{"id":"court_ctb_717_0","court":"CTB","case_no":"22-50073","doc_number":717,"sub_number":0,"doc_type":"ORDER","filed_date":"2022-08-10","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":null,"summary_en":null,"body_en":"## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|--------------------------------------------------------|-------------|-------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, | :
: | Case No. 22-50073 (JAM) |\n| Debtor. | :
:
: | |\n| ------------------------------------------------------ | x | |\n\n# **ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor; and for the reasons stated on the record at the hearings held on August 1, 2022 and August 4, 2022 with respect to the Motion and the additional relief sought through, among other things, the filing of the revised proposed orders filed on July 31, 2022 [ECF No. 645], August 2, 2022 [ECF No. 671], and August 4, 2022 [ECF No. 681], it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Effective as of entry of the order, dated July 8, 2022, granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's asserted authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into\n\nthe assets of the Debtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and all related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) fill in all missing information and execute each of (i) the share transfer instrument, (ii) the director's resolution with respect to the Debtor's shares in Genever (BVI), and (iii) the director's resolution related to the restoration of the Genever (BVI), submission of the transfer-in pack, and appointment of a new registered agent, in each case in the forms attached hereto as **Exhibit A** (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such completed and executed documents to the Trustee (who will then submit such documents to the new registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")) as well as provide the Trustee with the information necessary for the Trustee to complete the transfer-in pack of Harneys Fiduciary, in the form included in **Exhibit A** hereto, within two business days after entry of this Order (who will then submit the transfer-in pack to the new registered agent for Genever (BVI) in the BVI); and\n- (b) deliver, no later than five business days after entry of this Order, a copy of the letter in the form attached hereto as **Exhibit B** (the \"Letter to UK Counsel\") to the law firm of Harcus Parker Limited, former counsel to the Debtor in the litigation styled *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)*, Case No. CL-2020-000345, pending in the High Court\n\nof Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), with a copy of such letter to be delivered concurrently to the Trustee. For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise by the Trustee of economic and governance rights is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this Order authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. Pursuant to section 1505 of the Bankruptcy Code, the Trustee is hereby authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating, collecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as\n\nnecessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. In furtherance of the Trustee's exercise of the authority under this Order, the Court respectfully requests the assistance of the foreign courts with respect to the Trustee's exercise of corporate control over the Debtor-Controlled Entities, including, without limitation, Genever (BVI).\n\n8. Nothing in this Order shall be deemed to authorize any particular action with respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the Trustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. Nothing in this Order shall constitute a ruling or determination regarding the validity or enforceability of the alleged trust agreement, purportedly dated February 17, 2015 and\n\nexecuted by the Debtor, Genever (US), Genever (BVI), and Bravo Luck Limited (the \"Alleged Trust Agreement\"), or regarding any challenges to the Alleged Trust Agreement, and all rights of all parties in respect thereto are preserved.\n\n10. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n11. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n12. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\nDated at Bridgeport, Connecticut this 10th day of August, 2022.\n\n## **Exhibit A**\n\n**Share Transfer Form and Director's Resolution**\n\n# **GENEVER HOLDINGS CORPORATION**\n\n**incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n## **SHARE TRANSFER INSTRUMENT**\n\nI, **Ho Wan Kwok**, of [*insert address*] (the *Transferor*) DO HEREBY transfer to **Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok**, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), the 1000 shares of US\\$0.001 par value standing in my name in the share register of the Company.\n\nThis share transfer instrument is governed by British Virgin Islands law.\n\nAs witness the hand of the Transferor this \\_\\_\\_\\_\\_ day of August, 2022.\n\nExecuted by ) **Ho Wan Kwok** )\n\n)\n\n**This share transfer instrument is not subject to stamp duty in the British Virgin Islands unless the Company or its direct or indirect subsidiaries holds real property within the British Virgin Islands. The Company will not treat the Transferee as the registered holder of any shares until the name of the Transferee has been entered in the share register of the Company.**\n\n### **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company has received a share transfer dated August \\_\\_\\_\\_\\_, 2022 relating to the transfer of 1000 shares in the capital of the Company (the *Shares*) executed by Ho Wan Kwok in favour of Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), together with a certificate representing the Shares (the *Certificate*).\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the transfer of the Shares be and is hereby approved;\n- 2. the Certificate be and is hereby cancelled;\n- 3. a new certificate relating to the Shares and signed by the director of the Company be issued under the common seal of the Company to the Transferee;\n- 4. the registered agent of the Company be and is hereby authorised and directed to update the Company's share register; and\n- 5. any of the foregoing which have been done on or before the date hereof be and are hereby adopted, ratified, confirmed and approved.\n\nHo Wan Kwok hereby confirms that he is the Transferor and therefore has an interest in and connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\nHo Wan Kwok – Director\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\nCase 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 10 of 24\n\n\n\n| PART A - COMPANY | | | | |\n|---------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|---------------|--|\n| | Name of the Company
(Note: Type the name exactly as listed on the
Certificate of Incorporation/Registration) | | | |\n| | Former Name(s) (if applicable) | | | |\n| | Company Type | | | |\n| | | Name of Registered Agent | | |\n| | Current Registered Agent | Contact Person | | |\n| | Contact Details | Email Address
Telephone Number | | |\n| | Method of Change of registered office and agent | □ I will arrange for the outgoing agent to file the transfer
□ I would like to arrange a 'forced transfer' by Harneys legal team | | |\n| | Reason for change of registered office and agent | | | |\n| | Director's Resolution | Please click here for a template resolution to change the Company's
registered agent. | | |\n| | Is the Company operating a non-profit/charity within
the British Virgin Islands? | O Yes O No | | |\n| | Is the Company regulated by or registered with the
O Yes
Financial Services Commission? | | | |\n| Purpose of Company
(Note: Please be specific \"holding Company\" or \"investment fund\" is insufficient) | | | | |\n| | | | | |\n| Intended nature of Company's business | | | | |\n| Does the Company: | | | | |\n| receive more than 20% of its revenue in the form of cash or equivalents?
1. | | O Yes ■ No | | |\n| Is the company involved in: | | | | |\n| 2. | the arms, defence, military or nuclear industries? | | 0 No
O Yes | |\n| 3. | trading oil and gas, precious metals, gems, jewels, fine art, real estate or other
Yes
O No
collectors' items? | | | |\n| 4. | the creation or provision of any one of the following: | | O Yes O No | |\n\n\n\n| the creation or issuance of virtual assets or tokens
any one of the following: the offering of an exchange between virtual assets
and fiat currencies, the offering an exchange between one or more forms of
virtual assets, the provision of services relating to the transfer of virtual assets,
the provision of virtual asset custody services or the participation in, and
provision of, financial services related to a virtual asset issuance or the sale of
a virtual asset?
the production or trading of substances or products?
O Yes [ No
5.
6.
O Yes O No
gambling or the adult entertainment industry?
activities that may have a major environmental impact (e.g. forestry, oil and gas, deep
7.
