**\n\nThe term \"Family Member\" includes Your parents, siblings, aunts and uncles, spouse(s), firstand second-cousins, children, grandchildren, nephews, and nieces.\n\n#### **Response to Definition 4**\n\nDefendant Kwok objects to the definition of \"Family Member\" as it is overbroad, unduly\n\nburdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's\n\n# **FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 6 of 31\n\nOrder which authorizes discovery on the Sherry-Netherland residence, the Lady May yacht and \"other assets that Mr. Kwok may own, whether directly or indirectly.\" Defendant Kwok further objects to the definition of \"Family Member\" to the extent it seeks to bring into its definition individual third parties that he does not control. Mr. Kwok's responses will be limited to those assets \"that Mr. Kwok may own, whether directly or indirectly.\"\n\n## **INSTRUCTION 7 (\"Time Period\")**\n\nUnless otherwise specified, the applicable time period for each Interrogatory is January 1, 2008, up to and including the date of production (the \"Time Period\").\n\n#### **Response to Instruction 7**\n\nDefendant Kwok objects to the \"Time Period\" set out in Instruction 7 as it is overbroad, unduly burdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's Order which authorizes discovery on the Sherry-Netherland residence, the Lady May yacht and \"other assets that Mr. Kwok may own, whether directly or indirectly.\" The relevant Time Period for purposes of this disclosure is October 15, 2020 (the date of the CPLR §5229 proceedings on the record) through the present date in order to identify any assets which Mr. Kwok \"may own, whether directly or indirectly.\"\n\n### **INTERROGATORY NO. 1<sup>1</sup>**\n\nIdentify all Persons ( excluding natural persons) in which You have an Interest or have had an Interest since January 1, 2015.\n\n<sup>1</sup>Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\n![](_page_6_Picture_0.jpeg)\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds: I\n\nAdmission of ownership\n\nam the legal owner of the issued shares of Genever Holdings Corporation. Genever Holdings\n\nCorporation is the sole shareholder of Genever Holdings, LLC.\n\n## **INTERROGATORY NO. 2<sup>2</sup>**\n\nFor all Persons identified in response to Interrogatory No. 1, Identify:\n\n- a. Any Persons with knowledge about that Person.\n- b. Any other Persons that also have an Interest in that Person.\n- c. The value of Your Interest in that Person, and the value of any Interests held by any other Persons in that Person.\n- d. Any members of that Person' s board of directors, board of managers, board of members, board of advisers, or management.\n- e. The state or jurisdiction of organization or incorporation of that Person.\n- f. The date of incorporation or organization of that Person.\n- g. The description, value, and location of any and all Assets that have a value greater than \\$10,000 that are held (directly or indirectly) by that Person.\n- h. Any and all bank, brokerage, investment, cryptocurrency, or other accounts indirectly or directly held or controlled by that Person (including without limitation the bank or brokerage name, name on the account, authorized signatories, branch location, account number, and balance).\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that Person.\n- J. Any and all Persons in which that Person has any Interest ( and for all such Persons, Identify the information requested in subparts (a)-(i)).\n- k. For any Person in which You no longer have any Interest, (i) the date on which (a) You sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such\n\n<sup>2</sup> Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\n1. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Person.\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 8 of 31\n\n## **Response to Interrogatory No. 2:**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nGenever Holdings Corporation:\n\n- a. Daniel Podhaskie, Yanping Wang, and I have knowledge related to this entity. We are each represented by counsel.\n- b. None.\n- c. Interest is nil as the only asset is Genver Holdings, LLC which has liabilities greater than its assets.\n- d. I am the sole shareholder.\n- e. British Virgin Islands.\n- f. February 13, 2015.\n- g. None. Noting that it owns 100% of the shares of Genever Holdings, LLC.\n- h. None.\n- 1. Intertrust Corporate Services, Ritter House, Tortola.\n- J. Owns 100% of the shares of Genever Holdings, LLC.\n- k. None.\n- 1. A trust agreement exists between and//or among Defendant Kwok, Genever Holdings Corporation; Genever Holdings, LLC and Bravo Luck Limited.\n\nGenever Holdings, LLC:\n\n- a. Daniel Podhaskie, Yan ping Wang, and I have knowledge related to this entity. We are each represented by counsel.\n- b. None.\n- c. Interest is nil as the only asset is Genever Holdings, LLC which has liabilities greater than its assets.\n- d. I am the sole shareholder.\n- e. New York.\n- f. February 13, 2015\n- g. None. Noting that it is the leaseholder related to the property which comprises the previously-identified Sherry Netherlands coop shares.\n- h. None.\n- 1. Daniel Podhaskie, Y anping Wang, and I.\n- J. Owns 100% of the shares of Genever Holdings, LLC.\n- k. None.\n- 1. A trust agreement exists between and//or among Defendant Kwok, Genever Holdings Corporation; Genever Holdings, LLC and Bravo Luck Limited.\n\n## **FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 9 of 31\n\n## **INTERROGATORY NO. 3<sup>3</sup>**\n\nIdentify all Persons (excluding natural persons) in which any Family Member has an Interest or has had an Interest since January 1, 2015.\n\n### **Response to Interrogatory No. 3**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n### **INTERROGATORY NO. 4<sup>4</sup>**\n\nFor all Persons identified in response to Interrogatory No. 3, Identify:\n\n- a. Any Persons with knowledge about that Person.\n- b. Any other Persons that also have an Interest in that Person.\n- c. The value of the Family Member's Interest in that Person, and the value of any Interests held by any other Persons in that Person.\n- d. Any members of that Person's board of directors, board of managers, board of members, board of advisers, or management.\n- e. The state or jurisdiction of organization or incorporation of that Person.\n- f. The date of incorporation or organization of that Person.\n- g. The description, value, and location of any and all Assets that have a value greater than \\$10,000 that are held (directly or indirectly) by that Person.\n- h. Any and all bank, brokerage, investment, cryptocurrency, or other accounts indirectly or directly held or controlled by that Person (including without limitation the bank or brokerage name, name on the account, authorized signatories, branch location, account number, and balance).