{"id":"court_ctb_749_0","court":"CTB","case_no":"22-50073","doc_number":749,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2022-08-12","title":"United States Bankruptcy Court District of Connecticut","summary_zh":null,"summary_en":null,"body_en":"Case 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 1 of 29\n\nUnited States Bankruptcy Court\n\nDistrict of Connecticut\n\nIn re: Case No. 22-50073-jam\n\nHo Wan Kwok Chapter 11\n\nDebtor\n\n**CERTIFICATE OF NOTICE**\n\nDate Rcvd: Aug 10, 2022 Form ID: pdfdoc2 Total Noticed: 12\n\nDistrict/off: 0205-5 User: admin Page 1 of 5\n\nThe following symbols are used throughout this certificate:\n\n**Symbol Definition**\n\n+ Addresses marked '+' were corrected by inserting the ZIP, adding the last four digits to complete the zip +4, or replacing an incorrect ZIP. USPS regulations require that automation-compatible mail display the correct ZIP.\n\n**Notice by first class mail was sent to the following persons/entities by the Bankruptcy Noticing Center on Aug 12, 2022:**\n\n| Recip ID
db | Recipient Name and Address
+ Ho Wan Kwok, 373 Taconic Road, Greenwich, CT 06831-2828 |\n|----------------|------------------------------------------------------------------------------------------------------------------------------|\n| aty | + Luc A. Despins, Paul Hastings LLP, 200 Park Avenue, New York, NY 10166-0019 |\n| dbaty | + Brown Rudnick LLP, One Financial Center, Boston, MA 02111-2600 |\n| cr | Chao-Chih Chiu, c/o TroyGould PC, 1801 Century Park East, 16th Floor, Attn: Christopher A. Lilly, Los Angeles, CA 90067-2367 |\n| cr | + Keyi Zilkie, c/o TroyGould PC, 1801 Century Park East, 16th Floor, Attn: Christopher A. Lilly, Los Angeles, CA 90067-2302 |\n| cr | + Logan Cheng, c/o Randazza Legal Group, PLLC, 100 Pearl Street, 14th Floor, Hartford, CT 06103-4500 |\n| crcm | + Pullman & Comley, LLC, 850 Main Street, Bridgeport, CT 06604-4988 |\n| intp | + Yongbing Zhang, 223 West Jackson Bl;vd. #1012, Chicago, IL 60606-6916 |\n| cr | + Yunxia Wu, c/o TroyGould PC, 1801 Century Park East, 16th Floor, Attn: Christopher A. Lilly, Los Angeles, CA 90067-2302 |\n| 20 | Huizhen Wang, c/o TroyGould PC, 1801 Century Park East, 16th Floor, Attn: Christopher A. Lilly, Los Angeles, CA 90067-2367 |\n\n#### TOTAL: 10\n\n**Notice by electronic transmission was sent to the following persons/entities by the Bankruptcy Noticing Center.**\n\nElectronic transmission includes sending notices via email (Email/text and Email/PDF), and electronic data interchange (EDI). Electronic transmission is in Eastern Standard Time.\n\n| Recip ID
aty | Notice Type: Email Address
+ Email/Text: ustpregion02.nh.ecf@usdoj.gov | Date/Time | Recipient Name and Address |\n|-----------------|---------------------------------------------------------------------------|----------------------|---------------------------------------------------------------------------------------------------------------------------------------|\n| | | Aug 10 2022 18:30:00 | Steven E. Mackey, Office of the U.S. Trustee, The
Giaimo Federal Building, 150 Court Street, Room
302, New Haven, CT 06510-2022 |\n| ca | + Email/Text: cr-info@stretto.com | Aug 10 2022 18:30:00 | Stretto, 410 Exchange, Suite 100, Irvine, CA
92602-1331 |\n\nTOTAL: 2\n\n# **BYPASSED RECIPIENTS**\n\n**The following addresses were not sent this bankruptcy notice due to an undeliverable address, \\*duplicate of an address listed above, \\*P duplicate of a preferred address, or ## out of date forwarding orders with USPS.**\n\n| Recip ID | | Bypass Reason Name and Address |\n|----------|----|----------------------------------------------------------------|\n| aty | | Michael S. Weinstein |\n| cr | | Baosheng Guo |\n| cr | | Chong Shen Raphanella |\n| intp | | Golden Spring (New York) LTD |\n| intp | | HK International Funds Investments (USA) Limited, |\n| intp | | Mei Guo |\n| cr | | Ning Ye |\n| crcm | | Official Committee of Unsecured Creditors |\n| cr | | Rong Zhang |\n| cr | | Xiaodan Wang |\n| cr | | Yan Zhao |\n| cr | | Zheng Wu |\n| 20 | | Pacific Alliance Asia Opportunity Fund L.P. |\n| 20 | | Rui Ma |\n| 20 | | Weican Meng |\n| cr | *+ | Brown Rudnick LLP, One Financial Center, Boston, MA 02111-2600 |\n\nTOTAL: 15 Undeliverable, 1 Duplicate, 0 Out of date forwarding address\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 2 of 29\n\nDistrict/off: 0205-5 User: admin Page 2 of 5 Date Rcvd: Aug 10, 2022 Form ID: pdfdoc2 Total Noticed: 12\n\n# **NOTICE CERTIFICATION**\n\n**I, Gustava Winters, declare under the penalty of perjury that I have sent the attached document to the above listed entities in the manner shown, and prepared the Certificate of Notice and that it is true and correct to the best of my information and belief.**\n\n**Meeting of Creditor Notices only (Official Form 309): Pursuant to Fed .R. Bank. P.2002(a)(1), a notice containing the complete Social Security Number (SSN) of the debtor(s) was furnished to all parties listed. This official court copy contains the redacted SSN as required by the bankruptcy rules and the Judiciary's privacy policies.**\n\nDate: Aug 12, 2022 Signature: /s/Gustava Winters\n\n# **CM/ECF NOTICE OF ELECTRONIC FILING**\n\n**The following persons/entities were sent notice through the court's CM/ECF electronic mail (Email) system on August 10, 2022 at the address(es) listed below: Name Email Address** Aaron Romney on behalf of Plaintiff HK International Funds Investments (USA) Limited LLC aromney@zeislaw.com, swenthen@zeislaw.com Aaron Romney on behalf of Debtor Ho Wan Kwok aromney@zeislaw.com swenthen@zeislaw.com Aaron Romney on behalf of Interested Party Mei Guo aromney@zeislaw.com swenthen@zeislaw.com Aaron Romney on behalf of Interested Party HK International Funds Investments (USA) Limited LLC aromney@zeislaw.com, swenthen@zeislaw.com Aaron Romney on behalf of Defendant Ho Wan Kwok aromney@zeislaw.com swenthen@zeislaw.com Aaron Romney on behalf of Defendant Ho Wan Kwok aromney@zeislaw.com swenthen@zeislaw.com Aaron A Mitchell on behalf of Debtor Ho Wan Kwok aaron@lmesq.com Annecca H. Smith on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. asmith@rc.com Annecca H. Smith on behalf of Plaintiff Pacific Alliance Asia Opportunity Fund L.P. asmith@rc.com Avram Emmanuel Luft on behalf of Trustee Luc A. Despins aviluft@paulhastings.com Carollynn H.G. Callari on behalf of 20 Largest Creditor Rui Ma ccallari@callaripartners.com Carollynn H.G. Callari on behalf of Creditor Zheng Wu ccallari@callaripartners.com Carollynn H.G. Callari on behalf of 20 Largest Creditor Weican Meng ccallari@callaripartners.com David S. Forsh on behalf of 20 Largest Creditor Rui Ma dforsh@callaripartners.com David S. Forsh on behalf of Creditor Zheng Wu dforsh@callaripartners.com David S. Forsh on behalf of 20 Largest Creditor Weican Meng dforsh@callaripartners.com David V. Harbach, II on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. dharbach@omm.com Douglas S. Skalka on behalf of Trustee Luc A. Despins dskalka@npmlaw.com smowery@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net\n\n### Case 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 3 of 29\n\n| District/off: 0205-5
Date Rcvd: Aug 10, 2022 | User: admin
Form ID: pdfdoc2 | Page 3 of 5
Total Noticed: 12 |\n|--------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------|\n| Douglass E. Barron | on behalf of Trustee Luc A. Despins douglassbarron@paulhastings.com | |\n| Eric A. Henzy | on behalf of Defendant Ho Wan Kwok ehenzy@zeislaw.com cjervey@zeislaw.com | |\n| Eric A. Henzy | on behalf of Interested Party HK International Funds Investments (USA) Limited LLC ehenzy@zeislaw.com,
cjervey@zeislaw.com | |\n| Eric A. Henzy | on behalf of Defendant Ho Wan Kwok ehenzy@zeislaw.com cjervey@zeislaw.com | |\n| Eric A. Henzy | on behalf of Debtor Ho Wan Kwok ehenzy@zeislaw.com cjervey@zeislaw.com | |\n| G. Alexander Bongartz
on behalf of Trustee Luc A. Despins alexbongartz@paulhastings.com | | |\n| Holley L. Claiborn | on behalf of U.S. Trustee U. S. Trustee holley.l.claiborn@usdoj.gov | |\n| Irve J. Goldman | on behalf of Creditor Committee Official Committee of Unsecured Creditors igoldman@pullcom.com rmccoy@pullcom.com | |\n| James C. Graham | on behalf of Trustee Luc A Despins jgraham@npmlaw.com sgibbons@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net | |\n| James C. Graham | on behalf of Trustee Luc A. Despins jgraham@npmlaw.com sgibbons@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net | |\n| James M. Moriarty | on behalf of Defendant Ho Wan Kwok jmoriarty@zeislaw.com kjoseph@zeislaw.com | |\n| James M. Moriarty | on behalf of Debtor Ho Wan Kwok jmoriarty@zeislaw.com kjoseph@zeislaw.com | |\n| James M. Moriarty | on behalf of Defendant Ho Wan Kwok jmoriarty@zeislaw.com kjoseph@zeislaw.com | |\n| Jay Marshall Wolman | on behalf of Plaintiff Logan Cheng jmw@randazza.com ecf-6898@ecf.pacerpro.com | |\n| Jay Marshall Wolman | on behalf of Creditor Logan Cheng jmw@randazza.com ecf-6898@ecf.pacerpro.com | |\n| John L. Cesaroni | on behalf of Plaintiff HK International Funds Investments (USA) Limited LLC jcesaroni@zeislaw.com | |\n| John L. Cesaroni | on behalf of Debtor Ho Wan Kwok jcesaroni@zeislaw.com | |\n| John L. Cesaroni | on behalf of Defendant Ho Wan Kwok jcesaroni@zeislaw.com | |\n| John L. Cesaroni | on behalf of Defendant Ho Wan Kwok jcesaroni@zeislaw.com | |\n| John L. Cesaroni | | |\n| Jonathan Kaplan | on behalf of Interested Party Mei Guo jcesaroni@zeislaw.com
on behalf of Creditor Committee Official Committee of Unsecured Creditors jkaplan@pullcom.com
prulewicz@pullcom.com;rmccoy@pullcom.com | |\n| Kristin B. Mayhew | on behalf of Plaintiff Zheng Wu kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | |\n| Kristin B. Mayhew | on behalf of Creditor Zheng Wu kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | |\n| Kristin B. Mayhew | | |\n| Kristin B. Mayhew | on behalf of 20 Largest Creditor Rui Ma kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | |\n| Kristin B. Mayhew | on behalf of Plaintiff Rui Ma kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | |\n| Kristin B. Mayhew | on behalf of Plaintiff Yang Lan kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com
on behalf of Plaintiff Boxun Inc. kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | |\n\n### Case 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 4 of 29\n\n| District/off: 0205-5
Date Rcvd: Aug 10, 2022 | User: admin
Form ID: pdfdoc2 | Page 4 of 5
Total Noticed: 12 |\n|-------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------|----------------------------------|\n| Kristin B. Mayhew | on behalf of 20 Largest Creditor Weican Meng kmayhew@mdmc-law.com
kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | |\n| Kristin B. Mayhew | on behalf of Plaintiff Weican (Watson) Meng kmayhew@mdmc-law.com
kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com | |\n| Laura Aronsson | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. laronsson@omm.com | |\n| Luc A. Despins | lucdespins@paulhastings.com | |\n| Luc A. Despins | on behalf of Trustee Luc A. Despins lucdespins@paulhastings.com | |\n| Lucas Bennett Rocklin | on behalf of Trustee Luc A. Despins lrocklin@npmlaw.com NeubertPepeMonteithPC@jubileebk.net | |\n| Mia N. Gonzalez | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. mgonzalez@omm.com | |\n| Michael S. Weinstein | on behalf of Creditor Xiaodan Wang mweinstein@golenbock.com | |\n| Michael S. Weinstein | on behalf of Creditor Rong Zhang mweinstein@golenbock.com | |\n| Michael S. Weinstein | on behalf of Creditor Chong Shen Raphanella mweinstein@golenbock.com | |\n| Nicholas A. Bassett | on behalf of Trustee Luc A. Despins nicholasbassett@paulhastings.com | |\n| Patrick M. Birney | on behalf of Plaintiff Pacific Alliance Asia Opportunity Fund L.P. pbirney@rc.com ctrivigno@rc.com | |\n| Patrick M. Birney | on behalf of Defendant Pacific Alliance Asia Opportunity Fund L.P. pbirney@rc.com ctrivigno@rc.com | |\n| Patrick M. Birney | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. pbirney@rc.com ctrivigno@rc.com | |\n| Patrick R. Linsey | on behalf of Trustee Luc A Despins plinsey@npmlaw.com karguello@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net | |\n| Patrick R. Linsey | on behalf of Trustee Luc A. Despins plinsey@npmlaw.com karguello@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net | |\n| Peter Friedman | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. pfriedman@omm.com | |\n| Peter Friedman | on behalf of Defendant Pacific Alliance Asia Opportunity Fund L.P. pfriedman@omm.com | |\n| Peter Friedman | on behalf of Plaintiff Pacific Alliance Asia Opportunity Fund L.P. pfriedman@omm.com | |\n| Peter J. Zarella | on behalf of 20 Largest Creditor Rui Ma pzarella@mdmc-law.com | |\n| Peter J. Zarella | on behalf of 20 Largest Creditor Weican Meng pzarella@mdmc-law.com | |\n| Peter J. Zarella | on behalf of Creditor Zheng Wu pzarella@mdmc-law.com | |\n| Sara Pahlavan | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. spahlavan@omm.com | |\n| Scott D. Rosen | on behalf of Interested Party Golden Spring (New York) LTD srosen@cb-shea.com
msullivan@cbshealaw.com;dtempera@cbshealaw.com | |\n| Stephen M. Kindseth | on behalf of Debtor Ho Wan Kwok skindseth@zeislaw.com cjervey@zeislaw.com | |\n| Stephen M. Kindseth | on behalf of Interested Party Mei Guo skindseth@zeislaw.com cjervey@zeislaw.com | |\n| Stephen M. Kindseth | on behalf of Interested Party HK International Funds Investments (USA) Limited LLC skindseth@zeislaw.com, | |\n\n### Case 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 5 of 29\n\n| District/off: 0205-5 | User: admin | Page 5 of 5 | |\n|-------------------------|------------------------------------------------------------------------------------------------------------------------------------------|-------------------|--|\n| Date Rcvd: Aug 10, 2022 | Form ID: pdfdoc2 | Total Noticed: 12 | |\n| | cjervey@zeislaw.com | | |\n| Stuart M. Sarnoff | on behalf of 20 Largest Creditor Pacific Alliance Asia Opportunity Fund L.P. ssarnoff@omm.com
stuart-sarnoff-1059@ecf.pacerpro.com | | |\n| Stuart M. Sarnoff | on behalf of Plaintiff Pacific Alliance Asia Opportunity Fund L.P. ssarnoff@omm.com stuart-sarnoff-1059@ecf.pacerpro.com | | |\n| Stuart M. Sarnoff | on behalf of Defendant Pacific Alliance Asia Opportunity Fund L.P. ssarnoff@omm.com stuart-sarnoff-1059@ecf.pacerpro.com | | |\n| Thomas J. Sansone | on behalf of Plaintiff Xiaodan Wang tsansone@carmodylaw.com | | |\n| Thomas J. Sansone | on behalf of Creditor Chong Shen Raphanella tsansone@carmodylaw.com | | |\n| Thomas J. Sansone | on behalf of Creditor Xiaodan Wang tsansone@carmodylaw.com | | |\n| Thomas J. Sansone | on behalf of Plaintiff Chong Shen Raphanella tsansone@carmodylaw.com | | |\n| Thomas J. Sansone | on behalf of Attorney Michael S. Weinstein tsansone@carmodylaw.com | | |\n| Thomas J. Sansone | on behalf of Creditor Rong Zhang tsansone@carmodylaw.com | | |\n| Thomas J. Sansone | on behalf of Plaintiff Rong Zhang tsansone@carmodylaw.com | | |\n| Timothy D. Miltenberger | on behalf of Interested Party Golden Spring (New York) LTD Tmiltenberger@cbshealaw.com
msullivan@cbshealaw.com;dtempera@cbshealaw.com | | |\n| U. S. Trustee | USTPRegion02.NH.ECF@USDOJ.GOV | | |\n| William R. Baldiga | on behalf of Creditor Brown Rudnick LLP wbaldiga@brownrudnick.com | | |\n| TOTAL: 85 | | | |\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------
x | | | | |\n|-------------------------------------------------------------|----------------------------------------|--|--|--|\n| In re: | :
:
Chapter 11 | | | |\n| HO WAN KWOK, | :
:
Case No. 22-50073 (JAM)
: | | | |\n| Debtor. | :
: | | | |\n| ------------------------------------------------------ | x | | | |\n\n## **ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF**\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the *Standing Order of Reference* from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor; and for the reasons stated on the record at the hearings held on August 1, 2022 and August 4, 2022 with respect to the Motion and the additional relief sought through, among other things, the filing of the revised proposed orders filed on July 31, 2022 [ECF No. 645], August 2, 2022 [ECF No. 671], and August 4, 2022 [ECF No. 681], it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Effective as of entry of the order, dated July 8, 2022, granting the appointment of Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's asserted authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into\n\nthe assets of the Debtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and all related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) fill in all missing information and execute each of (i) the share transfer instrument, (ii) the director's resolution with respect to the Debtor's shares in Genever (BVI), and (iii) the director's resolution related to the restoration of the Genever (BVI), submission of the transfer-in pack, and appointment of a new registered agent, in each case in the forms attached hereto as **Exhibit A** (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such completed and executed documents to the Trustee (who will then submit such documents to the new registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")) as well as provide the Trustee with the information necessary for the Trustee to complete the transfer-in pack of Harneys Fiduciary, in the form included in **Exhibit A** hereto, within two business days after entry of this Order (who will then submit the transfer-in pack to the new registered agent for Genever (BVI) in the BVI); and\n- (b) deliver, no later than five business days after entry of this Order, a copy of the letter in the form attached hereto as **Exhibit B** (the \"Letter to UK Counsel\") to the law firm of Harcus Parker Limited, former counsel to the Debtor in the litigation styled *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)*, Case No. CL-2020-000345, pending in the High Court\n\n3\n\nof Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), with a copy of such letter to be delivered concurrently to the Trustee. For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise E\\WKH7UXVWHHRIHFRQRPLFDQGJRYHUQDQFHULJKWVis hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this Order authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. Pursuant to section 1505 of the Bankruptcy Code, the Trustee is hereby authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating, collecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as\n\n4\n\nnecessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. In furtherance of the Trustee's exercise of the authority under this Order, the Court respectfully requests the assistance of the foreign courts with respect to the Trustee's exercise of corporate control over the Debtor-Controlled Entities, including, without limitation, Genever (BVI).\n\n8. Nothing in this Order shall be deemed to authorize any particular action with respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the Trustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. Nothing in this Order shall constitute a ruling or determination regarding the validity or enforceability of the alleged trust agreement, purportedly dated February 17, 2015 and\n\n5\n\nexecuted by the Debtor, Genever (US), Genever (BVI), and Bravo Luck Limited (the \"Alleged Trust Agreement\"), or regarding any challenges to the Alleged Trust Agreement, and all rights of all parties in respect thereto are preserved.\n\n10. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n11. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n12. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\nDated at Bridgeport, Connecticut this 10th day of August, 2022.\n\n\n\n### **Exhibit A**\n\n**Share Transfer Form and Director's Resolution**\n\n**GENEVER HOLDINGS CORPORATION**\n\n**incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### **SHARE TRANSFER INSTRUMENT**\n\nI, **Ho Wan Kwok**, of [*insert address*] (the *Transferor*) DO HEREBY transfer to **Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok**, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), the 1000 shares of US\\$0.001 par value standing in my name in the share register of the Company.\n\nThis share transfer instrument is governed by British Virgin Islands law.\n\nAs witness the hand of the Transferor this \\_\\_\\_\\_\\_ day of August, 2022.\n\n)\n\nExecuted by ) **Ho Wan Kwok** )\n\n**This share transfer instrument is not subject to stamp duty in the British Virgin Islands unless the Company or its direct or indirect subsidiaries holds real property within the British Virgin Islands.The Company will not treat the Transferee as the registered holder of any shares until the name of the Transferee has been entered in the share register of the Company.**\n\n### **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company has received a share transfer dated August \\_\\_\\_\\_\\_, 2022 relating to the transfer of 1000 shares in the capital of the Company (the *Shares*) executed by Ho Wan Kwok in favour of Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok, of 200 Park Avenue, New York, New York 10166 (the *Transferee*), together with a certificate representing the Shares (the *Certificate*).\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the transfer of the Shares be and is hereby approved;\n- 2. the Certificate be and is hereby cancelled;\n- 3. a new certificate relating to the Shares and signed by the director of the Company be issued under the common seal of the Company to the Transferee;\n- 4. the registered agent of the Company be and is hereby authorised and directed to update the Company's share register; and\n- 5. any of the foregoing which have been done on or before the date hereof be and are hereby adopted, ratified, confirmed and approved.\n\nHo Wan Kwok hereby confirms that he is the Transferor and therefore has an interest in and connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\nHo Wan Kwok – Director\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 15 of 29\n\nTransfer-In Pack – BVI Business Company\n\n# HARNEYS FIDUCIARY -\n\n| PART A - COMPANY | | | | |\n|--------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------|--------------|--|--|\n| Name of the Company
(Note: Type the name exactly as listed on the
Certificate of Incorporation/Registration) | | | | |\n| Former Name(s) (if applicable) | | | | |\n| Company Type | | | | |\n| | Name of Registered Agent | | | |\n| Current Registered Agent | Contact Person | | | |\n| Contact Details | Email Address
Telephone Number | | | |\n| Method of Change of registered office and agent | □ I will arrange for the outgoing agent to file the transfer | | | |\n| | □ I would like to arrange a 'forced transfer' by Harneys legal team | | | |\n| Reason for change of registered office and agent | | | | |\n| Director's Resolution | Please click here for a template resolution to change the Company's
registered agent. | | | |\n| Is the Company operating a non-profit/charity within
the British Virgin Islands? | O Yes ■ No | | | |\n| Is the Company regulated by or registered with the
Financial Services Commission? | O Yes O No | | | |\n| Purpose of Company | | | | |\n| (Note: Please be specific \"holding Company\" or \"investment fund\" is insufficient) | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| | | | | |\n| Intended nature of Company's business | | | | |\n| Does the Company: | | | | |\n| receive more than 20% of its revenue in the form of cash or equivalents?
