{"id":"court_ctb_986_0","court":"CTB","case_no":"22-50073","doc_number":986,"sub_number":0,"doc_type":"ORDER","filed_date":null,"title":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION In re:","summary_zh":null,"summary_en":null,"body_en":"## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\nIn re:\n\nHO WAN KWOK,\n\nChapter 11\n\nCase No: 22-50073 (JAM)\n\nDebtor.\n\n## **THE DEBTOR'S NOTICE OF FILING OF PRIVILEGE LOG**\n\nIn compliance with this Court's October 13, 2022, Order Granting Motion For Entry of Order Authorizing Compliance With Rule 2004 Subpoenas and Enforcing Consent Order Regarding Control of Attorney-Client Privilege and Work Product Protection Related to Rule 2004 Subpoenaed Documents and Information [ECF 962], the Debtor, Ho Wan Kwok, hereby gives notice that he has attached hereto as Exhibit A the October 12, 2022, Privilege Log of Documents of Verdolino & Lowey and Brown Rudnick.\n\nDated at Bridgeport, Connecticut this 17th day of October, 2022.\n\n### **THE DEBTOR, HO WAN KWOK**\n\n*/s/ James M. Moriarty* James M. Moriarty (ct21876) 10 Middle Street, 15th Floor Bridgeport, Connecticut 06604 Telephone: (203) 368-4234 Facsimile: (203) 368-5485 Email: [jmoriarty@zeislaw.com](mailto:jmoriarty@zeislaw.com)\n\n#### **CERTIFICATE OF SERVICE**\n\nI hereby certify that on this 17th day of October, 2022, a copy of foregoing was filed electronically. Notice of this filing will be sent by e-mail to all parties by operation of the Court's electronic filing system or by mail to anyone unable to accept electronic filing as indicated on the Notice ofElectronic Filing. Parties may access this filing through the Court's CM/ECF System.\n\n> */s/ James M. Moriarty* James M. Moriarty\n\n# **EXHIBIT**\n\n**A**\n\n## **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n:\n\nIn re : Chapter 11\n\n:\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_ :\n\n Debtor. : \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_:\n\nHO WON KWOK, : Case No. 22-50073 (JAM)\n\n**PRIVILEGE LOG DOCUMENTS OF VERDOLINO & LOWEY AND BROWN RUDNICK**\n\n| Bates    | Date     | Custodian | Type of               | Parties          | Subject    | Claimed Privilege |\n|----------|----------|-----------|-----------------------|------------------|------------|-------------------|\n| None     | 10/19/21 | Verdolino | Document<br>Agreement | Golden Spring    | Litigation | Attorney-Work     |\n|          |          | & Lowey   |                       | (New York)       | Funding    | Product; Common   |\n|          |          |           |                       | Ltd., Kwok Ho    |            | Interest          |\n|          |          |           |                       | Wan, Ace         |            |                   |\n|          |          |           |                       | Decade           |            |                   |\n|          |          |           |                       | Holdings         |            |                   |\n|          |          |           |                       | Limited and      |            |                   |\n|          |          |           |                       | Dawn State       |            |                   |\n|          |          |           |                       | Limited          |            |                   |\n| BR_      | 10/19/21 | Brown     | Agreement             | Golden Spring    | Litigation | Attorney-Work     |\n| KWOK     |          | Rudnick   |                       | (New York)       | Funding    | Product; Common   |\n| 00020991 |          |           |                       | Ltd., Kwok Ho    |            | Interest          |\n|          |          |           |                       | Wan, Ace         |            |                   |\n|          |          |           |                       | Decade           |            |                   |\n|          |          |           |                       | Holdings         |            |                   |\n|          |          |           |                       | Limited and      |            |                   |\n|          |          |           |                       | Dawn State       |            |                   |\n|          |          |           |                       | Limited          |            |                   |\n| BR_      | 3/9/22   | Brown     | Email                 | Melissa Francis, | Litigation | Attorney-Client.  |\n| KWOK     |          | Rudnick   | Thread                | Esq., Jennifer   | fees and   |                   |\n| 00028970 |          |           |                       | Morrisey,        | production |                   |\n|          |          |           |                       | Damon Parker,    | of UBS     |                   |\n|          |          |           |                       | Edward           | litigation |                   |\n|          |          |           |                       | 1<br>Argles,     | funding    |                   |\n|          |          |           |                       | Bennett          | agreement  |                   |\n\n<span id=\"page-3-0\"></span><sup>1</sup> Ms. Morrisey, Mr. Parker and Mr. Argles are, or were at the time of the email, professionals employed by Harcus Parker Limited, the Debtor's UK counsel in the UBS litigation.