\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that Person.\n- J. Any and all Persons in which that Person has any Interest ( and for all such Persons, Identify the information requested in subparts (a)-(i)).\n\n<sup>3</sup> Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839. 4 Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also\n\nincludes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\nk. For any Person in which the Family Member no longer has any Interest, (i) the date on which (a) the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b )circumstances of such seizure; and (iv) all Persons that currently have an Interest in that Person.\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 10 of 31\n\n> 1. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Person.\n\n#### **Response to Interrogatory No. 4**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n#### **INTERROGATORY NO. 5**\n\nIdentify any Assets that have a value greater than \\$10,000 in which You have an Interest or have had an Interest since January 1, 2015.\n\n#### **Response to Interrogatory No. 5**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nAdmission of ownership\n\nI am the legal owner of the issued shares of Gen ever Holdings Corporation. Genever\n\nHoldings Corporation is the sole shareholder of Genever Holdings, LLC, its only asset. The\n\nliabilities of Genever Holdings, LLC exceed its assets as set forth in Bankruptcy filings for\n\nGenever Holdings, LLC.\n\n#### **INTERROGATORY NO. 6**\n\nFor all Assets identifieLl in rc:spon:sc to Interrogatory No. 5, Identify:\n\n- a. Any Persons with knowledge about that Asset.\n-\n- c. The value of Your Interest in that Asset, and the value of any Interests held by any other Persons in that Asset.\n- d. The state or jurisdiction in which that Asset is located.\n- e. The date on which You acquired your Interest in that Asset.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to that Asset.\n- g. For any Asset in which You no longer have any Interest, (i) the date on which (a) You sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that Asset.\n- h. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Asset.\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nSee Response to Interrogatory No. 2 above.\n\n## **INTERROGATORY NO. 7**\n\nIdentify any Assets that have a value greater than \\$50,000 in which any Family Member has an Interest or has had an Interest since January 1, 2015.\n\n### **Response to Interrogatory No. 7**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n#### **INTERROGATORY NO. 8**\n\nFor all Assets identified in response to Interrogatory No. 7, Identify:\n\n- a. Any Persons with knowledge about that Asset.\n- b. Any other Persons that also have an Interest in that Asset.\n- c. The value of the Family Member's Interest in the Asset, and the value of any Interests held by any other Persons in that Asset.\n- d. The state or jurisdiction in which that Asset is located.\n- e. The date on which a Family Member acquired an Interest in that Asset.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to that Asset.\n- g. For any Asset in which any Family Member no longer has any Interest, (i) the date on which (a) the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that Asset.\n- h. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Asset.\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n## **INTERROGATORY NO. 9<sup>5</sup>**\n\nIdentify all bank, brokerage, investment, cryptocurrency, or other accounts in which You have an Interest or have had an Interest since January 1, 2015.\n\n## **Response to Interrogatory No. 9**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNone.\n\n## **INTERROGATORY NO. 10<sup>6</sup>**\n\nFor all accounts identified in response to Interrogatory No. 9, Identify:\n\n- a. Any Persons with knowledge about that account.\n- b. The bank or brokerage name.\n- c. The name on that account.\n\n<sup>5</sup> Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\n<sup>6</sup>Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 45633100292 I 6029 and 4563310029216839.\n\n- d. The authorized signatories on that account.\n- e. The branch location.\n- f. The account number.\n- g. The account balance.\n- h. Any other Persons that also have an Interest in that account.\n- 1. The value of Your Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which You acquired Your Interest in that account.\n- k. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- 1. For any account in which You no longer have any Interest, (i) the date on which (a) You sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that account.\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNot Applicable.\n\n## **INTERROGATORYN0.11 <sup>7</sup>**\n\nIdentify all bank, brokerage, investment, cryptocurrency, or other accounts in which a Family Member has an Interest or has had an Interest since January 1, 2015.\n\n# **Response to Interrogatory No. 11**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n<sup>7</sup>Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\nFor all accounts identified in response to Interrogatory No. 11, Identify:\n\n- a. Any Persons with knowledge about that account.\n- b. The bank or brokerage name.\n- c. The name on the account.\n- d. The authorized signatories on that account.\n- e. The branch location.\n- f. The account number.\n- g. The account balance.\n- h. Any other Persons that also have an Interest in that account.\n- 1. The value of any Family Member's Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which the Family Member acquired their Interest in that account.\n- k. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- 1. For any account in which the Family Member no longer has any Interest, (i) the date on which (a) the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that account.\n- m. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that account.\n\n## **Response to Interrogatory No. 12**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n<sup>8</sup> Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 45633 l 0029216029 and 45633 l 0029216839.\n\nIdentify the custodian(s), location(s), and general description of all Documents and Communications relating to your personal finances, Assets, and Interests in any Person.\n\n# **Response to Interrogatory No. 13**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nDaniel Podhaskie, Yanping Wang, and I are the custodians of the responsive formation and\n\ncorporate documents, which are located at 162 E. 64th Street, New York, New York 10065.