{"id":"court_sdny_2005_0","court":"SDNY","case_no":"","doc_number":2005,"sub_number":null,"doc_type":"DOC","filed_date":null,"title":"SDNY ECF 2005","summary_zh":"法庭程序令 —— 美国康州破产法院，Ho Wan Kwok等人破产案，案号22-50073，ECF 2005（2023年7月14日）。UBS AG与破产管理人Luc A. Despins协商一致，同意延期其强制执行听证；双方报告正进行和解磋商。","summary_en":"Bankruptcy procedural order — United States Bankruptcy Court, District of Connecticut, Ho Wan Kwok bankruptcy case, Case No. 22-50073, ECF 2005 (July 14, 2023). UBS AG and Chapter 11 Trustee Luc A. Despins, by consent, agreed to adjourn the hearing on the motion to compel; parties reported ongoing good-faith settlement discussions.","body_en":"## UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT\n\nIn re:\n\nHO WAN KWOK, et al.,\n\nChapter 11\n\nCase No. 22-50073 (JAM)\n\nDebtors.\n\n(Jointly Administered)\n\n# CONSENTED TO MOTION OF UBS AG TO ADJOURN HEARING ON MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER COMPELLING UBS AG TO COMPLY WITH RULE 2004 SUBPOENA\n\nNon-party UBS AG (\"UBS\"), by and through its undersigned counsel, upon the consent of Luc A. Despins, in his capacity as the chapter 11 trustee (the \"Trustee\" and, with UBS, the \"Parties\") in the above-captioned chapter 11 case of the debtor Ho Wan Kwok, hereby respectfully moves to adjourn the hearing on the Motion of Chapter 11 Trustee for Entry of Order Compelling UBS AG to Comply with Rule 2004 Subpoena [ECF No. 1362] (the \"Motion\"), pursuant to the terms set forth in the proposed Consent Order Adjourning July 18, 2023 Hearing on Motion to Compel attached hereto as Exhibit A (the \"Proposed Consent Order\"). As set forth in the Proposed Consent Order, the Parties continue to engage in good-faith discussions with the goal of reaching a consensual resolution of the Motion that would avoid the need for a hearing. The Parties are available to attend a hearing on the Motion on August 2, 2023, and request that the hearing be scheduled on such date or on the next available date thereafter that is convenient to the Court. The Trustee consents to the requested relief.\n\n## [THE REMAINDER OF THIS PAGE IS INTENTIONALLY BLANK.]\n\nWHEREFORE, UBS respectfully requests that the Court adjourn the hearing on the Motion\n\npursuant to the Proposed Consent Order and grant such other relief as is just and proper.\n\nDated: July 14, 2023\n\nUBS AG\n\n By: /s/ Lisa J. Fried\\_\\_\\_\\_\\_ Lisa J. Fried (ct31425) HERBERT SMITH FREEHILLS NEW YORK LLP 450 Lexington Avenue New York, New York 10017 (917) 542-7600 lisa.fried@hsf.com\n\nCounsel for Non-Party UBS AG\n\n### UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT\n\nIn re:\n\nHO WAN KWOK, et al.,\n\nChapter 11\n\nCase No. 22-50073 (JAM)\n\nDebtors.\n\n(Jointly Administered)\n\n## CERTIFICATE OF SERVICE\n\nThe undersigned hereby certifies that on July 14, 2023, the foregoing was electronically filed. Notice of this filing was sent by e-mail to all parties to the above-captioned adversary proceeding by operation of the Court's electronic filing (\"CM/ECF\") system. Parties may access this filing through the Court's CM/ECF system.\n\nDated: July 14, 2023\n\nUBS AG\n\n By: /s/ Lisa J. Fried\\_\\_\\_\\_\\_ Lisa J. Fried (ct31425) HERBERT SMITH FREEHILLS NEW YORK LLP 450 Lexington Avenue New York, New York 10017 (917) 542-7600 lisa.fried@hsf.com\n\nCounsel for Non-Party UBS AG\n\n# EXHIBIT A\n\n# (PROPOSED CONSENT ORDER)\n\n## UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT\n\nIn re:\n\nHO WAN KWOK, et al.,\n\nChapter 11\n\nCase No. 22-50073 (JAM)\n\nDebtors.