{"id":"court_ctb_868_0","court":"CTB","case_no":"22-50073","doc_number":868,"sub_number":0,"doc_type":"UNKNOWN","filed_date":"2022-09-21","title":"|","summary_zh":null,"summary_en":null,"body_en":"| | UNITED STATES BANKRUPTCY COURT | | | | | |\n|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|--|--|--|--|\n| | DISTRICT OF
CONNECTICUT | | | | | |\n| | BRIDGEPORT DIVISION | | | | | |\n| In Re.
Ho Wan Kwok | §
§ | Case No.
22-50073 | | | | |\n| Debtor(s) | §
§ | Jointly Administered | | | | |\n| Monthly Operating Report | | Chapter 11 | | | | |\n| Reporting Period Ended:
08/31/2022 | | Petition Date:
02/15/2022 | | | | |\n| Months Pending:
7 | | Industry Classification:
0
0
0
0 | | | | |\n| Reporting Method: | Accrual Basis | Cash Basis | | | | |\n| Debtor's Full-Time Employees (current): | | 0 | | | | |\n| Debtor's Full-Time Employees (as of date of order for relief): | | 0 | | | | |\n| Supporting Documentation (check all that are attached): | | (For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) | | | | |\n| Statement of cash receipts and disbursements
Statement of operations (profit or loss statement)
Accounts receivable aging
Postpetition liabilities aging
Statement of capital assets
Schedule of payments to professionals
Schedule of payments to insiders | All bank statements and bank reconciliations for the reporting period | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit | | | | |\n\nDescription of the assets sold or transferred and the terms of the sale or transfer\n\n/s/ Luc A. Despins\n\n09/21/2022\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\n# Case 22-50073 Doc 868 Filed 09/21/22 Entered 09/21/22 20:32:51 Page 2 of 17\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n| | Part 1: Cash Receipts and Disbursements | Current Month | Cumulative |\n|----|-----------------------------------------------------------------------------------------------------------|---------------|------------|\n| a. | Cash balance beginning of month | \\$4,748 | |\n| b. | Total receipts (net of transfers between accounts) | \\$0 | \\$4,762 |\n| c. | Total disbursements (net of transfers between accounts) | \\$39 | \\$53 |\n| d. | Cash balance end of month (a+b-c) | \\$4,709 | |\n| e. | Disbursements made by third party for the benefit of the estate | \\$3,590 | \\$6,090 |\n| f. | Total disbursements for quarterly fee calculation (c+e) | \\$3,629 | \\$6,143 |\n| | Part 2: Asset and Liability Status
(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | |\n| a. | Accounts receivable (total net of allowance) | \\$0 | |\n| b. | Accounts receivable over 90 days outstanding (net of allowance) | \\$0 | |\n| c. | Inventory
(Book
Market
Other
(attach explanation)) | \\$0 | |\n| d | Total current assets | \\$0 | |\n| e. | Total assets | \\$0 | |\n| f. | Postpetition payables (excluding taxes) | \\$0 | |\n| g. | Postpetition payables past due (excluding taxes) | \\$0 | |\n| h. | Postpetition taxes payable | \\$0 | |\n| i. | Postpetition taxes past due | \\$0 | |\n| j. | Total postpetition debt (f+h) | \\$0 | |\n| k. | Prepetition secured debt | \\$0 | |\n| l. | Prepetition priority debt | \\$0 | |\n| m. | Prepetition unsecured debt | \\$0 | |\n| n. | Total liabilities (debt) (j+k+l+m) | \\$0 | |\n| o. | Ending equity/net worth (e-n) | \\$0 | |\n| | Part 3: Assets Sold or Transferred | Current Month | Cumulative |\n| | | | |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary | \\$0 | \\$0 |\n| b. | course of business
Total payments to third parties incident to assets being sold/transferred | | |\n| | outside the ordinary course of business | \\$0 | \\$0 |\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary
course of business (a-b) | \\$0 | \\$0 |\n\n**Part 4: Income Statement (Statement of Operations) Current Month Cumulative** (Not generally applicable to Individual Debtors. See Instructions.) a. Gross income/sales (net of returns and allowances) \\$0 b. Cost of goods sold (inclusive of depreciation, if applicable) \\$0 c. Gross profit (a-b) \\$0 d. Selling expenses \\$0 e. General and administrative expenses \\$0 f. Other expenses \\$0 g. Depreciation and/or amortization (not included in 4b) \\$0 h. Interest \\$0 i. Taxes (local, state, and federal) \\$0 j. Reorganization items \\$0 k. Profit (loss) \\$0 \\$0\n\nUST Form 11-MOR (12/01/2021) 2\n\n#### Case 22-50073 Doc 868 Filed 09/21/22 Entered 09/21/22 20:32:51 Page 3 of 17\n\n| | Part 5: Professional Fees and Expenses | | | | | |\n|--------|--------------------------------------------------------------------|------|---------------------------|------------------------|-----------------------|--------------------|\n| | | | Approved
Current Month | Approved
Cumulative | Paid Current
Month | Paid
Cumulative |\n| | Debtor's professional fees & expenses (bankruptcy) Aggregate Total | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | Itemized Breakdown by Firm | | | | | |\n| | Firm Name | Role | | | | |\n| i | Neubert, Pepe & Monteith, P.C Local Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| ii | Paul Hastings LLP (counsel to cLead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| iii | Brown Rudnick (counsel to Ho Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| iv | Pullman & Comley (counsel to Lead Counsel | | \\$0 | \\$0 | \\$0 | \\$0 |\n| v | Coleman Worldwide Advisors LOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vi | Dundon Advisors (UCC financi Financial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| vii | Verdolino & Lowey, PC (financFinancial Professional | | \\$0 | \\$0 | \\$0 | \\$0 |\n| viii | Harneys Corporate Services LimLocal Counsel | | | | | |\n| ix | | | | | | |\n| x | | | | | | |\n| xi | | | | | | |\n| xii | | | | | | |\n| xiii | | | | | | |\n| xiv | | | | | | |\n| xv | | | | | | |\n| xvi | | | | | | |\n| xvii | | | | | | |\n| xviii | | | | | | |\n| xix | | | | | | |\n| xx | | | | | | |\n| xxi | | | | | | |\n| xxii | | | | | | |\n| xxiii | | | | | | |\n| xxiv | | | | | | |\n| xxv | | | | | | |\n| xxvi | | | | | | |\n| xxvii | | | | | | |\n| xxviii | | | | | | |\n| xxix | | | | | | |\n| xxx | | | | | | |\n| xxxi | | | | | | |\n| xxxii | | | | | | |\n| xxxiii | | | | | | |\n| xxxiv | | | | | | |\n| xxxv | | | | | | |\n| xxxvi | | | | | | |\n\n| | xxxvii | | | |\n|---|--------|--|--|--|\n| | xxxvii | | | |\n| | xxxix | | | |\n| | xl | | | |\n| | xli | | | |\n| | xlii | | | |\n| | xliii | | | |\n| | xliv | | | |\n| | xlv | | | |\n| | xlvi | | | |\n| | xlvii | | | |\n| | xlviii | | | |\n| | xlix | | | |\n| l | | | | |\n| | li | | | |\n| | lii | | | |\n| | liii | | | |\n| | liv | | | |\n| | lv | | | |\n| | lvi | | | |\n| | lvii | | | |\n| | lviii | | | |\n| | lix | | | |\n| | lx | | | |\n| | lxi | | | |\n| | lxii | | | |\n| | lxiii | | | |\n| | lxiv | | | |\n| | lxv | | | |\n| | lxvi | | | |\n| | lxvii | | | |\n| | lxviii | | | |\n| | lxix | | | |\n| | lxx | | | |\n| | lxxi | | | |\n| | lxxii | | | |\n| | lxxiii | | | |\n| | lxxiv | | | |\n| | lxxv | | | |\n| | lxxvi | | | |\n| | lxxvii | | | |\n| | lxxvii | | | |\n| | | | | |\n\n| | lxxix | | | | | | |\n|----|--------|-----------------------------------------------------------------------|---------------|------------|----------|--------------|------|\n| | lxxx | | | | | | |\n| | lxxxi | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxii | | | | | | |\n| | lxxxiv | | | | | | |\n| | lxxxv | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxvi | | | | | | |\n| | lxxxix | | | | | | |\n| | xc | | | | | | |\n| | xci | | | | | | |\n| | xcii | | | | | | |\n| | xciii | | | | | | |\n| | xciv | | | | | | |\n| | xcv | | | | | | |\n| | xcvi | | | | | | |\n| | xcvii | | | | | | |\n| | xcviii | | | | | | |\n| | xcix | | | | | | |\n| | c | | | | | | |\n| | ci | | | | | | |\n| | | | | Approved | Approved | Paid Current | Paid |\n| | | | Current Month | Cumulative | Month | Cumulative | |\n| b. | | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | | Itemized Breakdown by Firm | | | | | |\n| | | Firm Name | Role | | | | |\n| | i | Baker Hostetler LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ii | Clayman & Rosenberg LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iii | Ganfer Shore Leeds & ZaudererOther | | \\$0 | \\$0 | \\$0 | \\$0 |\n| | iv | Harcus Parker Ltd. | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | v | LALIVE SA | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vi | Lawall & Mitchell, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | vii | Petrillo Klein & Boxer LLP | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | viii | Schulman Bhattacharya, LLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | ix | The Casper Firm | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | x | The Francis Firm PLLC | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xi | VX Cerda & Associates | Other | \\$0 | \\$0 | \\$0 | \\$0 |\n| | xii | | | | | | |\n| | xiii | | | | | | |\n| | xiv | | | | | | |\n\n| xv | | | |\n|--------|--|--|--|\n| xvi | | | |\n| xvii | | | |\n| xviii | | | |\n| xix | | | |\n| xx | | | |\n| xxi | | | |\n| xxii | | | |\n| xxiii | | | |\n| xxiv | | | |\n| xxv | | | |\n| xxvi | | | |\n| xxvii | | | |\n| xxviii | | | |\n| xxix | | | |\n| xxx | | | |\n| xxxi | | | |\n| xxxii | | | |\n| xxxiii | | | |\n| xxxiv | | | |\n| xxxv | | | |\n| xxxvi | | | |\n| xxxvii | | | |\n| xxxvii | | | |\n| xxxix | | | |\n| xl | | | |\n| xli | | | |\n| xlii | | | |\n| xliii | | | |\n| xliv | | | |\n| xlv | | | |\n| xlvi | | | |\n| xlvii | | | |\n| xlviii | | | |\n| xlix | | | |\n| l | | | |\n| li | | | |\n| lii | | | |\n| liii | | | |\n| liv | | | |\n| lv | | | |\n| lvi | | | |\n| | | | |\n\n| lvii | | | |\n|--------|--|--|--|\n| lviii | | | |\n| lix | | | |\n| lx | | | |\n| lxi | | | |\n| lxii | | | |\n| lxiii | | | |\n| lxiv | | | |\n| lxv | | | |\n| lxvi | | | |\n| lxvii | | | |\n| lxviii | | | |\n| lxix | | | |\n| lxx | | | |\n| lxxi | | | |\n| lxxii | | | |\n| lxxiii | | | |\n| lxxiv | | | |\n| lxxv | | | |\n| lxxvi | | | |\n| lxxvii | | | |\n| lxxvii | | | |\n| lxxix | | | |\n| lxxx | | | |\n| lxxxi | | | |\n| lxxxii | | | |\n| lxxxii | | | |\n| lxxxiv | | | |\n| lxxxv | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxvi | | | |\n| lxxxix | | | |\n| xc | | | |\n| xci | | | |\n| xcii | | | |\n| xciii | | | |\n| xciv | | | |\n| xcv | | | |\n| xcvi | | | |\n| xcvii | | | |\n| xcviii | | | |\n| | | | |\n\n## Case 22-50073 Doc 868 Filed 09/21/22 Entered 09/21/22 20:32:51 Page 8 of 17\n\n| | xcix | | | | | |\n|----|------|----------------------------------------------------------|-----|-----|-----|-----|\n| | c | | | | | |\n| c. | | All professional fees and expenses (debtor & committees) | \\$0 | \\$0 | \\$0 | \\$0 |\n\n| | Part 6: Postpetition Taxes | | Current Month | Cumulative |\n|----|----------------------------------------------------------------------------------------------------------------------|-----|---------------|---------------------------|\n| a. | Postpetition income taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| b. | Postpetition income taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| c. | Postpetition employer payroll taxes accrued | | \\$0 | \\$0 |\n| d. | Postpetition employer payroll taxes paid | | \\$0 | \\$0 |\n| e. | Postpetition property taxes paid | | \\$0 | \\$0 |\n| f. | Postpetition other taxes accrued (local, state, and federal) | | \\$0 | \\$0 |\n| g. | Postpetition other taxes paid (local, state, and federal) | | \\$0 | \\$0 |\n| | Part 7: Questionnaire - During this reporting period: | | | |\n| a. | Were any payments made on prepetition debt? (if yes, see Instructions) | Yes | No | |\n| b. | Were any payments made outside the ordinary course of business
without court approval? (if yes, see Instructions) | Yes | No | |\n| c. | Were any payments made to or on behalf of insiders? | Yes | No | |\n| d. | Are you current on postpetition tax return filings? | Yes | No | |\n| e. | Are you current on postpetition estimated tax payments? | Yes | No | |\n| f. | Were all trust fund taxes remitted on a current basis? | Yes | No | |\n| g. | Was there any postpetition borrowing, other than trade credit?
(if yes, see Instructions) | Yes | No | |\n| h. | Were all payments made to or on behalf of professionals approved by
the court? | Yes | No
N/A | |\n| i. | Worker's compensation insurance?
