{"id":"court_sdny_1812_0","court":"SDNY","case_no":"","doc_number":1812,"sub_number":null,"doc_type":"DOC","filed_date":"2023-05-22","title":"SDNY ECF 1812","summary_zh":"月度运营报告（Monthly Operating Report）——郭文贵（Ho Wan Kwok）关联破产案文件，美国康涅狄格州破产法院 Bridgeport 分院，案号 22-50073，文件编号 Doc. 1812（2023-05-22 提交）。由该破产案 Chapter 11 受托人 Luc A. Despins（Paul Hastings LLP）代表签署提交，披露截至 2023 年 4 月 30 日报告期内破产遗产的现金收支及银行账户交易明细，供法院与债权人监督资金流向；该文件所属案号与本刑事案（SDNY 1:23-cr-00118）不同，是同一被告关联的另案（破产案）文件。","summary_en":"Monthly Operating Report — filed in the Ho Wan Kwok-related Chapter 11 bankruptcy case, U.S. Bankruptcy Court for the District of Connecticut (Bridgeport Division), Case No. 22-50073, Doc. 1812 (filed 2023-05-22). Signed and submitted by Chapter 11 Trustee Luc A. Despins (Paul Hastings LLP), disclosing cash receipts/disbursements and bank account activity for the estate during the reporting period ended April 30, 2023, for court and creditor oversight; this filing is from a separate bankruptcy docket, not the SDNY criminal case (1:23-cr-00118).","body_en":"|                                                                                                                                 | UNITED STATES BANKRUPTCY COURT |                                                                                                                         |\n|---------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------------------------------------------------------------------------------------------------------|\n|                                                                                                                                 | DISTRICT OF                    | CONNECTICUT                                                                                                             |\n|                                                                                                                                 | BRIDGEPORT DIVISION            |                                                                                                                         |\n| In Re.<br>Ho Wan Kwok                                                                                                           | §<br>§<br>§                    | Case No.<br>22-50073<br>Lead Case No.<br>22-50073                                                                       |\n| Debtor(s)                                                                                                                       | §                              | Jointly Administered                                                                                                    |\n| Monthly Operating Report                                                                                                        |                                | Chapter 11                                                                                                              |\n| Reporting Period Ended:<br>04/30/2023                                                                                           |                                | Petition Date:<br>02/15/2022                                                                                            |\n| Months Pending:<br>15                                                                                                           |                                | Industry Classification:<br>0<br>0<br>0<br>0                                                                            |\n| Reporting Method:                                                                                                               | Accrual Basis                  | Cash Basis                                                                                                              |\n| Debtor's Full-Time Employees (current):                                                                                         |                                | 0                                                                                                                       |\n| Debtor's Full-Time Employees (as of date of order for relief):                                                                  |                                | 0                                                                                                                       |\n| Supporting Documentation (check all that are attached):                                                                         |                                | (For jointly administered debtors, any required schedules must be provided on a non-consolidated basis for each debtor) |\n| Statement of cash receipts and disbursements<br>Statement of operations (profit or loss statement)<br>Accounts receivable aging |                                | Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit            |\n\n| Statement of cash receipts and disbursements                                                                 |\n|--------------------------------------------------------------------------------------------------------------|\n| Balance sheet containing the summary and detail of the assets, liabilities and equity (net worth) or deficit |\n| Statement of operations (profit or loss statement)                                                           |\n| Accounts receivable aging                                                                                    |\n| Postpetition liabilities aging                                                                               |\n| Statement of capital assets                                                                                  |\n| Schedule of payments to professionals                                                                        |\n| Schedule of payments to insiders                                                                             |\n| All bank statements and bank reconciliations for the reporting period                                        |\n| Description of the assets sold or transferred and the terms of the sale or transfer                          |\n|                                                                                                              |\n\n/s/ Luc A. Despins\n\n05/22/2023\n\nDate\n\nSignature of Responsible Party Printed Name of Responsible Party Address Luc A. Despins, in his capacity as Chapter 11 Trustee Paul Hastings LLP 200 Park Avenue New York, NY 10166\n\nSTATEMENT: This Periodic Report is associated with an open bankruptcy case; therefore, Paperwork Reduction Act exemption 5 C.F.R. § 1320.4(a)(2) applies.\n\n### Case 22-50073 Doc 1812 Filed 05/22/23 Entered 05/22/23 16:28:05 Page 2 of 18\n\n|    | Part 1: Cash Receipts and Disbursements                                                                   | Current Month | Cumulative  |\n|----|-----------------------------------------------------------------------------------------------------------|---------------|-------------|\n| a. | Cash balance beginning of month                                                                           | \\$3,531,431   |             |\n| b. | Total receipts (net of transfers between accounts)                                                        | \\$0           | \\$4,171,646 |\n| c. | Total disbursements (net of transfers between accounts)                                                   | \\$101,002     | \\$741,216   |\n| d. | Cash balance end of month (a+b-c)                                                                         | \\$3,430,429   |             |\n| e. | Disbursements made by third party for the benefit of the estate                                           | \\$0           | \\$12,757    |\n| f. | Total disbursements for quarterly fee calculation (c+e)                                                   | \\$101,002     | \\$753,973   |\n|    | Part 2: Asset and Liability Status<br>(Not generally applicable to Individual Debtors. See Instructions.) | Current Month |             |\n| a. | Accounts receivable (total net of allowance)                                                              | \\$0           |             |\n| b. | Accounts receivable over 90 days outstanding (net of allowance)                                           | \\$0           |             |\n| c. | Inventory<br>(Book<br>Market<br>Other<br>(attach explanation))                                            | \\$0           |             |\n| d  | Total current assets                                                                                      | \\$0           |             |\n| e. | Total assets                                                                                              | \\$0           |             |\n| f. | Postpetition payables (excluding taxes)                                                                   | \\$0           |             |\n| g. | Postpetition payables past due (excluding taxes)                                                          | \\$0           |             |\n| h. | Postpetition taxes payable                                                                                | \\$0           |             |\n| i. | Postpetition taxes past due                                                                               | \\$0           |             |\n| j. | Total postpetition debt (f+h)                                                                             | \\$0           |             |\n| k. | Prepetition secured debt                                                                                  | \\$0           |             |\n| l. | Prepetition priority debt                                                                                 | \\$0           |             |\n| m. | Prepetition unsecured debt                                                                                | \\$0           |             |\n| n. | Total liabilities (debt) (j+k+l+m)                                                                        | \\$0           |             |\n| o. | Ending equity/net worth (e-n)                                                                             | \\$0           |             |\n|    | Part 3: Assets Sold or Transferred                                                                        | Current Month | Cumulative  |\n| a. | Total cash sales price for assets sold/transferred outside the ordinary<br>course of business             | \\$0           | \\$0         |\n\n| b. | Total payments to third parties incident to assets being sold/transferred |     |     |  |\n|----|---------------------------------------------------------------------------|-----|-----|--|\n|    | outside the ordinary course of business                                   | \\$0 | \\$0 |  |\n\n| c. | Net cash proceeds from assets sold/transferred outside the ordinary |     |     |\n|----|---------------------------------------------------------------------|-----|-----|\n|    | course of business (a-b)                                            | \\$0 | \\$0 |\n\n|    | Part 4: Income Statement (Statement of Operations)<br>(Not generally applicable to Individual Debtors. See Instructions.) | Current Month | Cumulative |\n|----|---------------------------------------------------------------------------------------------------------------------------|---------------|------------|\n| a. | Gross income/sales (net of returns and allowances)                                                                        | \\$0           |            |\n| b. | Cost of goods sold (inclusive of depreciation, if applicable)                                                             | \\$0           |            |\n| c. | Gross profit (a-b)                                                                                                        | \\$0           |            |\n| d. | Selling expenses                                                                                                          | \\$0           |            |\n| e. | General and administrative expenses                                                                                       | \\$0           |            |\n| f. | Other expenses                                                                                                            | \\$0           |            |\n| g. | Depreciation and/or amortization (not included in 4b)                                                                     | \\$0           |            |\n| h. | Interest                                                                                                                  | \\$0           |            |\n| i. | Taxes (local, state, and federal)                                                                                         | \\$0           |            |\n| j. | Reorganization items                                                                                                      | \\$0           |            |\n| k. | Profit (loss)                                                                                                             | \\$0           | \\$0        |\n|    |                                                                                                                           |               |            |\n\n### Case 22-50073 Doc 1812 Filed 05/22/23 Entered 05/22/23 16:28:05 Page 3 of 18\n\nDebtor's Name Ho Wan Kwok Case No. 22-50073\n\n|        | Part 5: Professional Fees and Expenses                             |       |                           |                        |                       |                    |\n|--------|--------------------------------------------------------------------|-------|---------------------------|------------------------|-----------------------|--------------------|\n|        |                                                                    |       | Approved<br>Current Month | Approved<br>Cumulative | Paid Current<br>Month | Paid<br>Cumulative |\n|        | Debtor's professional fees & expenses (bankruptcy) Aggregate Total |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n|        | Itemized Breakdown by Firm                                         |       |                           |                        |                       |                    |\n|        | Firm Name                                                          | Role  |                           |                        |                       |                    |\n| i      | Neubert, Pepe & Monteith, P.C Local Counsel                        |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| ii     | Paul Hastings LLP (counsel to cLead Counsel                        |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| iii    | Brown Rudnick (counsel to Ho Lead Counsel                          |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| iv     | Pullman & Comley (counsel to Lead Counsel                          |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| v      | Coleman Worldwide Advisors LOther                                  |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| vi     | Dundon Advisors (UCC financi Financial Professional                |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| vii    | Verdolino & Lowey, PC (financFinancial Professional                |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| viii   | Harney Westwood & Riegels LPOther                                  |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| ix     | Paul Wright                                                        | Other | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| x      | Pallas Partners LLP                                                | Other | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| xi     | Edmiston and Company LimitedOther                                  |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| xii    | Engineering Operations and CerOther                                |       | \\$0                       | \\$0                    | \\$0                   | \\$0                |\n| xiii   |                                                                    |       |                           |                        |                       |                    |\n| xiv    |                                                                    |       |                           |                        |                       |                    |\n| xv     |                                                                    |       |                           |                        |                       |                    |\n| xvi    |                                                                    |       |                           |                        |                       |                    |\n| xvii   |                                                                    |       |                           |                        |                       |                    |\n| xviii  |                                                                    |       |                           |                        |                       |                    |\n| xix    |                                                                    |       |                           |                        |                       |                    |\n| xx     |                                                                    |       |                           |                        |                       |                    |\n| xxi    |                                                                    |       |                           |                        |                       |                    |\n| xxii   |                                                                    |       |                           |                        |                       |                    |\n| xxiii  |                                                                    |       |                           |                        |                       |                    |\n| xxiv   |                                                                    |       |                           |                        |                       |                    |\n| xxv    |                                                                    |       |                           |                        |                       |                    |\n| xxvi   |                                                                    |       |                           |                        |                       |                    |\n| xxvii  |                                                                    |       |                           |                        |                       |                    |\n| xxviii |                                                                    |       |                           |                        |                       |                    |\n| xxix   |                                                                    |       |                           |                        |                       |                    |\n| xxx    |                                                                    |       |                           |                        |                       |                    |\n| xxxi   |                                                                    |       |                           |                        |                       |                    |\n| xxxii  |                                                                    |       |                           |                        |                       |                    |\n| xxxiii |                                                                    |       |                           |                        |                       |                    |\n| xxxiv  |                                                                    |       |                           |                        |                       |                    |\n| xxxv   |                                                                    |       |                           |                        |                       |                    |\n| xxxvi  |                                                                    |       |                           |                        |                       |                    |\n\nUST Form 11-MOR (12/01/2021) 3\n\n| xxxvii |  |  |  |\n|--------|--|--|--|\n| xxxvii |  |  |  |\n| xxxix  |  |  |  |\n| xl     |  |  |  |\n| xli    |  |  |  |\n| xlii   |  |  |  |\n| xliii  |  |  |  |\n| xliv   |  |  |  |\n| xlv    |  |  |  |\n| xlvi   |  |  |  |\n| xlvii  |  |  |  |\n| xlviii |  |  |  |\n| xlix   |  |  |  |\n| l      |  |  |  |\n| li     |  |  |  |\n| lii    |  |  |  |\n| liii   |  |  |  |\n| liv    |  |  |  |\n| lv     |  |  |  |\n| lvi    |  |  |  |\n| lvii   |  |  |  |\n| lviii  |  |  |  |\n| lix    |  |  |  |\n| lx     |  |  |  |\n| lxi    |  |  |  |\n| lxii   |  |  |  |\n| lxiii  |  |  |  |\n| lxiv   |  |  |  |\n| lxv    |  |  |  |\n| lxvi   |  |  |  |\n| lxvii  |  |  |  |\n| lxviii |  |  |  |\n| lxix   |  |  |  |\n| lxx    |  |  |  |\n| lxxi   |  |  |  |\n| lxxii  |  |  |  |\n| lxxiii |  |  |  |\n| lxxiv  |  |  |  |\n| lxxv   |  |  |  |\n| lxxvi  |  |  |  |\n| lxxvii |  |  |  |\n| lxxvii |  |  |  |\n|        |  |  |  |\n\n|    | lxxix  |                                                                       |       |               |            |              |            |\n|----|--------|-----------------------------------------------------------------------|-------|---------------|------------|--------------|------------|\n|    | lxxx   |                                                                       |       |               |            |              |            |\n|    | lxxxi  |                                                                       |       |               |            |              |            |\n|    | lxxxii |                                                                       |       |               |            |              |            |\n|    | lxxxii |                                                                       |       |               |            |              |            |\n|    | lxxxiv |                                                                       |       |               |            |              |            |\n|    | lxxxv  |                                                                       |       |               |            |              |            |\n|    | lxxxvi |                                                                       |       |               |            |              |            |\n|    | lxxxvi |                                                                       |       |               |            |              |            |\n|    | lxxxvi |                                                                       |       |               |            |              |            |\n|    | lxxxix |                                                                       |       |               |            |              |            |\n|    | xc     |                                                                       |       |               |            |              |            |\n|    | xci    |                                                                       |       |               |            |              |            |\n|    | xcii   |                                                                       |       |               |            |              |            |\n|    | xciii  |                                                                       |       |               |            |              |            |\n|    | xciv   |                                                                       |       |               |            |              |            |\n|    | xcv    |                                                                       |       |               |            |              |            |\n|    | xcvi   |                                                                       |       |               |            |              |            |\n|    | xcvii  |                                                                       |       |               |            |              |            |\n|    | xcviii |                                                                       |       |               |            |              |            |\n|    | xcix   |                                                                       |       |               |            |              |            |\n|    | c      |                                                                       |       |               |            |              |            |\n|    | ci     |                                                                       |       |               |            |              |            |\n|    |        |                                                                       |       | Approved      | Approved   | Paid Current | Paid       |\n|    |        |                                                                       |       | Current Month | Cumulative | Month        | Cumulative |\n| b. |        | Debtor's professional fees & expenses (nonbankruptcy) Aggregate Total |       | \\$0           | \\$0        | \\$0          | \\$0        |\n|    |        | Itemized Breakdown by Firm                                            |       |               |            |              |            |\n|    |        | Firm Name                                                             | Role  |               |            |              |            |\n|    | i      | Baker Hostetler LLP                                                   | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | ii     | Clayman & Rosenberg LLP                                               | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | iii    | Ganfer Shore Leeds & ZaudererOther                                    |       | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | iv     | Harcus Parker Ltd.                                                    | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | v      | LALIVE SA                                                             | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | vi     | Lawall & Mitchell, LLC                                                | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | vii    | Petrillo Klein & Boxer LLP                                            | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | viii   | Schulman Bhattacharya, LLC                                            | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | ix     | The Casper Firm                                                       | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | x      | The Francis Firm PLLC                                                 | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | xi     | VX Cerda & Associates                                                 | Other | \\$0           | \\$0        | \\$0          | \\$0        |\n|    | xii    |                                                                       |       |               |            |              |            |\n|    | xiii   |                                                                       |       |               |            |              |            |\n|    | xiv    |                                                                       |       |               |            |              |            |\n\n|   | xv     |  |  |  |\n|---|--------|--|--|--|\n|   | xvi    |  |  |  |\n|   | xvii   |  |  |  |\n|   | xviii  |  |  |  |\n|   | xix    |  |  |  |\n|   | xx     |  |  |  |\n|   | xxi    |  |  |  |\n|   | xxii   |  |  |  |\n|   | xxiii  |  |  |  |\n|   | xxiv   |  |  |  |\n|   | xxv    |  |  |  |\n|   | xxvi   |  |  |  |\n|   | xxvii  |  |  |  |\n|   | xxviii |  |  |  |\n|   | xxix   |  |  |  |\n|   | xxx    |  |  |  |\n|   | xxxi   |  |  |  |\n|   | xxxii  |  |  |  |\n|   | xxxiii |  |  |  |\n|   | xxxiv  |  |  |  |\n|   | xxxv   |  |  |  |\n|   | xxxvi  |  |  |  |\n|   | xxxvii |  |  |  |\n|   | xxxvii |  |  |  |\n|   | xxxix  |  |  |  |\n|   | xl     |  |  |  |\n|   | xli    |  |  |  |\n|   | xlii   |  |  |  |\n|   | xliii  |  |  |  |\n|   | xliv   |  |  |  |\n|   | xlv    |  |  |  |\n|   | xlvi   |  |  |  |\n|   | xlvii  |  |  |  |\n|   | xlviii |  |  |  |\n|   | xlix   |  |  |  |\n| l |        |  |  |  |\n|   | li     |  |  |  |\n|   | lii    |  |  |  |\n|   | liii   |  |  |  |\n|   | liv    |  |  |  |\n|   | lv     |  |  |  |\n|   | lvi    |  |  |  |\n|   |        |  |  |  |\n\n| lvii   |  |  |  |\n|--------|--|--|--|\n| lviii  |  |  |  |\n| lix    |  |  |  |\n| lx     |  |  |  |\n| lxi    |  |  |  |\n| lxii   |  |  |  |\n| lxiii  |  |  |  |\n| lxiv   |  |  |  |\n| lxv    |  |  |  |\n| lxvi   |  |  |  |\n| lxvii  |  |  |  |\n| lxviii |  |  |  |\n| lxix   |  |  |  |\n| lxx    |  |  |  |\n| lxxi   |  |  |  |\n| lxxii  |  |  |  |\n| lxxiii |  |  |  |\n| lxxiv  |  |  |  |\n| lxxv   |  |  |  |\n| lxxvi  |  |  |  |\n| lxxvii |  |  |  |\n| lxxvii |  |  |  |\n| lxxix  |  |  |  |\n| lxxx   |  |  |  |\n| lxxxi  |  |  |  |\n| lxxxii |  |  |  |\n| lxxxii |  |  |  |\n| lxxxiv |  |  |  |\n| lxxxv  |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxvi |  |  |  |\n| lxxxix |  |  |  |\n| xc     |  |  |  |\n| xci    |  |  |  |\n| xcii   |  |  |  |\n| xciii  |  |  |  |\n| xciv   |  |  |  |\n| xcv    |  |  |  |\n| xcvi   |  |  |  |\n| xcvii  |  |  |  |\n| xcviii |  |  |  |\n\n### Case 22-50073 Doc 1812 Filed 05/22/23 Entered 05/22/23 16:28:05 Page 8 of 18\n\n|    | xcix                                                     |  |     |     |     |     |  |\n|----|----------------------------------------------------------|--|-----|-----|-----|-----|--|\n|    | c                                                        |  |     |     |     |     |  |\n| c. | All professional fees and expenses (debtor & committees) |  | \\$0 | \\$0 | \\$0 | \\$0 |  |\n\n| Part 6: Postpetition Taxes |                                                         |                                                                                                                      | Current Month | Cumulative |                           |\n|----------------------------|---------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|---------------|------------|---------------------------|\n| a.                         |                                                         | Postpetition income taxes accrued (local, state, and federal)                                                        |               | \\$0        | \\$0                       |\n| b.                         |                                                         | Postpetition income taxes paid (local, state, and federal)                                                           |               | \\$0        | \\$0                       |\n| c.                         |                                                         | Postpetition employer payroll taxes accrued                                                                          |               | \\$0        | \\$0                       |\n| d.                         |                                                         | Postpetition employer payroll taxes paid                                                                             |               | \\$0        | \\$0                       |\n| e.                         | Postpetition property taxes paid                        |                                                                                                                      |               | \\$0        | \\$0                       |\n| f.                         |                                                         | Postpetition other taxes accrued (local, state, and federal)                                                         |               | \\$0        | \\$0                       |\n| g.                         |                                                         | Postpetition other taxes paid (local, state, and federal)                                                            |               | \\$0        | \\$0                       |\n|                            |                                                         | Part 7: Questionnaire - During this reporting period:                                                                |               |            |                           |\n| a.                         |                                                         | Were any payments made on prepetition debt? (if yes, see Instructions)                                               | Yes           | No         |                           |\n| b.                         |                                                         | Were any payments made outside the ordinary course of business<br>without court approval? (if yes, see Instructions) | Yes           | No         |                           |\n| c.                         |                                                         | Were any payments made to or on behalf of insiders?                                                                  | Yes           | No         |                           |\n| d.                         |                                                         | Are you current on postpetition tax return filings?                                                                  | Yes           | No         |                           |\n| e.                         |                                                         | Are you current on postpetition estimated tax payments?                                                              | Yes           | No         |                           |\n| f.                         |                                                         | Were all trust fund taxes remitted on a current basis?                                                               | Yes           | No         |                           |\n| g.                         | (if yes, see Instructions)                              | Was there any postpetition borrowing, other than trade credit?                                                       | Yes           | No         |                           |\n| h.                         | the court?                                              | Were all payments made to or on behalf of professionals approved by                                                  | Yes           | No<br>N/A  |                           |\n| i.                         | Do you have:                                            | Worker's compensation insurance?                                                                                     | Yes           | No         |                           |\n|                            |                                                         | If yes, are your premiums current?                                                                                   | Yes           | No<br>N/A  | (if no, see Instructions) |\n|                            |                                                         | Casualty/property insurance?                                                                                         | Yes           | No         |                           |\n|                            |                                                         | If yes, are your premiums current?                                                                                   | Yes           | No<br>N/A  | (if no, see Instructions) |\n|                            |                                                         | General liability insurance?                                                                                         | Yes           | No         |                           |\n|                            |                                                         | If yes, are your premiums current?                                                                                   | Yes           | No<br>N/A  | (if no, see Instructions) |\n| j.                         | Has a plan of reorganization been filed with the court? |                                                                                                                      | Yes           | No         |                           |\n| k.                         |                                                         | Has a disclosure statement been filed with the court?                                                                | Yes           | No         |                           |\n| l.                         | set forth under 28 U.S.C. § 1930?                       | Are you current with quarterly U.S. Trustee fees as                                                                  | Yes           | No         |                           |\n\n|    | Part 8: Individual Chapter 11 Debtors (Only)                                                   |                  |\n|----|------------------------------------------------------------------------------------------------|------------------|\n| a. | Gross income (receipts) from salary and wages                                                  | \\$0              |\n| b. | Gross income (receipts) from self-employment                                                   | \\$0              |\n| c. | Gross income from all other sources                                                            | \\$0              |\n| d. | Total income in the reporting period (a+b+c)                                                   | \\$0              |\n| e. | Payroll deductions                                                                             | \\$0              |\n| f. | Self-employment related expenses                                                               | \\$0              |\n| g. | Living expenses                                                                                | \\$0              |\n| h. | All other expenses                                                                             | \\$0              |\n| i. | Total expenses in the reporting period (e+f+g+h)                                               | \\$0              |\n| j. | Difference between total income and total expenses (d-i)                                       | \\$0              |\n| k. | List the total amount of all postpetition debts that are past due                              | \\$0              |\n| l. | Are you required to pay any Domestic Support Obligations as defined by 11<br>U.S.C § 101(14A)? | Yes<br>No        |\n| m. | If yes, have you made all Domestic Support Obligation payments?                                | No<br>N/A<br>Yes |\n\n### **Privacy Act Statement**\n\n28 U.S.C. § 589b authorizes the collection of this information, and provision of this information is mandatory under 11 U.S.C. §§ 704, 1106, and 1107. The United States Trustee will use this information to calculate statutory fee assessments under 28 U.S.C. § 1930(a)(6). The United States Trustee will also use this information to evaluate a chapter 11 debtor's progress through the bankruptcy system, including the likelihood of a plan of reorganization being confirmed and whether the case is being prosecuted in good faith. This information may be disclosed to a bankruptcy trustee or examiner when the information is needed to perform the trustee's or examiner's duties or to the appropriate federal, state, local, regulatory, tribal, or foreign law enforcement agency when the information indicates a violation or potential violation of law. Other disclosures may be made for routine purposes. For a discussion of the types of routine disclosures that may be made, you may consult the Executive Office for United States Trustee's systems of records notice, UST-001, \"Bankruptcy Case Files and Associated Records.\" *See* 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006). A copy of the notice may be obtained at the following link: htt www.justice.gov/ust/eo/rules\\_regulations/index.htm. Failure to provide this information could result in the dismissal or conversion of your bankruptcy case or other action by the United States Trustee. 11 U.S.C. § 1112(b)(4)(F).\n\n### **I declare under penalty of perjury that the foregoing Monthly Operating Report and its supporting documentation are true and correct and that I have been authorized to sign this report on behalf of the estate.**\n\n/s/ Luc A. Despins\n\nSignature of Responsible Party\n\nChapter 11 Trustee\n\nTitle Date\n\nLuc A. Despins, in his capacity as Chapter 11 Trustee\n\nPrinted Name of Responsible Party\n\n05/22/2023\n\n![](_page_9_Figure_3.jpeg)\n\n![](_page_10_Figure_3.jpeg)\n\n![](_page_11_Figure_3.jpeg)\n\nPageFour\n\n| In re Ho Wan Kwok | Case No.          | 22-50073 (JAM)       |\n|-------------------|-------------------|----------------------|\n| Debtor            | Reporting Period: | 4/1/2023 - 4/30/2023 |\n\n#### **INDIVIDUAL DEBTOR CASH RECEIPTS AND CASH DISBURSEMENTS**\n\n(This Form must be submitted for each bank account maintained by the Debtor)\n\nAmounts reported should be per the debtor's books, not the bank statement. The beginning cash should be the ending cash from the prior month or, if this is the first report, the amount should be the balance on the date the petition was filed. Attach the bank statements and a detailed list of all disbursements made during the report period that includes the date, the check number, the payee, the transaction description, and the amount. A bank reconciliation must be attached for each account. [See MOR-1 (CON'T)]\n\n|                                                                     | Current Month |                 |        | Cumulative July 8, 2022 to Date |  |\n|---------------------------------------------------------------------|---------------|-----------------|--------|---------------------------------|--|\n|                                                                     | Actual        |                 | Actual |                                 |  |\n| Cash - Beginning of Month                                           |               |                 |        |                                 |  |\n| RECEIPTS                                                            |               |                 |        |                                 |  |\n| Recovered Funds                                                     | \\$            | -               | \\$     | 171,645.15                      |  |\n| Yacht Repair Escrow                                                 | \\$            | -               | \\$     | 4,000,000.00                    |  |\n| Fees for \\$248,745.00 returned by Yachtzoo to the Yacht Repair      | \\$            | -               | \\$     | -                               |  |\n| Escrow after paid in error (not included in cash receipts)          |               |                 |        |                                 |  |\n| Total Receipts                                                      | \\$            | -               | \\$     | 4,171,645.15                    |  |\n| DISBURSEMENTS                                                       |               |                 |        |                                 |  |\n| ORDINARY ITEMS:                                                     |               |                 |        |                                 |  |\n| Bank Fees                                                           | \\$            | 712.68          | \\$     | 3,624.27                        |  |\n| Fees paid to International Surety Ltd for surety bond increase      | \\$            | -               | \\$     | 27,747.00                       |  |\n| Fees paid with respect to Yacht repair invoices out of the Yacht    | \\$            | -               | \\$     | 576,895.09                      |  |\n| Repair Escrow                                                       |               |                 |        |                                 |  |\n| Fees paid with respect to Miller Advertising Agency Inc. (English   | \\$            | -               | \\$     | 21,140.60                       |  |\n| Court Publication Notice)                                           |               |                 |        |                                 |  |\n| Fees paid with respect to Dexter White Starboard Diesel Engine      | \\$            | -               | \\$     | 9,710.00                        |  |\n| Assessment and Ship Sea Trials                                      |               |                 |        |                                 |  |\n| Fees paid with respect to Bridgeport Harbor Marina out of the       | \\$            | 18,137.64       | \\$     | 18,137.64                       |  |\n| Yacht Repair Escrow                                                 |               |                 |        |                                 |  |\n| Fees paid with respect to Safe Harbor out of the Yacht Repair       | \\$            | 82,152.00       | \\$     | 82,152.00                       |  |\n| Escrow                                                              |               |                 |        |                                 |  |\n| Fees for \\$248,765.00 paid in error with respect to Yachtzoo out of | \\$            | -               | \\$     | -                               |  |\n| the Yacht Repair Escrow (not included in cash disbursements)        |               |                 |        |                                 |  |\n|                                                                     |               |                 |        |                                 |  |\n| Total Ordinary Disbursements                                        | \\$            | 101,002.32      | \\$     | 739,406.60                      |  |\n| REORGANIZATION ITEMS:                                               |               |                 |        |                                 |  |\n| Professional Fees                                                   | \\$            | -               | \\$     | -                               |  |\n| U. S. Trustee Fees                                                  | \\$            | -               | \\$     | 1,809.43                        |  |\n| Other Reorganization Expenses (attach schedule)                     | \\$            | -               | \\$     | -                               |  |\n| Total Reorganization Items                                          | \\$            | -               | \\$     | 1,809.43                        |  |\n| Total Disbursements (Ordinary + Reorganization)                     | \\$            | 101,002.32      | \\$     | 741,216.03                      |  |\n| Net Cash Flow (Total Receipts - Total Disbursements)                | \\$            | (101,002.32) \\$ |        | 3,430,429.12                    |  |\n| Cash - End of Month (Must equal reconciled bank statement)          | \\$            | 3,430,409.12    | \\$     | 3,430,409.12                    |  |\n| Third Party Disbursements on Behalf of the Estate                   |               |                 |        |                                 |  |\n| None                                                                | \\$            | -               | \\$     | 12,757.00                       |  |\n\n## **THE FOLLOWING SECTION MUST BE COMPLETED**\n\n**DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY FEES: (FROM CURRENT MONTH ACTUAL COLUMN)**\n\n| TOTAL DISBURSEMENTS                                                  | \\$<br>101,002.32 |\n|----------------------------------------------------------------------|------------------|\n| LESS: TRANSFERS TO OTHER DEBTOR IN POSSESSION ACCOUNTS               | \\$<br>-          |\n| PLUS: ESTATE DISBURSEMENTS MADE BY OUTSIDE SOURCES (i.e. from escrow | \\$<br>-          |\n| accounts)                                                            |                  |\n| TOTAL DISBURSEMENTS FOR CALCULATING U.S. TRUSTEE QUARTERLY           | \\$<br>101,002.32 |\n| FEES                                                                 |                  |\n\n### **UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT BRIDGEPORT DIVISION**\n\n| ------------------------------------------------------<br>x |                                      |  |  |  |  |\n|-------------------------------------------------------------|--------------------------------------|--|--|--|--|\n| In re:                                                      | :<br>:<br>Chapter 11                 |  |  |  |  |\n| HO WAN KWOK,                                                | :<br>:<br>Case No. 22-50073<br>(JAM) |  |  |  |  |\n| Debtor.                                                     | :<br>:<br>:                          |  |  |  |  |\n| ------------------------------------------------------      | x                                    |  |  |  |  |\n\n# **ATTACHMENT TO MONTHLY OPERATING REPORT FOR THE PERIOD APRIL 1, 2023 THROUGH APRIL 30, 2023**\n\nThis attachment is incorporated into and made a part of the Monthly Operating Report (\"MOR\") of Chapter 11 Trustee Luc A. Despins.\n\n### **General Disclaimers**\n\n- 1. The MOR is presented on a form promulgated in 2021 by the Executive Office of the United States Trustee. This form in many instances requires inserting a number for a line item even if the line item does not apply. The form also does not allow for the insertion of explanations or asterisks next to answers. Accordingly, as presented, certain responses may be inapplicable or incomplete. Following guidance from the United States Trustee's office, this attachment is being filed as an integral part of the MOR.\n- 2. On July 8, 2022, the Bankruptcy Court signed an order approving the appointment of Luc A. Despins, Esq. as Chapter 11 Trustee (the \"Trustee\"). The information in this MOR is based only on information beginning on the date of the Trustee's appointment and only on bank accounts within the Trustee's control.[1](#page-13-0)\n- 3. The Trustee reserves the rights to amend, modify or supplement this MOR or update it in future MORs.\n\n### **Specific Responses**\n\n### Part 1 Responses\n\n4. As noted above, this information is limited to cash receipts and disbursements since the Trustee was appointed and with respect to accounts under the Trustee's control. This amount includes \\$4 million received by the Trustee as escrow agent solely for the\n\n<span id=\"page-13-0\"></span> <sup>1</sup> The Trustee is currently investigating the Debtor's assets and financial affairs (with respect to which investigation the Debtor has not cooperated).