\n\n(Jointly Administered)\n\n# [PROPOSED] CONSENT ORDER ADJOURNING HEARING ON MOTION OF CHAPTER 11 TRUSTEE FOR ENTRY OF ORDER COMPELLING UBS AG TO COMPLY WITH RULE 2004 SUBPOENA\n\nWHEREAS, on January 23, 2023, Luc A. Despins, in his capacity as chapter 11 trustee (the \"Trustee\") in the above-captioned chapter 11 case of the debtor Ho Wan Kwok, filed the Motion of Chapter 11 Trustee for Entry of Order Compelling UBS AG (\"UBS AG\" and, with the Trustee, the \"Parties\") to Comply with Rule 2004 Subpoena [ECF No. 1362] (the \"Motion\").\n\nWHEREAS, on January 30, 2023, UBS filed its objection to the Motion [ECF No. 1407] (the \"Objection\"), along with declarations in support of the Objection [ECF Nos. 1408–1411, 1413].\n\nWHEREAS, on January 31, 2023, the Trustee filed a reply in further support of the Motion [ECF No. 1416].\n\nWHEREAS, at a hearing on January 31, 2023, based on representations by the Parties that they had made progress toward a potential consensual resolution of the Motion, the Motion was continued to March 7, 2023 [ECF No. 1422].\n\nWHEREAS, at a hearing on March 7, 2023, based on representations by the Parties that they had made further progress toward a potential consensual resolution of the Motion, the Motion was continued to April 18, 2023 [ECF No. 1526].\n\nWHEREAS, at a hearing on April 18, 2023, based on representations by the Parties that they had made further progress toward a potential consensual resolution of the Motion, the Motion was continued to May 2, 2023 [ECF No. 1677].\n\nWHEREAS, at a hearing on May 2, 2023, based on representations by the Parties that they had made further progress toward a potential consensual resolution of the Motion, the Motion was continued to May 30, 2023 [ECF No. 1743].\n\nWHEREAS, on May 15, 2023, the Court ordered the May 30, 2023 hearing on the Motion\n\nadjourned to June 6, 2023 due to a scheduling conflict [ECF No. 1793].\n\nWHEREAS, based on representations by counsel for UBS that counsel for UBS was unavailable to attend a hearing on June 6, 2023 due to previously scheduled business travel, that the Parties were engaged in good-faith discussions with the goal of reaching a consensual resolution of the Motion that would avoid the need for a hearing, and that the Trustee consented to an adjournment, on June 2, 2023, the Court ordered the June 6, 2023 hearing on the Motion adjourned to July 11, 2023 [ECF No. 1857].\n\nWHEREAS, based on representations by counsel for UBS that the Parties were engaged in good-faith discussions with the goal of reaching a consensual resolution of the Motion that would avoid the need for a hearing and that the Trustee consented to an adjournment, on July 7, 2023, the Court ordered the July 11, 2023 hearing on the Motion adjourned to July 18, 2023 [ECF No. 1983].\n\nWHEREAS, the Parties continue to engage in good-faith discussions with the goal of reaching a consensual resolution of the Motion that would avoid the need for a hearing.\n\nWHEREAS, upon consent of the Parties:\n\nNOW, it is hereby ORDERED that the hearing on the Motion is continued to a date and time convenient for the Court not earlier than August 2, 2023, in the United States Bankruptcy Court, 915 Lafayette Boulevard, in Bridgeport, Connecticut.