{"id":"court_ctb_701_0","court":"CTB","case_no":"22-50073","doc_number":701,"sub_number":0,"doc_type":"ORDER","filed_date":"2022-08-04","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION EXHIBIT LIST FOR CHAPTER 11 TRUSTEE","summary_zh":null,"summary_en":null,"body_en":"Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 1 of 66\n\n#### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n#### **EXHIBIT LIST FOR CHAPTER 11 TRUSTEE**\n\nIN RE:\n\nHO WAN KWOK, DEBTOR.\n\nCHAPTER 11\n\n CA SE No. : 22-50073 (JAM)\n\nECF No. 598 – Motion for Order Confirming that Chapter 11 Trustee Holds All of Debtor's Economic and Corporate Governance Rights in Debtor-Controlled Entities; Authorizing Chapter 11 Trustee to Act in Any Foreign Country on Behalf of Estate; and Granting Related Relief\n\nHEARING DATE: August 4, 2022\n\n#### **EXHIBITS SUBMITTED BY:** Luc A. Despins, Chapter 11 Trustee\n\n**ATTORNEY:** Luc A. Despins, Chapter 11 Trustee\n\n| EXHIBIT # | DESCRIPTION | ID/FULL | SUBMIT | WITNESS |\n|-----------|-------------------------------------------------------------------|---------|----------|---------|\n| | | | DATE | |\n| | Defendant Kwok's Responses and Objections to Plaintiff | | | |\n| A | Pacific Alliance Asia Opportunity Funds L.P.'S
Third Set of | FULL | 8/4/2022 | |\n| | Interrogatories | | | |\n| B | Certificate filed with New York County Clerk for Genever | | 8/4/2022 | |\n| | Holdings Corporation | FULL | | |\n| | Company Resolutions for Genever Holdings, LLC filed
in the | FULL | 8/4/2022 | |\n| C | U.S. Bankruptcy Court for the Southern District of New York | | | |\n| | Resolution Ratifying and Approving Certain Actions Amended | FULL | 8/4/2022 | |\n| D | the Company's Operating Agreement of Genever Holdings, LLC | | | |\n| | filed in the U.S. Bankruptcy Court for the Southern District of | | | |\n| | New York | | | |\n| E | \"Lar-Dan\"
Declaration of Kwok Ho Wan a/k/a
Miles
Kwok in | FULL | 8/42022 | |\n| | Connection with Retention of Goldberg Weprin Finkel Goldstein | | | |\n| | LLP, as Counsel For the Debtor filed in the U.S. Bankruptcy | | | |\n| | Court for the Southern District of New York | | | |\n\nAPPEAL FILED ON . CHECKED EXHIBITS HAVE BEEN SUBMITTED TO DISTRICT COURT ON .COPIES OF THE EXHIBITS HAVE BEEN RETAINED BY THE BANKRUPTCY COURT\n\n| EXHIBIT # | DESCRIPTION
ID/FULL | | SUBMIT | WITNESS |\n|-----------|---------------------------------------------------------------|------|----------|---------|\n| | | | DATE | |\n| | Voluntary Petition for Genever Holdings LLC filed in the U.S. | FULL | 8/4/2022 | |\n| F | Bankruptcy Court for the Southern
District of New York | | | |\n| G | Red and Blue Lined Letter Addressed to Harcus Parker Limited | FULL | 8/4/2022 | |\n\n## **Exhibit A**\n\n| | | 22-50073 | | |\n|--------------------|--|---------------------------|--|--|\n| IN RE: Ho Wan Kwok | | | | |\n| | | | | |\n| Trustee
A | | | | |\n| | | | | |\n| | | 8/4/2022 Admitted in Full | | |\n| | | P.E. | | |\n| | | | | |\n| | | | | |\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 4 of 66\n\n## SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.,\n\nPlaintiff,\n\nvs.\n\nIndex No. 652077/2017\n\nHon. Barry Ostrager\n\nPart 61\n\nKWOK HO WAN, et al.,\n\nDefendants.\n\n## **DEFENDANT KWOK'S RESPONSES AND OBJECTIONS TO PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.'S THIRD SET OF INTERROGATORIES**\n\nDefendant Kwok Ho Wan (\"Defendant Kwok\"), based on present information and belief, and pursuant to the requirements of the CPLR, the Rules of the Commercial Division, and in accordance with this Court's October 15, 2020 Decision and Order (Dkt. No. 630) (\"Order\"), hereby provides the following responses and objections to Plaintiff Pacific Alliance Asia Opportunity Fund L.P. 's Third Set oflnterrogatories, dated November 6, 2020\n\n(\"Interrogatories\"):\n\n## **GENERAL OBJECTIONS**\n\n1. Defendant Kwok objects to these Interrogatories as they violate Commercial Division Rule 11-a( a) which limits interrogatories to \"25 in number, including subparts, unless another limit is specified in the preliminary conference order.\"\n\n2. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is not limited in time to the relevant period at issue.\n\n3. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is not reasonably calculated to lead to the discovery of admissible evidence.\n\n4. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is beyond the scope permitted under CPLR § 5229 and/or other applicable laws or rules of the court.\n\n5. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery that is protected by the attorney-client privilege, work product doctrine, or any other applicable privilege, immunity, or protection.\n\n6. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents, information, or other discovery in the possession of third parties not under his control or within the scope of his authority to produce.\n\n7. Defendant Kwok objects to each Interrogatory to the extent that it calls for documents to which Plaintiff should already have access.\n\n8. Defendant Kwok objects to each Interrogatory to the extent that it is vague or ambiguous.\n\n9. Defendant Kwok objects to each Interrogatory to the extent that it is overly broad or unduly burdensome.\n\n10. Defendant Kwok objects to each Interrogatory to the extent that it is, or assumes, a legal conclusion.\n\n11. Defendant Kwok objects to each Interrogatory to the extent that it exceeds, contradicts, and/or varies in any way from any agreement reached by counsel for all parties.\n\n2\n\n12. Defendant Kwok objects to each Interrogatory to the extent that it is unreasonably cumulative and duplicative.\n\n13. Defendant Kwok objects to each Interrogatory to the extent that it is intended to harass, oppress or unduly burden Defendant Kwok.\n\n14. Defendant Kwok objects to each Interrogatory to the extent that it calls for speculation, conjecture, or legal conclusions.\n\n15. Defendant Kwok objects to each Interrogatory to the extent that it calls for information presently unknown to Defendant Kwok. The responses herein are based upon Defendant Kwok's present recollection, knowledge, information and belief. Defendant Kwok reserves the right to supplement, amend, correct or clarify his responses.\n\n16. The omission of any objection from this document does not constitute a waiver of that objection.\n\n#### **SPECIFIC RESPONSES AND OBJECTIONS**\n\nSubject to and without waiving the foregoing General Objections, each of which is hereby incorporated by reference, Defendant Kwok responds and objects to each specified Definition and Interrogatory as follows:\n\n#### **DEFINITION 2 (\"Interest\")**\n\nThe term \"Interest\" means any direct or indirect interest, whether partial, whole, potential, or contingent, including without limitation legal ownership, beneficial ownership, right to control, ownership of any or all of the shares of an incorporated entity, membership or interest in a limited liability company or partnership, or access to funds or assets.\n\n![](_page_6_Picture_0.jpeg)\n\n## **Response to Definition 2**\n\nDefendant Kwok objects to the definition of \"Interest\" as it is overbroad, unduly burdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's Order to the extent that it includes \"potential\" interest. Defendant Kwok further objects to the definition of \"Interest\" as vague and ambiguous to the extent that it includes \"access to funds or assets.\" Defendant Kwok also objects to the definition of \"Interest\" to the extent that it calls for speculation, conjecture, or legal conclusions.\n\n## **DEFINITION 3 (\"Asset\")**\n\nThe term \"Asset\" means any asset or property whatsoever, whether tangible or intangible, including without limitation cash, bank accounts, brokerage accounts, real property, land, corporate shares, membership or interest in a limited liability company or partnership, stocks, shares, bonds, investments, investment vehicles, actual or potential judgments, liens, easements, attachments, leases, intellectual property including without limitation patents and trademarks, automobiles, airplanes, helicopters, sea vessels, vehicles, artwork, collectibles, clothing, jewelry, cryptocurrency, crypto-wallets, safe deposit boxes, chattel, precious stones or securities, commodities, receivables, convertible loans, and interests derived from financial instruments, whether directly or indirectly held.\n\n## **Response to Definition 3**\n\nDefendant Kwok objects to the definition of \"Asset\" as it is overbroad, unduly\n\nburdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's\n\nOrder to the extent that it includes \"intangible\" assets. Defendant Kwok further objects to the\n\ndefinition of \"Asset\" as vague and ambiguous to the extent that it includes \"intangible\" assets.\n\n## **DEFINITION 4 (\"Family Member\")**\n\nThe term \"Family Member\" includes Your parents, siblings, aunts and uncles, spouse(s), firstand second-cousins, children, grandchildren, nephews, and nieces.\n\n#### **Response to Definition 4**\n\nDefendant Kwok objects to the definition of \"Family Member\" as it is overbroad, unduly\n\nburdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's\n\n## **FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 8 of 66\n\nOrder which authorizes discovery on the Sherry-Netherland residence, the Lady May yacht and \"other assets that Mr. Kwok may own, whether directly or indirectly.\" Defendant Kwok further objects to the definition of \"Family Member\" to the extent it seeks to bring into its definition individual third parties that he does not control. Mr. Kwok's responses will be limited to those assets \"that Mr. Kwok may own, whether directly or indirectly.\"\n\n## **INSTRUCTION 7 (\"Time Period\")**\n\nUnless otherwise specified, the applicable time period for each Interrogatory is January 1, 2008, up to and including the date of production (the \"Time Period\").\n\n## **Response to Instruction 7**\n\nDefendant Kwok objects to the \"Time Period\" set out in Instruction 7 as it is overbroad, unduly burdensome, exceeds the scope of CPLR §5229 disclosure, and exceeds the scope of this Court's Order which authorizes discovery on the Sherry-Netherland residence, the Lady May yacht and \"other assets that Mr. Kwok may own, whether directly or indirectly.\" The relevant Time Period for purposes of this disclosure is October 15, 2020 (the date of the CPLR §5229 proceedings on the record) through the present date in order to identify any assets which Mr. Kwok \"may own, whether directly or indirectly.\"\n\n## **INTERROGATORY NO. 11**\n\nIdentify all Persons ( excluding natural persons) in which You have an Interest or have had an Interest since January 1, 2015.\n\n1Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\n![](_page_8_Picture_0.jpeg)\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds: I\n\nam the legal owner of the issued shares of Genever Holdings Corporation. Genever Holdings\n\nCorporation is the sole shareholder of Genever Holdings, LLC.\n\n## **INTERROGATORY NO. 22**\n\nAdmission of ownership\n\nFor all Persons identified in response to Interrogatory No. 1, Identify:\n\n- a. Any Persons with knowledge about that Person.\n- b. Any other Persons that also have an Interest in that Person.\n- c. The value of Your Interest in that Person, and the value of any Interests held by any other Persons in that Person.\n- d. Any members of that Person' s board of directors, board of managers, board of members, board of advisers, or management.\n- e. The state or jurisdiction of organization or incorporation of that Person.\n- f. The date of incorporation or organization of that Person.\n- g. The description, value, and location of any and all Assets that have a value greater than \\$10,000 that are held (directly or indirectly) by that Person.\n- h. Any and all bank, brokerage, investment, cryptocurrency, or other accounts indirectly or directly held or controlled by that Person (including without limitation the bank or brokerage name, name on the account, authorized signatories, branch location, account number, and balance).\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that Person.\n- J. Any and all Persons in which that Person has any Interest ( and for all such Persons, Identify the information requested in subparts (a)-(i)).\n- k. For any Person in which You no longer have any Interest, (i) the date on which (a) You sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such\n\n2 Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\nsale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that Person.\n\n1. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Person.\n\n## **Response to Interrogatory No. 2:**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nGenever Holdings Corporation:\n\n- a. Daniel Podhaskie, Yanping Wang, and I have knowledge related to this entity. We are each represented by counsel.\n- b. None.\n- c. Interest is nil as the only asset is Genver Holdings, LLC which has liabilities greater than its assets.\n- d. I am the sole shareholder.\n- e. British Virgin Islands.\n- f. February 13, 2015.\n- g. None. Noting that it owns 100% of the shares of Genever Holdings, LLC.\n- h. None.\n- 1. Intertrust Corporate Services, Ritter House, Tortola.\n- J. Owns 100% of the shares of Genever Holdings, LLC.\n- k. None.\n- 1. A trust agreement exists between and//or among Defendant Kwok, Genever Holdings Corporation; Genever Holdings, LLC and Bravo Luck Limited.\n\nGenever Holdings, LLC:\n\n- a. Daniel Podhaskie, Yan ping Wang, and I have knowledge related to this entity. We are each represented by counsel.\n- b. None.\n- c. Interest is nil as the only asset is Genever Holdings, LLC which has liabilities greater than its assets.\n- d. I am the sole shareholder.\n- e. New York.\n- f. February 13, 2015\n- g. None. Noting that it is the leaseholder related to the property which comprises the previously-identified Sherry Netherlands coop shares.\n- h. None.\n- 1. Daniel Podhaskie, Y anping Wang, and I.\n- J. Owns 100% of the shares of Genever Holdings, LLC.\n- k. None.\n- 1. A trust agreement exists between and//or among Defendant Kwok, Genever Holdings Corporation; Genever Holdings, LLC and Bravo Luck Limited.\n\n## **INTERROGATORY NO. 33**\n\nIdentify all Persons (excluding natural persons) in which any Family Member has an Interest or has had an Interest since January 1, 2015.\n\n## **Response to Interrogatory No. 3**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n## **INTERROGATORY NO. 44**\n\nFor all Persons identified in response to Interrogatory No. 3, Identify:\n\n- a. Any Persons with knowledge about that Person.\n- b. Any other Persons that also have an Interest in that Person.\n- c. The value of the Family Member's Interest in that Person, and the value of any Interests held by any other Persons in that Person.\n- d. Any members of that Person's board of directors, board of managers, board of members, board of advisers, or management.\n- e. The state or jurisdiction of organization or incorporation of that Person.\n- f. The date of incorporation or organization of that Person.\n- g. The description, value, and location of any and all Assets that have a value greater than \\$10,000 that are held (directly or indirectly) by that Person.\n- h. Any and all bank, brokerage, investment, cryptocurrency, or other accounts indirectly or directly held or controlled by that Person (including without limitation the bank or brokerage name, name on the account, authorized signatories, branch location, account number, and balance).\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that Person.\n- J. Any and all Persons in which that Person has any Interest ( and for all such Persons, Identify the information requested in subparts (a)-(i)).\n\n3 Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839. 4 Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also\n\nincludes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\nk. For any Person in which the Family Member no longer has any Interest, (i) the date on which (a) the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b )circumstances of such seizure; and (iv) all Persons that currently have an Interest in that Person.\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021\n\nCase 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 12 of 66\n\n1. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Person.\n\n## **Response to Interrogatory No. 4**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n#### **INTERROGATORY NO. 5**\n\nIdentify any Assets that have a value greater than \\$10,000 in which You have an Interest or have had an Interest since January 1, 2015.\n\n#### **Response to Interrogatory No. 5**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nI am the legal owner of the issued shares of Gen ever Holdings Corporation. Genever\n\nHoldings Corporation is the sole shareholder of Genever Holdings, LLC, its only asset. The\n\nliabilities of Genever Holdings, LLC exceed its assets as set forth in Bankruptcy filings for\n\nGenever Holdings, LLC.\n\n#### **INTERROGATORY NO. 6**\n\nFor all Assets identifieLl in rc:spon:sc to Interrogatory No. 5, Identify:\n\n- a. Any Persons with knowledge about that Asset.\n-\n- c. The value of Your Interest in that Asset, and the value of any Interests held by any other Persons in that Asset.\n- d. The state or jurisdiction in which that Asset is located.\n\nAdmission of ownership\n\n- e. The date on which You acquired your Interest in that Asset.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to that Asset.\n- g. For any Asset in which You no longer have any Interest, (i) the date on which (a) You sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that Asset.\n- h. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Asset.\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nSee Response to Interrogatory No. 2 above.\n\n## **INTERROGATORY NO. 7**\n\nIdentify any Assets that have a value greater than \\$50,000 in which any Family Member has an Interest or has had an Interest since January 1, 2015.\n\n#### **Response to Interrogatory No. 7**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n#### **INTERROGATORY NO. 8**\n\nFor all Assets identified in response to Interrogatory No. 7, Identify:\n\n- a. Any Persons with knowledge about that Asset.\n- b. Any other Persons that also have an Interest in that Asset.\n- c. The value of the Family Member's Interest in the Asset, and the value of any Interests held by any other Persons in that Asset.\n- d. The state or jurisdiction in which that Asset is located.\n- e. The date on which a Family Member acquired an Interest in that Asset.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to that Asset.\n- g. For any Asset in which any Family Member no longer has any Interest, (i) the date on which (a) the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that Asset.\n- h. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that Asset.\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n## **INTERROGATORY NO. 95**\n\nIdentify all bank, brokerage, investment, cryptocurrency, or other accounts in which You have an Interest or have had an Interest since January 1, 2015.\n\n## **Response to Interrogatory No. 9**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNone.\n\n## **INTERROGATORY NO. 106**\n\nFor all accounts identified in response to Interrogatory No. 9, Identify:\n\n- a. Any Persons with knowledge about that account.\n- b. The bank or brokerage name.\n- c. The name on that account.\n\n5 Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\n6Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 45633100292 I 6029 and 4563310029216839.\n\n- d. The authorized signatories on that account.\n- e. The branch location.\n- f. The account number.\n- g. The account balance.\n- h. Any other Persons that also have an Interest in that account.\n- 1. The value of Your Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which You acquired Your Interest in that account.\n- k. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- 1. For any account in which You no longer have any Interest, (i) the date on which (a) You sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that account.\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNot Applicable.\n\n## **INTERROGATORYN0.11 7**\n\nIdentify all bank, brokerage, investment, cryptocurrency, or other accounts in which a Family Member has an Interest or has had an Interest since January 1, 2015.\n\n## **Response to Interrogatory No. 11**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n7Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\n## **INTERROGATORY NO. 128**\n\nFor all accounts identified in response to Interrogatory No. 11, Identify:\n\n- a. Any Persons with knowledge about that account.\n- b. The bank or brokerage name.\n- c. The name on the account.\n- d. The authorized signatories on that account.\n- e. The branch location.\n- f. The account number.\n- g. The account balance.\n- h. Any other Persons that also have an Interest in that account.\n- 1. The value of any Family Member's Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which the Family Member acquired their Interest in that account.\n- k. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- 1. For any account in which the Family Member no longer has any Interest, (i) the date on which (a) the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in that account.\n- m. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that account.