{"id":"court_ctb_841_2","court":"CTB","case_no":"22-50073","doc_number":841,"sub_number":2,"doc_type":"ORDER","filed_date":"2022-09-08","title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION | -------------------------------------------","summary_zh":null,"summary_en":null,"body_en":"# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ----------------------------------------------------------- | x | |\n|-------------------------------------------------------------|---|-------------------------|\n| | : | |\n| In re: | : | Chapter 11 |\n| | : | |\n| HO WAN KWOK, | : | Case No. 22-50073 (JAM) |\n| | : | |\n| Debtor.1 | : | |\n| | : | |\n| ----------------------------------------------------------- | x | |\n\n# 05.>A2? )) A?B@A22W@ **COUNTER-DESIGNATION OF ADDITIONAL ITEMS TO BE INCLUDED IN RECORD ON APPEAL**\n\nPursuant to Federal Rule of Bankruptcy Procedure 8009, Luc Despins, as the appointed Chapter 11 Trustee to the 2\n\n1 8[cW^dVW cWT 2 KWT KadbcTT aTbTaeTb P[[ aXVWcb c^ \\^eT c^ bcaXZT 8\\_\\_T[[P]cnb STbXV]PcX^] ^U XcT\\b ^] P\\_\\_TP[ cWPc WPeT QTT] improperly included in the record. *See* Fed. R. Bankr. P. 8009(e).\n\n# **COUNTER-DESIGNATION OF RECORD ON APPEAL**3\n\n# **I. Filings in Case No. 22-50073 (JAM) (Bankr. D. Conn.)**\n\nThe Trustee designates the following additional items filed to the docket of Case No. 22-\n\n50073 (JAM) (Bankr. D. Conn.) to be included in the record on appeal:\n\n| Date Filed | ECF No. | Description |\n|------------|---------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 03/19/2022 | 102 | L]XcTS JcPcTb KadbcTTnb E^cX^] U^a P] GaSTa Appointment of an Examiner or, in the Alternative, Motion
for Order Directing the Appointment of a Chapter 11 Trustee |\n| 03/20/2022 | 107 | Declaration of Mr. Ho Wan Kwok in Support of the Chapter
11 Case and Certain Motions |\n| 04/06/2022 | 183 | Pacific Alliance
8bXP G__^acd]Xch >d]S D)H)nb E^cX^] c^
Dismiss
Chapter
11 Case or, in the Alternative,
Partial
B^X]STa
c^ L]XcTS
JcPcTb
KadbcTTnb
E^cX^]
U^a P] GaSTa
Directing the Appointment of a Chapter 11 Trustee |\n| 05/11/2022 | 344 | HPRXUXR 8[[XP]RT 8bXP G__^acd]Xch >d]S D)H)nb E^cX^] c^
Dismiss
Chapter
11 Case or, in the Alternative,
Partial
B^X]STa
c^ L]XcTS
JcPcTb
KadbcTTnb
E^cX^]
U^a P] GaSTa
Directing the Appointment of a Chapter 11 Trustee |\n| 05/11/2022 | 346 | Opposition of the Official Committee of Unsecured Creditors
c^ HPRXUXR 8[[XP]RT 8bXP G__^acd]Xch >d]S D)H)nb E^cX^] c^
Dismiss
Chapter
11 Case or, in the Alternative,
Partial
B^X]STa
c^ L]XcTS
JcPcTb
KadbcTTnb
E^cX^]
U^a P] GaSTa
Directing the Appointment of a Chapter 11 Trustee |\n| 05/11/2022 | 347 | Objection of Creditors Rui Ma, Zheng Wu and Weican Meng
to the Motion of Pacific Alliance Asia Opportunity Fund L.P.
for
Dismissal
of this Case or, in the Alternative,
for
Appointment of a Trustee |\n| 05/11/2022 | 348 | Creditor
D^VP] ;WT]Vnb G__^bXcX^] c^ HPRXUXR 8[[XP]RT 8bXP
G__^acd]Xch >d]S D)H)nb E^cX^] c^ |\n| 05/18/2022 | 392 | HPRXUXR
8[[XP]RT
8bXP G__^acd]Xch
>d]S D)H)nb
G\\]XQdb
Reply in Support of Motion to Dismiss Chapter 11 Case or,
in the Alternative,
HPacXP[ B^X]STa c^ L]XcTS JcPcTb KadbcTTnb
Motion for Order Directing the Appointment of a Chapter 11
Trustee |\n\n3 The items designated herein include all exhibits and attachments to such items.\n\n| Date Filed | ECF No. | Description |\n|------------|---------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 05/20/2022 | 404 | HPRXUXR 8[[XP]RT 8bXP G__^acd]Xch >d]S D)H)nb =gWXQXc DXbc
RE Motion to Dismiss Chapter 11 Case or, in the Alternative,
Partial J^X]STa c^ L]XcTS JcPcTb KadbcTTnb E^cX^] U^a GaSTa
Directing the Appointment of a Chapter 11 Trustee |\n| 05/20/2022 | 405 | ;aTSXc^ab IdT EP' OWT]V Md P]S MTXRP] ET]Vnb B^X]STa c^
the
Witness
and Exhibit
List Submitted
by the Official
Committee of Unsecured Creditors |\n| 05/20/2022 | 406 | List of Witnesses and Exhibits of the Official Committee of
Unsecured Creditors |\n| 05/20/2022 | 408 | Supplemental
Memorandum
of Law of the Official
Committee
of Unsecured
Creditors
Addressing
the
Alternatives of Dismissal, Conversion or the Appointment of
a Chapter 11 Trustee |\n| 05/20/2022 | 412 | ;aTSXc^a
D^VP]
;WT]Vnb
H^bXcX^] HP_Ta
Pb c^ Conversion, or Appointment |\n| 05/20/2022 | 414 | L]XcTS JcPcTb KadbcTTnb MXc]Tbb P]S =gWXQXc DXbc |\n| 05/20/2022 | 416 | Statement
Regarding
L]XcTS
JcPcTb
KadbcTTnb
H^bXcX^]
Required Relief Under 11 U.S.C. § 1112(b) |\n| 05/20/2022 | 418 | Supplemental Statement of Creditors Rue Ma, Zheng Wu and
Weican Meng in Support of Conversion of Case |\n| 05/20/2022 | 421 | HPRXUXR 8[[XP]RT 8bXP G__^acd]Xch >d]S D)H)nb Jd__[T\\T]cP[
Statement in Support of Motion to Dismiss Chapter 11 Case |\n| 05/23/2022 | 430 | Notice of Status of Civil Action Removed From Supreme
Court of the State of New York, New York County Pursuant
to 28 U.S.C. § 1452(A) and Rule 9027 of the Federal Rules
of Bankruptcy Procedure and Request for Status Conference |\n| 05/24/2022 | 432 | Amended Notice of Status of Civil Action Removed From
Supreme Court of the State of New York, New York County
Pursuant to 28 U.S.C. § 1452(A) and Rule 9027 of the
Federal
Rules of Bankruptcy Procedure and Request
for
Status Conference |\n| 05/25/2022 | 440 | Exhibit List for Pacific Alliance Asia Opportunity Fund L.P. |\n| 05/25/2022 | 441 | Exhibit List for Official Committee of Unsecured Creditors |\n\n| Date Filed | ECF No. | Description |\n|------------|---------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 05/27/2022 | 442 | Transcript of Motion for Order Directing Appointment of an
Examiner, or in the Alternative Motion for Order Directing
the Appointment of a Chapter 11 Trustee; Motion to Dismiss
Chapter 11 Case or in the Alternative, Partial Joinder to U.S.
KadbcTTnb E^cX^] U^a P] GaSTa a Chapter 11 Trustee |\n| 06/16/2022 | 466 | Errata Sheet Regarding Official Transcript |\n| 06/15/2022 | 465 | Memorandum of Decision and Order Denying Motion to
Dismiss without Prejudice and Granting Joinder to Motion
for Appointment of Chapter 11 Trustee |\n| 07/06/2022 | 511 | Response of Pacific Alliance Asia Opportunity Fund L.P. to
;^dacnb =aaPcP JWTTc ITVPaSX]V GUUXRXP[ KaP]bRaX_c |\n| 07/06/2022 | 512 | Response of Creditors Rui Ma, Zheng Wu and Weican Meng
c^ cWT ;^dacnb =aaPcP JWTTc ITVPaSX]V GUUXRXP[ KaP]bRaX_c |\n| 07/07/2022 | 515 | Application for Order Approving Appointment of a Chapter
11 Trustee |\n| 07/08/2022 | 523 | Order Granting Appointment of Chapter 11 Trustee |\n| 07/22/2022 | 586 | Request for Transcript of July 21, 2022 Status Conference
filed by Trustee Luc A. Despins |\n| 07/23/2022 | 599 | Motion, Pursuant to Bankruptcy Rule 9006(c)(1), to Expedite
Hearing on Motion of Chapter 11 Trustee for Entry of Order,
Pursuant to Bankruptcy Code Sections 363, 541, 1108, and
1505, (A) Confirming that Chapter 11 Trustee Holds All of
Debtor-Controlled
Entities,
(B) Authorizing
Chapter
11
Trustee to Act in any Foreign Country on behalf of Estate,
and (C) Granting Related Relief |\n| 07/25/2022 | 607 | Order Granting Motion to Expedite Hearing |\n| 07/26/2022 | 614 | Preliminary
Report
of Chapter
11 Trustee
Regarding
Progress Since Appointment and Work Plan |\n| 07/27/2022 | 617 | Certificate of Service |\n| 07/27/2022 | 632 | BNC Certificate of Mailing
PDF Document
k |\n| 08/02/2022 | 667 | Order Denying Motion for Relief from Judgment/Order |\n| 08/04/2022 | 680 | Certificate of Service |\n| | | |\n\n| Date Filed | ECF No. | Description |\n|------------|---------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 08/17/2022 | 761 | to Bankruptcy Code Sections 363, 521, 541, 1108, and 105,
(A) Confirming that Chapter 11 Trustee Holds all of
Economic
and Corporate
Governance
Rights
in Debtor
Controlled Entities, (B) Authorizing Chapter 11 Trustee to
Act in Any Foreign Country on Behalf of Estate, and (C)
Granting Related Relief |\n| 08/22/2022 | 777 | Motion
of Chapter
11 Trustee
for Entry of Order (A)
Providing that Control of Any Attorney-Client Privilege,
Work Product Protection, and Other Privileges Related to
Rule 2004 Subpoenaed Documents Passed to Trustee Upon
Appointment,
(B) Directing
that Debtor
and Other
Examinees Not Withhold Documents on Account of Such
Privileges, and (C) Granting Related Relief |\n| 08/22/2022 | 778 | Motion, Pursuant to Bankruptcy Rule 9006(c)(1), to Expedite
Hearing on Motion of Chapter 11 Trustee for Entry of Order
(A) Providing that Control of Any Attorney-Client Privilege,
Work Product Protection, and Other Privileges Related to
Rule 2004 Subpoenaed Documents Passed to Trustee Upon
Appointment,
(B) Directing
that Debtor
and Other
Examinees Not Withhold Documents on Account of Such
Privileges, and (C) Granting Related Relief |\n| 08/23/2022 | 780 | Order Scheduling Expedited Hearing |\n| 08/26/2022 | 796 | KadbcTTnb GQYTRcX^] c^ Appeal of Order, Pursuant to Bankruptcy Code Sections 363,
521, 541, 1108, and 105, (A) Confirming that Chapter 11
Trustee
@^[Sb
P[[ ^U =R^]^\\XR
P]S ;^a_^aPcT
Governance
Rights
in Debtor-Controlled
Entities,
(B)
Authorizing
Chapter
11 Trustee
to Act in Any Foreign
Country on Behalf of Estate, and (C) Granting Related Relief |\n| 08/26/2022 | 797 | Joinder of the Official Committee of Unsecured Creditors in
KadbcTTnb GQYTRcX^] c^ Appeal of Order |\n| 08/27/2022 | 799 | Entry of Order (A) Providing that Control of Any Attorney
Client
Privilege,
Work Product
Protection,
and Other
Privileges
Related
to Rule 2004 Subpoenaed Documents
Passed to Trustee Upon Appointment, (B) Directing that
Debtor and Other Examinees Not Withhold Documents on
Account of Such Privileges, and (C) Granting Related Relief |\n\n| Date Filed | ECF No. | Description |\n|------------|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 08/29/2022 | 801 | KadbcTTnb IT_[h c^ 11 Trustee for Entry of Order (A) Providing that Control of
Any Attorney-Client
Privilege, Work Product
Protection,
and
Other Privileges
Related
to Rule 2004 Subpoenaed
Documents
Passed
to Trustee
Upon Appointment,
(B)
Directing that Debtor and Other Examinees Not Withhold
Documents on Account of Such Privileges, and (C) Granting
Related Relief |\n| 09/06/2022 | 826 | Request for Transcript of May 25, 2022 Evidentiary Hearing |\n\n# **II. Transmittal Correspondence in Case No. 22-50073 (JAM) (Bankr. D. Conn.)**\n\nThe Trustee designates the following additional items to be included in the record on\n\nappeal:\n\n| Date and Time | ECF No. | Description |\n|----------------------------------------------------------|---------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 08/05/2022,
2:33 p.m.
(prevailing
Eastern Time) | N/A | Transmittal electronic correspondence from counsel to the
Chapter 11 Trustee to the Chambers of the Hon. Julie A.
Manning, attaching:
(i) further revised proposed order and
(ii)
blackline
version
of further
revised
proposed
order,
marked to show changes against order filed to the docket on
August
4, 2022 at ECF No. 681 (attached
hereto
as
Exhibit A) |\n| 08/05/2022,
7:03 p.m.
(prevailing
Eastern Time) | N/A | Additional electronic correspondence from counsel to the
Chapter 11 Trustee to the Chambers of the Hon. Julie A.