O Yes [ No
sea mining, quarrying or power generation)?
Collective Investment
8.
O Yes O No
Structure
If this entity will form part of a group (includings of minority interests), please provide a chart indicating the
position this entity will take in the structure. The chart should include all entities holding, directly, an intere
ത്
st of 10% or more in this entity and any subsidiaries of the entity. If the structure has 3
layers or less then copies of the Reqister of Members of each entity through to the ultimate parent maybe provided as
an alternative to a structure chart.
If you have answered YES to any of the questions above, please provide details.
If the intended nature of the Company's business is not identified above, please provide details.
Country(ies) of intended business activities
(Note: Please include location of customers, distributors and bank accounts.)
Source of funds
(Note: Please provide details of the source of funding for the initial activities of the Company. You may be asked to provide
supporting documentation.) | | | | |\n|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| PART B - ECONOMIC SUBSTANCE | | | | |\n| The Company may be required to have adequate substance' in the BVI. | | | | |\n| Please click here to review Harneys guidance requirements. If you have any queries please liaise with
your usual Harneys contact. | | | | |\n| | | | | |\n\nCase 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 12 of 24\n\n\n\n| | | Default reporting periods depend on the date of incorporation. If you have elected to use an economic substance reporting
period end that is not your default date please tick here, and confirm the date of your reporting period end: | | | |\n|----------------------------------------------------------------------|--------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|-------------|----------------------------|\n| | | We have formally notified the ITA of a change to our economic substance
reporting period, our current reporting period end is: | | | [dd/mm/yyyy to dd/mm/yyyy] |\n| | | We would like to apply to make a change to our default reporting period. Harneys is able to arrange this notification - we
will contact you to discuss what is possible to achieve and provide a quote. | | | |\n| | If no box is ticked, the default reporting period will apply. | | | | |\n| | Does Company conduct: | | | | |\n| 1. | banking business? | | | | O Yes ■ No |\n| 2. | distribution and service centre business? | | | | O Yes O No |\n| 3. | financing and leasing business? | | | | O Yes O No |\n| বঁ | fund management business? | | | | T Yes No |\n| 5. | headquarters business? | | | | O Yes O No |\n| ട. | holding company business? | | | | O Yes O No |\n| | Please specify the types of asset(s) that the
Company is intending to hold. | | | | |\n| | partnership interests, etc.) | Please provide details of any other legal entities in
which the Company will hold interests (e.g. shares, | | | |\n| 7. | insurance business? | | | O Yes [] No | |\n| 8. | intellectual property business? | | | O Yes O No | |\n| ு. | shipping business? | | | O Yes O No | |\n| | possible on the exact scope of any relevant activity.) | If you have answered YES to any of the questions above, please provide details.
(Note: The activities above may be 'relevant activities' for economic substance purposes. Please include as much detail as | | | |\n| Please confirm the entity's country(ies) of tax residence. | | | | | |\n| PART C - SHAREHOLDERS | | | | | |\n| (Note: Details of additional shareholders can be entered in Part I.) | | | | | |\n| | Name of Shareholder | Name | | | |\n| | Contact Details | Telephone Number | Email Address | | |\n| | Name of Shareholder | Name | | | |\n\n\n\n| Contact Details | Telephone Number | Email Address | | | |\n|---------------------|------------------|---------------|--|--|--|\n| | | | | | |\n| Name of Shareholder | Name | | | | |\n| Contact Details | Telephone Number | Email Address | | | |\n| | | | | | |\n| Name of Shareholder | Name | | | | |\n| Contact Details | Telephone Number | Email Address | | | |\n| | | | | | |\n\n### PART D - BENEFICIAL OWNER(S)\n\nNote: Under the Beneficial Ownership Secure Search System Act, 2017 (BOSS Act), unless the Company is exempt, it is required to identify its beneficial owners and registrable legal entities and to notify its registered agent of the prescribed particulars of such persons. The registered agent is then obliged to establish and maintain a database with such particulars which may be made available for searching by the International Tax Authority. A beneficial owner under the BOSS Act is a natural person who: (i) ultimately owns or controls 25% or more of the shares or voting rights of the Company; or (ii) otherwise exercises control over the management of the Company. Any such person is referred to below as a \"BOSS Act Beneficial Owner\".\n\n### Please provide:\n\n- details of all beneficial owners of the Company who are interested in 10% or more of the Company (indicating which, (1) if any, hold 25% or more or otherwise qualify as a BOSS Act Beneficial Owner); and\n- (ii) details of all registrable legal entities of the Company.\n\n### Beneficial Owner Particulars - Natural Persons\n\nNote: A beneficial owner under the Anti-Money Laundering Terrorist Financing Code of Practice, 2008 (AML Code) is a natural person who ultimately owns or controls 10% or more of the shares or voting rights of the Company.\n\n| First Name | Middle
Name | Surname | Residential Address | | |\n|------------------------------|----------------|----------------------------|--------------------------|--|--|\n| | | | Address 1 | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | |\n| | | | City
State | | |\n| BOSS Act Beneficial
Owner | 0
Yes
0 | No | Country
Post/Zip Code | | |\n| | | | | | |\n| First Name | Middle
Name | Surname | Residential Address | | |\n| | | | Address 1 | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | |\n| | | | State
City | | |\n| BOSS Act Beneficial
Owner | Yes
0 | No | Country
Post/Zip Code | | |\n\n\n\n| First Name | Middle
Name | Surname | Residential Address | | | |\n|-----------------------------------------------------------|----------------------------|----------------------------|---------------------|---------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|\n| | | | Address 1 | | | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | | | |\n| | | | City | | State | |\n| BOSS Act Beneficial
Owner | Yes | No | Country | | Post/Zip Code | |\n| | | | | | | |\n| First Name | Middle
Surname
Name | | | Residential Address | | |\n| | | | Address 1 | | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | | |\n| | | | City | | State | |\n| BOSS Act Beneficial
Owner | Yes | No | Country | | Post/Zip Code | |\n| Beneficial Owner Particulars - Registrable Legal Entities | | | | | | |\n| may be requested. | | | | | Note: A registrable legal entity which would be a beneficial owner if it were a natural person and falls into one of
the following categories: (a) its securities are listed on a recognised stock exchange or a subsidiary of an entity the securities of
which are so listed; (b) it is a BV regulated investment fund or a subsidiary of such a fund; (c) it is a BV/ regulated person or a
foreign regulated person; or (d) it is a sovereign state or a wholly owned subsidiary of a sovereign state. Additional information | |\n| Full Legal Name | | Registered Address | | | | |\n| | | Address 1 | | | | |\n| Alternative Name(s) (if applicable) | | Address 2 | | | | |\n| | | City | | City | | |\n| | | Country | | Country | | |\n| Country of Registration | | | | | | |\n| Registration Number | | | | | | |\n| Date of incorporation | | (DD/MM/YYYY) | | | | |\n| Name of Stock Exchange (if applicable) | | | | | | |\n| Name of Regulator (if applicable) | | | | | | |\n| Location of Beneficial Ownership Database | | Address | | | | |\n| Beneficial Ownership Database | | Address 1 | | | | |\n\nharneysfiduciary.com\n\nCase 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 15 of 24\n\n# Transfer-In Pack – BVI Business Company\n\n| | | Address 2 | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------|---------------|------------|\n| | City | | City | |\n| | | Country | Country | |\n| Contact Details | | Telephone Number | Email Address | |\n| Beneficial Owner - Exemption | | | | |\n| | Will the company be an exempt person under the BOSS Act? | | | O Yes O No |\n| If YES, on what basis? | | | | |\n| | | | | |\n| PART E - DIRECTOR(S) | | | | |\n| | Each director must sign and complete the relevant section in our Compliance Pack (Individuals or Others)
together with a Consent to Act Form signed at their original date of appointment – if you need to reproduce this document
please use this template (Individual Directors or Non-Individual Directors). | | | |\n| | Please refer to our Additional Services section for more information about our director services. | | | |\n| | | | | |\n| | | | | |\n| | Name | | | |\n| | Telephone Number | Email Address | | |\n| | Name | | | |\n| | Telephone Number | Email Address | | |\n| | | | | |\n| | Name | | | |\n| | Telephone Number | Email Address | | |\n| | | | | |\n| | (Note: Details of additional officers can be entered in Part I.) | | | |\n| | Name | | | |\n| | Telephone Number | Email Address | | |\n| | | | | |\n| | Name | | | |\n| (Note: Details of additional directors can be entered in Part I.)