\n\n## **Response to Interrogatory No. 12**\n\nSubject to the General and Specific objections made above, Defendant Kwok will not\n\nrespond to this Interrogatory.\n\n8 Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 45633 l 0029216029 and 45633 l 0029216839.\n\nIdentify the custodian(s), location(s), and general description of all Documents and Communications relating to your personal finances, Assets, and Interests in any Person.\n\n## **Response to Interrogatory No. 13**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 17 of 66\n\nDaniel Podhaskie, Yanping Wang, and I are the custodians of the responsive formation and\n\ncorporate documents, which are located at 162 E. 64th Street, New York, New York 10065.\n\n## **INTERROGATORY NO. 14**\n\nIdentify (including without limitation the type, value, source, and amount) any gifts, benefits, payments, income, or loans You have received since January **1,** 2015.\n\n## **Response to Interrogatory No. 14**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nThis Interrogatory is unclear to the extent that it includes \"benefits\" within its scope but\n\nwith respect to other gifts, payments, income or loans received for the relevant time period, there\n\nare none.\n\n## **INTERROGATORY NO. 15**\n\nIdentify (including without limitation the type, value, source, and amount) any gifts, benefits, payments, income, or loans You have made or given since January **1,** 2015.\n\n## **Response to Interrogatory No. 15**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nThis Interrogatory is unclear to the extent that it includes \"benefits\" within its scope but with\n\nrespect to other gifts, payments, income or loans made or given for the relevant time period,\n\nthere are none.\n\n## **INTERROGATORY NO. 16**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the \"personal JPMorgan Chase account in New York,\" referred to at paragraph 35 of the February 5, 2016 Affidavit of Kwok Ho Wan in Support of Plaintiffs Opposition to Defendant's Motion to Dismiss the Complaint in *Ace Decade Holdings Ltd. v. UBS AG,* Index No. 653316/2015 (N.Y. Sup. Ct.):\n\n- a. Any Persons with knowledge about that account.\n- b. Any Persons with any Interest in that account.\n- c. The bank or brokerage name.\n- d. The name on that account.\n- e. The authorized signatories on that account.\n- f. The branch location.\n- g. The account number.\n- h. The account balance.\n- i. The value of Your Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which You acquired your Interest in that account.\n- k. The date on which any Family Member acquired an Interest in that account.\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- m. If You or any Family Member no longer have any Interest in the account, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in the account.\n- n. Any and all trust agreements, pledges, liens, encumbrances, or interferences of any kind that have been placed on or relate to that account.\n\n#### **Response to Interrogatory No. 16**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nTo my best recollection, this account was closed in or about March or April 2017, and certainly\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 19 of 66\n\nwell before October 15, 2020.\n\n# **INTERROGATORY NO.** 17\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the bank account at UBS AG Hong Kong Branch with account number 371236, referenced on page 16 of Exhibit B to Eastern Profit Corporation Limited' s November 22, 2019 Response to Letter Motion in *Eastern Profit Corp. Ltd. v. Strategic Vision US LLC,* C.A. No. 18- cv-2185 (JGK) (S.D.N.Y.) (ECF No. 203-2):\n\n- a. Any Persons with knowledge about that account.\n- b. Any Persons with any Interest in that account.\n- c. The bank or brokerage name.\n- d. The name on that account.\n- e. The authorized signatories on that account.\n- f. The branch location.\n- g. The account number.\n- h. The account balance.\n- 1. The value of Your Interest in that account, and the value of any Interests held by any other Persons in that account.\n- J. The date on which You acquired your Interest in that account.\n- k. The date on which any Family Member acquired an Interest in that account.\n- 1. The custodian(s), location(s), and general description of all Documents and Communications relating to that account.\n- m. If You or any Family Member no longer have any Interest in the account, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in the account.\n- n. Any and all trust agreements, pledges, liens, encumbrances, or interferences of\n\nany kind that have been placed on or relate to that account.\n\n#### **Response to Interrogatory No. 17**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nWhile the defendant in that action attempted to bring me in to that case, those claims\n\nwere summarily dismissed. I am not a party to the above-referenced action. The document\n\nreferred to above specifically states that the identified account is not held by me. It also bears\n\nnoting that the document appears to be a document from the High Court of Hong Kong which is\n\nunder the direct control of the Chinese Communist Party.\n\n## **INTERROGATORY NO. 18**\n\nWith respect to the February 23, 2015 letter from UBS on your behalf to the Sherry Netherland (which was filed in this litigation at docket number 256 bearing the Bates numbers SN 0056), Identify:\n\n- a. The \"personal investment company\" referred to at SN 0056.\n- b. The account(s) associated with the \"funds involved in this banking relationship\" referred to at SN 0056.\n- c. For the account(s) identified in subpart (b ), the information requested in Interrogatory 16 subparts ( a)-(n).\n\n#### **Response to Interrogatory No. 18**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nI cannot answer this Interrogatory without more information besides a vague reference by a\n\nthird-party to an unidentified account. I can say with certainty that I have no personal accounts\n\nwith UBS as of October 15, 2020, the relevant period for these Interrogatories.\n\n#### **INTERROGATORY NO. 19**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the Lady May:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. Its current location, including without limitation the address, state, and jurisdiction.\n- f. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- g. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\na. Hong Kong International Funds Investments (USA) Limited, LLC and Mei Guo.\n\nBoth are represented by counsel.\n\n- b. Hong Kong International Funds Investments (USA) Limited, LLC and Mei Guo.\n- c. Responsive information is not within my possession, custody, and/or control.\n- d. Responsive information is not within my possession, custody, and/or control.\n- e. Responsive information is not within my possession, custody, and/or control.\n- f. I do not have an interest. Beyond that, responsive information is not within my possession, custody, and/or control, except to note that I am not aware of any seizure, sale, transfer or disposition.\n- g. Responsive information is not within my possession, custody, and/or control.\n\n#### **INTERROGATORY NO. 20**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the Residence:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n#### **Response to Interrogatory No. 20**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\n- a. Daniel Podhaskie, Y anping Wang, and I. We are each represented by counsel.\n- b. Bravo Luck Limited.\n- c. Besides those caused by Plaintiff, there is the above-referenced Trust Agreement\n\nwith Bravo Luck Limited, as well as certain restrictions as to the transfer of shares\n\nheld by the Sherry Netherlands.\n\n- d. I cannot opine on its market value, though its sale value has significantly diminished as a result of Plaintiff's conduct.\n- e. The lease is currently held by Genever Holdings, LLC and has been during the relevant period of time. The beneficial owner is and has been Bravo Luck Limited during the relevant period of time.\n\n#### **INTERROGATORY NO. 21**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 33 Ferncliff Road, Cos Cob, Connecticut, USA:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n#### **Response to Interrogatory No. 21**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n#### **INTERROGATORY NO. 22**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 373 Taconic Rd, Greenwich, Connecticut, USA:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n\ne. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the ( a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n\n**FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 24 of 66\n\n> f. The custodian(s), location(s), and general description of all Documents and Communications relating to it\n\n## **Response to Interrogatory No. 22**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n#### **INTERROGATORY NO. 23**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at Room 411 , 4th Floor, Nan Fung Tower, 173 Des Voeux Road Central, Hong Kong:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Mere st in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n![](_page_24_Picture_0.jpeg)\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n## **INTERROGATORY NO. 24**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property known as Majestic View Manor, located at 20 South Bay Road, Hong Kong:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n#### **Response to Interrogatory No. 24**\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n#### **INTERROGATORY NO. 25**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 22 South Bay Road, Hong Kong:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or\n\ninterferences of any kind relating to it at any time.\n\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which ( a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n## **Response to Interrogatory No. 25**\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n## **INTERROGATORY NO. 26**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for the real property located at 5 Princes Gate, Apartment 6, London, England SW7 lQJ:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person ( a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n![](_page_26_Picture_0.jpeg)\n\nSubject to the General and Specific objections made above, Defendant Kwok responds:\n\nI am not the owner of this property and I am not in possession, custody, or control of the\n\ninformation requested in this Interrogatory.\n\n## **INTERROGATORY NO. 27**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify, for any automobiles, sea vessels, airplanes, helicopters, or vehicles in which You or a Family Member have or has had an Interest:\n\n- a. Any Persons with knowledge about it.\n- b. Any Persons with any Interest in it.\n- c. Any sales, transfers, dispositions, pledges, liens, agreements, encumbrances, or interferences of any kind relating to it at any time.\n- d. Its current value.\n- e. Its current location, including without limitation the address, state, and jurisdiction.\n- f. If You or any Family Member no longer has any Interest in it, (i) the date on which (a) You or the Family Member sold, transferred, or disposed of that Interest, or (b) that Interest was seized; (ii) the Person (a) to which You or the Family Member sold, transferred, or disposed of that Interest, or (b) that seized that Interest; (iii) the (a) consideration, if any, for such sale or transfer, or (b) circumstances of such seizure; and (iv) all Persons that currently have an Interest in it.\n- g. The custodian(s), location(s), and general description of all Documents and Communications relating to it.\n\n#### **Response to Interrogatory No. 27**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNone. Defendant Kwok will not respond to this Interrogatory with respect to \"Family Members\"\n\npursuant to the objections made above.\n\n## **INTERROGATORY NO. 28**\n\nFor each debt with a value greater than \\$10,000 owed to You, a Family Member, or any Person in which You have an Interest, Identify:\n\n- a. The Person who owes the debt;\n- b. The Person to whom the debt is owed;\n- c. The amount of the debt;\n- d. The purpose and consideration for the debt;\n- e. Any Persons with knowledge of information relating to the debt; and\n- f. The custodian(s), location(s), and general description of all Documents and Communications relating to the debt.\n\n#### **Response to Interrogatory No. 28**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds: I\n\nam not aware of any debts owed to me as identified above, however, should I become aware of\n\nany such debts existing for the relevant time period, I reserve my right to supplement this\n\nresponse. Defendant Kwok will not respond to this Interrogatory with respect to \"Family\n\nMembers\" pursuant to the objections made above.\n\n#### **INTERROGATORY NO. 29**\n\nFor each debt with a value greater than \\$10,000 owed by You, a Family Member, or any Person in which You have an Interest, Identify:\n\n- a. The Person who owes the debt;\n- b. The Person to whom the debt is owed;\n- c. The amount of the debt;\n- d. The purpose and consideration for the debt;\n- e. Any Persons with knowledge of information relating to the debt; and\n- f. The custodian( s ), location( s ), and general description of all Documents and Communications relating to the debt.\n\n![](_page_28_Picture_0.jpeg)\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nNannan Itakura - \\$27,000.00.\n\nThe following are creditors of Genever Holdings, LLC: Sherry Netherland - \\$891 ,262.06;\n\nBravo Luck Limited - \\$67,5000,000.00; Golden Spring NY - \\$1 ,800,000.00; and Qiang Guo -\n\n\\$5,000,000.00.\n\nDefendant Kwok will not respond to this Interrogatory with respect to \"Family Members\"\n\npursuant to the objections made above.\n\n## **INTERROGATORY NO. 30**\n\nIdentify all third-party professionals, consultants and service providers (including without limitation any attorneys, bankers, asset managers, investment advisors, certified public accountants, and brokers) that were engaged by or performed services for You or for any Person in which you have an Interest (including without limitation those identified in Interrogatory 31 ).\n\n## **Response to Interrogatory No. 30**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nServices have been provided to me by my attorneys during the relevant time period. My\n\nattorneys are:\n\nBaker & Hostetler LLP 45 Rockefeller Plaza New York NY 10001 212-589-4200\n\nAlvarez & Marsal 600 Madison A venue, 8th Floor New York, New York, 10022 (212) 759-4433\n\nZeichner Ellman & Krause LLP 1211 A venue of the Americas, 40th Floor New York, NY 10036 (212) 223-0400\n\n## **FILED: NEW YORK COUNTY CLERK 04/28/2021 10:54 PM** INDEX NO. 652077/2017 NYSCEF DOC. NO. 756 RECEIVED NYSCEF: 04/28/2021 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 30 of 66\n\nLawall & Mitchell, LLC 5 5 Madison Ave #400 Morristown, NJ 07960 (973) 285-3280\n\nSchulman Bhattacharya, LLC 7500 Old Georgetown Road, Suite 901 Bethesda, Maryland 20814 (240) 356-8550\n\nHodgson Russ LLP 605 3rd Ave #2300 New York, NY 10158 (212) 751-4300\n\nClayman & Rosenberg LLP 305 Madison Ave #650 · New York, NY 10165 (212) 922-1080\n\nHarcus Parker Limited 7th Floor Melbourne House 44-46 Aldwych London WC2B 4LL +44 (0)20 3995 3900\n\nLALIVE SA 35, Rue de la Mairie P.O. Box 6569 1211 Geneva 6 Switzerland +41 58 105 2000\n\nGoldfarb & Huck Roth Riojas, PLLC 925 Fourth Avenue, Suite 3950 Seattle, Washington 98104 (206) 452.0260\n\nThe Casper Firm, LLC 400 E. Pratt Street, Suite 903 Baltimore, MD 21202 ( 410) 989-5097\n\nGPS McQuhae LLP Suite 1801, Chinachem Exchange Square,\n\n1 Hoi Wan St, Quarry Bay, Hong Kong +852 3758 2421\n\n## **INTERROGATORY NO. 319**\n\nTo the extent not already Identified in response to the prior Interrogatories, Identify the information requested in Interrogatory 2 subparts (a)-(1) for the following entities: Genever Holdings Corporation, Genever Holdings LLC, Auspicious Coast Limited, Bravo Luck Limited, Beijing Zenith Holdings Company Limited, AAGV Limited, Assets Sino Limited, BSA Strategic Fund I, Insight Phoenix Fund, Alfonso Global Limited, Allied Capital Global Limited, Creative Apex Investments Limited, Crystal Breeze Investments Limited, Elite Well Global Limited, Globalist International Limited, Infinitum Developments Limited, Infinite Increase Limited, Noble Fame Global Limited, Eastern Profit Corporation Limited, Alfa Global Ventures Limited, Ace Decade Holdings Limited, Hong Kong International Funds Investments Limited, Anton Development Limited, Rosy Acme Ventures Limited, Leading Shine Limited, Golden Spring (New York) Limited, China Golden Spring (Hong Kong) Limited, Saraca Media Group, Voice of Guo Media Inc., GTV Media Group, Guo Media, GNews, Greenwich Land LLC, AI Group Holdings Inc., Hamilton Capital Holdings Inc., Gfashion Group, Next Tycoon Investments Limited, Shiny Times Holdings Limited, Spirit Charter Investment Limited, Beijing Pangu Investment Inc. and its affiliates, Worldwide Opportunity Holdings Limited, and Empire Growth Holdings Limited.\n\n#### **Response to Interrogatory No. 31**\n\nSubject to the General and Specific Objections made above, Defendant Kwok responds:\n\nSee responses to Interrogatories **1** and 2 above. I am not in possession, custody, or control of\n\nresponsive information with respect to any other entities listed.\n\nDated: New York, New York December 4, 2020\n\nRespectfully submitted,\n\n#### **BAKER & HOSTETLER LLP**\n\nBy: *Isl Melissa M Carvalho*\n\n9 Pursuant to correspondence from Eddie Moss to Melissa Carvalho, dated November 19, 2020, this Request also includes the following accounts at Chase Manhattan Bank: 4563310029216029 and 4563310029216839.\n\nJohn Siegal Melissa M. Carvalho Erica Barrow Clark 45 Rockefeller Plaza 14th Floor New York, NY 10111 jsiegal@bakerlaw.com mcarvalho@bakerlaw.com ebarrow@bakerlaw.com\n\n*Attorneys for Defendent Kwok Ho Wan*\n\nTo: Edward Moss ( emoss@omm.com) Stuart Sarnoff (ssarnoff@omm.com) O'MEL VENY & MYERS LLP 7 Times Square New York, NY 10036 (212) 326-2000\n\n-and-\n\nRobert W. Seiden (rseiden@seidenlegal.com) 1120 A venue of the Americas New York, NY 10036 (212) 626-6708 *Attorneys for Plaintiff Pacific Alliance Asia Opportunity Fund L.P.*\n\n## VERIFICATION\n\nSTATE OF NEW YORK ) )ss:\n\nI, KWOK HO WAN, have read the foregoing DEFENDANT KWOK'S RESPONSES AND OBJECTIONS TO PLAINTIFF PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P. 'S THIRD SET OF INTERROGATORIES, know the contents thereof, and declare under penalty of perjury, under the laws of the State of New York, that the representations made therein are true and correct to the best of my personal knowledge.\n\nDated: December 4, 2020\n\nDANIEL THOMAS PODHASKIE Notary Public, State of New York Reg. No. 02PO6394578 Qualified in Queens County Commission Expires July 8, 2023\n\nCommission Expires July 8, 2023 Qualified in Queens County Rag. No. 02POGGSS4578 Motary Public, State of New York DANIEL THOMAS PODDHASKIE\n\nCOUNTY OF NEW YORK )\n\nINDEX NO. 652077/2017 173288888723388838888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888888\n\nKWOK HO WAN\n\nSworn to before me this d day of December 2020 NOTARY PUBLIC\n\n## **Exhibit B**\n\n| | P.E. | | |\n|--------------------|---------------------------|----------|--|\n| | 8/4/2022 Admitted in Full | | |\n| | | | |\n| B
Trustee | | | |\n| | | | |\n| IN RE: Ho Wan Kwok | | | |\n| | | 22-50073 | |\n| | | | |\n\nNYSCEF DOC. NO. 289 RECEIVED NYSCEF: 04/02/2019 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 35 of 66\n\n| | | Incorporated under the BVI Business Compaflies Act, 2004 |\n|-----------------------|-------------------------------------------------------------|----------------------------------------------------------|\n| Number of certificate | | Number of shares |\n| 1 | | 1,000 |\n| | | |\n| | Genever Holdings Corporation | |\n| | Given under the seal of the company dated 13 Februa,y 2015. | |\n| | | |\n| | | |\n| | | |\n\n## **Exhibit C**\n\n| | 22-50073 | | | |\n|---------|----------|---------------------------|--|--|\n| | | IN RE: Ho Wan Kwok | | |\n| | | | | |\n| Trustee | | C | | |\n| | | | | |\n| | | 8/4/2022 Admitted in Full | | |\n| | | P.E. | | |\n| | | | | |\n| | | | | |\n\n#### Case 224500000 CorrileElled/08/08/22EntErted/08/06/25:55:59:35MailPage:371efit66 Pg 10 of 15\n\n## UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 1 l\n\nGenever Holdings LLC,\n\nCase No.\n\nDebtor.\n\n#### COMPANY RESOLUTIONS\n\nA special meeting of the sole Member of Genever Holdings LLC (the \"Company\") having been held on October 6, 2020, and upon motion duly made and carried, the following resolutions were unanimously adopted:\n\n> RESOLVED, the Company is authorized to file a voluntary petition for relief under Chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\"), in the United States Bankruptcy Court for the Southern District of New York; and it is further\n\n> RESOLVED, Yanping Wang is appointed as the Company's representative and is authorized to act on behalf of the Company to (a) execute the Chapter 11 petition and all other accompanying documents, and cause the same to be filed with the Bankruptcy Court; and (b) cause to be filed all schedules, statements, lists, motions, applications and other papers or documents necessary or desirable to prosecute the Chapter 11 case; and it is further\n\n> RESOLVED, that the Company is authorized to retain the law firm of Goldberg Weprin Finkel Goldstein LLP as counsel in the Chapter 11 case under a general retainer.\n\n| Dated: New York, New York.