Manning
regarding
further
revised
proposed
order
(attached hereto as
Exhibit B) |\n\n# **CERTIFICATION REGARDING TRANSCRIPTS**\n\nThe Trustee respectfully certifies, pursuant to Bankruptcy Rule 8009(b)(3), that he has ordered the necessary transcripts and that the transcript order forms for same have been properly transmitted and are filed on the docket.\n\n### **RESERVATION OF RIGHTS**\n\nThe Trustee expressly reserves, and does not waive, his right to supplement this Designation. This filing is made expressly subject to, and without waiver of, any and all rights, remedies, challenges, and objections.\n\nDated: September 6, 2022 LUC A. DESPINS, New Haven, Connecticut CHAPTER 11 TRUSTEE\n\nBy: */s/ Patrick R. Linsey* Patrick R. Linsey (ct29437) NEUBERT, PEPE & MONTEITH, P.C. 195 Church Street, 13th Floor New Haven, Connecticut 06510 (203) 781-2847\n\n*and*\n\nplinsey@npmlaw.com\n\nNicholas A. Bassett (admitted *pro hac vice*) PAUL HASTINGS LLP 2050 M Street NW Washington, D.C., 20036 (202) 551-1902 nicholasbassett@paulhastings.com\n\n*and*\n\nAvram E. Luft (admitted *pro hac vice*) Douglass Barron (admitted *pro hac vice*) PAUL HASTINGS LLP 200 Park Avenue New York, New York 10166 (212) 318-6079 aviluft@paulhastings.com douglassbarron@paulhastings.com\n\n*Counsel for the Chapter 11 Trustee*\n\n# **Exhibit A**\n\n| From: | Bongartz, Alex |\n|--------------|----------------------------------------------------------------------------------------------------------------------------|\n| To: | CourtroomDeputy Bridgeport@ctb.uscourts.gov |\n| Cc: | Holley L.Claiborn@uscoi.cov; ioodman@oullcom.com; aronson@omm.com; ssamoff@mm.com; ehenz@zeislaw.com; |\n| | SKindseth@zeislaw.com; ccallari@callarioartners.com; Desoins. Luc A.; Barron, Douolass E.; plinsey@nomlaw.com; Doug Skalka |\n| Subject: | In re Kwok / Case No. 22-50073 (JAM) - Further Revised Proposed Corporate Governance Order |\n| Date: | Friday, August 5, 2022 11:32:48 AM |\n| Attachments: | image001.png |\n| | In re Kwok -- Further Revised Proposed Corporate Governance Order (blackline) .odf |\n| | In to Viyor - Eurthar Davicad Cornarsha Councenses Ordar (class) adf |\n\nTo the Chambers of the Honorable Julie A. Manning:\n\nFurther to yesterday's hearing on the chapter 11 trustee's corporate governance motion [ECF No. 598] and the related revised proposed orders [ECF Nos. 645, 671, and 681], please see attached:\n\n- (1) A clean version of the further revised proposed order, reflecting the changes directed by the Court at yesterday's hearing as well as two additional, minor changes (as further detailed below); and\n- (2) A blackline version of the further revised order, marked to show changes against the version filed with the Court on August 4, 2022 [ECF No. 681]. (The attached blackline does not include Exhibit A to the order, because no further changes have been made to Exhibit A.)\n\nThe attached further revised proposed order reflects two additional, minor changes.\n\nEirst, earlier today, the chapter 11 trustee received a few final comments from UK counsel (Harcus Parker Limited) on the form of letter to UK counsel, which are reflected in the final form of letter in Exhibit B to the further revised proposed order attached to this email. (A copy of the final form of letter was also provided to counsel to the debtor prior to sending this email to Chambers.) Accordingly, there is no need to include an interim deadline for the chapter 11 trustee to provide a final form of the letter to the debtor, and the five business days period for the debtor to sign and deliver the letter to UK counsel can commence upon entry of the order\n\nSecond, after further conferring with BVI counsel, the chapter 11 trustee has determined that it is not necessary for Mr. Kwok to sign the transfer-in pack to the new BVI agent for Genever Holdings Corporation, but that the chapter 11 trustee can submit the form himself, subject to the debtor providing certain missing information to the chapter 11 trustee has aready emailed counsel to the debtor the list of questions to allow the chapter 11 trustee to complete the form.) Paragraph 3(a) to the attached revised proposed order reflects this (mior) modification. Prior to submitting the attached revised proposed order, the chapter 11 trustee also shared a draft of the revisions to paragraph 3(a) with counsel to the debtor. As of the time of this email, counsel to the debtor has not raised any objections to this language.\n\nRespectfully submitted,\n\nAlex Bongartz\n\n![](_page_8_Picture_11.jpeg)\n\nG. Alexander Bongartz | Of Counsel | Financial Restructuring Group Paul Hastings LLP | 200 Park Avenue, New York, NY 10166 | Direct: +1.212.318.6472 | Mobile: +1.617.838.5117 | Main: +1.212.318.6000 | Fax: +1.212.303.7072 | alexbongartz@paulhastings.com | www.paulhastings.com\n\n# UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION\n\n| ============================================================================================================================================================================== | | |\n|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---|---------------------------|\n| | | |\n| In re: | : | Chapter 11 |\n| | | |\n| HO WAN KWOK, | | : Case No. 22-50073 (JAM) |\n| | | |\n| Debtor. | | |\n| | | |\n| | - | |\n\n# ORDER, PURSUANT TO BANKRUPTCY CODE SECTIONS 363, 521, 541, 1108, AND 1505, (A) CONFIRMING THAT CHAPTER 11 TRUSTEE HOLDS ALL OF DEBTOR'S ECONOMIC AND CORPORATE GOVERNANCE RIGHTS IN DEBTOR-CONTROLLED ENTITIES, (B) AUTHORIZING CHAPTER 11 TRUSTEE TO ACT IN ANY FOREIGN COUNTRY ON BEHALF OF ESTATE, AND (C) GRANTING RELATED RELIEF\n\nUpon the motion (the \"Motion\") of Mr. Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\") appointed in the chapter 11 case of Ho Wan Kwok (the \"Debtor\"), for the entry of an order (this \"Order\"), pursuant to sections 363, 541, 1108, and 1505 of title 11 of the United States Code (the \"Bankruptcy Code\"), (a) confirming that the Trustee holds all of the Debtor's economic and corporate governance rights in all corporate entities owned and/or controlled by the Debtor (the \"Debtor-Controlled Entities\"), including, without limitation, Genever Holdings Corporation (\"Genever (BVI)\") and granting related relief, (b) authorizing the Trustee to act in any foreign country on behalf of the Debtor's estate (the \"Estate\"), and (c) granting related relief, all as more fully set forth in the Motion; and this Court having jurisdiction to consider the Motion and the relief requested therein in accordance with 28 U.S.C. §§ 157 and 1334 and the Standing Order of Reference from the United States District Court for the District of Connecticut (as amended); and consideration of the Motion and the relief requested therein being a core proceeding pursuant to 28 U.S.C. § 157(b); and venue being proper in this Court\n\n### Case 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 11 of 46\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor; and for the reasons stated on the record at the hearings held on August 1, 2022 and August 4, 2022 with respect to the Motion and the additional relief sought through, among other things, the filing of the revised proposed orders filed on July 31, 2022 | ECF No. 645 |, August 2, 2022 | ECF No. 671], and August 4, 2022 [ECF No. 681], it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's asserted authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into\n\n### Case 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 12 of 46\n\nthe assets of the Debtor, and (b) surrender to the Trustee all property of the estate and any recorded information, including, without limitation, books, documents, records, and papers relating to property of the estate (including, without limitation, his shares in Genever (BVI) and all related corporate governance documents). In furtherance of the Debtor's duties under sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to:\n\n- (a) instrument, (ii) the director's resolution with respect to the Debtor's shares in Genever (BVI), and (iii) the director's resolution related to the restoration of the Genever (BVI), submission of the transfer-in pack, and appointment of a new registered agent, in each case in the forms attached hereto as Exhibit A (leaving such documents in undated form) and deliver, within two business days after entry of this Order, such completed and executed documents to the Trustee (who will then submit such documents to the new registered agent for Genever (BVI) in the British Virgin Islands (\"BVI\")) as well as provide the Trustee with the information necessary for the Trustee to complete the transfer-in pack of Harneys Fiduciary, in the form included in Exhibit A hereto, within two business days after entry of this Order (who will then submit the transfer-in pack to the new registered agent for Genever (BVI) in the BVI); and\n- (b) letter in the form attached hereto as Exhibit B (the \"Letter to UK Counsel\") to the law firm of Harcus Parker Limited, former counsel to the Debtor in the litigation styled Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch), Case No. CL-2020-000345, pending in the High Court\n\nof Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), with a copy of such letter to be delivered concurrently to the Trustee. For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this Order authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating, collecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the Debtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as\n\n### Case 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 14 of 46\n\nnecessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. So The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. Court respectfully requests the assistance of the foreign courts with respect to the Trustee's exercise of corporate control over the Debtor-Controlled Entities, including, without limitation, Genever (BVI).\n\n8. respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the Trustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. validity or enforceability of the alleged trust agreement, purportedly dated February 17, 2015 and\n\nexecuted by the Debtor, Genever (US), Genever (BVI), and Bravo Luck Limited (the \"Alleged Trust Agreement\"), or regarding any challenges to the Alleged Trust Agreement, and all rights of all parties in respect thereto are preserved.\n\n10. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n11. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n12. This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\n# Gzjkdkv!C!\n\nUjctg Vtcpuhgt Hqto cpf Fktgevqtu Tguqnwvkqp\n\n# /-5-=-8 063,15/9 +68768);165\n\nHMBNPONP@RDC HM RGD \\*PHRHQG =HPFHM 1QK@MCQ +NLO@MU 5N\" \\$('%(&# #\\RO !.,/%-3\\$\n\n### 90)8- ;8)59.-8 159;8<4-5;\n\n9% 0N >@M 2TNJ% XP H\\$%'#&( !\"\"&#''I #\\RO \\$0%-1('0.0\\$ 4? 85A52G \\ZKW[POZ \\X 3SB )\" ,DQOHMQ! QNKDKU HM GHQ B@O@BHRU @Q RPSQRDD HM RGD BG@ORDP \\$\\$ B@QD NE 0N >@M 2TNJ% XP )'' @KZT 1^OW]O% >O\\_ GXZT% >O\\_ GXZT ('(-- #\\RO \\$0%-1('0''\\$% \\RO (''' [RKZO[ XP DB!'&''( YKZ ^KU]O [\\KWNSWQ SW Va WKVO SW \\RO [RKZO ZOQS[\\OZ XP \\RO 3XVYKWa&\n\nCRS[ [RKZO \\ZKW[POZ SW[\\Z]VOW\\ S[ QX^OZWON La 2ZS\\S[R ESZQSW 9[UKWN[ UK\\_&\n\n1[ \\_S\\WO[[ \\RO RKWN XP \\RO CZKW[POZXZ \\RS[ JJJJJ NKa XP 1]Q][\\% )'))&\n\n\\$\n\n5`OM]\\ON La \\$ 0N >@M 2TNJ \\$\n\n;GHQ QG@PD RP@MQEDP HMQRPSLDMR HQ MNR QSAIDBR RN QR@LO CSRU HM RGD \\*PHRHQG =HPFHM 1QK@MCQ SMKDQQ RGD +NLO@MU NP HRQ CHPDBR NP HMCHPDBR QSAQHCH@PHDQ GNKCQ PD@K OPNODPRU THRGHM RGD \\*PHRHQG =HPFHM 1QK@MCQ\" ;GD +NLO@MU THKK MNR RPD@R RGD ;P@MQEDPDD @Q RGD PDFHQRDPDC GNKCDP NE @MU QG@PDQ SMRHK RGD M@LD NE RGD ;P@MQEDPDD G@Q ADDM DMRDPDC HM RGD QG@PD PDFHQRDP NE RGD +NLO@MU\"\n\n### GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840 (the Company)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company has received a share transfer dated August \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ transfer of 1000 shares in the capital of the Company (the Shares) executed by Ho Wan Kwok in favour of Luc A. Despins, solely in his capacity as trustee in the chapter 11 case of Ho Wan Kwok, of 200 Park Avenue, New York 10166 (the Transferee), together with a certificate representing the Shares (the Certificate).\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1.\n- 2. the Certificate be and is hereby cancelled;\n- 3. issued under the common seal of the Company to the Transferee;\n- 4. the Company's share register; and\n- 5. any of the foregoing which have been done on or before the date hereof be and are hereby adopted, ratified, confirmed and approved.\n\nHo Wan Kwok hereby confirms that he is the Transferor and therefore has an interest in and connection with the transactions contemplated by these resolutions.\n\nl have executed this director's resolution this ...... day of August 2022.\n\nHo Wan Kwok - Director\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 19 of\n\nTransfer-In Pack – BVI Business Company\n\n![](_page_18_Picture_3.jpeg)\n\n| PART A - COMPANY | | | | |\n|--------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|---------------|--|\n| Name of the Company
(Note: Type the name exactly as listed on the
Certificate of Incorporation/Registration) | | | | |\n| Former Name(s) (if applicable) | | | | |\n| | Company Type | | | |\n| | | Name of Registered Agent | | |\n| | Current Registered Agent | Contact Person | | |\n| | Contact Details | Telephone Number | Email Address | |\n| Method of Change of registered office and agent | | □ I will arrange for the outgoing agent to file the transfer
□ I would like to arrange a 'forced transfer' by Harneys legal team | | |\n| Reason for change of registered office and agent | | | | |\n| Director's Resolution | | Please click here for a template resolution to change the Company's
registered agent. | | |\n| Is the Company operating a non-profit/charity within
the British Virgin Islands? | | O Yes □ No | | |\n| | Is the Company regulated by or registered with the
Financial Services Commission? | □ Yes □ No | | |\n| | Purpose of Company
(Note: Please be specific \"holding Company\" or \"investment fund\" is insufficient) | | | |\n| | | | | |\n| Intended nature of Company's business | | | | |\n| Does the Company: | | | | |\n| receive more than 20% of its revenue in the form of cash or equivalents?
1. | | | O Yes □ No | |\n| ls the company involved in: | | | | |\n| 2. | the arms, defence, military or nuclear industries? | | O No
O Yes | |\n| 3. | trading oil and gas, precious metals, gems, jewels, fine art, real estate or other
[] No
O Yes
collectors' items? | | | |\n| 4. | the creation or provision of any one of the following:
O Yes □ No | | | |\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 20 of 46\n\nTransfer-In Pack – BVI Business Company\n\n![](_page_19_Picture_2.jpeg)\n\n| | blockchain technology | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|--|\n| | the creation or issuance of virtual assets or tokens | | |\n| | any one of the following: the offering of an exchange between virtual assets
and fiat currencies, the offering an exchange between one or more forms of
virtual assets, the provision of services relating to the transfer of virtual assets,
the provision of virtual asset custody services or the participation in, and
provision of, financial services related to a virtual asset issuance or the sale of
a virtual asset? | | |\n| 5. | the production or trading of substances or products? | O Yes □ No | |\n| 6. | gambling or the adult entertainment industry? | O Yes □ No | |\n| 7. | activities that may have a major environmental impact (e.g. forestry, oil and gas, deep
sea mining, quarrying or power generation)? | O Yes □ No | |\n| | Collective Investment | | |\n| | 8. | □ Yes □ No | |\n| Structure | | | |\n| 9. | If this entity will form part of a group (includings of minority interests), please provide a chart indicating the
position this entity will take in the structure. The chart should include all entities holding, directly, an intere
st of 10% or more in this entity and any subsidiaries of the entity. If the structure has 3
layers or less then copies of the Register of Members of each entity through to the ultimate parent maybe provided as
an alternative to a structure chart. | | |\n| | If you have answered YES to any of the questions above, please provide details. | | |\n| | | | |\n| | If the intended nature of the Company's business is not identified above, please provide details. | | |\n| | | | |\n| | Country(ies) of intended business activities | | |\n| | (Note: Please include location of customers, distributors and bank accounts.) | | |\n| | | | |\n| | Source of funds | | |\n| (Note: Please provide details of the source of funding for the initial activities of the Company. You may be asked to provide
supporting documentation.) | | | |\n| | | | |\n| PART B - ECONOMIC SUBSTANCE | | | |\n| The Company may be required to have adequate substance' in the BVI. | | | |\n| Please click here to review Harneys guidance requirements. If you have any queries please liaise with
your usual Harneys contact. | | | |\n| Economic Substance Financial Reporting Period | | | |\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 21 of 46\n\nTransfer-In Pack – BVI Business Company\n\n![](_page_20_Picture_2.jpeg)\n\n| | | Default reporting periods depend on the date of incorporation. If you have elected to use an economic substance reporting
period end that is not your default date please tick here, and confirm the date of your reporting period end: | | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|------------|----------------------------|--|\n| | reporting period, our current reporting period end is: | We have formally notified the ITA of a change to our economic substance | | | [dd/mm/yyyy to dd/mm/yyyy] | |\n| | | We would like to apply to make a change to our default reporting period. Harneys is able to arrange this notification - we
will contact you to discuss what is possible to achieve and provide a quote. | | | | |\n| | If no box is ticked, the default reporting period will apply. | | | | | |\n| | Does Company conduct: | | | | | |\n| 1. | banking business? | | | | O Yes □ No | |\n| 2. | distribution and service centre business? | | | | L Yes | |\n| 3. | financing and leasing business? | | | | O Yes [] No | |\n| 4. | fund management business? | | | | T Yes | |\n| 5. | headquarters business? | | | | | |\n| 6. | holding company business? | | | | □ Yes □ No | |\n| | Please specify the types of asset(s) that the
Company is intending to hold. | | | | | |\n| | partnership interests, etc.) | Please provide details of any other legal entities in
which the Company will hold interests (e.g. shares, | | | | |\n| 7. | insurance business? | O Yes | | | I No | |\n| 8. | | intellectual property business? | | | 山 Yes □ No | |\n| 9. | shipping business? | | | O Yes □ No | | |\n| If you have answered YES to any of the questions above, please provide details.