\n\npurpose of securing the completion of the service, maintenance, and repairs required to be performed to restore the Lady May to good working order, as set forth in the *Consent Order Granting HK International Funds Investments (USA) Limited, LLC's Motion for Order Establishing Repair Reserve for the Lady May*, entered on October 7, 2022 [Docket No. 930], from which amount \\$708,174.09 has been disbursed.\n\n### Part 2 Responses\n\n- 5. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section. The Trustee's counsel is currently reviewing the over 1,200 proofs of claim filed in connection with the claims bar date, which occurred on February 17, 2023.\n- 6. The Trustee is aware of certain professional fees and expenses that have arisen in connection with services provided by the Trustee's professionals, however, as of the end of the reporting period, no application with respect to such fees or expenses payable by the estate had yet been approved by the Court. The Trustee therefore believes it would be premature to list such fees herein as postpetition payables at this time.\n\n### Part 3 Responses\n\n7. No assets under the control of the Trustee have been sold or transferred.\n\n### Part 4 Responses\n\n8. To the extent this section is applicable (the Debtor is an individual), the Trustee has insufficient information to complete this section.\n\n## Part 5 Responses\n\n- 9. As of the end of the reporting period, no application with respect to professional fees or expenses payable by the estate had yet been approved by the Court.\n- 10. The Trustee is aware of a number of professional firms that have provided services to the official committee of unsecured creditors or the Debtor (prior to the appointment of the Trustee) but that have not at this time had their retentions approved by the Court. The Trustee includes such professional firms (of which he is aware) in this part of the MOR out of an abundance of caution but reserves all his rights with respect to the retention and/or payment of fees with respect to such professional firms. The Trustee also notes that the Debtor may have employed professionals (prior to the appointment of the Trustee) of which the Trustee is not aware.\n\n# Part 6 Responses\n\n11. The Trustee is not aware of any postpetition taxes that have accrued during the time period since the Trustee's appointment.\n\n### Part 7 Responses\n\n12. The Trustee notes that the Debtor filed a chapter 11 plan on April 20, 2022 [Docket No. 197] (the \"April 2022 Plan\") with respect to which no disclosure statement was filed or approved.\n\nPart 8 Responses\n\n13. The Trustee has insufficient information to respond to Part 8.\n\nCase 22-50073 Doc 1812 Filed 05/22/23 Entered 05/22/23 16:28:05 Page 17 of 18\n\nDirect inquiries to: 888 761-3967\n\nG EASrWESTBANK / 5~, 9300 Flair Dr., 1 St FL El Monte, CA. 91731\n\n**ACCOUNT STATEMENT**  Page 1 of 2 STARTING DATE: April 01, 2023 ENDING DATE: April 30, 2023 Total days in statement period: 30\n\n( **O)**\n\nBK EST/HO WAN KWOK DEBTOR LUC A DESPINS, CH11 TRUSTEE CASE #22-50073 C/O PAUL HASTINGS LLP 200 PARK AVE NEW YORK NY 10166-0005\n\navailable at your convenience. You can perform many banking transactions from the comfort of your home without having to visit a branch. Visit digital.eastwestbank.com or call 833.468.8356 for details.\n\nOur Online Banking & Mobile App are\n\n# **Standard Business Checking**\n\n| Account number<br>Low balance<br>Average balance |                                                                                                                                                                                                                                      | \\$3,430,409.12<br>\\$3,519,651.22                                                                                                                                                                                    | Beginning balance<br>Total additions<br>Total subtractions<br>Ending balance | \\$3,531,431.44<br>248,745.00<br>(1)<br>349,767.32<br>( 9)<br>\\$3,430,409.12                                 |\n|--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|\n| CREDITS<br>Number                                | Date<br>04-28                                                                                                                                                                                                                        | Transaction Description<br>Wire Trans-IN                                                                                                                                                                            | BK ESTHO WAN KWOK DEBTOR                                                     | Additions<br>248,745.00                                                                                     |\n| DEBITS<br>Date                                   | Transaction Description<br>04-04 Debit Memo<br>04-04 Debit Memo<br>04-26 Outgoing Wire<br>04-26 Service Charge<br>04-28 Service Charge<br>04-28 Outgoing Wire<br>04-28 Service Charge<br>04-28 Outgoing Wire<br>04-28 Service Charge | FIDUCIARY MAINTENA NCE<br>FIDUCIARY COLLATERAL<br>BLD WATERFRONT UPL AND OWNER LLC<br>OUTGOING WIRE<br>WIRE TRANS-IN<br>SHM NEWPORT SHIPYARD LLC<br>OUTGOING WIRE<br>YACHTZOO YACHT MANAGEMENT LLC<br>OUTGOING WIRE |                                                                              | Subtractions<br>25.00<br>557.68<br>18,137.64<br>40.00<br>10.00<br>82,152.00<br>40.00<br>248,765.00<br>40.00 |\n| Date<br>03-31<br>04-04                           | DAILY BALANCES<br>Amount<br>3,531,431.44<br>3,530,848.76                                                                                                                                                                             | Date<br>04-26<br>04-28                                                                                                                                                                                              | Amount<br>Date<br>3,512,671.12<br>3,430,409.12                               | Amount                                                                                                      |\n\n![](_page_17_Picture_1.jpeg)\n\n**ACCOUNT STATEMENT**  Page 2 of 2 STARTING DATE: April 01, 2023 ENDING DATE: April 30, 2023\n\nBK EST/HO WAN KWOK DEBTOR\n\n### **OVERDRAFT/RETURN ITEM FEES**\n\n|                          | Total for<br>this period | Total<br>year-to-date |\n|--------------------------|--------------------------|-----------------------|\n| Total Overdraft Fees     | \\$0.00                   | \\$0.00                |\n| Total Returned Item Fees | \\$0.00                   | \\$0.00                |\n\n![](_page_17_Picture_6.jpeg)","body_zh":"UNITED STATES BANKRUPTCY COURT（美国破产法院）\nDISTRICT OF CONNECTICUT（康涅狄格区）\nBRIDGEPORT DIVISION（布里奇波特分院）\n关于\nHo Wan Kwok（郭文贵） §\n§\n§ 案号 22-50073\n主案号 22-50073\n债务人 § 联合管理\n月度运营报告 第 11 章\n报告期截止日期：\n04/30/2023 申请日期：\n02/15/2022\n审理月数： 行业分类：\n报告方法： 权责发生制 现金收付制\n债务人全职雇员人数（目前）： 0\n债务人全职雇员人数（截至救济令发布之日）： 0\n支持性文件（勾选所有随附文件）：（对于联合管理的债务人，任何所要求的明细表必须按每个债务人分别提供，不得合并）\n现金收支明细表\n运营报表（损益表）\n应收账款账龄分析表 包含资产、负债和权益（净值）或亏损摘要及明细的资产负债表\n现金收支明细表\n包含资产、负债和权益（净值）或亏损摘要及明细的资产负债表\n运营报表（损益表）\n应收账款账龄分析表\n申请后负债账龄分析表\n资本资产明细表\n向专业人士支付款项明细表\n向知情人士/内部人支付款项明细表\n报告期内的所有银行对账单及银行存款余额调节表\n已出售或转让资产的说明及出售或转让条款\n\n/s/ Luc A. Despins\n\n05/22/2023\n\n日期\n\n责任方签名 责任方印刷体姓名 地址 Luc A. Despins，以其作为第 11 章破产受托人的身份 Paul Hastings LLP（普衡律师事务所） 200 Park Avenue New York, NY 10166\n\n声明：本定期报告与一项未结破产案件相关；因此适用 5 C.F.R. § 1320.4(a)(2) 之《文书工作减少法》豁免规定。\n案件号 22-50073 案卷 1812 提交于 05/22/23 入卷于 05/22/23 16:28:05 第 2 页，共 18 页\n第 1 部分：现金收入与支出 本月 累计\na. 月初现金余额 $3,531,431\nb. 总收入（扣除账户间转账后的净额） $0 $4,171,646\nc. 总支出（扣除账户间转账后的净额） $101,002 $741,216\nd. 月末现金余额 (a+b-c) $3,430,429\ne. 第三方为破产财产利益支付的款项 $0 $12,757\nf. 用于计算季度费用的总支出 (c+e) $101,002 $753,973\n第 2 部分：资产与负债状况\n（一般不适用于个人债务人。参见说明。） 本月\na. 应收账款（扣除备抵后的总净额） $0\nb. 逾期超过 90 天的应收账款（扣除备抵后的净额） $0\nc. 存货\n（账面\n市场\n其他\n（附说明）） $0\nd. 流动资产总额 $0\ne. 资产总额 $0\nf. 申请后应付款项（不含税金） $0\ng. 逾期的申请后应付款项（不含税金） $0\nh. 申请后应交税费 $0\ni. 逾期的申请后税费 $0\nj. 申请后债务总额 (f+h) $0\nk. 申请前有担保债务 $0\nl. 申请前优先受偿债务 $0\nm. 申请前无担保债务 $0\nn. 负债（债务）总额 (j+k+l+m) $0\no. 期末权益/净值 (e-n) $0\n第 3 部分：已出售或转让的资产 本月 累计\na. 在正常业务范围之外出售/转让资产的现金销售总价 $0 $0\nb. 因在正常业务范围之外出售/转让资产而向第三方支付的总款项 $0 $0\nc. 在正常业务范围之外出售/转让资产所获得的现金净收益 (a-b) $0 $0\n第 4 部分：损益表（运营报表）\n（一般不适用于个人债务人。参见说明。） 本月 累计\na. 