\n\n## **INTERROGATORY NO. 14**\n\nIdentify (including without limitation the type, value, source, and amount) any gifts, benefits, payments, income, or loans You have received since January **1,** 2015.\n\n# **Response to Interrogatory No. 14**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nThis Interrogatory is unclear to the extent that it includes \"benefits\" within its scope but\n\nwith respect to other gifts, payments, income or loans received for the relevant time period, there\n\nare none.\n\n# **INTERROGATORY NO. 15**\n\nIdentify (including without limitation the type, value, source, and amount) any gifts, benefits, payments, income, or loans You have made or given since January **1,** 2015.\n\n# **Response to Interrogatory No. 15**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nThis Interrogatory is unclear to the extent that it includes \"benefits\" within its scope but with\n\nrespect to other gifts, payments, income or loans made or given for the relevant time period,\n\nthere are none.\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the \"personal JPMorgan Chase account in New York,\" referred to at paragraph 35 of the February 5, 2016 Affidavit of Kwok Ho Wan in Support of Plaintiffs Opposition to Defendant's Motion to Dismiss the Complaint in *Ace Decade Holdings Ltd. v. UBS AG,* Index No. 653316/2015 (N.Y. Sup. Ct.):\n\n- a. Any Persons with knowledge about that account.\n- b. Any Persons with any Interest in that account.\n- c. The bank or brokerage name.\n- d. The name on that account.\n- e. The authorized signatories on that account.\n- f. The branch location.\n- g. The account number.\n- h. The account balance.\n- i. The value of Your Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which You acquired your Interest in that account.\n- k. The date on which any Family Member acquired an Interest in that account.\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- m. If You or any Family Member no longer have any Interest in the account, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in the account.\n- n. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that account.\n\n## **Response to Interrogatory No. 16**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 17 of 31\n\nTo my best recollection, this account was closed in or about March or April 2017, and certainly\n\nwell before October 15, 2020.\n\n# **INTERROGATORY NO.** 17\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the bank account at UBS AG Hong Kong Branch with account number 371236, referenced on page 16 of Exhibit B to Eastern Profit Corporation Limited' s November 22, 2019 Response to Letter Motion in *Eastern Profit Corp. Ltd. v. Strategic Vision US LLC,* C.A. No. 18- cv-2185 (JGK) (S.D.N.Y.) (ECF No. 203-2):\n\n- a. Any Persons with knowledge about that account.\n- b. Any Persons with any Interest in that account.\n- c. The bank or brokerage name.\n- d. The name on that account.\n- e. The authorized signatories on that account.\n- f. The branch location.\n- g. The account number.\n- h. The account balance.\n- 1. The value of Your Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which You acquired your Interest in that account.\n- k. The date on which any Family Member acquired an Interest in that account.\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- m. If You or any Family Member no longer have any Interest in the account, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in the account.\n- n. Any and all trust agreements, pledges, liens, encumbrances, or interferences of\n\nany kind that have been placed on or relate to that account.\n\n## **Response to Interrogatory No. 17**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nWhile the defendant in that action attempted to bring me in to that case, those claims\n\nwere summarily dismissed. I am not a party to the above-referenced action. The document\n\nreferred to above specifically states that the identified account is not held by me. It also bears\n\nnoting that the document appears to be a document from the High Court of Hong Kong which is\n\nunder the direct control of the Chinese Communist Party.\n\n# **INTERROGATORY NO. 18**\n\nWith respect to the February 23, 2015 letter from UBS on your behalf to the Sherry Netherland (which was filed in this litigation at docket number 256 bearing the Bates numbers SN 0056), Identify:\n\n- a. The \"personal investment company\" referred to at SN 0056.\n- b. The account(s) associated with the \"funds involved in this banking relationship\" referred to at SN 0056.\n- c. For the account(s) identified in subpart (b ), the information requested in Interrogatory 16 subparts ( a)-(n).\n\n## **Response to Interrogatory No. 18**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nI cannot answer this Interrogatory without more information besides a vague reference by a\n\nthird-party to an unidentified account. I can say with certainty that I have no personal accounts\n\nwith UBS as of October 15, 2020, the relevant period for these Interrogatories.\n\n## **INTERROGATORY NO. 19**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the Lady May:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. Its current location, including without limitation the address, state, and jurisdiction.\n- f. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- g. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\na. Hong Kong International Funds Investments (USA) Limited, LLC and Mei Guo.\n\nBoth are represented by counsel.\n\n- b. Hong Kong International Funds Investments (USA) Limited, LLC and Mei Guo.\n- c. Responsive information is not within my possession, custody, and/or control.\n- d. Responsive information is not within my possession, custody, and/or control.\n- e. Responsive information is not within my possession, custody, and/or control.\n- f. I do not have an interest. Beyond that, responsive information is not within my possession, custody, and/or control, except to note that I am not aware of any seizure, sale, transfer or disposition.\n- g. Responsive information is not within my possession, custody, and/or control.\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the Residence:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n## **Response to Interrogatory No. 20**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\n- a. Daniel Podhaskie, Y anping Wang, and I. We are each represented by counsel.\n- b. Bravo Luck Limited.\n- c. Besides those caused by Plaintiff, there is the above-referenced Trust Agreement\n\nwith Bravo Luck Limited, as well as certain restrictions as to the transfer of shares\n\nheld by the Sherry Netherlands.\n\n- d. I cannot opine on its market value, though its sale value has significantly diminished as a result of Plaintiff's conduct.