(Note: The activities above may be 'relevant activities' for economic substance purposes. Please include as much detail as
possible on the exact scope of any relevant activity.) | | | | | | |\n| | Please confirm the entity's country(ies) of tax residence. | | | | | |\n| PART C - SHAREHOLDERS | | | | | | |\n| (Note: Details of additional shareholders can be entered in Part I.) | | | | | | |\n| | Name of Shareholder
Name | | | | | |\n| | Contact Details | Telephone Number | Email Address | | | |\n| | Name of Shareholder | Name | | | | |\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 22 of\n\n# Transfer-In Pack - BVI Business Company\n\n![](_page_21_Picture_3.jpeg)\n\n| Contact Details | Email Address
Telephone Number | | | | |\n|---------------------|-----------------------------------|---------------|--|--|--|\n| | | | | | |\n| Name of Shareholder | Name | | | | |\n| Contact Details | Telephone Number | Email Address | | | |\n| | | | | | |\n| Name of Shareholder | Name | | | | |\n| Contact Details | Telephone Number | Email Address | | | |\n\n46\n\n### PART D - BENEFICIAL OWNER(S)\n\nNote: Under the Beneficial Ownership Secure Search System Act, unless the Company is exempt, it is required to identify its beneficial owners and registrable legal entities and to notify its registered agent of the prescribed particulars of such persons. The registered agent is then obliged to establish and maintain a database with such particulars which may be made available for searching by the International Tax Authority. A beneficial owner under the BOSS Act is a natural person who: (i) ultimately owns or controls 25% or more of the shares or voting rights of the Company; or (ii) otherwise exercises control over the management of the Company. Any such person is referred to below as a \"BOSS Act Beneficial Owner\".\n\nPlease provide:\n\n- details of all beneficial owners of the Company who are interested in 10% or more of the Company (indicating which, (I) if any, hold 25% or more or otherwise qualify as a BOSS Act Beneficial Owner); and\n- (ii) details of all registrable legal entities of the Company.\n\n### Beneficial Owner Particulars - Natural Persons\n\nNote: A beneficial owner under the Anti-Money Laundering Terrorist Financing Code of Practice, 2008 (AML Code) is a natural person who ultimately owns or controls 10% or more of the shares or voting rights of the Company.\n\n| First Name | Middle
Name | Surname | Residential Address | | |\n|------------------------------|----------------------------|-----------------------------|---------------------|---------------|--|\n| | | | Address 1 | | |\n| Nationality | Date of Birth (DD/MM/YYYY) | | Address 2 | | |\n| | | | State
City | | |\n| BOSS Act Beneficial
Owner | -
No
Yes | | Country | Post/Zip Code | |\n| | | | | | |\n| First Name | Middle
Name | Surname | Residential Address | | |\n| | | | Address 1 | | |\n| Nationality | | Date of Birth (DD/MM/YYYYY) | Address 2 | | |\n| | | | City | State | |\n| BOSS Act Beneficial
Owner | 0
Yes
0
No | | Country | Post/Zip Code | |\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 23 of\n\nTransfer-In Pack – BVI Business Company\n\n![](_page_22_Picture_3.jpeg)\n\n| First Name | Middle
Name | Surname | Residential Address | | | |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------|-----------------------------|---------------------|---------------|--|--|\n| | | | Address 1 | | | |\n| Nationality | Date of Birth (DD/MM/YYYYY) | | Address 2 | | | |\n| | | | City | State | | |\n| BOSS Act Beneficial
Owner | Yes
No | | Country | Post/Zip Code | | |\n| | | | | | | |\n| First Name | Middle
Name | Surname | Residential Address | | | |\n| | | | Address 1 | | | |\n| Nationality | | Date of Birth (DD/MM/YYYYY) | Address 2 | | | |\n| | | | City | State | | |\n| BOSS Act Beneficial
Owner | Yes
No | | Country | Post/Zip Code | | |\n| Beneficial Owner Particulars - Registrable Legal Entities | | | | | | |\n| Note: A registrable legal entity which would be a beneficial owner if it were a natural person and falls into one of
the following categories: (a) its securities are listed on a recognised stock exchange or a subsidiary of an entity the securities of
which are so listed; (b) it is a BV regulated investment fund or a subsidiary of such a fund; (c) it is a BV/ regulated person or a
foreign regulated person; or (d) it is a sovereign state or a wholly owned subsidiary of a sovereign state. Additional information
may be requested. | | | | | | |\n| Full Legal Name | | Registered Address | | | | |\n| | | Address 1 | | | | |\n| Alternative Name(s) (if applicable) | | | Address 2 | | | |\n| | | City | | City | | |\n| | | | | | | |\n| | | Country | | Country | | |\n| Country of Registration | | | | | | |\n| Registration Number | | | | | | |\n| Date of incorporation | | (DD/MM/YYYY) | | | | |\n| Name of Stock Exchange (if applicable) | | | | | | |\n| Name of Regulator (if applicable) | | | | | | |\n| Location of Beneficial Ownership Database | | Address | | | | |\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 24 of\n\n# Transfer-Ir\n\n| er-In Pack - BVI Business Company | | | | | HARNEYS
FIDUCIARY - |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------------------------|---------------|---------|------------------------|\n| | Address 2 | | | | |\n| | | City | | City | |\n| | | Country | | Country | |\n| Contact Details | Telephone Number | Email Address | | | |\n| Beneficial Owner - Exemption | | | | | |\n| Will the company be an exempt person under the BOSS Act? | | | | | □ Yes □ No |\n| If YES, on what basis? | | | | | |\n| | | | | | |\n| PART E - DIRECTOR(S) | | | | | |\n| Each director must sign and complete the relevant section in our Compliance Pack (Individuals or Others)
together with a Consent to Act Form signed at their original date of appointment – if you need to reproduce this document
please use this template (Individual Directors or Non-Individual Directors).
Please refer to our Additional Services section for more information about our director services.
(Note: Details of additional directors can be entered in Part I.) | | | | | |\n| Name of Director | Name | | | | |\n| Contact Details | Telephone Number
Email Address | | | | |\n| | | | | | |\n| Name of Director | Name | | | | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Name of Director | Name | | | | |\n| Contact Details | Telephone Number | | Email Address | | |\n| PART F - OFFICER(S) | | | | | |\n| (Note: Details of additional officers can be entered in Part I.) | | | | | |\n| Name of Officer | Name | | | | |\n| Contact Details | | Telephone Number
Email Address | | | |\n| | | | | | |\n| Name of Officer | Name | | | | |\n| Contact Details | Telephone Number | | Email Address | | |\n| PART G - COMPLIANCE QUESTIONNAIRE | | | | | |\n| Any natural person or corporate entity which is listed in one of the following sections must compliance
Questionnaire: | | | | | |\n| | | | | | |\n\n46\n\n# Transfer-In Pack - BVI Business Company\n\n![](_page_24_Picture_3.jpeg)\n\n□ Shareholders in Part C\n\n□ Beneficial Owners in Part D\n\n□ Registrable legal entities listed in Part D\n\n□ Directors listed in Part E\n\nPlease refer to our Compliance Pack (Individuals or Companies or Others).\n\n### PART H - LOCATION OF ORIGINAL CORPORATE RECORDS\n\nNote: It is a mandatory requirement for the Company to keep either: (i) the original; or (ii) a copy of the corporate records listed below at the office of its registered agent. The company must inform the registered agent if original corporate documents will be kept at an alternative address and update the registered agent within 14 days of any change in location of the original records.\n\n| Corporate Record | Harneys | Alternative Address | | |\n|----------------------------|------------------|---------------------|---------------|---------------|\n| | | Address 1 | | |\n| | | Address 2 | | |\n| Register of Members | | City | | State |\n| | | Country | | Post/Zip Code |\n| Contact Details | Telephone Number | Email Address | | |\n| Corporate Record | Harneys | Alternative Address | | |\n| | | Address 1 | | |\n| | | Address 2 | | |\n| Register of Directors | | City | | State |\n| | | Country | | Post/Zip Code |\n| Contact Details | Telephone Number | Email Address | | |\n| Corporate Record | Harneys | Alternative Address | | |\n| | | Address 1 | | |\n| Minutes and Resolutions of | | Address 2 | | |\n| Directors and Members | | City | | State |\n| | | Country | | Post/Zip Code |\n| Contact Details | Telephone Number | | Email Address | |\n| Corporate Record | Harneys | Alternative Address | | |\n| | | Address 1 | | |\n| Register of Charges | | Address 2 | | |\n\nharneysfiduciary.com\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 26 of\n\n# Transfer-In Pack – BVI Business Company\n\n![](_page_25_Picture_4.jpeg)\n\n| | | City | | State | |\n|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------|---------------|---------------|--|\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Note: Additional fees will be incurred annually by the Company which must be paid in advance if Harneys are required to
maintain the original financial records. | | | | | |\n| Corporate Record | Harneys
Alternative Address | | | | |\n| | | Name of record keeper | | | |\n| Financial records and underlying | | Address 1 / Address 2 | | | |\n| documentation | | City | | State | |\n| | | Country | | Post/Zip Code | |\n| Contact Details | Telephone Number | | Email Address | | |\n| Harneys can also provide specialised Bookkeeping and
Financial Statement preparation services. Would you like
us to contact you with more information? | O Yes [ No | | | | |\n| PART I - ADDITIONAL INFORMATION | | | | | |\n| Note: Please use this space to provide us with any special information. Any work which is not within
the scope of our services may be referred to our affiliate law firm, Harneys Westwood & Riegels LP, who will contact you
directly. | | | | | |\n| PART J - PAYMENT INSTRUCTIONS AND BILLING
If you have not received a quote in relation to our services please contact our New Business Team. | | | | | |\n| Method of payment: We accept payments via wire transfer and credit card. Please dick here for our payment instructions | | | | | |\n| and use the reference 'New Business' and the proposed name of the Company provided in Part A. | | | | | |\n| Instructing Agent/Client | | | | | |\n| Please indicate your method of payment | | C Credit Card