\n\n\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\n\nSigned this \\_\\_ day of \\_\\_\\_\\_\\_\\_\\_\\_\\_\\_\\_, 2023\n\n Hon. Julie A. Manning United States Bankruptcy Judge","body_zh":"UNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT（美国康涅狄格区破产法院）\n\n关于：\n\nHO WAN KWOK（郭文贵）等人，\n\n第 11 章\n\n案号：22-50073 (JAM)\n\n债务人。\n\n（合并审理）\n\nUBS AG（瑞士银行）经同意请求延期审理第 11 章受托人请求作出强制 UBS AG 遵守第 2004 条规则传票之命令之动议的动议\n\n非当事方 UBS AG（「UBS」）通过其下述署名律师，在征得 Luc A. Despins（卢克·A·德斯平斯）以债务人郭文贵上述标示的第 11 章案件中的第 11 章受托人（「受托人」，并与 UBS 合称「双方当事人」）身份同意的情况下，特此依据随附于本动议并作为附件 A 的《拟议延期审理 2023 年 7 月 18 日强制执行动议的同意令》（「拟议同意令」）中所载条款，恭请延期审理《第 11 章受托人请求作出强制 UBS AG 遵守第 2004 条规则传票之命令的动议》[ECF No. 1362]（「动议」）。正如拟议同意令中所述，双方当事人继续进行善意磋商，旨在就动议达成经双方同意的解决方案，从而避免举行听证会。双方当事人均可在 2023 年 8 月 2 日出席关于该动议的听证会，并请求将听证会安排在该日期或其后法院方便的下一个可行日期。受托人同意所请求的救济。\n\n[此页其余部分特意留白。]\n\n据此，UBS 恭请法院依据拟议同意令延期审理该动议的听证会，并准予法院认为公正且适当的其他救济。\n\n日期：2023 年 7 月 14 日\n\nUBS AG\n\n签署人：/s/ Lisa J. Fried_____ Lisa J. Fried (ct31425) HERBERT SMITH FREEHILLS NEW YORK LLP（富而德纽约有限责任合伙律师事务所） 450 Lexington Avenue New York, New York 10017 (917) 542-7600 lisa.fried@hsf.com\n\n非当事方 UBS AG 之代理律师\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT\n\n关于：\n\nHO WAN KWOK 等人，\n\n第 11 章\n\n案号：22-50073 (JAM)\n\n债务人。\n\n（合并审理）\n\n送达证明\n\n下述署名人特此证明，于 2023 年 7 月 14 日，前述文件已通过电子方式归档。本归档通知已通过法院电子归档（「CM/ECF」）系统的运行，以电子邮件形式发送给上述标示的对抗性诉讼程序的所有当事人。当事人可通过法院的 CM/ECF 系统查阅本归档文件。\n\n日期：2023 年 7 月 14 日\n\nUBS AG\n\n签署人：/s/ Lisa J. Fried_____ Lisa J. Fried (ct31425) HERBERT SMITH FREEHILLS NEW YORK LLP 450 Lexington Avenue New York, New York 10017 (917) 542-7600 lisa.fried@hsf.com\n\n非当事方 UBS AG 之代理律师\n\n附件 A\n\n（拟议同意令）\n\nUNITED STATES BANKRUPTCY COURT DISTRICT OF CONNECTICUT\n\n关于：\n\nHO WAN KWOK 等人，\n\n第 11 章\n\n案号：22-50073 (JAM)\n\n债务人。\n\n（合并审理）\n\n[拟议] 延期审理第 11 章受托人请求作出强制 UBS AG 遵守第 2004 条规则传票之命令之动议听证会的同意令\n\n鉴于，2023 年 1 月 23 日，Luc A. Despins 以债务人郭文贵上述标示的第 11 章案件中的第 11 章受托人（「受托人」）身份，提交了《第 11 章受托人请求作出强制 UBS AG（「UBS AG」，并与受托人合称「双方当事人」）遵守第 2004 条规则传票之命令的动议》[ECF No. 1362]（「动议」）。\n\n鉴于，2023 年 1 月 30 日，UBS 提交了对动议的异议 [ECF No. 1407]（「异议」），以及支持该异议的声明 [ECF Nos. 1408–1411, 1413]。\n\n鉴于，2023 年 1 月 31 日，受托人提交了进一步支持动议的答复 [ECF No. 1416]。\n\n鉴于，在 2023 年 1 月 31 日的听证会上，基于双方当事人陈述其在可能经双方同意解决动议方面已取得进展，动议被延期至 2023 年 3 月 7 日 [ECF No. 1422]。\n\n鉴于，在 2023 年 3 月 7 日的听证会上，基于双方当事人陈述其在可能经双方同意解决动议方面已取得进一步进展，动议被延期至 2023 年 4 月 18 日 [ECF No. 1526]。\n\n鉴于，在 2023 年 4 月 18 日的听证会上，基于双方当事人陈述其在可能经双方同意解决动议方面已取得进一步进展，动议被延期至 2023 年 5 月 2 日 [ECF No. 1677]。\n\n鉴于，在 2023 年 5 月 2 日的听证会上，基于双方当事人陈述其在可能经双方同意解决动议方面已取得进一步进展，动议被延期至 2023 年 5 月 30 日 [ECF No. 1743]。\n\n鉴于，2023 年 5 月 15 日，法院因日程冲突命令将该动议原定于 2023 年 5 月 30 日的听证会延期至 2023 年 6 月 6 日 [ECF No. 1793]。\n\n鉴于，基于 UBS 律师的陈述，即 UBS 律师因先前安排的商务差旅无法出席 2023 年 6 月 6 日的听证会、双方当事人正在进行善意磋商旨在就动议达成经双方同意的解决方案以避免举行听证会，且受托人同意延期，法院于 2023 年 6 月 2 日命令将该动议原定于 2023 年 6 月 6 日的听证会延期至 2023 年 7 月 11 日 [ECF No. 1857]。\n\n鉴于，基于 UBS 律师的陈述，即双方当事人正在进行善意磋商旨在就动议达成经双方同意的解决方案以避免举行听证会，且受托人同意延期，法院于 2023 年 7 月 7 日命令将该动议原定于 2023 年 7 月 11 日的听证会延期至 2023 年 7 月 18 日 [ECF No. 1983]。\n\n鉴于，双方当事人继续进行善意磋商，旨在就动议达成经双方同意的解决方案，从而避免举行听证会。\n\n鉴于，经双方当事人同意：\n\n现特此裁定，动议的听证会延期至法院方便且不早于 2023 年 8 月 2 日的日期和时间，在位于康涅狄格州布里奇波特市 Lafayette 大道 915 号的美国破产法院举行。\n\n___________________________\n\n签署于 2023 年 _____ 月 _____ 日\n\nJulie A. Manning（朱莉·A·曼宁）阁下 美国破产法官","key_entities":[],"ecf_references":[],"word_count":1019,"status":"published","published_at":null,"created_at":null,"updated_at":"2026-08-23 07:24:10"}