1. | | O Yes [ ] No | | |\n| Is the company involved in: | | | | |\n| 2. | O Yes [] No
the arms, defence, military or nuclear industries? | | | |\n| 3.
collectors' items? | trading oil and gas, precious metals, gems, jewels, fine art, real estate or other
□ Yes
0 No | | | |\n| 4. | the creation or provision of any one of the following:
O Yes [ No | | | |\n\nTransfer-In Pack – BVI Business Company\n\n\n\n| | blockchain technology | | | | |\n|-----------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|--|--|--|\n| | the creation or issuance of virtual assets or tokens | | | | |\n| | any one of the following: the offering of an exchange between virtual assets
and fiat currencies, the offering an exchange between one or more forms of | | | | |\n| | virtual assets, the provision of services relating to the transfer of virtual assets, | | | | |\n| | the provision of virtual asset custody services or the participation in, and
provision of, financial services related to a virtual asset issuance or the sale of | | | | |\n| | a virtual asset? | | | | |\n| 5. | the production or trading of substances or products?
O Yes ■ No | | | | |\n| 6. | gambling or the adult entertainment industry?
O Yes ■ No | | | | |\n| 7. | activities that may have a major environmental impact (e.g. forestry, oil and gas, deep
O Yes [] No
sea mining, quarrying or power generation)? | | | | |\n| | Collective Investment | | | | |\n| | 8. | O Yes [] No | | | |\n| Structure | | | | | |\n| | If this entity will form part of a group (includings of minority interests), please provide a chart indicating the | | | | |\n| | position this entity will take in the structure. The chart should include all entities holding, directly, an intere | | | | |\n| ത് | st of 10% or more in this entity and any subsidiaries of the entity. If the structure has 3 | | | | |\n| | layers or less then copies of the Register of Members of each entity through to the ultimate parent maybe provided as
an alternative to a structure chart. | | | | |\n| | | | | | |\n| | If you have answered YES to any of the questions above, please provide details. | | | | |\n| | | | | | |\n| | If the intended nature of the Company's business is not identified above, please provide details. | | | | |\n| | | | | | |\n| | Country(ies) of intended business activities
(Note: Please include location of customers, distributors and bank accounts.) | | | | |\n| | | | | | |\n| | Source of funds | | | | |\n| | (Note: Please provide details of the source of funding for the initial activities of the Company. You may be asked to provide | | | | |\n| | supporting documentation.) | | | | |\n| | | | | | |\n| | PART B - ECONOMIC SUBSTANCE | | | | |\n| | The Company may be required to have adequate substance' in the BVI. | | | | |\n| | Please click here to review Harneys guidance requirements. If you have any queries please liaise with
your usual Harneys contact. | | | | |\n| | Economic Substance Financial Reporting Period | | | | |\n| | | | | | |\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 17 of 29\n\n# Transfer-In Pack – BVI Business Company\n\n| | | | | | | - FIDUCIARY |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|--|----------------------------|-------------|\n| Default reporting periods depend on the date of incorporation. If you have elected to use an economic substance reporting
period end that is not your default date please tick here, and confirm the date of your reporting period end: | | | | | | |\n| | We have formally notified the ITA of a change to our economic substance
reporting period, our current reporting period end is: | | | | [dd/mm/yyyy to dd/mm/yyyy] | |\n| | | We would like to apply to make a change to our default reporting period. Harneys is able to arrange this notification - we
will contact you to discuss what is possible to achieve and provide a quote. | | | | |\n| | If no box is ticked, the default reporting period will apply. | | | | | |\n| | Does Company conduct: | | | | | |\n| 1. | banking business? | | O Yes ■ No | | | |\n| 2. | distribution and service centre business? | | | | | O Yes ■ No |\n| 3. | financing and leasing business? | | | | | T Yes ■ No |\n| 4. | fund management business? | | | | | O Yes O No |\n| 5. | headquarters business? | | | | | O Yes ■ No |\n| ട. | holding company business? | | | | | O Yes ■ No |\n| | Please specify the types of asset(s) that the
Company is intending to hold. | | | | | |\n| | partnership interests, etc.) | Please provide details of any other legal entities in
which the Company will hold interests (e.g. shares, | | | | |\n| 7. | insurance business? | | | | | O Yes [] No |\n| 8. | intellectual property business? | | | | | O Yes ■ No |\n| 9. | shipping business? | | | | | O Yes O No |\n| If you have answered YES to any of the questions above, please provide details.
(Note: The activities above may be 'relevant activities' for economic substance purposes. Please include as much detail as
possible on the exact scope of any relevant activity.) | | | | | | |\n| | | | | | | |\n| | Please confirm the entity's country(ies) of tax residence. | | | | | |\n| | PART C - SHAREHOLDERS | | | | | |\n| (Note: Details of additional shareholders can be entered in Part I.) | | | | | | |\n| | Name of Shareholder
Name | | | | | |\n| Contact Details
Email Address
Telephone Number | | | | | | |\n| | | | | | | |\n| | Name of Shareholder | Name | | | | |\n| | | | | | | |\n\nharneysfiduciary.com\n\nHARNEYS\n\n## Transfer-In Pack - BVI Business Company\n\n\n\n| Contact Details | Telephone Number | Email Address | |\n|---------------------|-----------------------------------|---------------|--|\n| | | | |\n| Name of Shareholder | Name | | |\n| Contact Details | Telephone Number
Email Address | | |\n| | | | |\n| Name of Shareholder | Name | | |\n| Contact Details | Telephone Number
Email Address | | |\n| | | | |\n\n#### PART D - BENEFICIAL OWNER(S)\n\nNote: Under the Beneficial Ownership Secure Search System Act, 2017 (BOSS Act), unless the Company is exempt, it is required to identify its beneficial owners and registrable legal entities and to notify its registered agent of the prescribed particulars of such persons. The registered agent is then obliged to establish and maintain a database with such particulars which may be made available for searching by the International Tax Authority. A beneficial owner under the BOSS Act is a natural person who: (i) ultimately owns or controls 25% or more of the shares or voting rights of the Company; or (ii) otherwise exercises control over the management of the Company. Any such person is referred to below as a \"BOSS Act Beneficial Owner\".\n\n#### Please provide:\n\n- details of all beneficial owners of the Company who are interested in 10% or more of the Company (indicating which, (i) if any, hold 25% or more or otherwise qualify as a BOSS Act Beneficial Owner); and\n- details of all registrable legal entities of the Company. (ii)\n\n#### Beneficial Owner Particulars - Natural Persons\n\nNote: A beneficial owner under the Anti-Money Laundering Terrorist Financing Code of Practice, 2008 (AML Code) is a natural person who ultimately owns or controls 10% or more of the shares or voting rights of the Company.\n\n| First Name | Middle
Name | Surname | Residential Address | | |\n|------------------------------|----------------------------|---------|---------------------|---------------|--|\n| | | | Address 1 | | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | | |\n| | | | City | State | |\n| BOSS Act Beneficial
Owner | 0
Yes | 0 No | Country | Post/Zip Code | |\n\n| First Name | Middle
Name | Surname | Residential Address | |\n|------------------------------|----------------------------|---------|---------------------|---------------|\n| | | | Address 1 | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | |\n| | | | City | State |\n| BOSS Act Beneficial
Owner | □
Yes | No | Country | Post/Zip Code |\n\n# Transfer-In Pack – BVI Business Company\n\n# HARNEYS FIDUCIARY\n\n| First Name | Middle
Name | Surname | Residential Address | | | |\n|-----------------------------------------------------------|----------------------------|----------------------------|---------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|\n| | | | Address 1 | | | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | | | |\n| | | | City | State | | |\n| BOSS Act Beneficial
Owner | Yes | No | Country | Post/Zip Code | | |\n| First Name | Middle
Name | Surname | Residential Address | | | |\n| | | | Address 1 | | | |\n| Nationality | | Date of Birth (DD/MM/YYYY) | Address 2 | | | |\n| | | | City | State | | |\n| BOSS Act Beneficial
Owner | Yes | No | Country | Post/Zip Code | | |\n| | | | | | | |\n| Beneficial Owner Particulars - Registrable Legal Entities | | | | | | |\n| may be requested. | | | | Note: A registrable legal entity which would be a beneficial owner if it were a natural person and falls into one of
the following categories: (a) its securities are listed on a recognised stock exchange or an entity the securities of
which are so listed; (b) it is a BV regulated investment fund or a subsidiary of such a fund; (c) it is a BV/ regulated person or a
foreign regulated person; or (d) it is a sovereign state or a wholly owned subsidiary of a sovereign state. Additional information | | |\n| Full Legal Name | | | Registered Address | | | |\n| | | Address 1 | | | | |\n| Alternative Name(s) (if applicable) | | Address 2 | | | | |\n| | | City | | City | | |\n| | | Country | | Country | | |\n| Country of Registration | | | | | | |\n| Registration Number | | | | | | |\n| Date of incorporation | | (DD/MM/YYYY) | | | | |\n| Name of Stock Exchange (if applicable) | | | | | | |\n| Name of Regulator (if applicable) | | | | | | |\n| Location of Beneficial Ownership Database | | Address | | | | |\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 20 of 29\n\n# Transfer-In Pack – BVI Business Company\n\n# HARNEYS FIDUCIARY\n\n| | | Address 2 | | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|------------------|---------------|---------|---------------|--|\n| | | City | | City | | |\n| | | Country | | Country | | |\n| Contact Details | | Telephone Number | | | Email Address | |\n| Beneficial Owner - Exemption | | | | | | |\n| Will the company be an exempt person under the BOSS Act? | | | | | O Yes ■ No | |\n| If YES, on what basis? | | | | | | |\n| | | | | | | |\n| PART E - DIRECTOR(S) | | | | | | |\n| Each director must sign and complete the relevant section in our Compliance Pack (Individuals or Others)
together with a Consent to Act Form signed at their original date of appointment – if you need to reproduce this document
please use this template (Individual Directors or Non-Individual Directors).
Please refer to our Additional Services section for more information about our director services.