Wire | | | |\n| | | Address 1 | | | |\n| Billing Address | | Address 2 | | | |\n| | | City | | City | |\n| | | Country | | Country | |\n| Billing Email (Note: We only send invoices by email.) | | | | | |\n| DECI ADATION AND IINDEDTA | | | | | |\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 27 of 46\n\n# Transfer-In Pack - BVI Business Company\n\n![](_page_26_Picture_2.jpeg)\n\nI declare that I have read the Terms and request that Harneys Fiduciary proceed with the Transfer In of the Company according to the details provided in this Pack and I am authorised by each data subject to provide their personal data to Harneys Fiduciary. I certify that the information provided in this Pack is true and correct to the best of my knowledge, and I undertake to inform Harneys Fiduciary promptly should any of the provided details change. I further confirm that no situation has ocurred where I have reason to believe that there may be legal or tax issues in connection with this structure and the laws and institutions of any jurisdiction.\n\n| Full Name | |\n|------------------------------------------------|--|\n| Name of corporate entity (if applicable) | |\n| Position with corporate entity (if applicable) | |\n| Signature | |\n| Date | |\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 28 of\n\n### Transfer-In Pack - BVI Business Company\n\n![](_page_27_Picture_3.jpeg)\n\n### ADDITIONAL SERVICES\n\n### Company Secretarial Services\n\nOur company administration teams provide secretarial and administrative support including acting as company secretary throughout the life of a business or project. This includes maintenance of company records.\n\n46\n\n### Nominee Shareholder Services & Trust Services\n\nWe provide nominee shareholder services. For clients interested in succession planning involving their BVI business company shares we would invite you to consider the use of our experienced team of private wealth practitioners can advise you on this process. One of the key benefits of succession planning through the time, cost and publicity associated with a BVI probate application.\n\n### Director Services\n\nHarneys Fiduciary offers both corporate directors and qualified professionals who may be appointed to serve as directors of a BVI Company. Provision of director services is considered on a case by case basis, however, taking into consideration the type of company and its activities.\n\n### Bank Accounts\n\nWe work closely with numerous financial institutions in the BVI and internationally and can help you open a bank account for your new company quickly and efficiently. We can provide authorised signatories for bank accounts and keep your financial records.\n\n#### Accounting Services\n\nHarneys Fiduciary has its own in-house accounting team specialising in the provision of bookkeeping and accounting services to meet the needs of companies, limited partnerships and trusts.\n\nOur accounting services include maintenance of financial records, preparation of monthly, quarterly, or annual management accounts, preparation of annual statements and liaising with external auditors and advisors as required.\n\nWe can also provide access to auditors and other specialists outside our firm if this is necessary to meet your particular needs. Our connections both locally in the BVI and internationally are numerous and well established.\n\n#### Other Services\n\nHarneys Fiduciary also provides other services including liquidation services, authorised representative services, safe custody, escrow and a wide range of corporate secretarial services provided on an ad-hoc basis.\n\nIf you have any questions or would like more information on any of the above services please contact us.\n\n### GENEVER HOLDINGS CORPORATION Incorporated in the British Virgin Islands Company No. 1862840 (the Company)\n\n### WRITTEN RESOLUTIONS OF THE SOLE DIRECTOR OF THE COMPANY\n\nWHEREAS the Company's registered agent has resigned, and the Company is currently struck-off of the Registry of Corporate Affairs (the Registry) pursuant to s.213(1) of the BVI Business Companies Act 2004.\n\nWHEREAS the Company intends to rectify the status of the Company and place it back in good standing and in order to do so desires to appoint Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands as its registered agent.\n\nI, the undersigned, being the sole director of the Company, DO HEREBY ADOPT the following resolutions:\n\n- 1. the Company change its registered agent to Harneys Corporate Services Limited of Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 2. the Company change its registered office to Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands;\n- 3. a notice, in the approved form, of the change of registered agent and registered office of the Company, be filed with the BVI Registry of Corporate Affairs; and\n- 4. the sole director, any employee of Harneys Corporate Services Limited or any employee of Harney Westwood & Riegels LP, be and is hereby authorised to:\n\t- a. pay any outstanding fees due to the Registry;\n\t- b. execute or submit any document to the Registry; and\n\t- c. to take any and all other actions necessary to bring the Company into good standing and to give full effect to the change of registered agent and registered office; and\n\n,& \\RO \\OZV[ KWN MXWNS\\SXW[ XP 8KZWOa[ 3XZYXZK\\O BOZ^SMO[ : | |\n| HO WAN KWOK, | : Case No. 22-50073 (JAM) | |\n| Debtor. | e | |\n| | | |\n\n# QTFGT-!RWTUWCPV!VQ!DCPMTWRVE[!EQFG!UGEVKQPU!474-!632-!652-!2219-!CPF 2616- )C\\* EQPHKTOKPI VJCV EJCRVGT 22 VTWUVGG JQNFU CNN QH FGDVQTU GEQPQOKE!CPF!EQTRQTCVG!IQXGTPCPEG!TKIJVU!KP FGDVQT.EQPVTQNNGF!GPVKVKGU-!)D\\*!CWVJQTK\\KPI!EJCRVGT!22!VTWUVGG!VQ CEV!KP!CP[!HQTGKIP!EQWPVT[!QP!DGJCNH!QH!GUVCVG-!CPF!)E\\*!ITCPVKPI! TGNCVGF!TGNKGH!\n\npursuant to 28 U.S.C. §§ 1408 and 1409; and the Court having found that the relief requested in the Motion is in the best interest of the Estate, its creditors, and all parties in interest; and due and sufficient notice of the Motion having been given under the particular circumstances; and it appearing that no other or further notice need be given; and upon all of the proceedings had before this Court; and any objections to the relief requested herein having been withdrawn or overruled on the merits; and after due deliberation and sufficient cause appearing therefor; and for the reasons stated on the record at the hearings held on August 1, 2022 and August 4, 2022 with respect to the Motion and the additional relief sought through, among other things, the filing of the revised proposed orders filed on July 31, 2022 [ECF No. 645], August 2, 2022 [ECF No. 671], and August 4, 2022 [ECF No. 681], it is hereby ORDERED THAT:\n\n1. The Motion is granted as set forth herein.\n\n2. Luc A. Despins as the Trustee in the Chapter 11 Case [ECF No. 523], the Trustee holds all of the Debtor's economic and governance rights, for the benefit of the Estate, with respect to all Debtor-Controlled Entities, including, without limitation, Genever (BVI). For the avoidance of doubt, the foregoing rights include the Trustee's asserted authority to replace any existing officer, director, manager, or similar person of the Debtor-Controlled Entities. As part of the foregoing, to the extent necessary, the Trustee is authorized to act, in his capacity as the chapter 11 trustee in this Chapter 11 Case, as any such officer, director, manager, or similar person who has been removed.\n\n3. In accordance with sections 521(a)(3) and 521(a)(4) of the Bankruptcy Code, the Debtor is hereby directed to, respectively, (a) cooperate with the Trustee as necessary to enable the Trustee to perform his duties, including, without limitation, the Trustee's investigation into\n\n- Gzjkdkv!C Gzjkdkv!C\n- Gzjkdkv!D\n\nUBS AG (London Branch), Case No. CL-2020-000345, pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\"), with a copy of such letter to be delivered concurrently to the Trustee. For the avoidance of doubt, the Trustee shall be deemed, for all purposes, to be the owner of the Debtor's claims asserted in the UBS Litigation.\n\n4. Jo To the extent the Trustee's exercise of economic and governance rights with respect to the Debtor-Controlled Entities is deemed to be outside the ordinary course of business, such exercise is hereby approved, as there is sound business justification for the exercise of such rights, including because the Trustee holds all of the Debtor's economic and governance rights with respect to such entities for the benefit of the Estate. Notwithstanding the applicability of any of Bankruptcy Rule 6004(h) or any other provisions of the Bankruptcy Rules or the Local Rules of Bankruptcy Practice and Procedure for the United States Bankruptcy Court for the District of Connecticut to the contrary, the terms and conditions of this Order shall be immediately effective and enforceable upon its entry, and any applicable stay of the effectiveness and enforceability of this Order is hereby waived. For the avoidance of doubt, nothing in this Order authorizes the Trustee to sell, otherwise dispose of, lease, or encumber any equity in Debtor-Controlled Entities or other assets of the Debtor.\n\n5. authorized to act, as the Estate's foreign representative, in any foreign country on behalf of the Estate in any way permitted by applicable foreign law for the purpose of (a) investigating, collecting, and recovering assets of the Debtor located in foreign countries, including relief in foreign courts in furtherance thereof, as necessary or appropriate, (b) exercising control over the\n\nDebtor-Controlled Entities, including seeking relief in foreign courts in furtherance thereof, as necessary or appropriate, and (c) requesting and obtaining corporate documents from appropriate foreign corporate registries (or similar entities) holding such documents with respect to the Debtor-Controlled Entities. Without limiting the foregoing, the Trustee is authorized, pursuant to section 1505 of the Bankruptcy Court, to request and obtain the corporate documents related to Genever (BVI) from the appropriate BVI entity holding such corporate documents.\n\n6. So The Debtor shall not interfere with, hinder, or delay the Trustee's exercise of the authority under this Order, including any action taken or to be taken by the Trustee in a foreign court on behalf of the Estate in furtherance of such authority. To the extent the Debtor opposes the Trustee's exercise of such authority, the Debtor shall be limited to seeking relief from this Court (and not the relevant foreign court or other foreign entity, as the case may be) on notice to parties in interest, to the extent the Debtor can show that he has standing to do so.