Name of Director
Contact Details
Name of Director
Contact Details
Name of Director
Contact Details
PART F - OFFICER(S)
Name of Officer
Contact Details
Name of Officer
Contact Details | Telephone Number | Email Address | | |\n\nHARNEYS\n\n\n\n0 Shareholders in Part C\n\n□ Beneficial Owners in Part D\n\n□ Registrable legal entities listed in Part D\n\nD Directors listed in Part E\n\nPlease refer to our Compliance Pack (Individuals or Companies or Others).\n\n### PART H - LOCATION OF ORIGINAL CORPORATE RECORDS\n\nNote: It is a mandatory requirement for the Company to keep either: (i) a copy of the corporate records listed below at the office of its registered agent. The company must inform the registered agent if original corporate documents will be kept at an alternative address and update the registered agent within 14 days of any change in location of the original records.\n\n| Corporate Record | Harneys | | Alternative Address | | |\n|----------------------------|------------------|---------------------|---------------------|---------------|--|\n| | 0 | Address 1 | | | |\n| | | Address 2 | | | |\n| Register of Members | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | Email Address | | | |\n| Corporate Record | Harneys | Alternative Address | | | |\n| | ■ | Address 1 | | | |\n| | | Address 2 | | | |\n| Register of Directors | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | Email Address | | | |\n| Corporate Record | Harneys | Alternative Address | | | |\n| | | Address 1 | | | |\n| Minutes and Resolutions of | | Address 2 | | | |\n| Directors and Members | 0 | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | | Email Address | |\n| Corporate Record | Harneys | Alternative Address | | | |\n| | 0 | Address 1 | | | |\n| Register of Charges | | Address 2 | | | |\n\n\n\n| | | City | | State | | |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------|-----------------------|---------------|---------------|--|--|\n| | | Country | | Post/Zip Code | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| Note: Additional fees will be incurred annually by the Company which must be paid in advance if Harneys are required to
maintain the original financial records. | | | | | | |\n| Corporate Record | Alternative Address
Harneys | | | | | |\n| | | Name of record keeper | | | | |\n| Financial records and underlying | | Address 1 / Address 2 | | | | |\n| documentation | | City | | State | | |\n| | | Country | | Post/Zip Code | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| us to contact you with more information? | Harneys can also provide specialised Bookkeeping and
Financial Statement preparation services. Would you like | | | O Yes | | |\n| PART I - ADDITIONAL INFORMATION | | | | | | |\n| Note: Please use this space to provide us with any special information. Any work which is not within
the scope of our services may be referred to our affiliate law firm, Harneys Westwood & Riegels LP, who will contact you
directly. | | | | | | |\n| PART J - PAYMENT INSTRUCTIONS AND BILLING | | | | | | |\n| If you have not received a quote in relation to our services please contact our New Business Team. | | | | | | |\n| Method of payment: We accept payments via wire transfer and credit card. Please click here for our payment instructions
and use the reference 'New Business' and the proposed name of the Company provided in Part A. | | | | | | |\n| Instructing Agent/Client | | | | | | |\n| Please indicate your method of payment | ■ Wire
Credit Card | | | | | |\n| | | Address 1 | | | | |\n| | | Address 2 | | | | |\n| Billing Address | | City | | City | | |\n| | | Country | | Country | | |\n| Billing Email (Note: We only send invoices by email.) | | | | | | |\n| PART K _ DECI APATION AND UNDEPTAKING | | | | | | |\n\nCase 22-50073 Doc 717 Filed 08/10/22 Entered 08/10/22 13:12:37 Page 18 of 24\n\n# Transfer-In Pack – BVI Business Company\n\n\n\nI declare that I have read the Terms and request that Harneys Fiduciary proceed with the Transfer-In of the Company according to the details provided in this Pack and I am authorised by each data subject to provide their personal data to Harneys Fiduciary. I certify that the information provided in this Pack is true and correct to the best of my knowledge, and I undertake to inform Harneys Fiduciary promptly should any of the provided details change. I further confirm that no situation has occurred where I have reason to believe that there may be legal or tax issues in connection with this structure and the laws and institutions of any jurisdiction.