(Note: Details of additional directors can be entered in Part I.) | | | | | | |\n| Name of Director | Name | | | | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| | | | | | | |\n| Name of Director | Name | | | | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| | | | | | | |\n| Name of Director | Name | | | | | |\n| Contact Details | Telephone Number
Email Address | | | | | |\n| PART F - OFFICER(S) | | | | | | |\n| (Note: Details of additional officers can be entered in Part I.) | | | | | | |\n| Name of Officer | Name | | | | | |\n| Contact Details | Telephone Number
Email Address | | | | | |\n| | | | | | | |\n| Name of Officer | Name | | | | | |\n| Contact Details | Telephone Number | | Email Address | | | |\n| PART G - COMPLIANCE QUESTIONNAIRE | | | | | | |\n| Any natural person or corporate entity which is listed in one of the following sections must compliance
Questionnaire: | | | | | | |\n\n## Transfer-In Pack - BVI Business Company\n\n| HARNEYS |\n|---------------|\n| - FIDUCIARY - |\n\n#### □ Shareholders in Part C □ Beneficial Owners in Part D □ Registrable legal entities listed in Part D Directors listed in Part E Please refer to our Compliance Pack (Individuals or Companies or Others). PART H - LOCATION OF ORIGINAL CORPORATE RECORDS Note: It is a mandatory requirement for the Company to keep either: (i) the original; or (ii) a copy of the corporate records listed below at the office of its registered agent. The company must inform the registered agent if original corporate documents will be kept at an alternative address and update the registered agent within 14 days of any change in location of the original records. Alternative Address Corporate Record Harneys Address 1 Address 2 Register of Members City State Country Post/Zip Code Email Address Telephone Number Contact Details Corporate Record Harneys Alternative Address Address 1 Address 2 Register of Directors City State Country Post/Zip Code Telephone Number Email Address Contact Details Alternative Address Corporate Record Harneys Address 1 Address 2 Minutes and Resolutions of Directors and Members State City Post/Zip Code Country Email Address Telephone Number Contact Details Corporate Record Harneys Alternative Address Address 1 Register of Charges Address 2\n\n# Transfer-In Pack – BVI Business Company\n\n\n\n| | | City | | State | |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|---------------------|---------------|--|\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Note: Additional fees will be incurred annually by the Company which must be paid in advance if Harneys are required to
maintain the original financial records. | | | | | |\n| Corporate Record | Harneys | | Alternative Address | | |\n| | | Name of record keeper | | | |\n| Financial records and underlying | | Address 1 / Address 2 | | | |\n| documentation | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| | Harneys can also provide specialised Bookkeeping and
Financial Statement preparation services. Would you like
us to contact you with more information? | | O Yes O No | | |\n| PART I - ADDITIONAL INFORMATION | | | | | |\n| the scope of our services may be referred to our affiliate law firm, Harneys Westwood & Riegels LP, who will contact you
directly. | | | | | |\n| | | | | | |\n| PART J - PAYMENT INSTRUCTIONS AND BILLING | | | | | |\n| If you have not received a quote in relation to our services please contact our New Business Team. | | | | | |\n| Method of payment: We accept payments via wire transfer and credit card. Please click here for our payment instructions
and use the reference 'New Business' and the proposed name of the Company provided in Part A. | | | | | |\n| Instructing Agent/Client | | | | | |\n| Please indicate your method of payment | | □ Credit Card | ■ Wire | | |\n| | | Address 1 | | | |\n| | | Address 2 | | | |\n| Billing Address | | City | | City | |\n| | | Country | | Country | |\n| Billing Email (Note: We only send invoices by email.) | | | | | |\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 23 of 29\n\n## Transfer-In Pack – BVI Business Company\n\n\n\nI declare that I have read the Terms and request that Harneys Fiduciary proceed with the Transfer-In of the Company according to the details provided in this Pack and I am authorised by each data subject to provide their personal data to Harneys Fiduciary. I certify that the information provided in this Pack is true and correct to the best of my knowledge, and I undertake to inform Harneys Fiduciary promptly should any of the provided details change. I further confirm that no situation has occurred where I have reason to believe that there may be legal or tax issues in connection with this structure and the laws and institutions of any jurisdiction.\n\n| Full Name | |\n|------------------------------------------------|--|\n| Name of corporate entity (if applicable) | |\n| Position with corporate entity (if applicable) | |\n| Signature | |\n| Date | |\n\n### *Transfer-In Pack – BVI Business Company*\n\n\n\n#### **ADDITIONAL SERVICES**\n\n#### **Company Secretarial Services**\n\nOur company administration teams provide secretarial and administrative support including acting as company secretary throughout the life of a business or project. This includes maintenance of company records.\n\n#### **Nominee Shareholder Services & Trust Services**\n\nWe provide nominee shareholder services. For clients interested in succession planning involving their BVI business company shares we would invite you to consider the use of our trust services. Our experienced team of private wealth practitioners can advise you on this process. One of the key benefits of succession planning through trusts is avoiding the time, cost and publicity associated with a BVI probate application.\n\n#### **Director Services**\n\nHarneys Fiduciary offers both corporate directors and qualified professionals who may be appointed to serve as directors of a BVI Company. Provision of director services is considered on a case by case basis, however, taking into consideration the type of company and its activities.\n\n#### **Bank Accounts**\n\nWe work closely with numerous financial institutions in the BVI and internationally and can help you open a bank account for your new company quickly and efficiently. We can provide authorised signatories for bank accounts and maintain and keep your financial records.\n\n#### **Accounting Services**\n\nHarneys Fiduciary has its own in-house accounting team specialising in the provision of bookkeeping and accounting services to meet the needs of companies, limited partnerships and trusts.\n\nOur accounting services include maintenance of financial records, preparation of monthly, quarterly, or annual management accounts, preparation of annual financial statements and liaising with external auditors and advisors as required.\n\nWe can also provide access to auditors and other specialists outside our firm if this is necessary to meet your particular needs. Our connections both locally in the BVI and internationally are numerous and well established.\n\n#### **Other Services**\n\nHarneys Fiduciary also provides other services including liquidation services, authorised representative services, safe custody, escrow and a wide range of corporate secretarial services provided on an ad-hoc basis.\n\nIf you have any questions or would like more information on any of the above services please contact us.\n\n### **GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840** (the *Company*)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company's registered agent has resigned, and the Company is currently struckͲoff of the Registry of Corporate Affairs (the *Registry*) pursuant to s.213(1) of the BVI Business Companies Act 2004.