Do you have: | Yes | No | |\n| | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | Casualty/property insurance? | Yes | No | |\n| | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| | General liability insurance? | Yes | No | |\n| | If yes, are your premiums current? | Yes | No
N/A | (if no, see Instructions) |\n| j. | Has a plan of reorganization been filed with the court? | Yes | No | |\n| k. | Has a disclosure statement been filed with the court? | Yes | No | |\n| l. | Are you current with quarterly U.S. Trustee fees as
set forth under 28 U.S.C. § 1930? | Yes | No | |\n\n| | Part 8: Individual Chapter 11 Debtors (Only) | |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages | \\$0 |\n| b. | Gross income (receipts) from self-employment | \\$0 |\n| c. | Gross income from all other sources | \\$0 |\n| d. | Total income in the reporting period (a+b+c) | \\$0 |\n| e. | Payroll deductions | \\$0 |\n| f. | Self-employment related expenses | \\$0 |\n| g. | Living expenses | \\$0 |\n| h. | All other expenses | \\$0 |\n| i. | Total expenses in the reporting period (e+f+g+h) | \\$0 |\n| j. | Difference between total income and total expenses (d-i) | \\$0 |\n| k. | List the total amount of all postpetition debts that are past due | \\$0 |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11
U.S.C § 101(14A)? | Yes
No |\n| m. | If yes, have you made all Domestic Support Obligation payments? | Yes
No
N/A |\n\n#### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n#### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n09/21/2022\n\n\n\n\n\n\n\nPageFour\n\nUST Form 11-MOR (12/01/2021) 12\n\n| In re Ho Wan Kwok | Case No. | 22-50073 (JAM) |\n|-------------------|-------------------|----------------------------------|\n| Debtor | Reporting Period: | August 1, 2022 - August 31, 2022 |\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The beginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was filed. Attach the bank statements and a detailed list of all disbursements made during the report period that includes the date, the check number, the payee, the transaction description, and the amount. A bank reconciliation must be attached for each account. [See MOR-1 (CON'T)]\n\n| | Current Month | | Cumulative July 8, 2022 to Date | |\n|------------------------------------------------------------|----------------|----|---------------------------------|--|\n| | Actual | | Actual | |\n| Cash - Beginning of Month | | | | |\n| RECEIPTS | | | | |\n| Recovered Funds | \\$
- | \\$ | 4,761.90 | |\n| Total Receipts | \\$
- | \\$ | 4,761.90 | |\n| DISBURSEMENTS | | | | |\n| ORDINARY ITEMS: | | | | |\n| Bank Fees | \\$
39.00 | \\$ | 53.00 | |\n| Total Ordinary Disbursements | \\$
39.00 | \\$ | 53.00 | |\n| REORGANIZATION ITEMS: | | | | |\n| Professional Fees | \\$
- | \\$ | - | |\n| U. S. Trustee Fees | \\$
- | \\$ | - | |\n| Other Reorganization Expenses (attach schedule) | \\$
- | \\$ | - | |\n| Total Reorganization Items | \\$
- | \\$ | - | |\n| Total Disbursements (Ordinary + Reorganization) | \\$
39.00 | \\$ | 53.00 | |\n| Net Cash Flow (Total Receipts - Total Disbursements) | \\$
(39.00) | \\$ | 4,708.90 | |\n| Cash - End of Month (Must equal reconciled bank statement) | \\$
