{"id":"court_sdny_1541_1","court":"SDNY","case_no":"","doc_number":1541,"sub_number":null,"doc_type":"DOC","filed_date":"2023-03-13","title":"SDNY ECF 1541","summary_zh":"Rule 2004 审查传票 —— 美国破产法院康州地区，Ho Wan Kwok 等破产案 22-50073，ECF #1541-1（2023年1月24日）。向喜马拉雅投资有限责任公司发出传票，原定2月27日在纽约 Paul Hastings 律师事务所进行 Rule 2004 检讯，要求提交资产、账户、通讯等书面证据。","summary_en":"Subpoena for Rule 2004 examination — United States Bankruptcy Court, District of Connecticut, In re Ho Wan Kwok, Case No. 22-50073, ECF #1541-1 (January 24, 2023). Issued to Himalaya Investment LLC commanding appearance for Rule 2004 examination at Paul Hastings LLP, New York, on February 27, 2023, with production of documents regarding assets, accounts, communications, and financial records.","body_en":"#### Case 22-50073 Doc 1541-1 Filed 03/13/23 Entered 03/13/23 15:16:31 Page 1 of 13\n\nB2540 (Form 2540 - Subpoena for Rule 2004 Examination) (12/15)\n\nDebtor\n\nUNITED STATES BANKRUPTCY COURT District of Connecticut\n\nHO WAN KWOK, et al., 1 In re\n\nCase No. Chapter\n\n(Jointly Administered)\n\n22-50073 (JAM)\n\n11\n\n# SUBPOENA FOR RULE 2004 EXAMINATION\n\n|     |  | Himalaya Investment LLC |  |\n|-----|--|-------------------------|--|\n| To: |  |                         |  |\n\n(Name of person to whom the subpoena is directed)\n\nZ Testimony: YOU ARE COMMANDED to appear at the time, date, and place set forth below to testify at an examination under Rule 2004, A copy of the court order authorizing the examination is attached.\n\n| rederal Killes of Ballkruptcy Flocedure. A copy of the court order admorizing the chamm |                               |\n|-----------------------------------------------------------------------------------------|-------------------------------|\n| PLACE                                                                                   | DATE AND TIME                 |\n|                                                                                         | February 27, 203 at 10:00a.m. |\n| Paul Hastings LLP                                                                       |                               |\n| 200 Park Avenue                                                                         |                               |\n| New York, New York 10166                                                                |                               |\n|                                                                                         |                               |\n\nThe examination will be recorded by this method: Court reporter/stenographer\n\nZ Production: You, or your representatives, must also bring with you to the examination the following documents, electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the material:\n\n## See Requests for Production of Documents, attached hereto.\n\nThe following provisions of Fed. R. Civ. P. 45, made applicable in bankruptcy cases by Fed. R. Bankt. P. 9016, are attached – Rule 45(e) I he tollowing provisions of Fel. N. e. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43(c), relating to the place of computis subpoena and the potential consequences of not doing so.\n\n| January 24, 2023<br>Date:          | CLERK OF COURT<br>OR |                      |\n|------------------------------------|----------------------|----------------------|\n| Signature of Clerk or Deputy Clerk |                      | Attorney's signature |\n\nThe name, address, email address, and telephone number of the attorney representing Luc A. Despins, Chapter 11 Trustee, who issues or requests this subpoena, are:\n\nrequests Inis subpoent, are:\nPatrick R. Linsey, Esq, ; Neubert, Pepe & Monteith, P. C.; 195 Church Street, 13th Floor, New John (203) 781-2847\n\n# Notice to the person who issues or requests this subpoena\n\nIf this subpena commands the production of documents, electronition, or the ining, or the inspection of permise If this subpoena commands the production of documents, sectionically stored on the person to whom it is directed. Fed. R. Civ. P. 45(a)(4).