\n\nWHEREAS the Company intends to rectify the status of the Company and place it back in good standing and in order to do so desires to appoint Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands as its registered agent.\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the Company change its registered agent to Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 2. the Company change its registered office to Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 3. a notice, in the approved form, of the change of registered agent and registered office of the Company, be filed with the BVI Registry of Corporate Affairs; and\n- 4. the sole director, any employee of Harneys Corporate Services Limited or any employee of Harney Westwood & Riegels LP, be and is hereby authorised to:\n\t- a. pay any outstanding fees due to the Registry;\n\t- b. execute or submit any document to the Registry;and\n\t- c. to take any and all other actions necessary to bring the Company into good standing and to give full effect to the change of registered agent and registered office; and\n\n5. the terms and conditions of Harneys Corporate Services Limited for the provision of registered office and registered agent services (as amended or supplemented from to time) be and are approved, and the completion and execution of the Harneys Corporate Services Limited 'transferͲin pack' for and on behalf of the Company by the sole director be and is hereby approved.\n\nHo Wan Kwok hereby confirms that he has no conflict of interest in connection with the transactions contemplated by these resolutions.\n\nI have executed this director's resolution this ……. day of August 2022.\n\nHo Wan Kwok – Director\n\n**\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_**\n\n### **Exhibit B**\n\n**Letter to Harcus Parker Limited**\n\nHo Wan Kwok [*insert address*]\n\nAugust [\\_\\_], 2022\n\n## **VIA EMAIL**\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL Attn: Jennifer Morrissey Email: JMorrissey@harcusparker.co.uk\n\n## **Re:** *Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)***, Case No. CL-2020-000345 – Appointment of Trustee in Chapter 11 Case of Ho Wan Kwok**\n\nDear Ms. Morrissey:\n\nThis is to confirm to you that Luc A. Despins has been appointed as the trustee (the \"Trustee\") in my chapter 11 case, pending before the United States District Court for the District of Connecticut (the \"U.S. Bankruptcy Court\"). All of my interests in the litigation against UBS AG (London Branch) pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\") is property of my bankruptcy estate as a matter of United States bankruptcy law.\n\nUpon Mr. Despins' appointment as the Trustee, he exercises control over all property of the bankruptcy estate, including my claim in the UBS Litigation, so that he now has authority and standing to apply to be recognized as the appropriate party to prosecute my claim in the UBS Litigation. As a matter of United States bankruptcy law, I have no authority or standing at this time to prosecute the UBS Litigation.\n\nIn furtherance of the foregoing, and for the avoidance of doubt, I hereby expressly authorize you to have full and complete discussions on my behalf with Mr. Despins regarding the UBS Litigation, the merits thereof, any related settlement discussions, and any other topics related to the prosecution of the UBS Litigation and to take instructions from him in relation to my claim in the UBS Litigation regardless of any attorney-client privilege, work product, or other privilege which belongs to me. Any waiver of privilege is limited to the provision of this information to the Trustee. My consent is limited to giving access to the Trustee to the extent that I am entitled and contains no wider waiver of privilege and is not consent by me to the Trustee to waive my privilege.\n\nAmong other things, and as detailed in the order of the U.S. Bankruptcy Court (a copy of which is enclosed as Exhibit 1), I instruct you to (i) as soon as is practicable deliver to and share with the Trustee all memoranda, advice, and other communications by you to me regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by me or you in connection with such litigation, and (ii) as soon as is practicable provide the Trustee will full access to the parts of your case file in the UBS Litigation to which I am entitled as well as all pleadings and other court documents filed in the UBS Litigation.\n\nSincerely,\n\nHo Wan Kwok\n\ncc: Luc A. Despins, in his capacity as trustee in the chapter 11 case of Ho Wan Kwok\n\nEnclosure","body_zh":"案号 22-50073 文书 749 于 08/12/22 提交 于 08/13/22 00:16:50 登记 第 1 页，共 29 页\n\nUnited States Bankruptcy Court（美国破产法院）\n\nDistrict of Connecticut（康涅狄格联邦地区）\n\n关于：案号 22-50073-jam\n\nHo Wan Kwok（郭文贵） 第 11 章\n\n债务人\n\n送达证明\n\n收件日期：Aug 10, 2022 表格编号：pdfdoc2 通知总数：12\n\n地区/办事处：0205-5 用户：admin 第 1 页，共 5 页\n\n本证明中通篇使用下列符号：\n\n符号 定义\n\n＋ 标有“＋”的地址已通过插入 ZIP 邮政编码、补充后四位以完成 ZIP+4 邮政编码，或替换不正确的 ZIP 邮政编码而予以更正。USPS 规定，适用于自动化处理的邮件必须显示正确的 ZIP 邮政编码。\n\n破产通知中心于 Aug 12, 2022 通过一级邮件向下列人员/实体寄送通知：\n\n收件人编号\ndb 收件人姓名及地址\n＋ Ho Wan Kwok（郭文贵），373 Taconic Road, Greenwich, CT 06831-2828\n\naty ＋ Luc A. Despins，Paul Hastings LLP（保罗·哈斯廷斯律师事务所），200 Park Avenue, New York, NY 10166-0019\ndbaty ＋ Brown Rudnick LLP（布朗·拉德尼克律师事务所），One Financial Center, Boston, MA 02111-2600\ncr Chao-Chih Chiu，转交 TroyGould PC，1801 Century Park East, 16th Floor，收件人：Christopher A. Lilly，Los Angeles, CA 90067-2367\ncr ＋ Keyi Zilkie，转交 TroyGould PC，1801 Century Park East, 16th Floor，收件人：Christopher A. Lilly，Los Angeles, CA 90067-2302\ncr ＋ Logan Cheng，转交 Randazza Legal Group, PLLC，100 Pearl Street, 14th Floor, Hartford, CT 06103-4500\ncrcm ＋ Pullman & Comley, LLC，850 Main Street, Bridgeport, CT 06604-4988\nintp ＋ Yongbing Zhang，223 West Jackson Blvd. #1012, Chicago, IL 60606-6916\ncr ＋ Yunxia Wu，转交 TroyGould PC，1801 Century Park East, 16th Floor，收件人：Christopher A. Lilly，Los Angeles, CA 90067-2302\n20 Huizhen Wang，转交 TroyGould PC，1801 Century Park East, 16th Floor，收件人：Christopher A. Lilly，Los Angeles, CA 90067-2367\n合计：10\n\n破产通知中心通过电子传输向下列人员/实体发送通知。\n\n电子传输包括通过电子邮件发送通知（Email/text 和 Email/PDF）以及电子数据交换（EDI）。电子传输时间采用美国东部标准时间。\n\n收件人编号\naty 通知类型：电子邮件地址\n＋ Email/Text: ustpregion02.nh.ecf@usdoj.gov 日期/时间 收件人姓名及地址\n\nAug 10 2022 18:30:00 Steven E. Mackey，Office of the U.S. Trustee（美国受托人办公室），The Giaimo Federal Building, 150 Court Street, Room 302, New Haven, CT 06510-2022\nca ＋ Email/Text: cr-info@stretto.com Aug 10 2022 18:30:00 Stretto，410 Exchange, Suite 100, Irvine, CA 92602-1331\n\n合计：2\n已跳过的收件人\n\n由于地址无法投递、＊与上列地址重复、\\P 与首选地址重复，或 ## USPS 的转寄指令已过期，下列地址未收到本破产通知。\n\n收件人编号 跳过原因 姓名及地址\n\naty Michael S. Weinstein\ncr Baosheng Guo\ncr Chong Shen Raphanella\nintp Golden Spring (New York) LTD\nintp HK International Funds Investments (USA) Limited（香港国际基金投资（美国）有限公司），\nintp Mei Guo\ncr Ning Ye\ncrcm Official Committee of Unsecured Creditors（无担保债权人官方委员会）\ncr Rong Zhang\ncr Xiaodan Wang\ncr Yan Zhao\ncr Zheng Wu\n20 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业）\n20 Rui Ma\n20 Weican Meng\ncr ＊＋ Brown Rudnick LLP（布朗·拉德尼克律师事务所），One Financial Center, Boston, MA 02111-2600\n\n合计：15 个无法投递，1 个重复，0 个转寄地址已过期\n\n案号 22-50073 文书 749 于 08/12/22 提交 于 08/13/22 00:16:50 登记 第 2 页，共 29 页\n\n地区/办事处：0205-5 用户：admin 第 2 页，共 5 页 收件日期：Aug 10, 2022 表格编号：pdfdoc2 通知总数：12\n通知证明\n\n本人 Gustava Winters，特此在伪证处罚的约束下声明：本人已按所示方式向上述列明的实体发送所附文件，并已编制送达证明；据本人所知所信，该证明真实且正确。\n\n仅适用于债权人会议通知（Official Form 309）：根据 Fed. R. Bank. P.2002(a)(1)，已向所有列明当事人提供载有债务人完整社会保障号码（SSN）的通知。