October 12, 2020 | |\n|------------------------------------------------|----------------------------------------------------------|\n| | GENEVER HOLDINGS LLC
By: Genever Holdings Corporation |\n| Signature of Ho
Wan Kwok | By:
Ho Wan Kwok |\n\n## **Exhibit D**\n\n| | 22-50073 | |\n|--------------------|---------------------------|--|\n| IN RE: Ho Wan Kwok | | |\n| | | |\n| Trustee
D | | |\n| | | |\n| | 8/4/2022 Admitted in Full | |\n| | P.E. | |\n| | | |\n| | | |\n\n#### 20-12411-jlg Doc 101 Filed 05/26/21 Entered 05/26/21 09:17:49 Main Document Pg 1 of 2 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 39 of 66\n\n# UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\n--------------------------------------------------------x\n\nIn re: Chapter 11\n\nGenever Holdings LLC, Case No. 20-12411 (JLG)\n\nDebtor.\n\n--------------------------------------------------------x\n\n## **RESOLUTION RATIFYING AND APPROVING CERTAIN ACTIONS AMENDING THE COMPANY'S OPERATING AGREEMENT OF GENEVER HOLDINGS, LLC**\n\nA special meeting of the members of Genever Holdings LLC (the \"*Company*\") having been held on May 24, 2021 pursuant to the Company's Operating Agreement dated February 13, 2015 (the \"*Operating Agreement*\") in connection with the Company's execution of the proposed Amended and Restated Settlement Agreement dated May 24, 2021 (the \"*Settlement Agreement*\"), and upon motion duly made and carried, the following resolutions were unanimously adopted:\n\n**RESOLVED**, the Settlement Agreement is hereby approved and ratified in all respects in the exercise of the Company's business judgment;\n\n**RESOLVED**, that in furtherance of the Settlement Agreement and in the exercise of its business judgment consistent with its fiduciary duties as a debtorin-possession and the fiduciary standards set forth in Section 9.4 of the Operating Agreement, the Company hereby hires and appoints the Honorable Melanie L. Cyganowski (Ret.) (hereinafter \"*Judge Cyganowski*\") pursuant to Section 9.3 of the Operating Agreement as an employee to act as the Company's Sales Officer as provided in the Settlement Agreement;\n\n**RESOLVED**, that Judge Cyganowski shall have only the duties and responsibilities set forth in the Settlement Agreement to control and oversee the sale of the Residence as defined under the Settlement Agreement;\n\n**RESOLVED**, that Judge Cyganowski shall not have any other duties or responsibilities to the Company or its Members, Managers or creditors except as expressly stated in the Settlement Agreement;\n\n**RESOLVED**, that Judge Cyganowski's employment and appointment by the Company as the Sales Officer remains subject to approval of the Bankruptcy Court;\n\n**RESOLVED**, the provisions of Section 9.3 of the Operating Agreement be and the same are hereby amended to ratify and confirm, consistent with the\n\n#### 20-12411-jlg Doc 101 Filed 05/26/21 Entered 05/26/21 09:17:49 Main Document Pg 2 of 2 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 40 of 66\n\nSettlement Agreement, that the appointment of Judge Cyganowski as Sales Officer cannot be revoked or terminated, and Judge Cyganowski cannot be removed by the Company or its Member or Managers without an Order of the Bankruptcy Court;\n\n**RESOLVED**, that should Judge Cyganowski be unable to serve as the Sales Officer under the Settlement Agreement due to death, incapacity, resignation or removal then in such event, her successor shall be selected by the Company in accordance with the Settlement Agreement.\n\n**IN WITNESS WHEREOF**, the undersigned have executed these Resolutions effective as of the day first set forth above.\n\n![](_page_39_Figure_4.jpeg)\n\n#### **Exhibit E**\n\n| | 22-50073 | | |\n|--------------|---------------------------|--|--|\n| | IN RE: Ho Wan Kwok | | |\n| | | | |\n| Trustee
E | | | |\n| | | | |\n| | 8/4/2022 Admitted in Full | | |\n| | P.E. | | |\n| | | | |\n| | | | |\n\n#### CaseO22E00730 Doo7O0-2 Fileited800/22221 Entered800522221515753505 Page D2aof 66 Declaration Pg 1 of 1\n\n#### UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 11\n\nGenever Holdings LLC,\n\nCase No. 20-12411-JLG\n\nDebtor.\n\n#### \"LAR-DAN\" DECXLARATION OF KWOK HO WAN A/K/A MILES KWOK IN CONNECTION WITH RETENTION OF GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP, AS COUNSEL FOR THE DEBTOR\n\nKwok Ho Wan a/k/a Miles Kwok declares the following under penalties of perjury pursuant to 28 U.S.C. § 1746:\n\n1. I am the sole member of Genever Holdings Corp. which is the sole member of the Debtor Genever Holdings LLC (the \"Debtor\").\n\n2. I submit this Declaration in connection with Debtor's application to retain Goldberg Weprin Finkel Goldstein LLP (\"GWFG\") as attorneys in this matter.\n\n3. As disclosed in the Declaration of Kevin J. Nash filed in support of the proposed retention, GWFG received a payment in the sum of \\$25,000 plus \\$2,000 for the filing fee of \\$1,717 and noticing expenses. I funded this payment to the Debtor as capital and not as a loan. I nevertheless waive any possible right to seek reimbursement from the Debtor relating to the payment. I borrowed the monies to fund the payment from an unrelated third party not involved in this case.\n\n4. I have separate counsel and I have been advised, and hereby acknowledge, that GWFG is to be engaged in this Chapter 11 case solely to represent the interests of the Debtor and shall not represent me or the Debtor's equity holder in connection with any possible matter. I further expressly acknowledge that GWFG owes a duty of undivided loyalty to the Debtor only.\n\nDated: New York, New York\n\n| January , 2021 | |\n|------------------------------|------------------------------|\n| Signature of
IHo Wan Kwok | Kwok Ho Wan a/k/a Miles Kwok |\n\n## **Exhibit F**\n\n| | | 22-50073 | |\n|--------------|--------------------|---------------------------|--|\n| | IN RE: Ho Wan Kwok | | |\n| | | | |\n| Trustee
F | | | |\n| | | | |\n| | | 8/4/2022 Admitted in Full | |\n| | | P.E. | |\n| | | | |\n| | | | |\n\n#### Case 1224500913 Pg 1 of 15\n\n![](_page_43_Picture_1.jpeg)\n\n## Official Form 201 Voluntary Petition for Non-Individuals Filing for Bankruptcy\n\n04/20\n\nlf more space is needed, attach a separate sheet to the top of any additional pages, write the debtor's name and the ease number (if known). For more information, a separate document, Instructions for Bankruptcy Forms for Non-Individuals, is available.\n\n| 1. | Debtor's name | Genever Holdings LLC | | |\n|------|--------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|--|\n| | | | | |\n| 2. | All other names debtor
used in the last 8 years | | | |\n| | Include any assumed
names, trade names and
doing business as names | | | |\n| | 3. Debtor's federal Employer
Identification Number
(Ein) | 47-3338202 | | |\n| ধ | Debtor's address | Principal place of business | Mailing address, if different from principal place of
business. | |\n| | | 781 5th Ave | | |\n| | | Apt 1801 | | |\n| | | New York, NY 10022-5520 | | |\n| | | Number, Street, City, State & ZIP Code | P.O. Box, Number, Street, City, State & ZIP Code | |\n| | | New York | Location of principal assets, if different from principal | |\n| | | County | place of business | |\n| | | | 781 5th Ave Apt 1801 New York, NY 10022-5520 | |\n| | | | Number, Street, City, State & ZIP Code | |\n| ల్లో | Debtor's website (URL) | | | |\n| દ. | Type of deblor | Corporation (including Limited Liability Company (LCC) and Limited Liability Partnership (LLP)) | | |\n| | | | | |\n| | | Parinership (excluding LLP) | | |\n| | | Other. Specify: | | |\n\n#### 20-12411-jlg Doc 1 Filed 10/12/20 Entered 10/12/20 15:54:19 Main Document Pg 2 of 15 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 45 of 66\n\n| Debtor | Genever Holdings LLC | Case number (if known) |\n|--------|------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| | Name | |\n| | 7. Describe debtor's business A. Check one: | |\n| | | Health Care Business (as defined in 11 U.S.C. § 101(27A)) |\n| | | Single Asset Real Estate (as defined in 11 U.S.C. § 101(51B)) |\n| | | Railroad (as defined in 11 U.S.C. § 101(44)) |\n| | | Stockbroker (as defined in 11 U.S.C. § 101(53A)} |\n| | | Commodity Broker (as defined in 11 U.S.C. § 101(6)) |\n| | | Clearing Bank (as defined in 11 U.S.C. § 781(3)) |\n| | | None of the above |\n| | | B. Check all that apply |\n| | | Tax-exempt entity (as described in 26 U.S.C. §501) |\n| | | I Investment company, Including hedge fund or pooled investment vehicle (as defined in 15 U.S.C. §80a-3) |\n| | | I Investment advisor (as defined in 15 U.S.C. §80b-2(a){11}) |\n| | | 11.08.2017 11:00:10 PM IST
C: NAICS (North American Industry Classification System) 4-digit code that best describes debtor. |\n| | | See htt |\n| | | 2313 |\n| | 8. Under which chapter of the | Check one: |\n| | Bankruptcy Code is the
debtor filing? | LJ Chepter 7 |\n| | | LI Chapter 9 |\n| | A deblor who is a \"small | Chapter 11. Check all that apply: |\n| | business debtor\" must check
the first sub-box. A debtor as | The debtor Is a small business debtor as delined in 11 U.S.C. § 101(51D), and its aggregate |\n| | defined in § 1182(1) who | nonconlingent liquidated debts (excluding dabls oved to insiders or affiliates) are less than
52,725,625. If this sub-box is selected, attach the most recent balance sheet, stalement of operations, |\n| | elects to proceed under
subchapter V of chapter 11 | cash-flow statement, and federal income tax relurn or if any of these documents do not exist, follow the |\n| | (whether or not the debtor is a
*small business debtor\") must | procedure in 11 U.S.C. § 1118(1)(8).
The debtor is a debtor as defined in 11 U.S.C. § 1182(1), its aggregate-noncontingent liquidated debts |\n| | check the second sub-box | (excluding debts owed to insiders or affiliates) are less than \\$7,500,000, and it chooses to proceed |\n| | | under Subchapter V of Chapter 11. If this sub-box is selected, attach the most recent balance
sheet, statement of operations, cash-flow statement, and federal income tax return, or if any of these |\n| | | documents do not exist; follow the procedure in 11 U.S.C. § 1116(1)(B), |\n| | | L. A plan is being filed with this petition. |\n| | | L.J Acceptances of the plan were solicited prepatilion from one or more classes of creditors, in
accordance with 11 U.S.C. § 1126(b). |\n| | | The debtor is required to file periodic reports (for example, 10K and 100) with the Securities and |\n| | | Exchange Commission according to § 13 or 15(d) of the Securities Exchange Act of 1934. File the
altachment to Voluntary Petilion for Non-Individuals Filing for Bankruptcy under Chapter 11 (Official |\n| | | Form 201A) with this form. |\n| | | The debtor is a shell company as defined in the Securities Exchange Act of 1934 Rule 120-2. |\n| | | Li Chapter 12 |\n| த் | Were prior bankruptcy | ୍ତି No. |\n| | cases filed by or against the
debtor within the last 8 | J Yes, |\n| | years? | |\n| | If more than 2 cases, attach a
separate list. | When
Case number
District |\n| | | When
Case number
District |\n| | | |\n| | 10. Are any bankruptcy cases
pending or being filed by a | II No |\n| | business partner or an | Yes. |\n| | affiliate of the debtor?
List all cases. If more than 1, | |\n| | attach a separate list | Relationship
Debtor |\n| | | Case number, if known
When
District |\n| | | |\n\n## C 28:50 ID 17 0 File Elled / 0 File Ellied/ 08/06/22:55 5 : 59 : 35 1 ai P Dyc: 4 Gent 16 6 Pg 3 of 15\n\n| | Debtor
Genever Holdings LLC | | | | Case number (if known) | | |\n|--|----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|-------------------------------------------------------------------------|--------------------------------------|--|\n| | Name | | | | | | |\n| | 11. Why is the case filed in | Check all that apply: | | | | | |\n| | this district? | | Debtor has had its domicile, principal place of business, or principal assels in this district for 180 days immediately
preceding the date of this petition or for a longer part of such 180 days than in any other district. | | | | |\n| | | | L.J . A bankruptcy case concerning debtor's affiliale, general partnership is pending in this district. | | | | |\n| | 12. Doos the dobtor own or
have possession of any
real property or personal
property that needs
immediate attention? | ో No | | | | | |\n| | | Yes. | Answer below for each property that needs immediate attention. Attach additional sheets if needed. | | | | |\n| | | | | | Why does the property need immediate attention? (Check all that apply.) | | |\n| | | | I It poses or is alleged to pose a threat of imminent and identifiable hazard to public heath or safety. | | | | |\n| | | | What is the hazard? | | | | |\n| | | | It needs to be physically secured or protected from the weather. | | | | |\n| | | | L. It includes perishable goods or assels that could quickly detentorate or lose value without attention (for example,