\n\nI The Debors in these chapter II cases are Ho Wark (also Mengui, Miles Kuol, and Miles Kwol, as will as well as mula sumeralines Corporation The mailing ad tess for the ma 1 The Debors in these are Ho Work (as known as the Minster Minder, and Chines Come . The mailing addess onth The mailing dates for the The Thuse of the There for the Estate identification number 959), Genere Holdings LLC (last (our dentification numer. 1822) and Giles Hotel Kork, NY 10 (66 of Luck ) 10 (0 16 on Luce Mort, NY 10 (6 on Luce Arena Wan Kwok (solely for purposes of notices and communications). Best Case Bankruptcy Software Copyright (c) 1996-2022 Best Case, LLC - www.bestcase.com\n\n## Requests for Production of Documents\n\n#### INSTRUCTIONS I.\n\n1. Unless otherwise indicated, the requests for documents set forth below, (the \"Requests,\" and each, a \"Request\"), must be responded to separately and specifically. Each Request shall be answered fully unless it is in good faith objected to, in which event the reason for Your objection shall be stated in detail, as set forth below. If an objection pertains only to a portion of a Request, or a word, phrase or clause contained within it, You are required to state Your objection to that portion only and to respond to the remainder of the Requests.\n\n2. Electronically stored information must be produced in accordance with the following instructions:\n\n- a. Images. Black and white images must be 300 DPI Group IV single-page TIFF files. Color images must be produced in JPEG format. File names cannot contain embedded spaces or special characters (including the comma). Folder names cannot contain embedded spaces or special characters (including the comma). All TIFF image files must have a unique file name, i.e. Bates number. Images must be endorsed with sequential Bates numbers in the lower right corner of each image. The number of TIFF files per folder should not exceed 1000 files. Excel spreadsheets should have a placeholder image named by the Bates number of the file.\n- b. Image Load File\n\t- a. Concordance® Data File. The data file (.DAT) contains all of the fielded information that will be loaded into the Concordance® database. The first line of the .DAT file must be a header row identifying the field names. The .DAT file must use the following Concordance® default delimiters: Comma ASCII character (020) Quote b ASCII character (254). Date fields should be provided in the format: mm/dd/yyyy. Date and time fields must be two separate fields. If documents includes imaged emails and attachments, the attachment fields must be included to preserve the parent/child relationship between an email and its attachments. An OCRPATH field must be included to provide the file path and name of the extracted text file on the produced storage media. The text file must be named after the FIRSTBATES. Do not include the text in the .DAT file. For Documents with native files, a LINK field must be included to provide the file path and\n\n-\n-\n-\n-\n\n|  | 13 |\n|--|----|\n\n| Field Name   | Sample Data               | Description                                       |\n|--------------|---------------------------|---------------------------------------------------|\n| FIRSTBATES   | EDC0000001                | First Bates number of native file document/email  |\n| LASTBATES    | EDC0000001                | Last Bates number of native file document/email   |\n|              |                           | ** The LASTBATES field should be populated        |\n|              |                           | for single page                                   |\n| ATTACHRANGE  | EDC0000001                | Bates number of the first page of the parent      |\n|              | EDC0000015                | document to the Bates number of the last page of  |\n|              |                           | the last attachment \"child\" document              |\n| BEGATTACH    | EDC0000001                | First Bates number of attachment range            |\n| ENDATTACH    | EDC0000015                | Last Bates number of attachment range             |\n| CUSTODIAN    | Smith, John               | Email: Mailbox where