本法院正式副本载有依照破产规则及司法机关隐私政策所要求隐去的 SSN。\n\n日期：Aug 12, 2022 签名：/s/Gustava Winters\nCM/ECF 电子提交通知\n\n下列人员/实体于 August 10, 2022 通过法院的 CM/ECF 电子邮件（Email）系统，在下列地址收到通知：姓名 电子邮件地址\nAaron Romney，代表原告 HK International Funds Investments (USA) Limited LLC aromney@zeislaw.com, swenthen@zeislaw.com\nAaron Romney，代表债务人 Ho Wan Kwok（郭文贵） aromney@zeislaw.com swenthen@zeislaw.com\nAaron Romney，代表利害关系方 Mei Guo aromney@zeislaw.com swenthen@zeislaw.com\nAaron Romney，代表利害关系方 HK International Funds Investments (USA) Limited LLC aromney@zeislaw.com, swenthen@zeislaw.com\nAaron Romney，代表被告 Ho Wan Kwok（郭文贵） aromney@zeislaw.com swenthen@zeislaw.com\nAaron Romney，代表被告 Ho Wan Kwok（郭文贵） aromney@zeislaw.com swenthen@zeislaw.com\nAaron A Mitchell，代表债务人 Ho Wan Kwok（郭文贵） aaron@lmesq.com\nAnnecca H. Smith，代表 20 名最大债权人 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业） asmith@rc.com\nAnnecca H. Smith，代表原告 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业） asmith@rc.com\nAvram Emmanuel Luft，代表受托人 Luc A. Despins aviluft@paulhastings.com\nCarollynn H.G. Callari，代表 20 名最大债权人 Rui Ma ccallari@callaripartners.com\nCarollynn H.G. Callari，代表债权人 Zheng Wu ccallari@callaripartners.com\nCarollynn H.G. Callari，代表 20 名最大债权人 Weican Meng ccallari@callaripartners.com\nDavid S. Forsh，代表 20 名最大债权人 Rui Ma dforsh@callaripartners.com\nDavid S. Forsh，代表债权人 Zheng Wu dforsh@callaripartners.com\nDavid S. Forsh，代表 20 名最大债权人 Weican Meng dforsh@callaripartners.com\nDavid V. Harbach, II，代表 20 名最大债权人 Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙企业） dharbach@omm.com\nDouglas S. Skalka，代表受托人 Luc A. Despins dskalka@npmlaw.com smowery@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net\n\n案号 22-50073 文书 749 于 08/12/22 提交 于 08/13/22 00:16:50 登记 第 3 页，共 29 页\n\n地区/办事处：0205-5\n收件日期：Aug 10, 2022 用户：admin\n表格编号：pdfdoc2 第 3 页，共 5 页\n通知总数：12\n\nDouglass E. Barron，代表受托人 Luc A. Despins douglassbarron@paulhastings.com\nEric A. Henzy，代表被告 Ho Wan Kwok（郭文贵） ehenzy@zeislaw.com cjervey@zeislaw.com\nEric A. Henzy，代表利害关系方 HK International Funds Investments (USA) Limited LLC ehenzy@zeislaw.com, cjervey@zeislaw.com\nEric A. Henzy，代表被告 Ho Wan Kwok（郭文贵） ehenzy@zeislaw.com cjervey@zeislaw.com\nEric A. Henzy，代表债务人 Ho Wan Kwok（郭文贵） ehenzy@zeislaw.com cjervey@zeislaw.com\nG. Alexander Bongartz，代表受托人 Luc A. Despins alexbongartz@paulhastings.com\nHolley L. Claiborn，代表 U.S. Trustee（美国受托人） U. S. Trustee holley.l.claiborn@usdoj.gov\nIrve J. Goldman，代表债权人委员会 Official Committee of Unsecured Creditors（无担保债权人官方委员会） igoldman@pullcom.com rmccoy@pullcom.com\nJames C. Graham，代表受托人 Luc A. Despins jgraham@npmlaw.com sgibbons@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net\nJames C. Graham，代表受托人 Luc A. Despins jgraham@npmlaw.com sgibbons@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net\nJames M. Moriarty，代表被告 Ho Wan Kwok（郭文贵） jmoriarty@zeislaw.com kjoseph@zeislaw.com\nJames M. Moriarty，代表债务人 Ho Wan Kwok（郭文贵） jmoriarty@zeislaw.com kjoseph@zeislaw.com\nJames M. Moriarty，代表被告 Ho Wan Kwok（郭文贵） jmoriarty@zeislaw.com kjoseph@zeislaw.com\nJay Marshall Wolman，代表原告 Logan Cheng jmw@randazza.com ecf-6898@ecf.pacerpro.com\nJay Marshall Wolman，代表债权人 Logan Cheng jmw@randazza.com ecf-6898@ecf.pacerpro.com\nJohn L. Cesaroni，代表原告 HK International Funds Investments (USA) Limited LLC jcesaroni@zeislaw.com\nJohn L. Cesaroni，代表债务人 Ho Wan Kwok（郭文贵） jcesaroni@zeislaw.com\nJohn L. Cesaroni，代表被告 Ho Wan Kwok（郭文贵） jcesaroni@zeislaw.com\nJohn L. Cesaroni，代表被告 Ho Wan Kwok（郭文贵） jcesaroni@zeislaw.com\nJohn L. Cesaroni\nJonathan Kaplan，代表利害关系方 Mei Guo jcesaroni@zeislaw.com\n代表债权人委员会 Official Committee of Unsecured Creditors（无担保债权人官方委员会） jkaplan@pullcom.com prulewicz@pullcom.com;rmccoy@pullcom.com\nKristin B. Mayhew，代表原告 Zheng Wu kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\nKristin B. Mayhew，代表债权人 Zheng Wu kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\nKristin B. Mayhew\nKristin B. Mayhew，代表 20 名最大债权人 Rui Ma kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\nKristin B. Mayhew，代表原告 Rui Ma kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\nKristin B. Mayhew，代表原告 Yang Lan kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\n代表原告 Boxun Inc. kmayhew@mdmc-law.com kwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\n\n案号 22-50073 文书 749 于 08/12/22 提交 于 08/13/22 00:16:50 登记 第 4 页，共 29 页\n\n地区/办事处：0205-5\n收件日期：Aug 10, 2022 用户：admin\n表格编号：pdfdoc2 第 4 页，共 5 页\n通知总数：12\n\nKristin B. Mayhew（克里斯汀·B·梅休）代表20名最大债权人Weican Meng（孟伟灿） kmayhew@mdmc-law.com\nkwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\n\nKristin B. Mayhew代表原告Weican (Watson) Meng（孟伟灿〔沃森〕） kmayhew@mdmc-law.com\nkwarshauer@mdmc-law.com;bdangelo@mdmc-law.com\n\nLaura Aronsson（劳拉·阿隆松）代表20名最大债权人Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙） laronsson@omm.com\n\nLuc A. Despins（吕克·A·德斯平） lucdespins@paulhastings.com\n\nLuc A. Despins代表受托人Luc A. Despins lucdespins@paulhastings.com\n\nLucas Bennett Rocklin（卢卡斯·贝内特·罗克林）代表受托人Luc A. Despins lrocklin@npmlaw.com NeubertPepeMonteithPC@jubileebk.net\n\nMia N. Gonzalez（米娅·N·冈萨雷斯）代表20名最大债权人Pacific Alliance Asia Opportunity Fund L.P. mgonzalez@omm.com\n\nMichael S. Weinstein（迈克尔·S·温斯坦）代表债权人Xiaodan Wang（王小丹） mweinstein@golenbock.com\n\nMichael S. Weinstein代表债权人Rong Zhang（张蓉） mweinstein@golenbock.com\n\nMichael S. Weinstein代表债权人Chong Shen Raphanella（拉法内拉·沈冲） mweinstein@golenbock.com\n\nNicholas A. Bassett（尼古拉斯·A·巴西特）代表受托人Luc A. Despins nicholasbassett@paulhastings.com\n\nPatrick M. Birney（帕特里克·M·伯尼）代表原告Pacific Alliance Asia Opportunity Fund L.P. pbirney@rc.com ctrivigno@rc.com\n\nPatrick M. Birney代表被告Pacific Alliance Asia Opportunity Fund L.P. pbirney@rc.com ctrivigno@rc.com\n\nPatrick M. Birney代表20名最大债权人Pacific Alliance Asia Opportunity Fund L.P. pbirney@rc.com ctrivigno@rc.com\n\nPatrick R. Linsey（帕特里克·R·林赛）代表受托人Luc A Despins plinsey@npmlaw.com karguello@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net\n\nPatrick R. Linsey代表受托人Luc A. Despins plinsey@npmlaw.com karguello@npmlaw.com;NeubertPepeMonteithPC@jubileebk.net\n\nPeter Friedman（彼得·弗里德曼）代表20名最大债权人Pacific Alliance Asia Opportunity Fund L.P. pfriedman@omm.com\n\nPeter Friedman代表被告Pacific Alliance Asia Opportunity Fund L.P. pfriedman@omm.com\n\nPeter Friedman代表原告Pacific Alliance Asia Opportunity Fund L.P. pfriedman@omm.com\n\nPeter J. Zarella（彼得·J·扎雷拉）代表20名最大债权人Rui Ma（马锐） pzarella@mdmc-law.com\n\nPeter J. Zarella代表20名最大债权人Weican Meng pzarella@mdmc-law.com\n\nPeter J. Zarella代表债权人Zheng Wu（吴征） pzarella@mdmc-law.com\n\nSara Pahlavan（萨拉·帕拉万）代表20名最大债权人Pacific Alliance Asia Opportunity Fund L.P. spahlavan@omm.com\n\nScott D. Rosen（斯科特·D·罗森）代表利害关系方Golden Spring (New York) LTD（黄金泉〔纽约〕有限公司） srosen@cb-shea.com\nmsullivan@cbshealaw.com;dtempera@cbshealaw.com\n\nStephen M. Kindseth（斯蒂芬·M·金德塞斯）代表债务人Ho Wan Kwok（郭文贵） skindseth@zeislaw.com cjervey@zeislaw.com\n\nStephen M. Kindseth代表利害关系方Mei Guo（郭梅） skindseth@zeislaw.com cjervey@zeislaw.com\n\nStephen M. Kindseth代表利害关系方HK International Funds Investments (USA) Limited LLC（香港国际基金投资〔美国〕有限责任公司） skindseth@zeislaw.com,\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 5 of 29\n\n地区/办事处：0205-5 用户：admin 第5页，共5页\n\n收件日期：Aug 10, 2022 表格ID：pdfdoc2 通知总数：12\ncjervey@zeislaw.com\n\nStuart M. Sarnoff（斯图尔特·M·萨诺夫）代表20名最大债权人Pacific Alliance Asia Opportunity Fund L.P. ssarnoff@omm.com\nstuart-sarnoff-1059@ecf.pacerpro.com\n\nStuart M. Sarnoff代表原告Pacific Alliance Asia Opportunity Fund L.P. ssarnoff@omm.com stuart-sarnoff-1059@ecf.pacerpro.com\n\nStuart M. Sarnoff代表被告Pacific Alliance Asia Opportunity Fund L.P. ssarnoff@omm.com stuart-sarnoff-1059@ecf.pacerpro.com\n\nThomas J. Sansone（托马斯·J·桑松）代表原告Xiaodan Wang tsansone@carmodylaw.com\n\nThomas J. Sansone代表债权人Chong Shen Raphanella tsansone@carmodylaw.com\n\nThomas J. Sansone代表债权人Xiaodan Wang tsansone@carmodylaw.com\n\nThomas J. Sansone代表原告Chong Shen Raphanella tsansone@carmodylaw.com\n\nThomas J. Sansone代表律师Michael S. Weinstein tsansone@carmodylaw.com\n\nThomas J. Sansone代表债权人Rong Zhang tsansone@carmodylaw.com\n\nThomas J. Sansone代表原告Rong Zhang tsansone@carmodylaw.com\n\nTimothy D. Miltenberger（蒂莫西·D·米尔滕伯格）代表利害关系方Golden Spring (New York) LTD Tmiltenberger@cbshealaw.com\nmsullivan@cbshealaw.com;dtempera@cbshealaw.com\n\nU. S. Trustee（美国受托人） USTPRegion02.NH.ECF@USDOJ.GOV\n\nWilliam R. Baldiga（威廉·R·巴尔迪加）代表债权人Brown Rudnick LLP（布朗·鲁德尼克律师事务所） wbaldiga@brownrudnick.com\n\n总计：85\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION（美国破产法院康涅狄格区布里奇波特分院）\n\nx\n\n关于： ：\n：\n第11章\nHO WAN KWOK， ：\n：\nCase No. 22-50073 (JAM)\n\n债务人。 ：\n\n------------------------------------------------------ x\n\n依据《破产法典》第363、521、541、1108及1505条作出的命令：(A) 确认第11章受托人持有债务人在债务人控制实体中的全部经济及公司治理权利；(B) 授权第11章受托人代表破产财产在任何外国行事；以及 (C) 准予相关救济\n\n鉴于Luc A. Despins先生以其在Ho Wan Kwok（下称“债务人”）第11章案件中被任命的第11章受托人（下称“受托人”）身份提出的动议（下称“本动议”），请求依据《美国法典》第11编（下称“《破产法典》”）第363、541、1108及1505条作出命令（下称“本命令”），(a) 确认受托人持有债务人在债务人拥有及/或控制的所有公司实体（下称“债务人控制实体”）中的全部经济及公司治理权利，包括但不限于Genever Holdings Corporation（以下简称“Genever (BVI)”），并准予相关救济；(b) 授权受托人代表债务人的破产财产（下称“破产财产”）在任何外国行事；以及 (c) 准予相关救济，具体详见本动议；且本院根据28 U.S.C. §§ 157和1334以及United States District Court for the District of Connecticut（美国康涅狄格区联邦地区法院）作出的移送常设命令（经修订），对审理本动议及其中请求的救济具有管辖权；且根据28 U.S.C. § 157(b)，审理本动议及其中请求的救济属于核心程序；且本院为适格审判地\n\n根据28 U.S.C. §§ 1408和1409；且本院已认定，本动议中请求的救济符合破产财产、其债权人及全体利害关系方的最佳利益；且在具体情形下，已就本动议作出适当且充分的通知；且看来无需作出任何其他或进一步通知；且基于在本院进行的全部程序；且对本命令所请求救济提出的任何异议均已撤回或经实体审理被驳回；且经适当审议并显示存在充分理由；且基于就本动议以及通过包括提交于July 31, 2022 [ECF No. 645]、August 2, 2022 [ECF No. 671]和August 4, 2022 [ECF No. 681]的修订拟议命令所寻求的额外救济，于August 1, 2022和August 4, 2022举行的听证会上载明的理由，现命令如下：\n\n1. 本动议按本命令规定予以准许。\n\n2. 自准许在本第11章案件中任命Luc A. Despins为受托人的July 8, 2022命令录入之日起生效 [ECF No. 523]，受托人为破产财产的利益持有债务人在所有债务人控制实体中的全部经济及治理权利，包括但不限于Genever (BVI)。为免生疑义，上述权利包括受托人所主张的更换债务人控制实体任何现有高级职员、董事、经理或类似人员的授权。作为上述事项的一部分，在必要范围内，受托人获授权以其在本第11章案件中的第11章受托人身份，担任任何已被免职的该等高级职员、董事、经理或类似人员。\n\n3. 根据《破产法典》第521(a)(3)和521(a)(4)条，现责令债务人分别：(a) 在必要范围内与受托人合作，以使受托人能够履行其职责，包括但不限于受托人对\n\n债务人资产的调查；以及 (b) 向受托人交付破产财产的全部财产及任何已记录信息，包括但不限于与破产财产有关的账簿、文件、记录及文书（包括但不限于其在Genever (BVI)中的股份及所有相关公司治理文件）。为促进债务人履行《破产法典》第521(a)(3)和521(a)(4)条规定的义务，现责令债务人：\n\n- (a) 补全所有缺失信息并签署以下各项：(i) 股份转让文书；(ii) 关于债务人所持Genever (BVI)股份的董事决议；以及 (iii) 与恢复Genever (BVI)、提交转入资料包及任命新注册代理人有关的董事决议，各项均采用本命令附件A所附格式（该等文件不填写日期）；并于本命令录入后两个工作日内向受托人交付该等填妥并签署的文件（受托人随后将该等文件提交给英属维尔京群岛（“BVI”）Genever (BVI)的新注册代理人），并于本命令录入后两个工作日内向受托人提供使其能够完成Harneys Fiduciary转入资料包所需的信息，该资料包格式载于本命令附件A（受托人随后将该转入资料包提交给BVI的Genever (BVI)新注册代理人）；以及\n- (b) 最迟于本命令录入后五个工作日内，向Harcus Parker Limited律师事务所交付一份采用本命令附件B所附格式的信函副本（下称“致英国律师的信函”）。该所曾在Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch), Case No. CL-2020-000345一案中担任债务人律师；该案正在High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商务及财产法院王座法庭商业法院）审理（下称“UBS诉讼”）。该信函副本应同时交付给受托人。为免生疑义，就所有目的而言，受托人应被视为债务人在UBS诉讼中主张的请求权的所有人。\n\n4. 如受托人就债务人控制实体行使经济及治理权利被视为属于正常营业过程之外，则批准受托人行使该等经济及治理权利，因为行使该等权利具有合理的商业理由，包括受托人为破产财产的利益持有债务人就该等实体享有的全部经济及治理权利。尽管《破产程序规则》第6004(h)条或《康涅狄格区美国破产法院破产实务与程序地方规则》的任何其他相反规定可能适用，本命令的条款和条件应于录入时立即生效并可执行，现放弃本命令生效及可执行性的任何适用中止。为免生疑义，本命令任何内容均未授权受托人出售、以其他方式处置、出租或设定负担于债务人控制实体中的任何股权或债务人的其他资产。\n\n5. 根据《破产法典》第1505条，特此授权受托人作为遗产在任何外国的外国代表，在适用外国法律所允许的任何范围内代表遗产行事，以便(a)调查、收集及追回位于外国的债务人资产，包括在必要或适当时为此目的在外国法院寻求救济，(b)对债务人控制实体行使控制权，包括在必要或适当时为此目的在外国法院寻求救济，以及(c)向持有债务人控制实体相关公司文件的适当外国公司登记机构（或类似实体）请求并取得该等公司文件。在不限制上述规定的前提下，根据破产法院第1505条，受托人获授权向持有该等公司文件的适当BVI实体请求并取得与Genever (BVI)有关的公司文件。\n\n6. 债务人不得干预、阻碍或延迟受托人行使本命令项下的授权，包括受托人为推进该等授权而代表遗产在外国法院采取或将采取的任何行动。如债务人反对受托人行使该等授权，则在债务人能够证明其具有如此行事的资格的范围内，债务人仅可在通知利益相关方后向本法院（而非视具体情况而定的相关外国法院或其他外国实体）寻求救济。\n\n7. 为推进受托人行使本命令项下的授权，本法院谨请求外国法院就受托人对债务人控制实体行使公司控制权提供协助，包括但不限于Genever (BVI)。\n\n8. 本命令的任何内容均不得视为授权就Genever Holdings LLC（“Genever (US)”）在United States Bankruptcy Court for the Southern District of New York（纽约南区美国破产法院）（“Genever Court”）待决的第11章案件采取任何特定行动。在受托人就Genever (US)行使公司治理权利将影响其第11章案件的范围内，受托人应出席Genever Court并向其寻求指导。\n\n9. 本命令的任何内容均不构成关于据称日期为February 17, 2015、由债务人、Genever (US)、Genever (BVI)及Bravo Luck Limited签署的信托协议（“被指称信托协议”）的有效性或可执行性的裁决或认定，亦不构成关于对被指称信托协议提出的任何异议的裁决或认定；所有当事方与此有关的一切权利均予保留。\n\n10. 授权并赋予受托人采取一切必要行动，以落实本命令授予的救济。\n\n11. 本命令的条款及条件自录入之日起立即生效并可执行。\n\n12. 本法院保留对因实施、解释及执行本命令而产生或与之有关的一切事项的管辖权。\n\n本命令于2022年August 10th日签署于Connecticut州Bridgeport。\n\n附件A\n\n股份转让表格及董事决议\n\nGENEVER HOLDINGS CORPORATION（Genever Holdings Corporation）\n\n于英属维尔京群岛注册成立，公司编号1862840（本公司）\n股份转让文书\n\n本人，Ho Wan Kwok（郭文贵），地址为[填写地址]（转让人），特此将登记于本公司股东名册中本人名下的1000股、每股面值US$0.001的股份，转让给Luc A. Despins，仅以其作为Ho Wan Kwok第11章案件受托人的身份，地址为200 Park Avenue, New York, New York 10166（受让人）。\n\n本股份转让文书受英属维尔京群岛法律管辖。\n\n兹证明，转让人于2022年August ______日亲笔签署。\n\n)\n\n签署人：) Ho Wan Kwok )\n\n除非本公司或其直接或间接子公司在英属维尔京群岛境内持有不动产，否则本股份转让文书无需缴纳英属维尔京群岛印花税。在受让人姓名记入本公司股东名册之前，本公司不会将受让人视为任何股份的登记持有人。\n\nGENEVER HOLDINGS CORPORATION\n于英属维尔京群岛注册成立，公司编号1862840（本公司）\n本公司唯一董事书面决议\n\n鉴于，本公司已收到一份日期为2022年August ______日的股份转让文书，涉及转让本公司股本中的1000股股份（“该等股份”）；该文书由Ho Wan Kwok签署，以Luc A. Despins为受让人，仅以其作为Ho Wan Kwok第11章案件受托人的身份，地址为200 Park Avenue, New York, New York 10166（受让人），并附有代表该等股份的股票证书（“该证书”）。\n\n本人，即下方签署人，作为本公司唯一董事，特此通过下列决议：\n\n1. 该等股份的转让特此获批准；\n\n2. 该证书特此注销；\n\n3. 向受让人签发一份与该等股份有关、由本公司董事签署并加盖本公司公章的新证书；\n\n4. 本公司注册代理人特此获授权及指示更新本公司股东名册；及\n\n5. 截至本决议日期或在此之前已完成的任何上述事项，特此获通过、追认、确认及批准。\n\nHo Wan Kwok特此确认，其为转让人，因此对本决议所设想的交易具有利益关系及关联。\n\n本人于2022年August ……日签署本董事决议。\n\nHo Wan Kwok（郭文贵）—董事\n\n________________________________________\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 15 of 29\n\n转入资料包——BVI商业公司\nHARNEYS FIDUCIARY（Harneys Fiduciary）—\n\nA部分——公司\n\n公司名称\n（注：请完全按照公司注册/登记证书所列名称填写）\n\n原名称（如适用）\n\n公司类型\n\n注册代理人名称\n\n现任注册代理人 联系人\n\n联系详情 电子邮件地址\n\n电话号码\n\n变更注册办事处及代理人的方式 □ 我将安排卸任代理人提交转让文件\n□ 我希望由Harneys法律团队安排“强制转让”\n\n变更注册办事处及代理人的原因\n\n董事决议 请点击此处获取用于变更本公司注册代理人的决议模板。\n\n本公司是否在英属维尔京群岛经营非营利组织/慈善机构？ O 是 ■ 否\n\n本公司是否受Financial Services Commission（金融服务委员会）监管或在其注册？ O 是 O 否\n\n公司宗旨\n（注：请具体说明；“控股公司”或“投资基金”并不足够。）\n\n本公司业务的拟定性质\n\n本公司是否：\n以现金或现金等价物形式取得超过20%的收入？\n1. O 是 [ ] 否\n\n本公司是否涉及：\n2. O 是 [] 否\n武器、国防、军事或核工业？\n\n3.\n收藏品？石油和天然气、贵金属、宝石、珠宝、艺术品、不动产或其他物品的交易？\n□ 是\nO 否\n\n4. 创设或提供下列任何一种：\nO 是 [ 否\n\n转入资料包——BVI商业公司\n\n区块链技术\n\n创设或发行虚拟资产或代币；\n下列任何一种：提供虚拟资产与法定货币之间的兑换，提供一种或多种形式虚拟资产之间的兑换，提供与虚拟资产转移有关的服务，提供虚拟资产托管服务，或参与及提供与虚拟资产发行或虚拟资产出售有关的金融服务？\n\n5. 物质或产品的生产或交易？\nO 是 ■ 否\n\n6. 赌博或成人娱乐行业？\nO 是 ■ 否\n\n7. 可能对环境产生重大影响的活动（例如林业、石油和天然气、深海采矿、采石或发电）？\nO 是 [] 否\n\n集体投资\n8. O 是 [] 否\n结构\n\n如该实体将构成集团的一部分（包括少数股权），请提供一份图表，说明该实体在该结构中的位置。图表应包括在该实体中直接持有10%或以上权益的所有实体，以及该实体的任何子公司。如该结构不超过3层，则可提供从各实体直至最终母公司的成员名册副本，作为结构图的替代文件。\n\n如您对上述任何问题回答“是”，请提供详情。\n\n如本公司业务的拟定性质未在上文列明，请提供详情。\n\n拟开展业务活动的国家/地区\n（注：请包括客户、分销商及银行账户所在地。）\n\n资金来源\n（注：请提供本公司初始活动资金来源的详情。可能要求您提供证明文件。）\n\nB部分——经济实质\n\n本公司可能须在BVI具备充分的“实质”。\n请点击此处查阅Harneys的指导要求。如有任何疑问，请联系您惯常联络的Harneys联系人。\n\n经济实质财务报告期间\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 17 of 29\n\n转入资料包——BVI商业公司\n\n— FIDUCIARY\n\n默认报告期间取决于注册成立日期。如您已选择采用非默认日期作为经济实质报告期间结束日，请在此勾选，并确认您的报告期间结束日期：\n\n我们已正式通知ITA经济实质报告期间发生变更；我们当前的报告期间结束日为： [dd/mm/yyyy to dd/mm/yyyy]\n\n我们希望申请变更默认报告期间。Harneys可以安排此项通知——我们将与您联系，讨论可实现的事项并提供报价。\n\n如未勾选任何方框，则适用默认报告期间。\n\n本公司是否开展：\n1. 银行业务？ O 是 ■ 否\n\n2. 分销及服务中心业务？ O 是 ■ 否\n\n3. 融资及租赁业务？ O 是 ■ 否\n\n4. 基金管理业务？ O 是 O 否\n\n5. 总部业务？ O 是 ■ 否\n\n6. 控股公司业务？ O 是 ■ 否\n\n请说明本公司拟持有的资产类型。\n\n合伙权益等。）请提供本公司将持有权益的任何其他法律实体的详情（例如股份、\n\n7. 保险业务？ O 是 [] 否\n\n8. 知识产权业务？ O 是 ■ 否\n\n9. 航运业务？ O 是 O 否\n\n如您对上述任何问题回答“是”，请提供详情。\n（注：上述活动可能属于经济实质目的下的“相关活动”。请尽可能详尽说明任何相关活动的确切范围。）\n\n请确认该实体的税务居民身份所在国家/地区。\n\nC部分——股东\n（注：其他股东的详情可填写在I部分。）