\n\n| Full Name | |\n|------------------------------------------------|--|\n| Name of corporate entity (if applicable) | |\n| Position with corporate entity (if applicable) | |\n| Signature | |\n| Date | |\n\n\n\n### **ADDITIONAL SERVICES**\n\n#### **Company Secretarial Services**\n\nOur company administration teams provide secretarial and administrative support including acting as company secretary throughout the life of a business or project. This includes maintenance of company records.\n\n### **Nominee Shareholder Services & Trust Services**\n\nWe provide nominee shareholder services. For clients interested in succession planning involving their BVI business company shares we would invite you to consider the use of our trust services. Our experienced team of private wealth practitioners can advise you on this process. One of the key benefits of succession planning through trusts is avoiding the time, cost and publicity associated with a BVI probate application.\n\n#### **Director Services**\n\nHarneys Fiduciary offers both corporate directors and qualified professionals who may be appointed to serve as directors of a BVI Company. Provision of director services is considered on a case by case basis, however, taking into consideration the type of company and its activities.\n\n#### **Bank Accounts**\n\nWe work closely with numerous financial institutions in the BVI and internationally and can help you open a bank account for your new company quickly and efficiently. We can provide authorised signatories for bank accounts and maintain and keep your financial records.\n\n#### **Accounting Services**\n\nHarneys Fiduciary has its own in-house accounting team specialising in the provision of bookkeeping and accounting services to meet the needs of companies, limited partnerships and trusts.\n\nOur accounting services include maintenance of financial records, preparation of monthly, quarterly, or annual management accounts, preparation of annual financial statements and liaising with external auditors and advisors as required.\n\nWe can also provide access to auditors and other specialists outside our firm if this is necessary to meet your particular needs. Our connections both locally in the BVI and internationally are numerous and well established.\n\n### **Other Services**\n\nHarneys Fiduciary also provides other services including liquidation services, authorised representative services, safe custody, escrow and a wide range of corporate secretarial services provided on an ad-hoc basis.\n\nIf you have any questions or would like more information on any of the above services please contact us.\n\n### **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company's registered agent has resigned, and the Company is currently struck‐off of the Registry of Corporate Affairs (the *Registry*) pursuant to s.213(1) of the BVI Business Companies Act 2004.\n\nWHEREAS the Company intends to rectify the status of the Company and place it back in good standing and in order to do so desires to appoint Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands as its registered agent.\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the Company change its registered agent to Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 2. the Company change its registered office to Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 3. a notice, in the approved form, of the change of registered agent and registered office of the Company, be filed with the BVI Registry of Corporate Affairs; and\n- 4. the sole director, any employee of Harneys Corporate Services Limited or any employee of Harney Westwood & Riegels LP, be and is hereby authorised to:\n\t- a. pay any outstanding fees due to the Registry;\n\t- b. execute or submit any document to the Registry; and\n\t- c. to take any and all other actions necessary to bring the Company into good standing and to give full effect to the change of registered agent and registered office; and\n\n5. the terms and conditions of Harneys Corporate Services Limited for the provision of registered office and registered agent services (as amended or supplemented from to time) be and are approved, and the completion and execution of the Harneys Corporate Services Limited 'transfer‐in pack' for and on behalf of the Company by the sole director be and is hereby approved.