the email resided            |\n|              |                           | Native: Name of the individual or department      |\n|              |                           | from whose files the document originated          |\n| FROM         | John Smith                | Email: Sender                                     |\n|              |                           | Native: Author(s) of document                     |\n|              |                           | ** semi-colon should be used to separate          |\n|              |                           | multiple entries                                  |\n| TO           | Coffman, Janice; Lee W    | Recipient(s)                                      |\n|              | [mailto:LeeW@MSN.com]     | ** semi-colon should be used to separate multiple |\n|              |                           | entries                                           |\n| CC           | Frank Thompson [mailto:   | Carbon copy recipient(s)                          |\n|              | frank Thompson(a)cdt.com] | ** semi-colon should be used to separate          |\n|              |                           | multiple entries                                  |\n| BCC          | John Cain                 | Blind carbon copy recipient(s)                    |\n|              |                           | ** semi-colon should be used to separate          |\n|              |                           | multiple entries                                  |\n| SUBJECT      | Board Meeting Minutes     | Email: Subject line of the email Native: Title    |\n|              |                           | of document (if available)                        |\n| FILE NAME    | BoardMeetingMinutes.docx  | Native: Name of the original native file,         |\n|              |                           | including extension                               |\n| DATE SENT    | 10/12/2010                | Email: Date the email was sent                    |\n|              |                           | Native: (empty)                                   |\n| TIME SENT/   | 07:05 PM GMT              | Email: Time the email was sent/ Time zone in      |\n| TIME ZONE    |                           | which the emails were standardized                |\n| TIME ZONE    | GMT                       | The time zone in which the emails were            |\n|              |                           | standardized during conversion.                   |\n| LINK         |  EDC0000001.msg    | Hyperlink to the email or native file document    |\n|              |                           | ** The linked file must be named per the          |\n|              |                           | FIRSTBATES number                                 |\n| FILE EXTEN   | MSG                       | The file type extension                           |\n|              |                           | representing                                      |\n|              |                           | the Email or                                      |\n| AUTHOR       | John Smith                | Email: (empty)                                    |\n|              |                           | Native: Author of the document                    |\n| DATE CREATED | 10/10/2010                | Email: (empty)                                    |\n|              |                           | Native: Date the document was created             |\n\n4. together with her employees, agents, counsel, advisors, or anyone acting on her behalf. Inter a\n\n1 = 55 \\* \\* \\* Debtor's Purported Wife\" means Hing Chi Ngok (a/k/a Hing Chi Ng, Ye Qingzhi, 岳庆芝, or any other alias), together with her employees, agents, counsel, advisors, or anyone acting on her behalf.\n\n\"Debtor's Family\" means, collectively, the Debtor, the Debtor's Son, the 6. 6. Debtor's Daughter, and the Debtor's Purported Wife, and any other familial relation to the Debtor.