4,708.90 | \\$ | 4,708.90 | |\n| Third Party Disbursements on Behalf of the Estate | | | | |\n| Surety bond; fees paid to Harneys Corporate Services | \\$
3,590.00 | \\$ | 6,090.00 | |\n\n#### **THE FOLLOWING SECTION MUST BE COMPLETED DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS | \\$
3,629.00 |\n|---------------------------------------------------------------|----------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS | \\$
- |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from | \\$
- |\n| escrow accounts) | |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY | \\$
3,629.00 |\n| FEES | |\n\n# **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------ | x | |\n|--------------------------------------------------------|-------------|----------------------------|\n| In re: | :
: | Chapter 11 |\n| HO WAN KWOK, | :
: | Case No. 22-50073
(JAM) |\n| Debtor. | :
:
: | |\n| ------------------------------------------------------ | x | |\n\n# **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD AUGUST 1, 2022 THROUGH AUGUST 31, 2022**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n# **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-13-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n#### **Specific Responses**\n\n#### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control.\n\n 1 The Trustee notes that the Debtor has failed to file MORs in connection with the reporting periods of May 2022, June 2022, and July 1-8, 2022, prior to the Trustee's appointment. The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\n# Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. As of the filing of this MOR, no bar date has been established with respect to prepetition claims and no bar date has been established with respect to administrative claims.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's counsel, however, the Trustee has not yet reviewed or approved such fees (payment of which remains contingent upon the Trustee's collection of additional estate assets), nor have any fee applications been filed with respect to such fees. The Trustee therefore believes it would be premature to list such fees herein as postpetition payables at this time.\n\n#### Part 3 Responses\n\n7. No assets under the control of the Trustee have been sold or transferred.\n\n### Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n#### Part 5 Responses\n\n- 9. There have been no commissions, fees, or expenses approved or paid with respect to the Trustee and his Court approved retained professionals, or with respect to any other professionals providing services to the official committee of unsecured creditors (the \"Committee\") or the Debtor (in connection with services provided to the Debtor prior to the appointment of the Trustee).\n- 10. The Trustee is aware of a number of professional firms that have provided services to the Committee or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee lists such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n#### Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n#### Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\n#### Part 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\n| Case 22-50073 | Doc 868 | Filed 09/21/22 | Entered 09/21/22 20:32:51 | Page 17 of 17 |\n|---------------|---------|----------------|---------------------------|---------------|\n| | | | | |\n\n| Account number