\n\nHo Wan Kwok hereby confirms that he has no conflict of interest in connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\nHo Wan Kwok – Director\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n# **Exhibit B**\n\n**Letter to Harcus Parker Limited**\n\nHo Wan Kwok [*insert address*]\n\nAugust [\\_\\_], 2022\n\n## **VIA EMAIL**\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL Attn: Jennifer Morrissey Email: JMorrissey@harcusparker.co.uk\n\n## **Re:** *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)***, Case No. CL-2020-000345 – Appointment of Trustee in Chapter 11 Case of Ho Wan Kwok**\n\nDear Ms. Morrissey:\n\nThis is to confirm to you that Luc A. Despins has been appointed as the trustee (the \"Trustee\") in my chapter 11 case, pending before the United States District Court for the District of Connecticut (the \"U.S. Bankruptcy Court\"). All of my interests in the litigation against UBS AG (London Branch) pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\") is property of my bankruptcy estate as a matter of United States bankruptcy law.\n\nUpon Mr. Despins' appointment as the Trustee, he exercises control over all property of the bankruptcy estate, including my claim in the UBS Litigation, so that he now has authority and standing to apply to be recognized as the appropriate party to prosecute my claim in the UBS Litigation. As a matter of United States bankruptcy law, I have no authority or standing at this time to prosecute the UBS Litigation.\n\nIn furtherance of the foregoing, and for the avoidance of doubt, I hereby expressly authorize you to have full and complete discussions on my behalf with Mr. Despins regarding the UBS Litigation, the merits thereof, any related settlement discussions, and any other topics related to the prosecution of the UBS Litigation and to take instructions from him in relation to my claim in the UBS Litigation regardless of any attorney-client privilege, work product, or other privilege which belongs to me. Any waiver of privilege is limited to the provision of this information to the Trustee. My consent is limited to giving access to the Trustee to the extent that I am entitled and contains no wider waiver of privilege and is not consent by me to the Trustee to waive my privilege.\n\nAmong other things, and as detailed in the order of the U.S. Bankruptcy Court (a copy of which is enclosed as Exhibit 1), I instruct you to (i) as soon as is practicable deliver to and share with the Trustee all memoranda, advice, and other communications by you to me regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by me or you in connection with such litigation, and (ii) as soon as is practicable provide the Trustee will full access to the parts of your case file in the UBS Litigation to which I am entitled as well as all pleadings and other court documents filed in the UBS Litigation.\n\nSincerely,\n\nHo Wan Kwok\n\ncc: Luc A. Despins, in his capacity as trustee in the chapter 11 case of Ho Wan Kwok\n\nEnclosure","body_zh":"美国康涅狄格州联邦破产法院布里奇波特分院\n\n------------------------------------------------------ x\n\n关于： :\n: 第11章\nHO WAN KWOK（郭文贵）， :\n: Case No. 22-50073 (JAM)\n债务人。 :\n\n------------------------------------------------------ x\n\n根据《破产法典》第363、521、541、1108及1505条作出的命令：（A）确认第11章受托人持有债务人在债务人控制实体中的全部经济及公司治理权利；（B）授权第11章受托人代表破产财产在任何外国行事；及（C）准予相关救济\n\n兹因 Luc A. Despins（卢克·A·德斯平斯）以其作为在 Ho Wan Kwok（郭文贵）第11章案件中获任命的第11章受托人（“受托人”）的身份提出动议（“本动议”），请求根据《美国法典》第11编（“破产法典”）第363、541、1108及1505条作出命令（“本命令”），（a）确认受托人持有债务人在其拥有和/或控制的所有公司实体（“债务人控制实体”）中的全部经济及公司治理权利，包括但不限于 Genever Holdings Corporation（杰尼弗控股公司，下称“Genever (BVI)”），并准予相关救济；（b）授权受托人代表债务人的破产财产（“破产财产”）在任何外国行事；及（c）准予相关救济，具体内容详见本动议；且本院根据 28 U.S.C. §§ 157 and 1334 及 United States District Court for the District of Connecticut（美国康涅狄格州联邦地区法院）作出的转介常设命令（经修订）对本动议及其中请求的救济具有管辖权；且根据 28 U.S.C. § 157(b)，对本动议及其中请求的救济的审理构成核心程序；且本院为适当审理地，根据 28 U.S.C. §§ 1408 and 1409；且本院已认定，本动议所请求的救济符合破产财产、其债权人及所有利害关系方的最佳利益；且在具体情况下已就本动议发出适当且充分的通知；且显然无需发出任何其他或进一步通知；且经本院审理的全部程序；且对本命令所请求救济的任何异议已被撤回或经实体审理后驳回；且经适当审议并认为理由充分；且基于就本动议以及通过（其中包括）提交于 July 31, 2022 [ECF No. 645]、August 2, 2022 [ECF No. 671] 和 August 4, 2022 [ECF No. 681] 提交的经修订拟议命令所请求的额外救济，于 August 1, 2022 和 August 4, 2022 举行的听证会上载入记录的理由，特此命令如下：\n\n1. 