\n\n7. (1) hold, control, have custody over, or discretion over assets owned, controlled, or enjoyed by the Debtor of the Debtor's Family; or (2) have been employees, directors, or otherwise are affiliated with one or more Associated Entities, together with the respective employees, agents, counsel, advisors, or anyone acting on behalf of any of the foregoing. Such Associated Individuals shall include, but are not limited to: Daniel Podhaskie, Jason Miller, Steve Bannon, Karin Maistrello, Melissa Francis, William Gertz, Arethusa Forsyth, Glenn Mellor, Jennifer Mercurio, Eduardo Eurnekian, Han Chunguang (a/k/a 韩春光), Qu Guojiao (a/k/a Qu Guo Jiao, 屈国姣), Guo Lijie (a/k/a 郭丽杰), Zhang Wei (a/k/a 张伟\\*), Lihong Wei Lafrenz (a/k/a Sara Wei, 魏丽红), Hao Haidong (a/k/a 郝海东), Ross Heinemeyer, Max Krasner, Kyle Bass, Melissa Mendez, Ya Li (a/k/a 李娅), Dinggang Wang (a/k/a 王定刚), An Hong (a/k/a 安红), Yvette Wang (a/k/a Yanping Wang, Yan Ping Wang, 王雁平), Fiona Yu, Je Kin Ming (a/k/a William Je, Yu Jianming, 余建明 ), Yaz Qingua, and Lao Jiang (a/k/a Jiang Yunfu, Jiang Yunfu Be, 姜云浮).\n\nCase 22-50073 Doc 1541-1 Filed 03/13/23 - Entered 03/13/23 15:16:31 - Page 8 of 13\n\nFederal State of China (a/k/a NFSC), Noble Fame Global Limited, Rosy Acme Ventures Limited, Rule of Law Foundation III, Inc., Rule of Law Foundation IV, Inc., Rule of Law Fund, Rule of Law Society, Rule of Law Society IV, Inc., G-Translators PTY LTD, Saraca Media Group, Inc., Shiny Ace Ltd., Shiny Times Holdings Ltd., Spirit Charter Investment Limited, Stevenson, Wong & Co., Voice of Guo Media, Inc., Well Origin Ltd., World Century Limited, Worldwide Opportunity Holdings Limited, Whitecroft Shore Limited, and ZIBA Limited.\n\n9. \"Including\" or any variant thereof means \"including without limitation.\"\n\n10. \"And\" and \"or\" mean \"and/or,\" and shall be construed both conjunctively as well as disjunctively in order to maximize their scope.\n\n11. \"Any\" and \"all\" and \"each\" mean \"each and every.\"\n\n12. \"Each\" and \"every\" mean \"each and every.\"\n\n13. \"Third Party\" means a Person or Entity other than Yourself.\n\n14. \" \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n15. \"Document\" means any information or thing within the scope of Fed. R. Civ. P. 34, and includes, without limitation, each and every written, recorded, or graphic matter of any kind, type, nature, or description that is or has been in Your Possession, Custody or Control, including all printed and electronic copies of electronic mail, computer files maintained in electronic form, electronic communication, text message, social media post, tweet, meta-data, correspondence, memoranda, tapes, stenographic or handwritten notes, written forms of any kind, charts, blueprints, drawings, sketches, graphs, plans, articles, specifications, diaries, telegrams, photographs, minutes, contracts, agreements, surveys, computer printouts, data\n\n### Case 22-50073 Doc 1541-1 Filed 03/13/23 Entered 03/13/23 15:16:31 Page 9 of 13\n\ncompilations of any kind, telexes, facsimiles, voice messages, invoices, order forms, checks, drafts, statements, credit memos, reports, position reports, summaries, indices, books, ledgers, notebooks, schedules, transparencies, recordings, catalogs, advertisements, promotional materials, films, video tapes, audio tapes, CDs, computer disks, brochures, pamphlets, punchcards, time-slips, Tweets, social media posts, or any written or recorded materials of any other kind, and all meta-data thereof, however stored (whether in tangible or electronic form), recorded, produced, or reproduced, and also including but not limited to, drafts or copies of any of the foregoing that contain any notes, comments, or markings of any kind not found on the original documents or that are otherwise not identical to the original documents.\n\n16. \"Person(s)\" means an individual, corporation, proprietorship, partnership, association, or any other Entity. \"Person\" also includes any agent, representatives, or expert, including but not limiting to, attorneys or financial advisors.\n\n17. \"Entity\" means any natural Person, corporation, partnership, subsidiary, sole proprietorship, firm, board, joint venture, association, agency, authority, commission or other business entity or juristic Person, as well as any affiliate, agent, parent including but not limited to legal counsel, financial advisors, or any other representative.