Low balance
Average balance | | 55-00018263
\\$4,722.90
\\$4,723.71 | Total additions
Ending balance | Beginning balance
Total subtractions | \\$4,747.90
.00
(0)
39.00
(2)
\\$4,708.90 |\n|--------------------------------------------------|--------------------------------------------|-----------------------------------------|-----------------------------------|-----------------------------------------|--------------------------------------------------------|\n| DEBITS
Date
08-02 Debit Memo
08-31 | Transaction Description
Maintenance Fee | FIDUCIARY MAINTENA NCE | | | Subtractions
25.00
14.00 |\n| DAILY BALANCES
Date
07-31 | Amount
4,747.90 | Date
08-02 | Amount
4,722.90 | Date
08-31 | Amount
4,708.90 |\n\n| | Total for
this period | Total
year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees | \\$0.00 | \\$0.00 |\n| Total Returned Item Fees | \\$0.00 | \\$0.00 |","body_zh":"美国破产法院\n\n康涅狄格州\n布里奇波特分院\n关于\nHo Wan Kwok（郭文贵） §\n§ 案号\n22-50073\n债务人 §\n§ 合并管理\n月度经营报告 第 11 章\n报告期截止日：\n08/31/2022 申请日：\n02/15/2022\n待决月数：\n7 行业分类：\n\n报告方法： 权责发生制 现金收付制\n债务人全职雇员（当前）： 0\n债务人全职雇员（救济令作出之日）： 0\n证明文件（勾选所有随附文件）： （对于合并管理的债务人，任何所需附表均须按每名债务人的非合并基础提供）\n现金收支表\n经营情况表（损益表）\n应收账款账龄表\n申请后负债账龄表\n资本资产表\n向专业人士付款明细表\n向内部人士付款明细表 报告期内所有银行对账单和银行余额调节表 载有资产、负债及权益（净值）或赤字汇总和明细的资产负债表\n\n已出售或转让资产的说明以及出售或转让条款\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n09/21/2022\n\n日期\n\n负责方签名 负责方正楷姓名 地址 Luc A. Despins（卢克·A·德斯平斯），以第 11 章受托人身份 Paul Hastings LLP（保罗·黑斯廷斯律师事务所） 200 Park Avenue New York, NY 10166\n\n声明：本定期报告与一宗尚未结案的破产案件有关；因此，适用《文书工作减负法》豁免规定 5 C.F.R. § 1320.4(a)(2)。\n案件 22-50073 文件 868 提交于 09/21/22 录入于 09/21/22 20:32:51 第 2 页，共 17 页\n\n债务人姓名 Ho Wan Kwok（郭文贵） 案号 22-50073\n\n第 1 部分：现金收入和支出 当月 累计\n\na. 月初现金余额 $4,748\nb. 收入总额（扣除账户间转账） $0 $4,762\nc. 支出总额（扣除账户间转账） $39 $53\nd. 月末现金余额（a+b-c） $4,709\ne. 第三方为破产财产利益而作出的支出 $3,590 $6,090\nf. 用于计算季度费用的支出总额（c+e） $3,629 $6,143\n\n第 2 部分：资产和负债状况\n（通常不适用于个人债务人。见说明。） 当月\na. 应收账款（扣除备抵后的总额） $0\nb. 逾期超过 90 天的应收账款（扣除备抵） $0\nc. 存货\n（账面价值\n市场价值\n其他\n（附说明）） $0\nd. 流动资产总额 $0\ne. 资产总额 $0\nf. 申请后应付款项（不包括税款） $0\ng. 逾期的申请后应付款项（不包括税款） $0\nh. 应付申请后税款 $0\ni. 逾期的申请后税款 $0\nj. 申请后债务总额（f+h） $0\nk. 申请前有担保债务 $0\nl. 申请前优先债务 $0\nm. 申请前无担保债务 $0\nn. 负债（债务）总额（j+k+l+m） $0\no. 期末权益/净值（e-n） $0\n\n第 3 部分：已出售或转让的资产 当月 累计\n\na. 在正常营业过程之外出售/转让资产的现金销售价款总额 $0 $0\nb. 在正常营业过程之外出售/转让资产所附带向第三方支付的款项总额 $0 $0\nc. 在正常营业过程之外出售/转让资产所得现金净收益（a-b） $0 $0\n\n第 4 部分：损益表（经营情况表） 当月 累计（通常不适用于个人债务人。见说明。）a. 总收入/销售额（扣除退货及折让） $0 b. 销售商品成本（如适用，包括折旧） $0 c. 毛利（a-b） $0 d. 销售费用 $0 e. 一般及行政费用 $0 f. 其他费用 $0 g. 折旧和/或摊销（未包括在 4b 中） $0 h. 利息 $0 i. 税款（地方、州和联邦） $0 j. 重组项目 $0 k. 