\n\n股东姓名\n姓名\n\n联系详情\n电子邮件地址\n电话号码\n\n股东姓名 姓名\n\nharneysfiduciary.com\n\nHARNEYS\n\n转入资料包——BVI商业公司\n\n联系详情 电话号码 电子邮件地址\n\n股东姓名 姓名\n联系详情 电话号码\n电子邮件地址\n\n股东姓名 姓名\n联系详情 电话号码\n电子邮件地址\n\nD部分——受益所有人\n\n注：根据《2017年受益所有权安全检索系统法》（Beneficial Ownership Secure Search System Act, 2017，BOSS Act），除非公司获得豁免，否则其须识别其受益所有人及可登记法律实体，并将该等人士的规定详情通知其注册代理人。注册代理人随后有义务建立并维护载有该等详情的数据库，国际税务局可获准检索该数据库。根据 BOSS Act，受益所有人是指：(i) 最终拥有或控制公司 25% 或以上股份或表决权的自然人；或 (ii) 以其他方式对公司管理行使控制权的自然人。下文将任何该等人士称为“BOSS Act 受益所有人”。\n\n请提供：\n\n- 对公司中拥有 10% 或以上权益的所有受益所有人的详情（并注明其中哪些人士，如有，(i) 持有 25% 或以上权益，或以其他方式符合 BOSS Act 受益所有人的资格）；以及\n- 公司所有可登记法律实体的详情。(ii)\n\n受益所有人资料——自然人\n\n注：根据《2008年反洗钱及反恐融资业务守则》（Anti-Money Laundering Terrorist Financing Code of Practice, 2008，AML Code），受益所有人是指最终拥有或控制公司 10% 或以上股份或表决权的自然人。\n\n名字 中间名\n姓氏 居住地址\n\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n城市 州\nBOSS Act 受益\n所有人 0\n是 0 否 国家 邮政编码\n\n名字 中间名\n姓氏 居住地址\n\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n城市 州\nBOSS Act 受益\n所有人 □\n是 否 国家 邮政编码\n\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\nHARNEYS FIDUCIARY（哈尼斯受托服务）\n\n名字 中间名\n姓氏 居住地址\n\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n城市 州\nBOSS Act 受益\n所有人 是 否 国家 邮政编码\n\n名字 中间名\n姓氏 居住地址\n地址 1\n国籍 出生日期（DD/MM/YYYY） 地址 2\n城市 州\nBOSS Act 受益\n所有人 是 否 国家 邮政编码\n\n受益所有人资料——可登记法律实体\n\n可能需要补充资料。注：如某可登记法律实体假如为自然人即会构成受益所有人，且属于下列类别之一：(a) 其证券在认可证券交易所上市，或其证券在该等交易所上市的实体；(b) 其为受 BV 监管的投资基金或该基金的附属公司；(c) 其为受 BV 监管的人士或受外国监管的人士；或 (d) 其为主权国家或主权国家全资拥有的附属公司。\n\n完整法定名称 注册地址\n地址 1\n别名（如适用） 地址 2\n城市 城市\n国家 国家\n注册国家\n注册号码\n成立日期 （DD/MM/YYYY）\n证券交易所名称（如适用）\n监管机构名称（如适用）\n受益所有权数据库所在地 地址\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 20 of 29\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\nHARNEYS FIDUCIARY（哈尼斯受托服务）\n\n地址 2\n\n城市 城市\n国家 国家\n联系方式 电话号码 电子邮箱地址\n\n受益所有人——豁免\n\n公司是否属于 BOSS Act 项下的获豁免人士？ O 是 ■ 否\n\n如是，依据为何？\n\nE 部分——董事\n\n每名董事均须签署并完成我们《合规资料包》（Compliance Pack）（个人或其他）中的相关部分，并同时提交一份经其于最初获委任之日签署的《同意任职表》（Consent to Act Form）——如您需要复制本文件，请使用本模板（个人董事或非自然人董事）。\n\n有关我们的董事服务的更多资料，请参阅“附加服务”部分。\n\n（注：额外董事的详情可填入 I 部分。）\n\n董事姓名 姓名\n联系方式 电话号码 电子邮箱地址\n\n董事姓名 姓名\n联系方式 电话号码 电子邮箱地址\n\n董事姓名 姓名\n联系方式 电话号码\n电子邮箱地址\n\nF 部分——高级职员\n\n（注：额外高级职员的详情可填入 I 部分。）\n\n高级职员姓名 姓名\n联系方式 电话号码\n电子邮箱地址\n\n高级职员姓名 姓名\n联系方式 电话号码 电子邮箱地址\n\nG 部分——合规问卷\n\n下列任何部分中列明的任何自然人或法人实体均须填写合规问卷：\n\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n\nHARNEYS\n\n- FIDUCIARY（受托服务）-\n\n□ C 部分中的股东 □ D 部分中的受益所有人 □ D 部分中列明的可登记法律实体 E 部分中列明的董事 请参阅我们的《合规资料包》（个人、公司或其他）。H 部分——公司原始记录所在地 注：公司必须在其注册代理人办事处保存下列公司记录中的：(i) 原件；或 (ii) 副本，此为强制性要求。如公司原始文件将保存于替代地址，公司必须通知注册代理人，并在原始记录所在地发生任何变更后 14 日内更新注册代理人资料。替代地址 公司记录 Harneys 地址 1 地址 2 成员名册 城市 州 国家 邮政编码 电子邮箱地址 电话号码 联系方式 公司记录 Harneys 替代地址 地址 1 地址 2 董事名册 城市 州 国家 邮政编码 电话号码 电子邮箱地址 联系方式 替代地址 公司记录 Harneys 地址 1 地址 2 董事及成员会议记录和决议 州 城市 邮政编码 国家 电子邮箱地址 电话号码 联系方式 公司记录 Harneys 替代地址 地址 1 抵押登记册 地址 2\n\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n\n城市 州\n\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n\n注：如要求 Harneys 保存原始财务记录，公司将须每年产生额外费用，且该等费用必须预先支付。\n\n公司记录 Harneys 替代地址\n记录保管人姓名\n财务记录及基础 地址 1 / 地址 2\n文件 城市 州\n国家 邮政编码\n联系方式 电话号码 电子邮箱地址\n\nHarneys 亦可提供专业簿记及\n财务报表编制服务。您是否希望\n我们与您联系并提供更多资料？ O 是 O 否\n\nI 部分——附加资料\n\n服务范围内的事项可转介至我们的关联律师事务所 Harneys Westwood & Riegels LP（哈尼斯·韦斯特伍德及里格尔斯有限责任合伙），该所将直接与您联系。\n\nJ 部分——付款指示及账单\n\n如您尚未收到有关我们服务的报价，请联系新业务团队。\n\n付款方式：我们接受电汇及信用卡付款。请点击此处查看我们的付款指示，并使用“New Business”及 A 部分所载公司的拟用名称作为付款附言。\n\n委托代理人／客户\n\n请注明您的付款方式 □ 信用卡 ■ 电汇\n地址 1\n地址 2\n账单地址 城市 城市\n国家 国家\n账单电子邮箱（注：我们仅通过电子邮箱发送发票。）\n\nCase 22-50073 Doc 749 Filed 08/12/22 Entered 08/13/22 00:16:50 Page 23 of 29\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n\n本人声明，本人已阅读条款，并请求 Harneys Fiduciary 根据本资料包所载详情办理公司的转入；且本人已获每一数据主体授权，向 Harneys Fiduciary 提供其个人数据。本人证明，据本人所知，本资料包中提供的资料真实且正确，并承诺如任何已提供详情发生变更，将立即通知 Harneys Fiduciary。本人进一步确认，未发生任何使本人有理由相信可能存在与该架构以及任何司法管辖区的法律和机构有关的法律或税务问题的情形。\n\n全名\n\n法人实体名称（如适用）\n在法人实体中的职务（如适用）\n签名\n日期\n\n转入资料包——BVI Business Company（英属维尔京群岛商业公司）\n附加服务\n\n公司秘书服务\n\n我们的公司管理团队提供秘书及行政支持，包括在企业或项目的整个存续期间担任公司秘书。这包括维护公司记录。\n\n名义股东服务及信托服务\n\n我们提供名义股东服务。对于有意就其英属维尔京群岛商业公司股份进行继承规划的客户，我们建议您考虑使用我们的信托服务。我们经验丰富的私人财富从业团队可就此程序向您提供建议。通过信托进行继承规划的主要益处之一，是避免与英属维尔京群岛遗嘱认证申请有关的时间、费用及公开性。\n\n董事服务\n\nHarneys Fiduciary 提供公司董事及合资格专业人士，后者可获委任担任英属维尔京群岛公司的董事。董事服务按个案予以考虑，并会考虑公司的类型及其活动。\n\n银行账户\n\n我们与英属维尔京群岛及国际上的众多金融机构密切合作，可协助您迅速且高效地为新公司开立银行账户。我们可提供银行账户获授权签字人，并维护和保存您的财务记录。\n\n会计服务\n\nHarneys Fiduciary 设有自己的内部会计团队，专门提供簿记及会计服务，以满足公司、有限合伙企业及信托的需要。\n\n我们的会计服务包括维护财务记录、编制月度、季度或年度管理账目、编制年度财务报表，以及在需要时与外部审计师和顾问联络。\n\n如为满足您的特定需要所必需，我们亦可提供本所外部审计师及其他专家的联系渠道。我们在英属维尔京群岛本地及国际上的联系广泛且已建立完善。\n\n其他服务\n\nHarneys Fiduciary 亦提供其他服务，包括清算服务、获授权代表服务、保管、托管，以及按临时需要提供的广泛公司秘书服务。\n\n如您对上述任何服务有任何疑问或希望获得更多资料，请联系我们。\n\nGENEVER HOLDINGS CORPORATION（吉尼弗控股公司），于英属维尔京群岛注册成立，公司编号 1862840（以下简称“公司”）\n\n公司唯一董事书面决议\n\n鉴于，公司注册代理人已辞任，且公司现根据《2004年英属维尔京群岛商业公司法》（BVI Business Companies Act 2004）第 213(1) 条被公司事务登记处（Registry of Corporate Affairs，以下简称“登记处”）除名。\n\n鉴于，公司拟纠正公司的状态并恢复其良好存续状态，为此希望委任地址为 Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands 的 Harneys Corporate Services Limited（哈尼斯企业服务有限公司）为其注册代理人。\n\n本人，以下签署人，作为公司的唯一董事，特此通过以下决议：\n\n- 1. 本公司将其注册代理人变更为 Harneys Corporate Services Limited（Harneys 企业服务有限公司），地址为 Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands；\n- 2. 本公司将其注册地址变更为 Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands；\n- 3. 按核准格式就本公司注册代理人及注册地址变更提交通知至 BVI Registry of Corporate Affairs（英属维尔京群岛公司事务登记处）；以及\n- 4. 唯一董事、Harneys Corporate Services Limited 的任何雇员或 Harney Westwood & Riegels LP 的任何雇员，特此获授权：\n\t- a. 支付应付登记处的任何未结费用；\n\t- b. 签署或向登记处提交任何文件；以及\n\t- c. 采取任何及一切其他必要行动，以使本公司恢复良好存续状态，并使注册代理人及注册地址的变更充分生效；以及\n\n5. 特此批准 Harneys Corporate Services Limited 不时修订或补充的提供注册地址和注册代理人服务的条款和条件，并特此批准唯一董事代表本公司完成及签署 Harneys Corporate Services Limited 的“转入文件包”。\n\nHo Wan Kwok（郭文贵）特此确认，其就本决议所设想的交易不存在任何利益冲突。\n\n本人已于 2022 年 8 月……日签署本董事决议。\n\nHo Wan Kwok（郭文贵）— 董事\n\n________________________________________\n附件 B\n\n致 Harcus Parker Limited（Harcus Parker 有限公司）的信函\n\nHo Wan Kwok（郭文贵）[填写地址]\n\n2022 年 8 月 [__] 日\n通过电子邮件\n\nHarcus Parker Limited（Harcus Parker 有限公司）7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL 收件人：Jennifer Morrissey（詹妮弗·莫里西） 电子邮箱：JMorrissey@harcusparker.co.uk\n事由：Kwok Ho Wan（郭文贵）、Ace Decade Holdings Limited（Ace Decade 控股有限公司）和 Dawn State Limited（Dawn State 有限公司）诉 UBS AG (London Branch)（瑞银集团伦敦分行），案号 CL-2020-000345 — 任命 Ho Wan Kwok（郭文贵）第 11 章案件中的受托人\n\n尊敬的 Morrissey 女士：\n\n兹向您确认，Luc A. Despins（卢克·A·德斯平斯）已获任命为本人在 United States District Court for the District of Connecticut（美国康涅狄格联邦地区法院）（“U.S. Bankruptcy Court（美国破产法院）”）待决的第 11 章案件中的受托人（“受托人”）。根据美国破产法，本人在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商业及财产法院王座法庭商业法院）待决的针对 UBS AG (London Branch)（瑞银集团伦敦分行）的诉讼（“UBS Litigation（瑞银诉讼）”）中的所有权益，均为本人破产财产的组成部分。\n\n在 Despins 先生获任命为受托人后，其对破产财产的全部财产行使控制权，包括本人在瑞银诉讼中的请求权，因此其现有权申请被确认为适格当事人，以在瑞银诉讼中主张本人的请求权。根据美国破产法，本人目前无权或不具备诉讼资格主张瑞银诉讼。\n\n为推进上述事项并为避免疑义，本人特此明确授权您代表本人，就瑞银诉讼、其实体理由、任何相关和解讨论以及与主张瑞银诉讼有关的任何其他事项，与 Despins 先生进行充分和完整的讨论；并授权您就本人在瑞银诉讼中的请求权听取其指示，而不论任何属于本人的律师—当事人特权、工作成果特权或其他特权。对特权的任何放弃仅限于向受托人提供该等信息。本人同意的范围仅限于在本人有权享有的范围内向受托人提供访问权限，并不构成更广泛的特权放弃，亦不构成本人同意受托人放弃本人的特权。\n\n除其他事项外，并如美国破产法院命令（副本随附为附件 1）所详述，本人指示您：(i) 在可行的最早时间向受托人交付并与其共享您向本人作出的关于瑞银诉讼的所有备忘录、意见及其他通信，关于瑞银诉讼实体理由的任何其他信息（无论是否为书面形式），以及本人或您就该诉讼收到或提出的任何和解要约；以及 (ii) 在可行的最早时间向受托人充分提供本人有权查阅的您在瑞银诉讼中的案件卷宗部分，以及在瑞银诉讼中提交的所有诉状及其他法院文件。\n\n谨上，\n\nHo Wan Kwok（郭文贵）\n\n抄送：Luc A. Despins（卢克·A·德斯平斯），以其作为 Ho Wan Kwok（郭文贵）第 11 章案件受托人的身份\n\n附件","key_entities":["Kwok","Ho Wan Kwok","Despins","Je","Guo","Paul Hastings","CIPA"],"ecf_references":[{"doc_number":2,"court":"CTB"},{"doc_number":523,"court":"CTB"},{"doc_number":645,"court":"CTB"},{"doc_number":671,"court":"CTB"},{"doc_number":681,"court":"CTB"}],"word_count":9074,"status":"published","published_at":"2022-08-12 00:00:00","created_at":"2022-08-12","updated_at":"2026-08-23 21:55:02"}