本动议按本命令所述予以准许。\n\n2. 自 July 8, 2022 作出的准许任命 Luc A. Despins 为本第11章案件受托人的命令 [ECF No. 523] 登记之日起生效，受托人为破产财产的利益持有债务人在所有债务人控制实体（包括但不限于 Genever (BVI)）中的全部经济及公司治理权利。为免生疑义，上述权利包括受托人所主张的更换债务人控制实体任何现有高级职员、董事、经理或类似人员的权限。作为上述事项的一部分，在必要范围内，受托人获授权以其作为本第11章案件第11章受托人的身份，担任任何已被免职的该等高级职员、董事、经理或类似人员。\n\n3. 根据《破产法典》第521(a)(3)及521(a)(4)条，特此责令债务人分别：（a）在必要范围内与受托人合作，使受托人能够履行其职责，包括但不限于受托人对债务人资产的调查；及（b）向受托人交付破产财产的全部财产及任何已记录的信息，包括但不限于与破产财产有关的账簿、文件、记录及文书（包括但不限于其在 Genever (BVI) 中持有的股份及所有相关公司治理文件）。为履行债务人根据《破产法典》第521(a)(3)及521(a)(4)条承担的义务，特此责令债务人：\n\n（a）补充全部缺失信息，并签署：（i）股份转让文书；（ii）关于债务人在 Genever (BVI) 持有股份的董事决议；及（iii）关于恢复 Genever (BVI)、提交转入材料包及任命新注册代理人的董事决议，其格式均载于本命令附件A（该等文件不填写日期）；并于本命令登记后两个营业日内，将该等填妥并签署的文件交付给受托人（受托人随后将向位于 British Virgin Islands（英属维尔京群岛，下称“BVI”）的 Genever (BVI) 新注册代理人提交该等文件）；并于本命令登记后两个营业日内，向受托人提供使其能够完成本命令附件A所载 Harneys Fiduciary（哈尼斯信托服务公司）转入材料包所必需的信息（受托人随后将向 BVI 的 Genever (BVI) 新注册代理人提交该转入材料包）；及\n\n（b）最迟于本命令登记后五个营业日内，向 Harcus Parker Limited（哈克斯·帕克有限责任律师事务所）交付一份按本命令附件B所附格式出具的函件副本（“致英国律师函”）。该律师事务所曾在题为 Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（艾斯·迪凯德控股有限公司）及 Dawn State Limited（道恩州有限公司）诉 UBS AG (London Branch) 一案，Case No. CL-2020-000345 中担任债务人的前任律师，该案目前正在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商业与财产法院王座法庭商事法庭，下称“UBS Litigation”）审理；该函件副本应同时交付受托人。为免生疑义，就所有目的而言，受托人应被视为债务人在 UBS Litigation 中提出的诉讼请求的所有人。\n\n4. 如受托人对债务人控制实体行使经济及公司治理权利被视为超出日常业务范围，特此批准受托人行使该等经济及公司治理权利，因为行使该等权利具有合理的商业理由，包括受托人为破产财产的利益持有债务人就该等实体享有的全部经济及公司治理权利。尽管 Bankruptcy Rule 6004(h)、《破产程序规则》任何其他规定或 United States Bankruptcy Court for the District of Connecticut（美国康涅狄格州联邦破产法院）的《地方破产实务与程序规则》中有任何相反适用规定，本命令的条款和条件应于登记时立即生效并可执行，且特此放弃对本命令效力及可执行性的任何适用中止。为免生疑义，本命令的任何内容均不授权受托人出售、以其他方式处置、出租或设定负担于债务人控制实体中的任何股权或债务人的其他资产。\n\n5. 根据《破产法典》第1505条，特此授权受托人作为破产财产的外国代表，在任何外国依照适用外国法律允许的任何方式代表破产财产行事，以便：（a）调查、收集及追回位于外国的债务人资产，包括在必要或适当时为推进该等事项在外国法院寻求救济；（b）对债务人控制实体行使控制权，包括在必要或适当时为推进该等事项在外国法院寻求救济；及（c）向持有与债务人控制实体有关的该等公司文件的适当外国公司登记机构（或类似实体）请求并取得公司文件。在不限制前述规定的情况下，受托人获授权根据《破产法典》第1505条，向持有该等公司文件的适当 BVI 实体请求并取得与 Genever (BVI) 有关的公司文件。\n\n6. 债务人不得干扰、阻碍或延误受托人行使本命令项下的权限，包括受托人为推进该等权限而代表破产财产在外国法院采取或将要采取的任何行动。如债务人反对受托人行使该等权限，债务人仅可在通知利害关系方后向本院（而非视具体情况而定的相关外国法院或其他外国实体）请求救济，但前提是债务人能够证明其具有提出该等请求的主体资格。\n\n7. 为推进受托人行使本命令项下的权限，本院谨请外国法院就受托人对债务人控制实体（包括但不限于 Genever (BVI)）行使公司控制权提供协助。\n\n8. 本命令的任何内容均不得被视为授权就 Genever Holdings LLC（杰尼弗控股有限责任公司，下称“Genever (US)”）在 United States Bankruptcy Court for the Southern District of New York（纽约南区美国联邦破产法院，下称“Genever Court”）审理的第11章案件采取任何特定行动。如受托人对 Genever (US) 行使公司治理权利将影响其第11章案件，受托人应向 Genever Court 出庭并寻求指引。\n\n9. 本命令的任何内容均不构成对据称于 February 17, 2015 由债务人、Genever (US)、Genever (BVI) 及 Bravo Luck Limited（布拉沃·勒克有限公司）签署的所称信托协议（“所称信托协议”）的有效性或可执行性，或对任何针对所称信托协议的质疑的裁定或认定，所有当事人就此享有的一切权利均予保留。\n\n10. 受托人获授权并被赋予采取一切必要行动以实现本命令所准予救济的权力。\n\n11. 本命令的条款和条件应于登记时立即生效并可执行。\n\n12. 本院保留对因实施、解释及执行本命令而产生或与之有关的一切事项的管辖权。\n\n本命令于2022年8月10日签发于康涅狄格州布里奇波特。\n\n附件A\n\n股份转让表及董事决议\n\nGENEVER HOLDINGS CORPORATION\n\n在 British Virgin Islands 注册成立，公司编号1862840（本公司）\n\n股份转让文书\n\n本人 Ho Wan Kwok（郭文贵），地址为[填入地址]（“转让人”），特此将登记在本公司股东名册中本人名下的1000股每股面值为US\\$0.001的股份，转让给 Luc A. Despins，仅以其作为 Ho Wan Kwok 第11章案件受托人的身份，地址为200 Park Avenue, New York, New York 10166（“受让人”）。\n\n本股份转让文书受 British Virgin Islands 法律管辖。\n\n兹证明，转让人于2022年8月____日签署。\n\n签署人：Ho Wan Kwok\n\n本股份转让文书不受 British Virgin Islands 印花税规限，除非本公司或其直接或间接子公司在 British Virgin Islands 持有不动产。在受让人的姓名登记于本公司股东名册之前，本公司不会将受让人视为任何股份的登记持有人。\n\nGENEVER HOLDINGS CORPORATION 在 British Virgin Islands 注册成立，公司编号1862840（本公司）\n\n本公司唯一董事的书面决议\n\nENGLISH\n\n鉴于，本公司已收到一份日期为 2022 年 8 月 _____ 日的股份转让书，涉及 Ho Wan Kwok（郭文贵）向 Luc A. Despins（卢克·A·德斯平斯）转让本公司股本中的 1000 股股份（以下简称“该等股份”）；Luc A. Despins仅以 Ho Wan Kwok 的第 11 章案件受托人身份行事，地址为 200 Park Avenue, New York, New York 10166（以下简称“受让人”）。同时，本公司亦收到代表该等股份的股票证书（以下简称“该证书”）。\n\n本人，即下方签署人，作为本公司的唯一董事，特此通过以下决议：\n\n1、该等股份的转让现予批准；\n\n2、该证书现予注销；\n\n3、应向受让人签发一份有关该等股份的新证书，该证书由本公司董事签署并加盖本公司公章；\n\n4、现授权并指示本公司的注册代理人更新本公司的股东名册；以及\n\n5、截至本文件日期已完成的任何前述事项，现予采纳、追认、确认及批准。\n\nHo Wan Kwok 特此确认，其为转让人，因此对本决议所设想的交易具有利益关系及关联。\n\n本人已于 2022 年 8 月 …… 日签署本董事决议。\n\nHo Wan Kwok（郭文贵）— 董事\n\n________________________________________\n\n案件 22-50073 文件 717 提交日期 08/10/22 登记日期 08/10/22 13:12:37 第 10 页，共 24 页\n\nA 部分－公司\n\n公司名称\n（注：请准确填写《公司注册/登记证书》所载名称）\n曾用名称（如适用）\n公司类型\n注册代理人名称\n现任注册代理人 联系人\n联系方式 电子邮件地址\n电话号码\n变更注册办事处及代理人的方式 □ 我将安排卸任代理人提交转移文件\n□ 我希望安排由 Harneys（哈尼律师事务所）法律团队进行“强制转移”\n变更注册办事处及代理人的理由\n董事决议 请点击此处获取变更公司注册代理人的决议模板。