\n- e. The lease is currently held by Genever Holdings, LLC and has been during the relevant period of time. The beneficial owner is and has been Bravo Luck Limited during the relevant period of time.\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 33 Ferncliff Road, Cos Cob, Connecticut, USA:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n## **Response to Interrogatory No. 21**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n## **INTERROGATORY NO. 22**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 373 Taconic Rd, Greenwich, Connecticut, USA:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n\n#### **FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 22 of 31\n\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it\n\n### **Response to Interrogatory No. 22**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n#### **INTERROGATORY NO. 23**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at Room 411 , 4th Floor, Nan Fung Tower, 173 Des Voeux Road Central, Hong Kong:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Mere st in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n## **INTERROGATORY NO. 24**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property known as Majestic View Manor, located at 20 South Bay Road, Hong Kong:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n## **Response to Interrogatory No. 24**\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n## **INTERROGATORY NO. 25**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 22 South Bay Road, Hong Kong:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or\n\ninterferences of any kind relating to it at any time.\n\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which ( a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n## **Response to Interrogatory No. 25**\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n## **INTERROGATORY NO. 26**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 5 Princes Gate, Apartment 6, London, England SW7 lQJ:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n# **INTERROGATORY NO. 27**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for any automobiles, sea vessels, airplanes, helicopters, or vehicles in which You or a Family Member have or has had an Interest:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. Its current location, including without limitation the address, state, and jurisdiction.\n- f. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- g. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n### **Response to Interrogatory No. 27**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNone. Defendant Kwok will not respond to this Interrogatory with respect to \"Family Members\"\n\npursuant to the objections made above.\n\nFor each debt with a value greater than \\$10,000 owed to You, a Family Member, or any Person in which You have an Interest, Identify:\n\n- a. The Person who owes the debt;\n- b. The Person to whom the debt is owed;\n- c. The amount of the debt;\n- d. The purpose and consideration for the debt;\n- e. Any Persons with knowledge of information relating to the debt; and\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to the debt.\n\n#### **Response to Interrogatory No. 28**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds: I\n\nam not aware of any debts owed to me as identified above, however, should I become aware of\n\nany such debts existing for the relevant time period, I reserve my right to supplement this\n\nresponse. Defendant Kwok will not respond to this Interrogatory with respect to \"Family\n\nMembers\" pursuant to the objections made above.\n\n#### **INTERROGATORY NO. 29**\n\nFor each debt with a value greater than \\$10,000 owed by You, a Family Member, or any Person in which You have an Interest, Identify:\n\n- a. The Person who owes the debt;\n- b. The Person to whom the debt is owed;\n- c. The amount of the debt;\n- d. The purpose and consideration for the debt;\n- e. Any Persons with knowledge of information relating to the debt; and\n- f. The custodian( s ), location( s ), and general description of all Documents and Communications relating to the debt.\n\n#### **FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 27 of 31\n\n# **Response to Interrogatory No. 29**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNannan Itakura - \\$27,000.00.\n\nThe following are creditors of Genever Holdings, LLC: Sherry Netherland - \\$891 ,262.06;\n\nBravo Luck Limited - \\$67,5000,000.00; Golden Spring NY - \\$1 ,800,000.00; and Qiang Guo -\n\n\\$5,000,000.00.\n\nDefendant Kwok will not respond to this Interrogatory with respect to \"Family Members\"\n\npursuant to the objections made above.\n\n# **INTERROGATORY NO. 30**\n\nIdentify all third-party professionals, consultants and service providers (including without limitation any attorneys, bankers, asset managers, investment advisors, certified public accountants, and brokers) that were engaged by or performed services for You or for any Person in which you have an Interest (including without limitation those identified in Interrogatory 31 ).\n\n## **Response to Interrogatory No. 30**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nServices have been provided to me by my attorneys during the relevant time period. My\n\nattorneys are:\n\nBaker & Hostetler LLP 45 Rockefeller Plaza New York NY 10001 212-589-4200\n\nAlvarez & Marsal 600 Madison A venue, 8th Floor New York, New York, 10022 (212) 759-4433\n\nZeichner Ellman & Krause LLP 1211 A venue of the Americas, 40th Floor New York, NY 10036 (212) 223-0400\n\nLawall & Mitchell, LLC 5 5 Madison Ave #400 Morristown, NJ 07960 (973) 285-3280\n\nSchulman Bhattacharya, LLC 7500 Old Georgetown Road, Suite 901 Bethesda, Maryland 20814 (240) 356-8550\n\nHodgson Russ LLP 605 3rd Ave #2300 New York, NY 10158 (212) 751-4300\n\nClayman & Rosenberg LLP 305 Madison Ave #650 · New York, NY 10165 (212) 922-1080\n\nHarcus Parker Limited 7th Floor Melbourne House 44-46 Aldwych London WC2B 4LL +44 (0)20 3995 3900\n\nLALIVE SA 35, Rue de la Mairie P.O. Box 6569 1211 Geneva 6 Switzerland +41 58 105 2000\n\nGoldfarb & Huck Roth Riojas, PLLC 925 Fourth Avenue, Suite 3950 Seattle, Washington 98104 (206) 452.0260\n\nThe Casper Firm, LLC 400 E. Pratt Street, Suite 903 Baltimore, MD 21202 ( 410) 989-5097\n\nGPS McQuhae LLP Suite 1801, Chinachem Exchange Square,\n\n1 Hoi Wan St, Quarry Bay, Hong Kong +852 3758 2421\n\n### **INTERROGATORY NO. 31<sup>9</sup>**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify the information requested in Interrogatory 2 subparts (a)-(1) for the following entities: Genever Holdings Corporation, Genever Holdings LLC, Auspicious Coast