\n\n18. \"Regarding\" means concerning, describing, comprising, referring to, related to, supporting, favoring, opposing, bolstering, detracting from, located in, considered in connection with, bearing on, evidencing, indicating, reporting on, recording, alluding to, responding to, connected with, commenting on, in respect of, about, in relation to, discussing, showing, describing, reflecting, analyzing constituting, and being.\n\n19. \"Relating to,\" \"relate(s) to\" or \"related to,\" when referring to any given subject matter, means, without limitation, any document that constitutes, comprises, involves, contains,\n\nembodies, reflects, identifies, states, refers directly or indirectly to, or is in any way relevant to the particular subject matter identified.\n\n20. \"Communication(s)\" means, in the broadest possible sense, and without limitation, any transmittal of information or knowledge (in the form of facts, ideas, inquiries, or otherwise). Communication(s) further refers to all conversations, agreements, inquiries, or replies, whether in person, by telephone, in writing, or by means of electronic transmittal devices, and includes, but is not limited to, all correspondence, emails, recordings, transmittal slips, memoranda, telephone communications, voice messages, telegrams, telefaxes, telecopies, telexes, instant messages, chats, text messages, telephonic notes, or notes transmitted internally or with third parties.\n\n21. \"Asset(s)\" means any item that can be used to produce positive economic value, including but not limited to any resource with economic value that is owned, controlled or is for the benefit of an entity, that is expected to provide a future benefit, including but not limited to, all real and personal property, intangible property, investments, rights to invest or to future revenue, cash, bank accounts, commodities, securities, claims, total or partial control of an entity, and prospective economic opportunities\n\n22. \" \"Transfer\" shall have the meaning given to it by section 101(54) of the Bankruptcy Code.\n\n# IV. DOCUMENTS TO BE PRODUCED\n\n1. Ho All Documents regarding any income or Asset of the Debtor's estate, or an Associated Entity.\n\n2. creditors, including without limitation all Documents related to any effort to avoid paying such\n\nobligations and All Documents related to this or any other actual or potential bankruptcy or similar insolvency proceeding.\n\n3. All Documents regarding any balance sheet, bank statement, account statement. financial statement, statement of account, wire transfer instructions and/or confirmation, proof of funds, certificate of deposit, certificate of holdings, investment portfolio summary, or similar document relating to the Debtor's Estate, the Debtor's Family, an Associated Entity, or an Associated Individual, including without limitation all Documents sufficient to show all Transfers to any of the foregoing.\n\n4. All Documents regarding any investment, business dealing or transactions made by, with, or on behalf of the Debtor.\n\n5. All Communications with the Debtor, and Documents related to Communications with the Debtor, related to the operation, management, or decision-making of any Entity, including without limitation the Associated Entities.\n\n6. All Documents regarding any Transfer, investment, or other transaction or business dealing made to, by, or with the Debtor's Family, or an Associated Entity.\n\n7. All Documents regarding any property ever occupied or used by the Debtor, including without limitation the Lady May; the Sherry Netherland Hotel / Condominium; the residential property located in Greenwich, Connecticut at 373 Taconic Rd .; the residential property located in Greenwich, Connecticut at 33 Ferncliff Rd .; and the residential property located in Wilton, Connecticut at 354 Nod Hill Rd.