利润（亏损） $0 $0\n\nUST 表格 11-MOR（12/01/2021）2\n案件 22-50073 文件 868 提交于 09/21/22 录入于 09/21/22 20:32:51 第 3 页，共 17 页\n\n第 5 部分：专业人士费用和开支\n\n获批准\n当月 获批准\n累计 当月已付 已付\n累计\n债务人的专业人士费用和开支（破产）合计 $0 $0 $0 $0\n按律师事务所列明的细目\n事务所名称 角色\ni Neubert, Pepe & Monteith, P.C（纽伯特、佩佩与蒙蒂思律师事务所） 当地律师 $0 $0 $0 $0\nii Paul Hastings LLP（保罗·黑斯廷斯律师事务所）（第 11 章受托人的律师） 首席律师 $0 $0 $0 $0\niii Brown Rudnick（布朗·鲁德尼克律师事务所）（Ho Wan Kwok 的律师） 首席律师 $0 $0 $0 $0\niv Pullman & Comley（普尔曼与科姆利律师事务所）（律师） 首席律师 $0 $0 $0 $0\nv Coleman Worldwide Advisors L（科尔曼全球顾问公司 L） 其他 $0 $0 $0 $0\nvi Dundon Advisors（邓登顾问公司）（UCC 财务顾问） 财务专业人士 $0 $0 $0 $0\nvii Verdolino & Lowey, PC（韦尔多利诺与洛伊律师事务所）（财务） 财务专业人士 $0 $0 $0 $0\nviii Harneys Corporate Services Lim（哈尼公司服务有限公司） 当地律师\nix\nx\nxi\nxii\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nxxxvii\n\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\n\nlxxix\n\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n\n获批准 获批准 当月已付 已付\n当月 累计 累计\nb. 债务人的专业人士费用和开支（非破产）合计 $0 $0 $0 $0\n按律师事务所列明的细目\n事务所名称 角色\ni Baker Hostetler LLP（贝克·霍斯特勒律师事务所） 其他 $0 $0 $0 $0\nii Clayman & Rosenberg LLP（克莱曼与罗森伯格律师事务所） 其他 $0 $0 $0 $0\niii Ganfer Shore Leeds & Zauderer（甘弗、肖尔、利兹与佐德勒律师事务所） 其他 $0 $0 $0 $0\niv Harcus Parker Ltd.（哈克斯·帕克有限公司） 其他 $0 $0 $0 $0\nv LALIVE SA（LALIVE SA） 其他 $0 $0 $0 $0\nvi Lawall & Mitchell, LLC（劳沃尔与米切尔有限责任公司） 其他 $0 $0 $0 $0\nvii Petrillo Klein & Boxer LLP（佩特里洛、克莱因与博克瑟律师事务所） 其他 $0 $0 $0 $0\nviii Schulman Bhattacharya, LLC（舒尔曼·巴塔查里亚有限责任公司） 其他 $0 $0 $0 $0\nix The Casper Firm（卡斯珀律师事务所） 其他 $0 $0 $0 $0\nx The Francis Firm PLLC（弗朗西斯律师事务所） 其他 $0 $0 $0 $0\nxi VX Cerda & Associates（VX Cerda & Associates） 其他 $0 $0 $0 $0\nxii\nxiii\nxiv\n\nxv\n\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\n\nlvii\n\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n\n案件 22-50073 文件 868 提交于 09/21/22 录入于 09/21/22 20:32:51 第 8 页，共 17 页\n\nxcix\n\nc\nc. 所有专业人士费用和开支（债务人及委员会） $0 $0 $0 $0\n\n第 6 部分：申请后税款 当月 累计\n\na. 应计申请后所得税（地方、州和联邦） $0 $0\nb. 已付申请后所得税（地方、州和联邦） $0 $0\nc. 应计申请后雇主工资税 $0 $0\nd. 已付申请后雇主工资税 $0 $0\ne. 已付申请后财产税 $0 $0\nf. 应计申请后其他税款（地方、州和联邦） $0 $0\ng. 已付申请后其他税款（地方、州和联邦） $0 $0\n\n第 7 部分：问卷——在本报告期内：\na. 是否就申请前债务作出任何付款？（如是，见说明） 是 否\nb. 是否在未经法院批准的情况下，于正常营业过程之外作出任何付款？（如是，见说明） 是 否\nc. 是否向内部人士或代表内部人士作出任何付款？ 是 否\nd. 您是否按时提交申请后纳税申报表？ 是 否\ne. 您是否按时支付申请后预估税款？ 是 否\nf. 是否所有信托基金税款均按期缴纳？ 是 否\ng. 除贸易信贷外，是否有任何申请后借款？\n（如是，见说明） 是 否\nh. 向专业人士或代表专业人士作出的所有付款是否均经法院批准？ 是 否\n不适用\ni. 工伤赔偿保险？\n您是否拥有： 是 否\n如有，您的保费是否按期缴纳？ 是 否\n不适用 （如否，见说明）\n意外事故/财产保险？ 是 否\n如有，您的保费是否按期缴纳？ 是 否\n不适用 （如否，见说明）\n一般责任保险？ 是 否\n如有，您的保费是否按期缴纳？ 是 否\n不适用 （如否，见说明）\nj. 是否已向法院提交重组计划？ 是 否\nk. 是否已向法院提交披露声明？ 是 否\nl. 您是否按时缴纳根据 28 U.S.C. § 1930 规定的美国受托人季度费用？ 是 否\n\n第 8 部分：个人第 11 章债务人（仅适用）\n\na. 工资和薪金的总收入（收款） $0\nb. 自雇的总收入（收款） $0\nc. 所有其他来源的总收入 $0\nd. 报告期内总收入（a+b+c） $0\ne. 工资扣减 $0\nf. 自雇相关费用 $0\ng. 生活费用 $0\nh. 所有其他费用 $0\ni. 报告期内总费用（e+f+g+h） $0\nj. 总收入与总费用之差（d-i） $0\nk. 列明所有逾期申请后债务的总金额 $0\nl. 您是否须支付 11 U.S.C § 101(14A) 所定义的任何家庭扶养义务？ 是\n否\nm. 如是，您是否已支付所有家庭扶养义务款项？ 是\n否\n不适用\n\n《隐私法》声明\n\n28 U.S.C. § 589b 授权收集该等信息，且根据 11 U.S.C. §§ 704、1106 和 1107，提供该等信息是强制性的。美国受托人将使用该等信息计算根据 28 U.S.C. § 1930(a)(6) 进行的法定费用评估。美国受托人还将使用该等信息评估第 11 章债务人在破产制度中的进展，包括重组计划获确认的可能性，以及案件是否本着善意进行。该等信息在为履行受托人或审查员职责所需时，可能披露给破产受托人或审查员；或者，在该等信息表明存在违法或潜在违法行为时，可能披露给适当的联邦、州、地方、监管、部落或外国执法机构。还可能为例行目的作出其他披露。有关可能作出的例行披露类型，请查阅美国受托人执行办公室的记录系统公告 UST-001，“破产案件档案及相关记录”。见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该公告副本可通过以下链接获取：htt www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供该等信息可能导致您的破产案件被驳回或转换，或导致美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n本人在伪证处罚下声明，上述月度经营报告及其证明文件真实、准确，且本人已获授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins（卢克·A·德斯平斯）\n\n负责方签名\n\n第 11 章受托人\n\n职务 日期\n\nLuc A. Despins（卢克·A·德斯平斯），以第 11 章受托人身份\n\n负责方正楷姓名\n\n09/21/2022\n\n第 4 页\n\nUST 表格 11-MOR（12/01/2021）12\n\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM)\n\n债务人 报告期： August 1, 2022 - August 31, 2022\n个人债务人现金收入和现金支出\n\n（债务人维持的每个银行账户均须提交本表）\n\n所报金额应以债务人的账簿为准，而非银行对账单。