Limited, Bravo Luck Limited, Beijing Zenith Holdings Company Limited, AAGV Limited, Assets Sino Limited, BSA Strategic Fund I, Insight Phoenix Fund, Alfonso Global Limited, Allied Capital Global Limited, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Elite Well Global Limited, Globalist International Limited, Infinitum Developments Limited, Infinite Increase Limited, Noble Fame Global Limited, Eastern Profit Corporation Limited, Alfa Global Ventures Limited, Ace Decade Holdings Limited, Hong Kong International Funds Investments Limited, Anton Development Limited, Rosy Acme Ventures Limited, Leading Shine Limited, Golden Spring (New York) Limited, China Golden Spring (Hong Kong) Limited, Saraca Media Group, Voice of Guo Media Inc., GTV Media Group, Guo Media, GNews, Greenwich Land LLC, AI Group Holdings Inc., Hamilton Capital Holdings Inc., Gfashion Group, Next Tycoon Investments Limited, Shiny Times Holdings Limited, Spirit Charter Investment Limited, Beijing Pangu Investment Inc. and its affiliates, Worldwide Opportunity Holdings Limited, and Empire Growth Holdings Limited.\n\n#### **Response to Interrogatory No. 31**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nSee responses to Interrogatories **1** and 2 above. I am not in possession, custody, or control of\n\nresponsive information with respect to any other entities listed.\n\nDated: New York, New York December 4, 2020\n\nRespectfully submitted,\n\n#### **BAKER & HOSTETLER LLP**\n\nBy: *Isl Melissa M Carvalho*\n\n<sup>9</sup> Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\nJohn Siegal Melissa M. Carvalho Erica Barrow Clark 45 Rockefeller Plaza 14th Floor New York, NY 10111 jsiegal@bakerlaw.com mcarvalho@bakerlaw.com ebarrow@bakerlaw.com\n\n31\n\n*Attorneys for Defendent Kwok Ho Wan*\n\nTo: Edward Moss ( emoss@omm.com)\n\nStuart Sarnoff (ssarnoff@omm.com) O'MEL VENY & MYERS LLP 7 Times Square New York, NY 10036 (212) 326-2000\n\n-and-\n\nRobert W. Seiden (rseiden@seidenlegal.com) 1120 A venue of the Americas New York, NY 10036 (212) 626-6708 *Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*\n\n#### **VERIFICATION**\n\nSTATE OF NEW YORK ) )ss: COUNTY OF NEW YORK )\n\nI, KWOK HO WAN, have read the foregoing DEFENDANT KWOK'S RESPONSES AND OBJECTIONS TO PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.'S THIRD SET OF INTERROGATORIES, know the contents thereof, and declare under penalty of perjury, under the laws of the State of New York, that the representations made therein are true and correct to the best of my personal knowledge.\n\nDated: December 4, 2020\n\nKWOK HO WAN\n\nDANIEL THOMAS PODHASKIE Notary Public, State of New York Reg. No. 02PO6394578 Qualmed in Queens County 0:immissioo Expires Juty 8, 2023\n\nSZOZ '8 Ajnr S8Jl(t;g l>OtSSIWWOQ ,\\)Unoo sueeno Uj P8Wl8110 8LSV6S90dZO 'ON 'Det! }µOA M8N JO 8\\8'\\S ':)l~nd N8'JON 31~Sv'H00d S\\fV!OHl 73IN\\;IO","body_zh":"附件 A\n纽约州纽约县最高法院（SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK）\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.（太平洋联盟亚洲机会基金有限合伙），\n\n原告，\n\n诉\n\n案号：652077/2017\n\nBarry Ostrager（巴里·奥斯特拉格）法官\n\n第61庭\n\nHo Wan Kwok（郭文贵）等，\n\n被告。\n被告郭文贵就原告 PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P. 第三套书面询问所作的答复及异议\n\n提交：纽约县书记官 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 录入日期 08/04/22 11:17:40 第 2 页，共 31 页\n\n被告 Ho Wan Kwok（“被告郭文贵”）依据目前所知信息及信念，并根据 CPLR、商事庭规则以及本院 2020 年 10 月 15 日《决定和命令》（卷宗编号 630）（“命令”）的要求，特就原告 Pacific Alliance Asia Opportunity Fund L.P. 日期为 2020 年 11 月 6 日的第三套书面询问作出以下答复及异议\n\n（“书面询问”）：\n一般异议\n\n1. 被告郭文贵对该等书面询问提出异议，理由是其违反了商事庭规则 11-a(a)，该规则将书面询问限制为“25 项，包括子项，除非初步会议命令规定了其他限制”。\n\n2. 对于每一项书面询问，如其要求提供的文件、信息或其他证据开示未在时间上限于相关争议期间内，被告郭文贵提出异议。\n\n3. 对于每一项书面询问，如其要求提供的文件、信息或其他证据开示并非为发现可采纳证据而合理计算得出，被告郭文贵提出异议。\n\n4. 对于每一项书面询问，如其要求提供的文件、信息或其他证据开示超出 CPLR § 5229 和/或其他适用法律或法院规则所允许的范围，被告郭文贵提出异议。\n\n5. 对于每一项书面询问，如其要求提供的文件、信息或其他证据开示受律师—当事人特权、工作成果原则或任何其他适用特权、豁免或保护所保障，被告郭文贵提出异议。\n\n6. 对于每一项书面询问，如其要求提供的文件、信息或其他证据开示由不受其控制或不在其提供权限范围内的第三方持有，被告郭文贵提出异议。\n\n7. 对于每一项书面询问，如其要求提供原告本应已可取得的文件，被告郭文贵提出异议。\n\n8. 对于每一项书面询问，如其表述含糊或不明确，被告郭文贵提出异议。\n\n9. 对于每一项书面询问，如其范围过宽或造成不当负担，被告郭文贵提出异议。\n\n10. 对于每一项书面询问，如其构成或假定法律结论，被告郭文贵提出异议。\n\n11. 对于每一项书面询问，如其以任何方式超出、抵触和/或变更各方律师达成的任何协议，被告郭文贵提出异议。\n\n提交：纽约县书记官 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 录入日期 08/04/22 11:17:40 第 4 页，共 31 页\n\n13. 对于每一项书面询问，如其意图骚扰、压迫或不当地加重被告郭文贵的负担，被告郭文贵提出异议。\n\n14. 对于每一项书面询问，如其要求推测、臆测或法律结论，被告郭文贵提出异议。\n\n15. 对于每一项书面询问，如其要求提供被告郭文贵目前未知的信息，被告郭文贵提出异议。本答复基于被告郭文贵目前的记忆、知识、信息及信念。被告郭文贵保留补充、修改、更正或澄清其答复的权利。\n\n16. 本文件未提出任何异议，并不构成对该项异议的放弃。\n具体答复及异议\n\n在不放弃前述一般异议（其均通过援引纳入本文件）的前提下，被告郭文贵对每项具体定义及书面询问作出如下答复及异议：\n定义 2（“权益”）\n\n“权益”一词系指任何直接或间接权益，无论为部分、全部、潜在或或有权益，包括但不限于法定所有权、受益所有权、控制权、公司实体任何或全部股份的所有权、有限责任公司或合伙企业的成员资格或权益，或获得资金或资产的权利。\n对定义 2 的答复\n\n被告郭文贵对“权益”的定义提出异议，理由是其范围过宽、造成不当负担、超出 CPLR §5229 规定的披露范围，并且在包含“潜在”权益的范围内超出本院命令的范围。对于“权益”的定义在包含“获得资金或资产的权利”的范围内含糊且不明确，被告郭文贵进一步提出异议。对于“权益”的定义在要求推测、臆测或法律结论的范围内，被告郭文贵亦提出异议。\n定义 3（“资产”）\n\n“资产”一词系指任何种类的资产或财产，无论有形或无形，包括但不限于现金、银行账户、经纪账户、不动产、土地、公司股份、有限责任公司或合伙企业的成员资格或权益、股票、股份、债券、投资、投资工具、实际或潜在判决、留置权、地役权、扣押、租赁、知识产权（包括但不限于专利和商标）、汽车、飞机、直升机、船舶、车辆、艺术品、收藏品、服装、珠宝、加密货币、加密钱包、保险箱、有体动产、宝石或证券、商品、应收款项、可转换贷款，以及源自金融工具的权益，无论直接或间接持有。\n对定义 3 的答复\n\n被告郭文贵对“资产”的定义提出异议，理由是其范围过宽、造成不当负担、超出 CPLR §5229 规定的披露范围，并且在包含“无形”资产的范围内超出本院命令的范围。对于“资产”的定义在包含“无形”资产的范围内含糊且不明确，被告郭文贵进一步提出异议。\n定义 4（“家庭成员”）\n\n“家庭成员”包括贵方的父母、兄弟姐妹、叔伯姑舅姨、配偶、堂表兄弟姐妹、子女、孙子女、侄子女及外甥子女。\n对定义 4 的答复\n\n被告郭文贵对“家庭成员”的定义提出异议，理由是其范围过宽、造成不当负担、超出 CPLR §5229 规定的披露范围，并且超出本院命令的范围。\n\n提交：纽约县书记官 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 录入日期 08/04/22 11:17:40 第 6 页，共 31 页\n\n该命令授权就 Sherry-Netherland 住宅、Lady May 游艇以及“郭先生可能直接或间接拥有的其他资产”进行证据开示。对于“家庭成员”的定义在试图将其不控制的个人第三方纳入该定义的范围内，被告郭文贵进一步提出异议。郭先生的答复将限于“郭先生可能直接或间接拥有”的资产。\n指示 7（“期间”）\n\n除非另有说明，每项书面询问的适用期间为 2008 年 1 月 1 日起至提交之日止，包括该日（“期间”）。\n对指示 7 的答复\n\n被告郭文贵对指示 7 所列“期间”提出异议，理由是其范围过宽、造成不当负担、超出 CPLR §5229 规定的披露范围，并且超出本院命令的范围。该命令授权就 Sherry-Netherland 住宅、Lady May 游艇以及“郭先生可能直接或间接拥有的其他资产”进行证据开示。为识别郭先生“可能直接或间接拥有”的任何资产，本次披露的相关期间为 2020 年 10 月 15 日（CPLR §5229 程序记录在案之日）至今。\n书面询问第 1 项\n\n列明自 2015 年 1 月 1 日以来贵方拥有或曾拥有权益的所有主体（不包括自然人）。\n\n1 根据 Eddie Moss 致 Melissa Carvalho、日期为 2020 年 11 月 19 日的通信，本请求还包括 Chase Manhattan Bank 的以下账户：4563310029216029 和 4563310029216839。\n\n在遵循上述一般及具体异议且不放弃该等异议的前提下，被告郭文贵答复如下：本人是 Genever Holdings Corporation 已发行股份的法定所有人。Genever Holdings Corporation 是 Genever Holdings, LLC 的唯一股东。\n书面询问第 2 项\n\n对于就书面询问第 1 项所列明的所有主体，列明：\n\na. 知悉该主体情况的任何人士。\n\nb. 同样在该主体中拥有权益的任何其他人士。\n\nc. 贵方在该主体中所持权益的价值，以及任何其他人士在该主体中所持任何权益的价值。\n\nd. 该主体董事会、经理委员会、成员委员会、顾问委员会或管理层的任何成员。\n\ne. 该主体成立或注册成立所在的州或司法管辖区。\n\nf. 该主体注册成立或设立的日期。\n\ng. 该主体直接或间接持有的、价值超过 \\$10,000 的任何及全部资产的描述、价值及所在地。\n\nh. 该主体直接或间接持有或控制的任何及全部银行、经纪、投资、加密货币或其他账户（包括但不限于银行或经纪商名称、账户名称、授权签字人、分行所在地、账号及余额）。\n\ni. 与该主体有关的全部文件及通信的保管人、所在地及一般描述。\n\nj. 该主体在其中拥有任何权益的任何及全部主体（并且对于所有该等主体，列明子项 (a)-(i) 所要求的信息）。