\n\n7. Court respectfully requests the assistance of the foreign courts, including the assistance of the BVI courts regarding any request of the Trustee for relief (including on an emergency basis) with respect to the Trustee's exercise of corporate control over the Debtor-Controlled Entities, including, without limitation, Genever (BVI).\n\n8. respect to Genever Holdings LLC (\"Genever (US)\") in its chapter 11 case pending before the United States Bankruptcy Court for the Southern District of New York (the \"Genever Court\"). The Trustee shall appear before, and seek guidance from, the Genever Court to the extent the Trustee's exercise of corporate governance rights with respect to Genever (US) would impact its chapter 11 case.\n\n9. validity or enforceability of the alleged trust agreement, purportedly dated February 17, 2015 and executed by the Debtor, Genever (US), Genever (BVI), and Bravo Luck Limited (the \"Alleged Trust Agreement\"), or regarding any challenges to the Alleged Trust Agreement, and all rights of all parties in respect thereto are preserved.\n\n10. J. The Trustee is authorized and empowered to take all actions necessary to effectuate the relief granted in this Order.\n\n11. The terms and conditions of this Order shall be immediately effective and enforceable upon its entry.\n\n12. J This Court shall retain jurisdiction with respect to all matters arising from or related to the implementation, interpretation, and enforcement of this Order.\n\nHo Wan Kwok [insert address]\n\nAugust [ ], 2022\n\n# VIA EMAIL\n\nHarcus Parker Limited 7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL Attn: Jennifer Morrissey Email: JMorrissey@harcusparker.co.uk\n\n# Re: (London Branch), Case No. CL-2020-000345 - Appointment of Trustee in Chapter 11 Case of Ho Wan Kwok\n\nDear Ms. Morrissey:\n\nThis is to confirm to you that Luc A. Despins has been appointed as the trustee (the \"Trustee\") in my chapter 11 case, pending before the United States District Court for the District of Connecticut (the \"U.S. Bankruptcy Court\"). All of my interests in the litigation against UBS AG (London Branch) pending in the High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court (the \"UBS Litigation\") is property of my bankruptcy estate as a matter of United States bankruptcy law.\n\nUpon Mr. Despins' appointment as the Trustee, he exercises control over all property of the bankruptcy estate, including my claim in the UBS Litigation, so that he now has authority and standing to apply to be recognized as the appropriate party to prosecute my claim in the UBS Litigation. As a matter of United States bankruptcy law, I have no authority or standing at this time to prosecute the UBS Litigation.\n\nIn furtherance of the foregoing, and for the avoidance of doubt, I hereby expressly authorize you to have full and complete discussions on my behalf with Mr. Despins regarding the UBS Litigation, the merits thereof, any related settlement discussions, and any other topics related to the prosecution of the UBS Litigation and to take instructions from him in relation to my claim in the UBS Litigation regardless of any attorney-client privilege, work product, or other privilege which belongs to me. Any waiver of privilege is limited to the provision of this information to the Trustee. My consent is limited to giving full-access to the Trustee to the extent that I am entitled and contains no wider waiver of privilege and is not & consent by me to allow-the Trustee to waive themy privilege.\n\nAmong other things, and as detailed in the order of the U.S. Bankruptcy Court (a copy of which is enclosed as Exhibit 1), I instruct you to (i) as soon as is practicable deliver to and share with the Trustee all memoranda, advice, and other communications by you to me regarding the UBS Litigation, any other information (whether in written form or not) regarding the merits of the UBS Litigation, and any settlement offers received or made by me or you in connection with such litigation, and (ii) as soon as is practicable provide the Trustee will full access to the parts of your case file in the UBS Litigation to which I am entitled as well as all pleadings and other court documents filed in the UBS Litigation.\n\nSincerely,\n\nHo Wan Kwok\n\ncc: Luc A. Despins, in his capacity as trustee in the chapter 11 case of Ho Wan Kwok\n\nEnclosure\n\n### **Exhibit B**\n\n| From: | Bongartz. Alex |\n|--------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|\n| 10: | CTBdb CourtroomDeputy Bridgeport |\n| CC: | Holley Claihom@uscoi.coyy jooldman@oulloom.com printerman@omm.com-ssamoff@omm.com; eheazy@zeislaw.com;
SKindseth@zeislaw.com; coallari@callarinars.com; Desoins, Luc A.; Barron, Douglass E.; plinsey@nomlaw.com; Doug Skalka |\n| Subject: | RE: In re Kwok / Case No. 22-50073 (JAM) - Further Revised Proposed Corporate Governance Order |\n| Date: | Friday, August 5, 2022 4:03:13 PM |\n| Attachments: | image001.png |\n\nTo the Chambers of the Honorable Julie A. Manning:\n\nWe apologize for communicating with this fashion (which we understand is not standard practice); however, we are doing so out of an abundance of caution to avoid further distractions emanating from debtor's counsel, including the suggestion of debtor's counsel (in an email to the trustee) that, given recent developments, our email to Chambers no longer accurate.\n\nIn particular, after sending the email was sent after UK counsel (Harcus Parker Limited) had provided substantive comments on the form of letter at 11:54 a.m. (ET) today, UK counsel advised the trustee at 4:08 p.m. (ET) as follows:\n\nWhilst we have given comment on the form of letter we would be comfortable receiving, we did so having understood that this was in the context of Mr Kwok's agreement to its broad terms. If he is not prepared to sign such a letter and it is instead court-ordered, the situation is likely to be different. If any waiver of Mr Kwok's privilege is ordered, that such a letter will have effect under English law.\n\nAny letter obtained under power of com Mr Kwok would be likely to require a court order in England, to ensure that my firm is not breaching its obligations of privilege and confidentiality and to ensure that privilege is preserved if disclosure is provided (all these being matters of English law).\n\nThese questions are complex and require proper consideration both by the US Bankruptcy Court and the English courts.\n\nI am content for this email to be put before the Judge in the US Bankruptcy Court.\n\n(emphasis added). (The foregoing email from UK counsel was prompted by an email from debtor's cout the form of letter and noting that Mr. Kwok would not voluntarily sign such letter, even if ordered by the Court, and that he would appeal that order.)\n\nThe trustee would like to clarify that, in an email sent to UK counsel more than 24 hours ago (and immediately after yesterday's hearing), the trustee advised UK counsel that he was dropping debtor's counsel from the email chain because the \"judge has indicated that she will enter the order over [the Debtor's] objection.\" Therefore, the trustee is at a loss as to how UK counsel was confused about the context in which their comments on the letter were being sought. In fact, based on UK counsel having provided substantive comments to the form of letter at 11:54 a.m. earlier today, the trustee believed that the letter was acceptable to UK counsel.\n\nMoreover, and perhaps more importantly, the trustee made clear during that he would not give complete discretion to UK counsel to control the privilege issue and that, therefore, this Court should order to sign the letter even if that letter did not receive UK counsel's approval. That is what appears to be happening now.\n\nTo be clear, the trustee requests entry of the form of order (including its exhibits) as submitted to Chambers on, regardless of the developments over the last few hours. In this regard, the to point out that the most recent email from UK counsel (quoted in full above) acknowledges that \"[t]hese questions are require proper consideration,\" and, accordingly, the letter might still be critical in getting court aproval in the UK. Indeed, from the trustee's point of view, having to obtain UK court approval would be the worst possible outcome, as approval of UK counsel is still possible, although not guaranteed.\n\nRespectfully submitted,\n\nAlex Bongartz\n\nCc: Holley L.Claiborn@usdoj.gov; igoldman@pullcom.com; laronsson@omm.com; ssarnoff@omm.com; ehenzy@zeislaw.com; SKindseth@zeislaw.com; ccallaripartners.com; Despins, Luc A. ; Barron, Douglass E. ; plinsey@npmlaw.com; Doug Skalka@npmlaw.com> Subject: [EXT] RE: In re Kwok / Case No. 22-50073 (JAM) - Further Revised Proposed Corporate Governance Order\n\nThank you.\n\nFrom: Bongartz, Alex \n\nSent: Friday, August 5, 2022 2:33 PM\n\nTo: CTBdb\\_CourtroomDeputy\\_Bridgeport \n\nCc: Holley L.Claiborn@usdoi.gov; goldman@pullcom.com; laronsson@omm.com; ssarnoff@omm.com; ehenzy@zeislaw.com; SKindseth@zeislaw.com; ccallari@callaripartners.com; Despins, Luc A. ; Barron, Douglass E. ; plinsey@npmlaw.com; Doug Skalka@npmlaw.com> Subject: In re Kwok / Case No. 22-50073 (JAM) – Further Revised Proposed Corporate Governance Order\n\n### CAUTION - EXTERNAL:\n\nTo the Chambers of the Honorable Julie A. Manning:\n\nFurther to yesterday's hearing on the chapter 11 trustee's corporate governance motion [ECF No. 598] and the related revised proposed orders [ECF Nos. 645, 671, and 681], please see attached:\n\n- (1) A clean version of the further revised proposed order, reflecting the changes directed by the Court at yesterday's hearing as well as two additional, minor changes (as further detailed below); and\n- (2) A blackline version of the further revised proposed order, marked to show changes against the Court on August 4, 2022 [ECF No. 681]. (The attached blackline does not include Exhibit A to the order, because no further changes have been made to Exhibit A.)\n\nThe attached further revised proposed order reflects two additional, minor changes.