\n\n8. All Documents related to any investments or trading by the Debtor's Family, or an Associated Entity, in or around July 2020, or at any other time, in crude oil futures\n\nor any similar commodity, including without limitation Communications with Jiang Yunfu Be regarding any such investments or trading.\n\n9. All Documents related to any aircraft owned, controlled, or used by the Debtor, including without limitation the aircraft bearing tail number T7-GQM and any other aircraft registered in San Marino, including without limitation copies of all registration documents and flight manifests showing flights taken by such aircraft and the individuals onboard such flights.\n\n10. All Documents regarding any gifts, benefits or loans, to, from or on behalf of the Debtor, the Debtor's Estate, the Debtor's Family, or the Associated Entities, including without limitation Documents sufficient to show the amounts of such gifts, benefits, or loans; the purposes for which such gifts, benefits, or loans were used; when the gifts, benefits, or loans were provided; and the terms of any loans, all representations and warranties made in connection with any loans, the interest rate on any loans, and all evidence of payments of any loans.\n\n11. All Documents concerning any trust or similar instrument set up by, on behalf of, or for the benefit of the Debtor's Estate, the Debtor's Family, or an Associated Entity, including without limitation Documents sufficient to show when the trust(s) was created, by whom it was created, for whose benefit it was created, and the corpus of the trust.\n\n12. All Documents related to any obligation, claim, liability, or debt associated with any legal dispute involving the Debtor, including but not limited to those relating to any litigation before any local, state, federal, or international body, whether an administrative body, court, panel, or alternative dispute resolution entity.\n\n13. All Documents and communications between any of your outside counsel or other advisors and the Debtor.\n\n14. Documents sufficient to show all of Your Assets and sources of income or funding. 15. For all Assets identified-in response to Request 14 having a value of more than \\$50,000, all (i) Documents related to Your acquisition of such Asset and (ii) Communications with the Debtor or the Debtor's Family regarding such Asset.\n\n16. Copies of Your tax returns.\n\n17. Documents sufficient to show all bank accounts and investment accounts within Your possession or control, including the balances of and transfers to and from each such account.\n\n18. All Documents regarding any credit cards used by You, including without limitation monthly statements or other Documents sufficient to show all purchases related thereto for the benefit of the Debtor or an Associated Entity.\n\n19. All corporate governance and organizational Documents, including without limitation by-laws and certificates of incorporation and other Documents sufficient to show Your corporate structure, names of officers and directors, business purpose, and relationship to the Debtor or to any member of the Debtor's Family.\n\n20. All Documents related to any pledge(s) of Your Assets to any other Entity.\n\n21. Limited in the approximate amount of \\$520 million.","body_zh":"案件号 22-50073 文件 1541-1 提交于 03/13/23 录入于 03/13/23 15:16:31 第 1 页，共 13 页\n\nB2540（表格 2540 - 第 2004 条质询传票）（12/15）\n\n债务人\n\nUNITED STATES BANKRUPTCY COURT（美国破产法院）District of Connecticut（康涅狄格区）\n\nHO WAN KWOK（郭文贵）等人 1 案件主体\n\n案件号 22-50073 (JAM) 破产篇章 第 11 章（合并审理）\n\n依据第 2004 条进行质询的传票\n\n致：Himalaya Investment LLC（喜马拉雅投资有限公司）\n（传票所指向的人员姓名/名称）\n\n证言：现命令你于下述时间、日期和地点出庭，依据《联邦破产诉讼程序规则》第 2004 条进行质询并作证。法院授权进行质询的命令副本随附于此。\n\n地点：Paul Hastings LLP（普衡律师事务所），200 Park Avenue, New York, New York 10166\n日期和时间：2023年2月27日上午 10:00\n\n质询将采用以下方式记录：法庭速记员/速记员\n\n提供文件：你或你的代表还必须携带以下文件、电子存储信息或实物前往质询地点，并必须允许对上述材料进行检查、复制、测试或抽样：\n\n参见随附的文件提供请求。\n\n根据《联邦破产诉讼程序规则》第 9016 条适用于破产案件的《联邦民事诉讼规则》第 45 条的以下规定随附于此——有关遵守传票地点的第 45(c) 条以及未遵守传票的潜在后果。\n\n日期：2023年1月24日\n法院书记官或副书记官签名 或 律师签名\n\n签发或申请本传票的代表第 11 章受托人 Luc A. Despins（卢克·德斯平斯）的律师姓名、地址、电子邮件地址和电话号码为：\nPatrick R. Linsey, 律师；Neubert, Pepe & Monteith, P.C.