\n\nk. 对于贵方不再拥有任何权益的任何主体，(i) 贵方出售、转让或处置该权益之日，或该权益被扣押之日；(ii) 贵方出售、转让或处置该权益的对象，或扣押该权益的主体；(iii) 就该等\n\n2 根据 Eddie Moss 致 Melissa Carvalho、日期为 2020 年 11 月 19 日的通信，本请求还包括 Chase Manhattan Bank 的以下账户：4563310029216029 和 4563310029216839。\n\nl. 已对该主体施加或与该主体有关的任何及全部信托协议、质押、留置权、产权负担或任何种类的干扰。\n\n提交：纽约县书记官 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 录入日期 08/04/22 11:17:40 第 8 页，共 31 页\n对书面询问第 2 项的答复：\n\n在遵循上述一般及具体异议且不放弃该等异议的前提下，被告郭文贵答复如下：\n\nGenever Holdings Corporation：\n\na. Daniel Podhaskie、Yanping Wang 及本人均知悉与该实体有关的情况。我们各自均由律师代理。\n\nb. 无。\n\nc. 该权益价值为零，因为唯一资产是 Genever Holdings, LLC，而该公司负债大于资产。\n\nd. 本人是唯一股东。\n\ne. 英属维尔京群岛。\n\nf. 2015 年 2 月 13 日。\n\ng. 无。说明其拥有 Genever Holdings, LLC 100%的股份。\n\nh. 无。\n\ni. Intertrust Corporate Services，Ritter House，Tortola。\n\nj. 拥有 Genever Holdings, LLC 100%的股份。\n\nk. 无。\n\nl. 被告郭文贵、Genever Holdings Corporation、Genever Holdings, LLC 和 Bravo Luck Limited 之间和/或其中存在一项信托协议。\n\nGenever Holdings, LLC：\n\na. Daniel Podhaskie（丹尼尔·波德哈斯基）、Yanping Wang（王燕平）及我均知悉与该实体有关的事项。我们各自均由律师代理。\n\nb. 无。\n\nc. 权益价值为零，因为唯一资产为 Genever Holdings, LLC（Genever Holdings 有限责任公司），其负债超过资产。\n\nd. 我是唯一股东。\n\ne. 纽约州。\n\nf. February 13, 2015\n\ng. 无。请注意，其为与该不动产有关的承租人，该不动产包括此前确定的 Sherry Netherlands 合作公寓股份。\n\nh. 无。\n\ni. Daniel Podhaskie（丹尼尔·波德哈斯基）、Yanping Wang（王燕平）及我。\n\nj. 持有 Genever Holdings, LLC（Genever Holdings 有限责任公司）100%的股份。\n\nk. 无。\n\nl. 被告 Kwok（郭文贵）、Genever Holdings Corporation（Genever Holdings 公司）、Genever Holdings, LLC（Genever Holdings 有限责任公司）及 Bravo Luck Limited（Bravo Luck 有限公司）之间和/或其中各方之间存在信托协议。\n\n已提交：纽约县书记员 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 录入日期 08/04/22 11:17:40 第 9 页，共 31 页\n\n询问第3项\n\n识别自 January 1, 2015 起任何家庭成员在其中拥有或曾拥有权益的所有实体（不包括自然人）。\n\n对询问第3项的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）将不对该询问作出答复。\n\n询问第4项\n\n对于就询问第3项作出答复时识别的所有实体，识别：\n\na. 知悉该实体情况的任何人员。\n\nb. 同时在该实体中拥有权益的任何其他人员。\n\nc. 家庭成员在该实体中的权益价值，以及任何其他人员在该实体中持有的任何权益的价值。\n\nd. 该实体董事会、经理委员会、成员委员会、顾问委员会或管理层的任何成员。\n\ne. 该实体的设立或注册所在州或司法管辖区。\n\nf. 该实体注册成立或设立的日期。\n\ng. 该实体直接或间接持有的、价值超过 \\$10,000 的任何及全部资产的描述、价值及所在地。\n\nh. 该实体直接或间接持有或控制的任何及全部银行、经纪、投资、加密货币或其他账户（包括但不限于银行或经纪商名称、账户名称、获授权签字人、分支机构所在地、账号及余额）。\n\ni. 与该实体有关的所有文件和通信的保管人、所在地及概况说明。\n\nj. 该实体在其中拥有任何权益的任何及全部实体（并且，对于所有该等实体，识别分项 (a)-(i) 所要求的信息）。\n\n3 根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的以下账户：4563310029216029 和 4563310029216839。\n\n4 根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的以下账户：4563310029216029 和 4563310029216839。\n\nk. 对于家庭成员不再拥有任何权益的任何实体，(i) 该家庭成员出售、转让或处置该权益之日，或该权益被扣押之日；(ii) 该家庭成员向其出售、转让或处置该权益的实体，或扣押该权益的实体；(iii) 该出售或转让的对价（如有），或该扣押的情形；以及 (iv) 目前在该实体中拥有权益的所有人员。\n\n已提交：纽约县书记员 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 录入日期 08/04/22 11:17:40 第 10 页，共 31 页\n\nl. 已设定于该实体之上或与该实体有关的任何及全部信托协议、质押、留置权、权利负担或任何种类的干扰。\n\n对询问第4项的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）将不对该询问作出答复。\n\n询问第5项\n\n识别自 January 1, 2015 起您在其中拥有或曾拥有权益的、价值超过 \\$10,000 的任何资产。\n\n对询问第5项的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）答复如下：\n\n所有权承认\n\n我是 Genever Holdings Corporation（Genever Holdings 公司）已发行股份的法定所有人。Genever Holdings Corporation（Genever Holdings 公司）是 Genever Holdings, LLC（Genever Holdings 有限责任公司）的唯一股东，而后者是其唯一资产。正如 Genever Holdings, LLC（Genever Holdings 有限责任公司）的破产申报文件所载，Genever Holdings, LLC（Genever Holdings 有限责任公司）的负债超过其资产。\n\n询问第6项\n\n对于就询问第5项作出答复时识别的所有资产，识别：\n\na. 知悉该资产情况的任何人员。\n\nc. 您在该资产中的权益价值，以及任何其他人员在该资产中持有的任何权益的价值。\n\nd. 该资产所在地的州或司法管辖区。\n\ne. 您取得该资产中权益的日期。\n\nf. 与该资产有关的所有文件和通信的保管人、所在地及概况说明。\n\ng. 对于您不再拥有任何权益的任何资产，(i) 您出售、转让或处置该权益之日，或该权益被扣押之日；(ii) 您向其出售、转让或处置该权益的人员，或扣押该权益的人员；(iii) 该出售或转让的对价（如有），或该扣押的情形；以及 (iv) 目前在该资产中拥有权益的所有人员。\n\nh. 已设定于该资产之上或与该资产有关的任何及全部信托协议、质押、留置权、权利负担或任何种类的干扰。\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）答复如下：\n\n见上述对询问第2项的答复。\n\n询问第7项\n\n识别自 January 1, 2015 起任何家庭成员在其中拥有或曾拥有权益的、价值超过 \\$50,000 的任何资产。\n\n对询问第7项的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）将不对该询问作出答复。\n\n询问第8项\n\n对于就询问第7项作出答复时识别的所有资产，识别：\n\na. 知悉该资产情况的任何人员。\n\nb. 同时在该资产中拥有权益的任何其他人员。\n\nc. 家庭成员在该资产中的权益价值，以及任何其他人员在该资产中持有的任何权益的价值。\n\nd. 该资产所在地的州或司法管辖区。\n\ne. 家庭成员取得该资产中权益的日期。\n\nf. 与该资产有关的所有文件和通信的保管人、所在地及概况说明。\n\ng. 对于任何家庭成员不再拥有任何权益的任何资产，(i) 该家庭成员出售、转让或处置该权益之日，或该权益被扣押之日；(ii) 该家庭成员向其出售、转让或处置该权益的人员，或扣押该权益的人员；(iii) 该出售或转让的对价（如有），或该扣押的情形；以及 (iv) 目前在该资产中拥有权益的所有人员。\n\nh. 已设定于该资产之上或与该资产有关的任何及全部信托协议、质押、留置权、权利负担或任何种类的干扰。\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）将不对该询问作出答复。\n\n询问第9项\n\n识别自 January 1, 2015 起您在其中拥有或曾拥有权益的所有银行、经纪、投资、加密货币或其他账户。\n\n对询问第9项的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）答复如下：\n\n无。\n\n询问第10项\n\n对于就询问第9项作出答复时识别的所有账户，识别：\n\na. 知悉该账户情况的任何人员。\n\nb. 银行或经纪商名称。\n\nc. 该账户名称。\n\n5 根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的以下账户：4563310029216029 和 4563310029216839。\n\n6 根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的以下账户：45633100292 I 6029 和 4563310029216839。\n\nd. 该账户的获授权签字人。\n\ne. 分支机构所在地。\n\nf. 账号。\n\ng. 账户余额。\n\nh. 同时在该账户中拥有权益的任何其他人员。\n\ni. 您在该账户中的权益价值，以及任何其他人员在该账户中持有的任何权益的价值。\n\nj. 您取得该账户中权益的日期。\n\nk. 与该账户有关的所有文件和通信的保管人、所在地及概况说明。\n\nl. 对于您不再拥有任何权益的任何账户，(i) 您出售、转让或处置该权益之日，或该权益被扣押之日；(ii) 您向其出售、转让或处置该权益的人员，或扣押该权益的人员；(iii) 该出售或转让的对价（如有），或该扣押的情形；以及 (iv) 目前在该账户中拥有权益的所有人员。\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）答复如下：\n\n不适用。\n\n询问第11项\n\n识别自 January 1, 2015 起任何家庭成员在其中拥有或曾拥有权益的所有银行、经纪、投资、加密货币或其他账户。\n\n对询问第11项的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）将不对该询问作出答复。\n\n7 根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的以下账户：4563310029216029 和 4563310029216839。\n\n对于就询问第11项作出答复时识别的所有账户，识别：\n\na. 知悉该账户情况的任何人员。\n\nb. 银行或经纪商名称。\n\nc. 该账户名称。\n\nd. 该账户的获授权签字人。\n\ne. 分支机构所在地。\n\nf. 账号。\n\ng. 账户余额。\n\nh. 同时在该账户中拥有权益的任何其他人员。\n\ni. 任何家庭成员在该账户中的权益价值，以及任何其他人员在该账户中持有的任何权益的价值。\n\nj. 家庭成员取得该账户中权益的日期。\n\nk. 与该账户有关的所有文件和通信的保管人、所在地及概况说明。\n\nl. 对于家庭成员不再拥有任何权益的任何账户，(i) 该家庭成员出售、转让或处置该权益之日，或该权益被扣押之日；(ii) 该家庭成员向其出售、转让或处置该权益的人员，或扣押该权益的人员；(iii) 该出售或转让的对价（如有），或该扣押的情形；以及 (iv) 目前在该账户中拥有权益的所有人员。\n\nm. 已设定于该账户之上或与该账户有关的任何及全部信托协议、质押、留置权、权利负担或任何种类的干扰。\n\n对询问第12项的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）将不对该询问作出答复。\n\n8 根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的以下账户：45633 l 0029216029 和 45633 l 0029216839。\n\n识别与您的个人财务、资产及您在任何实体中的权益有关的所有文件和通信的保管人、所在地及概况说明。\n\n对询问第13项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok（郭文贵）答复如下：\n\nDaniel Podhaskie（丹尼尔·波德哈斯基）、Yanping Wang（王艳萍）及本人系相关信息和公司文件的保管人，该等文件位于 162 E. 64th Street, New York, New York 10065。\n\n询问书第14项\n\n请指明（包括但不限于类型、价值、来源及金额）自 January 1, 2015 以来您收到的任何礼物、福利、付款、收入或贷款。\n\n对询问书第14项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\n该询问书在将“福利”纳入其范围的程度上表述不明确，但就相关期间收到的其他礼物、付款、收入或贷款而言，并无任何此类事项。\n\n询问书第15项\n\n请指明（包括但不限于类型、价值、来源及金额）自 January 1, 2015 以来您作出或给予的任何礼物、福利、付款、收入或贷款。\n\n对询问书第15项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\n该询问书在将“福利”纳入其范围的程度上表述不明确，但就相关期间作出或给予的其他礼物、付款、收入或贷款而言，并无任何此类事项。