\n\nEirst, earlier today, the chapter 11 trustee received a few final comments from UK counsel (Harcus Parker Limited) on the form of letter to UK counsel, which are reflected in the final form of letter in Exhibit B to the further revised proposed order attached to this email. (A copy of the final form of letter was also provided to counsel to the debtor prior to sending this email to Chambers.) Accordingly, there is no need to include an interim deadline for the chapter 11 trustee to provide a final form of the letter to the debtor, and the five business days period for the debtor to sign and deliver the letter to UK counsel can commence upon entry of the order.\n\nSecond, after further conferring with BVI counsel, the chapter 11 trustee has determined that it is not necessary for Mr. Kwok to sign the transfer-in pack to the new BVI agent for Genever Holdings Corporation, but that the chapter 11 trustee can submit the form himself, subject to the debtor providing certain missing information to the chapter 11 trustee has already emailed counsel to the debtor the list of questions to allow the chapter 11 trustee to complete the form.) Paragraph 3(a) to the attached revised proposed order reflects this (minor) modification. Prior to submitting the attached revised proposed order, the chapter 11 trustee also shared a draft of the revisions to paragraph 3(a) with counsel to the debtor. As of the time of this email, counsel to the debtor has not raised any objections to this language.\n\nRespectfully submitted,\n\nAlex Bongartz\n\n![](_page_44_Picture_17.jpeg)\n\nG. Alexander Bongartz | Of Counsel | Financial Restructuring Group Paul Hastings LLP | 200 Park Avenue, New York, NY 10166 | Direct: +1.212.318.6472 | Mobile: +1.617.838.5117 | Main: +1.212.318.6000 | Fax: +1.212.303.7072 | alexbongartz@paulhastings.com | www.paulhastings.com","body_zh":"美国康涅狄格联邦破产法院布里奇波特分院（UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION）\n\n-----------------------------------------------------------　x\n\n关于：　：　第11章\n\nHo Wan Kwok（郭文贵），　：　案号 22-50073 (JAM)\n\n债务人。1　：\n\n-----------------------------------------------------------　x\n上诉记录中应包括的补充项目反指定\n\n根据《联邦破产程序规则》8009，Luc Despins（吕克·德斯潘）作为债务人遗产的指定第11章受托人（下称“受托人”），通过其下方签署的代理律师 Paul Hastings LLP（保罗·黑斯廷斯律师事务所），特此提交其关于应纳入上诉记录的补充项目指定（下称“指定”），该上诉系债务人（下称“上诉人”）就本院于 August 10, 2022 作出的命令提出；该命令依据《破产法典》第363、521、541、1108及1505条，(A) 确认第11章受托人持有债务人在其控制实体中的全部经济及公司治理权利，(B) 授权第11章受托人代表遗产在任何外国行事，及 (C) 准予相关救济，ECF No. 722（下称“公司治理命令”）。2\n\n1 尽管债务人的法定姓名为 Ho Wan Kwok（郭文贵），其亦被称为 Guo Wengui、Miles Guo 及 Miles Kwok，以及众多其他别名。债务人纳税人识别号码的末四位为 9595。\n\n2 受托人保留一切权利，就上诉人不当纳入记录的上诉项目提出动议予以剔除。参见 Fed. R. Bankr. P. 8009(e)。\n\n上诉记录反指定3\n\n一、案号 22-50073 (JAM)（Bankr. D. Conn.）中的提交文件\n\n受托人指定下列已提交至案号 22-50073 (JAM)（Bankr. D. Conn.）案卷的补充项目纳入上诉记录：\n\n提交日期　ECF 编号　说明\n\n03/19/2022　102　United States Trustee（美国受托人）关于作出命令指示任命审查员，或备选地，关于作出命令指示任命第11章受托人的动议\n\n03/20/2022　107　Ho Wan Kwok（郭文贵）为支持第11章案件及若干动议而作的声明\n\n04/06/2022　183　Pacific Alliance Asia Opportunity Fund L.P.（太平洋联盟亚洲机会基金有限合伙）关于驳回第11章案件的动议，或备选地，部分加入美国受托人关于作出命令指示任命第11章受托人的动议\n\n05/11/2022　344　债务人对 Pacific Alliance Asia Opportunity Fund L.P. 关于驳回第11章案件的动议，或备选地，部分加入美国受托人关于作出命令指示任命第11章受托人的动议的同意答复\n\n05/11/2022　346　无担保债权人官方委员会对 Pacific Alliance Asia Opportunity Fund L.P. 关于驳回第11章案件的动议，或备选地，部分加入美国受托人关于作出命令指示任命第11章受托人的动议的反对意见\n\n05/11/2022　347　债权人 Rui Ma（马睿）、Zheng Wu（吴征）及 Weican Meng（孟伟灿）对 Pacific Alliance Asia Opportunity Fund L.P. 关于驳回本案的动议，或备选地，关于任命受托人的动议提出的异议\n\n05/11/2022　348　债权人 Duowei Cheng（程多维）对 Pacific Alliance Asia Opportunity Fund L.P. 关于驳回案件的动议提出的反对意见\n\n05/18/2022　392　Pacific Alliance Asia Opportunity Fund L.P. 为支持其关于驳回第11章案件的动议，或备选地，部分加入美国受托人关于作出命令指示任命第11章受托人的动议而提交的综合答复\n\n3 本文指定的项目包括该等项目的所有证物及附件。\n\n提交日期　ECF 编号　说明\n\n05/20/2022　404　Pacific Alliance Asia Opportunity Fund L.P. 关于驳回第11章案件的动议，或备选地，部分加入美国受托人关于作出命令指示任命第11章受托人的动议的证物清单\n\n05/20/2022　405　债权人 Rui Ma（马睿）、Zheng Wu（吴征）及 Weican Meng（孟伟灿）加入无担保债权人官方委员会提交的证人及证物清单\n\n05/20/2022　406　无担保债权人官方委员会的证人及证物清单\n\n05/20/2022　408　无担保债权人官方委员会关于处理驳回、转换或任命第11章受托人之替代方案的补充法律备忘录\n\n05/20/2022　412　债权人 Duowei Cheng（程多维）就驳回、转换或任命事项提交的立场文件\n\n05/20/2022　414　United States Trustee（美国受托人）的证人及证物清单\n\n05/20/2022　416　关于 United States Trustee（美国受托人）立场的声明；根据 11 U.S.C. § 1112(b) 所要求的救济\n\n05/20/2022　418　债权人 Rui Ma（马睿）、Zheng Wu（吴征）及 Weican Meng（孟伟灿）为支持案件转换而提交的补充声明\n\n05/20/2022　421　Pacific Alliance Asia Opportunity Fund L.P. 为支持其关于驳回第11章案件的动议而提交的补充声明\n\n05/23/2022　430　根据 28 U.S.C. § 1452(A) 及《联邦破产程序规则》9027，从纽约州最高法院纽约县移送的民事诉讼状态通知，以及要求举行状态会议\n\n05/24/2022　432　根据 28 U.S.C. § 1452(A) 及《联邦破产程序规则》9027，从纽约州最高法院纽约县移送的民事诉讼状态修订通知，以及要求举行状态会议\n\n05/25/2022　440　Pacific Alliance Asia Opportunity Fund L.P. 的证物清单\n\n05/25/2022　441　无担保债权人官方委员会的证物清单\n\n提交日期　ECF 编号　说明\n\n05/27/2022　442　关于作出命令指示任命审查员的动议，或备选地，关于作出命令指示任命第11章受托人的动议；关于驳回第11章案件的动议，或备选地，部分加入美国受托人关于作出命令指示任命第11章受托人的动议的庭审记录\n\n06/16/2022　466　关于正式庭审记录的勘误表\n\n06/15/2022　465　无损权利地驳回驳回动议并准予加入任命第11章受托人动议的决定备忘录及命令\n\n07/06/2022　511　Pacific Alliance Asia Opportunity Fund L.P. 对本院关于正式庭审记录的勘误表作出的答复\n\n07/06/2022　512　债权人 Rui Ma（马睿）、Zheng Wu（吴征）及 Weican Meng（孟伟灿）对本院关于正式庭审记录的勘误表作出的答复\n\n07/07/2022　515　关于作出命令批准任命第11章受托人的申请\n\n07/08/2022　523　准予任命第11章受托人的命令\n\n07/22/2022　586　受托人 Luc A. Despins（吕克·A·德斯潘）提交的关于 July 21, 2022 状态会议庭审记录的请求\n\n07/23/2022　599　根据《破产程序规则》9006(c)(1)，请求加速审理第11章受托人关于作出命令的动议；该命令依据《破产法典》第363、541、1108及1505条，(A) 确认第11章受托人持有债务人在其控制实体中的全部经济及公司治理权利，(B) 授权第11章受托人代表遗产在任何外国行事，及 (C) 准予相关救济\n\n07/25/2022　607　准予加速审理动议的命令\n\n07/26/2022　614　第11章受托人关于自获任命以来的进展及工作计划的初步报告\n\n07/27/2022　617　送达证明\n\n07/27/2022　632　BNC 邮寄证明 PDF 文档 k\n\n08/02/2022　667　驳回免除判决/命令之动议的命令\n\n08/04/2022　680　送达证明\n\n提交日期　ECF 编号　说明\n\n08/17/2022　761　债务人关于暂缓执行命令之动议；该命令依据《破产法典》第363、521、541、1108及105条，(A) 确认第11章受托人持有债务人在其控制实体中的全部经济及公司治理权利，(B) 授权第11章受托人代表遗产在任何外国行事，及 (C) 准予相关救济\n\n08/22/2022　777　第11章受托人关于作出命令的动议：(A) 规定与根据规则 2004 传票取得的文件相关的任何律师—当事人保密特权、工作成果保护及其他特权的控制权，于受托人获任命时转由受托人取得，(B) 指示债务人及其他受审查人不得以该等特权为由扣留文件，及 (C) 准予相关救济\n\n08/22/2022　778　根据《破产程序规则》9006(c)(1)，请求加速审理第11章受托人关于作出命令的动议；该命令：(A) 规定与根据规则 2004 传票取得的文件相关的任何律师—当事人保密特权、工作成果保护及其他特权的控制权，于受托人获任命时转由受托人取得，(B) 指示债务人及其他受审查人不得以该等特权为由扣留文件，及 (C) 准予相关救济\n\n08/23/2022　780　安排加速审理的命令\n\n08/26/2022　796　受托人对债务人关于就命令提出上诉期间暂缓执行之动议的异议；该命令依据《破产法典》第363、521、541、1108及105条，(A) 确认第11章受托人持有债务人在其控制实体中的全部经济及公司治理权利，(B) 授权第11章受托人代表遗产在任何外国行事，及 (C) 准予相关救济\n\n08/26/2022　797　无担保债权人官方委员会加入受托人对债务人关于就命令提出上诉期间暂缓执行之动议的异议\n\n08/27/2022　799　债务人对第11章受托人关于作出命令的动议提出的异议；该命令：(A) 规定与根据规则 2004 传票取得的文件相关的任何律师—当事人保密特权、工作成果保护及其他特权的控制权，于受托人获任命时转由受托人取得，(B) 指示债务人及其他受审查人不得以该等特权为由扣留文件，及 (C) 准予相关救济\n\n提交日期　ECF 编号　说明\n\n08/29/2022　801　受托人对第11章受托人关于作出命令的动议的答复；该命令：(A) 规定与根据规则 2004 传票取得的文件相关的任何律师—当事人保密特权、工作成果保护及其他特权的控制权，于受托人获任命时转由受托人取得，(B) 指示债务人及其他受审查人不得以该等特权为由扣留文件，及 (C) 准予相关救济\n\n09/06/2022　826　关于 May 25, 2022 证据听证会庭审记录的请求\n\n二、案号 22-50073 (JAM)（Bankr. D. Conn.）中的移送函件\n\n受托人指定下列补充项目纳入上诉记录：\n\n日期及时间　ECF 编号　说明\n\n08/05/2022,\n2:33 p.m.\n（适用的东部时间）　N/A　由第11章受托人的代理律师向 Julie A. Manning（朱莉·A·曼宁）法官办公室发送的移送电子函件，附具：(i) 经进一步修订的拟议命令；及 (ii) 经进一步修订的拟议命令的黑线版本，标示其相对于 August 4, 2022 于 ECF No. 681 提交至案卷的命令所作的变更（作为附件 A 附于本文）\n\n08/05/2022,\n7:03 p.m.\n（适用的东部时间）　N/A　第11章受托人的代理律师向 Julie A. Manning（朱莉·A·曼宁）法官办公室发送的有关经进一步修订的拟议命令的补充电子函件（作为附件 B 附于本文）\n\n关于庭审记录的证明\n\n受托人谨此根据《破产程序规则》8009(b)(3)证明，其已订购必要的庭审记录，且该等庭审记录的订购表格已妥善送达并已提交至案卷。\n\n权利保留\n\n受托人明确保留且不放弃其补充本指定的权利。本文件明确在不放弃任何及一切权利、救济、异议理由和反对意见的前提下提交。\n\n日期：September 6, 2022　卢克·A·德斯潘斯（LUC A. DESPINS），康涅狄格州纽黑文　Chapter 11 受托人\n\n签署人：/s/ Patrick R. Linsey　帕特里克·R·林赛（Patrick R. Linsey）（ct29437）　NEUBERT, PEPE & MONTEITH, P.C.（纽伯特、佩佩及蒙蒂斯律师事务所）　195 Church Street, 13th Floor　New Haven, Connecticut 06510　(203) 781-2847\n\n及\n\nplinsey@npmlaw.com\n\n尼古拉斯·A·巴塞特（Nicholas A. Bassett）（获准以临时出庭律师身份执业）　PAUL HASTINGS LLP（保罗·黑斯廷斯律师事务所）　2050 M Street NW　Washington, D.C., 20036　(202) 551-1902　nicholasbassett@paulhastings.com\n\n及\n\n阿夫拉姆·E·卢夫特（Avram E. Luft）（获准以临时出庭律师身份执业）　道格拉斯·巴伦（Douglass Barron）（获准以临时出庭律师身份执业）　PAUL HASTINGS LLP　200 Park Avenue　New York, New York 10166　(212) 318-6079　aviluft@paulhastings.com　douglassbarron@paulhastings.com\n\nChapter 11 受托人的代理律师\n\n附件 A\n\n发件人：Bongartz, Alex\n\n收件人：CourtroomDeputy Bridgeport@ctb.uscourts.gov\n\n抄送：Holley L.Claiborn@uscoi.cov; ioodman@oullcom.com; aronson@omm.com; ssamoff@mm.com; ehenz@zeislaw.com; SKindseth@zeislaw.com; ccallari@callarioartners.com; Desoins. Luc A.; Barron, Douolass E.; plinsey@nomlaw.com; Doug Skalka\n\n主题：In re Kwok / Case No. 22-50073 (JAM) - 经进一步修订的拟议公司治理命令\n\n日期：Friday, August 5, 2022 11:32:48 AM\n\n附件：image001.png\nIn re Kwok -- Further Revised Proposed Corporate Governance Order (blackline) .odf\nIn to Viyor - Eurthar Davicad Cornarsha Councenses Ordar (class) adf\n\n致尊敬的朱莉·A·曼宁法官（Honorable Julie A. Manning）法官办公室：\n\n就昨日关于 Chapter 11 受托人公司治理动议[ECF No. 598]及相关经修订的拟议命令[ECF Nos. 645, 671, and 681]的听证会，现请参见随附文件：\n\n（1）经进一步修订的拟议命令的清稿，反映法院在昨日听证会上指示的修改，以及另外两项细微修改（如下文进一步详述）；以及\n\n（2）经进一步修订命令的修订痕迹版本，标明相对于2022年8月4日向法院提交的版本[ECF No. 681]所作的修改。（随附的修订痕迹版本不包括该命令的附件 A，因为附件 A 未作进一步修改。）\n\n随附的经进一步修订的拟议命令反映了另外两项细微修改。\n\n第一，今日稍早，Chapter 11 受托人收到英国律师（Harcus Parker Limited（Harcus Parker律师事务所））就致英国律师函件格式提出的若干最终意见，该等意见已反映在本电子邮件所附经进一步修订的拟议命令附件 B 所载函件最终格式中。（在向法官办公室发送本电子邮件之前，函件最终格式的副本也已提供给债务人的代理律师。）因此，无需设定 Chapter 11 受托人向债务人提供函件最终格式的临时期限，并且债务人签署并向英国律师交付该函件的五个营业日期限可自命令录入时开始计算。\n\n第二，经与英属维尔京群岛律师进一步商议后，Chapter 11 受托人已确定，郭先生无需为 Genever Holdings Corporation（Genever控股公司）的新英属维尔京群岛代理人签署转入文件包，但 Chapter 11 受托人可自行提交该表格，但债务人须向 Chapter 11 受托人提供某些缺失信息。Chapter 11 受托人已通过电子邮件向债务人的代理律师发送问题清单，以使 Chapter 11 受托人能够完成该表格。）随附经修订拟议命令第3(a)段反映了该项（细微）修改。在提交随附经修订拟议命令之前，Chapter 11 受托人还与债务人的代理律师分享了对第3(a)段修改的草案。截至本电子邮件发出时，债务人的代理律师尚未对该措辞提出任何异议。\n\n谨此提交，\n\nAlex Bongartz（亚历山大·邦加茨）\n\nG. Alexander Bongartz　顾问律师　Financial Restructuring Group（金融重组组）　Paul Hastings LLP　200 Park Avenue, New York, NY 10166　直线电话：+1.212.318.6472　手机：+1.617.838.5117　总机：+1.212.318.6000　传真：+1.212.303.7072　alexbongartz@paulhastings.com　www.paulhastings.com\n\n美国康涅狄格联邦地区破产法院（UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT）布里奇波特分庭（BRIDGEPORT DIVISION）\n\n关于：　：　Chapter 11\n\nHO WAN KWOK（郭文贵），　：　案号 22-50073 (JAM)\n\n债务人。\n\n根据《破产法典》第363、521、541、1108及1505条作出的命令：(A) 确认 Chapter 11 受托人持有债务人在债务人控制实体中的全部经济权利和公司治理权利，(B) 授权 Chapter 11 受托人代表破产财产在任何外国行事，以及 (C) 准予相关救济\n\n兹因卢克·A·德斯潘斯先生（Mr. Luc A. Despins）以其在 Ho Wan Kwok（“债务人”）的 Chapter 11 案件中获任命的 Chapter 11 受托人（“受托人”）身份提出动议（“本动议”），请求根据《美国法典》第11编（“破产法典”）第363、541、1108及1505条录入一项命令（“本命令”），(a) 确认受托人持有债务人拥有及/或控制的所有公司实体（“债务人控制实体”）中的全部债务人经济权利和公司治理权利，包括但不限于 Genever Holdings Corporation（“Genever (BVI)”），并准予相关救济，(b) 授权受托人代表债务人的破产财产（“破产财产”）在任何外国行事，以及 (c) 准予相关救济，具体均如本动议所更充分载明；且本院根据28 U.S.C. §§ 157 and 1334及美国康涅狄格联邦地区法院（United States District Court for the District of Connecticut）作出的移交常设命令（经修订）对本动议及其中请求的救济拥有管辖权；且根据28 U.S.C. § 157(b)，对本动议及其中请求的救济的审理属于核心程序；且本院为适格审判地；\n\n案件 22-50073　文件 841-2　提交于 09/08/22　录入于 09/08/22 12:14:00　第 11 页，共 46 页\n\n根据28 U.S.C. §§ 1408 and 1409；且法院已认定，本动议所请求的救济符合破产财产、其债权人及所有利害关系方的最佳利益；且在具体情形下已就本动议发出适当且充分的通知；且显然无需发出其他或进一步通知；且经本院审理的全部程序；且对本命令所请求救济提出的任何异议均已撤回或经实体审理被驳回；且经适当审议并显示具有充分理由；且基于就本动议以及通过包括提交分别于 July 31, 2022 [ECF No. 645]、August 2, 2022 [ECF No. 671]及 August 4, 2022 [ECF No. 681]提交的经修订拟议命令等方式所寻求的额外救济，于 August 1, 2022 和 August 4, 2022 举行的听证会上所作的记录陈述，现特此命令如下：\n\n1. 