livestock, seasonal goods, meat, daily, produce, or securities-related assets or other options). | | | | |\n| | | | Other | | | | |\n| | | | Where is the property? | | | | |\n| | | | | | Number, Street, City, State & ZIP Code | | |\n| | | | ls the property insured? | | | | |\n| | | | No | | | | |\n| | | | LI Yes.
Insurance agency | | | | |\n| | | | Contact name | | | | |\n| | | | Phone | | | | |\n| | | | | | | | |\n| | Statistical and administrative information. | | | | | | |\n| | 13: Dobtor's ostimation of
available funds | | Check one: | | | | |\n| | | | | | Funds will be available for distribution to unsecured creditors. | | |\n| | | After any administrative expenses are paid, no funds will be available to unsecured creditors. | | | | | |\n| | 14. Estimated number of
creditors | * 1-49 | | | 1.000-5,000 | 25,001-50,000 | |\n| | | 1 50-99 | | | 1 5001-10.000 | 50,001-100,000 | |\n| | | 100-199 | | | 10,001-25,000 | More than 100,000 | |\n| | | 200-999 | | | | | |\n| | 15. Estimated Assets | \\$0 - \\$50,000 | | | 1 \\$1,000,001 - \\$10 million | 1 \\$500,000,000,001 - \\$1 billion | |\n| | | [ \\$50,001 - \\$100,000 | | ال \\$10,000,001 - \\$50 million | 1 \\$1,000,000,001 - \\$10-billion | | |\n| | | 0 \\$100,001 - \\$500,000 | | \\$50,000,001 - \\$100 million | 1 \\$10,000,000,001 - \\$50 billion | | |\n| | | [ \\$500,001 - \\$1 million. | | L \\$100,000,001 - \\$500 million | More than \\$50 billion | | |\n| | 16. Estimated liabilities | 1 \\$0 - \\$50,000 | | | 1 \\$1,000,001 - \\$10 million | 0 \\$500,000,001 - \\$1 billion | |\n| | | | \\$50,001 - \\$100,000 | | L \\$10,000,001 - \\$50 million | L \\$1,000,000,000,001 - \\$10 billion | |\n| | | | 0 \\$100,001 - \\$500,000 | | \\$50,000,001 - \\$100 million | 1 \\$10,000,000,001 - \\$50 billion | |\n| | | | \\$500,001 - \\$1 million | | [J \\$100,000,001 - \\$500 million | More than \\$50 billion | |\n| | | | | | | | |\n\n#### 20-12411-jlg Doc 1 Filed 10/12/20 Entered 10/12/20 15:54:19 Main Document Pg 4 of 15 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 47 of 66\n\n| S
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x | |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| | |\n\n#### Case 12245@0003 DoctorFileElled/08/04/22EntErred/08/06/22:55:59:35MainPage:48800166 Pg 5 of 15\n\nUNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 11\n\nGenever Holdings LLC,\n\nCase No.\n\nDebtor.\n\n#### DEBTOR'S DECLARATION PURSUANT TO LOCAL BANKRUPTCY RULE 1007-2\n\nYanping Wang declares the following under penalties of perjury pursuant to 28 U.S.C. § 1746:\n\n1. I am the duly designated representative of Genever Holdings LLC (the \"Debtor\"), a New York limited liability company with offices at The Sherry-Netherlands Apartments, 781 Fifth Avenue, New York, NY 10022, Unit 1801. As such, I have the requisite knowledge of the Debtor's financial and legal affairs to make this Declaration on the Debtor's behalf.\n\n2. pursuant to Local Rule 1007-2 to assist the Court, creditors and other parties-in-interest in understanding the circumstances necessitating the Chapter 11 petition, the Debtor's debt and capital structure, and the Debtor's plans to emerge from bankruptcy.\n\n#### Lead-Up to the Chapter 11 Filing\n\n3. units in the Sherry Netherland Hotel located at 781 Fifth Avenue, New York, NY 10022 (the \"Premises\"). The Debtor's interest in the Premises is memorialized by approximately 3,000 shares of Sherry Netherland cooperative stock and corresponding proprietary leases.\n\n#### Case 2245000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 Pg 6 of 15\n\n4. The Premises were acquired in 2015 for the total sum of approximately \\$70 million, largely with funding provided by Bravo Luck Limited (\"Bravo\") pursuant to a certain trust agreement, plus approximately \\$5 million advanced by Mr. Qiang Guo. The trust recognizes Bravo as the beneficial owner of the Premises based on its funding of most of the purchase price. Bravo is a company owned by Mr. Qiang Guo, the son of Mr. Kwok Ho Wan a/k/a Miles Kwok, who serves mainly in a representative capacity as the manager of the Debtor and trustee under the trust agreement.\n\n5. Since acquisition of the Premises, Bravo has also chiefly funded maintenance charges and assessments. Miles Kwok was a prominent real estate investor and businessman in China before a host of financial and legal troubles with the Communist Ruling Party forced him to leave the country. Mr. K.wok is currently seeking political asylum in the United States amidst false corruption charges lodged by the Chinese government.\n\n6. The Debtor and Mr. Kwok have been engaged in certain litigation in the U.S.A. since 2017 involving an entity known as Pacific Alliance Asia Opportunity Fund (\"Pacific Alliance\"). The Pacific Alliance litigation relates to a personal guarantee of loan indebtedness unrelated to the Premises. While the Debtor is not a party to Mr. Kwok's loan transactions involving Pacific Alliance, it has been joined in a lawsuit filed by Pacific Alliance in the Supreme Court, New York County [Index No. 652077/2017] (the \"Pacific Action\") seeking to impose alter ego liability on the Debtor and others.\n\n7. This lawsuit, which is being actively defended, puts a cloud on the future direction and ownership of the Premises. In the meanwhile, the Premises have become subject to non-payment proceedings instituted by the Sherry-Netherlands Hotel for unpaid maintenance\n\n#### Case 12245 @ Doc 170 Fileed (02/04/22 Entered 0/08/06/25:55 : 59 : 35 : 3 : 3 : 1 : P age : 5 0 : 3 : 0 : 1 : P : 3 : 3 : 1 : Pg 7 of 15\n\ncharges of approximately \\$1,000,000. The ability of Bravo to generate funds to pay maintenance is hampered by challenges over the ownership of the Premises.\n\n8. The Premises were previously subject to a motion for a pre-judgment attachment motion filed by Pacific Alliance in April 2019. That motion was resolved following an evidentiary hearing without issuance of an attachment, based upon a consent order issued by the State Supreme Court requiring the Debtor and Mr. Kwok to provide prior notice to Pacific Alliance of any future disposition of the Premises.\n\n9. Despite this consent order, Pacific Alliance has recently filed a second motion by order to show cause returnable in mid-October seeking to restrain Mr. Kwok from selling, assigning or transferring any property in which he has an interest. Ostensibly, this order to show cause is again directed against the Premises, although, functionally, the order to show cause, appears duplicative of the since-resolved pre-judgment motion for attachment.\n\n10. Before the Premises become further entangled in litigation involving competing claims of ownership, the Debtor is filing this Chapter 11 petition to gain the needed flexibility to be in a position to maximize value under the rehabilitative power of the Bankruptcy Court. The Chapter 11 allows for a possible sale of the Premises, if necessary, while protecting the legitimate rights or claims of both Bravo and Pacific Alliance.\n\n11. Indeed, with the onset of the Covid-19 pandemic, the future of the Premises has become even more uncertain. Real estate values are declining throughout the City of New York, and it will undoubtedly be difficult to sell an apartment of this magnitude should that become necessary without Chapter 11 oversight.\n\n12: Contrary to published reports, Mr. Kwok does not have an ownership interest in the Premises, although he currently resides in the apartment. Thus, an important\n\n#### Case 2245000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 Pg 8 of 15\n\nthreshold goal of the Chapter 11 case is to obtain a resolution of the competing claims relating to the Premises as between Bravo and Pacific Alliance. Once this issue is resolved or settled, the matter involving Pacific Alliance will be clarified and the Debtor will then be in a position to promulgate a plan of reorganization. Pending such a determination, Chapter 11 will help the Debtor preserve the status quo.\n\n#### Local Rule 1007-2 Disclosures\n\n13. Pursuant to Local Rule 1007-2(a)(3), no committees were formed prior to the filing of the Debtor's Chapter 11 Petition.\n\n14. Pursuant.to Local Rule 1007-4(a)(4), a list of all of the Debtor's creditors is attached hereto.\n\n15. Pursuant to Local Rule 1007-4(a)(5), The Sherry-Netherland, Inc., although listed as a general creditor, potentially retains rights as a secured creditor for unpaid maintenance under state law.\n\n16. Pursuant to Local Rule 1007-4(a)(6), the Debtor's assets and liabilities will be set forth in formal bankruptcy schedules to be filed concurrently or within fifteen (15) days of the date hereof.\n\n17. Pursuant to Local Rule 1007-4(a)(7), the membership interest in the Debtor is not publicly traded, and is held by Genever Holdings Corporation as listed in the schedule of equity holders filed herewith.\n\n18. Pursuant to Local Rule 1007-4(a)(8), none of the Debtor's assets are in the possession or custody of any custodian, public officer, mortgagee, pledge, assignee of rents or secured creditor.\n\n#### Case 2245000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 Pg 9 of 15\n\n19. Pursuant to Local Rule 1007-4(a)(9), the Premises together with the auxiliary units are in concept leased from The Sherry-Netherland Hotel pursuant to various proprietary leases.\n\n20. Pursuant to Local Rule 1007-4(a)(10), the Debtor's books and records are located at its offices at 781 Fifth Avenue, New York, NY 10022.\n\n21. Pursuant to Local Rule 1007-4(a)(11), a list of all pending lawsuits is filed herewith.\n\n22. the Debtor pursuant to the terms of the Debtor's Operating Agreement without compensation. I likewise serve as the Debtor's representative for Chapter 11 without compensation.\n\n23. Pursuant to Local Rule 1007-4(b)(1), the Debtor has no current employees.\n\n24. Pursuant to Local Rule 1007-4(b)(2) and (3), the Debtor anticipates incurring disbursements in the next 30 days of approximately \\$100,000 which is comprised mainly of maintenance charges and assessments, as per the attached budget.\n\n![](_page_51_Figure_7.jpeg)\n\n#### Case 2245000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 Pg 10 of 15\n\n## UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 1 l\n\nGenever Holdings LLC,\n\nCase No.\n\nDebtor.\n\n#### COMPANY RESOLUTIONS\n\nA special meeting of the sole Member of Genever Holdings LLC (the \"Company\") having been held on October 6, 2020, and upon motion duly made and carried, the following resolutions were unanimously adopted:\n\n> RESOLVED, the Company is authorized to file a voluntary petition for relief under Chapter 11 of title 11 of the United States Code (the \"Bankruptcy Code\"), in the United States Bankruptcy Court for the Southern District of New York; and it is further\n\n> RESOLVED, Yanping Wang is appointed as the Company's representative and is authorized to act on behalf of the Company to (a) execute the Chapter 11 petition and all other accompanying documents, and cause the same to be filed with the Bankruptcy Court; and (b) cause to be filed all schedules, statements, lists, motions, applications and other papers or documents necessary or desirable to prosecute the Chapter 11 case; and it is further\n\n> RESOLVED, that the Company is authorized to retain the law firm of Goldberg Weprin Finkel Goldstein LLP as counsel in the Chapter 11 case under a general retainer.\n\n![](_page_52_Figure_12.jpeg)\n\n#### Case 2245000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 Pg 11 of 15\n\n## UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 11\n\nGenever Holdings LLC,\n\nCase No.\n\nDebtor.\n\n## LIST OF LAWSUITS\n\n1. Pacific Alliance Asia Opportunity Fund L.P., Plaintiff v. Kwok Ho Wan, a/k/a Kwok Ho, a/k/a Gwo Wen.Gui, a/k/a Guo Wengui, a/k/a Guo Wen-Gui, a/k/a Wan Gue Haoyun, a/k/a Miles Kwok, a/k/a Haoyun Guo, Genever Holdings LLC and Genever Holdings Corporation, Defendants Index No. 652077/2017 Supreme Court of the State of New York County of New York 60 Centre Street, Part 61, Room 232 New York. NY 10007 Hon. Barry R. Ostrager\n\nO'Melveny & Myers LLP Attorneys for Plaintiff 7 Times Sq New York, NY 10036-6524\n\n2. Genever Holdings LLC, Plaintiff v. The Sherry-Netherland, Inc., Defendant Index No. 152838/2020 Supreme Court of the State of New York County of New York 60 Centre Street, Part 61, Room 232 New York, NY 10007 Hon. Eileen Rakower\n\nLawall & Mitchell, LLC Attorneys for Plaintiff Aaron A. Mitchell, Esq. 162 East 64th Street New York, NY 10065\n\n#### Case 2245000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000 Pg 12 of 15\n\nAdam Leitman Bailey, P.C. Attorneys for Defendant One Battery Park Plaza, 18th Floor New York, NY 10004\n\n3. The Sherry-Netherland, Inc., Petitioner (Landlord) v. Genever Holdings LLC, Respondent (Tenant) Index No. 154853/2020 Civil Court of the City of New York County of New York\n\nAdam Leitman Bailey, P.C. Carolyn Z. Rualo, Esq. Attorneys for Petitioner-Landlord One Battery Park Plaza, 18th Floor New York, NY 10004\n\n4. The Sherry-Netherland, Inc., Petitioner (Landlord) v. Genever Holdings LLC, 781 Fifth Avenue, Apartment 1801, New York, NY 10022, Respondent (Tenant) Index No. 154854/2020 Civil Court of the City of New York County of New York\n\nAdam Leitman Bailey, P.C. Carolyn Z. Rualo, Esq. Attorneys for Petitioner-Landlord One Battery Park Plaza, 18th Floor New York, NY 10004\n\n5. The Sherry-Netherland, Inc., Petitioner-Landlord v. Genever Holdings LLC., Respondent-Occupant, \"John Doe\" and/or \"Jane Doe\", Respondents-Under-Occupants Index No. 155038/2020 Civil Court of the City of New York County of New York\n\nAdam Leitman Bailey, P.C. Carolyn Z. Rualo, Esq. Attorneys for Petitioner-Landlord One Battery Park Plaza, 18th Floor New York, NY 10004\n\n#### 20-12411-jlg Doc 1 Filed 10/12/20 Entered 10/12/20 15:54:19 Main Document Pg 13 of 15 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 56 of 66\n\nSignature of Ms. Wang. Ms. Wang was authorized to sign on behalf of Genever US by the Debtor pursuant to October 6 Resolutions (Ex. A).\n\n| GENEVER HOLDINGS LLC. |\n|-----------------------------------------|\n| By: Genever Holdings Corporation