\n\n|           |         |         |            | Silverberg,       | in response    |                   |\n|-----------|---------|---------|------------|-------------------|----------------|-------------------|\n|           |         |         |            | Esq., Aaron       | to discovery   |                   |\n|           |         |         |            | Mitchell, Esq.,   | requests.      |                   |\n|           |         |         |            | and Robert        |                |                   |\n|           |         |         |            | Stark, Esq.       |                |                   |\n| BR_       | 3/3/22  | Brown   | Invoice    | Lalive SA –       | Invoice        | Attorney-Client   |\n| KWOK      |         | Rudnick |            | Debtor's Swiss    |                | (privilege may be |\n| 00028562; |         |         |            | counsel in        |                | governed by Swiss |\n| 22535     |         |         |            | connection with   |                | law)              |\n|           |         |         |            | UBS action.       |                |                   |\n| BR_       | 3/9/22  | Brown   | Email      | Melissa Francis,  | Litigation     | Attorney-Client.  |\n| KWOK      |         | Rudnick | Thread     | Esq.,<br>Jennifer | fees and       |                   |\n| 00027065  |         |         |            | Morrisey,         | production     |                   |\n|           |         |         |            | Damon Parker,     | of UBS         |                   |\n|           |         |         |            | Edward Argles,    | litigation     |                   |\n|           |         |         |            |                   |                |                   |\n|           |         |         |            | Bennett           | funding        |                   |\n|           |         |         |            | Silverberg,       | agreement      |                   |\n|           |         |         |            | Esq., Aaron       | in response    |                   |\n|           |         |         |            | Mitchell, Esq.,   | to discovery   |                   |\n|           |         |         |            | and Robert        | requests.      |                   |\n|           |         |         |            | Stark, Esq.       |                |                   |\n| BR_       | 3/17/22 | Brown   | Email      | Melissa Francis,  | Discussion     | Attorney-Client.  |\n| KWOK      |         | Rudnick | Thread     | Esq.,<br>Jennifer | of             |                   |\n| 00023917  |         |         |            | Morrisey,         | description    |                   |\n|           |         |         |            | Edward Argles,    | of UBS<br>UK   |                   |\n|           |         |         |            | Bennett           | litigation for |                   |\n|           |         |         |            | Silverberg,       | Debtor's       |                   |\n|           |         |         |            | Esq.,             | affidavit.     |                   |\n| BR_       | 3/17/22 | Brown   | Email      | Melissa Francis,  | Discussion     | Attorney-Client.  |\n| KWOK      |         | Rudnick | Thread     | Esq.,<br>Jennifer | of             |                   |\n| 00023528  |         |         |            | Morrisey,         | description    |                   |\n|           |         |         |            | Edward Argles,    | of UBS<br>UK   |                   |\n|           |         |         |            | Bennett           | litigation for |                   |\n|           |         |         |            | Silverberg,       | Debtor's       |                   |\n|           |         |         |            | Esq.,             | affidavit.     |                   |\n| BR_       | 3/17/22 | Brown   | Email      | Melissa Francis,  | Discussion     | Attorney-Client.  |\n| KWOK      |         | Rudnick | Thread     | Esq., Jennifer    | of             |                   |\n|           |         |         |            |                   |                |                   |\n| 00021709  |         |         |            | Morrisey,         | description    |                   |\n|           |         |         |            | Edward Argles,    | of UBS UK      |                   |\n|           |         |         |            | Bennett           | litigation for |                   |\n|           |         |         |            | Silverberg,       | Debtor's       |                   |\n|           |         |         |            | Esq.,             | affidavit.     |                   |\n| BR_       | 3/17/22 | Brown   | Attachment | Jennifer          | Description    | Attorney-Client   |\n| KWOK      |         | Rudnick | to email   | Morrisey,         | of UBS UK      |                   |\n| 00021713  |         |         |            | Edward Argles,    | litigation for |                   |\n\n|          |         |         |       |                  | Debtor's      |                 |\n|----------|---------|---------|-------|------------------|---------------|-----------------|\n|          |         |         |       |                  | affidavit.    |                 |\n| BR_      | 5/10/22 | Brown   | Email | William R.       | Effect of     | Attorney-Client |\n| KWOK     |         | Rudnick |       | Baldaga, Esq.,   | dismissal of  |                 |\n| 00011133 |         |         |       | Melissa Francis, | bankruptcy    |                 |\n|          |         |         |       | Esq., Bennett    | case on       |                 |\n|          |         |         |       | Silverberg,      | various       |                 |\n|          |         |         |       | Esq.,<br>Jeffrey | future rights |                 |\n|          |         |         |       | Jonas, Esq.,     | of the        |                 |\n|          |         |         |       | taxelrod@        | Debtor        |                 |\n|          |         |         |       | brownrudnick.c   | (requires     |                 |\n|          |         |         |       | om (BCC),        | redaction).   |                 |\n|          |         |         |       | kaulet@brownr    |               |                 |\n|          |         |         |       | udnick.com       |               |                 |\n|          |         |         |       | (BCC)            |               |                 |","body_zh":"美国破产法院 康涅狄格区 布里奇波特分院\n\n关于：\n\nHO WAN KWOK（郭文贵），\n\n第 11 章\n\n案号：22-50073 (JAM)\n\n债务人。\n\n债务人关于提交特权清单的通知\n\n为遵从本法院 2022年10月13日 作出的《准予关于作出授权遵从第 2004 条传票并执行关于控制与第 2004 条传票所调取文件及信息相关的律师与委托人保密特权及工作成果保护的同意令的动议的裁定》[ECF 962]，债务人 Ho Wan Kwok（郭文贵）特此提请注意，其已将 2022年10月12日 的 Verdolino & Lowey 与 Brown Rudnick 文件特权清单作为附件 A 附于本通知后。\n\n2022年10月17日 订于 康涅狄格州布里奇波特。\n\n债务人，HO WAN KWOK\n\n/签名/ James M. Moriarty\nJames M. Moriarty (ct21876)\n10 Middle Street, 15th Floor\nBridgeport, Connecticut 06604\n电话：(203) 368-4234\n传真：(203) 368-5485\n电子邮件：jmoriarty@zeislaw.com\n\n送达证明\n\n我特此证明，于 2022年10月17日，上述文书的一份副本已通过电子方式提交。本项提交的通知将通过法院电子提交系统的运行以电子邮件形式发送给所有当事人，或按照电子提交通知上的指示，以邮寄方式发送给无法接受电子提交的任何人。各方当事人可通过法院的 CM/ECF 系统查阅本项提交文件。\n\n/签名/ James M. Moriarty\nJames M. Moriarty\n\n附件\n\nA\n\n美国破产法院 康涅狄格区 布里奇波特分院\n\n:\n\n关于： 第 11 章\n\n:\n\n____________________________________________ :\n\n债务人。 : ____________________________________________:\n\nHO WON KWOK， : 案号 22-50073 (JAM)\n\nVERDOLINO & LOWEY 与 BROWN RUDNICK 文件特权清单\n\n贝茨编号 日期 保管人 文件类型 当事人 事由 主张的特权\n\n无 10/19/21 Verdolino & Lowey 协议 Golden Spring (New York) Ltd.、Kwok Ho Wan、Ace Decade Holdings Limited 与 Dawn State Limited 诉讼资助 律师工作成果；共同利益\n\nBR_KWOK 00020991 10/19/21 Brown Rudnick 协议 Golden Spring (New York) Ltd.、Kwok Ho Wan、Ace Decade Holdings Limited 与 Dawn State Limited 诉讼资助 律师工作成果；共同利益\n\nBR_KWOK 00028970 3/9/22 Brown Rudnick 邮件链 Melissa Francis 律师、Jennifer Morrisey、Damon Parker、Edward Argles、Bennett Silverberg 律师、Aaron Mitchell 律师及 Robert Stark 律师 诉讼费用及为回应开示请求而提供 UBS 诉讼资助协议 律师与委托人特权。\n\n1 Morrisey 女士、Parker 先生和 Argles 先生是（或在发送该邮件时是）受雇于 Harcus Parker Limited 的专业人士，该公司为债务人在 UBS（瑞银）诉讼案中的英国法律顾问。\n\nBR_KWOK 00028562; 22535 3/3/22 Brown Rudnick 发票 Lalive SA – 债务人在 UBS 诉讼中的瑞士法律顾问。 发票 律师与委托人特权（特权可能受瑞士法律管辖）\n\nBR_KWOK 00027065 3/9/22 Brown Rudnick 邮件链 Melissa Francis 律师、Jennifer Morrisey、Damon Parker、Edward Argles、Bennett Silverberg 律师、Aaron Mitchell 律师及 Robert Stark 律师 诉讼费用及为回应开示请求而提供 UBS 诉讼资助协议 律师与委托人特权。\n\nBR_KWOK 00023917 3/17/22 Brown Rudnick 邮件链 Melissa Francis 律师、Jennifer Morrisey、Edward Argles、Bennett Silverberg 律师 讨论用于债务人宣誓书的 UBS 英国诉讼的描述 律师与委托人特权。\n\nBR_KWOK 00023528 3/17/22 Brown Rudnick 邮件链 Melissa Francis 律师、Jennifer Morrisey、Edward Argles、Bennett Silverberg 律师 讨论用于债务人宣誓书的 UBS 英国诉讼的描述 律师与委托人特权。\n\nBR_KWOK 00021709 3/17/22 Brown Rudnick 邮件链 Melissa Francis 律师、Jennifer Morrisey、Edward Argles、Bennett Silverberg 律师 讨论用于债务人宣誓书的 UBS 英国诉讼的描述 律师与委托人特权。\n\nBR_KWOK 00021713 3/17/22 Brown Rudnick 邮件附件 Jennifer Morrisey、Edward Argles 用于债务人宣誓书的 UBS 英国诉讼描述 律师与委托人特权\n\nBR_KWOK 00011133 5/10/22 Brown Rudnick 电子邮件 William R. Baldaga 律师、Melissa Francis 律师、Bennett Silverberg 律师、Jeffrey Jonas 律师、taxelrod@brownrudnick.com（密送）、kaulet@brownrudnick.com（密送） 驳回破产案件对债务人未来各项权利的影响（需涂抹遮盖）。 律师与委托人特权","key_entities":["Kwok","Je","Ho Wan Kwok"],"ecf_references":[{"doc_number":962,"court":"CTB"}],"word_count":1329,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 13:00:19"}