本动议按本命令所载内容予以准许。\n\n2. 作为本 Chapter 11 案件中的受托人[ECF No. 523]，Luc A. Despins 为破产财产利益持有债务人在所有债务人控制实体（包括但不限于 Genever (BVI)）中的全部经济权利和治理权利。为免生疑义，前述权利包括受托人所主张的替换债务人控制实体任何现任高级职员、董事、经理或类似人员的权限。作为前述事项的一部分，在必要范围内，受托人获授权以其在本 Chapter 11 案件中的 Chapter 11 受托人身份，担任任何已被免职的该等高级职员、董事、经理或类似人员。\n\n3. 现指示债务人分别：(a) 在必要范围内与受托人合作，以使受托人能够履行其职责，包括但不限于受托人对以下事项的调查：\n\n案件 22-50073　文件 841-2　提交于 09/08/22　录入于 09/08/22 12:14:00　第 12 页，共 46 页\n\n债务人的资产；以及 (b) 向受托人交出全部破产财产及任何已记录的信息，包括但不限于与破产财产有关的账簿、文件、记录和文书（包括但不限于其在 Genever (BVI) 中持有的股份及所有相关公司治理文件）。为履行债务人根据《破产法典》第521(a)(3)及521(a)(4)条承担的义务，现进一步指示债务人：\n\n(a) 签署：(i) 转让文书，(ii) 关于债务人在 Genever (BVI) 中股份的董事决议，以及 (iii) 关于恢复 Genever (BVI)、提交转入文件包及任命新注册代理人的董事决议；上述各文件均应采用随附附件 A 所载格式（该等文件不填写日期），并应在本命令录入后两个营业日内将填写完毕且已签署的该等文件交付给受托人（受托人随后将向英属维尔京群岛（“BVI”）Genever (BVI) 的新注册代理人提交该等文件）；以及在本命令录入后两个营业日内，向受托人提供使受托人能够填写随附附件 A 所载 Harneys Fiduciary 转入文件包所必需的信息（受托人随后将向 BVI 的 Genever (BVI) 新注册代理人提交该转入文件包）；以及\n\n(b) 按随附附件 B 所载格式，向 Harcus Parker Limited 发出函件（“致英国律师函”）；Harcus Parker Limited 曾在英格兰及威尔士高等法院（High Court of Justice）、英格兰及威尔士商业和财产法院（Business and Property Courts of England and Wales）、王座法庭部（Queen's Bench Division）、商事法庭（Commercial Court）审理的、案名为 Kwok Ho Wan, Ace Decade Holdings Limited, and Dawn State Limited v. UBS AG (London Branch)、案号为 CL-2020-000345 的诉讼（“UBS 诉讼”）中担任债务人的前代理律师；该函件副本应同时交付给受托人。为免生疑义，受托人就一切目的而言均应被视为债务人在 UBS 诉讼中提出的请求权之所有人。\n\n4. 如对债务人控制实体行使该等权利被视为超出正常经营范围，则现批准该等行使，因为行使该等权利具有合理的商业理由，包括因为受托人为破产财产利益持有债务人在该等实体中的全部经济权利和治理权利。尽管《破产程序规则》第6004(h)条或《美国康涅狄格联邦地区破产法院破产实务和程序地方法规》或其他《破产程序规则》的任何规定有相反规定，本命令的条款和条件应于录入后立即生效并可执行，特此放弃对本命令生效及可执行性的任何适用停止执行期间。为免生疑义，本命令的任何内容均不授权受托人出售、以其他方式处分、出租或设定负担于债务人控制实体中的任何股权或债务人的其他资产。\n\n5. 受托人获授权以破产财产的外国代表身份，在任何外国代表破产财产从事适用外国法律允许的任何行为，以便：(a) 调查、收集及追回位于外国的债务人资产，包括在必要或适当时为此在外国法院寻求救济，(b) 对债务人控制实体行使控制权，包括在必要或适当时为此在外国法院寻求救济，以及\n\n案件 22-50073　文件 841-2　提交于 09/08/22　录入于 09/08/22 12:14:00　第 14 页，共 46 页\n\n(c) 向持有债务人控制实体相关该等文件的适当外国公司登记机构（或类似实体）请求并取得公司文件。在不限制前述规定的前提下，受托人获授权根据《破产法典》第1505条，向持有该等公司文件的适当 BVI 实体请求并取得与 Genever (BVI) 有关的公司文件。\n\n6. 因此，债务人不得干扰、阻碍或延迟受托人行使本裁定项下的权限，包括受托人为推进该等权限而代表财产在外国法院已采取或将采取的任何行动。在债务人反对受托人行使该等权限的范围内，债务人应仅限于在通知利害关系方后向本院（而非视情况而定的相关外国法院或其他外国实体）寻求救济，但以债务人能够证明其具有提出该等请求的资格为限。\n\n7. 本院谨请外国法院就受托人对债务人控制实体行使公司控制权提供协助，包括但不限于 Genever（英属维尔京群岛）。\n\n8. 就在纽约南区美国破产法院（“Genever Court”）审理的 Genever Holdings LLC（“Genever（美国）”）第11章案件而言，如受托人就 Genever（美国）行使公司治理权将影响其第11章案件，受托人应出庭并向 Genever Court 寻求指导。\n\n9. 对据称日期为 February 17, 2015、由债务人、Genever（美国）、Genever（英属维尔京群岛）及 Bravo Luck Limited 签署的所称信托协议（“所称信托协议”）的有效性或可执行性，或对所称信托协议提出的任何异议，所有当事方与此有关的一切权利均予保留。\n\n10. 授权并赋予受托人采取一切必要行动，以实现本裁定授予的救济。\n\n11. 本裁定的条款和条件应于登记后立即生效并可执行。\n\n12. 对因实施、解释及执行本裁定而产生或与之相关的所有事项，本院保留管辖权。\nGzjkdkv!C!\n\n股份转让表及董事决议\n/-5-=-8 063,15/9 +68768);165\n\nGENEVER HOLDINGS CORPORATION\n于英属维尔京群岛注册成立\n公司编号：1862840\n\n股份转让\n\nHo Wan Kwok（郭文贵）将本公司股本中的 1000 股股份（“股份”）转让予 Luc A. Despins（吕克·A·德斯平斯），其仅以 Ho Wan Kwok 第11章案件受托人的身份行事，地址为 200 Park Avenue, New York 10166（“受让人”），并随附代表该等股份的股票证书（“证书”）。\n\n本股份转让文书受英属维尔京群岛法律管辖。\n\n兹证明，转让人于 August 2022 年的本日签署。\n\n由 Ho Wan Kwok 签署\n\n本股份转让文书无需在英属维尔京群岛缴纳印花税，除非本公司或其直接或间接子公司在英属维尔京群岛境内持有不动产。本公司在受让人姓名记入本公司股东名册前，不会将受让人视为任何股份的登记持有人。\n\nGENEVER HOLDINGS CORPORATION\n于英属维尔京群岛注册成立\n公司编号：1862840（本公司）\n\n本公司唯一董事书面决议\n\n鉴于，本公司已收到一份日期为 August ______________________________________________________________________________________________ 的股份转让书，据此 Ho Wan Kwok（郭文贵）向 Luc A. Despins（吕克·A·德斯平斯）转让本公司股本中的 1000 股股份（“股份”），Luc A. Despins 仅以 Ho Wan Kwok 第11章案件受托人的身份行事，地址为 200 Park Avenue, New York 10166（“受让人”），并随附代表该等股份的证书（“证书”）。\n\n本人，作为本公司签署人及唯一董事，特此通过下列决议：\n\n1．\n\n2．证书特此予以注销；\n\n3．向受让人签发并加盖本公司公章；\n\n4．本公司股东名册；以及\n\n5．截至本决议日期已经完成的任何上述事项，特此予以通过、追认、确认及批准。\n\nHo Wan Kwok 特此确认，其为转让人，因此在本决议所设想的交易中具有利益关系及关联。\n\n本人已于 August 2022 年的……日签署本董事决议。\n\nHo Wan Kwok — 董事\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 19 of\n\n转入文件包—英属维尔京群岛商业公司\n\nA部分—公司\n\n公司名称\n（注：请完全按照公司注册证书／登记证书所列名称填写）\n\n曾用名称（如适用）\n\n公司类型\n\n注册代理人名称\n\n现任注册代理人联系人\n\n联系方式　电话号码　电子邮箱地址\n\n变更注册地址及代理人的方式　□ 我将安排离任代理人提交转让申请\n□ 我希望由 Harneys 法律团队安排“强制转让”\n\n变更注册地址及代理人的原因\n\n董事决议　请点击此处获取变更公司注册代理人的决议模板。\n\n公司是否在英属维尔京群岛境内经营非营利／慈善业务？　○ 是 □ 否\n\n公司是否受金融服务委员会监管或向其登记？　□ 是 □ 否\n\n公司宗旨\n（注：请具体说明；“控股公司”或“投资基金”不足以构成说明。）\n\n公司业务的拟定性质\n\n公司是否：\n\n以现金或等价物形式取得超过其收入 20% 的收入？\n\n1．○ 是 □ 否\n\n公司是否涉及：\n\n2．军火、国防、军事或核工业？　○ 否\n○ 是\n\n3．石油和天然气、贵金属、宝石、珠宝、艺术精品、不动产或其他收藏品的交易？\n□ 否\n○ 是\n\n4．下列任一事项的创设或提供：\n○ 是 □ 否\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 20 of 46\n\n转入文件包—英属维尔京群岛商业公司\n\n区块链技术\n\n虚拟资产或代币的创设或发行\n\n下列任一事项：提供虚拟资产与法定货币之间的兑换；提供一种或多种形式虚拟资产之间的兑换；提供与虚拟资产转移有关的服务；提供虚拟资产托管服务；或参与及提供与虚拟资产发行或虚拟资产出售有关的金融服务？\n\n5．物质或产品的生产或交易？　○ 是 □ 否\n\n6．赌博或成人娱乐行业？　○ 是 □ 否\n\n7．可能对环境造成重大影响的活动（例如林业、石油和天然气、深海采矿、采石或发电）？　○ 是 □ 否\n\n集合投资\n8．□ 是 □ 否\n\n结构\n\n9．如该实体将构成某一集团的一部分（包括少数股权），请提供图表，说明该实体在该结构中所处的位置。该图表应包括直接持有该实体 10% 或以上权益的所有实体，以及该实体的任何子公司。如该结构不超过 3 层，则可提供直至最终母公司的各实体成员名册副本，作为结构图表的替代文件。\n\n如您对上述任何问题回答“是”，请提供详细资料。\n\n如公司的拟定业务性质未在上文列明，请提供详细资料。\n\n拟开展业务活动的国家／地区\n（注：请包括客户、分销商及银行账户所在地。）\n\n资金来源\n（注：请提供公司初始活动资金来源的详细资料。您可能会被要求提供证明文件。）\n\nB部分—经济实质\n\n公司可能须在英属维尔京群岛具备适当的“经济实质”。\n\n请点击此处查阅 Harneys 指导要求。如有任何疑问，请与您通常联系的 Harneys 联系人联络。\n\n经济实质财务报告期间\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 21 of 46\n\n转入文件包—英属维尔京群岛商业公司\n\n默认报告期间取决于注册成立日期。如您已选择使用并非默认日期的经济实质报告期间结束日，请在此勾选，并确认您的报告期间结束日：\n\n报告期间，我们当前的报告期间结束日为：　我们已正式通知 ITA 变更我们的经济实质　[dd/mm/yyyy to dd/mm/yyyy]\n\n我们希望申请变更默认报告期间。Harneys 可以安排该项通知——我们将与您联系，讨论可实现的事项并提供报价。\n\n如未勾选任何方框，将适用默认报告期间。\n\n公司是否从事：\n\n1．银行业务？　○ 是 □ 否\n\n2．分销及服务中心业务？　□ 是\n\n3．融资及租赁业务？　○ 是 □ 否\n\n4．基金管理业务？　□ 是\n\n5．总部业务？\n\n6．控股公司业务？　□ 是 □ 否\n\n请具体说明公司拟持有的资产类型。\n\n合伙权益等。　请提供公司将持有权益的任何其他法律实体的详细资料（例如股份、\n\n7．保险业务？　○ 是 □ 否\n\n8．知识产权业务？　□ 是 □ 否\n\n9．航运业务？　○ 是 □ 否\n\n如您对上述任何问题回答“是”，请提供详细资料。\n\n（注：上述活动可能构成经济实质目的下的“相关活动”。请尽可能详细说明任何相关活动的确切范围。）\n\n请确认该实体的税务居民所在国家／地区。\n\nC部分—股东\n\n（注：额外股东的详细资料可在 I 部分填写。）\n\n股东名称\n\n名称\n\n联系方式　电话号码　电子邮箱地址\n\n股东名称　名称\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 22 of\n\n转入文件包—英属维尔京群岛商业公司\n\n联系方式　电子邮箱地址\n电话号码\n\n股东名称　名称\n\n联系方式　电话号码　电子邮箱地址\n\n股东名称　名称\n\n联系方式　电话号码　电子邮箱地址\n\nD部分—受益所有人\n\n注：根据《受益所有权安全搜索系统法》，除非本公司获豁免，其须识别其受益所有人及须登记法律实体，并将该等人士的法定详细资料通知其注册代理人。注册代理人继而有义务建立并维护载有该等详细资料的数据库，国际税务局可对该数据库进行查询。根据 BOSS 法案，受益所有人是指：(i) 最终拥有或控制本公司 25% 或以上股份或表决权的自然人；或 (ii) 以其他方式对本公司管理行使控制权的自然人。任何该等人士在下文称为“BOSS 法案受益所有人”。\n\n请提供：\n\n本公司持有 10% 或以上权益的所有受益所有人的详细资料（注明其中哪些人士（如有）持有 25% 或以上，或以其他方式符合 BOSS 法案受益所有人的资格）；以及\n\n(ii) 本公司所有须登记法律实体的详细资料。\n\n受益所有人资料—自然人\n\n注：根据《2008年反洗钱与恐怖融资业务守则》（AML Code），受益所有人是指最终拥有或控制本公司 10% 或以上股份或表决权的自然人。\n\n名字　中间名\n姓名　姓氏　居住地址\n\n地址 1\n\n国籍　出生日期（DD/MM/YYYY）　地址 2\n\n州／省\n\n城市\n\nBOSS 法案受益\n所有人　—\n否\n是　国家　邮政编码\n\n名字　中间名\n姓名　姓氏　居住地址\n\n地址 1\n\n国籍　出生日期（DD/MM/YYYYY）　地址 2\n\n城市　州／省\n\nBOSS 法案受益\n所有人　○\n是\n\n否　国家　邮政编码\n\nCase 22-50073 Doc 841-2 Filed 09/08/22 Entered 09/08/22 12:14:00 Page 23 of\n\n转入文件包—英属维尔京群岛商业公司\n\n名字　中间名\n姓名　姓氏　居住地址\n\n地址 1\n国籍　出生日期（DD/MM/YYYYY）　地址 2\n城市　州\nBOSS Act（实益所有权安全搜寻系统法案）实益\n所有人　是\n否　国家　邮政编码\n\n名字　中间名\n姓名　姓氏　居住地址\n地址 1\n国籍　出生日期（DD/MM/YYYYY）　地址 2\n城市　州\nBOSS Act（实益所有权安全搜寻系统法案）实益\n所有人　是\n否　国家　邮政编码\n\n实益所有人详情——须登记法律实体\n\n注：如某须登记法律实体在其为自然人的情况下将构成实益所有人，并属于下列类别之一：（a）其证券在获认可的证券交易所上市，或其为证券在该等交易所上市的实体之子公司；（b）其为受监管的英属维尔京群岛投资基金或该等基金之子公司；（c）其为受监管的英属维尔京群岛人士或外国受监管人士；或（d）其为主权国家或主权国家全资拥有的子公司。可能要求提供额外资料。\n\n法定全称　注册地址\n地址 1\n替代名称（如适用）　地址 2\n城市　城市\n\n国家　国家\n注册国家\n注册编号\n成立日期　（DD/MM/YYYY）\n证券交易所名称（如适用）\n监管机构名称（如适用）\n实益所有权数据库所在地　地址\n\n案号 22-50073　文件 841-2　提交 09/08/22　录入 09/08/22 12:14:00　第 24 页，共\n\n转入资料包——英属维尔京群岛商业公司　Harneys Fiduciary（哈尼思信托服务）\n\n地址 2\n城市　城市\n国家　国家\n联系方式　电话号码　电子邮件地址\n实益所有人——豁免\n该公司是否为 BOSS Act（实益所有权安全搜寻系统法案）项下的获豁免人士？　□ 是 □ 否\n如为“是”，依据为何？\n\nE 部分——董事\n每名董事均须在其最初获委任之日签署并完成我们合规资料包（个人或其他）中的相关部分，并签署《同意任职表》——如您需要复制本文件，请使用此模板（个人董事或非个人董事）。\n\n有关我们的董事服务的更多资料，请参阅“附加服务”部分。\n\n（注：其他董事的详情可填入 I 部分。）\n\n董事姓名　姓名\n联系方式　电话号码\n电子邮件地址\n\n董事姓名　姓名\n联系方式　电话号码　电子邮件地址\n董事姓名　姓名\n联系方式　电话号码　电子邮件地址\n\nF 部分——高级职员\n（注：其他高级职员的详情可填入 I 部分。）\n高级职员姓名　姓名\n联系方式　电话号码\n电子邮件地址\n\n高级职员姓名　姓名\n联系方式　电话号码　电子邮件地址\n\nG 部分——合规问卷\n下列任一部分所列的任何自然人或法人实体均须完成合规问卷：\n\n转入资料包——英属维尔京群岛商业公司\n\n□ C 部分所列股东\n\n□ D 部分所列实益所有人\n\n□ D 部分所列须登记法律实体\n\n□ E 部分所列董事\n\n请参阅我们的合规资料包（个人、公司或其他）。\n\nH 部分——公司原始记录存放地点\n\n注：公司必须在其注册代理人办事处保存以下所列公司记录中的：（i）原件；或（ii）副本。若公司原始文件将存放于替代地址，公司必须通知注册代理人，并在原始记录存放地点发生任何变更后 14 日内更新注册代理人资料。\n\n公司记录　Harneys　替代地址\n\n地址 1\n地址 2\n成员名册　城市　州\n国家　邮政编码\n联系方式　电话号码　电子邮件地址\n\n公司记录　Harneys　替代地址\n地址 1\n地址 2\n董事名册　城市　州\n国家　邮政编码\n联系方式　电话号码　电子邮件地址\n\n公司记录　Harneys　替代地址\n地址 1\n董事及成员会议记录和决议　地址 2\n城市　州\n国家　邮政编码\n联系方式　电话号码　电子邮件地址\n\n公司记录　Harneys　替代地址\n地址 1\n押记登记册　地址 2\n\nharneysfiduciary.com\n\n案号 22-50073　文件 841-2　提交 09/08/22　录入 09/08/22 12:14:00　第 26 页，共\n\n转入资料包——英属维尔京群岛商业公司\n\n城市　州\n\n国家　邮政编码\n联系方式　电话号码　电子邮件地址\n\n注：如 Harneys 须保存原始财务记录，公司将每年产生额外费用，且该等费用必须预先支付。\n\n公司记录　Harneys\n替代地址\n记录保管人姓名\n财务记录及基础　地址 1 / 地址 2\n文件　城市　州\n国家　邮政编码\n联系方式　电话号码　电子邮件地址\n\nHarneys 亦可提供专业簿记及财务报表编制服务。您是否希望我们与您联系并提供更多资料？　○ 是　[ 否\n\nI 部分——附加资料\n注：请使用此处向我们提供任何特别资料。任何不属于我们服务范围的工作，均可能转交给我们的关联律师事务所 Harneys Westwood & Riegels LP（哈尼思·韦斯特伍德及里格尔斯律师事务所），该所将直接与您联系。\n\nJ 部分——付款指示及账单\n如您尚未收到有关我们服务的报价，请联系我们的新业务团队。\n\n付款方式：我们接受电汇和信用卡付款。请点击此处查看我们的付款指示，并使用“New Business”及 A 部分所提供的公司拟议名称作为付款附注。\n\n委托代理人/客户\n请注明您的付款方式　□ 信用卡\n电汇\n地址 1\n账单地址　地址 2\n城市　城市\n国家　国家\n账单电子邮件（注：我们仅通过电子邮件发送发票。）\n\n声明与赔偿\n\n案号 22-50073　文件 841-2　提交 09/08/22　录入 09/08/22 12:14:00　第 27 页，共 46 页\n\n转入资料包——英属维尔京群岛商业公司\n\n本人声明已阅读条款，并请求 Harneys Fiduciary 按照本资料包所载详情办理公司的转入事宜；本人已获每一数据主体授权，向 Harneys Fiduciary 提供其个人资料。本人证明，据本人所知，本资料包所提供的资料真实、正确，并承诺，如所提供的任何详情发生变更，将立即通知 Harneys Fiduciary。本人进一步确认，未发生任何令本人有理由相信可能与该架构以及任何司法管辖区的法律和机构有关联的法律或税务问题的情形。\n\n全名\n\n法人实体名称（如适用）\n在法人实体中的职位（如适用）\n签名\n日期\n\n案号 22-50073　文件 841-2　提交 09/08/22　录入 09/08/22 12:14:00　第 28 页，共\n\n转入资料包——英属维尔京群岛商业公司\n\n附加服务\n公司秘书服务\n\n我们的公司行政团队提供秘书及行政支持，包括在企业或项目的整个存续期间担任公司秘书。这包括维护公司记录。\n\n名义股东服务及信托服务\n\n我们提供名义股东服务。对于有意就其英属维尔京群岛商业公司股份进行继承规划的客户，我们建议您考虑使用我们经验丰富的私人财富专业团队，其可就该程序向您提供建议。通过信托进行继承规划的一项主要益处是可避免与英属维尔京群岛遗嘱认证申请相关的时间、费用和公开性。\n\n董事服务\n\nHarneys Fiduciary 提供法人董事及合资格专业人士，后者可获委任担任英属维尔京群岛公司的董事。是否提供董事服务将按个案考虑，并会顾及公司类型及其活动。\n\n银行账户\n\n我们与英属维尔京群岛及国际上的众多金融机构密切合作，可协助您迅速而高效地为您的新公司开立银行账户。我们可为银行账户提供获授权签字人，并保管您的财务记录。\n\n会计服务\n\nHarneys Fiduciary 设有内部会计团队，专门提供簿记及会计服务，以满足公司、有限合伙企业及信托的需要。\n\n我们的会计服务包括维护财务记录、编制每月、每季或每年管理账目、编制年度报表，以及按需要与外部审计师及顾问联络。\n\n如为满足您的特定需要所必需，我们亦可为您提供接触本所外部审计师及其他专家的渠道。我们在英属维尔京群岛本地及国际上均拥有众多且稳固的联系。\n\n其他服务\n\nHarneys Fiduciary 还提供其他服务，包括清盘服务、授权代表服务、保管服务、托管服务及按临时需要提供的广泛公司秘书服务。