Byk |\n| anping Wang |\n\n#### Case 1224500913 Pg 14 of 15\n\n## UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 11\n\nGenever Holdings LLC,\n\nCase No.\n\nDebtor.\n\n··············································································································································································\n\n## LIST OF EQUITY HOLDERS\n\n1. Genever Holdings Corporation BVI Business Company P.O. Box 3170 Road Town, Tortola, British Virgin Islands\n\nDated: New York, New York\nOctober on 2020\n\n| | GENEVER HOLDINGS LLC |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------|\n| | By: Genever Holdings Corporation |\n| Signature of Ms. Wang.
Ms. Wang was authorized
to sign on behalf of
Genever US by the Debtor
pursuant to October 6
Resolutions (Ex. A). | By:
ahping Wang |\n| | |\n\n## Case 12245 @ 17 0 Fileelled/08/04/22 EntEred/08/06/22:55 : 59 : 35 MailPage : 5 Brent 16 6 Pg 15 of 15\n\n## UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 11\n\nGenever Holdings LLC,\n\nCase No.\n\nDebtor.\n\n## BANKRUPTCY RULE 7007.1 CORPORATE OWNERSHIP STATEMENT\n\n-V\n\nPursuant to Bankruptcy Rule 7007.1, Genever Holdings LLC certifies that it is a private non-governmental party, and has no corporate parent, affiliates and/or subsidiaries which are publicly held.\n\nDated: New York, New York\nOctober 2, 2020\n\nSignature of Ms. Wang. Ms. Wang was authorized to sign on behalf of Genever US by the Debtor pursuant to October 6 Resolutions (Ex. A).\n\n| GENEVER HOLDINGS LLC |\n|----------------------------------|\n| By: Genever Holdings Corporation |\n| By:
Yanping Wang |\n| |\n\n#### 20-12411-jlg Doc 1-1 Filed 10/12/20 Entered 10/12/20 15:54:19 Mailing Matrix Pg 1 of 3 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 59 of 66\n\n![](_page_58_Figure_1.jpeg)\n\nAdam Leitman Bailey P.C. 1 Battery Park Plz Fl 18 New York, NY 10004-1646 Bravo Luck Limited P.O. Box 957 Off Shore Incoropration Centre Road Town, Tortola British Virgin Islands Internal Revenue Service Centralized Insolvency Operations PO Box 7346 Philadelphia, PA 19101-7346 Lawall & Mitchell LLC 162 E 64th St New York, NY 10065-7478 New York State Attorney General 120 Broadway New York, NY 10271-0002 NYC Dep't of Finance Legal Affairs 345 Adams St Fl 3 Brooklyn, NY 11201-3719 NYC Dept of Law Attn: Bernadette Brennan, Esq. 100 Church St Rm 5-233 New York, NY 10007-2601 NYS Dep't of Taxation Bankruptcy/Special Procedure PO Box 5300 Albany, NY 12205-0300 Pacific Alliance Asia Opportunity Fund LP c/o O'Melveny & Myers 7 Times Sq\n\nNew York, NY 10036-6524\n\nQiang Guo c/o Bravo Luck Limited P.O. Box 957 Off Shore Incoropration Centre Road Town, Tortola British Virgin Islands\n\nRomer Debbas LLP 275 Madison Ave Ste 801 New York, NY 10016-1153\n\nThe Sherry Netherland 781 5th Ave New York, NY 10022-1092\n\n#### Case122450003 Dood001Fileded.0220220222EnEerted 01.08/20122554:51535MaiPageo221wbfrif66 Pg 1 of 2\n\n## INITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK\n\nIn re:\n\nChapter 11\n\nGenever Holdings LLC,\n\nCase No. 20-12411-JLG\n\nDebtor.\n\n## APPLICATION IN SUPPORT OF THE RETENTION OF GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP AS BANKRUPTCY COUNSEL\n\n#### TO THE HONORABLE JAMES L. GARRITY, JR., UNITED STATES BANKRUPTCY JUDGE:\n\nThe application of Genever Holdings LLC, the Debtor herein, in support of the proposed retention of Goldberg Weprin Finkel Goldstein LLP (\"GWFG\") as its bankruptcy counsel, represents as follows:\n\n1. J The Debtor filed a voluntary petition under Chapter 11 of the Bankruptcy Code on October 12, 2020, and thereafter has continued in possession and management of its\n\nproperty as a debtor-in-possession pursuant to 11 U.S.C. §§1107 and 1108.\n\n2. Sherry Netherland Hotel located at 781 Fifth Avenue, New York, NY 10022 (the \"Units\"). The Units are subject to competing claims relating to ownership and the Chapter 11 is designed to maximize the value of the Units under a court supervised sale process while the competing claims and interests are sorted out.\n\n3. The Debtor hereby seeks to retain GWFG as counsel to the Debtor to provide legal services on behalf of the Debtor's estate, including:\n\n> a. To provide the Debtor with all necessary representation in connection with this Chapter 11 case, as well as the Debtor's responsibilities as a debtor-in-possession.\n\n- b. To represent the Debtor in all proceedings before the U.S. Bankruptcy Court and the Office of the U.S. Trustee.\n- c. To prepare and file all necessary legal papers, applications, motions, objections, adversary proceedings, and reports on the Debtor's behalf.\n- d. To render all other legal services required by the Debtor in connection with the administration of the Chapter 11 case with the ultimate goal of obtaining approval of a plan of reorganization.\n- 4. The Debtor believes that GWFG is qualified to represent the Debtor herein\n\nand is sufficiently disinterested to serve as counsel within the meaning of the Bankruptcy Code.\n\n5. GWFG is not a creditor or equity holder of the Debtor, and does not hold\n\nan interest adverse to the Debtor or the Debtor's estate.\n\nWHEREFORE, the Debtor requests entry of the pre-fixed order authorizing the\n\nretention of Goldberg Weprin Finkel Goldstein LLP as bankruptcy counsel.\n\n| | Genever Holdings Ltd |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------|\n| By:
Signature of Ms. Wang. Ms.
Yvette Wang
Wang was authorized to sign on
lbehalf of Genever US by the
Debtor pursuant to October 6
Resolutions (Ex. A). | |\n\n## **Exhibit G**\n\n| | 22-50073 | | |\n|--------------------|---------------------------|--|--|\n| IN RE: Ho Wan Kwok | | | |\n| | | | |\n| Trustee | G | | |\n| | | | |\n| | 8/4/2022 Admitted in Full | | |\n| | P.E. | | |\n| | | | |\n| | | | |\n\nHo Wan Kwok [*insert address*]\n\nAugust [\\_\\_], 2022\n\n## **VIA EMAIL AND OVERNIGHT MAIL**\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL Attn: Jennifer Morrissey Email: JMorrissey@harcusparker.co.uk\n\n## **Re:** *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)***, Case No. CL-2020-000345 – Appointment of Trustee in Chapter 11 Case of Ho Wan Kwok**\n\nDear Ms. MorriseyMorrissey:\n\nThis is to confirm to you that Luc A. Despins has been appointed as the trustee (the \"Trustee\") in my chapter 11 case, pending before the United States District Court for the District of Connecticut (the \"U.S. Bankruptcy Court\"). All of my interests in the litigation against UBS AG (London Branch) pending in in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\") is property of my bankruptcy estate as a matter of United States bankruptcy law.\n\nUpon Mr. Despins' appointment as the Trustee, he exercises control over all property of the bankruptcy estate, including my claim in the UBS Litigation, so that he now has authority and standing to apply to be recognized as the appropriate party to prosecute my claim in the UBS Litigation. As a matter of United States bankruptcy law, I have no authority or standing at this time to prosecute the UBS Litigation.\n\nIn furtherance of the foregoing, and for the avoidance of doubt, I hereby expressly authorize you to have full and complete discussions on my behalf with Mr. Despins regarding the UBS Litigation, the merits thereof, any related settlement discussions, and any other topics related to the prosecution of the UBS Litigation, and to take instructions from him in relation to my claim in the UBS Litigation regardless of any attorney-client privilege, work product, or other privilege, which I hereby fullybelongs to me. Any waiver of privilege is limited to the provision of this information to the Trustee. My consent is limited to giving full access to the Trustee and is not a consent by me to allow the Trustee to waive for such purposesthe privilege.\n\nAmong other things, and as detailed in the order of the U.S. Bankruptcy Court (a copy of which is enclosed as Exhibit 1), I instruct you to (i) immediatelyas soon as is practicable deliver to and share with the Trustee all memoranda, advice, and other communications by you to me regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by me or you in connection with such litigation, and (ii) immediatelyas soon as is practicable provide the Trustee will full access to the parts of your case file in the UBS Litigation to which I am entitled as well as all pleadings and other court documents filed in the UBS Litigation.\n\nSincerely,\n\nHo Wan Kwok\n\ncc: Luc A. Despins, in his capacity as trustee in the chapter 11 case of Ho Wan Kwok\n\nEnclosure","body_zh":"案号 22-50073 文书 701 提交于 08/04/22 录入于 08/05/22 15:57:35 第 1 页，共 66 页\n美国康涅狄格联邦破产法院布里奇波特分部\n第 11 章受托人证物清单\n\n关于：\n\nHO WAN KWOK（郭文贵），债务人。\n\n第 11 章\n\n案号：22-50073 (JAM)\n\nECF 编号 598 —— 请求裁定确认第 11 章受托人持有债务人控制实体中债务人的全部经济及公司治理权利；授权第 11 章受托人代表破产财产于任何外国行事；并给予相关救济的动议\n\n听证日期：August 4, 2022\n提交证物者：Luc A. Despins，第 11 章受托人\n\n律师：Luc A. Despins，第 11 章受托人\n\n证物编号　说明　身份证明/完整　提交　证人\n\n日期\n被告 Kwok 对原告\nA　Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）\n第三套　完整　8/4/2022\n书面质询的答复及异议\nB　为 Genever Holdings Corporation（Genever Holdings 公司）向纽约县书记官提交的证明书　8/4/2022\n完整\n为 Genever Holdings, LLC（Genever Holdings 有限责任公司）提交的公司决议，\n在　完整　8/4/2022\nC　美国纽约南区联邦破产法院\n提交\n批准和确认对公司经营协议若干行动的决议修正案　完整　8/4/2022\nD　Genever Holdings, LLC\n已在美国纽约南区联邦破产法院\n提交\nE　“Lar-Dan”\nKwok Ho Wan（郭文贵），又名\nMiles Kwok（郭文贵）就　完整　8/4/2022\n聘请 Goldberg Weprin Finkel Goldstein LLP（戈德堡·韦普林·芬克尔·戈德斯坦律师事务所）担任债务人律师\n而作的声明，已在美国联邦破产法院\n纽约南区提交\n\n上诉已于　提交。已勾选的证物已于　提交至地区法院。证物副本已由破产法院保留。\n\n证物编号　说明\n身份证明/完整　提交　证人\n\n日期\n为 Genever Holdings LLC 向美国　完整　8/4/2022\nF　纽约南区联邦破产法院提交的自愿申请书\nG　致 Harcus Parker Limited（哈克斯·帕克有限公司）的红蓝线信函　完整　8/4/2022\n证物 A\n\n22-50073\n\n关于：Ho Wan Kwok（郭文贵）\n\n受托人\nA\n\n8/4/2022 全部准予采纳\nP.E.\n\n提交：纽约县书记官 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文书编号 756 NYSCEF 收到：04/28/2021 案号 22-50073 文书 701 提交于 08/04/22 录入于 08/05/22 15:57:35 第 4 页，共 66 页\n纽约州纽约县最高法院\n\nPACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.（太平洋联盟亚洲机会基金有限合伙企业），\n\n原告，\n\n诉\n\n案号 652077/2017\n\n尊敬的 Barry Ostrager（巴里·奥斯特拉格）法官\n\n第 61 部\n\nKWOK HO WAN（郭文贵）等，\n\n被告。\n被告 KWOK 对原告 PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P. 第三套书面质询的答复及异议\n\n被告 Kwok Ho Wan（“被告 Kwok”）基于目前所掌握的信息和信念，并根据《民事诉讼法律与规则》、商事分庭规则的要求，以及依照本院 October 15, 2020 判决及命令（案卷编号 630）（“命令”），特就原告 Pacific Alliance Asia Opportunity Fund L.P. 于 November 6, 2020 提出的第三套书面质询，作出以下答复及异议\n\n（“书面质询”）：\n一般异议\n\n1. 被告 Kwok 对该等书面质询提出异议，因其违反商事分庭规则 11-a(a)，该规则将书面质询限制为“25 个，包括分项，除非初步会议命令规定其他限制”。\n\n2. 对于每一项书面质询，如其要求提供未在时间上限定于争议相关期间的文件、信息或其他证据开示，被告 Kwok 提出异议。\n\n3. 对于每一项书面质询，如其要求提供并非为发现可采证据而合理设计的文件、信息或其他证据开示，被告 Kwok 提出异议。\n\n4. 对于每一项书面质询，如其要求提供超出 CPLR § 5229 和/或其他适用法律或法院规则所允许范围的文件、信息或其他证据开示，被告 Kwok 提出异议。\n\n5. 对于每一项书面质询，如其要求提供受律师—当事人保密特权、工作成果原则或任何其他适用特权、豁免或保护所保护的文件、信息或其他证据开示，被告 Kwok 提出异议。\n\n6. 对于每一项书面质询，如其要求提供由不受其控制或不在其提交权限范围内的第三方持有的文件、信息或其他证据开示，被告 Kwok 提出异议。\n\n7. 对于每一项书面质询，如其要求提供原告应当已经能够取得的文件，被告 Kwok 提出异议。\n\n8. 对于每一项书面质询，如其表述含糊或存在歧义，被告 Kwok 提出异议。\n\n9. 对于每一项书面质询，如其范围过宽或造成不当负担，被告 Kwok 提出异议。\n\n10. 对于每一项书面质询，如其属于或预设法律结论，被告 Kwok 提出异议。\n\n11. 对于每一项书面质询，如其以任何方式超出、矛盾于和/或不同于各方律师达成的任何协议，被告 Kwok 提出异议。\n\n12. 对于每一项书面质询，如其构成不合理的累积和重复，被告 Kwok 提出异议。\n\n13. 对于每一项书面质询，如其意图骚扰、压迫或对被告 Kwok 造成不当负担，被告 Kwok 提出异议。\n\n14. 对于每一项书面质询，如其要求推测、臆测或法律结论，被告 Kwok 提出异议。\n\n15. 对于每一项书面质询，如其要求提供被告 Kwok 目前未知的信息，被告 Kwok 提出异议。本文答复基于被告 Kwok 目前的记忆、知识、信息和信念。被告 Kwok 保留补充、修改、更正或澄清其答复的权利。\n\n16. 本文件中未提出任何异议，并不构成对该异议的放弃。\n具体答复及异议\n\n在遵守且不放弃上述一般异议的前提下，该等一般异议中的每一项均以引用方式纳入本文，被告 Kwok 对每项特定定义和书面质询作出如下答复及异议：\n定义 2（“权益”）\n\n“权益”一词系指任何直接或间接的权益，无论是部分、全部、潜在或附条件的，包括但不限于法定所有权、受益所有权、控制权、对法人实体任何或全部股份的所有权、有限责任公司或合伙企业中的成员资格或权益，或取得资金或资产的权利。\n对定义 2 的答复\n\n被告 Kwok 对“权益”的定义提出异议，理由是该定义范围过宽、造成不当负担、超出 CPLR §5229 证据开示的范围，并且在包括“潜在”权益的范围内超出本院命令的范围。被告 Kwok 进一步对“权益”的定义提出异议，因为该定义在包括“取得资金或资产的权利”的范围内含糊且存在歧义。被告 Kwok 还对“权益”的定义提出异议，因为该定义要求推测、臆测或法律结论。\n定义 3（“资产”）\n\n“资产”一词系指任何种类的资产或财产，无论有形或无形，包括但不限于现金、银行账户、经纪账户、不动产、土地、公司股份、有限责任公司或合伙企业中的成员资格或权益、股票、股份、债券、投资、投资工具、实际或潜在的判决、留置权、地役权、扣押、租赁、知识产权，包括但不限于专利和商标、汽车、飞机、直升机、海船、车辆、艺术品、收藏品、服装、珠宝、加密货币、加密钱包、保险箱、动产、宝石或证券、商品、应收款、可转换贷款，以及直接或间接持有的源自金融工具的权益。