\n\n在先前询问书答复中尚未指明的范围内，请就 Ace Decade Holdings Ltd.（艾斯十年控股有限公司）诉 UBS AG（瑞银集团），Index No. 653316/2015 (N.Y. Sup. Ct.) 一案中，Kwok Ho Wan（郭文贵）于 February 5, 2016 为支持原告反对被告驳回起诉书动议而提交的宣誓书第35段所述“纽约的个人 JPMorgan Chase account”指明：\n\na. 任何知悉该账户情况的人员。\n\nb. 对该账户拥有任何权益的人员。\n\nc. 银行或经纪商名称。\n\nd. 该账户的户名。\n\ne. 该账户的授权签字人。\n\nf. 分行所在地。\n\ng. 账户号码。\n\nh. 账户余额。\n\ni. 您在该账户中的权益价值，以及任何其他人员在该账户中持有的任何权益价值。\n\nj. 您取得该账户权益的日期。\n\nk. 任何家庭成员取得该账户权益的日期。\n\nl. 与该账户有关的所有文件及通信的保管人、所在地和一般描述。\n\nm. 如您或任何家庭成员不再对该账户拥有任何权益，(i) (a) 您或该家庭成员出售、转让或处置该权益的日期，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处置该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该出售或转让的对价（如有），或 (b) 该扣押的情形；以及 (iv) 目前对该账户拥有权益的所有人员。\n\nn. 已设定于该账户之上或与该账户有关的任何及全部信托协议、质押、留置权、产权负担或任何种类的干扰。\n\n对询问书第16项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\nFILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 679-1 Filed 08/04/22 Entered 08/04/22 11:17:40 Page 17 of 31\n\n据我所能回忆，该账户于 March or April 2017 左右关闭，且肯定早于 October 15, 2020。\n\n询问书第17项\n\n在先前询问书答复中尚未指明的范围内，请就 Eastern Profit Corporation Limited（东方利润有限公司）于 November 22, 2019 在 Eastern Profit Corp. Ltd.（东方利润有限公司）诉 Strategic Vision US LLC（战略愿景美国有限责任公司），C.A. No. 18-cv-2185 (JGK) (S.D.N.Y.) (ECF No. 203-2) 一案中就信函动议所作答复的附件B第16页所提及、账户号码为 371236 的 UBS AG Hong Kong Branch（瑞银集团香港分行）银行账户，指明：\n\na. 任何知悉该账户情况的人员。\n\nb. 对该账户拥有任何权益的人员。\n\nc. 银行或经纪商名称。\n\nd. 该账户的户名。\n\ne. 该账户的授权签字人。\n\nf. 分行所在地。\n\ng. 账户号码。\n\nh. 账户余额。\n\ni. 您在该账户中的权益价值，以及任何其他人员在该账户中持有的任何权益价值。\n\nj. 您取得该账户权益的日期。\n\nk. 任何家庭成员取得该账户权益的日期。\n\nl. 与该账户有关的所有文件及通信的保管人、所在地和一般描述。\n\nm. 如您或任何家庭成员不再对该账户拥有任何权益，(i) (a) 您或该家庭成员出售、转让或处置该权益的日期，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处置该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该出售或转让的对价（如有），或 (b) 该扣押的情形；以及 (iv) 目前对该账户拥有权益的所有人员。\n\nn. 已设定于该账户之上或与该账户有关的任何及全部信托协议、质押、留置权、产权负担或任何种类的干扰。\n\n对询问书第17项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\n尽管该案被告曾试图将我纳入该案，但该等主张被简易驳回。我并非上述所述诉讼的当事人。上述提及的文件明确载明，所指明的账户并非由我持有。还应注意的是，该文件似乎是一份来自 High Court of Hong Kong（香港高等法院）的文件，该法院受 Chinese Communist Party（中国共产党）直接控制。\n\n询问书第18项\n\n就 UBS 代表您于 February 23, 2015 致 Sherry Netherland（雪莉·内德兰）的信函（该信函已在本诉讼中以案卷号 256 提交，并载有 Bates 编号 SN 0056），请指明：\n\na. SN 0056 所称的“个人投资公司”。\n\nb. SN 0056 所称与“该银行关系所涉资金”相关的账户。\n\nc. 就分项 (b) 中指明的账户，询问书第16项分项 (a)-(n) 所要求的信息。\n\n对询问书第18项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\n除第三方对某一未指明账户作出的模糊提及外，如无更多信息，我无法答复该询问书。我可以确定地说，截至 October 15, 2020，即本组询问书的相关期间，我在 UBS 没有个人账户。\n\n询问书第19项\n\n在先前询问书答复中尚未指明的范围内，请就 Lady May 指明：\n\na. 任何知悉其情况的人员。\n\nb. 对其拥有任何权益的人员。\n\nc. 任何时候与其有关的任何出售、转让、处置、质押、留置权、协议、产权负担或任何种类的干扰。\n\nd. 其当前价值。\n\ne. 其当前所在地，包括但不限于地址、州和司法管辖区。\n\nf. 如您或任何家庭成员不再对其拥有任何权益，(i) (a) 您或该家庭成员出售、转让或处置该权益的日期，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处置该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该出售或转让的对价（如有），或 (b) 该扣押的情形；以及 (iv) 目前对其拥有权益的所有人员。\n\ng. 与其有关的所有文件及通信的保管人、所在地和一般描述。\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\na. Hong Kong International Funds Investments (USA) Limited, LLC（香港国际基金投资（美国）有限责任公司）和 Mei Guo（郭梅）。二者均由律师代理。\n\nb. Hong Kong International Funds Investments (USA) Limited, LLC 和 Mei Guo。\n\nc. 相关信息不在我的占有、保管和/或控制之下。\n\nd. 相关信息不在我的占有、保管和/或控制之下。\n\ne. 相关信息不在我的占有、保管和/或控制之下。\n\nf. 我不拥有任何权益。除此之外，相关信息不在我的占有、保管和/或控制之下，但须指出的是，我并不知悉有任何扣押、出售、转让或处置。\n\ng. 相关信息不在我的占有、保管和/或控制之下。\n\n在先前询问书答复中尚未指明的范围内，请就该住所指明：\n\na. 任何知悉其情况的人员。\n\nb. 对其拥有任何权益的人员。\n\nc. 任何时候与其有关的任何出售、转让、处置、质押、留置权、协议、产权负担或任何种类的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其拥有任何权益，(i) (a) 您或该家庭成员出售、转让或处置该权益的日期，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处置该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该出售或转让的对价（如有），或 (b) 该扣押的情形；以及 (iv) 目前对其拥有权益的所有人员。\n\nf. 与其有关的所有文件及通信的保管人、所在地和一般描述。\n\n对询问书第20项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\na. Daniel Podhaskie、Yanping Wang 及本人。我们各自均由律师代理。\n\nb. Bravo Luck Limited（瑞运有限公司）。\n\nc. 除原告所致者外，还有上述与 Bravo Luck Limited 达成的信托协议，以及对 Sherry Netherland 持有的股份转让的某些限制。\n\nd. 我无法对其市场价值发表意见，尽管因原告的行为，其出售价值已显著下降。\n\ne. 该租约目前由 Genever Holdings, LLC（吉内弗控股有限责任公司）持有，并且在相关期间一直由其持有。相关期间内，受益所有人一直是 Bravo Luck Limited。\n\n在先前询问书答复中尚未指明的范围内，请就位于 33 Ferncliff Road, Cos Cob, Connecticut, USA 的不动产指明：\n\na. 任何知悉其情况的人员。\n\nb. 对其拥有任何权益的人员。\n\nc. 任何时候与其有关的任何出售、转让、处置、质押、留置权、协议、产权负担或任何种类的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其拥有任何权益，(i) (a) 您或该家庭成员出售、转让或处置该权益的日期，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处置该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该出售或转让的对价（如有），或 (b) 该扣押的情形；以及 (iv) 目前对其拥有权益的所有人员。\n\nf. 与其有关的所有文件及通信的保管人、所在地和一般描述。\n\n对询问书第21项的答复\n\n在上述一般性及具体异议的前提下，被告 Kwok 答复如下：\n\n我并非该不动产的所有人，且我未占有、保管或控制本询问书所要求的信息。\n\n询问书第22项\n\n在先前询问书答复中尚未指明的范围内，请就位于 373 Taconic Rd, Greenwich, Connecticut, USA 的不动产指明：\n\n- a. 任何知悉该财产情况的人员。\n- b. 对该财产享有任何权益的任何人员。\n- c. 在任何时候与该财产有关的任何出售、转让、处分、质押、留置权、协议、权利负担或任何种类的干扰。\n- d. 该财产的当前价值。\n已提交：NEW YORK COUNTY CLERK 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 登记日期 08/04/22 11:17:40 第 22 页，共 31 页\n\n- e. 如您或任何家庭成员不再对该财产享有任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该等出售或转让的对价（如有），或 (b) 该等扣押的情形；以及 (iv) 目前对该财产享有权益的所有人员。\n- f. 与该财产有关的所有文件和通信的保管人、所在地及一般描述。\n对第22号书面询问的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok（郭文贵）答复如下：\n\n我并非该财产的所有人，且我并不占有、保管或控制本书面询问所要求的\n\n信息。\n第23号书面询问\n\n在先前书面询问的答复中尚未予以列明的范围内，请就位于香港德辅道中173号南丰大厦4楼411室的不动产，列明：\n\n- a. 任何知悉该财产情况的人员。\n- b. 对该财产享有任何权益的任何人员。\n- c. 在任何时候与该财产有关的任何出售、转让、处分、质押、留置权、协议、权利负担或任何种类的干扰。\n- d. 该财产的当前价值。\n- e. 如您或任何家庭成员不再对该财产享有任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该等出售或转让的对价（如有），或 (b) 该等扣押的情形；以及 (iv) 目前对该财产享有权益的所有人员。\n- f. 与该财产有关的所有文件和通信的保管人、所在地及一般描述。\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：\n\n我并非该财产的所有人，且我并不占有、保管或控制本书面询问所要求的\n\n信息。\n第24号书面询问\n\n在先前书面询问的答复中尚未予以列明的范围内，请就称为 Majestic View Manor（壮丽景观庄园）、位于香港南湾道20号的不动产，列明：\n\n- a. 任何知悉该财产情况的人员。\n- b. 对该财产享有任何权益的任何人员。\n- c. 在任何时候与该财产有关的任何出售、转让、处分、质押、留置权、协议、权利负担或任何种类的干扰。\n- d. 该财产的当前价值。\n- e. 如您或任何家庭成员不再对该财产享有任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该等出售或转让的对价（如有），或 (b) 该等扣押的情形；以及 (iv) 目前对该财产享有权益的所有人员。\n- f. 与该财产有关的所有文件和通信的保管人、所在地及一般描述。\n对第24号书面询问的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：\n\n我并非该财产的所有人，且我并不占有、保管或控制本书面询问所要求的\n\n信息。\n第25号书面询问\n\n在先前书面询问的答复中尚未予以列明的范围内，请就位于香港南湾道22号的不动产，列明：\n\n- a. 任何知悉该财产情况的人员。\n- b. 对该财产享有任何权益的任何人员。\n- c. 在任何时候与该财产有关的任何出售、转让、处分、质押、留置权、协议、权利负担或\n\n任何种类的干扰。\n\n- d. 该财产的当前价值。\n- e. 如您或任何家庭成员不再对该财产享有任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该等出售或转让的对价（如有），或 (b) 该等扣押的情形；以及 (iv) 目前对该财产享有权益的所有人员。\n- f. 与该财产有关的所有文件和通信的保管人、所在地及一般描述。\n对第25号书面询问的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：\n\n我并非该财产的所有人，且我并不占有、保管或控制本书面询问所要求的\n\n信息。\n第26号书面询问\n\n在先前书面询问的答复中尚未予以列明的范围内，请就位于英格兰伦敦 SW7 1QJ Princes Gate 5号6号公寓的不动产，列明：\n\n- a. 任何知悉该财产情况的人员。\n- b. 对该财产享有任何权益的任何人员。\n- c. 在任何时候与该财产有关的任何出售、转让、处分、质押、留置权、协议、权利负担或任何种类的干扰。\n- d. 该财产的当前价值。\n- e. 