总收入/销售额（扣除退货和折让后的净额） $0\nb. 销货成本（包括折旧，如适用） $0\nc. 毛利润 (a-b) $0\nd. 销售费用 $0\ne. 一般及行政管理费用 $0\nf. 其他费用 $0\ng. 折旧和/或摊销（不包含在 4b 中） $0\nh. 利息 $0\ni. 税费（地方、州和联邦） $0\nj. 重组项目 $0\nk. 利润（亏损） $0 $0\n\n案件号 22-50073 案卷 1812 提交于 05/22/23 入卷于 05/22/23 16:28:05 第 3 页，共 18 页\n\n债务人姓名 Ho Wan Kwok 案号 22-50073\n第 5 部分：专业费用及开支\n本月批准 累计批准 本月支付 累计支付\n债务人专业费用及开支（破产相关）汇总总额 $0 $0 $0 $0\n按机构分类明细\n机构名称 职责角色\ni Neubert, Pepe & Monteith, P.C 当地法律顾问 $0 $0 $0 $0\nii Paul Hastings LLP (counsel to c 主任法律顾问 $0 $0 $0 $0\niii Brown Rudnick (counsel to Ho 主任法律顾问 $0 $0 $0 $0\niv Pullman & Comley (counsel to 主任法律顾问 $0 $0 $0 $0\nv Coleman Worldwide Advisors L 其他 $0 $0 $0 $0\nvi Dundon Advisors (UCC financi 财务专业机构 $0 $0 $0 $0\nvii Verdolino & Lowey, PC (financ 财务专业机构 $0 $0 $0 $0\nviii Harney Westwood & Riegels LP 其他 $0 $0 $0 $0\nix Paul Wright 其他 $0 $0 $0 $0\nx Pallas Partners LLP 其他 $0 $0 $0 $0\nxi Edmiston and Company Limited 其他 $0 $0 $0 $0\nxii Engineering Operations and Cer 其他 $0 $0 $0 $0\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\n\nUST 表格 11-MOR (12/01/2021) 3\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\nxcix\nc\nci\n本月批准 累计批准 本月支付 累计支付\nb. 债务人专业费用及开支（非破产相关）汇总总额 $0 $0 $0 $0\n按机构分类明细\n机构名称 职责角色\ni Baker Hostetler LLP 其他 $0 $0 $0 $0\nii Clayman & Rosenberg LLP 其他 $0 $0 $0 $0\niii Ganfer Shore Leeds & Zauderer 其他 $0 $0 $0 $0\niv Harcus Parker Ltd. 其他 $0 $0 $0 $0\nv LALIVE SA 其他 $0 $0 $0 $0\nvi Lawall & Mitchell, LLC 其他 $0 $0 $0 $0\nvii Petrillo Klein & Boxer LLP 其他 $0 $0 $0 $0\nviii Schulman Bhattacharya, LLC 其他 $0 $0 $0 $0\nix The Casper Firm 其他 $0 $0 $0 $0\nx The Francis Firm PLLC 其他 $0 $0 $0 $0\nxi VX Cerda & Associates 其他 $0 $0 $0 $0\nxii\nxiii\nxiv\nxv\nxvi\nxvii\nxviii\nxix\nxx\nxxi\nxxii\nxxiii\nxxiv\nxxv\nxxvi\nxxvii\nxxviii\nxxix\nxxx\nxxxi\nxxxii\nxxxiii\nxxxiv\nxxxv\nxxxvi\nxxxvii\nxxxvii\nxxxix\nxl\nxli\nxlii\nxliii\nxliv\nxlv\nxlvi\nxlvii\nxlviii\nxlix\nl\nli\nlii\nliii\nliv\nlv\nlvi\nlvii\nlviii\nlix\nlx\nlxi\nlxii\nlxiii\nlxiv\nlxv\nlxvi\nlxvii\nlxviii\nlxix\nlxx\nlxxi\nlxxii\nlxxiii\nlxxiv\nlxxv\nlxxvi\nlxxvii\nlxxvii\nlxxix\nlxxx\nlxxxi\nlxxxii\nlxxxii\nlxxxiv\nlxxxv\nlxxxvi\nlxxxvi\nlxxxvi\nlxxxix\nxc\nxci\nxcii\nxciii\nxciv\nxcv\nxcvi\nxcvii\nxcviii\n案件号 22-50073 案卷 1812 提交于 05/22/23 入卷于 05/22/23 16:28:05 第 8 页，共 18 页\nxcix\nc\nc. 所有专业费用及开支（债务人及各委员会） $0 $0 $0 $0\n第 6 部分：申请后税费 本月 累计\na. 申请后应计所得税（地方、州和联邦） $0 $0\nb. 申请后已付所得税（地方、州和联邦） $0 $0\nc. 申请后雇主应计工资税 $0 $0\nd. 申请后雇主已付工资税 $0 $0\ne. 申请后已付财产税 $0 $0\nf. 申请后应计其他税费（地方、州和联邦） $0 $0\ng. 申请后已付其他税费（地方、州和联邦） $0 $0\n第 7 部分：问卷 - 在本报告期内：\na. 是否对申请前债务进行了任何偿付？（如果是，参见说明） 是 否\nb. 是否在未经法院批准的情况下进行了正常业务范围之外的任何付款？（如果是，参见说明） 是 否\nc. 是否向内部人/知情人或代表其支付了任何款项？ 是 否\nd. 您是否已按期完成申请后的各项纳税申报？ 是 否\ne. 您是否已按期足额缴纳申请后的各项预估税款？ 是 否\nf. 是否已按期足额汇缴所有信托基金税？ 是 否\ng. 除商业信用外，是否存在任何申请后借款？（如果是，参见说明） 是 否\nh. 向专业人士支付或代表其支付的所有款项是否均经法院批准？ 是 否 不适用\ni. 您是否购买了： 员工工伤赔偿保险？ 是 否\n如果是，保费是否按期足额缴纳？ 是 否 不适用（如果否，参见说明）\n意外/财产险？ 是 否\n如果是，保费是否按期足额缴纳？ 是 否 不适用（如果否，参见说明）\n公众责任险？ 是 否\n如果是，保费是否按期足额缴纳？ 是 否 不适用（如果否，参见说明）\nj. 是否已向法院提交重组计划？ 是 否\nk. 是否已向法院提交披露声明？ 是 否\nl. 您是否按 28 U.S.C. § 1930 的规定按期足额缴纳季度美国受托人费用？ 是 否\n第 8 部分：个人第 11 章债务人（专填）\na. 薪金和工资总收入（进账） $0\nb. 自营职业总收入（进账） $0\nc. 来自所有其他来源的总收入 $0\nd. 报告期内总收入 (a+b+c) $0\ne. 工资扣除额 $0\nf. 与自营职业相关的支出 $0\ng. 生活费用 $0\nh. 所有其他支出 $0\ni. 报告期内总支出 (e+f+g+h) $0\nj. 总收入与总支出之差额 (d-i) $0\nk. 列出所有逾期的申请后债务总额 $0\nl. 您是否被要求支付 11 U.S.C § 101(14A) 所定义的任何家庭抚养义务款项？ 是 否\nm. 如果是，您是否已履行所有家庭抚养义务的支付？ 否 不适用 是\n\n隐私法声明\n\n28 U.S.C. § 589b 授权收集此项信息，且根据 11 U.S.C. §§ 704、1106 和 1107 的规定，提供此项信息属于法定义务。United States Trustee（美国受托人）将使用此项信息计算 28 U.S.C. § 1930(a)(6) 规定的法定费用评定额。美国受托人还将使用此项信息评估第 11 章债务人在破产程序中的进展，包括重组计划获得确认的可能性以及案件是否正在善意进行。当需要此项信息以履行受托人或审查员的职责时，该信息可能会向破产受托人或审查员披露；当信息表明存在违法或潜在违法行为时，可能会向相应的联邦、州、地方、监管、部落或外国执法机构披露。出于常规目的亦可进行其他披露。关于可能进行的常规披露类型的讨论，可查阅 Executive Office for United States Trustee（美国受托人执行办公室）的记录系统公告 UST-001，“Bankruptcy Case Files and Associated Records”（破产案件档案及相关记录）。参见 71 Fed. Reg. 59,818 et seq. (Oct. 11, 2006)。该公告的副本可通过以下链接获取：htt www.justice.gov/ust/eo/rules_regulations/index.htm。未能提供此项信息可能导致您的破产案件被驳回或转为其他程序，或由美国受托人采取其他行动。11 U.S.C. § 1112(b)(4)(F)。\n\n我谨在受伪证罪处罚的原则下声明，上述月度运营报告及其支持性文件真实无误，且我已被授权代表破产财产签署本报告。\n\n/s/ Luc A. Despins\n\n责任方签名\n\n第 11 章受托人\n\n职务 日期\n\nLuc A. Despins，以其作为第 11 章破产受托人的身份\n\n责任方印刷体姓名\n\n05/22/2023\n\n第四页\n关于 Ho Wan Kwok（郭文贵） 案号 22-50073 (JAM)\n债务人 报告期： 4/1/2023 - 4/30/2023\n个人债务人现金收入与现金支出\n\n（债务人设立的每个银行账户均须提交本表格）\n\n所报告的金额应依据债务人的账目记录，而非银行对账单。期初现金应为上月的期末现金；若系首次报告，该金额应为提交破产申请之日的余额。须附上银行对账单以及报告期内发生的所有支出的明细清单，清单应包含日期、支票号码、收款人、交易说明及金额。每个账户均须附有一份银行对账单调节表。[见 MOR-1 (续)]\n当月 累计自 2022年7月8日 至今\n实际 实际\n现金 - 月初\n收入\n追回资金 $ - $ 171,645.15\n游艇维修托管资金 $ - $ 4,000,000.00\n因误付款后由 Yachtzoo 退还至游艇维修托管账户的 $248,745.00 款项 $ - $ -\n（未计入现金收入）\n总收入 $ - $ 4,171,645.15\n支出\n经常性项目：\n银行费用 $ 712.68 $ 3,624.27\n支付给 International Surety Ltd 用于增加担保履约保证书的费用 $ - $ 27,747.00\n自游艇维修托管账户支付的游艇维修发票相关费用 $ - $ 576,895.09\n支付给 Miller Advertising Agency Inc.（英文法院公告）的相关费用 $ - $ 21,140.60\n支付给 Dexter White 关于右舷柴油发动机评估与船舶海试的相关费用 $ - $ 9,710.00\n自游艇维修托管账户支付给 Bridgeport Harbor Marina 的相关费用 $ 18,137.64 $ 18,137.64\n自游艇维修托管账户支付给 Safe Harbor 的相关费用 $ 82,152.00 $ 82,152.00\n自游艇维修托管账户错误支付给 Yachtzoo 的 $248,765.00 费用 $ - $ -\n（未计入现金支出）\n经常性支出合计 $ 101,002.32 $ 739,406.60\n重组项目：\n专业人员费用 $ - $ -\n美国受托人费用 $ - $ 1,809.43\n其他重组费用（附明细表） $ - $ -\n重组项目合计 $ - $ 1,809.43\n支出合计（经常性 + 重组） $ 101,002.32 $ 741,216.03\n现金净流量（总收入 - 总支出） $ (101,002.32) $ 3,430,429.12\n现金 - 月末（必须与调节后的银行对账单一致） $ 3,430,409.12 $ 3,430,409.12\n代表破产财团进行的第三方支出\n无 $ - $ 12,757.00\n\n以下部分必须填写\n\n用于计算美国受托人季度费用的支出：（来自当月实际发生列）\n总支出 $ 101,002.32\n减：转入其他占有中债务人账户的金额 $\n加：由外部来源支付的破产财团支出（即来自托管账户） $\n用于计算美国受托人季度费用的总支出 $ 101,002.32\n\n美国破产法院 康涅狄格区 布里奇波特分院\n\n关于：\n第 11 章\nHO WAN KWOK（郭文贵），\n案号 22-50073 (JAM)\n债务人。\n\n2023年4月1日至2023年4月30日期间月度运营报告附件\n\n本附件并入第 11 章受托人 Luc A. Despins 的月度运营报告（“MOR”），并构成其一部分。\n\n一般免责声明\n\n1. 本月度运营报告系采用由 Executive Office of the United States Trustee（美国受托人执行办公室）于 2021 年颁布的表格编制。该表格在许多情况下要求即使某一单项不适用也必须填入数字。该表格亦不允许在答案旁添加解释说明或星号标注。因此，按目前呈报的形式，某些答复可能不适用或不完整。遵循美国受托人办公室的指导意见，本附件作为月度运营报告不可分割的组成部分予以提交。\n\n2. 2022年7月8日，破产法院签署命令，批准任命 Luc A. Despins 律师为第 11 章受托人（下称“受托人”）。本月度运营报告中的信息仅基于自受托人获任命之日起的信息，且仅涉及受托人控制下的银行账户。[1]\n\n3. 受托人保留在未来的月度运营报告中修改、变更或补充本月度运营报告或对其进行更新的权利。\n\n具体答复\n第 1 部分答复\n\n4. 如上所述，此信息仅限于受托人获任命以来的现金收入与支出，并仅涉及受托人控制下的账户。该金额包括受托人仅作为托管代理人收取的 400 万美元，用于确保完成恢复 Lady May 号至良好运行状态所需的检修、维护和修理工作，具体见 2022年10月7日 录入的《准予 HK International Funds Investments (USA) Limited, LLC 关于设立 Lady May 号维修准备金之动议的同意裁定》[案卷号 930]，自该金额中已支出 $708,174.09。\n\n[脚注 1] 受托人目前正在对债务人的资产和财务状况进行调查（针对该调查，债务人未予配合）。\n\n第 2 部分答复\n\n5. 在本部分适用的范围内（债务人为自然人），受托人掌握的信息不足以完成本部分。受托人的代理律师目前正在审查就 2023年2月17日 的债权申报截止日所提交的 1,200 余份债权申报书。\n\n6. 受托人知悉已因受托人的专业人员提供服务而产生若干专业人员费用及开支，然而，截至报告期末，法院尚未批准任何有关由破产财团支付此类费用或开支的申请。因此，受托人认为目前在此处将此类费用列为申请后应付款项尚为时过早。\n\n第 3 部分答复\n\n7. 受托人控制下的任何资产均未被出售或转让。\n\n第 4 部分答复\n\n8. 在本部分适用的范围内（债务人为自然人），受托人掌握的信息不足以完成本部分。\n\n第 5 部分答复\n\n9. 截至报告期末，法院尚未批准任何有关由破产财团支付专业人员费用或开支的申请。\n\n10. 受托人知悉有多家专业机构曾向官方无担保债权人委员会或债务人（在受托人获任命之前）提供服务，但目前其聘用尚未获得法院批准。出于充分谨慎起见，受托人在月度运营报告的本部分中列入了此类专业机构（受托人所知悉者），但对该等专业机构的聘用和/或费用支付保留其所有权利。受托人亦指出，债务人可能（在受托人获任命之前）聘用了受托人不知悉的专业人员。\n\n第 6 部分答复\n\n11. 受托人未获悉自受托人获任命以来的时间段内有任何产生的申请后税款。\n\n第 7 部分答复\n\n12. 受托人指出，债务人曾于 2022年4月20日 提交了一份第 11 章重组方案 [案卷号 197]（下称“2022年4月方案”），关于该方案尚未提交或批准任何披露声明。\n\n第 8 部分答复\n\n13. 受托人掌握的信息不足以对第 8 部分作出答复。\n\n案号 22-50073 档号 1812 提交于 05/22/23 录入于 05/22/23 16:28:05 第 17 页，共 18 页\n\n业务咨询请致电：888 761-3967\n\nEast West Bank（华美银行） 9300 Flair Dr., 1st Fl, El Monte, CA 91731\n\n账户对账单 第 1 页，共 2 页 起始日期：2023年4月1日 截止日期：2023年4月30日 对账单周期总天数：30\n\n破产财团/HO WAN KWOK（郭文贵） 债务人\nLUC A DESPINS，第 11 章受托人\n案号 #22-50073\n转交 PAUL HASTINGS LLP\n200 PARK AVE\nNEW YORK NY 10166-0005\n\n随时为您提供便利服务。您无需前往网点，即可在家中舒适地办理多项银行业务。详情请访问 digital.eastwestbank.com 或致电 833.468.8356。\n\n我们的网上银行与手机应用程序已就绪\n标准商业支票账户\n账号\n最低余额 $3,430,409.12\n平均余额 $3,519,651.22\n期初余额 $3,531,431.44\n收入总额 248,745.00 (1笔)\n支出总额 349,767.32 (9笔)\n期末余额 $3,430,409.12\n\n贷记（收入）\n序号 日期 交易说明 破产财团 HO WAN KWOK 债务人 收入金额\n04-28 汇入电汇 248,745.00\n\n借记（支出）\n日期 交易说明 支出金额\n04-04 借记备忘录 受托维护费 25.00\n04-04 借记备忘录 受托抵押品费用 557.68\n04-26 汇出电汇 BLD WATERFRONT UPLAND OWNER LLC 18,137.64\n04-26 服务费 汇出电汇 40.00\n04-28 服务费 汇入电汇 10.00\n04-28 汇出电汇 SHM NEWPORT SHIPYARD LLC 82,152.00\n04-28 服务费 汇出电汇 40.00\n04-28 汇出电汇 YACHTZOO YACHT MANAGEMENT LLC 248,765.00\n04-28 服务费 汇出电汇 40.00\n\n每日余额\n日期 金额 日期 金额\n03-31 3,531,431.44 04-26 3,512,671.12\n04-04 3,530,848.76 04-28 3,430,409.12\n\n账户对账单 第 2 页，共 2 页 起始日期：2023年4月1日 截止日期：2023年4月30日\n\n破产财团/HO WAN KWOK（郭文贵） 债务人\n透支/退票费用\n本期合计 本年累计\n透支费用合计 $0.00 $0.00\n退票费用合计 $0.00 $0.00","key_entities":[],"ecf_references":[],"word_count":5573,"status":"published","published_at":"2023-05-22 00:00:00","created_at":"2023-05-22","updated_at":"2026-08-23 08:10:07"}