\n\n如您对上述任何服务有任何问题或希望获得更多资料，请联系我们。\n\nGENEVER HOLDINGS CORPORATION（吉尼弗控股公司），于英属维尔京群岛注册成立，公司编号 1862840（以下简称“公司”）\n公司唯一董事的书面决议\n\n鉴于，公司注册代理人已辞任，且公司现根据《2004 年英属维尔京群岛商业公司法》第 213(1) 条被公司事务登记处（以下简称“登记处”）除名。\n\n鉴于，公司拟纠正公司的状态并恢复良好存续状态，为此希望委任位于 Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands 的 Harneys Corporate Services Limited（哈尼思企业服务有限公司）为其注册代理人。\n\n本人，即下列签署人，作为公司唯一董事，特此通过以下决议：\n\n1. 公司将其注册代理人变更为位于 Craigmuir Chambers, P.O. Box 71, Road Town, Tortola, VG 1110, British Virgin Islands 的 Harneys Corporate Services Limited；\n\n2. 公司将其注册地址变更为 Craigmuir Chambers, Road Town, Tortola, VG 1110, British Virgin Islands；\n\n3. 应向英属维尔京群岛公司事务登记处提交一份采用经批准格式的公司注册代理人及注册地址变更通知；及\n\n4. 特此授权唯一董事、Harneys Corporate Services Limited 的任何雇员或 Harneys Westwood & Riegels LP 的任何雇员：\n\na. 支付任何应付登记处的未缴费用；\n\nb. 签署或向登记处提交任何文件；及\n\nc. 采取任何及一切其他必要行动，使公司恢复良好存续状态，并使注册代理人及注册地址的变更充分生效；及\n\n5. Harneys Corporate Services Limited 就提供注册地址及注册代理人服务的条款和条件（经不时修订或补充）获批准；且由唯一董事代表公司完成及签署 Harneys Corporate Services Limited 的“转入资料包”特此获批准。\n\nHo Wan Kwok（郭文贵）特此确认，其就本决议所设想的交易不存在利益冲突。\n\n本人已于 2022 年 8 月 22 日签署本董事决议。\n\nHo Wan Kwok（郭文贵）——董事\n\n???????????????????????????????\n\n附件 C\n\n致 Harcus Parker Limited（哈克斯·帕克有限责任公司）的函件\n\nHo Wan Kwok（郭文贵）[插入地址]\n\nAugust [ ], 2022\n通过电子邮件\n\nHarcus Parker Limited\n7th Floor Melbourne House\n44 - 46 Aldwych\nLondon, WC2B 4LL\n收件人：Jennifer Morrissey（詹妮弗·莫里西）\n电子邮件：JMorrissey@harcusparker.co.uk\n\n事由：（London Branch），案号 CL-2020-000345——Ho Wan Kwok（郭文贵）Chapter 11 案件中受托人的委任\n\n尊敬的 Morrissey 女士：\n\n兹确认，Luc A. Despins（卢克·A·德斯平斯）已获任命为本人在 United States District Court for the District of Connecticut（康涅狄格州联邦地区法院）（“U.S. Bankruptcy Court（美国破产法院）”）审理中的第11章案件之受托人（“受托人”）。根据美国破产法，本人在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商业与财产法院王座法庭商事法庭）审理中的、针对 UBS AG (London Branch)（瑞银集团（伦敦分行））的诉讼（“UBS Litigation（瑞银诉讼）”）所享有的一切权益，均属于本人的破产财产。\n\n在 Despins 先生获任命为受托人后，其对破产财产的全部财产行使控制权，包括本人在瑞银诉讼中的请求权，因此其现有权力和诉讼资格申请被确认为提起本人在瑞银诉讼中请求权的适格当事人。根据美国破产法，本人目前无权力或诉讼资格提起瑞银诉讼。\n\n为推进上述事项，并为免生疑义，本人特此明确授权贵方代表本人，就瑞银诉讼、其实体理由、任何相关和解讨论，以及与提起瑞银诉讼有关的任何其他事项，与 Despins 先生进行充分、完整的讨论；并且，无论任何属于本人的律师—客户特权、工作成果特权或其他特权如何，均可就本人在瑞银诉讼中的请求权接受其指示。任何特权放弃仅限于向受托人提供该等信息。本人同意的范围仅限于在本人有权的范围内给予访问权限，并不构成更广泛的特权放弃，亦不构成本人同意受托人放弃本人的特权。\n\n除其他事项外，并如美国破产法院的命令（副本随附为附件1）所详述，本人指示贵方：(i) 在切实可行的最早时间，向受托人交付并与其分享贵方向本人提供的关于瑞银诉讼的所有备忘录、意见及其他通信、关于瑞银诉讼实体理由的任何其他信息（无论是否为书面形式），以及本人或贵方就该诉讼收到或提出的任何和解要约；及 (ii) 在切实可行的最早时间，向受托人充分开放贵方在瑞银诉讼中案件档案内本人有权查阅的部分，以及在瑞银诉讼中提交的所有诉状和其他法院文件。\n\n谨上，\n\nHo Wan Kwok（郭文贵）\n\n抄送：Luc A. Despins（卢克·A·德斯平斯），以 Ho Wan Kwok（郭文贵）第11章案件受托人的身份\n\n附件\n\n美国破产法院\n康涅狄格州地区\n布里奇波特分部\n\n关于：　第11章\n\nHO WAN KWOK（郭文贵），　： Case No. 22-50073 (JAM)\n债务人。　e\n\n根据《破产法典》第363、521、541、1108及1505条作出的命令：(A) 确认第11章受托人持有债务人在债务人控制实体中的全部经济权利及公司治理权利；(B) 授权第11章受托人代表破产财产在任何外国采取行动；及 (C) 准予相关救济\n\n依据 28 U.S.C. §§ 1408 and 1409；且本院已认定，动议所请求的救济符合破产财产、其债权人及所有利害关系方的最佳利益；且鉴于在具体情形下已就动议发出适当且充分的通知；且看来无需发出其他或进一步通知；且基于本院审理的全部程序；且对本命令所请求救济的任何异议均已撤回或经实体审理后驳回；且经适当审议并存在充分理由；且基于就该动议及通过（除其他外）提交于 July 31, 2022 [ECF No. 645]、August 2, 2022 [ECF No. 671] 和 August 4, 2022 [ECF No. 681] 的修订拟议命令所寻求的额外救济，于 August 1, 2022 和 August 4, 2022 举行的听证会上载明的理由，特此命令：\n\n1. 本动议按本命令所述予以准许。\n\n2. Luc A. Despins（卢克·A·德斯平斯）作为第11章案件中的受托人 [ECF No. 523]，为破产财产之利益，就所有债务人控制实体持有债务人的全部经济权利及治理权利，包括但不限于 Genever (BVI)（Genever（英属维尔京群岛））。为免生疑义，上述权利包括受托人所主张的替换债务人控制实体任何现有高级管理人员、董事、经理或类似人员的权力。作为上述事项的一部分，在必要范围内，受托人获授权以本第11章案件中第11章受托人的身份，担任任何已被免职的该等高级管理人员、董事、经理或类似人员。\n\n3. 根据《破产法典》第521(a)(3)和521(a)(4)条，特此命令债务人分别：(a) 在必要范围内与受托人合作，以使受托人能够履行其职责，包括但不限于受托人对以下事项的调查：\n\n附件 A\n\n附件 B\n\nUBS AG (London Branch)（瑞银集团（伦敦分行）），Case No. CL-2020-000345，在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商业与财产法院王座法庭商事法庭）审理中的案件（“UBS Litigation（瑞银诉讼）”），该函副本应同时交付受托人。为免生疑义，就一切目的而言，受托人应被视为债务人在瑞银诉讼中所主张请求权的所有人。\n\n4. 在受托人就债务人控制实体行使经济权利及治理权利被视为超出正常业务范围的限度内，特此批准该等行使，因为行使该等权利具有合理的商业理由，包括受托人为破产财产之利益持有债务人就该等实体享有的全部经济权利及治理权利。尽管 Bankruptcy Rule 6004(h) 或《破产规则》或 United States Bankruptcy Court for the District of Connecticut（康涅狄格州联邦破产法院）《破产实务与程序地方法则》的任何其他相反规定可能适用，本命令的条款和条件自录入之时起立即生效并可执行，且特此放弃对本命令效力及可执行性的任何适用中止。为免生疑义，本命令中的任何内容均不授权受托人出售、以其他方式处分、出租或设定负担于债务人控制实体中的任何股权或债务人的其他资产。\n\n5. 受托人获授权以破产财产的外国代表身份，为下列目的，以适用外国法律允许的任何方式代表破产财产在任何外国采取行动：(a) 调查、收集及追回位于外国的债务人资产，包括在必要或适当时为此在外国法院寻求救济；(b) 对债务人控制实体行使控制权，包括在必要或适当时为此在外国法院寻求救济；以及 (c) 向持有与债务人控制实体有关该等文件的适当外国公司登记机构（或类似实体）请求并取得公司文件。在不限制上述规定的前提下，受托人获授权根据破产法院第1505条，向持有该等公司文件的适当英属维尔京群岛实体请求并取得与 Genever (BVI)（Genever（英属维尔京群岛））有关的公司文件。\n\n6. 债务人不得干涉、阻碍或延误受托人行使本命令项下的权力，包括受托人为推进该等权力而代表破产财产在外国法院已采取或将采取的任何行动。在债务人反对受托人行使该等权力的范围内，债务人应仅限于在通知利害关系方后向本院（而非视情况而定的相关外国法院或其他外国实体）寻求救济，前提是债务人能够证明其具有如此行事的诉讼资格。\n\n7. 本院谨请外国法院提供协助，包括英属维尔京群岛法院就受托人有关其对债务人控制实体（包括但不限于 Genever (BVI)（Genever（英属维尔京群岛）））行使公司控制权的任何救济请求（包括紧急基础上的请求）提供协助。\n\n8. 就 Genever Holdings LLC（“Genever (US)”）在 United States Bankruptcy Court for the Southern District of New York（纽约南区联邦破产法院）（“Genever Court（Genever法院）”）审理中的第11章案件而言，在受托人就 Genever (US)（Genever（美国））行使公司治理权利将影响其第11章案件的范围内，受托人应出庭并向 Genever 法院寻求指导。\n\n9. 对于据称日期为 February 17, 2015、据称由债务人、Genever (US)（Genever（美国））、Genever (BVI)（Genever（英属维尔京群岛））和 Bravo Luck Limited（布拉沃幸运有限公司）（“Alleged Trust Agreement（被指称的信托协议）”）签署的信托协议的有效性或可执行性，或对于就该被指称的信托协议提出的任何挑战，所有当事人就此享有的一切权利均予保留。\n\n10. 受托人获授权并被赋予权力采取一切必要行动，以落实本命令所准予的救济。\n\n11. 本命令的条款和条件自录入之时起立即生效并可执行。\n\n12. 本院对因执行、解释和实施本命令而产生或与之有关的一切事项保留管辖权。\n\nHo Wan Kwok（郭文贵）[插入地址]\n\nAugust [ ], 2022\n通过电子邮件\n\nHarcus Parker Limited（哈克斯·帕克有限公司）7th Floor Melbourne House 44 - 46 Aldwych London, WC2B 4LL 收件人：Jennifer Morrissey（詹妮弗·莫里西） 电子邮箱：JMorrissey@harcusparker.co.uk\n\n事由：(London Branch)，Case No. CL-2020-000345 — Ho Wan Kwok（郭文贵）第11章案件中受托人的任命\n\n尊敬的 Morrissey 女士：\n\n兹确认，Luc A. Despins（卢克·A·德斯平斯）已获任命为本人在 United States District Court for the District of Connecticut（康涅狄格州联邦地区法院）（“U.S. Bankruptcy Court（美国破产法院）”）审理中的第11章案件之受托人（“受托人”）。根据美国破产法，本人在 High Court of Justice, Business and Property Courts of England and Wales, Queen's Bench Division, Commercial Court（英格兰和威尔士高等法院商业与财产法院王座法庭商事法庭）审理中的、针对 UBS AG (London Branch)（瑞银集团（伦敦分行））的诉讼（“UBS Litigation（瑞银诉讼）”）所享有的一切权益，均属于本人的破产财产。\n\n在 Despins 先生获任命为受托人后，其对破产财产的全部财产行使控制权，包括本人在瑞银诉讼中的请求权，因此其现有权力和诉讼资格申请被确认为提起本人在瑞银诉讼中请求权的适格当事人。根据美国破产法，本人目前无权力或诉讼资格提起瑞银诉讼。\n\n为推进上述事项，并为免生疑义，本人特此明确授权贵方代表本人，就瑞银诉讼、其实体理由、任何相关和解讨论，以及与提起瑞银诉讼有关的任何其他事项，与 Despins 先生进行充分、完整的讨论；并且，无论任何属于本人的律师—客户特权、工作成果特权或其他特权如何，均可就本人在瑞银诉讼中的请求权接受其指示。任何特权放弃仅限于向受托人提供该等信息。本人同意的范围仅限于在本人有权的范围内给予受托人完全访问权限，并不构成更广泛的特权放弃，亦不构成本人同意允许受托人放弃本人的特权。\n\n除其他事项外，并如美国破产法院（U.S. Bankruptcy Court）的命令所详述（其副本随附为附件1），我指示你：(i) 在切实可行的最早时间，向受托人交付并与其共享你就 UBS Litigation（瑞银诉讼）向我提供的所有备忘录、意见及其他通信，关于 UBS Litigation 实体问题的任何其他信息（无论是否以书面形式），以及我或你就该诉讼收到或提出的任何和解要约；以及 (ii) 在切实可行的最早时间，向受托人提供其有权查阅的你在 UBS Litigation 中案件卷宗部分的完整访问权限，以及在 UBS Litigation 中提交的所有诉状和其他法院文件。\n\n谨此，\n\nHo Wan Kwok（郭文贵）\n\n抄送：Luc A. Despins（卢克·A·德斯平斯），以 Ho Wan Kwok 第11章案件受托人的身份\n\n随附文件\n附件B\n\n发件人：Bongartz, Alex（亚历克斯·邦加茨）\n\n收件人：CTBdb CourtroomDeputy Bridgeport\n抄送：Holley Claihom@uscoi.coyy；jooldman@oulloom.com；printerman@omm.com-ssamoff@omm.com；eheazy@zeislaw.com；\nSKindseth@zeislaw.com；coallari@callarinars.com；Desoins, Luc A.；Barron, Douglass E.；plinsey@nomlaw.com；Doug Skalka\n主题：回复：关于 Kwok 一案 / 案号 22-50073 (JAM) - 进一步修订的拟议公司治理命令\n日期：Friday, August 5, 2022 4:03:13 PM\n附件：image001.png\n\n致尊敬的 Julie A. Manning 法官（Honorable Julie A. Manning）办公室：\n\n我们就以这种方式沟通致歉（我们理解这并非标准做法）；然而，我们出于极度谨慎而这样做，以避免债务人律师造成的进一步干扰，包括债务人律师暗示（其在一封发给受托人的电子邮件中）鉴于近期事态发展，我们发给法官办公室的电子邮件已不再准确。\n\n具体而言，在今日上午 11:54（ET），英国律师 Harcus Parker Limited（哈库斯·帕克有限公司）就信函格式提供实质性意见后，我们发出了该电子邮件；其后，英国律师于下午 4:08（ET）向受托人建议如下：\n\n尽管我们已就我们可接受收取的信函格式提出意见，但我们是在理解该事项处于 Kwok 先生同意其大致条款这一背景下作出意见的。如其不准备签署该等信函，而改由法院命令，则情况可能有所不同。如命令放弃 Kwok 先生的特权，则该等信函将在英国法下具有效力。\n\n任何依据强制权力从 Kwok 先生处取得的信函，很可能需要英国法院作出命令，以确保本所不违反其特权和保密义务，并确保如作出披露，特权得以保留（所有这些均属英国法事项）。\n\n这些问题很复杂，需要美国破产法院和英国法院双方作出适当审议。\n\n我同意将本电子邮件提交美国破产法院法官审阅。\n\n（着重号为后加）。（上述英国律师的电子邮件，系因债务人律师就信函格式发送电子邮件，并指出 Kwok 先生不会自愿签署该信函，即使法院命令其签署亦然，且其将对该命令提出上诉，而引发。）\n\n受托人希望澄清，在超过24小时前（且紧随昨日听证会之后）发给英国律师的一封电子邮件中，受托人已告知英国律师，其将债务人律师从电子邮件链中移除，因为“法官已表示，她将不顾[债务人]的反对作出该命令。”因此，受托人不理解英国律师如何会对其征求有关该信函意见的背景感到困惑。事实上，鉴于英国律师今日早些时候于上午 11:54 就信函格式提供了实质性意见，受托人认为该信函为英国律师所接受。\n\n此外，或许更为重要的是，受托人在听证会上明确表示，其不会赋予英国律师完全酌处权以控制特权问题，因此，本法院应当命令其签署该信函，即使该信函未获英国律师批准。这似乎正是目前正在发生的情况。\n\n为明确起见，无论过去数小时内发生何种事态发展，受托人均请求录入如提交给法官办公室的命令格式（包括其附件）。就此而言，受托人指出，英国律师最近一封电子邮件（上文已全文引用）承认，“[这]些问题需要适当审议”，因此，该信函对于在英国获得法院批准可能仍然至关重要。事实上，从受托人的角度来看，必须取得英国法院批准将是最坏的可能结果，因为英国律师的批准仍有可能取得，尽管并无保证。\n\n谨此提交，\n\nAlex Bongartz（亚历克斯·邦加茨）\n\n抄送：Holley L.Claiborn@usdoj.gov；igoldman@pullcom.com；laronsson@omm.com；ssarnoff@omm.com；ehenzy@zeislaw.com；SKindseth@zeislaw.com；ccallaripartners.com；Despins, Luc A. ；Barron, Douglass E. ；plinsey@npmlaw.com；Doug Skalka@npmlaw.com> 主题：[外部] 回复：关于 Kwok 一案 / 案号 22-50073 (JAM) - 进一步修订的拟议公司治理命令\n\n谢谢。\n\n发件人：Bongartz, Alex \n\n发送时间：Friday, August 5, 2022 2:33 PM\n\n收件人：CTBdb_CourtroomDeputy_Bridgeport \n\n抄送：Holley L.Claiborn@usdoi.gov；goldman@pullcom.com；laronsson@omm.com；ssarnoff@omm.com；ehenzy@zeislaw.com；SKindseth@zeislaw.com；ccallari@callaripartners.com；Despins, Luc A. ；Barron, Douglass E. ；plinsey@npmlaw.com；Doug Skalka@npmlaw.com> 主题：关于 Kwok 一案 / 案号 22-50073 (JAM) – 进一步修订的拟议公司治理命令\n注意——外部：\n\n致尊敬的 Julie A. Manning 法官办公室：\n\n关于昨日就第11章受托人的公司治理动议 [ECF No. 598] 及相关修订拟议命令 [ECF Nos. 645, 671, and 681] 举行的听证会，请参见随附文件：\n\n- (1) 进一步修订拟议命令的清洁版本，反映法院在昨日听证会上指示作出的变更，以及两项额外的轻微变更（如下文进一步详述）；以及\n- (2) 进一步修订拟议命令的修订痕迹版本，标示其相对于法院于 August 4, 2022 作出的命令 [ECF No. 681] 的变更。（随附的修订痕迹版本不包括该命令的附件A，因为附件A未作进一步变更。）\n\n随附的进一步修订拟议命令反映了两项额外的轻微变更。\n\n第一，今日早些时候，第11章受托人收到英国律师 Harcus Parker Limited 就致英国律师的信函格式提出的若干最终意见，该等意见已反映在随附于本电子邮件的进一步修订拟议命令附件B中的最终信函格式中。（在向法官办公室发送本电子邮件之前，最终信函格式的副本亦已提供给债务人律师。）因此，无需设定第11章受托人向债务人提供最终信函格式的临时期限，而债务人签署并向英国律师交付该信函的五个工作日期间，可自命令录入时起算。\n\n第二，在与英属维尔京群岛律师进一步商议后，第11章受托人已确定，Kwok 先生无需为 Genever Holdings Corporation 签署交予新的英属维尔京群岛代理人的转入文件包，但第11章受托人可自行提交该表格，但债务人须向第11章受托人提供某些缺失信息。（第11章受托人已将问题清单通过电子邮件发送给债务人律师，以使第11章受托人能够完成该表格。）随附修订拟议命令第3(a)段反映了这一（轻微）修改。在提交随附修订拟议命令之前，第11章受托人还向债务人律师分享了第3(a)段修订草案。截至本电子邮件发送之时，债务人律师尚未对该措辞提出任何异议。\n\n谨此提交，\n\nAlex Bongartz\n\nG. Alexander Bongartz　顾问律师　财务重组组　Paul Hastings LLP（保罗·黑斯廷斯律师事务所）　200 Park Avenue, New York, NY 10166　直线电话：+1.212.318.6472　手机：+1.617.838.5117　总机：+1.212.318.6000　传真：+1.212.303.7072　alexbongartz@paulhastings.com　www.paulhastings.com","key_entities":["Kwok","Despins","Je","Ho Wan Kwok","Paul Hastings","Guo","Miles Guo","Luc Despins","CIPA"],"ecf_references":[{"doc_number":523,"court":"CTB"},{"doc_number":598,"court":"CTB"},{"doc_number":645,"court":"CTB"},{"doc_number":671,"court":"CTB"},{"doc_number":681,"court":"CTB"}],"word_count":11915,"status":"published","published_at":"2022-09-08 00:00:00","created_at":"2022-09-08","updated_at":"2026-08-23 22:13:25"}