；195 Church Street, 13th Floor, New Haven, CT 06510；(203) 781-2847\n\n对签发或申请本传票人员的通知\n如果本传票命令在审理前提供文件、电子存储信息或实物，或命令勘验场所，则在向传票所指向的人送达传票之前，必须向每位当事人送达通知以及传票副本。《联邦民事诉讼规则》第 45(a)(4) 条。\n\n1 本第 11 章案件中的债务人为 Ho Wan Kwok（亦称郭文贵、Miles Guo、Miles Kwok），以及 Greenwich Land Holdings LLC（最后四位纳税人识别号 9591）、Golden Spring (New York) Property Management Limited（最后四位纳税人识别号 1822）和 Qiang Guo（最后四位纳税人识别号 1616）。受托人代表破产财产的邮寄地址为 Paul Hastings LLP, 200 Park Avenue, New York, NY 10166（收件人：Luc A. Despins）。债务人 Ho Wan Kwok 的邮寄地址（仅用于接收通知和联络之目的）为：Best Case 破产软件 版权所有 (c) 1996-2022 Best Case, LLC - www.bestcase.com\n\n文件提供请求\n\n指示说明 I.\n\n1. 除非另有说明，对下文列出的文件请求（统称“请求”，各项简称“某项请求”）必须分别且具体地予以答复。各项请求均应得到完整回答，除非出于善意对此提出异议，在此情况下，应按下文所述详细说明你的异议理由。如果异议仅针对某项请求的一部分，或其中包含的某个词语、词组或分句，你只需对该部分陈述你的异议，并对该请求的其余部分予以答复。\n\n2. 电子存储信息必须按照以下指示进行提供：\n\n- a. 图像。黑白图像必须为 300 DPI Group IV 单页 TIFF 文件。彩色图像必须以 JPEG 格式提供。文件名不能包含嵌入的空格或特殊字符（包括逗号）。文件夹名称不能包含嵌入的空格或特殊字符（包括逗号）。所有 TIFF 图像文件必须具有唯一的文件名，即 Bates 编号。图像必须在每张图像的右下角背书连续的 Bates 编号。每个文件夹的 TIFF 文件数量不应超过 1000 个文件。Excel 电子表格应包含一个以该文件的 Bates 编号命名的占位符图像。\n- b. 图像加载文件\n\t- a. Concordance® 数据文件。数据文件（.DAT）包含将加载到 Concordance® 数据库中的所有字段化信息。.DAT 文件的第一行必须是标识字段名称的表头行。.DAT 文件必须使用以下 Concordance® 默认定界符：逗号 ASCII 字符 (020) 引号 þ ASCII 字符 (254)。日期字段应采用以下格式提供：mm/dd/yyyy。日期和时间字段必须是两个独立的字段。如果文件包括已生成图像的电子邮件和附件，则必须包含附件字段，以保留电子邮件与其附件之间的父/子关系。必须包含 OCRPATH 字段，以提供所提供的存储介质上提取的文本文件的文件路径和名称。文本文件必须以 FIRSTBATES 命名。不要在 .DAT 文件中包含正文文本。对于具有原生文件的文件，必须包含 LINK 字段以提供文件路径和\n\n13\n\n字段名称：FIRSTBATES\n示例数据：EDC0000001\n描述：原生文件/电子邮件的起始 Bates 编号\n\n字段名称：LASTBATES\n示例数据：EDC0000001\n描述：原生文件/电子邮件的末尾 Bates 编号。** 单页文件应填写 LASTBATES 字段\n\n字段名称：ATTACHRANGE\n示例数据：EDC0000001-EDC0000015\n描述：父文件的第一页 Bates 编号至最后一个附件“子”文件的最后一页 Bates 编号\n\n字段名称：BEGATTACH\n示例数据：EDC0000001\n描述：附件范围的起始 Bates 编号\n\n字段名称：ENDATTACH\n示例数据：EDC0000015\n描述：附件范围的末尾 Bates 编号\n\n字段名称：CUSTODIAN\n示例数据：Smith, John\n描述：电子邮件：该电子邮件所在的邮箱。原生文件：文件来源的个人或部门名称\n\n字段名称：FROM\n示例数据：John Smith\n描述：电子邮件：发件人。原生文件：文件作者。** 多个条目之间应使用分号分隔\n\n字段名称：TO\n示例数据：Coffman, Janice; Lee W [mailto:LeeW@MSN.com]\n描述：收件人。** 多个条目之间应使用分号分隔\n\n字段名称：CC\n示例数据：Frank Thompson [mailto:frank Thompson(a)cdt.com]\n描述：抄送收件人。** 多个条目之间应使用分号分隔\n\n字段名称：BCC\n示例数据：John Cain\n描述：密送收件人。** 多个条目之间应使用分号分隔\n\n字段名称：SUBJECT\n示例数据：Board Meeting Minutes\n描述：电子邮件：电子邮件的主题行。原生文件：文件标题（如有）\n\n字段名称：FILE NAME\n示例数据：BoardMeetingMinutes.docx\n描述：原生文件：原始原生文件的名称，包括扩展名\n\n字段名称：DATE SENT\n示例数据：10/12/2010\n描述：电子邮件：发送电子邮件的日期。原生文件：（留空）\n\n字段名称：TIME SENT/TIME ZONE\n示例数据：07:05 PM GMT\n描述：电子邮件：发送电子邮件的时间/电子邮件标准化的时区\n\n字段名称：TIME ZONE\n示例数据：GMT\n描述：转换过程中电子邮件标准化的时区。\n\n字段名称：LINK\n示例数据：EDC0000001.msg\n描述：指向电子邮件或原生文件文档的超链接。** 链接的文件必须按 FIRSTBATES 编号命名\n\n字段名称：FILE EXTEN\n示例数据：MSG\n描述：代表电子邮件或文件的文件类型扩展名\n\n字段名称：AUTHOR\n示例数据：John Smith\n描述：电子邮件：（留空）。原生文件：文件作者\n\n字段名称：DATE CREATED\n示例数据：10/10/2010\n描述：电子邮件：（留空）。原生文件：文件创建日期\n\n4. 连同其雇员、代理人、律师、顾问或任何代表其行事的人员。\n\n5. “债务人声称的妻子”指 Hing Chi Ngok（岳庆芝，亦称 Hing Chi Ng、Ye Qingzhi，或任何其他别名），连同其雇员、代理人、律师、顾问或任何代表其行事的人员。\n\n6. “债务人家族”统指债务人、债务人之子、债务人之女、债务人声称的妻子，以及与债务人的任何其他亲属关系人。\n\n7. (1) 持有、控制、保管或有权处置由债务人（Debtor）或债务人家族（Debtor's Family）拥有、控制或享有的资产；或 (2) 曾为或现为一个或多个关联实体（Associated Entities）的员工、董事或以其他方式存在关联，以及前述各方的各自员工、代理人、法律顾问、顾问或代表前述任何一方行事的任何人。该等关联个人（Associated Individuals）应包括但不限于：Daniel Podhaskie、Jason Miller、Steve Bannon、Karin Maistrello、Melissa Francis、William Gertz、Arethusa Forsyth、Glenn Mellor、Jennifer Mercurio、Eduardo Eurnekian、Han Chunguang（韩春光）、Qu Guojiao（又名 Qu Guo Jiao，屈国姣）、Guo Lijie（郭丽杰）、Zhang Wei（张伟*）、Lihong Wei Lafrenz（又名 Sara Wei，魏丽红）、Hao Haidong（郝海东）、Ross Heinemeyer、Max Krasner、Kyle Bass、Melissa Mendez、Ya Li（李娅）、Dinggang Wang（王定刚）、An Hong（安红）、Yvette Wang（又名 Yanping Wang，Yan Ping Wang，王雁平）、Fiona Yu、Je Kin Ming（又名 William Je，Yu Jianming，余建明）、Yaz Qingua 以及 Lao Jiang（又名 Jiang Yunfu，Jiang Yunfu Be，姜云浮）。\n\n案号 Case 22-50073 文件 Doc 1541-1 提交于 03/13/23 - 录入于 03/13/23 15:16:31 - 第 8 页，共 13 页\n\nFederal State of China（又名 NFSC，新中国联邦）、Noble Fame Global Limited、Rosy Acme Ventures Limited、Rule of Law Foundation III, Inc.（法治基金三期）、Rule of Law Foundation IV, Inc.（法治基金四期）、Rule of Law Fund（法治基金）、Rule of Law Society（法治社会）、Rule of Law Society IV, Inc.（法治社会四期）、G-Translators PTY LTD、Saraca Media Group, Inc.、Shiny Ace Ltd.、Shiny Times Holdings Ltd.、Spirit Charter Investment Limited、Stevenson, Wong & Co.