如您或任何家庭成员不再对该财产享有任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该等出售或转让的对价（如有），或 (b) 该等扣押的情形；以及 (iv) 目前对该财产享有权益的所有人员。\n- f. 与该财产有关的所有文件和通信的保管人、所在地及一般描述。\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：\n\n我并非该财产的所有人，且我并不占有、保管或控制本书面询问所要求的\n\n信息。\n第27号书面询问\n\n在先前书面询问的答复中尚未予以列明的范围内，请就您或某一家庭成员目前或曾经享有权益的任何汽车、船舶、飞机、直升机或车辆，列明：\n\n- a. 任何知悉该财产情况的人员。\n- b. 对该财产享有任何权益的任何人员。\n- c. 在任何时候与该财产有关的任何出售、转让、处分、质押、留置权、协议、权利负担或任何种类的干扰。\n- d. 该财产的当前价值。\n- e. 该财产的当前所在地，包括但不限于地址、州及管辖区域。\n- f. 如您或任何家庭成员不再对该财产享有任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益，或 (b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人员，或 (b) 扣押该权益的人员；(iii) (a) 该等出售或转让的对价（如有），或 (b) 该等扣押的情形；以及 (iv) 目前对该财产享有权益的所有人员。\n- g. 与该财产有关的所有文件和通信的保管人、所在地及一般描述。\n对第27号书面询问的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：\n\n无。根据上述异议，被告 Kwok 将不就“家庭成员”答复本书面询问。\n\n对于欠付给您、某一家庭成员或您享有权益的任何人员的、价值超过 \\$10,000 的每一笔债务，列明：\n\n- a. 欠付该债务的人员；\n- b. 该债务的债权人；\n- c. 债务金额；\n- d. 该债务的目的及对价；\n- e. 知悉与该债务有关信息的任何人员；以及\n- f. 与该债务有关的所有文件和通信的保管人、所在地及一般描述。\n对第28号书面询问的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：我\n\n并不知悉有任何如上所述欠付给我的债务；但是，如我知悉在相关期间存在任何该等债务，我保留补充本答复的权利。根据上述异议，被告 Kwok 将不就“家庭\n\n成员”答复本书面询问。\n第29号书面询问\n\n对于由您、某一家庭成员或您享有权益的任何人员所欠付的、价值超过 \\$10,000 的每一笔债务，列明：\n\n- a. 欠付该债务的人员；\n- b. 该债务的债权人；\n- c. 债务金额；\n- d. 该债务的目的及对价；\n- e. 知悉与该债务有关信息的任何人员；以及\n- f. 与该债务有关的所有文件和通信的保管人、所在地及一般描述。\n已提交：NEW YORK COUNTY CLERK 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021 案件 22-50073 文件 679-1 提交日期 08/04/22 登记日期 08/04/22 11:17:40 第 27 页，共 31 页\n对第29号书面询问的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：\n\nNannan Itakura（板仓南南）- \\$27,000.00。\n\n以下人员为 Genever Holdings, LLC（Genever 控股有限责任公司）的债权人：Sherry Netherland（雪莉·内瑟兰）- \\$891 ,262.06；\n\nBravo Luck Limited（博瑞福有限公司）- \\$67,5000,000.00；Golden Spring NY（纽约金泉）- \\$1 ,800,000.00；以及 Qiang Guo（郭强）-\n\n\\$5,000,000.00。\n\n根据上述异议，被告 Kwok 将不就“家庭成员”\n\n答复本书面询问。\n第30号书面询问\n\n列明所有由您或您享有权益的任何人员聘请，或为您或您享有权益的任何人员提供服务的第三方专业人士、顾问及服务提供者（包括但不限于任何律师、银行家、资产管理人、投资顾问、注册会计师及经纪人）（包括但不限于第31号书面询问中所列明者）。\n对第30号书面询问的答复\n\n在不放弃上述一般及具体异议的前提下，被告 Kwok 答复如下：\n\n在相关期间，我的律师曾向我提供服务。我的\n\n律师如下：\n\nBaker & Hostetler LLP（贝克·霍斯特勒律师事务所）45 Rockefeller Plaza New York NY 10001 212-589-4200\n\nAlvarez & Marsal（阿尔瓦雷斯与马萨尔）600 Madison Avenue, 8th Floor New York, New York, 10022 (212) 759-4433\n\nZeichner Ellman & Krause LLP（蔡希纳·埃尔曼与克劳斯律师事务所）1211 Avenue of the Americas, 40th Floor New York, NY 10036 (212) 223-0400\n\nLawall & Mitchell, LLC（劳沃尔与米切尔有限责任公司）5 5 Madison Ave #400 Morristown, NJ 07960 (973) 285-3280\n\nSchulman Bhattacharya, LLC（舒尔曼·巴塔查里亚有限责任公司）7500 Old Georgetown Road, Suite 901 Bethesda, Maryland 20814 (240) 356-8550\n\nHodgson Russ LLP（霍奇森·拉斯律师事务所）605 3rd Ave #2300 New York, NY 10158 (212) 751-4300\n\nClayman & Rosenberg LLP（克莱曼与罗森伯格律师事务所）305 Madison Ave #650 · New York, NY 10165 (212) 922-1080\n\nHarcus Parker Limited（哈克斯·帕克有限公司）7th Floor Melbourne House 44-46 Aldwych London WC2B 4LL +44 (0)20 3995 3900\n\nLALIVE SA（拉利夫股份公司）35, Rue de la Mairie P.O. Box 6569 1211 Geneva 6 Switzerland +41 58 105 2000\n\nGoldfarb & Huck Roth Riojas, PLLC（戈德法布·哈克·罗思·里奥哈斯专业有限责任公司）925 Fourth Avenue, Suite 3950 Seattle, Washington 98104 (206) 452.0260\n\nThe Casper Firm, LLC（卡斯珀律师事务所有限责任公司）400 E. Pratt Street, Suite 903 Baltimore, MD 21202 (410) 989-5097\n\nGPS McQuhae LLP（GPS McQuhae 律师事务所）Suite 1801, Chinachem Exchange Square,\n\n1 Hoi Wan St, Quarry Bay, Hong Kong +852 3758 2421\n第31号书面询问\n\n就此前述质询问答中尚未指明的范围内，请就下列实体指明质询问答第2项子项(a)-(l)所要求的信息：Genever Holdings Corporation（吉尼弗控股公司）、Genever Holdings LLC（吉尼弗控股有限责任公司）、Auspicious Coast Limited（吉祥海岸有限公司）、Bravo Luck Limited（好运有限公司）、Beijing Zenith Holdings Company Limited（北京泽尼思控股有限公司）、AAGV Limited（AAGV有限公司）、Assets Sino Limited（华夏资产有限公司）、BSA Strategic Fund I（BSA战略基金I）、Insight Phoenix Fund（洞察凤凰基金）、Alfonso Global Limited（阿方索环球有限公司）、Allied Capital Global Limited（联合资本环球有限公司）、Creative Apex Investments Limited（创意巅峰投资有限公司）、Crystal Breeze Investments Limited（水晶微风投资有限公司）、Elite Well Global Limited（精英优井环球有限公司）、Globalist International Limited（环球国际有限公司）、Infinitum Developments Limited（无限发展有限公司）、Infinite Increase Limited（无限增长有限公司）、Noble Fame Global Limited（名誉环球有限公司）、Eastern Profit Corporation Limited（东方利润有限公司）、Alfa Global Ventures Limited（阿尔法环球创投有限公司）、Ace Decade Holdings Limited（王牌十年控股有限公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Anton Development Limited（安东发展有限公司）、Rosy Acme Ventures Limited（玫瑰巅峰创投有限公司）、Leading Shine Limited（领先光辉有限公司）、Golden Spring (New York) Limited（黄金泉〈纽约〉有限公司）、China Golden Spring (Hong Kong) Limited（中国黄金泉〈香港〉有限公司）、Saraca Media Group（萨拉卡媒体集团）、Voice of Guo Media Inc.（郭之声媒体公司）、GTV Media Group（GTV媒体集团）、Guo Media（郭媒体）、GNews（G新闻）、Greenwich Land LLC（格林尼治土地有限责任公司）、AI Group Holdings Inc.（AI集团控股公司）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Gfashion Group（G时尚集团）、Next Tycoon Investments Limited（下一大亨投资有限公司）、Shiny Times Holdings Limited（辉煌时代控股有限公司）、Spirit Charter Investment Limited（精神宪章投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资公司）及其关联方、Worldwide Opportunity Holdings Limited（全球机遇控股有限公司）以及Empire Growth Holdings Limited（帝国增长控股有限公司）。\n\n对质询问答第31项的答复\n\n在不放弃上述一般性及具体异议的前提下，被告Kwok（郭文贵）答复如下：\n\n见上文对质询问答第1项和第2项的答复。本人并未占有、保管或控制与所列任何其他实体有关的答复性信息。\n\n日期：New York, New York，December 4, 2020\n\n谨此提交，\nBAKER & HOSTETLER LLP（贝克·霍斯泰勒律师事务所）\n\n签署人：/s/ Melissa M. Carvalho（梅利莎·M·卡瓦略）\n\n9 根据Eddie Moss（埃迪·莫斯）致Melissa Carvalho（梅利莎·卡瓦略）、日期为November 19, 2020的函件，本请求还包括Chase Manhattan Bank（大通曼哈顿银行）的下列账户：4563310029216029和4563310029216839。\n\nJohn Siegal（约翰·西格尔） Melissa M. Carvalho（梅利莎·M·卡瓦略） Erica Barrow Clark（埃丽卡·巴罗·克拉克）\n\n45 Rockefeller Plaza 14th Floor New York, NY 10111\n\njsiegal@bakerlaw.com mcarvalho@bakerlaw.com ebarrow@bakerlaw.com\n\n被告Kwok Ho Wan（郭文贵）的代理律师\n\n致：Edward Moss（爱德华·莫斯）（emoss@omm.com）\n\nStuart Sarnoff（斯图尔特·萨诺夫）（ssarnoff@omm.com） O'MELVENY & MYERS LLP（奥麦尔文尼律师事务所） 7 Times Square New York, NY 10036 (212) 326-2000\n\n以及\n\nRobert W. Seiden（罗伯特·W·赛登）（rseiden@seidenlegal.com）1120 Avenue of the Americas New York, NY 10036 (212) 626-6708 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机遇基金有限合伙企业）的代理律师\n\n确认书\n\nSTATE OF NEW YORK（纽约州） ) )ss: COUNTY OF NEW YORK（纽约县） )\n\n本人，KWOK HO WAN（郭文贵），已阅读前述《被告KWOK对原告PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.第三组质询问答的答复及异议》，知悉其内容，并根据纽约州法律，在伪证罪处罚的约束下声明，其中所作陈述据本人个人所知均真实且正确。\n\n日期：December 4, 2020\n\nKWOK HO WAN（郭文贵）\n\nDANIEL THOMAS PODHASKIE（丹尼尔·托马斯·波德哈斯基）\n纽约州公证人\n登记号：02PO6394578\n具备皇后县执业资格\n委任期限届满日：July 8, 2023\n\nDANIEL THOMAS PODHASKIE\n纽约州公证人\n登记号：02PO6394578\n具备皇后县执业资格\n委任期限届满日：July 8, 2023","key_entities":["Je","Kwok","Guo","Yanping Wang","GTV","Saraca","Chinese Communist Party"],"ecf_references":[{"doc_number":203,"court":"CTB"},{"doc_number":630,"court":"CTB"}],"word_count":8289,"status":"published","published_at":"2022-08-04 00:00:00","created_at":"2022-08-04","updated_at":"2026-08-23 20:28:55"}