期初现金应为上月期末现金；如为首次报告，则金额应为提交申请之日的余额。请附上银行对账单以及报告期内所有支出的详细清单，其中包括日期、支票号码、收款人、交易说明及金额。每个账户均须附具银行余额调节表。[见 MOR-1（续）]\n\n当月 自 July 8, 2022 起至今的累计金额\n\n实际 实际\n月初现金\n收款\n收回资金 \\$\n- \\$ 4,761.90\n收款总额 \\$\n- \\$ 4,761.90\n支出\n日常项目：\n银行费用 \\$\n39.00 \\$ 53.00\n日常支出总额 \\$\n39.00 \\$ 53.00\n重组项目：\n专业费用 \\$\n- \\$ -\n美国受托人费用 \\$\n- \\$ -\n其他重组费用（附明细表） \\$\n- \\$ -\n重组项目总额 \\$\n- \\$ -\n支出总额（日常项目 + 重组项目） \\$\n39.00 \\$ 53.00\n净现金流量（收款总额 - 支出总额） \\$\n(39.00) \\$ 4,708.90\n月末现金（必须与核对后的银行对账单一致） \\$\n4,708.90 \\$ 4,708.90\n代表财产由第三方支付的支出\n保证金；支付给 Harneys Corporate Services（哈尼公司服务）的费用 \\$\n3,590.00 \\$ 6,090.00\n以下部分必须填写：用于计算美国受托人季度费用的支出：（取自本月实际栏）\n\n支出总额 \\$\n3,629.00\n\n减：转入其他占有中债务人账户的款项 \\$\n\n加：由外部来源作出的财产支出（即来自 \\$\n\n托管账户）\n用于计算美国受托人季度费用的支出总额 \\$\n3,629.00\n费用\n美国康涅狄格联邦地区破产法院布里奇波特分院\n\n------------------------------------------------------ x\n\n关于： ：\n： 第11章\nHO WAN KWOK（郭文贵）， ：\n： 案号 22-50073\n(JAM)\n债务人。 ：\n\n------------------------------------------------------ x\n2022年8月1日至2022年8月31日期间月度经营报告附件\n\n本附件并入并构成第11章受托人 Luc A. Despins（卢克·A·德斯平斯）月度经营报告（“MOR”）的一部分。\n一般免责声明\n\n1．MOR采用美国受托人执行办公室于2021年颁布的表格。该表格在许多情况下要求即使某一项目不适用，也必须为该项目填入数字。该表格也不允许在答案旁插入解释或星号。因此，按所呈现的形式，某些答复可能不适用或不完整。根据美国受托人办公室的指导，本附件作为MOR不可分割的一部分提交。\n2．2022年7月8日，破产法院签署命令，批准任命 Luc A. Despins, Esq. 为第11章受托人（“受托人”）。本MOR中的信息仅基于自受托人被任命之日起的信息，并且仅涉及受托人控制下的银行账户。[1]\n3．受托人保留修改、变更或补充本MOR，或在未来MOR中更新本MOR的权利。\n具体答复\n第1部分答复\n\n4．如上所述，该等信息仅限于自受托人被任命以来的现金收款和支出，以及受托人控制下的账户。\n\n1 受托人指出，债务人未就受托人被任命前的2022年5月、2022年6月及2022年7月1日至8日的报告期间提交MOR。受托人目前正在调查债务人的资产和财务事务（对于该项调查，债务人未予配合）。\n第2部分答复\n\n5．在本节适用的范围内（债务人为个人），受托人没有足够信息完成本节。截至提交本MOR之日，尚未就申请前债权设定申报截止日期，亦未就管理费用债权设定申报截止日期。\n6．受托人知悉，受托人的律师所提供服务产生了某些专业费用和支出；但受托人尚未审查或批准该等费用（其支付仍取决于受托人收回额外的财产资产），亦未就该等费用向法院提交任何费用申请。因此，受托人认为，目前将该等费用在此列为申请后应付款项尚属过早。\n第3部分答复\n\n7．受托人控制下的任何资产均未被出售或转让。\n第4部分答复\n\n8．在本节适用的范围内（债务人为个人），受托人没有足够信息完成本节。\n第5部分答复\n\n9．就受托人及其经法院批准聘用的专业人员，或就向无担保债权人官方委员会（“委员会”）或债务人提供服务的任何其他专业人员（就受托人被任命前向债务人提供的服务而言），均未批准或支付任何佣金、费用或支出。\n10．受托人知悉，有若干专业公司曾向委员会或债务人（在受托人被任命前）提供服务，但其受聘尚未获法院批准。出于审慎考虑，受托人在MOR的本部分列出其所知悉的该等专业公司，但保留就该等专业公司的受聘和／或费用支付所享有的一切权利。受托人还指出，债务人可能曾聘用受托人并不知悉的专业人员（在受托人被任命前）。\n第6部分答复\n\n11．受托人并不知悉自其被任命以来的期间内产生任何申请后税款。\n第7部分答复\n\n12．受托人指出，债务人于2022年4月20日提交了一份第11章计划[Docket No. 197]（“2022年4月计划”），但未就该计划提交或批准任何披露声明。\n第8部分答复\n\n13．受托人没有足够信息答复第8部分。\n\nCase 22-50073 Doc 868 Filed 09/21/22 Entered 09/21/22 20:32:51 Page 17 of 17\n\n账户号码\n最低余额\n平均余额 55-00018263\n\\$4,722.90\n\\$4,723.71 存入总额\n期末余额 期初余额\n扣减总额 \\$4,747.90\n.00\n(0)\n39.00\n(2)\n\\$4,708.90\n\n借记\n日期\n08-02 借记通知单\n08-31 交易说明\n维护费 受托账户维护费 扣减额\n25.00\n14.00\n每日余额\n日期\n07-31 金额\n4,747.90 日期\n08-02 金额\n4,722.90 日期\n08-31 金额\n4,708.90\n\n本期合计 年初至今合计\n\n透支费用总额 \\$0.00 \\$0.00\n退回项目费用总额 \\$0.00 \\$0.00","key_entities":["Despins","Kwok","Ho Wan Kwok","Paul Hastings"],"ecf_references":[],"word_count":4949,"status":"published","published_at":"2022-09-21 00:00:00","created_at":"2022-09-21","updated_at":"2026-08-23 20:15:32"}