\n对定义 3 的答复\n\n被告 Kwok 对“资产”的定义提出异议，理由是该定义范围过宽、造成不当\n\n负担、超出 CPLR §5229 证据开示的范围，并且在包括“无形”资产的范围内超出本院\n\n命令的范围。被告 Kwok 进一步对“资产”的定义提出异议，因为该定义在包括“无形”资产的范围内含糊且存在歧义。\n定义 4（“家庭成员”）\n\n“家庭成员”一词包括您的父母、兄弟姐妹、叔伯姨舅、配偶、表亲及再从表亲、子女、孙子女、侄甥及侄甥女。\n对定义 4 的答复\n\n被告 Kwok 对“家庭成员”的定义提出异议，理由是该定义范围过宽、造成不当\n\n负担、超出 CPLR §5229 证据开示的范围，并超出本院\n提交：纽约县书记官 04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文书编号 756 NYSCEF 收到：04/28/2021 案号 22-50073 文书 701 提交于 08/04/22 录入于 08/05/22 15:57:35 第 8 页，共 66 页\n\n命令的范围；该命令授权对 Sherry-Netherland 住宅、Lady May 游艇以及“Kwok 先生可能直接或间接拥有的其他资产”进行证据开示。被告 Kwok 进一步对“家庭成员”的定义提出异议，因为该定义试图将其无权控制的个人第三方纳入其定义。Kwok 先生的答复将限于“Kwok 先生可能直接或间接拥有”的资产。\n指示 7（“期间”）\n\n除非另有说明，每项书面质询的适用期间为 January 1, 2008，直至并包括提交之日（“期间”）。\n对指示 7 的答复\n\n被告 Kwok 对指示 7 所载的“期间”提出异议，理由是该期间范围过宽、造成不当负担、超出 CPLR §5229 证据开示的范围，并超出本院命令的范围；该命令授权对 Sherry-Netherland 住宅、Lady May 游艇以及“Kwok 先生可能直接或间接拥有的其他资产”进行证据开示。为本次证据开示之目的，相关期间为 October 15, 2020（CPLR §5229 程序记载在案之日）至今，以识别 Kwok 先生“可能直接或间接拥有”的任何资产。\n书面质询第 11 项\n\n指明自 January 1, 2015 以来您拥有或曾拥有权益的所有人士（不包括自然人）。\n\n1根据 Eddie Moss（埃迪·莫斯）致 Melissa Carvalho（梅利莎·卡瓦略）日期为 November 19, 2020 的函件，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的以下账户：4563310029216029 和 4563310029216839。\n\n在遵守上述一般及具体异议的前提下，被告 Kwok 答复：我\n\n是 Genever Holdings Corporation 已发行股份的法定所有人。Genever Holdings\n\nCorporation 是 Genever Holdings, LLC 的唯一股东。\n书面质询第 22 项\n\n所有权承认\n\n对于就书面质询第 1 项答复中指明的所有人士，请指明：\n\n- a. 任何知悉该人士相关情况的人士。\n- b. 对该人士亦享有权益的任何其他人士。\n- c. 您在该人士中所享有权益的价值，以及任何其他人士在该人士中所持任何权益的价值。\n- d. 该人士董事会、经理委员会、成员委员会、顾问委员会或管理层的任何成员。\n- e. 该人士成立或注册设立所在的州或司法管辖区。\n- f. 该人士注册设立或组织成立的日期。\n- g. 由该人士（直接或间接）持有的、价值超过 $10,000 的任何及所有资产的描述、价值和所在地。\n- h. 由该人士间接或直接持有或控制的任何及所有银行、经纪、投资、加密货币或其他账户（包括但不限于银行或经纪机构名称、账户名、获授权签字人、分行地点、账号及余额）。\n- 1. 与该人士有关的所有文件和通信的保管人、所在地及概述。\n- J. 该人士在其中享有任何权益的任何及所有人士（并就所有该等人士，指明子项 (a)-(i) 所要求的信息）。\n- k. 对于您不再享有任何权益的任何人士，(i)（a）您出售、转让或处分该权益的日期，或（b）该权益被扣押的日期；(ii)（a）您向其出售、转让或处分该权益的人士，或（b）扣押该权益的人士；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及 (iv) 目前在该人士中享有权益的所有人士。\n\n2 根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的函件，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的下列账户：4563310029216029 和 4563310029216839。\n\n出售或转让的对价（如有），或（b）该扣押的情形；以及 (iv) 目前在该人士中享有权益的所有人士。\n\n1. 已设定于该人士之上或与该人士有关的任何及所有信托协议、质押、留置权、产权负担或任何形式的干扰。\n对第 2 号书面质询的答复：\n\n在不放弃上述一般性和具体异议的前提下，被告 Ho Wan Kwok（郭文贵）答复如下：\n\nGenever Holdings Corporation（吉尼弗控股公司）：\n\n- a. Daniel Podhaskie（丹尼尔·波德哈斯基）、Yanping Wang（王艳萍）和本人知悉与该实体有关的情况。我们各自均由律师代理。\n- b. 无。\n- c. 权益价值为零，因为唯一资产为 Genever Holdings, LLC（吉尼弗控股有限责任公司），而该公司的负债超过其资产。\n- d. 本人是唯一股东。\n- e. British Virgin Islands（英属维尔京群岛）。\n- f. February 13, 2015。\n- g. 无。应注意，其持有 Genever Holdings, LLC 100% 的股份。\n- h. 无。\n- 1. Intertrust Corporate Services（国际信托公司服务），Ritter House，Tortola（托托拉岛）。\n- J. 持有 Genever Holdings, LLC 100% 的股份。\n- k. 无。\n- 1. 被告郭文贵、Genever Holdings Corporation、Genever Holdings, LLC 与 Bravo Luck Limited（布拉沃幸运有限公司）之间和/或之中存在一份信托协议。\n\nGenever Holdings, LLC：\n\n- a. Daniel Podhaskie、Yanping Wang 和本人知悉与该实体有关的情况。我们各自均由律师代理。\n- b. 无。\n- c. 权益价值为零，因为唯一资产为 Genever Holdings, LLC，而该公司的负债超过其资产。\n- d. 本人是唯一股东。\n- e. New York（纽约州）。\n- f. February 13, 2015\n- g. 无。应注意，其为与此前指明的 Sherry Netherlands（谢里-荷兰）合作公寓股份所对应房产有关的承租人。\n- h. 无。\n- 1. Daniel Podhaskie、Yanping Wang 和本人。\n- J. 持有 Genever Holdings, LLC 100% 的股份。\n- k. 无。\n- 1. 被告郭文贵、Genever Holdings Corporation、Genever Holdings, LLC 与 Bravo Luck Limited 之间和/或之中存在一份信托协议。\n\n第 33 号书面质询\n\n指明自 January 1, 2015 起，任何家庭成员在其中享有或曾享有权益的所有人士（不包括自然人）。\n\n对第 3 号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告郭文贵将不答复该书面质询。\n\n第 44 号书面质询\n\n对于在第 3 号书面质询答复中指明的所有人士，指明：\n\n- a. 任何知悉该人士相关情况的人士。\n- b. 对该人士亦享有权益的任何其他人士。\n- c. 家庭成员在该人士中所享有权益的价值，以及任何其他人士在该人士中所持任何权益的价值。\n- d. 该人士董事会、经理委员会、成员委员会、顾问委员会或管理层的任何成员。\n- e. 该人士成立或注册设立所在的州或司法管辖区。\n- f. 该人士注册设立或组织成立的日期。\n- g. 由该人士（直接或间接）持有的、价值超过 $10,000 的任何及所有资产的描述、价值和所在地。\n- h. 由该人士间接或直接持有或控制的任何及所有银行、经纪、投资、加密货币或其他账户（包括但不限于银行或经纪机构名称、账户名、获授权签字人、分行地点、账号及余额）。\n- 1. 与该人士有关的所有文件和通信的保管人、所在地及概述。\n- J. 该人士在其中享有任何权益的任何及所有人士（并就所有该等人士，指明子项 (a)-(i) 所要求的信息）。\n\n3 根据 Eddie Moss 于 November 19, 2020 致 Melissa Carvalho 的函件，本请求还包括 Chase Manhattan Bank 的下列账户：4563310029216029 和 4563310029216839。4 根据 Eddie Moss 于 November 19, 2020 致 Melissa Carvalho 的函件，本请求还包括 Chase Manhattan Bank 的下列账户：4563310029216029 和 4563310029216839。\n\nk. 对于家庭成员不再享有任何权益的任何人士，(i)（a）该家庭成员出售、转让或处分该权益的日期，或（b）该权益被扣押的日期；(ii)（a）该家庭成员向其出售、转让或处分该权益的人士，或（b）扣押该权益的人士；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及 (iv) 目前在该人士中享有权益的所有人士。\n\n已提交：NEW YORK COUNTY CLERK 04/28/2021 10:54 PM 案件索引号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收件日期：04/28/2021\n\n案件 22-50073 文件 701 提交日期 08/04/22 录入日期 08/05/22 15:57:35 第 12 页，共 66 页\n\n1. 已设定于该人士之上或与该人士有关的任何及所有信托协议、质押、留置权、产权负担或任何形式的干扰。\n对第 4 号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告郭文贵将不答复该书面质询。\n\n第 5 号书面质询\n\n指明自 January 1, 2015 起，您在其中享有或曾享有权益的、价值超过 $10,000 的任何资产。\n对第 5 号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告郭文贵答复如下：\n\n本人是已发行的 Genever Holdings Corporation 股份的法定所有人。Genever Holdings Corporation 是 Genever Holdings, LLC 的唯一股东，后者是其唯一资产。正如 Genever Holdings, LLC 的破产申报文件所载，Genever Holdings, LLC 的负债超过其资产。\n\n第 6 号书面质询\n\n对于在第 5 号书面质询答复中指明的所有资产，指明：\n\n- a. 任何知悉该资产相关情况的人士。\n-\n- c. 您在该资产中所享有权益的价值，以及任何其他人士在该资产中所持任何权益的价值。\n- d. 该资产所在地的州或司法管辖区。\n\n所有权承认\n\n- e. 您取得该资产权益的日期。\n- f. 与该资产有关的所有文件和通信的保管人、所在地及概述。\n- g. 对于您不再享有任何权益的任何资产，(i)（a）您出售、转让或处分该权益的日期，或（b）该权益被扣押的日期；(ii)（a）您向其出售、转让或处分该权益的人士，或（b）扣押该权益的人士；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及 (iv) 目前在该资产中享有权益的所有人士。\n- h. 已设定于该资产之上或与该资产有关的任何及所有信托协议、质押、留置权、产权负担或任何形式的干扰。\n\n在不放弃上述一般性和具体异议的前提下，被告郭文贵答复如下：\n\n见上述对第 2 号书面质询的答复。\n\n第 7 号书面质询\n\n指明自 January 1, 2015 起，任何家庭成员在其中享有或曾享有权益的、价值超过 $50,000 的任何资产。\n对第 7 号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告郭文贵将不答复该书面质询。\n\n第 8 号书面质询\n\n对于在第 7 号书面质询答复中指明的所有资产，指明：\n\n- a. 任何知悉该资产相关情况的人士。\n- b. 对该资产亦享有权益的任何其他人士。\n- c. 家庭成员在该资产中所享有权益的价值，以及任何其他人士在该资产中所持任何权益的价值。\n- d. 该资产所在地的州或司法管辖区。\n- e. 家庭成员取得该资产权益的日期。\n- f. 与该资产有关的所有文件和通信的保管人、所在地及概述。\n- g. 对于任何家庭成员不再享有任何权益的任何资产，(i)（a）该家庭成员出售、转让或处分该权益的日期，或（b）该权益被扣押的日期；(ii)（a）该家庭成员向其出售、转让或处分该权益的人士，或（b）扣押该权益的人士；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及 (iv) 目前在该资产中享有权益的所有人士。\n- h. 已设定于该资产之上或与该资产有关的任何及所有信托协议、质押、留置权、产权负担或任何形式的干扰。\n\n在不放弃上述一般性和具体异议的前提下，被告郭文贵将不答复该书面质询。\n\n第 95 号书面质询\n\n指明自 January 1, 2015 起，您在其中享有或曾享有权益的所有银行、经纪、投资、加密货币或其他账户。\n对第 9 号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告郭文贵答复如下：\n\n无。\n\n第 106 号书面质询\n\n对于在第 9 号书面质询答复中指明的所有账户，指明：\n\n- a. 任何知悉该账户相关情况的人士。\n- b. 银行或经纪机构名称。\n- c. 该账户名称。\n\n5 根据 Eddie Moss 于 November 19, 2020 致 Melissa Carvalho 的函件，本请求还包括 Chase Manhattan Bank 的下列账户：4563310029216029 和 4563310029216839。\n\n6 根据 Eddie Moss 于 November 19, 2020 致 Melissa Carvalho 的函件，本请求还包括 Chase Manhattan Bank 的下列账户：45633100292 I 6029 和 4563310029216839。\n\nd. 该账户的授权签字人。\n\ne. 分支机构所在地。\n\nf. 账户号码。\n\ng. 账户余额。\n\nh. 同时在该账户中享有权益的任何其他人士。\n\ni. 您在该账户中所享有权益的价值，以及任何其他人士在该账户中持有的任何权益的价值。\n\nj. 您取得该账户权益的日期。\n\nk. 与该账户有关的所有文件和通信的保管人、所在地及概述。\n\nl. 对于您不再享有任何权益的任何账户，(i) (a) 您出售、转让或处分该权益的日期，或(b) 该权益被扣押的日期；(ii) (a) 您向其出售、转让或处分该权益的人士，或(b) 扣押该权益的人士；(iii) (a) 该等出售或转让的对价（如有），或(b) 该等扣押的情形；及(iv) 目前在该账户中享有权益的所有人士。\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵（Kwok）答复如下：\n\n不适用。\n\n书面质询第11项7\n\n列明自 January 1, 2015 起，任何家庭成员在其中享有或曾享有权益的所有银行、经纪、投资、加密货币或其他账户。\n\n对书面质询第11项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵将不对该书面质询作出答复。\n\n7根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的下列账户：4563310029216029 和 4563310029216839。\n\n书面质询第12项8\n\n对于就书面质询第11项所列明的所有账户，列明：\n\na. 知悉该账户情况的任何人士。\n\nb. 银行或经纪公司的名称。\n\nc. 账户名称。\n\nd. 该账户的授权签字人。\n\ne. 分支机构所在地。\n\nf. 账户号码。\n\ng. 账户余额。\n\nh. 同时在该账户中享有权益的任何其他人士。\n\ni. 任何家庭成员在该账户中所享有权益的价值，以及任何其他人士在该账户中持有的任何权益的价值。\n\nj. 该家庭成员取得其在该账户中权益的日期。\n\nk. 与该账户有关的所有文件和通信的保管人、所在地及概述。\n\nl. 对于家庭成员不再享有任何权益的任何账户，(i) (a) 家庭成员出售、转让或处分该权益的日期，或(b) 该权益被扣押的日期；(ii) (a) 家庭成员向其出售、转让或处分该权益的人士，或(b) 扣押该权益的人士；(iii) (a) 该等出售或转让的对价（如有），或(b) 该等扣押的情形；及(iv) 目前在该账户中享有权益的所有人士。\n\nm. 已设定于该账户上或与该账户有关的任何及所有信托协议、质押、留置权、负担或任何形式的干扰。\n\n对书面质询第12项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵将不对该书面质询作出答复。\n\n8根据 Eddie Moss（埃迪·莫斯）于 November 19, 2020 致 Melissa Carvalho（梅丽莎·卡瓦略）的通信，本请求还包括 Chase Manhattan Bank（大通曼哈顿银行）的下列账户：4563310029216029 和 4563310029216839。\n\n列明与您的个人财务、资产以及您在任何人士中的权益有关的所有文件和通信的保管人、所在地及概述。\n\n对书面质询第13项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵答复如下：\n\n已提交：NEW YORK COUNTY CLERK（纽约县书记官）04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收讫：04/28/2021 案件 22-50073 文件 701 提交于 08/04/22 登记于 08/05/22 15:57:35 第 17 页，共 66 页\n\nDaniel Podhaskie（丹尼尔·波德哈斯基）、Yanping Wang（王燕平）及本人是相关设立文件和公司文件的保管人，该等文件位于 162 E. 64th Street, New York, New York 10065。\n\n书面质询第14项\n\n列明（包括但不限于类型、价值、来源和数额）自 January 1, 2015 起您收到的任何赠与、利益、付款、收入或贷款。\n\n对书面质询第14项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵答复如下：\n\n该书面质询在其范围内包括“利益”一词的部分含义不明确；但就相关期间收到的其他赠与、付款、收入或贷款而言，并无任何此类事项。\n\n书面质询第15项\n\n列明（包括但不限于类型、价值、来源和数额）自 January 1, 2015 起您作出或给予的任何赠与、利益、付款、收入或贷款。\n\n对书面质询第15项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵答复如下：\n\n该书面质询在其范围内包括“利益”一词的部分含义不明确；但就相关期间作出或给予的其他赠与、付款、收入或贷款而言，并无任何此类事项。\n\n书面质询第16项\n\n在尚未就先前书面质询作出答复而列明的范围内，就 Ho Wan Kwok（郭文贵）于 February 5, 2016 为支持原告反对被告驳回起诉状动议而提交的宣誓书第35段中所述的“位于纽约的个人 JPMorgan Chase 账户”，即 Ace Decade Holdings Ltd.（艾斯十年控股有限公司）诉 UBS AG（瑞银集团股份公司）案，案号 653316/2015 (N.Y. Sup. Ct.) 中所述账户，列明：\n\na. 知悉该账户情况的任何人士。\n\nb. 在该账户中享有任何权益的任何人士。\n\nc. 银行或经纪公司的名称。\n\nd. 该账户名称。\n\ne. 该账户的授权签字人。\n\nf. 分支机构所在地。\n\ng. 账户号码。\n\nh. 账户余额。\n\ni. 您在该账户中所享有权益的价值，以及任何其他人士在该账户中持有的任何权益的价值。\n\nj. 您取得您在该账户中权益的日期。\n\nk. 任何家庭成员取得该账户权益的日期。\n\nl. 与该账户有关的所有文件和通信的保管人、所在地及概述。\n\nm. 如您或任何家庭成员不再享有该账户中的任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益的日期，或(b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人士，或(b) 扣押该权益的人士；(iii) (a) 该等出售或转让的对价（如有），或(b) 该等扣押的情形；及(iv) 目前在该账户中享有权益的所有人士。\n\nn. 已设定于该账户上或与该账户有关的任何及所有信托协议、质押、留置权、负担或任何形式的干扰。\n\n对书面质询第16项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵答复如下：\n\n据我所能回忆，该账户于 March 或 April 2017 左右关闭，并且肯定在 October 15, 2020 之前很久即已关闭。\n\n已提交：NEW YORK COUNTY CLERK（纽约县书记官）04/28/2021 10:54 PM 案号 652077/2017 NYSCEF 文件编号 756 NYSCEF 收讫：04/28/2021 案件 22-50073 文件 701 提交于 08/04/22 登记于 08/05/22 15:57:35 第 19 页，共 66 页\n\n书面质询第17项\n\n在尚未就先前书面质询作出答复而列明的范围内，就 UBS AG Hong Kong Branch（瑞银集团股份公司香港分行）账户号码为 371236 的银行账户，即 Eastern Profit Corporation Limited（东方盈利有限公司）于 November 22, 2019 在 Eastern Profit Corp. Ltd.（东方盈利有限公司）诉 Strategic Vision US LLC（战略愿景美国有限责任公司）案，C.A. No. 18-cv-2185 (JGK) (S.D.N.Y.) (ECF No. 203-2) 中就信函动议所作答复之附件B第16页所提及的账户，列明：\n\na. 知悉该账户情况的任何人士。\n\nb. 在该账户中享有任何权益的任何人士。\n\nc. 银行或经纪公司的名称。\n\nd. 该账户名称。\n\ne. 该账户的授权签字人。\n\nf. 分支机构所在地。\n\ng. 账户号码。\n\nh. 账户余额。\n\ni. 您在该账户中所享有权益的价值，以及任何其他人士在该账户中持有的任何权益的价值。\n\nj. 您取得您在该账户中权益的日期。\n\nk. 任何家庭成员取得该账户权益的日期。\n\nl. 与该账户有关的所有文件和通信的保管人、所在地及概述。\n\nm. 如您或任何家庭成员不再享有该账户中的任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益的日期，或(b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人士，或(b) 扣押该权益的人士；(iii) (a) 该等出售或转让的对价（如有），或(b) 该等扣押的情形；及(iv) 目前在该账户中享有权益的所有人士。\n\nn. 已设定于该账户上或与该账户有关的任何及所有信托协议、质押、留置权、负担或任何形式的干扰。\n\n对书面质询第17项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵答复如下：\n\n尽管该案被告曾试图将我追加至该案，但该等请求已被简易驳回。我并非上述所述诉讼的一方。上述提及的文件明确载明，所列明的账户并非由我持有。还应注意的是，该文件似乎是一份来自 High Court of Hong Kong（香港高等法院）的文件，该法院受 Chinese Communist Party（中国共产党）的直接控制。\n\n书面质询第18项\n\n就 UBS AG（瑞银集团股份公司）于 February 23, 2015 代表您致 Sherry Netherland（谢里·尼德兰）的信函（该信函已在本诉讼中以案卷编号 256 提交，并带有 Bates 编号 SN 0056），列明：\n\na. SN 0056 中所述的“个人投资公司”。\n\nb. SN 0056 中所述“涉及该银行关系的资金”相关联的账户。\n\nc. 对于第(b)分项所列明的账户，书面质询第16项(a)至(n)分项所要求的信息。\n\n对书面质询第18项的答复\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵答复如下：\n\n除第三方对一个未确定账户的模糊提及外，如无更多信息，我无法答复该书面质询。我可以肯定地说，截至 October 15, 2020，即本书面质询所涉相关期间，我在 UBS 并无个人账户。\n\n书面质询第19项\n\n在尚未就先前书面质询作出答复而列明的范围内，就 Lady May（“梅夫人号”）列明：\n\na. 知悉其情况的任何人士。\n\nb. 在其中享有任何权益的任何人士。\n\nc. 在任何时间与其有关的任何出售、转让、处分、质押、留置权、协议、负担或任何形式的干扰。\n\nd. 其现值。\n\ne. 其目前所在地，包括但不限于地址、州和管辖区域。\n\nf. 如您或任何家庭成员不再享有其中的任何权益，(i) (a) 您或该家庭成员出售、转让或处分该权益的日期，或(b) 该权益被扣押的日期；(ii) (a) 您或该家庭成员向其出售、转让或处分该权益的人士，或(b) 扣押该权益的人士；(iii) (a) 该等出售或转让的对价（如有），或(b) 该等扣押的情形；及(iv) 目前在其中享有权益的所有人士。\n\ng. 与其有关的所有文件和通信的保管人、所在地及概述。\n\n在不放弃上述一般及具体异议的前提下，被告郭文贵答复如下：\n\na. Hong Kong International Funds Investments (USA) Limited, LLC（香港国际基金投资〈美国〉有限责任公司）和 Mei Guo（梅果）。\n\n二者均由律师代理。\n\nb. Hong Kong International Funds Investments (USA) Limited, LLC（香港国际基金投资（美国）有限公司）及Mei Guo（梅国）。\n\nc. 对本询问作出答复的信息不在我的占有、保管及/或控制之中。\n\nd. 对本询问作出答复的信息不在我的占有、保管及/或控制之中。\n\ne. 对本询问作出答复的信息不在我的占有、保管及/或控制之中。\n\nf. 我不享有任何权益。除此之外，对本询问作出答复的信息不在我的占有、保管及/或控制之中，但须说明的是，我并不知悉存在任何扣押、出售、转让或处置。\n\ng. 对本询问作出答复的信息不在我的占有、保管及/或控制之中。\n\n第20号书面质询\n\n除非先前书面质询的答复中已经指明，就该住所，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\nf. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n对第20号书面质询的答复\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok（郭文贵）答复如下：\n\na. Daniel Podhaskie（丹尼尔·波德哈斯基）、Yanping Wang（王燕平）及我。我们各自均由律师代理。\n\nb. Bravo Luck Limited（百乐运有限公司）。\n\nc. 除原告所致者外，还包括上述与Bravo Luck Limited订立的信托协议，以及对Sherry Netherlands（雪莉荷兰）所持股份转让的某些限制。\n\nd. 我无法就其市场价值发表意见，尽管由于原告的行为，其出售价值已显著下降。\n\ne. 该租赁权目前由Genever Holdings, LLC（吉尼弗控股有限责任公司）持有，并且在相关期间内一直由其持有。在相关期间内，受益所有人现为且一直为Bravo Luck Limited。\n\n第21号书面质询\n\n除非先前书面质询的答复中已经指明，就位于美国康涅狄格州Cos Cob（科斯科布）33 Ferncliff Road（芬克利夫路33号）的不动产，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\nf. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n对第21号书面质询的答复\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok答复如下：\n\n我不是该不动产的所有人，且我不占有、保管或控制本书面质询所要求的信息。\n\n第22号书面质询\n\n除非先前书面质询的答复中已经指明，就位于美国康涅狄格州Greenwich（格林尼治）373 Taconic Rd（塔科尼克路373号）的不动产，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\n已提交：纽约县书记官 04/28/2021 10:54 PM 索引号 652077/2017 NYSCEF 文件号 756 NYSCEF 收到日期：04/28/2021 案件 22-50073 文件 701 提交日期 08/04/22 录入日期 08/05/22 15:57:35 第24页，共66页\n\nf. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n对第22号书面质询的答复\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok答复如下：\n\n我不是该不动产的所有人，且我不占有、保管或控制本书面质询所要求的信息。\n\n第23号书面质询\n\n除非先前书面质询的答复中已经指明，就位于香港德辅道中173号南丰大厦4楼411室的不动产，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\nf. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok答复如下：\n\n我不是该不动产的所有人，且我不占有、保管或控制本书面质询所要求的信息。\n\n第24号书面质询\n\n除非先前书面质询的答复中已经指明，就位于香港南湾道20号、名为Majestic View Manor（美景别墅）的不动产，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\nf. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n对第24号书面质询的答复\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok答复如下：\n\n我不是该不动产的所有人，且我不占有、保管或控制本书面质询所要求的信息。\n\n第25号书面质询\n\n除非先前书面质询的答复中已经指明，就位于香港南湾道22号的不动产，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\nf. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n对第25号书面质询的答复\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok答复如下：\n\n我不是该不动产的所有人，且我不占有、保管或控制本书面质询所要求的信息。\n\n第26号书面质询\n\n除非先前书面质询的答复中已经指明，就位于英格兰伦敦SW7 1QJ Princes Gate（王子门）5号6室的不动产，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\nf. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok答复如下：\n\n我不是该不动产的所有人，且我不占有、保管或控制本书面质询所要求的信息。\n\n第27号书面质询\n\n除非先前书面质询的答复中已经指明，就您或家庭成员现有或曾有权益的任何汽车、船舶、飞机、直升机或车辆，请指明：\n\na. 知悉其情况的任何人员。\n\nb. 对其享有任何权益的任何人员。\n\nc. 在任何时间与其有关的任何出售、转让、处置、质押、留置权、协议、权利负担或任何形式的干扰。\n\nd. 其当前价值。\n\ne. 其目前所在地，包括但不限于地址、州及司法管辖区。\n\nf. 如您或任何家庭成员不再对其享有任何权益，(i)（a）您或该家庭成员出售、转让或处置该权益之日，或（b）该权益被扣押之日；(ii)（a）您或该家庭成员向其出售、转让或处置该权益的人员，或（b）扣押该权益的人员；(iii)（a）该出售或转让的对价（如有），或（b）该扣押的情形；以及（iv）目前对其享有权益的所有人员。\n\ng. 与其有关的所有文件和通信的保管人、所在地及一般描述。\n\n对第27号书面质询的答复\n\n在不放弃上文所提一般性及具体异议的前提下，被告Kwok答复如下：\n\n无。根据上文所提异议，被告Kwok不会就“家庭成员”部分答复本书面质询。\n\n第28号书面质询\n\n对于欠付您、家庭成员或您享有权益的任何人员的每项价值超过$10,000的债务，请指明：\n\na. 负有债务的人员；\n\nb. 债权人；\n\nc. 债务金额；\n\nd. 该债务的目的及对价；\n\ne. 掌握与该债务有关信息的任何人员；以及\n\nf. 与该债务有关的所有文件和通信的保管人、所在地及一般描述。\n\n对第28号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告Kwok（郭文贵）答复如下：我\n\n不知悉存在上述所称任何对我负有的债务；但是，如我得知\n\n在相关期间存在任何此类债务，我保留补充本\n\n答复的权利。被告Kwok不会就“家庭\n\n成员”答复本书面质询，理由如上所述异议。\n\n第29号书面质询\n\n对于您、家庭成员或您在其中拥有权益的任何人员所负的每项价值超过$10,000的债务，请指明：\n\na. 负有债务的人员；\n\nb. 债权人；\n\nc. 债务金额；\n\nd. 该债务的目的及对价；\n\ne. 掌握与该债务有关信息的任何人员；以及\n\nf. 与该债务有关的所有文件和通信的保管人、所在地及一般描述。\n\n在不放弃上述一般性和具体异议的前提下，被告Kwok答复如下：\n\nNannan Itakura（板仓楠楠）- $27,000.00。\n\n以下为Genever Holdings, LLC（杰内弗控股有限责任公司）的债权人：Sherry Netherland（雪莉·内瑟兰）- $891,262.06；\n\nBravo Luck Limited（博瑞幸运有限公司）- $67,5000,000.00；Golden Spring NY（金泉纽约）- $1,800,000.00；以及Qiang Guo（郭强）-\n\n$5,000,000.00。\n\n被告Kwok不会就“家庭成员”\n\n答复本书面质询，理由如上所述异议。\n\n第30号书面质询\n\n请指明所有受您或您拥有权益的任何人员聘用，或为其提供服务的第三方专业人士、顾问及服务提供者（包括但不限于任何律师、银行家、资产管理人、投资顾问、注册会计师及经纪人）（包括但不限于第31号书面质询中所列者）。\n\n对第30号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告Kwok答复如下：\n\n在相关期间，我的律师一直向我提供服务。我的\n\n律师为：\n\nBaker & Hostetler LLP（贝克及霍斯特勒律师事务所） 45 Rockefeller Plaza New York NY 10001 212-589-4200\n\nAlvarez & Marsal（阿尔瓦雷斯及马萨尔） 600 Madison Avenue, 8th Floor New York, New York, 10022 (212) 759-4433\n\nZeichner Ellman & Krause LLP（蔡希纳、埃尔曼及克劳斯律师事务所） 1211 Avenue of the Americas, 40th Floor New York, NY 10036 (212) 223-0400\n\n已提交：纽约县书记官 04/28/2021 10:54 PM 案卷编号 652077/2017 NYSCEF文件编号 756 NYSCEF接收日期：04/28/2021 案件22-50073 文件701 提交日期08/04/22 登记日期08/05/22 15:57:35 第30页，共66页\n\nLawall & Mitchell, LLC（劳尔及米切尔有限责任公司） 55 Madison Ave #400 Morristown, NJ 07960 (973) 285-3280\n\nSchulman Bhattacharya, LLC（舒尔曼·巴塔查里亚有限责任公司） 7500 Old Georgetown Road, Suite 901 Bethesda, Maryland 20814 (240) 356-8550\n\nHodgson Russ LLP（霍奇森·拉斯律师事务所） 605 3rd Ave #2300 New York, NY 10158 (212) 751-4300\n\nClayman & Rosenberg LLP（克莱曼及罗森伯格律师事务所） 305 Madison Ave #650 · New York, NY 10165 (212) 922-1080\n\nHarcus Parker Limited（哈克斯·帕克有限公司） 7th Floor Melbourne House 44-46 Aldwych London WC2B 4LL +44 (0)20 3995 3900\n\nLALIVE SA（拉利夫律师事务所） 35, Rue de la Mairie P.O. Box 6569 1211 Geneva 6 Switzerland +41 58 105 2000\n\nGoldfarb & Huck Roth Riojas, PLLC（戈德法布、哈克、罗斯及里奥哈斯专业有限责任公司） 925 Fourth Avenue, Suite 3950 Seattle, Washington 98104 (206) 452.0260\n\nThe Casper Firm, LLC（卡斯珀律师事务所有限责任公司） 400 E. Pratt Street, Suite 903 Baltimore, MD 21202 (410) 989-5097\n\nGPS McQuhae LLP（GPS麦克夸律师事务所） Suite 1801, Chinachem Exchange Square，\n\n1 Hoi Wan St, Quarry Bay, Hong Kong +852 3758 2421\n\n第31号书面质询9\n\n在尚未就先前书面质询作出答复而予以指明的范围内，请就下列实体指明第2号书面质询(a)-(l)分项所要求的信息：Genever Holdings Corporation（杰内弗控股公司）、Genever Holdings LLC、Auspicious Coast Limited（吉祥海岸有限公司）、Bravo Luck Limited、Beijing Zenith Holdings Company Limited（北京泽尼思控股有限公司）、AAGV Limited（AAGV有限公司）、Assets Sino Limited（中资资产有限公司）、BSA Strategic Fund I（BSA战略基金I）、Insight Phoenix Fund（洞察凤凰基金）、Alfonso Global Limited（阿方索环球有限公司）、Allied Capital Global Limited（联合资本环球有限公司）、Creative Apex Investments Limited（创意顶峰投资有限公司）、Crystal Breeze Investments Limited（水晶微风投资有限公司）、Elite Well Global Limited（精英井环球有限公司）、Globalist International Limited（环球主义者国际有限公司）、Infinitum Developments Limited（无限发展有限公司）、Infinite Increase Limited（无限增长有限公司）、Noble Fame Global Limited（高贵名望环球有限公司）、Eastern Profit Corporation Limited（东方利润有限公司）、Alfa Global Ventures Limited（阿尔法环球创投有限公司）、Ace Decade Holdings Limited（王牌十年控股有限公司）、Hong Kong International Funds Investments Limited（香港国际基金投资有限公司）、Anton Development Limited（安东发展有限公司）、Rosy Acme Ventures Limited（玫瑰顶点创投有限公司）、Leading Shine Limited（领耀有限公司）、Golden Spring (New York) Limited（金泉〈纽约〉有限公司）、China Golden Spring (Hong Kong) Limited（中国金泉〈香港〉有限公司）、Saraca Media Group（萨拉卡媒体集团）、Voice of Guo Media Inc.（郭之声媒体公司）、GTV Media Group（GTV媒体集团）、Guo Media（郭媒体）、GNews（G新闻）、Greenwich Land LLC（格林尼治土地有限责任公司）、AI Group Holdings Inc.（AI集团控股公司）、Hamilton Capital Holdings Inc.（汉密尔顿资本控股公司）、Gfashion Group（G时尚集团）、Next Tycoon Investments Limited（下一大亨投资有限公司）、Shiny Times Holdings Limited（光辉时代控股有限公司）、Spirit Charter Investment Limited（精神特许投资有限公司）、Beijing Pangu Investment Inc.（北京盘古投资公司）及其关联方、Worldwide Opportunity Holdings Limited（全球机会控股有限公司）以及Empire Growth Holdings Limited（帝国增长控股有限公司）。\n\n对第31号书面质询的答复\n\n在不放弃上述一般性和具体异议的前提下，被告Kwok答复如下：\n\n参见上文对第1号和第2号书面质询的答复。对于所列任何其他实体，我并不持有、保管或控制\n\n相关信息。\n\n日期：New York, New York（纽约，纽约州） December 4, 2020\n\n谨此提交，\nBAKER & HOSTETLER LLP\n\n签署人：Isl Melissa M Carvalho（梅利莎·M·卡瓦略）\n\n9 根据Eddie Moss（埃迪·莫斯）致Melissa Carvalho的通信，日期为November 19, 2020，本请求还包括Chase Manhattan Bank（大通曼哈顿银行）的下列账户：4563310029216029和4563310029216839。\n\nJohn Siegal（约翰·西格尔） Melissa M. Carvalho Erica Barrow Clark（埃丽卡·巴罗·克拉克） 45 Rockefeller Plaza 14th Floor New York, NY 10111 jsiegal@bakerlaw.com mcarvalho@bakerlaw.com ebarrow@bakerlaw.com\n\n被告Kwok Ho Wan的代理律师\n\n致：Edward Moss (emoss@omm.com) Stuart Sarnoff（斯图尔特·萨尔诺夫）(ssarnoff@omm.com) O'MELVENY & MYERS LLP（奥美律师事务所） 7 Times Square New York, NY 10036 (212) 326-2000\n\n以及\n\nRobert W. Seiden（罗伯特·W·赛登）(rseiden@seidenlegal.com) 1120 Avenue of the Americas New York, NY 10036 (212) 626-6708 原告Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）的代理律师\n\n核验\n\n纽约州 ））ss：\n\n本人，KWOK HO WAN（郭文贵），已阅读前述《被告KWOK对原告PACIFIC ALLIANCE ASIA OPPORTUNITY FUND L.P.第三组书面质询的答复及异议》，知悉其内容，并依据纽约州法律，在伪证处罚的约束下声明，其中所作陈述据本人所知均真实、正确。\n\n日期：December 4, 2020\n\nDANIEL THOMAS PODHASKIE（丹尼尔·托马斯·波达斯基） 纽约州公证人 注册编号 02PO6394578 具备皇后区执业资格 委任于July 8, 2023届满\n\n委任于July 8, 2023届满 具备皇后区执业资格 注册编号 02PO6394578 纽约州公证人 DANIEL THOMAS PODHASKIE\n\n纽约县 ）\n\n案卷编号 652077/2017\n\nKWOK HO WAN\n\n于2020年12月4日在本人面前宣誓 公证人\n\n证据附件B\n\nP.E.\n\n8/4/2022 全部准予接纳\n\nB\n\n受托人\n\n关于：Ho Wan Kwok（郭文贵）\n\n22-50073\n\nNYSCEF文件编号289 NYSCEF接收日期：04/02/2019 案件22-50073 文件701 提交日期08/04/22 登记日期08/05/22 15:57:35 第35页，共66页\n\n根据《英属维尔京群岛商业公司法，2004》注册成立\n\n证书编号　股份数量\n1　1,000\n\nGenever Holdings Corporation\n\n加盖公司印章，日期为13 February 2015。\n\n证据附件C\n\n22-50073\n\n关于：Ho Wan Kwok\n\n受托人　C\n\n8/4/2022 全部准予接纳\n\nP.E.\n\n案件224500000 更正日期/08/08/22 登记日期/08/06/25:55:59:35 邮寄第37页，共66页 第10页，共15页\n美国破产法院 纽约南区\n\n关于：\n\n第11章\n\nGenever Holdings LLC，\n\n案号。\n\n债务人。\n公司决议\n\nGenever Holdings LLC（以下简称“公司”）唯一成员特别会议于October 6, 2020召开，经适当提出并通过动议后，以下决议获一致通过：\n\n兹决议，授权公司向纽约南区美国破产法院提交根据《美国法典》第11编第11章（以下简称“破产法”）请求救济的自愿申请；并进一步\n\n兹决议，任命Yanping Wang（王燕平）为公司代表，并授权其代表公司：(a) 签署第11章申请及所有其他随附文件，并促使该等文件向破产法院提交；以及(b) 促使提交推进第11章案件所必需或适宜的所有附表、陈述、清单、动议、申请及其他文书或文件；并进一步\n\n兹决议，授权公司以一般聘任方式聘请Goldberg Weprin Finkel Goldstein LLP（戈德堡·韦普林·芬克尔·戈德斯坦律师事务所）担任第11章案件的律师。\n\n日期：New York, New York。\nOctober 12, 2020\n\nGENEVER HOLDINGS LLC\n代表：Genever Holdings Corporation\nHo\nWan Kwok的签名　代表：\nHo Wan Kwok\n证据附件D\n\n22-50073\n\n关于：Ho Wan Kwok\n\n受托人\nD\n\n8/4/2022 全部准予接纳\n\nP.E.\n\n20-12411-jlg 文件101 提交日期05/26/21 登记日期05/26/21 09:17:49 主文件 第1页，共2页 案件22-50073 文件701 提交日期08/04/22 登记日期08/05/22 15:57:35 第39页，共66页\n美国破产法院 纽约南区\n\n关于： 第11章\n\nGenever Holdings LLC， 案号20-12411 (JLG)\n\n债务人。\n\n批准及追认修订GENEVER HOLDINGS, LLC公司经营协议的若干行为的决议\n\nGenever Holdings LLC（以下简称“公司”）成员特别会议根据公司日期为February 13, 2015的经营协议（以下简称“经营协议”），就公司签署拟议日期为May 24, 2021的经修订及重述和解协议（以下简称“和解协议”）一事，于May 24, 2021召开；经适当提出并通过动议后，以下决议获一致通过：\n\n兹决议，在行使公司商业判断的情况下，特此在各方面批准并追认和解协议；\n\n兹决议，为推进和解协议，并在行使其作为占有中债务人的受托责任所一致的商业判断及经营协议第9.4条规定的受托标准时，公司特此根据经营协议第9.3条聘用并任命Honorable Melanie L. Cyganowski (Ret.)（尊敬的梅拉妮·L·西加诺夫斯基法官〈退休〉，以下简称“Cyganowski法官”）为雇员，依和解协议规定担任公司的出售主管；\n\n兹决议，Cyganowski法官仅应具有和解协议所规定的职责和责任，以控制和监督和解协议所定义的住宅出售；\n\n兹决议，除和解协议明确规定外，Cyganowski法官不应对公司或其成员、经理或债权人承担任何其他职责或责任；\n\n兹决议，公司对Cyganowski法官担任出售主管的聘用及任命，仍须经破产法院批准；\n\n兹决议，经营协议第9.3条的规定特此修订，以依照\n\n20-12411-jlg 文件101 提交日期05/26/21 登记日期05/26/21 09:17:49 主文件 第2页，共2页 案件22-50073 文件701 提交日期08/04/22 登记日期08/05/22 15:57:35 第40页，共66页\n\n和解协议，追认并确认Cyganowski法官担任出售主管的任命不得撤销或终止，且未经破产法院裁定，Cyganowski法官不得由公司或其成员或经理予以免职；\n\n兹决议，如Cyganowski法官因死亡、丧失行为能力、辞职或被免职而无法根据《和解协议》担任出售专员，则在此情形下，其继任者应由公司依照《和解协议》选定。\n\n为此，以下签署人已于上文首次载明之日签署本决议。\n证物 E\n\n22-50073\n\n关于：Ho Wan Kwok（郭文贵）\n\n受托人\nE\n\n8/4/2022 全部准予接纳\nP.E.\n\nCase 22-50073 Doc 700-2 Filed 08/02/22 Entered 08/05/22 15:57:35 Page 42 of 66 声明书第 1 页，共 1 页\nUNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK（美国破产法院纽约南区）\n\n关于：\n\n第 11 章\n\nGenever Holdings LLC（杰纳弗控股有限责任公司），\n\n案件编号 20-12411-JLG\n\n债务人。\n“LAR-DAN” KWOK HO WAN A/K/A MILES KWOK（郭文贵，又名Miles Kwok）就聘任GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP（戈德堡·韦普林·芬克尔·戈德斯坦律师事务所）担任债务人律师所作的声明\n\nKwok Ho Wan a/k/a Miles Kwok（郭文贵，又名Miles Kwok）根据28 U.S.C. § 1746，在伪证处罚的约束下声明如下：\n\n1. 本人是Genever Holdings Corp.（杰纳弗控股公司）的唯一成员；该公司是债务人Genever Holdings LLC（以下简称“债务人”）的唯一成员。\n\n2. 本人提交本声明，系与债务人申请聘任Goldberg Weprin Finkel Goldstein LLP（以下简称“GWFG”）担任本案律师有关。\n\n3. 如为支持拟议聘任而提交的Kevin J. Nash（凯文·J·纳什）声明所披露，GWFG收到款项共计\\$25,000，另加用于支付\\$1,717申请费及通知费用的\\$2,000。本人以资本而非贷款的方式向债务人提供了该笔款项。尽管如此，本人放弃就该笔付款向债务人寻求偿还的任何可能权利。本人为提供该笔款项而向一名与本案无关的第三方借入资金。\n\n4. 本人另有律师代理，并已获告知且在此确认，GWFG在本第11章案件中受聘，仅为代表债务人的利益，不会就任何可能事项代表本人或债务人的股权持有人。本人进一步明确确认，GWFG仅对债务人负有不可分割的忠实义务。\n\n日期：纽约州纽约市\n\n2021年1月\n\n签名：\nHo Wan Kwok（郭文贵）　Kwok Ho Wan a/k/a Miles Kwok（郭文贵，又名Miles Kwok）\n证物 F\n\n22-50073\n\n关于：Ho Wan Kwok（郭文贵）\n\n受托人\nF\n\n8/4/2022 全部准予接纳\nP.E.\n\nCase 22-50073 Doc 713 Pg 1 of 15\n官方表格 201　非个人申请破产的自愿申请书\n\n04/20\n\n如需更多空间，请在任何附加页顶部附上一张单独的纸张，写明债务人姓名及案件编号（如已知）。如需更多信息，可另行查阅《非个人破产表格说明》文件。\n\n1. 债务人名称　Genever Holdings LLC（杰纳弗控股有限责任公司）\n\n2. 债务人在过去8年内\n使用的所有其他名称\n包括任何假定名称、\n商号及营业名称\n\n3. 债务人的联邦雇主\n识别号码\n(EIN)　47-3338202\n\n4. 债务人地址　主要营业地点　如与主要营业地点不同的邮寄地址\n781 5th Ave\nApt 1801\nNew York, NY 10022-5520\n门牌号、街道、城市、州及邮政编码　邮政信箱、门牌号、街道、城市、州及邮政编码\nNew York　如与主要营业地点不同的主要资产所在地\n县　781 5th Ave Apt 1801 New York, NY 10022-5520\n门牌号、街道、城市、州及邮政编码\n\n5. 债务人网站（URL）\n\n6. 债务人类型　公司（包括有限责任公司（LLC）及有限责任合伙企业（LLP））\n\n合伙企业（不包括LLP）\n其他。请说明：\n\n20-12411-jlg Doc 1 Filed 10/12/20 Entered 10/12/20 15:54:19 Main Document Pg 2 of 15 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 45 of 66\n\n债务人　Genever Holdings LLC　案件编号（如已知）\n\n名称\n\n7. 说明债务人的业务　A. 选择一项：\n医疗保健业务（定义见11 U.S.C. § 101(27A)）\n单一资产房地产（定义见11 U.S.C. § 101(51B)）\n铁路公司（定义见11 U.S.C. § 101(44)）\n股票经纪商（定义见11 U.S.C. § 101(53A)）\n商品经纪商（定义见11 U.S.C. § 101(6)）\n清算银行（定义见11 U.S.C. § 781(3)）\n以上均非\n\nB. 勾选所有适用项\n免税实体（如26 U.S.C. §501所述）\n投资公司，包括对冲基金或集合投资工具（定义见15 U.S.C. §80a-3）\n投资顾问（定义见15 U.S.C. §80b-2(a){11}）\n11.08.2017 11:00:10 PM IST\nC：最能描述债务人的NAICS（北美行业分类系统）4位代码。\n见 htt\n\n8. 债务人根据《破产法》的哪一章提出申请？　选择一项：\n第7章\n第9章\n第11章。勾选所有适用项：\n作为“小型企业债务人”的债务人必须勾选第一个子选框。根据§ 1182(1)定义的债务人，如选择依第11章V分章继续进行，则无论债务人是否为“小型企业债务人”，均须勾选第二个子选框。　债务人为11 U.S.C. § 101(51D)所定义的小型企业债务人，其非或有、已确定债务总额（不包括欠内部人士或关联方的债务）低于\\$2,725,625。如选择该子选框，请附上最近的资产负债表、经营报表、现金流量表和联邦所得税申报表；如不存在上述任何文件，则遵循11 U.S.C. § 1118(1)(8)规定的程序。\n\n债务人为11 U.S.C. § 1182(1)所定义的债务人，其非或有、已确定债务总额（不包括欠内部人士或关联方的债务）低于\\$7,500,000，并选择根据第11章V分章继续进行。如选择该子选框，请附上最近的资产负债表、经营报表、现金流量表和联邦所得税申报表；如不存在上述任何文件，则遵循11 U.S.C. § 1116(1)(B)规定的程序。\n\n本申请书一并提交重整计划。\n\n已依照11 U.S.C. § 1126(b)，在申请破产前向一个或多个债权人类别征求对该重整计划的接受。\n\n债务人须根据1934年《证券交易法》第13条或第15(d)条，向证券交易委员会提交定期报告（例如10-K和10-Q）。请随本表格一并提交《根据第11章申请破产的非个人自愿申请书附件》（官方表格201A）。\n\n债务人是1934年《证券交易法》规则120-2所定义的空壳公司。\n\n第12章\n\n9. 在过去8年内，是否曾由债务人提出或针对债务人提起破产案件？　否。\n\n是。\n如案件超过2宗，请附上单独清单。　何时\n案件编号\n地区\n何时\n案件编号\n地区\n\n10. 债务人的商业伙伴或关联方是否有任何未决或正在提出的破产案件？　否\n\n是。\n列出所有案件。