\n该公司是否在 British Virgin Islands（英属维尔京群岛）境内运营非营利机构/慈善机构？ ○ 是 ○ 否\n该公司是否受 Financial Services Commission（金融服务委员会）监管或向其登记？ ○ 是\n公司宗旨\n（注：请具体说明；“控股公司”或“投资基金”并不足够。）\n\n公司拟从事业务的性质\n该公司是否：\n其超过 20% 的收入以现金或现金等价物形式获得？\n1. ○ 是 ■ 否\n该公司是否涉及：\n2. 武器、国防、军事或核工业？ ○ 否\n○ 是\n3. 石油和天然气、贵金属、宝石、珠宝、艺术精品、不动产或其他收藏品的交易？\n○ 是\n○ 否\n4. 创建或提供下列任何一项： ○ 是 ○ 否\n\n创建或发行虚拟资产或代币；\n下列任何一项：提供虚拟资产与法定货币之间的兑换；提供一种或多种形式虚拟资产之间的兑换；提供与虚拟资产转移有关的服务；提供虚拟资产托管服务；或参与并提供与虚拟资产发行或出售虚拟资产相关的金融服务？\n生产或交易物质或产品？\n○ 是 □ 否\n5.\n6.\n○ 是 ○ 否\n赌博或成人娱乐行业？\n可能对环境产生重大影响的活动（例如林业、石油和天然气、深海采矿、采石或发电）？\n7.\n○ 是 □ 否\n集合投资\n8.\n○ 是 ○ 否\n结构\n如该实体将构成一个集团的一部分（包括少数股权），请提供一份图表，说明该实体在该结构中将处于何种位置。该图表应包括直接持有该实体 10% 或以上权益的所有实体，以及该实体的任何子公司。如该结构不超过 3 层，则可作为结构图的替代方案，提供从各实体直至最终母公司的成员名册副本。\n如您对上述任何问题回答“是”，请提供详情。\n如公司拟从事业务的性质未在上文列明，请提供详情。\n拟开展业务活动的国家/地区\n（注：请包括客户、分销商和银行账户所在地。）\n资金来源\n（注：请提供公司初始活动资金来源的详情。可能会要求您提供证明文件。）\n\nB 部分－经济实质\n\n本公司可能须在 BVI（英属维尔京群岛）具备充分的“实质”。\n请点击此处查阅 Harneys 指引要求。如有任何疑问，请与您平常联系的 Harneys 联系人沟通。\n\n案件 22-50073 文件 717 提交日期 08/10/22 登记日期 08/10/22 13:12:37 第 12 页，共 24 页\n\n默认报告期间取决于注册成立日期。如您已选择使用并非默认日期的经济实质报告期截止日，请在此勾选，并确认您的报告期截止日：\n\n我们已正式通知 ITA（国际税务局）我们经济实质报告期间的变更；我们目前的报告期截止日为： [dd/mm/yyyy 至 dd/mm/yyyy]\n我们希望申请变更我们的默认报告期间。Harneys 能够安排此项通知——我们将与您联系，讨论可实现的事项并提供报价。\n如未勾选任何方框，则适用默认报告期间。\n公司是否开展：\n1. 银行业务？ ○ 是 ■ 否\n2. 分销及服务中心业务？ ○ 是 ○ 否\n3. 融资及租赁业务？ ○ 是 ○ 否\n4. 基金管理业务？ ○ 是 ○ 否\n5. 总部业务？ ○ 是 ○ 否\n6. 控股公司业务？ ○ 是 ○ 否\n请说明公司拟持有的资产类型。\n合伙权益等） 请提供公司将持有权益的任何其他法律实体（例如股份、合伙权益等）的详情。\n7. 保险业务？ ○ 是 □ 否\n8. 知识产权业务？ ○ 是 ○ 否\n9. 航运业务？ ○ 是 ○ 否\n如您对上述任何问题回答“是”，请提供详情。\n（注：上述活动可能属于经济实质目的下的“相关活动”。请尽可能详细说明任何相关活动的确切范围。）\n请确认该实体的税务居民所在国家/地区。\nC 部分－股东\n（注：其他股东的详情可在 I 部分填写。）\n股东姓名 姓名\n联系方式 电话号码 电子邮件地址\n股东姓名 姓名\n\n联系方式 电话号码 电子邮件地址\n\n股东姓名 姓名\n联系方式 电话号码 电子邮件地址\n\n股东姓名 姓名\n联系方式 电话号码 电子邮件地址\n\nD 部分－实益拥有人\n\n注：根据 Beneficial Ownership Secure Search System Act, 2017（《2017 年受益所有权安全查询系统法》，BOSS Act），除非公司获得豁免，否则公司必须识别其受益所有人及须登记的法律实体，并向其注册代理人通知该等人士的规定详情。注册代理人随后有义务建立并维护载有该等详情的数据库，该数据库可能供 International Tax Authority（国际税务局）查询。BOSS Act 下的受益所有人，是指：(i) 最终拥有或控制公司 25% 或以上股份或表决权的自然人；或 (ii) 以其他方式对公司管理行使控制权的自然人。任何该等人士在下文称为“BOSS Act 受益所有人”。\n\n请提供：\n\n公司所有持有 10% 或以上权益的受益所有人的详情（说明其中哪些人士（如有）持有 25% 或以上权益，或以其他方式符合 BOSS Act 受益所有人的资格）；以及\n\n(ii) 公司所有须登记法律实体的详情。\n受益所有人详情－自然人\n\n注：根据 Anti-Money Laundering Terrorist Financing Code of Practice, 2008（《2008 年反洗钱及反恐融资实务守则》，AML Code），受益所有人是指最终拥有或控制公司 10% 或以上股份或表决权的自然人。\n\n名字 中间名\n姓名 姓氏 居住地址\n\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n城市\n州\nBOSS Act 受益\n所有人 ○\n是\n○ 否 国家\n邮政编码\n\n名字 中间名\n姓名 姓氏 居住地址\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n州\n城市\nBOSS Act 受益\n所有人 是\n○ 否 国家\n邮政编码\n\n名字 中间名\n姓名 姓氏 居住地址\n\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n城市 州\nBOSS Act 受益\n所有人 是 否 国家 邮政编码\n\n名字 中间名\n姓氏\n姓名 居住地址\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n城市 州\nBOSS Act 受益\n所有人 是 否 国家 邮政编码\n受益所有人详情－须登记法律实体\n可能会要求提供额外信息。 注：如须登记法律实体在其为自然人的情况下将构成受益所有人，且属于下列类别之一：(a) 其证券在认可证券交易所上市，或为证券如此上市实体的子公司；(b) 其为受 BVI 监管的投资基金，或该等基金的子公司；(c) 其为受 BVI 监管的人士或受外国监管的人士；或 (d) 其为主权国家或主权国家的全资子公司。\n完整法定名称 注册地址\n地址 1\n别名（如适用） 地址 2\n城市 城市\n国家 国家\n注册国家/地区\n注册号\n注册成立日期 （DD/MM/YYYY）\n证券交易所名称（如适用）\n监管机构名称（如适用）\n受益所有权数据库所在地 地址\n受益所有权数据库 地址 1\n\nharneysfiduciary.com\n\n案件 22-50073 文件 717 提交日期 08/10/22 登记日期 08/10/22 13:12:37 第 15 页，共 24 页\n转入资料包－BVI 商业公司\n\n地址 2\n\n城市 城市\n国家 国家\n联系方式 电话号码 电子邮件地址\n受益所有人－豁免\n该公司是否为 BOSS Act 下的豁免人士？ ○ 是 ○ 否\n如是，依据为何？\n\nE 部分－董事\n每名董事均须签署并完成我们《合规资料包》（个人或其他）中的相关部分，并附上于其原任命日期签署的《同意任职表》——如您需要复制该文件，请使用此模板（个人董事或非个人董事）。\n有关我们董事服务的更多信息，请参阅我们的“附加服务”部分。\n\n姓名\n电话号码 电子邮件地址\n姓名\n电话号码 电子邮件地址\n\n姓名\n电话号码 电子邮件地址\n\n（注：其他高级人员的详情可在 I 部分填写。）\n姓名\n电话号码 电子邮件地址\n\n姓名\n（注：其他董事的详情可在 I 部分填写。）\n董事姓名\n联系方式\n董事姓名\n联系方式\n董事姓名\n联系方式\nF 部分－高级人员\n高级人员姓名\n联系方式\n高级人员姓名\n联系方式 电话号码 电子邮件地址\n\nHARNEYS（哈尼律师事务所）\n\n○ C 部分中的股东\n\n□ D 部分中的受益所有人\n\n□ D 部分所列须登记法律实体\n\n□ E 部分所列董事\n\n请参阅我们的《合规资料包》（个人、公司或其他）。\n\nH 部分－公司原始记录存放地点\n\n注：公司必须遵守以下强制性要求：在其注册代理人办事处保存下列公司记录的副本；如公司原始公司文件将保存于替代地址，公司必须告知注册代理人，并在原始记录所在地发生任何变更后的 14 天内更新注册代理人记录。\n\n公司记录 Harneys 替代地址\n\n0 地址1\n地址2\n成员名册 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n公司档案 Harneys（哈尼斯） 备用地址\n■ 地址1\n地址2\n董事名册 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n公司档案 Harneys 备用地址\n地址1\n董事及成员会议记录和决议 地址2\n0 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n公司档案 Harneys 备用地址\n0 地址1\n抵押登记册 地址2\n\n城市 州\n\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n注：如要求Harneys保管原始财务记录，公司须预先支付每年产生的额外费用。