（史蒂芬生黄律师事务所）、Voice of Guo Media, Inc.、Well Origin Ltd.、World Century Limited、Worldwide Opportunity Holdings Limited、Whitecroft Shore Limited 以及 ZIBA Limited。\n\n9. “包括”（Including）或其任何变体是指“包括但不限于”。\n\n10. “及/和”（And）与“或”（or）是指“和/或”，且应作连词及分词两重解释，以使其涵盖范围最大化。\n\n11. “任一/任何”（Any）与“全部/所有”（all）及“各/每个”（each）是指“每一个及所有”。\n\n12. “各/每个”（Each）与“每个/各个”（every）是指“每一个及所有”。\n\n13. “第三方”（Third Party）是指除您自身以外的任何个人或实体。\n\n14. “转让/转移”（Transfer）应具有《破产法典》（Bankruptcy Code）第 101(54) 条所赋予的含义。\n\n15. “文件”（Document）是指联邦民事诉讼规则（Fed. R. Civ. P.）第 34 条范围内的任何信息或实物，并包括但不限于在您占有、保管或控制（Your Possession, Custody or Control）下或曾经在其下的任何种类、类型、性质或描述的每一份书面、记录或图形材料，包括电子邮件的所有打印件和电子副本、以电子形式保存的计算机文件、电子通信、短信、社交媒体帖子、推文、元数据、往来书信、备忘录、磁带、速记或手写笔记、任何形式的书面表格、图表、蓝图、图纸、草图、示意图、规划方案、文章、规格说明书、日记、电报、照片、会议纪要、合同、协议、调查报告、计算机打印件、数据\n\n案号 Case 22-50073 文件 Doc 1541-1 提交于 03/13/23 录入于 03/13/23 15:16:31 第 9 页，共 13 页\n\n任何形式的数据汇编、电传、传真、语音信息、发票、订单、支票、汇票、对账单、贷项通知单、报告、头寸报告、摘要、索引、账册、总账、笔记本、明细表、幻灯片/透明胶片、录音、目录、广告、宣传材料、影片、录像带、录音带、CD、计算机磁盘、宣传册、小册子、穿孔卡片、工时单、推文、社交媒体帖子或任何其他种类的书面或记录材料，以及其所有元数据，无论以何种方式存储（无论是以有形形式还是电子形式）、记录、制作或复制，并且还包括但不限于含有任何未在原始文件上出现的批注、评论或标记，或在其他方面与原始文件不完全相同的上述任何材料的草稿或副本。\n\n16. “个人/自然人”（Person(s)）是指个人、公司、独资企业、合伙企业、社团或任何其他实体。“个人”亦包括任何代理人、代表或专家，包括但不限于律师或财务顾问。\n\n17. “实体”（Entity）是指任何自然人、公司、合伙企业、子公司、独资企业、商号、理事会/董事会、合资企业、社团、机构、主管当局、委员会或其他商业实体或法人，以及任何关联方、代理人、母公司，包括但不限于法律顾问、财务顾问或任何其他代表。\n\n18. “关于/涉及”（Regarding）是指涉及、描述、包含、提及、与……有关、支持、赞同、反对、巩固、减损、位于、与……一并考虑、针对、证明、表明、汇报、记录、暗指、回应、与……相联系、评论、就……而言、关于、与……相关联、讨论、展示、说明、反映、分析、构成以及属于。\n\n19. “与……有关”（Relating to）、“关乎”（relate(s) to）或“相关”（related to），当指涉任何特定标的事项时，是指（但不限于）构成、包含、涉及、含有、\n\n体现、反映、识别、陈述、直接或间接提及该特定标的事项，或以任何方式与该特定标的事项相关的任何文件。\n\n20. “通信/沟通”（Communication(s)）是指在最广泛意义上且不加限制地，任何信息或知识的传递（以事实、观点、询问或其他形式）。“通信”进一步指所有对话、协议、询问或答复，无论是以口头当面、电话、书面形式，还是通过电子传输设备进行，并包括但不限于所有往来书信、电子邮件、录音、传递单、备忘录、电话通信、语音信息、电报、传真、传真电报、电传、即时消息、聊天记录、短信、电话记录，或在内部或与第三方之间传递的记录。\n\n21. “资产”（Asset(s)）是指可用于产生正向经济价值的任何项目，包括但不限于由实体拥有、控制或为其利益而持有、预期可提供未来收益的具有经济价值的任何资源，包括但不限于所有不动产和动产、无形财产、投资、投资权或获取未来收益的权利、现金、银行账户、大宗商品、证券、债权/索赔权、对实体的全部或部分控制权以及预期经济机会。\n\n22. “转让/转移”（Transfer）应具有《破产法典》（Bankruptcy Code）第 101(54) 条所赋予的含义。\n\nIV. 待出示的文件\n\n1. 涉及债务人财产（Debtor's estate）或关联实体的任何收入或资产的所有文件。\n\n2. 债权人，包括但不限于与任何逃避支付此类\n\n债务的努力相关的所有文件，以及与本破产程序或任何其他实际或潜在的破产或类似无力偿债程序相关的所有文件。\n\n3. 涉及与债务人财产、债务人家族、关联实体或关联个人有关的任何资产负债表、银行对账单、账户明细、财务报表、账目结单、电汇指令及/或确认函、资金证明、存款证明、持仓证明、投资组合摘要或类似文件的所有文件，包括但不限于足以显示向上述任何一方进行的所有转让/转移的所有文件。\n\n4. 涉及由债务人做出、与债务人进行或代表债务人进行的任何投资、商业往来或交易的所有文件。\n\n5. 与债务人进行的所有通信，以及与与债务人的通信相关的、涉及任何实体（包括但不限于各关联实体）的运营、管理或决策的文件。\n\n6. 涉及向债务人家族或关联实体做出、由其做出或与其进行的任何转让/转移、投资或其他交易或商业往来的所有文件。\n\n7. 涉及债务人曾占用或使用的任何财产的所有文件，包括但不限于 Lady May 号游艇；Sherry Netherland 酒店/公寓（Sherry Netherland Hotel / Condominium）；位于康涅狄格州格林威治 Taconic 路 373 号（373 Taconic Rd.）的住宅物业；位于康涅狄格州格林威治 Ferncliff 路 33 号（33 Ferncliff Rd.）的住宅物业；以及位于康涅狄格州威尔顿 Nod Hill 路 354 号（354 Nod Hill Rd.）的住宅物业。\n\n8. 与债务人家族或关联实体在 2020 年 7 月前后或任何其他时间在原油期货\n\n或任何类似大宗商品中进行的任何投资或交易相关的所有文件，包括但不限于与 Jiang Yunfu Be（姜云浮）就任何此类投资或交易进行的通信。\n\n9. 与债务人拥有、控制或使用的任何飞机相关的所有文件，包括但不限于机尾编号为 T7-GQM 的飞机以及在圣马力诺（San Marino）注册的任何其他飞机，包括但不限于显示此类飞机所执行航班及机上人员的所有登记文件和飞行舱单副本。\n\n10. 涉及向债务人、债务人财产、债务人家族或各关联实体提供、由其提供或代表其提供的任何赠与、利益或贷款的所有文件，包括但不限于足以显示此类赠与、利益或贷款的金额；此类赠与、利益或贷款的使用目的；何时提供该等赠与、利益或贷款；以及任何贷款的条款、就任何贷款作出的所有陈述与保证、任何贷款的利率以及任何贷款偿付的所有证明的文件。\n\n11. 涉及由债务人财产、债务人家族或关联实体设立、代表其设立或为其利益设立的任何信托或类似法律工具的所有文件，包括但不限于足以显示信托何时设立、由谁设立、为谁的利益设立以及信托财产本金的文件。\n\n12. 与涉及债务人的任何法律争议相关的任何义务、索赔/债权、责任或债务相关的所有文件，包括但不限于与在任何地方、州、联邦或国际机构（无论属于行政机构、法院、仲裁庭还是替代性争议解决机构）进行的任何诉讼相关的文件。\n\n13. 您的任何外部法律顾问或其他顾问与债务人之间的所有文件和通信。\n\n14. 足以显示您的全部资产以及收入或资金来源的文件。\n\n15. 对于为回应第 14 项要求所确定的所有价值超过 50,000 美元的资产，提供所有 (i) 与您取得该资产相关的文件以及 (ii) 与债务人或债务人家族就该资产进行的通信。\n\n16. 您的纳税申报表副本。\n\n17. 足以显示您占有或控制下的所有银行账户和投资账户的文件，包括每个此类账户的余额以及进出转账记录。\n\n18. 涉及您所使用的任何信用卡的所有文件，包括但不限于月对账单或足以显示与此相关的为债务人或关联实体的利益所进行之所有消费的其他文件。\n\n19. 所有公司治理和组织文件，包括但不限于公司章程（by-laws）、公司设立证书（certificates of incorporation）以及足以显示您的公司架构、高级职员和董事姓名、业务宗旨以及与债务人或债务人家族任何成员之关系的其他文件。\n\n20. 与将您的资产质押给任何其他实体的任何质押相关的所有文件。\n\n21. 有限公司（Limited），金额约为 5.2 亿美元。","key_entities":[],"ecf_references":[],"word_count":3231,"status":"published","published_at":"2023-03-13 00:00:00","created_at":"2023-03-13","updated_at":"2026-08-23 07:34:18"}