如案件超过1宗，请附上单独清单。　关系\n债务人\n案件编号，如已知\n何时\n地区\n\n20-12411-jlg Doc 1 Filed 10/12/20 Entered 10/12/20 15:54:19 Main Document Pg 3 of 15 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 46 of 66\n\n债务人\nGenever Holdings LLC　案件编号（如已知）\n\n名称\n\n11. 为何在本地区提出本案？　勾选所有适用项：\n债务人在本申请书日期前紧接的180日内，或在该180日内较任何其他地区更长的一段期间，在本地区拥有住所、主要营业地点或主要资产。\n\n有关债务人关联方或普通合伙企业的破产案件正在本地区审理。\n\n12. 债务人是否拥有或占有任何需要立即处理的不动产或动产？　否\n\n是。　请就每项需要立即处理的财产在下方作答。如有必要，请附加页。\n该财产为何需要立即处理？（勾选所有适用项。）\n其已构成或被指称构成对公共健康或安全迫在眉睫且可识别的危险。\n危险为何？\n其需要在实体上予以固定或保护免受天气影响。\n其包括如不予处理即可能迅速变质或贬值的易腐货物或资产（例如牲畜、季节性商品、肉类、乳制品、农产品，或证券相关资产或其他期权）。\n其他\n该财产位于何处？\n门牌号、街道、城市、州及邮政编码\n该财产是否投保？\n否\n是。\n保险代理机构\n联系人姓名\n电话\n\n统计及行政信息。\n\n13. 债务人对可用资金的估计　选择一项：\n将有资金可供向无担保债权人分配。\n支付任何行政费用后，将无资金可供无担保债权人使用。\n\n14. 预计债权人人数　1-49　1,000-5,000　25,001-50,000\n50-99　5,001-10,000　50,001-100,000\n100-199　10,001-25,000　超过100,000\n200-999\n\n15. 预计资产　\\$0 - \\$50,000　\\$1,000,001 - \\$10 million　\\$500,000,000,001 - \\$1 billion\n\\$50,001 - \\$100,000　\\$10,000,001 - \\$50 million　\\$1,000,000,001 - \\$10 billion\n\\$100,001 - \\$500,000　\\$50,000,001 - \\$100 million　\\$10,000,000,001 - \\$50 billion\n\\$500,001 - \\$1 million　\\$100,000,001 - \\$500 million　超过\\$50 billion\n\n16. 预计负债　\\$0 - \\$50,000　\\$1,000,001 - \\$10 million　\\$500,000,001 - \\$1 billion\n\\$50,001 - \\$100,000　\\$10,000,001 - \\$50 million　\\$1,000,000,000,001 - \\$10 billion\n\\$100,001 - \\$500,000　\\$50,000,001 - \\$100 million　\\$10,000,000,001 - \\$50 billion\n\\$500,001 - \\$1 million　\\$100,000,001 - \\$500 million　超过\\$50 billion\n\n20-12411-jlg Doc 1 Filed 10/12/20 Entered 10/12/20 15:54:19 Main Document Pg 4 of 15 Case 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Page 47 of 66\n\n签字人\nM. Wang（王燕平）\n获授权代表\nGenever Holdings LLC（杰纳弗控股有限责任公司）\n债务人\n依据\n破产规则\n及\n官方表格\n\nCase 22-50073 Doc 701 Filed 08/04/22 Entered 08/05/22 15:57:35 Main Document Pg 48 of 66 Pg 5 of 15\n\nUNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK（美国破产法院纽约南区）\n\n关于：\n\n第11章\n\nGenever Holdings LLC（杰纳弗控股有限责任公司），\n\n案件编号：\n\n债务人。\n债务人根据当地破产规则1007-2作出的声明\n\nYanping Wang（王燕平）根据28 U.S.C. § 1746，在伪证处罚的约束下声明如下：\n\n1. 本人是Genever Holdings LLC（以下简称“债务人”）的正式指定代表。债务人是一家纽约有限责任公司，办公地点位于The Sherry-Netherlands Apartments（雪莉-荷兰公寓），781 Fifth Avenue, New York, NY 10022, Unit 1801。因此，本人具备必要的债务人财务及法律事务知识，可代表债务人作出本声明。\n\n2. 本人根据当地规则1007-2提交本声明，以协助法院、债权人及其他利害关系方了解必须提出第11章申请的情形、债务人的债务及资本结构，以及债务人摆脱破产的计划。\n第11章申请前的经过\n\n3. 债务人拥有位于781 Fifth Avenue, New York, NY 10022的Sherry Netherland Hotel（雪莉荷兰酒店）单元（以下简称“该房产”）。债务人对该房产的权益以约3,000股Sherry Netherland cooperative（雪莉荷兰合作公寓）股票及相应的专有租约为凭。\n\nCase 22-50073 Pg 6 of 15\n\n4. 该房产于2015年以约\\$70 million的总价购得，主要资金由Bravo Luck Limited（布拉沃·拉克有限公司，以下简称“Bravo”）依据某项信托协议提供，另有约\\$5 million由Qiang Guo（郭强）先生垫付。该信托确认，因Bravo提供了大部分购置价款，其为该房产的受益所有人。Bravo是一家由郭文贵之子郭强先生拥有的公司；郭文贵主要以代表身份担任债务人的经理人及该信托协议项下的受托人。\n\n5. 自取得该房产（Premises）以来，Bravo（布拉沃）亦主要承担维修费和摊派费用。Miles Kwok（郭文贵）在因与共产党执政党发生一系列财务及法律纠纷而被迫离开中国之前，是中国一名知名房地产投资者和商人。Kwok 先生目前正因中国政府提出的虚假腐败指控而在美国寻求政治庇护。\n\n6. 自2017年以来，债务人与 Kwok 先生一直就一家名为 Pacific Alliance Asia Opportunity Fund（太平洋联盟亚洲机遇基金，简称“Pacific Alliance”）的实体在美国参与若干诉讼。Pacific Alliance 诉讼涉及与该房产无关的贷款债务个人担保。尽管债务人并非 Kwok 先生与 Pacific Alliance 相关贷款交易的一方，但其已被加入 Pacific Alliance 在 Supreme Court, New York County（纽约州纽约县最高法院）提起的诉讼［案号 652077/2017］（以下简称“Pacific Action”）中；该诉讼寻求对债务人及其他方施加另我责任。\n\n7. 该诉讼目前正被积极抗辩，使该房产的未来处置方向及所有权蒙上阴影。与此同时，The Sherry-Netherland Hotel（谢里-荷兰酒店）已就约 \\$1,000,000 未付维修费对该房产提起欠费程序。由于该房产所有权面临争议，Bravo 筹集资金支付维修费的能力受到阻碍。\n\n8. 该房产此前曾受 Pacific Alliance 于2019年4月提出的判决前扣押动议所涉。该动议在举行证据听证后得到解决，未签发扣押令；该解决以州最高法院发布的一项同意命令为依据，该命令要求债务人与 Kwok 先生在未来对该房产作出任何处分前，事先通知 Pacific Alliance。\n\n9. 尽管有该同意命令，Pacific Alliance 近期仍通过于10月中旬开庭的说明理由令提出第二项动议，寻求限制 Kwok 先生出售、让与或转让其享有权益的任何财产。表面上，该说明理由令再次针对该房产，尽管实际上，该说明理由令似乎与已获解决的判决前扣押动议重复。\n\n10. 在该房产进一步卷入涉及相互竞争的所有权主张的诉讼之前，债务人提出本 Chapter 11 申请，以取得必要的灵活性，从而能够在破产法院（Bankruptcy Court）的重整权力下最大化价值。Chapter 11 在保护 Bravo 和 Pacific Alliance 双方合法权利或请求权的同时，允许在必要时出售该房产。\n\n11. 事实上，随着 Covid-19 疫情暴发，该房产的未来变得更加不确定。纽约市各地的房地产价值正在下降，如无 Chapter 11 监督，如有必要出售如此规模的一套公寓，无疑将十分困难。\n\n12. 与公开报道相反，Kwok 先生并不拥有该房产的所有权权益，尽管其目前居住在该公寓内。因此，Chapter 11 案件的一项重要前提目标是，就 Bravo 与 Pacific Alliance 之间有关该房产的相互竞争主张取得解决。一旦该问题得到裁决或和解，涉及 Pacific Alliance 的事项将得以澄清，债务人随后将能够提出重整计划。在该裁决作出之前，Chapter 11 将协助债务人维持现状。\n\n地方规则 1007-2 披露\n\n13. 根据 Local Rule 1007-2(a)(3)，在债务人提出 Chapter 11 申请之前，未成立任何委员会。\n\n14. 根据 Local Rule 1007-4(a)(4)，债务人的全体债权人名单随附于此。\n\n15. 根据 Local Rule 1007-4(a)(5)，The Sherry-Netherland, Inc.（谢里-荷兰公司）虽然被列为普通债权人，但根据州法，就未付维修费可能仍保有担保债权人的权利。\n\n16. 根据 Local Rule 1007-4(a)(6)，债务人的资产和负债将列载于与本文件同时提交或自本文件之日起十五（15）日内提交的正式破产清单中。\n\n17. 根据 Local Rule 1007-4(a)(7)，债务人的成员权益未公开交易，并由随本文件提交的权益持有人清单中所列的 Genever Holdings Corporation（杰内弗控股公司）持有。\n\n18. 根据 Local Rule 1007-4(a)(8)，债务人的任何资产均不在任何保管人、公职人员、抵押权人、质押权人、租金受让人或有担保债权人的占有或保管之下。\n\n19. 根据 Local Rule 1007-4(a)(9)，该房产连同附属单元，根据多项专有租赁协议，概念上系向 The Sherry-Netherland Hotel 租赁。\n\n20. 根据 Local Rule 1007-4(a)(10)，债务人的账簿和记录位于其办公室，地址为 781 Fifth Avenue, New York, NY 10022。\n\n21. 根据 Local Rule 1007-4(a)(11)，所有未决诉讼的清单随本文件提交。\n\n22. 本人依照债务人《运营协议》的条款，无偿为债务人服务。本人同样无偿担任债务人的 Chapter 11 代表。\n\n23. 根据 Local Rule 1007-4(b)(1)，债务人目前没有雇员。\n\n24. 根据 Local Rule 1007-4(b)(2) 和 (3)，债务人预计在未来30日内发生约 \\$100,000 的支出，主要由维修费和摊派费用构成，详见所附预算。\n\n美国破产法院纽约南区（UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK）\n\n关于：\n\nChapter 11\n\nGenever Holdings LLC（杰内弗控股有限责任公司），\n\n案号：\n\n债务人。\n\n公司决议\n\nGenever Holdings LLC（以下简称“公司”）唯一成员的特别会议于2020年10月6日召开后，经正式提出并通过动议，兹一致通过以下决议：\n\n决议：授权公司向美国纽约南区破产法院提出依据 United States Code（美国法典）第11编 Chapter 11 寻求救济的自愿申请（以下简称“Bankruptcy Code”）；并进一步\n\n决议：任命 Yanping Wang（王艳萍）为公司代表，并授权其代表公司：(a) 签署 Chapter 11 申请及所有其他随附文件，并促使该等文件提交至破产法院；以及 (b) 促使提交推进 Chapter 11 案件所必需或适宜的所有清单、声明、名单、动议、申请及其他文书或文件；并进一步\n\n决议：授权公司以一般聘用方式聘请 Goldberg Weprin Finkel Goldstein LLP（戈德堡·韦普林·芬克尔·戈德斯坦律师事务所）担任 Chapter 11 案件中的律师。\n\n美国破产法院纽约南区（UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK）\n\n关于：\n\nChapter 11\n\nGenever Holdings LLC，\n\n案号：\n\n债务人。\n\n诉讼清单\n\n1. Pacific Alliance Asia Opportunity Fund L.P.，原告，诉 Kwok Ho Wan（郭文贵），又名 Kwok Ho，又名 Gwo Wen.Gui，又名 Guo Wengui，又名 Guo Wen-Gui，又名 Wan Gue Haoyun，又名 Miles Kwok，又名 Haoyun Guo，Genever Holdings LLC 及 Genever Holdings Corporation，被告。案号 652077/2017。纽约州纽约县最高法院。60 Centre Street, Part 61, Room 232, New York, NY 10007。Barry R. Ostrager（巴里·R·奥斯特拉格）法官。\n\nO'Melveny & Myers LLP（奥美律师事务所）\n原告代理律师\n7 Times Sq\nNew York, NY 10036-6524\n\n2. Genever Holdings LLC，原告，诉 The Sherry-Netherland, Inc.，被告。案号 152838/2020。纽约州纽约县最高法院。60 Centre Street, Part 61, Room 232, New York, NY 10007。Eileen Rakower（艾琳·拉科沃）法官。\n\nLawall & Mitchell, LLC（劳沃尔与米切尔律师事务所）\n原告代理律师\nAaron A. Mitchell, Esq.（亚伦·A·米切尔律师）\n162 East 64th Street\nNew York, NY 10065\n\nAdam Leitman Bailey, P.C.（亚当·莱特曼·贝利律师事务所）\n被告代理律师\nOne Battery Park Plaza, 18th Floor\nNew York, NY 10004\n\n3. The Sherry-Netherland, Inc.，申请人（房东），诉 Genever Holdings LLC，被申请人（承租人）。案号 154853/2020。纽约市纽约县民事法院。\n\nAdam Leitman Bailey, P.C.\nCarolyn Z. Rualo, Esq.（卡罗琳·Z·鲁阿洛律师）\n申请人—房东代理律师\nOne Battery Park Plaza, 18th Floor\nNew York, NY 10004\n\n4. The Sherry-Netherland, Inc.，申请人（房东），诉 Genever Holdings LLC，781 Fifth Avenue, Apartment 1801, New York, NY 10022，被申请人（承租人）。案号 154854/2020。纽约市纽约县民事法院。\n\nAdam Leitman Bailey, P.C.\nCarolyn Z. Rualo, Esq.\n申请人—房东代理律师\nOne Battery Park Plaza, 18th Floor\nNew York, NY 10004\n\n5. The Sherry-Netherland, Inc.，申请人—房东，诉 Genever Holdings LLC.，被申请人—占有人，“John Doe”及/或“Jane Doe”，被申请人—次占有人。案号 155038/2020。纽约市纽约县民事法院。\n\nAdam Leitman Bailey, P.C.\nCarolyn Z. Rualo, Esq.\n申请人—房东代理律师\nOne Battery Park Plaza, 18th Floor\nNew York, NY 10004\n\n20-12411-jlg Doc 1 于 10/12/20 提交，于 10/12/20 15:54:19 录入，主文件，第 13 页，共 15 页；Case 22-50073 Doc 701 于 08/04/22 提交，于 08/05/22 15:57:35 录入，第 56 页，共 66 页\n\n王女士的签名。债务人根据10月6日决议（附件 A）授权王女士代表 Genever US（杰内弗美国）签署。\n\nGENEVER HOLDINGS LLC\n\n签署方：Genever Holdings Corporation\n签署人：\nYanping Wang\n\n美国破产法院纽约南区（UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK）\n\n关于：\n\nChapter 11\n\nGenever Holdings LLC，\n\n案号：\n\n债务人。\n\n权益持有人清单\n\n1. Genever Holdings Corporation\nBVI Business Company\nP.O. Box 3170\nRoad Town, Tortola, British Virgin Islands\n\n日期：纽约州纽约市\n2020年10月9日\n\nGENEVER HOLDINGS LLC\n\n签署方：Genever Holdings Corporation\n王女士的签名。\n债务人根据10月6日\n决议（附件 A）授权王女士\n代表 Genever US\n签署。\n签署人：\nYanping Wang\n\n美国破产法院纽约南区（UNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK）\n\n关于：\n\nChapter 11\n\nGenever Holdings LLC，\n\n案号：\n\n债务人。\n\n破产规则 7007.1 公司所有权声明\n\n根据 Bankruptcy Rule 7007.1，Genever Holdings LLC 证明其为私人非政府当事人，且不存在任何公开持有的公司母公司、关联公司及/或子公司。\n\n日期：纽约州纽约市\n2020年10月2日\n\n王女士的签名。债务人根据10月6日决议（附件 A）授权王女士代表 Genever US 签署。\n\nGENEVER HOLDINGS LLC\n\n签署方：Genever Holdings Corporation\n签署人：\nYanping Wang\n\n20-12411-jlg 文件 1-1 提交于 10/12/20 录入于 10/12/20 15:54:19 送达名单 第 1 页，共 3 页 案件 22-50073 文件 701 提交于 08/04/22 录入于 08/05/22 15:57:35 第 59 页，共 66 页\n\nAdam Leitman Bailey P.C. 1 Battery Park Plz Fl 18 New York, NY 10004-1646 Bravo Luck Limited（Bravo Luck有限公司）P.O. Box 957 Off Shore Incoropration Centre Road Town, Tortola British Virgin Islands Internal Revenue Service（美国国内税务局）Centralized Insolvency Operations PO Box 7346 Philadelphia, PA 19101-7346 Lawall & Mitchell LLC 162 E 64th St New York, NY 10065-7478 New York State Attorney General（纽约州总检察长）120 Broadway New York, NY 10271-0002 NYC Dep't of Finance（纽约市财政局）Legal Affairs 345 Adams St Fl 3 Brooklyn, NY 11201-3719 NYC Dept of Law（纽约市法律局）Attn: Bernadette Brennan, Esq. 100 Church St Rm 5-233 New York, NY 10007-2601 NYS Dep't of Taxation（纽约州税务局）Bankruptcy/Special Procedure PO Box 5300 Albany, NY 12205-0300 Pacific Alliance Asia Opportunity Fund LP c/o O'Melveny & Myers 7 Times Sq\n\nNew York, NY 10036-6524\n\nQiang Guo（郭强）c/o Bravo Luck Limited P.O. Box 957 Off Shore Incoropration Centre Road Town, Tortola British Virgin Islands\n\nRomer Debbas LLP 275 Madison Ave Ste 801 New York, NY 10016-1153\n\nThe Sherry Netherland（雪莉-尼德兰酒店）781 5th Ave New York, NY 10022-1092\n\n案件 20-12411-jlg 文件 1 提交于 10/12/20 录入于 10/12/20 15:54:19 第 1 页，共 2 页\n\nUNITED STATES BANKRUPTCY COURT SOUTHERN DISTRICT OF NEW YORK（美国破产法院纽约南区）\n\n关于：\n\n第 11 章\n\nGenever Holdings LLC（Genever Holdings有限责任公司），\n\n案件编号：20-12411-JLG\n\n债务人。\n\n支持聘任 GOLDBERG WEPRIN FINKEL GOLDSTEIN LLP 为破产法律顾问的申请\n\n致：尊敬的 JAMES L. GARRITY, JR.（小詹姆斯·L·加里蒂），美国破产法官：\n\n本案债务人 Genever Holdings LLC 为支持拟聘任 Goldberg Weprin Finkel Goldstein LLP（下称“GWFG”）担任其破产法律顾问而提出申请，陈述如下：\n\n1. 债务人于 October 12, 2020 根据《破产法》第 11 章提交了自愿申请，随后依据 11 U.S.C. §§1107 and 1108，作为占有中的债务人继续占有并管理其财产。\n\n2. 位于 781 Fifth Avenue, New York, NY 10022 的 Sherry Netherland Hotel（雪莉-尼德兰酒店）内的单元（下称“单元”）。该等单元的所有权存在相互竞争的权利主张；第 11 章程序旨在通过法院监督的出售程序最大化该等单元的价值，同时厘清相互竞争的权利主张和权益。\n\n3. 债务人特此寻求聘任 GWFG 担任债务人法律顾问，为债务人财产提供法律服务，包括：\n\na. 就本第 11 章案件以及债务人作为占有中债务人的职责，为债务人提供一切必要代理。\n\nb. 在美国破产法院和美国受托人办公室进行的所有程序中代理债务人。\n\nc. 代表债务人准备并提交一切必要的法律文件、申请、动议、异议、对抗程序及报告。\n\nd. 提供债务人就管理第 11 章案件所需的一切其他法律服务，最终目标是获得对重整计划的批准。\n\n4. 债务人相信，GWFG 具备代理本案债务人的资格，并且在《破产法》所指含义内具有充分的无利害关系性，能够担任法律顾问。\n\n5. GWFG 并非债务人的债权人或股权持有人，且未持有与债务人或债务人财产相冲突的利益。\n\n因此，债务人请求作出预先拟定的命令，授权聘任 Goldberg Weprin Finkel Goldstein LLP 担任破产法律顾问。\n\nGenever Holdings Ltd\n\n签署人：\n王女士签名。\nYvette Wang（王女士）\n王女士经债务人依据 October 6\nResolutions（附件 A）授权，代表\nGenever US 签署。\n\n附件 G\n\n22-50073\n\n关于：Ho Wan Kwok（郭文贵）\n\n受托人　G\n\n8/4/2022 全额准许\nP.E.\n\nHo Wan Kwok [插入地址]\n\nAugust [__], 2022\n通过电子邮件及隔夜邮件\n\nHarcus Parker Limited（Harcus Parker有限公司）7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL 收件人：Jennifer Morrissey（詹妮弗·莫里西） 电子邮件：JMorrissey@harcusparker.co.uk\n\n事由：Kwok Ho Wan、Ace Decade Holdings Limited（Ace Decade Holdings有限公司）及 Dawn State Limited（Dawn State有限公司）诉 UBS AG (London Branch)（瑞银集团股份公司〔伦敦分行〕），案件编号 CL-2020-000345——在 Ho Wan Kwok 第 11 章案件中任命受托人\n\n尊敬的 MorriseyMorrissey 女士：\n\n兹向您确认，Luc A. Despins（卢克·A·德斯平斯）已获任命为目前在 United States District Court for the District of Connecticut（康涅狄格地区联邦地区法院）（下称“美国破产法院”）审理的本人第 11 章案件的受托人（下称“受托人”）。根据美国破产法，本人在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英国及威尔士高等法院商事与财产法院王座庭商事法院）审理中的针对 UBS AG (London Branch) 的诉讼（下称“UBS 诉讼”）中的全部权益，均属本人破产财产。\n\n随着 Despins 先生获任命为受托人，其对破产财产的全部财产行使控制权，包括本人在 UBS 诉讼中的权利主张，因此其现有权力及诉讼资格申请被承认为适格当事人，以就本人在 UBS 诉讼中的权利主张提起诉讼。根据美国破产法，本人目前无权力或诉讼资格提起 UBS 诉讼。\n\n为推进上述事项，并为免生疑义，本人特此明确授权您代表本人，就 UBS 诉讼、该诉讼的是非曲直、任何相关和解讨论及与提起 UBS 诉讼有关的任何其他事项，与 Despins 先生进行充分和完整的讨论；并不论任何律师—委托人保密特权、工作成果特权或其他特权，均就本人在 UBS 诉讼中的权利主张接受其指示，本人特此在该等特权归属于本人的范围内完全放弃该等特权。任何特权放弃仅限于向受托人提供该等信息。本人同意仅限于向受托人授予完全访问权，并不构成本人同意允许受托人为该等目的放弃该等特权。\n\n除其他事项外，如美国破产法院命令所详述（其副本随附为附件 1），本人指示您：(i) 立即并在实际可行的最早时间向受托人交付及分享您就 UBS 诉讼向本人提供的全部备忘录、意见及其他通信、任何关于 UBS 诉讼是非曲直的信息（无论是否为书面形式），以及本人或您就该诉讼收到或提出的任何和解要约；以及 (ii) 立即并在实际可行的最早时间向受托人提供对您在 UBS 诉讼中案件档案中本人有权查阅部分的完全访问权，以及在 UBS 诉讼中提交的全部诉状和其他法院文件。\n\n谨启，\n\nHo Wan Kwok\n\n抄送：Luc A. Despins，以 Ho Wan Kwok 第 11 章案件受托人的身份\n\n附件","key_entities":["Kwok","Je","Guo","Ho Wan Kwok","Finkel","CIPA","Despins","Yanping Wang","GTV","Saraca","Chinese Communist Party"],"ecf_references":[{"doc_number":1,"court":"CTB"},{"doc_number":101,"court":"CTB"},{"doc_number":170,"court":"CTB"},{"doc_number":203,"court":"CTB"},{"doc_number":598,"court":"CTB"},{"doc_number":630,"court":"CTB"}],"word_count":15261,"status":"published","published_at":"2022-08-04 00:00:00","created_at":"2022-08-04","updated_at":"2026-08-23 22:02:28"}