\n公司档案 备用地址\nHarneys\n记录保管人姓名\n财务记录及基础 地址1 / 地址2\n文件 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n您是否希望我们与您联系并提供更多信息？Harneys亦可提供专业簿记及 ○ 是\n财务报表编制服务。\n第I部分——补充信息\n注：请使用此处向我们提供任何特别信息。任何不属于我们服务范围的工作，可转介至我们的关联律师事务所Harneys Westwood & Riegels LP（哈尼斯·韦斯特伍德及里格尔斯律师事务所），该事务所将直接与您联系。\n第J部分——付款指示及账单\n如您尚未收到有关我们服务的报价，请联系新业务团队。\n付款方式：我们接受电汇及信用卡付款。请点击此处获取我们的付款指示，并使用“New Business”及第A部分所列公司的拟定名称作为付款附言。\n委托代理人/客户\n请注明您的付款方式 ■ 电汇\n信用卡\n地址1\n地址2\n账单地址 城市 城市\n国家 国家\n账单电子邮箱（注：我们仅通过电子邮件发送发票。）\n第K部分——声明及承诺\n\n案件 22-50073 文书 717 提交于 08/10/22 录入于 08/10/22 13:12:37 第 18 页，共 24 页\n转入文件包——BVI商业公司\n\n本人声明，本人已阅读条款，并请求Harneys Fiduciary（哈尼斯信托服务）依照本文件包所载详情办理公司的转入；本人已获每一数据主体授权，向Harneys Fiduciary提供其个人数据。本人证明，据本人所知，本文件包所提供的信息真实且正确，并承诺，如所提供的任何详情发生变更，将立即通知Harneys Fiduciary。本人进一步确认，未发生任何使本人有理由相信可能存在与该架构以及任何司法管辖区的法律和机构有关的法律或税务问题的情形。\n\n全名\n\n法人实体名称（如适用）\n在法人实体中的职务（如适用）\n签名\n日期\n附加服务\n公司秘书服务\n\n我们的公司管理团队提供秘书及行政支持，包括在企业或项目的整个存续期间担任公司秘书。这包括维护公司记录。\n名义股东服务及信托服务\n\n我们提供名义股东服务。对于有意就其BVI商业公司股份进行继承规划的客户，我们建议您考虑使用我们的信托服务。我们经验丰富的私人财富专业团队可就该程序向您提供建议。通过信托进行继承规划的主要益处之一，是避免与BVI遗嘱认证申请相关的时间、成本及公开性。\n董事服务\n\nHarneys Fiduciary提供公司董事及可获委任担任BVI公司的董事的合资格专业人士。董事服务按个案情况予以考虑，但会考虑公司的类型及其活动。\n银行账户\n\n我们与BVI及国际上的众多金融机构密切合作，可协助您迅速且高效地为新公司开立银行账户。我们可为银行账户提供获授权签字人，并维护及保管您的财务记录。\n会计服务\n\nHarneys Fiduciary设有内部会计团队，专门提供簿记及会计服务，以满足公司、有限合伙企业及信托的需要。\n\n我们的会计服务包括维护财务记录、编制月度、季度或年度管理账目、编制年度财务报表，以及按需要与外部审计师和顾问联络。\n\n如为满足您的特定需要所必需，我们亦可提供接触本所外部审计师及其他专家的渠道。我们在BVI当地及国际上均拥有众多且成熟的联系网络。\n其他服务\n\nHarneys Fiduciary还提供其他服务，包括清算服务、授权代表服务、保管、托管，以及按临时需要提供的广泛公司秘书服务。\n\n如您对上述任何服务有任何疑问或希望获得更多信息，请联系我们。\nGENEVER HOLDINGS CORPORATION（GENEVER控股公司），于英属维尔京群岛注册成立，公司编号1862840（以下简称“公司”）\n公司唯一董事的书面决议\n\n鉴于，公司的注册代理人已辞任，且公司目前依据《BVI Business Companies Act 2004》第213(1)条被公司事务登记处（以下简称“登记处”）除名。\n\n鉴于，公司拟纠正公司的状态并恢复良好存续状态，为此拟委任位于Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands的Harneys Corporate Services Limited（哈尼斯企业服务有限公司）为其注册代理人。\n\n本人，下列签署人，作为公司的唯一董事，特此通过下列决议：\n\n1. 公司将其注册代理人变更为位于Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands的Harneys Corporate Services Limited；\n2. 公司将其注册办事处变更为Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands；\n3. 应向BVI公司事务登记处提交经批准格式的公司注册代理人及注册办事处变更通知；及\n4. 唯一董事、Harneys Corporate Services Limited的任何雇员，或Harney Westwood & Riegels LP的任何雇员，特此获授权：\na. 支付应付登记处的任何未付费用；\nb. 签署或向登记处提交任何文件；及\nc. 采取任何及一切为使公司恢复良好存续状态，并使注册代理人及注册办事处变更得以完全生效所必需的其他行动；及\n\n5. 特此批准Harneys Corporate Services Limited就提供注册办事处及注册代理人服务的条款和条件（经不时修订或补充），并特此批准唯一董事代表公司完成及签署Harneys Corporate Services Limited的“转入文件包”。\n\nHo Wan Kwok（郭文贵）特此确认，其与本决议所拟议的交易不存在利益冲突。\n\n本人已于2022年8月……日签署本董事决议。\n\nHo Wan Kwok（郭文贵）——董事\n\n________________________________________\n附件B\n\n致Harcus Parker Limited（哈克斯·帕克有限公司）的信函\n\nHo Wan Kwok（郭文贵）[填写地址]\n\n2022年8月[__]日\n通过电子邮件\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL 收件人：Jennifer Morrissey（詹妮弗·莫里西） 电子邮箱：JMorrissey@harcusparker.co.uk\n事由：Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（艾斯十年控股有限公司）及Dawn State Limited（晨州有限公司）诉UBS AG (London Branch)（瑞银集团股份公司〔伦敦分行〕），案件编号CL-2020-000345——在Ho Wan Kwok（郭文贵）第11章案件中委任受托人\n\n尊敬的Morrissey女士：\n\n兹向您确认，Luc A. Despins（卢克·A·德斯平斯）已获委任为本人在United States District Court for the District of Connecticut（美国康涅狄格联邦地区法院，以下简称“美国破产法院”）审理的第11章案件中的受托人（以下简称“受托人”）。根据美国破产法，本人在High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商务及财产法院、王座法庭分庭、商事法院，以下简称“瑞银诉讼”）审理的针对UBS AG (London Branch)的诉讼中的所有权益，均为本人破产财产的财产。\n\nDespins先生获委任为受托人后，其行使对所有破产财产的控制权，包括本人在瑞银诉讼中的请求权，因此其现有权力及诉讼资格申请被确认为在瑞银诉讼中提出本人请求权的适格当事人。根据美国破产法，本人目前无权力或诉讼资格进行瑞银诉讼。\n\n为推进上述事项并为免生疑义，本人特此明确授权您代表本人就瑞银诉讼、其实体理由、任何相关和解讨论，以及与推进瑞银诉讼有关的任何其他事项，与Despins先生进行全面且完整的讨论，并就本人在瑞银诉讼中的请求权接受其指示，而不受属于本人的任何律师—当事人保密特权、工作成果特权或其他特权的限制。任何特权放弃仅限于向受托人提供该等信息。本人的同意仅限于在本人有权的范围内向受托人提供查阅权限，不构成更广泛的特权放弃，亦不构成本人同意受托人放弃本人的特权。\n\n除其他事项外，并如美国破产法院的命令（副本随附为附件1）所详述，本人指示您：(i) 在切实可行的情况下尽快向受托人交付并与其分享您就瑞银诉讼向本人提供的所有备忘录、意见及其他通信、关于瑞银诉讼实体理由的任何其他信息（无论是否以书面形式），以及本人或您就该诉讼收到或提出的任何和解要约；以及(ii) 在切实可行的情况下尽快向受托人全面开放您在瑞银诉讼中的案件档案中本人有权查阅的部分，以及在瑞银诉讼中提交的所有诉状及其他法院文件。\n\n谨上，\n\nHo Wan Kwok（郭文贵）\n\n抄送：Luc A. Despins（卢克·A·德斯平斯），以其作为Ho Wan Kwok（郭文贵）第11章案件受托人的身份\n\n附件","key_entities":["Kwok","Ho Wan Kwok","Despins","CIPA"],"ecf_references":[{"doc_number":523,"court":"CTB"},{"doc_number":645,"court":"CTB"},{"doc_number":671,"court":"CTB"},{"doc_number":681,"court":"CTB"}],"word_count":6714,"status":"published","published_at":"2022-08-10 00:00:00","created_at":"2022-08-10","updated_at":"2026-08-23 21:57:22"}